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FORMULATION AND STABILITY OF ASCORBIC ACID IN LIQUID AND SEMISOLID PREPARATIONS
Thesis
presented by
MUHAMMAD ALI SHERAZ BPharm M Phil (BMU) RPh
for the degree of
Doctor of Philosophy
in
Baqai Medical University
Department of Pharmaceutics Faculty of Pharmaceutical Sciences Baqai Medical University Karachi Pakistan October 2009
CERTIFICATE
This is to certify that the work presented in this thesis entitled ldquoFormulation and
Stability of Ascorbic Acid in Liquid and Semisolid Preparationsrdquo is original and has
been conducted by Mr Muhammad Ali Sheraz under my supervision as fulfilment of
the requirement of PhD degree from the Faculty of Pharmaceutical Sciences Baqai
Medical University Karachi
Professor Dr Iqbal Ahmad
Faculty of Pharmaceutical Sciences
Baqai Medical University Karachi
iv
ABSTRACT
The present investigation is based on a study of the photodegradation of ascorbic
acid (vitamin C) in organic solvents and in oil-in-water cream preparations containing a
combination of emulsifying agents and humectants It also involves the study of the effect
of other vitamins (riboflavin nicotinamide and alpha-tocopherol) and certain compounds
acting as stabilizing agents (citric acid tartaric acid and boric acid) on the rate of
photodegradation of ascorbic acid in cream preparations The photodegradation of
ascorbic acid in organic solvents and cream preparations (pH 40ndash70) leads to the
formation of dehydroascorbic acid which is also biologically active The kinetics of
photodegradation of ascorbic acid alone and in combination with other vitamins in
creams has been studied using a UV spectrophotometric method and the official
iodimetric method respectively These methods were validated in the presence and
absence of other vitamins stabilizing agents under the experimental conditions
employed The recoveries of ascorbic acid in creams are in the range of 90ndash96 and the
reproducibility of the analytical methods is within plusmn 5
The apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in aqueous organic solvents (029ndash040 times 10ndash3
minndash1
) and in creams (044ndash142 times
10ndash3
minndash1
) have been determined A linear relationship has been observed between kobs
and solvent dielectric constant reciprocal of solvent viscosity indicating the dependence
of the rate of photodegradation on solvent characteristics
In the creams the photodegradation of ascorbic acid appears to be affected by the
concentration of other vitamins pH of the medium carbon chain length of the
emulsifying agents (myristic acid palmitic acid and stearic acid) viscosity of the
v
humectant (ethylene glycol propylene glycol and glycerin) and redox potentials of
ascorbic acid The study indicates that the relative polar character of the emulsifying
agent and the ionized state and redox potential of ascorbic acid at a particular pH are
important factors in the photodegradation of ascorbic acid in creams
The second-order rate constants (kprime) (320 times 10ndash2
ndash 189 Mndash1
minndash1
) for the
photochemical interaction of ascorbic acid and the individual vitamins (riboflavin
nicotinamide alpha-tocopherol) along with the values of k0 obtained from the intercepts
of the plots of kobs versus vitamin concentration are also reported The values of k0
indicate that riboflavin and nicotinamide act as photosensitizing agents and alpha-
tocopherol acts as a stabilizing agent in the photodegradation of ascorbic acid in the
creams The kobs verses pH profiles for the photodegradation of ascorbic acid in creams
represents sigmoid type curves indicating the oxidation of the ionized form (AHndash) of
ascorbic acid (pKa1 41) with pH The AHndash species appears to be more susceptible to
photooxidation than the non-ionized form of ascorbic acid The effect of stabilizing
agents on the photodegradation of ascorbic acid has been found to be in the order of citric
acid gt tartaric acid gt boric acid The low activity of boric acid may be to some extent due
to its interaction with the emulsifying agents and humectants The polarity of the
emulsifying acids also plays a part in the rate of degradation of ascorbic acid Reaction
schemes for the photodegradation of ascorbic acid and its photochemical interaction with
riboflavin nicotinamide and alpha-tocopherol have been presented
vi
ACKNOWLEDGMENTS
I am highly grateful to All Mighty Allah who guided me in all difficulties and
provided me strength to overcome the problems during this work
Words are confined and inefficacious to express my immense gratitude to my
respectable supervisor Prof Dr Iqbal Ahmad Department of Pharmaceutical
Chemistry for his guidance encouragement keen interest and above all giving his
valuable time suggestions and attention His personality has been a source of constant
inspiration through out my research work
I would like to extend my sincere thanks to Prof Lt Gen (R) Dr Syed Azhar
Ahmed Vice Chancellor Baqai Medical University for his personal interest and
constant encouragement through out the study
It is my great desire to express my gratitude to Prof Dr Syed Fazal Hussain
CEO Baqai Institute of Pharmaceutical Sciences for his cooperation and attention and
providing all the facilities of the Institute at my disposal during the research work
I am also thankful to Mrs Shaukat Khalid Dean Faculty of Pharmaceutical
Sciences for her support during the study
I feel honored to express my sincere thanks and indebtedness to Prof Dr
Khursheed Ali Khan Department of Pharmaceutics Prof Dr Aminuddin Department
of Pharmaceutical Chemistry and Dr Faiyaz H M Vaid Chairman Department of
Pharmaceutical Chemistry Faculty of Pharmacy University of Karachi who helped me
selflessly with their invaluable suggestions through out the research work
vii
I feel immense pleasure to pay my sincere and special thanks to Ms Sofia
Ahmed Assistant Professor and In charge Department of Pharmaceutics who lent all
sort of cooperation and spared no effort in helping me during this work
Special thanks are due to Mr Saif-ur-Rehman Khatak Deputy Drug Controller
for his cooperation and help during this study
I acknowledge with sincere thanks the contribution of Tabros Pharmaceutical
Industry Karachi for providing me the opportunity to use their facilities for certain
measurements without which the completion of this work would not have been possible
I highly appreciate the technical services rendered by Mr Anees Mr Wajahat
and Mr Sajjad in pursuance of this study
I am very grateful to Mrs Prof Dr Iqbal Ahmad for her kindness and generous
hospitality during my innumerable visits to their residence
Last but not the least I would like to express my immense indebtedness to My
Gracious Parents Beloved Brothers and Sisters for their moral support kindness and
encouragement throughout my career
I am also thankful to all my students for their affectionate feelings
M A S
viii
To
My Beloved Parents amp
Late Prof Dr S Sabir Ali for their interest and endless support
ix
CONTENTS
Chapter Page
ABSTRACT iv
ACKNOWLEDGEMENTS vi
I INTRODUCTION 1
11 HISTORICAL BACKGROUND 2
12 PHYSICOCHEMICAL CHARACTERISTICS OF
ASCORBIC ACID
2
13 CHEMISTRY OF ASCORBIC ACID 3
131 Nomenclature and Structure 3
132 Chemical Stability 3
14 BIOCHEMICAL FUNCTIONS 7
15 ANTIOXIDANT ACTIVITY 8
16 PHOTOSTABILITY OF DRUGS 9
17 KINETIC TREATMENTS OF PHOTOCHEMICAL
REACTIONS
12
18 LITERATURE ON ASCORBIC ACID 15
II PHOTODEGRADATION REACTIONS AND ASSAY OF
ASCORBIC ACID
17
21 PHOTODEGRADATION REACTIONS 18
211 Photodegradation of Ascorbic Acid 18
212 Effect of Various Substances on Photodegradation of Ascorbic
Acid
20
213 Photosensitized Oxidation of Ascorbic Acid 22
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins 25
22 ASSAY OF ASCORBIC ACID 26
221 Spectrophotometric Methods 26
222 Fluorimetric Methods 28
x
223 Mass spectrometric Methods 28
224 Chromatographic Methods 28
225 Enzymatic Methods 29
226 Commercial Kits for Clinical Analysis 30
227 Analysis in Creams 30
III FORMULATION AND STABILITY OF CREAM
PREPARATIONS
31
31 FORMULATION OF CREAM PREPARATIONS 32
311 Choice of Emulsion Type 32
312 Choice of Oil Phase 33
313 Emulsion Consistency 33
314 Choice of Emulsifying Agent 34
315 Formulation by the HLB Method 34
316 Concept of Relative Polarity Index 35
32 FORMULATION OF ASCORBIC ACID CREAMS 37
33 STABILITY OF CREAMS 39
331 Physical Stability 39
332 Chemical Stability 39
333 Microbial Stability 40
334 Stability of Ascorbic Acid in Liquid Formulations 41
335 Stability of Ascorbic Acid in Emulsions and Creams 41
336 Stability Testing of Emulsions 45
3361 Macroscopic examination 46
3362 Globule size analysis 46
3363 Change in viscosity 46
3364 Accelerated stability tests 46
337 FDA Guidelines for Semisolid Preparations 46
xi
OBJECT OF PRESENT INVESTIGATION 48
IV MATERIALS AND METHODS 51
41 MATERIALS 52
42 METHODS 55
421 Cream Formulations 55
422 Preparation of Creams 56
423 Thin-Layer Chromatography 57
424 pH Measurements 57
425 Ultraviolet and Visible Spectrometry 58
426 Photolysis of Ascorbic Acid 59
4261 Creams 59
4262 Aqueous and organic solvents 59
4263 Storage of creams in dark 59
427 Measurement of Light Intensity 59
428 Procedure 60
4281 Calculation 62
429 Viscosity Measurements 63
4210 Assay method 65
42101 UV spectrophotometric method for the assay of creams
containing ascorbic acid alone
65
42102 Iodimetric method for the assay of ascorbic acid in creams
containing riboflavin nicotinamide and alpha-tocopherol 65
42103 Spectrophotometric method for the assay of ascorbic acid in
aqueous and organic solvents
67
V PHOTODEGRADATION OF ASCORBIC ACID IN
ORGANIC SOLVENTS AND CREAM FORMULATIONS
68
51 INTRODUCTION 69
52 PHOTOPRODUCTS OF ASCORBIC ACID 71
xii
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED
SOLUTIONS
71
54 ASSAY OF ASCORBIC ACID IN CREAMS AND
SOLUTIONS
73
55 EFFECT OF SOLVENT 74
56 EFFECT OF CONCENTRATION 80
57 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
88
58 EFFECT OF VISCOSITY 94
59 EFFECT OF pH 94
510 EFFECT OF REDOX POTENTIAL 96
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE
OXIDATION OF ASCORBIC ACID
97
512 DEGRADATION OF ASCORBIC ACID IN THE DARK 98
VI PHOTOCHEMICAL INTERACTION OF ASCORBIC
ACID WITH RIBOFLAVIN NICOTINAMIDE AND
ALPHA-TOCOPHEROL IN CREAM FORMULATIONS
109
61 INTRODUCTION 110
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED
CREAMS
114
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER
VITAMINS
114
64 ASSAY METHOD 116
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC
ACID
117
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID 128
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC
ACID
129
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH
ASCORBIC ACID
130
69 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
130
xiii
610 EFFECT OF VISCOSITY OF CREAMS 132
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE
OF OTHER VITAMINS IN THE DARK
135
VII STABILIZATION OF ASCORBIC ACID WITH CITRIC
ACID TARTARIC ACID AND BORIC ACID IN CREAM
FORMULATIONS
141
71 INTRODUCTION 142
72 CREAM FORMULATIONS 142
73 PRODUCTS OF ASCORBIC ACID
PHOTODEGRADATION
145
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS 145
75 ASSAY OF ASCORBIC ACID IN CREAMS 145
76 KINETICS OF PHOTODEGRADATION 146
77 EFFECT OF STABILIZING AGENTS 146
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF
STABILIZING AGENTS IN THE DARK
162
79 EFFECT OF ADDITIVES ON TRANSMISSION OF
ASCORBIC ACID
163
CONCLUSIONS AND SUGGESTIONS 179
CONCLUSIONS 180
SUGGESTIONS 184
REFERENCES 185
AUTHORrsquoS PUBLICATIONS 226
CHAPTER I
INTRODUCTION
2
11 HISTORICAL BACKGROUND
The disease scurvy which now is known as a condition due to a deficiency of
ascorbic acid in the diet has considerable historical significance (Schick 1943
Carpenter 1986 Bardolph and Taylor 1997 Thomas 1997 Bors 2005) Zilva (1932)
isolated the antiscorbutic activity factor from a crude fraction of lemon and showed that
the activity was destroyed by oxidation and protected by reducing agents Waugh and
King (1932) isolated crystalline vitamin C from lemon juice and showed it to be the
antiscorbutic factor Szent-Gyorgyi (1928) had isolated the same factor from pepper in
connection with his biological oxidation-reduction studies Hirst and Zilva (1933)
identified the antiscorbutic factor as ascorbic acid Early work on the chemical
identification and elucidation of the structure of ascorbic acid has been well documented
(Carpenter 1986) The first synthesis of L-ascorbic acid was achieved almost
simultaneously by Ault et al (1933) and Reichstein et al (1933)
Plants and most animals synthesize their own vitamin C but humans lack this
ability due to the deficiency in an enzyme L-gulono-gamma-lactone oxidase that
catalyzes the terminal step in ascorbic acid biosynthesis (Nishikimi et al 1994)
Therefore humans obtain this vitamin from diet and or vitamin supplements to not only
avoid the development of scurvy but also for overall well being (Stone 1969 Lewin
1976 Davies et al 1991) The minimal daily requirement for ascorbic acid in healthy
adults is 40ndash60 mg (Truswell 2003 Mason 2007 Eitenmiller et al 2008 Elia 2009)
12 PHYSICOCHEMICAL CHARACTERISTICS OF ASCORBIC ACID
The important physicochemical characteristics of ascorbic acid (Table 1) involved
in its identification and degradation are described by many authors (Connors et al 1986
3
OrsquoNeil 2001 Moffat et al 2004 Sinko 2006 Johnston et al 2007) The most
important chemical property of ascorbic acid is the reversible oxidation to semidehydro-
L-ascorbic acid and further oxidation to dehydro-L-ascorbic acid This property is the
basis for its physiological activity In addition the proton on oxygenndash3 is acidic (pKa1 =
417) which contributes to the acidic nature of ascorbic acid (1)
13 CHEMISTRY OF ASCORBIC ACID
131 Nomenclature and Structure
The IUPAC-IUB Commission on Biochemical Nomenclature changed the name
vitamin C (2-oxo-L-theo-hexono-4-lactone-23-enediol) to ascorbic acid or L-ascorbic
acid in 1965 (Johnston et al 2007) The chemical structure of ascorbic acid (1) is
HO OH
O
OHHO
H
(1)
O
The molecule has a near planar five-membered ring with two chiral centers
which contain four stereoisomers
132 Chemical Stability
Ascorbic acid is sensitive to air and light and is kept in a well-closed container
protected from light (British Pharmacopoeia 2009) The degradation reactions of
ascorbic acid in aqueous solution depend on a number of factors such as pH temperature
presence of oxygen or metal It is not very stable in aqueous media at room
temperature and undergoes oxidative degradation to dehydroascorbic acid and
4
Table 1 Physicochemical characteristics of ascorbic acid
Empirical formula C6H8O6
Molar mass 17613
Crystalline form Monoclinic mix of platelets and needles
Melting point 190 to 192 degC
[α]25
+205deg to +215deg
pH
5 mg ml
50 mg ml
~3
~2
pKa 417 1157 (20deg)
Redox potential
(dehydroascorbic acid ascorbate)
(H+ ascorbate
ndash)
ndash174 mV
+282 mV
Solubility g ml
Water
Ethanol absolute
Ether chloroform benzene
033
002
Insoluble
UV spectrum
Absorption maximum [A(1 1 cm)]
pH 20
pH 70
245 nm [695]
265 nm [940]
Infrared spectrum
Principal peaks (Nujol mull)
1026 (CminusOH str) 1111(CminusOminusC str) 1312
(minusCminusOminus str) 1653 (C=O str) 990 (C=C str)
cmndash1
Mass spectrum
Principal ions at mz
29 41 39 42 69 116 167 168
D
5
23-diketogulonic acid The stability of ascorbic acid and dehydroascorbic acid can be
improved by lowering the pH below 2 (Wechtersbach and Cigic 2007) Above pH 7
alkali-catalyzed degradation by cleavage at Cndash1 or Cndash2 results in a number of
compounds mainly monondash dindash and tricarboxylic acids (Connors et al 1986 Bors and
Buettner 1997 Halliwell and Whiteman 1997) The oxidative degradation of ascorbic
acid and dehydroascorbic acid in parenteral nutrition mixtures is catalyzed by trace
elements particularly copper (Allwood 1984ab Allwood et al 1992 Allwood and
Kearney 1998 Kearney et al 1998 Gibbons et al 2001) Stabilized ascorbic acid
preparations in hydroalcoholic vehicle (Kaplan et al 1989) and aquaculture feeds
(OrsquoKeefe 2001) have been reported The various oxidation products of ascorbic acid are
shown in Fig 1
It is interesting to note that in addition to redox and acid-base properties ascorbic
acid can exist as a free radical (Bielski et al 1981 Bielski 1982 Halliwell 1996 Bors
and Buettner 1997) The ascorbate radical anion is an important intermediate in the
reactions involving oxidants and ascorbic acidrsquos antioxidant activity Rate constants for
the generation of ascorbate radicals are in the range of 104ndash10
8 s
ndash1 When ascorbate
radicals are generated by oxyanions the rate constants are of the order of 104ndash10
7 s
ndash1
when generated by halide radicals 106ndash10
8 s
ndash1 and when generated by tocopherols and
flavonoids radicals 106ndash10
8 s
ndash1 (Bielski 1982 Halliwell and Whiteman 1997) The
ascorbate radicals decay usually by disproportionation However a change in ionic
strength or pH can influence the rate of dismutation of ascorbic acid Certain oxyanions
such as phosphates accelerate dismutation (Bielski et al 1981) The acceleration is
attributed to the activity of various protonated forms of phosphate to donate a proton
6
Fig 1 Oxidation products of ascorbic acid
O
OHOH
H
OO
OHOH
H
OO
OHOH
H
O
Ascorbyl radical anion
(interm ediate)
Ascorbic acid
(1)
-e- -2H
+
+e- +2H
+
-e-
+e-
Dehydroascorbic acid
(2)
23-diketo-L-gulonic acid
O xalic acid
+
L-Threonic acid
L-Xylose
+
C O 2
CO 2
L-Xylonic acid
+
L-Lyxonic acid CO 2
HO OH O O-
O O
7
efficiently to the ascorbate radical particularly the dimer form of ascorbate
The unusual stability of the ascorbate radical in biological systems dictates that
accessory enzymatic systems be made available to reduce the potential transient
accumulation of ascorbate radical The excess ascorbate radicals may initiate a chain of
free-radicals reactions In plants NADHmonodehydroascorbate reductase maintains
ascorbic acid in its reduced form NADHmonodehydroascorbate reductase plays a major
role in stress related responses in plants Glutathione dehydroascorbate reductase serves
this purpose in animal tissues Such enzymes keep ascorbic acid operating at maximum
efficiency so that other enzyme systems may take advantage of the univalent redox
cycling capacity of ascorbate (Asard et al 2004 Johnston et al 2007)
The anaerobic degradation of ascorbic acid has been studied by Finholt et al
(1963) Under these conditions the molecule is dehydrated and hydrolyzed in aqueous
solution to give furfural and carbon dioxide The rate of degradation is maximum at pH
41 corresponding to the pKa of ascorbic acid This has been suggested due to the
formation of a saltndashacid complex in solution The reaction is dependent on buffer
concentration but has relatively small effect of ionic strength
14 BIOCHEMICAL FUNCTIONS
Ascorbic acid plays an essential role in the activities of several enzymes It is vital
for the growth and maintenance of healthy bones teeth gums ligaments and blood
vessels It is important for the manufacture of certain neurotransmitters and adrenal
hormones Ascorbic acid is required for the utilization of folic acid and the absorption of
iron It is also necessary for normal immune responses to infection and for wound healing
(Henry 1997)
8
Ascorbic acid deprivation and scurvy include a range of signs and symptoms that
involves defects in specific enzymatic processes (Johnston et al 2007) The
administration of ascorbic acid improves most of the signs of chemically induced
glutathione (L-γ-glutamyl-L-cysteine-glycine GSH) deficiency (Meister 1994) The
effect is very pronounced in newborn rats which do not efficiently synthesize ascorbic
acid in contrast to adult rats and guinea pigs When L-buthionine-(SR)-sulphoxime is
administered in addition to the loss in GSH there is a marked increase in
dehydroascorbic acid This has led to the hypothesis that GSH is very important to
dehydroascorbic acid reduction and as a sequence to ascorbic acid recycling (Meister
1995)
Ascorbic acid also possesses pro-oxidant properties and may cause apoptosis
lymphoid and myeloid cells It has been shown that dehydroascorbic acid also stimulates
the antioxidant defenses in some cells by preferentially importing dehydroascorbate over
ascorbate (Braun et al 1997 Banhegyi et al 1998 Puskas et al 2000 2002)
15 ANTIOXIDANT ACTIVITY
Ascorbic acid is known to readily scavenge reactive oxygen and nitrogen species
such as superoxide and hydroperoxyl radicals aqueous peroxyl radicals singlet oxygen
ozone peroxynitrite nitrogen dioxide nitroxide radicals and hypochlorous acid Excess
of such products has been associated with lipids (Niki and Noguchi 1997 Carr et al
2000 Urso and Clarkson 2003) DNA (Fraga et al 1991 1996 Lindahl 1993) and
