financial disclosre report 12004 lo of1978 for r er …...s 4. title (icle m jdgs indae ie r mior...
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![Page 1: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid](https://reader033.vdocument.in/reader033/viewer/2022050304/5f6cfe90fe4f3f3f1f697ad8/html5/thumbnails/1.jpg)
s
4 . Title (Article m Judges indicate active or smior status; magistrate judg<s indicate run-or port-time)
U.S. Court of Appeals, 4th Cir
s. ReportType (check appropriate type) 6. Reporting Period
0 1/01/2004
to 1 213 1 /2004
__________
IMPORTANT NOTES: The lnsuuetions accocnp>oying thU form t1llSI be 1bDoMCI. Complete all parts, checking lbc NONE box for cacl> part where you ba'le no rcpo<Ublc information. Sign on last pa g e.
NAME Of 01\GANJZA.TION/llN'ITN
l l
PARJlES ANPIERMS
--· . --
·- _. :'-, ·.
. •
,, ' i c.
''\ .
Af>-10 FINANCIAL DISCLOSURE REPORT Report Required by tbc Et.lies
Rev. 1/2004 FOR CALENDAR YEAR 2004
lo Goveniment Ad of1978
(5 U.S.C •PP·§§ 101-111)
I. Person Reporting (La t name,rastname, Middle initial)
King, Robert B
U. S. Circuit Judge·Active
2. Coor! or Organization
Q N""1mliow, lnte
0 Initial 0 Finol
3. Date of Report
OS/1212005
7. Chllltlbers or Office Address
300 Virginia Street, East
Suite7602
Charleston. WV25301
&. On the basis of Che information contained inthis Reportand any modifications pa111iningChcreto, itis, in my opinion.incompliance with applicable laws and regulations.
Reviewing Officer Dale.�·----
L POSIDONS. (R<poningindividual oo!r. see pp. 9-13 or filing irutrucnons)
0 NONE - (No rq>Ortable positions.)
POSIDQN
I. Co-T!Usl<e Education Trust, United National Bank (coiporate TrusU:c1 Charleston. WV
2.
(R<poning individua on y: aeepp. 14-16 offiling illSb"llctiOOJ) IL AGREEI\1ENTS.
0 NONE - (No n:porUblc egrecmcnts.l
!.
.
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.
SOVRCEANP ms
I.
Date of Report
GROSS INCOME
CamCare Health Education It R<search lnstituW. Inc . (C.JUl.IU,. Jne)
FINANCIAL DISCLOSURE REPORT N.,,,.ofPttrcnRq>o<tins
King, RobatB
fil NON-INVESTMENTINCOME. (Rq>ottingindividualmdspouse;""'pp.11-2i1otfilinginstnictions)
A. Filer's Non-Investment Income
0 NONE - {No reportable oon-invc:sbnclltincome.)
_I
051121.!00S
(yoms. llOt 'JXIU.SC:'s)
B. Spouse's Noa-Investment lncome-(lf)')U wm: muried durinJ onyportioaofthe reporting year,please fl!is section. Dollarnot n:quirod exe f« booorariL) D NONE • {No"!'Oftlblonon·in..,tmcntincomc.)
·
I
SOtJRCBANQmB
I. 2004
![Page 3: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid](https://reader033.vdocument.in/reader033/viewer/2022050304/5f6cfe90fe4f3f3f1f697ad8/html5/thumbnails/3.jpg)
FINANCIAL DISCLOSURE REPORT NamcofPcrsonRtporting
King. Robert B
D•te of Report
05/1212005
V, GIFTS. (Includesthose to spouse and dependentchildren. See pp. 28"31 of ioslrUctions.)
0 NO (Nosucbreponablegift.s.) ·
SOURC!l OESCRJPllON
J.
Vl LIABIInlFS. (Includes those of spouse and dcpmdcntchildn:n. See pp. 32-34 of inslnletioos.)
D NONE (No roporta1>1e !iabtliues.J .
CRRDUQR .PFSCRIPJION W,tffiOOPE MI. United Built
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Name o f Person Reporting King. Robert B 05/11J2005
- u.eome., value, tn.nscation&('IOC&ucks Chose of the spt3QSCaoddepcfldetlt dWdrt n. Sce pp. 3 4.S7 otfilina .)
