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FOOD SAFETY AND REGULATORY ISSUES FOR 2021

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Page 1: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

FOOD SAFETY AND REGULATORY ISSUES FOR 2021

eHANDBOOK

Page 2: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

TABLE OF CONTENTSFood Safety and Regulatory Issues for 2021 3

New regimes at FDA and USDA, the pandemic’s after-effects and the evolving

‘New Era of Smarter Food Safety.’

How To Select the Right X-ray Machine 9

Is Excess Capacity Dragging Down the Performance of Your Compressed Air System? 12

Hygienic Design Enclosures Offer Superior Cleanability 15

Protecting Your Customer with Traditional and Magnetic Strainers 18

AD INDEXReid Supply • www.reidsupply.com 4

Industrial Magnetics • www.magnetics.com 6

Heat and Control • www.heatandcontrol.com 8

Kaeser Compressors • www.kaeser.com 11

Rittal • www.rittal.com 14

Sani-Matic • www.sanimatic.com 17

eHANDBOOK: Food Safety and Regulatory Issues for 2021 2

www.FoodProcessing.com

Page 3: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

Food Safety and Regulatory Issues for 2021New regimes at FDA and USDA, the pandemic’s after-effects and the evolving ‘New Era of Smarter Food Safety.’

By Food Processing

New year, new president, new heads

of USDA and FDA and the old pan-

demic winding down. One-third of

the way into the new year, the 2021 food

safety and regulatory landscape is starting

to take shape. Here are some of the issues

you and the regulatory agencies will have to

deal with in the coming months.

AGENCY CHANGES? NOT SO MUCH Both USDA and FDA will get new leadership

from the Biden administration in the coming

months, which could change the agencies’

policies and actions somewhat. As of this

writing, a secretary of agriculture has

already been confirmed for USDA, none

other than Tom Vilsack, who held that

same job in the Obama administration.

Despite the Trump administration being

perceived as pro-business and anti-reg-

ulation, USDA and FDA did very little

backsliding in the realm of food safety in

the past four years – except for the reduced

inspections due to the pandemic. So there

probably will be little perceptible change

there. Although one tiny change from FDA:

It looks very likely that the agency this year

will add sesame to its list of allergens that

must be declared on a label.

For the most part, the to-do lists for both

agencies are already set.

In the midst of the pandemic, the FDA

announced in mid-2020 “The New Era of

Smarter Food Safety Blueprint.” It’s kind of a

successor to the 2011 Food Safety Moderniza-

tion Act, FSMA. At this point, the New Era is

just a blueprint, an outline, but in the coming

months the agency will flesh it out into a new

food safety act. It’s clear where the agency

is headed: They want the country’s food sys-

tems to be more digital and more traceable.

The New Era blueprint has four main points:

1. Tech-enabled traceability

2. Smarter tools and approaches for pre-

vention and outbreak response

3. New business models and

retail modernization

4. Food safety culture

eHANDBOOK: Food Safety and Regulatory Issues for 2021 3

www.FoodProcessing.com

Page 4: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

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The July 2020 announcement said: “When

we look at how industries track, through

digital means, the real-time movement of

planes, ride sharing and packaged goods

or how firms are harnessing big data to

identify trends, it is clear FDA and our

stakeholders should be looking at how to

tap into new technologies that include, but

are not limited to, artificial intelligence, the

Internet of Things, sensor technologies, and

blockchain.”

FDA also revealed in September of last

year a proposed rule to establish additional

traceability recordkeeping requirements

for certain foods, primarily leafy greens

and fresh cut fruits and vegetables. The

rule follows a number of recent foodborne

illness outbreaks that involved produce

and sprouts, and they proved to be some

of the most difficult to trace back to

the source.

The Food Traceability Proposed Rule will

be a key component of that New Era of

Smarter Food Safety Blueprint and would

implement Section 204(d) of FSMA. Its

specifications for electronic record keep-

ing, especially during what it calls Critical

Tracking Events, indicates what the agency

will be looking for from all food & beverage

processors to quickly identify lots of con-

taminated products and their source. The

FDA right now is digesting comments on its

proposal and will come out with the formal

rule before the end of this year.

