financial disclosre report 12004 lo of1978 for r er …...s 4. title (icle m jdgs indae ie r mior...

8
s 4 . T itle ( Ac l e m Juge indit av o sior stts; mgtt j ug idit rn- o p- tm) U. S. Cout of Apels, 4th Cr s . Rp (ck ap t t) 6. Rg Peo 0 1/1/20 0 t 1 21 /0 _______ _ __ , IRTAT NO: T lu eo aci g t f o r tl b 1DoM. Comleall p ch l N O NE b x fo c p w y b' no rlcifotion. S ig o l pg e N O 0 1. TON /l l l PAJ AI - . -- · - _. :'-, ·. .,, ' i c. ''\ . Af-10 FINANCIAL DISCLOSUE REPORT RortRre by t Eie R. 1/004 FOR C YA 2004 lo Gment A of1978 (5 U.S.C •PP·§§ 101-111) I. Pn Rg( t n,ranMid iitia K, RoB U. S. Crit Ju·Actv 2 Co oOto Q N" lt 0 I 0 F 3. Dt ofR OS121205 7. Cl oOfc Ads 300 Vir Ste E Sut76 Ca. W25301 & O t b oC iio cd in t Rrad a mcto p1inC, it is, in m onion.icc wt aplicle l a ro. RgOf D- L POSIDONS. (nid o!sep 9-13 orfio 0 NONE - (rlpto) P I. C< En Tr Ut Nt B(tTr1 CeW 2. (ginivida on y aep. 1416 of illctO) I AGE. 0 NONE - (o nc etl !. .

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Page 1: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid

s

4 . Title (Article m Judges indicate active or smior status; magistrate judg<s indicate run-or port-time)

U.S. Court of Appeals, 4th Cir

s. ReportType (check appropriate type) 6. Reporting Period

0 1/01/2004

to 1 213 1 /2004

__________

IMPORTANT NOTES: The lnsuuetions accocnp>oying thU form t1llSI be 1bDoMCI. Complete all parts, checking lbc NONE box for cacl> part where you ba'le no rcpo<Ublc information. Sign on last pa g e.

NAME Of 01\GANJZA.TION/llN'ITN

l l

PARJlES ANPIERMS

--· . --

·- _. :'-, ·.

. •

,, ' i c.

''\ .

Af>-10 FINANCIAL DISCLOSURE REPORT Report Required by tbc Et.lies

Rev. 1/2004 FOR CALENDAR YEAR 2004

lo Goveniment Ad of1978

(5 U.S.C •PP·§§ 101-111)

I. Person Reporting (La t name,rastname, Middle initial)

King, Robert B

U. S. Circuit Judge·Active

2. Coor! or Organization

Q N""1mliow, lnte

0 Initial 0 Finol

3. Date of Report

OS/1212005

7. Chllltlbers or Office Address

300 Virginia Street, East

Suite7602

Charleston. WV25301

&. On the basis of Che information contained inthis Reportand any modifications pa111iningChcreto, itis, in my opinion.incompliance with applicable laws and regulations.

Reviewing Officer Dale.�·----

L POSIDONS. (R<poningindividual oo!r. see pp. 9-13 or filing irutrucnons)

0 NONE - (No rq>Ortable positions.)

POSIDQN

I. Co-T!Usl<e Education Trust, United National Bank (coiporate TrusU:c1 Charleston. WV

2.

(R<poning individua on y: aeepp. 14-16 offiling illSb"llctiOOJ) IL AGREEI\1ENTS.

0 NONE - (No n:porUblc egrecmcnts.l

!.

.

Page 2: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid

.

SOVRCEANP ms

I.

Date of Report

GROSS INCOME

CamCare Health Education It R<search lnstituW. Inc . (C.JUl.IU,. Jne)

FINANCIAL DISCLOSURE REPORT N.,,,.ofPttrcnRq>o<tins

King, RobatB

fil NON-INVESTMENTINCOME. (Rq>ottingindividualmdspouse;""'pp.11-2i1otfilinginstnictions)

A. Filer's Non-Investment Income

0 NONE - {No reportable oon-invc:sbnclltincome.)

_I

051121.!00S

(yoms. llOt 'JXIU.SC:'s)

B. Spouse's Noa-Investment lncome-(lf)')U wm: muried durinJ onyportioaofthe reporting year,please fl!is section. Dollar­not n:quirod exe f« booorariL) D NONE • {No"!'Oftlblonon·in..,tmcntincomc.)

