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FOCUS IIA NEWSLETTER DECEMBER 2019 VOLUME 56, ISSUE 5 1 What’s HOT Upcoming Events Program Calendar Community Corner Happy Holidays! President’s Message understand risk assessment, risk appetite, and means for mitigating/compensating for risks. As such, we should all be doing our part to promote the profession, educate our businesses, our peers outside of work, and generally lend a helping hand in discussions around risk in everyday decisions. I am thankful we have a professional organization like the IIA to package this message, research tools and techniques for assessing and deploying risk management methods, and educating like-minded professionals. As the calendar rides out I wanted to remind you the CPE credit deadline is also quickly approaching. Please remember to submit all of your CPE credits prior to the December 31 deadline to maintain your active certifications. Looking to 2020, we have several great events lined up, including our largest and most popular event, the March Multi-Track. The next couple of meeting include: January 9 with our annual Ethics meeting featuring Lamar Pierce at the Hilton Frontenac. Lamar will discuss his research which “focuses on how the same economic and psychological mechanisms that impact employee productivity also influence ethics and misconduct”. February 6 will be a ticket that you’ll want for sure, a Stanley Cup Champion St. Louis Blues ticket that is. We will be meeting at the Enterprise Center to hear Keira Emerson, Blues’ VP Strategy and Business Intelligence, provide an overview of how she and her department use data analytics. There will also be limited tickets for sale to the game. Stay tuned for details on registration. What Else is Inside? St. Louis IIA Members - Happy Holidays! I hope everyone had a terrific Thanksgiving weekend with friends and family! As hectic as it is, I love this time of year; seeing lights on houses and in Tilles Park, trees on top of cars, red kettles and bell ringers in front of stores, and the generosity and cheerfulness that the season brings. This past Wednesday, I was able to attend our annual December social event at Third Degree Glass Factory along with 60+ fellow members of our chapter and ISACA. The venue did not disappoint as Doug Auer, Co- founder of Third Degree, provided an overview of their operations, the path leading up to and into the future not only for Third Degree but that entire section of the Central West End. As I listened to Doug discuss his journey past, present, and future, it had me thinking about risk and the fact that is everywhere in our daily lives. Doug took some big risks during his education and early career and continues to plan for future endeavors with more risks. We too, take many risks in our own careers and in our daily lives. This risk is not contained to the finances and operations at our respective businesses, but spill into our personal lives as we buy gifts, interact with friends and family online, share holiday photos, etc. No matter what the activity, I feel that we as internal auditors are more prepared than many of our friends and family as we President’s Message Upcoming Events 2019-2020 Program Calendar Community Corner Social Media Volunteer Needed CAP Points Chapter Contacts 1 2 3 4 5 8 10 As a reminder, please assist two of our fellow IIA chapter members. They are conducting research on: How organizations manage risk associated with the services or duties performed by volunteers. https://webster.co1.qualtrics.com/ jfe/form/SV_2aYRcqV7wkTam5D If you have ideas that you’d like to share or have an interest in giving back to the profession through a volunteer opportunity we would love to hear from you. Simply email the Chapter Officers at: [email protected]. Warm Wishes and Happy Holidays! Nathan Croll 2019-2020 Chapter President

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Page 1: FOCUS IIA NEWSLETTER DECEMBER 2019 What’s HOT Louis/News/ChapterDocuments/2019_12_Dec... · deploying risk management methods, and educating like-minded professionals. ... Chapter15@iiachapters.org

FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 1

What’s HOT

• Upcoming Events

• Program Calendar

• Community Corner

Happy Holidays!

President’s Message understand risk assessment, risk appetite, and means for mitigating/compensating for risks. As such, we should all be doing our part to promote the profession, educate our businesses, our peers outside of work, and generally lend a helping hand in discussions around risk in everyday decisions. I am thankful we have a professional organization like the IIA to package this message, research tools and techniques for assessing and deploying risk management methods, and educating like-minded professionals.

As the calendar rides out I wanted to remind you the CPE credit deadline is also quickly approaching. Please remember to submit all of your CPE credits prior to the December 31 deadline to maintain your active certifications.

