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GEOTECHNICAL RECOMMENDATIONS FOR PROPOSED REPAIR OF CHANNEL RETAINING WALL TAPO HILLS DIVERSION REPAIR SIMI VALLEY AREA OF VENTURA COUNTY, CALIFORNIA PROJECT NO.: VT2533501 MARCH 17, 2017 PREPARED FOR VENTURA COUNTY PUBLIC WORKS AGENCY BY EARTH SYSTEMS SOUTHERN CALIFORNIA 1731A WALTER STREET VENTURA, CALIFORNIA

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Page 1: FOR PROPOSED REPAIR OF CHANNEL RETAINING WALL · PDF fileFOR PROPOSED REPAIR OF CHANNEL RETAINING WALL ... Drilling, sampling, and logging one drilled ... Short Period Spectral Response

 

 

GEOTECHNICAL RECOMMENDATIONS 

FOR PROPOSED REPAIR OF CHANNEL RETAINING WALL 

TAPO HILLS DIVERSION REPAIR 

SIMI VALLEY AREA OF VENTURA COUNTY, CALIFORNIA 

 

 

 

PROJECT NO.: VT‐25335‐01 

MARCH 17, 2017 

 

 

 

PREPARED FOR 

VENTURA COUNTY PUBLIC WORKS AGENCY 

 

 

BY 

EARTH SYSTEMS 

SOUTHERN CALIFORNIA 

1731‐A WALTER STREET 

VENTURA, CALIFORNIA 

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EARTH SYSTEMS SOUTHERN CALIFORNIA 

TABLE OF CONTENTS   

INTRODUCTION ............................................................................................................................... 1 

  Project Description ............................................................................................................. 1 

  Purpose and Scope of Work ................................................................................................ 1 

  Site Setting .......................................................................................................................... 2 

REGIONAL GEOLOGY ....................................................................................................................... 2 

SUBSURFACE CONDITIONS ............................................................................................................. 3 

SEISMICITY AND SEISMIC DESIGN ................................................................................................... 3 

CONCLUSIONS AND RRECOMMENDATIONS .................................................................................. 4 

  Grading ................................................................................................................................ 5 

    Pre‐Grading Considerations .................................................................................... 5 

    Rough Grading ........................................................................................................ 5 

    Utility Trenches ....................................................................................................... 9 

  Structural Design ................................................................................................................. 7 

    Retaining Wall Foundations .................................................................................... 7 

    Frictional and Lateral Coefficients .......................................................................... 8 

    Retaining Wall Backfill ............................................................................................ 8 

    Settlement Considerations ..................................................................................... 9 

ADDITIONAL SERVICES .................................................................................................................. 10 

LIMITATIONS AND UNIFORMITY OF CONDITIONS ........................................................................ 10 

REFERENCES .................................................................................................................................. 11 

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EARTH SYSTEMS SOUTHERN CALIFORNIA 

 

 

 

TABLE OF CONTENTS (Continued) 

 

 

APPENDIX A 

  Field Study 

  Vicinity Map 

  Regional Geology Map (Dibblee) 

  Seismic Hazard Zones Map 

  Site Plan 

  Logs of Borings 

  Symbols Commonly Used on Boring Logs 

  Unified Soil Classification 

 

APPENDIX B 

  Laboratory Testing 

  Tabulated Test Results 

  Individual Test Results 

 

APPENDIX C 

  2013 CBC & ASCE 7‐10 Seismic Parameters 

  Fault Parameters 

  USGS Seismic Design Maps Reports 

 

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March 17, 2017  1  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

INTRODUCTION 

 

Project Description 

This report presents results of a Geotechnical Engineering study that Earth Systems performed 

for the repair of a failing flood control channel wall  located on the north side of Ditch Road  in 

the Simi Valley area of Ventura County, California.   The failing channel wall  is about 55 feet  in 

length, 4‐feet in height, and located on the north side of the channel.  The area of failing wall is 

currently shored with horizontally‐spaced bracing.   There appears to be additional wall  length 

that is damaged outside of the 55‐foot shored length in both directions. 

 

It is assumed that the proposed channel wall repair will be concrete construction supported on 

continuous foundations.  Structural considerations of maximum wall loads of 2.0 kips per lineal 

foot  were  used  as  a  basis  for  the  recommendations  of  this  report.    If  actual  loads  vary 

significantly from these assumed loads, Earth Systems should be notified since re‐evaluation of 

the recommendations contained in this report may be required. 

 

Purpose and Scope of Work 

The purpose of the geotechnical study that led to this report was to evaluate the near surface 

geologic  and  soil  conditions  of  the  site with  respect  to  the  proposed  construction.    These 

conditions  include  surface  and  subsurface  soil/bedrock  types,  expansion  potential,  bearing 

capacity, the presence or absence of subsurface water.  The scope of our work included: 

Performing a reconnaissance of the site, and reviewing regional geology maps. 

Drilling, sampling, and  logging one drilled boring on Ditch Road  (adjacent  to  the  flood 

control  channel)  to  study bedrock,  soil, and groundwater  conditions.   Hand augering, 

sampling, and  logging 2 exploratory borings behind  the area of  failing channel wall  to 

study bedrock, soil, and groundwater conditions. 

Laboratory testing soil samples obtained from the subsurface exploration to determine 

their physical and engineering properties. 

Analyzing the geotechnical data obtained. 

Preparing this report. 

 

 

 

 

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March 17, 2017  2  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

Contained in this report are: 

 

Descriptions and results of field and laboratory tests that were performed. 

Discussions pertaining to the local geologic, soil, and groundwater conditions. 

Conclusions and recommendations pertaining to site grading and structural design. 

 

Site Setting 

The  site of  the proposed  channel wall  repair  is  located on  the north  side of Ditch Road and 

about 1/3‐mile east of the  intersection of Ditch Road and Township Avenue  in the Simi Valley 

area of Ventura County, California (see Vicinity Map and Site Plan in Appendix A).  The channel 

has an open top, rectangular cross‐section.   The channel retaining walls are about 4‐feet high 

and the channel width is about 8‐ to 10‐feet.  Ditch Road lies on the south side of the channel.  

An  ascending  slope with  a  drainage  axis  lies  north  of  the  area  of  channel wall  failure.    This 

ascending slope has a gradient of about 7:1  (horizontal  to vertical).   The drainage axis  trends 

generally  in a north‐south orientation which directs any  flow  to  the back of  the channel wall 

and in the area of wall failure. 

 

The geographic coordinates of the area of wall  failure are about Latitude 34.2949° North and 

Longitude 118.7330° West.   The relative elevation of the site  is about 1,120  feet above mean 

sea level.  The slope is sparsely vegetated. 

 

REGIONAL GEOLOGY 

 

The  site  lies within  the Simi Valley  foothills  in  the western portion of  the Transverse Ranges 

geologic province.   Numerous east‐west  trending  folds and  reverse  faults  indicative of active 

north‐south  transpressional  tectonics  characterize  the  region.    The  ongoing  regional 

compression produces  the east‐west  trending  faults that deform early Pleistocene to Tertiary 

aged marine  and  non‐marine  sedimentary  bedrock  units.    These  sedimentary  bedrock  units 

underlie  the  property  at  a  relatively  shallow  depth.    The  ongoing  regional  compression  has 

locally resulted in the east‐west trending Simi fault, which is located several hundred feet south 

of the site [see attached Regional Geologic Map by T.W. Dibblee, Jr. (Geologic Map of the Santa 

Susana Quadrangle, 1992)  in Appendix A].   The proposed wall repair area does not  lie within 

any  study  zones  for  liquefaction  or  earthquake  induced  landslides  [CGS  (California Geologic 

Survey), 1997].  No faults were encountered during field studies 

 

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March 17, 2017  3  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

The site is mapped by T.W. Dibblee, Jr. as Oligocene‐aged Sespe Formation bedrock.  Our field 

study encountered alluvium overlying Sespe Formation bedrock in two of the three borings. 

 

SUBSURFACE CONDITIONS 

 About 13 to 2.5 feet of alluvium overlying Sespe Formation bedrock was encountered in borings 

B‐1 and HA‐1, respectively.  Boring HA‐2 refused on a cobble and did not encounter the Sespe 

Formation bedrock. 

 

Testing indicates that anticipated bearing soils lie in the "very low" expansion range (expansion 

index equals 1).  It appears that soils can be cut by normal excavation/grading equipment. 

