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    Motivation

    Global air travel is expected togrow by 3 fold over the next 3 decades

    Aviations contribution to global warming

    is expected to grow to 20% by 2050

    Source: Lee et al., Aviation and Global Climate Change in the 21stCentury ,2009

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    1978 1983 1988 1993 1998 2003 2008

    AircraftB

    uilt

    Airbus A330/A340 Development

    Market penetration

    Study

    Launch

    Delivery

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    ObjectiveUse formation flight to improve the energy

    efficiency and economic performance of todays aircraft

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    Design Studies

    Route Optimization

    Conclusion

    Formation Flight

    Policy Considerations

    Formation Flight

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    Photo Source: John Benson, V is for Vamoose, Creative Commons

    Bird Migration:

    190 BPM when flying solo; 160 BPM when in formation

    (Weimerskirch, Martin, Clerquin, Alexandre, andJiraskov, 2001)

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    NASA Autonomous Formation Flight Experimentdemonstrated14-18% fuel savings (Ray et al. 2002)

    Photo source: NASA

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    Apply formation flight to an airline schedule anddemonstrate 7.7% fuel or 2.6% cost savings

    Baseline ScheduleOptimized Formation

    Flight Schedule

    Xu, Ning, Bower, Kroo, Aircraft Route Optimization for Formation Flight, Journal of Aircraft, In Press

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    When an aircraft produces lift it also createsenergetic and persistent wake vortices

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    The wake vortices create regions ofdownwash and upwash

    Ning, Aircraft Drag Reduction Through Extended Formation Flight,2011

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    A trailing aircraft flying through the upwashcan reduce its drag at fixed lift

    This can lead to reduced fuel burn or longer

    range

    (Lissaman, 1970, Weimerskirch et al. 2001, Blake and Multhopp, 1998)

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    Wake vortices can persist for many miles beforebeing dissipated by viscous forces

    Extended formation flight can achieve most ofthe savings of close formation flight

    5 to 40 wing spans

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    5 to 40 wing spans

    Trailing aircraft see all of the savings

    Wake evolution is an importantconsideration

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    Design Studies

    Route Optimization

    Conclusion

    Formation Flight

    Policy Considerations

    Route Optimization

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    Mission Level

    Continuous domain aircraft

    mission performanceoptimization

    Gradient-based method

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    Mission Level

    Continuous domain aircraft

    mission performanceoptimization

    Gradient-based method

    System Level

    Find the best schedule ofoptimized missions

    Integer programing

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    All possible solo and

    formation missions

    n candidate solo and

    formation missions

    Heuristic filter toeliminate bad routes

    n optimized missions

    Integer programming tooptimized schedule

    Optimized schedule

    Optimizemission 1

    Optimizemission 2

    Optimizemission 3

    Optimizemission n

    Flight schedule

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    All possible solo and

    formation missions

    n candidate solo and

    formation missions

    Heuristic filter toeliminate bad routes

    n optimized missions

    Integer programming tooptimized schedule

    Optimized schedule

    Optimizemission 1

    Optimizemission 2

    Optimizemission 3

    Optimizemission n

    Flight scheduleBaseline flight

    schedule

    Optimized formation

    flight schedule

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    All possible solo and

    formation missions

    n candidate solo and

    formation missions

    Heuristic filter toeliminate bad routes

    n optimized missions

    Integer programming tooptimized schedule

    Optimized schedule

    Optimizemission 1

    Optimizemission 2

    Optimizemission 3

    Optimizemission n

    Flight schedule

    Combinatorial set ofall possibleformations

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    All possible solo and

    formation missions

    n candidate solo and

    formation missions

    Heuristic filter toeliminate bad routes

    n optimized missions

    Integer programming tooptimized schedule

    Optimized schedule

    Optimizemission 1

    Optimizemission 2

    Optimizemission 3

    Optimizemission n

    Flight schedule

    Reduce the size ofthe problem

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    All possible solo and

    formation missions

    n candidate solo and

    formation missions

    Heuristic filter toeliminate bad routes

    n optimized missions

    Integer programming tooptimized schedule

    Optimized schedule

    Optimizemission 1

    Optimizemission 2

    Optimizemission 3

    Optimizemission n

    Flight schedule

    Gradient-basedmission

    optimizations

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    All possible solo and

    formation missions

    n candidate solo and

    formation missions

    Heuristic filter toeliminate bad routes

    n optimized missions

    Integer programming tooptimized schedule

    Optimized schedule

    Optimizemission 1

    Optimizemission 2

    Optimizemission 3

    Optimizemission n

    Flight schedule

    Integer programingto find the best

    schedule of flights

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    For n flights there are:

    n solo routes

    n(n-1) two-aircraft formation routes

    n(n-1)(n-2) three-aircraft formation routes

    NP-hard problem

    But only a small subset of formations is practical Filters formations based on spatial and temporal

    proximity

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    Objectives Fuel burn Direct operating cost (DOC)

    Variables (4-D trajectory) Altitudes, weight and Mach numbers Formation rendezvous longitudes, latitudes and altitudes Departure and arrival times

