file in front of ratings & reports. he value ine ... · highest yielding non-utility stocks...

File in front of Ratings & Reports.Last week's Summary & Indexshould be removed.

In two Parts: This is Part 1, Summary & Index.Part 2 is Ratings & Reports.Volume XXV, Number 43.

Published weekly by VALUE LINE PUBLISHING LLC551 Fifth Avenue, New York, NY 10176.

© 2019 Value Line, Inc. All rights reserved. Factual material isobtained from sources believed to be reliable and is providedwithout warranties of any kind. THE PUBLISHER IS NOTRESPONSIBLE FOR ANY ERRORS OR OMISSIONS HEREIN ORANY DAMAGES OR LOSSES ARISING FROM ANY USE OF THEINFORMATION CONTAINED HEREIN. This publication is strictly forsubscriber’s own, non-commercial, internal use. No part of it maybe reproduced, stored or transmitted in any printed, electronic orother form, or used for generating or marketing any printed orelectronic publication, service or product. Officers, directors, oremployees of Value Line, Inc. and its affiliates and subsidiaries,and EULAV Asset Management, may own stocks that are featuredin this publication. Nothing herein should be construed as an offerto buy or sell securities or to give individual investment advice.Value Line, the Value Line logo, The Value Line Investment Survey,Value Line Select, Timeliness and Safety are trademarks orregistered trademarks of Value Line Inc. and/or its affiliates in theUnited States and other countries. All other trademarks are theproperty of their respective owners. Value Line Geometric andArithmetic Indices calculated by Thomson Reuters. Informationsupplied by Thomson Reuters. Value Line Geometric andArithmetic Indices calculated by Thomson Reuters. Informationsupplied by Thomson Reuters.

Part 1 Summary & Index December 6, 2019

Industries, in Alphabetical OrderIndustry Name Issue Industry Name Issue Industry Name Issue

Advertising 1Aerospace/Defense 2Air Transport 1Apparel 9Auto Parts 1Automotive 7Bank 13Bank (Midwest) 3Beverage 9Biotechnology 12Building Materials 5Cable TV 11Chemical (Basic) 8Chemical (Diversified) 10Chemical (Specialty) 8Computer Software 12Computers/Peripherals 6Diversified Co. 8Drug 8E-Commerce 9Educational Services 2Electric Utility (East) 6Electrical Equipment 7Electronics 6Engineering & Const 5Entertainment 11Entertainment Tech 11Environmental 2Financial Svcs. (Div.) 11

www.valueline.com

THE VALUE LINE Investment Survey®

—Small and Mid-Cap

The Median TRAILING P/E RATIOof all stocks with earningsin the 3500 stock universe

17.9

The Average YIELD (next 12 months)of all stocks in the

3500 stock universe

1.4%

THE VALUE LINE GEOMETRIC AVERAGES*

Composite Industrials Rails Utilities1684 stocks 1610 stocks 11 stocks 63 stocks

11/20/2019 529.25 398.21 11028.11 392.4511/21/2019 527.80 397.10 11035.23 391.7511/22/2019 529.90 398.70 11110.93 392.4811/25/2019 537.70 404.79 11259.21 392.7511/26/2019 537.41 404.54 11189.99 393.75%Changelast 4 weeks +1.5% +1.6% +3.8% -1.7%

The Median estimatedYIELD (next 12 months)

of all dividend paying stocksin the 3500 stock universe

2.3%

See Page 30 for the Small and Mid-Cap Model Portfolioand Page 31 for the Small and Mid-Cap Model Dividend Portfolio.

Table of Summary & Index ContentsIndustries, in Alphabetical Order ...................................................................................................................... 1

Stocks—complete list with prices, Performance, Technical and Safety Ranks, Betas, last 12 months earningsand current dividends; also references to pages in Ratings & Reports carrying latest full-page reports ......... 2Analyst Commentaries on the Model Portfolios .............................................................................................. 29

Model Portfolio - Small & Mid-Cap stocks with Above-average Year-ahead Price Potential .......................... 30Model Portfolio - Small & Mid-Cap stocks with Above-average Dividend Yields ............................................ 31

25 Smallest Market-Cap Stocks (in this edition) .. 26Highest Ranked Stocks in

Highest Ranked Industries ............................. 26Conservative Stocks—

Stocks Ranked 1 for Relative Safety .............. 32Conservative Stocks—

Stocks Ranked 2 for Relative Safety .............. 32High Yielding Stocks ............................................ 33Biggest “Free-Flow” Cash Generators .................. 34

Widest Discounts from Book Value ...................... 36Highest Percentage Earned on Capital ................ 38Bargain Basement Stocks .................................... 40Highest Yielding Non-Utility Stocks ...................... 41Stocks Ranked 1 for Performance ........................ 42Stocks Ranked 2 for Performance ........................ 43Stocks Ranked 5 for Performance ........................ 46Best performing stocks (Last 13 weeks) .............. 47Worst performing stocks (Last 13 weeks) ............ 47

Screens

Food Processing 9Furn/Home Furnishings 6Healthcare Information 12Heavy Truck & Equip 1Homebuilding 5Hotel/Gaming 10Household Products 5Human Resources 5IT Services 12Industrial Services 2Information Services 1Insurance (Life) 7Insurance (Prop/Cas.) 3Internet 5Investment Banking 6Machinery 9Maritime 2Med Supp Invasive 1Med Supp Non-Invasive 1Medical Services 4Metal Fabricating 1Metals & Mining (Div.) 8Natural Gas (Div.) 3Natural Gas Utility 3Newspaper 11Office Equip/Supplies 6Oilfield Svcs/Equip. 12Packaging & Container 5Paper/Forest Products 5

Petroleum (Integrated) 10Petroleum (Producing) 10Pipeline MLPs 3Power 5Precious Metals 8Precision Instrument 1Public/Private Equity 11Publishing 11Railroad 2Recreation 11Restaurant 2Retail (Hardlines) 10Retail (Softlines) 10Retail Automotive 10Retail Store 11Retail/Wholesale Food 10Semiconductor 7Shoe 9Steel 8Telecom. Equipment 6Telecom. Services 5Telecom. Utility 5Thrift 7Tobacco 9Toiletries/Cosmetics 5Trucking 2Water Utility 9Wireless Networking 3

SUMMARY OF ADVICES AND INDEX — THE VALUE LINE INVESTMENT SURVEY — Small and Mid-Cap December 6, 2019

R A N K S L A T E S T R E S U L T STrailing Last Current

SUPP. Ticker Recent Perfor- Tech- P/E Current 12 mos. Div’d Qtr. Earns Year Qtr. Latest YearPAGE PAGE NAME OF STOCK Symbol Price mance nical Safety Beta Ratio Yield Earns. Rate Ended Per sh. Ago Ended Div’d Ago

© 2019 Value Line, Inc. All rights reserved. Factual material is obtained from sources believed to be reliable and is provided without warranties of any kind.THE PUBLISHER IS NOT RESPONSIBLE FOR ANY ERRORS OR OMISSIONS HEREIN. This publication is strictly for subscriber's own, non-commercial, internal use. No part of itmay be reproduced, resold, stored or transmitted in any printed, electronic or other form, or used for generating or marketing any printed or electronic publication, service or product.

To subscribe call 1-800-VALUELINE



A-AI

3601 AAC Holdings Inc (NYSE) AACH 0.60 3 3 5 1.10 NMF NIL d3.60 NIL 9/30 d.52 d.92 9/30 NIL NIL4217 ACM Research (NDQ) ACMR 14.31 3 3 4 .75 NMF NIL .04 NIL 9/30 d.45 .21 9/30 NIL NIL5401 ACNB Corporation (NDQ) ACNB 35.65 4 4 3 .50 10.5 2.8% 3.39 1.00 9/30 .89 .86 12/31 .25 .234401 AMAG Pharma. (NDQ) AMAG 10.86 ▼ 4 4 4 1.00 NMF NIL d8.51 NIL 9/30 d.70 d1.20 9/30 NIL NIL4878 AMCON Distributing (ASE) DIT 71.25 ▼ 4 4 3 .40 8.0 1.0% 8.96 .72 6/30 1.10 1.18 9/30 .18 .183623 ANI Pharmaceuticals (NDQ) ANIP 59.27 2 3 4 1.30 43.9 NIL 1.35 NIL 9/30 .32 .42 9/30 NIL NIL4601 ATS Automation (TSE) ATA.TO 20.10 ▲ 3 3 - .95 23.4 NIL .86 NIL 9/30 .21 .11 9/30 NIL NIL4218 AXT Inc. (NDQ) AXTI 3.11 4 3 4 1.00 NMF NIL d.04 NIL 9/30 d.02 .10 9/30 NIL NIL4201 AZZ Inc. (NYSE) AZZ 37.97 3 3 3 1.25 17.5 1.8% 2.17 .68 5/31 .81 .60 12/31 .17 .174839 Abraxas Petrol (NDQ) AXAS 0.26 3 3 5 2.15 0.7 NIL .35 NIL 9/30 .10 .01 9/30 NIL NIL3225 Acacia Research (NDQ) ACTG 3.06 4 4 4 .90 NMF NIL d.73 NIL 9/30 d.15 d.27 9/30 NIL NIL3602 Acadia Healthcare (NDQ) ACHC 32.79 4 4 3 1.20 NMF NIL .26 NIL 9/30 .48 .53 9/30 NIL NIL3624 Acadia Pharma. (NDQ) ACAD 47.76 2 2 4 1.45 NMF NIL d1.76 NIL 9/30 d.29 d.50 9/30 NIL NIL3031 Accelerate Diagnost. (NDQ) AXDX 15.81 3 3 4 1.40 NMF NIL d1.56 NIL 9/30 d.37 d.41 9/30 NIL NIL3625 Acceleron Pharma (NDQ) XLRN 47.08 3 3 4 1.25 NMF NIL d2.69 NIL 9/30 d.86 d.63 9/30 NIL NIL3006 Accuray Inc (NDQ) ARAY 2.96 3 3 4 1.35 NMF NIL d.19 NIL 9/30 d.11 d.11 9/30 NIL NIL4402 AcelRx Pharma. (NDQ) ACRX 1.82 ▼ 3 3 4 1.90 NMF NIL d.67 NIL 9/30 d.16 d.21 9/30 NIL NIL

5132 3895 Achillion Pharm. (NDQ) ACHN 6.20 * * 4 1.70 NMF NIL d.54 NIL 9/30 d.14 d.12 9/30 NIL NIL4403 Aclaris Therapeutics (NDQ) ACRS 1.67 3 3 4 1.60 NMF NIL d4.45 NIL 9/30 d1.34 d1.06 9/30 NIL NIL4044 Acme United Corp. (ASE) ACU 22.29 2 2 3 .75 14.9 2.2% 1.50 .48 9/30 .30 .23 12/31 .12 .113626 Acorda Therapeutics (NDQ) ACOR 1.90 3 3 5 1.35 NMF NIL d2.31 NIL 9/30 d.93 d.29 9/30 NIL NIL5073 Acushnet Holdings (NYSE) GOLF 30.58 2 3 3 1.05 20.3 1.8% 1.51 .56 9/30 .39 .09 9/30 .14 .134404 Adamas Pharma. (NDQ) ADMS 5.50 4 4 5 1.25 NMF NIL d4.03 NIL 9/30 d.99 d1.22 9/30 NIL NIL5116 Adamis Pharma. (NDQ) ADMP 0.62 ▲ 3 3 4 .95 NMF NIL d.75 NIL 9/30 d.12 d.21 9/30 NIL NIL3404 Adams Resources (ASE) AE 31.19 4 4 3 .85 78.0 3.1% .40 .96 9/30 .15 .48 12/31 .24 .223603 Addus HomeCare (NDQ) ADUS 93.30 2 3 3 .80 62.2 NIL 1.50 NIL 9/30 .38 .28 9/30 NIL NIL4219 Adesto Technologies (NDQ) IOTS 7.43 2 1 4 .90 NMF NIL d.67 NIL 9/30 d.25 d.30 9/30 NIL NIL3627 Aduro BioTech, Inc. (NDQ) ADRO 1.12 3 3 4 1.40 NMF NIL d1.11 NIL 9/30 d.26 d.29 9/30 NIL NIL3828 Advanced Drainage (NYSE) WMS 37.28 2 2 3 1.00 NMF 1.0% d3.70 .36 9/30 .10 .45 12/31 ◆ .09 .083288 Advanced Emissions (NDQ) ADES 10.12 1 1 4 1.25 5.7 9.9% 1.79 1.00 9/30 .21 .28 9/30 .25 .253896 Adverum Biotech. (NDQ) ADVM 10.42 3 3 4 1.45 NMF NIL d.96 NIL 9/30 d.25 d.29 9/30 NIL NIL4089 Aeglea BioTherap. (NDQ) AGLE 8.51 3 3 4 .90 NMF NIL d2.42 NIL 9/30 d.66 d.54 9/30 NIL NIL4220 Aehr Test Systems (NDQ) AEHR 1.90 3 3 5 .95 NMF NIL d.19 NIL 8/31 d.02 d.06 9/30 NIL NIL5304 Aeon Global Health (NDQ) AGHC 0.04 3 3 5 -0.30 NMF NIL d1.01 NIL 6/30 d.89 d.31 9/30 NIL NIL4405 Aerie Pharmaceutical (NDQ) AERI 18.52 3 4 4 1.15 NMF NIL d4.33 NIL 9/30 d1.09 d1.96 9/30 NIL NIL5001 AeroCentury Corp (ASE) ACY 5.50 4 3 5 .40 NMF NIL d8.70 NIL 9/30 d5.32 d3.16 9/30 NIL NIL3628 Aevi Genomic Med. (NDQ) GNMX 0.12 3 3 5 .50 NMF NIL d.29 NIL 9/30 d.06 d.12 9/30 NIL NIL3629 Agenus Inc. (NDQ) AGEN 4.06 3 4 4 1.55 NMF NIL d.99 NIL 9/30 d.33 d.29 9/30 NIL NIL4406 Agile Therapeutics (NDQ) AGRX 1.90 3 3 4 1.15 NMF NIL d.40 NIL 9/30 d.08 d.11 9/30 NIL NIL5201 Agilysys, Inc. (NDQ) AGYS 25.17 2 3 3 .80 NMF NIL d.54 NIL 9/30 d.13 d.16 9/30 NIL NIL4671 Agios Pharma. (NDQ) AGIO 37.86 4 5 4 1.55 NMF NIL d6.85 NIL 9/30 d1.81 d1.63 9/30 NIL NIL3114 AgroFresh Solutions (NDQ) AGFS 2.22 3 3 5 1.35 NMF NIL d.68 NIL 9/30 .06 .06 9/30 NIL NIL3115 Aileron Therapeutics (NDQ) ALRN 0.51 3 3 5 2.35 NMF NIL d1.51 NIL 9/30 d.28 d.50 9/30 NIL NIL4090 Aimmune Therapeutics (NDQ) AIMT 27.81 3 3 3 .90 NMF NIL d3.86 NIL 9/30 d1.03 d.89 9/30 NIL NIL4062 Airgain, Inc. (NDQ) AIRG 9.98 5 4 4 1.60 45.4 NIL .22 NIL 9/30 d.01 .04 9/30 NIL NIL

★★ Supplementary Report in this week's Ratings & Reports.

▲ ▼ Arrow indicates the direction of a change from the precedingweek. When a diamond u (indicating a new figure) appearsalongside the latest quarterly earnings results, the rank changeprobably was primarily caused by the earnings report. In othercases, the change is due to the dynamics of the ranking systemand could simply be the result of the improvement or weaken-ing of other stocks.

Explanation of Symbols and Terms

INDEX TO STOCKSPrices quoted are as of November 25, 2019.

Vol. XXV, Number 43, ISSUE 4. The Value Line Investment Survey—Small and Mid-Cap (ISSN 1080-7705) is published weekly by Value Line Publishing LLC, 551 Fifth Avenue,New York, NY 10176 and is accorded expeditious treatment prescribed for newspapers. Subscription rate for 52 issues in the United States and U.S. possessions is $249. Foreignrates upon request. Periodicals postage paid at New York, NY. Canadian GST# 127621837.

Postmaster: Send address changes to The Value Line Investment Survey—Small and Mid-Cap, 551 Fifth Avenue, New York, NY 10176.

The Value Line Investment Survey, Value Line, Value Line logo, Timeliness, Performance and Safety are trademarks of Value Line, Inc.

◆ New figure this week.

(●) All data adjusted for announced stock split or stock dividend.

d Deficit.

NA Not available.

NMF No meaningful figure.

* Rank suspended.

- Rank omitted due to insufficient data.

Trailing Last CurrentSUPP. Ticker Recent Perfor- Tech- P/E Current 12 mos. Div’d Qtr. Earns Year Qtr. Latest YearPAGE PAGE NAME OF STOCK Symbol Price mance nical Safety Beta Ratio Yield Earns. Rate Ended Per sh. Ago Ended Div’d Ago

R A N K S L A T E S T R E S U L T S

December 6, 2019 SUMMARY OF ADVICES AND INDEX — THE VALUE LINE INVESTMENT SURVEY — Small and Mid-Cap

To subscribe call 1-800-VALUELINE© 2019 Value Line, Inc. All rights reserved. Factual material is obtained from sources believed to be reliable and is provided without warranties of any kind.THE PUBLISHER IS NOT RESPONSIBLE FOR ANY ERRORS OR OMISSIONS HEREIN. This publication is strictly for subscriber's own, non-commercial, internal use. No part of itmay be reproduced, resold, stored or transmitted in any printed, electronic or other form, or used for generating or marketing any printed or electronic publication, service or product.


5002 Air Lease Corp. (NYSE) AL 46.54 2 2 3 1.50 9.5 1.1% 4.91 .52 9/30 1.34 1.32 12/31 .13 .103100 Air T Inc. (NDQ) AIRT 22.86 3 3 5 .60 NMF NIL d.10 NIL 9/30 d.80 d.65 9/30 NIL NIL3101 Air Transport Serv. (NDQ) ATSG 25.19 5 4 3 1.20 NMF NIL d.10 NIL 9/30 .19 .24 9/30 NIL NIL4407 Akcea Therapeutics (NDQ) AKCA 19.02 4 4 4 .95 NMF NIL d1.19 NIL 9/30 d.34 d.73 9/30 NIL NIL4672 Akebia Therapeutics (NDQ) AKBA 4.87 3 3 4 1.35 NMF NIL d2.44 NIL 9/30 d.46 d.46 9/30 NIL NIL4305 Akero Therapeutics (NYSE) AKRO 18.90 - - - NMF NMF NIL d2.77 NIL 9/30 d.56 .00 9/30 NIL NIL4602 Alamo Group (NYSE) ALG 118.24 2 2 3 .90 19.9 0.4% 5.93 .48 9/30 1.47 2.00 12/31 .12 .115202 Alarm.com Holdings (NDQ) ALRM 43.07 4 4 3 1.10 44.9 NIL .96 NIL 9/30 .35 d.16 9/30 NIL NIL3876 Alaska Comm. Sys. (NDQ) ALSK 1.78 3 3 5 1.05 25.4 NIL .07 NIL 9/30 .04 .03 9/30 NIL NIL4408 Albireo Pharma, Inc. (NDQ) ALBO 20.12 5 4 4 1.25 NMF NIL d5.87 NIL 9/30 d1.73 d1.17 9/30 NIL NIL

5332 3630 Alder Biopharma. (NDQ) SEE FINAL SUPPLEMENT3630 Aldeyra Therapeutics (NDQ) ALDX 6.69 4 5 4 1.20 NMF NIL d2.15 NIL 9/30 d.69 d.52 9/30 NIL NIL3897 Alector, Inc. (NYSE) ALEC 16.51 - - - NMF NMF NIL d1.25 NIL 9/30 d.47 .00 9/30 NIL NIL5099 Alexanders Inc. (NYSE) ALX 331.50 3 4 2 .75 30.6 5.4% 10.82 NIL 9/30 3.22 2.93 9/30 4.50 4.504617 Alico Inc. (NDQ) ALCO 33.19 2 2 3 .80 11.9 0.7% 2.79 .24 6/30 2.17 .53 12/31 .06 .064409 Alimera Sciences (NDQ) ALIM 4.87 ▼ 4 3 5 1.05 NMF NIL d2.55 NIL 9/30 d.60 5.85 9/30 NIL NIL4885 Allakos, Inc. (NYSE) ALLK 90.75 ▼ 2 2 - NMF NMF NIL d1.73 NIL 9/30 d.47 d.34 9/30 NIL NIL3506 Allegiance Bancshare (NDQ) ABTX 35.80 4 5 3 1.10 14.9 NIL 2.40 NIL 9/30 .57 .65 9/30 NIL NIL3507 Allena Pharma. (NDQ) ALNA 2.16 3 3 4 1.40 NMF NIL d2.12 NIL 9/30 d.57 d.46 9/30 NIL NIL3032 Allied Hlthcare Prod (NDQ) AHPI 1.05 ▼ 3 3 5 .65 NMF NIL d.37 NIL 9/30 d.15 d.31 9/30 NIL NIL3079 Allied Motion Tech. (NDQ) AMOT 44.70 3 3 4 1.25 26.0 0.3% 1.72 .12 9/30 .49 .52 9/30 .03 .034306 Allogene Therapeutic (NDQ) ALLO 26.44 3 3 - NMF NMF NIL d1.60 NIL 9/30 d.50 .00 9/30 NIL NIL3473 Allot Communications (NDQ) ALLT 8.61 3 3 - .90 NMF NIL d.25 NIL 9/30 d.06 d.07 9/30 NIL NIL4221 Alpha & Omega (NDQ) AOSL 12.09 2 1 4 .90 NMF NIL .02 NIL 9/30 .04 .10 9/30 NIL NIL4631 Alpha Pro Tech (ASE) APT 3.36 3 2 3 .85 13.4 NIL .25 NIL 9/30 .03 .11 9/30 NIL NIL3007 Alphatec Holdings (NDQ) ATEC 7.10 1 2 5 .95 NMF NIL d1.05 NIL 9/30 d.26 d.22 9/30 NIL NIL3631 Alpine Immune Sci. (NDQ) ALPN 2.90 3 3 4 .95 NMF NIL d2.76 NIL 9/30 d.62 d.88 9/30 NIL NIL4673 Altair Engineering (NDQ) ALTR 32.01 3 3 3 .90 NMF NIL d.24 NIL 9/30 d.22 .01 9/30 NIL NIL5203 Alteryx, Inc. (NYSE) AYX 107.27 2 2 3 1.00 NMF NIL .19 NIL 9/30 d.10 .17 9/30 NIL NIL5003 Altisource Asset (NDQ) AAMC 13.00 5 4 5 1.75 NMF NIL d3.69 NIL 9/30 d2.25 d.75 9/30 NIL NIL5004 Altisource Portfolio (NDQ) ASPS 18.07 ▼ 4 4 5 1.10 NMF NIL d.81 NIL 9/30 .44 .49 9/30 NIL NIL3401 Altus Midstream (NYSE) ALTM 1.87 4 3 - NMF NMF NIL d.09 NIL 9/30 d.07 .09 9/30 NIL NIL4470 A-Mark Precious (NDQ) AMRK 9.95 4 4 5 .70 82.9 NIL .12 NIL 9/30 .02 .21 9/30 NIL NIL5402 Amerant Bancorp (NYSE) AMTB 22.09 - - - NMF 18.1 NIL 1.22 NIL 9/30 .28 .27 9/30 NIL NIL3847 Ameresco Inc. (NYSE) AMRC 16.49 3 3 3 1.15 23.2 NIL .71 NIL 9/30 .19 .23 9/30 NIL NIL4883 America’s Car-Mart (NDQ) CRMT 104.71 2 3 3 1.00 13.4 NIL 7.83 NIL 10/31 2.00 1.58 9/30 NIL NIL4299 Amer Equity Inv. (NYSE) AEL 29.81 5 5 3 1.45 34.3 0.9% .87 .28 9/30 .41 1.85 9/30 NIL NIL5403 American National (NDQ) AMNB 38.49 3 3 3 .95 19.9 2.8% 1.93 1.08 9/30 .78 .66 9/30 .27 .254300 Amer. Nat’l Ins. (NDQ) ANAT 118.73 ▲ 4 4 1 .95 9.6 2.8% 12.35 3.28 9/30 3.43 6.44 9/30 .82 .823302 American Public (NDQ) APEI 25.78 4 3 4 1.05 21.8 NIL 1.18 NIL 9/30 d.01 .33 9/30 NIL NIL3604 American Renal Assoc (NYSE) ARA 9.53 4 4 5 1.60 NMF NIL d.52 NIL 9/30 .11 d.04 9/30 NIL NIL3605 Amer. Shared Hosp. (ASE) AMS 2.49 3 3 5 .75 20.7 NIL .12 NIL 9/30 .03 .03 9/30 NIL NIL5204 Amer. Software (NDQ) AMSWA 15.95 ▲ 1 1 3 .95 72.5 2.8% .22 .44 10/31 ◆ .05 .04 12/31 .11 .113848 Amer. Superconductor (NDQ) AMSC 8.62 ▼ 5 4 4 1.25 57.5 NIL .15 NIL 9/30 d.10 1.10 9/30 NIL NIL5404 Ameris Bancorp (NDQ) ABCB 43.50 4 3 3 1.00 15.1 1.4% 2.88 .60 9/30 .31 .87 12/31 .15 .103455 Amerisafe Inc. (NDQ) AMSF 66.94 ▲ 1 1 3 .80 16.6 1.5% 4.03 1.00 9/30 1.11 1.02 12/31 .25 .223407 Ames National Corp. (NDQ) ATLO 28.46 3 3 3 .85 15.3 3.4% 1.86 .96 9/30 .44 .48 12/31 .24 .233632 Amicus Therapeutics (NDQ) FOLD 10.17 4 5 4 1.20 NMF NIL d1.59 NIL 9/30 d.24 d.84 9/30 NIL NIL4513 Ampco-Pittsburgh (NYSE) AP 3.50 ▲ 2 3 5 1.60 NMF NIL d2.33 NIL 9/30 d.10 d.76 9/30 NIL NIL4410 Amphastar Pharma. (NDQ) AMPH 18.74 3 3 3 1.05 17.8 NIL 1.05 NIL 9/30 .03 .05 9/30 NIL NIL4674 Ampio Pharma. (NDQ) AMPE 0.42 4 3 4 1.40 NMF NIL d.05 NIL 9/30 d.05 .06 9/30 NIL NIL4490 AMREP Corp. (NYSE) AXR 6.25 5 5 3 .65 NMF NIL d.33 NIL 7/31 d.02 .01 9/30 NIL NIL4222 Amtech Systems (NDQ) ASYS 5.97 3 3 4 1.30 27.1 NIL ▲ .22 NIL 9/30 ◆ .07 d.37 9/30 NIL NIL3633 Amyris Inc. (NDQ) AMRS 3.90 3 3 4 1.40 NMF NIL ▲ d2.72 NIL 9/30 d.51 d1.26 9/30 NIL NIL5205 Anaplan, Inc. (NYSE) PLAN 53.59 - - - NMF NMF NIL ▲ d1.14 NIL 10/31 ◆ d.26 d1.11 9/30 NIL NIL4886 AnaptysBio, Inc. (NDQ) ANAB 12.96 4 3 4 1.60 NMF NIL d3.50 NIL 9/30 d1.15 d.66 9/30 NIL NIL4491 The Andersons Inc (NDQ) ANDE 24.05 4 4 3 1.30 20.2 2.8% 1.19 .68 9/30 d.13 d.07 12/31 .17 .1653634 Anika Therapeutics (NDQ) ANIK 58.37 1 1 3 1.05 27.0 NIL 2.16 NIL 9/30 .64 .53 9/30 NIL NIL3033 Antares Pharma Inc. (NDQ) ATRS 4.81 3 5 4 1.25 NMF NIL .01 NIL 9/30 .01 d.01 9/30 NIL NIL3474 Anterix, Inc. (NYSE) ATEX 41.11 2 2 4 1.30 NMF NIL d2.31 NIL 9/30 d.46 d.81 9/30 NIL NIL4411 Apellis Pharma. (NDQ) APLS 28.08 1 1 4 1.50 NMF NIL d2.77 NIL 9/30 d.64 d.64 9/30 NIL NIL4632 Apex Global Brands (NDQ) APEX 1.06 3 3 5 1.15 NMF NIL d.81 NIL 7/31 d.24 d1.95 9/30 NIL NIL4640 AppFolio, Inc. (NDQ) APPF 113.31 2 3 3 1.10 NMF NIL .97 NIL 9/30 .14 .16 9/30 NIL NIL5206 Appian Corp. (NDQ) APPN 43.80 ▼ 2 3 4 .65 NMF NIL d.83 NIL 9/30 d.19 d.24 9/30 NIL NIL3635 Applied Genetic (NDQ) AGTC 2.80 3 3 4 1.80 NMF NIL d.82 NIL 9/30 d.64 .07 9/30 NIL NIL4223 Applied Optoelectro (NDQ) AAOI 10.29 4 3 5 1.45 NMF NIL d1.97 NIL 9/30 d.44 d.19 9/30 NIL NIL3508 Applied Therapeutics (NYSE) APLT 15.99 - - - NMF NMF NIL d1.23 NIL 9/30 d.63 .00 9/30 NIL NIL

★★ 4840 Approach Resources (NDQ) AREXQ 0.02 * * 5 2.95 NMF NIL d.52 NIL 9/30 d.20 d.05 9/30 NIL NIL4307 Aptinyx, Inc. (NYSE) APTX 3.25 3 3 - NMF NMF NIL d1.72 NIL 9/30 d.44 d.43 9/30 NIL NIL3034 Apyx Medical Corp. (ASE) APYX 7.50 3 3 4 .95 NMF NIL d.50 NIL 9/30 d.13 d.01 9/30 NIL NIL3226 Aqua Metals, Inc. (NDQ) AQMS 1.38 ▼ 3 2 4 1.20 NMF NIL d1.02 NIL 9/30 d.20 d.24 9/30 NIL NIL

4532 4224 Aquantia Corp. (NYSE) SEE FINAL SUPPLEMENT

AI-AQ






3289 AquaVenture Holdings (NYSE) WAAS 21.52 2 3 4 .80 NMF NIL d.72 NIL 9/30 d.13 d.10 9/30 NIL NIL4412 Aquestive Therap. (NYSE) AQST 7.54 4 5 - NMF NMF NIL d2.71 NIL 9/30 d.74 d.64 9/30 NIL NIL5117 Aravive Inc. (NDQ) ARAV 9.52 3 3 4 1.35 NMF NIL d2.43 NIL 9/30 d.54 d1.08 9/30 NIL NIL3224 ARC Document Solut. (NYSE) ARC 1.19 3 3 5 1.35 14.9 NIL .08 NIL 9/30 .02 .06 9/30 NIL NIL5275 Archrock, Inc. (NYSE) AROC 8.82 ▼ 4 3 4 2.15 18.4 6.6% .48 .58 9/30 .14 .08 9/30 .145 .1323201 Arcos Dorados Hldgs (NYSE) ARCO 7.48 3 3 - 1.20 26.7 0.8% .28 .06 9/30 .12 .12 12/31 .03 .054887 Arcus Biosciences (NYSE) RCUS 9.52 ▼ 5 4 - NMF NMF NIL d1.84 NIL 9/30 d.51 d.25 9/30 NIL NIL4675 Ardelyx, Inc. (NDQ) ARDX 6.38 1 2 5 1.65 NMF NIL d1.65 NIL 9/30 d.37 d.39 9/30 NIL NIL3265 Ardmore Shipping (NYSE) ASC 8.38 ▼ 3 3 - 1.35 NMF NIL d.86 NIL 9/30 d.17 d.37 9/30 NIL NIL3636 Arena Pharma (NDQ) ARNA 49.19 2 2 4 1.25 4.6 NIL 10.79 NIL 9/30 d1.46 d.70 9/30 NIL NIL5005 Ares Management (NYSE) ARES 32.75 2 2 3 1.15 37.6 3.9% .87 1.28 9/30 .23 .09 9/30 .32 .283879 Argan Inc. (NYSE) AGX 36.46 ▲ 4 4 3 1.05 NMF 2.7% .09 1.00 7/31 .07 1.08 12/31 .25 .253202 Ark Restaurants (NDQ) ARKR 20.07 3 3 3 .55 16.9 5.0% 1.19 1.00 6/30 1.12 .75 12/31 .25 .255006 Arlington Asset (NYSE) AI 5.70 4 4 3 1.10 NMF 15.8% d1.25 .90 9/30 d.23 d.19 12/31 .225 .3754025 Arlo Technologies (NYSE) ARLO 2.88 3 3 - NMF NMF NIL d1.87 NIL 9/30 d.41 d.14 9/30 NIL NIL4001 Armstrong Flooring (NYSE) AFI 3.94 3 3 3 1.45 NMF NIL d2.36 NIL 9/30 d1.36 .23 9/30 NIL NIL

4532 3313 Arotech Corp. (NDQ) ARTX 2.98 * * 5 1.00 NMF NIL d.02 NIL 9/30 .00 .03 9/30 NIL NIL3638 ArQule Inc. (NDQ) ARQL 8.98 3 3 4 .80 NMF NIL d.34 NIL 9/30 d.09 d.05 9/30 NIL NIL5405 Arrow Financial (NDQ) AROW 36.60 ▲ 2 2 2 .75 15.1 2.8% 2.43 1.01 9/30 .67 .62 9/30 .252 .2453637 Arrowhead Pharma. (NDQ) ARWR 56.99 3 3 4 1.30 82.6 NIL ▲ .69 NIL 9/30 ◆ .12 d.11 9/30 NIL NIL4638 Artesian Res. Corp. (NDQ) ARTNA 37.10 ▲ 1 1 3 .65 23.2 2.7% 1.60 1.00 9/30 .48 .42 12/31 .25 .2425007 Artisan Partners (NYSE) APAM 30.06 3 3 3 1.35 12.5 8.6% 2.41 2.60 9/30 .71 .77 9/30 .60 .603108 Art’s-Way Manufact. (NDQ) ARTW 1.91 3 3 5 .65 NMF NIL d.62 NIL 8/31 d.07 d.18 9/30 NIL NIL5008 Ashford, Inc. (NDQ) AINC 24.80 4 4 4 .95 NMF NIL d9.74 NIL 9/30 d3.65 .18 9/30 NIL NIL3829 Aspen Aerogels, Inc. (NYSE) ASPN 7.10 2 2 4 1.10 NMF NIL d.85 NIL 9/30 d.09 d.27 9/30 NIL NIL3303 Aspen Group, Inc. (OTC) ASPU 6.97 3 3 4 1.10 NMF NIL d.46 NIL 7/31 d.11 d.15 9/30 NIL NIL5207 Aspen Technology (NDQ) AZPN 123.26 2 3 3 1.15 31.9 NIL 3.87 NIL 9/30 .67 .53 9/30 NIL NIL4413 Assembly Biosciences (NDQ) ASMB 15.08 4 4 4 1.20 NMF NIL d3.76 NIL 9/30 d.96 d.87 9/30 NIL NIL4414 Assertio Therapeutic (NDQ) ASRT 0.76 3 3 5 1.45 NMF NIL d.91 NIL 9/30 .05 .19 9/30 NIL NIL4308 Associated Capital (NYSE) AC 36.55 3 3 3 .80 NMF 0.5% d.53 .20 9/30 .26 d.32 9/30 .10 .105009 Asta Funding (NDQ) ASFI 10.35 2 2 4 .45 11.5 NIL .90 NIL 6/30 .35 .29 9/30 NIL NIL5208 Astea Intl Inc. (OTC) ATEA 11.95 3 3 5 .25 NMF NIL d.66 NIL 9/30 d.44 d.05 9/30 NIL NIL4013 AstroNova, Inc. (NDQ) ALOT 15.17 4 4 3 .70 17.0 1.8% .89 .28 7/31 .13 .17 9/30 .07 .073314 Astrotech Corp. (NDQ) ASTC 1.75 3 3 5 .65 NMF NIL d1.35 NIL 9/30 d.37 d.55 9/30 NIL NIL5209 Asure Software (NDQ) ASUR 8.38 3 3 5 .95 NMF NIL d.62 NIL 9/30 d.22 d.24 9/30 NIL NIL3639 Atara Biotherapeutic (NDQ) ATRA 14.01 4 5 4 1.70 NMF NIL d6.10 NIL 9/30 d1.31 d1.29 9/30 NIL NIL4676 Athenex, Inc. (NDQ) ATNX 16.61 4 5 - .55 NMF NIL d1.83 NIL 9/30 d.45 d.70 9/30 NIL NIL3640 Athersys, Inc. (NDQ) ATHX 1.34 3 3 4 1.05 NMF NIL d.31 NIL 9/30 d.08 d.07 9/30 NIL NIL3109 Atkore International (NYSE) ATKR 41.65 2 3 3 1.35 14.7 NIL ▲ 2.84 NIL 9/30 ◆ .94 .66 9/30 NIL NIL5406 Atlantic Capital (NDQ) ACBI 19.05 2 3 3 .90 16.3 NIL 1.17 NIL 9/30 .33 .25 9/30 NIL NIL5407 Atlantic Union Bank. (NDQ) AUB 37.97 1 2 3 1.05 16.0 2.6% 2.38 1.00 9/30 .65 .58 9/30 .25 .235010 Atlanticus Holdings (NDQ) ATLC 7.55 1 1 5 .70 2.3 NIL 3.22 NIL 9/30 .83 d1.16 9/30 NIL NIL3456 Atlas Financial (NDQ) AFH 0.50 3 2 - 1.20 NMF NIL d3.08 NIL 12/31 d4.47 d4.48 9/30 NIL NIL3008 AtriCure Inc (NDQ) ATRC 29.85 4 5 3 1.00 NMF NIL d.60 NIL 9/30 d.25 d.22 9/30 NIL NIL3035 Atrion Corp (NDQ) ATRI 714.72 2 2 3 .65 36.4 0.9% 19.62 6.20 9/30 5.17 4.96 9/30 1.55 1.354888 Auburn National (NDQ) AUBN 42.21 1 2 3 .50 16.1 2.4% 2.62 1.00 9/30 .62 .54 9/30 .25 .243641 Audentes Therap. (NDQ) BOLD 29.39 ▼ 4 4 4 1.80 NMF NIL d3.98 NIL 9/30 d1.00 d.97 9/30 NIL NIL3892 AutoWeb, Inc. (NDQ) AUTO 2.44 3 3 5 1.15 NMF NIL d2.12 NIL 9/30 d.13 d.85 9/30 NIL NIL

Avantor, Inc. (NYSE) MOVED TO STANDARD EDITION4063 Avaya Holdings Corp. (NYSE) AVYA 12.30 5 4 - NMF NMF NIL d.59 NIL 9/30 d.31 2.41 9/30 NIL NIL

★★ 4091 Avedro, Inc. (NYSE) AVDR 22.99 - - - NMF NMF NIL d1.95 NIL 9/30 d.52 .00 9/30 NIL NIL4677 Aveo Pharmaceuticals (NDQ) AVEO 0.61 ▼ 3 3 4 .95 2.3 NIL .27 NIL 9/30 .10 d.18 9/30 NIL NIL3475 Aviat Networks Inc. (NDQ) AVNW 13.97 3 3 4 .85 7.4 NIL 1.89 NIL 9/30 .01 d.15 9/30 NIL NIL3642 Avid Bioservices (NDQ) CDMO 5.39 2 2 4 .95 NMF NIL d.21 NIL 7/31 d.08 d.06 9/30 NIL NIL5103 Avid Technology (NDQ) AVID 8.36 2 3 5 1.35 NMF NIL d.05 NIL 9/30 .07 .02 9/30 NIL NIL4889 AVROBIO, Inc. (NYSE) AVRO 16.03 4 4 - NMF NMF NIL d2.63 NIL 9/30 d.57 d.49 9/30 NIL NIL4064 Aware Inc. (NDQ) AWRE 3.50 4 4 3 .55 NMF NIL d.01 NIL 9/30 d.01 .06 9/30 NIL NIL4225 Axcelis Tech. (NDQ) ACLS 21.77 3 3 3 1.30 46.3 NIL .47 NIL 9/30 .02 .26 9/30 NIL NIL3036 AxoGen Inc. (NDQ) AXGN 16.99 4 5 4 1.10 NMF NIL d.69 NIL 9/30 d.14 d.11 9/30 NIL NIL4890 Axonics Modulation (NYSE) AXNX 23.22 3 2 - NMF NMF NIL d2.54 NIL 9/30 d.89 .00 9/30 NIL NIL4254 Axos Financial Inc. (NDQ) AX 29.58 3 4 3 1.20 11.5 NIL 2.57 NIL 9/30 .66 .57 9/30 NIL NIL4092 Axovant Gene (NYSE) AXGT 5.32 4 3 5 1.35 NMF NIL d4.45 NIL 9/30 d.61 d2.24 9/30 NIL NIL4415 Axsome Therapeutics (NDQ) AXSM 36.90 3 2 4 1.75 NMF NIL d1.61 NIL 9/30 d.56 d.31 9/30 NIL NIL3203 BBQ Holdings (NDQ) BBQ 4.96 3 3 5 1.00 20.7 NIL .24 NIL 9/30 .00 .15 9/30 NIL NIL4891 BCB Bancorp Inc. (NDQ) BCBP 13.36 3 4 3 .65 10.9 4.2% 1.23 .56 9/30 .30 .27 9/30 .14 .144066 BK Technologies (ASE) BKTI 3.03 3 3 4 .70 NMF 2.6% d.20 .08 9/30 .02 .05 12/31 .02 .023830 BMC Stock Holdings (NDQ) BMCH 29.21 ▼ 2 2 3 1.15 16.8 NIL 1.74 NIL 9/30 .50 .53 9/30 NIL NIL3487 BP Midstream Partner (NYSE) BPMP 15.54 ▼ 4 4 3 .80 10.5 8.6% 1.48 1.34 9/30 .43 .34 12/31 .336 .2923880 Babcock & Wilcox (NYSE) BW 3.48 3 2 5 1.50 NMF NIL d25.93 NIL 9/30 d1.39 d8.10 9/30 NIL NIL5104 Ballantyne Strong (ASE) BTN 2.61 3 3 4 .55 NMF NIL d.69 NIL 9/30 d.12 d.08 9/30 NIL NIL3849 Ballard Power Sys. (NDQ) BLDP 6.88 2 2 - 1.55 NMF NIL d.18 NIL 9/30 d.04 d.03 9/30 NIL NIL5408 BancFirst Corp. OK (NDQ) BANF 59.46 2 2 2 1.00 15.0 2.2% 3.96 1.28 9/30 1.00 .98 12/31 .32 .30

AQ-BA






3877 Bandwidth (NDQ) BAND 53.39 3 3 3 1.10 NMF NIL ▼ d.26 NIL 9/30 d.06 d.05 9/30 NIL NIL5409 Banc of California (NDQ) BANC 15.34 4 4 4 1.10 NMF 1.6% d.05 .24 9/30 d.45 .06 12/31 .06 .135500 The Bancorp Inc (NDQ) TBBK 10.86 3 1 3 1.15 11.2 NIL .97 NIL 9/30 .36 1.07 9/30 NIL NIL4093 Bancorp of NJ (ASE) BKJ 18.90 * * 3 .55 30.5 NIL .62 NIL 9/30 .07 .24 9/30 NIL NIL4255 BankFinancial Corp. (NDQ) BFIN 13.53 4 4 2 .70 13.9 3.0% .97 .40 9/30 .26 .22 9/30 .10 .105410 Bank of Commerce (NDQ) BOCH 11.32 3 3 3 .70 12.7 1.8% .89 .20 9/30 .26 .25 12/31 .05 .045411 Bank of Marin (NDQ) BMRC 45.51 2 3 2 .75 18.1 1.8% 2.52 .84 9/30 .69 .62 12/31 .21 .1755412 Bank OZK (NDQ) OZK 30.12 3 3 3 1.30 8.8 3.3% 3.42 1.00 9/30 .81 .58 12/31 .25 .215118 Bank of South Carol (NDQ) BKSC 18.90 3 3 3 .55 14.4 3.4% 1.31 .64 9/30 .36 .32 12/31 .16 .155413 BankUnited, Inc. (NYSE) BKU 35.14 3 3 3 1.10 12.9 2.4% 2.73 .84 9/30 .77 .90 12/31 .21 .215414 Bankwell Financial (NDQ) BWFG 29.36 4 4 3 .55 12.8 1.8% 2.29 .52 9/30 .52 .62 12/31 .13 .124256 Banner Corp. (NDQ) BANR 55.17 3 3 3 1.00 12.7 3.0% 4.33 1.64 9/30 1.15 1.17 12/31 .41 .385415 Bar Harbor Bank. (ASE) BHB 26.44 4 3 3 .85 15.8 3.3% 1.67 .88 9/30 .32 .58 12/31 .22 .204801 Barnes & Noble (NYSE) BNED 4.91 3 4 5 1.40 6.9 NIL .71 NIL 7/31 d.68 d.82 9/30 NIL NIL4841 Barnwell Industries (ASE) BRN 0.36 3 3 4 .65 NMF NIL d1.11 NIL 6/30 d.16 d.05 9/30 NIL NIL4678 BayCom Corp. (OTC) BCML 22.24 3 3 3 1.00 16.5 NIL 1.35 NIL 9/30 .46 .31 9/30 NIL NIL5090 Beasley Broadcast (NDQ) BBGI 3.00 3 3 5 .75 7.7 6.7% .39 .20 9/30 .11 .10 12/31 .05 .054065 Bel Fuse Inc. (NDQ) BELFA 14.23 4 3 4 1.30 NMF 1.7% .14 .24 9/30 d.51 .94 12/31 .06 .063009 Bellerophon Therap (NDQ) BLPH 0.38 3 3 5 .90 NMF NIL d.21 NIL 9/30 d.06 d.10 9/30 NIL NIL5119 Bellicum Pharma. (NDQ) BLCM 0.88 3 3 5 1.75 NMF NIL d2.44 NIL 9/30 d.68 d.55 9/30 NIL NIL4641 Benefitfocus, Inc. (NDQ) BNFT 23.43 4 4 4 1.30 NMF NIL d1.69 NIL 9/30 d.38 d.36 9/30 NIL NIL4257 Berkshire Hills (NYSE) BHLB 31.80 4 3 3 1.00 18.5 2.9% 1.72 .92 9/30 .40 .70 9/30 .23 .223509 BeyondSpring, Inc. (NDQ) BYSI 14.55 3 3 - 1.20 NMF NIL d1.91 NIL 6/30 d.32 d.54 9/30 NIL NIL3204 Biglari Holdings (NYSE) BH 110.03 5 5 - NMF 0.5 NIL NMF NIL 9/30 d.05 d39.50 9/30 NIL NIL3643 BioCryst Pharm (NDQ) BCRX 2.59 ▼ 3 3 4 1.45 NMF NIL d1.21 NIL 9/30 d.34 d.28 9/30 NIL NIL3644 BioDelivery Sciences (NDQ) BDSI 6.25 2 3 4 1.50 NMF NIL d.31 NIL 9/30 .00 d.29 9/30 NIL NIL4309 Biohaven Pharma. (NYSE) BHVN 57.40 2 3 - 1.80 NMF NIL d9.45 NIL 9/30 d2.04 d1.53 9/30 NIL NIL3010 BioLase, Inc. (NDQ) BIOL 0.54 3 3 5 1.20 NMF NIL d.99 NIL 9/30 d.25 d.23 9/30 NIL NIL3037 BioLife Solutions (NDQ) BLFS 16.65 2 3 4 1.25 36.2 NIL .46 NIL 9/30 .37 .05 9/30 NIL NIL4679 BioSpecifics Tech. (NDQ) BSTC 54.79 4 5 3 1.00 17.3 NIL 3.16 NIL 9/30 .85 .69 9/30 NIL NIL3038 BioTelemetry Inc. (NDQ) BEAT 46.35 5 4 3 1.10 43.3 NIL 1.07 NIL 9/30 .23 .45 9/30 NIL NIL4680 BioXcel Therapeutics (NDQ) BTAI 6.85 4 4 - NMF NMF NIL d2.04 NIL 9/30 d.57 d.31 9/30 NIL NIL5210 Blackbaud Inc (NDQ) BLKB 85.01 ▼ 3 2 3 1.10 NMF 0.6% .41 .48 9/30 .09 .23 9/30 .12 .125211 BlackLine, Inc. (NDQ) BL 54.24 3 3 3 .85 NMF NIL d.56 NIL 9/30 d.17 d.08 9/30 NIL NIL4681 Bloom Energy Corp. (NYSE) BE 6.27 4 5 - NMF NMF NIL d2.52 NIL 9/30 d.30 d.97 9/30 NIL NIL5517 Blucora, Inc. (NDQ) BCOR 23.18 5 5 3 .95 NMF NIL .21 NIL 9/30 d1.28 d.37 9/30 NIL NIL4682 Blue Apron Holdings (NYSE) APRN 6.97 4 4 5 1.80 NMF NIL d4.83 NIL 9/30 d1.99 d2.70 9/30 NIL NIL3645 bluebird bio Inc. (NDQ) BLUE 74.84 3 3 4 1.45 NMF NIL d12.99 NIL 9/30 d3.73 d2.73 9/30 NIL NIL3104 Blue Bird Corp. (NDQ) BLBD 20.49 4 3 3 1.05 20.7 NIL .99 NIL 6/30 .55 .77 9/30 NIL NIL3488 Blueknight Energy (NDQ) BKEP 1.09 * * 5 1.40 NMF 14.7% d1.58 .16 9/30 d.09 d.09 12/31 .04 .083831 BlueLinx Holdings (NYSE) BXC 9.55 ▼ 3 3 5 1.30 NMF NIL d2.54 NIL 9/30 d.75 d1.07 9/30 NIL NIL4683 Blueprint Medicines (NDQ) BPMC 78.86 2 3 4 1.55 NMF NIL d7.78 NIL 9/30 d1.93 d1.66 9/30 NIL NIL5416 Boston Private (NDQ) BPFH 11.63 3 3 3 1.15 10.3 4.1% 1.13 .48 9/30 .24 .20 9/30 .12 .125212 Bottomline Tech. (NDQ) EPAY 49.89 4 5 3 1.05 NMF NIL .22 NIL 9/30 d.03 d.02 9/30 NIL NIL5074 Bowl America ‘A’ (ASE) BWLA 14.90 3 3 3 .45 26.6 4.7% .56 .70 9/30 .06 .09 12/31 .175 .174642 Box, Inc. (NYSE) BOX 16.47 3 3 3 1.20 NMF NIL d.92 NIL 10/31 ◆ d.28 d.28 9/30 NIL NIL3646 Brickell Biotech (NDQ) BBI 2.15 3 3 5 .80 NMF NIL d5.08 NIL 9/30 d1.65 d.49 9/30 NIL NIL5417 Bridge Bancorp Inc (NDQ) BDGE 33.15 3 3 3 .95 12.8 2.8% 2.58 .92 9/30 .70 .33 12/31 .23 .233408 Bridgewater Banc. (ASE) BWB 12.93 1 2 - NMF 12.8 NIL 1.01 NIL 9/30 .27 .21 9/30 NIL NIL4618 Bridgford Foods (NDQ) BRID 25.30 2 3 4 .75 32.4 NIL .78 NIL 7/31 .12 .16 9/30 NIL NIL5213 Brightcove, Inc. (NDQ) BCOV 8.99 2 2 3 .90 NMF NIL d.48 NIL 9/30 d.08 d.10 9/30 NIL NIL3227 BrightView Holdings (NYSE) BV 16.67 ▼ 2 2 - NMF 39.7 NIL ▲ .42 NIL 9/30 ◆ .24 d.11 9/30 NIL NIL4643 BroadVision Inc. (NDQ) BVSN 2.74 3 3 5 .45 NMF NIL d.38 NIL 9/30 d.11 d.34 9/30 NIL NIL4258 Broadway Finl (NDQ) BYFC 1.53 3 3 4 .80 NMF NIL .00 NIL 9/30 d.01 .02 9/30 NIL NIL3850 Broadwind Energy (NDQ) BWEN 1.56 3 3 5 1.35 NMF NIL d.59 NIL 9/30 d.06 d.05 9/30 NIL NIL4259 Brookline Bancorp (NDQ) BRKL 16.05 3 3 3 .95 14.9 2.9% 1.08 .46 9/30 .28 .28 9/30 .11 .105418 Bryn Mawr Bank (NDQ) BMTC 39.22 4 4 3 .90 12.5 2.7% 3.13 1.04 9/30 .81 .82 12/31 .26 .255214 BSQUARE Corp (NDQ) BSQR 1.21 3 3 4 1.05 NMF NIL d.75 NIL 9/30 d.09 d.16 9/30 NIL NIL5075 Build-A-Bear (NYSE) BBW 2.92 2 2 4 .90 NMF NIL d1.14 NIL 7/31 d.08 d.11 9/30 NIL NIL5419 Business First (NYSE) BFST 24.94 3 4 - NMF 15.7 1.6% 1.59 .40 9/30 .40 .33 12/31 .10 .083409 Byline Bancorp, Inc. (NYSE) BY 18.45 4 4 3 1.10 12.1 NIL 1.53 NIL 9/30 .39 .39 9/30 NIL NIL5420 C & F Financial Corp (NDQ) CFFI 53.75 3 3 3 .70 10.1 2.8% 5.32 1.48 9/30 1.42 1.46 12/31 .37 .363266 CAI International (NYSE) CAI 24.22 3 3 5 1.70 7.6 NIL 3.19 NIL 9/30 .74 1.03 9/30 NIL NIL3647 CASI Pharma. (NDQ) CASI 3.50 3 3 4 .75 NMF NIL d.45 NIL 9/30 d.10 d.10 9/30 NIL NIL4684 CB Financial Service (NDQ) CBFV 29.45 3 4 2 .60 13.1 3.3% 2.24 .96 9/30 .69 .42 9/30 .24 .223853 CBAK Energy Tech. (NDQ) CBAT 0.77 3 3 5 1.80 NMF NIL d.35 NIL 9/30 d.04 .30 9/30 NIL NIL5011 CBIZ, Inc. (NYSE) CBZ 26.49 1 1 2 .80 20.9 NIL 1.27 NIL 9/30 .32 .24 9/30 NIL NIL3116 CBTX, Inc. (NDQ) CBTX 29.86 4 5 3 .90 14.4 1.3% 2.07 .40 9/30 .52 .52 12/31 .10 .053291 CECO Environmental (NDQ) CECE 8.03 ▲ 3 4 4 1.30 28.7 NIL .28 NIL 9/30 .05 d.37 9/30 NIL NIL

3132 5276 C&J Energy Services (NYSE) SEE FINAL SUPPLEMENT4047 CKX Lands Inc. (ASE) CKX 9.40 4 3 3 .55 NMF NIL .08 NIL 9/30 .00 .04 9/30 NIL NIL5421 CNB Finl Corp (NDQ) CCNE 31.87 1 1 3 .95 12.6 2.1% 2.53 .68 9/30 .68 .60 9/30 .17 .173489 CNX Midstream Part. (NYSE) CNXM 13.98 4 4 3 1.20 6.2 11.4% 2.27 1.60 9/30 .58 .47 12/31 .40 .348

BA-C






3315 CPI Aerostructures (ASE) CVU 7.12 2 2 4 .60 23.7 NIL .30 NIL 9/30 .14 .07 9/30 NIL NIL5012 CPI Card Group (NDQ) PMTS 1.05 2 2 5 .85 NMF NIL d.85 NIL 9/30 d.06 d.10 9/30 NIL NIL4202 CPS Technologies (NDQ) CPSH 1.03 3 3 5 .95 NMF NIL d.30 NIL 9/30 d.04 .00 9/30 NIL NIL3228 CRA International (NDQ) CRAI 51.29 3 3 3 1.10 18.6 1.8% 2.76 .92 9/30 .71 .46 12/31 .23 .204689 CRISPR Therap. (NDQ) CRSP 65.67 2 3 - 1.70 NMF NIL d.46 NIL 9/30 2.40 d1.07 9/30 NIL NIL3410 CSB Bancorp, Inc. (OTC) CSBB 41.00 2 3 2 .45 10.9 2.7% 3.76 1.12 9/30 .98 .88 12/31 .28 .505277 CSI Compressco LP (NDQ) CCLP 2.60 3 3 5 1.50 NMF 1.5% d.50 .04 9/30 d.08 d.18 9/30 .01 .1885267 CSP Inc. (NDQ) CSPI 12.90 2 2 3 .70 NMF 4.7% d.19 .60 6/30 .13 .11 9/30 .15 .155097 CSS Industries (NYSE) CSS 4.79 3 3 4 1.00 NMF NIL d4.64 NIL 9/30 .39 d.54 9/30 NIL .204822 CSW Industrials (NDQ) CSWI 73.48 3 3 2 .95 25.5 0.7% 2.88 .54 9/30 .58 .79 9/30 .135 NIL3823 CTI Industries (NDQ) CTIB 0.53 3 3 5 .55 NMF NIL d2.12 NIL 9/30 d.30 d.16 9/30 NIL NIL4203 CUI Global Inc. (NDQ) CUI 1.00 4 3 5 1.10 NMF NIL d.57 NIL 9/30 d.11 d.05 9/30 NIL NIL5422 CVB Financial (NDQ) CVBF 21.37 4 4 3 1.15 14.9 3.4% 1.43 .72 9/30 .36 .30 12/31 .18 .143080 CVD Equipment Corp. (NDQ) CVV 3.71 3 3 4 1.00 NMF NIL d.85 NIL 9/30 d.02 d.39 9/30 NIL NIL5278 Cactus, Inc. (NYSE) WHD 30.84 4 4 - NMF 16.3 NIL 1.89 NIL 9/30 .41 .52 12/31 .09 NIL5423 Cadence Bancorp. (NYSE) CADE 16.51 5 5 3 1.35 9.7 4.2% 1.71 .70 9/30 .35 .56 12/31 .175 .154048 Cadiz Inc. (NDQ) CDZI 11.51 1 1 4 .55 NMF NIL d1.18 NIL 9/30 d.28 d.26 9/30 NIL NIL4831 Caesars Entertain (NDQ) CZR 13.09 * * 5 1.65 NMF NIL d1.07 NIL 9/30 d.53 .14 9/30 NIL NIL3832 CaesarStone Ltd. (NDQ) CSTE 15.75 3 3 - 1.25 36.6 NIL .43 NIL 9/30 .21 .31 9/30 NIL .155424 Calif. First Nat’l (NDQ) CFNB 16.42 3 3 3 .45 26.5 3.2% .62 .52 9/30 .29 .38 9/30 NIL NIL3510 Calithera Bioscience (NDQ) CALA 4.58 3 3 4 1.40 NMF NIL d2.08 NIL 9/30 d.38 d.52 9/30 NIL NIL4884 Calumet Specialty (NDQ) CLMT 3.06 3 3 5 1.35 18.0 NIL .17 NIL 9/30 d.06 d.20 9/30 NIL NIL4520 Calyxt, Inc. (NDQ) CLXT 3.64 3 2 4 2.35 NMF NIL d1.11 NIL 9/30 d.32 d.23 9/30 NIL NIL3476 Cambium Networks (NYSE) CMBM 7.21 - - - NMF NMF NIL d1.25 NIL 9/30 .08 .00 9/30 NIL NIL5425 Cambridge Bancorp (OTC) CATC 79.53 4 4 2 .60 13.6 2.6% 5.84 2.04 9/30 1.57 1.61 12/31 .51 .505426 Camden National (ASE) CAC 43.28 2 2 2 .85 12.1 2.8% 3.59 1.20 9/30 .94 .90 12/31 .30 .303081 Camtek Ltd. (NDQ) CAMT 10.34 2 3 - 1.15 17.5 NIL .59 NIL 9/30 .11 .14 9/30 NIL NIL3851 Canadian Solar Inc (NDQ) CSIQ 15.63 ▼ 3 3 - 1.65 4.4 NIL 3.52 NIL 9/30 .96 1.09 9/30 NIL NIL

