OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21) U.S. Office of Government Ethics; 5 C.F.R. part 2634 I Form Aooroved: 0 MB No. (3209-0001) Report Type: Candidate Year (Annual Report only): Date of Appointment/Termination:

Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e)

Filer's Information

Last Name First Name MI Position Warren Elizabeth A. Candidate for President

Other Federal Government Positions Held During the Preceding 12 Months:

United States Senator

Name of Congressional Committe.e Considering Nomination (Nominees only):

Filer's Certification - I certify that the stateint:nts I have made in this report are true, complete and correct to the best of my lmowledge: s;gna¼ ~ kJ Date:

- - 5 /t;;/?,,D11 ---._

UNITED STATES O FF ICE OF GOVERN MENT ETHICS

* Preventing Conflicts ol lntc,cst in the Executive 8 r3n(h

Agency

Agency Ethics Officia 's Opmion - On t e basis of information contained in this report, I conclude that the fi er is in compliance with applicable laws and regu ations (subject to any comments below)

lcomments of Reviewing Officials:

Reviewed for Apparent Compliance with t,he Federal Election Campaign Act

Date:

Date:

Date:

5 \S 0

OGE Fonn 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 1 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

Filer's Name Page Number

Elizabeth A. Warren 2 of 11

Part 1: Filer's Positions Held Outside United States Government I

# Organization Name City/State Organization Type Position Held From To 1. None

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.

20.

OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 2

Note : This is a public form.-Do not include account numbers, street addresses, or family member names. See instructions for required information.

Filer's Name IPage Number

Elizabeth A . Warren I 3 of 11

Part 2: Filer's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount

I. TIAA-CREF Traditional N/A $1,000,001 - $5,000,000 None (or less than $201)

2. CREF Stock Account - R3 (QCSTIX) Yes $500,001 - $1,000,000 None ( or less than $201)

3. CREF Global Equities Account - R3 (QCGLIX) Yes $250,001 - $500,000 None (or less than $201)

4. TIAA Real Estate Account (QREARX) Yes $500,001 - $1,000,000 None (or less than $201)

5. CREF Bond Market Account - R3 (QCBMIX) Yes $1,001 - $15,000 None (or less than $201)

6. CREF Inflation-Linked Bond Account R3 (QCILIX) Yes $1,001 - $15,000 None (or less than $201)

' 7. CREF Equity Index Account - R1 (QCEQRX) Yes $100,001 - $250,000 None (or less than $201)

8. TIAA-CREF Mid-Cap Growth Retirement (TRGMX) Yes $50,001 - $100,000 None (or less than $201)

9. TIAA-CREF Small-Cap Blend Index Retirement (TRBIX) Yes $100,001 - $250,000 None (or less than $201)

10. TIAA-CREF International Equity Retirement (TRERX) Yes $15,001 - $50,000 None (or less than $201)

11. CREF Inflation-Linked Bond Account - R1 (QCILRX) Yes $15,001 - $50,000 None ( or less than $201)

12. TIAA-CREF Bond Index Institutional (TBIIX) Yes $50,001 - $100,000 None (or less than $201)

13. TIAA-CREF Bond Index Retirement (TBIRX) Yes $15,001 - $50,000 None (or less than $201)

14. "This Fight is Our Fight," Macmillan Publishing Group, LLC (Value N/A advance $300,000 not readily ascertainable)

15. "Chapter 11: Reorganizing American Businesses," CCH, Inc. dba N/A royalties $201 - $1 ,000 Wolters Kluwer Law & Business (Value not readily ascertainable)

16. "Commercial Law Studies," CCH, Inc. dba Wolters Kluwer Law & N/A royalties $2,501 - $5,000 Business (Value not readily ascertainable)

17. "Bankruptcy and Article 9," CCH, Inc. dba Wolters Kluwer Law & N/A royalties $5,001 - $15,000 Business (Value not re9dily ascertainable)

18. "The Law of Debtors and Creditors," CCH, Inc. dba Wolters N/A royalties $2,501 - $5,000 Kluwer Law & Business (Value not readily ascertainable)

19. "Secured Credit: A Systems Approach," CCH, Inc. dba Wolters N/A royalties $5,001 - $15,000 Kluwer Law & Business (Value not readily ascertainable)

20. "Commercial Transactions: A Systems Approach," CCH, Inc. dba N/A royalties $2,501 - $5,000 Wolters Kluwer Law & Business (Value not readily ascertainable)

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information .

