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2011-11-25 Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium, Brussels

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Page 1: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

2011-11-25

Evaluation of Microbiological Risks in the

Food Industry: Tools to support Safety

Assessments in NestléAFSCA Symposium, Brussels

Page 2: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

p. 2FrD/FSM/QS/NRC 2011-11-25

Overview

• Quality and Safety at Nestlé

• Microbiological Risk Assessments in the food industry

• Nestlé tools/processes developed and used to support Safety

Assessments and to achieve our goal: (microbiological) product

quality and safety

• Examples of Nestlé Safety Assessments

Page 3: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

p. 3FrD/FSM/QS/NRC 2011-11-25

Overview

• Quality and Safety at Nestlé

• Microbiological Risk Assessments in the food industry

• Nestlé tools/processes developed and used in to support Safety

Assessments and to achieve our goal: (microbiological) product

quality and safety

• Examples of Nestlé Safety Assessments

Page 4: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Nestlé, the World’s Largest Food Company

and a very broad range of food products

449 factories in 83 countries

Sales of CHF 108 billion in 2009

280‘000 employees

93% of sales is food and beverages

Pharmaceutical

products

7%

Nestlé

Nutrition

9%Powd. & Liq.

beverages

18%

Prep. Dishes &

Cooking aids

16%Milk products & Ice Cream

18%

Nestlé Waters

8%

Confectionery

11%

PetCare

12%

2011-11-25 p. 4FrD/FSM/QS/NRC

Page 5: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Nestlé R&D worldwide

MinneapolisSolon

MarysvilleBakersfield St. Joseph

St.Louis+ NRCQueretaro

AmiensLisieux

BeauvaisToursVittel

York

Lausanne NRC

Fremont

CPW Orbe Innovation Ctr

Dehli

Singen

Abidjan

NRC Santiago

1 Science & Research Center

1 Nestlé Institute of Health Sciences

27 PTC and R&D Centres

320 Application Groups

Tokyo NRC

Beijing + NRC

Shanghai

Singapore

Konolfingen

Systems Centre Orbe

Orbe

Broc

NIHS LausanneSderot

Casa Buitoni

2011-11-25 p. 5FrD/FSM/QS/NRC

Page 6: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

The Food Safety Microbiology network

Mission: Link our Nestle microbiology experts in R&D and Operations

to enhance information and competence transfer

and to assure microbiological safety, quality and compliance of our products.

2011-11-25 p. 6FrD/FSM/QS/NRC

Page 7: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Nestlé R&D worldwide

MinneapolisSolon

MarysvilleBakersfield St. Joseph

St.Louis+ NRCQueretaro

AmiensLisieux

BeauvaisToursVittel

York

Lausanne NRC

Fremont

CPW Orbe Innovation Ctr

Dehli

Singen

Abidjan

NRC Santiago

1 Science & Research Center

1 Nestlé Institute of Health Sciences

27 PTC and R&D Centres

320 Application Groups

Tokyo NRC

Beijing + NRC

Shanghai

Singapore

Konolfingen

Systems Centre Orbe

Orbe

Broc

NIHS LausanneSderot

Casa Buitoni

2011-11-25 p. 7FrD/FSM/QS/NRC

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8

Early Warning Risk Assessment Analytical Science High PerformingTesting Labs

NRC Quality & Safety Department

The Competence Center for Quality and Safety Sciences 10 teams and 140 people working for

Consumer trust

in Nestlé brands and products.

one goal:

Food Safety First !

Early warning Packaging

Food Safety

Chemical Food

Safety

Food Safety

Microbiology

Chemical

contaminants

Functional

ingredients

Authenticity and

Adulteration

Microbiological

and Molecular

Analytics

Methods

Management

FrD/FSM/QS/NRC

Laboratory

performance

Page 9: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

9

Early Warning Risk Assessment Analytical Science High PerformingTesting Labs

NRC Quality & Safety Department

The Competence Center for Quality and Safety Sciences 10 teams and 140 people

working for

Consumer trust

in Nestlé brands and products.

one goal:

Food Safety First !