Looking to 2020, we have several great events lined up, including our largest and most popular event, the March Multi-Track. The next couple of meeting include: • January 9 with our annual Ethics meeting

featuring Lamar Pierce at the Hilton Frontenac. Lamar will discuss his research which “focuses on how the same economic and psychological mechanisms that impact employee productivity also influence ethics and misconduct”.

• February 6 will be a ticket that you’ll want for sure, a Stanley Cup Champion St. Louis Blues ticket that is. We will be meeting at the Enterprise Center to hear Keira Emerson, Blues’ VP Strategy and Business Intelligence, provide an overview of how she and her department use data analytics. There will also be limited tickets for sale to the game. Stay tuned for details on registration.

What Else is Inside?

St. Louis IIA Members - Happy Holidays! I hope everyone had a terrific Thanksgiving weekend with friends and family! As hectic as it is, I love this time of year; seeing lights on houses and in Tilles Park, trees on top of cars, red kettles and bell ringers in front of stores, and the generosity and cheerfulness that the season brings.

This past Wednesday, I was able to attend our annual December social event at Third Degree Glass Factory along with 60+ fellow members of our chapter and ISACA. The venue did not disappoint as Doug Auer, Co-founder of Third Degree, provided an overview of their operations, the path leading up to and into the future not only for Third Degree but that entire section of the Central West End.

As I listened to Doug discuss his journey past, present, and future, it had me thinking about risk and the fact that is everywhere in our daily lives. Doug took some big risks during his education and early career and continues to plan for future endeavors with more risks. We too, take many risks in our own careers and in our daily lives. This risk is not contained to the finances and operations at our respective businesses, but spill into our personal lives as we buy gifts, interact with friends and family online, share holiday photos, etc.

No matter what the activity, I feel that we as internal auditors are more prepared than many of our friends and family as we

President’s Message

Upcoming Events

2019-2020 Program Calendar

Community Corner

Social Media Volunteer Needed

CAP Points

Chapter Contacts

1

2

3

4

5

8

10

As a reminder, please assist two of our fellow IIA chapter members. They are conducting research on: How organizations manage risk associated with the services or duties performed by volunteers. https://webster.co1.qualtrics.com/jfe/form/SV_2aYRcqV7wkTam5D If you have ideas that you’d like to share or have an interest in giving back to the profession through a volunteer opportunity we would love to hear from you. Simply email the Chapter Officers at: [email protected].

Warm Wishes and Happy Holidays! Nathan Croll 2019-2020 Chapter President

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 2

St. Louis Chapter of the IIA Upcoming Events

Meeting Information Location: Hilton St. Louis Frontenac, 1335 S Lindbergh Blvd., St. Louis, MO, 63131 Time(s): • Registration: 7:30 – 8:00 am • Presentation: 8:00 – 10:00 am CPE credit(s):

2 hours of Behavioral Ethics

January Ethics Meeting January 9, 2020

Hard to believe January 2020 is fast approaching, which means registration is open for our chapter’s annual Ethics Meeting. Lamar Pierce has been invited to speak at the upcoming ethic’s meeting. Lamar teaches ethics-related courses at Washington University in St. Louis and will present,”Managing Misconduct” He will focus on how incentives, values, and biases affect decision-making processes.

To register for this event, click here.

Cost Member/Non-Member/Subscription Meeting:

• $70/$80/$0 • Full-time faculty and students: no

charge

SAVE THE DATE

Join us February 6, 2020 to watch the Stanley Cup winning St. Louis

Blues play the Winnipeg Jets! More information to come, but this is

one you don’t want to miss.

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 3

November Seminar Recap

November’s all-day seminar presenters were Nancy Droesch and Karen Miller, Co-founders of Women in Leadership – Launching Opportunities (WILLO, LLC). They spoke about realizing your career potential. The day consisted of Nancy and Karen providing their own experiences and helpful ideas to understand your career aspirations. The day was spent in discussions, group and personal activities and inter- active online surveys. Their informative seminar provided many thought-provoking tips to help identify and realize our career potential.

Thank you, Nancy and Karen.