protein oxidation (Stadtman 1991 Berlett and Stadtman 1997 Dean et al 1997
Ortwerth and Monnier 1997 Padayatty et al 2003)
9
The electron donor character of ascorbate may be responsible for many of its
known biological functions Inspite of the availability of ascorbic acid to influence the
production of hydroxyl and alkoxyl radicals it remains uncertain whether this is the
principal effect or mechanism that occurs in vivo There is a good evidence that ascorbic
acid protects lipids in biological fluids as an antioxidant (Johnston et al 2007) A
detailed account of the function of ascorbate as an antioxidant and its reactions with
reactive nitrogen species and singlet oxygen has been reported by Packer et al (2002)
and Buettner and Schafer (2004)
Ascorbic acid (Eordm ndash0115 V pH 52 Sinko 2006) has been used as an antioxidant
for the stabilization of drugs with a higher oxidation potential These drugs include
morphine (Yeh and Lach 1961) vitamin A (Wright 1986) rifampin (Maggi et al
1966) cholecalciferol (Nerlo et al 1968 Sawicka 1991) promethazine (Underberg
1978) and sulphacetamide and sulphanilamide (Ahmad and Ahmad 1983)
16 PHOTOSTABILITY OF DRUGS
Many drug substances are sensitive to light (British Pharmacopoeia 2009) and
may degrade in pharmaceutical formulations to inactive or toxic compounds This could
make a product therapeutically inactive while in use by the patients The
photodegradation (photolysis) of drug substances may occur not only during storage but
also during the use of the product It may involve several mechanisms including
oxidation reduction hydrolysis decarboxylation isomerization rearrangement and other
reactions Normal sunlight or room light may cause substantial degradation of drug
molecules The study of degradation of drug substances under the action of UVvisible
light is relevant to the process of drug development for several reasons such as
10
Exposure to light can influence the stability of a drug formulation resulting in the
loss of potency
Inappropriate exposure to light of the raw material or the final product can lead to
the formation of toxic photoproducts that are dangerous to health
Information about the stability of drug substances and formulations is needed to
predict the shelf-life of the final product (Tonnesen and Moore 1993)
The development of light-activated drugs involves activation of the compound
through photochemical reactions (Tonnesen 1991)
Adverse effects due to the formation of minor degradation products during
storage and administration have been reported (de Vries et al 1984) The drugs
substances may also cause light-induced side effects after administration to the patient by
interaction with endogenous substances The study of the photochemical properties of
drug substances and formulated products is an integral part of formulation development
to ensure the safety and efficacy of the product
The photodegradation of drug substances occurs as a result of the absorption of
radiation energy by a molecule (A) to produce an excited state species (A) (11) The
absorbed energy can be lost either by a radiative process involving fluorescence or
phosphorescence (12) or by a physical or chemical radiationless process The physical
process results in the loss of energy as heat (13) or by collisional quenching (14) The
chemical decay leads to the formation of a new species (15) The whole process is
represented as
11
A A (11)
A A + hυprime (12)
A A + heat (13)
A + A 2A (14)
A product (s) (15)
According to the Stark-Einstein law the absorption of one quantum of radiation
results in the formation of one excited molecule which may take part in several
photochemical processes [Eqs (11)ndash(15)] The quantum yield φ for any one of these
processes is defined by
Number of molecules undergoing the photochemical process φ =
Number of quanta absorbed
Considering a pure photochemical reaction the quantum yield has a value of 0ndash1
however if A is a radical that can take part in a free-radical chain reaction so that the
absorption of energy simply initiates the reaction then each quantum of energy may
result in the decomposition of molecules and φ may appear to be greater than 1 (Connors
et al 1986)
Detailed information on the photostability and photodegradation of drug
substances including vitamins alone or in solid or liquid formulations is available in the
reviews published by DeRitter (1982) Albini and Fasani (1998) Sequeira and Vozone
(2000) Tonnesen (2002 2004) Yoshioka and Stella (2002) Min and Boff (2002) Reed
et al (2003) Fasani and Albini (2005) and Sinko (2006) The photostability of cosmetic
materials has been reviewed by Sugden (1985) Important aspects dealing with the
photostability testing of drug substances have been dealt by Anderson et al (1991)
k1
k2
k3
k4
hυ
12
Tonnesen and Moore (1993) Tonnesen and Karlsen (1997) Riehl et al (1995) ICH
(1997) Singh and Bakshi (2000) Valvani (2000) Thatcher et al (2001ab) Fasani and
Albini (2005) Klick et al (2005) Singh (2006) and Ahmad and Vaid (2006)
17 KINETIC TREATMENT OF PHOTOCHEMICAL REACTIONS
The kinetic treatment of photochemical reactions with reference to the
photostability of drug substances has been considered by Moore (2004) and is presented
in this section
The photostability testing of a drug substance at the preformulation stage involves
a study of the drugrsquos rate of degradation in solution on exposure to light for a period of
time The value of the degradation rate constant depends very much on the design of the
experimental conditions (eg concentration solvent pH irradiation source oxygen
content) The factors that determine the rate of a photochemical reaction are simply the
rate at which the radiation is absorbed by the test sample (ie the number N of photons
absorbed per second) and the efficiency of the photochemical process (ie the quantum
yield of the reaction φ) For a monochromatic photon source the number of photons
absorbed depends upon the intensity of the photon source and the absorbance at that
wavelength of the absorbing species The rate of a photochemical reaction is defined as
Rate = number of molecules transformed per second = N φ (16)
In the first instance the rate can be determined for a homogeneous liquid sample
in which the only photon absorption is due to the drug molecule undergoing
transformation with the restriction that the concentration is low so that the drug does not
absorb all of the available radiation in the wavelength range corresponding to its
13
absorption spectrum The value of N can be derived at a particular wavelength λ and is
given by
Nλ = Iλ ndash It = Iλ (1 ndash 10ndashA
) (17)
where Iλ and It are the incident and transmitted radiation intensities respectively and A is
the absorbance of the sample at the wavelength of irradiation This expression can be
expanded as a power series
Nλ = 2303 Iλ (A + A22 + A
36 + hellip) (18)
When the absorbance is low (Alt 002) the second- and higher-order terms are negligible
and the expression simplifies to the first term in Eq 18 Given the Beerrsquos law relation
between absorbance and concentration N can be seen to be directly proportional to
concentration
Nλ = 2303 Iλ A = 2303 Iλ ελ b C (19)
where ελ is the molar absorptivity at wavelength λ C the molar concentration of the
absorbing species and b the optical path length of the reaction vessel Now Iλ and ελ vary
with wavelength so the expression must be integrated over the relevant wavelength range
where each has a non-zero value
N = 2303 b C int (Iλ ελ) dλ integrated from λ1 to λ2 (110)
Thus
Rate = 2303 b C φ int (Iλ ελ) dλ (111)
Now the overlap integral (int Iλ ελ dλ) is a constant for a particular combination of photon
source and absorbing substance b is determined by the reaction vessel chosen and φ is a
characteristic of the reaction Thus by grouping the constant terms into an overall
constant k1 the expression is simplified to a first-order kinetic equation
14
Rate = ndashd [Drug] dt = k1C (112)
The integrated form of Eq 112 can be expressed in exponential form (Eq 113) or
logarithmic form (Eq 114)
[Drug]t = [Drug]0 endashk1t
(113)
ln [Drug]t = ln [Drug]0 ndash k1t (114)
Verification of first-order kinetics is obtained when a plot of the logarithm of the
concentration of drug remaining is linear with slope equal to (ndashk1)
Eq 112 predicts that a photodegradation reaction studied at low concentrations in
solution will follow first-order kinetics however the rate constant derived from a study
performed in one laboratory will not be the same as that found in another The reason for
this is the inherent difficulty in reproducing exactly the experimental arrangement of
photon source and sample irradiation geometry Therefore the relative values of the rate
constants are useful in a given experimental arrangement for making comparisons of
degradation of the absorbing substance in different formulations eg those containing
ingredients designed to inhibit the photoreaction The use of rate constants is helpful for
comparative purposes when studying a number of different reaction mixtures under the
same irradiation conditions such as the effect of pH on the degradation of a drug
However the reaction order and numerical values of the rate constants are relative to the
specific conditions used
15
18 LITERATURE ON ASCORBIC ACID
A large number of reviews have been published on various aspects of ascorbic
acid A list of important reviews is given below
Chemistry biochemical functions and related aspects
Rosenberg (1945) Burns (1961) King and Burns (1975) Sim (1972) Hanck
(1982) Zaeslein (1982) Seib and Tolbert (1982) Carpenter (1986) Levine
(1986) Davies et al (1991) Halliwell and Whiteman (1997) Ortega and Delgado
(1998) Asard et al (2004) Hickey and Roberts (2004) Johnston et al (2007)
Eitenmiller (2008)
Chemical and pharmaceutical stability
Macek (1960) Garrett (1967) Carstensen (1972) Dale and Booth (1976) Hashmi
(1973) Litner (1973) DeRitter (1982) Allwood (1984ab) Allwood and Kearney
(1998) Connors et al (1986) Smith et al (1988) Racz (1989) Roth et al 1991
Ball (2006) Eitenmiller et al (2008) Sweetman (2009)
Methods of assay and chromatography
Mader (1961) Gyorgy and Pearson (1967) Bolliger and Konig (1969) Hashmi
(1973) Al-Meshal and Hassan (1982) Pelletier (1985) Lambert and deLeenheer
(1992) Halver and Felton (2001) Moffat et al (2004) Ball (2006) Eitenmiller et
al (2008)
Pharmacology and related aspects
Levine (1986) Dollery (1999) Sauberlich (1994ab) McDowell (2000)
Kaushansky and Kipps (2006) Sweetman (2009)
16
Antioxidant activity
Basu et al (1999) Shacter (2000) Thiele et al (2000) Cadenas and Packer
(2002) Packer et al (2002) Padayathy et al (2003) Parker and Parker (2003)
Burke (2006) Johnston et al (2007)
Cosmetic Preparations
Barel et al (2001) Salvador and Chisvert (2007) Rosen (2005) Bissett (2006)
Chaudhri and Jain (2009)
CHAPTER II
PHOTODEGRADATION
REACTIONS AND ASSAY
OF ASCORBIC ACID
18
21 PHOTODEGRADATION REACTIONS
211 Photodegradation of Ascorbic Acid
Aqueous ascorbic acid (1) solutions are degraded by UV light to give
dehydroascorbic acid (2) (Arcus and Zilva 1940) Ascorbic acid degradation at a
concentration of 52 and 50 mg on UV irradiation for 2 hours gave a loss of 43 and 8
respectively Dehydroascorbic acid solutions are more stable to UV light than the
ascorbic acid (Kitagawa 1968) In many natural products the vitamin is oxidized on
exposure to air and light (OrsquoNeil 2001) When solutions of multivitamin preparations are
exposed to light H2O2 as well as organic peroxides are generated and specific
byproducts that differ from dehydroascorbic acid and 23-diketogulonic acid (3) are
produced (Lavoie et al 2004)
In aqueous neutral or alkaline solution ascorbic acid (1) undergoes chemical or
photochemical oxidation to dehydroascorbic acid (2) which upon saponification of the
lactone ring under the influence of the base water produces 23-diketo-L-gulonic acid (an
α szlig- diketogulonic acid) (3) This acid undergoes further oxidation to oxalic acid (4) and
L-threonic acid (5) (Racz 1989) (Fig 2a) At room temperature oxalic acid (4) is also
formed along with threonolactone (6) by photochemical degradation of ascorbic acid (1)
in the presence of singlet oxygen (1O2) (Silva and Quina 2006) (Fig 2a) The low-
temperature photooxygenation of ascorbic acid (1) gives a mixture of unstable
hydroperoxide ketones (7) and (8) which on standing interconvert and cyclize to
hydroperoxyhemiketal (9) The hydroperoxyhemiketal breaks down on warming to
produce the oxalate esters of threonic acid (10) (Fig 2b) (Kwon and Foote 1988)
19
COOH
COOH
O
OHHO
O
HOH2C
HO2
O
O
HO
OO
O O2H
OHHO
O
HOH2C
OH
O
O
OH
O2H
OO
HO O2CCO2H
(1)hv
room temperature
(4)(6)
(1)hv
85 oC
(7)
(a)
(8)
+
cyclization
(9)
ring cleavage
(b)
(10)
(2)
OH O
OHHO
OH O O
(3)
OH OH
OH
OH O
O
OH
1O2 [O]
+
(5)
COOH
COOH
(4)
+
OH
Fig 2 Photooxidation of ascorbic acid at room and low temperature
20
An important consideration in the stability of ascorbic acid in total parenteral
nutrition (TPN) solutions is the generation of hydrogen peroxide in the presence of light
(Laborie et al 1998 1999 2000 2002 Chessex et al 2002) This may result from the
oxidation of ascorbate anion by molecular oxygen (Homann and Gaffron 1964 Taqui
Khan and Martell 1967 Mushran and Agarwal 1977 Hughes 1985 De La Rochette et
al 2000) leading to further degradation of ascorbic acid (Deutsch 1998a 1998b
1998c) The kinetics and mechanism of oxidation reactions of ascorbic acid have been
studied by several workers (Taqui Khan and Martell 1967 Ogata and Kosugi 1969
Blaugh and Hajratwala 1972 Fessenden and Verma 1978 Abe et al 1986 Kwon et al
1989 Fornaro and Coicher 1998 Njus et al 2001)
The photostability of various ascorbic acid tablets on exposure to UV light has
been studied and the influence of antioxidants and moisture on the potency loss of
ascorbic acid has been evaluated The physical characteristics of ascorbic acid tablets are
also affected on UV irradiation (Ahmad et al 1973 Jamil et al 1980ab Jamil and
Ahmad 1984)
212 Effect of Various Substances on Photodegradation of Ascorbic Acid
The oxidation-reduction reactions of ascorbic acid in the presence of riboflavin at
pH 8ndash9 under the influence of light have been studied Under these conditions ascorbic
acid is a more active H donor to riboflavin than phenolphthalein (Sibi et al 1953)
Riboflavin has been found to catalyze the photodegradation of ascorbic acid solutions
during exposure to light and air The losses of ascorbic acid are markedly increased by
the presence of Cu2+
and Fe3+
ions under light exposed and unexposed conditions (Sattar
et al 1977) A spectral study of the UV photolysis of ascorbic acid solutions in the
21
presence of riboflavin has shown that the degradation of ascorbic acid is enhanced to the
extent of about 15 (Vaid et al 2005) The influence of DL- methionine on the
photostability of ascorbic acid solutions has also been studied DL- methionine (10 mg
) enhances the photostability of ascorbic acid (40 mg ) in acetate and phosphate
buffers but not in citrate buffer at pH 45 The photoprotective action of DL-methionine
on ascorbic acid appears to be influenced by its concentration pH of the medium and the
buffer species (Asker et al 1985)
The degradation of ascorbic acid solutions on irradiation with simulated sunlight
in the presence of the food dye quinolone yellow (E 104) is enhanced However this
effect is reversed by the addition of mannitol indicating that this dye facilitates the
photogeneration of hydroxyl radicals which may cause degradation of the vitamin The
incorporation of triplet quenchers enhances the stability of substrate solutions suggesting
that the dye acts as a triplet sensitizer to facilitate the reaction (Sidhu and Sugden 1992)
The photostability of ascorbic acid solutions is enhanced by sweetening agents (mannitol
sorbitol sucrose dextrose and Canderal) at 5 wv concentration However the addition
of stoichiometric amounts of hydrogen peroxide as a source of hydroxyl radicals and 2
2rsquo-azobis (2-amidopropane) as a source of hydroperoxyl radicals results in diminished
stability of ascorbic acid solutions The diminished activity may be due to the action of
hydroperoxyl radicals in the presence of hydroxyl radical scavengers (Ho et al 1994)
Metal-complexing agents (eg disodium ethylenediaminetetraacetic acid N-
hydroxylethyl ethylenediaminetetraacetic acid 8-hydroxyquinoline) have a stabilizing
effect on the photolysis of ascorbic acid injectable solutions (Kassem et al 1969ab
22
1972) This may be due to the interaction of these agents with metal ions and other
impurities
213 Photosensitized Oxidation of Ascorbic Acid
In the presence of visible light a photosensitizer such as riboflavin can exhibit
photosensitizing properties through a mixed Type IndashType II mechanism (Yoshimura and
Ohno 1988 Foote 1991 Silva et al 1994 Silva and Quina 2006) as presented below
Type I mechanism (low oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (21)
3RF + SH rarr RF
middot ndash + SH
middot + rarr RFH
middot + S
middot (22)
RFmiddot ndash
+ O2 rarr RF + O2middot ndash
(23)
2RFHmiddot rarr RF + RFH2 (24)
RFH2 + O2 rarr RF + H2O2 (25)
H2O2 + O2middot ndashrarr
ndashOH +
middotOH + O2 (26)
Smiddot and or SH
middot +
+ H2O2 O2middot ndash
rarr Soxid (27)
Type II mechanism (high oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (28)
3RF + O2 rarr RF +
1O2 (29)
SH + 1O2 rarr Soxid (210)
In these reactions RF 1RF and
3RF represent RF in the ground state and in the excited
singlet and triplet states respectively RFmiddot ndash
RFHmiddot and RFH2 are the radical anion the
radical and the reduced form of RF SH is the reduced substrate and SHmiddot
+ S
middot and Soxid
23
represent the intermediate radical cation the radical and the oxidized form of the
substrate respectively
An early study of the riboflavin-sensitized photooxidation of ascorbic acid has
been carried out by flash photolysis (Heelis et al 1981) ESR spectrometry has been
used to investigate the photosensitized formation of ascorbate radicals by riboflavin (Kim
et al 1993) The photochemical behavior of a system consisting of ascorbate ion (AHndash)
and riboflavin has been studied by Mancini et al (2000) and De La Rochette et al (2000
2003) The photosensitized processes were examined as a function of oxygen pressure
and the efficiency of RF induced degradation of AHndash
at various oxygen concentrations
was compared on the basis of the respective initial photosensitization quantum yields
(Table 2)
In this reaction a Type I photosensitization mechanism (Karlsen 1996) implies a
direct electron transfer between AHndash and the RF triplet-excited state followed by the
oxidation of semioxidized ascorbyl radical (AHmiddot) by molecular oxygen or some other
reactive species On the contrary in a Type II photosensitization mechanism singlet
oxygen is produced directly by energy transfer from the RF triplet-excited state to
molecular oxygen and the singlet oxygen then oxidizes the AHndash Thus by irradiating
under increasing oxygen pressure it is possible to control the relative prevalence and
efficiency of Type I or Type II mechanisms The absence of a linear relationship between
the quantum yields of ascorbate degradation and oxygen concentration indicates that the
photosensitization mechanism involved in not exclusively Type II
24
Table 2 Initial quantum yield (φ) for ascorbate (AHndash) degradation during
photosensitization by RF (35 microM) in solutions irradiated at 365 nm and
37ordmC
O2 103 times φ (AH
ndash)a
0
5
20
14 plusmn 06
1670 plusmn 220
1940 plusmn 200
a Data are the mean plusmn SD of three independent experiments
25
In the presence of RF and O2 the quantum yields for degradation of ascorbate ion
have been found to be greater than one suggesting the participation of chain reactions
initiated by the ascorbyl radical as given by the following reactions
3RF + AH
ndash rarr RFmiddot
ndash + AHmiddot (211)
AHmiddot + O2 rarr A + HO2middot (212)
HO2middot + AHndash rarr H2O2 + AHmiddot (213)
The generation of the ascorbyl radical by the reaction between the RF excited-
triplet state and the ascorbate ion (Eq 211) is the only step that requires the absorption of
photons (to form the excited-triplet state of RF) The subsequent reactions (Eqs 212 and
213) are independent of light and lead to further degradation of the ascorbate ion In the
presence of transition metal ions such as Fe3+
in trace amounts in the buffer solution
containing RF and ascorbate ions further oxidation of ascorbate ion could also occur As
a result the reduced form of the metal ion (ie Fe2+
) can be generated by the metal
catalyzed oxidation of ascorbate ion This has been confirmed by the significant decrease