Early warning Packaging

Food Safety

Chemical Food

Safety

Food Safety

Microbiology

Chemical

contaminants

Functional

ingredients

Authenticity and

Adulteration

Microbiological

and Molecular

Analytics

Laboratory

performance

Methods

Management

FrD/FSM/QS/NRC

Page 10: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Food Safety Microbiology (FSM)

p. 10FrD/FSM/QS/NRC

Emerging microbial issues

Address relevant microbiological issues by

understanding the impact of emerging pathogens on

the food chain and on human health and how to

prevent contamination of the food supply

Microbiological risk

assessmentProvide:

- Risk assessment methodologies & tools

- State of the art risk assessments to allow

science-based management

NRC Food Safety Microbiology team

Microbiological product quality and safety

2011-11-25

Page 11: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

p. 11FrD/FSM/QS/NRC 2011-11-25

Overview

• Quality and Safety at Nestlé

• Microbiological Risk Assessments in the food industry

• Nestlé tools/processes developed and used to support Safety

Assessments and to achieve our goal: (microbiological) product

quality and safety

• Examples of Nestlé Safety Assessments

Page 12: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Microbiological Risk Assessment (MRA)

p. 12FrD/FSM/QS/NRC 2011-11-25

MRA as government bodies do

1• Hazard Identification

2• Exposure assessment

3• Hazard characterization

4• Risk Characterization

End point: Public health

statistics such as number

of case per million people

and per year

MRA as Nestlé (FSM) does /

“Safety Assessment”

Hazard identification: identification of biological hazard capable of causing adverse health

effect which may be present in particular food or group of food

Exposure assessments: assessing presence, survival and growth of pathogens in food

during and after production, in order to control the microbiological hazard until time of

consumption

End point: Safe Product and Process design… for the

safety of our Consumers

Page 13: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

13

Microbiological Food Safety and Quality is truly a farm-to-folk

issue.

Each part of the food chain poses different risks and must be taken into account

Microbiological Safety Assessments

Farm practices Raw materials

Suppliers management

Processing Retailers and

consumers

2011-11-25FrD/FSM/QS/NRC

Page 14: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Microbiological Risk Assessment (MRA)

p. 14FrD/FSM/QS/NRC 2011-11-25

MRA as government bodies do

1• Hazard Identification

2• Exposure assessment

3• Hazard characterization

4• Risk Characterization

End point: Public health

statistics such as number

of case per serving or

number of case per million

people and per year

MRA as Nestlé (FSM) does /

“Safety Assessment”

Hazard identification: identification of biological hazard capable of causing adverse health

effect which may be present in particular food or group of food

Exposure assessments: assessing presence, survival and growth of pathogens in food

during and after production, in order to control the microbiological hazard until time of

consumption

End point: Safe Product and Process design… for the

safety of our Consumers

Page 15: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

p. 15FrD/FSM/QS/NRC 2011-11-25

Overview

• Quality and Safety at Nestlé

• Microbiological Risk Assessments in the food industry

• Nestlé tools/processes developed and used to support Safety

Assessments and to achieve our goal: (microbiological) product

quality and safety

• Examples of Nestlé Safety Assessments

Page 16: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Tools to support Safety Assessments

p. 16FrD/FSM/QS/NRC 2011-11-25

Early Warning System

Surveillance plan

Hazard Prevalence in raw materials

Food Safety Briefs

Predictive Microbiology

Guidelines on microbiological storage challenge testing

Page 17: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

The principle and process of the Nestlé Early

Warning

p. 17FrD/FSM/QS/NRC 2011-11-25

Process to detect and evaluate EMERGING ISSUES and hence

minimize the number or impact of incidents and crises

Principle: Detect issues

before they arrive….

Page 18: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

FrD/F

SM/Q

S/NR

C

Identification of new potential issues

comes from 3 main sources

Web Scouting • Web is used as a source of information

• A special tool is used to follow topics of interests :

DIGIMIND

B

Inte

rnet

Trend Analysis

• Study of past analytical data to detect abnormal

deviating trends that could lead to an issue

• Act before the issue happen

C

Data

Early Warning Network• Nestlé Worldwide Network of people

• From different field of interest (RA, QM, R&D, Agri, …)

• Personal network outside Nestlé (e.g. ILSI, EFSA, …)

A

People

2011-11-25 p. 18

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FrD/F

SM/Q

S/NR

C

The Early Warning needs to cover all potential

sources of issues

• Early Warning covers

– Food safety issues

– Compliance issues

– Issues linked to nutrition

– Cover all Nestlé businesses

– On a worldwide basis

REAL PERCEIVED

2011-11-25 p. 19

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Surveillance plan for raw materials

p. 20FrD/FSM/QS/NRC 2011-11-25

• Demonstrate that QA process is under control.

• Routine monitoring

Verification programs / activities

• Develop new knowledge.