IIA - St. Louis Chapter 2019 - 2020 Programs Calendar

Month Date Meeting Type CPE Time Location Speaker Topic

January 1/9/2020 Ethics Meeting 2 8 AM - 10 AM Hilton Frontenac Lamar Pierce Managing Misconduct

February 2/6/2020 Blues Game 1 5 PM- 8 PM Enterprise Center Keira Emerson

Overview of Blues’ Business Intelligence and Analytics

Department

March TBD

Board of Governor's

Meeting N/A TBD TBD N/A Regular Board Meeting

3/26/2020 Multi-track Conference 8 8 AM - 5 PM Hilton

Frontenac Various Various

April 4/9/2020 Roundtable 1 8 AM - 9 AM City Place 6 Bill Gogel Project Management Skills Workshop

April 4/23/2020 Meeting 1 8 AM - 9 AM Hilton

Frontenac Professional Service Firms

Top Technology Trends and the Impact to Internal Audit Seminar 7 9 AM - 5 PM

May TBD Finale 1 5 PM - 8 PM TBD TBD TBD

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 4

As part of our Annual Community Outreach chapter initiative, we have selected the American Cancer Society Hope Lodge for 2020. The American Cancer Society Hope Lodge program provides a free home away from home for cancer patients and their caregivers who need to travel to another city for treatment. There are 44 guest rooms, each with two twin beds and a private bath, as well as four kitchens and a community dining room. In 2018, Hope Lodge provided 18,352 free room nights, served 2,778 guests, saving them more than $3.1 million in hotel costs.

The Hope Lodge relies on Wish List Donations, with the highest need for the following: paper towels, paper plates, tissues, Dawn dish soap, Lysol disinfectant wipes and spray, 60 gallon trash bags, personal hand sanitizer bottles, and Tide pods. Please bring at least 1 item to our January 2019 Ethics meeting. See the Hope Lodge Wish List attached at the end of the newsletter.

For more information, please refer to www.cancer.org/hopelodgestlouis

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 5

Advertising job postings on the website is free! If interested, contact our Webmasters at [email protected] and [email protected]

For Advertising job postings or any business news in our newsletter, please contact our Advertising Chair at [email protected]

Follow us on our social media

Continue following @IIASTL for upcoming information on contests and giveaways!

Volunteer Needed

Are you Twitter savvy and want to volunteer at the IIA St. Louis Chapter? Contact Leah Byrn at

[email protected] to learn more about this opportunity!

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 6

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 7

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 8

Enter CAP Points

The Chapter wants to achieve Platinum status again and

we need your assistance…

If you have recently performed a speaking engagement, employed an intern, or written an article for a professional magazine or newsletter please complete the form at the end of this newsletter.

Platinum Pursuit

895 CAP points have been

earned as of November

30th

Check out our

“Quest for Platinum” status

every month!

Chapter Achievement Program (CAP) CAP is the acronym for Chapter Achievement Program. The program has been established on the premise that the basic mission of the chapter is to serve its members first and then the internal audit profession. The program, sponsored by the International IIA, encourages local chapters to be active both for the benefit of the chapter members and of the local community. Local chapters earn credits for the CAP through in the following categories: a) service to members; b) service to the profession, and c) chapter administration. The Chapter Achievement Program is made up of three performance levels: bronze (685 credits), silver (1,060 credits), and gold (1,560 credits). Thanks to your efforts, our chapter has attained gold status every year since 1997. After ten consecutive years of achieving gold, a chapter achieves Platinum level which this chapter has earned since 2006. So what can a member do to earn CAP points for the chapter? Examples, include:

Attend the monthly chapter meetings; Attend chapter sponsored seminars; Utilize the chapter sponsored Certified Internal Auditor (CIA) review course; Earn an IIA certification; Develop questions for the CIA exam; Recruit new members; Present speeches or training sessions; Write internal audit-related articles for publication; Provide an internal audit internship at your company for a student; and Come up with an innovative way to promote the chapter

So, it's easy to contribute and it doesn't take too much of an effort. You can report CAP activity on the chapter website or directly to the CAP Chairperson Brent Statler at [email protected].

