european corporate governance codes n · valnu 1 lv-1050, riga, latvia liene dubava liene dubava...
TRANSCRIPT
![Page 1: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/1.jpg)
EuropEan CorporatE GovErnanCE CodEs nEtwork
![Page 2: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/2.jpg)
The European Corporate Governance Codes Network (www.ecgcn.org) is an informal network that exists primarily to share privately views, experiences and good practice on issues relating to the corporate governance of listed companies.
In addition, the Network shares factual information on the content and imple-mentation of national corporate governance codes with European authorities and other interested parties.
Participation in the Network is open to all organisations responsible for writing and/or monitoring the implementation of national corporate governance codes in European Union and European Economic Area countries.
General enquiries about the Network should be sent to [email protected]. Any enquiries about corporate governance codes and practices in specific coun-tries should be addressed directly to the relevant participating organisation.
The Network is not a representative body. Views expressed by participating or-ganisations should not be taken to represent the views of the Network as a whole.
![Page 3: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/3.jpg)
Leena Linnainmaa, Deputy Chief Executive of Finland Chamber of Commerce, acts as Chair of the Network since December 2015. Legal Counsel Antti Turunen of Fin-land Chamber of Commerce is the secretary of the Network meetings.
Chris Hodge from the UK acted as the Network’s Chair until December 2015.
The network usually meets twice a year, often in connection with the EU Presi-dency Corporate Governance Conferences, and keeps regular contacts via email.
![Page 4: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/4.jpg)
AUSTRIA
AUSTRIAN CODE OF CORPORATE GOVERNANCE www.corporate-governance.at
January 2015
AUSTRIAN WORKING GROUP FOR CORPORATE GOVERNANCE
Michael EberhartingerAustrian Federal Economic Chamber [email protected]
![Page 5: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/5.jpg)
BELGIUM
THE 2009 BELGIAN CODE ON CORPORATE GOVERNANCEhttp://www.corporategovernancecommittee.be/en/about-2009-code/2009-bel-gian-code-corporate-governance
12 march 2009
CORPORATE GOVERNANCE COMMITTEE Stuiversstraat/Rue des Sols 8 1000 Brussels tel. + 32 2 515 08 59
Christine DarvilleFederation of Enterprises in [email protected]
![Page 6: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/6.jpg)
DENMARK
DANISH CORPORATE GOVERNANCE CODEhttps://corporategovernance.dk/sites/default/files/recommenda-tions-ebs-12401-rapport-selskabsledelse-uk-5k-nov-2014.pdf
2014
DANISH BUSINESS AUTHORITY
Anne Aarup [email protected]
Annette Norup [email protected]
![Page 7: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/7.jpg)
ESTONIA
CORPORATE GOVERNANCE RECOMMENDATIONShttp://www.nasdaqbaltic.com/files/tallinn/bors/press/HYT_eng.pdf
November 2004
ESTONIAN FINANCIAL SUPERVISION AUTHORITYNASDAQ TALLINN AS
Hedi Uustalu [email protected]
![Page 8: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/8.jpg)
FRANCE