5532 3815 Canfor Corp. (TSE) CFP.TO 13.75 * * - .80 NMF NIL d2.24 NIL 9/30 d.72 .98 9/30 NIL NIL4832 Canterbury Pk Hldg (NDQ) CPHC 12.65 5 4 3 .65 12.8 2.2% .99 .28 9/30 .25 .36 12/31 .07 .075427 Capital City Bank (NDQ) CCBG 29.35 1 1 3 .80 16.1 1.8% 1.82 .52 9/30 .50 .35 9/30 .13 .095317 Capital Product (NDQ) CPLP 11.49 * * - NMF 23.9 11.0% .48 1.26 9/30 .18 .21 12/31 .315 .563606 Capital Senior Lvng (NYSE) CSU 3.69 3 3 5 1.35 NMF NIL d2.13 NIL 9/30 d.68 d.37 9/30 NIL NIL4094 Capstar Financial (NDQ) CSTR 17.00 3 3 3 1.20 12.5 1.2% 1.36 .20 9/30 .36 .32 9/30 .05 .043852 Capstone Turbine (NDQ) CPST 3.82 3 3 5 1.10 NMF NIL d2.49 NIL 9/30 d.59 d.70 9/30 NIL NIL4095 Cara Therapeutics (NDQ) CARA 24.45 3 3 4 1.45 NMF NIL d2.40 NIL 9/30 d.74 d.51 9/30 NIL NIL

4932 5215 Carbon Black, Inc. (NYSE) SEE FINAL SUPPLEMENT3332 4644 Carbonite Inc. (NDQ) CARB 22.99 * * 4 1.05 NMF NIL d.65 NIL 9/30 d.40 .02 9/30 NIL NIL

3011 Cardiovascular Sys. (NDQ) CSII 45.27 3 3 3 1.25 NMF NIL d.10 NIL 9/30 d.17 d.08 9/30 NIL NIL5215 Cardlytics, Inc. (NDQ) CDLX 54.78 1 2 - NMF NMF NIL d1.11 NIL 9/30 d.33 d.40 9/30 NIL NIL3229 Cardtronics PLC (NDQ) CATM 42.93 2 2 4 1.10 67.1 NIL .64 NIL 9/30 .46 .19 9/30 NIL NIL4685 Care.com, Inc. (NYSE) CRCM 12.34 5 4 4 1.15 NMF NIL d.92 NIL 9/30 d.09 .03 9/30 NIL NIL3039 CareDx Inc. (NDQ) CDNA 20.55 ▼ 3 3 4 .95 NMF NIL d.50 NIL 9/30 33.80 21.20 9/30 NIL NIL5518 CarGurus, Inc. (NDQ) CARG 39.64 4 5 3 1.25 NMF NIL .36 NIL 9/30 .09 .12 9/30 NIL NIL4842 Carrizo Oil & Gas (NDQ) CRZO 6.63 * * 5 2.25 1.0 NIL 6.54 NIL 9/30 1.11 .85 9/30 NIL NIL3205 Carrols Restaurant (NDQ) TAST 8.43 ▼ 5 5 4 .90 NMF NIL d.52 NIL 9/30 d.15 .08 9/30 NIL NIL4686 Cars.com, Inc. (NYSE) CARS 13.26 5 4 4 1.65 NMF NIL d1.97 NIL 9/30 d1.89 .23 9/30 NIL NIL4687 Carvana Co. (NYSE) CVNA 91.06 3 3 4 1.55 NMF NIL d2.79 NIL 9/30 d.78 d.50 9/30 NIL NIL4260 Carver Bancorp (NDQ) CARV 2.93 3 3 5 1.25 NMF NIL d1.37 NIL 9/30 d.28 d.55 9/30 NIL NIL3290 Casella Waste Sys. (NDQ) CWST 44.96 3 3 3 1.00 NMF NIL .15 NIL 9/30 .26 .50 9/30 NIL NIL4416 Cassava Sciences (NDQ) SAVA 1.41 3 3 5 1.35 NMF NIL d.22 NIL 9/30 d.04 d.11 9/30 NIL NIL5014 Cass Information (NDQ) CASS 56.81 1 1 3 .95 27.1 1.8% 2.10 1.04 9/30 .56 .51 12/31 .27 .217

4932 4612 Castle Brands (ASE) SEE FINAL SUPPLEMENT5305 Castlight Health (NYSE) CSLT 1.39 3 3 4 1.70 NMF NIL d.22 NIL 9/30 d.06 d.05 9/30 NIL NIL3648 Catalyst Biosciences (NDQ) CBIO 5.42 4 4 4 1.70 NMF NIL d4.38 NIL 9/30 d1.06 d.64 9/30 NIL NIL4417 Catalyst Pharma (NDQ) CPRX 4.49 2 3 4 1.50 56.1 NIL .08 NIL 9/30 .13 d.08 9/30 NIL NIL4892 Catasys, Inc. (NDQ) CATS 15.12 3 2 4 .70 NMF NIL d1.13 NIL 9/30 d.52 d.27 9/30 NIL NIL5428 Cathay General (NDQ) CATY 37.29 3 4 3 1.15 10.8 3.3% 3.44 1.24 9/30 .91 .85 9/30 .31 .243806 Cavco Industries (NDQ) CVCO 197.56 1 2 3 1.10 24.2 NIL 8.17 NIL 9/30 2.25 1.67 9/30 NIL NIL3276 Celadon Group (OTC) SEE FINAL REPORT4418 Celldex Therapeutics (NDQ) CLDX 2.31 3 3 5 1.60 NMF NIL d3.80 NIL 9/30 d.75 d.66 9/30 NIL NIL3649 Cellular Biomed. (NDQ) CBMG 17.89 * * 4 1.40 NMF NIL d2.40 NIL 9/30 d.82 d.72 9/30 NIL NIL4419 Celsion Corp. (ASE) CLSN 1.31 ▼ 3 3 5 1.50 NMF NIL d.34 NIL 9/30 d.25 d.26 9/30 NIL NIL5429 Centerstate Banks (NDQ) CSFL 25.51 3 3 3 1.00 12.1 1.7% 2.10 .44 9/30 .53 .53 9/30 .11 .10

5532 5091 Central European (NDQ) CETV 4.50 * * 3 1.05 13.2 NIL .34 NIL 9/30 .04 .03 9/30 NIL NIL5430 Central Pacific (NYSE) CPF 29.38 2 2 3 1.05 14.2 3.1% 2.07 .92 9/30 .51 .52 12/31 .23 .215431 Central Valley Comm. (NDQ) CVCY 20.75 2 2 3 .60 12.7 2.1% 1.63 .44 9/30 .42 .42 12/31 .11 .095432 Century BanCorp (NDQ) CNBKA 87.06 1 3 3 .65 12.5 0.6% 6.98 .48 9/30 1.81 1.72 12/31 .12 .124833 Century Casinos (NDQ) CNTY 8.20 5 5 3 .85 NMF NIL .06 NIL 9/30 .02 .05 9/30 NIL NIL3807 Century Communities (NYSE) CCS 27.99 2 2 3 1.05 10.0 NIL 2.79 NIL 9/30 .87 .56 9/30 NIL NIL3477 Ceragon Networks (NDQ) CRNT 1.90 3 3 - 1.20 11.9 NIL .16 NIL 9/30 .00 .08 9/30 NIL NIL3650 Cerus Corp (NDQ) CERS 4.17 3 3 4 1.30 NMF NIL d.52 NIL 9/30 d.13 d.11 9/30 NIL NIL4645 ChannelAdvisor Corp. (NYSE) ECOM 9.06 3 4 4 .95 NMF NIL d.05 NIL 9/30 .06 d.08 9/30 NIL NIL

C-CH






3292 Charah Solutions (NYSE) CHRA 2.41 3 3 - NMF NMF NIL d.67 NIL 9/30 d.11 d.60 9/30 NIL NIL4633 Charles & Colvard (NDQ) CTHR 1.49 3 3 4 .55 14.9 NIL .10 NIL 9/30 .01 .01 9/30 NIL NIL3833 Chase Corp. (ASE) CCF 116.18 2 1 3 1.05 33.6 0.7% 3.46 .80 8/31 1.07 1.18 12/31 ◆ .80 .804420 CheckPoint Therap. (NDQ) CKPT 1.38 ▲ 2 2 4 1.40 NMF NIL d.85 NIL 9/30 d.15 d.32 9/30 NIL NIL3304 Chegg, Inc. (NYSE) CHGG 38.45 3 3 3 1.25 NMF NIL d.12 NIL 9/30 d.10 d.12 9/30 NIL NIL3040 Chembio Diagnostics (NDQ) CEMI 4.12 3 2 4 1.10 NMF NIL d.78 NIL 9/30 d.22 d.16 9/30 NIL NIL3651 ChemoCentryx, Inc. (NDQ) CCXI 8.06 ▲ 3 4 4 .90 NMF NIL d.92 NIL 9/30 d.22 d.22 9/30 NIL NIL3511 Chemung Financial (NDQ) CHMG 45.59 5 5 3 .60 13.0 2.3% 3.52 1.04 9/30 .40 1.43 12/31 .26 .263001 Chicago Rivet & Mach (ASE) CVR 27.43 3 3 3 .35 23.4 3.2% 1.17 .88 9/30 .32 .30 9/30 .22 .215092 Chicken Soup (NDQ) CSSE 7.73 2 1 4 .50 NMF NIL d1.86 NIL 9/30 d1.11 d.01 9/30 NIL NIL3652 Chimerix, Inc. (NDQ) CMRX 2.10 4 4 4 1.10 NMF NIL d2.25 NIL 9/30 d1.26 d.33 9/30 NIL NIL

4532 3653 China Biologic (NDQ) CBPO 116.82 * * 3 1.00 28.8 NIL 4.05 NIL 9/30 1.21 .94 9/30 NIL NIL4421 China Pharma Holding (NDQ) CPHI 0.23 3 3 5 1.05 NMF NIL d.23 NIL 9/30 d.02 d.04 9/30 NIL NIL4521 China XD Plastics (NDQ) CXDC 1.88 3 2 5 1.10 1.6 NIL 1.21 NIL 9/30 .25 .13 9/30 NIL NIL4812 Christopher & Banks (OTC) CBKC 0.16 3 3 5 1.30 NMF NIL d.86 NIL 7/31 d.16 d.20 9/30 NIL NIL3206 Chuy’s Holdings Inc. (NDQ) CHUY 28.48 3 2 3 1.00 43.8 NIL .65 NIL 9/30 d.11 .03 9/30 NIL NIL3654 Cidara Therapeutics (NDQ) CDTX 2.47 3 3 5 1.50 NMF NIL d1.45 NIL 9/30 .08 d.49 9/30 NIL NIL3311 Cinedigm Corp. (NDQ) CIDM 0.74 2 3 5 1.25 NMF NIL d.47 NIL 9/30 d.08 d.09 9/30 NIL NIL4477 Ciner Resources LP (NYSE) CINR 18.09 ▲ 3 4 3 .85 7.0 7.5% 2.60 1.36 9/30 .73 .44 9/30 .34 .5674603 CIRCOR Int’l (NYSE) CIR 44.01 3 3 4 1.60 NMF NIL d3.46 NIL 9/30 d1.05 d.34 9/30 NIL NIL3899 Citizens Holding Co. (NDQ) CIZN 22.28 ▼ 4 5 3 .35 19.4 4.3% 1.15 .96 9/30 .27 .31 9/30 .24 .244301 Citizens Inc. ‘A’ (NYSE) CIA 7.15 4 5 3 1.10 NMF NIL d.16 NIL 9/30 .04 d.14 9/30 NIL NIL5433 Citizens & Northern (NDQ) CZNC 26.90 3 3 2 .80 17.6 4.0% 1.53 1.08 9/30 .39 .45 12/31 .27 .275434 City Holding (NDQ) CHCO 80.22 2 3 2 .90 17.0 2.8% 4.72 2.28 9/30 1.36 1.33 12/31 .57 .533230 Civeo Corp. (NYSE) CVEO 0.91 3 2 5 2.75 NMF NIL d.26 NIL 9/30 .02 d.09 9/30 NIL NIL3412 Civista Bancshares (NDQ) CIVB 22.12 ▲ 1 1 3 .65 10.6 2.0% 2.08 .44 9/30 .46 d.31 12/31 .11 .095076 Clarus Corp. (NDQ) CLAR 12.46 2 3 3 1.15 37.8 0.8% .33 .10 9/30 .11 .14 9/30 .025 .0254067 Clearfield Inc. (NDQ) CLFD 13.04 4 5 3 1.15 38.4 NIL .34 NIL 9/30 .14 .14 9/30 NIL NIL4068 ClearOne Inc. (NDQ) CLRO 1.67 3 3 4 .70 NMF NIL d.62 NIL 9/30 d.12 d1.22 9/30 NIL NIL4097 Clearside Biomedical (NDQ) CLSD 1.26 3 3 5 .70 NMF NIL d1.45 NIL 9/30 d.17 d.75 9/30 NIL NIL3293 ClearSign Combustion (NDQ) CLIR 0.92 3 3 5 1.00 NMF NIL d.36 NIL 9/30 d.08 d.09 9/30 NIL NIL3816 Clearwater Paper (NYSE) CLW 21.12 4 3 5 1.30 NMF NIL d3.64 NIL 9/30 d.66 2.08 9/30 NIL NIL3854 Clearway Energy (NYSE) CWENA 18.51 2 2 4 1.05 NMF 4.3% d.71 .80 9/30 .36 .20 12/31 ◆ .20 .3314422 Cleveland Biolabs (NDQ) CBLI 0.64 ▼ 3 3 5 NMF NMF NIL d.20 NIL 9/30 d.04 d.10 9/30 NIL NIL5216 Cloudera, Inc. (NYSE) CLDR 9.60 4 3 4 .75 NMF NIL d1.31 NIL 7/31 d.31 d.19 9/30 NIL NIL3655 Clovis Oncology Inc. (NDQ) CLVS 10.27 ▼ 4 5 4 1.60 NMF NIL d7.50 NIL 9/30 d1.72 d1.71 9/30 NIL NIL3656 Codexis Inc. (NDQ) CDXS 15.70 3 4 4 1.25 NMF NIL d.21 NIL 9/30 .01 d.04 9/30 NIL NIL5435 Codorus Valley (NDQ) CVLY 21.51 3 3 3 .75 11.2 3.0% 1.92 .64 9/30 .59 .51 12/31 .16 .1414471 Coeur Mining, Inc. (NYSE) CDE 6.48 3 3 4 1.00 NMF NIL d.36 NIL 9/30 d.06 d.28 9/30 NIL NIL4619 Coffee Holding (NDQ) JVA 4.10 3 3 4 1.00 58.6 NIL .07 NIL 7/31 .02 .00 9/30 NIL NIL5519 Cogent Comm. (NDQ) CCOI 62.96 2 3 3 .85 76.8 4.1% .82 2.56 9/30 .30 .18 12/31 .64 .563321 Cohbar, Inc. (OTC) CWBR 1.62 3 3 4 1.45 NMF NIL d.32 NIL 9/30 d.08 d.11 9/30 NIL NIL5015 Cohen & Steers (NYSE) CNS 66.61 1 2 2 .90 25.9 2.2% 2.57 1.44 9/30 .70 .65 9/30 .36 .334310 Coherus Biosciences (NDQ) CHRS 19.23 ▼ 2 2 4 1.35 NMF NIL d.26 NIL 9/30 .63 d.87 9/30 NIL NIL4226 Cohu Inc. (NDQ) COHU 17.97 4 4 4 1.10 NMF 1.3% d2.22 .24 9/30 d.25 .16 12/31 .06 .065077 Collectors Univ. (NDQ) CLCT 26.83 2 2 3 1.10 21.0 2.6% 1.28 .70 9/30 .40 .23 9/30 .175 .1754423 Collegium Pharma. (NDQ) COLL 20.88 3 4 4 1.20 NMF NIL d.34 NIL 9/30 d.18 d.50 9/30 NIL NIL5016 Colliers Intl Group (NDQ) CIGI 71.76 1 2 3 1.15 26.5 0.1% 2.71 .10 9/30 .74 .41 9/30 .05 .055120 Colony Bankcorp (NDQ) CBAN 15.81 4 4 3 .50 13.3 1.9% 1.19 .30 9/30 .27 .32 9/30 .075 .054261 Columbia Banking (NDQ) COLB 39.55 3 3 3 1.15 14.9 2.8% 2.65 1.12 9/30 .70 .63 12/31 .28 .263231 Comfort Systems (NYSE) FIX 51.33 3 3 3 1.10 18.1 0.8% 2.83 .40 9/30 .98 1.02 12/31 .10 .094069 Communication Sys. (NDQ) JCS 7.72 2 2 3 .70 17.5 1.0% .44 .08 9/30 .19 d.17 12/31 .02 .045436 Community Bank (NYSE) CBU 68.29 3 3 2 1.00 21.4 2.4% 3.19 1.64 9/30 .75 .83 12/31 .41 .385437 Community Bankers (NDQ) ESXB 8.93 1 1 3 .60 13.3 1.3% .67 .12 9/30 .20 .17 12/31 .03 NIL5438 Commun. Trust Bncp (NDQ) CTBI 44.89 3 3 2 .85 12.4 3.4% 3.62 1.52 9/30 .86 .91 12/31 .38 .363900 Community West Banc. (NDQ) CWBC 10.58 3 5 3 .45 13.7 2.1% .77 .22 9/30 .25 .27 12/31 .055 .055217 Commvault Systems (NDQ) CVLT 50.25 5 5 3 1.10 NMF NIL .01 NIL 9/30 d.16 .03 9/30 NIL NIL3657 Compugen Ltd. (NDQ) CGEN 5.67 3 2 - 1.50 NMF NIL d.50 NIL 9/30 d.10 d.05 9/30 NIL NIL3871 Computer Task Grp (NDQ) CTG 5.89 3 3 3 .90 NMF NIL d.21 NIL 9/30 .06 .08 9/30 NIL NIL4604 CompX Intl. (ASE) CIX 15.50 2 3 3 .65 12.5 1.8% 1.24 .28 9/30 .31 .32 12/31 .07 .053808 Comstock Holding (NDQ) CHCI 2.09 3 3 5 .35 NMF NIL d.24 NIL 9/30 d.07 d.52 9/30 NIL NIL4472 Comstock Mining (NDQ) LODE 0.06 2 2 5 .85 NMF NIL d.11 NIL 9/30 .00 d.03 9/30 NIL NIL4843 Comstock Resources (NYSE) CRK 6.63 3 3 5 2.50 1.5 NIL 4.28 NIL 9/30 d.01 .13 9/30 NIL NIL5318 Conatus Pharma. (NDQ) CNAT 0.34 3 3 5 1.70 NMF NIL d.39 NIL 9/30 d.10 d.15 9/30 NIL NIL3901 Concert Pharma. (NDQ) CNCE 7.20 4 5 4 1.20 NMF NIL d3.33 NIL 9/30 d.72 d.74 9/30 NIL NIL3232 Conduent, Inc. (NYSE) CNDT 6.40 ▲ 3 4 4 1.50 NMF NIL d1.54 NIL 9/30 d.09 d.15 9/30 NIL NIL3012 ConforMIS, Inc. (NDQ) CFMS 1.84 3 3 4 1.80 NMF NIL d.52 NIL 9/30 d.13 d.05 9/30 NIL NIL5439 ConnectOne Bancorp (NDQ) CNOB 25.17 ▲ 1 2 3 .95 12.2 1.4% 2.06 .36 9/30 .61 .61 12/31 .09 .0754478 CONSOL Coal (NYSE) CCR 8.96 3 4 4 1.20 4.7 22.9% 1.89 2.05 9/30 .25 .31 9/30 .513 .5134049 Consol. Tomoka Land (ASE) CTO 63.50 2 2 3 .90 10.2 0.8% 6.24 .52 9/30 .36 .05 12/31 .13 .083881 Construction Partner (NYSE) ROAD 19.02 1 2 - NMF 23.8 NIL .80 NIL 6/30 .33 .29 9/30 NIL NIL5017 Consumer Portfolio (NDQ) CPSS 3.47 4 3 5 1.00 7.7 NIL .45 NIL 9/30 .08 .13 9/30 NIL NIL4844 Contango Oil & Gas (ASE) MCF 2.91 3 3 5 1.95 NMF NIL d1.07 NIL 9/30 d.19 d1.37 9/30 NIL NIL

CH-CO






3332 3834 Continental Building (NYSE) CBPX 36.60 * * 3 1.20 20.8 NIL 1.76 NIL 9/30 .39 .50 9/30 NIL NIL3835 Cont’l Materials (ASE) CUO 8.00 5 4 4 .70 NMF NIL d13.74 NIL 9/30 d11.85 d.73 9/30 NIL NIL3902 ContraFect Corp. (NDQ) CFRX 0.38 4 3 5 .65 9.5 NIL .04 NIL 9/30 d.07 d.06 9/30 NIL NIL4479 Contura Energy, Inc. (OTC) CTRA 7.58 4 4 - NMF 0.8 NIL 9.22 NIL 9/30 d2.29 1.35 9/30 NIL NIL4070 Cool Holdings, Inc. (NDQ) AWSM 0.07 3 2 5 1.20 NMF NIL d2.01 NIL 9/30 d.37 d.71 9/30 NIL NIL4424 Corbus Pharma. (NDQ) CRBP 4.71 3 3 4 1.50 NMF NIL d1.02 NIL 9/30 d.32 d.26 9/30 NIL NIL3658 Corcept Therapeutics (NDQ) CORT 12.87 2 2 4 1.60 17.9 NIL .72 NIL 9/30 .22 .14 9/30 NIL NIL4522 Core Molding Tech. (ASE) CMT 3.09 4 3 5 1.00 NMF NIL d1.34 NIL 9/30 d.37 d.23 9/30 NIL NIL

5532 3013 Corindus Vascular (NYSE) SEE FINAL SUPPLEMENT4425 Correvio Pharma. (NDQ) CORV 2.39 3 3 - 1.10 NMF NIL d.90 NIL 9/30 d.23 d.20 9/30 NIL NIL3607 CorVel Corp. (NDQ) CRVL 81.57 2 3 3 .90 31.7 NIL 2.57 NIL 9/30 .69 .67 9/30 NIL NIL3659 Corvus Pharma. (NDQ) CRVS 3.15 3 3 4 1.60 NMF NIL d1.57 NIL 9/30 d.37 d.36 9/30 NIL NIL3267 Costamare, Inc. (NYSE) CMRE 8.22 2 2 - 1.45 16.4 4.9% .50 .40 9/30 .24 .05 12/31 .10 .103411 County Bancorp (NDQ) ICBK 23.62 3 3 3 .55 10.3 0.8% 2.29 .20 9/30 .82 .50 9/30 .05 .073277 Covenant Transport (NDQ) CVTI 13.62 5 4 5 1.45 10.6 NIL 1.29 NIL 9/30 d.17 .63 9/30 NIL NIL4688 Covia Holdings (NYSE) CVIA 1.51 3 3 - NMF NMF NIL d1.35 NIL 9/30 d.36 d.60 9/30 NIL NIL4084 Cowen Group Inc. (NDQ) COWN 15.48 ▼ 5 5 4 1.35 27.2 NIL .57 NIL 9/30 .07 .45 9/30 NIL NIL4893 Crawford & Co. (NYSE) CRDB 10.10 2 2 3 .90 18.7 2.0% .54 .20 9/30 .19 .13 9/30 .05 .053490 Crestwood Equity (NYSE) CEQP 31.96 2 2 4 1.50 10.0 7.5% 3.20 2.40 9/30 .12 d.34 12/31 .60 .604894 Crinetics Pharma. (NYSE) CRNX 19.03 5 4 - NMF NMF NIL d1.83 NIL 9/30 d.60 d.38 9/30 NIL NIL3491 CrossAmerica Partner (NYSE) CAPL 18.61 3 3 3 .90 31.0 11.3% .60 2.10 9/30 .20 .15 12/31 .525 .5254002 Crown Crafts Inc. (NDQ) CRWS 6.59 2 2 3 .55 11.4 4.9% .58 .32 9/30 .18 .18 12/31 .08 .084426 Cumberland Pharma. (NDQ) CPIX 4.78 3 3 3 .40 NMF NIL d.31 NIL 9/30 d.13 d.11 9/30 NIL NIL3660 Curis Inc. (NDQ) CRIS 1.77 3 3 4 1.45 NMF NIL d.89 NIL 9/30 d.19 d.22 9/30 NIL NIL5013 Curo Group Holdings (NYSE) CURO 13.33 3 3 - NMF 8.1 NIL 1.65 NIL 9/30 .61 d1.03 9/30 NIL NIL5440 Customers Bancorp (NDQ) CUBI 23.99 3 3 3 1.10 13.8 NIL 1.74 NIL 9/30 .74 .07 9/30 NIL NIL4427 Cyanotech Corp. (NDQ) CYAN 2.35 3 3 5 .50 NMF NIL d.18 NIL 9/30 .04 d.20 9/30 NIL NIL5218 CyberArk Software (NDQ) CYBR 123.76 3 3 - 1.35 79.3 NIL 1.56 NIL 9/30 .22 .22 9/30 NIL NIL3082 CyberOptics (NDQ) CYBE 17.78 4 3 4 1.05 74.1 NIL .24 NIL 9/30 d.05 .15 9/30 NIL NIL3903 Cyclacel Pharma. (NDQ) CYCC 0.54 3 3 5 2.15 NMF NIL d.65 NIL 9/30 d.18 d.18 9/30 NIL NIL4311 Cyclerion Therap. (NDQ) CYCN 1.97 - - - NMF NMF NIL d2.18 NIL 9/30 d1.00 .00 9/30 NIL NIL5279 Cypress Energy (NYSE) CELP 8.17 2 2 5 1.10 11.2 10.3% .73 .84 9/30 .26 .26 9/30 .21 .213661 Cytokinetics Inc (NDQ) CYTK 9.50 2 2 4 1.10 NMF NIL d2.08 NIL 9/30 d.50 d.40 9/30 NIL NIL4895 CytomX Therapeutics (NDQ) CTMX 5.81 3 4 4 1.30 NMF NIL d2.19 NIL 9/30 d.52 d.53 9/30 NIL NIL3013 Cytosorbents Corp. (NDQ) CTSO 4.03 3 2 4 1.50 NMF NIL d.64 NIL 9/30 d.21 d.10 9/30 NIL NIL3662 CytRx Corp. (NDQ) CYTR 0.28 3 3 5 1.65 NMF NIL d.07 NIL 9/30 d.04 d.10 9/30 NIL NIL4071 DASAN Zhone (NDQ) DZSI 7.47 5 4 4 .80 NMF NIL d.19 NIL 9/30 d.19 .11 9/30 NIL NIL4896 DLH Holdings Corp. (NDQ) DLHC 4.29 4 3 5 .95 10.0 NIL .43 NIL 6/30 .06 .13 9/30 NIL NIL3233 DXP Enterprises (NDQ) DXPE 40.03 3 3 4 1.75 16.4 NIL 2.44 NIL 9/30 .71 .46 9/30 NIL NIL5113 Daily Journal Corp. (NDQ) DJCO 281.11 2 1 3 .65 NMF NIL d13.06 NIL 6/30 2.77 d.70 9/30 NIL NIL4026 Data I/O Corp. (NDQ) DAIO 4.25 4 4 4 .75 NMF NIL .00 NIL 9/30 d.10 .04 9/30 NIL NIL5280 Dawson Geophysical (NDQ) DWSN 2.64 3 3 4 1.40 NMF NIL d.92 NIL 9/30 .09 d.23 9/30 NIL NIL3117 Deciphera Pharma. (NDQ) DCPH 48.44 3 2 4 1.60 NMF NIL d3.95 NIL 9/30 d1.28 d.65 9/30 NIL NIL3492 Delek Logistics (NYSE) DKL 31.98 2 2 4 .95 12.0 11.0% 2.67 3.52 9/30 .89 .68 12/31 .88 .79

4732 3206 Del Frisco’s (NDQ) SEE FINAL SUPPLEMENT3207 Del Taco Restaurants (NDQ) TACO 7.39 4 4 3 1.00 NMF NIL .07 NIL 9/30 d.21 .15 9/30 NIL NIL4634 Delta Apparel Inc. (ASE) DLA 27.49 ▼ 3 3 4 .75 23.7 NIL 1.16 NIL 9/30 ◆ .50 .43 9/30 NIL NIL3118 Denali Therap. (NDQ) DNLI 18.00 5 5 - NMF NMF NIL d.71 NIL 9/30 d.48 d.38 9/30 NIL NIL4098 Dermira Inc. (NDQ) DERM 8.80 3 3 5 1.30 NMF NIL d4.58 NIL 9/30 d1.06 d1.58 9/30 NIL NIL5219 Descartes Systems (NDQ) DSGX 42.59 2 2 3 .95 NMF NIL .39 NIL 7/31 .10 .11 9/30 NIL NIL

5533 4635 Dest. Maternity (NDQ) SEE FINAL SUPPLEMENT4813 Destination XL Grp. (NDQ) DXLG 1.41 3 3 5 1.15 NMF NIL ▼ d.35 NIL 10/31 ◆ d.14 d.04 9/30 NIL NIL5018 Diamond Hill (NDQ) DHIL 146.93 4 4 3 .85 11.0 NIL 13.35 NIL 9/30 3.35 4.31 9/30 NIL NIL3904 Dicerna Pharma. (NDQ) DRNA 23.74 3 3 4 1.50 NMF NIL d1.47 NIL 9/30 d.45 d.28 9/30 NIL NIL3478 Digi Int’l (NDQ) DGII 18.09 3 3 3 1.05 51.7 NIL .35 NIL 9/30 .08 .13 9/30 NIL NIL5220 Digimarc Corporation (NDQ) DMRC 33.96 2 2 4 .85 NMF NIL d2.77 NIL 9/30 d.65 d.73 9/30 NIL NIL3041 Digirad Corp. (NDQ) DRAD 3.13 ▲ 2 2 5 1.25 NMF NIL d2.76 NIL 9/30 d.74 d.60 9/30 NIL .554027 Digital Ally (NDQ) DGLY 1.09 ▲ 2 2 5 1.00 NMF NIL d1.09 NIL 9/30 d.26 d.60 9/30 NIL NIL5105 Digital Turbine (NDQ) APPS 8.08 3 2 4 1.10 NMF NIL d.14 NIL 9/30 d.02 .03 9/30 NIL NIL4262 Dime Cmnty Banc. (NDQ) DCOM 20.10 3 3 3 .90 17.5 2.8% 1.15 .56 9/30 .13 .32 9/30 .14 .143608 Diversicare Health (NDQ) DVCR 2.50 3 3 5 .70 NMF NIL d4.55 NIL 9/30 d.30 d.51 9/30 NIL .055

3132 3208 Diversified Rstrnt (NDQ) SAUC 1.02 * * 5 1.20 NMF NIL d.09 NIL 9/30 d.06 d.04 9/30 NIL NIL4003 Dixie Group (NDQ) DXYN 1.61 3 3 5 1.15 NMF NIL d1.23 NIL 9/30 d.16 d.19 9/30 NIL NIL3083 Document Security (ASE) DSS 0.29 3 3 5 1.20 NMF NIL d.15 NIL 9/30 d.05 d.02 9/30 NIL NIL5221 Domo, Inc. (NYSE) DOMO 18.02 - - - NMF NMF NIL d8.10 NIL 7/31 d4.41 d4.41 9/30 NIL NIL3457 Donegal Group (NDQ) DGICB 12.48 3 3 3 .50 21.5 4.1% .58 .51 9/30 .18 .04 12/31 .128 .1253512 Donnelley Financial (NYSE) DFIN 10.20 4 3 3 1.30 11.7 NIL .87 NIL 9/30 .43 1.40 9/30 NIL NIL4845 Dorchester (NDQ) DMLP 17.37 1 3 3 1.15 10.4 11.5% 1.67 2.00 9/30 .35 .27 9/30 .515 .5374004 Dorel Inds. (OTC) DIIBF 4.22 4 3 - 1.00 NMF 14.2% d3.44 .60 9/30 d.13 .29 12/31 .15 .303268 Dorian LPG, Ltd. (NYSE) LPG 14.34 ▼ 2 2 4 1.35 31.9 NIL .45 NIL 9/30 .74 d.15 9/30 NIL NIL

3332 4428 Dova Pharma. (NDQ) SEE FINAL SUPPLEMENT5078 Dover Motorsports (NYSE) DVD 1.90 3 3 3 .75 10.6 5.3% .18 .10 9/30 d.01 d.07 9/30 NIL NIL5079 Drive Shack, Inc. (NYSE) DS 4.12 3 3 4 1.15 NMF NIL d.72 NIL 9/30 d.20 d.23 9/30 NIL NIL

CO-DR






3316 Ducommun Inc. (NYSE) DCO 49.11 3 3 4 1.15 23.8 NIL 2.06 NIL 9/30 .70 .36 9/30 NIL NIL4814 Duluth Holdings (NDQ) DLTH 9.11 5 4 4 1.25 24.6 NIL .37 NIL 7/31 .06 .20 9/30 NIL NIL4429 Durect Corp. (NDQ) DRRX 1.95 2 3 5 1.10 NMF NIL d.14 NIL 9/30 d.01 d.02 9/30 NIL NIL3042 Dynatronics Corp. (NDQ) DYNT 0.72 3 2 4 .55 NMF NIL d.24 NIL 9/30 d.01 .02 9/30 NIL NIL4430 Dynavax Tech (NDQ) DVAX 5.83 4 5 5 1.10 NMF NIL d2.41 NIL 9/30 d.49 d.65 9/30 NIL NIL

4532 4885 EMC Insurance (NDQ) SEE FINAL SUPPLEMENT4605 EVI Industries, Inc. (ASE) EVI 29.95 3 4 4 .40 NMF NIL .27 NIL 9/30 .04 .06 9/30 NIL NIL4099 EVO Payments (NYSE) EVOP 28.10 ▼ 2 2 - NMF NMF NIL d.40 NIL 9/30 d.05 d1.51 9/30 NIL NIL4900 EZCORP Inc. (NDQ) EZPW 5.27 4 3 4 1.35 NMF NIL .05 NIL 6/30 .06 .25 9/30 NIL NIL5441 Eagle Bancorp, Inc. (NDQ) EGBN 45.24 3 3 3 .95 10.5 1.9% 4.30 .88 9/30 1.07 1.13 12/31 .22 NIL4431 Eagle Pharma. (NDQ) EGRX 56.22 2 1 4 .95 31.2 NIL 1.80 NIL 9/30 d.17 .91 9/30 NIL NIL4846 Earthstone Energy (NYSE) ESTE 4.35 3 3 4 1.50 NMF NIL d.01 NIL 9/30 .41 .01 9/30 NIL NIL3110 Eastern Company (ASE) EML 27.55 3 3 3 .85 13.6 1.6% 2.02 .44 9/30 .67 .60 9/30 .11 .114492 Eastman Kodak Co. (NYSE) KODK 2.42 3 3 5 1.75 NMF NIL d1.29 NIL 9/30 d.35 .33 9/30 NIL NIL4646 Ebix Inc (NDQ) EBIX 33.79 3 4 3 1.40 12.4 0.9% 2.72 .30 9/30 .67 .92 9/30 .075 .0754647 Echo Global Logistic (NDQ) ECHO 19.97 4 4 4 1.35 26.6 NIL .75 NIL 9/30 .18 .33 9/30 NIL NIL3294 Ecology & Envmt. (ASE) EEI 15.09 * * 3 .55 NMF 2.7% d.13 .40 7/31 .21 d.13 9/30 .20 .203663 Editas Medicine (NDQ) EDIT 27.18 4 4 4 1.90 NMF NIL d2.47 NIL 9/30 d.66 d.32 9/30 NIL NIL5098 Educational Dev. (NDQ) EDUC 6.47 3 4 5 .90 9.2 3.1% .70 .20 8/31 .12 .18 9/30 .05 .054648 eGain Comm. (NDQ) EGAN 7.90 5 5 4 .95 46.5 NIL .17 NIL 9/30 .04 .01 9/30 NIL NIL5520 eHealth Inc. (NDQ) EHTH 86.78 3 3 4 1.10 NMF NIL .29 NIL 9/30 d.47 d.47 9/30 NIL NIL

5132 3664 Eidos Therapeutics (NYSE) EIDX 57.19 2 2 - NMF NMF NIL d.80 NIL 9/30 .18 d.29 9/30 NIL NIL3665 Eiger BioPharma. (NDQ) EIGR 12.68 3 4 4 1.20 NMF NIL d3.33 NIL 9/30 d.76 d1.20 9/30 NIL NIL3479 8x8 Inc (NDQ) EGHT 20.60 3 3 3 1.15 NMF NIL d1.32 NIL 9/30 d.42 d.23 9/30 NIL NIL3043 Electromed Inc. (NDQ) ELMD 9.19 2 2 5 1.15 27.8 NIL .33 NIL 9/30 .12 .02 9/30 NIL NIL5019 Elevate Credit (NYSE) ELVT 4.15 3 3 5 1.10 6.6 NIL .63 NIL 9/30 .11 d.10 9/30 NIL NIL3209 El Pollo Loco Hldgs (NDQ) LOCO 15.86 3 3 3 1.10 26.9 NIL .59 NIL 9/30 .18 .17 9/30 NIL NIL4227 EMCORE Corp. (NDQ) EMKR 3.15 3 3 4 1.10 NMF NIL d.97 NIL 6/30 d.37 d.31 9/30 NIL NIL3234 Emerald Exposition (NYSE) EEX 9.86 5 4 3 .80 54.8 3.0% .18 .30 9/30 d.27 .28 12/31 .075 .0733666 Emergent Biosolut. (NYSE) EBS 54.55 3 3 3 1.15 NMF NIL .07 NIL 9/30 .83 .41 9/30 NIL NIL4028 Emerson Radio (ASE) MSN 0.87 3 3 3 .40 NMF NIL d.13 NIL 9/30 d.04 d.03 9/30 NIL NIL5093 Emmis Comm. (NDQ) EMMS 4.73 * * 5 .90 NMF NIL d.30 NIL 8/31 d.44 d.03 9/30 NIL NIL

3532 4834 Empire Resorts (OTC) SEE FINAL SUPPLEMENT3458 Employers Holdings (NYSE) EIG 42.41 2 2 3 1.00 9.2 2.1% 4.60 .88 9/30 1.01 1.43 12/31 .22 .203667 Enanta Pharma. (NDQ) ENTA 62.69 5 4 4 1.30 28.4 NIL ▼ 2.21 NIL 9/30 ◆ .44 1.30 9/30 NIL NIL5020 Encore Capital (NDQ) ECPG 36.51 2 3 4 1.25 6.7 NIL 5.47 NIL 9/30 1.23 .69 9/30 NIL NIL4204 Encore Wire Corp. (NDQ) WIRE 57.63 3 3 3 1.35 16.6 0.1% 3.47 .08 9/30 .78 1.13 12/31 .02 .024473 Endeavour Silver (ASE) EXK 1.97 ▲ 2 3 4 1.10 NMF NIL d.27 NIL 9/30 d.05 d.04 9/30 NIL NIL3014 Endologix Inc. (NDQ) ELGX 3.03 ▼ 4 3 5 1.30 NMF NIL d6.62 NIL 9/30 d.40 d1.20 9/30 NIL NIL3855 Energous Corp. (NDQ) WATT 2.14 2 3 4 1.95 NMF NIL d1.46 NIL 9/30 d.27 d.49 9/30 NIL NIL3295 Energy Recovery Inc. (NDQ) ERII 8.78 2 2 4 1.80 35.1 NIL .25 NIL 9/30 .09 .08 9/30 NIL NIL3882 ENGlobal Corp (ASE) ENG 1.08 3 3 5 .90 NMF NIL d.21 NIL 9/30 d.03 d.01 9/30 NIL NIL4045 Ennis Inc. (NYSE) EBF 20.62 3 3 3 .80 14.1 4.4% 1.46 .90 8/31 .37 .37 12/31 .225 .2255021 Enova International (NYSE) ENVA 22.84 3 3 4 1.45 8.2 NIL 2.78 NIL 9/30 .78 .43 9/30 NIL NIL3856 Enphase Energy, Inc. (NDQ) ENPH 21.15 ▼ 3 3 4 1.00 62.2 NIL .34 NIL 9/30 .23 d.03 9/30 NIL NIL5281 Enservco Corp. (NDQ) ENSV 0.21 4 4 5 1.65 NMF NIL d.09 NIL 9/30 d.10 d.08 9/30 NIL NIL3609 Ensign Group Inc. (NDQ) ENSG 44.09 2 3 3 1.00 22.5 0.4% 1.96 .19 9/30 .48 .38 12/31 .048 .0454898 Entegra Financial (NDQ) ENFC 30.04 * * 3 .60 15.3 NIL 1.96 NIL 9/30 .56 .50 9/30 NIL NIL5442 Enterprise Bancorp (NDQ) EBTC 31.17 3 4 3 .95 11.5 2.1% 2.72 .64 9/30 .76 .68 12/31 .16 .1453413 Enterprise Finl (NDQ) EFSC 45.36 3 3 3 .90 13.1 1.4% 3.45 .64 9/30 1.08 .97 12/31 .17 .135222 Envestnet Inc. (NYSE) ENV 68.11 3 3 3 1.20 NMF NIL d.42 NIL 9/30 d.06 .06 9/30 NIL NIL4312 Enviva Partners (NYSE) EVA 34.01 3 3 3 .90 NMF 7.9% d.16 2.68 9/30 .15 .43 9/30 .66 .633668 Epizyme Inc. (NDQ) EPZM 16.81 ▲ 2 3 4 1.65 NMF NIL d1.61 NIL 9/30 d.40 d.54 9/30 NIL NIL5268 ePlus Inc. (NDQ) PLUS 84.27 3 3 3 .90 17.2 NIL 4.91 NIL 9/30 1.51 1.33 9/30 NIL NIL3905 Equillium, Inc. (NDQ) EQ 3.22 3 3 - NMF NMF NIL d1.35 NIL 9/30 d.35 d.44 9/30 NIL NIL3414 Equity Bancshares (NDQ) EQBK 29.32 4 5 3 .80 18.4 NIL 1.59 NIL 9/30 .65 .64 9/30 NIL NIL3102 Era Group Inc. (NYSE) ERA 9.86 3 3 5 1.45 NMF NIL d.42 NIL 9/30 d.09 1.44 9/30 NIL NIL4493 Escalade Inc. (NDQ) ESCA 11.16 5 4 3 .85 19.2 4.5% .58 .50 9/30 .18 .25 9/30 .125 .1253669 Esperion Therapeutic (NDQ) ESPR 51.53 4 4 4 1.90 NMF NIL d3.70 NIL 9/30 d2.52 d1.86 9/30 NIL NIL4029 Espey Mfg&Electrncs (ASE) ESP 21.90 4 4 3 .65 22.3 4.6% .98 1.00 9/30 .03 .03 9/30 .25 NIL4263 ESSA Bancorp Inc. (NDQ) ESSA 17.37 2 2 3 .55 15.8 2.3% 1.10 .40 6/30 .29 .26 9/30 .10 .093459 Essent Group, Ltd. (NYSE) ESNT 53.96 1 2 3 1.00 9.9 1.1% 5.47 .60 9/30 1.47 1.18 12/31 .15 NIL3015 Establishment Labs (NYSE) ESTA 22.41 5 5 - NMF NMF NIL d2.11 NIL 9/30 d.62 .06 9/30 NIL NIL3906 Eton Pharma. (NYSE) ETON 6.27 4 4 - NMF NMF NIL d3.12 NIL 9/30 d.28 d.65 9/30 NIL NIL5521 Etsy, Inc. (NDQ) ETSY 42.77 ▼ 3 3 3 1.40 52.2 NIL .82 NIL 9/30 .12 .15 9/30 NIL NIL3513 Evans Bancorp (NDQ) EVBN 40.37 3 3 3 .55 11.3 2.6% 3.57 1.04 9/30 1.04 .97 12/31 .52 .464899 Evelo Biosciences (NYSE) EVLO 4.90 ▲ 3 3 - NMF NMF NIL d2.45 NIL 9/30 d.67 d.50 9/30 NIL NIL4649 Eventbrite, Inc. (NYSE) EB 21.69 4 5 - NMF NMF NIL d1.14 NIL 9/30 d.36 d1.24 9/30 NIL NIL5223 Everbridge, Inc. (NDQ) EVBG 85.75 ▲ 2 3 3 1.15 NMF NIL d1.53 NIL 9/30 d.39 d.29 9/30 NIL NIL5022 Evercore, Inc. (NYSE) EVR 80.11 3 3 3 1.35 9.9 2.9% 8.08 2.32 9/30 1.01 1.08 9/30 .58 .504636 Ever-Glory Intl (ASE) EVK 1.50 3 2 5 .60 4.2 NIL .36 NIL 9/30 d.07 .22 9/30 NIL NIL5023 Everi Holdings (NYSE) EVRI 13.34 2 3 5 1.60 40.4 NIL .33 NIL 9/30 .12 .03 9/30 NIL NIL5522 EverQuote, Inc. (NYSE) EVER 33.46 1 2 - NMF NMF NIL d.52 NIL 9/30 .01 d.15 9/30 NIL NIL

DU-EV






4014 Everspin Tech. (NDQ) MRAM 5.03 3 3 4 1.50 NMF NIL d.87 NIL 9/30 d.21 d.33 9/30 NIL NIL5024 EVERTEC, Inc. (NYSE) EVTC 32.35 2 2 3 1.00 24.1 0.6% 1.34 .20 9/30 .34 .31 9/30 .05 .054432 Evoke Pharma, Inc. (NDQ) EVOK 1.51 3 3 5 1.50 NMF NIL d.37 NIL 9/30 d.07 d.09 9/30 NIL NIL5306 Evolent Health (NYSE) EVH 10.66 5 5 4 1.30 NMF NIL d1.48 NIL 9/30 d.30 d.16 9/30 NIL NIL3907 Evolus, Inc. (NDQ) EOLS 14.20 4 4 - NMF NMF NIL d3.21 NIL 9/30 d.98 d.48 9/30 NIL NIL4847 Evolution Petroleum (ASE) EPM 5.08 5 4 3 1.30 13.7 7.9% .37 .40 9/30 .08 .17 9/30 .10 .104073 Evolving Systems (NDQ) EVOL 1.01 3 3 4 .85 NMF NIL d1.57 NIL 9/30 d.02 .05 9/30 NIL NIL3119 Evoqua Water Tech. (NYSE) AQUA 19.26 1 2 4 1.65 NMF NIL ▲ d.09 NIL 9/30 ◆ .01 d.03 9/30 NIL NIL5224 Exela Technologies (NDQ) XELA 0.31 3 3 5 1.35 NMF NIL d1.87 NIL 9/30 d.89 d.20 9/30 NIL NIL4072 EXFO Inc. (NDQ) EXFO 4.33 3 3 - .80 NMF NIL d.05 NIL 8/31 .00 d.08 9/30 NIL NIL3235 ExlService Holdings (NDQ) EXLS 69.71 2 2 3 .95 36.7 NIL 1.90 NIL 9/30 .55 .43 9/30 NIL NIL4205 The ExOne Company (NDQ) XONE 6.99 4 3 4 1.85 NMF NIL d.68 NIL 9/30 d.30 d.02 9/30 NIL NIL3236 Exponent Inc. (NDQ) EXPO 62.96 2 2 2 .85 42.8 1.0% 1.47 .64 9/30 .36 .32 12/31 .16 .135282 Exterran Corp. (NYSE) EXTN 6.29 4 4 4 1.60 NMF NIL d.98 NIL 9/30 d.25 .09 9/30 NIL NIL4433 Eyenovia, Inc. (NDQ) EYEN 3.83 3 3 - NMF NMF NIL d1.83 NIL 9/30 d.29 d.43 9/30 NIL NIL4434 EyePoint Pharma. (NDQ) EYPT 1.48 3 3 5 1.50 NMF NIL d1.08 NIL 9/30 d.15 NA 9/30 NIL NIL5443 FB Financial Corp. (NYSE) FBK 38.50 1 1 3 1.05 15.3 0.8% 2.51 .32 9/30 .76 .68 12/31 .08 .084302 FBL Finl Group (NYSE) FFG 57.09 4 4 3 .90 14.5 3.4% 3.94 1.92 9/30 1.01 1.24 9/30 .48 .465444 F.N.B. Corp. (NYSE) FNB 12.51 3 3 3 1.10 10.6 3.8% 1.18 .48 9/30 .31 .30 12/31 .12 .124494 FRP Holdings, Inc. (NDQ) FRPH 52.17 3 3 3 .90 84.1 NIL .62 NIL 9/30 .19 .20 9/30 NIL NIL4690 FS Bancorp, Inc. (NDQ) FSBW 60.00 1 2 3 .65 9.2 1.3% 6.54 .80 9/30 1.58 1.07 12/31 .20 .144102 FTD Companies, Inc. (NDQ) SEE FINAL REPORT3908 FTS International (NYSE) FTSI 1.12 3 2 - NMF NMF NIL d1.09 NIL 9/30 d.10 .45 9/30 NIL NIL4206 Fabrinet (NYSE) FN 60.56 2 3 3 1.05 19.1 NIL 3.17 NIL 9/30 .69 .75 3/31 NIL NIL3514 Farfetch, Ltd. (NYSE) FTCH 9.73 4 5 - NMF NMF NIL d.96 NIL 9/30 d.28 d.30 9/30 NIL NIL3415 Farmers National (NDQ) FMNB 15.54 1 2 3 .85 12.4 2.6% 1.25 .40 9/30 .33 .29 9/30 .10 .083515 Fastly, Inc. (NYSE) FSLY 21.77 - - - NMF NMF NIL d.39 NIL 9/30 d.13 .00 9/30 NIL NIL3210 FAT Brands (ASE) FAT 5.08 3 4 5 .40 NMF NIL d.23 NIL 9/30 .10 .00 9/30 NIL .1174691 Fate Therapeutics (NDQ) FATE 15.11 2 3 4 2.00 NMF NIL d1.31 NIL 9/30 d.40 d.31 9/30 NIL NIL4100 Fauquier Bankshares (NDQ) FBSS 20.36 4 5 3 .50 10.9 2.4% 1.87 .48 9/30 .54 .35 12/31 .12 .125025 Fed. Agricultural (NYSE) AGM 83.57 3 1 4 1.10 10.7 3.4% 7.81 2.80 9/30 1.33 2.46 9/30 .70 .583493 Ferrellgas Prtnrs LP (NYSE) FGP 0.60 3 3 5 1.00 NMF NIL d.65 NIL 7/31 d.72 d2.20 9/30 NIL .103670 FibroGen Inc (NDQ) FGEN 40.33 5 4 3 1.20 98.4 NIL .41 NIL 9/30 d.57 d.50 9/30 NIL NIL5445 Fin’l Institutions (NDQ) FISI 32.95 2 2 3 .80 12.6 3.0% 2.62 1.00 9/30 .78 .64 12/31 .25 .245501 The First Bancorp (NDQ) FNLC 28.46 ▲ 1 1 3 .90 12.2 4.2% 2.33 1.20 9/30 .58 .55 12/31 .30 .295447 First Bancorp. NC (NDQ) FBNC 39.35 3 3 3 .95 12.3 1.2% 3.20 .48 9/30 .84 .74 12/31 .12 .105446 First BanCorp PR (NYSE) FBP 10.66 2 3 3 1.45 10.1 1.1% 1.06 .12 9/30 .21 .16 9/30 .03 NIL4901 The First Bancshares (NDQ) FBMS 33.53 3 3 3 .65 14.2 1.0% 2.36 .32 9/30 .71 .39 12/31 .08 .053416 First Busey Corp (NDQ) BUSE 26.86 ▲ 3 3 2 .90 14.4 3.1% 1.87 .84 9/30 .45 .55 12/31 .21 .203417 First Business Fin’l (NDQ) FBIZ 24.41 2 1 3 .75 9.9 2.5% 2.47 .60 9/30 .59 .60 12/31 .15 .144264 First Capital, Inc. (NDQ) FCAP 69.55 ▼ 2 2 3 .45 22.3 1.4% 3.12 .96 9/30 .87 .76 9/30 .24 .235448 First Community (NDQ) FCBC 31.02 4 4 3 .85 12.9 3.2% 2.41 1.00 9/30 .58 .55 12/31 .25 .214692 First Community Corp (NDQ) FCCO 20.73 3 4 3 .60 14.5 2.1% 1.43 .44 9/30 .39 .37 12/31 .11 .103516 1st Constitution (NDQ) FCCY 19.97 3 4 3 .45 12.6 1.5% 1.58 .30 9/30 .42 .46 12/31 .075 .075

4132 4265 First Defiance Finl (NDQ) FDEF 30.53 1 1 2 .85 12.6 2.9% 2.43 .88 9/30 .66 .55 12/31 .22 .175449 First Financial Bank (NDQ) FFIN 34.60 2 3 3 1.05 29.1 1.4% 1.19 .48 9/30 .32 .30 12/31 .12 .1053418 First Finl Bancorp (NDQ) FFBC 24.41 4 4 3 1.10 11.8 3.8% 2.07 .92 9/30 .51 .51 12/31 .23 .203419 First Fin’l Corp. IN (NDQ) THFF 44.47 3 3 2 .85 12.2 2.3% 3.64 1.04 9/30 .93 .92 9/30 .52 .515450 First Financial NW (NDQ) FFNW 14.83 3 3 3 .75 15.1 2.4% .98 .36 9/30 .25 .27 12/31 .09 .085319 First Foundation (NDQ) FFWM 16.46 3 3 3 .90 13.4 1.2% 1.23 .20 9/30 .39 .33 9/30 .05 NIL3322 First Guaranty (NDQ) FGBI 20.74 3 4 3 .55 14.2 3.1% 1.46 .64 9/30 .44 .39 9/30 .16 .164313 First Hawaiian (NDQ) FHB 28.37 ▲ 1 1 3 1.10 13.8 3.7% 2.06 1.04 9/30 .56 .50 12/31 .26 .243420 First Internet (NDQ) INBK 22.65 3 3 4 1.05 10.6 1.1% 2.14 .24 9/30 .63 .61 12/31 .06 .065451 First Interstate (NDQ) FIBK 42.08 ▲ 1 1 2 1.00 15.5 2.9% 2.71 1.24 9/30 .76 .71 9/30 .31 .28

