financial disclose eport ro rquird y lb• ethis...ne of \ rcing ource and ype .: or reot grss in!me...

9
. i Be R H U. S. C orApp S ll Cinit 4. Tille < Arl Ill Judg indl e aivc orscni or / 5 . RcpnTe (cllc k aprt ! y) (S U.S. C. •pp. § 101 -11 1 ) 61snos 6. Repor ti ng P¢ri o 1 1231 f0 & . On t h basi s of t infor:ation cntaine in this Rer a ay g I P O T A NAM E OFO R GANI ZIIONIE'I PA R E ANP TEMS c: r C ) .., .. Q r i1 . - 11 / " FINANCIAL DISCLOSU RPORT Re" Reuire b lb• Ethic i Cvnt Acor198 A010 R.1n0 FOR CALEDAR Y 2004 I. P Reng(L n FÈ nm Mid initl) 2. Cr orOani nt on , mtjudge in di fo pm) Q Noinn Dt U. S Ci Jud(v) 3. D orRet 11/0 t Q fhiI @An 0 . .. 7. Cme orOfc Addr 2 E ctS mifcti pin the it is. in moi in cUac wt a-plfablc laws a qlat Ro20 Jln Misp 39201 ReiwingOf D NO: Te iu &mt !rmb foll Cpal l !" W�tNN bx fre p . wy hn rle it Sig o Jp L PI. · (Ri ini volysp. 9-13ofinino) l NONE - (rc.b1c pt) PT I. 2. 3. 4. .. = = :: '-- n AGE. (RginWualolscp.14l6ormmin ... = m o- :<)% C X NONE - <o rl ••".> cl N r C - :: o: < I.

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Page 1: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

.

i

Batbd.ale, Rhea H U . S. CL or Apps. S lll Cin:uit

4. Tille <Article Ill Judges indlcateactivc orscnior 5 . RcponType (clleck appropriate ! ypc )

(S U.S. C. •pp.§§ 101 -11 1 )

61 1snoos

6. Reporti ng P¢ri od

1

12/31fl004

& . On the basis of the inform::ation contained in this Report and any g

IMPORT ANT

NAME OFORGANIZAIIONIE1''TITY

PARTIES ANP TERMS

c::i r.n C")

)> ...,,_ .....

Q ri1 . -=-

1'11

/

FINANCIAL DISCLOSURE REPORT Repo" Required by lb• Ethics

isl CovcnuneQt Actor 1978 A0-10

Rev.1n004 FOR CALENDAR YEAR 2004

I. Person Reporting (Last name. Fi name. Middle initial) 2. C.ourt orOrganint on ,

magislratc judges indicate fuJI-or part-time) Q Nominalion. Date

U. S. Circuit Judge(Aetivo)

3. Dale or Report

11/2004

toQ fnhia:I @Annual 0 .,...

7. Chambers orOffice Addrus

245 E. capitolSu.ct modifications pcrtlioin thereto, it is. in my opinion. in c:ompUancc with a-pplfcablc laws and qulations.

Room200

Jldcson, Mism.ippi 39201 ReviewingOfficer Date

NOTES: The insuuc<ioM &1XOmp<nyingthb !Orm must bo followed. C<>mpk<call!'°"" �ingthe NONE box for eodl port .where you have no reportableinfon:nation. Sign on Jut pa:ge.

L POSIDONS. · (Reportini: individuolonly;secpp. 9-13orfiling instnlCOons)

li!l NONE - (Norcpo.Ub1c positions.)

POSITTON

I.

2.

3.

4.

...... = =

:::0 '--

n AGREEJ\fENTS. (RcportingindiW!ualonly;sccpp.14-l6ormmainmuclionsl .-..., = m o- ::?.:• <')% C)

NONE - <No rq>o.ublc ••"""""..._> c:l> N rnC> -::o::=

fTI£? o:> <

I.

Page 2: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

Name of Pctsoc\ Rcponing

,

SOURCE AND TYPE

O.u: or Report

GROSS INCX!ME

Do ...

SOURCE AND TYPE

• The EYCl)'dlly Gourmet, Inc. ·port time ala

SOURCE

U•iwmty of Alabaml Law Scllool

FINANCIAL DISCLOSURE REPORT

llarbdale, R.licsa H

fil NON-INVE51MENT INCOME. (Rcportlag individu:al and spouse: sec pp. 17·24 of'f'iling instruction&)

6/IS/200S

()'oul'1.. DOC &pousc's)

B. Spouse's No•-lnvestment lncome(IF,YCU were married during lrlY portion oflhe rq>O<ting year,please complclcthis section. __ required Cxcq>I fir llonoruia.) '

D NONE • (No rqionablc non-investment inoomc.)