CORPORATE GOVERNANCE CODE OF LISTED CORPORATIONShttp://www.afep.com/uploads/medias/documents/Corporate_Governance_Code_of_Listed_Corporations_November_2015.pdf
2003 and last update in 2015
AFEP AND MEDEF
Odile de Brosses11 avenue Delcassé 75008 Paristel. 33(0)1 43 59 85 [email protected]
![Page 9: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/9.jpg)
FINLAND
FINNISH CORPORATE GOVERNANCE CODEhttp://cgfinland.fi/files/2015/10/hallinnointikoodi-2015eng.pdffinnish_corporate_governance_code.png
1 January 2016
FINNISH SECURITIES MARKET ASSOCIATIONc/o Finland Chamber of Commerce P.O. Box 1000 , Aleksanterinkatu 1700101 Helsinki [email protected]
Secretary of the Association’s Board Legal Counsel Antti Turunen tel +358 9 4242 [email protected]
Leena Linnainmaatel. +358 50 [email protected]
Antti Turunentel. +358 9 4242 [email protected]
Hannu YlänenAdviserConfederation of Finnish Industries EKtel. +358 40 [email protected]
![Page 10: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/10.jpg)
GERMANY
DEUTSCHER CORPORATE GOVERNANCE KODEXwww.dckg.de/en
5 May 2015
REGIERUNGSKOMMISSION DEUTSCHER CORPORATE GOVERNANCE KODEX C/O DEUTSCHES AKTIENINSTITUT E.V. Senckenberganlage 2860325 Frankfurt am Main tel. +49 69 92915-0 [email protected]
BERLIN CENTER OF CORPORATE GOVERNANCE C/O TECHNISCHE UNIVERSITÄT BERLINLehrstuhl für Organisation und UnternehmensführungSekr. H 73Straße des 17. Juni 135D-10623 BerlinGermany www.bccg.tu-berlin.de
Cordula HeldtDeutsches [email protected]
Axel v. Werdertel. +49 30 [email protected]
Jan BremerHead of EU Liaison Office Deutsches Aktieninstitut e.V.Haus HuthAlte Potsdamer Straße 510785 Berlintel. +49 173 677 00 [email protected]
![Page 11: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/11.jpg)
GREECE
HELLENIC CORPORATE GOVERNANCE CODEhttp://www.esed.org.gr/web/guest/esed-hellenic-cgc
October 2013
HELLENIC CORPORATE GOVERNANCE COUNCIL
Leda [email protected] tel. +30 2103366359
Sofia [email protected] tel. +30 2103366812
![Page 12: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/12.jpg)
HUNGARY
THE HUNGARIAN CORPORATE GOVERNANCE RECOMMENDATIONShttps://client.bse.hu/data/cms61401/CGR_011212.doc.doc
issued on: 2012
BUDAPEST STOCK EXCHANGE (PREPARED BY CORPORATE GOVERNANCE COMMITTEE)
Dr. Wieland Zsolt (Chairman) [email protected]
![Page 13: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/13.jpg)
ICELAND
CORPORATE GOVERNANCE GUIDELINESwww.vi.is/utgafa/skyrslur/Corporate_Governance_Guidelines_5th_edition.pdf Link to electronic version : www.corporategovernance.is
5th edition, June 2015
CORPORATE GOVERNANCE COMMITTEEBorgartún 35105 ReykjavíkIcelandtel. +354 510 7100www.corporategovernance.is
Marta Guðrún BlöndalProject [email protected]
![Page 14: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/14.jpg)
IRELAND
UK CORPORATE GOVERNANCE CODE & THE IRISH CORPORATE GOVER-NANCE ANNEXwww.ise.ie
Dec 2011
ISE IRISH STOCK EXCHANGE 28 Anglesea Street Dublin 2 Ireland tel: +353 1 617 4200 www.ise.ie
Daryl [email protected]
![Page 15: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/15.jpg)
ITALY
ITALIAN CORPORATE GOVERNANCE CODEhttp://www.borsaitaliana.it/comitato-corporate-governance/codice/codice.en.htm
10 July 2015
COMITATO PER LA CORPORATE GOVERNANCEBorsa Italiana S.p.A.Piazza degli Affari, 620123 Milano FAO Avv.
