_____ _,

Officer.�---------- Date;..._ ___ _

TANT

POSITIQN NAME OF ORGANIZATIONfENTITY

' ·)·---·

PARTIES AND 1rERMS

- ......

- .-

ll A GRlmMENTS. (Reporting individual on1y; see pp. 14-16 or filing instructions)

i -

GReport Required by the Ethics4.0·10 FINANCIAL DISCLOSURE REPORT in Government Act olf 1978 - 1/2004

Calendar Year 2003 (5 u.s.c. app. §§ 101-lll)

I. Person Rc:porting (Last name, FiI:st name, Middle initial) 2. Court or Organization

FUSTE, JOSE A Dis1Iict Court - Puerto Rico

4. Title (Ar1ticle m Judges indicate 111Ctive or senior status; 5. ReportType (check appropriate type) magistrate judges indicate full- orp1l11;.time) Q Nomination, Date

U.S. DISTRICT JUDGE (ACTIVE) 0 Initial @Annual 0 Final

3. Date of Report

snno04

6. Reporting Period

111!2003

to 1213112003

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

RM. CH-1331 U.S. COURTiiOUSE ' with applicable laws and regulatiom.

150 CHARDON AVENUE Reviewing

SAN JUAN PR 00918-1758

NOTES.: Ute instruetions accompanying this foan must be followed. Complete all parts, checking the NONE box for each part you have oo repo11able information. Sign on last page.

L POSUIONS. (Reporli:ag individual cmly; seepp. 9-13 of filing instructions)

D NONE - om.)(NoreportablleJ>osi

_ l. (SEE SECTION VIlI FOR EXPLANATORY

NONJ · (Norepoxlablea,greements.)

1.

0 (f) :::s0 r ""l'1 F�l o­(,1"; :::?: c:> r�·�1

-t-��§ ,,,..;.'1 ....... o:::..­ It

"t!'i.:tt" '"'·'!:'

-.,

SQURCE AND TYPE GROSS INCOME

SOURCE AND TYPE

PESCRIPDON

FINANCIAL DISCLOSURE REPORT NameofPersonReporting Date of Report

FUSTE, JOSE A snaJJ04

IlI. NON-JNVESTMENT JINCOME. (Reporting individual and spouse; see pp. 11-24 offiling instructions)

A. Fil1 r'111 Non-Investmelllt I:ocom NONE (No reportable 110D-mvestment income.) -

{yours, not sp0usc's) 1.

B. Spous;e's Non Investment Income- (If you were married during any portionof the reportingyear, please complete this section. (dollar am.ounll: not required except for

-

honqiaria)

0 NONE (No reportable no:n-investmmt income.) -

1. 2002 Self-employment as an attomey

W. REJlVIBURSEMEN"fS -mmsportation, lodging, food, cmertainment. (Includes those to spouseanclldCpcmdent children. Seepp. 2S-TT of instructions.)

NONE (No suchreporitablereimbur:sements.) -

1.

DESCRIPTION

DESCRIPTION VALUE COPE

FINANCIAL DISCJ_,OSURE REPORT NameofPersonReporting

FUSTE, JOSE A

V. Gllli"J'S. (Includes those to i:pollJSe and dependent children. Seepp. 28-31 ofimtructioos.)

0 NONE - (No such reportable gifts.)

1. C:AF'ARRA COUNTRY CLUB

2. EIANKERS' CLUB OF PUERTO RICO

HONORARY MEMBERSHIP (EST. DUES)

HONORARY MEMBERSHIP (EST. DUES) (SEE ADVISORY OPINION NO. 47)

Date of Report

517r.W04

YM.llE Sl,080

$150

·VL LIAHILil'IES. (Includes those of spouse and dependent children. Seepp. 32-34 of instructions.)

D NONJE - (Noreportablelfabilities.)

Ql [fQB.. 1. CARIBE FEDERAL CREDIT UNION

2. CnlBANK. PUERTO RICO

. -..

