esra for ospip contracts officer - award mods · esra for ospip contracts officer award...
TRANSCRIPT
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eSRA for OSPIP Contracts Officer
Award Modifications
Cynthia Sylvester and Parth Banker
December 7, 2012
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There are two kinds of Modifications in the eSRA system Requested by the PI Prepared by OSPIP CO
They are mutually exclusive
Award Modifications
Requested by PI Prepared by OSPIP
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A Modification Request remains in a pending state until reviewed and approved by OSPIP CO
Modification Requests – Approved by OSPIP
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Review information from PI
(Optional) request changes or additional information
Obtain sponsor approval, if required
Enter OSPIP information Funding Allocations updated Add or Remove Terms and Conditions Upload Sponsor documents (on the T&C View)
Approve Modification eSRA Award is updated FMS/RAPID is updated, if applicable
Notifications are sent
Modification Requests from the PI
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Select Modification from Home Page
Or….select from inside the award
Or….link from the email notification
Modification Requests – Locate Mod
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Some additional approvals might be needed
Send to sponsor changes the state so everyone knows the request has been sent to the sponsor
Approve modification is the final step
IRB and IACUC requests are available on all modification because the modification might be to add humans or animals to the research
Modification Requests – Modification Activities
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Printer Version presents all information entered
Edit Award Modification lets OSPIP CO review View by View what has been entered
Modification Requests – Review
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If sponsor approval is required, use “Send to Sponsor” activity to record this
Actual communication with the sponsor is outside of eSRA
Attach in eSRA the information that was sent to the sponsor
This will be stored in the History Section
Modification Requests – Sponsor Approval
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Edit award information
Jump to “Completed” page toget to the end of the end of the PI’s section
“Continue” to begin the part required by OSPIP
Modification Requests – Enter OSPIP Information
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If the modification has financial or PoP implications, the Funding Allocation View will be available
This information is needed to populate the Mod Lines in FMs/RAPID
Modification Requests – Funding Allocations
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Add or update Funding Allocation lines, as appropriate
Modification Requests – Funding Allocations
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Funding allocation lines will be “locked” if Funding allocation has already been authorized and transmitted to
FMS/RAPID by award creation or other modification Funding allocation is in the process of being edited by another
Modification
Multiple Modification can be in process at the same time
Modification Requests – Funding Allocations
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Update Terms & Conditions Add new standard T&C Expire an existing standard T&C Update existing custom T&C (to enter expiration date) Add new custom T&C
Modification Requests – Terms & Conditions
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Add a Standard T&C by providing Effective date for the new T&C Select from the standard list for this
type of sponsor
Modification Requests – Add Standard T&C
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Expire a Standard T&C by Select from the standard list for this
type of sponsor Entering effective end date
Modification Requests – Expire Standard T&C
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Add a Custom T&C by providing Give the T&C a short name Provide the full text of the T&C Effective date for the new custom T&C
Modification Requests – Add Custom T&C
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Expire a Custom T&C by Select from the custom list and click “Update”
Enter effective end date
Modification Requests – Expire Custom T&C
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Sponsor Documents are added at the bottom of the Terms and Conditions View because every type of modification has the possibility of changing the Terms & Conditions
Can provide a descriptive title for the sponsor’s document
Modification Requests – Sponsor Documents
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Modification Complete is the last page of the Modification information, but the process isn’t complete
Modification Requests – Complete
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Multiple Modifications can be in process at the same time
Select type of Modification
Provide basic information about Modification (specific to type of Modification)
Add or Update Funding Allocations eSRA Funding Allocations = FMS/RAPID Mod Lines Funding Allocations touched by a Modification are “locked” from
edit by any other Modification Add or Remove Terms and Conditions Upload Sponsor documents (on the T&C View)
Approve Modification eSRA Award is updated FMS/RAPID is updated, if applicable
Notifications are sent
Modifications started by OSPIP
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Create Modification
OSPIP Modifications – Create Modification
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Name and Sponsor’sModification ID default. Change this to something
that makes sense
OSPIP Modifications – View 1.1
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Only one type per Modification
Multiple Modifications can be in process at the same time
OSPIP Modifications – Modification Type
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Most OSPIP-generated Modifications are financial in nature and then next View is the Financial Allocations View
Modification Requests – After View 1.1
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“Other OSPIP Administrative Changes” has a View to describe the changes and does not includeany Financial Allocations
Modification Requests – After View 1.1
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Add or update Funding Allocation lines, as appropriate
Modification Requests – Funding Allocations
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Funding allocation lines will be “locked” if Funding allocation has already been authorized and transmitted to
FMS/RAPID by award creation or other modification Funding allocation is in the process of being edited by another
Modification
Multiple Modification can be in process at the same time
Modification Requests – Funding Allocations
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Update Terms & Conditions Add new standard T&C Expire an existing standard T&C Update existing custom T&C (to enter expiration date) Add new custom T&C
Modification Requests – Terms & Conditions
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Add a Standard T&C by providing Effective date for the new T&C Select from the standard list for this
type of sponsor
Modification Requests – Add Standard T&C
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Expire a Standard T&C by Select from the standard list for this
type of sponsor Entering effective end date
Modification Requests – Expire Standard T&C
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Add a Custom T&C by providing Give the T&C a short name Provide the full text of the T&C Effective date for the new custom T&C
Modification Requests – Add Custom T&C
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Expire a Custom T&C by Select from the custom list and click “Update”
Enter effective end date
Modification Requests – Expire Custom T&C
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Sponsor Documents are added at the bottom of the Terms and Conditions View because every type of modification has the possibility of changing the Terms & Conditions
Can provide a descriptive title for the sponsor’s document
Modification Requests – Sponsor Documents
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Modification Complete is the last page of the Modification information, but the process isn’t complete
Modification Requests – Complete
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If required, obtain DOE Signature to accept the Modification
This changes the state back to what it was prior to requesting DOE approval
DOE approval stored in the History Section
Modification Requests – DOE Signature
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Approve Modification is the final step
eSRA does a Validation check for all required fields
OSPIP CO must affirm Mod was reviewed Info was entered Sponsor approval obtained,
if required
Once approved, change becomes part of the permanent eSRA award record changes will be made in FMS/RAPID if there are any PoP or
financial implications
Modification Requests – Approve Modification
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Modification approval is stored in the History Section of the Modification
And changes the state to Modification Approved
Modification Approval recorded
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Modification updates information in the award, and, if applicable, in FMS/RAPID
Approval is stored in the History Section of the award
Modification updates Award
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Notifications are sent during workflow routing
Notification about the Approval of the Modification goes to RA PI Contract Accounting, if Funding Allocations are updated
Modification Notifications
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Bridge requests (and FastTrak Bridge Requests) can be made inside eSRA, but we are still working out some details RA Prepares Bridge request PI approves Division approves OSPIP CO approves, if needed OSPIP Manager approves, if outside of policy Budget Office approves CFO approves
Contact eSRAHelp for assistance with a bridge request until further documentation is provided.
A Note About Bridge Requests
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Reference Guides
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• Reference Materials
• FAQ & Troubleshooting
Reference Guides