ETHICS IN FINANCE

By Nijil. c v

Why is it important about ethics in finance

When you think about it , you realise that you put your hard-earned savings in the care of financial firms-asset managers, banks, insurance and all kind of funds- and you trust them to look after me money.

You want the best return , but there is a balance between risk and reward.

You need to feel confident that you can trust the finance professional to act with integrity, in your interest.

Financial Services Professionals job and mission is to enable clients to grow and protect their wealth. This means Millions of dollars of assets are involved.

The Financial Services industry is also highly regulated. Regulation minimizes fraud, theft and misuse. Ethics purifies the industry. Ethics set the standards of excellence for professionals in financial services.

Ethics in the financial services industry affect everyone…even consumers. If you are not a Financial Services Professional, you’re a consumer of Financial Services.

Ethics In Financial Service

ETHICAL ISSUES IN FINANCIAL MARKET

Deception: act of misrepresenting relevant information

Unsuitability Unfairness in Markets

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