in the AHndash photooxidation quantum yield in the presence of the metal chelator EDTA
which inactivates the trace amounts of iron present in the buffer solution The quantum
yields for the photosensitized oxidation of ascorbate ion are decreased twofold at 20 O2
and fourfold at 5 O2 concentration in the presence of EDTA (Silva and Quina 2006)
Amino acids have been found to affect the photosensitized oxidation of ascorbic acid
(Jung et al 1995)
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins
The stability of ascorbic acid is reported to be enhanced in syrups containing B-
complex vitamins (Connors et al 1986) This may be due to the increased viscosity of
the syrups inhibiting the oxidation of ascorbic acid The rate of photolysis in solution
26
containing cyanocobalamin and ascorbic acid is reported to decrease with an increase in
pH (Ansari et al 2004) where as use of certain halide salts has been reported to be
beneficial in stabilizing pharmaceutical products and dietary supplements when vitamin
B12 and vitamin C are combined in solution (Ichikawa et al 2005) When a solution of
multivitamins is exposed to light it is reported that organic peroxidases are generated and
the concentration of ascorbic acid decreases (Lavoie et al 2004)
22 ASSAY OF ASCORBIC ACID
Recent accounts of the development and application of analytical methods to the
determination of ascorbic acid in pharmaceuticals biological samples and food materials
are reported in the literature (Rumsey and Levine 2000 Halver and Felton 2001 Moffat
et al 2004 Ball 2006 Sheraz et al 2007 Eitenmiller et al 2008 Salkic and Kubicek
2008) Most of these methods are based on the application of spectrophotometric
fluorimetric and chromatographic techniques to suit the requirements of a particular assay
and are summarized below
221 Spectrophotometric Methods
Spectrophotometric methods are the most widely used methods for the assay of
ascorbic acid in aqueous solution Ascorbic acid exhibits strong absorption in the
ultraviolet region (absorption maxima 243 nm at pH 2 and 265 nm at pH 4ndash10 OrsquoNeil
2001 Moffat et al 2004 British Pharmacopoeia 2009) This is the basis of
spectrophotometric methods for the determination of the vitamins in pure solutions and in
sample preparations where no interference is observed from UV absorbing impurities
The value of A (1 1 cm) at the analytical wavelength of 245 nm (pH 20) is high (695)
which makes the method very sensitive for the determination of mg quantities of the
27
vitamin Treatment of the material to be analyzed with ascorbic acid oxidase is often used
as a blank to correct for the presence of interfering substances in biological samples (Liu
et al 1982) A spectrophotometric method for the determination of ascorbic acid in
pharmaceuticals by background correction (245 nm) has been reported (Verma et al
1991) The direct determination of ascorbic acid in mixtures involves the use of 22prime-
dipyridyl as a colorimetric reagent The method is based on the reduction of Fe (III) by
ascorbic acid to Fe (II) which reacts with 2 2prime-dipyridyl to form a colored complex
(absorption maximum 510 nm) that can be used for quantitative determination (Margolis
and Schmidt 1996) A spectrophotometric method has been developed for the
determination of ascorbic acid and its oxidation product dehydroascorbic acid in
biological samples (Moeslinger et al 1995) A sensitive method has been reported for
the determination of ascorbic acid in pharmaceutical formulations and fruit juices by
interaction with 2-(5-bromo-2-pyridylazo)-5-diethylaminophenol (Br-PADAP) (Ferreira
et al 1997) A novel UV method has been developed for the analysis of ascorbic acid in
methanol at 245 nm in various formulations (Zeng et al 2005)
Ascorbic acid in aqueous solutions has been assayed at 244 nm (pH ~2) (Ogata
and Kosugi 1969) 245 nm (pH 35) (Blaugh and Hajratwala 1972) 264 nm (pH 7)
(Salkic et al 2007) 265 nm (pH 7) (Hashmi 1973) 275 nm (pH 41 and 70) (Heelis et
al 1981) 265 nm (pH 7) (Al-Meshal and Hassan 1982) 245 nm (pH ~2) (Verma et al
1991) and 265 nm (pH ~7) (Erb et al 2004) Dehydroascorbic acid and 23-
diketogulonic acid do not significantly absorb in this region (Pelletier 1985 Davies et
al 1991 Rumsey and Levine 2000) and therefore do not interfere with the assay of
ascorbic acid in degraded solutions
28
222 Fluorimetric Methods
Fluorimetry is a highly sensitive technique for the determination of fluorescent
compounds or fluorescent derivatives of non-fluorescent compounds The technique has
been used for the detection of microg quantities of ascorbic acid Methods based on
fluorimetric (Kampfenkel et al 1995) and chemiluminescence detection (Zhang and
Chen 2000) provide highly sensitive methods for the determination of ascorbic acid in
plant and other materials
223 Mass Spectrometric Methods
Conventional and isotope mass spectrometric techniques have also been used for
the analysis of ascorbic acid Isotope ratio mass spectrometry is particularly useful and
sensitive when 13
C ascorbic acid is used as a standard in the analysis of complex matrices
(Gensler et al 1995)
224 Chromatographic Methods
High-performance liquid chromatographic (HPLC) methods have extensively
been employed for the determination of ascorbic acid in biological samples These
methods include ion exchange reversed phase and ion-pairing HPLC protocols
Spectrophotometric fluorimetric and electrochemical detection has been used in the
HPLC analysis of ascorbic acid The electrochemical detection is used for the
simultaneous determination of ascorbic acid dehydroascorbic acid and their isomers and
derivatives A number of HPLC methods have been developed for the detection and
determination of ascorbic acid and its oxidation products and derivatives in biological
samples and plant materials (Tsao and Young 1985 Tangney 1988 Dabrowski and
Huiterleitner 1989 Thomson and Trenerry 1995 Kimoto et al 1997 Kall and
29
Anderson 1999 Rumelin et al 1999 Lykkesfeldt 2000 Zhang et al 2000 Pastore et
al 2001 Frenich et al 2005) The limit of detection of ascorbic acid in plasma or urine
with UV detection lies in the range of 100-120 microg (Liau et al 1993 Manoharan and
Schwille 1994) Fluorescence detection of ascorbic acid and dehydroascorbic acid in
plasma and its comparison with coulometric detection has been reported (Tessier et al
1996) A liquid chromatography-diode-array detection (LCndashDAD) method has been
reported for the determination of 10 water-soluble and 10 fat-soluble vitamins including
ascorbic acid in pharmaceutical preparations with a coefficient of variation lt 65
(Konings 2006)
Liquid chromatography methods based on precolumn and o-phenylenediamine
(OPD) derivatization have been used for the determination of total vitamin C and total
isovitamin C in foods and dehydro forms of the vitamin Isoascorbic acid has been used
as an internal standard in the analysis (Speek et al 1985 Vanderslice et al 1990
Dodsun et al 1992 Vanderslice and Higgs 1988 1993 Hagg et al 1994 1995) The
limits of detection of ascorbic acid by HPLC using different detectors are in the range of
16ndash400 microgl (Capellmann and Bolt 1992 Iwase and Ono 1994 Karatepe 2004)
225 Enzymatic Methods
Enzymatic methods using ascorbate oxidase are specific and have the advantage
of selectively measuring the biological activity of ascorbic acid in serum or plasma (Liu
et al 1982) Ascorbate oxidase and OPD derivatization has been used to develop a rapid
automated method for the routine assay of ascorbic acid in serum and plasma The
method has a sample throughput of 100h (Ihara et al 2000)
30
226 Commercial Kits for Clinical Analysis
Commercial kits (eg Immunodiagnostic Germany Biovision USA) are also
used for the determination of ascorbic acid in biological samples (serum or plasma) in
clinical laboratories
227 Analysis in Creams
The general methods for the analysis of active ingredients and excipients in
cosmetic products including creams are described by Salvador and Chisvert (2007)
Ascorbic acid and derivatives in creams have been determined by liquid chromatography
(Irache et al 1993 Varvaresou et al 2006) gas chromatography-mass spectrometry
(Leveque et al 2005) and electrochemical methods (Beissenhirtz et al 2003 Guitton et
al 2007)
CHAPTER III
FORMULATION AND
STABILITY OF CREAM
PREPARATIONS
32
31 FORMULATION OF CREAM PREPARATIONS
Traditionally emulsions have been defined as dispersions of macroscopic droplets
of one liquid in another liquid with a droplet diameter approximately in the range of 05-
100 microm (Becher 1965) According to the definition of International Union of Pure and
Applied Chemistry (IUPAC) (1971) ldquoIn an emulsion liquid droplets and or liquid
crystals are dispersed in a liquidrdquo
Creams are semisolid emulsions intended for external applications They are often
composed of two phases Oil-in-water (ow) emulsions are most useful as water-washable
bases whereas water-in-oil (wo) emulsions are emollient and cleansing agents The
active ingredient is often dissolved in one or both phases thus creating a three-phase
system Patients often prefer a wo cream to an ointment because the cream spreads more
readily is less greasy and the evaporating water soothes the inflamed tissue OW creams
(vanishing creams) rub into the skin the continuous phase evaporates and increases the
concentration of a water-soluble drug in the adhering film The concentration gradient for
drug across the stratum corneum therefore increases promoting percutaneous absorption
(Barry 2002 Betageri and Prabhu 2002)
The various factors involved in the formulation of emulsions and topical products
have been discussed by Block (1996) Barry (2002) and Jain et al (2006) and are briefly
presented in the following sections
311 Choice of Emulsion Type
Oil-in-water emulsions are used for the topical application of water-soluble drugs
mainly for local effect They do not have the greasy texture associated with oily bases
and are therefore pleasant to use and easily washed from skin surfaces Moisturizing
33
creams designed to prevent moisture loss from the skin and thus inhibit drying of the
stratum corneum are more efficient if formulated as ow emulsions which produce a
coherent water-repellent film
312 Choice of Oil Phase
Many emulsions for external use contain oils that are present as carriers for the
active ingredient It must be realized that the type of oil used may also have an effect both
on the viscosity of the product and on the transport of the drug into the skin (Barry
2002) One of the most widely used oils for this type of preparation is liquid paraffin
This is one of a series of hydrocarbons which also includes hard paraffin soft paraffin
and light liquid paraffin They can be used individually or in combination with each other
to control emulsion consistency This will ensure that the product can be spread easily but
will be sufficiently viscous to form a coherent film over the skin The film-forming
capabilities of the emulsion can be further modified by the inclusion of various waxes
such as bees wax carnauba wax or higher fatty alcohols
313 Emulsion Consistency
A consideration of the texture or feel of a product intended for external use is
important A wo preparation will have a greasy texture and often exhibits a higher
apparent viscosity than ow emulsions This fact imparts a feeling of richness to many
cosmetic formulations Oil-in-water emulsions will however feel less greasy or sticky on
application to the skin will be absorbed more readily because of their lower oil content
and can be more easily washed from skin surface Ideally emulsions should exhibit the
rheological properties of plasticity pseudoplasticity and thixotropy Emulsions of high
apparent viscosity for external use (cream) are of a semisolid consistency There are
34
several methods by which the rheological properties of an emulsion can be controlled
(Billany 2002)
314 Choice of Emulsifying Agent
The choice of emulgent to be used would depend on factors such as its
emulsifying ability route of administration and toxicity Most of the non-ionic emulgents
are less irritant and less toxic than their anionic and cationic counter parts Some
emulgents such as the ionic alkali soaps often have a high pH and are thus unsuitable for
application to broken skin Even in normal intact skin with a pH of 55 the application of
such alkaline materials can cause irritation Some emulsifiers in particular wool fat can
cause sensitizing reactions in susceptible people The details of various types of
emulsifying agents are available in the literature (Betageri and Prabhu 2002 Billany
2002 Swarbrick et al 2006)
315 Formulation by the HLB Method
The physically stable emulsions are best achieved by the presence of a condensed
layer of emulgent at the oil water interface and the complex interfacial films formed by a
blend of an oil-soluble emulsifying agent with a water-soluble one produces the most
satisfactory emulsions
It is possible to calculate the relative quantities of the emulgents necessary to
produce the most physically stable emulsions for a particular formulation with water
combination This approach is called the hydrophilic-lipophilic balance (HLB) method
Each surfactant is allocated an HLB number representing the relative properties of the
lipophilic and hydrophilic parts of the molecule High numbers (up to a theoretical
number of 20) therefore indicates a surfactant exhibiting mainly hydrophilic or polar
35
properties whereas low numbers represent lipophilic or non-polar characteristics Each
type of oil requires an emulgent of a particular HLB number in order to ensure a stable
product For an ow emulsion the more polar the oil phase the more polar must be the
emulgent system (Billany 2002 Im-Emsap et al 2002 Swarbrick et al 2006)
316 Concept of Relative Polarity Index
In the ingredient selection in cosmetic formulations a new concept of relative
polarity index (RPI) has been presented (Wiechers 2005) The physicochemical
characteristics of the ingredients determine their skin delivery to a greater extent than the
formulation type The cosmetic formulation cannot change the chemistry of the active
molecule that needs to penetrate to a specific site within the skin However the
formulation type can be selected based on the polarity of the active ingredient and the
desired site of action for the active ingredient For optimum skin delivery the solubility of
the active ingredient needs to be as high as possible (to create a large concentration
gradient) and as small as possible (to create a large partition coefficient) To achieve this
it is necessary to determine the following parameters
The total amount dissolved in the formulation that is available for skin penetration
the higher this amount the more will penetrate until a solution concentration is
reached in the skin therefore a high absolute solubility in the formulation is required
The polarity of the formulation relative to that of the stratum corneum if an active
ingredient dissolves better in the stratum corneum than in the formulation then the
partition of the active ingredient will favour the stratum corneum therefore a low
(relative to that in the stratum corneum) solubility in the formulation is required
(Wiechers 2005)
36
These requirements can be met by considering the concept of RPI (Wiechers
2003 2005) In this systematic approach it is essential to consider the stratum corneum
as another solvent with its own polarity The stratum corneum appears to behave very
similarly to and in a more polar fashion than butanol with respect to its solubilizing
ability for active ingredients (Scheuplein and Blank 1973) The polarity of stratum
corneum as expressed by its octanol water partition coefficient is 63
The relative polarity index may be used to compare the polarity of an active
ingredient with both that of the skin and that of the oil phase of a cosmetic formulation
predominantly consisting of emollients It may be visualized as a vertical line with a high
polarity at the top and a high lipophilicity at the bottom The polarity is expressed as the
log10 of the octanol water coefficient For example the relative polarity index values of
glycerin and isostearyl isostearate are -176 and 2698 respectively (Wiechers 2005) In
order to use the concept of the relative polarity index three numbers (on log10 scale) are
required
The polarity of the stratum corneum is set at 08 However in reality this value will
change with the hydration state of the stratum corneum that is determined in part by
the external relative humidity (Bonwstra et al 2003)
The polarity of the active molecule
The polarity of the formulation
For multiphase or multipolarity systems like emulsions the active ingredient is dissolved
in the phase For example in an ow emulsion where a lipophilic active ingredient is
dissolved in the oil phase it is the polarity of the homogenous mixture of the lipophilic
active ingredient and internal oil For the same lipophilic active in a wo emulsion it is
37
the polarity of the homogenous mixture of the lipophilic active ingredients and external
oil For water-soluble active ingredients it is the polarity of the homogenous mixture of
the hydrophilic active ingredient and the aqueous phase regardless whether it is internal
(wo emulsions) or external (ow emulsions)
Once the active ingredient and the formulation type have been chosen it is
necessary to create the delivery system that will effectively deliver the molecule The
concept of relative polarity index allows the formulator to select the polarity of the phase
in which the active ingredient is incorporated on the basis of its own properties and those
of the stratum corneum In order to achieve maximum delivery the polarity of the active
ingredient and the stratum corneum need to be considered In order to improve the skin
delivery of active ingredients the first step involves selecting a primary emollient with a
polarity close to that of the active ingredient in which it will have a high solubility The
second step is to reduce the solubility of the active ingredient in the primary emollient via
the addition of a secondary emollient with a different polarity and therefore lower
solubility for the active ingredient This approach has shown a 3-4 fold increase in skin
penetration with out increasing the amount of active ingredients in the formulation
(Wiechers 2005)
32 FORMULATION OF ASCORBIC ACID CREAMS
Ascorbic acid is a water-soluble material and is included frequently in skin care
formulations to restore skin health It is very unstable and is easily oxidized in aqueous
solution This vitamin is known to be a reducing agent in biological systems and causes
the reduction of both oxygen- and nitrogen- based free radicals (Higdon and Frei 2002)
It can also act as a co-antioxidant with the tocopheroxyl radical to regenerate alpha-
38
tocopherol (Packer et al 1979 Buettner 1993 Peyrat-Maillard et al 2001) In this
reaction the two vitamins act synergistically Alpha-tocopherol first functions as the
primary antioxidant that reacts with an organic free radical Thereafter ascorbic acid
reacts with the free radical tocopheroxyl to general alpha-tocopherol In physiological
conditions the ascorbyl radical formed by regenerating tocopherol is then converted back
to ascorbate by the redox cycle (Davies et al 1991) The interaction of ascorbic acid
with a redox partner such as alpha-tocopherol has been found useful to slow its oxidation
and prolong its action
The instability of ascorbic acid makes this antioxidant active ingredient a
formulation challenge to deliver to the skin and retain its effective form In addition to its
use in combination with alpha-tocopherol in cream formulations the stability of ascorbic
acid may be improved by its use in the form of a fatty acid ester such as ascorbyl
palmitate Ascorbyl palmitate has been used in thixogel formulations and is typically
incorporated into the mineral oil phase Preliminary experiments have shown that it could
be slowly released from the starch-oil emulsion matrix and act as an antioxidant (Wille
2005)
Various physical and chemical factors involved in the formulation of cream
preparations have been discussed in the above sections For polar and air light sensitive
compounds such as ascorbic acid it is important to consider factors such as the choice of
formulation ingredients polar character of formulation HLB value pH viscosity etc to
achieve stability
39
33 STABILITY OF CREAMS
331 Physical Stability
The most important consideration with respect to pharmaceutical and cosmetic
emulsions (creams) is the stability of the finished product The stability of a
pharmaceutical emulsion is characterized by the absence of coalescence of the internal
phase absence of creaming and maintenance of elegance with respect to appearance