EFFECTS FROM THE PANDEMIC Consider for a moment coronavirus’

impact on the manufacturing side of

the food & beverage industry: meat

& poultry plant workers catching the

virus, some dying, plants closing; USDA

and FDA inspectors making fewer

inspections; processors caught with

too much commitment to foodservice

or the wrong products, having to pivot

to make pantry items for retail.

All those conditions and more would be

perfect breeding grounds for a major food

safety incident. Corners could have been cut,

improperly trained employees could be in

place, familiar lines might switch to making

unfamiliar products, no oversight from the

authorities. Successful companies – and most

food & beverage companies were successful

last year – had to quickly adapt and even alter

the way they were operating. But there were

no serious food safety breeches last year.

It may seem counter-intuitive, but since the

beginning of the pandemic, the food industry

has seen lower than normal rates of recalls.

According to Sedgwick Brand Protection

Solutions, which collects data on recalls,

there were 28 USDA recalls in the fourth

quarter of 2019, a typical number. There

were fewer recalls in the next three quarters

combined – six, nine and 10, respectively.

FDA figures were similar: The agency

reported 156 recalls in Q4 of 2019 and 141,

www.FoodProcessing.com

eHANDBOOK: Food Safety and Regulatory Issues for 2021 5

Page 6: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

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Page 7: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

79, 106 and 92 in the four quarters of 2020.

To the extent inspections did occur, they

were often announced, due to COVID-19

safety protocols at the plants. The rea-

sons why there were fewer recalls in an

otherwise challenging year vary – from

less regulatory agency oversight to sim-

pler products and less variety to increased

sanitation in the facilities. Even more

hand-washing probably helped.

While government inspections in 2020

were scant and sometimes paused, they

undoubtedly will increase as the pandemic

subsides, but they may never reach past

numbers. Not only did USDA and FDA

conduct fewer inspections because of the

pandemic, so did programs of the Global

Food Safety Initiative (GFSI), including

the U.S.-based Safe Quality Food Insti-

tute (SQFI). Some of the 2020 inspections

were replaced with automatic extensions

of food safety certifications, video visits or

more-detailed paperwork.

Both government and non-governmen-

tal organizations have found ways to

make sure companies are doing an ade-

quate job of food safety without as many

in-person inspections. A spokesperson

for SQFI insisted site audits will remain

the heart of that agency’s certification

process. But even GFSI said it’s gearing

up for a new world of auditing with the

inclusion of information and communica-

tions technologies.

THORNY ISSUES TO DECIDE The government regulatory agencies also

face a handful of issues, mostly labeling

and terminology ones, with products that

weren’t around a few years ago. While

they’re not entirely food safety concerns,

they do have food safety implications.

Plant-based analogues made great inroads

in the past year, and the FDA is being

pressured to weigh in on labeling of these

products. For instance, whether a plant-

based patty can be called a burger or in any

way compare itself with meat. Or whether a

soy beverage can be called milk.

Likewise, cultured meats, which just a year

ago seemed far off in the future, suddenly

are approaching near-price parity with tra-

ditional animal meats. An early indication

from the agencies last year indicated FDA

and USDA together will assess their safety.

Cannabis ingredients THC and CBD made

strides in the past year. 15 states have legal-

ized marijuana, and many of those states

also allow the use of its two key compo-

nents in foods and beverages. Someday

soon the FDA will have to face this issue,

not just the for regulatory and labeling

issues, but whether these ingredients are

truly safe to put in foods.

Read the complete story on FoodProcessing.com.

www.FoodProcessing.com

eHANDBOOK: Food Safety and Regulatory Issues for 2021 7

Page 8: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

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Page 9: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

As a food manufacturer, you make

an enormous commitment to bring

a product to market, so protecting

your brand in the marketplace is critical for

success. The benefits are customer loyalty,

improved market position, reduced liabil-

ity risk, and overall positive branding of

the product. However, because consumers

expect a consistent, quality product, a single

food safety recall could destroy your invest-

ment and reputation for product quality.