    Constraints Rendezvous time and flight state compatibility Segment range Thrust margins Flight time

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    Induced drag is sensitive to the offset between vortexand wing tip as well as the longitudinal position

    Model accounts for wake roll-up and viscous decay

    t i p

    t i p

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    Aircraft of different types are optimally arranged information according to relative weight and fuel

    efficiency (Ning and Kroo, 2011, Xu, Ning, Bower andKroo , 2013)

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    Drag buildup

    Induced drag from the formation drag model andelliptic load assumptions

    Parasite drag from modified flat plate methods

    Compressibility drag from the method of Shevell

    (1983)

    Engine model included in the analysis

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    Balance formation cost and fuel savings

    Direct operating cost model (Liebeck et al.1995)

    $/block hour (crew)

    $/flight hour (airframe and engine maintenance) $/gal of fuel and $/lb of oil

    Neglect landing fees, insurance and depreciation

    C t i ft d f l fl d f t th 4 fli ht t t

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    Compute aircraft drag, fuel flow and performance at the 4 flight states

    I t t f th t i th B t ti

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    Integrate for the segment range using the Breguet equation

    The f el b rn objecti e falls o t of the eight

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    The fuel burn objective falls out of the weight

    Segments represent great circle routes

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    Segments represent great circle routes

    Middle segment is flown in formation

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    gRendezvous and separation longitude and latitudes are design variables

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    Formation Flight Fuel Reserve

    Models the worst case scenario where an aircraft flies

    the longer formation mission but gets no drag savings The aircraft must still carry enough fuel to reach its

    destination

    The additional weight from the reserve fuel cut

    formation flight savings by 25%

    Our conservative model of formation flightreduces the fuel burned, but not the fuel carried

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    Find the best combination of individually optimalsolo and formation missions

    Integer-programming solver with branch and

    bound algorithms

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    Objective: total fuel burn or cost for the entire flight schedule

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    Variables: which solo and formations routes are flown

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    Constraints: all scheduled flight must fly once

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    Design Studies

    Route Optimization

    Conclusion

    Formation Flight

    Policy Considerations

    Design Studies

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    150 eastbound Star Alliance transatlantic flights

    Airbus A330 and A340

    Boeing 737,747,757,767 and 777

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    Restrictive heuristic filters

    The departure and arrival heading differences are lessthan 30 degrees

    6 minutes of departure and arrival time flexibility

    Optimize 2,500 of the 3.3 million possible

    formations 1-week runtime on a laptop

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    -6.9% Fuel-2.6% Cost

    Minimum Cost Minimum Fuel

    Solo Missions 37 23

    2-Aircraft Formations 22 26

    3-Aircraft Formations 23 25

    Distance in Formation 61.1% 67.5%

    Change in Flight Time 4.9% 7.4%

    Change in Departure Time 5.0% 4.8%

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    -7.7% Fuel-2.2% Cost

    Minimum Cost Minimum Fuel

    Solo Missions 37 23

    2-Aircraft Formations 22 26

    3-Aircraft Formations 23 25

    Distance in Formation 61.1% 67.5%

    Change in Flight Time 4.9% 7.4%

    Change in Departure Time 5.0% 4.8%

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    Design Studies

    Route Optimization

    Conclusion

    Formation Flight

    Policy Considerations

    Conclusion

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    Formation flight can significantly reduce airlinefuel burn and cost:

    7.7% fuel or 2.6% cost savings for a largetransatlantic alliance schedule

    Results includes the effects of conservative fuelreserves

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    Boeing 787

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    Finalist, 2009 Airbus Fly Your Idea (FYI) Competition

    Proposed formation flight at the 2009 Paris Airshow

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    Inspire public interest and discussions on formation flight

    and sustainable aviation

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    Air Force/DARPA/NASA Experiment

    Test flight from Edwards AFB to Hawaii in July,2013 demonstrated10% fuel savings at

    longitudinal separations of 2000 to 6000 ftPhoto source: USAF

    Pahle, et. al, A Preliminary Flight Investigation of Formation Flightfor Drag Reduction on the C-17 Aircraft, 2011

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    Design Studies

    Route Optimization

    Conclusion

    Formation Flight

    Future WorkFuture Work

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    Alternative formation reserve fuel requirements Cost sharing for multi-airline formations

    Model multi-stage flights with delay

    Incorporate wake tracking sensors constraints

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    Formation flight can benefit from next

    generation air traffic control systems Next Generation Air Transport System (NextGen)

    Single European Sky ATM Research (SESAR)

    Automatic Dependent Surveillance-Broadcast(ADS-B)

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    Photo source: Boeing

    GNSS provide high resolutionposition and velocity data

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    Photo source: Boeing

    Replaces legacy ground-basedradar tracking

    GNSS provide high resolutionposition and velocity data

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    Photo source: Boeing

    Ground-based transmissiontowers and data networks relayaircraft state and trajectory toATC

    Replaces legacy voice-basedcoordination procedures

    Replaces legacy ground-basedradar tracking

    In-flight network share time-sensitivity spacing and collisionavoidance data

    GNSS provide high resolutionposition and velocity data

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    Photo source: Boeing

    avoidance data

    Ground-based transmissiontowers and data networks relayaircraft state and trajectory toATC