• Gather data on contamination levels

Investigation programs / activities

Program for the Surveillance of Chemical and Microbiological

Contaminants

Early Warning

system, new

issues/priorities,

regulatory

developments…

Adapt suppliers selection, control measures, pathogen

monitoring, …(e.g. viruses, STEC)

Page 21: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Hazard prevalence in raw materials

p. 21FrD/FSM/QS/NRC 2011-11-25

• ~ 500 Nestlé factories

• Over 200 000 analyses per day (FP, Env., Lines, RM)

• Global system to collect the data (GLOBE – SAP)

• TIC: database on prevalence of hazard in RM = Tools for Identification of Contaminants

Page 22: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Food safety Briefs

p. 22FrD/FSM/QS/NRC 2011-11-25

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Predictive Microbiology

p. 23FrD/FSM/QS/NRC 2011-11-25

Models are simplified simulations of microbial behavior based on a representation of data

using statistics and mathematics.

Most models try to predict the number of viable cells (or their products) within an

environment.

Public and in house softwares

Workshops and training

Developing new models

Page 24: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Microbiological storage and challenge testing

p. 24FrD/FSM/QS/NRC 2011-11-25

Guidelines for assessing safety and stability of food products: description on WHEN

and HOW to carry out storage and challenge tests

Storage tests

• Finished product

• Effectiveness of applied hurdles in the product formulation against spoilage microorganisms is investigated

• Quality Shelf-life

• Naturally contaminated products

Product challenge test

• Product or ingredients

• Growth and Reduction of spoilage and/or pathogenic microorganisms in a product is investigated

• Several questions can be addressed

• Inoculation

Process Challenge test

• Product or ingredient

• Reduction of spoilage and/or pathogenic microorganisms in a defined process is investigated

• Several questions can be addressed

• Inoculation

Product• Sample amount

• Sample size

Storage

• Storage temperature

• Storage time

• Examples

Testing

• Methods

• Test parameters

• Sampling frequency …e addressed

Test organisms

• Strains selection (origin, number, maintenance…)

• Inoculation (inoculum, stress, innoc. Method…)

Experimental design

Page 25: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

p. 25FrD/FSM/QS/NRC 2011-11-25

Overview

• Quality and Safety at Nestlé

• Microbiological Risk Assessments in the food industry

• Nestlé tools/processes developed and used in the frame of Safety

Assessments to achieve our goal: (microbiological) product quality

and safety

• Examples of Nestlé Safety Assessments

Page 26: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Safety Assessment: Product innovation(Nick Johnson)

p. 26FrD/FSM/QS/NRC 2011-11-25

New culinary product

• Fermenta--tion

Process

• Fermentation from pH 6.5 to pH below 4

• Sterilization

Safety Assessment: hazard identification

• B. cereus and S. aureus heat stable toxins

• Done based on literature, TIC and surveillance data

• Growth must be controlled to avoid toxin production

Safety Assessment: exposure assessment

• 1E+03 cfu/g is the maximum tolerable level

• Modeling of pathogens growth under different fermentation profiles (pH) at static temperature and water activity conditions

Outcome:

From the model the optimum

profile was obtained

(balancing fermentation effects and maximum allowable growth of

pathogens)

Page 27: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Salmonella and nuts (V. Soni)

Almonds Peanuts PistachiosSesame Seeds

Hazelnuts Pecans Walnuts

p. 27FrD/FSM/QS/NRC

OutbreaksRecalls

2011-11-25

Page 28: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Usage of nuts and associated risk (raw vs

processed)

Finished Product

Nestlé Factory

Supplier

Farm Nuts

Raw

No Treatment

Further Treatment

Processed

No Treatment

Further Treatment

p. 282011-11-25FrD/FSM/QS/NRC

Page 29: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Risk associated with processed nuts: factory level

Risk Level

CoA &/or ‘S’ analysis

Supplier’sCompliance

No Further Treatment Processed Nuts

Complying

Yes

Low

Complying with

reservations

Yes

High

Not Complying

Yes

High

Not audited

Yes

High

Audit Results Not

available

Yes

High

p. 29FrD/FSM/QS/NRC 2011-11-25

Page 30: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Conclusion

30

Nestlé Policy: Use only processed nuts in Nestlé products

For factories using processed

nuts:

Work only with suppliers who are complying (i.e. CCP

and PRPs under control).

Include Salmonella testing in supplier specifications

Implement regular 'S' testing at receiving in all

factories using nuts to verify the performance of the

supplier.

2011-11-25FrD/FSM/QS/NRC

Page 31: Evaluation of Microbiological Risks in the Food Industry ... · Evaluation of Microbiological Risks in the Food Industry: Tools to support Safety Assessments in Nestlé AFSCA Symposium,

Acknowledgements

p. 31FrD/FSM/QS/NRC 2011-11-25