,t - •

:

IV. REIMBURSEl\1ENTS -tnu\sponation. loclai"" food, mtcnainmcnl

(Includesthose to spouse and dcpmdentchildr=. See pp. 2S-27 or insbUdions.)

0 NONE . <No such repon.hlc '"imh""""""'ts.>

I.

,

pescsrmoN

A. Filer's Non-Investment Income

lilt NONE (Noreponablcnon-inYCSlmmtinoomc.) ·

I.

I.

Page 3: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

GlF IS.

DESCRIPTION

DESCRIPTION VALl/t;COOE K

li2l NONE - (Hosuchrqiorttb1cgit1s.)

SOURCE

FINANCIAL DISCLOSURE REPORT

Barlc.sdalc, Rhcsa H

V. (Includes thott to spowcand dependent chndn:n. Sex: pp. 28-31 of inwuetion )

I.

,. . -·

VL LIABll.JTIES. (Include&dlote of-and dcpcndc:ntehildr<:n. Sex: pp. 32-34 of instructions.)

0 NONE - <No Tq>0<1able liabilio > , -

Q!ED!TQR I. FirstConwnercial Bank

2. MBNA

3. a...e

O.te of Report

611512005

J

Page 4: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

'Name a( Person Rcponing

Barl<sdalc. Rh<oa H

Date ofRcp<M1

6fl.51200S

-VIL INVEST1'1ENTS and TRUSTS - 1acion"11: , ,....,!IC. t de>m (mcludes 1llosc oft.he $p('IU$C and dcPl!'fldcnJ dtilcS<cn. Sec pp. J.4..SI orf'il ilmructioos.J

"""'1inc period

c. 0. i

rtponing period

(I) (2) ( I) ( 1) ( ) ) lrno l C:lt.Cmp\ fromd

I.

2.

3.

•-

s.

6.

7.

It

9.

)0.

II.

12.

13.

14.

IS.

16.

ExccaliYc Oaks, Ltd. (Soc Section VIII)

Pocan Lane Apes. Ltd. (Sec Section VU!)

UBS FilL Srv. Rosourc:c Mgmt Aa:t. (Sec Section

RHB ,IR,A:UBS rm. Srv. R.trmot Moy Fd. (Soc Scciion VIII)

RHB IRA: Amer. Fds OIOW1h Fund or Amer. Mut. Fund CA

Time Woroer Inc. Cmn. SIL

AIM Scl. Equity Fund a A

Amer. Fds Growth Fund or Amer. MUI. Fund Cl A

IUjB IRA : T""" WatD1:Jt, Inc. Czm. SI"-

Picltwicl: Group. LP.

17. -IRA: UBS Fin. Srv. Rtmnt Moy Fund (Sec Sccnoa VUI)

18. ; Aim Blue Clip Fund C B

Type

int.)

None

J

A Dividond

J

A Dividend K

None

A K

L

None M

J

Nooe · J

M�hod

R

T

T

T

T

T

T

T

T

T

(2) Type , .... °"'"'

Monlh-0.,.

n l

Foreclosur 03/03

03/01

(3) ( 4 ) (5) Val...e Gain ••

Cod<2 C4dc · ... (J - P) I

Ml

J A

-FINANCIAL DISCLOSURE REPORT

Page I of4

Dacriprioo o( "'­(illC'luding tnlSI USCU)

B. Jncomc durin; Gross Vllue • end of Ttansacbons dur na reporting period

Pl#Ce -cxr after each .Net exempt trompriordilclosu.rc

VIII) :

·

Amount c.... va1,. Codcl dlY. ft:M. or Cod<l (A-.H) (J-P)

A

J

A

K

Value

C4dcl (Q-W)

buy.Kil ..._.

c

Sell

ldcntil)'O(

(A- (i(privaic &nnAction)

L •�ait1 Codes: A • Sl.000 « lrss B •Sl.001-$2..SOCI c •$1J01-S:S.DOO D -ss.oot..SIS.000 E .. SIS.CJOl.S.SO.OOI•

tSecColumn.s.BlandCMt f •SS0,001-.1100.000 G •SIOO.OOl-Sl.000..000 HI -Sf..()()0.001..S.S.000.000 H2 •Mon.: 1bn SS.000.000