Marcello Bianchi (ASSONIME)[email protected]
Alessandro Chieffi, Secretary of the Corporate Governance [email protected]
Livia Gasperi (Borsa Italiana S.p.A.) [email protected]
Francesco La Manno (Borsa Italiana S.p.A.)[email protected]
Mateja Milič (ASSONIME)[email protected]
![Page 16: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/16.jpg)
LATVIA
PRINCIPLES OF CORPORATE GOVERNANCE AND RECOMENDATIONS ON THEIR IMPLEMENTATIONhttp://www.nasdaqbaltic.com/files/riga/corp_gov_May_2010_final_EN.pdf
2010
NASDAQ RIGA, AS Valnu 1 LV-1050, Riga, Latvia Liene Dubavawww.nasdaq.com
Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS tel. +371 29 116 209 Switchboard: +371 67 212 431 [email protected]
![Page 17: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/17.jpg)
LITHUANIA
THE CORPORATE GOVERNANCE CODE FOR THE COMPANIES LISTED ON NASDAQ OMXhttp://www.nasdaqbaltic.com/files/vilnius/teisesaktai/The%20Corporate%20Governance%20Code%20for%20the%20Companies%20Listed%20on%20NAS-DAQ%20OMX%20Vilnius%20(effective%20as%20of%202010-01-01).pdf
21 August 2006
AB NASDAQ VILNIUSBusiness center k29Konstitucijos av. 29LT-08501 Vilnius, Lithuaniawww.nasdaqbaltic.com
Saulius MalinauskasSenior Operations ManagerNasdaq Baltictel. +370 5 52531451Mobile: +370 610 479 [email protected]
![Page 18: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/18.jpg)
LUXEMBOURG
PRINCIPLES OF CORPORATE GOVERNANCE OF THE LUXEMBOURG STOCK EXCHANGEhttps://www.bourse.lu/corporate-governance
May 2013
LUXEMBOURG STOCK EXCHANGEB.P.165 L-2011 Luxembourg
Maurice Bauer Secretary General tel: +352 47 79 36 248 [email protected] [email protected]
![Page 19: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/19.jpg)
THE NETHERLANDS
DUTCH CORPORATE GOVERNANCE CODEhttp://www.commissiecorporategovernance.nl/information-in-english
2008
MONITORING COMMITTEE CORPORATE GOVERNANCE CODE
Irene Heemskerktel. +31 (0)6 5282 [email protected]
Kim van Kalleveen tel. +31 (0)6 1137 [email protected]
![Page 20: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/20.jpg)
NORWAY
THE NORWEGIAN CORPORATE GOVERNANCE CODEhttp://www.nues.no/filestore/Dokumenter/Anbefalingene/2014/2014-10-30Co-de2014ENGweb.pdf
21 October 2014
THE NORWEGIAN CORPORATE GOVERNANCE BOARD
Halvor E. [email protected]
![Page 21: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/21.jpg)
POLAND
DOBRE PRAKTYKI SPÓŁEK NOTOWANYCH NA GPW 2016https://static.gpw.pl/pub/files/PDF/RG/DPSN2016_EN.pdf
13 November 2015, valid since 1 January 2016
WARSAW STOCK EXCHANGE
Krzysztof GrabowskiAllerhand Institutetel. +48 601 [email protected]
Beata BinekPolish IoDPresident Polish Institute of Directors tel. +48 600 26 2222 [email protected] t
![Page 22: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/22.jpg)
PORTUGAL
CMVM CORPORATE GOVERNANCE CODE (2013)http://www.cmvm.pt/en/Legislacao/National_legislation/Recommendations/Documents/Final.trad.Cod.Gov.Soc.09.10.2013.MM.pdf
CÓDIGO DE GOVERNO DAS SOCIEDADES DA CMVM (2013) (In Portuguese:)http://www.cmvm.pt/pt/Legislacao/Legislacaonacional/Recomendacoes/Docu-ments/C%C3%B3digo%20de%20Governo%20das%20Sociedades%202013.pdf
2013
CÓDIGO DE GOVERNO DAS SOCIEDADES DO IPCG (In Portuguese:http://www.cgov.pt/images/stories/ficheiros/codigo_de_governo_das_socieda-des_2012.pdf
IPCG CORPORATE GOVERNANCE CODE (2013) (In English)http://www.cgov.pt/images/stories/ficheiros/corporate_governance_code_2012.pdf
COMISSÃO DO MERCADO DE VALORES MOBILIÁRIOS (CMVM)INSTITUTO PORTUGUÊS DE CORPORATE GOVERNANCE (IPCG)
Under the regulations of the securities regulator, the Comissão do Mercado de Valores Mobiliários (CMVM), listed companies can choose to comply or explain with either the code issued by the CMVM or the code issued by the Instituto Por-tuguês de Corporate Governance (IPCG), or even with a foreign code, as long as the choice is justified by the company in its corporate governance annual report.