 

Groundwater  was  not  encountered  in  any  of  the  exploratory  borings within  the maximum 

depths explored.   Mapping of historically shallowest groundwater  included within the Seismic 

Hazard Zone Report for the Simi Valley (East) 7.5‐Minute Quadrangle (CGS, 1997, Revised 2001) 

is inconclusive regarding the depth to which groundwater has risen to in the past but appears to 

be at least greater than 50 feet below the existing grade. 

 

Samples  of  near‐surface  soils  were  tested  for  pH,  resistivity,  soluble  sulfates,  and  soluble 

chlorides.  The test results will be provided under a separate cover letter. 

 

SEISMICITY AND SEISMIC DESIGN 

 Although the site is not within a State‐designated "fault rupture hazard zone", it is located in an 

active seismic region where large numbers of earthquakes are recorded each year.  Historically, 

major earthquakes felt in the vicinity of the subject site have originated from faults outside the 

area.    These  include  the  December  21,  1812  "Santa  Barbara  Region"  earthquake,  that was 

presumably  centered  in  the  Santa  Barbara  Channel,  the  1857  Fort  Tejon  earthquake,  the 

1872 Owens Valley earthquake, and the 1952 Arvin‐Tehachapi earthquake. 

 

It  is  assumed  that  the  2016  CBC  and ASCE  7‐10  guidelines will  apply  for  the  seismic  design 

parameters.   The 2016 CBC  includes several seismic design parameters that are  influenced by 

the geographic site location with respect to active and potentially active faults, and with respect 

to  subsurface  soil or  rock  conditions.   The  seismic design parameters presented herein were 

determined by the U.S. Seismic Design Maps "risk‐targeted" calculator on the USGS website for 

the  jobsite  coordinates  (Latitude  34.2949°  North  and  Longitude  118.7330°  West).    The 

calculator adjusts for Soil Site Class C, and for Occupancy (Risk) Category II.   

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March 17, 2017  4  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

 

The calculated 2016 California Building Code (CBC) and ASCE 7‐10 seismic parameters typically 

used for structural design are included in Appendix C and summarized in the table below. 

  

Summary of Seismic Parameters – 2013 CBC 

Site Class (Table 20.3‐1 of ASCE 7‐10 with 2013 update)  C  Maximum Considered Earthquake (MCE) Ground Motion Spectral Response Acceleration, Short Period – Ss  2.785g Spectral Response Acceleration at 1 sec. – S1  1.000g Site Coefficient – Fa  1.0 Site Coefficient – Fv  1.3 Site‐Modified Spectral Response Acceleration, Short Period – SMS  2.785g Site‐Modified Spectral Response Acceleration at 1 sec. – SM1  1.300g  Design Earthquake Ground Motion Short Period Spectral Response – SDS   1.857g One Second Spectral Response – SD1  0.867g 

 The  values  presented  in  the  table  above  are  appropriate  for  a  2  percent  probability  of exceedance in 50 years.  A listing of the calculated 2016 CBC and ASCE 7‐10 seismic parameters is attached.  The site peak ground acceleration (PGA) per Section 1803.5.12 of the 2016 CBC and Section 11.8.3 of ASCE 7‐10 is 1.017 g.  

The Fault Parameters table  in Appendix C  lists the significant "active" and "potentially active" 

faults within a 63‐mile (100‐kilometer) radius of the subject site.  The distance between the site 

and the nearest portion of each  fault  is shown, as well as the respective estimated maximum 

earthquake magnitudes, and the deterministic mean site peak ground accelerations. 

 

CONCLUSIONS AND RECOMMENDATIONS 

 

Based on our  findings,  it  is our professional opinion that the site  is geotechnically suitable for 

the proposed channel wall repair provided the geotechnical recommendations contained herein 

are incorporated into the project design. 

 

Sespe Formation bedrock units were encountered during our field study within the anticipated 

bearing depths of  the  repairs  to  the channel wall.   Expansion  index  testing  indicates some of 

these  bedrock  units  are  non‐expansive,  but  consolidation  testing  indicates  some  of  these 

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March 17, 2017  5  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

bedrock units are expansive.  This is not unusual for Sespe Formation bedrock units because it is 

often  composed  of  interbedded  non‐expansive  sandstone/conglomerate  beds  and  expansive 

siltstone/claystone beds.   The channel  foundations can either: 1) bear  into  the bedrock units 

with  a minimum  embedment  of  27  inches,  or  2)  be  supported  by  a minimum  of  3  feet  of 

engineered fill.   The potentially expansive onsite soil/bedrock should not be used for retaining 

wall backfill to avoid excessive expansive pressure on the back of the channel wall.  Some onsite 

soils  may  suitable  for  wall  backfill  and  this  should  be  determined  when  excavations  are 

completed by testing the resulting stockpile(s). 

 

Earth  Systems  should  be  given  the  opportunity  to  review  final  project  plans  prior  to 

construction. 

 

Grading 

  1.  Pre‐Grading Considerations 

  a.  Plans and specifications should be provided to Earth Systems prior to grading.  

Plans  should  include  the  grading  plans,  foundation  plans,  and  foundation 

details. 

  b.  Shrinkage  of  fill  soils  affected  by  compaction  is  estimated  to  be  about                 

10 percent based on  an  anticipated  average  compaction of 92 percent.   The 

figure does not include losses from removing oversized, hard bedrock pieces. 

  c.  It  is  recommended  that  Earth  Systems  be  retained  to  provide  Geotechnical 

Engineering  services  during  site  development  and  grading,  and  foundation 

construction  phases  of  the  work  to  observe  compliance  with  the  design 

concepts, specifications and recommendations, and to allow design changes in 

the event that subsurface conditions differ from those anticipated prior to the 

start of construction. 

 

  2.  Rough Grading/Areas of Development 

  a.  Grading  at  a minimum  should  conform  to Appendix  J  in  the  2016  California 

Building  Code  (CBC),  and  with  the  recommendations  of  the  Geotechnical 

Engineer during construction.  Where the recommendations of this report and 

the  cited  section of  the  2016 CBC  are  in  conflict,  the Owner  should  request 

clarification from the Geotechnical Engineer. 

  b.  The  existing  ground  surface  should  be  initially  prepared  for  grading  by 

removing all vegetation,  trees,  large roots, debris, other organic material and 

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March 17, 2017  6  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

non‐complying  fill within  the construction  limits.   Organics and debris  should 

be stockpiled away  from areas to be graded to prevent their  inclusion  in fills.  

Care  should be  taken  to  remove all  slabs and  foundation elements  following 

demolition of the existing structure.  Voids created by removing such material 

should  be  properly  backfilled  and  compacted.   No  compacted  fill  should  be 

placed  unless  the  underlying  soil  has  been  observed  by  the  Geotechnical 

Engineer or a qualified representative. 

  c.  The proposed  channel wall and  channel bottom  can either be  supported by:     

1)  foundations  extending  into  the  Sespe  Formation  bedrock  units  with  a 

minimum  embedment  in  the  bedrock  of  27  inches,  or  be  supported  by  a 

minimum of 3 feet of engineered fill. 

  d.  If  it  is decided to support the channel bottom slabs, then the slabs should be  

supported by a minimum of 3  feet of engineered  fill overlying dense bedrock 

units.   This  can be achieved by overexcavating  the existing  soil/bedrock  to a 

depth of 3 feet below bottom of slab subgrade, scarifying the resulting surface 

about  6  inches;  uniformly moisture  conditioned  to  near  optimum moisture 

content,  and  compacting  the  overexcavation  bottom  to  achieve  a minimum 

relative compaction of 90 percent of the ASTM D 1557 maximum dry density.  

Compaction of the prepared subgrade should be verified by testing. 

e. The  excavated  soils  may  be  reused  to  backfill  the  remedial  excavations 

provided  they  are  processed  to  remove  any  deleterious materials,  oversize 

particles  and debris,  and  are properly moisture  conditioned and  compacted.  