3932 3421 First Merchants Corp (NDQ) FRME 41.02 3 3 3 .95 12.9 2.5% 3.17 1.04 9/30 .71 .83 12/31 .26 .223422 First Mid-Illinois (NDQ) FMBH 35.51 3 3 3 .70 12.8 2.0% 2.78 .72 9/30 .70 .54 12/31 .40 .365452 First of Long Island (NDQ) FLIC 24.40 ▲ 1 2 3 .90 14.4 3.0% 1.69 .72 9/30 .44 .39 12/31 .18 .174266 First Savings Fin. (NDQ) FSFG 67.40 1 1 2 .55 9.4 0.9% 7.19 .64 9/30 2.24 1.15 9/30 .16 .153423 1st Source Corp. (NDQ) SRCE 51.52 ▲ 1 2 3 1.05 14.6 2.3% 3.54 1.16 9/30 .95 .76 12/31 .29 .255320 First United Corp. (NDQ) FUNC 24.21 2 2 3 .75 13.6 2.1% 1.78 .52 9/30 .63 .39 12/31 .13 .094650 Five9, Inc. (NDQ) FIVN 68.42 3 3 3 1.00 NMF NIL d.03 NIL 9/30 d.03 d.02 9/30 NIL NIL4693 Five Point Holdings (NYSE) FPH 6.89 4 4 3 .95 NMF NIL d.19 NIL 9/30 d.16 d.15 9/30 NIL NIL3909 Five Prime Therap. (NDQ) FPRX 3.88 2 2 4 1.35 NMF NIL d4.18 NIL 9/30 d1.03 d1.37 9/30 NIL NIL4267 Flagstar Bancorp (NYSE) FBC 36.57 1 2 3 .85 9.8 0.4% 3.73 .16 9/30 1.11 .83 9/30 .04 NIL3211 Flanigan’s Enterp. (ASE) BDL 22.19 3 3 4 .45 12.3 1.3% 1.81 .28 6/30 .52 .56 9/30 NIL NIL4523 Flexible Solutions (ASE) FSI 2.47 3 3 5 .80 24.7 6.1% .10 .15 9/30 .03 d.01 12/31 .075 NIL4435 Flexion Therapeutics (NDQ) FLXN 17.74 3 3 4 1.10 NMF NIL d4.12 NIL 9/30 d1.00 d1.15 9/30 NIL NIL4005 Flexsteel Inds (NDQ) FLXS 18.18 3 3 3 1.15 NMF 4.8% d.54 .88 9/30 1.17 .16 12/31 .22 .225283 Flotek Industries (ASE) FTK 1.81 3 3 4 1.90 NMF NIL d.50 NIL 9/30 d.19 d.08 9/30 NIL NIL3120 Fluent, Inc. (ASE) FLNT 1.63 3 3 4 1.10 NMF NIL d.02 NIL 9/30 d.06 .06 9/30 NIL NIL3044 Fluidigm Corp (NDQ) FLDM 2.69 3 3 4 1.60 NMF NIL d1.19 NIL 9/30 d.19 d.38 9/30 NIL NIL5026 Focus Financial (NYSE) FOCS 27.92 4 5 - NMF NMF NIL .21 NIL 9/30 .03 d.23 9/30 NIL NIL3045 Fonar Corporation (NDQ) FONR 19.77 3 3 3 .85 9.0 NIL 2.20 NIL 9/30 .47 .49 9/30 NIL NIL

EV-FO






4101 ForeScout Tech. (NDQ) FSCT 35.68 ▼ 5 5 4 1.05 NMF NIL d2.60 NIL 9/30 d.72 d.20 9/30 NIL NIL3332 4480 Foresight Energy (OTC) SEE FINAL SUPPLEMENT

4228 FormFactor Inc (NDQ) FORM 23.05 2 3 3 1.45 16.5 NIL 1.40 NIL 9/30 .11 .10 9/30 NIL NIL3836 Forterra, Inc. (NDQ) FRTA 10.95 1 2 5 2.20 NMF NIL d.27 NIL 9/30 .34 .09 9/30 NIL NIL3671 Fortress Biotech (NDQ) FBIO 1.96 ▼ 4 4 5 1.80 NMF NIL d1.61 NIL 9/30 d.44 d.37 9/30 NIL NIL5027 Fortress Transport. (NYSE) FTAI 17.01 3 3 3 1.00 35.4 7.8% .48 1.32 9/30 .30 .05 9/30 .33 .334314 Forty Seven, Inc. (NYSE) FTSV 11.95 4 5 - NMF NMF NIL d2.42 NIL 9/30 d.38 d.71 9/30 NIL NIL5284 Forum Energy Tech. (NYSE) FET 1.32 3 3 5 2.25 NMF NIL d.52 NIL 9/30 d.01 d.03 9/30 NIL NIL4046 Forward Inds Inc. (NDQ) FORD 1.01 4 3 5 .70 NMF NIL d.17 NIL 6/30 d.01 .02 9/30 NIL NIL4606 Foster (L.B.) ‘A’ (NDQ) FSTR 19.35 ▼ 5 4 4 1.70 22.2 NIL .87 NIL 9/30 .29 .47 9/30 NIL NIL3837 Foundation Building (NYSE) FBM 20.90 2 1 3 1.05 31.2 NIL .67 NIL 9/30 .30 .01 9/30 NIL NIL5028 Franchise Group (NDQ) FRG 13.50 1 1 4 .70 NMF NIL .13 NIL 7/31 d1.09 d1.48 9/30 NIL .163237 Franklin Covey (NYSE) FC 37.71 2 1 3 .95 NMF NIL ▼ d.08 NIL 8/31 .41 .13 9/30 NIL NIL5453 Franklin Financial (NYSE) FSB 34.11 3 3 3 1.05 22.3 0.7% 1.53 .24 9/30 .75 .70 12/31 .06 NIL3274 Freightcar America (NDQ) RAIL 2.08 3 1 5 1.35 NMF NIL d7.27 NIL 9/30 d2.83 d.50 9/30 NIL NIL4074 Frequency Electrs. (NDQ) FEIM 10.21 3 2 3 .75 NMF NIL d.35 NIL 7/31 d.07 .00 9/30 NIL NIL4514 Friedman Inds Inc. (ASE) FRD 6.16 ▲ 4 4 3 .75 NMF 1.3% d.27 .08 9/30 d.22 .29 12/31 .02 .06

frontdoor, inc. (NYSE) MOVED TO STANDARD EDITION5307 Fulgent Genetics (NDQ) FLGT 11.88 1 1 4 .20 NMF NIL d.11 NIL 9/30 .08 d.03 9/30 NIL NIL4835 Full House Resorts (ASE) FLL 3.37 3 4 4 .65 NMF NIL d.11 NIL 9/30 .06 .04 9/30 NIL NIL5454 Fulton Fin’l (NDQ) FULT 17.31 3 3 3 1.05 12.5 3.0% 1.38 .52 9/30 .37 .37 12/31 .13 .123323 Funko, Inc. (NDQ) FNKO 14.02 3 2 4 1.35 19.5 NIL .72 NIL 9/30 .25 .08 9/30 NIL NIL4823 FutureFuel Corp. (NYSE) FF 11.52 ▲ 4 4 3 1.35 28.8 2.1% .40 .24 9/30 .15 .22 9/30 .06 .063911 G1 Therapeutics (NDQ) GTHX 23.37 ▼ 5 4 4 2.25 NMF NIL d2.97 NIL 9/30 d.86 d.59 9/30 NIL NIL3872 GEE Group, Inc. (ASE) JOB 0.41 3 2 5 .75 NMF NIL d1.32 NIL 6/30 d.57 d.18 9/30 NIL NIL3838 GMS Inc. (NYSE) GMS 31.10 1 1 4 1.55 18.3 NIL 1.70 NIL 7/31 .59 .20 9/30 NIL NIL4802 GNC Holdings (NYSE) GNC 2.99 ▲ 2 3 5 1.30 7.3 NIL .41 NIL 9/30 d.09 d.10 9/30 NIL NIL4495 GP Strategies (NYSE) GPX 13.00 4 3 3 1.15 36.1 NIL .36 NIL 9/30 .13 .20 9/30 NIL NIL5225 GSE Systems (ASE) GVP 1.20 ▼ 4 3 4 .80 NMF NIL d.25 NIL 9/30 d.06 d.03 9/30 NIL NIL4229 GSI Technology Inc. (NDQ) GSIT 7.53 3 2 3 .95 NMF NIL .01 NIL 9/30 d.08 d.02 9/30 NIL NIL4496 Gaia Inc. (NDQ) GAIA 8.60 ▲ 3 4 4 .90 NMF NIL d1.48 NIL 9/30 d.23 d.58 9/30 NIL NIL5029 GAIN Capital Hldgs. (NYSE) GCAP 4.16 ▼ 4 3 4 1.05 NMF 5.8% d.91 .24 9/30 d.06 .22 9/30 .06 .064436 Galectin Therapeutic (NDQ) GALT 3.03 3 2 4 1.90 NMF NIL d.39 NIL 9/30 d.05 d.07 9/30 NIL NIL5030 GAMCO Investors (NYSE) GBL 17.12 4 3 3 1.20 5.9 0.5% 2.89 .08 9/30 .50 1.22 9/30 .02 .044103 Garrett Motion, Inc. (NYSE) GTX 10.75 5 5 - NMF 3.7 NIL 2.90 NIL 9/30 .50 12.54 9/30 NIL NIL4315 Gemphire Therapeutic (NDQ) GEMP 0.40 3 3 5 2.60 NMF NIL d.97 NIL 9/30 d.24 d.43 9/30 NIL NIL4034 Genasys, Inc. (NDQ) GNSS 3.49 3 3 3 .60 NMF NIL .02 NIL 6/30 .02 .00 9/30 NIL NIL4607 Gencor Inds. (NDQ) GENC 12.66 3 3 3 .75 13.2 NIL .96 NIL 6/30 .17 .18 9/30 NIL NIL3238 General Finance Corp (ASE) GFN 9.91 3 3 4 1.10 NMF NIL .09 NIL 9/30 .16 d.33 9/30 NIL NIL4481 General Moly Inc. (ASE) GMO 0.27 2 3 5 1.45 NMF NIL d.07 NIL 9/30 d.02 d.02 9/30 NIL NIL3494 Genesis Energy (ASE) GEL 19.26 3 3 3 1.50 NMF 11.4% d.21 2.20 9/30 d.01 d.15 12/31 .55 .544902 Genesis Healthcare (NYSE) GEN 1.66 3 4 5 1.60 NMF NIL d.47 NIL 9/30 .40 d.57 9/30 NIL NIL3046 GenMark Diagnostics (NDQ) GNMK 5.56 4 4 4 1.20 NMF NIL d.85 NIL 9/30 d.20 d.20 9/30 NIL NIL3912 Genocea Biosciences (NDQ) GNCA 2.20 ▲ 2 2 4 1.45 NMF NIL d3.18 NIL 9/30 d.28 d.72 9/30 NIL NIL3424 German American (NDQ) GABC 33.72 ▲ 2 2 3 .90 15.8 2.0% 2.14 .68 9/30 .49 .55 12/31 .17 .153672 Geron Corp. (NDQ) GERN 1.36 3 3 4 1.40 NMF NIL d.25 NIL 9/30 d.08 d.03 9/30 NIL NIL4075 Gilat Satellite (NDQ) GILT 8.51 4 3 - .85 27.5 NIL .31 NIL 9/30 .11 .16 9/30 NIL NIL5455 Glacier Bancorp (NDQ) GBCI 43.94 ▲ 2 3 3 1.20 18.7 2.6% 2.35 1.16 9/30 .57 .58 12/31 .29 .523673 Global Blood Therap. (NDQ) GBT 59.95 ▼ 3 3 4 1.70 NMF NIL d3.88 NIL 9/30 d1.07 d.83 9/30 NIL NIL3460 Global Indemnity PLC (NDQ) GBLI 26.54 4 4 - .80 NMF 3.8% d2.34 1.00 9/30 .47 .26 12/31 .25 .503495 Global Partners (NYSE) GLP 19.98 1 1 4 1.15 8.5 10.4% 2.36 2.08 9/30 .38 d.44 12/31 .52 .4753801 Globalstar Inc. (NDQ) GSAT 0.37 3 3 5 1.35 9.3 NIL .04 NIL 9/30 .01 .01 9/30 NIL NIL4639 Global Water Res. (NDQ) GWRS 13.69 2 3 3 .40 NMF 2.1% .12 .29 9/30 .05 .03 9/30 .072 .0714694 GlycoMimetics, Inc. (NDQ) GLYC 5.52 4 4 4 1.70 NMF NIL d1.33 NIL 9/30 d.31 d.27 9/30 NIL NIL3883 The Goldfield (ASE) GV 2.74 3 3 5 1.20 15.2 NIL .18 NIL 9/30 .05 d.01 9/30 NIL NIL4474 Gold Resource Corp. (NDQ) GORO 4.17 3 3 4 .90 37.9 1.0% .11 .04 9/30 .05 d.01 9/30 .005 .0054836 Golden Entertainment (NDQ) GDEN 18.27 5 5 4 1.05 NMF NIL d2.05 NIL 9/30 d.34 d.11 9/30 NIL NIL4482 Golden Minerals Co. (NDQ) AUMN 0.21 3 3 5 1.15 NMF NIL d.09 NIL 9/30 d.02 .02 9/30 NIL NIL3212 Good Times Rest. (NDQ) GTIM 1.62 3 3 4 1.05 NMF NIL d.11 NIL 6/30 .04 .02 9/30 NIL NIL5321 Gossamer Bio, Inc. (NYSE) GOSS 25.06 - - - NMF NMF NIL d2.44 NIL 9/30 d.80 .00 9/30 NIL NIL3111 Graham Corp. (ASE) GHM 21.96 ▲ 4 3 3 1.10 NMF 2.0% d.32 .44 9/30 .12 .19 12/31 .11 .104848 Gran Tierra Energy (ASE) GTE 1.03 3 3 4 1.50 NMF NIL .00 NIL 9/30 d.08 .19 9/30 NIL NIL5322 Great Elm Capital (NDQ) GEC 3.42 ▼ 4 3 5 1.00 NMF NIL d.30 NIL 9/30 d.12 d.08 9/30 NIL NIL3884 Gt Lakes Dredge (NDQ) GLDD 10.49 2 3 4 1.25 14.6 NIL .72 NIL 9/30 .14 .19 9/30 NIL NIL3425 Great Southern (NDQ) GSBC 61.12 1 2 3 1.05 12.0 2.2% 5.10 1.36 9/30 1.38 1.57 12/31 .34 .323426 Great Western Banc (NYSE) GWB 34.72 3 3 3 1.25 11.9 3.5% 2.92 1.20 9/30 .89 .72 12/31 .30 .253809 Green Brick Partners (NDQ) GRBK 11.46 ▼ 2 2 4 1.35 10.3 NIL 1.11 NIL 9/30 .31 .24 9/30 NIL NIL5031 Green Dot Corp. (NYSE) GDOT 23.85 4 4 3 1.10 11.6 NIL 2.06 NIL 9/30 d.01 .08 9/30 NIL NIL4268 Greene County Banc. (NDQ) GCBC 28.00 4 4 3 .55 13.3 1.6% 2.11 .44 9/30 .57 .51 12/31 .11 .103496 Green Plains Partner (NDQ) GPP 13.53 3 3 3 .80 7.4 14.0% 1.82 1.90 9/30 .43 .44 12/31 .475 .4754104 GreenSky, Inc. (NYSE) GSKY 7.47 4 4 - NMF 12.9 NIL .58 NIL 9/30 .23 .20 9/30 NIL NIL4050 Griffin Industrial (NDQ) GRIF 39.56 3 3 3 .65 33.2 1.1% 1.19 .45 8/31 .20 d.02 9/30 NIL NIL3517 Gritstone Oncology (NYSE) GRTS 9.00 4 4 - NMF NMF NIL d2.63 NIL 9/30 d.77 .00 9/30 NIL NIL

FO-FR






Grocery Outlet Hold. (NYSE) MOVED TO STANDARD EDITION5285 Gulf Island Fab. (NDQ) GIFI 5.35 3 3 4 1.10 NMF NIL d1.29 NIL 9/30 d.44 d.73 9/30 NIL NIL4849 Gulfport Energy (NDQ) GPOR 2.60 ▲ 3 2 5 1.60 1.1 NIL 2.29 NIL 9/30 d.31 .55 9/30 NIL NIL4824 Gulf Resources Inc. (NDQ) GURE 0.58 3 2 4 1.15 NMF NIL d.79 NIL 9/30 d.27 d.14 9/30 NIL NIL3239 H&E Equipment (NDQ) HEES 33.83 1 1 4 1.95 13.4 3.3% 2.52 1.10 9/30 .79 .59 9/30 .275 .2753461 HCI Group Inc. (NYSE) HCI 45.82 4 3 3 .90 30.5 3.5% 1.50 1.60 9/30 .73 1.00 12/31 .40 .3754497 HC2 Holdings, Inc. (NDQ) HCHC 2.03 3 2 5 1.45 NMF NIL d.99 NIL 9/30 d.16 1.46 9/30 NIL NIL3241 HERC Holding (NYSE) HRI 47.20 ▲ 2 1 4 2.05 29.9 NIL 1.58 NIL 9/30 .32 1.60 9/30 NIL NIL4879 HF Food Group (NDQ) HFFG 21.12 - - - NMF 72.8 NIL .29 NIL 9/30 .06 .08 9/30 NIL NIL4269 HMN Financial (NDQ) HMNF 20.76 2 2 2 .50 10.8 NIL 1.93 NIL 9/30 .45 .56 9/30 NIL NIL5308 HMS Holdings (NDQ) HMSY 31.55 ▼ 3 3 3 1.05 27.0 NIL 1.17 NIL 9/30 .24 .22 9/30 NIL NIL3213 The Habit Restaurant (NDQ) HABT 10.67 5 4 3 1.00 66.7 NIL .16 NIL 9/30 .05 .07 9/30 NIL NIL3240 The Hackett Group (NDQ) HCKT 15.34 3 3 3 .95 21.0 2.3% .73 .36 9/30 .21 .18 9/30 .18 .174483 Hallador Energy Co. (NDQ) HNRG 2.93 3 2 4 1.05 32.6 5.5% .09 .16 9/30 d.12 .09 12/31 .04 .043462 Hallmark Finl Svcs (NDQ) HALL 18.83 2 2 3 .80 12.1 NIL 1.55 NIL 9/30 .29 .53 9/30 NIL NIL3674 Halozyme Therapeutic (NDQ) HALO 19.48 3 4 4 1.55 NMF NIL d.27 NIL 9/30 d.17 d.19 9/30 NIL NIL3819 Hamiltion Beach (NYSE) HBB 19.83 4 3 4 1.30 21.6 1.8% .92 .36 9/30 .03 .59 12/31 ◆ .09 .0855032 Hamilton Lane, Inc. (NDQ) HLNE 57.59 1 1 3 1.00 38.1 1.9% 1.51 1.10 9/30 .56 .49 12/31 .275 .2135456 Hanmi Financial (NDQ) HAFC 19.82 3 3 3 1.10 14.8 4.8% 1.34 .96 9/30 .40 .50 12/31 .24 .245460 HarborOne Bancorp (NDQ) HONE 10.71 * * 3 .80 30.6 NIL .35 NIL 9/30 .13 .11 9/30 NIL NIL4270 Harleysville Finl (OTC) HARL 23.99 3 4 - .40 11.3 4.2% 2.13 1.00 9/30 .50 .55 12/31 .25 .233518 Harpoon Therapeutic (NYSE) HARP 15.76 - - - NMF NMF NIL d2.06 NIL 9/30 d.65 .00 9/30 NIL NIL4437 Harrow Health (NDQ) HROW 5.96 3 3 4 .80 8.8 NIL .68 NIL 9/30 d.45 d.12 9/30 NIL NIL3324 Harte Hanks (NYSE) HHS 3.09 ▼ 4 4 5 1.10 NMF NIL d4.08 NIL 9/30 d.97 d1.22 9/30 NIL NIL3047 Harvard Bioscience (NDQ) HBIO 2.91 4 3 4 1.10 NMF NIL d.05 NIL 9/30 d.07 d.01 9/30 NIL NIL4825 Hawkins Inc (NDQ) HWKN 41.52 1 1 3 1.00 16.4 2.2% 2.53 .92 9/30 .87 .69 9/30 .23 .2253427 Hawthorn Bancshares (NDQ) HWBK 24.44 2 3 3 .65 10.4 2.0% 2.34 .48 9/30 .62 .49 12/31 .12 .0965309 HealthStream, Inc. (NDQ) HSTM 28.63 1 1 3 1.00 68.2 NIL .42 NIL 9/30 .11 .09 9/30 NIL NIL3428 Heartland Finan. (NDQ) HTLF 47.68 ▲ 3 3 3 1.00 11.8 1.5% 4.04 .72 9/30 .94 .97 12/31 .18 .144475 Hecla Mining (NYSE) HL 2.35 3 3 4 1.15 NMF 0.4% d.25 .01 9/30 d.04 d.05 9/30 .003 .003

Helios Technologies (NDQ) MOVED TO STANDARD EDITION5112 Hemisphere Media (NDQ) HMTV 13.34 5 5 3 .65 NMF NIL d.11 NIL 9/30 d.08 d.03 9/30 NIL NIL5033 Hennessy Advisors (NDQ) HNNA 11.23 3 3 3 .80 7.2 4.9% 1.56 .55 6/30 .34 .53 9/30 .138 .105457 Heritage Commerce (NDQ) HTBK 12.57 4 4 3 .90 11.4 3.8% 1.10 .48 9/30 .26 .28 9/30 .12 .113296 Heritage-Crystal (NDQ) HCCI 30.17 3 3 3 1.25 70.2 NIL .43 NIL 9/30 .25 .26 9/30 NIL NIL5458 Heritage Financial (NDQ) HFWA 27.75 4 4 3 .90 15.3 2.7% 1.81 .76 9/30 .48 .42 12/31 .19 .174438 Heron Therapeutics (NDQ) HRTX 25.69 4 5 4 1.25 NMF NIL d2.48 NIL 9/30 d.42 d.49 9/30 NIL NIL3048 Heska Corp. (NDQ) HSKA 94.30 ▲ 3 4 3 .75 NMF NIL .48 NIL 9/30 d.04 d.23 9/30 NIL NIL3497 Hess Midstream (NYSE) HESM 20.53 3 3 3 1.15 16.4 8.0% 1.25 1.65 9/30 .33 .34 12/31 .411 .3584484 Hi-Crush, Inc. (NYSE) HCR 0.82 3 2 5 2.10 NMF NIL d3.97 NIL 9/30 d2.67 .29 9/30 NIL .754850 HighPoint Resources (NYSE) HPR 1.34 ▲ 3 3 5 2.55 2.1 NIL .64 NIL 9/30 .05 d.14 9/30 NIL NIL3242 Hill International (OTC) HIL 3.07 3 3 4 1.15 NMF NIL d.10 NIL 9/30 .04 d.15 9/30 NIL NIL4230 Himax Tech. (NDQ) HIMX 2.20 ▲ 3 3 - 1.10 NMF NIL d.03 NIL 9/30 d.04 .01 9/30 NIL .104271 Hingham Institution (NDQ) HIFS 196.50 3 3 3 .55 13.3 0.8% 14.76 1.60 9/30 4.14 4.05 12/31 .40 .364030 Hollysys Automation (NDQ) HOLI 15.39 3 3 - 1.20 7.4 1.4% 2.09 .21 9/30 .49 .45 12/31 .21 .184272 Home Bancorp Inc. (NDQ) HBCP 39.11 3 3 2 .60 12.3 2.3% 3.18 .88 9/30 .75 .89 12/31 .22 .205459 Home Bancshares Inc (NDQ) HOMB 18.90 3 3 3 1.10 11.1 2.8% 1.70 .52 9/30 .44 .46 12/31 .13 .124273 Home Federal (NDQ) HFBL 37.86 2 3 3 .40 14.6 1.7% 2.60 .64 9/30 .73 .63 12/31 .16 .143519 HomeTrust Banc. (NDQ) HTBI 26.30 3 3 3 .75 17.1 1.1% 1.54 .28 9/30 .49 .41 9/30 .06 NIL4105 Homology Medicines (NDQ) FIXX 15.07 4 3 - NMF NMF NIL d2.43 NIL 9/30 d.67 d.40 9/30 NIL NIL4006 Hooker Furniture (NDQ) HOFT 24.27 4 4 3 .85 9.5 2.5% 2.55 .60 7/31 .35 .74 9/30 .15 .143675 HOOKIPA Pharma (NYSE) HOOK 8.86 - - - NMF NMF NIL d1.08 NIL 9/30 d.45 .00 9/30 NIL NIL5461 Hope Bancorp Inc. (NDQ) HOPE 14.59 3 3 3 1.15 10.6 3.8% 1.37 .56 9/30 .34 .36 12/31 .14 .145034 Horace Mann Educ. (NYSE) HMN 43.85 2 2 2 .90 14.7 2.6% 2.98 1.15 9/30 .60 .30 9/30 .288 .2853429 Horizon Bancorp (NDQ) HBNC 18.81 2 3 3 .90 13.0 2.6% 1.45 .48 9/30 .46 .34 12/31 .12 .103002 Horizon Global (NYSE) HZN 3.31 3 3 5 1.55 NMF NIL d4.62 NIL 9/30 d1.47 d.47 9/30 NIL NIL5286 Hornbeck Offshore (NYSE) HOS 0.38 3 2 5 2.25 NMF NIL d3.54 NIL 9/30 d1.09 d.83 9/30 NIL NIL3305 Houghton Mifflin (NDQ) HMHC 5.88 5 4 4 .95 NMF NIL d1.43 NIL 9/30 .55 .68 9/30 NIL NIL4851 Houston Amer. Energy (NDQ) HUSA 0.15 3 1 5 .75 NMF NIL d.02 NIL 9/30 d.01 .00 9/30 NIL NIL4207 Houston Wire & Cable (NDQ) HWCC 3.93 3 3 4 1.15 13.1 NIL .30 NIL 9/30 d.04 .15 9/30 NIL NIL3873 Hudson Global Inc. (NDQ) HSON 12.15 3 4 4 .65 NMF NIL d.88 NIL 9/30 .11 d.20 9/30 NIL NIL3243 Hudson Technologies (NDQ) HDSN 0.63 3 3 5 .95 NMF NIL d.54 NIL 9/30 .06 d.33 9/30 NIL NIL3839 Huitao Technology (NDQ) HHT 2.22 ▼ 3 3 - 1.50 NMF NIL d2.45 NIL 9/30 d.17 d.23 9/30 NIL NIL4608 Hurco Companies (NDQ) HURC 35.00 4 3 3 1.15 10.1 1.4% 3.46 .48 7/31 .51 .95 12/31 .12 .113840 Huttig Building (NDQ) HBP 1.85 ▼ 3 3 5 1.05 NMF NIL d.74 NIL 9/30 .06 .05 9/30 NIL NIL

4132 3857 Hydrogenics Corp (NDQ) SEE FINAL SUPPLEMENT4695 i3 Verticals (NYSE) IIIV 27.00 5 4 - NMF NMF NIL ▼ d.29 NIL 9/30 ◆ d.07 .09 9/30 NIL NIL3244 ICF International (NDQ) ICFI 88.01 2 3 3 .80 24.8 0.6% 3.55 .56 9/30 1.02 .86 12/31 .14 .144231 IEC Electrs Corp. (ASE) IEC 8.41 ▼ 3 3 4 .75 19.1 NIL ▼ .44 NIL 9/30 ◆ .17 .89 9/30 NIL NIL4208 IES Holdings (NDQ) IESC 21.42 2 2 3 1.00 16.2 NIL 1.32 NIL 6/30 .52 .40 9/30 NIL NIL4274 IF Bancorp Inc. (NDQ) IROQ 22.00 2 1 2 .55 20.2 1.4% 1.09 .30 9/30 .33 .25 12/31 .15 .1255035 INTL FCStone Inc. (NDQ) INTL 40.82 3 3 3 1.10 10.7 NIL 3.80 NIL 6/30 .84 1.25 9/30 NIL NIL5288 ION Geophysical (NYSE) IO 9.03 4 3 5 2.10 NMF NIL d1.64 NIL 9/30 d.26 d.54 9/30 NIL NIL

GR-I






3132 3430 Iberiabank Corp (NDQ) IBKC 72.78 * * 3 1.15 9.4 2.5% 7.76 1.80 9/30 1.82 1.73 12/31 .45 .395226 Icad Inc. (NDQ) ICAD 7.00 2 1 5 1.30 NMF NIL d.77 NIL 9/30 d.15 d.08 9/30 NIL NIL4232 Ichor Holdings, Ltd. (NDQ) ICHR 30.61 3 3 4 2.20 NMF NIL .27 NIL 9/30 .04 .39 9/30 NIL NIL4015 Identiv, Inc. (NDQ) INVE 5.37 3 4 5 1.40 NMF NIL d.01 NIL 9/30 .05 d.02 9/30 NIL NIL3676 Idera Pharma. (NDQ) IDRA 1.88 ▲ 2 1 4 1.30 NMF NIL d1.63 NIL 9/30 d.39 d.43 9/30 NIL NIL4880 iFresh, Inc. (NDQ) IFMK 0.41 ▼ 3 3 5 1.25 NMF NIL d.62 NIL 9/30 d.05 d.28 9/30 NIL NIL4524 Ikonics Corp (NDQ) IKNX 5.21 ▲ 3 3 4 .50 NMF NIL d.29 NIL 9/30 d.08 d.01 9/30 NIL NIL5227 Image Sensing (NDQ) ISNS 4.75 3 3 4 1.05 3.3 NIL 1.44 NIL 9/30 1.16 .16 9/30 NIL NIL4651 iMedia Brands, Inc. (NDQ) IMBI 0.53 ▲ 2 3 5 1.25 NMF NIL d.68 NIL 10/31 ◆ d.09 d.14 9/30 NIL NIL4696 Immunic, Inc. (NDQ) IMUX 7.00 2 2 4 2.15 NMF NIL d13.54 NIL 9/30 d.82 d11.20 9/30 NIL NIL3677 ImmunoGen Inc. (NDQ) IMGN 3.36 3 3 4 1.20 NMF NIL d1.02 NIL 9/30 d.15 d.32 9/30 NIL NIL3678 Immunomedics (NDQ) IMMU 18.72 4 4 4 1.65 NMF NIL d2.04 NIL 9/30 d.49 NA 9/30 NIL NIL3480 Impinj, Inc. (NDQ) PI 33.53 2 1 4 2.15 NMF NIL d.99 NIL 9/30 d.19 d.33 9/30 NIL NIL5287 Independence Cont. (NYSE) ICD 0.78 3 2 5 1.80 NMF NIL d.16 NIL 9/30 d.14 d.10 9/30 NIL NIL4303 Independence Hldg (NYSE) IHC 41.89 3 3 3 .70 23.7 1.0% 1.77 .40 9/30 .41 .66 9/30 .20 NIL5462 Independent Bank MA (NDQ) INDB 84.29 2 3 3 1.05 17.9 2.1% 4.72 1.76 9/30 1.51 1.20 12/31 .44 .383431 Indep Bank Corp/MI (NDQ) IBCP 22.59 3 3 2 .80 12.5 3.2% 1.81 .72 9/30 .55 .49 12/31 .18 .153297 Industrial Svcs (NDQ) IDSA 1.10 3 3 5 .75 NMF NIL d.48 NIL 9/30 d.17 d.06 9/30 NIL NIL4439 Infinity Pharma. (NDQ) INFI 1.16 ▼ 4 3 4 1.85 NMF NIL d.75 NIL 9/30 d.20 .23 9/30 NIL NIL3312 Information Services (NDQ) III 2.45 4 3 3 .85 NMF NIL .01 NIL 9/30 .04 .08 9/30 NIL NIL3049 InfuSystem Holdings (NDQ) INFU 7.72 2 2 4 .65 NMF NIL .01 NIL 9/30 .05 d.03 9/30 NIL NIL5228 InnerWorkings Inc (NDQ) INWK 4.75 3 3 5 1.35 NMF NIL d.71 NIL 9/30 d.04 .06 9/30 NIL NIL5229 Innodata, Inc. (NDQ) INOD 1.25 3 3 4 .75 NMF NIL d.07 NIL 9/30 d.02 .03 9/30 NIL NIL

5332 4826 Innophos Holdings (NDQ) IPHS 31.81 * * 3 1.25 29.7 6.0% 1.07 1.92 9/30 .32 .71 9/30 .48 .483317 Innovative Solutions (NDQ) ISSC 4.49 3 3 3 .60 NMF NIL .02 NIL 6/30 .03 d.06 9/30 NIL NIL3679 Innoviva Inc. (NDQ) INVA 12.88 4 5 4 1.20 8.0 NIL 1.61 NIL 9/30 .36 .43 9/30 NIL NIL5310 Inovalon Holdings (NDQ) INOV 18.69 2 2 3 .70 NMF NIL d.06 NIL 9/30 .04 d.01 9/30 NIL NIL3680 Inovio Pharma. (ASE) INO 2.61 3 3 4 1.50 NMF NIL d1.19 NIL 9/30 d.25 d.27 9/30 NIL NIL3481 Inseego Corp. (NDQ) INSG 5.54 3 2 4 1.25 NMF NIL d.41 NIL 9/30 d.11 .15 9/30 NIL NIL3245 Insignia Systems (NDQ) ISIG 0.87 ▲ 3 2 5 .55 NMF NIL d.17 NIL 9/30 d.08 .05 9/30 NIL NIL3681 Insmed Inc. (NDQ) INSM 22.13 ▼ 4 5 4 1.80 NMF NIL d3.64 NIL 9/30 d.68 d1.14 9/30 NIL NIL3016 Inspire Medical (NYSE) INSP 68.31 2 2 - NMF NMF NIL d1.23 NIL 9/30 d.34 d.22 9/30 NIL NIL3841 Installed Building (NYSE) IBP 71.98 1 1 3 1.15 33.2 NIL 2.17 NIL 9/30 .71 .50 9/30 NIL NIL3306 Instructure (NYSE) INST 53.17 3 3 3 .95 NMF NIL d1.79 NIL 9/30 d.56 d.33 9/30 NIL NIL3121 Intec Pharma, Ltd. (NDQ) NTEC 0.49 3 2 4 .95 NMF NIL d1.61 NIL 9/30 d.61 d.28 9/30 NIL NIL4106 Intellia Therapeutic (NDQ) NTLA 16.06 4 5 4 1.55 NMF NIL d1.97 NIL 9/30 d.49 d.53 9/30 NIL NIL4016 Intellicheck, Inc. (ASE) IDN 6.90 1 2 4 1.10 NMF NIL d.22 NIL 9/30 d.04 d.07 9/30 NIL NIL5230 Intelligent Sys. (ASE) INS 43.24 1 1 4 .75 40.4 NIL 1.07 NIL 9/30 .34 .21 9/30 NIL NIL

4532 4233 Intermolecular, Inc. (NDQ) SEE FINAL SUPPLEMENT4652 Internap Corp. (NDQ) INAP 1.32 ▲ 2 1 5 1.55 NMF NIL d3.44 NIL 9/30 d1.01 d.75 9/30 NIL NIL5463 Intl. Bancshares (NDQ) IBOC 42.76 ▲ 2 3 3 1.25 13.3 2.6% 3.21 1.10 9/30 .78 .77 12/31 .55 .423269 International Seaway (NYSE) INSW 27.60 1 2 4 .90 NMF NIL d.34 NIL 9/30 d.38 d1.64 9/30 NIL NIL3610 Interpace Bioscience (NDQ) IDXG 0.47 3 2 5 1.40 NMF NIL d.58 NIL 9/30 d.19 d.11 9/30 NIL NIL3017 Intersect ENT, Inc. (NDQ) XENT 21.49 4 3 4 1.15 NMF NIL d1.28 NIL 9/30 d.41 d.25 9/30 NIL NIL3824 Intertape Polymer (OTC) ITPOF 12.18 3 3 - .90 17.9 4.8% .68 .59 9/30 .21 .16 12/31 ◆ .148 .144234 inTEST Corp. (NDQ) INTT 5.74 4 5 4 .75 82.0 NIL .07 NIL 9/30 .06 d.05 9/30 NIL NIL4031 Intevac Inc. (NDQ) IVAC 6.10 3 3 3 .85 21.8 NIL .28 NIL 9/30 d.02 d.05 9/30 NIL NIL4440 Intra-Cellular Thera (NDQ) ITCI 9.22 4 4 4 1.55 NMF NIL d2.69 NIL 9/30 d.63 d.76 9/30 NIL NIL4512 Intrepid Potash Inc. (NYSE) IPI 2.20 3 2 4 1.45 14.7 NIL .15 NIL 9/30 .00 .03 9/30 NIL NIL3682 Intrexon Corp. (NYSE) XON 6.05 4 5 4 1.50 NMF NIL d3.59 NIL 9/30 d.35 d.44 9/30 NIL NIL4032 IntriCon Corp (ASE) IIN 18.87 5 4 4 1.00 NMF NIL d.23 NIL 9/30 d.03 .22 9/30 NIL NIL4699 Investar Holding (NDQ) ISTR 25.17 3 3 3 .55 15.0 1.0% 1.68 .24 9/30 .46 .41 12/31 .06 .0455036 Investors Title (NDQ) ITIC 163.89 5 4 3 .70 15.4 1.0% 10.66 1.60 9/30 4.20 5.61 9/30 .40 .404107 Invitae Corp. (NYSE) NVTA 20.57 3 3 4 1.80 NMF NIL d2.19 NIL 9/30 d.82 d.45 9/30 NIL NIL3050 IRADIMED CORP. (NDQ) IRMD 22.96 3 3 4 1.20 20.7 NIL 1.11 NIL 9/30 .20 .20 9/30 NIL NIL3051 iRhythm Technologies (NDQ) IRTC 72.06 5 5 3 1.40 NMF NIL d2.14 NIL 9/30 d.74 d.43 9/30 NIL NIL3018 Iridex Corp. (NDQ) IRIX 2.37 3 3 4 .75 NMF NIL d.74 NIL 9/30 d.13 d.26 9/30 NIL NIL3432 Isabella Bank Corp. (OTC) ISBA 24.21 3 4 3 .35 12.5 4.3% 1.94 1.04 9/30 .55 .46 9/30 .26 .26

5533 4852 Isramco Inc. (NDQ) SEE FINAL SUPPLEMENT3084 Iteris Inc (ASE) ITI 5.18 3 3 3 1.00 NMF NIL d.24 NIL 9/30 d.05 d.04 9/30 NIL NIL4033 Ituran Location (NDQ) ITRN 24.25 ▼ 4 4 - .85 13.8 4.0% ▼ 1.76 .96 9/30 ◆ .30 1.24 12/31 .24 .244698 IVERIC bio Inc. (NDQ) ISEE 3.56 2 2 4 .80 NMF NIL d1.53 NIL 9/30 d.35 d.41 9/30 NIL NIL3214 J. Alexander’s (NYSE) JAX 10.22 * * 3 1.00 18.6 NIL .55 NIL 9/30 .06 d.04 9/30 NIL NIL5080 JAKKS Pacific (NDQ) JAKK 0.99 3 3 5 1.10 NMF NIL d1.83 NIL 9/30 .51 .38 9/30 NIL NIL5100 J.C. Penney (NYSE) JCP 1.15 3 3 5 1.50 NMF NIL d.75 NIL 10/31 d.29 d.52 9/30 NIL NIL4815 J.Jill, Inc. (NYSE) JILL 1.60 ▲ 3 2 5 1.40 NMF NIL d1.91 NIL 7/31 d2.21 .23 9/30 NIL NIL4085 JMP Group Inc. (NYSE) JMP 3.20 3 2 3 .70 NMF 5.0% d.03 .16 9/30 d.21 .01 9/30 .04 .094051 J.W. Mays (NDQ) MAYS 33.16 3 3 3 .40 44.2 NIL .75 NIL 7/31 .32 d.09 9/30 NIL NIL

5132 4853 Jagged Peak Energy (NYSE) JAG 7.03 5 4 3 1.55 13.8 NIL .51 NIL 9/30 .14 .23 9/30 NIL NIL3463 James River Group (NDQ) JRVR 37.42 3 3 3 .65 39.0 3.2% .96 1.20 9/30 d.83 .64 12/31 .30 .304498 Jewett-Cameron (NDQ) JCTCF 8.00 3 3 3 .45 15.7 NIL .51 NIL 8/31 .13 .16 9/30 NIL NIL5081 Johnson Outdoors (NDQ) JOUT 64.95 4 5 3 1.05 15.4 1.0% 4.23 .68 6/30 2.19 2.37 12/31 .17 .143611 The Joint Corp. (NDQ) JYNT 19.08 2 2 4 .90 95.4 NIL .20 NIL 9/30 .04 d.01 9/30 NIL NIL

IB-JO






4613 Jones Soda Co. (NDQ) JSDA 0.39 3 3 5 .65 NMF NIL d.06 NIL 9/30 d.01 d.01 9/30 NIL NIL4903 Jounce Therapeutics (NDQ) JNCE 4.76 3 3 4 2.20 2.1 NIL 2.25 NIL 9/30 2.90 d.23 9/30 NIL NIL3307 K12 Inc. (ASE) LRN 20.15 3 4 3 1.20 23.4 NIL .86 NIL 9/30 d.25 d.22 9/30 NIL NIL3318 KVH Industries (NDQ) KVHI 11.18 4 4 3 1.00 NMF NIL d.86 NIL 9/30 d.19 d.07 9/30 NIL NIL4108 Kadmon Holdings (NYSE) KDMN 4.09 ▼ 4 4 4 1.90 NMF NIL d.47 NIL 9/30 d.19 d.13 9/30 NIL NIL4485 Kaiser Aluminum (NDQ) KALU 108.77 ▲ 2 2 3 1.10 18.5 2.2% 5.87 2.40 9/30 1.57 1.29 12/31 .60 .553683 KalVista Pharma. (NDQ) KALV 13.72 4 5 4 1.55 NMF NIL d1.36 NIL 7/31 d.42 d.47 9/30 NIL NIL4441 Karyopharm Therap. (NDQ) KPTI 17.05 ▲ 1 2 4 1.90 NMF NIL d3.43 NIL 9/30 d.67 d.79 9/30 NIL NIL4275 Kearny Financial (NDQ) KRNY 14.31 3 3 2 .80 29.8 1.7% .48 .24 9/30 .13 .12 9/30 .06 .043914 KemPharm, Inc. (NDQ) KMPH 0.52 3 3 5 1.45 NMF NIL d.94 NIL 9/30 .06 d.94 9/30 NIL NIL4052 Kennedy-Wilson Hldgs (NYSE) KW 22.48 1 1 3 1.15 33.1 3.7% .68 .84 9/30 .15 .09 12/31 .21 .194276 Kentucky First Fed. (NDQ) KFFB 7.69 3 3 3 .50 69.9 5.2% .11 .40 9/30 .03 .02 12/31 .10 .104007 Kewaunee Scientific (NDQ) KEQU 16.25 5 4 3 .60 77.4 4.7% .21 .76 7/31 .17 .51 9/30 .19 .195290 Key Energy Services (NYSE) KEG 0.25 2 2 5 3.10 NMF NIL d4.44 NIL 9/30 d1.25 d1.18 9/30 NIL NIL4017 Key Tronic Corp (NDQ) KTCC 5.61 3 3 3 .70 35.1 NIL .16 NIL 9/30 .14 .15 9/30 NIL NIL3684 Kezar Life Sciences (NYSE) KZR 2.81 3 3 - NMF NMF NIL d1.64 NIL 9/30 d.48 d.30 9/30 NIL NIL3246 Kimball Electronics (NDQ) KE 17.74 3 4 3 .95 13.9 NIL 1.28 NIL 9/30 .26 .19 9/30 NIL NIL5323 Kindred Biosciences (NDQ) KIN 7.57 3 4 4 .90 NMF NIL d1.64 NIL 9/30 d.39 d.39 9/30 NIL NIL4904 Kiniksa Pharma. (NYSE) KNSA 10.61 4 4 - NMF NMF NIL d3.32 NIL 9/30 d.49 d.51 9/30 NIL NIL4803 Kirkland’s Inc (NDQ) KIRK 1.43 3 3 5 .95 NMF NIL d1.06 NIL 7/31 d1.21 d.43 9/30 NIL NIL3520 Kodiak Sciences (NYSE) KOD 26.39 3 2 - NMF NMF NIL d1.25 NIL 9/30 d.33 .00 9/30 NIL NIL4235 Kopin Corp (NDQ) KOPN 0.51 3 3 4 1.40 NMF NIL d.43 NIL 9/30 d.08 d.13 9/30 NIL NIL4499 Koppers Holdings (NYSE) KOP 38.46 ▲ 2 1 4 1.50 18.7 NIL 2.06 NIL 9/30 .94 .35 9/30 NIL NIL4609 Kornit Digital (NDQ) KRNT 33.10 2 1 - .95 NMF NIL .20 NIL 9/30 .05 .09 9/30 NIL NIL4854 Kosmos Energy (NYSE) KOS 6.86 3 3 4 1.80 18.1 2.6% .38 .18 9/30 .04 d.31 9/30 .045 NIL5106 Koss Corp. (NDQ) KOSS 1.46 3 3 5 .80 NMF NIL .01 NIL 9/30 d.04 .01 9/30 NIL NIL3325 Krystal Biotech (NDQ) KRYS 56.96 1 2 4 1.10 NMF NIL d1.19 NIL 9/30 d.25 d.26 9/30 NIL NIL4700 Kura Oncology (NDQ) KURA 15.69 ▼ 4 4 4 1.85 NMF NIL d1.53 NIL 9/30 d.36 d.40 9/30 NIL NIL3433 LCNB Corp. (NDQ) LCNB 18.59 3 3 3 .70 12.6 3.7% 1.47 .68 9/30 .36 .32 9/30 .17 .163810 LGI Homes, Inc. (NDQ) LGIH 70.25 1 1 4 1.15 11.3 NIL 6.20 NIL 9/30 1.93 1.52 9/30 NIL NIL3085 LGL Group (ASE) LGL 14.40 2 3 3 .45 11.3 NIL 1.27 NIL 9/30 .91 .10 9/30 NIL NIL3612 LHC Group (NDQ) LHCG 136.09 2 3 3 .90 45.1 NIL 3.02 NIL 9/30 .96 .68 9/30 NIL NIL4209 LSI Industries (NDQ) LYTS 5.42 1 1 4 1.15 NMF 3.7% d.03 .20 9/30 .17 .07 9/30 .05 .05

3333 5037 Ladenburg Thalmann (ASE) LTS 3.49 * * 4 1.45 NMF 1.4% d.02 .05 9/30 .02 .00 9/30 .013 .0135464 Lakeland Bancorp (NDQ) LBAI 16.89 3 3 3 .95 12.6 3.0% 1.34 .50 9/30 .37 .35 12/31 .125 .1153434 Lakeland Finl (NDQ) LKFN 47.61 3 3 3 .90 14.2 2.5% 3.35 1.20 9/30 .83 .80 12/31 .30 .263247 Lakeland Ind (NDQ) LAKE 10.29 3 3 4 .85 NMF NIL d.06 NIL 7/31 .17 .12 9/30 NIL NIL4277 Lake Shore Bancorp (NDQ) LSBK 15.15 3 4 2 .35 23.3 3.2% .65 .48 9/30 .20 .17 9/30 .12 .104827 Landec Corp. (NDQ) LNDC 11.33 5 5 3 .80 NMF NIL d.10 NIL 8/31 d.16 .01 9/30 NIL NIL4053 Landmark Infrast. (NDQ) LMRK 15.50 3 1 3 .75 53.4 9.5% .29 1.47 9/30 .03 1.37 9/30 .368 .3684816 Lands’ End, Inc. (NDQ) LE 11.44 3 3 5 1.20 38.1 NIL .30 NIL 7/31 d.09 d.16 9/30 NIL NIL3278 Landstar Sys. (NDQ) LSTR 112.52 2 1 2 .95 18.3 0.7% 6.14 .74 9/30 1.35 1.63 12/31 .185 .1654442 Lannett Company (ASE) LCI 9.16 2 1 5 1.50 48.2 NIL .19 NIL 9/30 d.32 .12 9/30 NIL NIL

4732 3052 Lantheus Holdings (NDQ) LNTH 20.70 3 2 4 1.40 23.8 NIL .87 NIL 9/30 .12 .24 9/30 NIL NIL3482 Lantronix Inc. (NDQ) LTRX 3.40 3 4 4 .65 NMF NIL d.12 NIL 9/30 d.11 .00 9/30 NIL NIL3112 Lawson Products (NDQ) LAWS 50.98 3 3 3 .90 37.2 NIL 1.37 NIL 9/30 .51 d.09 9/30 NIL NIL5523 Leaf Group, Ltd. (NYSE) LEAF 3.62 3 3 4 1.20 NMF NIL d1.02 NIL 9/30 d.17 d.24 9/30 NIL NIL4316 Leap Therapeutics (NDQ) LPTX 0.72 3 3 5 1.10 NMF NIL d1.52 NIL 9/30 d.33 d.55 9/30 NIL NIL5114 Lee Enterprises (NYSE) LEE 1.86 3 3 5 1.15 6.2 NIL .30 NIL 6/30 .10 .08 9/30 NIL NIL4905 Legacy Housing (NYSE) LEGH 15.09 - - - NMF 17.0 NIL .89 NIL 9/30 .25 .00 9/30 NIL NIL

3133 5038 LegacyTexas Fin. (NDQ) SEE FINAL SUPPLEMENT3019 LeMaitre Vascular (NDQ) LMAT 35.95 ▼ 2 2 3 .85 39.9 0.9% .90 .34 9/30 .25 .21 12/31 .085 .075039 LendingTree, Inc. (NDQ) TREE 367.80 3 3 3 1.65 NMF NIL 2.60 NIL 9/30 1.67 2.05 9/30 NIL NIL3435 Level One Bancorp (NDQ) LEVL 24.23 3 3 - NMF 12.4 0.7% 1.95 .16 9/30 .56 .41 12/31 .04 .033685 Lexicon Pharm. (NDQ) LXRX 3.73 3 3 4 1.15 2.7 NIL 1.36 NIL 9/30 1.95 d.26 9/30 NIL NIL3053 Lianluo Smart Ltd. (NDQ) LLIT 0.51 4 3 - 1.15 NMF NIL d.51 NIL 12/31 d.31 d.18 9/30 NIL NIL3820 Libbey Inc. (ASE) LBY 1.71 3 3 5 1.25 NMF NIL d.83 NIL 9/30 d.15 d.22 9/30 NIL NIL4109 Liberty Oilfield (NYSE) LBRT 8.78 5 4 - NMF 8.8 2.3% 1.00 .20 9/30 .15 .49 9/30 .05 .053821 Lifetime Brands (NDQ) LCUT 6.50 4 4 4 1.10 NMF 2.6% d.97 .17 9/30 d.66 .29 12/31 .043 .0434443 Lifevantage Corp. (NDQ) LFVN 15.04 3 3 4 1.20 26.9 NIL .56 NIL 9/30 .12 .06 9/30 NIL NIL4620 Lifeway Foods (NDQ) LWAY 1.99 3 3 4 .95 NMF NIL d.15 NIL 9/30 .00 d.03 9/30 NIL NIL3686 Ligand Pharm. (NDQ) LGND 112.21 5 4 3 1.00 NMF NIL d2.41 NIL 9/30 d.81 2.80 9/30 NIL NIL3858 Lightbridge Corp (NDQ) LTBR 4.07 ▲ 2 2 5 1.25 NMF NIL d3.93 NIL 9/30 d.81 d1.80 9/30 NIL NIL3087 LightPath Tech (NDQ) LPTH 0.59 3 3 5 .75 NMF NIL d.13 NIL 9/30 d.05 d.02 9/30 NIL NIL4855 Lilis Energy Inc. (NDQ) LLEX 0.16 3 2 5 1.35 NMF NIL d.80 NIL 9/30 d.20 d.09 9/30 NIL NIL3885 Limbach Holdings (NDQ) LMB 2.98 ▲ 2 2 5 .85 37.3 NIL .08 NIL 9/30 d.44 d.46 9/30 NIL NIL4653 Limelight Networks (NDQ) LLNW 4.37 3 3 4 1.70 NMF NIL d.20 NIL 9/30 d.02 .00 9/30 NIL NIL3122 Limestone Bancorp (NDQ) LMST 16.06 ▼ 3 3 4 .90 10.6 NIL 1.51 NIL 9/30 .31 .33 9/30 NIL NIL4500 Limoneira Company (NDQ) LMNR 19.17 4 3 3 1.05 NMF 1.6% d.38 .30 7/31 d.06 .50 12/31 .075 .0633308 Lincoln Educational (NDQ) LINC 1.74 ▼ 3 3 5 1.15 NMF NIL d.10 NIL 9/30 .04 d.02 9/30 NIL NIL5082 Lindblad Expeditions (NDQ) LIND 15.08 3 2 3 .75 68.5 NIL .22 NIL 9/30 d.01 .11 9/30 NIL NIL4701 Lineage Cell Therap. (ASE) LCTX 0.87 3 3 4 1.55 NMF NIL d.13 NIL 9/30 d.11 d.08 9/30 NIL NIL4444 Lipocine, Inc. (NDQ) LPCN 0.42 ▲ 2 2 5 1.00 NMF NIL d.55 NIL 9/30 d.12 d.12 9/30 NIL NIL

JO-LI






3687 Liquidia Tech. (NYSE) LQDA 3.85 3 3 - NMF NMF NIL d2.53 NIL 9/30 d.72 d.84 9/30 NIL NIL5524 Liquidity Services (NDQ) LQDT 6.73 ▼ 3 3 4 .80 NMF NIL d.45 NIL 6/30 d.14 d.12 9/30 NIL NIL4110 Livent Corp. (NYSE) LTHM 8.01 5 4 - NMF 15.1 NIL .53 NIL 9/30 .12 .24 9/30 NIL NIL5465 Live Oak Bancshares (NDQ) LOB 18.36 4 3 3 .95 34.6 0.7% .53 .12 9/30 .09 .34 9/30 .03 .035231 LivePerson Inc (NDQ) LPSN 38.22 3 3 3 1.10 NMF NIL d1.21 NIL 9/30 d.41 d.12 9/30 NIL NIL5269 LiveRamp Holdings (NDQ) RAMP 50.64 4 5 3 1.25 NMF NIL d2.13 NIL 9/30 d.59 d.53 9/30 NIL NIL3521 Livongo Health (NYSE) LVGO 28.55 - - - NMF NMF NIL d1.03 NIL 9/30 d.27 .00 9/30 NIL NIL3522 LogicBio Therapeutic (NYSE) LOGC 8.45 4 4 - NMF NMF NIL d1.68 NIL 9/30 d.48 .00 9/30 NIL NIL4856 Lonestar Resources (NDQ) LONE 2.00 3 2 5 1.40 1.7 NIL 1.21 NIL 9/30 .33 d.88 9/30 NIL NIL4317 Loop Industries (NYSE) LOOP 10.35 2 3 - NMF NMF NIL d.51 NIL 8/31 d.09 d.10 9/30 NIL NIL3319 Loral Space & Comm. (NDQ) LORL 33.91 4 3 3 1.05 25.5 NIL 1.33 NIL 9/30 .20 1.48 9/30 NIL NIL4008 The Lovesac Co. (NYSE) LOVE 14.59 4 4 - NMF NMF NIL d.60 NIL 7/31 d.33 d3.71 9/30 NIL NIL3215 Luby’s, Inc. (NYSE) LUB 2.15 ▼ 4 4 4 .75 NMF NIL ▼ d.51 NIL 8/31 ◆ d.30 d.06 9/30 NIL NIL3054 Luminex Corp (NDQ) LMNX 21.55 5 5 3 1.00 NMF 1.7% d.21 .36 9/30 d.12 .04 12/31 .09 .063088 Luna Innovations (NDQ) LUNA 7.32 ▼ 2 2 4 .75 81.3 NIL .09 NIL 9/30 .04 .04 9/30 NIL NIL5466 Luther Burbank (ASE) LBC 11.54 1 1 - NMF 13.7 2.0% .84 .23 9/30 .23 .21 12/31 .058 .0584525 Lydall Inc. (NYSE) LDL 18.52 4 4 3 1.40 45.2 NIL .41 NIL 9/30 .17 .36 9/30 NIL NIL

3932 5232 MAM Software Group (NDQ) SEE FINAL REPORT3932 3435 MBT Finl Corp. (NDQ) SEE FINAL SUPPLEMENT

4445 MEI Pharma, Inc. (NDQ) MEIP 1.85 3 3 4 1.35 NMF NIL d.58 NIL 9/30 d.04 d.21 9/30 NIL NIL3811 M/I Homes (NYSE) MHO 43.99 1 2 3 1.05 10.5 NIL 4.18 NIL 9/30 1.32 1.01 9/30 NIL NIL4278 MSB Financial Corp. (NDQ) MSBF 15.03 4 4 2 .40 18.8 NIL .80 NIL 9/30 .22 .24 9/30 NIL NIL5311 MTBC, Inc. (NDQ) MTBC 4.00 3 3 4 1.15 NMF NIL d.68 NIL 9/30 d.14 d.25 9/30 NIL NIL3886 MYR Group Inc. (NDQ) MYRG 34.38 3 4 3 1.25 16.1 NIL 2.13 NIL 9/30 .62 .48 9/30 NIL NIL3436 Macatawa Bank Corp. (NDQ) MCBC 10.80 3 3 3 .75 11.9 2.6% .91 .28 9/30 .24 .20 12/31 .07 .073437 Mackinac Financial (NDQ) MFNC 15.57 3 3 3 .60 12.0 3.6% 1.30 .56 9/30 .35 .29 12/31 .14 .123688 MacroGenics, Inc. (NDQ) MGNX 9.27 3 3 4 1.45 NMF NIL d3.61 NIL 9/30 d.91 d.81 9/30 NIL NIL4702 Madrigal Pharma. (NDQ) MDGL 106.53 5 5 4 1.95 NMF NIL d4.40 NIL 9/30 d1.39 d.56 9/30 NIL NIL4035 Magal Security (NDQ) MAGS 4.20 4 3 - .85 NMF NIL .02 NIL 9/30 .06 .07 9/30 NIL NIL3613 Magellan Health (NDQ) MGLN 79.33 3 4 3 1.00 NMF NIL .51 NIL 9/30 1.09 1.09 9/30 NIL NIL4703 Magenta Therapeutics (NYSE) MGTA 13.20 4 4 - NMF NMF NIL d1.96 NIL 9/30 d.54 d.49 9/30 NIL NIL4654 Magic Software (NDQ) MGIC 9.99 2 2 - .85 28.5 3.1% .35 .31 9/30 .10 .10 9/30 .156 .1554236 Magnachip Semi. (NYSE) MX 11.99 3 1 5 1.40 NMF NIL d1.40 NIL 9/30 d.05 .41 9/30 NIL NIL