odor color and other physical properties An emulsion is a dynamic system however
any flocculation and resultant creaming represent potential steps towards complete
coalescence of the internal phase In pharmaceutical emulsions creaming results as a lack
of uniformity of drug distribution and poses a problem to the pharmaceutical
compounder Another important factor in the stabilization of emulsions is phase inversion
which involves the change of emulsion type from ow to wo or vice versa and is
considered as a case of instability The four major phenomena associated with the
physical instability of emulsions are flocculation creaming coalescence and breaking
These have been discussed by Garti and Aserin (1996) Im-Emsap et al (2002) and Sinko
(2006)
332 Chemical Stability
The instability of a drug may lead to the loss of its concentration through a
chemical reaction under normal or stress conditions This results in a reduction of the
potency and is a well-recognized cause of poor product quality The degradation of the
drug may make the product esthetically unacceptable if significant changes in color or
odor have occurred The degradation product may also be a toxic substance The various
pathways of chemical degradation of a drug depend on the structural characteristics of the
40
drug and may involve hydrolysis dehydration isomerization and racemization
decarboxylation and elimination oxidation photodegradation drug-excipients and drug-
drug interactions Factors determining the chemical stability of drug substances include
intrinsic factors such as molecular structure of the drug itself and environmental factors
such as temperature light pH buffer species ionic strength oxygen moisture additives
and excipients The application of well-established kinetic principles may throw light on
the role of each variable in altering the kinetics of degradation and to provide valuable
insight into the mechanism of degradation (Baertschi and Alsante 2005 Yoshioka and
Stella 2002 Lachman et al 1986) The chemical stability of individual components
within an emulsion system may be very different from their stability after incorporation
into other formulation types For example many unsaturated oils are prone to oxidation
and their degree of exposure to oxygen may be influenced by factors that affect the extent
of molecular dispersion (eg droplet size) This could be particularly troublesome in
emulsions because emulsification may introduce air into the product and because of the
high interfacial contact area between the phases (Barry 2002) The use of antioxidants
retards oxidation of unsaturated oils minimizes changes in color and texture and prevents
rancidity in the formulation Moreover they can retard the degradation of certain active
ingredients such as vitamin C (Vimaladevi 2005) The stability problems of dispersed
systems and the factors leading to these stability problems have been discussed by
Weiner (1996) and Lu and Flynn (2009)
333 Microbial Stability
Topical bases often contain aqueous and oily phases together with carbohydrates
and proteins and are susceptible to bacterial and fungal attack Microbial growth spoils
41
the formulation and is a potential toxic hazard Therefore topical formulations need
appropriate preservatives to prevent microbial growth and to maintain their quality and
shelf-life (Barry 2002 Arger et al 1996) Cream formulations may contain fats and oils
with high percentage of unsaturated linkages that are susceptible to oxidation degradation
and development of rancidity The addition of antioxidants retards oxidation of fats and
oils minimizes changes in color and texture and prevents rancidity in the formulation
Moreover they can retard the degradation of certain active ingredients such as vitamin C
These aspects in relation to dermatological formulations have been discussed by Barry
(1983 2002) and Vimaladevi 2005)
334 Stability of Ascorbic Acid in Liquid Formulations
Ascorbic acid is very unstable in aqueous solution Different workers have studied
the stability of ascorbic acid in liquid formulations (Connors et al 1986 Austria et al
1997) Its shelf-life can be prolonged by appropriate choice of vehicle and control of
other variables such as pH stabilizers temperature light and oxygen (Table 3)
Similarly the stability of various concentrations of ascorbic acid in solution form may
vary depending upon the type of solvent used (Table 4) (Connors et al 1986 Satoh et
al 2000 Lee et al 2004 Zeng et al 2005)
335 Stability of Ascorbic Acid in Emulsions and Creams
Ascorbic acid exerts several functions on skin such as collagen synthesis
depigmentation and antioxidant activity Ultraviolet radiation generates reactive oxygen
species (ROS) which produce some harmful effects on the skin including photocarcinoma
and photoaging In order to combat these problems ascorbic acid as an antioxidant has
42
Table 3 Effect of vehicles on the stability of ascorbic acid ( ascorbic acid remaining in
solutions after storage at room temperature) (Connors et al 1986)
Storage Time (days) No Vehicle
30 60 90 120 180 240 360
1 Corn Syrup 965 925 920 920 900 860 760
2 Sorbitol 990 990 990 970 960 925 890
3 4 Carboxymethyl
Cellulose
840 680 565 380 ndash ndash ndash
4 Glycerin 100 100 990 990 970 935 920
5 Propylene glycol 995 990 980 945 920 900 900
6 Syrup USP 100 100 980 980 930 900 880
7 Syrup 212 gL 880 810 775 745 645 590 440
8 25 Tragacanth 785 620 510 320 ndash ndash ndash
9 Saturated solution of
Dextrose
990 935 875 800 640 580 510
10 Distilled Water 900 815 745 675 405 185 ndash
11 50 Propylene glycol +
50 Glycerin
980 ndash 960 ndash 933 ndash ndash
12 25 Distilled Water +
75 Sorbo (70 solution
of Sorbitol)
955 954 ndash 942 930 ndash ndash
13 50 Glycerin + 50
Sorbo
982 984 978 ndash ndash 914 ndash
43
Table 4 Stability of various concentrations of ascorbic acid in water propylene glycol
and USP syrup at room temperature ( of ascorbic acid remaining in solution)
(Connors et al 1986)
Storage Time (days) Concentration
(mg ml)
Solvent
30 60 90 120 180 240 360
10 Water 930 840 820 670 515 410 ndash
50 Water 940 920 880 795 605 590 300
100 Water 970 930 910 835 705 680 590
10 Propylene glycol 100 985 980 975 960 920 860
50 Propylene glycol 100 970 980 980 980 965 935
100 Propylene glycol 100 100 100 100 990 100 925
10 Syrup 100 100 980 990 970 960 840
50 Syrup 100 100 100 100 990 100 960
100 Syrup 100 100 100 100 100 100 995
44
been used in various dosage forms and in different concentrations (Darr et al 1996
Gallarate et al 1999 Zhang et al 1999 Pinnell et al 2001 Lee et al 2004 Raschke
et al 2004 Elmore 2005 Farahmand et al 2006 Maia et al 2006) Ascorbic acid has
good photoprotective ability against UVA-mediated phototoxicity (Darr et al 1996) A
variety of formulations containing ascorbic acid or its derivatives have been studied in
order to evaluate their stability and delivery through the skin (Gallarate et al 1999
Zhang et al 1999 Ozer et al 2000 Pinnell et al 2001 Lee et al 2004 Raschke et al
2004 Farahmand et al 2006) Formulations containing derivatives of ascorbic acid are
found to be more stable than ascorbic acid but they do not produce the same effect as that
of the parent compound probably due to the lack of redox properties (Heber et al 2006)
Effective delivery of ascorbic acid through topical preparations is a major factor that
should be critically evaluated as it may be dependent upon the nature or type of the
formulation (Gallarate et al 1999 Pinnell et al 2001) The pH of the formulation
should be on the acidic side (~ pH 35) for effective penetration of the vitamin in the skin
(Pinnell et al 2001) and for its stabilization in the formulation (Gallarate et al 1999)
Some other antioxidants such as alpha-tocopherol ferulic acid and sodium metabisulphite
have also been used in combination with ascorbic acid for the purpose of its stabilization
in topical formulations and to produce some synergistic effects (Darr et al 1996 Lin et
al 2005 Maia et al 2006 Tournas et al 2006) Effect of some rheological properties
such as viscosity and dielectric constant on the stability of ascorbic acid in emulsions has
also been investigated (Connors et al 1986) Viscosity of the medium is an important
factor that should be considered for the purpose of ascorbic acid stability as higher
viscosity formulations have shown some degree of protection (Ozer et al 2000
45
Szymula 2005) Along with other factors formulation type also plays an important role in
the stability of ascorbic acid It is reported that ascorbic acid is more stable in emulsified
system as compared to aqueous solutions (Gallarate et al 1999 Lee et al 2004) In
multiemulsions ascorbic acid is reported to be more stable as compared to simple
emulsions (Gallarate et al 1999 Ozer et al 2000 Lee et al 2004 Farahmand et al
2006)
Ascorbic acid and its derivatives have been used in a variety of cosmetic
formulations as an antioxidant pH adjuster anti-aging and photoprotectant (Elmore
2005) The control of instability of ascorbic acid poses a significant challenge in the
development of cosmetic formulations It is also reported that certain metal ions or
enzyme systems effectively convert ascorbic acidrsquos antioxidant action to pro-oxidant
activity (Elmore 2005) Therefore utilization of an effective antioxidant system is
required to maintain the stability of vitamin C in various preparations (Zhang et al 1999
Pinnell et al 2001 Maia et al 2006) The chemical stability of ascorbic acid has been
studied in emulsions and creams by several workers (Darr et al 1996 Gallarate et al
1999 Lee et al 2004 Raschke et al 2004 Elmore 2005 Farahmand et al 2006)
however there is a lack of information on the photostability of ascorbic acid in cream
formulations
336 Stability Testing of Emulsions
The stability testing of emulsions (creams) may be carried out by performing the
following tests (Billany 2002)
46
3361 Macroscopic examination
The assessment of the physical stability of an emulsion is made by an
examination of the degree of creaming or coalescence occurring over a period of time
This involves the calculation of the ratio of the volume of the creamed or separated part
of the emulsion and the total volume A comparison of these values can be made for
different products
3362 Globule size analysis
An increase in mean globule size with time (coupled with a decrease in globule
numbers) indicates that coalescence is the cause of this behavior This can be used to
compare the rates of coalescence for a variety of emulsion formulations For this purpose
microscopic examination or electronic particle counting devices (coulter counter) or
laser diffraction sizing are widely used
3363 Change in viscosity
Many factors may influence the viscosity of emulsions A change in apparent
viscosity may result from any variation in globule size or number or in the orientation or
migration of emulsifier over a period of time
3264 Accelerated stability tests
In order to compare the relative stabilities of a range of similar products it is
necessary to speed up the processes of creaming and coalescence by storage at elevated
temperatures and then carrying out the tests described in the above sections
337 FDA guidelines for semisolid preparations
According to FDA draft guidelines to the industry (Shah 1997) semisolid
preparations (eg creams) should be evaluated for appearance clarity color
47
homogencity odour pH consistency viscosity particle size distribution (when feasible)
assay degradation products preservative and antioxidant content (if present) microbial
limits sterility and weight loss when appropriate Additionally samples from
production lot or approved products are retained for stability testing in case of product
failure in the field Retained samples can be tested along with returned samples to
ascertain if the problem was manufacturing or storage related Appropriate stability data
should be provided for products supplied in closed-end tubes to support the maximum
anticipated use period during patient use and after the seal is punctured allowing product
contact with the cap cap lever Creams in large containers including tubes should be
assayed by sampling at the surface top middle and bottom of the container In addition
tubes should be sampled near the crimp The objective of stability testing is to determine
whether the product has adequate shelf-life under market and use conditions
48
OBJECT OF PRESENT INVESTIGATION
Ascorbic acid (vitamin C) is extensively used as a single ingredient or in
combination with vitamin B complex and other vitamins in the form of drops injectables
lotions and syrups It is an ingredient of anti-aging cosmetic products alone or along with
alpha-tocopherol (vitamin E) Ascorbic acid exerts several functions on the skin as
collagen synthesis depigmentation and antioxidant activity It protects the signs of
degenerative skin conditions caused by oxy-radical damage In solutions and creams
ascorbic acid is susceptible to air and light and undergoes oxidative degradation to
dehydroascorbic acid and inactive products The degradation is influenced by
temperature viscosity and polarity of the medium and is catalysed by metal ions
particularly Cu+2
Fe+2
and Zn+2
One of the major problems faced in cream preparations is the instability of
ascorbic acid as it may be exposed to light during formulation manufacturing and
storage and the possibility of photochemical degradation can not be neglected The
behaviour of ascorbic acid in light is of particular interest since no systematic kinetic
studies have been conducted on its photodegradation in these preparations under various
conditions The study of the formulation variables such as emulsifier humectants and pH
may throw light on the photostabilization of ascorbic acid in creams
The main object of this investigation is to study the behaviour of ascorbic acid in
cream preparations on exposure to UV light in the pharmaceutically useful pH range An
important aspect of the work is to study the interaction of ascorbic acid with other
vitamins such as riboflavin nicotinamide and alpha-tocopherol and the effect of certain
stabilizers such as citric acid tartaric acid and boric acid on its photodegradation In
49
addition it is intended to study the photolysis of ascorbic acid in organic solvents to
evaluate the effect of solvent characteristics (eg dielectric constant and viscosity) on the
stability of the vitamin The study of all these aspects may provide useful information to
improve the photostability and efficacy of ascorbic acid in cream preparations
An outline of the proposed plan of work is presented as follows
1 To prepare a number of oil-in-water cream formulations based on different
emulsifying agents and humectants containing ascorbic acid alone and in
combination with other vitamins and stabilizing agents
2 To perform photodegradation studies on ascorbic acid in creams using a UV
irradiation source with emission corresponding to the absorption maximum of
ascorbic acid
3 To identify the photoproducts of ascorbic acid in creams using chromatographic
and spectrophotometric methods
4 To apply appropriate and validated analytical methods for the assay of ascorbic
acid alone and in combination with other vitamins and stabilizing agents
5 To study the effect of solvent characteristics such as dielectric constant and
viscosity on the photolysis of ascorbic acid in aqueous and organic solvents
6 To evaluate the kinetics of photodegradation of ascorbic acid and its interactions
with other vitamins (riboflavin nicotinamide and alpha-tocopherol) in creams
7 To evaluate the effect of carbon chain length of the emulsifying agent and the
viscosity of the humectant on the photodegradation of ascorbic acid
50
8 To develop relationships between the rate of photodegradation of ascorbic acid
and the concentration pH carbon chain length of emulsifier viscosity of the
creams
9 To determine the effect of compounds such as citric acid tartaric acid and boric
acid used as stabilizing agents on the rate of photodegradation and stabilization
of ascorbic acid in creams
10 To present reaction schemes for the photodegradation of ascorbic acid and its
interactions with other vitamins
CHAPTER IV
MATERIALS
AND
METHODS
52
41 MATERIALS
Vitamins and Related Compounds
L-Ascorbic Acid vitamin C (5R)-5-[(1S)-12-dihydroxyethyl]-34-dihydroxyfuran-2(5H)-
one Merck
C6H8O6 Mr 1761
Dehydroascorbic Acid L-threo-23-hexodiulosonic acid γ-lactone Sigma
C6H6O6 Mr 1741
23-Diketogulonic Acid
C6H8O7 Mr 192
It was prepared according to the method of Homann and Gaffron (1964) by the
hydrolysis of dehydroascorbic acid
Riboflavin vitamin B2 (310-dihydro-78-dimethyl-10-[(2S3S4R)-2345-
tetrahydroxypentyl] benzopteridine-24-dione) Merck
C17H20N4O6 Mr 3764
Nicotinamide vitamin B3 (pyridine-3-carboxamide) Merck
C6H6N2O Mr 1221
Alpha-Tocopherol vitamin E ((2R)-2578-tetramethyl-2-[(4R8R)-4812-
trimethyltridecyl]-34-dihydro-2H-1-benzopyran-6-ol) Merck
C29H50O2 Mr 4307
Formylmethylflavin (78-dimethyl-10-formylmethylisoalloxazine)
C14H12N4O3 Mr 2843
53
Formylmethylflavin was synthesized according to the method of Fall and Petering
(1956) by the periodic acid oxidation of riboflavin It was recrystallized from absolute
methanol dried in vacuo and stored in the dark in a refrigerator
Lumichrome (78-dimethylalloxazine) Sigma
C12H10N4O2 Mr 2423
It was stored in the dark in a desiccator
Stabilizers
Boric Acid orthoboric acid Merck
H3BO3 Mr 618
Citric Acid 2-hydroxypropane-123-tricarboxylic acid Merck
C6H8O7H2O Mr 2101
L-Tartaric acid [(2R3R)-23-dihydroxybutanedioic acid] Merck
C4H6O6 Mr 1501
Emulsifying Agents
Stearic Acid (95) octadecanoic acid Merck
C18H36O2 Mr 2845
Palmitic Acid hexadecanoic acid Merck
C16H32O2 Mr 2564
Myristic Acid tetradecanoic acid Merck
C14H28O2 Mr 2284
Cetyl alcohol hexadecan-1-ol Merck
C16H34O Mr 2424
54
Humectants
Glycerin glycerol (propane-123-triol) Merck
C3H8O3 Mr 921
Propylene glycol (RS)-propane-12-diol Merck
C3H8O2 Mr 7610
Ethylene glycol ethane-12-diol Merck
C2H6O2 Mr 6207
Potassium Ferrioxalate Actinometry
Potassium Ferrioxalate
K3Fe(C2O4)3 3H2O Mr 4912
Potassium Ferrioxalate was prepared according to the method of Hatchard and
Parker (1956) Three volumes of 15 M potassium oxalate was mixed with one volume of
15 M ferric chloride with vigorous stirring The yellow green precipitate of potassium
ferrioxalate was recrystallized twice from water dried at 45 ordmC and stored in the dark in a
desiccator
Reagents
All the reagents and solvents used were of analytical grade obtained from BDH
Merck
Water
Freshly boiled distilled water was used throughout the work
55
42 METHODS
421 Cream Formulations
On the basis of the various cream formulations reported in the literature (Block
1996 Flynn 2002 Betageri and Prabhu 2002 Vimaladevi 2005 EIRI Board Lu and
Flynn 2009) the following basic formula was used for the preparation of oil-in-water
creams containing ascorbic acid
Oil phase Percentage (ww)
Emulsifier
Myristic palmitic stearic acid
Cetyl alcohol
120
30
Aqueous phase
Humectant
Ethylene glycol propylene glycol glycerin
50
Active ingredient
Ascorbic acid
20 (0114 M)
Neutralizer
Potassium hydroxide
10
Continuous phase
Distilled water
QS
Additional ingredientsa
Vitamins
Riboflavin (Vitamin B2)
Nicotinamide (Vitamin B3)
Alpha-Tocopherol (Vitamin E)
0002ndash001 (053ndash266times10ndash4
M)
028ndash140 (0023ndash0115 M)
017ndash086 (0395ndash200times10ndash2
M)
Stabilizers
Citric acid
Tartaric acid
Boric acid
010ndash040 (0476ndash190times10ndash2
M)
010ndash040 (067ndash266times10ndash2
M)
010ndash040 (0016ndash0065 M)
a The vitamin stabilizer concentrations used were found to be effective in promotion
inhibition of photodegradation of ascorbic acid in cream formulations
56
422 Preparation of Creams
The emulsifiers were melted at 70ndash80 ordmC in a glass jar immersed in a water bath
Ascorbic acid was separately dissolved in a small portion of distilled water Potassium
hydroxide and humectant were dissolved in the remaining portion of water and mixed
with the oily phase with constant stirring until the formation of a thick white mass It was
cooled to ~40 ordmC and the ascorbic acid solution was added The thick mass was mixed
using a mechanical mixer with a glass stirrer at 1000 rpm for 5 minutes The pH of the
cream was adjusted to the desired value and the contents again mixed for 10 minutes at
500 rpm All the creams were prepared under uniform conditions to maintain their
individual physical characteristics and stored at room temperature in airtight glass
containers protected from light
In the case of other vitamins nicotinamide was dissolved along with ascorbic acid
in water and added to the cream Riboflavin or alpha-tocopherol were directly added to
