format of holding of specified securities september, 2018... · 2018. 10. 9. · annexure - i...

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Annexure - I Format of holding of specified securities 1 Name of Listed Entity: 2 Scrip Code/Name of Scrip/Class of Security 3 Share Holding Pattern Filed under: Reg.31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending b. If under 31(1)(c) then indicate date of allotment/extinguishment RALLISINDIA LIMITED 500355/RALLIS INDIA LIMITED/EQUITY Reg.31(1)(b) 30th September,2018 N.A 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes' No' 1 Whether the Listed Entitv has issued any oartlv paid UP shares? No No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No No 4 Whether the Listed Entity has any shares in locked-in? No No 5 Whether any shares held bv promoters are pledge or otherwise encumbered? No No • If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchangewebsite. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities. 5 The tabular format for disclosure of holding of specified securities is as follows:- CERTIFIED TRUE COpy RAWSIHDIA UIIITED R~.~~ ~HERHO.JI COMPANY· SECRETARY

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Page 1: Format of holding of specified securities September, 2018... · 2018. 10. 9. · Annexure - I Format of holding of specified securities 1 Name of Listed Entity: 2 ScripCode/Name of

Annexure - I

Format of holding of specified securities

1 Name of Listed Entity:2 Scrip Code/Name of Scrip/Class of Security3 Share Holding Pattern Filed under: Reg.31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)

a. If under 31(1)(b) then indicate the report for Quarter endingb. If under 31(1)(c) then indicate date of allotment/extinguishment

RALLISINDIA LIMITED500355/RALLIS INDIA LIMITED/EQUITYReg.31(1)(b)30th September,2018N.A

4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

Particulars Yes' No'

1 Whether the Listed Entitv has issued any oartlv paid UP shares? No No2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No No

3 Whether the Listed Entity has any shares against which depository receipts are issued? NoNo

4 Whether the Listed Entity has any shares in locked-in? No No5 Whether any shares held bv promoters are pledge or otherwise encumbered? No No

• If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding ConvertibleSecurities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shallnot be displayed at the time of dissemination on the Stock Exchangewebsite. Also wherever there is 'No' declared by Listed Entity in abovetable the values will be considered as 'Zero' by default on submission of the format of holding of specified securities.

5 The tabular format for disclosure of holding of specified securities is as follows:-

CERTIFIED TRUE COpyRAWSIHDIA UIIITED

R~.~~~HERHO.JICOMPANY· SECRETARY

Page 2: Format of holding of specified securities September, 2018... · 2018. 10. 9. · Annexure - I Format of holding of specified securities 1 Name of Listed Entity: 2 ScripCode/Name of

No. of Shares Share holding , as a

Shareholding as Underlying % assuming full Number ofNo. of shares conversion of Number of Shares

No. of fully paid No. of Partly a % of total no. Outstanding equity sharesCate- Nos. of share underlying Total nos. shares convertible Number of locked pledged or

Category of shareholder up equity shares paid-up equity of shares Number of Voting Rights held in each class of securities convertible held ingory holders Depository held secu rities ( as a in shares otherwise

held shares held (calculated as securities dematerializedReceipts

per 5CRR, 1957) (including percentage of encumberedform

Warrants) diluted sharecaDitall

(I) (III (1111 (IVI (V) (VI) (VIII = (IV)+(VI+ (VIII) (IX) (X) (XII= (VII)+(X) (XIII (XliII (XlVI(VI) Asa %of As a % of (A+B+C21 As a %of Asa %of

(A+B+C21 No of Voting Rights No. totalNo.

totalTotalasa% Shares Sharesof (A+B+CI held held

Class ClassTotal (al (bl (al (bl

ell: X ell:v(AI Promoter & Promoter 2 97416610 0 0 97416610 50.09 97416610 0 97416610 50.09 0 50.09 0 0.00 0 0.00 97416610

Group

(B) Public 62066 97052280 0 0 97052280 49.91 97052280 0 97052280 49.91 0 49.91 0 0.00 NA 95183215

(C) Non Promoter- Non Public 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0

(Cl) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 0.00 0 0.00 NA 0

(C2)Shares held by Employee

0 0 0 0 00.00 0 0 0 0.00 0 0.00

0 0.00 NA 0Trusts

Total 62068 194468890 0 0 194468890 100.00 194468890 0.00 194468890 100.00 0 100.00 0 0.00 0 0.00 192599825