During  replacement  of  the  excavated  soils  in  the  remedial  excavations,  and 

recompaction of the scarified soils, the soils should be moisture conditioned to 

at  least 3% above optimum moisture content and be uniformly compacted to 

achieve a relative compaction of 90 percent of the ASTM D 1557 maximum dry 

density  using mechanical  compaction  equipment.    To  aid  in  the  compaction 

operation,  fill  should  be  placed  in  lifts  not  exceeding  8 inches  in  loose 

thickness.    Compaction  should  be  verified  by  testing.    Additional  fill  lifts 

should  not  be  placed  if  the  previous  lift  did  not meet  the  required  relative 

compaction or if soil conditions are not stable. 

f. The  Geotechnical  Engineer’s  representative  should  review  the  site  grading 

prior  to  scarification  of  the  bottom  of  the  remedial  excavations.    Local 

variations  in  soil  conditions may  warrant  increasing  the  depth  of  remedial 

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March 17, 2017  7  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

excavation.    Any  deeper  areas  of  loose  soils  should  be  removed  and  be 

replaced as compacted, engineered fill. 

g. Backfill  around  or  adjacent  to  confined  areas  (i.e.  interior  utility  trench 

excavations,  etc.)  may  be  performed  with  a  lean  sand/cement  slurry 

(maximum 28‐day compressive strength of 200 psi) or "flowable  fill" material 

(a mixture of sand/cement/fly ash).  The fluidity and lift placement thickness of 

any  such material  should be  controlled  in order  to prevent  "floating" of any 

"submerged" structure.  Alternatively, a gravel mat be used which si subject to 

approval by the Geotechnical Engineer and the City official. 

h. It  is  recommended  that  Earth  Systems  Southern  California  be  retained  to 

provide geotechnical engineering services during the grading, excavation, and 

foundation phases of development.   This continuity of  services will allow  for 

the geotechnical  review of  the design concepts and  specifications  relative  to 

the  recommendations  of  this  report  and will more  readily  allow  for  design 

changes  in  the  event  that  subsurface  conditions  differ  from  those  currently 

anticipated. 

 

Structural Design 

  1.  Retaining Wall Foundations 

  a.  Retaining wall footings can either be embedded into the bedrock units or into 

engineered fill as discussed previously in this report.  Because the bearing soils 

embedded  into the Sespe Formation bedrock have a potential  for differential 

expansion,  footings  should  have  a minimum  embedment  depth  of  27 inches 

into  dense  bedrock.    Footing  into  engineered  fill  should  have  a  minimum 

embedment into the fill of 18 inches. 

  b.  Foundation  excavations  should  be  observed  by  a  representative  of  this  firm 

after excavation, but prior to placing of reinforcing steel or concrete, to verify 

bearing conditions. 

  c.  Retaining wall footings bearing into Sespe Formation bedrock or engineered fill 

may  be  designed  based  on  an  allowable  bearing  value  of  3,000  psf.    These 

values have a factor of safety of at least 3. 

  d.  Isolated pad  footings bearing  into Sespe Formation bedrock or engineered fill 

may  be  designed  based  on  an  allowable  bearing  value  of  3,500  psf.  These 

values have a factor of safety of at least 3. 

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March 17, 2017  8  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

  e.  Allowable bearing values are net (weight of footing and soil surcharge may be 

neglected) and are applicable for dead plus reasonable live loads. 

  f.  Bearing  values may  be  increased  by  one‐third when  transient  loads  such  as 

wind and/or seismicity are included. 

  g.  Lateral  loads may  be  resisted  by  soil  friction  on  foundations  and  by  passive 

resistance of the soils acting on foundation walls.  Lateral capacity is based on 

the assumption  that any  required backfill adjacent  to  foundations  is properly 

compacted. 

  h.  Conventional  continuous  footings  for  the  channel where  the  ground  surface 

slopes  at  10:1 horizontal  to  vertical or  steeper  should be  level or  should be 

stepped so that both the top and the bottom are level. 

 

  2.  Frictional and Lateral Coefficients 

  a.  Resistance to lateral loading may be provided by friction acting on the base of 

foundations.    A  coefficient  of  friction  of  0.51 may  be  applied  to  dead  load 

forces for footings bearing on bedrock or compacted engineered fill.  This value 

does not include a factor of safety. 

  b.  Passive  resistance  acting  on  the  sides  of  foundation  stems  in  bedrock  or 

compacted engineered  fill equal to 285 pcf of equivalent  fluid weight may be 

included for resistance to  lateral  load.   This value does not  include a factor of 

safety. 

  c.  A minimum factor of safety of 1.5 should be used when designing for sliding or 

overturning. 

  d.  Passive resistance may be combined with frictional resistance provided that a 

one‐third reduction in the coefficient of friction is used. 

 

  3.  Retaining Wall Backfill 

  a.  Retaining  walls  should  not  be  backfilled  with  the  onsite  expansive  soils.  

Imported  sand or onsite non‐expansive  soil can be used  for wall backfill.   An 

active  pressure  of  35 pcf  of  equivalent  fluid  weight may  be  used  for  well‐

drained  level backfill (i.e., crushed rock or non‐expansive sand) and 44 pcf for 

backfill sloping at 2H:1V (horizontal to vertical).  An active pressure of 46 pcf of 

equivalent fluid weight may be used for well‐drained level backfill (i.e., crushed 

rock or non‐expansive sand) and 56 pcf for backfill sloping at 2H:1V (horizontal 

to vertical).   An 18‐inch  thick cap of compacted native soils should be placed 

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March 17, 2017  9  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

above  the  rock or  sand.    Filter  fabric  should be placed between  the  rock or 

sand and native soils and/or backfill over the top. 

  b.  The pressures listed above were based on the assumption that backfill soils will 

be  compacted  to  90 percent of maximum dry density  as determined by  the 

ASTM D 1557 Test Method. 

  c.  It is our understanding that the retaining walls will not need to be designed for 

a seismic loading force because the walls are less than 6 feet in height. 

  d.  The  lateral earth pressure to be resisted by the retaining walls should also be 

increased  to allow  for any other applicable  surcharge  loads.   The  surcharges 

considered  should  include  forces  generated  by  any  structures  or  temporary 

loads that would influence the wall design. 

  e.  A  system  of  backfill  drainage  should  be  incorporated  into  retaining  wall 

designs.  Backfill comprising the drainage system immediately behind retaining 

structures  should  be  free‐draining  granular  material  with  a  filter  fabric 

between  it  and  the  rest of  the backfill  soils.   As an alternative,  the backs of 

walls  could  be  lined with  geodrain  systems.    The  backdrains  should  extend 

from the bottoms of the walls to about 18 inches from finished backfill grade. 

Waterproofing may aid in reducing the potential for efflorescence on the faces 

of retaining walls. 

  f.  Compaction on  the uphill  sides of walls within a horizontal distance equal  to 

one wall height  should be performed by hand‐operated or other  lightweight 

compaction equipment.  This is intended to reduce potential "locked‐in" lateral 

pressures caused by compaction with heavy grading equipment. 

  g.  Water  should  not  be  allowed  to  pond  near  the  tops  of  retaining walls.    To 

accomplish  this,  final  backfill  site  grades  should  be  such  that  all  water  is 

diverted away from retaining walls. 

 

  4.  Settlement Considerations 

  a.  Maximum  total  settlements  of  less  than  one  inch  are  anticipated  for 

foundations  supported  into  bedrock  or  compacted  fill  and  designed  as 

recommended. 

  b.  Differential settlement between adjacent load bearing members should be less 

than one‐half the total settlement. 

 

 

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March 17, 2017  10  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

ADDITIONAL SERVICES 

 

This report is based on the assumption that an adequate program of monitoring and testing will 

be  performed  by  Earth  Systems  during  construction  to  check  compliance  with  the 

recommendations given  in this report.   The recommended tests and observations  include, but 

are not necessarily limited to the following: 

 

  1.  Review of the foundation and grading plans during the design phase of the project. 

  2.  Observation and testing during site preparation, grading, placing of engineered fill, 

and foundation construction. 

  3.  Consultation as required during construction. 

 

LIMITATIONS AND UNIFORMITY OF CONDITIONS 

 

The analysis and  recommendations  submitted  in  this  report are based  in part upon  the data 

obtained from the borings drilled/hand augered on the site by Earth Systems.  The nature and 

extent  of  variations  between  and  beyond  the  borings  may  not  become  evident  until 

construction.    If  variations  then  appear  evident,  it  will  be  necessary  to  reevaluate  the 

recommendations of this report. 

 

The  scope of  services did not  include any environmental assessment or  investigation  for  the 

presence  or  absence  of  wetlands,  hazardous  or  toxic  materials  in  the  soil,  surface  water, 

groundwater or air, on, below, or around this site.  Any statements in this report or on the soil 

boring  logs  regarding  odors  noted,  unusual  or  suspicious  items  or  conditions  observed,  are 

strictly for the information of the client. 