the cream and mixed thoroughly according to the procedure described above
In the case of stabilizing agents (citric tartaric and boric acids) the individual
compounds were dissolved in the ascorbic acid solution and added to the cream followed
by the procedure described above
The details of the various cream formulations used in this study are given in
chapters 5ndash7
57
423 Thin-Layer Chromatography (TLC)
The following TLC systems were used for the separation and identification of
ascorbic acid and photodegradation products
Adsorbent a) Silica gel GF 254 (250-microm) precoated plates
(Merck)
Solvent systems S1 acetic acid-acetone-methanol-benzene
(552070 vv) (Ganshirt and Malzacher 1960)
S2 ethanol-10 acetic acid-water (9010 vv)
(Bolliger and Konig 1969)
S3 acetonitrile-butylnitrile-water (66332 vv)
(Saari et al 1967)
Temperature 25ndash27 ordmC
Location of spots Ascorbic acid UV light 254 nm (Uvitec lamp
UK)
Dehydroascorbic acid Spray with a 3 aqueous
phenylhydrazine hydrochloride solution
424 pH Measurements
The measurements of pH of aqueous solutions and cream formulations were
carried out using an Elmetron LCD display pH meter (modelndashCP501 sensitivity plusmn 001
pH units) (Poland) with a combination electrode The electrode was calibrated
automatically in the desired pH range (25 ordmC) using the following buffer solutions
58
Phthalate pH 4008
Phosphate pH 6865
Disodium tetraborate pH 9180
The electrode was immersed directly into the cream (British Pharmacopoeia
2009) kept for few seconds to equilibrate and the pH adjusted in the range of 40ndash70
with phosphoric acid sodium hydroxide solution
425 Ultraviolet and Visible Spectrometry
The absorbance measurements and spectral determinations were performed on
Shimadzu UVndashVisible recording spectrophotometer (model UVndash1601) using matched
silica cells of 10 mm path length The cells were employed always in the same orientation
using appropriate control solutions in the reference beam The baseline was automatically
corrected by the built-in baseline memory at the initializing period Auto-zero adjustment
was made by a one-touch operation The instrument checked the wavelength calibration
(6561 nm) using the deuterium lamp at the initializing period The absorbance scale was
periodically checked using the following calibration standard (British Pharmacopoeia
2009)
0057ndash0063 gl of potassium dichromate in 0005 M sulphuric acid
The specific absorbance [A(1 1 cm)] of the solution should match the
following values with the stated limit of tolerance
Wavelength
(nm)
Specific absorbance
A (1 1 cm)
Maximum
tolerance
235 1245 1229ndash1262
257 1445 1428ndash1462
313 486 470ndash503
350 1073 1056ndash109
430 159 157ndash161
59
426 Photolysis of Ascorbic Acid
4261 Creams
A 2 g quantity of the cream was uniformly spread on several rectangular glass
plates (5 times 15 cm) covered with a 1 cm tape on each side to give a 1 mm thick layer The
plates were irradiated in a dark chamber using a Philips 30 watt TUV tube (100
emission at 254 nm the wavelength absorbed by ascorbic acid at pH 4ndash7) fixed
horizontally at a distance of 30 cm from the centre of the plates Each plate was removed
at appropriate interval and the cream was subjected to spectrophotometric assay and
chromatographic examination
4262 Aqueous and organic solvents
A 10ndash3
M solution of ascorbic acid (50 ml) prepared in water (pH 70 005 M
phosphate buffer) or in an organic solvent in a 100 ml beaker (Pyrex) was placed in a
water bath maintained at 20 plusmn 1 ordmC The solution was irradiated with the Philips 30 watt
TUV tube in a dark chamber as stated above Samples were withdrawn at appropriate
intervals for assay and chromatography
4263 Storage of creams in dark
In order to determine the stability of various cream formulations in the dark
samples were stored at room temperature in a cupboard protected from light for a period
of three months The samples were analyzed periodically for the content of ascorbic acid
and the presence of any degradation product
427 Measurement of Light Intensity
The potassium ferrioxalate actinometry was used for the measurement of light
intensity of the radiation source employed in this work This actinometer has been
60
developed by Parker (1953) and Hatchard and Parker (1956) and is considered as the
most useful actinometer over a wide range of wavelengths (254ndash577 nm) It has been
used by Holmstrom and Oster (1961) Byrom and Turnbull (1967) McBride and Moore
(1967) Ahmad (1968) Ahmad (1978) Ahmad et al (2004a 2004b 2005 2006a
2006b 2008 2009ab) Fasihullah (1988) Vaid (1998) Ansari (2002) and Ahmad (2009)
for the measurement of light intensity
The irradiation of potassium ferrioxalate solutions in sulphuric acid results in the
reduction of ferric ion to ferrous ion according to the following reaction
2Fe [(C2O4)3]3ndash
rarr 2 Fe (C2O4) + 3 (C2O4)2ndash
+ 2CO2 (31)
The amount of Fe2+
ions formed in the reaction may be determined by
complexation with 110-phenanthroline to give a red colored complex The absorbance of
the complex is measured at 510 nm
428 Procedure
An oxygen free 0006 M solution of potassium ferrioxalate (2947 gl) in 01 N
H2SO4 was placed in the reaction vessel and irradiated with the lamp used for the
photolysis of riboflavin The irradiation was carried out under nitrogen (90ndash120
bubblesminute) which also caused stirring of the solution The temperature of the
reaction vessel was maintained at 25 plusmn 1 ordmC during the reaction
An aliquot of the photolysed solution (1ndash2 ml) was pipetted out at suitable
intervals (up to 30 minutes) into a 10 ml volumetric flask to which was then added 09
ml of N H2SO4 + 1 ml (01) 110-phenanthroline + 05 ml buffer (60 ml N CH3COONa
+ 36 ml N H2SO4 made up to 100 ml with distilled water) The flask was made up
to the mark with distilled water (final pH 35) thoroughly shaken to mix the contents and
61
Fig 3 Spectral power distribution of TUV 30 W tube (Philips)
62
allowed to stand for one hour in the dark to develop the colorndashcomplex The absorbance
of the phenanthrolinendashferrous complex was measured in a 1 cm cell at 510 nm using the
appropriate solution as blank The amount of Fe2+
ions formed was determined from the
calibration graph The calibration graph was constructed in a similar manner using
several dilutions of 1 times 10ndash6
mole ml Fe2+
in 01 N H2SO4 (freshly prepared by dilution
from standardized 01 M FeSO4 in 01 N H2SO4) (Fig 8) The experimental value of the
molar absorptivity of Fe2+
complex as determined from the slope of the calibration graph
is equal to 111 times 104 M
ndash1 cm
ndash1 and is in agreement with the value reported by Parker
(1953) Using the values of the known quantum yield for ferrioxalate actinometer at
different wavelengths (Hatchard and Parker 1956) the number of Fe2+
ions formed
during photolysis the time of exposure and the fraction of the light absorbed by the
length of the actinometer solution employed the light intensity incident just inside the
front window of the photolysis cell can be calculated In the present case total absorption
of the light has been assumed
4281 Calculation
The number of Fe2+
ions formed during photolysis (nFe
2+) is given by the
equation
6023 times 1020
V1 V3 A Σ
n Fe
2+ =
V2 1 ε (32)
where V1 is the volume of the actinometer solution irradiated (ml)
V2 is the volume of the aliquot taken for analysis (ml)
V3 is the final volume to which the aliquot V2 is diluted (ml)
1 is the path length of the spectrophotometer cell used (1 cm)
A is the measured absorbance of the final solution at 510 nm
63
ε is the molar absorptivity of the Fe2+
complex (111 times 104 M
ndash1 cm
ndash1)
The number of quanta absorbed by the actinometer nabs can then be obtained as follows
n Fe
2+
Σ nabs = ф
(33)
where ф is the quantum yield for the Fe2+
formation at the desired wavelength
The number of quanta per second per cell nabs is therefore given by
Σ nabs 6023 times 1020
V1 V3 A nabs =
t =
ф V2 1 ε t (34)
where t is the irradiation time of the actinometer in seconds
The relative spectral energy distribution of the radiation source (Fig 3) shows
100 emission at 254 nm the wavelength used for the photolysis of ascorbic acid (λmax
265 nm at pH 4ndash7) The energy emitted by the radiation source at various wavelengths
can be calculated using the equation
1197 times 105
E (KJ molndash1
) = λ nm
(35)
The quantum efficiency of ferrioxalate actinometer at the wavelength absorbed by
ascorbic acid (ie 254 nm) is high although the sensitivity drops over 450 nm The
average intensity of the TUV tube used in this study was determined as 556 plusmn 012 times
1018
quanta sndash1
429 Viscosity Measurements
The viscosity of the cream formulations was measured with a Brookfield RV
viscometer (Model DV-II + Pro USA) The instrument was calibrated using the
manufacturerrsquos viscosity standard A 200 g quantity of the cream was placed in a beaker
and the spindle (TE) was dipped into the cream It was rotated at a speed of 06 rpm for
64
00
02
04
06
08
10
12
0 2 4 6 8 10 12
Concentration of Fe++
times 105 M
Ab
sorb
an
ce a
t 51
0 n
m
Fig 4 Calibration graph for the determination of K3Fe(C2O4)3
65
one minute and the viscosity was recorded at 25plusmn1 ordmC The test was repeated three times
to account for the experimental variability and the average viscosity was noted
4210 Assay Methods
42101 UV spectrophotometric method for the assay of creams containing ascorbic
acid alone
The creams were thoroughly mixed a quantity of 2 g was accurately weighed and
the assay of ascorbic acid was carried out by the UV method of Zeng et al (2005) In the
case of photodegraded creams (2 g) the material was completely removed from the glass
plate and transferred to a volumetric flask The method involved extraction of ascorbic
acid with methanol (3 times 10 ml) adjustment of the pH of combined methanolic solutions
to 20 (with H3PO4) dilution of the final solution with acidified methanol (pH 20) to 100
ml and measurement of the absorbance at 245 nm using appropriate blank The
concentration of ascorbic acid was calculated using 560 as the value of specific
absorbance [A (1 1 cm)] at the analytical wavelength (Table 5)
The same method was used for the assay of ascorbic acid in creams stored in the
dark and in the presence of individual stabilizing agents (citric tartaric and boric acids)
42102 Iodimetric method for the assay of ascorbic acid in creams containing
riboflavin nicotinamide and alpha-tocopherol
The assay of ascorbic acid in creams in the presence of riboflavin nicotinamide
and alpha-tocopherol was carried out according to the procedure of British
Pharmacopoeia (2009) as follows
The photolysed cream (2 g) was completely scrapped from the glass plate and
transferred to a flask containing 40 ml of distilled water and 10 ml of 1 M sulphuric acid
66
Table 5 Calibration data for ascorbic acid showing linear regression analysisa
λ max 245 nm
Concentration range 01ndash10 times 10ndash4
M (0176ndash1761 mg )
Slope 9920
SE (plusmn) of slope 00114
Intercept 00012
Correlation coefficient 09996
Molar absorptivity (ε) 9920 Mndash1
cmndash1
Specific absorbance [A (1 1 cm)] 560
a Values represent a mean of five determinations
67
was added The solution was titrated with 002 M iodine solution using 1 ml of starch
solution as indicator until a persistent violet-blue color was obtained Each ml of 002 M
iodine solution is equivalent to 352 mg of C6H8O6 The same method was used for the
assay of ascorbic acid in creams stored in the dark
42103 Spectrophotometric method for the assay of ascorbic acid in aqueous and
organic solvents
A 1 ml aliquot of the photolysed solutions of ascorbic acid in water or in an
organic solvent was evaporated to dryness under nitrogen at room temperature and the
residue redissolved in a small volume of methanol The solution was transferred to a 10
ml volumetric flask made up to volume with acidified methanol (pH 20) and the
absorbance measured at 245 nm using an appropriate blank The content of ascorbic acid
in the solutions was determined using 9920 Mndash1
cmndash1
as the value of molar absorptivity at
the analytical wavelength (Table 5)
CHAPTER V
PHOTODEGRADATION OF
ASCORBIC ACID IN
ORGANIC SOLVENTS AND
CREAM FORMULATIONS
69
51 INTRODUCTION
Ascorbic acid (vitamin C) is an essential micronutrient that performs important
metabolic functions (Packer and Fuchs 1999 Davey et al 2000 Johnston et al 2007)
It is an ingredient of anti-aging cosmetic products (Darr et al 1996 Gallarate et al
1999 Traikovich 1999 Zhang et al 1999 Ozer et al 2000 Nusgens et al 2001
Pinnell et al 2001 2003 Lee et al 2004 Raschke et al 2004 Sauermann et al 2004
Elmore 2005 Jentzsch et al 2005 Lin et al 2005 Placzek et al 2005 Carlotti et al
2006 Farahmand et al 2006 Heber et al 2006 Maia et al 2006 Tournas et al 2006)
and exerts several functions on the skin as collagen synthesis depigmentation and
antioxidant activity (Nusgens et al 2001 Spiclin et al 2003) As an antioxidant it
protects skin by neutralizing reactive oxygen species generated on exposure to sunlight
(Shindo et al 1994) In biological systems it reduces both oxygenndash and nitrogenndash based
free radicals (Higdon and Frei 2002) and thus delays the aging process In view of the
instability of ascorbic acid in skin care formulations (Bissett 2006) it is often used in
combination with another redox partner such as alpha-tocopherol (vitamin E) to retard its
oxidation (Wille 2005)
The details of the cream formulations used in this study are given in Table 6 The
results obtained on the photodegradation of ascorbic acid in aqueous organic solvents
and cream formulations are discussed in the following sections
70
Table 6 Composition of cream formulations containing ascorbic acid
Ingredients Cream
No pH
SA PA MA CA AH2 GL PG EG PH DW
1 a 4 + minus minus + + + minus minus + +
b 5 + minus minus + + + minus minus + +
c 6 + minus minus + + + minus minus + +
d 7 + minus minus + + + minus minus + +
2 a 4 minus + minus + + + minus minus + +
b 5 minus + minus + + + minus minus + +
c 6 minus + minus + + + minus minus + +
d 7 minus + minus + + + minus minus + +
3 a 4 minus minus + + + + minus minus + +
b 5 minus minus + + + + minus minus + +
c 6 minus minus + + + + minus minus + +
d 7 minus minus + + + + minus minus + +
4 a 4 + minus minus + + minus + minus + +
b 5 + minus minus + + minus + minus + +
c 6 + minus minus + + minus + minus + +
d 7 + minus minus + + minus + minus + +
5 a 4 minus + minus + + minus + minus + +
b 5 minus + minus + + minus + minus + +
c 6 minus + minus + + minus + minus + +
d 7 minus + minus + + minus + minus + +
6 a 4 minus minus + + + minus + minus + +
b 5 minus minus + + + minus + minus + +
c 6 minus minus + + + minus + minus + +
d 7 minus minus + + + minus + minus + +
7 a 4 + minus minus + + minus minus + + +
b 5 + minus minus + + minus minus + + +
c 6 + minus minus + + minus minus + + +
d 7 + minus minus + + minus minus + + +
8 a 4 minus + minus + + minus minus + + +
b 5 minus + minus + + minus minus + + +
c 6 minus + minus + + minus minus + + +
d 7 minus + minus + + minus minus + + +
9 a 4 minus minus + + + minus minus + + +
b 5 minus minus + + + minus minus + + +
c 6 minus minus + + + minus minus + + +
d 7 minus minus + + + minus minus + + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water
71
52 PHOTOPRODUCTS OF ASCORBIC ACID
The photolysis of ascorbic acid (AH2) in aqueous and organic solvents and in
cream formulations on UV irradiation leads to the formation of dehydroascorbic acid
(DHA) as detected by TLC along with the undegraded AH2 using the solvent systems A
B and C The identification of DHA was carried out by comparison of the Rf value and
spot color with those of the authentic compound The formation of DHA on
photooxidation of ascorbic acid solutions has previously been reported (Homan and
Gaffron 1964 Sattar et al 1977 Heelis et al 1981 Rozanowska et al 1997 Lavoie et
al 2004) DGA the hydrolysis product of DHA (Homan and Gaffron 1964) could not
be detected under the present experimental conditions
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED SOLUTIONS
A typical set of the UV absorption spectra of photolysed solutions of AH2 in
methanol is shown in Fig 5 There is a gradual loss of absorbance around 245 nm with
time as a result of the oxidation of the molecule to DHA (Pelletier 1985 Davies et al
1991 Rumsey and Levine 2000) which does not absorb in this region due to the loss of
conjugation Similar absorption changes are observed on the photolysis of AH2 in other
organic solvents and in the methanolic extracts of cream formulations However the
magnitude of these changes varies with the rate of photolysis in a particular solvent or
cream and appears to be a function of the polar character pH and viscosity of the
medium
72
Fig 5 UV absorption spectra of photolysed solutions of ascorbic acid in methanol at
0 40 80 120 160 220 and 300 min
73
54 ASSAY OF ASCORBIC ACID IN CREAMS AND SOLUTIONS
The assay of AH2 in creams and solutions has been carried out in acidified
methanol (pH 20) according to the UV spectrophotometric method of Zeng et al (2005)
Aqueous solutions of AH2 (~pH 2) exhibit absorption maxima at 243 nm (OrsquoNeil 2001
Moffat et al 2004 Sweetman 2009) 244 nm (Ogata and Kosugi 1969) and 245 nm
(Verma et al 1991 Johnston et al 2007) The absorption maxima of AH2 in methanol
and phosphate buffer (pH 25) occur at 245 nm (Zeng et al 2005) Since dilute solutions
of AH2 are highly susceptible to oxidation the pH was adjusted to 20 with phosphoric
acid to convert the molecule to the non-ionized form (99) to minimize degradation
during the assay AH2 in acidified methanol (pH 20) was found to exhibit the absorption
maximum at 245 nm as reported by Zeng et al (2005) The method was also used for the
assay of AH2 in aqueous and organic solvents
The validity of Beerrsquos law relation in the concentration range used was confirmed
prior to the assay The calibration data for AH2 at the analytical wavelength are presented
in Table 5 (Chapter 4) The correlation coefficient (r = 09996) indicates a good linear
relationship over the concentration range employed The values of specific absorbance
and molar absorptivity at 245 nm determined from the slope of the curve are in good
agreement with those reported by previous workers (Davies et al 1991 Johnston et al
2007) The method of Zeng et al (2005) has been found to be satisfactory for the assay of
AH2 in cream formulations and solutions and has been used to study the kinetics of
photolysis reactions The method was validated before its application to the assay of AH2
in photolysed creams The reproducibility of the method was confirmed by the analysis of
known amounts of AH2 in the concentration range likely to be found in photodegraded
74
creams The values of the recoveries of AH2 in creams by the UV spectrophotometric
method are in the range of 90ndash96 The values of RSD for the assays indicate the
precision of the method within plusmn5 (Table 7)
In order to compare the UV spectrophotometric method with the British
Pharmacopoeia iodimetric method (2009) using a dilute iodine solution (002 M) the
creams were simultaneously assayed for AH2 content by the two methods and the results
are reported in Table 8 The statistical evaluation of the accuracy and precision of the two
methods was carried out by the application of the F test and the t test respectively The F
test showed that there is no significant difference between the precision of the two
methods and the calculated value of F is lower than the critical value (F = 639 P = 005)
in each case The t test indicated that the calculated t values are lower than the tabulated t
values (t = 2776 P = 005) suggesting that at 95 confidence level the differences
between the results of the two methods are statistically non-significant Thus the accuracy
and precision of the UV spectrophotometric method is comparable to that of the official
iodimetric method for the assay of AH2 in cream formulations The results of the assays
of AH2 in aqueous organic solvents and cream formulations are reported in Table 9
55 EFFECT OF SOLVENT
The influence of solvent on the rate of degradation of drugs is of considerable
importance to the formulator since the stability of drug species in solution media may be
predicted on the basis of their chemical reactivity The reactivity of drugs in a particular
medium depends to a large extent on solvent characteristics such as the dielectric
constant and viscosity (Connors et al 1986 Yoshioka and Stella 2000 Sinko 2006)
75
Table 7 Recovery of ascorbic acid added to cream formulationsa
Cream
Formulationb
Added
(mg)
Found
(mg)
Recovery
()
RSD
()
1a 400
200
380
183
950
915
21
25
2b 400
200
371
185
928
925
15
25
3c 400
200
375
181
938
905
11
31
4d 400
200
384
189
960
945
13
21