PERSONAL LOAN

LINE OF CREDIT

K

K -----

·-------

U

lace

NN

AJ GR

Af. GF'

All GR

All W( :.DFUND

SON

!101 UN

EC

nu

TGS UN

-

Type

Interest

If rrom ctiscloswe

(3) (4)

Code

H)

M T

-

B

I

: ;

-

6.

7.

8.

17.

(l)

(e.g.

(2)

. FL�AN.CIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

. Page 1of4 F STE, JOSE A sn12004

- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instruclions.) VJI. ThrYESTMENTS and 'fR.USTS

A. B. c. D. Income during Gross value at end of Transactions during reporting period

DescriptionofAsselS reporting period reporting period (m· eluding trust assets)

not ex.empt (2) (1) (l) (2) (5)

"(X)" after each asset eitempt Amount Type (e.g. Value Value Date: Idlentity of Value Gainprior disclosure buy, sell, Code2 Method Month-Codel div. buyer/sellerCode2rent. or

int) Code3 merger, Day(A-H) (J-P) ( [private(J-P) 1 (A-(Q-W) redemption) lr.msaction)

DNONE (No reportable income, m;sets, or transactions)

I. GI 'IE MAE BONDS D Int.erest

2. UCAN FUNDS GROUP: EUROPACIFIC 'l'IHFUND

-

A Dividend 1 T

3. UCAN FUNDS GROUP: EUROPACIFIC Y"IHFUND

-

A Dividend K T

4. UCAN FUNDS GROUP: EUROPACIFIC VTHFUND

-

A Dividend 1 1r

s. tICAN FUNDS GROUP: SMAU.CAP A Dividend K T

AJ. PE

mF RSI

tICAN FUNDS GROUP: NEW >ECTIVE FUND

A ·Dividend 1 T

JAl OTC EQUITY FUND None Sell 10/10 J

JOl -

& JOHNSON (COMMON STOCK) A Dividend 1 T

--9. SAVDms ACCT. (CARIBE lruDERAL CREDIT

A Dividend J T

10. CH KING & SA VlNGS ACC.T. (CITIBANK) A Int.erest J T

II.

-CHEaKIN & SAVINGS ACCT. (cmBANK.) A Int.erest 1 T

12. SA' lGS ACCT. (BANCO l'OPULAR D E P.R.) A Inte:n:st J T

13.

14.

-CH KING & SA VlNGS AC:CT. (BANCOECI POJPUI:..ARP.R.)

-IRIENTAL FED. BANK

A

B Interest

J T-

K T

15.

-nu.oIRIENTAL FED. BANK B Interest L T

16. SA' i)

-ACCT. (CARIBJE l'"EDERAL CREDIT A Dividend J T

AAMES FINANCIAL CORP. (COMMON STOCK) N one 1 T

SA' (CITIBANK) A lntc:Rst K T18. IGS ACCT.

I. Income/Gain Codes: A = $1,00CI or less B = $1,001-$2,500 c = $2,501-$5,000 D = $5,001-$15.000 E = s1s,001- ;so,ooo

(See Columns Bl and D4) F = $50,0llil-$100,000 G = $100,001-$1,000,000 Hl = $1.000,001-$5.000.000 H2 = More than $5,000,000

2. Value Codes: J = $15,0(10 or less K = $15,001-$50,000 L = $50,001-$100,000 M = $100,001-$250,000

(See Columns Cl and 03) N = $250,00()..$500,000 0 = $500,001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,001-$2S,OOO,OOO

P3 = $25,000,001-$50,000,000 P4 = $More than $50,000,000

3. Value Method Codes Q = Appraiisal R = Cost {Real Estate Only) s = Assessment T = Cash/Market

(See Column C2) u = B:ook Value v = Olher W =Estimated

·------

ofRepo sn12

-

AMllRl CAN

dERICA --

I

-

.·

If llUlll discloswe

(2) (4)

I

'

10/27

-$1S,OOl-$51

!