 

Findings of this report are valid as of this date; however, changes in conditions of a property can 

occur with passage of time whether they are due to natural processes or works of man on this 

or adjacent properties.   In addition, changes  in applicable or appropriate standards may occur 

whether they result from  legislation or broadening of knowledge.  Accordingly, findings of this 

report may be  invalidated wholly or partially by changes outside our control.   Therefore,  this 

report is subject to review and should not be relied upon after a period of 1 year. 

 

In the event that any changes in the nature, design, or location of the proposed channel repairs 

are  planned,  the  conclusions  and  recommendations  contained  in  this  report  shall  not  be 

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March 17, 2017  11  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

considered  valid unless  the  changes are  reviewed and  conclusions of  this  report modified or 

verified in writing. 

 

This report is issued with the understanding that it is the responsibility of the Owner, or of his 

representative to insure that the information and recommendations contained herein are called 

to the attention of the Architect and Engineers for the project and  incorporated  into the plan 

and that the necessary steps are taken to see that the Contractor and Subcontractors carry out 

such recommendations in the field. 

 

As the Geotechnical Engineers for this project, Earth Systems has striven to provide services in 

accordance with  generally  accepted  geotechnical  engineering  practices  in  this  community  at 

this time.  No warranty or guarantee is expressed or implied.  This report was prepared for the 

exclusive use of the Client for the purposes stated in this document for the referenced project 

only.  No third party may use or rely on this report without express written authorization from 

Earth Systems for such use or reliance. 

 

It is recommended that Earth Systems be provided the opportunity for a general review of final 

design  and  specifications  in  order  that  earthwork  and  foundation  recommendations may  be 

properly  interpreted  and  implemented  in  the  design  and  specifications.    If  Earth  Systems 

Southern California  is not accorded  the privilege of making  this  recommended  review,  it can 

assume no responsibility for misinterpretation of the recommendations contained herein. 

 

REFERENCES 

 

Al Atik, Linda, Sitar, Nicholas, Seismic Earth Pressures on Cantilever Retaining Structures, 

Journal of Geotechnical and Geoenvironmental Engineering, ASCE, October 2010. 

 

American Concrete Institute (ACI), 2009, ACI 318‐14. 

 

American  Society of Civil Engineers  (ASCE), 2010, Minimum Design  Loads  for Buildings 

and Other Structures. ASCE Standard ASCE/SEI 7‐10, 2013. 

 

California Building Standards Commission, 2016, California Building Code, California Code 

of Regulations Title 24. 

 

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March 17, 2017  12  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

California Division of Mines and Geology (C.D.M.G.), 1972 (Revised 1999), Fault Rupture 

Hazard Zones in California, Special Publication 42. 

 

C.D.M.G.,  1997, Guidelines  for  Evaluating  and Mitigating  Seismic Hazards  in California, 

Special Publication 117. 

 

C.G.S.,  2008,  Guidelines  for  Evaluating  and  Mitigating  Seismic  Hazards  in  California, 

Special Publication 117A.  

C.G.S,  Seismic Hazard  Zone Report  and Official Map,  Simi Valley  East  7.5’‐Quadrangle, 

Ventura County, California, 1997, Revised 2001 

 

County of Los Angeles Department of Public Works, July 1, 2013, Manual for Preparation 

of Geotechnical Reports. 

 

Dibblee,  Jr.,  Thomas W.,  and Helmut  E.  Ehrenspeck,  1992, Geologic Map of  the  Santa 

Susana Quadrangle, Ventura County, California. 

 

Federal  Emergency  Management  Agency  (FEMA),  2010,  Flood  Insurance  Rate  Map 

Ventura County California. 

 

Idriss, I.M., and Boulanger, R.W., 2008, Soil Liquefaction during Earthquakes, Earthquake 

Engineering Research Institute, MNO‐12. 

 

Ishihara, K., 1985, Stability of Natural Deposits during Earthquakes, Proceedings of  the 

International Conference on Soil Mechanics and Foundation Engineering. 

 

Jennings, C.W. and W.A. Bryant, 2010, Fault Activity Map of California, C.G.S. Geologic 

Data Map No. 6. 

 

Pradel,  D.,  1998  Procedure  to  Evaluate  Earthquake‐Induced  Settlements  in Dry  Sandy 

Soils, Journal of Geotechnical and Geoenvironmental Engineering, ASCE, Vol. 124, No. 4, 

April. 

 

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March 17, 2017  13  Project No.: VT‐25335‐01   Report No.: 17‐3‐23  

EARTH SYSTEMS SOUTHERN CALIFORNIA 

Pyke, R., Seed, H. B. And Chan, C. K., 1975, Settlement of Sands Under Multidirectional 

Shaking, ASCE, Journal of Geotechnical Engineering, Vol. 101, No. 4, April, 1975. 

 

Seed, H. B., and Silver, M. L., 1972, Settlement of Dry Sands During Earthquakes, ASCE, 

Journal of Geotechnical Engineering, Vol. 98, No. 4. 

 

Tokimatsu, Kohji and H. Bolton  Seed, 1987, Evaluation of Settlements  in Sands Due  to 

Earthquake Shaking, Journal of Geotechnical Engineering, ASCE, August 1987, New York, 

New York. 

 

Youd,  T.  L.,  and  Idriss,  I.M.  (Editors),  1997,  Proceedings  of  the  NCEER Workshop  on 

Evaluation  of  Liquefaction  Resistance  of  Soils,  Salt  Lake  City, Utah,  January  5‐6,  1996, 

NCEER Technical Report NCEER‐97‐0022, Buffalo, New York. 

 

Youd, T.L., C.M. Hansen, and S.F. Bartlett, 2002, Revised Multilinear Regression Equations 

for  Prediction  of  Lateral  Spread  Displacement,  in  Journal  of  Geotechnical  and 

Geoenvironmental Engineering, December 2002. 

 

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EARTH SYSTEMS SOUTHERN CALIFORNIA 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

APPENDIX A 

 

Field Study 

Vicinity Map 

Regional Geologic Map (Dibblee) 

Seismic Hazard Zones Map 

Site Plan 

Logs of Borings 

Symbols Commonly Used on Boring Logs 

Unified Soil Classification 

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EARTH SYSTEMS SOUTHERN CALIFORNIA 

FIELD STUDY  

A.  On March 8, 2017, one exploratory test boring was drilled with a subcontracted drilling rig 

to a depth of about 21.5 feet below the existing grade at Ditch Road.   On the same day, 

two additional borings were hand augered behind the failing channel wall to depths of 5 

and 7.5 feet below exiting grade.  Upon completion, the test borings were backfilled with 

tamped drill cuttings for the entire depth.  The approximate locations of the test borings 

were determined in the field by pacing and sighting, and are shown on the Site Plan in this 

Appendix. 

B.  Relatively  undisturbed  samples  (“ring  samples”) were  obtained within  the  test  borings 

with a Modified California (MC) ring sampler (ASTM D 3550 with shoe similar to ASTM D 

1586).   The MC sampler has a 3‐inch outside diameter and a 2.37‐inch  inside diameter.   

Samples were obtained within the drilled boring by driving the sampler with a 140‐pound 

automatic  trip hammer dropping 30  inches  in  accordance with ASTM D 1586.    Samples 

were  obtained  within  the  hand  augered  borings  with  a  relatively  lightweight,  hand‐

operated,  slide hammer.   Recovered  ring samples were sealed  in plastic containers and 

transported to the Earth Systems Southern California’s laboratory for further classification 

and testing. 

C.  Bulk  samples  of  the  auger  cuttings  were  collected.    These  sample  was  secured  for 

classification  and  testing  purposes  and  represent  a mixture  of  soils  within  the  noted 

depths. 

D.  The final logs of the test borings represent our interpretation of the contents of the field 

logs and the results of  laboratory testing performed on the samples obtained during the 

subsurface investigation.  The final logs are included in this Appendix. 

 

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Earth SystemsSouthern California

VT-25335-01March 2017

Approximate Scale: 1" = 2,000’

0 2,000’ 4,000’

VICINITY MAP

Tapo Hills Diversion RepairSimi Valley, California

*Taken from USGS Topo Map, Simi Valley East Quadrangle, Ventura County, California, 2015.