Magnolia Oil & Gas (NYSE) MOVED TO STANDARD EDITION5233 Majesco (NDQ) MJCO 8.73 3 3 3 .60 67.2 NIL .13 NIL 9/30 .02 .07 9/30 NIL NIL5083 Malibu Boats, Inc. (NDQ) MBUU 39.46 4 5 3 1.30 11.7 NIL 3.37 NIL 9/30 .76 .54 9/30 NIL NIL4279 Malvern Bancorp (NDQ) MLVF 22.97 ▲ 2 2 3 .55 18.7 NIL 1.23 NIL 9/30 .35 .41 9/30 NIL NIL4906 Mammoth Energy (NDQ) TUSK 1.73 ▼ 4 3 4 1.70 1.6 NIL 1.11 NIL 9/30 d.79 1.54 9/30 NIL .1253105 Manitex Intl Inc. (NDQ) MNTX 5.42 5 4 5 1.55 NMF NIL d.94 NIL 9/30 d.60 .01 9/30 NIL NIL4621 Mannatech Inc (NDQ) MTEX 16.16 4 4 4 .80 NMF 3.1% d.19 .50 9/30 d.62 d.69 9/30 .125 .505040 Manning & Napier (NYSE) MN 1.67 3 3 4 1.15 11.9 4.8% .14 .08 9/30 .05 .05 12/31 .02 .083689 MannKind Corp (NDQ) MNKD 1.16 ▲ 2 3 5 1.40 NMF NIL d.26 NIL 9/30 d.05 d.16 9/30 NIL NIL3893 Marchex Inc. (NDQ) MCHX 4.07 4 3 3 1.05 NMF NIL d.09 NIL 9/30 d.03 d.01 9/30 NIL NIL5041 Marcus & Millichap (NYSE) MMI 35.70 3 3 3 1.25 17.1 NIL 2.09 NIL 9/30 .49 .53 9/30 NIL NIL5234 Marin Software Inc. (NYSE) MRIN 1.56 2 2 5 .40 NMF NIL d2.31 NIL 9/30 d.49 d3.71 9/30 NIL NIL5084 Marine Products Corp (NYSE) MPX 15.29 4 5 3 .95 17.8 3.1% .86 .48 9/30 .23 .21 9/30 .12 .103690 Marinus Pharma. (NDQ) MRNS 1.06 2 2 4 2.35 NMF NIL d.98 NIL 9/30 d.26 d.27 9/30 NIL NIL5042 Marlin Business (NDQ) MRLN 21.26 3 3 3 .95 10.6 2.6% 2.01 .56 9/30 .60 .47 12/31 .14 .144526 Marrone Bio (NDQ) MBII 1.06 3 2 4 .75 NMF NIL d.32 NIL 9/30 d.14 d.04 9/30 NIL NIL3279 Marten Transport Ltd (NDQ) MRTN 21.35 2 1 3 1.15 19.1 0.6% 1.12 .12 9/30 .30 .28 9/30 .03 .0253498 Martin Midstream (NDQ) MMLP 4.57 3 3 5 1.45 NMF 21.9% d.05 1.00 9/30 .33 d.25 12/31 .25 .503874 Mastech Digital (ASE) MHH 8.72 3 3 4 .75 10.0 NIL .87 NIL 9/30 .17 .14 9/30 NIL NIL5085 MasterCraft Boat (NDQ) MCFT 16.58 4 4 4 1.20 14.5 NIL 1.14 NIL 9/30 .46 .46 9/30 NIL NIL4858 Matador Resources (NYSE) MTDR 14.96 4 4 4 2.00 8.7 NIL 1.71 NIL 9/30 .38 .43 9/30 NIL NIL3887 Matrix Service Co. (NDQ) MTRX 20.92 4 4 4 1.50 18.2 NIL 1.15 NIL 9/30 .22 .08 9/30 NIL NIL4501 Maui Ld & Pineapple (NYSE) MLP 11.08 3 3 4 .65 92.3 NIL .12 NIL 9/30 .00 d.09 9/30 NIL NIL5115 McClatchy Co. (NYSE) MNI 0.40 3 2 5 .95 NMF NIL d49.50 NIL 9/30 d38.43 .90 9/30 NIL NIL3248 McGrath RentCorp (NDQ) MGRC 73.25 1 1 3 .90 19.0 2.0% 3.85 1.50 9/30 1.32 1.01 12/31 .375 .345123 Medallia, Inc. (NYSE) MDLA 32.00 - - - NMF NMF NIL d1.10 NIL 7/31 d.87 .00 9/30 NIL NIL3691 Medicinova Inc. (NDQ) MNOV 7.31 4 4 4 1.00 NMF NIL d.25 NIL 9/30 d.05 d.16 9/30 NIL NIL3915 The Meet Group (NDQ) MEET 4.87 3 3 4 1.10 32.5 NIL .15 NIL 9/30 .04 .02 9/30 NIL NIL4111 MeiraGTx Holdings (NYSE) MGTX 17.47 3 3 - NMF NMF NIL d3.14 NIL 9/30 d.30 d.59 9/30 NIL NIL3692 Melinta Therapeutics (NDQ) MLNT 1.57 3 3 5 2.05 NMF NIL d25.02 NIL 9/30 d15.67 d2.50 9/30 NIL NIL3438 Mercantile Bank (NDQ) MBWM 35.75 ▲ 1 1 3 1.00 12.3 3.0% 2.90 1.08 9/30 .77 .61 12/31 .27 .253439 Merchants Bancorp (NDQ) MBIN 18.53 3 3 3 .90 9.5 1.5% 1.96 .28 9/30 .60 .55 9/30 .14 .064280 Meridian Bancorp (NDQ) EBSB 19.89 1 2 2 .75 16.6 1.4% 1.20 .28 9/30 .38 .33 12/31 .07 .053055 Merit Medical Sys (NDQ) MMSI 28.25 5 5 3 1.05 85.6 NIL .33 NIL 9/30 d.06 .30 9/30 NIL NIL3694 Merrimack Pharma. (NDQ) MACK 3.78 2 3 4 1.30 NMF NIL d2.51 NIL 9/30 d.05 d.92 9/30 NIL NIL4446 Mersana Therapeutics (NDQ) MRSN 3.58 3 4 4 1.40 NMF NIL d.98 NIL 9/30 d.35 d.75 9/30 NIL NIL3326 Mesa Air Group (NYSE) MESA 7.11 4 4 - NMF 4.3 NIL 1.67 NIL 6/30 .09 d.89 9/30 NIL NIL3056 Mesa Labs Inc. (NDQ) MLAB 238.97 3 3 3 .90 NMF 0.3% 2.39 .64 9/30 .71 .25 12/31 .16 .164281 Meta Financial Grp. (NDQ) CASH 35.67 2 2 3 .95 14.4 0.6% 2.48 .20 9/30 .53 .24 12/31 .05 .055467 Metropolitan Bank (NYSE) MCB 46.00 1 2 3 1.05 13.6 NIL 3.37 NIL 9/30 .90 .85 9/30 NIL NIL

LI-ME






3057 Micron Solutions (NYSE) MICR 2.31 3 3 4 .35 NMF NIL d.83 NIL 9/30 d.18 d.03 9/30 NIL NIL4237 Micropac Industries (OTC) MPAD 13.24 3 3 3 .30 11.5 NIL 1.15 NIL 8/31 .46 .10 9/30 NIL NIL5235 MicroStrategy (NDQ) MSTR 152.76 2 2 3 1.00 62.1 NIL 2.46 NIL 9/30 .95 1.10 9/30 NIL NIL3089 Microvision Inc. (NDQ) MVIS 0.85 4 3 4 1.05 NMF NIL d.34 NIL 9/30 d.05 .00 9/30 NIL NIL4859 Mid-Con Energy (NDQ) MCEP 0.25 2 2 5 2.15 12.5 NIL .02 NIL 9/30 .09 d.14 9/30 NIL NIL3440 Middlefield Banc (NDQ) MBCN 25.46 2 2 3 .40 12.7 2.2% 2.00 .56 9/30 .51 .51 9/30 .14 .143441 Midland States (NDQ) MSBI 28.06 3 3 3 1.10 11.6 3.5% 2.42 .97 9/30 .51 .35 12/31 .243 .225324 Mid Penn Bancorp (NDQ) MPB 27.62 3 3 3 .50 13.1 2.6% 2.11 .72 9/30 .57 .28 12/31 .18 .15

4533 5467 Midsouth Bancorp (NYSE) SEE FINAL SUPPLEMENT4318 Milestone Pharma. (NYSE) MIST 17.82 - - - NMF NMF NIL d4.00 NIL 9/30 d.52 .00 9/30 NIL NIL3693 Millendo Therapeutic (NDQ) MLND 8.26 4 3 4 2.00 NMF NIL d11.12 NIL 9/30 d.87 d2.40 9/30 NIL NIL3106 Miller Inds. (NYSE) MLR 36.15 2 3 3 .95 10.8 2.0% 3.36 .72 9/30 .71 .76 9/30 .18 .185124 Minerva Neuroscience (NDQ) NERV 5.97 4 5 4 1.30 NMF NIL d1.43 NIL 9/30 d.36 d.31 9/30 NIL NIL3123 Miragen Therapeutics (NDQ) MGEN 0.68 3 3 5 1.45 NMF NIL d1.36 NIL 9/30 d.36 d.29 9/30 NIL NIL3058 Misonix Inc (NDQ) MSON 20.81 2 3 4 .70 NMF NIL d.34 NIL 9/30 .17 d.28 9/30 NIL NIL3249 Mistras Group Inc. (NYSE) MG 13.30 3 3 3 1.00 95.0 NIL .14 NIL 9/30 .11 d.04 9/30 NIL NIL5291 Mitcham Inds (NDQ) MIND 2.13 3 3 4 .95 NMF NIL d1.39 NIL 7/31 d.30 d.41 9/30 NIL NIL4018 Mitek Systems Inc (NDQ) MITK 7.38 3 3 4 .80 NMF NIL d.02 NIL 9/30 .08 d.06 9/30 NIL NIL5236 MobileIron, Inc. (NDQ) MOBL 4.75 2 3 4 1.25 NMF NIL d.44 NIL 9/30 d.07 d.07 9/30 NIL NIL5237 Model N, Inc. (NYSE) MODN 30.56 3 2 3 .75 NMF NIL d.59 NIL 9/30 d.17 d.11 9/30 NIL NIL5043 Moelis & Company (NYSE) MC 33.44 4 4 3 1.30 14.9 6.0% 2.24 2.00 9/30 .73 .61 9/30 .50 .473695 Molecular Templates (NDQ) MTEM 10.72 3 3 4 2.00 NMF NIL d1.63 NIL 9/30 d1.03 d.19 9/30 NIL NIL3696 Momenta Pharma. (NDQ) MNTA 16.54 3 3 4 1.25 NMF NIL d2.14 NIL 9/30 d.45 d.65 9/30 NIL NIL5044 MoneyGram Int’l Inc. (NDQ) MGI 3.00 ▼ 3 3 5 1.40 NMF NIL d.91 NIL 9/30 d.10 d.32 9/30 NIL NIL5238 MongoDB, Inc. (ASE) MDB 146.88 2 3 3 1.10 NMF NIL d2.12 NIL 7/31 d.67 d.54 9/30 NIL NIL

5133 5239 Monotype Imaging (NDQ) SEE FINAL SUPPLEMENT4860 Montage Resources (NYSE) MR 5.33 4 4 5 2.85 2.5 NIL 2.14 NIL 9/30 .12 .20 9/30 NIL NIL5045 Morningstar Inc (NDQ) MORN 157.31 3 3 2 .90 40.5 0.7% 3.88 1.12 9/30 1.14 1.32 12/31 .28 .253020 Motus GI Holdings (NDQ) MOTS 1.60 3 3 - NMF NMF NIL d1.03 NIL 9/30 d.18 d.33 9/30 NIL NIL4907 Mustang Bio, Inc. (NDQ) MBIO 2.96 3 3 4 1.80 NMF NIL d1.31 NIL 9/30 d.25 d.28 9/30 NIL NIL4908 MyoKardia, Inc. (NDQ) MYOK 62.60 3 2 4 1.25 NMF NIL d5.22 NIL 9/30 d3.07 d.39 9/30 NIL NIL3916 Myovant Sciences (NYSE) MYOV 15.04 4 5 - .95 NMF NIL d3.80 NIL 9/30 d.79 d.99 9/30 NIL NIL4282 NASB Finl (OTC) NASB 43.50 2 3 3 .55 8.5 4.6% 5.10 2.00 6/30 1.80 1.02 9/30 .50 .505468 NBT Bancorp (NDQ) NBTB 40.37 ▲ 1 2 2 .95 14.8 2.6% 2.73 1.04 9/30 .73 .68 12/31 .27 .263917 NCS Multistage (NDQ) NCSM 2.30 3 3 4 2.15 NMF NIL d1.17 NIL 9/30 .08 .13 9/30 NIL NIL5525 NIC Inc (NDQ) EGOV 22.71 1 1 3 1.00 30.7 1.4% .74 .32 9/30 .21 .24 12/31 .08 .083499 NGL Energy Partners (NYSE) NGL 10.55 3 4 5 1.60 NMF 14.8% d.24 1.56 9/30 d.13 d.63 12/31 .39 .393124 NGM Biopharma. (NYSE) NGM 15.65 - - - NMF NMF NIL d1.51 NIL 9/30 d.17 .00 9/30 NIL NIL4503 NL Inds. (NYSE) NL 4.66 3 3 4 2.00 3.2 NIL 1.45 NIL 9/30 d.03 d.32 9/30 NIL NIL5295 NOW Inc. (NYSE) DNOW 11.67 5 4 3 1.60 22.9 NIL .51 NIL 9/30 .09 .18 9/30 NIL NIL

3133 3297 NRC Group Holdings (NYSE) SEE FINAL SUPPLEMENT5107 NTN Buzztime, Inc. (ASE) NTN 2.59 3 3 5 .15 NMF NIL d.24 NIL 9/30 d.12 .08 9/30 NIL NIL4036 NVE Corp (NDQ) NVEC 64.69 4 4 3 1.05 22.9 6.2% 2.83 4.00 9/30 .79 .88 9/30 1.00 1.00

nVent Electric plc (NYSE) MOVED TO STANDARD EDITION3888 NV5 Global (NDQ) NVEE 48.54 3 3 4 1.50 21.9 NIL 2.22 NIL 9/30 .46 .62 9/30 NIL NIL4502 NACCO Inds. ‘A’ (NYSE) NC 48.21 2 2 3 .90 7.6 1.6% 6.33 .76 9/30 1.47 1.33 9/30 .19 .1654054 Nam Tai Property (NYSE) NTP 8.95 4 3 - .80 NMF NIL d.47 NIL 9/30 d.17 d.10 9/30 NIL .073059 NanoString Tech. (NDQ) NSTG 25.59 2 3 4 1.25 NMF NIL d2.58 NIL 9/30 d.64 d.56 9/30 NIL NIL5312 NantHealth Inc. (NDQ) NH 1.20 3 4 5 1.65 NMF NIL d.91 NIL 9/30 d.15 d.89 9/30 NIL NIL4112 NantKwest, Inc. (NDQ) NK 1.31 ▼ 4 3 4 1.95 NMF NIL d.77 NIL 9/30 d.16 d.30 9/30 NIL NIL4037 NAPCO Security (NDQ) NSSC 31.01 2 3 3 .85 41.3 NIL .75 NIL 9/30 .17 .08 9/30 NIL NIL3614 Natera, Inc. (NDQ) NTRA 39.45 2 3 4 1.20 NMF NIL d1.86 NIL 9/30 d.33 d.49 9/30 NIL NIL3216 Nathan’s Famous (NDQ) NATH 76.86 3 3 3 .65 23.1 1.8% 3.33 1.40 9/30 .87 1.06 9/30 .35 .253309 National American (NDQ) NAUH 0.05 4 3 5 .40 NMF NIL d.33 NIL 5/31 d.06 d.03 9/30 NIL NIL3442 National Bank Hldgs. (NYSE) NBHC 35.64 3 3 3 .95 14.4 2.1% 2.48 .76 9/30 .69 .58 12/31 .20 .175469 National Bankshares (NDQ) NKSH 44.35 3 3 3 1.00 17.3 3.2% 2.57 1.44 9/30 .65 .61 9/30 NIL NIL3464 National General (NDQ) NGHC 20.83 4 4 3 .95 10.4 1.0% 2.01 .20 9/30 .54 .55 12/31 .05 .043615 Natl HealthCare (ASE) NHC 86.97 2 3 2 .75 18.3 2.4% 4.74 2.08 9/30 1.27 1.39 12/31 .52 .504086 National Holdings (NDQ) NHLD 2.65 4 3 4 .50 NMF NIL d.28 NIL 6/30 .02 .06 9/30 NIL NIL5313 National Research (NDQ) NRC 63.80 2 3 3 .90 52.3 1.2% 1.22 .76 9/30 .31 .27 12/31 .19 .174304 Nat’l Western Life (NDQ) NWLI 252.55 ▲ 4 4 2 .85 7.7 0.1% 32.71 .36 9/30 5.65 10.08 9/30 NIL NIL4622 Natural Alterna. (NDQ) NAII 7.75 5 4 3 .70 13.8 NIL .56 NIL 9/30 .01 .37 9/30 NIL NIL5292 Natural Gas (ASE) NGS 11.13 5 4 3 1.40 NMF NIL d.88 NIL 9/30 d.93 .02 9/30 NIL NIL4881 Natural Grocers (NYSE) NGVC 8.99 ▲ 3 4 4 .85 21.4 NIL .42 NIL 9/30 .06 .09 9/30 NIL NIL3803 Natural Health Trend (NDQ) NHTC 5.85 5 4 4 1.30 24.4 NIL .24 NIL 9/30 d.12 .67 9/30 NIL .153804 Nature’s Sunshine (NDQ) NATR 10.27 ▲ 2 2 3 1.15 68.5 NIL .15 NIL 9/30 .07 .08 9/30 NIL NIL3060 Navidea Biopharma. (NYSE) NAVB 0.79 3 3 5 1.10 NMF NIL d1.05 NIL 9/30 d.17 d.40 9/30 NIL NIL3616 NeoGenomics, Inc. (NDQ) NEO 25.69 2 2 3 1.05 NMF NIL .01 NIL 9/30 .02 .02 9/30 NIL NIL4319 Neoleukin Therap. (NDQ) NLTX 4.24 3 3 4 .45 NMF NIL d2.55 NIL 9/30 d2.26 d.64 9/30 NIL NIL3697 Neon Therapeutics (NYSE) NTGN 1.35 3 3 - NMF NMF NIL d3.07 NIL 9/30 d.68 d.67 9/30 NIL NIL4239 NeoPhotonics Corp (NYSE) NPTN 8.20 3 3 4 1.30 NMF NIL d.56 NIL 9/30 .05 d.18 9/30 NIL NIL4447 Neos Therapeutics (NDQ) NEOS 1.57 3 3 5 1.20 NMF NIL d.50 NIL 9/30 d.04 d.43 9/30 NIL NIL5046 Net 1 UEPS Tech. (NDQ) UEPS 3.67 3 3 4 1.10 NMF NIL d4.71 NIL 9/30 d.08 d.09 9/30 NIL NIL

MI-NE






4655 Net Element (NDQ) NETE 3.84 3 3 5 1.50 NMF NIL d1.30 NIL 9/30 d.24 d.23 9/30 NIL NIL4240 Netlist Inc. (NDQ) NLST 0.33 ▲ 2 2 5 1.50 NMF NIL d.10 NIL 9/30 d.02 d.04 9/30 NIL NIL5239 NetScout Systems (NDQ) NTCT 24.88 4 4 3 1.25 NMF NIL d.26 NIL 9/30 d.23 d.22 9/30 NIL NIL5240 NetSol Technologies (NDQ) NTWK 4.12 ▲ 3 2 4 1.10 8.2 NIL .50 NIL 9/30 d.16 .08 9/30 NIL NIL3698 Neurocrine Biosci. (NDQ) NBIX 114.98 2 2 3 1.35 NMF NIL .20 NIL 9/30 .59 .52 9/30 NIL NIL4909 Neuronetics, Inc. (NYSE) STIM 4.22 ▲ 2 2 - NMF NMF NIL d1.53 NIL 9/30 d.37 d.29 9/30 NIL NIL4614 New Age Beverages (NDQ) NBEV 2.21 3 2 4 1.70 NMF NIL d.33 NIL 9/30 d.14 d.08 9/30 NIL NIL3402 New Fortress (NYSE) NFE 15.47 - - - NMF NMF NIL d1.54 NIL 9/30 d.30 .00 9/30 NIL NIL3812 New Home Company (NYSE) NWHM 4.13 3 3 5 1.40 NMF NIL d1.05 NIL 9/30 d.23 .12 9/30 NIL NIL3699 NewLink Genetics (NDQ) NLNK 1.59 4 3 4 1.45 NMF NIL d1.21 NIL 9/30 d.39 d.20 9/30 NIL NIL3250 Newmark Group, Inc. (NDQ) NMRK 13.12 3 4 - NMF 17.3 3.0% .76 .40 9/30 .48 .43 12/31 .10 .095293 Newpark Resources (NYSE) NR 6.19 4 3 4 1.60 41.3 NIL .15 NIL 9/30 d.02 .04 9/30 NIL NIL4704 NextCure, Inc. (NYSE) NXTC 39.84 - - - NMF NMF NIL d.98 NIL 9/30 d.37 .00 9/30 NIL NIL3859 NextEra Energy (NYSE) NEP 52.80 3 3 3 1.05 NMF 3.9% d4.01 2.07 9/30 d1.21 .58 12/31 ◆ .518 .45

3132 5289 NexTier Oilfield (NYSE) NEX 4.83 * * 4 1.70 NMF NIL d.17 NIL 9/30 .03 .28 9/30 NIL NIL5047 Nicholas Financial (NDQ) NICK 8.83 4 4 4 .70 NMF NIL d.62 NIL 9/30 .03 .07 9/30 NIL NIL3443 Nicolet Bankshares (NDQ) NCBS 72.25 2 2 2 .80 13.2 NIL 5.47 NIL 9/30 1.40 1.09 9/30 NIL NIL5294 Nine Energy Service (NYSE) NINE 5.02 4 3 - NMF NMF NIL d3.08 NIL 9/30 d.70 .56 9/30 NIL NIL4241 nLight, Inc. (NYSE) LASR 19.79 4 4 - NMF NMF NIL .01 NIL 9/30 d.02 .10 9/30 NIL NIL3500 Noble Midstream Part (NYSE) NBLX 21.85 4 4 3 1.30 5.9 12.3% 3.68 2.69 9/30 .88 1.09 12/31 .672 .563217 Noodles & Company (NDQ) NDLS 6.02 4 5 4 .75 NMF NIL .06 NIL 9/30 .09 .02 9/30 NIL NIL4038 Nortech Systems Inc. (NDQ) NSYS 4.09 3 3 5 .60 NMF NIL d.64 NIL 9/30 .16 .14 9/30 NIL NIL5470 Northeast Bank (NDQ) NBN 21.63 * * - .70 14.1 0.2% 1.53 .04 9/30 .52 .49 9/30 .01 .014861 Northern Oil & Gas (ASE) NOG 1.85 3 3 5 2.10 1.3 NIL 1.39 NIL 9/30 .24 .06 9/30 NIL NIL3825 Northern Tech. (NDQ) NTIC 12.15 5 4 3 .80 22.1 2.1% .55 .26 8/31 .09 .23 12/31 ◆ .065 .065471 Northfield Bancorp (NDQ) NFBK 17.08 2 2 2 .80 20.1 2.6% .85 .44 9/30 .28 .19 12/31 .11 .105472 Northrim BanCorp (NDQ) NRIM 37.87 2 1 3 .85 12.5 3.5% 3.04 1.32 9/30 1.11 .75 9/30 .33 .274515 Northwest Pipe (NDQ) NWPX 33.99 2 3 3 1.45 19.4 NIL 1.75 NIL 9/30 1.10 1.22 9/30 NIL NIL4448 Novabay Pharma. (ASE) NBY 0.57 3 3 5 1.15 NMF NIL d.50 NIL 9/30 d.01 d.11 9/30 NIL NIL4009 Nova Lifestyle. Inc. (NDQ) NVFY 0.51 2 2 5 1.25 6.4 NIL .08 NIL 9/30 d.01 d.02 9/30 NIL NIL3090 Nova Measuring (NDQ) NVMI 35.33 3 3 - 1.15 26.6 NIL 1.33 NIL 9/30 .30 .46 9/30 NIL NIL4705 Novan, Inc. (NDQ) NOVN 2.01 1 2 5 1.70 NMF NIL d1.00 NIL 9/30 d.32 d.27 9/30 NIL NIL3091 Novanta, Inc. (NDQ) NOVT 89.08 3 3 3 1.25 73.0 NIL 1.22 NIL 9/30 .25 .60 9/30 NIL NIL3918 Novavax Inc. (NDQ) NVAX 3.78 2 2 5 1.60 NMF NIL d7.23 NIL 9/30 d.74 d2.40 9/30 NIL NIL5325 Novelion Therapeutic (NDQ) NVLNF 0.70 * * 5 .85 NMF NIL d5.69 NIL 3/31 d1.67 d1.76 9/30 NIL NIL5473 Norwood Financial (NDQ) NWFL 35.94 3 4 3 .60 16.2 2.7% 2.22 .96 9/30 .62 .58 12/31 .24 .22

3333 3061 Nuvectra Corp. (NDQ) SEE FINAL SUPPLEMENT3878 Nuvera Communication (NDQ) NUVR 18.30 3 2 3 .50 11.6 2.8% 1.58 .52 9/30 .36 .66 9/30 .13 .124449 Nymox Pharma. (NDQ) NYMX 1.92 ▼ 2 3 - .60 NMF NIL d.20 NIL 9/30 d.04 d.05 9/30 NIL NIL4242 O2Micro Intl Ltd. (NDQ) OIIM 1.61 3 3 - .80 NMF NIL d.39 NIL 9/30 d.01 d.13 9/30 NIL NIL5048 OFG Bancorp (NYSE) OFG 21.82 3 2 3 1.30 15.5 1.3% 1.41 .28 9/30 .11 .42 12/31 .07 .06

4732 5049 Oaktree Cap Group (NYSE) SEE FINAL SUPPLEMENT5102 Oaktree Specialty (NYSE) OCSL 5.23 3 3 3 .90 5.8 7.3% .90 .38 9/30 .10 .24 9/30 .095 .0953501 Oasis Midstream (NYSE) OMP 16.43 4 4 3 1.15 5.8 12.5% 2.84 2.06 9/30 .91 .45 12/31 .515 .433021 Obalon Therapeutics (NDQ) OBLN 1.76 3 3 5 -0.40 NMF NIL d10.61 NIL 9/30 d.61 d3.50 9/30 NIL NIL4828 Ocean Bio-Chem Inc. (NDQ) OBCI 3.39 3 3 4 .85 11.3 NIL .30 NIL 9/30 .12 .14 9/30 NIL NIL4283 OceanFirst Financial (NDQ) OCFC 24.11 3 3 2 .85 13.0 2.8% 1.85 .68 9/30 .49 .50 9/30 .17 .153860 Ocean Power (NDQ) OPTT 1.04 2 2 5 1.80 NMF NIL d8.55 NIL 7/31 d.50 d3.60 9/30 NIL NIL4284 Oconee Federal (NDQ) OFED 22.50 3 4 3 .50 35.2 1.8% .64 .40 9/30 .16 .16 9/30 .10 .104113 Ocular Therapeutix (NDQ) OCUL 3.18 3 3 5 1.55 NMF NIL d1.84 NIL 9/30 d.40 d.38 9/30 NIL NIL4450 Odonate Therapeutics (ASE) ODT 37.75 1 2 - NMF NMF NIL d4.36 NIL 9/30 d.88 d.98 9/30 NIL NIL3251 Odyssey Marine (NDQ) OMEX 3.38 4 3 5 .70 NMF NIL d1.04 NIL 9/30 d.45 d.15 9/30 NIL NIL3444 Ohio Valley Banc (NDQ) OVBC 38.20 3 3 3 .85 17.6 2.2% 2.17 .84 9/30 .45 .37 12/31 .21 .214527 Oil-Dri Corp of Amer (NYSE) ODC 35.75 ▲ 2 1 3 1.15 21.5 2.8% 1.66 1.00 7/31 .50 .36 9/30 .25 .245474 Old Line Bancshares (NDQ) OLBK 28.83 * * 3 .75 13.4 1.7% 2.15 .48 9/30 .54 .48 9/30 .12 .105121 Old Point Financial (NDQ) OPOF 28.97 3 3 3 .65 20.7 1.7% 1.40 .48 9/30 .43 .31 9/30 .12 .113445 Old Second Bancorp (NDQ) OSBC 12.57 4 4 3 .90 9.9 0.3% 1.27 .04 9/30 .40 .32 12/31 .01 .014516 Olympic Steel (NDQ) ZEUS 16.02 ▲ 4 4 5 1.50 53.4 0.5% .30 .08 9/30 .05 1.01 9/30 .02 .023113 Omega Flex Inc. (NDQ) OFLX 96.92 2 1 3 1.05 55.4 1.2% 1.75 1.12 9/30 .33 .51 12/31 .28 .244451 Omeros Corp. (NDQ) OMER 14.20 ▼ 4 4 4 1.60 NMF NIL d1.80 NIL 9/30 d.53 d.81 9/30 NIL NIL4528 OMNOVA Solutions (NYSE) OMN 10.10 * * 4 1.35 56.1 NIL .18 NIL 8/31 .01 d.04 9/30 NIL NIL4706 OncoCyte Corp. (ASE) OCX 1.72 3 3 4 1.25 NMF NIL d.39 NIL 9/30 d.10 d.07 9/30 NIL NIL4707 Oncternal Therap. (NDQ) ONCT 5.92 * * 4 1.20 NMF NIL d6.99 NIL 9/30 d.32 d2.73 9/30 NIL NIL5050 On Deck Capital (NYSE) ONDK 4.17 ▲ 2 2 5 1.40 9.9 NIL .42 NIL 9/30 .11 .12 9/30 NIL NIL3218 ONE Group Hospital. (NDQ) STKS 3.24 3 3 4 .75 21.6 NIL .15 NIL 9/30 .02 d.01 9/30 NIL NIL5049 OneMain Holdings (NYSE) OMF 43.27 2 1 4 1.45 7.7 2.3% 5.59 1.00 9/30 1.82 1.09 12/31 .25 NIL5241 OneSpan (NDQ) OSPN 18.09 3 3 3 1.30 90.5 NIL .20 NIL 9/30 .30 d.02 9/30 NIL NIL3919 OneSpaWorld Hldgs. (NYSE) OSW 15.76 - - - NMF NMF NIL d.29 NIL 9/30 .03 .00 9/30 NIL NIL

5533 4238 Onto Innovation (NDQ) ONTO 33.69 * * 3 1.20 36.2 NIL .93 NIL 9/30 .17 .47 9/30 NIL NIL4243 On Track Innovations (NDQ) OTIVF 0.22 4 3 5 1.25 NMF NIL d.11 NIL 9/30 d.03 .00 9/30 NIL NIL4087 Oppenheimer Holdings (NYSE) OPY 28.28 2 2 3 1.00 11.0 1.7% 2.58 .48 9/30 .29 .36 9/30 .12 .114055 Optibase Ltd (NDQ) OBAS 11.50 3 3 - .60 NMF NIL d.28 NIL 6/30 d.04 d.21 9/30 NIL NIL4076 Optical Cable (NDQ) OCC 3.06 4 3 5 .85 NMF NIL d.72 NIL 7/31 d.15 .06 9/30 NIL NIL

NE-OP






5314 OptimizeRx Corp. (NDQ) OPRX 10.79 3 3 - NMF NMF NIL d.09 NIL 9/30 d.11 .02 9/30 NIL NIL4452 Optinose, Inc. (NDQ) OPTN 9.73 3 4 4 1.35 NMF NIL d2.69 NIL 9/30 d.69 d.61 9/30 NIL NIL3920 Option Care Health (NDQ) BIOS 3.30 3 3 5 1.10 NMF NIL d.53 NIL 9/30 d.07 d.09 9/30 NIL NIL5475 Opus Bank (NDQ) OPB 25.91 3 3 3 1.10 23.6 1.7% 1.10 .44 9/30 .57 .25 9/30 .11 .113062 OraSure Technologies (NDQ) OSUR 7.88 3 4 4 1.20 20.2 NIL .39 NIL 9/30 .21 .13 9/30 NIL NIL3483 ORBCOMM Inc. (NDQ) ORBC 4.08 3 3 3 1.25 NMF NIL d.27 NIL 9/30 d.05 d.04 9/30 NIL NIL4708 Organogenesis Hold. (NYSE) ORGO 5.03 3 3 - NMF NMF NIL d.52 NIL 9/30 d.12 d.19 9/30 NIL NIL4321 Origin Bancorp (NYSE) OBNK 35.87 3 4 - NMF 15.7 1.0% 2.29 .37 9/30 .62 .52 9/30 .093 .0334210 Orion Energy Systems (NDQ) OESX 2.93 3 3 5 1.15 9.8 NIL .30 NIL 9/30 .22 d.08 9/30 NIL NIL3889 Orion Group Holdings (NDQ) ORN 5.49 3 4 5 1.15 NMF NIL d1.37 NIL 9/30 .14 d.22 9/30 NIL NIL5476 Oritani Financial (NDQ) ORIT 19.07 * * 2 .80 16.4 3.8% 1.16 .72 9/30 .28 .30 12/31 .18 .255477 Orrstown Financial (NDQ) ORRF 22.02 3 3 3 .60 16.6 2.7% 1.33 .60 9/30 .62 .49 12/31 .15 .133022 Orthofix Medical (NDQ) OFIX 45.25 5 5 - .85 NMF NIL d1.66 NIL 9/30 d2.14 d.07 9/30 NIL NIL5122 OrthoPediatrics (NDQ) KIDS 38.99 2 3 4 1.30 NMF NIL d.76 NIL 9/30 d.18 d.15 9/30 NIL NIL3700 Osmotica Pharma (NYSE) OSMT 6.58 - - - NMF NMF NIL d4.64 NIL 9/30 d2.15 .00 9/30 NIL NIL4114 Otonomy, Inc. (NDQ) OTIC 2.58 3 3 5 1.15 NMF NIL d1.52 NIL 9/30 d.33 d.41 9/30 NIL NIL

Outfront Media Inc. (NYSE) MOVED TO STANDARD EDITION3270 Overseas Shipholding (ASE) OSG 1.75 4 3 5 1.45 NMF NIL d.07 NIL 9/30 d.04 .13 9/30 NIL NIL4910 Overstock.com (NDQ) OSTK 7.74 4 3 4 1.45 NMF NIL d4.15 NIL 9/30 d.89 d1.55 9/30 NIL NIL3125 Ovid Therapeutics (NDQ) OVID 3.05 3 3 4 1.45 NMF NIL d1.75 NIL 9/30 d.43 d.53 9/30 NIL NIL3063 Owens & Minor (NYSE) OMI 6.48 3 3 5 1.05 28.2 0.2% .23 .01 9/30 .02 .32 9/30 .003 .264115 Oxford Immunotec (NDQ) OXFD 16.66 ▲ 2 2 3 .70 13.3 NIL 1.25 NIL 9/30 .04 d.24 9/30 NIL NIL3280 P.A.M. Transport (NDQ) PTSI 56.80 3 3 4 1.05 12.2 NIL 4.64 NIL 9/30 .79 1.52 9/30 NIL NIL5125 PB Bancorp (NDQ) PBBI 15.14 ▼ 3 3 3 .60 27.5 1.8% .55 .28 9/30 .14 .19 12/31 .07 .073502 PBF Logistics, LP (NYSE) PBFX 20.30 2 1 3 .95 11.9 10.2% 1.70 2.08 9/30 .50 .42 12/31 .52 .504323 PCB Bancorp (NYSE) PCB 17.26 3 5 - NMF 10.5 1.4% 1.64 .24 9/30 .42 .44 9/30 .06 .03

3932 4804 PCM Inc. (NDQ) SEE FINAL SUPPLEMENT3523 PCSB Financial (NDQ) PCSB 20.56 1 2 2 .60 38.1 0.8% .54 .16 9/30 .18 .14 12/31 .04 .033484 PCTEL Inc (NDQ) PCTI 8.72 2 2 3 .85 NMF NIL d.43 NIL 9/30 .07 d.10 12/31 .055 .0555242 PDF Solutions (NDQ) PDFS 15.69 2 1 3 1.45 NMF NIL d.22 NIL 9/30 d.02 d.06 9/30 NIL NIL4322 PDL Community (NDQ) PDLB 14.42 3 4 - NMF 84.8 NIL .17 NIL 9/30 .04 .02 9/30 NIL NIL4911 PDS Biotechnology (NDQ) PDSB 2.28 3 2 5 1.50 0.9 NIL 2.42 NIL 9/30 d1.10 d2.80 9/30 NIL NIL4656 PFSweb Inc (NDQ) PFSW 3.71 4 3 4 1.00 NMF NIL d.02 NIL 9/30 d.08 d.04 9/30 NIL NIL3842 PGT Innovations Inc. (NYSE) PGTI 14.30 3 3 3 1.20 16.4 NIL .87 NIL 9/30 .26 .26 9/30 NIL NIL5051 PJT Partners, Inc. (NYSE) PJT 43.52 3 4 3 1.35 58.8 0.5% .74 .20 9/30 .28 .33 9/30 .05 .055052 PRA Group, Inc. (NDQ) PRAA 37.15 ▼ 2 2 4 1.15 22.8 NIL 1.63 NIL 9/30 .55 .22 9/30 NIL NIL3252 PRGX Global, Inc. (NDQ) PRGX 4.46 ▲ 3 3 3 1.05 NMF NIL d.18 NIL 9/30 d.07 .11 9/30 NIL NIL5243 PROS Holdings Inc. (NYSE) PRO 60.61 3 3 3 1.20 NMF NIL d1.65 NIL 9/30 d.42 d.44 9/30 NIL NIL3701 PTC Therapeutics (NDQ) PTCT 45.56 2 3 4 1.30 NMF NIL d4.06 NIL 9/30 d1.06 d1.06 9/30 NIL NIL3702 Pacific Biosciences (NDQ) PACB 5.11 * * 4 1.25 NMF NIL d.76 NIL 9/30 d.19 d.19 9/30 NIL NIL3861 Pacific Ethanol (NDQ) PEIX 0.49 3 3 5 2.05 NMF NIL d1.78 NIL 9/30 d.58 d.18 9/30 NIL NIL5478 Pacific Mercantile (NDQ) PMBC 7.17 4 3 3 .65 17.1 NIL .42 NIL 9/30 .07 .17 9/30 NIL NIL4453 Pacira Pharmac. (NDQ) PCRX 45.54 ▲ 4 4 4 .95 NMF NIL .04 NIL 9/30 d.15 d.02 9/30 NIL NIL4116 PacWest Bancorp (NDQ) PACW 37.85 4 3 3 1.35 9.9 6.3% 3.84 2.40 9/30 .92 .94 9/30 .60 .604709 PagerDuty, Inc. (NYSE) PD 26.28 - - - NMF NMF NIL d.54 NIL 7/31 d.17 .00 9/30 NIL NIL3703 Palatin Tech. (ASE) PTN 0.83 3 3 4 .95 4.6 NIL .18 NIL 9/30 d.02 d.04 9/30 NIL NIL3271 Pangaea Logistics (NDQ) PANL 3.13 3 3 - .65 8.7 4.5% .36 .14 9/30 .19 .19 9/30 .035 NIL4862 Panhandle Oil & Gas (ASE) PHX 12.60 3 4 4 1.50 13.1 1.3% .96 .16 6/30 .28 d.05 9/30 .04 .043704 Paratek Pharma. (NDQ) PRTK 3.00 3 3 5 1.45 NMF NIL d3.83 NIL 9/30 d1.00 d1.01 9/30 NIL NIL5270 Park City Group (NDQ) PCYG 4.42 ▲ 3 3 4 1.15 34.0 NIL .13 NIL 9/30 .00 .03 9/30 NIL NIL4019 PAR Technology (NYSE) PAR 30.10 3 3 4 .70 NMF NIL d.98 NIL 9/30 d.36 d1.04 9/30 NIL NIL4324 Parke Bancorp, Inc. (NDQ) PKBK 23.63 1 2 3 .70 8.9 2.7% 2.67 .64 9/30 .71 .56 12/31 .16 .144244 ParkerVision Inc (NDQ) PRKR 0.10 3 3 5 .75 NMF NIL d.48 NIL 9/30 d.07 d.19 9/30 NIL NIL4285 Pathfinder Bancorp (NDQ) PBHC 13.27 3 3 3 .45 18.7 1.8% .71 .24 9/30 .22 .23 12/31 .06 .063843 Patrick Inds. (NDQ) PATK 52.07 3 3 3 1.45 12.5 NIL 4.15 NIL 9/30 .92 1.15 9/30 NIL NIL3281 Patriot Transport (NDQ) PATI 17.50 3 3 3 .30 26.1 NIL .67 NIL 6/30 .12 .33 9/30 NIL NIL5053 Paysign, Inc. (NDQ) PAYS 9.72 2 2 4 .80 88.4 NIL .11 NIL 9/30 .05 .02 9/30 NIL NIL

4533 4836 Peak Resorts, Inc. (NDQ) SEE FINAL SUPPLEMENT5479 Peapack-Gladstone (ASE) PGC 30.41 3 3 3 .90 12.9 0.7% 2.35 .20 9/30 .63 .56 12/31 .05 .055244 Pegasystems Inc. (NDQ) PEGA 77.61 2 2 3 1.20 NMF 0.2% d.96 .12 9/30 d.38 d.10 12/31 .03 .035480 Penns Woods Bancorp (NDQ) PWOD 32.23 1 2 3 .85 13.3 3.9% 2.42 1.25 9/30 .66 .55 9/30 .313 .3135054 Pennymac Financial (NYSE) PFSI 33.75 3 3 3 .75 9.2 NIL 3.66 NIL 9/30 1.51 .57 9/30 NIL NIL3446 Peoples Bancorp Inc (NDQ) PEBO 33.09 3 3 3 .80 12.6 4.1% 2.62 1.36 9/30 .72 .65 12/31 .34 .304710 Peoples Bancorp (NDQ) PEBK 30.83 ▼ 2 2 3 .70 12.7 1.8% 2.43 .56 9/30 .61 .57 9/30 .14 .135326 Peoples Financial (NDQ) PFBX 11.00 3 3 3 .45 78.6 NIL .14 NIL 9/30 .09 .03 12/31 .02 .015327 Peoples Financial (NDQ) PFIS 49.62 2 3 3 .90 13.6 2.7% 3.66 1.36 9/30 .97 .91 9/30 .34 .335481 People’s Utah (NDQ) PUB 29.62 3 3 3 .80 13.0 1.8% 2.28 .52 9/30 .59 .55 12/31 .13 .113092 Perceptron Inc. (NDQ) PRCP 4.80 3 3 4 .95 NMF NIL d.76 NIL 9/30 .06 .09 9/30 NIL NIL4657 Perficient Inc (NDQ) PRFT 42.29 2 3 3 .85 41.5 NIL 1.02 NIL 9/30 .30 .19 9/30 NIL NIL5055 Performant Financial (NDQ) PFMT 0.93 3 3 5 1.15 NMF NIL d.53 NIL 9/30 d.15 d.15 9/30 NIL NIL3298 Perma-Fix Environ. (NDQ) PESI 6.87 2 2 4 .75 NMF NIL d.04 NIL 9/30 .16 .03 9/30 NIL NIL4610 Perma-Pipe Intl Hldg (NDQ) PPIH 8.89 1 2 3 .70 23.4 NIL .38 NIL 7/31 .46 d.04 9/30 NIL NIL4711 Personalis, Inc. (NYSE) PSNL 9.05 - - - NMF NMF NIL d2.95 NIL 9/30 d.22 .00 9/30 NIL NIL

OP-PE






3617 PetIQ, Inc. (NDQ) PETQ 23.09 5 4 4 1.30 NMF NIL d.10 NIL 9/30 d.26 .13 9/30 NIL NIL4912 Pfenex, Inc. (NDQ) PFNX 9.68 2 1 4 1.15 NMF NIL d.49 NIL 9/30 .09 d.34 9/30 NIL NIL3524 PhaseBio Pharma. (NYSE) PHAS 3.45 3 3 - NMF NMF NIL d1.29 NIL 9/30 d.40 .00 9/30 NIL NIL5482 Pinnacle Financial (NDQ) PNFP 60.93 ▲ 2 3 3 1.20 11.7 1.1% 5.20 .64 9/30 1.44 1.21 12/31 .16 .165296 Pioneer Energy Serv. (OTC) PESX 0.04 3 2 5 2.30 NMF NIL d.88 NIL 9/30 d.33 d.07 9/30 NIL NIL4211 Pioneer Power (NDQ) PPSI 2.54 3 2 5 .65 NMF NIL d.85 NIL 9/30 d.37 .09 9/30 NIL NIL3327 Pivotal Software (NYSE) PVTL 15.00 * * - NMF NMF NIL d.50 NIL 7/31 d.10 d.14 9/30 NIL NIL5108 Pixelworks, Inc. (NDQ) PXLW 3.25 3 3 4 1.70 NMF NIL d.16 NIL 9/30 d.06 .01 9/30 NIL NIL5109 PlayAGS, Inc. (NYSE) AGS 11.60 5 4 - NMF NMF NIL d.66 NIL 9/30 d.16 .12 9/30 NIL NIL3862 Plug Power Inc (NDQ) PLUG 3.70 3 3 5 1.95 NMF NIL d.40 NIL 9/30 d.09 d.07 9/30 NIL NIL5328 Plumas Bancorp (NDQ) PLBC 26.06 3 4 3 .65 9.0 1.8% 2.91 .46 9/30 .77 .71 9/30 NIL NIL4658 Pluralsight, Inc. (NYSE) PS 17.23 4 4 - NMF NMF NIL d1.11 NIL 9/30 d.32 d.23 9/30 NIL NIL3705 Pluristem Thera. (NDQ) PSTI 3.38 3 3 4 1.30 NMF NIL d2.56 NIL 9/30 d.46 d.80 9/30 NIL NIL3126 PLx Pharma, Inc. (NDQ) PLXP 4.87 3 3 5 1.30 NMF NIL d3.38 NIL 9/30 .09 d.39 9/30 NIL NIL

4932 4039 Pointer Telocation (NDQ) SEE FINAL SUPPLEMENT5126 PolarityTE Inc. (NDQ) PTE 3.19 3 3 4 1.00 NMF NIL d3.38 NIL 9/30 d.87 NA 9/30 NIL NIL4212 Polar Power, Inc. (NDQ) POLA 2.45 3 3 4 .80 35.0 NIL .07 NIL 9/30 .00 d.07 9/30 NIL NIL4486 PolyMet Mining Corp. (ASE) PLM 0.31 3 3 - .80 NMF NIL d.03 NIL 9/30 .00 d.01 9/30 NIL NIL3817 Pope Resources LP (NDQ) POPE 88.10 3 2 3 .60 NMF 4.5% .69 4.00 9/30 d.15 .60 12/31 ◆ 1.00 1.003921 Portola Pharma. (NDQ) PTLA 28.80 3 3 4 1.40 NMF NIL d4.16 NIL 9/30 d.68 d1.08 9/30 NIL NIL3219 Potbelly Corp. (NDQ) PBPB 4.95 3 3 3 .95 NMF NIL d.40 NIL 9/30 d.10 d.05 9/30 NIL NIL4213 Powell Industries (NDQ) POWL 41.41 3 2 3 1.25 NMF 2.5% .29 1.04 9/30 .00 .13 9/30 .26 .26

4932 3485 PowerFleet, Inc. (NDQ) PWFL 5.99 3 3 3 .85 NMF NIL d.55 NIL 9/30 d.12 d.05 9/30 NIL NIL3863 Power Solutions Intl (OTC) PSIX 5.05 - - - 1.10 NMF NIL d6.20 NIL 12/31 d2.70 d.61 9/30 NIL NIL3127 Precision Bioscience (NYSE) DTIL 14.63 - - - NMF NMF NIL d2.79 NIL 9/30 d.41 .00 9/30 NIL NIL3328 Predictive Tech. (NDQ) PRED 1.14 - - - NMF NMF NIL d.08 NIL 9/30 d.03 d.01 9/30 NIL NIL4077 Preformed Line Prod. (NDQ) PLPC 73.73 4 4 3 1.10 16.4 1.1% 4.49 .80 9/30 1.55 1.76 12/31 .20 .205483 Premier Financial (NDQ) PFBI 18.03 1 1 3 .65 11.0 3.3% 1.64 .60 9/30 .43 .37 9/30 .15 .154712 Presidio, Inc. (NDQ) PSDO 16.57 * * 3 .95 31.9 1.0% .52 .16 9/30 .28 .15 12/31 .04 .043822 Prestige Brands (NYSE) PBH 37.70 1 1 3 1.05 13.2 NIL 2.85 NIL 9/30 .65 .59 9/30 NIL NIL4913 Prevail Therapeutics (NYSE) PRVL 13.81 - - - NMF NMF NIL d1.67 NIL 9/30 d.62 .00 9/30 NIL NIL4863 PrimeEnergy Res. (NDQ) PNRG 149.11 3 3 4 .35 28.5 NIL 5.23 NIL 9/30 1.25 1.54 9/30 NIL NIL4713 Principia Biopharma (NYSE) PRNB 33.55 3 2 - NMF NMF NIL d.85 NIL 9/30 d.93 .00 9/30 NIL NIL3465 ProAssurance Corp. (NYSE) PRA 37.80 4 3 2 .70 57.3 3.3% .66 1.24 9/30 .32 .58 12/31 .31 .315297 Profire Energy, Inc. (NDQ) PFIE 1.46 3 2 4 1.35 16.2 NIL .09 NIL 9/30 .02 .03 9/30 NIL NIL

4732 3706 Progenics Pharm. (NDQ) PGNX 5.41 * * 4 1.75 NMF NIL d.84 NIL 9/30 d.22 d.30 9/30 NIL NIL5245 Progress Software (NDQ) PRGS 41.52 2 3 3 1.10 37.7 1.5% 1.10 .62 8/31 .30 .37 12/31 .165 .1555246 Proofpoint Inc. (NDQ) PFPT 118.46 2 2 3 1.30 NMF NIL d2.21 NIL 9/30 d.79 d.69 9/30 NIL NIL4454 Prophase Labs Inc. (NDQ) PRPH 2.00 3 3 4 .55 NMF NIL d.28 NIL 9/30 d.04 d.08 9/30 NIL NIL

3133 5484 Prosperity (NYSE) PB 70.42 ▲ 1 1 3 1.25 14.9 2.3% 4.74 1.64 9/30 1.19 1.18 12/31 .41 .364455 Protagonist Therap. (NDQ) PTGX 8.34 1 1 4 1.55 NMF NIL d2.94 NIL 9/30 d.61 d.38 9/30 NIL NIL3707 Protalix BioThera (ASE) PLX 0.25 3 3 5 1.25 NMF NIL d.16 NIL 9/30 d.02 d.04 9/30 NIL NIL3466 Protective Insurance (NDQ) PTVCA 14.90 3 3 - .60 NMF 2.7% d1.42 .40 9/30 d.06 d.82 12/31 .10 .284714 Proteostasis Therap. (NDQ) PTI 1.89 3 4 5 1.65 NMF NIL d1.28 NIL 9/30 d.25 d.50 9/30 NIL NIL4529 Proto Labs, Inc. (NYSE) PRLB 98.71 ▲ 3 4 3 1.25 39.5 NIL 2.50 NIL 9/30 .62 .77 9/30 NIL NIL3922 Provention Bio, Inc. (NYSE) PRVB 9.80 1 3 - NMF NMF NIL d1.00 NIL 9/30 d.24 d.17 9/30 NIL NIL3618 Providence Service (NDQ) PRSC 60.71 3 3 3 .90 38.2 NIL 1.59 NIL 9/30 .50 .04 9/30 NIL NIL3923 Provident Bancorp (NDQ) PVBC 11.70 * * 3 .95 20.2 NIL .58 NIL 9/30 .18 .11 9/30 NIL NIL4286 Provident Finl Hldgs (NDQ) PROV 22.36 2 2 2 .60 33.4 2.5% .67 .56 9/30 .33 .24 9/30 .14 .144287 Prudential Bancorp (NDQ) PBIP 18.35 3 3 2 .60 17.3 1.1% 1.06 .20 9/30 .29 .27 9/30 .05 .053619 Psychemedics (ASE) PMD 9.17 5 4 4 .80 17.3 7.9% .53 .72 9/30 .12 .23 12/31 .18 .183064 Pulse Biosciences (NDQ) PLSE 13.74 3 3 4 1.40 NMF NIL d2.12 NIL 9/30 d.57 d.64 9/30 NIL NIL3708 Puma Biotechnology (NDQ) PBYI 9.62 4 5 4 1.20 NMF NIL d2.47 NIL 9/30 d.44 d.37 9/30 NIL NIL3299 Pure Cycle Corp (NDQ) PCYO 12.38 2 3 3 .90 59.0 NIL .21 NIL 8/31 .13 .02 9/30 NIL NIL3924 Purple Innovation (NDQ) PRPL 8.56 1 2 4 .30 NMF NIL d.14 NIL 9/30 .16 d.09 9/30 NIL NIL4628 Pyxus International (NYSE) PYX 8.44 3 4 5 1.20 NMF NIL d10.26 NIL 9/30 d1.81 d6.04 9/30 NIL NIL5056 Pzena Invstmt Mgmt. (NYSE) PZN 8.40 3 3 3 .95 12.2 1.4% .69 .12 9/30 .19 .22 9/30 .03 .034659 Q2 Holdings, Inc. (NYSE) QTWO 83.93 3 3 3 1.10 NMF NIL d1.49 NIL 9/30 d.39 d.21 9/30 NIL NIL3447 QCR Holdings, Inc. (NDQ) QCRH 41.86 2 2 3 .85 12.2 0.6% 3.44 .24 9/30 .94 .55 12/31 .06 .064020 Qualstar Corp (NDQ) QBAK 5.94 4 4 5 .65 59.4 NIL .10 NIL 9/30 .03 .20 9/30 NIL NIL5247 Qualys, Inc. (NDQ) QLYS 87.43 3 3 3 1.35 57.1 NIL 1.53 NIL 9/30 .47 .56 9/30 NIL NIL3065 Quanterix Corp. (NDQ) QTRX 25.43 ▼ 3 3 - NMF NMF NIL d1.30 NIL 9/30 .00 d.35 9/30 NIL NIL4021 Quantum Corp. (OTC) QMCO 5.70 1 1 5 1.50 NMF NIL d.55 NIL 9/30 d.06 d.61 9/30 NIL NIL4245 QuickLogic (NDQ) QUIK 0.26 3 3 5 1.35 NMF NIL d.16 NIL 9/30 d.04 d.03 9/30 NIL NIL3066 Quidel Corp (NDQ) QDEL 68.86 2 3 3 1.25 38.5 NIL 1.79 NIL 9/30 .38 .27 9/30 NIL NIL4715 QuinStreet Inc. (NDQ) QNST 16.15 4 4 4 1.05 14.7 NIL 1.10 NIL 9/30 .02 .10 9/30 NIL NIL4022 Qumu Corp. (NDQ) QUMU 2.50 ▼ 3 3 5 .75 NMF NIL d.68 NIL 9/30 d.11 d.11 9/30 NIL NIL4716 Quotient Technology (NYSE) QUOT 10.65 5 5 4 1.25 NMF NIL d.35 NIL 9/30 d.12 d.08 9/30 NIL NIL3620 R1 RCM, Inc. (NYSE) RCM 12.70 3 3 4 .75 NMF NIL d.22 NIL 9/30 .01 d.17 9/30 NIL NIL4915 RBB Bancorp (ASE) RBB 20.20 3 3 3 1.00 10.8 2.0% 1.87 .40 9/30 .39 .48 9/30 .10 .093220 RCI Hospitality (NDQ) RICK 18.83 4 4 3 1.05 11.3 0.8% 1.67 .16 6/30 .59 .55 9/30 .04 .033253 RCM Technologies (NDQ) RCMT 2.74 3 3 4 .75 9.4 NIL .29 NIL 9/30 .03 .06 9/30 NIL NIL4214 RF Industries Ltd. (NDQ) RFIL 6.04 ▼ 5 4 4 .80 17.3 1.3% .35 .08 7/31 .11 .18 12/31 .02 .02

PE-R






3405 RGC Resources Inc (NDQ) RGCO 28.57 2 3 3 .40 26.5 2.3% 1.08 .66 9/30 .06 .09 12/31 .165 .1553023 RTI Surgical Inc. (NDQ) RTIX 1.93 3 3 4 1.10 NMF NIL d.14 NIL 9/30 d.06 .03 9/30 NIL NIL4818 RTW RetailWinds (NYSE) RTW 1.29 3 3 4 .70 NMF NIL d.20 NIL 7/31 d.12 .05 9/30 NIL NIL5057 Radian Group (NYSE) RDN 25.81 2 2 3 1.05 8.5 NIL 3.03 .01 9/30 .83 .66 9/30 .003 .0033103 Radiant Logistics (NDQ) RLGT 5.45 2 2 4 1.15 19.5 NIL .28 NIL 9/30 .06 .05 9/30 NIL NIL4456 Radius Health Inc (NDQ) RDUS 22.91 2 1 4 1.55 NMF NIL d3.26 NIL 9/30 d.65 d1.09 9/30 NIL NIL3621 RadNet Inc. (NDQ) RDNT 18.42 3 3 4 1.20 27.5 NIL .67 NIL 9/30 .06 .10 9/30 NIL NIL5271 Radware Ltd. (NDQ) RDWR 23.75 ▼ 4 5 - 1.00 49.5 NIL .48 NIL 9/30 .15 .07 9/30 NIL NIL4914 Ramaco Resources (NDQ) METC 3.40 3 3 4 1.60 5.2 NIL .65 NIL 9/30 .14 .15 9/30 NIL NIL3128 Randolph Bancorp (NDQ) RNDB 16.00 3 3 3 .60 36.4 NIL .44 NIL 9/30 .21 d.03 9/30 NIL NIL5298 Ranger Energy Serv. (NYSE) RNGR 6.65 5 5 5 1.55 18.0 NIL .37 NIL 9/30 d.06 .23 9/30 NIL NIL