Because of this, food manufacturers are more

vigilant to ensure uncontaminated product.

Fortunately, the technology in inspection and

detection equipment continues to advance

so food manufacturers readily can improve

their quality control programs and utilize

more sophisticated inspection equipment

that detects smaller foreign objects, reduces

false rejects, and handles a wider range of

products to assure maximum food safety with

higher productivity.

X-ray inspection and metal detection are

often used in inspection, and because they

find different non-conformances, they are

best used in tandem. X-ray machines can

detect foreign objects or see large gaps in

packaging; metal detectors can only detect

the presence of metals. One advantage of

using X-ray inspection is the ability to find

more than just metal; also, the performance

is not affected by product signal, typical

with metal detectors.

The ability of X-ray inspection systems to

provide unsurpassed detection of a wide

range of physical contaminants – includ-

ing metal (e.g., iron, steel, stainless steel,

aluminum), glass, stone, calcified bone,

and high-density plastics – means they

can be used to keep contaminants out of

the production process, as well as catch

contaminants before products leave

the factory.

X-RAY DETECTION X-rays are generated by an X-ray tube,

and this energy is emitted from the

tube in a focused beam which passes

through the product being inspected.

On the other side is a sensor, called a

photodiode array, which converts the

received energy to light and then to a

voltage. The voltage is transformed to

How To Select the Right X-ray MachineBy Heat and Control

eHANDBOOK: Food Safety and Regulatory Issues for 2021 9

www.FoodProcessing.com

Page 10: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

the greyscale image that can be viewed

on the screen or saved as an image.

If inclusions are present which are denser

than the product, these are displayed as

darker patches where less X-ray energy was

received. Voids and fissures are displayed

as lighter patches because higher levels of

X-ray energy were able to pass through to

the sensor.

The system can be set to automatically

reject items that have either type of defect.

As product passes through the X-ray

system, the machine can detect foreign

bodies. The minimum detectable size of

particle varies from one material to another,

the product being inspected, and the sensi-

tivity of the system.

Foreign bodies are not the only inconsisten-

cies an X-ray system can spot. Voids and

broken or missing product pieces become

visible, expanding areas for quality control.

In addition, X-ray inspection can also be

used for other functions, including to esti-

mate weight.

APPLICATION When selecting an X-ray machine,

determine what product is being inspected,

as well as the type of packaging, and

sizes of the products. Is the product

unpackaged, or in glass, cans, metallized

film, foil packaging, or cartons; and

what is the maximum width, height, and

length? The answers will narrow down

the list of potential machines. Another

consideration is the location of the machine

within the manufacturing process.

Because X-ray inspection machines can

be used at various critical control points

(CCP) on a production line, their install-

ment can strengthen both quality control

and quality assurance for a food manufac-

turer. X-ray systems that are commonly

found at the end of the production line are

used to identify defects before products

are dispatched and sent to the retailer

or distributor.

Inspection of incoming ingredients may

offer important benefits, such as protecting

machinery and/or eliminating contaminants

before they can be fragmented ...

Download the complete white paper here.

X-ray machine showing an empty tomato tray

www.FoodProcessing.com

eHANDBOOK: Food Safety and Regulatory Issues for 2021 10

Page 11: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

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Page 12: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

Is Excess Capacity Dragging Down the Performance of Your Compressed Air System?By Kaeser Compressors

It is rare for compressed air consumption

to be consistent, so it makes sense for

air systems to be sized so that the total

capacity meets peak demand. The problem

is that most systems have far more capacity

than needed.

Kaeser Compressors has performed more

than 10,000 air system audits in the United

States, and we have found that, on average,

users operate at only 44% of total capacity.

Despite a concerted effort by compressed

air professionals to educate users about the

negative impacts of oversizing on operations

and the bottom line, gross oversizing remains

common practice.