·

I

SOtJRCBANQmB

I. 2004

Page 3: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid

FINANCIAL DISCLOSURE REPORT NamcofPcrsonRtporting

King. Robert B

D•te of Report

05/1212005

V, GIFTS. (Includesthose to spouse and dependentchildren. See pp. 28"31 of ioslrUctions.)

0 NO (Nosucbreponablegift.s.) ·

SOURC!l OESCRJPllON

J.

Vl LIABIInlFS. (Includes those of spouse and dcpmdcntchildn:n. See pp. 32-34 of inslnletioos.)

D NONE (No roporta1>1e !iabtliues.J .

CRRDUQR .PFSCRIPJION W,tffiOOPE MI. United Built

Page 4: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid

Name o f Person Reporting King. Robert B 05/11J2005

- u.eome., value, tn.nscation&('IOC&ucks Chose of the spt3QSCaoddepcfldetlt dWdrt n. Sce pp. 3 4.S7 otfilina .)

... c. D.

,.....;,,g period rtpOlting period (I) (2) (I) (2) ( 1 ) ltaotcr. trom

(2) (3) (4) (S) 1)pe (<-$- Value va1 .. om, Volue Gom div. m11. « C00. 2 Mediod Moath- c.d<2 buycdstllet inL) (l-1') """""· O.y (l -1') I (A- (d"pri,..tc ....._....) "' .... f)I� .

I. TuneWamcr Inc (com) None M T

2. Cisco S)'Stans Inc (com) None M T

3. DeD CompuU:rCorp (com) NMe K T

4. OilleueCo. (com) Dividend L T

s. Intel Corp (com) A Dividend M T

6. Mlaosoft Corp (com) A Dividend M T

7. RF Micro Devices Inc. {com) Naic K T

8. Sun Micro Systems Inc. (com) None K T

9 . B Dividend M T

10. Yahoo Inc. {com) Nooe K T

IL Morgan SW>ley Dean Wille' & Co. (com) c Divid end M T

12. Starbucks (com) Nooe K T

13. TuneWamcr, Inc. (com) Nooe J T

1 4. Time-Warner. me . Debs - Reg 8. 1 8%int. mat. J T sold S /071 1 A Sold 517/03 8/IS/2007

I S . Cisco S)'SlmlS, h>c . {com) Nooe T

1 6. Dell ul<r Corp. (com) Ncnc J T

17. E.l DuPont De Nemours & Co . (com) A Dividend 1

18. F«leral Home Loon Colp . (corn) A Dividend J T

' t .'licomooQwCocics: ,.:.;-,\,000 or!oUo .><'-: : •,;n-'1:.-St;Q!Jl;$2.!DQ' b";<'<· •< ( , $L•Sf l!Q( )i': -. . , . -. - · . . . · . . · . · ..... ... ·· i - ·· t•· .-, . ..,...., . c. _.. 1 1 -..-: r - .... _ ,,.._ .._ , -.__ . i .. · , • .... . - :.:.t· -. · -- . .. . . · . -• • .1S<e0>imm.11f,d0&> :"·F . :sso;Q9'1is1 oo;oo0 ·: : ro:· ,-.no0:001:s1J.f<IQ,qo!>,_< :c lfn:--!-:s1;1lOO)>Osslm:m- !-<Hi . C!Oo-; . · • · : . - ; ·- : · • : ·:

:;;· ·-:#il*-°•�. ;)fo .: _.00 100: .. -: 1 .oo -OOo· .. adl n) _,,. 'o i,:S�OOH\;bo.o :, ii'( c tl.(iib..OOL'Ss ;006" - - 1;!11:000.ooo ·

··:PJ siS'Ooooo1 so:ooo @- .. ·.r; · ,_ - :- : ..,:.! . -!P .. ii(l'C· :s·so· 001>000 . -. ; : · - .. -' ' • • •. • • • ' - :$ •• . :-- • . ··- • . • .,. " •• . • .... . ! ... · ... . : . -.·

3 . '1aJucM=tbodCodo$ • Q - · R ;..Cl>·(RcatEswe ·<S· A?issm"" ..