5133 4457 Ra Pharmaceuticals (NDQ) RARX 46.70 * * 4 1.60 NMF NIL d1.99 NIL 9/30 d.55 d.51 9/30 NIL NIL5248 Rapid7, Inc. (NDQ) RPD 55.21 ▼ 3 3 4 1.10 NMF NIL d1.08 NIL 9/30 d.29 d.25 9/30 NIL NIL3221 Rave Restaurant (NDQ) RAVE 1.99 2 3 5 1.10 NMF NIL d.03 NIL 9/30 .02 .00 9/30 NIL NIL4056 Reading Intl (ASE) RDI 10.93 3 4 3 .85 42.0 NIL .26 NIL 9/30 .04 .06 9/30 NIL NIL4117 RealNetworks Inc (NDQ) RNWK 1.36 3 3 4 1.35 NMF NIL d.54 NIL 9/30 d.16 d.16 9/30 NIL NIL5249 RealPage Inc. (NDQ) RP 54.66 2 2 3 .90 NMF NIL .47 NIL 9/30 .12 .09 9/30 NIL NIL4325 Reata Pharma. (NDQ) RETA 209.20 2 3 4 1.65 NMF NIL d4.30 NIL 9/30 d1.32 d1.07 9/30 NIL NIL4458 Recro Pharma (NDQ) REPH 15.49 3 3 5 1.00 NMF NIL d2.34 NIL 9/30 d.19 d.64 9/30 NIL NIL4118 Redfin Corp. (NDQ) RDFN 19.97 3 3 3 1.05 NMF NIL d.95 NIL 9/30 .07 .04 9/30 NIL NIL4837 Red Lion Hotels (NYSE) RLH 3.37 4 3 3 .95 NMF NIL d.72 NIL 9/30 d.14 .35 9/30 NIL NIL5250 Red Violet, Inc. (NYSE) RDVT 17.10 1 2 - NMF NMF NIL d.79 NIL 9/30 d.09 d.12 9/30 NIL NIL4615 Reed’s Inc. (NDQ) REED 0.70 3 3 4 1.05 NMF NIL d.50 NIL 9/30 d.14 d.10 9/30 NIL NIL3709 REGENXBIO, Inc. (NDQ) RGNX 41.46 5 5 4 1.55 NMF NIL d1.76 NIL 9/30 d.94 d.56 9/30 NIL NIL5058 Regional Management (NYSE) RM 33.20 2 2 4 1.20 9.9 NIL 3.35 NIL 9/30 1.08 .61 9/30 NIL NIL4623 Reliv Intl (NDQ) RELV 4.19 3 3 5 .55 NMF NIL d.03 NIL 9/30 d.09 d.29 9/30 NIL NIL4916 Remark Holdings Inc. (NDQ) MARK 0.62 ▲ 2 2 5 1.40 NMF NIL d.53 NIL 9/30 d.11 d.11 9/30 NIL NIL5485 Renasant Corp (NDQ) RNST 35.08 3 3 3 1.10 11.8 2.5% 2.97 .88 9/30 .64 .61 9/30 .22 .203865 Renewable Energy (NDQ) REGI 17.20 5 5 4 1.25 NMF NIL d2.32 NIL 9/30 d.35 .55 9/30 NIL NIL3710 Repligen Corp (NDQ) RGEN 87.25 3 2 3 1.15 NMF NIL .49 NIL 9/30 .03 .11 9/30 NIL NIL3525 Replimune Group (NYSE) REPL 13.35 2 3 - NMF NMF NIL d1.18 NIL 9/30 d.35 d.26 9/30 NIL NIL5486 Republic Bancorp (NDQ) RBCAA 46.21 2 3 3 .95 11.8 2.3% 3.93 1.06 9/30 .83 .83 12/31 .264 .2425487 Republic First Banc (NDQ) FRBK 4.02 3 3 3 1.00 NMF NIL .03 NIL 9/30 d.03 .04 9/30 NIL NIL3093 Research Frontiers (NDQ) REFR 3.59 3 3 4 1.05 NMF NIL d.11 NIL 9/30 d.01 d.03 9/30 NIL NIL3818 Resolute Forest (NYSE) RFP 3.86 4 3 4 1.70 6.0 NIL .64 NIL 9/30 d.47 1.25 9/30 NIL NIL4246 Resonant Inc. (NDQ) RESN 2.22 3 3 4 1.10 NMF NIL d1.04 NIL 9/30 d.26 d.23 9/30 NIL NIL3067 Retractable Tech (ASE) RVP 1.44 3 3 5 .55 72.0 NIL .02 NIL 9/30 .03 d.01 9/30 NIL NIL4917 Retrophin, Inc. (NDQ) RTRX 14.10 4 5 4 1.25 NMF NIL d2.94 NIL 9/30 d.85 d1.34 9/30 NIL NIL3925 Revance Therapeutics (NDQ) RVNC 16.94 4 4 4 1.45 NMF NIL d3.79 NIL 9/30 d.96 d.91 9/30 NIL NIL4326 REV Group (NYSE) REVG 13.09 ▲ 3 3 4 1.70 NMF 1.5% .04 .20 7/31 .09 .28 12/31 .05 .054215 Revolution Lighting (NDQ) RVLT 0.12 3 3 - 1.15 NMF NIL d.69 NIL 6/30 d.10 d.03 9/30 NIL NIL

Revolve Group (NYSE) MOVED TO STANDARD EDITION3068 ReWalk Robotics (NDQ) RWLK 2.16 2 3 5 1.30 NMF NIL d5.09 NIL 9/30 d.46 d3.25 9/30 NIL NIL3864 REX American Res. (NYSE) REX 93.02 3 2 3 1.35 32.8 NIL 2.84 NIL 7/31 .36 1.43 9/30 NIL NIL4918 Rhythm Pharma. (NDQ) RYTM 23.36 ▼ 5 5 4 1.50 NMF NIL d3.86 NIL 9/30 d1.04 d.53 9/30 NIL NIL4040 Richardson Elec. (NDQ) RELL 5.65 4 3 3 .65 NMF 4.2% d.01 .24 8/31 .01 .03 12/31 .06 .064010 Richelieu Hardware (TSE) RCH.TO 26.50 2 1 - .65 22.6 1.0% 1.17 .25 8/31 .33 .32 12/31 .063 .064459 Rigel Pharma. (NDQ) RIGL 2.33 3 3 4 1.30 NMF NIL d.28 NIL 9/30 d.07 d.14 9/30 NIL NIL3802 RigNet Inc. (NDQ) RNET 5.81 4 4 5 1.55 NMF NIL d.92 NIL 9/30 d.02 d.15 9/30 NIL NIL5251 RingCentral, Inc. (NYSE) RNG 170.33 3 3 3 1.15 NMF NIL d.41 NIL 9/30 d.15 d.12 9/30 NIL NIL4864 Ring Energy (ASE) REI 1.95 3 3 5 1.85 5.1 NIL .38 NIL 9/30 .15 .09 9/30 NIL NIL4288 Riverview Bancorp (NDQ) RVSB 7.45 3 3 3 .65 9.8 2.4% .76 .18 9/30 .20 .18 12/31 .045 .0353282 Roadrunner Trans. (NYSE) RRTS 9.70 3 4 5 1.75 NMF NIL d43.28 NIL 9/30 d2.60 d27.00 9/30 NIL NIL3711 Rocket Pharma. (NDQ) RCKT 17.71 4 5 4 1.90 NMF NIL d1.85 NIL 9/30 d.38 d.40 9/30 NIL NIL3069 Rockwell Medical (NDQ) RMTI 2.18 3 3 4 1.20 NMF NIL d.62 NIL 9/30 d.12 d.10 9/30 NIL NIL4630 Rocky Brands (NDQ) RCKY 28.25 2 2 3 .85 13.3 2.0% 2.13 .56 9/30 .75 .67 9/30 .14 .123222 Rocky Mountain Choc. (NDQ) RMCF 8.69 ▼ 3 3 3 .60 21.2 5.5% .41 .48 8/31 .15 .12 9/30 .12 .124865 Rosehill Resources (NDQ) ROSE 1.09 ▲ 2 2 5 1.50 1.1 NIL 1.02 NIL 9/30 .88 d4.76 9/30 NIL NIL4866 Royale Energy Inc. (OTC) ROYL 0.15 3 3 5 1.20 NMF NIL d.16 NIL 9/30 .03 .01 9/30 NIL NIL4660 Rubicon Project (NYSE) RUBI 8.67 2 2 4 1.15 NMF NIL d.56 NIL 9/30 d.12 d.27 9/30 NIL NIL4247 Rubicon Technology (NDQ) RBCN 8.21 3 3 4 .90 NMF NIL d.37 NIL 9/30 d.13 .26 9/30 NIL NIL3526 Rubius Therapeutics (NYSE) RUBY 8.13 4 4 - NMF NMF NIL d1.86 NIL 9/30 d.59 d.42 9/30 NIL NIL

5533 4248 Rudolph Tech. (NDQ) SEE FINAL SUPPLEMENT3223 Ruth’s Hospitality (NDQ) RUTH 23.66 3 3 3 .80 16.5 2.2% 1.43 .52 9/30 .16 .12 12/31 .13 .114517 Ryerson Holding (NYSE) RYI 9.81 4 3 5 1.85 6.6 NIL 1.49 NIL 9/30 .27 2.06 9/30 NIL NIL5488 S & T Bancorp (NDQ) STBA 38.34 4 4 3 .95 12.9 2.9% 2.98 1.12 9/30 .79 .88 12/31 .28 .274624 S&W Seed Company (NDQ) SANW 2.25 3 3 4 .75 17.3 NIL .13 NIL 9/30 d.15 .00 9/30 NIL NIL3448 SB Financial Group (OTC) SBFG 18.34 3 4 3 .55 12.6 2.1% 1.46 .38 9/30 .48 .39 12/31 .095 .0854119 SB One Bancorp (NDQ) SBBX 23.52 3 4 3 .55 11.1 1.4% 2.12 .34 9/30 .55 .41 9/30 .085 .0755127 SCYNEXIS, Inc. (NDQ) SCYX 1.10 ▲ 3 3 5 1.20 NMF NIL d.71 NIL 9/30 d.15 .01 9/30 NIL NIL4919 SI-BONE, Inc. (NYSE) SIBN 17.75 - - - NMF NMF NIL d1.45 NIL 9/30 d.46 d1.29 9/30 NIL NIL4249 SMART Global Holding (NDQ) SGH 31.83 3 2 4 1.40 14.5 NIL 2.20 NIL 8/31 .24 1.28 9/30 NIL NIL4250 SMTC Corp. (NDQ) SMTX 3.02 5 4 4 .70 NMF NIL d.30 NIL 9/30 d.20 .04 9/30 NIL NIL

R-S






3254 SP Plus Corp. (NDQ) SP 43.76 1 1 3 .85 20.0 NIL 2.19 NIL 9/30 .64 .60 9/30 NIL NIL4661 SPS Commerce Inc. (NDQ) SPSC 57.29 2 3 3 1.00 64.4 NIL .89 NIL 9/30 .25 .23 9/30 NIL NIL4869 SRC Energy, Inc. (NYSE) SRCI 3.80 * * 4 1.55 4.3 NIL .88 NIL 9/30 .12 .26 9/30 NIL NIL4530 STR Holdings Inc (OTC) STRI 0.10 3 3 5 .60 NMF NIL d.42 NIL 9/30 d.07 d.07 9/30 NIL NIL4662 SVMK, Inc. (NYSE) SVMK 17.31 1 2 - NMF NMF NIL d.60 NIL 9/30 d.12 d.99 9/30 NIL NIL4504 Safeguard (NYSE) SFE 11.55 ▲ 2 1 3 1.15 6.2 NIL 1.87 NIL 9/30 d.12 1.56 9/30 NIL NIL3467 Safety Insurance (NDQ) SAFT 98.02 3 2 2 .85 16.8 3.7% 5.83 3.60 9/30 1.01 1.88 12/31 .90 .805094 Saga Communic. ‘A’ (NYSE) SGA 30.19 4 4 3 .90 13.1 4.0% 2.31 1.20 9/30 .56 .62 12/31 .30 NIL3283 Saia Inc (NDQ) SAIA 94.36 2 1 3 1.10 21.1 NIL 4.47 NIL 9/30 1.25 1.07 9/30 NIL NIL5252 SailPoint Tech. (NYSE) SAIL 25.26 4 5 4 1.40 NMF NIL d.10 NIL 9/30 .04 .02 9/30 NIL NIL5095 Salem Media Group (NDQ) SALM 1.50 3 3 5 1.15 NMF 17.3% d.18 .26 9/30 .05 .05 9/30 .065 .0655128 Salisbury Bancorp (ASE) SAL 44.35 3 4 3 .45 11.8 2.5% 3.77 1.12 9/30 1.05 .83 9/30 .28 .284867 Sanchez Midstream (ASE) SNMP 0.32 3 3 5 .90 0.1 NIL 3.84 NIL 9/30 4.54 d.59 9/30 NIL .4515489 Sandy Spring Bancorp (NDQ) SASR 35.73 3 3 3 1.00 11.2 3.4% 3.18 1.20 9/30 .82 .82 9/30 .30 .284625 Sanfilippo John B. (NDQ) JBSS 99.44 ▼ 2 1 3 .65 25.0 0.6% 3.98 .60 9/30 1.12 .57 9/30 .60 .553712 Sangamo Therapeutics (NDQ) SGMO 10.35 4 3 4 1.50 NMF NIL d1.09 NIL 9/30 d.24 d.13 9/30 NIL NIL3403 San Juan Basin Rlty. (NYSE) SJT 2.58 ▼ 4 3 3 .70 8.3 NIL .31 NIL 9/30 .00 .06 9/30 NIL .0615253 Sapiens Int’l Corp. (NDQ) SPNS 22.65 2 1 - 1.05 48.2 1.0% .47 .22 9/30 .15 .10 9/30 .22 NIL3713 Sarepta Therapeutics (NDQ) SRPT 107.09 4 5 4 1.50 NMF NIL d8.56 NIL 9/30 d1.70 d1.15 9/30 NIL NIL3284 Schneider National (NYSE) SNDR 22.79 ▲ 2 3 3 1.25 18.7 1.1% 1.22 .24 9/30 .34 .40 12/31 .06 .064327 Scholar Rock Hold. (NYSE) SRRK 9.38 4 4 - NMF NMF NIL d1.88 NIL 9/30 d.55 d.44 9/30 NIL NIL4460 scPharmaceuticals (NDQ) SCPH 4.84 2 3 5 1.10 NMF NIL d1.58 NIL 9/30 d.31 d.31 9/30 NIL NIL5059 Sculptor Capital (NYSE) SCU 17.95 3 3 4 .95 NMF 0.7% .02 .12 9/30 d1.20 d.80 9/30 .32 .204505 Seaboard Corp. (ASE) SEB 4115.00 3 2 3 .85 NMF 0.2% 15.34 9.00 9/30 d6.00 29.93 12/31 2.25 1.505490 Seacoast Bk. Fla ‘A’ (NDQ) SBCF 29.85 3 3 3 1.00 17.7 NIL 1.69 NIL 9/30 .49 .34 9/30 NIL NIL5299 Seacor Holdings (NYSE) CKH 42.03 ▼ 4 3 3 1.00 34.2 NIL 1.23 NIL 9/30 .32 .88 9/30 NIL NIL4120 SEACOR Marine (NYSE) SMHI 11.90 3 4 4 1.15 NMF NIL d3.16 NIL 9/30 d.49 d.71 9/30 NIL NIL3272 Seaspan Corp. (NYSE) SSW 11.23 3 3 - 1.20 6.6 4.5% 1.71 .50 9/30 .11 .36 12/31 .125 .1253024 SeaSpine Holdings (NDQ) SPNE 12.94 3 4 3 .90 NMF NIL d2.16 NIL 9/30 d.51 d.65 9/30 NIL NIL3025 Second Sight Medical (NDQ) EYES 0.88 3 3 4 1.35 NMF NIL d.35 NIL 9/30 d.06 d.12 9/30 NIL NIL5254 SecureWorks Corp. (NDQ) SCWX 11.18 4 4 3 1.00 NMF NIL d.43 NIL 7/31 d.13 d.12 9/30 NIL NIL5329 Selecta Biosciences (NDQ) SELB 1.57 3 3 5 1.15 NMF NIL d1.59 NIL 9/30 d.26 d.71 9/30 NIL NIL5491 Select Bancorp (NDQ) SLCT 11.99 ▲ 4 4 2 .50 16.0 NIL .75 NIL 9/30 .17 .27 9/30 NIL NIL5300 Select Energy Serv. (NYSE) WTTR 7.74 4 3 3 1.80 NMF NIL d.01 NIL 9/30 .07 .29 9/30 NIL NIL3844 Select Interior (NYSE) SIC 10.42 2 2 - NMF NMF NIL .08 NIL 9/30 .10 .03 9/30 NIL NIL5301 SemGroup Corp. (NYSE) SEMG 15.66 * * 5 1.90 NMF 12.1% d1.18 1.89 9/30 d.28 .03 12/31 .473 .4734251 SemiLEDS Corp (NDQ) LEDS 2.22 3 3 5 1.30 NMF NIL d1.00 NIL 8/31 d.25 d.32 9/30 NIL NIL3070 Semler Scientific (OTC) SMLR 42.48 2 2 4 .75 25.3 NIL 1.68 NIL 9/30 .96 .19 9/30 NIL NIL4626 Seneca Foods ‘B’ (NDQ) SENEB 37.00 3 3 3 .55 NMF NIL d2.37 NIL 9/30 .49 d.58 9/30 NIL NIL3071 Senseonics Holdings (NDQ) SENS 0.96 ▲ 2 3 4 1.00 NMF NIL d.48 NIL 9/30 d.10 d.18 9/30 NIL NIL3072 Sensus Healthcare (NDQ) SRTS 3.67 3 3 4 .70 NMF NIL d.15 NIL 9/30 d.04 d.03 9/30 NIL NIL3714 Seres Therapeutics (NDQ) MCRB 4.14 4 3 4 1.65 NMF NIL d1.58 NIL 9/30 d.23 d.54 9/30 NIL NIL5492 ServisFirst Banc. (NDQ) SFBS 36.95 3 3 3 1.10 13.8 1.6% 2.67 .60 9/30 .69 .64 12/31 .15 .114506 Servotronics (ASE) SVT 10.45 3 4 3 .60 8.3 1.5% 1.26 .16 9/30 .49 .61 9/30 .16 .163715 Sesen Bio, Inc. (NDQ) SESN 1.13 3 3 4 1.95 NMF NIL d.97 NIL 9/30 d.13 d.18 9/30 NIL NIL5493 Severn Bancorp (NDQ) SVBI 8.76 4 5 3 .70 11.5 1.8% .76 .16 9/30 .19 .17 9/30 .04 .033300 Sharps Compliance (NDQ) SMED 4.22 ▼ 3 3 4 .85 84.4 NIL .05 NIL 9/30 .04 .00 9/30 NIL NIL4663 SharpSpring, Inc. (NDQ) SHSP 11.90 4 5 4 1.00 NMF NIL d1.23 NIL 9/30 d.23 d.32 9/30 NIL NIL3875 ShiftPixy, Inc. (NDQ) PIXY 0.25 3 2 - NMF NMF NIL d.42 NIL 5/31 d.15 d.06 9/30 NIL NIL4518 Shiloh Inds. (NDQ) SHLO 4.06 4 3 5 1.35 NMF NIL d.58 NIL 7/31 d.11 .53 9/30 NIL NIL4717 Shockwave Medical (NYSE) SWAV 38.49 - - - NMF NMF NIL d2.21 NIL 9/30 d.46 .00 9/30 NIL NIL4819 Shoe Carnival (NDQ) SCVL 36.32 ▲ 2 3 3 1.00 13.3 0.9% 2.74 .34 10/31 ◆ .94 .76 12/31 .085 .085494 Shore Bancshares (NDQ) SHBI 16.90 3 3 2 .75 13.6 2.8% 1.24 .48 9/30 .33 .35 9/30 .10 .084121 ShotSpotter (NDQ) SSTI 24.09 4 5 4 1.40 NMF NIL .07 NIL 9/30 .04 d.13 9/30 NIL NIL

4732 5525 Shutterfly Inc. (NDQ) SEE FINAL SUPPLEMENT4718 Shutterstock Inc. (NYSE) SSTK 41.68 4 3 3 1.25 48.5 NIL .86 NIL 9/30 .14 .21 9/30 NIL NIL4088 Siebert Finl Corp. (NDQ) SIEB 11.60 5 5 4 .80 36.3 NIL .32 NIL 9/30 .04 .11 9/30 NIL NIL3129 Sienna Biopharma. (NDQ) SNNA 0.17 3 3 5 .95 NMF NIL d2.00 NIL 9/30 d.13 d.82 9/30 NIL NIL3026 Sientra, Inc. (NDQ) SIEN 8.38 4 4 4 1.20 NMF NIL d3.41 NIL 9/30 d.45 d.72 9/30 NIL NIL5495 Sierra Bancorp (NDQ) BSRR 27.40 2 2 3 .95 12.2 2.8% 2.24 .76 9/30 .58 .46 12/31 .19 .163527 Sierra Oncology (NDQ) SRRA 0.25 3 3 4 1.15 NMF NIL d.73 NIL 9/30 d.17 d.21 9/30 NIL NIL3320 SIFCO Inds. (ASE) SIF 2.50 4 3 5 .65 NMF NIL d2.27 NIL 6/30 d1.32 d.28 9/30 NIL NIL3255 SigmaTron Int’l (NDQ) SGMA 4.32 3 3 5 .80 NMF NIL .01 NIL 7/31 .09 d.12 9/30 NIL NIL4078 Silicom Ltd (NDQ) SILC 33.09 4 4 - 1.00 14.3 NIL 2.32 NIL 9/30 .25 .49 9/30 NIL NIL5060 Silvercrest Asset (NDQ) SAMG 12.75 3 3 3 .95 11.9 4.7% 1.07 .60 9/30 .30 .26 9/30 .15 .143449 Simmons First ‘A’ (NDQ) SFNC 26.56 3 4 3 1.00 10.5 2.4% 2.53 .64 9/30 .84 .59 12/31 .16 .155255 Simulations Plus (NDQ) SLP 34.67 2 3 3 .70 72.2 0.7% .48 .24 8/31 .11 .07 12/31 .06 .065526 Sina Corporation (NDQ) SINA 34.94 5 4 - 1.20 20.7 NIL 1.69 NIL 9/30 .28 .62 9/30 NIL NIL3130 SITO Mobile, Ltd. (NDQ) SITO 0.48 3 3 5 1.15 NMF NIL d.57 NIL 6/30 d.13 d.23 9/30 NIL NIL5086 Skyline Champion (NYSE) SKY 32.67 1 2 4 1.20 33.7 NIL .97 NIL 9/30 .31 d1.42 9/30 NIL NIL4868 SM Energy Co. (NYSE) SM 8.96 4 4 5 2.25 4.5 1.1% 1.97 .10 9/30 .37 d1.21 12/31 .05 .054719 SmartFinancial, Inc. (NDQ) SMBK 22.25 3 3 3 .65 11.7 NIL 1.90 NIL 9/30 .42 .34 9/30 NIL NIL4920 Smart Sand (NDQ) SND 2.44 3 3 5 2.25 3.9 NIL .62 NIL 9/30 .27 .30 9/30 NIL NIL

S-SM






4664 Smartsheet, Inc. (NYSE) SMAR 46.41 ▼ 2 3 - NMF NMF NIL d.62 NIL 7/31 d.17 d.12 9/30 NIL NIL3866 SolarEdge Tech. (NDQ) SEDG 80.16 ▼ 3 2 3 1.15 59.4 NIL 1.35 NIL 9/30 .00 .95 9/30 NIL NIL4023 Socket Mobile Inc. (NDQ) SCKT 1.74 ▼ 3 3 4 .80 NMF NIL .00 NIL 9/30 .01 d.01 9/30 NIL NIL4921 Sohu.com (NDQ) SOHU 10.31 4 4 - 1.25 NMF NIL d4.56 NIL 9/30 d.54 d.89 9/30 NIL NIL3926 Solaris Oilfield (NYSE) SOI 10.92 4 4 3 1.50 6.5 3.7% 1.68 .40 9/30 .36 .49 9/30 .10 NIL4122 Solid Biosciences (NDQ) SLDB 4.09 3 3 - NMF NMF NIL d2.92 NIL 9/30 d.67 d.55 9/30 NIL NIL5256 Sonic Foundry (NDQ) SOFO 1.09 3 3 5 .75 NMF NIL d1.19 NIL 6/30 d.03 d.23 9/30 NIL NIL3073 Sonoma Pharma. (NDQ) SNOA 4.12 ▲ 4 3 5 .90 NMF NIL d5.16 NIL 9/30 d.91 d3.96 9/30 NIL NIL

Sonos, Inc. (NYSE) MOVED TO STANDARD EDITION3003 SORL Auto Parts Inc. (NDQ) SORL 3.32 * * 5 .95 2.9 NIL 1.14 NIL 9/30 .22 d.29 9/30 NIL NIL3329 Southern First (NDQ) SFST 43.52 2 2 3 .80 12.8 NIL 3.41 NIL 9/30 .95 .75 9/30 NIL NIL4289 Southern Mo. Bancorp (NDQ) SMBC 37.61 2 2 3 .70 11.6 1.6% 3.23 .60 9/30 .85 .76 12/31 .15 .135496 Southside Bancshares (NDQ) SBSI 35.46 2 2 3 1.00 16.2 3.5% 2.19 1.24 9/30 .58 .58 9/30 .31 .305497 South State Corp. (NDQ) SSB 82.64 1 2 2 1.00 15.7 2.2% 5.27 1.84 9/30 1.50 1.28 12/31 .46 .363256 SPAR Group Inc (NDQ) SGRP 1.33 3 3 5 .60 11.1 NIL .12 NIL 9/30 .04 .03 9/30 NIL NIL4123 Spark Energy (NDQ) SPKE 11.15 3 3 4 .55 NMF 6.5% d.17 .73 9/30 .93 .27 9/30 .181 .1814124 Spark Therapeutics (NDQ) ONCE 111.42 * * 4 1.45 NMF NIL d2.29 NIL 9/30 d1.26 d1.26 9/30 NIL NIL3716 Spectrum Pharma. (NDQ) SPPI 8.78 3 4 4 1.40 NMF NIL d1.14 NIL 9/30 d.24 d.66 9/30 NIL NIL5129 Spero Therap. (NDQ) SPRO 11.49 3 3 4 1.30 NMF NIL d2.58 NIL 9/30 d.95 d.60 9/30 NIL NIL4125 Spirit of Texas (NYSE) STXB 22.83 4 4 - NMF 17.3 NIL 1.32 NIL 9/30 .34 .29 9/30 NIL NIL3486 Spok Holdings, Inc. (NDQ) SPOK 12.73 5 4 3 .90 NMF 3.9% d.05 .50 9/30 d.07 d.04 12/31 .125 .1254804 Sportsman’s Ware. (NDQ) SPWH 7.39 2 1 5 1.00 13.7 NIL .54 NIL 7/31 .13 .15 9/30 NIL NIL3503 Sprague Resources (NYSE) SRLP 16.25 3 3 4 1.15 7.5 16.4% 2.18 2.67 9/30 d.43 d.90 12/31 .668 .6683528 Spring Bank Pharma. (NDQ) SBPH 3.11 3 3 4 1.10 NMF NIL d1.51 NIL 9/30 d.42 d.59 9/30 NIL NIL3027 STAAR Surgical (NDQ) STAA 37.71 4 3 4 1.15 NMF NIL .18 NIL 9/30 .05 .03 9/30 NIL NIL5527 Stamps.com (NDQ) STMP 87.92 4 4 4 1.25 30.3 NIL 2.90 NIL 9/30 .52 1.75 9/30 NIL NIL3406 Star Group LP (NYSE) SGU 9.37 5 4 3 .60 28.4 5.3% .33 .50 6/30 d.46 d.15 12/31 .125 .1183086 Starrett (L.S.) (NYSE) SCX 5.95 4 4 4 .85 6.6 NIL .90 NIL 9/30 .11 .08 9/30 NIL NIL4665 StarTek, Inc. (NYSE) SRT 7.88 4 5 4 .90 NMF NIL d.42 NIL 9/30 d.07 d.32 9/30 NIL NIL3468 State Auto Fin’l (NDQ) STFC 31.69 3 3 3 .90 48.0 1.3% .66 .40 9/30 .25 .76 12/31 .10 .103330 Stealth Biotherap. (NYSE) MITO 8.23 - - - NMF NMF NIL d.28 NIL 9/30 d.04 .00 9/30 NIL NIL3273 StealthGas, Inc. (NDQ) GASS 3.51 3 3 - 1.30 NMF NIL d.10 NIL 9/30 ◆ d.02 d.02 9/30 NIL NIL5257 Steel Connect, Inc. (NDQ) STCN 1.45 3 3 5 1.05 NMF NIL d1.13 NIL 7/31 d.63 d.05 9/30 NIL NIL5101 Stein Mart (NDQ) SMRT 0.73 3 3 5 1.25 NMF NIL d.12 NIL 10/31 d.25 d.36 9/30 NIL NIL3717 Stemline Therapeutic (NDQ) STML 10.83 4 5 4 1.20 NMF NIL d2.41 NIL 9/30 d.34 d.73 9/30 NIL NIL3028 Stereotaxis Inc (OTC) STXS 3.95 3 3 4 1.05 NMF NIL d.09 NIL 9/30 .00 d.01 9/30 NIL NIL3890 Sterling Construct. (NDQ) STRL 14.56 2 1 4 1.30 16.7 NIL .87 NIL 9/30 .30 .33 9/30 NIL NIL

4132 5061 Stewart Info Svcs (NYSE) STC 43.81 4 4 2 .75 11.6 2.7% 3.78 1.20 9/30 2.78 .74 9/30 .30 .303131 Stitch Fix, Inc. (NDQ) SFIX 22.81 5 4 4 1.60 63.4 NIL .36 NIL 7/31 .07 .18 9/30 NIL NIL5498 Stock Yards Bancorp (NDQ) SYBT 41.34 1 2 2 .85 14.8 2.5% 2.80 1.04 9/30 .76 .60 12/31 .26 .504720 Stoke Therapeutics (NYSE) STOK 23.89 - - - NMF NMF NIL d1.80 NIL 9/30 d.26 .00 9/30 NIL NIL3074 STRATA Skin Sciences (NDQ) SSKN 2.51 3 2 - 1.00 NMF NIL d.05 NIL 9/30 d.03 d.01 9/30 NIL NIL3004 Strattec Security (NDQ) STRT 23.58 5 4 4 .90 14.2 2.4% 1.66 .56 9/30 .33 .93 12/31 .14 .144057 Stratus Properties (NDQ) STRS 28.78 ▲ 2 2 3 .65 NMF NIL d.41 NIL 9/30 d.36 d.29 9/30 NIL NIL5315 Streamline Health (NDQ) STRM 1.28 3 3 5 .65 NMF NIL d.21 NIL 7/31 d.03 d.08 9/30 NIL NIL4011 Summer Infant Inc. (NDQ) SUMR 0.32 4 3 5 .75 NMF NIL d.27 NIL 9/30 d.09 .01 9/30 NIL NIL3529 Summit Financial (NDQ) SMMF 27.04 1 2 3 .85 10.9 2.2% 2.49 .60 9/30 .65 .55 9/30 .15 .133504 Summit Midstream (NYSE) SMLP 3.20 ▲ 3 2 5 1.50 NMF 35.9% d.43 1.15 9/30 d.21 .64 12/31 .288 .5753927 Summit State Bank (NDQ) SSBI 12.50 3 3 2 .55 13.3 3.8% .94 .48 9/30 .34 .25 12/31 ◆ .12 .124487 SunCoke Energy Inc. (NYSE) SXC 5.20 4 3 5 1.90 NMF NIL d1.60 NIL 9/30 d1.81 .18 9/30 NIL NIL3718 Sunesis Pharma. (NDQ) SNSS 0.43 2 3 5 1.75 NMF NIL d.41 NIL 9/30 d.06 d.18 9/30 NIL NIL4805 Sunoco LP (NYSE) SUN 31.32 3 1 3 1.15 32.6 10.5% .96 3.30 9/30 .57 1.15 9/30 .826 .8264507 SunOpta Inc (NDQ) STKL 2.76 3 3 5 1.20 NMF NIL d1.16 NIL 9/30 d.16 d.08 9/30 NIL NIL3867 Sunrun, Inc. (NDQ) RUN 13.75 2 2 5 1.25 NMF NIL .04 NIL 9/30 .23 d.02 9/30 NIL NIL5302 Superior Drilling (NDQ) SDPI 0.95 3 3 5 1.25 NMF NIL d.04 NIL 9/30 d.02 .01 9/30 NIL NIL3257 Superior Group (NDQ) SGC 13.17 ▲ 4 4 3 .90 14.6 3.0% .90 .40 9/30 .26 .39 12/31 .10 .103005 Superior Inds. Int’l (NYSE) SUP 2.94 3 3 5 1.45 NMF NIL d1.01 NIL 9/30 d.57 d.29 12/31 NIL .094461 Supernus Pharma. (NDQ) SUPN 22.66 4 4 4 1.15 11.5 NIL 1.97 NIL 9/30 .54 .52 9/30 NIL NIL5528 Support.com Inc. (NDQ) SPRT 1.95 3 3 3 .60 8.9 NIL .22 NIL 9/30 .08 d.49 9/30 NIL NIL3719 Surface Oncology (NYSE) SURF 1.84 3 3 - NMF NMF NIL d1.57 NIL 9/30 d.61 d.62 9/30 NIL NIL4721 Surgery Partners (NDQ) SGRY 13.30 4 5 5 1.45 NMF NIL d1.93 NIL 9/30 d.51 d.61 9/30 NIL NIL5258 Sykes Enterprises (NDQ) SYKE 35.31 ▲ 1 1 3 1.00 25.4 NIL 1.39 NIL 9/30 .44 .33 9/30 NIL NIL4666 Synacor, Inc. (NDQ) SYNC 1.68 ▼ 5 4 5 .90 NMF NIL d.23 NIL 9/30 d.10 d.06 9/30 NIL NIL4508 Synalloy Corp. (NDQ) SYNL 13.38 4 4 4 .75 NMF 1.9% d.17 .25 9/30 d.11 .56 9/30 NIL NIL4667 Synchronoss Tech. (NDQ) SNCR 4.24 3 3 4 1.10 NMF NIL d6.00 NIL 9/30 d1.70 d1.38 9/30 NIL NIL4722 Syndax Pharma. (NDQ) SNDX 7.22 2 3 4 1.65 NMF NIL d2.11 NIL 9/30 d.41 d.68 9/30 NIL NIL4922 Synlogic, Inc. (NDQ) SYBX 2.12 3 3 4 1.10 NMF NIL d1.82 NIL 9/30 d.39 d.43 9/30 NIL NIL3868 Synthesis Energy (NDQ) SES 5.75 3 4 5 1.85 NMF NIL d8.08 NIL 3/31 d1.12 d1.04 9/30 NIL NIL3720 Synthetic Biologics (ASE) SYN 0.40 3 3 5 1.75 NMF NIL d1.91 NIL 9/30 d.31 d.93 9/30 NIL NIL4923 Synthorx, Inc. (NYSE) THOR 17.69 - - - NMF NMF NIL d4.06 NIL 9/30 d.38 .00 9/30 NIL NIL3094 Sypris Solutions (NDQ) SYPR 0.83 2 3 5 .80 NMF NIL d.16 NIL 9/30 d.07 d.11 9/30 NIL NIL4924 Syros Pharma. (NDQ) SYRS 4.79 3 3 4 1.00 NMF NIL d1.96 NIL 9/30 d.47 d.47 9/30 NIL NIL5272 Systemax, Inc. (NYSE) SYX 23.10 3 5 3 1.20 24.6 2.1% .94 .48 9/30 .36 .40 9/30 .12 .11

SM-SY






3075 T2 Biosystems, Inc. (NDQ) TTOO 1.42 3 2 5 1.60 NMF NIL d1.35 NIL 9/30 d.31 d.25 9/30 NIL NIL3505 TC PipeLines (NYSE) TCP 39.41 ▲ 1 1 3 1.20 NMF 6.6% d3.01 2.60 9/30 .76 .79 12/31 .65 .654925 TCRT2 Therapeutics (NYSE) TCRR 16.69 - - - NMF NMF NIL d5.89 NIL 9/30 d.58 .00 9/30 NIL NIL4290 TFS Financial Corp. (NDQ) TFSL 19.93 2 2 2 .80 71.2 5.4% .28 1.08 6/30 .06 .07 9/30 .27 .255062 TPG Specialty Lend. (NYSE) TSLX 21.37 3 3 2 .75 10.8 7.3% 1.98 1.56 9/30 .46 .57 12/31 .39 .395273 TSR Inc. (NDQ) TSRI 3.24 4 3 5 .95 NMF NIL d1.04 NIL 8/31 d.34 .02 9/30 NIL NIL5316 Tabula Rasa Health. (NDQ) TRHC 43.78 5 4 4 .90 NMF NIL d1.79 NIL 9/30 d.39 .47 9/30 NIL NIL

Tandem Diabetes Care (NDQ) MOVED TO STANDARD EDITION4806 Tandy Leather (ASE) TLF 5.28 ▼ 5 5 3 .60 31.1 NIL .17 NIL 3/31 .10 .14 9/30 NIL NIL5259 Taoping, Inc. (NDQ) TAOP 0.46 3 2 - 1.65 NMF NIL d.05 NIL 6/30 d.04 .05 9/30 NIL NIL4838 Target Hospitality (NYSE) TH 4.90 - - - NMF 98.0 NIL .05 NIL 9/30 .10 .00 9/30 NIL NIL4058 Taubman Centers Inc. (NYSE) TCO 32.37 3 4 3 .85 9.0 8.3% 3.58 2.70 9/30 3.48 .34 9/30 .675 .6553095 Taylor Devices Inc. (NDQ) TAYD 10.49 5 4 3 .55 16.9 NIL .62 NIL 8/31 .10 .21 9/30 NIL NIL3258 Team Inc. (NDQ) TISI 16.41 3 3 4 1.45 NMF NIL d.70 NIL 9/30 d.23 d.78 9/30 NIL NIL4080 Technical Comm. (NDQ) TCCO 2.19 3 3 5 .85 NMF NIL d.36 NIL 6/30 d.18 d.24 9/30 NIL NIL5529 TechTarget (NDQ) TTGT 29.36 2 2 3 .95 53.4 NIL .55 NIL 9/30 .19 .13 9/30 NIL NIL3845 Tecnoglass Inc. (NDQ) TGLS 8.11 4 3 3 .85 38.6 6.9% .21 .56 9/30 d.03 .13 12/31 ◆ .14 .143259 Tecogen, Inc. (NDQ) TGEN 2.30 3 3 4 .80 NMF NIL d.16 NIL 9/30 d.02 d.02 9/30 NIL NIL4059 Tejon Ranch Co. (NYSE) TRC 16.40 5 4 3 1.00 NMF NIL .04 NIL 9/30 .00 .13 9/30 NIL NIL3530 Telaria, Inc. (NYSE) TLRA 8.54 ▼ 3 2 4 1.00 NMF NIL d.16 NIL 9/30 d.06 d.03 9/30 NIL NIL4081 TeleNav Inc (NDQ) TNAV 5.43 4 3 4 .85 NMF NIL d.58 NIL 9/30 d.04 d.17 9/30 NIL NIL4462 Teligent, Inc. (ASE) TLGT 0.60 3 2 5 1.35 NMF NIL d.64 NIL 9/30 d.13 d.07 9/30 NIL NIL

Tellurian, Inc. (NDQ) MOVED TO STANDARD EDITION4724 Tenable Holdings (NYSE) TENB 27.75 3 4 - NMF NMF NIL d.85 NIL 9/30 d.18 d.28 9/30 NIL NIL5499 Territorial Bancorp (NDQ) TBNK 31.18 ▲ 1 2 2 .65 13.5 3.0% 2.31 .92 9/30 .57 .51 12/31 .23 .224079 TESSCO Tech. Inc. (NDQ) TESS 11.88 5 4 3 .75 NMF 6.7% .09 .80 9/30 .00 .14 9/30 .20 .204463 Tetraphase Pharma. (NDQ) TTPH 2.46 2 2 5 1.85 NMF NIL d29.60 NIL 9/30 d6.00 d7.40 9/30 NIL NIL3450 Texas Capital (NDQ) TCBI 58.24 4 4 3 1.35 9.4 NIL 6.18 NIL 9/30 1.70 1.65 9/30 NIL NIL4060 Texas Pacif. Land Tr (NYSE) TPL 676.00 4 5 3 1.35 16.8 0.3% 40.25 1.75 9/30 7.74 6.52 9/30 NIL NIL4464 TherapeuticsMD, Inc. (NDQ) TXMD 2.57 2 2 4 1.50 NMF NIL d.69 NIL 9/30 d.13 d.16 9/30 NIL NIL4725 Theravance Biopharma (NDQ) TBPH 18.50 4 4 4 1.45 NMF NIL d4.01 NIL 9/30 d1.05 d1.10 9/30 NIL NIL

Thermon Group Hold (NYSE) MOVED TO STANDARD EDITION4291 Timberland Bancorp (NDQ) TSBK 28.98 3 4 3 .80 10.2 2.1% 2.83 .60 9/30 .75 .59 9/30 .15 .134807 Titan Machinery (NDQ) TITN 18.03 ▼ 5 4 4 1.70 36.1 NIL ▼ .50 NIL 10/31 ◆ .37 .48 9/30 NIL NIL4126 Tocagen, Inc. (NDQ) TOCA 0.64 3 3 4 1.75 NMF NIL d3.20 NIL 9/30 d.78 d.02 9/30 NIL NIL4627 Tofutti Brands (OTC) TOFB 1.77 3 3 5 .60 88.5 NIL .02 NIL 9/30 d.01 d.02 9/30 NIL NIL5502 Tompkins Financial (ASE) TMP 87.66 2 1 3 .95 16.8 2.4% 5.21 2.08 9/30 1.34 1.36 12/31 .52 .50

★★ 4465 Tonix Pharma Hldg (NDQ) TNXP 1.25 3 2 5 1.50 NMF NIL d15.03 NIL 9/30 d5.69 d5.48 9/30 NIL NIL4871 Torchlight Energy (NDQ) TRCH 0.77 3 3 5 1.50 NMF NIL d.08 NIL 9/30 d.02 d.01 9/30 NIL NIL4252 Tower Semiconductor (NDQ) TSEM 22.24 2 1 - 1.30 21.8 NIL 1.02 NIL 9/30 .21 .33 9/30 NIL NIL5503 TowneBank (NDQ) TOWN 28.17 3 3 3 .95 14.5 2.6% 1.94 .72 9/30 .52 .53 12/31 .18 .165087 Town Sports Intl (NDQ) CLUB 1.54 3 3 5 .85 NMF NIL d.48 NIL 9/30 d.44 d.15 9/30 NIL NIL5096 Townsquare Media (NYSE) TSQ 8.04 3 3 5 1.35 NMF 3.7% d.45 .30 9/30 .31 .52 12/31 .075 .0754024 TransAct Tech. (NDQ) TACT 11.24 3 1 4 .90 38.8 3.2% .29 .36 9/30 .05 .33 9/30 .09 .093096 Transcat Inc. (NDQ) TRNS 33.49 2 3 3 .65 30.2 NIL 1.11 NIL 9/30 .32 .21 9/30 NIL NIL3029 TransEnterix Inc. (NYSE) TRXC 0.22 ▲ 3 3 4 1.85 NMF NIL d.29 NIL 9/30 d.05 d.10 9/30 NIL NIL4926 Translate Bio, Inc. (NYSE) TBIO 10.10 3 3 - NMF NMF NIL d1.85 NIL 9/30 d.41 d.97 9/30 NIL NIL4127 TransMedics Group (NYSE) TMDX 18.73 - - - NMF NMF NIL d5.95 NIL 9/30 d.39 .00 9/30 NIL NIL4808 Trans World Entmt. (NDQ) TWMC 2.61 ▼ 3 3 5 .70 NMF NIL d52.68 NIL 7/31 d4.48 d5.20 9/30 NIL NIL4882 TravelCenters (ASE) TA 9.36 5 4 5 1.45 NMF NIL d1.52 NIL 9/30 .23 6.05 9/30 NIL NIL5530 Travelzoo (NDQ) TZOO 10.32 4 5 4 1.30 19.5 NIL .53 NIL 9/30 .03 .01 9/30 NIL NIL4509 Trecora Resources (NYSE) TREC 7.95 3 3 3 1.30 NMF NIL .01 NIL 9/30 .06 d.06 9/30 NIL NIL4128 Trevena, Inc. (NDQ) TRVN 0.69 3 2 4 1.80 NMF NIL d.30 NIL 9/30 d.09 d.06 9/30 NIL NIL4466 Tricida, Inc. (NYSE) TCDA 40.00 1 2 - NMF NMF NIL d3.20 NIL 9/30 d.89 d.71 9/30 NIL NIL5504 TriCo Bancshares (NDQ) TCBK 38.78 ▲ 3 4 2 .95 12.9 2.3% 3.01 .88 9/30 .76 .53 9/30 .22 .173097 Trio-Tech Intl (ASE) TRT 3.47 3 3 4 .85 7.5 NIL .46 NIL 9/30 .07 .02 9/30 NIL NIL5505 Tristate Capital (NDQ) TSC 24.40 3 3 3 1.00 12.5 NIL 1.95 NIL 9/30 .50 .47 9/30 NIL NIL3451 Triumph Bancorp (NDQ) TBK 35.47 3 4 3 1.00 15.8 NIL 2.25 NIL 9/30 .56 .34 9/30 NIL NIL3928 TrueCar, Inc. (NDQ) TRUE 5.16 3 3 4 1.60 NMF NIL d.50 NIL 9/30 d.07 d.06 9/30 NIL NIL4328 Trupanion, Inc. (NYSE) TRUP 34.57 5 5 3 1.30 NMF NIL d.09 NIL 9/30 .02 .03 9/30 NIL NIL5506 TrustCo Bank Corp NY (NDQ) TRST 8.77 ▲ 2 2 3 1.00 14.1 3.1% .62 .27 9/30 .15 .16 12/31 .068 .0685507 Trustmark Corp. (NDQ) TRMK 34.53 2 2 2 1.00 14.7 2.7% 2.35 .92 9/30 .64 .54 12/31 .23 .234809 Tuesday Morning (NDQ) TUES 1.59 4 3 5 1.65 NMF NIL d.58 NIL 9/30 d.48 d.18 9/30 NIL NIL4129 Turning Point (NYSE) TPTX 54.75 - - - NMF NMF NIL d5.30 NIL 9/30 d.63 .00 9/30 NIL NIL4042 Turtle Beach Corp. (NDQ) HEAR 8.22 5 4 4 .95 7.9 NIL 1.04 NIL 9/30 d.22 .91 9/30 NIL NIL4723 22nd Century Group (NDQ) XXII 1.02 3 2 4 1.35 NMF NIL d.23 NIL 9/30 d.08 .04 9/30 NIL NIL4611 Twin Disc Inc. (NDQ) TWIN 10.19 5 4 4 1.55 92.6 NIL .11 NIL 9/30 d.48 .24 9/30 NIL NIL3531 Twist Bioscience (NYSE) TWST 23.29 - - - NMF NMF NIL d3.03 NIL 6/30 d.92 .00 9/30 NIL NIL4668 2U, Inc. (NDQ) TWOU 23.95 4 4 4 1.50 NMF NIL d2.98 NIL 9/30 d2.23 d.17 9/30 NIL NIL4726 Two River Bancorp (NDQ) TRCB 21.41 * * 3 .80 17.0 1.3% 1.26 .28 9/30 .24 .33 12/31 .07 .0553826 UFP Technologies (NDQ) UFPT 46.13 2 3 3 .90 18.8 NIL 2.46 NIL 9/30 .75 .56 9/30 NIL NIL3452 UMB Financial (NDQ) UMBF 67.62 3 3 3 1.10 16.4 1.8% 4.13 1.20 9/30 1.27 1.16 12/31 .30 .293813 UMH Properties (NYSE) UMH 14.93 2 2 3 .75 NMF 4.8% d.43 .72 9/30 .14 d.31 12/31 .18 .18

T-U






U-VI

3285 USA Truck (NDQ) USAK 7.43 5 4 5 1.25 11.3 NIL .66 NIL 9/30 d.16 .40 9/30 NIL NIL3275 USD Partners LP (NYSE) USDP 9.45 5 4 4 1.05 43.0 15.6% .22 1.47 9/30 .08 .21 12/31 .368 .3584253 Ultra Clean (NDQ) UCTT 21.43 2 1 4 1.45 NMF NIL d.01 NIL 9/30 .01 d.15 9/30 NIL NIL3721 Ultragenyx Pharma. (NDQ) RARE 38.91 3 4 3 1.50 NMF NIL d9.99 NIL 9/30 d1.96 d1.74 9/30 NIL NIL3869 Ultralife Corp. (NDQ) ULBI 8.60 3 3 4 .95 6.0 NIL 1.44 NIL 9/30 .06 .09 9/30 NIL NIL5508 Umpqua Holdings (NDQ) UMPQ 16.49 4 4 3 1.10 6.8 5.1% 2.44 .84 9/30 1.23 .41 12/31 .21 .215509 Union Bankshrs, Inc. (ASE) UNB 34.57 4 4 3 .55 20.7 3.6% 1.67 1.24 9/30 .62 .52 12/31 .31 .304872 Unit Corp. (NYSE) UNT 0.85 3 2 5 2.45 6.5 NIL .13 NIL 9/30 d.40 .36 9/30 NIL NIL3453 United Bancorp (NDQ) UBCP 12.70 3 3 3 .55 12.8 4.3% .99 .55 9/30 .31 .25 9/30 .138 .133454 United Bancshares (NDQ) UBOH 22.01 3 3 3 .70 8.1 2.4% 2.73 .52 9/30 .74 .55 12/31 .13 .125510 United Bkshrs W.Va. (NDQ) UBSI 38.07 2 2 3 1.10 14.9 3.6% 2.55 1.36 9/30 .65 .62 12/31 .34 .345511 United Community (NDQ) UCBI 31.13 1 2 3 1.15 13.6 2.2% 2.29 .68 9/30 .63 .54 12/31 .17 .15

4132 4292 Utd. Community Fin’l (NDQ) UCFC 11.27 * * 3 .75 13.9 2.8% .81 .32 9/30 .22 .19 9/30 .08 .073469 United Fire Group (NDQ) UFCS 43.99 4 3 3 .80 NMF 3.0% .31 1.32 9/30 d.09 .43 9/30 .33 .313805 United-Guardian Inc. (ASE) UG 19.74 2 3 3 .45 23.0 5.6% .86 1.10 9/30 .23 .29 12/31 ◆ .55 .553470 United Insurance (NDQ) UIHC 13.02 5 4 3 1.00 NMF 1.8% d.78 .24 9/30 d.66 d.27 12/31 .06 .065512 UNIVEST CORP. (NDQ) UVSP 25.77 3 3 3 .85 11.0 3.1% 2.34 .80 9/30 .60 .51 12/31 .20 .205303 USA Compression (NYSE) USAC 16.66 ▲ 2 2 4 1.40 NMF 12.6% .02 2.10 9/30 .02 d.10 9/30 .525 .5255260 USA Technologies (NDQ) USAT 6.65 3 3 4 1.40 NMF NIL d.66 NIL 9/30 d.22 d.10 9/30 NIL NIL3846 US Concrete Inc. (NDQ) USCR 39.78 2 2 4 1.25 53.8 NIL .74 NIL 9/30 .79 .39 9/30 NIL NIL3929 U.S. Energy Corp. (NDQ) USEG 0.35 3 3 5 1.60 NMF NIL d.06 NIL 9/30 d.03 .03 9/30 NIL NIL5063 U S Global Invs (NDQ) GROW 1.50 3 3 5 .70 NMF 2.0% d.38 .03 9/30 d.24 d.08 12/31 .008 .0084130 US Gold Corp. (NDQ) USAU 0.80 3 2 5 1.25 NMF NIL d.53 NIL 7/31 d.17 d.08 9/30 NIL NIL4488 US Lime & Minerals (NDQ) USLM 99.47 3 3 2 .75 22.2 0.5% 4.49 .54 9/30 1.76 .81 12/31 .135 .1353622 U.S. Physical (NYSE) USPH 114.95 2 2 3 .90 50.9 1.0% 2.26 1.20 9/30 .66 .13 9/30 .30 .233930 U.S. Well Services (NYSE) USWS 1.87 - - - NMF NMF NIL d2.32 NIL 9/30 d.45 .00 9/30 NIL NIL3286 U.S. Xpress (NYSE) USX 4.56 4 3 - NMF 17.5 NIL .26 NIL 9/30 d.03 .33 9/30 NIL NIL4061 UNITIL Corp. (ASE) UTL 60.80 2 3 2 .50 20.7 2.4% 2.94 1.48 9/30 .15 .19 9/30 .37 .3655130 Unity Bancorp (NDQ) UNTY 22.72 1 2 3 .60 10.7 1.4% 2.12 .32 9/30 .54 .50 9/30 .08 .075330 Unity Biotechnology (NYSE) UBX 6.90 4 4 - NMF NMF NIL d2.04 NIL 9/30 d.51 d.45 9/30 NIL NIL3471 Universal Insurance (ASE) UVE 29.41 5 4 3 1.15 11.2 NIL 2.63 NIL 9/30 .59 1.04 12/31 .16 .163287 Universal Logistics (NDQ) ULH 20.65 4 3 4 1.10 15.5 2.0% 1.33 .42 9/30 d.30 .53 12/31 .105 .1054519 Univ. Stainless (NDQ) USAP 14.40 5 4 5 1.40 26.7 NIL .54 NIL 9/30 .09 .44 9/30 NIL NIL3310 Universal Tech (NYSE) UTI 5.85 2 2 5 1.40 NMF NIL d1.18 NIL 6/30 d.07 d.52 9/30 NIL NIL5261 Upland Software (NDQ) UPLD 38.38 3 3 3 .75 NMF NIL d1.03 NIL 9/30 d.50 d.21 9/30 NIL NIL5531 Upwork, Inc. (NYSE) UPWK 11.67 4 4 - NMF NMF NIL d.14 NIL 9/30 d.03 d.20 9/30 NIL NIL3030 Utah Medical Prods. (NDQ) UTMD 107.00 3 2 3 .85 29.1 1.0% 3.68 1.10 9/30 .99 1.80 12/31 .275 .274082 UTStarcom Holdings (NDQ) UTSI 2.98 4 3 - .80 NMF NIL d.03 NIL 9/30 d.06 .06 9/30 NIL NIL4873 VAALCO Energy (NYSE) EGY 1.78 3 2 4 1.80 17.8 NIL .10 NIL 9/30 d.07 1.28 9/30 NIL NIL4043 VOXX International (NDQ) VOXX 4.55 ▼ 3 3 4 1.30 19.8 NIL .23 NIL 8/31 d.24 d.30 9/30 NIL NIL3260 VSE Corp (NDQ) VSEC 39.37 3 3 4 1.15 12.0 0.9% 3.28 .36 9/30 .95 .92 12/31 .09 .084467 vTv Therapeutics (NDQ) VTVT 1.49 4 3 5 1.60 NMF NIL d.59 NIL 9/30 d.13 d.06 9/30 NIL NIL4510 Valhi, Inc. (NYSE) VHI 2.05 3 3 5 1.70 3.7 3.9% .55 .08 9/30 .42 .42 9/30 .02 .025513 Valley Natl Bancp NJ (NYSE) VLY 11.93 1 2 3 1.05 11.8 3.7% 1.01 .44 9/30 .24 .20 12/31 .11 .113723 Vanda Pharma. (NDQ) VNDA 16.53 4 5 3 .90 7.4 NIL 2.24 NIL 9/30 1.84 .13 9/30 NIL NIL3076 Vapotherm, Inc. (NYSE) VAPO 10.58 - - - NMF NMF NIL d3.56 NIL 9/30 d.65 .00 9/30 NIL NIL5262 Varonis Systems (NDQ) VRNS 77.37 3 3 3 1.25 NMF NIL d1.91 NIL 9/30 d.56 d.25 9/30 NIL NIL4329 Vascular Biogenics (NDQ) VBLT 1.22 ▼ 3 3 - 1.00 NMF NIL d.21 NIL 9/30 .14 d.15 9/30 NIL NIL3724 Vaxart, Inc. (NDQ) VXRT 0.31 3 3 5 .70 NMF NIL d1.58 NIL 9/30 d.32 d.92 9/30 NIL NIL4629 Vector Group Ltd. (NYSE) VGR 12.90 3 3 3 .90 18.4 12.4% .70 1.60 9/30 .23 .07 12/31 .40 .3813261 Vectrus, Inc. (NYSE) VEC 51.28 2 2 4 1.00 17.3 NIL 2.97 NIL 9/30 .80 .86 9/30 NIL NIL4829 Venator Materials (NYSE) VNTR 3.70 3 3 5 1.95 NMF NIL d.66 NIL 9/30 d.18 d3.46 9/30 NIL NIL4727 Veracyte, Inc. (NDQ) VCYT 28.47 2 3 4 1.40 NMF NIL d.20 NIL 9/30 d.02 d.12 9/30 NIL NIL3725 Verastem Inc. (NDQ) VSTM 1.16 2 3 5 1.60 NMF NIL d1.87 NIL 9/30 d.41 d.29 9/30 NIL NIL3726 Vericel Corp. (NDQ) VCEL 18.87 2 3 4 1.55 NMF NIL d.34 NIL 9/30 .07 d.02 9/30 NIL NIL3931 Veritex Holdings (NDQ) VBTX 25.80 3 3 3 .85 16.9 1.9% 1.53 .50 9/30 .51 .36 12/31 .125 NIL3827 Veritiv Corp. (NYSE) VRTV 17.78 4 4 5 1.35 NMF NIL d1.48 NIL 9/30 .31 .09 9/30 NIL NIL3331 Veritone, Inc. (NDQ) VERI 3.20 3 3 4 2.10 NMF NIL d3.20 NIL 9/30 d.64 d.86 9/30 NIL NIL5263 Verra Mobility (NYSE) VRRM 14.86 3 3 - NMF NMF NIL d.12 NIL 9/30 .11 .09 9/30 NIL NIL3727 Verrica Pharma. (NYSE) VRCA 16.20 2 2 - NMF NMF NIL d1.12 NIL 9/30 d.24 d.23 9/30 NIL NIL3301 Vertex Energy, Inc. (NDQ) VTNR 1.62 3 4 5 1.35 NMF NIL d.38 NIL 9/30 d.09 d.08 9/30 NIL NIL3077 Veru, Inc. (NDQ) VERU 2.12 3 3 4 1.10 NMF NIL d.27 NIL 6/30 d.04 d.15 9/30 NIL NIL4216 Vicor Corp. (NDQ) VICR 41.48 4 3 3 1.35 88.3 NIL .47 NIL 9/30 .14 .32 9/30 NIL NIL5064 Victory Capital (NDQ) VCTR 20.77 1 2 - NMF 22.1 1.0% .94 .20 9/30 .35 .29 9/30 .05 NIL3078 ViewRay, Inc. (NDQ) VRAY 3.16 3 3 4 1.55 NMF NIL d1.04 NIL 9/30 d.21 d.39 9/30 NIL NIL4927 Viking Therapeutics (NDQ) VKTX 7.19 4 4 4 1.55 NMF NIL d.33 NIL 9/30 d.08 d.11 9/30 NIL NIL4637 Vince Holding Corp (NYSE) VNCE 23.25 2 2 5 1.25 NMF NIL .11 NIL 7/31 .08 d.33 9/30 NIL NIL4874 Viper Energy Part. (NDQ) VNOM 23.10 3 3 3 1.20 30.0 8.0% .77 1.84 9/30 .13 .05 9/30 .47 .604012 Virco Mfg. (NDQ) VIRC 3.89 3 3 4 .65 NMF NIL d.05 NIL 7/31 .38 .35 9/30 NIL .0155264 Virnetx Holding Corp (ASE) VHC 3.50 2 2 4 1.30 NMF NIL d.30 NIL 9/30 d.07 d.08 9/30 NIL NIL5065 Virtu Financial (NDQ) VIRT 16.81 5 4 3 .45 46.7 5.7% .36 .96 9/30 d.04 .08 9/30 .24 .245274 Virtusa Corp. (NDQ) VRTU 45.05 4 5 3 1.00 46.4 NIL .97 NIL 9/30 .20 .01 9/30 NIL NIL5066 Virtus Investment (NDQ) VRTS 117.90 3 3 3 1.45 13.4 2.3% 8.83 2.68 9/30 2.95 3.19 12/31 .67 .55






