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    Foreign PolicyThe Individual Level

    There are differencesbetween humanbeings rather than

    similarities.

    Not all humans havethe same nature.

    Some humans areclearly more capablethan others.

    \

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    The Individual Level

    The mind of a policy-

    maker is not a tabula

    rasait contains complex

    and intricately related

    information and thought

    patterns, such as beliefs,

    attitudes, values,

    experience, emotions,

    operational style, memoryand national self-

    conceptions.

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    The Individual Level

    Differences in thepsychological make-up ofindividuals are importantto the understanding of

    foreign policy.

    Franklin Roosevelt,Winston Churchill,Ronald Reagan, Mikhael

    Gorbachev, George BushSr., Josef Stalin, SaddamHussein, and GeorgeBush Jr., etc.

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    Do Individuals matter? The individual

    characteristics of thedecision-makersskills,personalities, beliefs,psychological

    predisposition, values,talents, and priorexperiencesmatter inFP.

    The premise that anindividual decision-makers attributes aresource of FP rests on thebelief that decision-makers possess unique

    personal qualities that areconstant and stable.

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    When do Individuals Matter?

    -when the formal andconstitutional proceduresrequire so.

    -when a leader ispermitted great latitudeand discretion to makedecision.

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    The Individual

    -when a leader has ahigh degree of interestin the issue and

    decision.

    -when only oneinstitution isresponsible for thedecision.

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    When do individuals

    -when the decision is notroutine orunanticipatedcrisis.

    -when the information islacking or overwhelming.

    -when the top decision-

    maker has littleexperience.

    -during stressfulsituations.

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    Rational Actor Model

    Decisions made by individual

    leaders are seen as the decisions

    of the state.

    This is because leaders act in

    the way consistent with the

    long-terms and persistent

    national interests of the state.

    This is because culture andsocialization produce

    regularities among the

    individuals who rise to national

    office eliminating individual

    differences.

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    Rational Actor Model

    Decision-makers examine

    the internal and external

    environments.

    Define the situation on

    hand and consider

    alternative course of

    actions.

    Select the course of action

    best suited to the national

    interests.

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    Psychological Needs Theory

    Psychological NeedsMaslows hierarchy of needs:1) physical; 2) safety needs; 3)affection and belongnessneeds;4) Esteem needs; 5) self-actualizationimplicationspeople with high self-esteemare more trusting and moreopposed to the use of force,while people with low-esteemare more likely to use force.Deprivation lead to power-oriented people who tend todominate others, to beargumentative, to be paranoid,to have very littlehumanitarian concern, and to

    be hesitant to take risk.Kissingers analysis of Sovietleadership in the 60s andmainstream American analysisof revolutionary regimes

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    Personality Traits

    Personality Traitssomepersonality types havespecial relevance for thetopic of foreign policy:

    dogmatic personality;authoritarian personality;extroverted versusintrovert personalities;risk acceptant versus risk

    averse; and narcissisticpersonalities.

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    James David Barbers Presidential

    Style

    Refers to the fourfoldcategorization for leadersusing the axelsActive-Passive/Negative-Positive.

    The first axel taps into theleaders energy level andsense of satisfaction in his

    job (Image of their jobdescription); the second

    axel looks into hisdifficulty in effectingchange and lower level of

    job satisfaction (level ofcommitment to their jobs).

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    Presidential Characters: Active

    Versus Passive Active Presidents are

    movers and shakers,energetically engagedin the challenge ofleading, eagerlyattentive to the

    responsibilities of theoffice, and willing toaccept risk;

    Passive Presidentsrefer to steer an even

    and face course,maintaining currentarrangements andavoiding conflicts thatinvariably accompanychanges.

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    Presidential Characters:

    Positive-Negative Positive presidents-

    enjoy their jobs, thedemands that go withthem and the perks thatgo along with the

    positions.

    Negative presidentsdonot enjoy their positionsand look at withdisfavor on the burdenof responsibility. Theydutifully accept but donot enjoy the demandsthat go along with theposition.

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    Presidential Types

    Styles Active Passive

    Positivewant to achieveresults and effectchanges.

    want to remain inpower.

    Negative want to beaccepted and areafter affection.

    tend to bedemocratic andtend toemphasize civilvalues and

    responsibilities.