· 'T ... (SceCob:umiC2J U • li ool:'Valui:: V • CXhct v.i ... Esfim:oj

FINANCIAL DISCLOSURE REPORT 0.l<ofl\cportPagel 'of 3 vn. INVFSTMENTS and TRUSTS

Dcscriptioa oC"""' (""'1xtiog....assds)

Pbce "(X)'" after ta(.lt as:s<t. uttr;>t iom prior cfiselos=

DNONE (No-ble iDoome, .......Of-->

B.lnoomc during Grosswl'lle at end of Trumctioosdoticg ._,;.g period

Amount 1)pe (e.g. lda>lilyofbuy.sell.Code I Code(A-ll) Code)(Q-W)

WcllsFargo&Co. (com)

T

.. · ' - c.!D'.-SS;OD!'tJJ;QOO.::; . ·- IE 'StS;OOJ<SS0,000 . . • .

:.-;��� t ·-=-. . .:r· · -' �ooo«m . , . · .._ " '

.. ..

''<S.. ·c1 1-1.-sm.Qoo.ssoo.coo:: '!'.?_ , , · - ·-· ·' - ..· . r

. •

A

J

Page 5: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid

A.

N..,.,.ofPenonR<poning King. Ro!xrt B

1'. c. D.

Dale of Report 05/121200S

""°""' period _..;.,.period (I) (2) (I) (2) (I) If not u from,_...._._.._

(2) (l) (4) (S) Type (e.s. ""'' VaklC 6.iv4 reat. or bay, sell, Moolh· Coclo 2 Code ""-> Cod< l -· (J-1') I (A·

(Q-W) ) --)

1 9. Mcrck&Co, Inc. (com) Divideod J T

20. Oil and Oas ln1Crc:Scs, Tyler and other counties, WV:

21. L East Resources Jnc. B Dividend J w

22. b. Erg°" Oil Purdiasing A Dividend J w

23. c. Dominion Appab.ebian Dev. Inc. A Dividend w

24. ildren Educatioo Thist (u B lnlcreSl/Div L T

2S. L Fideli ty Advisor Gov. vcstmc:nl 167 sold 4128 J See Note 1 iD PanVlll

26. b. Fidelity Advisor lntmnediate Bond 287 sold 4128 J A

27. e. UNB Discmioouy ConWDOG Tnlst Fuod sold s A

28. d. UNO Uquid A.stet Fund sold 41l8 J A

29 . e. Primco Toll! Re1U:D fund sold 4128 J A

30. t. S&P Midcap 400 Dq> Recpts urr sold 4128 J A

31. s. Noo: fiom Bcncficiasy dab:d 111199 K T

32. h. Nob: llom Beneficicy dab:d 616/00 J T

33. i . . Fcdcnt.cd Prim< Obliptions Inst. Srv . Shs. J T buy 412 9 J SceNoie2 in . PartVlll

34 . j. !'<>dented Umiled Duralioo Govt. Fund #'318 1 T buy J

JS. k. Fcdcnb:d Total Rdum Bood Fund #288 J T s J

36. L Fedenl!cd Mortpge Fund f837 J T buy s J

4. Ja ilifCodts : .ii('- -.sJ :000to- -.:.. "i -;e, . ! ·90:1 :t:-?:· .. _.'.';f O.L 1 s>% ;.17,. ; 1 1 5 .CJ?C ::. _ ... · . l£ ·.-e: sis .q-;11 so,ooo . · ,

. (Se<Col-.81.acdD:!) .

,F . •'SSO)ljll;:fJOO ;-;c_T;J; 11 .cio1 · i:f!Si;.l.OO\),l-$S ,ooo, ;.:J_?J;f. "':Jl!"" . 000.000 '• ': ,: . . . Vale. • - . .. ·. T--•Sl OOO orJd:s:- v·- :..fL°-.:=-:SJ l..SSO ;,:t. : -':SSQ.-OOl·S'J00,000 -_.$ S1 00l...S?S0.,000 _t, • ..-,. .• -· - •

• •. -··:_'t . . - - •

. : . ...... • - - ::-· • - • t .... ........ ; -,.:• :.;;-""- - -!''·. -- _.,.. • : ..: (SeoCoW-- q <�;;<> '. .SSOO,llOl:S_l ,oog o!' ·!> 1.SS,000,000 ;-;: _,ss,oo: l ;@,000