... c. D.
,.....;,,g period rtpOlting period (I) (2) (I) (2) ( 1 ) ltaotcr. trom
(2) (3) (4) (S) 1)pe (<-$- Value va1 .. om, Volue Gom div. m11. « C00. 2 Mediod Moath- c.d<2 buycdstllet inL) (l-1') """""· O.y (l -1') I (A- (d"pri,..tc ....._....) "' .... f)I� .
I. TuneWamcr Inc (com) None M T
2. Cisco S)'Stans Inc (com) None M T
3. DeD CompuU:rCorp (com) NMe K T
4. OilleueCo. (com) Dividend L T
s. Intel Corp (com) A Dividend M T
6. Mlaosoft Corp (com) A Dividend M T
7. RF Micro Devices Inc. {com) Naic K T
8. Sun Micro Systems Inc. (com) None K T
9 . B Dividend M T
10. Yahoo Inc. {com) Nooe K T
IL Morgan SW>ley Dean Wille' & Co. (com) c Divid end M T
12. Starbucks (com) Nooe K T
13. TuneWamcr, Inc. (com) Nooe J T
1 4. Time-Warner. me . Debs - Reg 8. 1 8%int. mat. J T sold S /071 1 A Sold 517/03 8/IS/2007
I S . Cisco S)'SlmlS, h>c . {com) Nooe T
1 6. Dell ul<r Corp. (com) Ncnc J T
17. E.l DuPont De Nemours & Co . (com) A Dividend 1
18. F«leral Home Loon Colp . (corn) A Dividend J T
' t .'licomooQwCocics: ,.:.;-,\,000 or!oUo .><'-: : •,;n-'1:.-St;Q!Jl;$2.!DQ' b";<'<· •< ( , $L•Sf l!Q( )i': -. . , . -. - · . . . · . . · . · ..... ... ·· i - ·· t•· .-, . ..,...., . c. _.. 1 1 -..-: r - .... _ ,,.._ .._ , -.__ . i .. · , • .... . - :.:.t· -. · -- . .. . . · . -• • .1S<e0>imm.11f,d0&> :"·F . :sso;Q9'1is1 oo;oo0 ·: : ro:· ,-.no0:001:s1J.f<IQ,qo!>,_< :c lfn:--!-:s1;1lOO)>Osslm:m- !-<Hi . C!Oo-; . · • · : . - ; ·- : · • : ·:
:;;· ·-:#il*-°•�. ;)fo .: _.00 100: .. -: 1 .oo -OOo· .. adl n) _,,. 'o i,:S�OOH\;bo.o :, ii'( c tl.(iib..OOL'Ss ;006" - - 1;!11:000.ooo ·
··:PJ siS'Ooooo1 so:ooo @- .. ·.r; · ,_ - :- : ..,:.! . -!P .. ii(l'C· :s·so· 001>000 . -. ; : · - .. -' ' • • •. • • • ' - :$ •• . :-- • . ··- • . • .,. " •• . • .... . ! ... · ... . : . -.·
3 . '1aJucM=tbodCodo$ • Q - · R ;..Cl>·(RcatEswe ·<S· A?issm"" ..
· 'T ... (SceCob:umiC2J U • li ool:'Valui:: V • CXhct v.i ... Esfim:oj
FINANCIAL DISCLOSURE REPORT 0.l<ofl\cportPagel 'of 3 vn. INVFSTMENTS and TRUSTS
Dcscriptioa oC"""' (""'1xtiog....assds)
Pbce "(X)'" after ta(.lt as:s<t. uttr;>t iom prior cfiselos=
DNONE (No-ble iDoome, .......Of-->
B.lnoomc during Grosswl'lle at end of Trumctioosdoticg ._,;.g period
Amount 1)pe (e.g. lda>lilyofbuy.sell.Code I Code(A-ll) Code)(Q-W)
WcllsFargo&Co. (com)
T
.. · ' - c.!D'.-SS;OD!'tJJ;QOO.::; . ·- IE 'StS;OOJ<SS0,000 . . • .