5b 400
200
370
189
925
945
14
26
6c 400
200
369
190
923
950
10
22
7d 400
200
374
182
935
910
17
39
8c 400
200
380
188
950
940
15
33
9d 400
200
367
189
918
945
20
42
a Values expressed as a mean of three to five determinations
b The cream formulations represent combinations of each emulsifier (stearic acid
palmitic acid myristic acid) with each humectant (glycerin propylene glycol ethylene
glycol) to observe the efficiency of methanol to extract AH2 from different creams
(Table 6)
76
Table 8 Assay of ascorbic acid in creams using UV spectrophotometric and iodimetric
methods
Ascorbic acid (mg) Cream
Formulationb Added UV method
a
Iodimetric
methoda
Fcalc tcalc
1a 40
20
380 plusmn 081
183 plusmn 046
375 plusmn 095
185 plusmn 071
138
238
245
104
2b 40
20
371 plusmn 056
185 plusmn 047
373 plusmn 064
193 plusmn 038
130
065
181
200
3c 40
20
375 plusmn 040
181 plusmn 056
374 plusmn 046
183 plusmn 071
132
160
101
223
4d 40
20
384 plusmn 051
189 plusmn 039
381 plusmn 066
190 plusmn 052
167
178
176
231
5b 40
20
370 plusmn 052
189 plusmn 050
372 plusmn 042
185 plusmn 067
065
179
162
125
6c 40
20
369 plusmn 037
190 plusmn 042
371 plusmn 058
188 plusmn 056
245
177
122
197
7d 40
20
374 plusmn 062
182 plusmn 072
370 plusmn 070
184 plusmn 082
127
129
144
168
8c 40
20
380 plusmn 058
188 plusmn 062
375 plusmn 075
192 plusmn 060
167
094
123
162
9d 40
20
367 plusmn 072
189 plusmn 080
365 plusmn 082
187 plusmn 075
149
092
130
203
Theoretical values (P = 005) for F is 639 and for t is 2776
a Mean plusmn SD (n = 5)
b Table 6
77
Table 9 Photodegradation of ascorbic acid in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) pHa 40 50 60 70
0 383 382 384 383
60 374 369 366 361
120 361 354 346 325
180 351 345 325 305
240 345 327 301 284
1
300 336 316 287 264
0 380 383 382 379
60 371 376 362 346
120 359 357 342 320
180 352 345 322 301
240 341 335 299 283
2
300 336 321 291 261
0 384 376 381 385
60 377 367 360 358
120 366 348 334 324
180 356 337 317 305
240 343 320 301 282
3
300 335 307 273 253
78
Table 9 continued
0 377 378 386 372
60 365 361 371 355
120 353 345 347 322
180 344 327 325 298
240 332 320 306 279
4
300 317 303 284 252
0 381 367 372 373
60 372 358 358 353
120 360 337 336 321
180 352 325 320 302
240 341 313 300 284
5
300 327 302 278 256
0 376 386 380 377
60 366 372 350 350
120 353 347 323 316
180 337 334 308 298
240 329 320 291 274
6
300 313 306 267 245
79
Table 9 continued
0 380 372 378 380
60 373 362 350 354
120 358 340 329 321
180 344 328 304 300
240 332 315 292 283
7
300 319 302 272 252
0 380 381 378 361
60 368 364 361 335
120 355 354 340 313
180 342 340 315 281
240 337 331 303 269
8
300 323 314 281 248
0 378 382 370 375
60 370 369 349 342
120 356 347 326 321
180 339 333 298 291
240 326 314 277 271
9
300 313 302 265 242
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
80
In order to observe the effect of solvent dielectric constant the apparent first-
order rate constants (kobs) for the photolysis of AH2 in alcoholic solvents (Table 10) were
plotted against the dielectric constants of the solvents A linear relationship indicated the
dependence of the rates of photolysis on solvent dielectric constant (Fig 6) This implies
the involvement of a polar intermediate in the reaction to facilitate the formation of the
degradation products as suggested by Ahmad and Tollin (1981) in the case of flavin
electron transfer reactions The effect of solvent polarity has been observed on the
autooxidation of AH2 in organic solvents (Ogata and Kosugi 1969)
Another solvent parameter affecting the rate of a chemical reaction is viscosity
which can greatly influence the stability of oxidisable substances (Wallwork and Grant
1977 Laidler 1987 Fung 1990) A plot of kobs for the photolysis of AH2 against the
reciprocal of solvent viscosity (Table 10) is linear showing that an increase in solvent
viscosity results in a decrease in the rate of photolysis (Fig 7) The viscosity of the liquid
affects the rate at which molecules can diffuse through the solution This in turn may
affect the rate at which a compound can suffer oxidation at the liquid surface This
applies to AH2 and an increase in the viscosity of the medium makes access to air at the
surface more difficult to prevent oxidation (Wallwork and Grant 1977)
56 EFFECT OF CONCENTRATION
In order to observe the effect of concentration (Table 11) on the photostability of
AH2 in a cream using stearic palmitic and myristic acids as emulsifying agents and
glycerin as humectant plots of log concentration versus time were constructed (Fig 8)
and the apparent first-order rate constants were determined (Table 12) A graph of kobs
against concentration of AH2 (Fig 9) exhibited an apparent linear relationship between
81
Table 10 Apparent first-order rate constants (kobs) for the photolysis of ascorbic acid in
water and organic solvents
Solvent Dielectric
Constant (25 ordmC)
Viscosity
(mPas) ndash1
kobs times104
(minndash1
)
Water 785 1000 404
Methanol 326 1838 324
Ethanol 243 0931 316
1-Propanol 201 0514 302
1-Butanol 178 0393 295
82
00
20
40
60
80
0 10 20 30 40 50 60 70 80
Dielectric constant
k (
min
ndash1)
Fig 6 A plot of kobs for photolysis of ascorbic acid against solvent dielectric constant
(times) Water () methanol () ethanol (diams) 1-propanol () 1-butanol
83
00
10
20
30
40
50
00 05 10 15 20
Viscosity (mPas)ndash1
k times
10
4 (m
inndash1)
Fig 7 A plot of kobs for photolysis of ascorbic acid against reciprocal of solvent
viscosity Symbols are as in Fig 6
84
Table 11 Effect of concentration on the photodegradation of ascorbic acid in cream
formulations at pH 60
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) 05 10 15 20 25
0 95 191 290 379 471
60 90 182 277 358 453
120 82 167 260 339 431
180 77 158 239 311 401
240 70 144 225 298 382
1
300 64 134 210 282 363
0 92 186 287 380 472
60 88 175 272 369 453
120 82 160 251 342 429
180 75 152 238 326 405
240 71 144 225 309 392
2
300 65 134 215 289 366
0 94 182 286 376 470
60 87 171 265 352 454
120 78 152 251 337 426
180 69 143 227 315 404
240 62 129 215 290 378
3
300 58 119 195 271 353
85
05
10
15
20
25
06
08
10
12
14
16
18
log
co
nce
ntr
ati
on
(m
g)
a
05
10
15
20
25
06
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
b
05
10
15
20
25
06
08
10
12
14
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
c
Fig 8 Log concentration versus time plots for the photodegradation of ascorbic acid at
various concentrations in creams at pH 60 a) stearic acid b) palmitic acid
c) myristic acid
86
Table 12 Apparent first-order rate constants (kobs) for the photodegradation of various
ascorbic acid concentrations in cream formulations at pH 60
kobs times 103 (min
ndash1)a Cream
Formulationb 05 10 15 20 25
1 133
(0994)
120
(0993)
111
(0995)
101
(0994)
090
(0994)
2 118
(0992)
108
(0994)
098
(0993)
093
(0992)
084
(0994)
3 169
(0994)
144
(0995)
126
(0994)
109
(0993)
097
(0992)
a The values in parenthesis are correlation coefficients
b Table 6
87
Stearic acid
Palmitic acid
Myristic acid
00
05
10
15
20
25
00 05 10 15 20 25
Ascorbic acid concentration ()
kob
s (min
ndash1)
Fig 9 A plot of kobs for photodegradation against ascorbic acid concentrations in cream
formulations
88
the two values Thus the rate of degradation of AH2 is faster at a lower concentration on
exposure to the same intensity of light This may be due to a relatively greater number of
photons available for excitation of the molecule at lower concentration compared to that
at a higher concentration The AH2 concentrations of creams used in this study are within
the range (1ndash15) reported by previous workers for topical applications to skin (Kaplan
et al 1989 Traikovich et al 1999 Nusgens et al 2001 Matsubayashi et al 2003
Espinal-Perez et al 2004 Sauermann et al 2004 Lin et al 2005 Heber et al 2006)
57 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The values of kobs for the photodegradation of AH2 (2) in various cream
formulations are reported in Table 13 The first-order plots for the photodegradation of
AH2 at pH 4ndash7 in various cream formulations are shown in Fig 10ndash12 The plots of kobs
against carbon chain length of the emulsifying agents are shown in Fig 13 They indicate
that the photodegradation of AH2 is affected by the emulsifying agent in the order
myristic acid gt stearic acid gt palmitic acid
These acids possess a polar character (Yao et al 2009) and the carbon chain of the acid
may play a part in the photostability of AH2 However the results indicate that in the
presence of palmitic acid AH2 exhibits greater stability as indicated by the plots of kobs
versus the carbon chain length of the emulsifying agents (Fig 13) This could be
predominantly due to the interaction of AH2 with palmitic acid in the cream to impart it
greater stability Ascorbic acid-6-palmitate is known to be an antioxidant in cosmetic
preparations (Lee et al 2009) and food products (Doores 2002)
In view of the above observations it may be suggested that the photodegradation
of AH2 could involve a polar semiquinone intermediate (Johnston et al 2007) which
89
Table 13 First-order rate constants (kobs) for the photodegradation of ascorbic acid in
cream formulations
kobs times 103 (min
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 044
(0992)
064
(0994)
100
(0995)
126
(0995)
2 042
(0992)
060
(0991)
095
(0992)
120
(0995)
3 047
(0993)
069
(0993)
107
(0991)
137
(0995)
4 056
(0993)
072
(0992)
104
(0994)
131
(0993)
5 050
(0991)
067
(0992)
097
(0991)
124
(0992)
6 061
(0992)
079
(0993)
113
(0992)
140
(0994)
7 060
(0992)
071
(0993)
108
(0994)
133
(0992)
8 053
(0991)
062
(0992)
099
(0994)
126
(0993)
9 065
(0991)
081
(0996)
117
(0993)
142
(0995)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental conditions
including light intensity
The estimated error is plusmn5
90
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
1
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
2
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 10 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
91
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
4
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
5
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 11 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
92
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
7
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
8
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 12 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
93
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (m
inndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (
min
ndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
Carbon chain length
ko
bs times
10
3 (
min
ndash1)
7-9
Fig 13 Plots of kobs for photodegradation of ascorbic acid in creams (1ndash9) against carbon
chain length of emulsifier () Stearic acid () palmitic acid () myristic acid
Humectant used glycerin (1ndash3) propylene glycol (4ndash6) ethylene glycol (7ndash9)
94
depending on the polar character of the medium undergoes oxidation with varying rates
This is similar to the behavior of the photolysis of riboflavin analogs which is dependent
on the polar character of the medium (Ahmad and Tollin 1981) The effect of carbon
chain length on the transdermal delivery of an active ingredient has been discussed (Lu
and Flynn 2009)
58 EFFECT OF VISCOSITY
The plots of rates of AH2 degradation in cream formulations (Table 13) as a
function of carbon chain length (Fig 13) indicate that the rates vary with the humectant
and hence the viscosity of the medium in the order
ethylene glycol gt propylene glycol gt glycerin
This is in agreement with the rate of photolysis of AH2 in organic solvents that
higher the viscosity of the medium lower the rate of photolysis Thus apart from the
carbon chain length of the emulsifier viscosity of the humectant added to the cream
formulation appears to play an important part in the stability of AH2 The stabilizing
effect of viscosity imparting substances on AH2 solutions has been reported (Stone 1969
Kassem et al 1969ab)
59 EFFECT OF pH
The kobsndashpH profiles for the photodegradation of AH2 in various creams (1ndash9) at
pH 4ndash7 (Fig 14) represent a sigmoid type curve indicating the oxidation of the ionized
form (AHndash) of AH2 (pKa 41) (OrsquoNeil 2001) with pH The AH
ndash species appears to be
more susceptible to photooxidation than the non-ionized form (AH2) The behavior of
AH2 on photooxidation in the pH range 4ndash7 is similar to that observed for the chemical
oxidation of AH2 by molecular oxygen (DeRitter 1982) and involves the interaction of
95
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
04
06
08
10
12
14
kob
s times
10
3 (m
inndash
1)
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
04
06
08
10
12
14
ko
bs times
10
3 (
min
ndash1)
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
04
06
08
10
12
14
30 40 50 60 70
pH
ko
bs
times 1
03
(min
ndash1)
Fig 14 The kobsndashpH profiles for the photodegradation of ascorbic acid in creams (1ndash9)
Glycerin
Propylene glycol
Ethylene glycol
96
AH2 with singlet oxygen on UV irradiation (Silva and Quina 2006) The AHndash species
(predominant in the pH range 42ndash70 557ndash999) is more reactive towards singlet
oxygen than its protonated form the AH2 molecule as suggested by Bisby et al (1999)
and therefore the rate of photooxidation is higher in the pH range above 41
corresponding to the pKa1 of AH2 The major goal of a ratendashpH profile is to determine
the optimum pH range for a particular formulation Several workers have studied the
ratendashpH profiles of the chemical oxidation of AH2 in the pH range 2ndash7 (Garrett 1967
Taqui Khan and Martell 1967 Rogers and Yacomeni 1971 Blaugh and Hajratwala
1972 DeRitter 1982 Moura et al 1994) however the kinetics of photooxidation of
AH2 in cream formulations has so far not been reported
510 EFFECT OF REDOX POTENTIAL
The photooxidation of AH2 is also influenced by its redox potential which varies
with pH The greater photostability of AH2 at pH 5ndash6 compared to that at pH 7 and above
is due to its lower rate of oxidationndashreduction in this range (Eordm pH 50 = +0127 V)
(OrsquoNeil 2001) The increase in the rate of photooxidation with pH is due to a
corresponding increase in the redox potential (Eordm pH 70 = +0058 V) (Fasman 1976) of
AH2 and is similar to the photolysis behavior of riboflavin at pH 5ndash6 (Eordm pH 50 = ndash0117
V) (Sinko 2006) compared to that at pH 70 (Eordm pH 70 = ndash 0207 V) (Ahmad et al
2004a Sinko 2006) Since the ionization as well as the redox potentials of AH2 are a
function of pH the rate of photooxidation depends upon the specific species present and
its redox behavior at a particular pH
97
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE OXIDATION OF
ASCORBIC ACID
A reaction scheme based on general photochemical principles for the important
reactions involved in the photooxidation of ascorbic acid is presented below
0AH2 hv k1
1AH2 (51)
1AH2 k2 Products (52)
1AH2 isc k3
3AH2 (53)
3AH2 k4 Products (54)
0AH
ndash hv k5
1AH
ndash (55)
1AH
ndash k6 Products (56)
1AH
ndash k7
3AH
ndash (57)
3AH
ndash k8 Products (58)
3AH
ndash +
0AH2 k9 AH٠
ndash + AH٠ (59)
2 AH٠ k10 A + AH2 (510)
3AH2 +
3O2 k11
0AH2 +
1O2 (511)
AHndash +
1O2 k12
3AH
ndash +
3O2 (512)
AH٠ + 1O2 k13 AHOO٠ (513)
AHOO٠ k14 A + HO2٠ (514)
AHOO٠ + 0AH2 k15 AH٠ + AHOOH (515)
AHOOH k16 secondary reaction
A + H2O2 (516)
According to this reaction scheme the ground state ascorbic acid species (0AH2
0AH
ndash) each is excited to the lowest singlet state (
1AH2
1AH
ndash) by the absorption of a
quantum of UV light (51 55) These excited states may directly be converted to
98
photoproducts (52 56) or may undergo intersystem crossing (isc) to form the excited
triplet states (53 57) The excited triplet states may then degrade to the photoproducts
(54 58) The monoascorbate triplet (3AH
ndash) may react with the ground state ascorbic
acid to form a monoascorbate radical anion (AH٠ndash) and a monoascorbate radical (AH٠)
(59) Two AH٠ radical species may lead to the formation of an oxidized (A) and a
reduced ascorbic acid molecule (AH2) (510) Ascorbic acid triplet (3AH2) may react with
molecular oxygen (3O2) to yield singlet oxygen (
1O2) (511) which may then react with
monoascorbate anion (AHndash) to form the excited triplet state (
3AH
ndash) (512) or with
monoascorbate radical to form a peroxyl radical (AHOO٠) (513) The peroxyl radical
may yield dehydroascorbic acid (A) (514) or react with ground state ascorbic acid to
give monoascorbate radical and a reduced species AHOOH (515) The reduced species
may give rise to dehydroascorbic acid and hydrogen peroxide (516)
512 DEGRADATION OF ASCORBIC ACID IN THE DARK
In view of the instability of AH2 and to observe its degradation in the dark the
creams were stored in airtight containers at room temperature in a cupboard for a period
of about 3 months and assayed for AH2 content at appropriate intervals The analytical
data (Table 14) were subjected to kinetic treatment (Fig 15ndash17) and the apparent first-
order rate constants for the degradation of AH2 were determined (Table 15) The values
of the rate constants indicate that the degradation of AH2 in the dark is about 70 times
slower than those of the creams exposed to UV irradiation (Table 13) The degradation of
AH2 in creams in the dark is due to chemical oxidation (Section 132) and occurs in the
order of emulsifying agents (Fig 18)
myristic acid gt stearic acid gt palmitic acid
99
Table 14 Degradation of ascorbic acid in the dark in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) pHa 40 50 60 70
0 383 382 384 383
10 354 340 313 278
20 309 306 279 245
40 244 209 183 161
60 172 166 131 105
1
80 145 114 81 61
0 380 383 382 379
10 360 343 350 335
20 322 310 301 294
40 266 250 211 186
60 233 211 168 142
2
80 182 153 114 89
0 384 376 381 385
10 368 350 340 318
20 318 273 273 266
40 223 199 172 155
60 174 132 117 84
3
80 122 97 66 54
100
Table 14 continued
0 377 378 386 372
10 350 334 334 318
20 314 268 256 244
40 238 208 182 136
60 179 155 107 94
4
80 128 101 79 59
0 381 367 372 373
10 350 293 300 320
20 299 266 270 263
40 220 191 192 184
60 183 153 139 129
5
80 149 115 87 76
0 376 386 380 377
10 312 320 314 251
20 255 282 226 199
40 175 194 159 131
60 139 128 99 74
6
80 102 81 55 41
101
Table 14 continued
0 380 372 378 380
10 323 330 333 323
20 288 273 276 224
40 212 174 182 146
60 152 133 108 83
7
80 100 82 66 56
0 380 381 378 361
10 333 320 310 310
20 281 266 260 257
40 230 189 171 177
60 156 148 128 111
8
80 123 96 78 66
0 378 382 370 375
10 313 295 281 300
20 256 247 257 203
40 194 178 151 133
60 119 114 88 74
9
80 88 68 49 39
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
102
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
1
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
2
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 15 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
103
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
4
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
5
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 16 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
104
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
7
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
8
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 17 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Palmitic acid
Myristic acid
Stearic acid
105
Table 15 First-order rate constants (kobs) for the degradation of ascorbic acid in cream
formulations in the dark
kobs times 102 (day
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 128
(0991)
152
(0994)
191
(0995)
220
(0994)
2 091
(0992)
110
(0991)
152
(0993)
182
(0992)
3 148
(0991)
176
(0995)
220
(0993)
254
(0995)
4 137
(0992)
161
(0993)
205
(0994)
236
(0995)
5 121
(0991)
141
(0994)
175
(0993)
195
(0993)
6 162
(0992)
194
(0995)
237
(0994)
265
(0994)
7 164
(0994)
189
(0994)
222
(0993)
246
(0996)
8 143
(0994)
167
(0995)
193
(0996)
212
(0993)
9 184
(0995)
208
(0994)
251
(0992)
280
(0996)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental
conditions
The estimated error is plusmn5
106
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (d
ayndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (
da
yndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
10
20
30
12 14 16 18
Carbon chain length
k times
10
2 (
da
yndash1)
7-9
Fig 18 Plots of kobs for degradation of ascorbic acid in the dark in creams (1ndash9) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid Humectant used glycerin (1ndash3) propylene glycol (4ndash6)
ethylene glycol (7ndash9)
107
Although it is logical to expect a linear relationship between the rate of degradation and
the carbon chain length of the emulsifier due to its polar character (Yao et al 2009) it