:!'3 • S2S,ll00,00 f-$S0,000,000 • .. ;:r ; . :r · - '' ' a<l •."<·5!4or<.W. SS0,000.000 ·, . • . . ._ .l ...... .- - - [jJ" -• •

(See Column C2 ) v • llool. v v Oil...- : w c Eslimatocl

·FINANCIAL DISCLOSURE REPORT Page2"of3 VJl. INVESTMENTS and TRUSTS

""""°"'or AacU lncomc d"""' Gross vaklic at ClllS ot -""""RpO<ting period (ioclucliog ..., .... ts)

Pbce"(X)" al!a<adl .-- - Vallo: VaklC T)pc (e.g. o.lo ldalli!ya( ..... )lri« -losure CocloI Codo2 Mdhod -(A·JI) (l-1') ""' (d'privatem

A

J

follows): A

l

Fund #396

buy

udD3) J:1,- l2SO.OOO-S OOO ·.. .

3. Valo< M<u•ocl Codes ·q •App<>iso1 R ,;c..i(l\oa)Eiwi'.Ooly) · · s •.Asscssmcot 7 • �""'

Page 6: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid

A.

37. m. Fodcnted Tobi Rt:tum Govt. Bend Fund 11648

38. n. Pimco All Asset Fund Adm. Sbs. #588

39_ o . Fedmted Kaufmann Small Cap. Fund #757

40. p. Fedcnted Kaufmann F\IDd - CIA Fd. f066

q. Fcd<nted Cap. Aj)prociation Fund A 11674

42. r. Federated .Mul<zt Opportunities CIA #257

o . s. Goldman Sachs l.aJge Cap. Value Fuod Ci.A

44. L P imoo PEA Reaaissa:nce FUod #433

(Sot Co """ C2)

Name of PCROn Reporting

King. RobcrtB

B. c. GfOSS vahJe at md of

._... period -.period

( I ) (2) (1) (2)

W.)

1 T

1 T

J T

J T

· I T

1 T

1 T

1 T

Vit ..-Estimated

(1)

buy, ldl, -

)

buy

buy

buy

buy

buy

buy

D.

Oa\J: of Report

0511212005

If not ci; fro:n d.isckmR (3) (4)

v.i.. GUl O>do 2 Cbdo .,,,, .. ,, .. (J-P) 1 (A-

'"

SIOS

7f22 J

SIOS J

SIOS J

SIOS J

1f22 1

SIOS

7122

. - -·----· - -···--· ......... . ...... . . ... .. _

FINANCIAL DISCLOSURE REPORT

Page 3'of3

""""',.,. or,_,_ \mchtding..,,assm)

P!ooe "(X)" allu tad> ISSd · 8-prio<diselosutt

41.

#1213

hlcomcd..mg

""""" Type (e.g. vu.. Valoc O>do I div. n:Clt. or O>do2 Method (A-ll) (l-P) Codc3

(Q-W) -

1)pe (e.g.

buy

buy

Trulsa<tioosduriog iq>OrliDg p<riod

(2) (5)O.tc: l&otilyo(M--Day (;fpriwlc

-lloto)

1

1

1

Page 7: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid

NtmcoCPcrsoo Rc;>orting FINANCIAL DISCLOSURE REPORT

King, Robert B OSll21200S

vm. ADDmONAL INFORMATION OR EXPLANATIONS (!Dli<a"""""'�>

Note I: llems a (ue rcplac<d by Items i tm>ugli I in PART VD

Note 2: llenW i tlwoup t replace bcms a throQgll Cin PART VD

Page 8: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid

-----------------

Dat \').I &?_ l:)O :::;-­

\

Y

IX. CERTIFICATION.

Icertify that all information givenabove (includinginformationpertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best ofmyknowledge and belief. and that any information not reported was withheld becaus.e it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et. seq, 5 U.S.C. § 7353, and Judicial Conference regulations.

. ....... . .....

lf.LNANCIAL DISCLOSURE REPORT Name of Pcnon Reporting

King. RobatB 0511212005

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND FALSIFlES OR FAILS TO FILE TIUS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copiesto:

Committee on Financial Disclosure

AdmiJ!istralive Office of the United States Courts Suite2-301

One Columbus Cin:le, N.B. Washington, D.C. 20544