:.-;��� t ·-=-. . .:r· · -' �ooo«m . , . · .._ " '
.. ..
''<S.. ·c1 1-1.-sm.Qoo.ssoo.coo:: '!'.?_ , , · - ·-· ·' - ..· . r
. •
A
J
![Page 5: FINANCIAL DISCLOSRE REPORT 12004 lo of1978 FOR R ER …...s 4. Title (icle m Jdgs indae ie r mior saus; asae jds ndae un-r t-ie) U.S. Cort of Apals, 4th ir s. ye (ck pae e) 6.ng Pid](https://reader033.vdocument.in/reader033/viewer/2022050304/5f6cfe90fe4f3f3f1f697ad8/html5/thumbnails/5.jpg)
A.
N..,.,.ofPenonR<poning King. Ro!xrt B
1'. c. D.
Dale of Report 05/121200S
""°""' period _..;.,.period (I) (2) (I) (2) (I) If not u from,_...._._.._
(2) (l) (4) (S) Type (e.s. ""'' VaklC 6.iv4 reat. or bay, sell, Moolh· Coclo 2 Code ""-> Cod< l -· (J-1') I (A·
(Q-W) ) --)
1 9. Mcrck&Co, Inc. (com) Divideod J T
20. Oil and Oas ln1Crc:Scs, Tyler and other counties, WV:
21. L East Resources Jnc. B Dividend J w
22. b. Erg°" Oil Purdiasing A Dividend J w
23. c. Dominion Appab.ebian Dev. Inc. A Dividend w
24. ildren Educatioo Thist (u B lnlcreSl/Div L T
2S. L Fideli ty Advisor Gov. vcstmc:nl 167 sold 4128 J See Note 1 iD PanVlll
26. b. Fidelity Advisor lntmnediate Bond 287 sold 4128 J A
27. e. UNB Discmioouy ConWDOG Tnlst Fuod sold s A
28. d. UNO Uquid A.stet Fund sold 41l8 J A
29 . e. Primco Toll! Re1U:D fund sold 4128 J A
30. t. S&P Midcap 400 Dq> Recpts urr sold 4128 J A
31. s. Noo: fiom Bcncficiasy dab:d 111199 K T
32. h. Nob: llom Beneficicy dab:d 616/00 J T
33. i . . Fcdcnt.cd Prim< Obliptions Inst. Srv . Shs. J T buy 412 9 J SceNoie2 in . PartVlll
34 . j. !'<>dented Umiled Duralioo Govt. Fund #'318 1 T buy J
JS. k. Fcdcnb:d Total Rdum Bood Fund #288 J T s J
36. L Fedenl!cd Mortpge Fund f837 J T buy s J
4. Ja ilifCodts : .ii('- -.sJ :000to- -.:.. "i -;e, . ! ·90:1 :t:-?:· .. _.'.';f O.L 1 s>% ;.17,. ; 1 1 5 .CJ?C ::. _ ... · . l£ ·.-e: sis .q-;11 so,ooo . · ,
. (Se<Col-.81.acdD:!) .
,F . •'SSO)ljll;:fJOO ;-;c_T;J; 11 .cio1 · i:f!Si;.l.OO\),l-$S ,ooo, ;.:J_?J;f. "':Jl!"" . 000.000 '• ': ,: . . . Vale. • - . .. ·. T--•Sl OOO orJd:s:- v·- :..fL°-.:=-:SJ l..SSO ;,:t. : -':SSQ.-OOl·S'J00,000 -_.$ S1 00l...S?S0.,000 _t, • ..-,. .• -· - •
• •. -··:_'t . . - - •
. : . ...... • - - ::-· • - • t .... ........ ; -,.:• :.;;-""- - -!''·. -- _.,.. • : ..: (SeoCoW-- q <�;;<> '. .SSOO,llOl:S_l ,oog o!' ·!> 1.SS,000,000 ;-;: _,ss,oo: l ;@,000
:!'3 • S2S,ll00,00 f-$S0,000,000 • .. ;:r ; . :r · - '' ' a<l •."<·5!4or<.W. SS0,000.000 ·, . • . . ._ .l ...... .- - - [jJ" -• •
(See Column C2 ) v • llool. v v Oil...- : w c Eslimatocl
·FINANCIAL DISCLOSURE REPORT Page2"of3 VJl. INVESTMENTS and TRUSTS
""""°"'or AacU lncomc d"""' Gross vaklic at ClllS ot -""""RpO<ting period (ioclucliog ..., .... ts)
Pbce"(X)" al!a<adl .-- - Vallo: VaklC T)pc (e.g. o.lo ldalli!ya( ..... )lri« -losure CocloI Codo2 Mdhod -(A·JI) (l-1') ""' (d'privatem
A
J
follows): A
l
Fund #396
buy
udD3) J:1,- l2SO.OOO-S OOO ·.. .