has not been observed in the present case The reason for the slowest rate of degradation
of AH2 in the presence of palmitic acid appears to be due to the interaction of AH2 with
palmitic acid (Lee et al 2009) as explained in Section 57
The degradation of AH2 also appears to be affected by the viscosity of the cream
in the order of humectant (Fig 19)
ethylene glycol gt propylene glycol gt glycerin
Thus the presence of glycerin imparts the most stabilizing effect on the degradation of
AH2 This is the same order as observed in the case of photodegradation of AH2 in the
creams The airtight containers used for the storage of creams make the access of air to
the creams difficult to cause chemical oxidation of AH2 However it has been observed
that the degradation of AH2 is highest in the upper layer of the creams compared to that
of the middle and the bottom layers Therefore the creams were thoroughly mixed before
sampling for the assay of AH2 However the scattering in kinetic plots (Fig 15ndash17) is
due to non-uniform distribution of AH2 in degraded creams
The effect of pH on the degradation of AH2 in the creams (Fig 19) shows that the
degradation increases with an increase in pH as observed in the case of photodegradation
of AH2 in the creams This is due to an increase in the ionization and redox potential of
AH2 with pH causing greater oxidation of the molecule and has been discussed in
Sections 59 and 510
108
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
00
10
20
30
k times
10
2 (d
ayndash
1)
Glycerin
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
00
10
20
30
k times
10
2 (
da
yndash1)
Propylene glycol
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
00
10
20
30
30 40 50 60 70
pH
k times
10
2 (d
ayndash
1)
Ethylene glycol
Fig 19 The kobsndashpH profiles for the degradation of ascorbic acid in the dark in creams
(1ndash9)
CHAPTER VI
PHOTOCHEMICAL INTERACTION
OF ASCORBIC ACID WITH
RIBOFLAVIN NICOTINAMIDE
AND ALPHA-TOCOPHEROL IN
CREAM FORMULATIONS
110
61 INTRODUCTION
It is now medically recognized that sagging skin and other signs of degenerative
skin conditions such as wrinkles and age spots are caused primarily by oxy-radical
damage Ascorbic acid can accelerate wound healing protect fatty tissues from oxidative
damage and play an integral role collagen synthesis (Zhang et al 1999) It is used in
cosmetic preparations for its anti-aging depigmentation and antioxidant properties
(Spiclin 2003 Ehrlich et al 2006) It is also used in combination with other vitamins
such as alpha-tocopherol as a co-antioxidant to stabilize cosmetic preparations (Eberlein-
Koumlnig and Ring 2005 Bissett 2006 Murray 2008) Ascorbic acid in the presence of air
or light is known to interact with alpha-tocopherol (Packer et al 2002 Johnston et al
2007) riboflavin (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Kim et al 1993 Jung et al 1995 De La Rochette et al 2000 2003 Lavoie et al
2004 Vaid et al 2005 Ahmad and Vaid 2006 Silva and Quina 2006) and
nicotinamide (Bailey et al 1945 Werner et al 1949 Guttman and Brooke 1963
DeRitter 1982) The present work involves a study of the effect of alpha-tocopherol
riboflavin and nicotinamide on the photostability of ascorbic acid in cream formulations
to observe whether the interaction in these formulations leads to the stabilization of
ascorbic acid The chemical structures of nicotinamide (NA) alpha-tocopherol (TP)
riboflavin (RF) formylmethylflavin (FMF) and lumichrome (LC) are shown in Fig 20
The details of the cream formulations used in this study are given in Table 16
The results obtained on the photodegradation of ascorbic acid in cream formulations are
discussed in the following sections
111
Riboflavin
N
N
NH
N
CH2
CH
C OHH
CH OH
CH2OH
N
N
NH
N
CH2
CHO
Formylmethylflavin
N
N
NH
HN
Lumichrome
OH
N
NH2
O
Nicotinamide
O CH3
CH3
CH3
HO
H3C
CH3 CH3 CH3
CH3
Alpha-Tocopherol
O
O
H3C
H3C
H3C
H3C
O
O
H3C
H3C
O
O
Fig 20 Chemical structures of alpha-tocopherol nicotinamide riboflavin
formylmethylflavin and lumichrome
112
Table 16 Composition of cream formulations containing ascorbic acid (2) and other
vitamins
Ingredients Cream
No SA PA MA CA GL AH2 RFa NA
b TP
c PH DW
10 a + minus minus + + + a minus minus + +
b + minus minus + + + b minus minus + +
c + minus minus + + + c minus minus + +
d + minus minus + + + d minus minus + +
e + minus minus + + + e minus minus + +
11 a minus + minus + + + a minus minus + +
b minus + minus + + + b minus minus + +
c minus + minus + + + c minus minus + +
d minus + minus + + + d minus minus + +
e minus + minus + + + e minus minus + +
12 a minus minus + + + + a minus minus + +
b minus minus + + + + b minus minus + +
c minus minus + + + + c minus minus + +
d minus minus + + + + d minus minus + +
e minus minus + + + + e minus minus + +
13 a + minus minus + + + minus a minus + +
b + minus minus + + + minus b minus + +
c + minus minus + + + minus c minus + +
d + minus minus + + + minus d minus + +
e + minus minus + + + minus e minus + +
14 a minus + minus + + + minus a minus + +
b minus + minus + + + minus b minus + +
c minus + minus + + + minus c minus + +
d minus + minus + + + minus d minus + +
e minus + minus + + + minus e minus + +
113
Table 16 continued
15 a minus minus + + + + minus a minus + +
b minus minus + + + + minus b minus + +
c minus minus + + + + minus c minus + +
d minus minus + + + + minus d minus + +
e minus minus + + + + minus e minus + +
16 a + minus minus + + + minus minus a + +
b + minus minus + + + minus minus b + +
c + minus minus + + + minus minus c + +
d + minus minus + + + minus minus d + +
e + minus minus + + + minus minus e + +
17 a minus + minus + + + minus minus a + +
b minus + minus + + + minus minus b + +
c minus + minus + + + minus minus c + +
d minus + minus + + + minus minus d + +
e minus + minus + + + minus minus e + +
18 a minus minus + + + + minus minus a + +
b minus minus + + + + minus minus b + +
c minus minus + + + + minus minus c + +
d minus minus + + + + minus minus d + +
e minus minus + + + + minus minus e + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PH = potassium hydroxide DW = distilled water
RF = riboflavin NA = nicotinamide TP = alpha-tocopherol
a RF(g ) a = 0002 b = 0004 c = 0006 d = 0008 e = 0010
b NA (g ) a = 028 b = 056 c = 084 d = 112 e = 140
c TP (g ) a = 017 b = 034 c = 052 d = 069 e = 086
The molar concentrations of these vitamins are given in Section 421
114
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED CREAMS
A typical set of the absorption spectra of the methanolic extracts (pH 20) of the
freshly prepared and photolysed creams containing AH2 and TP is shown in Fig 21 AH2
in acidified methanol exhibits absorption maximum at 245 nm (Zeng et al 2005) as
observed in Fig 21 The absorption due to TP at 284 nm (Moffat et al 2004) was
cancelled by using an appropriate blank containing an equivalent concentration of TP
The gradual decrease in absorption at around 245 nm during UV irradiation indicates the
transformation of AH2 to DHA which does not absorb in this region (Davies et al 1991)
as a result of the loss of C3=C2 chromophore Similar spectral changes around 245 nm are
observed in the presence of RF and NA which also strongly absorb in this region A
decrease in the absorption of AH2 around 266 nm in aqueous solution (pH 60) in the
presence of RF has been reported (Vaid et al 2005) The spectral changes and loss of
absorbance in methanolic extracts of creams depends on the rate of photolysis of AH2 in
the presence of these vitamins
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER VITAMINS
The UV irradiation of AH2 in cream formulations (pH 60) in the presence of RF
NA and TP results in the degradation of AH2 and RF and the following photoproducts
have been identified on comparison of their RF values and spot color fluorescence with
those of the authentic compounds
AH2 DHA
RF FMF LC CMF
In the TLC systems used NA and TP did not show the formation of any
degradation product in creams
115
Fig 21 UV absorption spectra of methanolic extracts of photodegraded ascorbic acid in
cream at 0 60 120 180 300 and 480 min
116
The formation of DHA in the photooxidation of AH2 has previously been reported by
many workers (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Rozanowska et al 1997 Lavoie et al 2004 Vaid et al 2006) RF is sensitive to light in
aqueous solutions (DeRitter 1982 British Pharmacopoeia 2009 Sweetman 2009) and is
known to form a number of products under aerobic conditions (Treadwell et al 1968
Cairns and Metzler 1971 Schuman Jorns et al 1975 Ahmad and Rapson 1990 Ahmad
and Vaid 2006 Ahmad et al 2004ab 2005 2008 Vaid et al 2006) It has been found
to degrade on UV irradiation in cream formulations to give FMF LC and CMF and these
products have been reported in the photolysis of RF by the workers cited above The
formation of these products may be affected by the interaction of AH2 and RF in creams
(Section 66) NA and TP individually did not appear to form any photoproduct of their
own directly or on interaction with AH2 in creams and may influence the degradation of
AH2 on UV irradiation
64 ASSAY METHOD
In view of the presence of RF (absorption maxima 223 267 373 and 444 nm)
(British Pharmacopoeia 2009) NA (absorption maximum 261 nm) (Moffat et al 2004)
and TP (absorption maximum 284 nm) (Moffat et al 2004) in the cream formulations
and the interference of these vitamins with the absorption of AH2 (absorption maximum
265 nm) (Davies et al 1991) the direct spectrophotometric method cannot be applied for
the determination of AH2 Therefore the iodimetric method (British Pharmacopoeia
2009) was used to determine AH2 in cream formulations The method was validated in
the presence of RF NA and TP before its application to the determination of AH2 in
photodegraded creams The reproducibility of the method has been confirmed by the
117
assay of known concentrations of AH2 in the range present in photodegraded creams The
recovery of AH2 in the creams has been found to be in the range 90ndash96 The values of
RSD indicate that the precision of the method is within plusmn5 (Table 17) and it can be
applied to study the kinetics of AH2 photolysis in cream formulations The assay data on
AH2 in various cream formulations are given in Table 18
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC ACID
Several chemical and physical factors play a role in the photodegradation of AH2
in the presence of other vitamins (RF NA TP) and affect the rate of its degradation in
cream formulations The present work involves the study of photodegradation of AH2 in
cream formulations containing glycerin as humectant as AH2 has been found to be most
stable in these creams (Chapter 5) The apparent first-order rate constants (kobs) for the
photodegradation of AH2 in the presence of other vitamins in cream formulations
derived from the kinetic plots (Fig 22ndash24) are reported in Table 19 The second-order
rate constants (correlation coefficients 0991ndash0996) determined from the slopes of the
graphs of kobs versus vitamin concentration for the individual vitamins (Fig 25) and the
values of k0 determined from the intercept on the vertical axis at zero concentration are
reported in Table 20 The values of k0 give an indication of the effect of other vitamins on
the rate of degradation of AH2 These values are about 13 times lower than the values of
kobs obtained at the highest concentrations of RF and NA indicating that RF and NA both
accelerate the photodegradation of AH2 in creams RF is known to act as a
photosensitizer for the degradation of AH2 (Section 66) and therefore its presence in
creams would accelerate the degradation of AH2 The increase in the rate of
photodegradation of AH2 in the presence of NA has not previously been reported NA
118
Table 17 Recovery of ascorbic acid in cream formulations in the presence of other
vitamins by iodimetric methoda
Cream
Formulationb
Added
(mg )
Found
(mg )
Recovery
()
RSD
()
10e (RF) 400
200
373
187
933
935
29
22
11e (RF) 400
200
379
187
948
935
25
31
12e (RF) 400
200
375
188
938
940
29
28
13e (NA) 400
200
382
191
955
955
23
27
14e (NA) 400
200
380
185
950
925
19
26
15e (NA) 400
200
379
191
948
955
21
17
16e (TP) 400
200
368
183
920
915
29
44
17e (TP) 400
200
391
195
978
975
11
13
18e (TP) 400
200
377
182
943
910
32
37
a Values expressed as a mean of three to five determinations
b The cream formulations represent all the emulsifiers (stearic acid palmitic acid
myristic acid) to observe the efficiency of iodimetric method for the recovery of
ascorbic acid in presence of the highest concentration of vitamins (Table 16)
119
Table 18 Photodegradation of ascorbic acid in cream formulations in the presence of
other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b C d e
0 373 372 374 372 375
60 362 354 354 360 359
150 342 336 336 332 334
240 315 314 308 310 302
10 (RF)
330 301 291 288 281 282
0 380 379 376 374 374
60 370 366 362 362 361
150 343 337 340 332 328
240 329 323 320 313 310
11 (RF)
330 307 301 294 288 282
0 379 380 375 372 376
60 362 366 361 351 342
150 341 335 319 307 312
240 310 306 295 284 282
12 (RF)
330 285 278 263 254 243
120
Table 18 continued
0 372 370 371 368 365
60 361 358 348 350 349
120 342 343 329 326 330
180 327 325 319 312 308
240 317 309 299 289 285
13 (NA)
300 299 291 283 278 273
0 386 380 375 378 370
60 371 362 365 362 355
120 359 351 343 339 336
200 341 332 325 316 311
14 (NA)
300 313 303 296 294 280
0 375 371 374 370 366
60 362 356 352 352 345
120 343 332 336 326 314
200 323 315 311 295 293
15 (NA)
300 293 283 275 270 259
121
Table 18 continued
0 380 378 380 377 377
60 362 365 369 369 371
120 351 352 360 360 364
180 340 346 349 353 355
240 331 334 343 343 346
16 (TP)
300 320 323 330 332 337
0 383 380 378 380 377
60 372 371 372 373 370
120 363 360 361 366 365
180 348 348 350 356 355
240 341 343 343 348 348
17 (TP)
300 330 332 336 339 341
0 380 383 377 375 373
60 364 370 366 367 366
120 352 356 351 352 351
180 334 338 339 343 342
240 324 328 324 332 330
18 (TP)
300 307 315 317 318 322
122
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
10
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
11
ab
c
de
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
12
Fig 22 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing riboflavin (a) 0002 (b) 0004 (c) 0006 (d) 0008
(e) 0010
Stearic acid
Palmitic acid
Myristic acid
123
abcde
13
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
13
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
14
abcde
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
15
Fig 23 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing nicotinamide (a) 028 (b) 056 (c) 084 (d) 112 (e) 140
Stearic acid
Palmitic acid
Myristic acid
124
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
16
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
17
abcde
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
18
Fig 24 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing alpha-tocopherol (a) 017 (b) 034 (c) 052 (d) 069
(e) 086
Stearic acid
Myristic acid
Palmitic acid
125
Table 19 First-order rate constants (kobs) for the photodegradation of ascorbic acid in the
presence of other vitamins in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulationd
Other
vitaminc
a b C d e
10 RF 068
(0991)
073
(0996)
079
(0995)
085
(0992)
089
(0995)
11 RF 065
(0992)
070
(0992)
073
(0994)
080
(0995)
086
(0993)
12 RF 087
(0993)
096
(0995)
109
(0993)
116
(0994)
127
(0992)
13 NA 073
(0993)
081
(0992)
088
(0994)
096
(0994)
101
(0993)
14 NA 069
(0992)
074
(0992)
080
(0991)
086
(0995)
094
(0995)
15 NA 083
(0994)
090
(0993)
101
(0993)
109
(0994)
115
(0995)
16 TP 055
(0991)
051
(0994)
046
(0994)
042
(0993)
038
(0991)
17 TP 050
(0995)
045
(0993)
041
(0992)
038
(0995)
034
(0994)
18 TP 070
(0996)
066
(0996)
060
(0994)
055
(0993)
051
(0993)
a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Vitamin concentrations (andashe) are as given in Table 16
d All the creams contain glycerin as humectant
The estimated error is plusmn5
126
00
05
10
15
00 10 20 30
Riboflavin concentration (M times 104)
kob
s times
10
3 (
min
ndash1)
10-12
00
05
10
15
00 20 40 60 80 100 120
Nicotinamide concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
13-15
00
02
04
06
08
00 04 08 12 16 20
Alpha-Tocopherol concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
16-18
Fig 25 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against individual vitamin concentration in cream formulations (10ndash18)
127
Table 20 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of other vitamins and second-order rate constants (k) for the
photochemical interaction of ascorbic acid with RF NA and TP
Cream
formulation
Other
vitamin
k0 times 103
(minndash1
)
k
(Mndash1
minndash1
)
Correlation
coefficient
10 RF 062 102 0994
11 RF 059 097 0992
12 RF 077 189 0995
13 NA 066 032 times 10ndash2
0995
14 NA 062 027 times 10ndash2
0993
15 NA 074 037 times 10ndash2
0994
16 TP 059 110 times 10ndash2b
0996
17 TP 053 096 times 10ndash2b
0992
18 TP 075 123 times 10ndash2b
0994
a
The variations in the values of k0 are due to the degradation of AH2 in the presence of
different emulsifying agents in cream formulations
b Values for the inhibition of photodegradation of AH2
128
forms a complex with AH2 (Section 67) and may also act as a photosensitizer for AH2 by
energy transfer in the excited state on UV irradiation The absorption maximum of NA
(261 nm) (Moffat et al 2004) is very close to that of AH2 (265 nm) (Davies et al 1991)
and the possibility of energy transfer in the excited state (Moore 2004) is greater leading
to the photodegradation of AH2
The value of k0 is about 13 times greater than the values of kobs obtained for the
degradation of AH2 in the presence of the highest concentrations of TP in the creams
This indicates that TP has a stabilising effect on the photodegradation of AH2 in the
cream formulations This is in agreement with the view that the TP acts as a redox partner
with AH2 to retard its oxidation (Wille 2005) Thus among the three vitamins studied
only TP appears to have a stabilising effect on photodegradation of AH2 The
photochemical interaction of individual vitamins with AH2 is discussed below
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID
The interaction of RF with the ascorbate ion (AHndash) may be represented by the
following reactions proposed by Silva and Quina (2006)
RF rarr 1RF (61)
1RF rarr
3RF (62)
3RF + AH
ndash rarr RF
ndashmiddot + AHmiddot (63)
AHmiddot + O2 rarr A + HO2middot (64)
HO2middot + AHndash rarr H2O2 + AHmiddot (65)
RF on the absorption of a quantum of light is promoted to the excited singlet state (1RF)
(61) 1RF may undergo intersystem crossing (isc) to form the excited triplet state (
3RF)
(62) The excited triplet state may react with the ascorbate ion to generate the ascorbyl
hv
isc
129
radical (AH) (63) (Kim et al 1993) The ascorbyl radical reacts with oxygen to give
dehydroascorbic acid (A) and peroxyl radical (HO2) (64) This radical may interact with
ascorbate ion to generate further ascorbyl radicals (65) These radicals may again take
part in the sequence of reactions to form A The role of RF in this reaction is to act as a
photosensitiser in the oxidation of ascorbic acid to A Ascorbic acid is reported to protect
riboflavin in milk under the influence of light by reacting with singlet oxygen (Hall et al
2009) (Section 511)
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC ACID
NA is known to form a 11 complex with ascorbic acid (Guttman and Brooke
1963 OrsquoNeil 2001 Doores 2002) The complexation of NA and AH2 may result from
the donor-acceptor interaction between AH2 (donor) and NA (acceptor) as observed in
the case of tryptophan and NA (Florence and Attwood 2006) In the presence of light the
interaction may cause reduction of NA (NAH) to form the ascorbyl radical (AH) ((66)-
(68)) which is oxidized to dehydroascorbic acid (A) (69) The NAH may be oxidized to
NA and H2O2 (610)
NA rarr 1NA (66)
1NA rarr
3NA (67)
3NA + AH2 rarr NAH + AHmiddot (68)
2 AH٠ rarr A + AH2 (69)
NAH + O2 rarr NA + H2O2 (610)
The proposed reactions suggest that on photochemical interaction AH2 undergoes
photosensitised oxidation in the presence of NA indicating that the photostability of
ascorbic acid is affected by NA
isc
130
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH ASCORBIC ACID
TP is an unstable compound and its oxidation by air results in the formation of an
epoxide which than produces a quinone that is inactive (Connors et al 1986) TP is
destroyed by sun light and artificial light containing the wavelengths in the UV region
(Ball 2006) It interacts with other antioxidants such as ascorbic acid (AH2) according to
the following reactions
TPndashO + AH2 rarr TP + AHmiddot (611)
2 AHmiddot rarr A + AH2 (612)
TP + AHmiddot rarr TPndashO + AH2 (613)