N

ApproximateSite Location

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Earth SystemsSouthern California

VT-25335-01March 2017

Approximate Scale: 1" = 2,000’

0 2,000’ 4,000’

REGIONAL GEOLOGIC MAP

Tapo Hills Diversion RepairSimi Valley, California

N

*Taken from Dibblee, Jr., Geologic Map of The Santa Susana Quadrangle, Ventura and Los Angeles Counties, California, 1992, DF-38.

ApproximateSite Location

Qa

Qa

Qa

Qa

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Earth SystemsSouthern California

VT-25335-01March 2017

Approximate Scale: 1" = 2,000’

0 2,000’ 4,000’

SEISMIC HAZARD ZONES MAP

Tapo Hills Diversion RepairSimi Valley, California

N

ApproximateSite Location

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Earth SystemsSouthern California

VT-25335-01 March 2017

SITE PLAN

*Taken from USGS Topo Map, Ventura Quadrangle, 2011.

N

Approximate Scale: 1" = 60’

Tapo Hills Diversion RepairSimi Valley, California

Approximate Boring Location

B-1

HA-1HA-2

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Earth Systems Southern California 1731-A Walter Street, Ventura, California 93003PHONE: (805) 642-6727 FAX: (805) 642-1325

BORING NO: B-1 DRILLING DATE: March 8, 2017PROJECT NAME: Tapo Hills Diversion Repair DRILL RIG: Mobile B-61PROJECT NUMBER: VT-25335-01 DRILLING METHOD: Six Inch Hollow Stem AugerBORING LOCATION: Per Plan LOGGED BY: SC

Sample TypeB

ulk

SP

T

Mo

d.

Cal

if.

Note: The stratification lines shown represent the approximate boundaries

between soil and/or rock types and the transitions may be gradual.

Page 1 of 1

SESPE FORMATION: Pale yellowish brown sandstone; fine grained; very dense; dry.

104.9 5.8

SESPE FORMATION: Pale yellowish brown sandstone; fine grained; bedded; very dense; dry.

Tsp

Total Depth: 21.5 feet.

No Groundwater Encountered.

99.2

SM ALLUVIUM: Pale olive brown silty sand; loose; dry.

Same as above.

ALLUVIUM: Pale olive brown silty sand; loose; dry. Coarse gravel and cobble lense from 10.5 to 13.0 feet

SESPE FORMATION: Pale yellowish brown weathered sandstone.

8.3

13.3

SM 6.2

13/26/37

7/9/20 SM 97.9

111.3

108.4

DESCRIPTION OF UNITS

18.0 Inches Base Material

ALLUVIUM: Olive brown silty sand; fine grained; cemented; some gravels; medium dense; dry.

MO

IST

UR

E

CO

NT

EN

T (

%)

10.6

0 Ve

rtic

al D

ep

th

PE

NE

TR

AT

ION

R

ES

IST

AN

CE

(B

LO

WS

/6"

SY

MB

OL

US

CS

CL

AS

S

10

5

10/25/50

UN

IT D

RY

WT

.

(p

cf)

6/7/7

3/6/10

30

SM

25

35

34/40/50-3"15

Tsp

20Tsp

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Earth Systems Southern California 1731-A Walter Street, Ventura, California 93003PHONE: (805) 642-6727 FAX: (805) 642-1325

BORING NO: HA-1 DRILLING DATE: March 8, 2017PROJECT NAME: Tapo Hills Diversion Repair DRILLING METHOD: Hand AugerPROJECT NUMBER: VT-25335-01 DRILL: BORING LOCATION: Per Plan LOGGED BY: SC

Sample Type

Bu

lk

SP

T

Mo

d.

Cal

if.

Note: The stratification lines shown represent the approximate boundaries

between soil and/or rock types and the transitions may be gradual.

Page 1 of 1

DESCRIPTION OF UNITS

0

SM

Ve

rtic

al D

ep

th

PE

NE

TR

AT

ION

R

ES

IST

AN

CE

(B

LO

WS

/6")

SY

MB

OL

US

CS

CL

AS

S

UN

IT D

RY

WT

.

(p

cf)

MO

IST

UR

E

CO

NT

EN

T (

%)

ALLUVIUM: Olive brown silty sand; minor clay; soft; very moist.

Tsp

85.4 20.1SM

5

99.5 13.5

92.1 15.9

10

SESPE FORMATION: Pale yellowish brown highly weathered sandstone; medium dense; moist.

SESPE FORMATION: Pale yellowish brown sandstone; dense; moist.

Tsp

Tsp Same as above.

20

Total Depth: 7.5 feet.

No Groundwater Encountered.

15

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Earth Systems Southern California 1731-A Walter Street, Ventura, California 93003PHONE: (805) 642-6727 FAX: (805) 642-1325

BORING NO: HA-2 DRILLING DATE: March 8, 2017PROJECT NAME: Tapo Hills Diversion Repair DRILLING METHOD: Hand AugerPROJECT NUMBER: VT-25335-01 DRILL: BORING LOCATION: Per Plan LOGGED BY: SC

Sample Type

Bu

lk

SP

T

Mo

d.

Cal

if.

Note: The stratification lines shown represent the approximate boundaries

between soil and/or rock types and the transitions may be gradual.

Page 1 of 1

DESCRIPTION OF UNITS

0ALLUVIUM: Olive brown to reddish brown silty sand with clay; gravels; soft; very moist. Possible channel flow material.SM

Ve

rtic

al D

ep

th

PE

NE

TR

AT

ION

R

ES

IST

AN

CE

(B

LO

WS

/6")

SY

MB

OL

US

CS

CL

AS

S

UN

IT D

RY

WT

.

(p

cf) M

OIS

TU

RE

C

ON

TE

NT

(%

)

SM

5

10

15

No Groundwater Encountered.

Refusal at 5.0 feet due to cobbles.

Total Depth: 5.0 feet.

Scattered cobbles.

20

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Earth Systems

Southern California

SYMBOLS COMMONLY USED ON BORING LOGS

Modified California Split Barrel Sampler

Modified California Split Barrel Sampler - No Recovery

Standard Penetration Test (SPT) Sampler

Standard Penetration Test (SPT) Sampler - No Recovery

Perched Water Level

Water Level First Encountered

Water Level After Drilling

Pocket Penetrometer (tsf)

Vane Shear (ksf)

1. The location of borings were approximately determined by pacing and/or siting from

visible features. Elevations of borings are approximately determined by interpolating

between plan contours. The location and elevation of the borings should be considered

2. The stratification lines represent the approximate boundary between soil types and the

transition may be gradual.

3. Water level readings have been made in the drill holes at times and under conditions

stated on the boring logs. This data has been reviewed and interpretations made in the

text of this report. However, it must be noted that fluctuations in the level of the

groundwater may occur due to variations in rainfall, tides, temperature, and other

factors at the time measurements were made.

BORING LOG SYMBOLS

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UNIFIED SOIL CLASSIFICATION SYSTEM

Earth Systems

Southern California

MAJOR DIVISIONS TYPICAL DESCRIPTIONSLETTER

SYMBOL

GRAPH

SYMBOL

COARSEGRAINED

SOILS

GRAVEL ANDGRAVELLY

SOILS

SAND ANDSANDY SOILS

CLEANGRAVELS

(LITTLE OR NOFINES)

GRAVELS WITHFINES

(APPRECIABLEAMOUNT OF FINES)

CLEAN SAND(LITTLE OR NO

FINES)

SANDS WITHFINES

(APPRECIABLEAMOUNTOF FINES)