    Replaces legacy voice-basedcoordination procedures

    Replaces legacy ground-basedradar tracking

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    Formation flight can boost the policy argumentfor NextGen and SESAR

    The FAA expects NextGen to reduce aviation fuelconsumption by 1.4 billion gallons by 2018

    Formation flight can boost these savings by 800million gallons

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    Design formation flight technology

    demonstrations for NextGen and SESARAtlantic Interoperability Initiative to Reduce Emissions

    (AIRE)

    Incorporate formation flight requirements into

    next generation ATC development

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    The Department of Defense is the largestinstitutional petroleum user in the world

    DoD requests $1.4 billion in FY2013 budget toimprove energy efficiency

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    The Air Force accounts for 53% of DoDenergy consumption

    The Air Mobility Command accounts for 64%of Air Force fuel consumption

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    Boeing C-17

    16-year, $40 billion program

    C-X Concept Study: 1979First Flight: 1991IOC: 1995

    Airbus A-400M

    35-year, EUR 20 billion+ program

    FIMA Concept Study: 1982First Flight: 1991

    IOC: 2017+

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    Air CargoMilitary Air Mobility

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    Simplified missionplanning around major

    hubs

    Older air cargo fleetstand to benefit

    No passengeracceptance issues

    High quality station-keeping systems

    High risk tolerance

    Reduced ride qualityrequirement

    Military Air Mobility Air Cargo Single Airlines

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    High quality station-keeping systems

    High risk tolerance

    Reduced ride qualityrequirement

    Simplified missionplanning around major

    hubs

    Older air cargo fleetstand to benefit

    No passengeracceptance issues

    No cost/benefit sharingissues

    Depends on the successof next generation AirTraffic Control systems

    Military Air Mobility Air Cargo Single Airlines Airline Alliances

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    High quality station-keeping systems

    High risk tolerance

    Reduced ride qualityrequirement

    Simplified missionplanning around major

    hubs

    Older air cargo fleetstand to benefit

    No passengeracceptance issues

    No cost/benefit sharingissues

    Depends on the successof next generation AirTraffic Control systems

    Institutional frameworkfor cost/benefit sharing

    More flights; moresavings

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    Use formation flight to moderate the design tradeoffsamong persistence, stealth and speed

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    Use variable geometry to reconcile the conflicting

    requirements posed by different flight segments

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    MunksStagger TheoremThe induced drag of a lifting system is

    unchanged as its elements move in thestreamwise direction*

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    MunksStagger TheoremThe induced drag of a lifting system is

    unchanged as its elements move in thestreamwise direction*

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    Use virtual variable geometry to increasethe effective span of low observable UAVs

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    Formation orbit

    Individual and formationISR orbits

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    Formation orbit

    Individual and formationISR orbits

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    Strike

    Formation orbit

    Individual and formationISR orbits

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    Strike

    Formation orbit

    Pahle, J et. al, A Preliminary Flight Investigation of Formation Flight for Drag Reduction on theC-17 Aircraft, NASA Dryden Flight Research Center

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    Ray, R. J., Cobleigh, B. R., Vachon, M. J., and John, C. S., Flight Test Techniques Used toEvaluate Performance Benefits During Formation Flight, TP-2002-210730, NASA, 2002

    Bower, G. and Kroo, I., Multi-Objective Aircraft Optimization for Minimum Cost and EmissionsOver Specific Route Networks, ICAS Congress, 2008

    Bower, G., Flanzer, T., and Kroo, I., Formation Geometries and Route Optimization forCommercial Formation Flight, AIAA Paper, 2009

    Betz, A., Behavior of Vortex Systems, TM-713, NACA, 1933

    Holzapfel, F., Probabilistic Two-Phase Wake Vortex Decay and Transport Model, Journal ofAircraft, Vol. 40, No. 2, March 2003

    King, R. M. and Gopalarathnam, A., Ideal Aerodynamics of Ground Effect and Formation

    Flight, Journal of Aircraft, Vol. 42, No. 5, September 2005 Ning, S. A., Aircraft Drag Reduction Through Extended Formation Flight, Ph.D. thesis, Stanford

    University, 2011

    Xu, J. Ning, A. Bower, G. Kroo, I. Aircraft Route Optimization for Formation Flight, Journal ofAircraft, In Press

    Moshe, S. Blakeley, K. ORourke, R. Department of Defense Energy Initiatives: Backgroundand Issues for Congress, Congressional Research Service, 2012

    Weimerskirch, H., Martin, J., Clerquin, Y., Alexandre, P., and Jiraskova, S., Energy Saving inFlight Formation, Nature, Vol. 413, No. 6857, 10 2001, pp. 697698, doi:10.1038/35099670.

    David S. Lee, David W. Fahey, Piers M. Forster, Peter J. Newton, Ron C.N. Wit, Ling L. Lim,Bethan Owan, and Robert Sausen. Aviation and global climate change in the 21st century.

    Atmospheric Environment, 43:35203537, 2009.