How does this happen? In many cases, users

select compressors based on the compres-

sor(s) that they already have, adjusted with

some prognostication about expected busi-

ness growth. Generally, little measurement

and analysis goes into it.

Also, most operators are inclined to up-size

for peace of mind. They don’t want to hear

complaints of equipment with low pressure

alarms, nor do they want to re-revisit com-

pressed air system design every few years as

they grow. So, they purchase as big as their

budget allows at the outset.

Overly conservative consulting engineers

may add to the problem by assuming that

all pneumatic equipment will operate fully

loaded all the time. They may even add a

safety factor on top of that. In nearly all

cases, there’s fudge factor on top of fudge

factor, with all stakeholders believing that

they are acting in the interest of ensuring

compressed air availability, without under-

standing the negative impacts on energy

consumption, maintenance costs and long-

term reliability.

IMPACT OF OVERSIZING ON ENERGY USE Compressed air efficiency is best measured

in terms of specific power, which is most

often expressed in kW/100cfm. Specific

power increases as compressors operate

further away from their full output capacity.

To be clear, higher specific power means

higher power consumption and lower

eHANDBOOK: Food Safety and Regulatory Issues for 2021 12

www.FoodProcessing.com

Page 13: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

efficiency. In fact, a specific

power measurement of

25 kW/100cfm is a good

target; 20 kW/100cfm is

considered excellent.

The Compressed Air and

Gas Institute (CAGI) has

an excellent program that

encourages compres-

sor makers to publish the

specific power for each

compressor. This tool is a

great way to compare two

compressors side by side,

but it cannot be used to pre-

dict what the user’s actual

system performance will be.

As the car makers say: “your

mileage may vary.”

So much depends on how

the compressors are run.

The CAGI data sheets

for fixed speed machines

assume 100% load, which

rarely happens in practice.

Whether a single machine

or multi-compressor system,

under-utilized compres-

sors do not operate at

their datasheet perfor-

mance specification.

From our many system stud-

ies, we know that systems

are grossly oversized.

Let’s look at some actual

examples of oversized sys-

tems and the inefficiencies

that resulted.

• Example A. For this green-

field plant, the company

specified dual 125 hp

compressors, two 230

cfm refrigerated dryers,

1,000 gallons of storage,

an air main charging valve,

and a master system con-

troller. The system was

grossly oversized and their

specific power was over

66kW/100cfm (more than

three times as large as the

20 kW/100cfm target).

Their needs could be met

with a pair of 15 hp units.

• Example B. The facility

currently operates with a

50 hp screw compressor,

a 285 cfm refrigerated

dryer, and a 400 gallon

receiver tank. The peak

demand measured was 65

cfm and the average flow

was 22 cfm, so the 236

cfm compressor was far

over-sized for the current

demand. The calculated

system specific power

was also sky high, at just

under 66 kW/100 cfm. The

company would be much

better off with a pair of 10

hp compressors.

• Example C. This facility

currently operates with

three 200 hp compressors,

three 1,000 cfm ...

Read the complete story here.

Customer B 65.54 kW/100 cfm

Customer A 66.28 kW/100 cfm

Customer C 17.65 kW/100 cfm

15

20

25

30

35

40

45

50

55

60

65

70

0 10 20 30 40 50 60 70 80 90 100Sp

ecifi

c Po

wer (

kW/1

00 c

fm)

% of System Capacity

Compressor Control Impact Across Full Operating Range

ModulationVariable CapacityDual Control (1 gal/cfm)

Dual Control (5 gal/cfm)

Variable Speed

Customer A

Customer B

Customer C

Figure 1. Efficiency curves for common compressor control types.

www.FoodProcessing.com

eHANDBOOK: Food Safety and Regulatory Issues for 2021 13

Page 14: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

Rittal hygienic design enclosures are engineered to keep you running at peak efficiency while reducing cleaning time and chemical use.