FINEGRAINED

SOILS

SILTSAND

CLAYS

SILTSAND

CLAYS

LIQUID LIMITTHAN 50

LESS

LIQUID LIMITTHAN 50GREATER

MORE THAN 50%OF MATERIAL IS

THANNO. 200 SIEVESIZE

LARGER

MORE THAN 50%OF MATERIAL IS

THANNO. 200 SIEVESIZE

SMALLER

HIGHLY ORGANIC SOILS

MORE THAN 50%OF COARSEFRACTION

ONNO. 4 SIEVERETAINED

MORE THAN 50%OF COARSEFRACTION

NO. 4SIEVEPASSING

GW

GP

GM

GC

SW

SP

SM

SC

ML

CL

OL

MH

CH

OH

PT

WELL-GRADED GRAVELS, GRAVEL-SAND MIXTURES, LITTLE OR NO FINES

POORLY-GRADED GRAVELS, GRAVEL-SAND MIXTURES, LITTLE OR NO FINES

SILTY GRAVELS, GRAVEL-SAND-SILTMIXTURES

CLAYEY GRAVELS, GRAVEL-SAND-CLAYMIXTURES

WELL-GRADED SANDS, GRAVELLYSANDS, LITTLE OR NO FINES

POORLY-GRADED SANDS, GRAVELLYSANDS, LITTLE OR NO FINES

SILTY SANDS, SAND-SILT MIXTURES

CLAYEY SANDS, SAND-CLAY MIXTURES

INORGANIC SILTS AND VERY FINESANDS, ROCK FLOUR, SILTY OR CLAYEYFINE SANDS OR CLAYEY SILTS WITHSLIGHT PLASTICITY

INORGANIC CLAYS OF LOW TO MEDIUMPLASTICITY, GRAVELLY CLAYS, SANDYCLAYS, SILTY CLAYS, LEAN CLAYS

ORGANIC SILTS AND ORGANIC SILTYCLAYS OF LOW PLASTICITY

INORGANIC SILTS, MICACEOUS ORDIATOMACEOUS FINE SAND OR SILTYSOILS

INORGANIC CLAYS OF HIGH PLASTICITY,FAT CLAYS

ORGANIC CLAYS OF MEDIUM TO HIGHPLASTICITY, ORGANIC SILTS

PEAT, HUMUS, SWAMP SOILS WITH HIGHORGANIC CONTENT

NOTE: DUAL SYMBOLS ARE USED TO INDICATE BORDERLINE SOIL CLASSIFICATIONS

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EARTH SYSTEMS SOUTHERN CALIFORNIA 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

APPENDIX B 

 

Laboratory Testing 

Tabulated Laboratory Test Results 

Individual Laboratory Test Results 

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EARTH SYSTEMS SOUTHERN CALIFORNIA 

LABORATORY TESTING  

A.  Samples were  reviewed  along with  field  logs  to  determine which would  be  analyzed 

further.   Those  chosen  for  laboratory analysis were  considered  representative of  soils 

deemed to be within the influence of proposed construction.  Test results are presented 

in graphic and tabular form in this Appendix. 

B.  In‐situ Moisture Content and Unit Dry Weight for the ring samples were determined  in 

general accordance with ASTM D 2937. 

C.  The  relative  strength  characteristics  of  site  soils was  determined  from  the  results  of 

direct  shear  tests  on  a  relatively  undisturbed  sample  and  a  remolded  sample.  

Specimens were placed in contact with water at least 24 hours before testing, and were 

then  sheared under normal  loads  ranging  from 1  to 3  ksf  in general accordance with 

ASTM D 3080. 

D.  Settlement  characteristics  were  developed  from  the  results  of  a  one  dimensional 

consolidation  test  performed  in  general  accordance  with  ASTM  D  2435.    The  test 

specimen was  loaded 0.125, 0.25, 0.5 ksf and  then  flooded. After  saturation,  the  test 

specimen was subsequently loaded to 1.0, 2.0, and 4.0 ksf.  The sample was allowed to 

consolidate  under  each  load  increment.    Rebound  was  measured  under  reverse 

alternate  loading.   Compression was measured by dial gauges accurate to 0.0001  inch.  

The result of the consolidation test in the form of a percent change in height versus log 

of vertical effective stress curve is presented in this Appendix. 

E.  An expansion index test was performed on a bulk soil sample in accordance with ASTM 

D  4829.    The  sample was  surcharged  under  144 pounds  per  square  foot  at moisture 

content of near 50% saturation.  The sample was then submerged in water for 24 hours 

and the amount of expansion was recorded with a dial indicator. 

F.  A  portion  of  the bulk  sample was  sent  to  another  laboratory  for  analyses of  soil pH, 

resistivity, chloride contents, and sulfate contents.  Soluble chloride and sulfate contents 

were determined on a dry weight basis.  Resistivity testing was performed in accordance 

with California Test Method 424, wherein the ratio of soil to water was 1:3. 

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EARTH SYSTEMS SOUTHERN CALIFORNIA 

 

TABULATED LABORATORY TEST RESULTS 

 

REMOLDED SAMPLE 

 

BORING AND DEPTH  HA‐1 @ 2.5‐7.5' 

USCS  Sespe Formation Bedrock 

MAXIMUM DENSITY (pcf)  119.0 

OPTIMUM MOISTURE (%)  12.5 

COHESION (psf)  0*  0** 

ANGLE OF INTERNAL FRICTION  39°*  33°** 

EXPANSION INDEX  1 

 

RELATIVELY UNDISTURBED SAMPLES 

 

BORING AND DEPTH  HA‐1 @ 4.0' 

USCS  Sespe Formation Bedrock 

IN‐PLACE DRY DENSITY (pcf)  92.1 

IN‐PLACE MOISTURE (%)  15.9 

COHESION (psf)  350*  130** 

ANGLE OF INTERNAL FRICTION  27°*  29°** 

 

* = Peak Strength Parameters 

** = Ultimate Strength Parameters 

 

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File Number: VT-25335-01 Lab Number: 097350

MAXIMUM DENSITY / OPTIMUM MOISTURE ASTM D 1557-07 (Modified)

Job Name: Tapo Hills Diversion Repair Procedure Used: ASample ID: H A 1 @ 2.5'-7.5' Prep. Method: MoistLocation: Rammer Type: AutomaticDescription: Light Yellowish Brown Silty Sand

Sieve Size % RetainedMaximum Density: 119 pcf 3/4" 0.0Optimum Moisture: 12.5% 3/8" 0.0

#4 0.2

100

105

110

115

120

125

130

135

140

145

150

0 5 10 15 20 25 30

Dry

Den

sit

y, p

cf

Moisture Content, percent

<----- Zero Air Voids Lines, sg =2.65, 2,70, 2,75

EARTH SYSTEMS

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DIRECT SHEAR DATA*Sample Location: H A 1 @ 2.5'-7.5'Sample Description: Silty SandDry Density (pcf): 106.6Intial % Moisture: 12.5Average Degree of Saturation: 96.1Shear Rate (in/min): 0.0138 in/min

Normal stress (psf) 1000 2000 3000

Peak stress (psf) 744 1680 2400Ultimate stress (psf) 624 1320 1968

Peak Ultimate

Angle of Friction (degrees): 39 33

c Cohesive Strength (psf): 0 0

Test Type: Peak & Ultimate

* Test Method: ASTM D-3080

DIRECT SHEAR TEST

Tapo Hills Diversion Repair

3/17/2017 VT-25335-01

0

500

1000

1500

2000

2500

3000

0 500 1000 1500 2000 2500 3000 3500

Sh

ea

rin

g S

tre

ss (

psf)

Normal Stress (psf)

Peak Ultimate Linear (Peak) Linear (Ultimate)

0

500

1000

1500

2000

2500

3000

0.00 0.05 0.10 0.15 0.20 0.25 0.30

Sh

eari

ng

Str

ess (

psf)

Horizontal Displacement (in.)

1000 2000 3000

Earth Systems Southern California

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DIRECT SHEAR DATA*Sample Location: H A 1 @ 4'Sample Description: Sespe Formation BedrockDry Density (pcf): 92.1Intial % Moisture: 15.9Average Degree of Saturation: 85.4Shear Rate (in/min): 0.009 in/min

Normal stress (psf) 1000 2000 3000

Peak stress (psf) 720 1680 1752Ultimate stress (psf) 648 1320 1752

Peak Ultimate

Angle of Friction (degrees): 27 29

c Cohesive Strength (psf): 350 130

Test Type: Peak & Ultimate

* Test Method: ASTM D-3080

DIRECT SHEAR TEST

Tapo Hills Diversion Repair

3/17/2017 VT-25335-01

0

500

1000

1500

2000

2500

3000

0 500 1000 1500 2000 2500 3000 3500

Sh

eari

ng

Str

ess (

psf)

Normal Stress (psf)

Peak Ultimate Linear (Peak) Linear (Ultimate)

0

500

1000

1500

2000

2500

3000

0.00 0.05 0.10 0.15 0.20 0.25 0.30

Sh

ea

rin

g S

tre

ss

(p

sf)

Horizontal Displacement (in.)