(1)

FrNMrCIAL DISCLOSTJRE REPORT Name of Person Reporting Date

.Page 2 of'4 FUSTE, JOSEA

- income, value, traJJscations (includes those ofthe spouse and dependent children. See pp. 34-57 offiling instructions.) vn. INVJESTMENTS mull 1RUSTS -

A. B. c. D. Income during Gross value at end of Tnmsactions during reporting period

Description ofAssets reporting period reporting period iincluding trust assets)

not exempt(2) (I) (2) (1) (3) i(S)

place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain. Identity ofIi'Ol'.11 prior disclosure Code 1 div. Jent. or Code2 Method buy, sell, Month- Code2 Code bcnyer/seller

(A-H) int.) {J-P) Code3 merger, Day (J-P) I (A- ('!{privatemlemption)(Q-W) H) transaction)

AMEUCAN FUNDS GROUP: NEW A Dividend J T PERSIPECTIVE FUND

-

19.

20. ORBfrEX GROUP: HEALTH & None ] T BIOTl OLOGYFUND

-

21. AMEtICAN FUNDS GROUP: GROWIH FUND A Dividend J T OF'Al.mRJCA

FUNDS GROUP: EUROPACIFIC A Dividend J T GRO"VVTHFUND

22.

23. AMEFtICAN FUNDS GROUJP: CAPITAL WORID A Dividend K T G&IFUND

-

24. AMEFtICAN FUNDS GROUJP: GROwrH FUND A Dividend J T OF.M

25. SAVIllfGS ACCT. (CITIBANK) A Interest I T

-LEHMlAN BROS. 1993 GR.ANTOR 1RUST CORP B Interest K l' BONE

26.

-

27. PEIPBOYS CO. (COMMON STOCK) c Dividend Partial 6116 ] B Sale

28.

-

Partial Sale

7/8 L D

29.

-

-Partial

Sale 8127 K E

30.

-

Partial Sale

912 K E

31.

32.

--

Partial Sale

Sold

10/20 K

L

E

E

33. TIERS V AILEY SCHOC>LDIST. MUNI.CHAR BONDI

-

A Interest K T

34. ALLEC OBIJC

3HENY COUN1Y GENERAL IATION MUNI. BONDI

A Interest J T

35. CONNEAUI' SCHOOL DIST. MUNI. BOND A Interest K T

36. WES11MORELAND MUNI. EIOND A Interest J T

I. lncome/Gain Codes: A = Sl,CIOO or less B = Sl,001-$2,500 c = $2,501-$5,000 D = $5,001-$15,000 E

(See Coi111DDs Bl and 04) F =$50,.001-$100,000 G "'$100,001-$1,000,000 Hl = $1,000,001-SS,000,000 H2 =More than $5,000,000

2. Value Codes:

(See Columns Cl and 03)

J

N

= S15,.000 or less

= $2S0,(J00..$500,000

K

0

= $15,001-$50,000

= $500,001-$1,000,000

L =$50,001-$100,000

Pl = $1,000,001-$5,000,000

M =$IOO,OOI-S250,000

P2 = $5,000,001-$25,000,000 ! i

P3 = $25,0CI0,001-$50,000,000 P4 =$More than $50,000,000

3. Value Me:thod Codes Q =Appraisal R =Cost (Real Estate Only) s =Assessment T =Cash/Market

(See Cohmm C2) U = Book Value v =Other W =Estimated

·-------

-

48.

NI BO

JNl MT

EL

All

All

IN'

Aft

A:X Al

RD

P.llv

A B

v

If Il'OIIl

.(2) (4) (S)

H)

Interest

c E

39.

41.

(!)

FINANCIAL DISCLos·mm REPORT Name of Person Reporting Date of Report

Page 3of4 FUSTE, JOSE A Sn/2004

- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) vn INVESTMENTS and TRUSTS

A. B. c. D. Income during Gross value at 1.md of Transactions during reporting period

Description of Assets reporting period reporting period including ttust assets)

not exempt disclosure(1) (2) (1) 1[2)

lace "(X)" after each msel: exemptp from prior disclosure

Amount Code l (A-H)

Type (e.g. div. rent or int.)