Page1of 1

Page 3: Format of holding of specified securities September, 2018... · 2018. 10. 9. · Annexure - I Format of holding of specified securities 1 Name of Listed Entity: 2 ScripCode/Name of

Table II • Statement showina shareh~dina pattern at the Promoter and Promoter Group

Nos. of shares No. of Shares U "derlyingShareholding , as a % Number of

Category & Name of the No. ofNo. of fully paid Partly paid-up

underlying Total nos. sharesShareholding %

Outstanding convertibleassuming full conversion of

Number of Shares pledged orequity shares

PAN up equity shares equity shares calculated as per Number of Voting Rights held in each class of securities convertible securities ( as a Number of locked in shares held inShareholders shareholder Depository held securities (including otherwise encumbered

held heldReceipts

5CRR.1957Warrants)

percentage of diluted share dematerialized

"nltoll fMm

(I) (II) (Ill) (IV) (V) (VI) (VII; IV+V+VI) As a% of (IX) (X) (XI) ; (VII)+(X) as a " of (XII (XIII (XIV)(A+8+C2) Total as I" A+8+C2 As."of As."of

(VIII) No of Volin, Ri&l>lSof Total No. total Sh.reI No. total sh ••. es

Volin. rilhts held heldClass X Class Y Total • /b • b

(1) Indl.n

(a) Individuals/Hindu undivided 0 0 0 0 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0F_11v 0

(b) Central Govemment/ State0 0 0 0 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0

Government(s) 0(c) Flnond.llnstItutIons/ Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0(eI) Any Other (specify) 2 97416610 0 0 97416610 50.09 97416610 0 97416610 50.09 0 50.09 0 0.00 0 0.00 97416610(I) Bodies Corporatei Tiltl Chemicills limited AAACT4059M 1 97341610 0 0 97341610 50.06 97341610 0 97341610 50.06 0 50.06 0 0.00 a 0.00 97341610Ii Ewart Investments Limited AAACE2S46C 1 75000 a a 75000 0.04 75000 0 75000 0.04 0 0.04 0 0.00 a 0.00 75000

_Total (1.)(1) 2 97416610 0 0 97416610 50.09 97416610 0 97416610 50.09 0 50.09 0 0.00 0 0.00 97416610(2) Fore/I"

(.)Incllv/duals (Non-Resident

0 0 0 0 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00Individuals! Fore/I" IndlvldUlls1 a 0

(b) Government 0 a 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 a 0.00 0(e) Institutions 0 a 0 0 0 0.00 0 0 0 0.00 a 0.00 0 0.00 0 0.00 0

(d) F••••••• Portfolio Invest.,. 0 0 0 0 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.000 0

(e) IAny Other (specify) a 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0Sub- Tobol (A)(2) a a 0 a 0 0.00 0 a a 0.00 a 0.00 0 0.00 a 0.00 0

Total Sh••.• holdl •• of _oIer ondPromoter Group (A)_ (A)(1)+(A)(2)

2 97416610 0 0 97416610 50.09 97416610 0 97416610 50.09 0 50.09 0 0.00 0 0.00 97416610Details of Shires which remilin unclaimed mily be liven hear .Ionl with details such '$ number of shareholders, outsblndinl shires held in demat/unclaimed suspense account, votinK fiChU which are froz.en etc.

No! ApplicableNote:

(1) PAN would not be displiiyed on website of Stock Exchiln.l(s)-.

(2) The term "Encumbrance" hiS the same rMiininl as ilSsilned under reluliltion 28(3) of SEBI (Substantial Acquisition of Shares and Tilkeovers) Reluliltions, 2011.

-.

Page 4: Format of holding of specified securities September, 2018... · 2018. 10. 9. · Annexure - I Format of holding of specified securities 1 Name of Listed Entity: 2 ScripCode/Name of

Table 111- Statement showlnl shareholdlnl pllttern of the Public shareholder

Total Share holding , as a Number ofNos. of Nos. of shares Shareholdlng" No. of Shares Under1yina % assuming full Number of Shares

No. of fully paid up Partly paid-up equity Total nos. shares Number of Voting Rights held in each crass of conversion of convertible Number of Locked pledged or equity sharesCategory & Name of the Shareholders PAN sharehol

equity shares held shares heldunderlying Depository

heldcalculated as per securities Outstanding convertible held in

securities ( as ill in shares otherwiseder Receipts SCRR,1957 securities (includine Warrants) dematerialized

percentage of diluted encumberedform

(I) (11) (1111 (IV) (V) (VI) (VII aIV.V.VI) As a " of (A+B+C2) IX (X) (XI) a (VII)+(X) OSa " of XII IXlliI (XIV)(VIII) A+B+C2 A•• "01