1000 2000 3000

Earth Systems Southern California

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File No.: VT-25335-01 March 15, 2017

EXPANSION INDEX ASTM D-4829, UBC 18-2

Job Name: Tapo Hills Diversion RepairSample ID: H A 1 @ 2.5'-7.5'

Soil Description: SM

Initial Moisture, %: 10.8Initial Compacted Dry Density, pcf: 106.9

Initial Saturation, %: 51Final Moisture, %: 18.4

Volumetric Swell, %: 0.1

Expansion Index: 1 Very Low

EI UBC Classification 0-20 Very Low21-50 Low51-90 Medium91-130 High130+ Very High

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VT-25335-01

CONSOLIDATION TEST ASTM D 2435-90

Tapo Hills Diversion Repair Initial Dry Density: 111.3 pcfB 1 @ 5' Initial Moisture, %: 8.3%SM/ML Specific Gravity: 2.67 (assumed)

Ring Sample Initial Void Ratio: 0.498

Mar 15, 2017

-5

-4

-3

-2

-1

0

1

2

0.1 1.0 10.0 100.0

Perc

en

t C

han

ge i

n H

eig

ht

Vertical Effective Stress, ksf

% Change in Height vs Normal Presssure Diagram

Before Saturation SwellAfter Saturation ReboundTrend Poly. (After Saturation)

EARTH SYSTEMS SOUTHERN CALIFORNIA

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EARTH SYSTEMS SOUTHERN CALIFORNIA 

 

 

 

 

 

 

 

 

 

 

 

 

 

APPENDIX C 

 

2013 CBC & ASCE 7‐10 Seismic Parameters 

Fault Parameters 

USGS Seismic Design Maps Reports 

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Tapo Hills Diversion Repair VT-25335-01

CBC Reference ASCE 7-10 ReferenceSeismic Design Category E Table 1613.5.6 Table 11.6-2

Site Class C Table 1613.5.2 Table 20.3-1Latitude: 34.295 N

Longitude: -118.733 WMaximum Considered Earthquake (MCE) Ground Motion

Short Period Spectral Reponse SS 2.785 g Figure 1613.5 Figure 22-31 second Spectral Response S1 1.000 g Figure 1613.5 Figure 22.4

Site Coefficient Fa 1.00 Table 1613.5.3(1) Table 11.4-1Site Coefficient Fv 1.30 Table 1613.5.3(2) Table 11-4.2

SMS 2.785 g = Fa*SS

SM1 1.300 g = Fv*S1

Design Earthquake Ground MotionShort Period Spectral Reponse SDS 1.857 g = 2/3*SMS

1 second Spectral Response SD1 0.867 g = 2/3*SM1

To 0.09 sec = 0.2*SD1/SDS

Ts 0.47 sec = SD1/SDS

Seismic Importance Factor I 1.00 Table 1604.5 Table 11.5-1 DesignFPGA 1.00 Table 1604.5 Period Sa

T (sec) (g)0.00 0.7430.05 1.3390.09 1.8570.47 1.8570.70 1.2380.90 0.9631.10 0.7881.30 0.6671.50 0.5781.70 0.5101.90 0.4562.10 0.4132.30 0.3772.50 0.3472.70 0.3212.90 0.299

2016 California Building Code (CBC) (ASCE 7-10) Seismic Design Parameters

0.00.20.40.60.81.01.21.41.61.82.02.22.42.62.83.0

0.0 0.5 1.0 1.5 2.0 2.5 3.0

Spe

ctra

l Acc

eler

atio

n, S

a (g

)

Period (sec)

2016 CBC Equivalent Elastic Static Response Spectrum

MCE

Design

EARTH SYSTEMS SOUTHERN CALIFORNIA

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Tapo Hills Diversion Repair VT-25335-01

Avg Avg Avg Trace MeanDip Dip Rake Length Fault Mean Return Slip

Fault Section Name Angle Direction Type Mag Interval Rate(miles) (km) (deg.) (deg.) (deg.) (km) (years) (mm/yr)

Simi-Santa Rosa 0.2 0.3 60 346 30 39 B 6.8 1Northridge Hills 1.6 2.6 31 19 90 25 B' 7.0Santa Susana, alt 2 3.4 5.4 53 10 90 43 B' 6.8Santa Susana, alt 1 4.0 6.5 55 9 90 27 B 6.8 5Oak Ridge (Onshore) 7.1 11.5 65 159 90 49 B 7.2 4Northridge 8.5 13.7 35 201 90 33 B 6.8 1.5Del Valle 8.9 14.2 73 195 90 9 B' 6.3San Cayetano 9.4 15.2 42 3 90 42 B 7.2 6Holser, alt 1 9.9 16.0 58 187 90 20 B 6.7 0.4Holser, alt 2 10.0 16.1 58 182 90 17 B' 6.7San Gabriel 13.8 22.3 61 39 180 71 B 7.3 1Sierra Madre (San Fernando) 14.6 23.4 45 9 90 18 B 6.6 2Malibu Coast, alt 1 17.9 28.8 75 3 30 38 B 6.6 0.3Malibu Coast, alt 2 17.9 28.8 74 3 30 38 B 6.9 0.3Verdugo 18.0 28.9 55 31 90 29 B 6.8 0.5Malibu Coast (Extension), alt 1 20.5 33.0 74 4 30 35 B' 6.5Malibu Coast (Extension), alt 2 20.5 33.0 74 4 30 35 B' 6.9Santa Monica, alt 1 20.8 33.5 75 343 30 14 B 6.5 1Compton 21.2 34.2 20 34 90 65 B' 7.5Santa Monica, alt 2 21.3 34.3 50 338 30 28 B 6.7 1Anacapa-Dume, alt 2 21.4 34.5 41 352 60 65 B 7.2 3Anacapa-Dume, alt 1 21.6 34.8 45 354 60 51 B 7.2 3Sisar 21.9 35.2 29 168 na 20 B' 7.0Santa Ynez (East) 22.2 35.7 70 172 0 68 B 7.2 2Pine Mtn 22.6 36.4 45 5 na 62 B' 7.3Ventura-Pitas Point 23.5 37.8 64 353 60 44 B 6.9 1Hollywood 23.7 38.1 70 346 30 17 B 6.6 1San Vicente 24.5 39.4 66 7 na 9 B' 6.3Palos Verdes 24.6 39.5 90 53 180 99 B 7.3 3San Pedro Basin 24.7 39.8 88 51 na 69 B' 7.0Sierra Madre 25.3 40.7 53 19 90 57 B 7.2 2San Gabriel (Extension) 25.9 41.7 61 6 180 62 B' 7.2North Salt Lake 26.2 42.2 54 343 na 3 B' 5.9Newport-Inglewood, alt 1 26.2 42.2 88 49 180 65 B 7.2 1Newport-Inglewood, alt 2 26.2 42.2 90 49 180 66 B 7.2 1Mission Ridge-Arroyo Parida-Santa Ana 27.5 44.2 70 176 90 69 B 6.8 0.4Elysian Park (Upper) 27.9 44.9 50 15 90 20 B 6.6 1.3Elysian Park (Lower, CFM) 28.6 46.0 22 33 na 41 B' 6.8San Pedro Escarpment 28.7 46.2 17 38 na 27 B' 7.3Puente Hills (LA) 29.1 46.8 27 20 90 22 B 6.9 0.7

Reference: USGS OFR 2007-1437 (CGS SP 203) Based on Site Coordinates of 34.2949 Latitude, -118.733 Longitude

Distance

Table 1Fault Parameters

Mean Magnitude for Type A Faults based on 0.1 weight for unsegmented section, 0.9 weight for segmented model (weighted by probability of each scenario with section listed as given on Table 3 of Appendix G in OFR 2007-1437). Mean magntude is average of Ellworths-B and Hanks & Bakun moment area relationship.

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Design Maps Summary Report

Report Title

Building Code Reference Document

Site Coordinates

Site Soil Classification

Risk Category

User–Specified InputTapo Hills Diversion Repair Tue March 7, 2017 15:16:45 UTC

ASCE 7-10 Standard (which utilizes USGS hazard data available in 2008)

34.2949°N, 118.733°W

Site Class C – “Very Dense Soil and Soft Rock”

I/II/III

USGS–Provided Output

SS = 2.785 g SMS = 2.785 g SDS = 1.857 g

S1 = 1.000 g SM1 = 1.300 g SD1 = 0.867 g

For information on how the SS and S1 values above have been calculated from probabilistic (risk-targeted) and deterministic ground motions in the direction of maximum horizontal response, please return to the application and select the “2009 NEHRP” building code reference document.