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    Presidential Types

    Style Active Passive

    Positive Not driven by twisted

    and dark motives.Are willing to workand effectimprovements orchanges in thesystem.

    Compelled to power

    by deep-seatedfeelings ofinadequacy and fearof humiliation andostracism. They wantto be feared than

    loved. They canbreak rules in orderto maintain power

    Negative They take the mantleof power out ofobligation or duty,not of the desire forpower and control.

    They focus on theissues of acceptanceand affiliation. Proneto graft andcorruption.

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    ClassificationsStyles Positive Negative

    Active FranklinRoosevelt,

    John F. Kennedy;

    George Bush;

    Bill Clinton

    Woodrow Wilson;

    Lyndon Johnson;

    Richard Nixon

    Positive William Taft;Ronald Reagan

    DwightEisenhower and

    Calvin Colledge

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    Cognition, Belief System, and

    Misperception

    Refers to the mental filtersthat help decision-makersdecide when sensoryinputs are worthy of more

    detailed processing. Thesefilters might includestereotypes, biases, andheuristic--are all mentalshort-cuts that help the

    mind decide which sensoryinputs should be focusedupon given the situation.

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    Pyschohistory

    Psychological problemsusually affect high governmentofficials and political leaderscases of Joseph Stalin,Woodrow Wilson, and RichardNixon.

    Leaders, generally, haveneurotic personality. Thisrefers to people who possessedan idealized images ofthemselves as heroic figures.

    They are supposed to intenseego defense mechanism. Theneed to protect ones self-esteem and defend againstanxiety caused by frustration.

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    Stress

    Ancient biological mechanismdeveloped to prepare humanbeings for stressful encountersmay actually distract humansfrom dealing with stressfulsituations.

    Stress has some debilitatingeffects on the ability ofindividuals to react rationallyto their environment. Theymay also cause physical illnessand mental disorder todecision-makers. (Cases theBritish leadership during theSuez Canal Crisis and thecaptain of the Vincennes in

    July 1988)

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    What about misperception?

    Human belief system or worldview affect how leaders makesense of the world and respondto world events: Sprout andSprout the psychological

    milieu and the operationalmilieu; Alexander Georgesoperational code (philosophicaland instrumental code forunderstanding a leaders viewtoward politics) cognitive

    consistency and cognitivedissonance; inherent bad faithmodel of politics; and evokesets and images of the lessonsof history.

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    Misperception

    Alexander Georges

    Operational Codes for

    Decision-makers

    particular set ofbeliefs about

    international affairs.

    It affects the decision-

    makers perceptionand responses to

    international events.

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    Motivational Factors for

    MisperceptionAll human beings have thestrong needs to constructand maintain a highlyideological image ofourselves and our

    environment.

    Decision-makers strive forcognitive consistency andwill cling to their old imagesif there is limitedinformation or the situationis extremely complex.

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    Misperception

    In face of rapidlychanging environment,DM will: ignore or rejectnew information;

    discredit the source ofnew information; twist ordistort the information;search for otherinformation that will

    conform to the old image;or simply treat the newinformation as theexception which provesthe rule.

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    National Self-Image or Conception?

    Political leaders have some viewof their own states and theirplace in the world: These viewsinclude: 1)the other side hasmore hostile intention; 2)inaccurate perception of the

    relative balance of powerbetween one-self and oneopposed; 3) perception that waris inevitable; 4) perception thatwar is relatively inexpensiveand short; misperceptions ofintentions of third states;misperception of oneself and theopponents image of oneself.

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    Tit for Tat and Evoke Images

    Perceptions or misperception

    may intervene in the stimulus-

    response process that can

    either accelerate or decelerate

    a crisis.

    Certain events can affect how

    we will interpret information

    from environment by creating

    predispositions to notice

    certain things and ignore

    others.

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    Limits of the First Level Analysis

    Any of these variables couldplay an important role in theFPP.

    Decision-making is not always

    an individual process, often itis a collective political process.

    This ignores the dynamicfunction of the role sourcethe impact of the office andstatus on the behavior of its

    occupant. Socially prescribedbehaviors and legallysanctioned norms attached tothe position also affectdecision-makers.