formation flight presentation
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Motivation
Global air travel is expected togrow by 3 fold over the next 3 decades
Aviations contribution to global warming
is expected to grow to 20% by 2050
Source: Lee et al., Aviation and Global Climate Change in the 21stCentury ,2009
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1978 1983 1988 1993 1998 2003 2008
AircraftB
uilt
Airbus A330/A340 Development
Market penetration
Study
Launch
Delivery
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ObjectiveUse formation flight to improve the energy
efficiency and economic performance of todays aircraft
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Design Studies
Route Optimization
Conclusion
Formation Flight
Policy Considerations
Formation Flight
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Photo Source: John Benson, V is for Vamoose, Creative Commons
Bird Migration:
190 BPM when flying solo; 160 BPM when in formation
(Weimerskirch, Martin, Clerquin, Alexandre, andJiraskov, 2001)
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NASA Autonomous Formation Flight Experimentdemonstrated14-18% fuel savings (Ray et al. 2002)
Photo source: NASA
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Apply formation flight to an airline schedule anddemonstrate 7.7% fuel or 2.6% cost savings
Baseline ScheduleOptimized Formation
Flight Schedule
Xu, Ning, Bower, Kroo, Aircraft Route Optimization for Formation Flight, Journal of Aircraft, In Press
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When an aircraft produces lift it also createsenergetic and persistent wake vortices
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The wake vortices create regions ofdownwash and upwash
Ning, Aircraft Drag Reduction Through Extended Formation Flight,2011
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A trailing aircraft flying through the upwashcan reduce its drag at fixed lift
This can lead to reduced fuel burn or longer
range
(Lissaman, 1970, Weimerskirch et al. 2001, Blake and Multhopp, 1998)
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Wake vortices can persist for many miles beforebeing dissipated by viscous forces
Extended formation flight can achieve most ofthe savings of close formation flight
5 to 40 wing spans
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5 to 40 wing spans
Trailing aircraft see all of the savings
Wake evolution is an importantconsideration
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Design Studies
Route Optimization
Conclusion
Formation Flight
Policy Considerations
Route Optimization
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Mission Level
Continuous domain aircraft
mission performanceoptimization
Gradient-based method
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Mission Level
Continuous domain aircraft
mission performanceoptimization
Gradient-based method
System Level
Find the best schedule ofoptimized missions
Integer programing
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All possible solo and
formation missions
n candidate solo and
formation missions
Heuristic filter toeliminate bad routes
n optimized missions
Integer programming tooptimized schedule
Optimized schedule
Optimizemission 1
Optimizemission 2
Optimizemission 3
Optimizemission n
Flight schedule
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All possible solo and
formation missions
n candidate solo and
formation missions
Heuristic filter toeliminate bad routes
n optimized missions
Integer programming tooptimized schedule
Optimized schedule
Optimizemission 1
Optimizemission 2
Optimizemission 3
Optimizemission n
Flight scheduleBaseline flight
schedule
Optimized formation
flight schedule
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All possible solo and
formation missions
n candidate solo and
formation missions
Heuristic filter toeliminate bad routes
n optimized missions
Integer programming tooptimized schedule
Optimized schedule
Optimizemission 1
Optimizemission 2
Optimizemission 3
Optimizemission n
Flight schedule
Combinatorial set ofall possibleformations
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All possible solo and
formation missions
n candidate solo and
formation missions
Heuristic filter toeliminate bad routes
n optimized missions
Integer programming tooptimized schedule
Optimized schedule
Optimizemission 1
Optimizemission 2
Optimizemission 3
Optimizemission n
Flight schedule
Reduce the size ofthe problem
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All possible solo and
formation missions
n candidate solo and
formation missions
Heuristic filter toeliminate bad routes
n optimized missions
Integer programming tooptimized schedule
Optimized schedule
Optimizemission 1
Optimizemission 2
Optimizemission 3
Optimizemission n
Flight schedule
Gradient-basedmission
optimizations
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All possible solo and
formation missions
n candidate solo and
formation missions
Heuristic filter toeliminate bad routes
n optimized missions
Integer programming tooptimized schedule
Optimized schedule
Optimizemission 1
Optimizemission 2
Optimizemission 3
Optimizemission n
Flight schedule
Integer programingto find the best
schedule of flights
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For n flights there are:
n solo routes
n(n-1) two-aircraft formation routes
n(n-1)(n-2) three-aircraft formation routes
NP-hard problem
But only a small subset of formations is practical Filters formations based on spatial and temporal
proximity
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Objectives Fuel burn Direct operating cost (DOC)
Variables (4-D trajectory) Altitudes, weight and Mach numbers Formation rendezvous longitudes, latitudes and altitudes Departure and arrival times
Constraints Rendezvous time and flight state compatibility Segment range Thrust margins Flight time