Value Code2 (J-P)

Value Method Code3 {Q-W)

Type (e.g. buy, sell, mmger,n:demption)

Date: Month-Day

(3)

Value Code2 (1-P)

Gain Code I (A-

Identily of buyer/seller (iifprivatetiansaction)

37. N1DRIB )NJD

YORK COUNfY SCHOOL DIST. MUNL Bi

-

c Interest L T

38. D. HIN HOSPITALAUTHORilYUP

-

A Interest K. T Partial Red

8/15 K

40.

PO & CASSIA CTYS. SCHOOLDIST.WER B Interest K. T M UNI.BOND

ST CLAIR CO. SCHOOL DIST MUNI BOND D L T

-HC)UlITON TX ISD PUB PAC CORP. MUNI

) ---

B Interest K. T

FC101HILL EASTERN TRAN:SP. MUNL BOND D Interest L T42.

-

43. NC>R1Ji ADAMS COMMUNITY SCHOOLS c Interest T [BOND

-

44. I CTY. GENERAL OBI.IG. BOND c Interest L T

-

45. tICAN FUNDS GROUP: AMCAP FUND A Dividend K T

-tICAN FUNDS GROUJI>: FUNDAMENTAL A Dividend J T ITO RS

46.

-

47. ITCAN FUNDS GROUI : GROWIH FUND A Dividend J T -

OF ..iERICA.

Afw :ICAN FUNDS GROW?: NEWIEF PEIRSJ'ECTIVE FUND

-

A Dividend I T

49. Afw

WC IEF >RI

:ICAN FUND GROUP: SMALLCAP DFUND

Nooe J T

so. lOSENBERG US s:MA.LiLCAP FUND A Dividend J -1' Buy 11125 J

51. FEI[)EJlATED US GOVf SECS FUND A Dividend Sell 11125 J A

52. HA

-ING LOEVNER FUNDS: INTL EQUI1Y A Dividend J T Buy 11121 J

S3.

--LOlRD ABBOT!' AFFil..IATE.D FOND A Dividend I T Buy 11125 J

54.

-lCCl TOTAL RETURN FUND A Dividend K T Buy 11125 I

= $2,501-$5,000 D = S5,001-Sl5,000 = $15,001-$50,000

(See Columns Bl and D4) F Hl =Sl,OQ0,001-$5,,000,000

I. Income/Gain Codes: = $1,00(Ji or less = $1,001-$2,500

= $ 50,0Cl-S l OO,OOO G =SI00,001-Sl,000,000 H2 = More than $5,000,000

M = $100,001-$250,000

(See Col 11mt; Cl and 03) = $250,000-$500,000

K L = $50,001-$100,000= $15,001-$50,000 2. Value Codes: J ="$15,000 orless.

N 0 = $500,001-$1,000,000 Pl =$1,000,001-$5,000,000 P2 = $5,000,00J-S25,000,000

P3 = $25,I000,001-$50,000,000 P4 =$More than $50,000,000

3. Value Method Codes Q App1raisal R =Cost (Real EstateOnly) s =Assessment T = Cash/Market=

==" (See Colt11I1n C2) u Book Value =Other W Estimated

·-------·

-

PR

N

y

1111ot from

(2} (3) (4) (5) Gain

H)

-

Buy J

T

T

- -·------

58.

(e.g.

exempt dJSClosme

div. rent. or

FINAJ'iCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page4of4 FUSTE, JOSE A sn12004

Vll INVES'fl\.fENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A. B. c. D.