For PGAM, TL, CRS, and CR1 values, please view the detailed report.

Page 1 of 2Design Maps Summary Report

3/7/2017https://earthquake.usgs.gov/cn1/designmaps/us/summary.php?template=minimal&latitude=...

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Although this information is a product of the U.S. Geological Survey, we provide no warranty, expressed or implied, as to the accuracy of the data contained therein. This tool is not a substitute for technical subject-matter knowledge.

Page 2 of 2Design Maps Summary Report

3/7/2017https://earthquake.usgs.gov/cn1/designmaps/us/summary.php?template=minimal&latitude=...

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Design Maps Detailed Report

From Figure 22-1 [1]

From Figure 22-2 [2]

ASCE 7-10 Standard (34.2949°N, 118.733°W)

Site Class C – “Very Dense Soil and Soft Rock”, Risk Category I/II/III

Section 11.4.1 — Mapped Acceleration Parameters

Note: Ground motion values provided below are for the direction of maximum horizontal spectral response acceleration. They have been converted from corresponding geometric mean ground motions computed by the USGS by applying factors of 1.1 (to obtain SS) and 1.3 (to obtain S1). Maps in the 2010 ASCE-7 Standard are provided for Site Class B. Adjustments for other Site Classes are made, as needed, in Section 11.4.3.

SS = 2.785 g

S1 = 1.000 g

Section 11.4.2 — Site Class

The authority having jurisdiction (not the USGS), site-specific geotechnical data, and/or the default has classified the site as Site Class C, based on the site soil properties in accordance with Chapter 20.

Table 20.3–1 Site Classification

Site Class vS N or Nch su

A. Hard Rock >5,000 ft/s N/A N/A

B. Rock 2,500 to 5,000 ft/s N/A N/A

C. Very dense soil and soft rock 1,200 to 2,500 ft/s >50 >2,000 psf

D. Stiff Soil 600 to 1,200 ft/s 15 to 50 1,000 to 2,000 psf

E. Soft clay soil <600 ft/s <15 <1,000 psf

Any profile with more than 10 ft of soil having the characteristics: • Plasticity index PI > 20,• Moisture content w ≥ 40%, and• Undrained shear strength su < 500 psf

F. Soils requiring site response analysis in accordance with Section 21.1

See Section 20.3.1

For SI: 1ft/s = 0.3048 m/s 1lb/ft² = 0.0479 kN/m²

Page 1 of 6Design Maps Detailed Report

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Section 11.4.3 — Site Coefficients and Risk–Targeted Maximum Considered Earthquake (MCER) Spectral Response Acceleration Parameters

Table 11.4–1: Site Coefficient Fa

Site Class Mapped MCE R Spectral Response Acceleration Parameter at Short Period

SS ≤ 0.25 SS = 0.50 SS = 0.75 SS = 1.00 SS ≥ 1.25

A 0.8 0.8 0.8 0.8 0.8

B 1.0 1.0 1.0 1.0 1.0

C 1.2 1.2 1.1 1.0 1.0

D 1.6 1.4 1.2 1.1 1.0

E 2.5 1.7 1.2 0.9 0.9

F See Section 11.4.7 of ASCE 7

Note: Use straight–line interpolation for intermediate values of SS

For Site Class = C and SS = 2.785 g, Fa = 1.000

Table 11.4–2: Site Coefficient Fv

Site Class Mapped MCE R Spectral Response Acceleration Parameter at 1–s Period

S1 ≤ 0.10 S1 = 0.20 S1 = 0.30 S1 = 0.40 S1 ≥ 0.50

A 0.8 0.8 0.8 0.8 0.8

B 1.0 1.0 1.0 1.0 1.0

C 1.7 1.6 1.5 1.4 1.3

D 2.4 2.0 1.8 1.6 1.5

E 3.5 3.2 2.8 2.4 2.4

F See Section 11.4.7 of ASCE 7

Note: Use straight–line interpolation for intermediate values of S1

For Site Class = C and S1 = 1.000 g, Fv = 1.300

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Equation (11.4–1):

Equation (11.4–2):

Equation (11.4–3):

Equation (11.4–4):

From Figure 22-12 [3]

SMS = FaSS = 1.000 x 2.785 = 2.785 g

SM1 = FvS1 = 1.300 x 1.000 = 1.300 g

Section 11.4.4 — Design Spectral Acceleration Parameters

SDS = ⅔ SMS = ⅔ x 2.785 = 1.857 g

SD1 = ⅔ SM1 = ⅔ x 1.300 = 0.867 g

Section 11.4.5 — Design Response Spectrum

TL = 8 seconds

Figure 11.4–1: Design Response Spectrum

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Section 11.4.6 — Risk-Targeted Maximum Considered Earthquake (MCER) Response Spectrum

The MCER Response Spectrum is determined by multiplying the design response spectrum above by 1.5.

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From Figure 22-7 [4]

Equation (11.8–1):

From Figure 22-17 [5]

From Figure 22-18 [6]

Section 11.8.3 — Additional Geotechnical Investigation Report Requirements for Seismic Design Categories D through F

PGA = 1.017

PGAM = FPGAPGA = 1.000 x 1.017 = 1.017 g

Table 11.8–1: Site Coefficient FPGA

Site Class

Mapped MCE Geometric Mean Peak Ground Acceleration, PGA

PGA ≤ 0.10

PGA = 0.20

PGA = 0.30

PGA = 0.40

PGA ≥ 0.50

A 0.8 0.8 0.8 0.8 0.8

B 1.0 1.0 1.0 1.0 1.0

C 1.2 1.2 1.1 1.0 1.0

D 1.6 1.4 1.2 1.1 1.0

E 2.5 1.7 1.2 0.9 0.9

F See Section 11.4.7 of ASCE 7

Note: Use straight–line interpolation for intermediate values of PGA

For Site Class = C and PGA = 1.017 g, FPGA = 1.000

Section 21.2.1.1 — Method 1 (from Chapter 21 – Site-Specific Ground Motion Procedures for Seismic Design)

CRS = 0.971

CR1 = 0.967

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Section 11.6 — Seismic Design Category

Table 11.6-1 Seismic Design Category Based on Short Period Response Acceleration Parameter

VALUE OF SDS

RISK CATEGORY

I or II III IV

SDS < 0.167g A A A

0.167g ≤ SDS < 0.33g B B C

0.33g ≤ SDS < 0.50g C C D

0.50g ≤ SDS D D D

For Risk Category = I and SDS = 1.857 g, Seismic Design Category = D

Table 11.6-2 Seismic Design Category Based on 1-S Period Response Acceleration Parameter

VALUE OF SD1

RISK CATEGORY

I or II III IV

SD1 < 0.067g A A A

0.067g ≤ SD1 < 0.133g B B C

0.133g ≤ SD1 < 0.20g C C D

0.20g ≤ SD1 D D D

For Risk Category = I and SD1 = 0.867 g, Seismic Design Category = D

Note: When S1 is greater than or equal to 0.75g, the Seismic Design Category is E for buildings in Risk Categories I, II, and III, and F for those in Risk Category IV, irrespective of the above.

Seismic Design Category ≡ “the more severe design category in accordance with Table 11.6-1 or 11.6-2” = E

Note: See Section 11.6 for alternative approaches to calculating Seismic Design Category.

References

1. Figure 22-1: https://earthquake.usgs.gov/hazards/designmaps/downloads/pdfs/2010_ASCE-7_Figure_22-1.pdf

2. Figure 22-2: https://earthquake.usgs.gov/hazards/designmaps/downloads/pdfs/2010_ASCE-7_Figure_22-2.pdf

3. Figure 22-12: https://earthquake.usgs.gov/hazards/designmaps/downloads/pdfs/2010_ASCE-7_Figure_22-12.pdf

4. Figure 22-7: https://earthquake.usgs.gov/hazards/designmaps/downloads/pdfs/2010_ASCE-7_Figure_22-7.pdf

5. Figure 22-17: https://earthquake.usgs.gov/hazards/designmaps/downloads/pdfs/2010_ASCE-7_Figure_22-17.pdf

6. Figure 22-18: https://earthquake.usgs.gov/hazards/designmaps/downloads/pdfs/2010_ASCE-7_Figure_22-18.pdf

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