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Induced drag is sensitive to the offset between vortexand wing tip as well as the longitudinal position
Model accounts for wake roll-up and viscous decay
t i p
t i p
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Aircraft of different types are optimally arranged information according to relative weight and fuel
efficiency (Ning and Kroo, 2011, Xu, Ning, Bower andKroo , 2013)
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Drag buildup
Induced drag from the formation drag model andelliptic load assumptions
Parasite drag from modified flat plate methods
Compressibility drag from the method of Shevell
(1983)
Engine model included in the analysis
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Balance formation cost and fuel savings
Direct operating cost model (Liebeck et al.1995)
$/block hour (crew)
$/flight hour (airframe and engine maintenance) $/gal of fuel and $/lb of oil
Neglect landing fees, insurance and depreciation
C t i ft d f l fl d f t th 4 fli ht t t
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Compute aircraft drag, fuel flow and performance at the 4 flight states
I t t f th t i th B t ti
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Integrate for the segment range using the Breguet equation
The f el b rn objecti e falls o t of the eight
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The fuel burn objective falls out of the weight
Segments represent great circle routes
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Segments represent great circle routes
Middle segment is flown in formation
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gRendezvous and separation longitude and latitudes are design variables
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Formation Flight Fuel Reserve
Models the worst case scenario where an aircraft flies
the longer formation mission but gets no drag savings The aircraft must still carry enough fuel to reach its
destination
The additional weight from the reserve fuel cut
formation flight savings by 25%
Our conservative model of formation flightreduces the fuel burned, but not the fuel carried
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Find the best combination of individually optimalsolo and formation missions
Integer-programming solver with branch and
bound algorithms
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Objective: total fuel burn or cost for the entire flight schedule
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Variables: which solo and formations routes are flown
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Constraints: all scheduled flight must fly once
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Design Studies
Route Optimization
Conclusion
Formation Flight
Policy Considerations
Design Studies
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150 eastbound Star Alliance transatlantic flights
Airbus A330 and A340
Boeing 737,747,757,767 and 777
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Restrictive heuristic filters
The departure and arrival heading differences are lessthan 30 degrees
6 minutes of departure and arrival time flexibility
Optimize 2,500 of the 3.3 million possible
formations 1-week runtime on a laptop
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-6.9% Fuel-2.6% Cost
Minimum Cost Minimum Fuel
Solo Missions 37 23
2-Aircraft Formations 22 26
3-Aircraft Formations 23 25
Distance in Formation 61.1% 67.5%
Change in Flight Time 4.9% 7.4%
Change in Departure Time 5.0% 4.8%
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-7.7% Fuel-2.2% Cost
Minimum Cost Minimum Fuel
Solo Missions 37 23
2-Aircraft Formations 22 26
3-Aircraft Formations 23 25
Distance in Formation 61.1% 67.5%
Change in Flight Time 4.9% 7.4%
Change in Departure Time 5.0% 4.8%
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Design Studies
Route Optimization
Conclusion
Formation Flight
Policy Considerations
Conclusion
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Formation flight can significantly reduce airlinefuel burn and cost:
7.7% fuel or 2.6% cost savings for a largetransatlantic alliance schedule
Results includes the effects of conservative fuelreserves
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Boeing 787
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Finalist, 2009 Airbus Fly Your Idea (FYI) Competition
Proposed formation flight at the 2009 Paris Airshow
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Inspire public interest and discussions on formation flight
and sustainable aviation
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Air Force/DARPA/NASA Experiment
Test flight from Edwards AFB to Hawaii in July,2013 demonstrated10% fuel savings at
longitudinal separations of 2000 to 6000 ftPhoto source: USAF
Pahle, et. al, A Preliminary Flight Investigation of Formation Flightfor Drag Reduction on the C-17 Aircraft, 2011
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Design Studies
Route Optimization
Conclusion
Formation Flight
Future WorkFuture Work
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Alternative formation reserve fuel requirements Cost sharing for multi-airline formations
Model multi-stage flights with delay
Incorporate wake tracking sensors constraints
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Formation flight can benefit from next
generation air traffic control systems Next Generation Air Transport System (NextGen)
Single European Sky ATM Research (SESAR)
Automatic Dependent Surveillance-Broadcast(ADS-B)
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Photo source: Boeing
GNSS provide high resolutionposition and velocity data
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Photo source: Boeing
Replaces legacy ground-basedradar tracking
GNSS provide high resolutionposition and velocity data
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Photo source: Boeing