VI-ZY

3098 Vishay Precision Grp (NYSE) VPG 34.52 5 4 3 1.05 21.6 NIL 1.60 NIL 9/30 .33 .56 9/30 NIL NIL4476 Vista Gold Corp. (ASE) VGZ 0.55 ▼ 2 2 4 .15 NMF NIL d.12 NIL 9/30 d.02 d.02 9/30 NIL NIL5088 Vista Outdoor, Inc. (NYSE) VSTO 8.80 4 4 4 .85 NMF NIL d2.63 NIL 9/30 d.21 d.32 9/30 NIL NIL4810 Vitamin Shoppe (NYSE) VSI 6.49 * * 5 1.25 NMF NIL d.28 NIL 9/30 d.14 .08 9/30 NIL NIL3870 Vivint Solar, Inc. (NYSE) VSLR 7.27 2 3 5 1.30 NMF NIL d.68 NIL 9/30 d.11 d.07 9/30 NIL NIL3722 Vivus Inc. (NDQ) VVUS 2.80 ▼ 3 3 5 1.20 NMF NIL d2.77 NIL 9/30 d1.04 d.87 9/30 NIL NIL4928 Voyager Therapeutics (NDQ) VYGR 14.04 ▼ 4 4 4 1.80 NMF NIL d1.63 NIL 9/30 d.41 d.63 9/30 NIL NIL5110 Vuzix Corp. (NDQ) VUZI 2.09 3 3 4 1.15 NMF NIL d.85 NIL 9/30 d.18 d.19 9/30 NIL NIL4875 W&T Offshore (NYSE) WTI 4.36 3 3 5 2.35 3.1 NIL 1.40 NIL 9/30 .53 .32 9/30 NIL NIL3262 WNS (Holdings) Ltd. (NYSE) WNS 62.51 2 3 - .90 28.3 NIL 2.21 NIL 9/30 .56 .48 9/30 NIL NIL4293 WSFS Finl Corp (NDQ) WSFS 44.29 3 3 3 1.00 15.0 1.1% 2.96 .48 9/30 1.02 1.20 12/31 .12 .114294 WVS Financial Corp. (NDQ) WVFC 16.01 3 3 4 .50 10.0 2.5% 1.60 .40 9/30 .45 .42 9/30 .10 .085067 Waddell & Reed (NYSE) WDR 16.42 ▲ 3 4 3 1.40 8.5 6.1% 1.93 1.00 9/30 .46 .58 12/31 .25 .25

3933 5069 WageWorks Inc. (NYSE) SEE FINAL SUPPLEMENT5068 Walker & Dunlop Inc. (NYSE) WD 64.89 2 2 3 1.05 11.8 1.8% 5.52 1.20 9/30 1.39 1.15 9/30 .30 .254489 Warrior Met Coal (NYSE) HCC 19.90 4 4 4 1.20 1.6 1.0% 12.55 .20 9/30 .87 1.00 9/30 .05 .055514 Washington Trst Bncp (NDQ) WASH 52.38 3 4 3 .90 12.9 3.9% 4.05 2.04 9/30 1.08 1.01 12/31 .51 .434295 Waterstone Financial (NDQ) WSBF 18.88 1 2 2 .65 15.2 2.5% 1.24 .48 9/30 .42 .31 12/31 .12 .124929 WAVE Life Sciences (NDQ) WVE 31.66 4 5 - 1.25 NMF NIL d5.35 NIL 9/30 d1.48 d1.28 9/30 NIL NIL4296 Wayne Savings (NDQ) WAYN 22.10 2 3 3 .50 9.4 3.6% 2.35 .80 9/30 .60 .53 12/31 .20 .155265 Wayside Technology (NDQ) WSTG 13.88 2 1 3 .65 9.6 4.9% 1.44 .68 9/30 .32 .29 12/31 .17 .175515 WesBanco (NDQ) WSBC 37.23 4 4 3 .95 12.2 3.3% 3.04 1.24 9/30 .68 .64 12/31 .31 .295516 Westamerica Bancorp (NDQ) WABC 65.62 2 2 3 1.05 22.5 2.5% 2.92 1.64 9/30 .75 .63 12/31 .41 .404297 Westbury Bancorp (NDQ) WBBW 27.52 3 3 2 .40 13.2 NIL 2.09 NIL 9/30 .57 .39 9/30 NIL NIL4083 Westell Tech. (NDQ) WSTL 0.93 3 2 4 .80 NMF NIL d.99 NIL 9/30 d.23 d.11 9/30 NIL NIL4728 Western Alliance (NYSE) WAL 52.50 3 3 3 1.30 11.1 NIL 4.72 NIL 9/30 1.24 1.05 9/30 NIL NIL4298 Western New England (NDQ) WNEB 9.90 3 3 3 .70 19.4 2.0% .51 .20 9/30 .12 .14 12/31 .05 .044830 Westlake Chemical (NYSE) WLKP 22.80 3 3 3 .90 13.9 8.1% 1.64 1.86 9/30 .42 .38 9/30 .458 .4095069 Westwood Holdings (NYSE) WHG 30.36 ▲ 4 4 3 1.10 29.2 9.5% 1.04 2.88 9/30 .13 .62 12/31 .72 .684820 Weyco Group (NDQ) WEYS 24.76 3 3 3 .95 11.6 3.9% 2.14 .96 9/30 .66 .60 9/30 .24 .233472 White Mtns Ins Gr (NYSE) WTM 1082.68 3 3 1 .65 16.0 0.1% 67.73 1.00 9/30 15.01 18.27 9/30 NIL NIL3263 WidePoint Corp (ASE) WYY 0.36 4 3 5 1.20 NMF NIL .00 NIL 9/30 .00 .00 9/30 NIL NIL4616 Willamette Valley (NDQ) WVVI 7.05 ▲ 3 4 3 .70 21.4 NIL .33 NIL 9/30 .12 .08 9/30 NIL NIL3264 Willscot Corp. (ASE) WSC 17.89 1 2 3 1.45 NMF NIL d.30 NIL 9/30 .00 d.37 9/30 NIL NIL

3133 3814 William Lyon Homes (NYSE) WLH 20.82 * * 4 1.55 12.9 NIL 1.61 NIL 9/30 .24 .68 9/30 NIL NIL4729 Williams Industrial (NYSE) WLMS 1.50 3 3 5 1.05 15.0 NIL .10 NIL 9/30 d.02 d.09 9/30 NIL NIL3891 Willdan Group Inc. (NDQ) WLDN 28.06 3 3 4 1.30 NMF NIL .25 NIL 9/30 .04 .35 9/30 NIL NIL5070 Willis Lease Finance (NDQ) WLFC 61.85 2 3 4 .70 4.9 NIL 12.73 NIL 9/30 3.81 1.47 9/30 NIL NIL4811 Winmark Corp. (NDQ) WINA 177.15 1 2 2 .70 23.3 0.6% 7.59 1.00 9/30 2.24 2.01 9/30 .25 .153099 Wireless Telecom. (ASE) WTT 1.39 3 3 4 .80 NMF NIL d.06 NIL 9/30 d.02 .03 9/30 NIL NIL5071 WisdomTree Inv. (NDQ) WETF 5.05 5 4 4 1.70 NMF 2.4% .01 .12 9/30 .02 .13 9/30 .03 .033107 Workhorse Group, Inc (NDQ) WKHS 2.58 2 3 5 .55 NMF NIL d1.17 NIL 9/30 d.17 d.12 9/30 NIL NIL4669 Workiva, Inc. (NYSE) WK 43.66 3 3 3 .85 NMF NIL d.86 NIL 9/30 d.34 d.25 9/30 NIL NIL5072 World Acceptance (NDQ) WRLD 95.59 3 3 4 1.20 15.0 NIL 6.37 NIL 9/30 .51 1.51 9/30 NIL NIL

Wright Medical Group (NDQ) MOVED TO STANDARD EDITION4330 X4 Pharmaceuticals (NDQ) XFOR 13.25 4 5 4 1.40 NMF NIL d12.81 NIL 9/30 d1.22 d4.56 9/30 NIL NIL3728 XBiotech, Inc. (NDQ) XBIT 12.59 3 3 4 .20 NMF NIL d.64 NIL 9/30 d.15 d.14 9/30 NIL NIL3729 Xencor, Inc. (NDQ) XNCR 38.29 3 3 4 1.25 59.8 NIL .64 NIL 9/30 d.18 .05 9/30 NIL NIL4730 Xenon Pharma. (NDQ) XENE 10.02 3 3 4 1.05 NMF NIL d1.46 NIL 9/30 d.33 d.63 9/30 NIL NIL4468 Xeris Pharma. (NYSE) XERS 8.64 5 4 - NMF NMF NIL d4.55 NIL 9/30 d1.22 d.71 9/30 NIL NIL3730 XOMA Corp. (NDQ) XOMA 24.13 2 2 5 2.00 NMF NIL d.41 NIL 9/30 .20 d.55 9/30 NIL NIL4511 XpresSpa Group, Inc. (NDQ) XSPA 0.72 2 1 5 1.40 NMF NIL d9.34 NIL 9/30 d1.68 d2.20 9/30 NIL NIL5089 YETI Holdings, Inc. (NYSE) YETI 29.57 1 1 - NMF 35.2 NIL .84 NIL 9/30 .25 .21 9/30 NIL NIL4931 Yext, Inc. (NYSE) YEXT 17.15 4 5 3 1.20 NMF NIL d.82 NIL 7/31 d.26 d.20 9/30 NIL NIL4531 Yield10 Bioscience (NDQ) YTEN 0.13 2 2 5 1.55 NMF NIL d.72 NIL 9/30 d.16 d.26 9/30 NIL NIL4930 Y-mAbs Therapeutics (NYSE) YMAB 29.56 2 2 - NMF NMF NIL d2.12 NIL 9/30 d.70 d.42 9/30 NIL NIL4331 Youngevity Intl (NDQ) YGYI 4.43 ▼ 3 3 4 .70 NMF NIL d1.24 NIL 9/30 d.27 d.46 9/30 NIL NIL4876 Yuma Energy, Inc. (NYSE) YUMA 3.23 3 3 5 1.35 NMF NIL d14.14 NIL 9/30 d1.54 d1.50 9/30 NIL NIL5331 Zafgen, Inc. (NDQ) ZFGN 0.82 3 3 5 1.00 NMF NIL d1.36 NIL 9/30 d.35 d.41 9/30 NIL NIL5111 ZAGG, Inc. (NDQ) ZAGG 8.10 5 4 4 1.40 57.9 NIL .14 NIL 9/30 .30 .51 9/30 NIL NIL3731 ZIOPHARM Oncology (NDQ) ZIOP 5.17 3 3 4 1.75 7.5 NIL .69 NIL 9/30 d.43 d.13 9/30 NIL NIL4877 Zion Oil & Gas Inc. (ASE) ZN 0.19 3 3 5 .65 NMF NIL d.55 NIL 9/30 d.02 .02 9/30 NIL NIL5266 Zix Corp. (NDQ) ZIXI 7.39 3 3 3 1.00 NMF NIL d.20 NIL 9/30 d.07 .05 9/30 NIL NIL4469 Zogenix Inc. (NDQ) ZGNX 48.48 ▼ 3 3 4 1.45 NMF NIL d3.20 NIL 9/30 d.95 d1.08 9/30 NIL NIL4670 Zuora, Inc. (NYSE) ZUO 15.72 4 5 - NMF NMF NIL d.74 NIL 7/31 d.19 d.19 9/30 NIL NIL4731 Zynerba Pharma. (NDQ) ZYNE 6.55 3 3 4 2.20 NMF NIL d1.49 NIL 9/30 d.08 d.47 9/30 NIL NIL5131 Zynex, Inc. (OTC) ZYXI 10.72 2 3 4 .45 39.7 NIL .27 NIL 9/30 .06 .07 9/30 NIL NIL



© 2019 Value Line, Inc. All r ights reserved. Factual mater ial is obtained from sources believed to be rel iable and is provided without warranties of any kind.THE PUBLISHER IS NOT RESPONSIBLE FOR ANY ERRORS OR OMISSIONS HEREIN OR ANY DAMAGES OR LOSSES ARISING FROM ANY USE OF THE INFORMATION CONTAINEDHEREIN. This publication is strictly for subscriber's own, non-commercial, internal use. No part of it may be reproduced, resold, stored or transmitted in any printed, electronic or other form,or used for generating or marketing any printed or electronic publication, service or product.

Highest Ranked Stocks in Highest Ranked Industries(Stocks Ranked 1 and 2 for Performance)

Industry Ranks Are Derived From Our Main Publication, The Value Line Investment Survey®

Page Industry Rec. Perf. Tech. Safety Curr. Curr.No. (Industry Rank) Ticker Price Rank Rank Rank Beta P/E Yield


25 Smallest Market-Cap Stocks (in current issue)Recent Mkt. Cap Perf. Tech. Safety Current Current

Page Name of Stock Price (in millions) Rank Rank Rank P/E Ratio Yield

3720 Synthetic Biologics 0.40 6.7 3 3 5 NMF NIL3628 Aevi Genomic Med. 0.12 7.8 3 3 5 NMF NIL3662 CytRx Corp. 0.28 9.4 3 3 5 NMF NIL3724 Vaxart, Inc. 0.31 14.3 3 3 5 NMF NIL3605 Amer. Shared Hosp. 2.49 14.5 3 3 5 20.7 NIL3601 AAC Holdings Inc 0.60 15.1 3 3 5 NMF NIL3608 Diversicare Health 2.50 16.7 3 3 5 NMF NIL3646 Brickell Biotech 2.15 16.8 3 3 5 NMF NIL3610 Interpace Bioscience 0.47 18.0 3 2 5 NMF NIL3692 Melinta Therapeutics 1.57 21.6 3 3 5 NMF NIL3722 Vivus Inc. 2.80 29.8 3 3 5 NMF NIL3707 Protalix BioThera 0.25 37.1 3 3 5 NMF NIL3697 Neon Therapeutics 1.35 38.3 3 3 - NMF NIL3718 Sunesis Pharma. 0.43 47.9 2 3 5 NMF NIL3694 Merrimack Pharma. 3.78 50.5 2 3 4 NMF NIL3619 Psychemedics 9.17 50.6 5 4 4 17.3 7.9%3635 Applied Genetic 2.80 51.0 3 3 4 NMF NIL3719 Surface Oncology 1.84 51.3 3 3 - NMF NIL3705 Pluristem Thera. 3.38 52.8 3 3 4 NMF NIL3684 Kezar Life Sciences 2.81 53.8 3 3 - NMF NIL3631 Alpine Immune Sci. 2.90 53.9 3 3 4 NMF NIL3676 Idera Pharma. 1.88 54.3 2 1 4 NMF NIL3690 Marinus Pharma. 1.06 55.7 2 2 4 NMF NIL3660 Curis Inc. 1.77 58.8 3 3 4 NMF NIL3699 NewLink Genetics 1.59 59.3 4 3 4 NMF NIL

WATER UTILITY (INDUSTRY RANK 1)

4638 Artesian Res. Corp. ARTNA 37.10 1 1 3 0.65 23.2 2.7%

4639 Global Water Res. GWRS 13.69 2 3 3 0.40 NMF 2.1%

PRECIOUS METALS (INDUSTRY RANK 2)

4472 Comstock Mining LODE 0.06 2 2 5 0.85 NMF NIL

4473 Endeavour Silver EXK 1.97 2 3 4 1.10 NMF NIL

4476 Vista Gold Corp. VGZ 0.55 2 2 4 0.15 NMF NIL

IT SERVICES (INDUSTRY RANK 3)

5267 CSP Inc. CSPI 12.90 2 2 3 0.70 NMF 4.7%

INSURANCE (PROP/CAS.) (INDUSTRY RANK 4)

3455 Amerisafe Inc. AMSF 66.94 1 1 3 0.80 16.6 1.5%

3458 Employers Holdings EIG 42.41 2 2 3 1.00 9.2 2.1%

3459 Essent Group, Ltd. ESNT 53.96 1 2 3 1.00 9.9 1.1%

3462 Hallmark Finl Svcs HALL 18.83 2 2 3 0.80 12.1 NIL

ENVIRONMENTAL (INDUSTRY RANK 5)

3288 Advanced Emissions ADES 10.12 1 1 4 1.25 5.7 9.9%

3289 AquaVenture Holdings WAAS 21.52 2 3 4 0.80 NMF NIL

3295 Energy Recovery Inc. ERII 8.78 2 2 4 1.80 35.1 NIL

3119 Evoqua Water Tech. AQUA 19.26 1 2 4 1.65 NMF NIL

4317 Loop Industries LOOP 10.35 2 3 - NMF NMF NIL

3298 Perma-Fix Environ. PESI 6.87 2 2 4 0.75 NMF NIL

3299 Pure Cycle Corp PCYO 12.38 2 3 3 0.90 59.0 NIL

INFORMATION SERVICES (INDUSTRY RANK 6)

3311 Cinedigm Corp. CIDM 0.74 2 3 5 1.25 NMF NIL

HOMEBUILDING (INDUSTRY RANK 7)

3806 Cavco Industries CVCO 197.56 1 2 3 1.10 24.2 NIL

3807 Century Communities CCS 27.99 2 2 3 1.05 10.0 NIL

3809 Green Brick Partners GRBK 11.46 2 2 4 1.35 10.3 NIL

3810 LGI Homes, Inc. LGIH 70.25 1 1 4 1.15 11.3 NIL

3811 M/I Homes MHO 43.99 1 2 3 1.05 10.5 NIL

3813 UMH Properties UMH 14.93 2 2 3 0.75 NMF 4.8%

MED SUPP INVASIVE (INDUSTRY RANK 8)

3007 Alphatec Holdings ATEC 7.10 1 2 5 0.95 NMF NIL

3016 Inspire Medical INSP 68.31 2 2 - NMF NMF NIL






Highest Ranked Stocks in Highest Ranked Industries

3019 LeMaitre Vascular LMAT 35.95 2 2 3 0.85 39.9 0.9%

5122 OrthoPediatrics KIDS 38.99 2 3 4 1.30 NMF NIL

INDUSTRIAL SERVICES (INDUSTRY RANK 10)

3227 BrightView Holdings BV 16.67 2 2 - NMF 39.7 NIL

3229 Cardtronics PLC CATM 42.93 2 2 4 1.10 67.1 NIL

3235 ExlService Holdings EXLS 69.71 2 2 3 0.95 36.7 NIL

3236 Exponent Inc. EXPO 62.96 2 2 2 0.85 42.8 1.0%

3237 Franklin Covey FC 37.71 2 1 3 0.95 NMF NIL

3239 H&E Equipment HEES 33.83 1 1 4 1.95 13.4 3.3%

3241 HERC Holding HRI 47.20 2 1 4 2.05 29.9 NIL

3244 ICF International ICFI 88.01 2 3 3 0.80 24.8 0.6%

3248 McGrath RentCorp MGRC 73.25 1 1 3 0.90 19.0 2.0%

3254 SP Plus Corp. SP 43.76 1 1 3 0.85 20.0 NIL

3261 Vectrus, Inc. VEC 51.28 2 2 4 1.00 17.3 NIL

3262 WNS (Holdings) Ltd. WNS 62.51 2 3 - 0.90 28.3 NIL

3264 Willscot Corp. WSC 17.89 1 2 3 1.45 NMF NIL

COMPUTER SOFTWARE (INDUSTRY RANK 11)

5201 Agilysys, Inc. AGYS 25.17 2 3 3 0.80 NMF NIL

5203 Alteryx, Inc. AYX 107.27 2 2 3 1.00 NMF NIL

5204 Amer. Software AMSWA 15.95 1 1 3 0.95 72.5 2.8%

5206 Appian Corp. APPN 43.80 2 3 4 0.65 NMF NIL

5207 Aspen Technology AZPN 123.26 2 3 3 1.15 31.9 NIL

5213 Brightcove, Inc. BCOV 8.99 2 2 3 0.90 NMF NIL

5215 Cardlytics, Inc. CDLX 54.78 1 2 - NMF NMF NIL

5219 Descartes Systems DSGX 42.59 2 2 3 0.95 NMF NIL

5220 Digimarc Corporation DMRC 33.96 2 2 4 0.85 NMF NIL

5223 Everbridge, Inc. EVBG 85.75 2 3 3 1.15 NMF NIL

5226 Icad Inc. ICAD 7.00 2 1 5 1.30 NMF NIL

5230 Intelligent Sys. INS 43.24 1 1 4 0.75 40.4 NIL

5234 Marin Software Inc. MRIN 1.56 2 2 5 0.40 NMF NIL

5235 MicroStrategy MSTR 152.76 2 2 3 1.00 62.1 NIL

5236 MobileIron, Inc. MOBL 4.75 2 3 4 1.25 NMF NIL

5238 MongoDB, Inc. MDB 146.88 2 3 3 1.10 NMF NIL

5242 PDF Solutions PDFS 15.69 2 1 3 1.45 NMF NIL

5244 Pegasystems Inc. PEGA 77.61 2 2 3 1.20 NMF 0.2%

5245 Progress Software PRGS 41.52 2 3 3 1.10 37.7 1.5%

5246 Proofpoint Inc. PFPT 118.46 2 2 3 1.30 NMF NIL

5249 RealPage Inc. RP 54.66 2 2 3 0.90 NMF NIL

5250 Red Violet, Inc. RDVT 17.10 1 2 - NMF NMF NIL

5253 Sapiens Int’l Corp. SPNS 22.65 2 1 - 1.05 48.2 1.0%

5255 Simulations Plus SLP 34.67 2 3 3 0.70 72.2 0.7%

5258 Sykes Enterprises SYKE 35.31 1 1 3 1.00 25.4 NIL

5264 Virnetx Holding Corp VHC 3.50 2 2 4 1.30 NMF NIL

5265 Wayside Technology WSTG 13.88 2 1 3 0.65 9.6 4.9%

RETAIL AUTOMOTIVE (INDUSTRY RANK 12)

4883 America’s Car-Mart CRMT 104.71 2 3 3 1.00 13.4 NIL

FINANCIAL SVCS. (DIV.) (INDUSTRY RANK 13)

5002 Air Lease Corp. AL 46.54 2 2 3 1.50 9.5 1.1%

5005 Ares Management ARES 32.75 2 2 3 1.15 37.6 3.9%

5009 Asta Funding ASFI 10.35 2 2 4 0.45 11.5 NIL

5010 Atlanticus Holdings ATLC 7.55 1 1 5 0.70 2.3 NIL

5011 CBIZ, Inc. CBZ 26.49 1 1 2 0.80 20.9 NIL

5012 CPI Card Group PMTS 1.05 2 2 5 0.85 NMF NIL

5014 Cass Information CASS 56.81 1 1 3 0.95 27.1 1.8%

5015 Cohen & Steers CNS 66.61 1 2 2 0.90 25.9 2.2%

5016 Colliers Intl Group CIGI 71.76 1 2 3 1.15 26.5 0.1%

4893 Crawford & Co. CRDB 10.10 2 2 3 0.90 18.7 2.0%

4099 EVO Payments EVOP 28.10 2 2 - NMF NMF NIL

5020 Encore Capital ECPG 36.51 2 3 4 1.25 6.7 NIL

5023 Everi Holdings EVRI 13.34 2 3 5 1.60 40.4 NIL

5024 EVERTEC, Inc. EVTC 32.35 2 2 3 1.00 24.1 0.6%

5028 Franchise Group FRG 13.50 1 1 4 0.70 NMF NIL

5032 Hamilton Lane, Inc. HLNE 57.59 1 1 3 1.00 38.1 1.9%

5034 Horace Mann Educ. HMN 43.85 2 2 2 0.90 14.7 2.6%

5050 On Deck Capital ONDK 4.17 2 2 5 1.40 9.9 NIL

5049 OneMain Holdings OMF 43.27 2 1 4 1.45 7.7 2.3%

5052 PRA Group, Inc. PRAA 37.15 2 2 4 1.15 22.8 NIL

5053 Paysign, Inc. PAYS 9.72 2 2 4 0.80 88.4 NIL

5057 Radian Group RDN 25.81 2 2 3 1.05 8.5 NIL

5058 Regional Management RM 33.20 2 2 4 1.20 9.9 NIL

5064 Victory Capital VCTR 20.77 1 2 - NMF 22.1 1.0%

5068 Walker & Dunlop Inc. WD 64.89 2 2 3 1.05 11.8 1.8%

5070 Willis Lease Finance WLFC 61.85 2 3 4 0.70 4.9 NIL

THRIFT (INDUSTRY RANK 14)

4263 ESSA Bancorp Inc. ESSA 17.37 2 2 3 0.55 15.8 2.3%

4264 First Capital, Inc. FCAP 69.55 2 2 3 0.45 22.3 1.4%

4265 First Defiance Finl FDEF 30.53 1 1 2 0.85 12.6 2.9%

4266 First Savings Fin. FSFG 67.40 1 1 2 0.55 9.4 0.9%

4267 Flagstar Bancorp FBC 36.57 1 2 3 0.85 9.8 0.4%

4269 HMN Financial HMNF 20.76 2 2 2 0.50 10.8 NIL

4273 Home Federal HFBL 37.86 2 3 3 0.40 14.6 1.7%

4274 IF Bancorp Inc. IROQ 22.00 2 1 2 0.55 20.2 1.4%

4279 Malvern Bancorp MLVF 22.97 2 2 3 0.55 18.7 NIL

4280 Meridian Bancorp EBSB 19.89 1 2 2 0.75 16.6 1.4%

4281 Meta Financial Grp. CASH 35.67 2 2 3 0.95 14.4 0.6%

4282 NASB Finl NASB 43.50 2 3 3 0.55 8.5 4.6%

4286 Provident Finl Hldgs PROV 22.36 2 2 2 0.60 33.4 2.5%

4289 Southern Mo. Bancorp SMBC 37.61 2 2 3 0.70 11.6 1.6%






Highest Ranked Stocks in Highest Ranked Industries

4290 TFS Financial Corp. TFSL 19.93 2 2 2 0.80 71.2 5.4%

4295 Waterstone Financial WSBF 18.88 1 2 2 0.65 15.2 2.5%

4296 Wayne Savings WAYN 22.10 2 3 3 0.50 9.4 3.6%

PIPELINE MLPS (INDUSTRY RANK 16)

3490 Crestwood Equity CEQP 31.96 2 2 4 1.50 10.0 7.5%

3492 Delek Logistics DKL 31.98 2 2 4 0.95 12.0 11.0%

3495 Global Partners GLP 19.98 1 1 4 1.15 8.5 10.4%

3502 PBF Logistics, LP PBFX 20.30 2 1 3 0.95 11.9 10.2%

3505 TC PipeLines TCP 39.41 1 1 3 1.20 NMF 6.6%

ELECTRIC UTILITY (EAST) (INDUSTRY RANK 17)

4061 UNITIL Corp. UTL 60.80 2 3 2 0.50 20.7 2.4%

MEDICAL SERVICES (INDUSTRY RANK 18)

3603 Addus HomeCare ADUS 93.30 2 3 3 0.80 62.2 NIL

3607 CorVel Corp. CRVL 81.57 2 3 3 0.90 31.7 NIL

3609 Ensign Group Inc. ENSG 44.09 2 3 3 1.00 22.5 0.4%

3611 The Joint Corp. JYNT 19.08 2 2 4 0.90 95.4 NIL

3612 LHC Group LHCG 136.09 2 3 3 0.90 45.1 NIL

3614 Natera, Inc. NTRA 39.45 2 3 4 1.20 NMF NIL

3615 Natl HealthCare NHC 86.97 2 3 2 0.75 18.3 2.4%

3616 NeoGenomics, Inc. NEO 25.69 2 2 3 1.05 NMF NIL

4115 Oxford Immunotec OXFD 16.66 2 2 3 0.70 13.3 NIL

3622 U.S. Physical USPH 114.95 2 2 3 0.90 50.9 1.0%

MED SUPP NON-INVASIVE (INDUSTRY RANK 21)

3035 Atrion Corp ATRI 714.72 2 2 3 0.65 36.4 0.9%

3037 BioLife Solutions BLFS 16.65 2 3 4 1.25 36.2 NIL

3041 Digirad Corp. DRAD 3.13 2 2 5 1.25 NMF NIL

3043 Electromed Inc. ELMD 9.19 2 2 5 1.15 27.8 NIL

3049 InfuSystem Holdings INFU 7.72 2 2 4 0.65 NMF NIL

3058 Misonix Inc MSON 20.81 2 3 4 0.70 NMF NIL

3059 NanoString Tech. NSTG 25.59 2 3 4 1.25 NMF NIL

4909 Neuronetics, Inc. STIM 4.22 2 2 - NMF NMF NIL

3066 Quidel Corp QDEL 68.86 2 3 3 1.25 38.5 NIL

3068 ReWalk Robotics RWLK 2.16 2 3 5 1.30 NMF NIL

3070 Semler Scientific SMLR 42.48 2 2 4 0.75 25.3 NIL

3071 Senseonics Holdings SENS 0.96 2 3 4 1.00 NMF NIL

5131 Zynex, Inc. ZYXI 10.72 2 3 4 0.45 39.7 NIL

TOILETRIES/COSMETICS (INDUSTRY RANK 25)

3804 Nature’s Sunshine NATR 10.27 2 2 3 1.15 68.5 NIL

3805 United-Guardian Inc. UG 19.74 2 3 3 0.45 23.0 5.6%

FURN/HOME FURNISHINGS (INDUSTRY RANK 27)

4002 Crown Crafts Inc. CRWS 6.59 2 2 3 0.55 11.4 4.9%

4009 Nova Lifestyle. Inc. NVFY 0.51 2 2 5 1.25 6.4 NIL

3924 Purple Innovation PRPL 8.56 1 2 4 0.30 NMF NIL

4010 Richelieu Hardware RCH.TO 26.50 2 1 - 0.65 22.6 1.0%

HOUSEHOLD PRODUCTS (INDUSTRY RANK 29)

3822 Prestige Brands PBH 37.70 1 1 3 1.05 13.2 NIL

FOOD PROCESSING (INDUSTRY RANK 30)

4617 Alico Inc. ALCO 33.19 2 2 3 0.80 11.9 0.7%

4618 Bridgford Foods BRID 25.30 2 3 4 0.75 32.4 NIL

4625 Sanfilippo John B. JBSS 99.44 2 1 3 0.65 25.0 0.6%

BUILDING MATERIALS (INDUSTRY RANK 31)

3828 Advanced Drainage WMS 37.28 2 2 3 1.00 NMF 1.0%

3829 Aspen Aerogels, Inc. ASPN 7.10 2 2 4 1.10 NMF NIL

3830 BMC Stock Holdings BMCH 29.21 2 2 3 1.15 16.8 NIL

3833 Chase Corp. CCF 116.18 2 1 3 1.05 33.6 0.7%

3836 Forterra, Inc. FRTA 10.95 1 2 5 2.20 NMF NIL

3837 Foundation Building FBM 20.90 2 1 3 1.05 31.2 NIL

3838 GMS Inc. GMS 31.10 1 1 4 1.55 18.3 NIL

3841 Installed Building IBP 71.98 1 1 3 1.15 33.2 NIL

3844 Select Interior SIC 10.42 2 2 - NMF NMF NIL

3846 US Concrete Inc. USCR 39.78 2 2 4 1.25 53.8 NIL

EDUCATIONAL SERVICES (INDUSTRY RANK 33)

3310 Universal Tech UTI 5.85 2 2 5 1.40 NMF NIL




At press time, the authors did not have a position in the stocks mentioned. For a complete list of the stocks in theseportfolios, please turn to pages 30 and 31.

Small & Mid-Cap Model PortfolioTrade-related optimism helped lift equities during the holiday-shortened week. Indications that the U.S. andChina are making progress in securing a phase one trade deal were encouraging. The latest development cameafter China announced new guidelines for the protection of patents and copyrights, which have been a majorsticking point in negotiations. Other positive factors included a healthy reading in consumer confidence, whichmay have been an outgrowth of the country’s robust job market, and a decent close to the third-quarter earningsseason. Moreover, the major benchmarks reported gains of between 0.4% and 0.7% for the week, and in theprocess, established record levels. Meanwhile, a nearly 1.5% surge for the Russell 2000 helped the index jumpto a fresh 52-week high, and the Value Line Small & Mid-Cap Model portfolio advanced nearly 2.0%.

Portfolio sentiment was mostly positive, with the number of stocks in the green outnumbering those in the redby a nearly 6-to-1 ratio. The key contributor was EverQuote (EVER), which advanced an impressive 12%. Basedon consensus expectations, the company is expected to deliver revenue growth of nearly 49% and 28% this yearand next, to $243 million and $310 million, respectively. While share losses are likely in 2019 and 2020, invest-ments to drive traffic and expand engagement with its insurance provider network should pay dividends downthe road. At this time, we are not making any changes to the 40-stock portfolio.

Dominic SilvaEditorial Analyst

Small & Mid-Cap Dividend Model PortfolioOver a holiday-shortened four-day trading span, the major domestic stock markets moved higher, as investorscheered indications from China that it was ready to possibly move on a phase one trade deal. Also, the Novem-ber reading on consumer confidence was rather strong, and data on the housing front has been generally posi-tive. Meanwhile, retailers weighed in with a mixed bag of earnings and outlooks. Finally, oil prices bouncedback following news that inventories rose less-than-expected and OPEC will likely extend production cuts tomid-2020. All told, the DJIA, S&P 500, and NASDAQ advanced in the vicinity of half a percentage point each.Smaller capitalization issues, which were relative laggards over the prior two weeks, registered the most impres-sive showing, with the Russell 2000 climbing 1.5%.

Though the Value Line Small- and Mid-Cap Dividend Model Portfolio underperformed the Russell, it delivered asolid 0.5% gain, as advancers outpaced decliners by a 1.6-to-1 ratio. With calendar third-quarter earnings seasonpredominantly in the rear-view mirror, news was scarce across our 30 holdings. One of our recent additions,Powell Industries, Inc. (POWL), led the way with more than a 5% gain. Indeed, with the release of 2019 fiscalfourth-quarter (ended September 30th) results fast approaching, shares of the electrical equipment manufacturerascended to a 52-week high price. At the other end of the spectrum was Crown Crafts, Inc. (CRWS). The thinly-traded stock pulled back 7% in value, but has still risen about 50% from a 52-week low reached in mid-June. Atthis time, we are leaving the portfolio’s structure intact.

Michael LaveryEditorial Analyst




Ratings &Reports Recent Perform. Tech. Financial

Page Ticker Company Price Rank Rank Safety P/E Yield% Beta Strength Industry Name

5521 ETSY Etsy, Inc. 42.77 3 3 3 52.2 Nil 1.40 B+ Internet5522 EVER EverQuote, Inc. 33.46 1 2 NR NMF Nil NMF Internet5529 TTGT TechTarget 29.36 2 2 3 53.4 Nil 0.95 B+ Internet5073 GOLF Acushnet Holdings 30.58 2 3 3 20.3 1.8 1.05 B++ Recreation3847 AMRC Ameresco Inc. 16.49 3 3 3 23.2 Nil 1.15 B Power4678 BCML BayCom Corp. 22.24 3 3 3 16.5 Nil 1.00 B+ Bank5436 CBU Community Bank 68.29 3 3 2 21.4 2.4 1.00 A Bank5498 SYBT Stock Yards Bancorp 41.34 1 2 2 14.8 2.5 0.85 B++ Bank3607 CRVL CorVel Corp. 81.57 2 3 3 31.7 Nil 0.90 B++ Medical Services3615 NHC Natl HealthCare 86.97 2 3 2 18.3 2.4 0.75 B++ Medical Services3620 RCM R1 RCM, Inc. 12.70 3 3 4 NMF Nil 0.75 B Medical Services224 NVCR M NovoCure Limited 92.74 2 3 4 NMF Nil 1.25 B+ Med Supp Non-Invasive

5206 APPN Appian Corp. 43.80 2 3 4 NMF Nil 0.65 B+ Computer Software5207 AZPN Aspen Technology 123.26 2 3 3 31.9 Nil 1.15 A Computer Software5211 BL BlackLine, Inc. 54.24 3 3 3 NMF Nil 0.85 B+ Computer Software5218 CYBR CyberArk Software 123.76 3 3 NR 79.3 Nil 1.35 Computer Software5230 INS Intelligent Sys. 43.24 1 1 4 40.4 Nil 0.75 B Computer Software5235 MSTR MicroStrategy 152.76 2 2 3 62.1 Nil 1.00 B++ Computer Software5250 RDVT Red Violet, Inc. 17.10 1 2 NR NMF Nil NMF Computer Software5011 CBZ CBIZ, Inc. 26.49 1 1 2 20.9 Nil 0.80 B++ Financial Svcs. (Div.)5025 AGM Fed. Agricultural 83.57 3 1 4 10.7 3.4 1.10 C+ Financial Svcs. (Div.)5032 HLNE Hamilton Lane, Inc. 57.59 1 1 3 38.1 1.9 1.00 B++ Financial Svcs. (Div.)5068 WD Walker & Dunlop Inc. 64.89 2 2 3 11.8 1.8 1.05 B Financial Svcs. (Div.)4061 UTL UNITIL Corp. 60.80 2 3 2 20.7 2.4 0.50 B+ Electric Utility (East)3290 CWST Casella Waste Sys. 44.96 3 3 3 NMF Nil 1.00 B+ Environmental3877 BAND Bandwidth 53.39 3 3 3 NMF Nil 1.10 B+ Telecom. Utility4443 LFVN Lifevantage Corp. 15.04 3 3 4 26.9 Nil 1.20 B Drug3236 EXPO Exponent Inc. 62.96 2 2 2 42.8 1.0 0.85 A Industrial Services193 TNDM M Tandem Diabetes Care 71.19 3 3 4 NMF Nil 1.25 B+ Med Supp Invasive

4727 VCYT Veracyte, Inc. 28.47 2 3 4 NMF Nil 1.40 B+ Biotechnology4657 PRFT Perficient Inc 42.29 2 3 3 41.5 Nil 0.85 B++ E-Commerce4290 TFSL TFS Financial Corp. 19.93 2 2 2 71.2 5.4 0.80 B++ Thrift4822 CSWI CSW Industrials 73.48 3 3 2 25.5 0.7 0.95 B++ Chemical (Diversified)3828 WMS Advanced Drainage 37.28 2 2 3 NMF 1.0 1.00 B+ Building Materials4883 CRMT America’s Car-Mart 104.71 2 3 3 13.4 Nil 1.00 B Retail Automotive4052 KW Kennedy-Wilson Hldgs 22.48 1 1 3 33.1 3.7 1.15 B Diversified Co.4602 ALG Alamo Group 118.24 2 2 3 19.9 0.4 0.90 B+ Machinery3458 EIG Employers Holdings 42.41 2 2 3 9.2 2.1 1.00 B++ Insurance (Prop/Cas.)3467 SAFT Safety Insurance 98.02 3 2 2 16.8 3.7 0.85 A Insurance (Prop/Cas.)2395 OUT M OUTFRONT Media 24.95 3 1 3 19.8 6.1 1.05 B+ Advertising

Small and Mid-Cap Model PortfolioStocks with Above-Average Year-Ahead Price Potential

(Primarily suitable for more aggressive investors)

(*)Newly added stocks.(M)Moved to Standard Edition.

To qualify for purchase in the above portfolio, a stock must have a Performance rank of 1 or 2. If a stock’s Performance rank falls below 2, it will be considered forremoval. Stocks in the above portfolio are selected and monitored by Dominic Silva, Portfolio Manager—Small and Mid-Cap.

We initiated our Small and Mid-Cap model portfolio on October 12, 2001. It consists of a selection of Rank 1 & 2 stocks, with many selected from the ‘Timely Stocks inTimely Industries’ table. Investors might well benefit from such a strategy in the long run. As a stock’s Rank moves below 2 (Above Average), it will most often be ‘sold’and replaced with a new stock, ranked 1 or 2, having more favorable year-ahead price potential. Also, if coverage of a model portfolio stock moves from the Small andMid-Cap to the Value Line Investment Survey, we will not ‘sell’ it at that point in time if it is favorably Ranked for Timeliness in that Service.

There weren’t any changes made to the model portfolio this week.




Ratings &Reports Recent Perform. Tech. Financial

Page Ticker Company Price Rank Rank Safety P/E Yield% Beta Strength Industry Name

5405 AROW Arrow Financial 36.60 2 2 2 15.1 2.8 0.75 B++ Bank

5118 BKSC Bank of South Carol 18.90 3 3 3 14.4 3.4 0.55 B+ Bank

5428 CATY Cathay General 37.29 3 4 3 10.8 3.3 1.15 B++ Bank

4061 UTL UNITIL Corp. 60.80 2 3 2 20.7 2.4 0.50 B+ Electric Utility (East)

5204 AMSWA Amer. Software 15.95 1 1 3 72.5 2.8 0.95 B+ Computer Software

5255 SLP Simulations Plus 34.67 2 3 3 72.2 0.7 0.70 B+ Computer Software

3248 MGRC McGrath RentCorp 73.25 1 1 3 19.0 2.0 0.90 B++ Industrial Services

4052 KW Kennedy-Wilson Hldgs 22.48 1 1 3 33.1 3.7 1.15 B Diversified Co.

5073 GOLF Acushnet Holdings 30.58 2 3 3 20.3 1.8 1.05 B++ Recreation

5084 MPX Marine Products Corp 15.29 4 5 3 17.8 3.1 0.95 B+ Recreation

3106 MLR Miller Inds. 36.15 2 3 3 10.8 2.0 0.95 B+ Heavy Truck & Equip

4045 EBF Ennis Inc. 20.62 3 3 3 14.1 4.4 0.80 B++ Office Equip/Supplies

5313 NRC National Research 63.80 2 3 3 52.3 1.2 0.90 B+ Healthcare Information

3805 UG United-Guardian Inc. 19.74 2 3 3 23.0 5.6 0.45 B Toiletries/Cosmetics

3405 RGCO RGC Resources Inc 28.57 2 3 3 26.5 2.3 0.40 B Natural Gas Utility

4002 CRWS Crown Crafts Inc. 6.59 2 2 3 11.4 4.9 0.55 B Furn/Home Furnishings

5519 CCOI Cogent Comm. 62.96 2 3 3 76.8 4.1 0.85 B+ Internet

3615 NHC Natl HealthCare 86.97 2 3 2 18.3 2.4 0.75 B++ Medical Services

3467 SAFT Safety Insurance 98.02 3 2 2 16.8 3.7 0.85 A Insurance (Prop/Cas.)

5267 CSPI CSP Inc. 12.90 2 2 3 NMF 4.7 0.70 B IT Services

627 HEP M Holly Energy Part. 22.37 1 3 3 12.2 12.0 0.95 B Pipeline MLPs

3505 TCP TC PipeLines 39.41 1 1 3 NMF 6.6 1.20 B Pipeline MLPs

638 WES M Western Midstream Part.18.36 2 2 3 12.7 13.5 1.45 B+ Pipeline MLPs

4485 KALU Kaiser Aluminum 108.77 2 2 3 18.5 2.2 1.10 B+ Metals & Mining (Div.)

4024 TACT TransAct Tech. 11.24 3 1 4 38.8 3.2 0.90 B Computers/Peripherals

4805 SUN Sunoco LP 31.32 3 1 3 32.6 10.5 1.15 B Retail (Hardlines)

4213 POWL Powell Industries 41.41 3 2 3 NMF 2.5 1.25 B+ Electrical Equipment

5062 TSLX TPG Specialty Lend. 21.37 3 3 2 10.8 7.3 0.75 B+ Financial Svcs. (Div.)

3484 PCTI PCTEL Inc 8.72 2 2 3 NMF Nil 0.85 B Wireless Networking

4265 FDEF First Defiance Finl 30.53 1 1 2 12.6 2.9 0.85 B++ Thrift

(*)Newly added stocks.

Small and Mid-Cap Model PortfolioStocks with Above-Average Dividend Yields

(Primarily suitable for investors interested in current income)

To qualify for purchase in the above portfolio, a stock must have a yield above the median of dividend payers in our 3,500 stock universe; a Performance rank of 1, 2,or 3; and a Safety rank of 4 or better.

If a stock’s Performance rank moves below 4, that stock will be automatically removed. Also, if coverage of a model portfolio stock moves from the Small and Mid-Capto The Value Line Investment Survey, we will not sell it as long as we find it suitable to remain in the portfolio.

There weren’t any changes made to the model portfolio this week.

(M)Moved to Standard Edition.




Conservative StocksStocks Ranked 1 for Relative Safety

Conservative StocksStocks Ranked 2 for Relative Safety

Page Recent Perf. Tech. Crt. Crt.No. Stock Name Ticker Price Rank Rank Beta P/E Yield

Page Recent Perf. Tech. Crt. Crt.No. Stock Name Ticker Price Rank Rank Beta P/E Yield

4300 Amer. Nat’l Ins. ANAT 118.73 4 4 0.95 9.6 2.8%

3472 White Mtns Ins Gr WTM 1082.68 3 3 0.65 16.0 0.1%

5099 Alexanders Inc. ALX 331.50 3 4 0.75 30.6 5.4%5405 Arrow Financial AROW 36.60 2 2 0.75 15.1 2.8%5408 BancFirst Corp. OK BANF 59.46 2 2 1.00 15.0 2.2%4255 BankFinancial Corp. BFIN 13.53 4 4 0.70 13.9 3.0%5411 Bank of Marin BMRC 45.51 2 3 0.75 18.1 1.8%4684 CB Financial Service CBFV 29.45 3 4 0.60 13.1 3.3%5011 CBIZ, Inc. CBZ 26.49 1 1 0.80 20.9 NIL3410 CSB Bancorp, Inc. CSBB 41.00 2 3 0.45 10.9 2.7%4822 CSW Industrials CSWI 73.48 3 3 0.95 25.5 0.7%5425 Cambridge Bancorp CATC 79.53 4 4 0.60 13.6 2.6%5426 Camden National CAC 43.28 2 2 0.85 12.1 2.8%5433 Citizens & Northern CZNC 26.90 3 3 0.80 17.6 4.0%5434 City Holding CHCO 80.22 2 3 0.90 17.0 2.8%5015 Cohen & Steers CNS 66.61 1 2 0.90 25.9 2.2%5436 Community Bank CBU 68.29 3 3 1.00 21.4 2.4%5438 Commun. Trust Bncp CTBI 44.89 3 3 0.85 12.4 3.4%3236 Exponent Inc. EXPO 62.96 2 2 0.85 42.8 1.0%3416 First Busey Corp BUSE 26.86 3 3 0.90 14.4 3.1%4265 First Defiance Finl FDEF 30.53 1 1 0.85 12.6 2.9%3419 First Fin’l Corp. IN THFF 44.47 3 3 0.85 12.2 2.3%5451 First Interstate FIBK 42.08 1 1 1.00 15.5 2.9%4266 First Savings Fin. FSFG 67.40 1 1 0.55 9.4 0.9%4269 HMN Financial HMNF 20.76 2 2 0.50 10.8 NIL4272 Home Bancorp Inc. HBCP 39.11 3 3 0.60 12.3 2.3%5034 Horace Mann Educ. HMN 43.85 2 2 0.90 14.7 2.6%4274 IF Bancorp Inc. IROQ 22.00 2 1 0.55 20.2 1.4%3431 Indep Bank Corp/MI IBCP 22.59 3 3 0.80 12.5 3.2%4275 Kearny Financial KRNY 14.31 3 3 0.80 29.8 1.7%4277 Lake Shore Bancorp LSBK 15.15 3 4 0.35 23.3 3.2%3278 Landstar Sys. LSTR 112.52 2 1 0.95 18.3 0.7%4278 MSB Financial Corp. MSBF 15.03 4 4 0.40 18.8 NIL4280 Meridian Bancorp EBSB 19.89 1 2 0.75 16.6 1.4%5045 Morningstar Inc MORN 157.31 3 3 0.90 40.5 0.7%5468 NBT Bancorp NBTB 40.37 1 2 0.95 14.8 2.6%3615 Natl HealthCare NHC 86.97 2 3 0.75 18.3 2.4%4304 Nat’l Western Life NWLI 252.55 4 4 0.85 7.7 0.1%3443 Nicolet Bankshares NCBS 72.25 2 2 0.80 13.2 NIL5471 Northfield Bancorp NFBK 17.08 2 2 0.80 20.1 2.6%4283 OceanFirst Financial OCFC 24.11 3 3 0.85 13.0 2.8%5476 Oritani Financial ORIT 19.07 * * 0.80 16.4 3.8%3523 PCSB Financial PCSB 20.56 1 2 0.60 38.1 0.8%3465 ProAssurance Corp. PRA 37.80 4 3 0.70 57.3 3.3%4286 Provident Finl Hldgs PROV 22.36 2 2 0.60 33.4 2.5%4287 Prudential Bancorp PBIP 18.35 3 3 0.60 17.3 1.1%3467 Safety Insurance SAFT 98.02 3 2 0.85 16.8 3.7%5491 Select Bancorp SLCT 11.99 4 4 0.50 16.0 NIL5494 Shore Bancshares SHBI 16.90 3 3 0.75 13.6 2.8%5497 South State Corp. SSB 82.64 1 2 1.00 15.7 2.2%5061 Stewart Info Svcs STC 43.81 4 4 0.75 11.6 2.7%5498 Stock Yards Bancorp SYBT 41.34 1 2 0.85 14.8 2.5%3927 Summit State Bank SSBI 12.50 3 3 0.55 13.3 3.8%4290 TFS Financial Corp. TFSL 19.93 2 2 0.80 71.2 5.4%5062 TPG Specialty Lend. TSLX 21.37 3 3 0.75 10.8 7.3%5499 Territorial Bancorp TBNK 31.18 1 2 0.65 13.5 3.0%5504 TriCo Bancshares TCBK 38.78 3 4 0.95 12.9 2.3%5507 Trustmark Corp. TRMK 34.53 2 2 1.00 14.7 2.7%4488 US Lime & Minerals USLM 99.47 3 3 0.75 22.2 0.5%4061 UNITIL Corp. UTL 60.80 2 3 0.50 20.7 2.4%4295 Waterstone Financial WSBF 18.88 1 2 0.65 15.2 2.5%4297 Westbury Bancorp WBBW 27.52 3 3 0.40 13.2 NIL4811 Winmark Corp. WINA 177.15 1 2 0.70 23.3 0.6%




High Yielding Stocks

Page Recent Perf. Tech. Safety Crt. Crt.No. Stock Name Ticker Price Rank Rank Rank P/E Yield


3504 Summit Midstream SMLP 3.20 3 2 5 NMF 35.9%

4478 CONSOL Coal CCR 8.96 3 4 4 4.7 22.9%

3498 Martin Midstream MMLP 4.57 3 3 5 NMF 21.9%

5095 Salem Media Group SALM 1.50 3 3 5 NMF 17.3%

3503 Sprague Resources SRLP 16.25 3 3 4 7.5 16.4%

5006 Arlington Asset AI 5.70 4 4 3 NMF 15.8%

3275 USD Partners LP USDP 9.45 5 4 4 43.0 15.6%

3499 NGL Energy Partners NGL 10.55 3 4 5 NMF 14.8%

3488 Blueknight Energy BKEP 1.09 * * 5 NMF 14.7%

4004 Dorel Inds. DIIBF 4.22 4 3 - NMF 14.2%

3496 Green Plains Partner GPP 13.53 3 3 3 7.4 14.0%

5303 USA Compression USAC 16.66 2 2 4 NMF 12.6%

3501 Oasis Midstream OMP 16.43 4 4 3 5.8 12.5%

4629 Vector Group Ltd. VGR 12.90 3 3 3 18.4 12.4%

3500 Noble Midstream Part NBLX 21.85 4 4 3 5.9 12.3%

5301 SemGroup Corp. SEMG 15.66 * * 5 NMF 12.1%

4845 Dorchester DMLP 17.37 1 3 3 10.4 11.5%

3489 CNX Midstream Part. CNXM 13.98 4 4 3 6.2 11.4%

3494 Genesis Energy GEL 19.26 3 3 3 NMF 11.4%

3491 CrossAmerica Partner CAPL 18.61 3 3 3 31.0 11.3%

5317 Capital Product CPLP 11.49 * * - 23.9 11.0%

3492 Delek Logistics DKL 31.98 2 2 4 12.0 11.0%

4805 Sunoco LP SUN 31.32 3 1 3 32.6 10.5%

3495 Global Partners GLP 19.98 1 1 4 8.5 10.4%

5279 Cypress Energy CELP 8.17 2 2 5 11.2 10.3%

3502 PBF Logistics, LP PBFX 20.30 2 1 3 11.9 10.2%

3288 Advanced Emissions ADES 10.12 1 1 4 5.7 9.9%

4053 Landmark Infrast. LMRK 15.50 3 1 3 53.4 9.5%

5069 Westwood Holdings WHG 30.36 4 4 3 29.2 9.5%

5007 Artisan Partners APAM 30.06 3 3 3 12.5 8.6%

3487 BP Midstream Partner BPMP 15.54 4 4 3 10.5 8.6%

4058 Taubman Centers Inc. TCO 32.37 3 4 3 9.0 8.3%

4830 Westlake Chemical WLKP 22.80 3 3 3 13.9 8.1%

3497 Hess Midstream HESM 20.53 3 3 3 16.4 8.0%

4874 Viper Energy Part. VNOM 23.10 3 3 3 30.0 8.0%

4312 Enviva Partners EVA 34.01 3 3 3 NMF 7.9%

4847 Evolution Petroleum EPM 5.08 5 4 3 13.7 7.9%

3619 Psychemedics PMD 9.17 5 4 4 17.3 7.9%

5027 Fortress Transport. FTAI 17.01 3 3 3 35.4 7.8%

4477 Ciner Resources LP CINR 18.09 3 4 3 7.0 7.5%

3490 Crestwood Equity CEQP 31.96 2 2 4 10.0 7.5%

5102 Oaktree Specialty OCSL 5.23 3 3 3 5.8 7.3%

5062 TPG Specialty Lend. TSLX 21.37 3 3 2 10.8 7.3%

3845 Tecnoglass Inc. TGLS 8.11 4 3 3 38.6 6.9%

5090 Beasley Broadcast BBGI 3.00 3 3 5 7.7 6.7%

4079 TESSCO Tech. Inc. TESS 11.88 5 4 3 NMF 6.7%

5275 Archrock, Inc. AROC 8.82 4 3 4 18.4 6.6%

3505 TC PipeLines TCP 39.41 1 1 3 NMF 6.6%

4123 Spark Energy SPKE 11.15 3 3 4 NMF 6.5%

4116 PacWest Bancorp PACW 37.85 4 3 3 9.9 6.3%

4036 NVE Corp NVEC 64.69 4 4 3 22.9 6.2%

4523 Flexible Solutions FSI 2.47 3 3 5 24.7 6.1%

5067 Waddell & Reed WDR 16.42 3 4 3 8.5 6.1%

4826 Innophos Holdings IPHS 31.81 * * 3 29.7 6.0%

5043 Moelis & Company MC 33.44 4 4 3 14.9 6.0%

5029 GAIN Capital Hldgs. GCAP 4.16 4 3 4 NMF 5.8%

5065 Virtu Financial VIRT 16.81 5 4 3 46.7 5.7%

3805 United-Guardian Inc. UG 19.74 2 3 3 23.0 5.6%

4483 Hallador Energy Co. HNRG 2.93 3 2 4 32.6 5.5%

3222 Rocky Mountain Choc. RMCF 8.69 3 3 3 21.2 5.5%

5099 Alexanders Inc. ALX 331.50 3 4 2 30.6 5.4%

4290 TFS Financial Corp. TFSL 19.93 2 2 2 71.2 5.4%

5078 Dover Motorsports DVD 1.90 3 3 3 10.6 5.3%

3406 Star Group LP SGU 9.37 5 4 3 28.4 5.3%

4276 Kentucky First Fed. KFFB 7.69 3 3 3 69.9 5.2%

5508 Umpqua Holdings UMPQ 16.49 4 4 3 6.8 5.1%

3202 Ark Restaurants ARKR 20.07 3 3 3 16.9 5.0%

4085 JMP Group Inc. JMP 3.20 3 2 3 NMF 5.0%

3267 Costamare, Inc. CMRE 8.22 2 2 - 16.4 4.9%

4002 Crown Crafts Inc. CRWS 6.59 2 2 3 11.4 4.9%

5033 Hennessy Advisors HNNA 11.23 3 3 3 7.2 4.9%

5265 Wayside Technology WSTG 13.88 2 1 3 9.6 4.9%

4005 Flexsteel Inds FLXS 18.18 3 3 3 NMF 4.8%

5456 Hanmi Financial HAFC 19.82 3 3 3 14.8 4.8%

3824 Intertape Polymer ITPOF 12.18 3 3 - 17.9 4.8%

5040 Manning & Napier MN 1.67 3 3 4 11.9 4.8%

3813 UMH Properties UMH 14.93 2 2 3 NMF 4.8%

5074 Bowl America ‘A’ BWLA 14.90 3 3 3 26.6 4.7%

5267 CSP Inc. CSPI 12.90 2 2 3 NMF 4.7%

4007 Kewaunee Scientific KEQU 16.25 5 4 3 77.4 4.7%

5060 Silvercrest Asset SAMG 12.75 3 3 3 11.9 4.7%

4029 Espey Mfg&Electrncs ESP 21.90 4 4 3 22.3 4.6%

4282 NASB Finl NASB 43.50 2 3 3 8.5 4.6%

4493 Escalade Inc. ESCA 11.16 5 4 3 19.2 4.5%

3271 Pangaea Logistics PANL 3.13 3 3 - 8.7 4.5%

3817 Pope Resources LP POPE 88.10 3 2 3 NMF 4.5%

3272 Seaspan Corp. SSW 11.23 3 3 - 6.6 4.5%

4045 Ennis Inc. EBF 20.62 3 3 3 14.1 4.4%

3899 Citizens Holding Co. CIZN 22.28 4 5 3 19.4 4.3%

3854 Clearway Energy CWENA 18.51 2 2 4 NMF 4.3%

3432 Isabella Bank Corp. ISBA 24.21 3 4 3 12.5 4.3%

3453 United Bancorp UBCP 12.70 3 3 3 12.8 4.3%

4891 BCB Bancorp Inc. BCBP 13.36 3 4 3 10.9 4.2%

5423 Cadence Bancorp. CADE 16.51 5 5 3 9.7 4.2%

5501 The First Bancorp FNLC 28.46 1 1 3 12.2 4.2%

4270 Harleysville Finl HARL 23.99 3 4 - 11.3 4.2%

4040 Richardson Elec. RELL 5.65 4 3 3 NMF 4.2%

5416 Boston Private BPFH 11.63 3 3 3 10.3 4.1%

5519 Cogent Comm. CCOI 62.96 2 3 3 76.8 4.1%

3457 Donegal Group DGICB 12.48 3 3 3 21.5 4.1%




High Yielding Stocks

Page Recent Ratio of Cash Perf. Tech. SafetyNo. Stock Name Ticker Price In to Cash Out Rank Rank Rank


Biggest “Free-Flow” Cash Generators*

* Stocks of companies that have earned more “cash flow” in the last 5 years than was required to build plant and pay dividends.