2. Vatur: (Ades;; J •$1.S.000 or less K -SJS,OOl-S50.000 •S50,00l-SIOO,OOO M •$100.00t-S25<).000

(S«C'.olutmSC"l•D3) N -szso. ssoo.ooo 0 • SSOOJIOt-S 1.000.000 r1 -s1.ooo.001- .ooo.ooo P2 -s.s.ooo.001..s2S.OOO.COO

P • S?S.000,001..SSO.OOO.OOO Pol • SM0tt th3ll s.50.000.000

.l. Value Metliod Ccxb Q ·A��I 1t ·<'°"(Real Esw..:Onlyl S •ASsesSmn1t T •C.ash/M:lrltet

(!-."t' Colu1rioC2J ll = Boo1:: Valui:- v = ()1h:r \\' • fu.tim;.i.tcd

Page 5: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

I I r r r r I

A.

Name orPer1on Rcponing

Barlcsdale, Rhcsa H

.. c. o.

Dall: orRcport

611512005

n:pott in; period ..,.,,,;ng period

(I) ( ? ) (II C l) ( I) If "°' exempt from d*1na'n::

( 2) (l) ( 4) (S) Tn>< Value Type (e.g. Value Gain buy. sett. ('odol inL)

19.

20.

21. Ama. Fds I.lo. Fund of America Cl A A Dividaod

22.

23.

24. UBS Global Equity Fund Cl B None

15 . RHB IRA; UBS Global Equity Fd Cl B None·

26. d A Dividend

TT.

28.

29.

30.

I.

32.

33.

34.

36.

Edell 8 ;..clcnce Crm Stk

RHB IRA: Aim Select Equity Fund Cl B

f!deo Bioscience Om Sile.

IRA: Thne Worocr, Inc. Crm Set.

-IRA: Aim Select Equity Fund Cl B

.

Nooe

Nooe

N-

None

.

None

MC1hod ('ode2 Codcl ....

reckmpOon)

J T

J T

J T

K T

. . .. . -

J T

Sell 03.l:ll J

J T

J T

Sell 03.l:ll J

. .

Cod< ) ( A• Hl

'

·FINANCIAL DISCLOSURE REPORT

Page2 of4

Incomedarin1 Gnm vaJ11e al aid of Tr:ansac:tions dllri1tg n:poni1t1 pieriod Dcsc:ripclot1 or A»d•

( l.cludif\S trustlSMlll)

Pbcc•(X)" after ach UICI ucmpt f.n>mprior lld::lostlrc

A.....,I (<.g. Value Dale ldcnt:hyofdiv. ttnL CW

(A·H)

.

BlRk Amer. Fd.s OroW1h Fun or Am. Mut. A

35.

' ..

('ad< 2 Mooth-(J.P) Day (l•P)

CQ-W)

' -·

l>uycr/sdlcr(ifprt'vale tn�ion)

I. l aill Codes: A • S LOOCI or IC"A 8 •Sl,001-S!SOO C -SS.OOO D •$..'i,001..SIS,000 F. •$15.001-SSO,OOO

JSecColunmsBI aod 041 f cl.S0.,001..SI00.000 G • S I00.00I..S1.000.000 Ill •Sl.000.001..U.000.000 H2 •Morc:thanSS.000.000

2. V alYC (".Olb;; K •SIS,001-SS0.000 l •SS<>,OOl·SI00.000 M •SJ00.001-$2$0,000

( Colurm!i C'I and 03) N ...S?.SO.CXX).SSOO,IXXJ 0 • SS00.001-S 1,000.000 PJ • Sl.000..001�.000.000 f"2 cSS.OOO.OOl-S25.000.0CJO

1•.t • Sll,000.001 .SS0.000..CIOO p..: •SMoredlan SS0.000.i.JO

. ValUC" ko.tcthoJ C!Kb 0 • Appraisial T • CashfN.atlu:t

fStt Cc umn C°2) 1J • OU!\t Value \\' • Esum:ncd

•S't-50f

Page 6: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

N ame of Ptr$0n kcporting

Barksdale, Rhcsa H

0.. b: of Report

6/1512005

· Ill. IN'VESTMENTS and TRUSTS -- inoomi:. wJue. rr.in$t io ns ( ilkiudcs rh oseofW .rpou1e andd cpcnde7!1 childrm. Sec pp. J4-S7 or fiJiog insuuc'Cions. >

A.