V Sloped tops that stand up to frequent washdowns

V A smooth surface grain with no pores

V No gaps between the enclosure and the door

V Hinges mounted inside the sealed zone

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V Rittal’s signature, easily distinguishable blue gasket

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HYGIENIC DESIGN FOR YOUR WHOLE LINE

©2021 Rittal North America LLC

Page 15: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

Like many industries, the North

American food and beverage indus-

try is changing rapidly. Whether

you brew beer, make wine, bake cakes, or

process dairy or meat products, the chal-

lenges are often similar: labor, energy and

raw material costs are rising; competition

and regulations are tightening; compa-

nies are merging or acquiring each other.

Once stable markets are splitting into

innumerable sub-segments and cross-seg-

ments with increasingly shorter product

life cycles. Updated nutrition guidelines

are leading consumers to demand newer/

better/healthier/safer food and bever-

age alternatives.

To keep pace with these trends, food and

beverage processors must recognize them

quickly and respond appropriately. That

requires the right production technology

(e.g., machines, control systems, motors,

drives, sensors) and the network infrastruc-

ture (e.g., data centers, servers, switches,

enclosures) to connect them to each other.

This technology and infrastructure must

integrate Industry 4.0 tools and efficient

design principles to provide maximum flex-

ibility, modularity, scalability and reliability.

Rittal enclosure, climate control, power

distribution and IT solutions incorporate

these principles, offering food and bever-

age producers the ability to adapt quickly to

evolving market dynamics, capture growth

opportunities, meet safety regulations and

maximize profitability.

BEER/WINE/BEVERAGE/BOTTLING Beer

The North American beer segment of the

industry is booming. With 4,144 breweries

in the United States, output has nearly

quintupled over the last 10 years.

Both large breweries and smaller craft

breweries must respond quickly to

consumer demand for more variety and

distribution. Production assets, including

enclosures and other production IT

components, must be able to adapt

to accommodate these trends. Asset

reconfiguration, such as for switching from

packaging in bottles to cans, often must

happen in a narrow timeframe with limited

delays, disruptions or capital investment.

Hygienic Design Enclosures Offer Superior CleanabilityBy Rittal

eHANDBOOK: Food Safety and Regulatory Issues for 2021 15

www.FoodProcessing.com

Page 16: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

Although the risk of contamination is greatly

minimized as a result of the raw ingredi-

ents, end-product and by-products of the

beer-making process, breweries in general

still maintain very high standards of clean-

liness in their production facilities. Stainless

steel is often used for production equipment,

including electrical enclosures, to prevent

corrosion from frequent washdowns.

Electrical enclosures also have sloped tops

and sealed access points to prevent water or

cleaning agent infiltration that could result in

electrical failure, unscheduled downtime and

expensive repairs.

Wine

Like the beer industry, the North American

wine industry is experiencing significant year-

over-year growth, a proliferation of limited/

medium output operations (which represent

99% of U.S. wineries), consolidation/acqui-

sition among and by larger wineries, and

changing consumer tastes and preferences.

Other beverages

Other segments of the beverage industry

include soda, bottled water, sports drinks,

energy drinks, distilled spirits, fruit juices, tea,

coffee, and hard cider. Regardless of bever-

age type, these producers face the same core

market dynamic as beer and wine: rapidly

changing consumer preferences. In general,

the change is away from sugary sodas and

juices to healthier, niche options. This includes

plant-based waters, craft/artisan beverages,

raw/pressed juices, ready-to-drink tea/coffee,

and non-dairy probiotics.

Bottling

Differentiation in the beverage industry

isn’t limited to the products themselves. It

also has dramatically impacted bottling and

packaging. From size variations and multi-

packs to non-traditional form factors (wine

in a can, anyone?) and situational designs,

bottling and packaging innovations have

become the norm for beverage companies

looking for new ways to meet consumers’

changing demands and entice them to buy.

Dairy

Consumers demanding more natural food and

beverage options is good news for the dairy

industry, which has seen inconsistent growth

across the globe. These trends provide an

opportunity for dairy producers to expand

production and distribution of previously or

declining product lines with higher fat content.