3806 Cavco Industries CVCO 197.56 8.89 1 2 3

3809 Green Brick Partners GRBK 11.46 8.64 2 2 4

5091 Central European CETV 4.50 8.58 * * 3

5114 Lee Enterprises LEE 1.86 8.57 3 3 5

3874 Mastech Digital MHH 8.72 8.46 3 3 4

4088 Siebert Finl Corp. SIEB 11.60 8.18 5 5 4

4023 Socket Mobile Inc. SCKT 1.74 8.17 3 3 4

3090 Nova Measuring NVMI 35.33 7.88 3 3 -

5052 PRA Group, Inc. PRAA 37.15 7.87 2 2 4

3803 Natural Health Trend NHTC 5.85 7.85 5 4 4

5011 CBIZ, Inc. CBZ 26.49 7.67 1 1 2

3623 ANI Pharmaceuticals ANIP 59.27 7.53 2 3 4

5530 Travelzoo TZOO 10.32 7.51 4 5 4

3472 White Mtns Ins Gr WTM 1082.68 7.35 3 3 1

3915 The Meet Group MEET 4.87 7.16 3 3 4

3311 Cinedigm Corp. CIDM 0.74 7.13 2 3 5

5218 CyberArk Software CYBR 123.76 7.13 3 3 -

4037 NAPCO Security NSSC 31.01 7.09 2 3 3

4498 Jewett-Cameron JCTCF 8.00 7.07 3 3 3

3811 M/I Homes MHO 43.99 7.06 1 2 3

5033 Hennessy Advisors HNNA 11.23 7.05 3 3 3

4627 Tofutti Brands TOFB 1.77 7.05 3 3 5

3233 DXP Enterprises DXPE 40.03 6.99 3 3 4

5239 NetScout Systems NTCT 24.88 6.90 4 4 3

3091 Novanta, Inc. NOVT 89.08 6.75 3 3 3

3891 Willdan Group Inc. WLDN 28.06 6.74 3 3 4

5053 Paysign, Inc. PAYS 9.72 6.69 2 2 4

3260 VSE Corp VSEC 39.37 6.66 3 3 4

5131 Zynex, Inc. ZYXI 10.72 6.50 2 3 4

5113 Daily Journal Corp. DJCO 281.11 6.43 2 1 3

5024 EVERTEC, Inc. EVTC 32.35 6.42 2 2 3

5112 Hemisphere Media HMTV 13.34 6.27 5 5 3

5004 Altisource Portfolio ASPS 18.07 6.26 4 4 5

3834 Continental Building CBPX 36.60 6.21 * * 3

5058 Regional Management RM 33.20 6.12 2 2 4

5268 ePlus Inc. PLUS 84.27 6.10 3 3 3

3807 Century Communities CCS 27.99 6.02 2 2 3

4238 Onto Innovation ONTO 33.69 5.94 * * 3

5308 HMS Holdings HMSY 31.55 5.91 3 3 3

4601 ATS Automation ATA.TO 20.10 5.90 3 3 -

5208 Astea Intl Inc. ATEA 11.95 5.90 3 3 5

3847 Ameresco Inc. AMRC 16.49 5.84 3 3 3

3216 Nathan’s Famous NATH 76.86 5.84 3 3 3

3254 SP Plus Corp. SP 43.76 5.65 1 1 3

3112 Lawson Products LAWS 50.98 5.63 3 3 3

3843 Patrick Inds. PATK 52.07 5.46 3 3 3

3833 Chase Corp. CCF 116.18 5.37 2 1 3

4607 Gencor Inds. GENC 12.66 5.29 3 3 3

3603 Addus HomeCare ADUS 93.30 5.07 2 3 3

4228 FormFactor Inc FORM 23.05 5.04 2 3 3

3446 Peoples Bancorp Inc PEBO 33.09 3 3 3 12.6 4.1%

5433 Citizens & Northern CZNC 26.90 3 3 2 17.6 4.0%

4033 Ituran Location ITRN 24.25 4 4 - 13.8 4.0%

5094 Saga Communic. ‘A’ SGA 30.19 4 4 3 13.1 4.0%

5005 Ares Management ARES 32.75 2 2 3 37.6 3.9%

3859 NextEra Energy NEP 52.80 3 3 3 NMF 3.9%

5480 Penns Woods Bancorp PWOD 32.23 1 2 3 13.3 3.9%

3486 Spok Holdings, Inc. SPOK 12.73 5 4 3 NMF 3.9%

4510 Valhi, Inc. VHI 2.05 3 3 5 3.7 3.9%

5514 Washington Trst Bncp WASH 52.38 3 4 3 12.9 3.9%

4820 Weyco Group WEYS 24.76 3 3 3 11.6 3.9%

5444 F.N.B. Corp. FNB 12.51 3 3 3 10.6 3.8%

3418 First Finl Bancorp FFBC 24.41 4 4 3 11.8 3.8%

3460 Global Indemnity PLC GBLI 26.54 4 4 - NMF 3.8%

5457 Heritage Commerce HTBK 12.57 4 4 3 11.4 3.8%

5461 Hope Bancorp Inc. HOPE 14.59 3 3 3 10.6 3.8%

5476 Oritani Financial ORIT 19.07 * * 2 16.4 3.8%

3927 Summit State Bank SSBI 12.50 3 3 2 13.3 3.8%

4313 First Hawaiian FHB 28.37 1 1 3 13.8 3.7%

4052 Kennedy-Wilson Hldgs KW 22.48 1 1 3 33.1 3.7%

3433 LCNB Corp. LCNB 18.59 3 3 3 12.6 3.7%

4209 LSI Industries LYTS 5.42 1 1 4 NMF 3.7%

3467 Safety Insurance SAFT 98.02 3 2 2 16.8 3.7%

3926 Solaris Oilfield SOI 10.92 4 4 3 6.5 3.7%

5096 Townsquare Media TSQ 8.04 3 3 5 NMF 3.7%

5513 Valley Natl Bancp NJ VLY 11.93 1 2 3 11.8 3.7%

3437 Mackinac Financial MFNC 15.57 3 3 3 12.0 3.6%

5509 Union Bankshrs, Inc. UNB 34.57 4 4 3 20.7 3.6%

5510 United Bkshrs W.Va. UBSI 38.07 2 2 3 14.9 3.6%

4296 Wayne Savings WAYN 22.10 2 3 3 9.4 3.6%

3426 Great Western Banc GWB 34.72 3 3 3 11.9 3.5%

3461 HCI Group Inc. HCI 45.82 4 3 3 30.5 3.5%

3441 Midland States MSBI 28.06 3 3 3 11.6 3.5%

5472 Northrim BanCorp NRIM 37.87 2 1 3 12.5 3.5%

5496 Southside Bancshares SBSI 35.46 2 2 3 16.2 3.5%

3407 Ames National Corp. ATLO 28.46 3 3 3 15.3 3.4%

5118 Bank of South Carol BKSC 18.90 3 3 3 14.4 3.4%

5422 CVB Financial CVBF 21.37 4 4 3 14.9 3.4%

5438 Commun. Trust Bncp CTBI 44.89 3 3 2 12.4 3.4%

4302 FBL Finl Group FFG 57.09 4 4 3 14.5 3.4%

5025 Fed. Agricultural AGM 83.57 3 1 4 10.7 3.4%

5489 Sandy Spring Bancorp SASR 35.73 3 3 3 11.2 3.4%

5412 Bank OZK OZK 30.12 3 3 3 8.8 3.3%

5415 Bar Harbor Bank. BHB 26.44 4 3 3 15.8 3.3%

4684 CB Financial Service CBFV 29.45 3 4 2 13.1 3.3%

5428 Cathay General CATY 37.29 3 4 3 10.8 3.3%

3239 H&E Equipment HEES 33.83 1 1 4 13.4 3.3%

5483 Premier Financial PFBI 18.03 1 1 3 11.0 3.3%

3465 ProAssurance Corp. PRA 37.80 4 3 2 57.3 3.3%

5515 WesBanco WSBC 37.23 4 4 3 12.2 3.3%




Biggest “Free-Flow” Cash Generators*



* Stocks of companies that have earned more “cash flow” in the last 5 years than was required to build plant and pay dividends.

5046 Net 1 UEPS Tech. UEPS 3.67 5.02 3 3 4

5309 HealthStream, Inc. HSTM 28.63 4.99 1 1 3

5111 ZAGG, Inc. ZAGG 8.10 4.94 5 4 4

4631 Alpha Pro Tech APT 3.36 4.91 3 2 3

3478 Digi Int’l DGII 18.09 4.76 3 3 3

4605 EVI Industries, Inc. EVI 29.95 4.71 3 4 4

3244 ICF International ICFI 88.01 4.70 2 3 3

4646 Ebix Inc EBIX 33.79 4.69 3 4 3

3634 Anika Therapeutics ANIK 58.37 4.54 1 1 3

4208 IES Holdings IESC 21.42 4.53 2 2 3

4009 Nova Lifestyle. Inc. NVFY 0.51 4.47 2 2 5

3869 Ultralife Corp. ULBI 8.60 4.44 3 3 4

3247 Lakeland Ind LAKE 10.29 4.42 3 3 4

3864 REX American Res. REX 93.02 4.34 3 2 3

3062 OraSure Technologies OSUR 7.88 4.32 3 4 4

5039 LendingTree, Inc. TREE 367.80 4.30 3 3 3

5035 INTL FCStone Inc. INTL 40.82 4.25 3 3 3

3710 Repligen Corp RGEN 87.25 4.21 3 2 3

5525 NIC Inc EGOV 22.71 4.19 1 1 3

4608 Hurco Companies HURC 35.00 4.14 4 3 3

3262 WNS (Holdings) Ltd. WNS 62.51 4.12 2 3 -

3278 Landstar Sys. LSTR 112.52 4.10 2 1 2

5083 Malibu Boats, Inc. MBUU 39.46 4.08 4 5 3

5310 Inovalon Holdings INOV 18.69 4.07 2 2 3

4234 inTEST Corp. INTT 5.74 4.07 4 5 4

4806 Tandy Leather TLF 5.28 3.99 5 5 3

3048 Heska Corp. HSKA 94.30 3.90 3 4 3

3312 Information Services III 2.45 3.89 4 3 3

5245 Progress Software PRGS 41.52 3.81 2 3 3

3043 Electromed Inc. ELMD 9.19 3.79 2 2 5

5066 Virtus Investment VRTS 117.90 3.76 3 3 3

4443 Lifevantage Corp. LFVN 15.04 3.74 3 3 4

4067 Clearfield Inc. CLFD 13.04 3.72 4 5 3

5050 On Deck Capital ONDK 4.17 3.67 2 2 5

5090 Beasley Broadcast BBGI 3.00 3.65 3 3 5

5093 Emmis Comm. EMMS 4.73 3.64 * * 5

3204 Biglari Holdings BH 110.03 3.59 5 5 -

4602 Alamo Group ALG 118.24 3.57 2 2 3

5020 Encore Capital ECPG 36.51 3.57 2 3 4

3082 CyberOptics CYBE 17.78 3.52 4 3 4

4006 Hooker Furniture HOFT 24.27 3.51 4 4 3

4060 Texas Pacif. Land Tr TPL 676.00 3.50 4 5 3

3879 Argan Inc. AGX 36.46 3.48 4 4 3

4619 Coffee Holding JVA 4.10 3.39 3 3 4

5222 Envestnet Inc. ENV 68.11 3.36 3 3 3

3612 LHC Group LHCG 136.09 3.33 2 3 3

4442 Lannett Company LCI 9.16 3.33 2 1 5

4046 Forward Inds Inc. FORD 1.01 3.29 4 3 5

3253 RCM Technologies RCMT 2.74 3.24 3 3 4

3081 Camtek Ltd. CAMT 10.34 3.18 2 3 -

3224 ARC Document Solut. ARC 1.19 3.12 3 3 5

4010 Richelieu Hardware RCH.TO 26.50 3.12 2 1 -

3030 Utah Medical Prods. UTMD 107.00 3.09 3 2 3

3605 Amer. Shared Hosp. AMS 2.49 3.08 3 3 5

3653 China Biologic CBPO 116.82 3.01 * * 3

5270 Park City Group PCYG 4.42 2.93 3 3 4

3235 ExlService Holdings EXLS 69.71 2.90 2 2 3

4253 Ultra Clean UCTT 21.43 2.87 2 1 4

3113 Omega Flex Inc. OFLX 96.92 2.84 2 1 3

5210 Blackbaud Inc BLKB 85.01 2.83 3 2 3

5016 Colliers Intl Group CIGI 71.76 2.83 1 2 3

3821 Lifetime Brands LCUT 6.50 2.81 4 4 4

3302 American Public APEI 25.78 2.79 4 3 4

5240 NetSol Technologies NTWK 4.12 2.79 3 2 4

4002 Crown Crafts Inc. CRWS 6.59 2.76 2 2 3

3841 Installed Building IBP 71.98 2.76 1 1 3

3613 Magellan Health MGLN 79.33 2.76 3 4 3

3249 Mistras Group Inc. MG 13.30 2.76 3 3 3

3103 Radiant Logistics RLGT 5.45 2.75 2 2 4

5529 TechTarget TTGT 29.36 2.74 2 2 3

5526 Sina Corporation SINA 34.94 2.73 5 4 -

3406 Star Group LP SGU 9.37 2.72 5 4 3

3095 Taylor Devices Inc. TAYD 10.49 2.72 5 4 3

3079 Allied Motion Tech. AMOT 44.70 2.67 3 3 4

4603 CIRCOR Int’l CIR 44.01 2.66 3 3 4

4517 Ryerson Holding RYI 9.81 2.66 4 3 5

5253 Sapiens Int’l Corp. SPNS 22.65 2.64 2 1 -

4604 CompX Intl. CIX 15.50 2.62 2 3 3

4078 Silicom Ltd SILC 33.09 2.62 4 4 -

4492 Eastman Kodak Co. KODK 2.42 2.60 3 3 5

4525 Lydall Inc. LDL 18.52 2.60 4 4 3

4654 Magic Software MGIC 9.99 2.59 2 2 -

4470 A-Mark Precious AMRK 9.95 2.58 4 4 5

5103 Avid Technology AVID 8.36 2.58 2 3 5

3231 Comfort Systems FIX 51.33 2.58 3 3 3

3066 Quidel Corp QDEL 68.86 2.58 2 3 3

3679 Innoviva Inc. INVA 12.88 2.57 4 5 4

5031 Green Dot Corp. GDOT 23.85 2.55 4 4 3

5025 Fed. Agricultural AGM 83.57 2.54 3 1 4

3825 Northern Tech. NTIC 12.15 2.52 5 4 3

4018 Mitek Systems Inc MITK 7.38 2.51 3 3 4

3840 Huttig Building HBP 1.85 2.50 3 3 5

3237 Franklin Covey FC 37.71 2.49 2 1 3

4878 AMCON Distributing DIT 71.25 2.46 4 4 3

3038 BioTelemetry Inc. BEAT 46.35 2.46 5 4 3

3291 CECO Environmental CECE 8.03 2.46 3 4 4

5230 Intelligent Sys. INS 43.24 2.46 1 1 4

4206 Fabrinet FN 60.56 2.45 2 3 3

3842 PGT Innovations Inc. PGTI 14.30 2.41 3 3 3

5244 Pegasystems Inc. PEGA 77.61 2.41 2 2 3




* Stocks whose ratios of recent price to book value are lowest.

Widest Discounts from Book Value*

Page Rec. Book Val. % Price to Perform. Tech. Safety P/E Est’d IndustryNo. Stock Name Ticker Price /Share Book Val. Rank Rank Rank Beta Ratio Yld Industry Group Rank

5286 Hornbeck Offshore HOS 0.38 34.69 1% 3 2 5 2.25 NMF NIL Oilfield Svcs/Equip. 95

5296 Pioneer Energy Serv. PESX 0.04 2.13 2% 3 2 5 2.30 NMF NIL Oilfield Svcs/Equip. 95

4867 Sanchez Midstream SNMP 0.32 17.30 2% 3 3 5 0.90 0.1 NIL Petroleum (Producing) 94

4215 Revolution Lighting RVLT 0.12 3.55 3% 3 3 - 1.15 NMF NIL Electrical Equipment 64

4872 Unit Corp. UNT 0.85 25.73 3% 3 2 5 2.45 6.5 NIL Petroleum (Producing) 94

3456 Atlas Financial AFH 0.50 7.45 7% 3 2 - 1.20 NMF NIL Insurance (Prop/Cas.) 4

4808 Trans World Entmt. TWMC 2.61 35.15 7% 3 3 5 0.70 NMF NIL Retail (Hardlines) 90

3861 Pacific Ethanol PEIX 0.49 6.15 8% 3 3 5 2.05 NMF NIL Power 41

4463 Tetraphase Pharma. TTPH 2.46 29.69 8% 2 2 5 1.85 NMF NIL Drug 61

4824 Gulf Resources Inc. GURE 0.58 6.28 9% 3 2 4 1.15 NMF NIL Chemical (Diversified) 80

3692 Melinta Therapeutics MLNT 1.57 16.96 9% 3 3 5 2.05 NMF NIL Biotechnology 77

4530 STR Holdings Inc STRI 0.10 1.09 9% 3 3 5 0.60 NMF NIL Chemical (Specialty) 66

4484 Hi-Crush, Inc. HCR 0.82 8.00 10% 3 2 5 2.10 NMF NIL Metals & Mining (Div.) 81

4906 Mammoth Energy TUSK 1.73 16.80 10% 4 3 4 1.70 1.6 NIL Oilfield Svcs/Equip. 95

5290 Key Energy Services KEG 0.25 2.24 11% 2 2 5 3.10 NMF NIL Oilfield Svcs/Equip. 95

3852 Capstone Turbine CPST 3.82 32.29 12% 3 3 5 1.10 NMF NIL Power 41

4911 PDS Biotechnology PDSB 2.28 18.98 12% 3 2 5 1.50 0.9 NIL Biotechnology 77

4521 China XD Plastics CXDC 1.88 14.70 13% 3 2 5 1.10 1.6 NIL Chemical (Specialty) 66

3274 Freightcar America RAIL 2.08 15.54 13% 3 1 5 1.35 NMF NIL Railroad 23

4849 Gulfport Energy GPOR 2.60 20.42 13% 3 2 5 1.60 1.1 NIL Petroleum (Producing) 94

4859 Mid-Con Energy MCEP 0.25 1.98 13% 2 2 5 2.15 12.5 NIL Petroleum (Producing) 94

3129 Sienna Biopharma. SNNA 0.17 1.27 13% 3 3 5 0.95 NMF NIL Biotechnology 77

3646 Brickell Biotech BBI 2.15 15.64 14% 3 3 5 0.80 NMF NIL Biotechnology 77

4479 Contura Energy, Inc. CTRA 7.58 56.08 14% 4 4 - NMF 0.8 NIL Metals & Mining (Div.) 81

4688 Covia Holdings CVIA 1.51 11.09 14% 3 3 - NMF NMF NIL Metals & Mining (Div.) 81

5284 Forum Energy Tech. FET 1.32 9.43 14% 3 3 5 2.25 NMF NIL Oilfield Svcs/Equip. 95

3626 Acorda Therapeutics ACOR 1.90 12.91 15% 3 3 5 1.35 NMF NIL Biotechnology 77

5287 Independence Cont. ICD 0.78 5.08 15% 3 2 5 1.80 NMF NIL Oilfield Svcs/Equip. 95

4803 Kirkland’s Inc KIRK 1.43 9.02 16% 3 3 5 0.95 NMF NIL Retail (Hardlines) 90

5040 Manning & Napier MN 1.67 10.44 16% 3 3 4 1.15 11.9 4.8% Financial Svcs. (Div.) 13

4860 Montage Resources MR 5.33 34.09 16% 4 4 5 2.85 2.5 NIL Petroleum (Producing) 94

4465 Tonix Pharma Hldg TNXP 1.25 7.28 17% 3 2 5 1.50 NMF NIL Drug 61

4882 TravelCenters TA 9.36 55.55 17% 5 4 5 1.45 NMF NIL Retail/Wholesale Food 9

5095 Salem Media Group SALM 1.50 8.47 18% 3 3 5 1.15 NMF 17.3% Entertainment 86

4841 Barnwell Industries BRN 0.36 1.94 19% 3 3 4 0.65 NMF NIL Petroleum (Producing) 94

4636 Ever-Glory Intl EVK 1.50 7.75 19% 3 2 5 0.60 4.2 NIL Apparel 85

4009 Nova Lifestyle. Inc. NVFY 0.51 2.62 19% 2 2 5 1.25 6.4 NIL Furn/Home Furnishings 27

3872 GEE Group, Inc. JOB 0.41 2.01 20% 3 2 5 0.75 NMF NIL Human Resources 73

3527 Sierra Oncology SRRA 0.25 1.27 20% 3 3 4 1.15 NMF NIL Drug 61

3504 Summit Midstream SMLP 3.20 16.31 20% 3 2 5 1.50 NMF 35.9% Pipeline MLPs 16

3005 Superior Inds. Int’l SUP 2.94 14.92 20% 3 3 5 1.45 NMF NIL Auto Parts 87

3724 Vaxart, Inc. VXRT 0.31 1.57 20% 3 3 5 0.70 NMF NIL Biotechnology 77

5001 AeroCentury Corp ACY 5.50 26.71 21% 4 3 5 0.40 NMF NIL Financial Svcs. (Div.) 13

4414 Assertio Therapeutic ASRT 0.76 3.43 22% 3 3 5 1.45 NMF NIL Drug 61

5097 CSS Industries CSS 4.79 21.49 22% 3 3 4 1.00 NMF NIL Publishing 82

4418 Celldex Therapeutics CLDX 2.31 10.37 22% 3 3 5 1.60 NMF NIL Drug 61

4856 Lonestar Resources LONE 2.00 9.03 22% 3 2 5 1.40 1.7 NIL Petroleum (Producing) 94

3601 AAC Holdings Inc AACH 0.60 2.62 23% 3 3 5 1.10 NMF NIL Medical Services 18

3818 Resolute Forest RFP 3.86 17.01 23% 4 3 4 1.70 6.0 NIL Paper/Forest Products 89

4531 Yield10 Bioscience YTEN 0.13 0.57 23% 2 2 5 1.55 NMF NIL Chemical (Specialty) 66




Widest Discounts from Book Value

Page Rec. Book Val. % Price to Perform. Tech. Safety P/E Est’d IndustryNo. Stock Name Ticker Price /Share Book Val. Rank Rank Rank Beta Ratio Yld Industry Group Rank

4876 Yuma Energy, Inc. YUMA 3.23 14.04 23% 3 3 5 1.35 NMF NIL Petroleum (Producing) 94

4522 Core Molding Tech. CMT 3.09 12.72 24% 4 3 5 1.00 NMF NIL Chemical (Specialty) 66

4004 Dorel Inds. DIIBF 4.22 17.91 24% 4 3 - 1.00 NMF 14.2% Furn/Home Furnishings 27

4850 HighPoint Resources HPR 1.34 5.70 24% 3 3 5 2.55 2.1 NIL Petroleum (Producing) 94

3041 Digirad Corp. DRAD 3.13 12.74 25% 2 2 5 1.25 NMF NIL Med Supp Non-Invasive 21

5294 Nine Energy Service NINE 5.02 19.72 25% 4 3 - NMF NMF NIL Oilfield Svcs/Equip. 95

3273 StealthGas, Inc. GASS 3.51 14.08 25% 3 3 - 1.30 NMF NIL Maritime 88

4126 Tocagen, Inc. TOCA 0.64 2.53 25% 3 3 4 1.75 NMF NIL Biotechnology 77

4839 Abraxas Petrol AXAS 0.26 1.00 26% 3 3 5 2.15 0.7 NIL Petroleum (Producing) 94

4001 Armstrong Flooring AFI 3.94 15.14 26% 3 3 3 1.45 NMF NIL Furn/Home Furnishings 27

3823 CTI Industries CTIB 0.53 2.05 26% 3 3 5 0.55 NMF NIL Packaging & Container 58

5317 Capital Product CPLP 11.49 42.57 27% * * - NMF 23.9 11.0% Maritime 88

4864 Ring Energy REI 1.95 7.32 27% 3 3 5 1.85 5.1 NIL Petroleum (Producing) 94

4043 VOXX International VOXX 4.55 16.91 27% 3 3 4 1.30 19.8 NIL Electronics 59

3230 Civeo Corp. CVEO 0.91 3.23 28% 3 2 5 2.75 NMF NIL Industrial Services 10

3835 Cont’l Materials CUO 8.00 28.73 28% 5 4 4 0.70 NMF NIL Building Materials 31

5046 Net 1 UEPS Tech. UEPS 3.67 13.23 28% 3 3 4 1.10 NMF NIL Financial Svcs. (Div.) 13

3029 TransEnterix Inc. TRXC 0.22 0.78 28% 3 3 4 1.85 NMF NIL Med Supp Invasive 8

5090 Beasley Broadcast BBGI 3.00 9.98 30% 3 3 5 0.75 7.7 6.7% Entertainment 86

4812 Christopher & Banks CBKC 0.16 0.53 30% 3 3 5 1.30 NMF NIL Retail (Softlines) 83

3121 Intec Pharma, Ltd. NTEC 0.49 1.61 30% 3 2 4 0.95 NMF NIL Drug 61

3114 AgroFresh Solutions AGFS 2.22 7.23 31% 3 3 5 1.35 NMF NIL Chemical (Specialty) 66

5100 J.C. Penney JCP 1.15 3.70 31% 3 3 5 1.50 NMF NIL Retail Store 35

3255 SigmaTron Int’l SGMA 4.32 13.75 31% 3 3 5 0.80 NMF NIL Industrial Services 10

4403 Aclaris Therapeutics ACRS 1.67 5.22 32% 3 3 4 1.60 NMF NIL Drug 61

5234 Marin Software Inc. MRIN 1.56 4.95 32% 2 2 5 0.40 NMF NIL Computer Software 11

3021 Obalon Therapeutics OBLN 1.76 5.57 32% 3 3 5 -0.40 NMF NIL Med Supp Invasive 8

3320 SIFCO Inds. SIF 2.50 7.77 32% 4 3 5 0.65 NMF NIL Aerospace/Defense 45

4421 China Pharma Holding CPHI 0.23 0.69 33% 3 3 5 1.05 NMF NIL Drug 61

4815 J.Jill, Inc. JILL 1.60 4.90 33% 3 2 5 1.40 NMF NIL Retail (Softlines) 83

5331 Zafgen, Inc. ZFGN 0.82 2.50 33% 3 3 5 1.00 NMF NIL Biotechnology 77

4868 SM Energy Co. SM 8.96 26.02 34% 4 4 5 2.25 4.5 1.1% Petroleum (Producing) 94

3032 Allied Hlthcare Prod AHPI 1.05 2.96 35% 3 3 5 0.65 NMF NIL Med Supp Non-Invasive 21

3854 Clearway Energy CWENA 18.51 52.68 35% 2 2 4 1.05 NMF 4.3% Power 41

4483 Hallador Energy Co. HNRG 2.93 8.43 35% 3 2 4 1.05 32.6 5.5% Metals & Mining (Div.) 81

3812 New Home Company NWHM 4.13 11.96 35% 3 3 5 1.40 NMF NIL Homebuilding 7

4083 Westell Tech. WSTL 0.93 2.68 35% 3 2 4 0.80 NMF NIL Telecom. Equipment 39

4632 Apex Global Brands APEX 1.06 2.93 36% 3 3 5 1.15 NMF NIL Apparel 85

3860 Ocean Power OPTT 1.04 2.91 36% 2 2 5 1.80 NMF NIL Power 41

3003 SORL Auto Parts Inc. SORL 3.32 9.15 36% * * 5 0.95 2.9 NIL Auto Parts 87

4481 General Moly Inc. GMO 0.27 0.73 37% 2 3 5 1.45 NMF NIL Metals & Mining (Div.) 81

3115 Aileron Therapeutics ALRN 0.51 1.33 38% 3 3 5 2.35 NMF NIL Biotechnology 77

4900 EZCORP Inc. EZPW 5.27 13.70 38% 4 3 4 1.35 NMF NIL Financial Svcs. (Div.) 13

3697 Neon Therapeutics NTGN 1.35 3.58 38% 3 3 - NMF NMF NIL Biotechnology 77

3224 ARC Document Solut. ARC 1.19 3.06 39% 3 3 5 1.35 14.9 NIL Industrial Services 10

5017 Consumer Portfolio CPSS 3.47 8.79 39% 4 3 5 1.00 7.7 NIL Financial Svcs. (Div.) 13

4848 Gran Tierra Energy GTE 1.03 2.66 39% 3 3 4 1.50 NMF NIL Petroleum (Producing) 94

3243 Hudson Technologies HDSN 0.63 1.62 39% 3 3 5 0.95 NMF NIL Industrial Services 10

5285 Gulf Island Fab. GIFI 5.35 13.33 40% 3 3 4 1.10 NMF NIL Oilfield Svcs/Equip. 95

5318 Conatus Pharma. CNAT 0.34 0.83 41% 3 3 5 1.70 NMF NIL Biotechnology 77




* Stocks with highest average return on capital over past 5 years, ranked by earnings retained to common equity.

Highest Percentage Earned on Capital*Avg. Avg.

Page Rec. Retained to Return Perform. Tech. Safety P/E Est’d IndustryNo. Stock Name Ticker Price Com. Eq. On Capital Rank Rank Rank Beta Ratio Yld Industry Group Rank

5030 GAMCO Investors GBL 17.12 607% 194% 4 3 3 1.20 5.9 0.5% Financial Svcs. (Div.) 13

3052 Lantheus Holdings LNTH 20.70 293% 23% 3 2 4 1.40 23.8 NIL Med Supp Non-Invasive 21

3831 BlueLinx Holdings BXC 9.55 180% 6% 3 3 5 1.30 NMF NIL Building Materials 31

4517 Ryerson Holding RYI 9.81 145% 7% 4 3 5 1.85 6.6 NIL Steel 91

3002 Horizon Global HZN 3.31 131% NMF 3 3 5 1.55 NMF NIL Auto Parts 87

3679 Innoviva Inc. INVA 12.88 130% 20% 4 5 4 1.20 8.0 NIL Biotechnology 77

5131 Zynex, Inc. ZYXI 10.72 125% 125% 2 3 4 0.45 39.7 NIL Med Supp Non-Invasive 21

5004 Altisource Portfolio ASPS 18.07 110% 17% 4 4 5 1.10 NMF NIL Financial Svcs. (Div.) 13

3492 Delek Logistics DKL 31.98 104% 21% 2 2 4 0.95 12.0 11.0% Pipeline MLPs 16

4060 Texas Pacif. Land Tr TPL 676.00 91% 100% 4 5 3 1.35 16.8 0.3% Diversified Co. 52

5085 MasterCraft Boat MCFT 16.58 90% 32% 4 4 4 1.20 14.5 NIL Recreation 60

4811 Winmark Corp. WINA 177.15 88% 91% 1 2 2 0.70 23.3 0.6% Retail (Hardlines) 90

5207 Aspen Technology AZPN 123.26 67% 68% 2 3 3 1.15 31.9 NIL Computer Software 11

4443 Lifevantage Corp. LFVN 15.04 65% 33% 3 3 4 1.20 26.9 NIL Drug 61

5083 Malibu Boats, Inc. MBUU 39.46 61% 24% 4 5 3 1.30 11.7 NIL Recreation 60

4804 Sportsman’s Ware. SPWH 7.39 55% 22% 2 1 5 1.00 13.7 NIL Retail (Hardlines) 90

5024 EVERTEC, Inc. EVTC 32.35 54% 12% 2 2 3 1.00 24.1 0.6% Financial Svcs. (Div.) 13

4501 Maui Ld & Pineapple MLP 11.08 53% 46% 3 3 4 0.65 92.3 NIL Diversified Co. 52

3803 Natural Health Trend NHTC 5.85 52% 58% 5 4 4 1.30 24.4 NIL Toiletries/Cosmetics 25

3621 RadNet Inc. RDNT 18.42 52% 5% 3 3 4 1.20 27.5 NIL Medical Services 18

4861 Northern Oil & Gas NOG 1.85 51% NMF 3 3 5 2.10 1.3 NIL Petroleum (Producing) 94

3828 Advanced Drainage WMS 37.28 36% 7% 2 2 3 1.00 NMF 1.0% Building Materials 31

5530 Travelzoo TZOO 10.32 35% 35% 4 5 4 1.30 19.5 NIL Internet 70

5018 Diamond Hill DHIL 146.93 33% 33% 4 4 3 0.85 11.0 NIL Financial Svcs. (Div.) 13

5093 Emmis Comm. EMMS 4.73 33% 7% * * 5 0.90 NMF NIL Entertainment 86

4637 Vince Holding Corp VNCE 23.25 33% NMF 2 2 5 1.25 NMF NIL Apparel 85

4023 Socket Mobile Inc. SCKT 1.74 32% 30% 3 3 4 0.80 NMF NIL Computers/Peripherals 67

4802 GNC Holdings GNC 2.99 30% 8% 2 3 5 1.30 7.3 NIL Retail (Hardlines) 90

3686 Ligand Pharm. LGND 112.21 30% 15% 5 4 3 1.00 NMF NIL Biotechnology 77

5525 NIC Inc EGOV 22.71 30% 35% 1 1 3 1.00 30.7 1.4% Internet 70

3288 Advanced Emissions ADES 10.12 29% NMF 1 1 4 1.25 5.7 9.9% Environmental 5

5033 Hennessy Advisors HNNA 11.23 29% 21% 3 3 3 0.80 7.2 4.9% Financial Svcs. (Div.) 13

3843 Patrick Inds. PATK 52.07 29% 14% 3 3 3 1.45 12.5 NIL Building Materials 31

3223 Ruth’s Hospitality RUTH 23.66 29% 28% 3 3 3 0.80 16.5 2.2% Restaurant 43

3261 Vectrus, Inc. VEC 51.28 29% 17% 2 2 4 1.00 17.3 NIL Industrial Services 10

5041 Marcus & Millichap MMI 35.70 28% 27% 3 3 3 1.25 17.1 NIL Financial Svcs. (Div.) 13

4461 Supernus Pharma. SUPN 22.66 27% 24% 4 4 4 1.15 11.5 NIL Drug 61

3113 Omega Flex Inc. OFLX 96.92 26% 34% 2 1 3 1.05 55.4 1.2% Metal Fabricating 76

3045 Fonar Corporation FONR 19.77 25% 24% 3 3 3 0.85 9.0 NIL Med Supp Non-Invasive 21

3841 Installed Building IBP 71.98 23% 11% 1 1 3 1.15 33.2 NIL Building Materials 31

3278 Landstar Sys. LSTR 112.52 23% 26% 2 1 2 0.95 18.3 0.7% Trucking 69

3607 CorVel Corp. CRVL 81.57 22% 22% 2 3 3 0.90 31.7 NIL Medical Services 18

4499 Koppers Holdings KOP 38.46 22% 4% 2 1 4 1.50 18.7 NIL Diversified Co. 52

3866 SolarEdge Tech. SEDG 80.16 22% 22% 3 2 3 1.15 59.4 NIL Power 41

3810 LGI Homes, Inc. LGIH 70.25 21% 11% 1 1 4 1.15 11.3 NIL Homebuilding 7

5056 Pzena Invstmt Mgmt. PZN 8.40 21% 41% 3 3 3 0.95 12.2 1.4% Financial Svcs. (Div.) 13

3653 China Biologic CBPO 116.82 20% 19% * * 3 1.00 28.8 NIL Biotechnology 77

3658 Corcept Therapeutics CORT 12.87 20% NMF 2 2 4 1.60 17.9 NIL Biotechnology 77

4896 DLH Holdings Corp. DLHC 4.29 20% 20% 4 3 5 0.95 10.0 NIL Medical Services 18

4814 Duluth Holdings DLTH 9.11 20% 19% 5 4 4 1.25 24.6 NIL Retail (Softlines) 83




Highest Percentage Earned on CapitalAvg. Avg.

Page Rec. Retained to Return Perform. Tech. Safety P/E Est’d IndustryNo. Stock Name Ticker Price Com. Eq. On Capital Rank Rank Rank Beta Ratio Yld Industry Group Rank

3842 PGT Innovations Inc. PGTI 14.30 20% 9% 3 3 3 1.20 16.4 NIL Building Materials 31

4679 BioSpecifics Tech. BSTC 54.79 19% 19% 4 5 3 1.00 17.3 NIL Biotechnology 77

5016 Colliers Intl Group CIGI 71.76 19% 10% 1 2 3 1.15 26.5 0.1% Financial Svcs. (Div.) 13

5313 National Research NRC 63.80 19% 30% 2 3 3 0.90 52.3 1.2% Healthcare Information 78

3280 P.A.M. Transport PTSI 56.80 19% 11% 3 3 4 1.05 12.2 NIL Trucking 69

5527 Stamps.com STMP 87.92 19% 17% 4 4 4 1.25 30.3 NIL Internet 70

3287 Universal Logistics ULH 20.65 19% 11% 4 3 4 1.10 15.5 2.0% Trucking 69

5072 World Acceptance WRLD 95.59 19% 12% 3 3 4 1.20 15.0 NIL Financial Svcs. (Div.) 13

3851 Canadian Solar Inc CSIQ 15.63 18% 14% 3 3 - 1.65 4.4 NIL Power 41

4605 EVI Industries, Inc. EVI 29.95 18% 18% 3 4 4 0.40 NMF NIL Machinery 40

3667 Enanta Pharma. ENTA 62.69 18% 18% 5 4 4 1.30 28.4 NIL Biotechnology 77

5068 Walker & Dunlop Inc. WD 64.89 18% 7% 2 2 3 1.05 11.8 1.8% Financial Svcs. (Div.) 13

4646 Ebix Inc EBIX 33.79 17% 12% 3 4 3 1.40 12.4 0.9% E-Commerce 54

3239 H&E Equipment HEES 33.83 17% 10% 1 1 4 1.95 13.4 3.3% Industrial Services 10

5039 LendingTree, Inc. TREE 367.80 17% 14% 3 3 3 1.65 NMF NIL Financial Svcs. (Div.) 13

3874 Mastech Digital MHH 8.72 17% 13% 3 3 4 0.75 10.0 NIL Human Resources 73

3822 Prestige Brands PBH 37.70 17% 8% 1 1 3 1.05 13.2 NIL Household Products 29

3891 Willdan Group Inc. WLDN 28.06 17% 16% 3 3 4 1.30 NMF NIL Engineering & Const 84

3840 Huttig Building HBP 1.85 16% 9% 3 3 5 1.05 NMF NIL Building Materials 31

4033 Ituran Location ITRN 24.25 16% 32% 4 4 - 0.85 13.8 4.0% Electronics 59

5054 Pennymac Financial PFSI 33.75 16% 16% 3 3 3 0.75 9.2 NIL Financial Svcs. (Div.) 13

4863 PrimeEnergy Res. PNRG 149.11 16% 11% 3 3 4 0.35 28.5 NIL Petroleum (Producing) 94

4252 Tower Semiconductor TSEM 22.24 16% 13% 2 1 - 1.30 21.8 NIL Semiconductor 56

3262 WNS (Holdings) Ltd. WNS 62.51 16% 15% 2 3 - 0.90 28.3 NIL Industrial Services 10

3079 Allied Motion Tech. AMOT 44.70 15% 10% 3 3 4 1.25 26.0 0.3% Precision Instrument 47

3834 Continental Building CBPX 36.60 15% 9% * * 3 1.20 20.8 NIL Building Materials 31

5268 ePlus Inc. PLUS 84.27 15% 14% 3 3 3 0.90 17.2 NIL IT Services 3

3050 IRADIMED CORP. IRMD 22.96 15% 15% 3 3 4 1.20 20.7 NIL Med Supp Non-Invasive 21

3634 Anika Therapeutics ANIK 58.37 14% 14% 1 1 3 1.05 27.0 NIL Biotechnology 77

3879 Argan Inc. AGX 36.46 14% 18% 4 4 3 1.05 NMF 2.7% Engineering & Const 84

3035 Atrion Corp ATRI 714.72 14% 18% 2 2 3 0.65 36.4 0.9% Med Supp Non-Invasive 21

3833 Chase Corp. CCF 116.18 14% 16% 2 1 3 1.05 33.6 0.7% Building Materials 31

4521 China XD Plastics CXDC 1.88 14% 11% 3 2 5 1.10 1.6 NIL Chemical (Specialty) 66

5017 Consumer Portfolio CPSS 3.47 14% 3% 4 3 5 1.00 7.7 NIL Financial Svcs. (Div.) 13

3277 Covenant Transport CVTI 13.62 14% 9% 5 4 5 1.45 10.6 NIL Trucking 69

5020 Encore Capital ECPG 36.51 14% 5% 2 3 4 1.25 6.7 NIL Financial Svcs. (Div.) 13

5022 Evercore, Inc. EVR 80.11 14% 19% 3 3 3 1.35 9.9 2.9% Financial Svcs. (Div.) 13

4636 Ever-Glory Intl EVK 1.50 14% 14% 3 2 5 0.60 4.2 NIL Apparel 85

4442 Lannett Company LCI 9.16 14% 12% 2 1 5 1.50 48.2 NIL Drug 61

5045 Morningstar Inc MORN 157.31 14% 17% 3 3 2 0.90 40.5 0.7% Financial Svcs. (Div.) 13

5046 Net 1 UEPS Tech. UEPS 3.67 14% 13% 3 3 4 1.10 NMF NIL Financial Svcs. (Div.) 13

3090 Nova Measuring NVMI 35.33 14% 14% 3 3 - 1.15 26.6 NIL Precision Instrument 47

5052 PRA Group, Inc. PRAA 37.15 14% 6% 2 2 4 1.15 22.8 NIL Financial Svcs. (Div.) 13

4056 Reading Intl RDI 10.93 14% 9% 3 4 3 0.85 42.0 NIL Diversified Co. 52

3283 Saia Inc SAIA 94.36 14% 12% 2 1 3 1.10 21.1 NIL Trucking 69

3722 Vivus Inc. VVUS 2.80 14% NMF 3 3 5 1.20 NMF NIL Biotechnology 77

4618 Bridgford Foods BRID 25.30 13% 13% 2 3 4 0.75 32.4 NIL Food Processing 30

3209 El Pollo Loco Hldgs LOCO 15.86 13% 9% 3 3 3 1.10 26.9 NIL Restaurant 43

3883 The Goldfield GV 2.74 13% 10% 3 3 5 1.20 15.2 NIL Engineering & Const 84

3240 The Hackett Group HCKT 15.34 13% 18% 3 3 3 0.95 21.0 2.3% Industrial Services 10




Bargain Basement Stocks*% Price-to % Price-to

Page Rec. “Net” Wkg. Curr. P/E Book Perform. Tech. Safety Est’d IndustryNo. Stock Name Ticker Price Capital Ratio Value Rank Rank Rank Beta Yld Industry Group Rank

* Stocks with current price-earnings multiples and price-to-”net” working capital ratios that are in the bottom quartile of the Value Line universe.

4911 PDS Biotechnology PDSB 2.28 12% 0.9 12% 3 2 5 1.50 NIL Biotechnology 77

5040 Manning & Napier MN 1.67 21% 11.9 16% 3 3 4 1.15 4.8% Financial Svcs. (Div.) 13

4009 Nova Lifestyle. Inc. NVFY 0.51 21% 6.4 19% 2 2 5 1.25 NIL Furn/Home Furnishings 27

4636 Ever-Glory Intl EVK 1.50 27% 4.2 19% 3 2 5 0.60 NIL Apparel 85

5017 Consumer Portfolio CPSS 3.47 52% 7.7 39% 4 3 5 1.00 NIL Financial Svcs. (Div.) 13

4906 Mammoth Energy TUSK 1.73 59% 1.6 10% 4 3 4 1.70 NIL Oilfield Svcs/Equip. 95

3086 Starrett (L.S.) SCX 5.95 61% 6.6 49% 4 4 4 0.85 NIL Precision Instrument 47

5528 Support.com Inc. SPRT 1.95 80% 8.9 77% 3 3 3 0.60 NIL Internet 70

4622 Natural Alterna. NAII 7.75 103% 13.8 74% 5 4 3 0.70 NIL Food Processing 30

4878 AMCON Distributing DIT 71.25 108% 8.0 68% 4 4 3 0.40 1.0% Retail/Wholesale Food 9

4207 Houston Wire & Cable HWCC 3.93 120% 13.1 65% 3 3 4 1.15 NIL Electrical Equipment 64

3814 William Lyon Homes WLH 20.82 124% 12.9 90% * * 4 1.55 NIL Homebuilding 7

4030 Hollysys Automation HOLI 15.39 125% 7.4 98% 3 3 - 1.20 1.4% Electronics 59

4608 Hurco Companies HURC 35.00 125% 10.1 106% 4 3 3 1.15 1.4% Machinery 40

3807 Century Communities CCS 27.99 127% 10.0 98% 2 2 3 1.05 NIL Homebuilding 7

4506 Servotronics SVT 10.45 132% 8.3 79% 3 4 3 0.60 1.5% Diversified Co. 52

4607 Gencor Inds. GENC 12.66 137% 13.2 129% 3 3 3 0.75 NIL Machinery 40

5050 On Deck Capital ONDK 4.17 138% 9.9 105% 2 2 5 1.40 NIL Financial Svcs. (Div.) 13

3809 Green Brick Partners GRBK 11.46 142% 10.3 122% 2 2 4 1.35 NIL Homebuilding 7

3477 Ceragon Networks CRNT 1.90 150% 11.9 95% 3 3 - 1.20 NIL Wireless Networking 50

5042 Marlin Business MRLN 21.26 160% 10.6 132% 3 3 3 0.95 2.6% Financial Svcs. (Div.) 13

4237 Micropac Industries MPAD 13.24 163% 11.5 138% 3 3 3 0.30 NIL Semiconductor 56

5265 Wayside Technology WSTG 13.88 176% 9.6 154% 2 1 3 0.65 4.9% Computer Software 11

5025 Fed. Agricultural AGM 83.57 181% 10.7 163% 3 1 4 1.10 3.4% Financial Svcs. (Div.) 13

3097 Trio-Tech Intl TRT 3.47 185% 7.5 54% 3 3 4 0.85 NIL Precision Instrument 47

4631 Alpha Pro Tech APT 3.36 186% 13.4 141% 3 2 3 0.85 NIL Apparel 85

3703 Palatin Tech. PTN 0.83 189% 4.6 189% 3 3 4 0.95 NIL Biotechnology 77

4903 Jounce Therapeutics JNCE 4.76 191% 2.1 151% 3 3 4 2.20 NIL Drug 61

5240 NetSol Technologies NTWK 4.12 191% 8.2 83% 3 2 4 1.10 NIL Computer Software 11

5058 Regional Management RM 33.20 195% 9.9 140% 2 2 4 1.20 NIL Financial Svcs. (Div.) 13

5067 Waddell & Reed WDR 16.42 195% 8.5 143% 3 4 3 1.40 6.1% Financial Svcs. (Div.) 13

4087 Oppenheimer Holdings OPY 28.28 196% 11.0 68% 2 2 3 1.00 1.7% Investment Banking 57

3045 Fonar Corporation FONR 19.77 197% 9.0 115% 3 3 3 0.85 NIL Med Supp Non-Invasive 21

4828 Ocean Bio-Chem Inc. OBCI 3.39 201% 11.3 115% 3 3 4 0.85 NIL Chemical (Diversified) 80

4630 Rocky Brands RCKY 28.25 212% 13.3 137% 2 2 3 0.85 2.0% Shoe 36

3818 Resolute Forest RFP 3.86 218% 6.0 23% 4 3 4 1.70 NIL Paper/Forest Products 89

4820 Weyco Group WEYS 24.76 221% 11.6 121% 3 3 3 0.95 3.9% Retail (Softlines) 83

4115 Oxford Immunotec OXFD 16.66 222% 13.3 206% 2 2 3 0.70 NIL Medical Services 18

4006 Hooker Furniture HOFT 24.27 223% 9.5 109% 4 4 3 0.85 2.5% Furn/Home Furnishings 27

3811 M/I Homes MHO 43.99 229% 10.5 142% 1 2 3 1.05 NIL Homebuilding 7

4801 Barnes & Noble BNED 4.91 244% 6.9 52% 3 4 5 1.40 NIL Retail (Hardlines) 90

4819 Shoe Carnival SCVL 36.32 250% 13.3 183% 2 3 3 1.00 0.9% Retail (Softlines) 83




Highest Yielding Non-Utility Stocks



3504 Summit Midstream SMLP 3.20 3 2 5 NMF 35.9%

4478 CONSOL Coal CCR 8.96 3 4 4 4.7 22.9%

3498 Martin Midstream MMLP 4.57 3 3 5 NMF 21.9%

5095 Salem Media Group SALM 1.50 3 3 5 NMF 17.3%

3503 Sprague Resources SRLP 16.25 3 3 4 7.5 16.4%

5006 Arlington Asset AI 5.70 4 4 3 NMF 15.8%

3275 USD Partners LP USDP 9.45 5 4 4 43.0 15.6%

3499 NGL Energy Partners NGL 10.55 3 4 5 NMF 14.8%

3488 Blueknight Energy BKEP 1.09 * * 5 NMF 14.7%

4004 Dorel Inds. DIIBF 4.22 4 3 - NMF 14.2%

3496 Green Plains Partner GPP 13.53 3 3 3 7.4 14.0%

5303 USA Compression USAC 16.66 2 2 4 NMF 12.6%

3501 Oasis Midstream OMP 16.43 4 4 3 5.8 12.5%

4629 Vector Group Ltd. VGR 12.90 3 3 3 18.4 12.4%

3500 Noble Midstream Part NBLX 21.85 4 4 3 5.9 12.3%

5301 SemGroup Corp. SEMG 15.66 * * 5 NMF 12.1%

4845 Dorchester DMLP 17.37 1 3 3 10.4 11.5%

3489 CNX Midstream Part. CNXM 13.98 4 4 3 6.2 11.4%

3494 Genesis Energy GEL 19.26 3 3 3 NMF 11.4%

3491 CrossAmerica Partner CAPL 18.61 3 3 3 31.0 11.3%

5317 Capital Product CPLP 11.49 * * - 23.9 11.0%

3492 Delek Logistics DKL 31.98 2 2 4 12.0 11.0%

4805 Sunoco LP SUN 31.32 3 1 3 32.6 10.5%

3495 Global Partners GLP 19.98 1 1 4 8.5 10.4%

5279 Cypress Energy CELP 8.17 2 2 5 11.2 10.3%

3502 PBF Logistics, LP PBFX 20.30 2 1 3 11.9 10.2%

3288 Advanced Emissions ADES 10.12 1 1 4 5.7 9.9%

4053 Landmark Infrast. LMRK 15.50 3 1 3 53.4 9.5%

5069 Westwood Holdings WHG 30.36 4 4 3 29.2 9.5%

5007 Artisan Partners APAM 30.06 3 3 3 12.5 8.6%

3487 BP Midstream Partner BPMP 15.54 4 4 3 10.5 8.6%

4058 Taubman Centers Inc. TCO 32.37 3 4 3 9.0 8.3%

4830 Westlake Chemical WLKP 22.80 3 3 3 13.9 8.1%

3497 Hess Midstream HESM 20.53 3 3 3 16.4 8.0%

4874 Viper Energy Part. VNOM 23.10 3 3 3 30.0 8.0%

4312 Enviva Partners EVA 34.01 3 3 3 NMF 7.9%

4847 Evolution Petroleum EPM 5.08 5 4 3 13.7 7.9%

3619 Psychemedics PMD 9.17 5 4 4 17.3 7.9%

5027 Fortress Transport. FTAI 17.01 3 3 3 35.4 7.8%

4477 Ciner Resources LP CINR 18.09 3 4 3 7.0 7.5%

3490 Crestwood Equity CEQP 31.96 2 2 4 10.0 7.5%

5102 Oaktree Specialty OCSL 5.23 3 3 3 5.8 7.3%

5062 TPG Specialty Lend. TSLX 21.37 3 3 2 10.8 7.3%

3845 Tecnoglass Inc. TGLS 8.11 4 3 3 38.6 6.9%

5090 Beasley Broadcast BBGI 3.00 3 3 5 7.7 6.7%

4079 TESSCO Tech. Inc. TESS 11.88 5 4 3 NMF 6.7%

5275 Archrock, Inc. AROC 8.82 4 3 4 18.4 6.6%

3505 TC PipeLines TCP 39.41 1 1 3 NMF 6.6%

4123 Spark Energy SPKE 11.15 3 3 4 NMF 6.5%

4116 PacWest Bancorp PACW 37.85 4 3 3 9.9 6.3%

4036 NVE Corp NVEC 64.69 4 4 3 22.9 6.2%

4523 Flexible Solutions FSI 2.47 3 3 5 24.7 6.1%

5067 Waddell & Reed WDR 16.42 3 4 3 8.5 6.1%

4826 Innophos Holdings IPHS 31.81 * * 3 29.7 6.0%

5043 Moelis & Company MC 33.44 4 4 3 14.9 6.0%

5029 GAIN Capital Hldgs. GCAP 4.16 4 3 4 NMF 5.8%

5065 Virtu Financial VIRT 16.81 5 4 3 46.7 5.7%

3805 United-Guardian Inc. UG 19.74 2 3 3 23.0 5.6%

4483 Hallador Energy Co. HNRG 2.93 3 2 4 32.6 5.5%

3222 Rocky Mountain Choc. RMCF 8.69 3 3 3 21.2 5.5%

5099 Alexanders Inc. ALX 331.50 3 4 2 30.6 5.4%

4290 TFS Financial Corp. TFSL 19.93 2 2 2 71.2 5.4%

5078 Dover Motorsports DVD 1.90 3 3 3 10.6 5.3%

4276 Kentucky First Fed. KFFB 7.69 3 3 3 69.9 5.2%

5508 Umpqua Holdings UMPQ 16.49 4 4 3 6.8 5.1%

3202 Ark Restaurants ARKR 20.07 3 3 3 16.9 5.0%

4085 JMP Group Inc. JMP 3.20 3 2 3 NMF 5.0%

3267 Costamare, Inc. CMRE 8.22 2 2 - 16.4 4.9%

4002 Crown Crafts Inc. CRWS 6.59 2 2 3 11.4 4.9%

5033 Hennessy Advisors HNNA 11.23 3 3 3 7.2 4.9%

5265 Wayside Technology WSTG 13.88 2 1 3 9.6 4.9%

4005 Flexsteel Inds FLXS 18.18 3 3 3 NMF 4.8%

5456 Hanmi Financial HAFC 19.82 3 3 3 14.8 4.8%

3824 Intertape Polymer ITPOF 12.18 3 3 - 17.9 4.8%

5040 Manning & Napier MN 1.67 3 3 4 11.9 4.8%

3813 UMH Properties UMH 14.93 2 2 3 NMF 4.8%

5074 Bowl America ‘A’ BWLA 14.90 3 3 3 26.6 4.7%

5267 CSP Inc. CSPI 12.90 2 2 3 NMF 4.7%

4007 Kewaunee Scientific KEQU 16.25 5 4 3 77.4 4.7%

5060 Silvercrest Asset SAMG 12.75 3 3 3 11.9 4.7%

4029 Espey Mfg&Electrncs ESP 21.90 4 4 3 22.3 4.6%

4282 NASB Finl NASB 43.50 2 3 3 8.5 4.6%

4493 Escalade Inc. ESCA 11.16 5 4 3 19.2 4.5%

3271 Pangaea Logistics PANL 3.13 3 3 - 8.7 4.5%

3817 Pope Resources LP POPE 88.10 3 2 3 NMF 4.5%

3272 Seaspan Corp. SSW 11.23 3 3 - 6.6 4.5%

4045 Ennis Inc. EBF 20.62 3 3 3 14.1 4.4%

3899 Citizens Holding Co. CIZN 22.28 4 5 3 19.4 4.3%

3854 Clearway Energy CWENA 18.51 2 2 4 NMF 4.3%

3432 Isabella Bank Corp. ISBA 24.21 3 4 3 12.5 4.3%

3453 United Bancorp UBCP 12.70 3 3 3 12.8 4.3%

4891 BCB Bancorp Inc. BCBP 13.36 3 4 3 10.9 4.2%

5423 Cadence Bancorp. CADE 16.51 5 5 3 9.7 4.2%

5501 The First Bancorp FNLC 28.46 1 1 3 12.2 4.2%

4270 Harleysville Finl HARL 23.99 3 4 - 11.3 4.2%

4040 Richardson Elec. RELL 5.65 4 3 3 NMF 4.2%

5416 Boston Private BPFH 11.63 3 3 3 10.3 4.1%

5519 Cogent Comm. CCOI 62.96 2 3 3 76.8 4.1%

3457 Donegal Group DGICB 12.48 3 3 3 21.5 4.1%

3446 Peoples Bancorp Inc PEBO 33.09 3 3 3 12.6 4.1%




Stocks Ranked 1 for PerformancePage Recent Tech. SafetyNo. Stock Name Ticker Price Rank Rank Beta P/E Yield

Page Recent Tech. SafetyNo. Stock Name Ticker Price Rank Rank Beta P/E Yield

■ Newly added this week.