Total a, A•• " of total." of total

No. (not shiresNo of Voting RightsTotal No. Sh.res applicabl

held (NotVoting held e)

applrcablrights 0)

Oas,x ClassY Total .1 b • b(1) 1-(I) M•••••••FundI/UTI U nU5071 0 0 22135071 11.J8 nU5071 0 nU5071 11.J8 0 lLJ8 0 0.00 NA nU3961i HDFC TRUSTEE COMPANY UMITEO(*) AAATH1809A 1 4746074 0 0 4746074 2.••.• 4746074 0 4746074 2.44 0 2.••.• 0 0.00 NA 4746074

ij FRANKUN INOlA SMALLER COMPANIES FUNO AAATT4931H 1 3996434 0 0 3996434 2.06 3996434 0 3996434 2.06 0 2.06 0 0.00 NA 399643"

iii SUNOARAM MUTUAL FUNO (a) AAATS25548 1 2979955 0 0 2979955 1.53 2979955 0 2979955 1.53 0 L53 0 0.00 NA 29799S5

Iv SBI MAGNUM (*) AABTS6407Q 1 2639530 0 0 2639530 1.36 2639530 0 2639530 1.36 0 1.36 0 0.00 NA 2639530

V AOlTYA BIRLA SUN LIFE TRUSTEE PRIVATE UMITED AAATB0102C 1 2339715 0 0 2339715 1.20 2339715 0 2339715 1.20 0 1.20 0 0.00 NA 2339715C*)

(b) Venture C.pltal Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0(e) Altemllte Investment funds 2 2188147 0 0 2111147 1.13 2188847 0 2188847 l.U 0 1.13 0 0.00 NA 2111147(d) Fore." Venture C.pltallnvastors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0

(I) FORIp Portfolio Investors 61 7161926 0 0 7161926 4.05 7868926 0 7868926 4.05 0 4.05 0 0.00 NA 7161926(I) FlnandoIlnst/tutions/ ••••••• 13 19S914 0 0 195914 0.10 195914 0 195914 0.10 0 0.10 0 0.00 NA 17U14II) Insurllnc:e Com,.n", 7 107J8J15 0 0 107J8115 55Z 10738315 a 10738315 5-52 5.52 0 0.00 NA 10731315I Hdfc Stand~rd Ufe Insurance Company Umlted AAACH8755l 1 7362612 0 0 7362612 3.79 7362612 0 7362612 3.79 0 3.79 0 0.00 NA 7362612

(h) Pnwldont FIItIds/ Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0III 1_Other 1••• elM 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0

_T •• aI B)(l 102 43127073 0 0 43127073 n.u 43U7073 0 43U7073 22.11 0 22-11 0 0.00 NA 43101363Central Gowemment/ Stalt. Gowemment(s)/ President of

121 I••••• 1 801150 0 0 801150 0.41 801150 0 801150 0.41 0 0.41 0 0.00 NA 0SUb-T••••• /B)(2 1 101150 0 0 JOllSO 0,41 101150 0 101150 0.41 0 0.41 0 0.00 NA 0

(3) Non-Institutiom(I) Individuals - 57836 42070497 0 0 .2070497 21.63 42070497 0 42070497 21.63 0 21.63 0 0.00 NA 41051602

i. Individual shareholders holding nominal share capital up toRs.2Iakhs.

57831 23302925 0 0 23302925 11.98 23302925 0 23302925 11.98 0 11.98 0 0.00 NA 22284030il. Individual sh<lreholders hoklina nominal share capltll inexcess of Rs. 2lakhs. 5 18767572 0 0 18767572 9.65 18767572 0 18767572 9.65 0 9.65 0 0.00 NA 187fi7572

ACPPJ9«9MI Rakesh Radhe-shyam Jhunlhunwala AAHFRS059H

AAEFR8176J 3 18305820 0 0 18305820 9.41 18305820 0 18305820 9.41 0 9.41 0 0.00 NA 18305820

(b) NIfCs rePst.rod with RBI 5 3410 0 0 3410 0.00 3410 0 3410 0.00 0 0.00 0 0.00 NA 3410(e) Employee Tnosu 0 0 0 0 a 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0

(d)Oveno •• Depositories (holdl •• OIls) (balanclnt ••••.• )