Description of Assets Income during

reporting period Gross value at eud of reporting period

Transactions during reporting period ·

(including trust assets)

(I} (2) (1) (2) (1)

Place "(X)" after each asset 1Xerapt Value Value Type (e.g. Date: Code2 Method buy, sell,· Month-

Amount Type Value Identity of Code2 Code buyer/seller (J-P) I (A- (iifprivate

.fiom prior disclosure Code l (A-H) int.) (J-P) Code3 merger, Day

redemption)(Q-W) bansaction)

55. PJIMCO HIGH-YIEID FUN D A Dividend Sold 11/25 J A

56. DUPAGE CTY FOREST SERVE BOND A Interest K T 2/13

57. MOTOROLA I TOPRS (PRJ STOCK) A Dividend K T Buy 8126 K

GT ATLANTIC & PACIFIC 1 EA(PREFERRED A Dividend K T Buy 10/07 K STOCK)

59. CHICAGO ILL GEN OBUG MUNI BOND A Interest K Buy 10/07 K

60. DETROIT MI CONVENTIO FACMUNIBOND A Interest K Buy 10/16 K

61. PICKJE!RINGTON OHIO LOcAL SCH MUNI A Interest K T Buy 10/16 K BOND

62. LUMBERTON TX lITIL Ml JI BOND A Interest K Jr Buy 10/16 K

63. TEXAS MUNIC POWER.AC A Interest K T Buy 11124 K

I. Income/Gain Codes: A = $1,000 or Jess B = $1,001-$2,500 c = $2,501-$5,000 D = $5,001-$15,000 E = $1S,00!-$50,000

{See Coltmm Bl and D4) F = $50,0(11-$100,000 G = $100,001-$1,000,000 Hl = $1,000,00J-S5,000,000 H2 = More than $5,000,000

2. Value Codes: J = $15,000 or less K = SlS,001-$50,000 L = $50,001-$100,000 M = $100,001-$250,000

(See Col unns Cl and D3) N = $25(),CI00-$500, 000 0 = SS00,001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,00J-$25,000,000

P3 = $25,000,001-$50,000,000 P4 = $More than $:50,000,000

3. Value Meithod Codes Q =App:raiisal R = Cost (Rea! Estate Only) s = Assessment T = CashlMarket

(See Col mn C2) u = Book Y alue v =Other w = Estimated

2 MAINTENANCE TIIlS RESIDENCIAL

1YSELF COMPOSED

I RECEIVE NO COMPENSATION AND

Name of Person Reporting Date ofReportFINA1 CIAL DISCLOSURE REPORT

FUSTE, JOSE A sn12004

(Indicate part of Report.) VllI. AI>DIDONAL INJFORMAilON OR EXPLANATIONS

SEC. I. jposmONS. I OWN AN Al?ARTMENT IN TIIB CONDOMINIUM MY DlTilES ARE CONFINED TO NON-PROFIT OPERATION AND OF FACILITY. SEE ADVISORY. OPINION 29 & CANON 5. '

SEC. IV.. REIMBURSEMENTS.& GllFfS. I HA VE ONLY RECEIVED OFFICIAL COURT-RELATED REIMBURSEMENTS ON AUIIIORIZED EXPENDITURES REGARDING OFFICIAL 1RAVEL ON BEHALF OF TIIB U.S. COURTS.

SEC. VIJL IlilVESTMENTS & TRUSTS. TIIB IRAs OWNED BY MY ARE CASH-EQUIVALENT ACCOUNTS MAINTAINED AT A FINANCLAI. INSTrlUTION. THEY ARE OF GINNIE MAE BONDS AND OTHER SECURITIES WHICH ARE NOT DD C'IlID OR MANAGED BY EITHER OF US.

SEC. 1. PosmONS. I OWN AN AJ(>ARTMENT

. ·,

UAL y

1'"'INANCJAL DJSCl,QSURE REPORT Name of Person Reporting

FUSTE, JOSE A

Date ofllleport

Sr!fl.004

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and omplete to the best of my knowledge and belief. and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I furth1 r certify that eamc:dl income from outside employment and honoraria and the acceptance of gifts which have been reported a.ire in compliance witb. the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

SignatunL

NOTE: ANY WHO KNOWINGLY AND FALSIFIES OR FAILS TO FILE nns REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. a.pp. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite2-301

One Columbus Circle, N.E.

Washington, D.C. 20544