Meat processing

The meat industry has experienced signifi-

cant challenges over the last decade in the

forms of disease/contamination, consumer

health fears, and changing consumer habits.

Still, global consumption of meat rose 2%

by volume in 2015, driven primarily by

leaner/healthier options such as poultry and

pork...

Download the complete Buyer’s Guide here.

www.FoodProcessing.com

eHANDBOOK: Food Safety and Regulatory Issues for 2021 16

Page 18: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

Protecting Your Customer with Traditional and Magnetic StrainersBy Sani-Matic

Food and beverage processing facili-

ties face many challenges in keeping

their product safe for consumers.

One such challenge is keeping product free

of unwanted contaminants or particulates

as the product is prepared, processed, and

ultimately packaged and sent to either fur-

ther processing or the end user.

How do foreign and unwanted particulates

sneak into the process? They can arrive in

various ways – sometimes coming into the

product from the ingredients themselves,

such as from field produce or from a

water supply that has issues with the feed

piping. Operators can also inadvertently

contaminate the process by dropping

something into any open processing area

such as when ingredients are being added

or the process is being checked on.

In many cases the unwanted contaminants

are a result of the production process

itself – a gasket or seal that breaks off

and is carried along with the process, a

shaving of metal that dislodges from pre-

vious piping modifications, or other similar

events that go unnoticed.

Enter the sanitary process strainer – a

component that has been successfully

helping capture these unwanted con-

taminants for many years. Easy to use,

the strainer element captures the for-

eign material so it can be removed from

the process before ending up in the

final product.

The general idea of any strainer is that it

is capturing particulates – however, there

are many different strainer types and

strainer element sizes and types for differ-

ent applications.

TEE-LINE STRAINER, ANGLE-LINE STRAINER, BASKET STRAINER Tee-Line strainers are often used

for equipment protection (like in

eHANDBOOK: Food Safety and Regulatory Issues for 2021 18

www.FoodProcessing.com

Page 19: FOOD SAFETY AND REGULATORY ISSUES FOR 2021

front of a pump) to help keep larger

debris from causing issues for

important process equipment.

Larger strainers like angle-line or basket

strainers can strain larger volumes of

particulates and can also utilize a vari-

ety of element types, such as perforated

or Wedge Wire elements, to strain out

certain sizes of particulates while allow-

ing for product to flow through. Often

times perforated elements utilize mesh

overlays or filter tubes that slide over the

perforated element to strain to finer (i.e.,

smaller) levels.

MAGNETIC TRAP STRAINERS

The strainers discussed so far are

straining particulates out of the process

based on a physical characteristic of

the particle – the size. However, another

type of strainer is a magnetic trap

or magnetic strainer which captures

unwanted particulates from a process

based on their magnetic characteristics.

Iron, carbon steel and sometimes hard-

ened types of certain stainless steel have

varying levels of magnetism that can be

captured by these types of strainers.

Often times these magnetic particulates

are very small pieces or shavings, so

catching them with a traditional strainer

used for larger particulate straining may

not be possible. In that case, a magnetic

strainer (which utilizes magnets enclosed

within a protective stainless-steel barrier

for process compatibility) can help cap-

ture these particulates.

Many of the traditional particulate strain-

ers and the magnetic trap strainers are

different components, installed indi-

vidually within a process line. However,

Sani-Matic’s new Magnetic Trap Strainer

is a 2-in-1 solution that combines the

magnetic trap with the process particu-

late straining capabilities of an angle line

strainer. This solution allows for a single

component installation into the process,

making initial installation and cleaning

and maintenance easier by reducing the

process line breaks needed.

PROTECT YOUR PROCESS While it is smart to identify the risk

of where foreign and unwanted

particulates could be introduced and

try to mitigate these risks, no process

is immune to these issues. It is best

to plan for equipment and product

protection through the strategic use

of strainers of varying types and sizes

– doing so will keep your process

equipment and product safe...

Download the complete white paper here.

www.FoodProcessing.com

eHANDBOOK: Food Safety and Regulatory Issues for 2021 19