0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0(II ""'" Other (specify) un 110SOOlO 0 0 110SOOlO 5.61 110SOOlO 0 110SOOlO 5.61 0 5.61 0 0 NA 110Z6770I Bodies Corporate 504 5328107 0 0 5328107 2.74 5328107 0 5328107 2.74 0 2.74 0 0.00 NA 5307107ii Oearing Members 241 1030697 0 0 1030697 0.53 1030697 0 1030697 0.53 0 0.53 0 0.00 NA 103069711\ Directors & Relatives 1 4831 0 0 4831 0.00 4831 0 4831 0.00 0 0.00 0 0.00 NA 4831lv HUF 1444 973864 0 0 973864 0.50 973864 0 973864 0.50 0 0.50 0 0.00 NA 973864v IEPF Suspense Ale 1 687262 687262 0.35 687262 0 687262 0.35 0 0.35 0 0.00 NA 687262vi Umited liabllty P'llftnership • llP 29 783605 0 0 783605 0.40 783605 0 783605 0.40 0 0.40 0 0.00 NA 783605vii Non-Resident tnd~n (NRI) 1898 2190973 0 0 2190973 1.13 2190973 0 2190973 1.13 0 1.13 0 0.00 NA 2188663viii Trusts 4 50741 0 0 50741 0.03 50741 0 50741 0.03 0 0.03 0 0.00 NA 50741

Sub-Total BK3 61963 53124057 0 0 53124057 27.32 53124057 0 53124057 27.32 0 27.32 0 0.00 NA 52081852T•••• Public Shweholdl ••81a (B)(11+18)(2I+1BM31 62066 97052210 0 0 97052210 4'-'1 97052210 0 97052210 49.91 0 49.91 0 0.00 NA 951.J215

Details of the shareholders .ctine as persons in Concert tndudin& their Shareholdinl (No. and "):

Details of Shares which remain unclaimed may be elven hear alonl with detaits such as number of shareholders, cutstandlng shares held in demat/unclaimed suspense account, voting rights whtch are frozen etc.

Page 1 of 2

Page 5: Format of holding of specified securities September, 2018... · 2018. 10. 9. · Annexure - I Format of holding of specified securities 1 Name of Listed Entity: 2 ScripCode/Name of

Note:(l) PANwould not be dispta~d on websh:e of Stock Exchange(s).12) The above format needs to be disdosed alonl with the name of foUowinl persons:

Institutions/Non Institutions holding more than 1% of total number of shares.(3) W.r.t. the information pertaining to Depository Receipts. the same may be disclosed in the respective tolumns to the extent information available and the billilnce to be disclosed as h~ld by custodian,

' ••• 2012

Page 6: Format of holding of specified securities September, 2018... · 2018. 10. 9. · Annexure - I Format of holding of specified securities 1 Name of Listed Entity: 2 ScripCode/Name of

Table IV - Statement showing shareholdlng pattern of the Non Promoter- Non Public shareholder

No. of Shares Total Shareholding , as

No. of Nos. of snares Shareholding %Underlying a " assuming full Number of equity

Cot'lory & N.me of the No. of fully pold up Portly paid-up equity Number of VotinC Ri&hts held In eodl dass of Outstandlns conversion of Number of Locked in Number of Shores pledSed or shares held inShareholders

PAN shlrehalequity shares held shores held

underlyins Depository TotlIl nos. shIres held calcul.ted .s persecurities convertible convertible securities shares otherwise encumbered dematerialized

der Receipts SCRR,1957securities (Includlns (as a percentlse of form

Warrants) diluted shore capital)

(I) (II) (III) (IV) M (VI) (VII = IV+V+VI) As a " of (A+8+C2) (IX) (X) (XI) = (VII)+iX)IS I " of XIII XIII (XIV)(VIII) A+8+C2 As a" of total (Not Applicable)

No of Votins RIghts Total .s I " of As. " of total No. (not shores heldTotal Votins No.

Shares held .pplklble) (Notrtshts aDDIlcable)

Oassx OassY Totol (0) b • Ib)(1) CUStodlanjOR H_r 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0(a) Name of OR Holder (if

available) NA

(i) abc,., .. NA

(Ii) .fI .... NA

(2) EmplOYI. elnollt Trust (underSEll (Shl" bosod Employeeelnoftt) Relulltlons, 2014)

0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0101 Name tabc .•. NA

TotIl No,..Promot.r- Non PublicSh.reholdlnl (CI- (CII1I+l0121 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0

HRIl(1) PAN would not be displayed on website of Stock Exchange(s).(2) The above format needs to disclose name of all ho~ef$ holding more than 1% oftctal number of shares(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available.