37.

38. U BS Fin. 5"' Resouro: Mgmt Aa:t. (See Section . I

39.

40.

41.

42.

43. RHB IRA: Aim Ba$ i c Value Fund 0 B

44. -RA: Aim Basic Value Fund 0 B .

45. Amd. Fds llalacced Fund Cl A

46 . -Fds Capilal Inc. Builden Fuod Cl A

47. Amtx. Fds Inc. Fund or America 0 A

48. Fm Ccr1m"'cial Bani: Ono Stk

49. RHB I RA: Aim Capilll Dov . Fd Cl B

so. AIM Copitll Dev. Fd Cl A

S I . Amtx. Fds Clpilll Wo<ld Owth &: Inc. Fd Cl A .

52. MetLife Vlliable FlexlDle Ufe Ins. (See Section Vlll)

SJ. • Zenith Equity

54 . • Mdlife SIOCI<. Index

, ..

8. c.

n:ponins period rcportin.a period

(I) (2) (I) Cl)

Amount Type v ..... Codc2 Mahocl

int.) CodcJ

Dividend J

None J T

None T

Dividend L T

c Di K T

c Dmdcod L T

None K T

A Dividend J T

B DMderld J T

B Dividend K T

None

D.

(I) Ir no1 cxempc &om discloisure

Type (e. g.. buy.sd

K>n)

Buy

Sell

Buy

Buy

Buy

(2) DalO<

03/01

0 3/01

03/01

03/01

03/01

. .

( 3) Value

Codc2 (J·I')

J

K

J

J

K

(<) (5) c.io Code I (A· " '

.

B

= A5Sll..m: .. -"' Ap;w:ii�l

-$'-JO I -'$.000

FINANCIAL DISCLOSURE REPORT

Page3 of4

Oexriptioo or Assets (ilduding1NSI as:setS)

Place '"(XJ" af\cr cacti asset eaetnpt liomprior"

- VII )

-

..

t.ncomcduring Ctoss vaNc 111t end of

ee,.. v.i.., Code I div. tent. rK (A·H) (J·P)

IQ-W)

A T

-

J

c

L T

·.

Tl'WflaWons during �lng period

""""'"·

. -··

MoolO·

Day

Identity of ....,..,...... cirpri"* b'lnsacdonl

I. lnaimd(iaiin Coda: A - Sl.000 or ln:s 8 ..S 1.00 I ..$2.SOO c D -S..".001..SIS.OOO E •SIS.O<ll ..S.S0.,000

1Scc Columm. Bl and 04) F • S.W.001-$100.000 c; -s J 00.00l-S1.000.000 HI • Sl.OOO.OOl·SS.000.000 H2 -= More tban iS.000.000

2. Value C.odC'S: l = $1S.000orkss K cSJ5.00l..S50.000 L - S.50.001 ..S:I00,000 M • SI 00,001.$250.000

(SttColumm. C'I aad OJ) II =S:?S0.000-S.SOU.OOO 0 ""S.SOO.OOl..S1.CXJO.OOO Pl •SI ,OOO.OOl·S:S.000.000 P2 -s.s.om.oo 1-Sl:S.000.(X)()

PJ = S'lS.OOO.OCU-$$0..00l>.(J()O •• • SMorc W11: SS0.000.000

). V:iJue M<:tlllod C"odes Q k =C't�(R4'ill �1a1c: Unlyl s T • C:ash/�tark.ei

CSee ll,.Ulttl ("2) ,, .. llol>l V2luc • °""' \\' = E:stinlol�-C

Page 7: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

Barlcsdalc, RhC$I H O;,.t.e of R q>c>rt

6/ISl200S

'\ru... INVESTL\1E.NTS and TRUSTS - i:fl(X)nle., v;).ruc:. !nn11C1 rions ( includes those of the- ll Jl'OUSC' ad dcpc1tdcttt childrci. S« pp. 34-$7 or GJing insb'uC'tinns,J

SS.

S6.

S7.

sa.

S9.

60 .

61.

62.

63.

A.

ng

- MFS Tcal Raum

- Fidelity VIP Eq Inc

- SSR LO Cap GR

MassMutual Flexible Variable Ufe Ins.