Rank 1 Deletions: Allakos, Inc.; Appian Corp.; BMC Stock Holdings; BrightView Holdings; Coherus Biosciences; Dorian LPG, Ltd.; EVO Payments; First Capital,Inc.; Green Brick Partners; LeMaitre Vascular; Luna Innovations; Nymox Pharma.; PRA Group, Inc.; Peoples Bancorp; Sanfilippo John B.; Smartsheet, Inc.; VistaGold Corp.

3288 Advanced Emissions ADES 10.12 1 4 1.25 5.7 9.9%

3007 Alphatec Holdings ATEC 7.10 2 5 0.95 NMF NIL

5204 Amer. Software ■ AMSWA 15.95 1 3 0.95 72.5 2.8%

3455 Amerisafe Inc. ■ AMSF 66.94 1 3 0.80 16.6 1.5%

3634 Anika Therapeutics ANIK 58.37 1 3 1.05 27.0 NIL

4411 Apellis Pharma. APLS 28.08 1 4 1.50 NMF NIL

4675 Ardelyx, Inc. ARDX 6.38 2 5 1.65 NMF NIL

4638 Artesian Res. Corp. ■ ARTNA 37.10 1 3 0.65 23.2 2.7%

5407 Atlantic Union Bank. AUB 37.97 2 3 1.05 16.0 2.6%

5010 Atlanticus Holdings ATLC 7.55 1 5 0.70 2.3 NIL

4888 Auburn National AUBN 42.21 2 3 0.50 16.1 2.4%

3408 Bridgewater Banc. BWB 12.93 2 - NMF 12.8 NIL

5011 CBIZ, Inc. CBZ 26.49 1 2 0.80 20.9 NIL

5421 CNB Finl Corp CCNE 31.87 1 3 0.95 12.6 2.1%

4048 Cadiz Inc. CDZI 11.51 1 4 0.55 NMF NIL

5427 Capital City Bank CCBG 29.35 1 3 0.80 16.1 1.8%

5215 Cardlytics, Inc. CDLX 54.78 2 - NMF NMF NIL

5014 Cass Information CASS 56.81 1 3 0.95 27.1 1.8%

3806 Cavco Industries CVCO 197.56 2 3 1.10 24.2 NIL

5432 Century BanCorp CNBKA 87.06 3 3 0.65 12.5 0.6%

3412 Civista Bancshares ■ CIVB 22.12 1 3 0.65 10.6 2.0%

5015 Cohen & Steers CNS 66.61 2 2 0.90 25.9 2.2%

5016 Colliers Intl Group CIGI 71.76 2 3 1.15 26.5 0.1%

5437 Community Bankers ESXB 8.93 1 3 0.60 13.3 1.3%

5439 ConnectOne Bancorp ■ CNOB 25.17 2 3 0.95 12.2 1.4%

3881 Construction Partner ROAD 19.02 2 - NMF 23.8 NIL

4845 Dorchester DMLP 17.37 3 3 1.15 10.4 11.5%

3459 Essent Group, Ltd. ESNT 53.96 2 3 1.00 9.9 1.1%

5522 EverQuote, Inc. EVER 33.46 2 - NMF NMF NIL

3119 Evoqua Water Tech. AQUA 19.26 2 4 1.65 NMF NIL

5443 FB Financial Corp. FBK 38.50 1 3 1.05 15.3 0.8%

4690 FS Bancorp, Inc. FSBW 60.00 2 3 0.65 9.2 1.3%

3415 Farmers National FMNB 15.54 2 3 0.85 12.4 2.6%

5501 The First Bancorp ■ FNLC 28.46 1 3 0.90 12.2 4.2%

4265 First Defiance Finl FDEF 30.53 1 2 0.85 12.6 2.9%

4313 First Hawaiian ■ FHB 28.37 1 3 1.10 13.8 3.7%

5451 First Interstate ■ FIBK 42.08 1 2 1.00 15.5 2.9%

5452 First of Long Island ■ FLIC 24.40 2 3 0.90 14.4 3.0%

4266 First Savings Fin. FSFG 67.40 1 2 0.55 9.4 0.9%

3423 1st Source Corp. ■ SRCE 51.52 2 3 1.05 14.6 2.3%

4267 Flagstar Bancorp FBC 36.57 2 3 0.85 9.8 0.4%

3836 Forterra, Inc. FRTA 10.95 2 5 2.20 NMF NIL

5028 Franchise Group FRG 13.50 1 4 0.70 NMF NIL

5307 Fulgent Genetics FLGT 11.88 1 4 0.20 NMF NIL

3838 GMS Inc. GMS 31.10 1 4 1.55 18.3 NIL

3495 Global Partners GLP 19.98 1 4 1.15 8.5 10.4%

3425 Great Southern GSBC 61.12 2 3 1.05 12.0 2.2%

3239 H&E Equipment HEES 33.83 1 4 1.95 13.4 3.3%

5032 Hamilton Lane, Inc. HLNE 57.59 1 3 1.00 38.1 1.9%

4825 Hawkins Inc HWKN 41.52 1 3 1.00 16.4 2.2%

5309 HealthStream, Inc. HSTM 28.63 1 3 1.00 68.2 NIL

3841 Installed Building IBP 71.98 1 3 1.15 33.2 NIL

4016 Intellicheck, Inc. IDN 6.90 2 4 1.10 NMF NIL

5230 Intelligent Sys. INS 43.24 1 4 0.75 40.4 NIL

3269 International Seaway INSW 27.60 2 4 0.90 NMF NIL

4441 Karyopharm Therap. ■ KPTI 17.05 2 4 1.90 NMF NIL

4052 Kennedy-Wilson Hldgs KW 22.48 1 3 1.15 33.1 3.7%

3325 Krystal Biotech KRYS 56.96 2 4 1.10 NMF NIL

3810 LGI Homes, Inc. LGIH 70.25 1 4 1.15 11.3 NIL

4209 LSI Industries LYTS 5.42 1 4 1.15 NMF 3.7%

5466 Luther Burbank LBC 11.54 1 - NMF 13.7 2.0%

3811 M/I Homes MHO 43.99 2 3 1.05 10.5 NIL

3248 McGrath RentCorp MGRC 73.25 1 3 0.90 19.0 2.0%

3438 Mercantile Bank ■ MBWM 35.75 1 3 1.00 12.3 3.0%

4280 Meridian Bancorp EBSB 19.89 2 2 0.75 16.6 1.4%

5467 Metropolitan Bank MCB 46.00 2 3 1.05 13.6 NIL

5468 NBT Bancorp ■ NBTB 40.37 2 2 0.95 14.8 2.6%

5525 NIC Inc EGOV 22.71 1 3 1.00 30.7 1.4%

4705 Novan, Inc. NOVN 2.01 2 5 1.70 NMF NIL

4450 Odonate Therapeutics ODT 37.75 2 - NMF NMF NIL

3523 PCSB Financial PCSB 20.56 2 2 0.60 38.1 0.8%

4324 Parke Bancorp, Inc. PKBK 23.63 2 3 0.70 8.9 2.7%

5480 Penns Woods Bancorp PWOD 32.23 2 3 0.85 13.3 3.9%

4610 Perma-Pipe Intl Hldg PPIH 8.89 2 3 0.70 23.4 NIL

5483 Premier Financial PFBI 18.03 1 3 0.65 11.0 3.3%

3822 Prestige Brands PBH 37.70 1 3 1.05 13.2 NIL

5484 Prosperity ■ PB 70.42 1 3 1.25 14.9 2.3%

4455 Protagonist Therap. PTGX 8.34 1 4 1.55 NMF NIL

3922 Provention Bio, Inc. PRVB 9.80 3 - NMF NMF NIL

3924 Purple Innovation PRPL 8.56 2 4 0.30 NMF NIL

4021 Quantum Corp. QMCO 5.70 1 5 1.50 NMF NIL

5250 Red Violet, Inc. RDVT 17.10 2 - NMF NMF NIL

3254 SP Plus Corp. SP 43.76 1 3 0.85 20.0 NIL

4662 SVMK, Inc. SVMK 17.31 2 - NMF NMF NIL

5086 Skyline Champion SKY 32.67 2 4 1.20 33.7 NIL

5497 South State Corp. SSB 82.64 2 2 1.00 15.7 2.2%

5498 Stock Yards Bancorp SYBT 41.34 2 2 0.85 14.8 2.5%

3529 Summit Financial SMMF 27.04 2 3 0.85 10.9 2.2%

5258 Sykes Enterprises ■ SYKE 35.31 1 3 1.00 25.4 NIL

3505 TC PipeLines ■ TCP 39.41 1 3 1.20 NMF 6.6%

5499 Territorial Bancorp ■ TBNK 31.18 2 2 0.65 13.5 3.0%

4466 Tricida, Inc. TCDA 40.00 2 - NMF NMF NIL

5511 United Community UCBI 31.13 2 3 1.15 13.6 2.2%

5130 Unity Bancorp UNTY 22.72 2 3 0.60 10.7 1.4%

5513 Valley Natl Bancp NJ VLY 11.93 2 3 1.05 11.8 3.7%

5064 Victory Capital VCTR 20.77 2 - NMF 22.1 1.0%

4295 Waterstone Financial WSBF 18.88 2 2 0.65 15.2 2.5%

3264 Willscot Corp. WSC 17.89 2 3 1.45 NMF NIL

4811 Winmark Corp. WINA 177.15 2 2 0.70 23.3 0.6%

5089 YETI Holdings, Inc. YETI 29.57 1 - NMF 35.2 NIL




▲ ▼ Arrows indicate the direction of a change in Performance Rank. ■ Newly added this week.



3623 ANI Pharmaceuticals ANIP 59.27 3 4 1.30 43.9 NIL

3624 Acadia Pharma. ACAD 47.76 2 4 1.45 NMF NIL

4044 Acme United Corp. ACU 22.29 2 3 0.75 14.9 2.2%

5073 Acushnet Holdings GOLF 30.58 3 3 1.05 20.3 1.8%

3603 Addus HomeCare ADUS 93.30 3 3 0.80 62.2 NIL

4219 Adesto Technologies IOTS 7.43 1 4 0.90 NMF NIL

3828 Advanced Drainage WMS 37.28 2 3 1.00 NMF 1.0%

5201 Agilysys, Inc. AGYS 25.17 3 3 0.80 NMF NIL

5002 Air Lease Corp. AL 46.54 2 3 1.50 9.5 1.1%

4602 Alamo Group ALG 118.24 2 3 0.90 19.9 0.4%

4617 Alico Inc. ALCO 33.19 2 3 0.80 11.9 0.7%

4885 Allakos, Inc. ▼ ALLK 90.75 2 - NMF NMF NIL

4221 Alpha & Omega AOSL 12.09 1 4 0.90 NMF NIL

5203 Alteryx, Inc. AYX 107.27 2 3 1.00 NMF NIL

4883 America’s Car-Mart CRMT 104.71 3 3 1.00 13.4 NIL

4513 Ampco-Pittsburgh ▲ AP 3.50 3 5 1.60 NMF NIL

3474 Anterix, Inc. ATEX 41.11 2 4 1.30 NMF NIL

4640 AppFolio, Inc. APPF 113.31 3 3 1.10 NMF NIL

5206 Appian Corp. ▼ APPN 43.80 3 4 0.65 NMF NIL

3289 AquaVenture Holdings WAAS 21.52 3 4 0.80 NMF NIL

3636 Arena Pharma ARNA 49.19 2 4 1.25 4.6 NIL

5005 Ares Management ARES 32.75 2 3 1.15 37.6 3.9%

5405 Arrow Financial ▲ AROW 36.60 2 2 0.75 15.1 2.8%

3829 Aspen Aerogels, Inc. ASPN 7.10 2 4 1.10 NMF NIL

5207 Aspen Technology AZPN 123.26 3 3 1.15 31.9 NIL

5009 Asta Funding ASFI 10.35 2 4 0.45 11.5 NIL

3109 Atkore International ATKR 41.65 3 3 1.35 14.7 NIL

5406 Atlantic Capital ACBI 19.05 3 3 0.90 16.3 NIL

3035 Atrion Corp ATRI 714.72 2 3 0.65 36.4 0.9%

3642 Avid Bioservices CDMO 5.39 2 4 0.95 NMF NIL

5103 Avid Technology AVID 8.36 3 5 1.35 NMF NIL

3830 BMC Stock Holdings ▼ BMCH 29.21 2 3 1.15 16.8 NIL

3849 Ballard Power Sys. BLDP 6.88 2 - 1.55 NMF NIL

5408 BancFirst Corp. OK BANF 59.46 2 2 1.00 15.0 2.2%

5411 Bank of Marin BMRC 45.51 3 2 0.75 18.1 1.8%

3644 BioDelivery Sciences BDSI 6.25 3 4 1.50 NMF NIL

4309 Biohaven Pharma. BHVN 57.40 3 - 1.80 NMF NIL

3037 BioLife Solutions BLFS 16.65 3 4 1.25 36.2 NIL

4683 Blueprint Medicines BPMC 78.86 3 4 1.55 NMF NIL

4618 Bridgford Foods BRID 25.30 3 4 0.75 32.4 NIL

5213 Brightcove, Inc. BCOV 8.99 2 3 0.90 NMF NIL

3227 BrightView Holdings ▼ BV 16.67 2 - NMF 39.7 NIL

5075 Build-A-Bear BBW 2.92 2 4 0.90 NMF NIL

3315 CPI Aerostructures CVU 7.12 2 4 0.60 23.7 NIL

5012 CPI Card Group PMTS 1.05 2 5 0.85 NMF NIL

4689 CRISPR Therap. CRSP 65.67 3 - 1.70 NMF NIL

3410 CSB Bancorp, Inc. CSBB 41.00 3 2 0.45 10.9 2.7%

5267 CSP Inc. CSPI 12.90 2 3 0.70 NMF 4.7%

5426 Camden National CAC 43.28 2 2 0.85 12.1 2.8%

3081 Camtek Ltd. CAMT 10.34 3 - 1.15 17.5 NIL

3229 Cardtronics PLC CATM 42.93 2 4 1.10 67.1 NIL

4417 Catalyst Pharma CPRX 4.49 3 4 1.50 56.1 NIL

5430 Central Pacific CPF 29.38 2 3 1.05 14.2 3.1%

5431 Central Valley Comm. CVCY 20.75 2 3 0.60 12.7 2.1%

3807 Century Communities CCS 27.99 2 3 1.05 10.0 NIL

3833 Chase Corp. CCF 116.18 1 3 1.05 33.6 0.7%

4420 CheckPoint Therap. ▲ CKPT 1.38 2 4 1.40 NMF NIL

5092 Chicken Soup CSSE 7.73 1 4 0.50 NMF NIL

3311 Cinedigm Corp. CIDM 0.74 3 5 1.25 NMF NIL

5434 City Holding CHCO 80.22 3 2 0.90 17.0 2.8%

5076 Clarus Corp. CLAR 12.46 3 3 1.15 37.8 0.8%

3854 Clearway Energy CWENA 18.51 2 4 1.05 NMF 4.3%

5519 Cogent Comm. CCOI 62.96 3 3 0.85 76.8 4.1%

4310 Coherus Biosciences ▼ CHRS 19.23 2 4 1.35 NMF NIL

5077 Collectors Univ. CLCT 26.83 2 3 1.10 21.0 2.6%

4069 Communication Sys. JCS 7.72 2 3 0.70 17.5 1.0%

4604 CompX Intl. CIX 15.50 3 3 0.65 12.5 1.8%

4472 Comstock Mining LODE 0.06 2 5 0.85 NMF NIL

4049 Consol. Tomoka Land CTO 63.50 2 3 0.90 10.2 0.8%

3658 Corcept Therapeutics CORT 12.87 2 4 1.60 17.9 NIL

3607 CorVel Corp. CRVL 81.57 3 3 0.90 31.7 NIL

3267 Costamare, Inc. CMRE 8.22 2 - 1.45 16.4 4.9%

4893 Crawford & Co. CRDB 10.10 2 3 0.90 18.7 2.0%

3490 Crestwood Equity CEQP 31.96 2 4 1.50 10.0 7.5%

4002 Crown Crafts Inc. CRWS 6.59 2 3 0.55 11.4 4.9%

5279 Cypress Energy CELP 8.17 2 5 1.10 11.2 10.3%

3661 Cytokinetics Inc CYTK 9.50 2 4 1.10 NMF NIL

5113 Daily Journal Corp. DJCO 281.11 1 3 0.65 NMF NIL

3492 Delek Logistics DKL 31.98 2 4 0.95 12.0 11.0%

5219 Descartes Systems DSGX 42.59 2 3 0.95 NMF NIL

5220 Digimarc Corporation DMRC 33.96 2 4 0.85 NMF NIL

3041 Digirad Corp. ▲ DRAD 3.13 2 5 1.25 NMF NIL

4027 Digital Ally ▲ DGLY 1.09 2 5 1.00 NMF NIL

3268 Dorian LPG, Ltd. ▼ LPG 14.34 2 4 1.35 31.9 NIL

4429 Durect Corp. DRRX 1.95 3 5 1.10 NMF NIL

4099 EVO Payments ▼ EVOP 28.10 2 - NMF NMF NIL

4431 Eagle Pharma. EGRX 56.22 1 4 0.95 31.2 NIL

3664 Eidos Therapeutics EIDX 57.19 2 - NMF NMF NIL

3043 Electromed Inc. ELMD 9.19 2 5 1.15 27.8 NIL

3458 Employers Holdings EIG 42.41 2 3 1.00 9.2 2.1%

5020 Encore Capital ECPG 36.51 3 4 1.25 6.7 NIL

4473 Endeavour Silver ▲ EXK 1.97 3 4 1.10 NMF NIL

3855 Energous Corp. WATT 2.14 3 4 1.95 NMF NIL

3295 Energy Recovery Inc. ERII 8.78 2 4 1.80 35.1 NIL

3609 Ensign Group Inc. ENSG 44.09 3 3 1.00 22.5 0.4%

3668 Epizyme Inc. ▲ EPZM 16.81 3 4 1.65 NMF NIL

4263 ESSA Bancorp Inc. ESSA 17.37 2 3 0.55 15.8 2.3%

5223 Everbridge, Inc. ▲ EVBG 85.75 3 3 1.15 NMF NIL

5023 Everi Holdings EVRI 13.34 3 5 1.60 40.4 NIL

5024 EVERTEC, Inc. EVTC 32.35 2 3 1.00 24.1 0.6%

Rank 2 Deletions: AcelRx Pharma.; Allied Hlthcare Prod; Aqua Metals, Inc.; Ardmore Shipping; Aveo Pharmaceuticals; BioCryst Pharm; Blackbaud Inc; BlueLinxHoldings; Canadian Solar Inc; CareDx Inc.; Celsion Corp.; Cleveland Biolabs; Delta Apparel Inc.; Enphase Energy, Inc.; Etsy, Inc.




▲ ▼ Arrows indicate the direction of a change in Performance Rank. ■ Newly added this week.



3235 ExlService Holdings EXLS 69.71 2 3 0.95 36.7 NIL

3236 Exponent Inc. EXPO 62.96 2 2 0.85 42.8 1.0%

4206 Fabrinet FN 60.56 3 3 1.05 19.1 NIL

4691 Fate Therapeutics FATE 15.11 3 4 2.00 NMF NIL

5445 Fin’l Institutions FISI 32.95 2 3 0.80 12.6 3.0%

5446 First BanCorp PR FBP 10.66 3 3 1.45 10.1 1.1%

3417 First Business Fin’l FBIZ 24.41 1 3 0.75 9.9 2.5%

4264 First Capital, Inc. ▼ FCAP 69.55 2 3 0.45 22.3 1.4%

5449 First Financial Bank FFIN 34.60 3 3 1.05 29.1 1.4%

5320 First United Corp. FUNC 24.21 2 3 0.75 13.6 2.1%

3909 Five Prime Therap. FPRX 3.88 2 4 1.35 NMF NIL

4228 FormFactor Inc FORM 23.05 3 3 1.45 16.5 NIL

3837 Foundation Building FBM 20.90 1 3 1.05 31.2 NIL

3237 Franklin Covey FC 37.71 1 3 0.95 NMF NIL

4802 GNC Holdings ▲ GNC 2.99 3 5 1.30 7.3 NIL

4481 General Moly Inc. GMO 0.27 3 5 1.45 NMF NIL

3912 Genocea Biosciences ▲ GNCA 2.20 2 4 1.45 NMF NIL

3424 German American ▲ GABC 33.72 2 3 0.90 15.8 2.0%

5455 Glacier Bancorp ▲ GBCI 43.94 3 3 1.20 18.7 2.6%

4639 Global Water Res. GWRS 13.69 3 3 0.40 NMF 2.1%

3884 Gt Lakes Dredge GLDD 10.49 3 4 1.25 14.6 NIL

3809 Green Brick Partners ▼ GRBK 11.46 2 4 1.35 10.3 NIL

3241 HERC Holding ▲ HRI 47.20 1 4 2.05 29.9 NIL

4269 HMN Financial HMNF 20.76 2 2 0.50 10.8 NIL

3462 Hallmark Finl Svcs HALL 18.83 2 3 0.80 12.1 NIL

3427 Hawthorn Bancshares HWBK 24.44 3 3 0.65 10.4 2.0%

4273 Home Federal HFBL 37.86 3 3 0.40 14.6 1.7%

5034 Horace Mann Educ. HMN 43.85 2 2 0.90 14.7 2.6%

3429 Horizon Bancorp HBNC 18.81 3 3 0.90 13.0 2.6%

3244 ICF International ICFI 88.01 3 3 0.80 24.8 0.6%

4208 IES Holdings IESC 21.42 2 3 1.00 16.2 NIL

4274 IF Bancorp Inc. IROQ 22.00 1 2 0.55 20.2 1.4%

5226 Icad Inc. ICAD 7.00 1 5 1.30 NMF NIL

3676 Idera Pharma. ▲ IDRA 1.88 1 4 1.30 NMF NIL

4651 iMedia Brands, Inc. ▲ IMBI 0.53 3 5 1.25 NMF NIL

4696 Immunic, Inc. IMUX 7.00 2 4 2.15 NMF NIL

3480 Impinj, Inc. PI 33.53 1 4 2.15 NMF NIL

5462 Independent Bank MA INDB 84.29 3 3 1.05 17.9 2.1%

3049 InfuSystem Holdings INFU 7.72 2 4 0.65 NMF NIL

5310 Inovalon Holdings INOV 18.69 2 3 0.70 NMF NIL

3016 Inspire Medical INSP 68.31 2 - NMF NMF NIL

4652 Internap Corp. ▲ INAP 1.32 1 5 1.55 NMF NIL

5463 Intl. Bancshares ▲ IBOC 42.76 3 3 1.25 13.3 2.6%

4698 IVERIC bio Inc. ISEE 3.56 2 4 0.80 NMF NIL

3611 The Joint Corp. JYNT 19.08 2 4 0.90 95.4 NIL

4485 Kaiser Aluminum ▲ KALU 108.77 2 3 1.10 18.5 2.2%

5290 Key Energy Services KEG 0.25 2 5 3.10 NMF NIL

4499 Koppers Holdings ▲ KOP 38.46 1 4 1.50 18.7 NIL

4609 Kornit Digital KRNT 33.10 1 - 0.95 NMF NIL

3085 LGL Group LGL 14.40 3 3 0.45 11.3 NIL

3612 LHC Group LHCG 136.09 3 3 0.90 45.1 NIL

3278 Landstar Sys. LSTR 112.52 1 2 0.95 18.3 0.7%

4442 Lannett Company LCI 9.16 1 5 1.50 48.2 NIL

3019 LeMaitre Vascular ▼ LMAT 35.95 2 3 0.85 39.9 0.9%

3858 Lightbridge Corp ▲ LTBR 4.07 2 5 1.25 NMF NIL

3885 Limbach Holdings ▲ LMB 2.98 2 5 0.85 37.3 NIL

4444 Lipocine, Inc. ▲ LPCN 0.42 2 5 1.00 NMF NIL

4317 Loop Industries LOOP 10.35 3 - NMF NMF NIL

3088 Luna Innovations ▼ LUNA 7.32 2 4 0.75 81.3 NIL

4654 Magic Software MGIC 9.99 2 - 0.85 28.5 3.1%

4279 Malvern Bancorp ▲ MLVF 22.97 2 3 0.55 18.7 NIL

3689 MannKind Corp ▲ MNKD 1.16 3 5 1.40 NMF NIL

5234 Marin Software Inc. MRIN 1.56 2 5 0.40 NMF NIL

3690 Marinus Pharma. MRNS 1.06 2 4 2.35 NMF NIL

3279 Marten Transport Ltd MRTN 21.35 1 3 1.15 19.1 0.6%

3694 Merrimack Pharma. MACK 3.78 3 4 1.30 NMF NIL

4281 Meta Financial Grp. CASH 35.67 2 3 0.95 14.4 0.6%

5235 MicroStrategy MSTR 152.76 2 3 1.00 62.1 NIL

4859 Mid-Con Energy MCEP 0.25 2 5 2.15 12.5 NIL

3440 Middlefield Banc MBCN 25.46 2 3 0.40 12.7 2.2%

3106 Miller Inds. MLR 36.15 3 3 0.95 10.8 2.0%

3058 Misonix Inc MSON 20.81 3 4 0.70 NMF NIL

5236 MobileIron, Inc. MOBL 4.75 3 4 1.25 NMF NIL

5238 MongoDB, Inc. MDB 146.88 3 3 1.10 NMF NIL

4282 NASB Finl NASB 43.50 3 3 0.55 8.5 4.6%

4502 NACCO Inds. ‘A’ NC 48.21 2 3 0.90 7.6 1.6%

3059 NanoString Tech. NSTG 25.59 3 4 1.25 NMF NIL

4037 NAPCO Security NSSC 31.01 3 3 0.85 41.3 NIL

3614 Natera, Inc. NTRA 39.45 3 4 1.20 NMF NIL

3615 Natl HealthCare NHC 86.97 3 2 0.75 18.3 2.4%

5313 National Research NRC 63.80 3 3 0.90 52.3 1.2%

3804 Nature’s Sunshine ▲ NATR 10.27 2 3 1.15 68.5 NIL

3616 NeoGenomics, Inc. NEO 25.69 2 3 1.05 NMF NIL

4240 Netlist Inc. ▲ NLST 0.33 2 5 1.50 NMF NIL

3698 Neurocrine Biosci. NBIX 114.98 2 3 1.35 NMF NIL

4909 Neuronetics, Inc. ▲ STIM 4.22 2 - NMF NMF NIL

3443 Nicolet Bankshares NCBS 72.25 2 2 0.80 13.2 NIL

5471 Northfield Bancorp NFBK 17.08 2 2 0.80 20.1 2.6%

5472 Northrim BanCorp NRIM 37.87 1 3 0.85 12.5 3.5%

4515 Northwest Pipe NWPX 33.99 3 3 1.45 19.4 NIL

4009 Nova Lifestyle. Inc. NVFY 0.51 2 5 1.25 6.4 NIL

3918 Novavax Inc. NVAX 3.78 2 5 1.60 NMF NIL

4449 Nymox Pharma. ▼ NYMX 1.92 3 - 0.60 NMF NIL

3860 Ocean Power OPTT 1.04 2 5 1.80 NMF NIL

4527 Oil-Dri Corp of Amer ▲ ODC 35.75 1 3 1.15 21.5 2.8%

3113 Omega Flex Inc. OFLX 96.92 1 3 1.05 55.4 1.2%

5050 On Deck Capital ▲ ONDK 4.17 2 5 1.40 9.9 NIL

5049 OneMain Holdings OMF 43.27 1 4 1.45 7.7 2.3%

4087 Oppenheimer Holdings OPY 28.28 2 3 1.00 11.0 1.7%

5122 OrthoPediatrics KIDS 38.99 3 4 1.30 NMF NIL

Rank 2 Deletions: Global Blood Therap.; HMS Holdings; Huitao Technology; Huttig Building; IEC Electrs Corp.; iFresh, Inc.; Limestone Bancorp; LincolnEducational; Liquidity Services; MoneyGram Int’l Inc.






Stocks Ranked 2 for Performance

4115 Oxford Immunotec ▲ OXFD 16.66 2 3 0.70 13.3 NIL

3502 PBF Logistics, LP PBFX 20.30 1 3 0.95 11.9 10.2%

3484 PCTEL Inc PCTI 8.72 2 3 0.85 NMF NIL

5242 PDF Solutions PDFS 15.69 1 3 1.45 NMF NIL

5052 PRA Group, Inc. ▼ PRAA 37.15 2 4 1.15 22.8 NIL

3701 PTC Therapeutics PTCT 45.56 3 4 1.30 NMF NIL

5053 Paysign, Inc. PAYS 9.72 2 4 0.80 88.4 NIL

5244 Pegasystems Inc. PEGA 77.61 2 3 1.20 NMF 0.2%

4710 Peoples Bancorp ▼ PEBK 30.83 2 3 0.70 12.7 1.8%

5327 Peoples Financial PFIS 49.62 3 3 0.90 13.6 2.7%

4657 Perficient Inc PRFT 42.29 3 3 0.85 41.5 NIL

3298 Perma-Fix Environ. PESI 6.87 2 4 0.75 NMF NIL

4912 Pfenex, Inc. PFNX 9.68 1 4 1.15 NMF NIL

5482 Pinnacle Financial ▲ PNFP 60.93 3 3 1.20 11.7 1.1%

5245 Progress Software PRGS 41.52 3 3 1.10 37.7 1.5%

5246 Proofpoint Inc. PFPT 118.46 2 3 1.30 NMF NIL

4286 Provident Finl Hldgs PROV 22.36 2 2 0.60 33.4 2.5%

3299 Pure Cycle Corp PCYO 12.38 3 3 0.90 59.0 NIL

3447 QCR Holdings, Inc. QCRH 41.86 2 3 0.85 12.2 0.6%

3066 Quidel Corp QDEL 68.86 3 3 1.25 38.5 NIL

3405 RGC Resources Inc RGCO 28.57 3 3 0.40 26.5 2.3%

5057 Radian Group RDN 25.81 2 3 1.05 8.5 NIL

3103 Radiant Logistics RLGT 5.45 2 4 1.15 19.5 NIL

4456 Radius Health Inc RDUS 22.91 1 4 1.55 NMF NIL

3221 Rave Restaurant RAVE 1.99 3 5 1.10 NMF NIL

5249 RealPage Inc. RP 54.66 2 3 0.90 NMF NIL

4325 Reata Pharma. RETA 209.20 3 4 1.65 NMF NIL

5058 Regional Management RM 33.20 2 4 1.20 9.9 NIL

4916 Remark Holdings Inc. ▲ MARK 0.62 2 5 1.40 NMF NIL

3525 Replimune Group REPL 13.35 3 - NMF NMF NIL

5486 Republic Bancorp RBCAA 46.21 3 3 0.95 11.8 2.3%

3068 ReWalk Robotics RWLK 2.16 3 5 1.30 NMF NIL

4010 Richelieu Hardware RCH.TO 26.50 1 - 0.65 22.6 1.0%

4630 Rocky Brands RCKY 28.25 2 3 0.85 13.3 2.0%

4865 Rosehill Resources ▲ ROSE 1.09 2 5 1.50 1.1 NIL

4660 Rubicon Project RUBI 8.67 2 4 1.15 NMF NIL

4661 SPS Commerce Inc. SPSC 57.29 3 3 1.00 64.4 NIL

4504 Safeguard ▲ SFE 11.55 1 3 1.15 6.2 NIL

3283 Saia Inc SAIA 94.36 1 3 1.10 21.1 NIL

4625 Sanfilippo John B. ▼ JBSS 99.44 1 3 0.65 25.0 0.6%

5253 Sapiens Int’l Corp. SPNS 22.65 1 - 1.05 48.2 1.0%

3284 Schneider National ▲ SNDR 22.79 3 3 1.25 18.7 1.1%

4460 scPharmaceuticals SCPH 4.84 3 5 1.10 NMF NIL

3844 Select Interior SIC 10.42 2 - NMF NMF NIL

3070 Semler Scientific SMLR 42.48 2 4 0.75 25.3 NIL

3071 Senseonics Holdings ▲ SENS 0.96 3 4 1.00 NMF NIL

4819 Shoe Carnival ▲ SCVL 36.32 3 3 1.00 13.3 0.9%

5495 Sierra Bancorp BSRR 27.40 2 3 0.95 12.2 2.8%

5255 Simulations Plus SLP 34.67 3 3 0.70 72.2 0.7%

4664 Smartsheet, Inc. ▼ SMAR 46.41 3 - NMF NMF NIL

3329 Southern First SFST 43.52 2 3 0.80 12.8 NIL

4289 Southern Mo. Bancorp SMBC 37.61 2 3 0.70 11.6 1.6%

5496 Southside Bancshares SBSI 35.46 2 3 1.00 16.2 3.5%

4804 Sportsman’s Ware. SPWH 7.39 1 5 1.00 13.7 NIL

3890 Sterling Construct. STRL 14.56 1 4 1.30 16.7 NIL

4057 Stratus Properties ▲ STRS 28.78 2 3 0.65 NMF NIL

3718 Sunesis Pharma. SNSS 0.43 3 5 1.75 NMF NIL

3867 Sunrun, Inc. RUN 13.75 2 5 1.25 NMF NIL

4722 Syndax Pharma. SNDX 7.22 3 4 1.65 NMF NIL

3094 Sypris Solutions SYPR 0.83 3 5 0.80 NMF NIL

4290 TFS Financial Corp. TFSL 19.93 2 2 0.80 71.2 5.4%

5529 TechTarget TTGT 29.36 2 3 0.95 53.4 NIL

4463 Tetraphase Pharma. TTPH 2.46 2 5 1.85 NMF NIL

4464 TherapeuticsMD, Inc. TXMD 2.57 2 4 1.50 NMF NIL

5502 Tompkins Financial TMP 87.66 1 3 0.95 16.8 2.4%

4252 Tower Semiconductor TSEM 22.24 1 - 1.30 21.8 NIL

3096 Transcat Inc. TRNS 33.49 3 3 0.65 30.2 NIL

5506 TrustCo Bank Corp NY ▲ TRST 8.77 2 3 1.00 14.1 3.1%

5507 Trustmark Corp. TRMK 34.53 2 2 1.00 14.7 2.7%

3826 UFP Technologies UFPT 46.13 3 3 0.90 18.8 NIL

3813 UMH Properties UMH 14.93 2 3 0.75 NMF 4.8%

4253 Ultra Clean UCTT 21.43 1 4 1.45 NMF NIL

5510 United Bkshrs W.Va. UBSI 38.07 2 3 1.10 14.9 3.6%

3805 United-Guardian Inc. UG 19.74 3 3 0.45 23.0 5.6%

5303 USA Compression ▲ USAC 16.66 2 4 1.40 NMF 12.6%

3846 US Concrete Inc. USCR 39.78 2 4 1.25 53.8 NIL

3622 U.S. Physical USPH 114.95 2 3 0.90 50.9 1.0%

4061 UNITIL Corp. UTL 60.80 3 2 0.50 20.7 2.4%

3310 Universal Tech UTI 5.85 2 5 1.40 NMF NIL

3261 Vectrus, Inc. VEC 51.28 2 4 1.00 17.3 NIL

4727 Veracyte, Inc. VCYT 28.47 3 4 1.40 NMF NIL

3725 Verastem Inc. VSTM 1.16 3 5 1.60 NMF NIL

3726 Vericel Corp. VCEL 18.87 3 4 1.55 NMF NIL

3727 Verrica Pharma. VRCA 16.20 2 - NMF NMF NIL

4637 Vince Holding Corp VNCE 23.25 2 5 1.25 NMF NIL

5264 Virnetx Holding Corp VHC 3.50 2 4 1.30 NMF NIL

4476 Vista Gold Corp. ▼ VGZ 0.55 2 4 0.15 NMF NIL

3870 Vivint Solar, Inc. VSLR 7.27 3 5 1.30 NMF NIL

3262 WNS (Holdings) Ltd. WNS 62.51 3 - 0.90 28.3 NIL

5068 Walker & Dunlop Inc. WD 64.89 2 3 1.05 11.8 1.8%

4296 Wayne Savings WAYN 22.10 3 3 0.50 9.4 3.6%

5265 Wayside Technology WSTG 13.88 1 3 0.65 9.6 4.9%

5516 Westamerica Bancorp WABC 65.62 2 3 1.05 22.5 2.5%

5070 Willis Lease Finance WLFC 61.85 3 4 0.70 4.9 NIL

3107 Workhorse Group, Inc WKHS 2.58 3 5 0.55 NMF NIL

3730 XOMA Corp. XOMA 24.13 2 5 2.00 NMF NIL

4511 XpresSpa Group, Inc. XSPA 0.72 1 5 1.40 NMF NIL

4531 Yield10 Bioscience YTEN 0.13 2 5 1.55 NMF NIL

4930 Y-mAbs Therapeutics YMAB 29.56 2 - NMF NMF NIL

5131 Zynex, Inc. ZYXI 10.72 3 4 0.45 39.7 NIL

Rank 2 Deletions: PB Bancorp; Quanterix Corp.; Qumu Corp.; Rapid7, Inc.; Rocky Mountain Choc.; Sharps Compliance; SolarEdge Tech.; Socket Mobile Inc.;Telaria, Inc.; Trans World Entmt.; VOXX International; Vascular Biogenics; Vivus Inc.; Youngevity Intl; Zogenix Inc.





Stocks Ranked 5 for Performance



4062 Airgain, Inc. AIRG 9.98 4 4 1.60 45.4 NIL

3101 Air Transport Serv. ATSG 25.19 4 3 1.20 NMF NIL

4408 Albireo Pharma, Inc. ALBO 20.12 4 4 1.25 NMF NIL

5003 Altisource Asset AAMC 13.00 4 5 1.75 NMF NIL

4299 Amer Equity Inv. AEL 29.81 5 3 1.45 34.3 0.9%

3848 Amer. Superconductor ■ AMSC 8.62 4 4 1.25 57.5 NIL

4490 AMREP Corp. AXR 6.25 5 3 0.65 NMF NIL

4887 Arcus Biosciences ■ RCUS 9.52 4 - NMF NMF NIL

4063 Avaya Holdings Corp. AVYA 12.30 4 - NMF NMF NIL

3204 Biglari Holdings BH 110.03 5 - NMF 0.5 NIL

3038 BioTelemetry Inc. BEAT 46.35 4 3 1.10 43.3 NIL

5517 Blucora, Inc. BCOR 23.18 5 3 0.95 NMF NIL

5423 Cadence Bancorp. CADE 16.51 5 3 1.35 9.7 4.2%

4832 Canterbury Pk Hldg CPHC 12.65 4 3 0.65 12.8 2.2%

4685 Care.com, Inc. CRCM 12.34 4 4 1.15 NMF NIL

3205 Carrols Restaurant ■ TAST 8.43 5 4 0.90 NMF NIL

4686 Cars.com, Inc. CARS 13.26 4 4 1.65 NMF NIL

4833 Century Casinos CNTY 8.20 5 3 0.85 NMF NIL

3511 Chemung Financial CHMG 45.59 5 3 0.60 13.0 2.3%

5217 Commvault Systems CVLT 50.25 5 3 1.10 NMF NIL

3835 Cont’l Materials CUO 8.00 4 4 0.70 NMF NIL

3277 Covenant Transport CVTI 13.62 4 5 1.45 10.6 NIL

4084 Cowen Group Inc. ■ COWN 15.48 5 4 1.35 27.2 NIL

4894 Crinetics Pharma. CRNX 19.03 4 - NMF NMF NIL

4071 DASAN Zhone DZSI 7.47 4 4 0.80 NMF NIL

3118 Denali Therap. DNLI 18.00 5 - NMF NMF NIL

4814 Duluth Holdings DLTH 9.11 4 4 1.25 24.6 NIL

4648 eGain Comm. EGAN 7.90 5 4 0.95 46.5 NIL

3234 Emerald Exposition EEX 9.86 4 3 0.80 54.8 3.0%

3667 Enanta Pharma. ENTA 62.69 4 4 1.30 28.4 NIL

4493 Escalade Inc. ESCA 11.16 4 3 0.85 19.2 4.5%

3015 Establishment Labs ESTA 22.41 5 - NMF NMF NIL

5306 Evolent Health EVH 10.66 5 4 1.30 NMF NIL

4847 Evolution Petroleum EPM 5.08 4 3 1.30 13.7 7.9%

3670 FibroGen Inc FGEN 40.33 4 3 1.20 98.4 NIL

4101 ForeScout Tech. ■ FSCT 35.68 5 4 1.05 NMF NIL

4606 Foster (L.B.) ‘A’ ■ FSTR 19.35 4 4 1.70 22.2 NIL

3911 G1 Therapeutics ■ GTHX 23.37 4 4 2.25 NMF NIL

4103 Garrett Motion, Inc. GTX 10.75 5 - NMF 3.7 NIL

4836 Golden Entertainment GDEN 18.27 5 4 1.05 NMF NIL

3213 The Habit Restaurant HABT 10.67 4 3 1.00 66.7 NIL

5112 Hemisphere Media HMTV 13.34 5 3 0.65 NMF NIL

3305 Houghton Mifflin HMHC 5.88 4 4 0.95 NMF NIL

4695 i3 Verticals IIIV 27.00 4 - NMF NMF NIL

4032 IntriCon Corp IIN 18.87 4 4 1.00 NMF NIL

5036 Investors Title ITIC 163.89 4 3 0.70 15.4 1.0%

3051 iRhythm Technologies IRTC 72.06 5 3 1.40 NMF NIL

4853 Jagged Peak Energy JAG 7.03 4 3 1.55 13.8 NIL

4007 Kewaunee Scientific KEQU 16.25 4 3 0.60 77.4 4.7%

4827 Landec Corp. LNDC 11.33 5 3 0.80 NMF NIL

4109 Liberty Oilfield LBRT 8.78 4 - NMF 8.8 2.3%

3686 Ligand Pharm. LGND 112.21 4 3 1.00 NMF NIL

4110 Livent Corp. LTHM 8.01 4 - NMF 15.1 NIL

3054 Luminex Corp LMNX 21.55 5 3 1.00 NMF 1.7%

4702 Madrigal Pharma. MDGL 106.53 5 4 1.95 NMF NIL

3105 Manitex Intl Inc. MNTX 5.42 4 5 1.55 NMF NIL

3055 Merit Medical Sys MMSI 28.25 5 3 1.05 85.6 NIL

5295 NOW Inc. DNOW 11.67 4 3 1.60 22.9 NIL

4622 Natural Alterna. NAII 7.75 4 3 0.70 13.8 NIL

5292 Natural Gas NGS 11.13 4 3 1.40 NMF NIL

3803 Natural Health Trend NHTC 5.85 4 4 1.30 24.4 NIL

3825 Northern Tech. NTIC 12.15 4 3 0.80 22.1 2.1%

3022 Orthofix Medical OFIX 45.25 5 - 0.85 NMF NIL

3617 PetIQ, Inc. PETQ 23.09 4 4 1.30 NMF NIL

5109 PlayAGS, Inc. AGS 11.60 4 - NMF NMF NIL

3619 Psychemedics PMD 9.17 4 4 0.80 17.3 7.9%

4716 Quotient Technology QUOT 10.65 5 4 1.25 NMF NIL

4214 RF Industries Ltd. ■ RFIL 6.04 4 4 0.80 17.3 1.3%

5298 Ranger Energy Serv. RNGR 6.65 5 5 1.55 18.0 NIL

3709 REGENXBIO, Inc. RGNX 41.46 5 4 1.55 NMF NIL

3865 Renewable Energy REGI 17.20 5 4 1.25 NMF NIL

4918 Rhythm Pharma. ■ RYTM 23.36 5 4 1.50 NMF NIL

4250 SMTC Corp. SMTX 3.02 4 4 0.70 NMF NIL

4088 Siebert Finl Corp. SIEB 11.60 5 4 0.80 36.3 NIL

5526 Sina Corporation SINA 34.94 4 - 1.20 20.7 NIL

3486 Spok Holdings, Inc. SPOK 12.73 4 3 0.90 NMF 3.9%

3406 Star Group LP SGU 9.37 4 3 0.60 28.4 5.3%

3131 Stitch Fix, Inc. SFIX 22.81 4 4 1.60 63.4 NIL

3004 Strattec Security STRT 23.58 4 4 0.90 14.2 2.4%

4666 Synacor, Inc. ■ SYNC 1.68 4 5 0.90 NMF NIL

5316 Tabula Rasa Health. TRHC 43.78 4 4 0.90 NMF NIL

4806 Tandy Leather ■ TLF 5.28 5 3 0.60 31.1 NIL

3095 Taylor Devices Inc. TAYD 10.49 4 3 0.55 16.9 NIL

4059 Tejon Ranch Co. TRC 16.40 4 3 1.00 NMF NIL

4079 TESSCO Tech. Inc. TESS 11.88 4 3 0.75 NMF 6.7%

4807 Titan Machinery ■ TITN 18.03 4 4 1.70 36.1 NIL

4882 TravelCenters TA 9.36 4 5 1.45 NMF NIL

4328 Trupanion, Inc. TRUP 34.57 5 3 1.30 NMF NIL

4042 Turtle Beach Corp. HEAR 8.22 4 4 0.95 7.9 NIL

4611 Twin Disc Inc. TWIN 10.19 4 4 1.55 92.6 NIL

3285 USA Truck USAK 7.43 4 5 1.25 11.3 NIL

3275 USD Partners LP USDP 9.45 4 4 1.05 43.0 15.6%

3470 United Insurance UIHC 13.02 4 3 1.00 NMF 1.8%

3471 Universal Insurance UVE 29.41 4 3 1.15 11.2 NIL

4519 Univ. Stainless USAP 14.40 4 5 1.40 26.7 NIL

5065 Virtu Financial VIRT 16.81 4 3 0.45 46.7 5.7%

3098 Vishay Precision Grp VPG 34.52 4 3 1.05 21.6 NIL

5071 WisdomTree Inv. WETF 5.05 4 4 1.70 NMF 2.4%

4468 Xeris Pharma. XERS 8.64 4 - NMF NMF NIL

5111 ZAGG, Inc. ZAGG 8.10 4 4 1.40 57.9 NIL




Best Performing Stocks (Last 13 Weeks) Worst Performing Stocks (Last 13 Weeks)

Page Recent %Change Perf. Tech. SafetyNo. Stock Name Ticker Price in Price Rank Rank Rank

4698 IVERIC bio Inc. ISEE 3.56 226.6% 2 2 4

4325 Reata Pharma. RETA 209.20 192.5% 2 3 4

3685 Lexicon Pharm. LXRX 3.73 189.1% 3 3 4

4714 Proteostasis Therap. PTI 1.89 182.1% 3 4 5

4844 Contango Oil & Gas MCF 2.91 172.0% 3 3 5

5312 NantHealth Inc. NH 1.20 150.0% 3 4 5

3520 Kodiak Sciences KOD 26.39 147.8% 3 2 -

5208 Astea Intl Inc. ATEA 11.95 143.9% 3 3 5

3700 Osmotica Pharma OSMT 6.58 120.8% - - -

4721 Surgery Partners SGRY 13.30 119.5% 4 5 5

3695 Molecular Templates MTEM 10.72 114.0% 3 3 4

4097 Clearside Biomedical CLSD 1.26 113.6% 3 3 5

3208 Diversified Rstrnt SAUC 1.02 104.0% * * 5

4637 Vince Holding Corp VNCE 23.25 103.8% 2 2 5

4643 BroadVision Inc. BVSN 2.74 101.5% 3 3 5

4003 Dixie Group DXYN 1.61 101.3% 3 3 5

4804 Sportsman’s Ware. SPWH 7.39 100.3% 2 1 5

4812 Christopher & Banks CBKC 0.16 100.0% 3 3 5

5100 J.C. Penney JCP 1.15 98.3% 3 3 5

4412 Aquestive Therap. AQST 7.54 96.9% 4 5 -

4108 Kadmon Holdings KDMN 4.09 96.6% 4 4 4

4441 Karyopharm Therap. KPTI 17.05 96.2% 1 2 4

4653 Limelight Networks LLNW 4.37 94.2% 3 3 4

3916 Myovant Sciences MYOV 15.04 91.3% 4 5 -

5037 Ladenburg Thalmann LTS 3.49 90.7% * * 4

5301 SemGroup Corp. SEMG 15.66 90.7% * * 5

4860 Montage Resources MR 5.33 89.7% 4 4 5

4253 Ultra Clean UCTT 21.43 88.0% 2 1 4

4423 Collegium Pharma. COLL 20.88 87.6% 3 4 4

3067 Retractable Tech RVP 1.44 87.0% 3 3 5

3655 Clovis Oncology Inc. CLVS 10.27 86.1% 4 5 4

4829 Venator Materials VNTR 3.70 83.2% 3 3 5

3836 Forterra, Inc. FRTA 10.95 83.1% 1 2 5

4406 Agile Therapeutics AGRX 1.90 82.7% 3 3 4

4644 Carbonite Inc. CARB 22.99 82.5% * * 4

4069 Communication Sys. JCS 7.72 82.1% 2 2 3

5117 Aravive Inc. ARAV 9.52 80.3% 3 3 4

4656 PFSweb Inc PFSW 3.71 78.4% 4 3 4

3298 Perma-Fix Environ. PESI 6.87 78.4% 2 2 4

3127 Precision Bioscience DTIL 14.63 78.4% - - -

4403 Aclaris Therapeutics ACRS 1.67 75.8% 3 3 4

4835 Full House Resorts FLL 3.37 75.5% 3 4 4

3303 Aspen Group, Inc. ASPU 6.97 75.1% 3 3 4

4314 Forty Seven, Inc. FTSV 11.95 75.0% 4 5 -

3862 Plug Power Inc PLUG 3.70 73.7% 3 3 5

3043 Electromed Inc. ELMD 9.19 73.4% 2 2 5

3637 Arrowhead Pharma. ARWR 56.99 73.1% 3 3 4

4675 Ardelyx, Inc. ARDX 6.38 72.9% 1 2 5

3727 Verrica Pharma. VRCA 16.20 72.7% 2 2 -

5088 Vista Outdoor, Inc. VSTO 8.80 72.2% 4 4 4

Page Recent %Change Perf. Tech. SafetyNo. Stock Name Ticker Price in Price Rank Rank Rank

4070 Cool Holdings, Inc. AWSM 0.07 -95.8% 3 2 5

4840 Approach Resources AREXQ 0.02 -88.9% * * 5

4444 Lipocine, Inc. LPCN 0.42 -84.4% 2 2 5

4531 Yield10 Bioscience YTEN 0.13 -84.0% 2 2 5

5115 McClatchy Co. MNI 0.40 -82.5% 3 2 5

4126 Tocagen, Inc. TOCA 0.64 -82.1% 3 3 4

4311 Cyclerion Therap. CYCN 1.97 -77.6% - - -

3129 Sienna Biopharma. SNNA 0.17 -77.6% 3 3 5

5290 Key Energy Services KEG 0.25 -77.3% 2 2 5

5296 Pioneer Energy Serv. PESX 0.04 -76.5% 3 2 5

3029 TransEnterix Inc. TRXC 0.22 -76.1% 3 3 4

3823 CTI Industries CTIB 0.53 -75.5% 3 3 5

4880 iFresh, Inc. IFMK 0.41 -74.8% 3 3 5

5224 Exela Technologies XELA 0.31 -73.7% 3 3 5

4479 Contura Energy, Inc. CTRA 7.58 -70.6% 4 4 -

4872 Unit Corp. UNT 0.85 -68.5% 3 2 5

4886 AnaptysBio, Inc. ANAB 12.96 -66.7% 4 3 4

3646 Brickell Biotech BBI 2.15 -64.3% 3 3 5

5304 Aeon Global Health AGHC 0.04 -63.6% 3 3 5

3831 BlueLinx Holdings BXC 9.55 -63.5% 3 3 5

5012 CPI Card Group PMTS 1.05 -63.2% 2 2 5

4215 Revolution Lighting RVLT 0.12 -62.5% 3 3 -

4615 Reed’s Inc. REED 0.70 -60.0% 3 3 4

4911 PDS Biotechnology PDSB 2.28 -59.9% 3 2 5

3524 PhaseBio Pharma. PHAS 3.45 -57.2% 3 3 -

3908 FTS International FTSI 1.12 -55.4% 3 2 -

4909 Neuronetics, Inc. STIM 4.22 -55.3% 2 2 -

4422 Cleveland Biolabs CBLI 0.64 -54.9% 3 3 5

4910 Overstock.com OSTK 7.74 -54.8% 4 3 4

4636 Ever-Glory Intl EVK 1.50 -54.5% 3 2 5

3724 Vaxart, Inc. VXRT 0.31 -54.4% 3 3 5

4211 Pioneer Power PPSI 2.54 -53.6% 3 2 5

4711 Personalis, Inc. PSNL 9.05 -53.3% - - -

4924 Syros Pharma. SYRS 4.79 -53.2% 3 3 4

4841 Barnwell Industries BRN 0.36 -52.6% 3 3 4

4522 Core Molding Tech. CMT 3.09 -52.1% 4 3 5

4316 Leap Therapeutics LPTX 0.72 -52.0% 3 3 5

4081 TeleNav Inc TNAV 5.43 -51.9% 4 3 4

4122 Solid Biosciences SLDB 4.09 -51.1% 3 3 -

4696 Immunic, Inc. IMUX 7.00 -50.9% 2 2 4

4808 Trans World Entmt. TWMC 2.61 -50.1% 3 3 5

3875 ShiftPixy, Inc. PIXY 0.25 -50.0% 3 2 -

4420 CheckPoint Therap. CKPT 1.38 -49.5% 2 2 4

3914 KemPharm, Inc. KMPH 0.52 -49.0% 3 3 5

4463 Tetraphase Pharma. TTPH 2.46 -48.8% 2 2 5

3044 Fluidigm Corp FLDM 2.69 -47.8% 3 3 4

4667 Synchronoss Tech. SNCR 4.24 -47.7% 3 3 4

3507 Allena Pharma. ALNA 2.16 -47.6% 3 3 4

3835 Cont’l Materials CUO 8.00 -47.5% 5 4 4

4235 Kopin Corp KOPN 0.51 -47.4% 3 3 4





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