Filer's Name IPage Number

Elizabeth A. Warren I 4 of 11

Part 2: Filer's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount

21. "The Fragile Middle Class," Yale University Press (Value not N/A None (or less than $201) readily ascertainable)

22. "The Two-Income Trap," Perseus Books Group (Value not readily N/A None (or less than $201) ascertainable)

23. "As We Forgive Our Debtors," Beard Books (Value not readily N/A None ( or less than $201) ascertainable)

24. "All Your Worth ," Simon & Schuster (Value not readily N/A None ( or less than $201) ascertainable)

25. "A Fighting Chance," Macmillan Publishing Group, LLC (Value not N/A None (or less than $201) readily ascertainable)

26.

27.

28.

29.

30.

31.

32.

33.

34.

35.

36.

37.

38.

39.

40.

OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 3

Note: This is a public fo rm . Do not include account numbers, street addresses, o r family member names. See instructions for required information.

Filer's Name Page Number

Elizabeth A. Warren 5 of 11

Part 3: Filer's Employment Agreements and Arrangements # Employer or Party City/State Status and Terms Date

1. Harvard University Cambridge, MA Agreement with Harvard Law School to hold honorary title of Emeritus Professor. Terms of agreement also 1/2013 include continued use of storage space for teaching and research materials and continued participation in defined contribution plan held by TIAA. Harvard University and the filer have not made any contributions to the plan since the date of this agreement and will not make any contributions to the plan in the future .

2. University of Michigan Ann Arbor, Ml Continued participation in defined contribution plan held by TIAA. University of Michigan and the filer have not 1 /1986 made any contributions to the plan since the date of this agreement and will not make any contributions to the plan in the future.

3.

4.

5.

6.

7.

8. '

9.

10.

11.

12.

OGE Form278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 4 Note: This is a public form . Do not include account numbers, street addresses, or family member names. See instructions for required information.

Filer's Name Page Number

Elizabeth A. Warren 6 of 11

Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year # Source Name City/State Brief Description of Duties

1. N/A

2.

3.

4. -

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17

18.

19.

20.

OGE Form278e (Updated Jan. 2019) (Expires 12/3 1/21)

Instructions for Part 5 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name IPage Number Elizabeth A. Warren I 7of 11

Part 5: Spouse's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount

1. TIAA-CREF Traditional N/A Over $1 ,000,000 None (or less than $201)

2. CREF Equity Index Account - R3 (QCEQIX) . Yes $15,001 - $50,000 None (or less than $201)

3. TIAA-CREF Equity Index lnstl (TIEIX) Yes Over $1,000,000 None (or less than $201)

4. TIAA Real Estate Account (QREARX) Yes $50,001 - $100,000 None ( or less than $201)

5. CREF Bond Market Account - R1 (QCBMRX) Yes $50,001 - $100,000 None ( or less than $201)

6. CREF Inflation-Linked Bond Account - R1 (QCILRX) Yes $15,001 - $50,000 None ( or less than $201)

7. Harvard University N/A ' salary

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.

20.

OGE Form278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 6

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information .

Filer's Name Page Number Elizabeth A. Warren 8 of 11

Part 6: Other Assets and Income # Description EIF Value Income Type Income Amount

I. Capital One - Savings (cash) -· N/A $1 ,001 - $15,000 Interest $201 - $1,000

2. Bank of America - Checking (cash) N/A $100,001 - $250,000 · None (or less than $201)

3. Bank of America - Savings (cash) N/A $1,001 - $15,000 None ( or less than $201)

4. First National Bank of Omaha - Savings (cash) N/A $1,001 - $15,000 Interest $2,501 - $5,000

5. Vanguard 500 Index Admiral (VFIAX) Yes $50,001 - $100,000 $1,001 - $2,500

6.

7.

8.

9. ~-·

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.

20.

OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 7

Note: This is a public form . Do not include account numbers, street addresses, or family member names. See instructions for required information.

Filer's Name Page Number

Elizabeth A. Warren 9 of 11

Part 7: Transactions # Description Type Date Amount

1. N/A

2.

3.

4.

5.

6. ,

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.

20.

OGE Form278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 8 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Page Number Elizabeth A. Warren 10 of 11

Part 8: Liabilities # Creditor Name Type Amount Year Incurred Rate Term

I. None

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.

20.

OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 9

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

Filer's Name Page Number

Elizabeth A. Warren 11 of 11

Part 9: Gifts and Travel Reimbursements # Source Name City/State Brief Description Value 1. N/A

2.

3.

4.

5.

6.

7.

8.

9.

10. .-C

11.

12.

13.

14.

15.

16.

-17.

18.

19.

20.