Laura Abreu Cravotel. +351 [email protected]
Juliano Ferreiratel. +351 [email protected]
![Page 23: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/23.jpg)
SLOVAKIA
THE SLOVAK CORPORATE GOVERNANCE CODEhttp://cecga.org/cg-code/?lang=en
2008
CENTRAL EUROPEAN CORPORATE GOVERNANCE ASSOCIATIONPostovy priecinok 813 78 Bratislava 1www.cecga.org
Barbora LazarovaVice-chairwoman of the Boardand Executive Director tel. +421 (0)903 205 [email protected]
![Page 24: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/24.jpg)
SLOVENIA
THE SLOVENE CORPORATE GOVERNANCE CODEhttp://www.zdruzenje-ns.si/uploads/Corporate_governance_code_2009.pdf
8 December 2009
SLOVENIAN DIRECTORS' ASSOCIATIONDunajska 128a1000 LjubljanaSlovenia
Irena Prijović,Secretary GeneralSlovenian Directors’ Associationtel. +386 1 530 86 38
Gorazd Podbevšek,Chairman of Policy CommitteeSlovenian Directors’ Association
![Page 25: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/25.jpg)
SPAIN
GOOD GOVERNANCE CODE OF LISTED COMPANIEShttp://www.cnmv.es/portal/Publicaciones/CodigosGovCorp.aspx good_governance_code_-_spain.jpg
February 2015
CNMVEdison, 4 28006 MadridSPAIN
Eduardo MansoCorporate Governance and Financial Reports [email protected]. +34 915 851 525
Sergio RodriguezCorporate Governance and Financial Reports [email protected]. +34 915 581 600
![Page 26: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/26.jpg)
SWEDEN
THE SWEDISH CORPORATE GOVERNANCE CODEhttp://www.corporategovernanceboard.se/media/69763/svenskkodbolagss-tyrn_eng_2015_151124.pdf
1 July 2005
THE SWEDISH CORPORATE GOVERNANCE BOARDVäpnargatan 8, 6 tr 114 51 Stockholm tel. +4676-000 0078
Björn Kristianssontel +4676-000 [email protected]
Karin Dahlström tel. +46-8 50 88 22 [email protected]
![Page 27: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/27.jpg)
UNITED KINGDOM
UK CORPORATE GOVERNANCE CODEhttps://www.frc.org.uk/Our-Work/Publications/Corporate-Governance/UK-Cor-porate-Governance-Code-2014.pdf
September 2014
FINANCIAL REPORTING COUNCIL 8th Floor, 125 London WallLondon, EC2Y 5AS www.frc.org.uk Follow us on twitter @FRC_newsroom
David Styles Director, Corporate Governance Codes and Standards Division tel. +44(0)20 7492 [email protected]
![Page 28: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/28.jpg)
![Page 29: EuropEan CorporatE GovErnanCE CodEs n · Valnu 1 LV-1050, Riga, Latvia Liene Dubava Liene Dubava Head of Issuer Services Baltic Market Member of the Management Board NASDAQ Riga AS](https://reader035.vdocument.in/reader035/viewer/2022063014/5fcfd99475520f68b95a0441/html5/thumbnails/29.jpg)
The European Corporate Governance Codes Network (www.ecgcn.org) is an informal network that exists primarily to share privately views, experiences and good practice on issues relating to the corporate governance of listed companies. This brochure contains code and contact information regarding the different countries represented in the Network.