GOLD Level 1,560

CAP points

SILVER LEVEL 1,060

CAP POINTS

BRONZE Level 685 CAP points

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 9

Platinum Pursuit IIA–St. Louis

Chapter Report of CAP

Activity

NAME: __________________________________________________________________ COMPANY: ______________________________________________________________ PHONE NUMBER: _________________________________________________________ TYPE OF ACTIVITY: (speaking, editorials, articles, research, student internships, etc.) _________________________ TOPIC: (please attach agendas, articles) _____________________________________________________________ LENGTH OF PROGRAM (# CPE hours): ________________________________________ DATE OF ACTIVITY: _______________________________________________________ LOCATION (city/state or country): _____________________________________________ DESCRIPTION / OTHER INFORMATION: ______________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

Please send, fax, or e-mail to:

Brent Statler St. Charles County Government

201 N. Second St. RM 526 St. Charles, MO 63301

Phone: 636-949-7455 Ext 1

Fax: 636-949-7467 [email protected]

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FOCUS IIA NEWSLETTER DECEMBER 2019

VOLUME 56, ISSUE 5 10

Chapter Contacts 2019-2020 Chapter Officers St. Louis Board of Governors

President Nathan Croll RubinBrown (314) 290-3484 [email protected]

Membership Officer Amy Ribick Brown Smith Wallace LLP (314) 983-1347 [email protected]

Programming Officer Evan Gruenkemeyer Wells Fargo (314) 242-4765 [email protected]

Secretary Krista Rowe RGA (636) 736-2309 [email protected]

Treasurer John Drury RubinBrown (314) 290-3250 [email protected]

Executive Committee Member Long Term Planning Academic Relations Liaison Steve Wang Kate Turner Marcus Odom Protiviti First Bank SIU [email protected] [email protected] [email protected] Executive Committee Long Term Planning Finance Liaison Diane Cody Suzanna Ney Kevin Dillon Three Bridge First Bank St. Charles County [email protected] [email protected] [email protected] Executive Committee Long Term Planning Governance Liaison Rhonda Travers Ron Steinkamp Kate Turner Wells Fargo Brown Smith Wallace LLP First Bank [email protected] [email protected] [email protected] Audit Committee Long Term Planning Membership Liaison Ted Flom Rick Feldt Gail Peters Brown Smith Wallace LLP RubinBrown [email protected] [email protected] [email protected]

Programs Liaison Audit Committee Advocacy Chair John Saric Ron Steinkamp Dawn Dossett FRB - St. Louis Brown Smith Wallace LLP Wells Fargo [email protected] [email protected] [email protected]

Nominating Committee Jennifer Murphy Protiviti [email protected]

Nominating Committee Suzanna Ney First Bank [email protected]

Chapter Committee Chairs Academic Relations Amanda Fowler Brown Smith Wallace LLP (314) 824-5293 [email protected]

Advertising Nandini Parchure Spire Energy (314) 342-3364 [email protected]

Attendance & Membership Brooke Camenzind Centene [email protected]

Chris Obermark Centene (314) 484-4812 [email protected]

Budget and Finance Directory Vanessa Krampe Jessi Grimes Alter Trading Brown Smith Wallace LLP (314) 448-5215 (314) 983-1314 [email protected] [email protected] Budget and Finance – AP Multi-track Event Rachel Coppedge Kelly Sendelbeck Graybar Mastercard [email protected] (314) 656-1736

[email protected] Budget and Finance – AR Leah Coppedge Newsletter Stifel Alfredo Jacobo [email protected] Midwest BankCentre

[email protected] Chapter Achievement Brent Statler Claire Simonds St. Charles County Brown Smith Wallace LLP (636) 949-7455 (314) 824-5230 [email protected] [email protected] Certifications Programs Lucy Lopinot Megan Cable Spire Energy Brown Smith Wallace LLP (314) 354-6945 (314) 678-2371 [email protected] [email protected]

Social Media Leah Byrn US Bank (314) 418-3804 [email protected] Webmaster/Mass Emails Aaron Thorne Graybar Electric Co. (314) 573-9535 [email protected] Sarah Knox-Hansen Brown Smith Wallace LLP (314) 983-1343 [email protected]