- Oppenheimer Globol Securities

- Fiddity VIP Con!nf\md

- T. Rowe Price Equity Income

- Funds Growth Income

.

a. c. D.

n:potting period rtponfng period

(I) ( 2 ) (I) fl) (I ) ii' aoc exempt from di (ll (3) (4) (SJ

Type Type « ·=· Vallie Codc2 Code (J-P) I (A·

N one J T 12121 1

'

... -

.. ('.ashft .. rtct

:r.'INANClALDlSCLOSURE REPORT

Page4of4 N.amc or Pc.n;on Report.inc:

l>cscriptionof Assets

(itieludi tNst asst:U)

Plooe9(X)"aftereach 1sse1 eitempC frocv prior discJosuR

-MMLEquiiy

Income Jurins Gross vilQC atendof T.......aiOftS dllritlg ""'°""" J><riod

A"'°""' (e.g. Value v.iue Dai.: GUn Identity or CodeI div, n:nL or Codc:2 Mahod buy, sell, Month- lcr (A·H) m1.> (J.P) C4*J ""'l:". Day (ifprivate

(Q.W) ion) H\ tra.n,_tioo)

.• ...

Buy

I. lncutndGaiwl('oclcs: A -SJ.OOOorkss H • $1.001-U.SOO c •$2.501-SS.OOO D • $$.001.SIS.OOO E • s1s,001.sso.ooo

tSceCol.unwasOI :indl)q) F =S.'\O,OOl·SI00.000 G .s.$100,0UJ.$1. 000.000 111 •St,OOO.,OOl-SS.000..000 H2 • More ih.'lfl SS.00 0.000

L • $$0.00l·SIOO.OOO M • $100,001-lliO.OOO 2. Valtac C'.oi.1d: J •SIS·.000(11' K c SIS.001-$.S0.000

-s�.001.11.0l)()J)l>O Pl c Sl.OU0.001...SS,CXI0.000 P:? • SS.000.001..SlS.000.000 (Stt C'olutn11$ Cl and 0.\) N = S:?SO.OOO-SS00.000 0 P:.l • S'.!:5.000,00l ·SS0,000.0UO f"4 =SMorc than SS0.000.000

J. Valut' �lethodC'adcs 0 =-Appntsal " -c·Ml <1ot�"\'11 Esta-.: OnJYl s =Allscsstn.•n1 T

f:-.tt ( 't'llunn C'2) U =lklot v a.lue \" = ()t)11,., \\' ao. (;$1insatcd

Page 8: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

6.'l S

Name of Person Reporting Date of RcponFINANCIAL DISCLOSURE REPORT

Barksdale, Rllcsa H

(lotiicatc part of Report.) vm. ADDmONAL lNFORMATION OR EXPIANATIONS

Continuation of Section Vil:

l!J<cculivc Oeb, Lid. ·Two offlCC buildings; Jacbon,M�i; I!ISS; $25,000; wu limited por1Der

Pecan Lane Apanmcnls, Lid. -Inverness,Misslssipp 1984; $13,980

"RMB IRA •• Rhcsa H. Borbclalc IRA .nib UBS ruwicial ScMces; Jacbon. Mississippi

-IRA11 --...riRA with UBS Financial Services; Jackson. Mississippi

MetLifepolky dale.is 03/28/97; not • .,..., previously ohny need IO Rpoll

, . . .....

: .

·.

Page 9: FINANCIAL DISCLOSE EPORT Ro Rquird y lb• Ethis...Ne of \ Rcing OURCE AND YPE .: or Reot GRSS IN!ME o .. SOURCE AD YPE • he Ely , Ic. ·t ie a OURE U•iy of l aw lol FNNCL DISCLOSURE

I certify that all information given above (including information pertaining to my spouse 8!'<f minor or dependent clu1dicn, ifany) is accurate, true, and complete to lhe best of my knowledge and belief, and lhat'l!ny information not reported was

.withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and lhe acceptance of gifts which have been reported arc in compliance with the provisions of 5 U.S.C. § 501 el seq., S U.S.C. § 7353, and Judicial Conference regulations .

FCNAI'lCIAL DISCLOSURE REPORT tl••neofPcnoa Rq><><ting

Bubdale, Rhesa H . . .

IX. CERTIFlCATION.

6/IS/2005

Si

.. . .•..

NOm ANY IND 0 KNOWINGLY AND WILFULLY FALSIFIES ORF AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

. . ..... . ..

FILING INSTRUCTIONS

Mail sigJ1ed original and 3 additional copiesto:

Committee oo Financial Disclosure .. Administrative Office ofthe United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544