3. Valo< M<u•ocl Codes ·q •App<>iso1 R ,;c..i(l\oa)Eiwi'.Ooly) · · s •.Asscssmcot 7 • �""'
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A.
37. m. Fodcnted Tobi Rt:tum Govt. Bend Fund 11648
38. n. Pimco All Asset Fund Adm. Sbs. #588
39_ o . Fedmted Kaufmann Small Cap. Fund #757
40. p. Fedcnted Kaufmann F\IDd - CIA Fd. f066
q. Fcd<nted Cap. Aj)prociation Fund A 11674
42. r. Federated .Mul<zt Opportunities CIA #257
o . s. Goldman Sachs l.aJge Cap. Value Fuod Ci.A
44. L P imoo PEA Reaaissa:nce FUod #433
(Sot Co """ C2)
Name of PCROn Reporting
King. RobcrtB
B. c. GfOSS vahJe at md of
._... period -.period
( I ) (2) (1) (2)
W.)
1 T
1 T
J T
J T
· I T
1 T
1 T
1 T
Vit ..-Estimated
(1)
buy, ldl, -
)
buy
buy
buy
buy
buy
buy
D.
Oa\J: of Report
0511212005
If not ci; fro:n d.isckmR (3) (4)
v.i.. GUl O>do 2 Cbdo .,,,, .. ,, .. (J-P) 1 (A-
'"
SIOS
7f22 J
SIOS J
SIOS J
SIOS J
1f22 1
SIOS
7122
. - -·----· - -···--· ......... . ...... . . ... .. _
FINANCIAL DISCLOSURE REPORT
Page 3'of3
""""',.,. or,_,_ \mchtding..,,assm)
P!ooe "(X)" allu tad> ISSd · 8-prio<diselosutt
41.
#1213
hlcomcd..mg
""""" Type (e.g. vu.. Valoc O>do I div. n:Clt. or O>do2 Method (A-ll) (l-P) Codc3
(Q-W) -
1)pe (e.g.
buy
buy
Trulsa<tioosduriog iq>OrliDg p<riod
(2) (5)O.tc: l&otilyo(M--Day (;fpriwlc
-lloto)
1
1
1
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NtmcoCPcrsoo Rc;>orting FINANCIAL DISCLOSURE REPORT
King, Robert B OSll21200S
vm. ADDmONAL INFORMATION OR EXPLANATIONS (!Dli<a"""""'�>
Note I: llems a (ue rcplac<d by Items i tm>ugli I in PART VD
Note 2: llenW i tlwoup t replace bcms a throQgll Cin PART VD
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-----------------
Dat \').I &?_ l:)O :::;-
\
Y
IX. CERTIFICATION.
Icertify that all information givenabove (includinginformationpertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best ofmyknowledge and belief. and that any information not reported was withheld becaus.e it met applicable statutory provisions pennitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et. seq, 5 U.S.C. § 7353, and Judicial Conference regulations.
. ....... . .....
lf.LNANCIAL DISCLOSURE REPORT Name of Pcnon Reporting
King. RobatB 0511212005
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND FALSIFlES OR FAILS TO FILE TIUS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copiesto:
Committee on Financial Disclosure
AdmiJ!istralive Office of the United States Courts Suite2-301
One Columbus Cin:le, N.B. Washington, D.C. 20544