Ground-based transmissiontowers and data networks relayaircraft state and trajectory toATC
Replaces legacy voice-basedcoordination procedures
Replaces legacy ground-basedradar tracking
In-flight network share time-sensitivity spacing and collisionavoidance data
GNSS provide high resolutionposition and velocity data
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Photo source: Boeing
avoidance data
Ground-based transmissiontowers and data networks relayaircraft state and trajectory toATC
Replaces legacy voice-basedcoordination procedures
Replaces legacy ground-basedradar tracking
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Formation flight can boost the policy argumentfor NextGen and SESAR
The FAA expects NextGen to reduce aviation fuelconsumption by 1.4 billion gallons by 2018
Formation flight can boost these savings by 800million gallons
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Design formation flight technology
demonstrations for NextGen and SESARAtlantic Interoperability Initiative to Reduce Emissions
(AIRE)
Incorporate formation flight requirements into
next generation ATC development
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The Department of Defense is the largestinstitutional petroleum user in the world
DoD requests $1.4 billion in FY2013 budget toimprove energy efficiency
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The Air Force accounts for 53% of DoDenergy consumption
The Air Mobility Command accounts for 64%of Air Force fuel consumption
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Boeing C-17
16-year, $40 billion program
C-X Concept Study: 1979First Flight: 1991IOC: 1995
Airbus A-400M
35-year, EUR 20 billion+ program
FIMA Concept Study: 1982First Flight: 1991
IOC: 2017+
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Air CargoMilitary Air Mobility
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Simplified missionplanning around major
hubs
Older air cargo fleetstand to benefit
No passengeracceptance issues
High quality station-keeping systems
High risk tolerance
Reduced ride qualityrequirement
Military Air Mobility Air Cargo Single Airlines
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High quality station-keeping systems
High risk tolerance
Reduced ride qualityrequirement
Simplified missionplanning around major
hubs
Older air cargo fleetstand to benefit
No passengeracceptance issues
No cost/benefit sharingissues
Depends on the successof next generation AirTraffic Control systems
Military Air Mobility Air Cargo Single Airlines Airline Alliances
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High quality station-keeping systems
High risk tolerance
Reduced ride qualityrequirement
Simplified missionplanning around major
hubs
Older air cargo fleetstand to benefit
No passengeracceptance issues
No cost/benefit sharingissues
Depends on the successof next generation AirTraffic Control systems
Institutional frameworkfor cost/benefit sharing
More flights; moresavings
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Use formation flight to moderate the design tradeoffsamong persistence, stealth and speed
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Use variable geometry to reconcile the conflicting
requirements posed by different flight segments
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MunksStagger TheoremThe induced drag of a lifting system is
unchanged as its elements move in thestreamwise direction*
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MunksStagger TheoremThe induced drag of a lifting system is
unchanged as its elements move in thestreamwise direction*
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Use virtual variable geometry to increasethe effective span of low observable UAVs
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Formation orbit
Individual and formationISR orbits
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Formation orbit
Individual and formationISR orbits
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Strike
Formation orbit
Individual and formationISR orbits
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Strike
Formation orbit
Pahle, J et. al, A Preliminary Flight Investigation of Formation Flight for Drag Reduction on theC-17 Aircraft, NASA Dryden Flight Research Center
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Ray, R. J., Cobleigh, B. R., Vachon, M. J., and John, C. S., Flight Test Techniques Used toEvaluate Performance Benefits During Formation Flight, TP-2002-210730, NASA, 2002
Bower, G. and Kroo, I., Multi-Objective Aircraft Optimization for Minimum Cost and EmissionsOver Specific Route Networks, ICAS Congress, 2008
Bower, G., Flanzer, T., and Kroo, I., Formation Geometries and Route Optimization forCommercial Formation Flight, AIAA Paper, 2009
Betz, A., Behavior of Vortex Systems, TM-713, NACA, 1933
Holzapfel, F., Probabilistic Two-Phase Wake Vortex Decay and Transport Model, Journal ofAircraft, Vol. 40, No. 2, March 2003
King, R. M. and Gopalarathnam, A., Ideal Aerodynamics of Ground Effect and Formation
Flight, Journal of Aircraft, Vol. 42, No. 5, September 2005 Ning, S. A., Aircraft Drag Reduction Through Extended Formation Flight, Ph.D. thesis, Stanford
University, 2011
Xu, J. Ning, A. Bower, G. Kroo, I. Aircraft Route Optimization for Formation Flight, Journal ofAircraft, In Press
Moshe, S. Blakeley, K. ORourke, R. Department of Defense Energy Initiatives: Backgroundand Issues for Congress, Congressional Research Service, 2012
Weimerskirch, H., Martin, J., Clerquin, Y., Alexandre, P., and Jiraskova, S., Energy Saving inFlight Formation, Nature, Vol. 413, No. 6857, 10 2001, pp. 697698, doi:10.1038/35099670.
David S. Lee, David W. Fahey, Piers M. Forster, Peter J. Newton, Ron C.N. Wit, Ling L. Lim,Bethan Owan, and Robert Sausen. Aviation and global climate change in the 21st century.
Atmospheric Environment, 43:35203537, 2009.