The tocopheroxyl radical (TPndashO) reacts with AH2 to regenerate TP and form the
ascorbyl radical (AHmiddot) (611) This radical undergoes further reactions as described in
equations (64) and (65) (Traber 2007) It may also disproportionate back to A and AH2
(612) TP reacts with AHmiddot to produce again the TPndashO radical and AH2 Thus in the
presence of light TP leads to the oxidation of AH2 which is ultimately regenerated in the
reaction (Davies et al 1991) Ascorbic acid has the ability to act as a co-antioxidant with
the TPndashO to regenerate TP (Packer et al 1979 2002) In this manner AH2 and TP act
synergistically to function in a redox cycle and AH2 is stabilized in the cream
formulations and microemulsions (Rozman and Gasperlin 2007 Rozman et al 2009)
69 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The graphs of kobs for the photodegradation of AH2 in the presence of RF NA and
TP versus the carbon chain length of emulsifying agents are shown in Fig 26 It appears
that the photodegradation of AH2 in the presence of all the three vitamins in the creams
lies in the order
131
Fig 26 Plots of k for photodegradation of ascorbic acid in creams (10ndash18) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid
00
05
10
15
20
25
k
(Mndash
1 m
inndash
1)
00
05
10
15
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 m
inndash
1)
132
myristic acid gt stearic acid gt palmitic acid
The same order of emulsifying agents has been observed in the absence of the
added vitamins (Section 57) The polar character of these acids (Yao et al 2009) on the
basis of their carbon chain length may play a part in the photostability of AH2 The
greater stability of AH2 in creams in the presence of palmitic acid (Fig 26) may be due to
the interaction of AH2 with palmitic acid as discussed in Section 57 Ascorbic acid-6-
palmitate is known to be an antioxidant in cosmetic preparations (Lee et al 2009) and
food products (Doores 2002)
610 EFFECT OF VISCOSITY OF CREAMS
The plots of kobs for the degradation of AH2 in the presence of the highest
concentration of vitamins versus reciprocal of the viscosity of creams (Table 21) are
linear (Fig 27) and indicate that the increase in cream viscosity leads to a decrease in the
rate of degradation of AH2 The slopes of the plots indicate the effect of viscosity on the
interaction of AH2 with other vitamins in the order
riboflavin gt nicotinamide gt alpha-tocopherol
The relatively slow rate of degradation of AH2 in creams containing palmitic acid may be
due to the interaction of AH2 with the vitamins as well as palmitic acid (Lee et al 2009)
Thus viscosity is an important factor in the stability of AH2 in cream formulations and
may affect its rate of interaction with other vitamins It has been suggested that an
increase in the viscosity of the medium makes access to air at the surface more difficult to
prevent the oxidation of a drug (Wallwork and Grant 1977) This is in agreement with
the photolysis of AH2 in aqueous and organic solvents cream formulations (Chapter 5)
and aerobic oxidation of Ah2 in syrups (Blaug and Hajratwala 1972)
133
Table 21 Average viscosity of cream formulations containing different emulsifying
agents and glycerin as humectant (25 plusmn 1 ordmC) and the photodegradation rate
constants of AH2
Cream No Emulsifying
agent
Viscosityab
(mPa s)
kobs times 103c
10 (RF)
13 (NA)
16 (TP)
Stearic acid 9000 089
101
038
11 (RF)
14 (NA)
17 (TP)
Palmitic acid 8600 086
094
034
12 (RF)
15 (NA)
18 (TP)
Myristic acid 7200 127
115
051
a plusmn10
b Average viscosity of creams containing the individual vitamins (RF NA TP)
c The values have been obtained in the presence of highest concentration of the
vitamins
134
00
05
10
15
20
25
30
100 110 120 130 140
Viscosity (mPa s)ndash1
times 103
kob
s (m
inndash1)
Fig 27 Plots of kobs in the presence of highest concentration of vitamins versus
reciprocal of the viscosity of creams () riboflavin
( ) nicotinamide (- - -- - -) alpha-tocopherol
135
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE OF OTHER
VITAMINS IN THE DARK
In order to observe the effect of riboflavin nicotinamide and alpha-tocopherol on
the degradation of AH2 in the creams stored in the dark the AH2 contents of the creams
were assayed at appropriate intervals (Table 22) The apparent first-order rate constants
determined from the kinetic plots (Fig 28) for the degradation of AH2 in the presence of
the highest concentrations of the individual vitamins in cream formulations (10ndash18) are
reported in Table 23 These rate constants indicate that the overall degradation of AH2 in
the presence of the highest concentration of the individual vitamins (RF NA and TP) is
about 70 times slower than that obtained on the exposure of creams to UV irradiation
This decrease in the rate of degradation of AH2 in the creams is the same as observed in
the case of AH2 alone In the absence of light the degradation of AH2 occurs due to
chemical oxidation (Section 132) and does not appear to be affected by the presence of
riboflavin and nicotinamide as indicated by the comparisons of the values of kobs in the
presence and absence of these vitamins (Table 15 and 23) In the presence of alpha-
tocopherol the degradation is slower than that in the presence of riboflavin and
nicotinamide This may be due to some interaction of AH2 and alpha-tocopherol causing
stabilisation of AH2 in the creams
As observed in the case of AH2 degradation alone in creams in the dark the AH2
degradation in the presence of the highest concentrations of other vitamins also occurs in
the same order of emulsifying agents (Fig 29)
myristic acid gt stearic acid gt palmitic acid
136
Table 22 Degradation of ascorbic acid in cream formulations in the dark in presence of
highest concentration of other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No Time (days) 0 10 20 40 60 80
10e (RF) 375 285 233 171 110 69
11e (RF) 374 341 281 221 148 113
12e (RF) 372 259 203 130 89 59
13e (NA) 365 330 255 187 126 81
14e (NA) 370 321 289 219 159 109
15e (NA) 366 289 249 159 110 63
16e (TP) 377 359 321 261 211 159
17e (TP) 377 366 333 275 228 191
18e (TP) 373 361 304 252 200 167
137
02
07
12
17lo
g c
on
cen
tra
tio
n (
mg
)
10-12Riboflavin
02
07
12
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
13-15Nicotinamide
10
12
14
16
18
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
16-18Alpha-Tocopherol
Fig 28 First-order plots for the degradation of ascorbic acid in the dark in presence of
other vitamins using the emulsifying agents (minusminusminusminus) Stearic acid
(minus minusminus minus) palmitic acid (----) myristic acid
138
Table 23 First-order rate constants (kobs) for the degradation of ascorbic acid in presence
of other vitamins in cream formulations in the dark
Cream
formulation
Other
vitaminc
kobs times 102
(dayndash1
)ab
10e RF 204
(0995)
11e RF 156
(0992)
12e RF 222
(0992)
13e NA 189
(0995)
14e NA 151
(0993)
15e NA 214
(0995)
16e TP 100
(0994)
17e TP 088
(0995)
18e TP 105
(0993)
a The values in parenthesis are correlation coefficients and range from 0991ndash0996 due to
some variations in AH2 distribution in the creams
b The values of rate constants are relative and depend on specific experimental
conditions
c Vitamin concentrations (andashe) are as given in Table 16
The estimated error is plusmn5
139
Riboflavin
Nicotinamide
Alpha-Tocopherol
00
10
20
30
12 14 16 18Carbon chain length
ko
bs times
10
2 (
da
yndash1)
Fig 29 Plots of kobs for degradation of ascorbic acid in the dark in creams (10ndash18)
against carbon chain length of the emulsifier () Stearic acid () palmitic acid
() myristic acid
140
This indicates that the rate of degradation of AH2 is slowest in the creams containing
palmitic acid as the emulsifying agent The reason for AH2 degradation in the dark in this
order has already been explained in section 512
CHAPTER VII
STABILIZATION OF
ASCORBIC ACID WITH
CITRIC ACID TARTARIC
ACID AND BORIC ACID IN
CREAM FORMULATIONS
142
71 INTRODUCTION
Ascorbic acid is an ingredient of cosmetic preparations (Section 51) and is
sensitive to light (Rowe et al 2009 Sweetman 2009 British Pharmacopoeia 2009)
degrading to dehydroascorbic acid on UV irradiation by photooxidation (Kitagawa
1968) The photosensitivity of ascorbic acid makes it unstable in pharmaceutical and
cosmetic preparations (DeRitter 1982) The present work is an attempt to study the
photodegradation of ascorbic acid in cream formulations in the presence of certain
compounds (eg citric acid tartaric acid and boric acid) to investigate their role in the
stabilization of the vitamin on exposure to light and in the dark Citric acid and tartaric
acid are used as an antioxidant synergist (Rowe et al 2009) and boric acid is a
complexing agent for hydroxy compounds (Ahmad et al 2009cd)
72 CREAM FORMULATIONS
The details of the various cream formulations used in this study are given in Table
24 and the results obtained on the photodegradation of ascorbic acid in the presence of
stabilizing agents in these formulations are discussed in the following sections
143
Table 24 Composition of cream formulations containing ascorbic acid (2) and
stabilizers
Ingredients Cream
No SA PA MA CA GL PG EG AH2 CTa TA
b BA
c PH DW
19 a + minus minus + + minus minus + a minus minus + +
b + minus minus + + minus minus + b minus minus + +
c + minus minus + + minus minus + c minus minus + +
20 a minus + minus + + minus minus + a minus minus + +
b minus + minus + + minus minus + b minus minus + +
c minus + minus + + minus minus + c minus minus + +
21 a minus minus + + + minus minus + a minus minus + +
b minus minus + + + minus minus + b minus minus + +
c minus minus + + + minus minus + c minus minus + +
22 a + minus minus + + minus minus + minus a minus + +
b + minus minus + + minus minus + minus b minus + +
c + minus minus + + minus minus + minus c minus + +
23 a minus + minus + + minus minus + minus a minus + +
b minus + minus + + minus minus + minus b minus + +
c minus + minus + + minus minus + minus c minus + +
24 a minus minus + + + minus minus + minus a minus + +
b minus minus + + + minus minus + minus b minus + +
c minus minus + + + minus minus + minus c minus + +
25 a + minus minus + + minus minus + minus minus a + +
b + minus minus + + minus minus + minus minus b + +
c + minus minus + + minus minus + minus minus c + +
26 a minus + minus + + minus minus + minus minus a + +
b minus + minus + + minus minus + minus minus b + +
c minus + minus + + minus minus + minus minus c + +
27 a minus minus + + + minus minus + minus minus a + +
b minus minus + + + minus minus + minus minus b + +
c minus minus + + + minus minus + minus minus c + +
144
Table 24 continued
28 a + minus minus + minus + minus + minus minus a + +
b + minus minus + minus + minus + minus minus b + +
c + minus minus + minus + minus + minus minus c + +
29 a minus + minus + minus + minus + minus minus a + +
b minus + minus + minus + minus + minus minus b + +
c minus + minus + minus + minus + minus minus c + +
30 a minus minus + + minus + minus + minus minus a + +
b minus minus + + minus + minus + minus minus b + +
c minus minus + + minus + minus + minus minus c + +
31 a + minus minus + minus minus + + minus minus a + +
b + minus minus + minus minus + + minus minus b + +
c + minus minus + minus minus + + minus minus c + +
32 a minus + minus + minus minus + + minus minus a + +
b minus + minus + minus minus + + minus minus b + +
c minus + minus + minus minus + + minus minus c + +
33 a minus minus + + minus minus + + minus minus a + +
b minus minus + + minus minus + + minus minus b + +
c minus minus + + minus minus + + minus minus c + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water CT = citric acid TA = tartaric acid
BA = boric acid
a CT (g ) a = 01 b = 02 c = 04
b TA (g ) a = 01 b = 02 c = 04
c BA (g ) a = 01 b = 02 c = 04
145
73 PRODUCTS OF ASCORBIC ACID PHOTODEGRADATION
The photodegradation of AH2 in cream formulations leads to the formation of
DHA as detected by TLC and reported earlier in the photolysis of AH2 in aqueous
solutions (Vaid et al 2006) and cream formulations (Sections 52 and 63) AH2 and
DHA in the methanolic extracts of the degraded creams were identified by comparison of
their Rf and color of the spots with those of the reference standards DHA is also
biologically active (Gardner 1972 Doores 2002) but its further degradation to 23-
diketo-gulonic acid (DGA) results in the loss of vitamin activity (Section 132)
However this product has not been detected in the present cream formulations
Therefore the creams may still possess their biological efficacy
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS
In order to observe the spectral changes in photodegraded creams in the presence
of stabilizing agents the absorption spectra of the methanolic extracts of a degraded
cream were determined The spectra show a gradual loss of absorbance around 245 nm
due to the oxidation of AH2 to DHA on UV irradiation and similar to that shown for the
photodegradation of AH2 alone in Fig 5 DHA has negligible absorbance around 245 nm
(Davies et al 1991) and therefore it does not interfere with the absorbance of AH2 in
methanolic solutions The spectral changes and loss of absorbance around 245 nm in
methanolic solution depend on the extent of photooxidation of AH2 in a particular cream
75 ASSAY OF ASCORBIC ACID IN CREAMS
The UV spectrophotometric method (Zeng et al 2005) has previously been
applied to the determination of AH2 in cream formulations (Section 54) The absorbance
of the methanolic extracts of creams containing AH2 during photodegradation was used
146
to determine the concentration of AH2 The method was validated in the presence of citric
acid (CT) tartaric acid (TA) and boric acid (BA) before its application to the evaluation
of the kinetics of AH2 degradation in cream formulations The recovery of AH2 in creams
has been found to be in the range of 90ndash96 and is similar to that reported in Table 7
The reproducibility of the method lies within plusmn5 The assay data on the degradation of
AH2 in various creams in the presence of the stabilizing agents are reported in Table 25
76 KINETICS OF PHOTODEGRADATION
The effect of CT TA and BA as stabilizing agents on the photodegradation of
AH2 was studied by adding 01ndash04 of each compound to the cream formulations (19ndash
33) at pH 60 This concentration range is normally used for the stabilization of drugs in
pharmaceutical preparations (Im-Emsap et al 2002) The apparent first-order rate
constants (kobs) determined from the plots of log concentration versus time (Fig 30ndash34)
are reported in Table 26 The second-order rate constants (k) determined from the plots
of kobs versus concentration of the individual compounds (Fig 35ndash36) are given in Table
27 The values of k indicate the rate of inhibition of photodegradation of AH2 by each
compound
77 EFFECT OF STABILIZING AGENTS
In order to compare the effectiveness of CT TA and BA as stabilizing agents for
AH2 plots of k versus carbon chain length of the emulsifying agents were constructed
(Fig 37) The k values for the interaction of these compounds with AH2 are in the order
citric acid gt tartaric acid gt boric acid
The curves indicate that the highest interaction of these compounds with AH2 is in the
order
147
Table 25 Photodegradation of ascorbic acid in cream formulations in the presence of
stabilizers
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b c
0 374 378 379
60 362 362 372
120 349 355 367
210 333 335 349
19 (CT)
300 319 322 336
400 296 309 324
0 381 378 380
60 368 370 369
120 355 363 364
210 344 345 355
20 (CT)
300 328 335 341
400 312 319 331
21 (CT) 0 368 370 374
60 355 356 360
120 340 344 343
210 321 322 333
300 296 299 315
400 272 285 299
148
Table 25 continued
0 375 374 378
60 363 363 368
120 352 354 362
210 329 335 345
22 (TA)
300 307 314 333
400 292 299 313
0 370 377 374
60 364 365 368
120 352 357 357
210 332 344 349
23 (TA)
300 317 330 335
400 301 310 322
24 (TA) 0 376 379 377
60 367 369 368
120 351 348 352
210 325 330 344
300 306 317 326
400 284 294 310
149
Table 25 continued
0 370 375 380
60 356 362 359
120 331 339 344
210 311 318 330
25 (BA)
300 279 288 305
400 260 269 283
0 377 375 370
60 364 363 361
120 351 353 351
210 331 332 337
26 (BA)
300 323 324 325
400 301 307 313
27 (BA) 0 380 377 375
60 369 368 366
120 333 338 341
210 305 313 318
300 292 294 304
400 262 266 281
150
Table 25 continued
0 373 376 378
60 348 349 360
120 329 336 339
210 315 312 323
28 (BA)
300 282 283 299
400 249 264 280
0 370 373 380
60 358 355 367
120 343 346 356
210 325 329 347
29 (BA)
300 307 312 325
400 287 295 315
30 (BA) 0 369 375 372
60 353 358 362
120 321 330 335
210 283 294 303
300 265 281 293
400 242 254 270
151
Table 25 continued
0 374 376 379
60 348 366 352
120 324 340 337
210 303 319 322
31 (BA)
300 275 289 293
400 243 260 275
0 370 374 375
60 355 354 366
120 339 344 345
210 313 319 330
32 (BA)
300 288 297 308
400 261 271 290
33 (BA) 0 377 380 377
60 357 361 367
120 324 335 339
210 288 294 307
300 270 280 293
400 233 248 265
Creams 19ndash27 contain glycerin 28ndash30 contain propylene glycol and 31ndash33 contain
ethylene glycol as humectants
152
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
19
ab
c
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
21
Fig 30 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
153
a
b
c
14
15
16lo
g c
on
cen
tra
tio
n (
mg
)
22
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
23
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 31 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
154
ab
c
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
25
abc
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 32 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Palmitic acid
Stearic acid
Myristic acid
155
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 33 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing propylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
156
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 34 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing ethylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
157
Table 26 Apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in presence of different stabilizers in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 057
(0995)
050
(0992)
041
(0991)
20 CT 049
(0996)
043
(0995)
034
(0993)
21 CT 076
(0995)
067
(0995)
055
(0992)
22 TA 065
(0995)
058
(0995)
046
(0991)
23 TA 054
(0994)
047
(0993)
038
(0994)
24 TA 072
(0996)
063
(0992)
049
(0991)
25 BA 091
(0994)
086
(0995)
071
(0993)
26 BA 055
(0994)
050
(0993)
042
(0993)
27 BA 095
(0995)
089
(0992)
074
(0996)
28 BA 097
(0995)
088
(0992)
075
(0993)
29 BA 064
(0994)
057
(0991)
047
(0993)
30 BA 110
(0994)
100
(0996)
084
(0992)
31 BA 105
(0995)
094
(0994)
078
(0992)
32 BA 088
(0994)
079
(0993)
066
(0993)
33 BA 120
(0995)
108
(0993)
091
(0993) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
158
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against citric acid (19ndash21) and tartaric acid concentrations (22ndash24) in cream
formulations
159
00
04
08
12k
ob
s times
10
3 (
min
ndash1)
25-27
00
04
08
12
00 20 40 60
ko
bs times
10
3 (
min
ndash1)
28-30
00
04
08
12
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 36 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against boric acid concentrations in cream formulations (25ndash33)
Propylene glycol
Glycerin
Ethylene glycol
160
Table 27 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the interaction of
ascorbic acid with CT TA and BA
Cream
formulation Stabilizers
k0 times 103
(minndash1
)
k times 102
(Mndash1
minndash1
)
Correlation
coefficient
19 CT 062 111 0991
20 CT 053 103 0994
21 CT 082 145 0995
22 TA 071 092 0995
23 TA 059 080 0993
24 TA 080 118 0996
25 BA 098 041 0994
26 BA 059 026 0994
27 BA 102 044 0995
28 BA 104 046 0992
29 BA 069 033 0995
30 BA 118 054 0994
31 BA 113 053 0995
32 BA 095 045 0995
33 BA 129 060 0993
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
161
00
04
08
12
16
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash1
min
ndash1)
18-33
a
b
e
cd
Fig 37 Plots of k for photodegradation of ascorbic acid in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
162
myristic acid gt stearic acid gt palmitic acid
In the case of myristic acid and stearic acid it may be explained on the basis of the
decreasing polarity (Yao et al 2009) It is interesting to observe the lowest rates of
interaction of these compounds in the creams containing palmitic acid This could be due
to the interaction of AH2 with palmitic acid to form a palmitate derivative in addition to
its interaction with the individual stabilizing agents CT and TA are known to act as
antioxidant synergists (Rowe et al 2009 Sweetman 2009) and in this capacity may
inhibit the photooxidation of AH2 as indicated by the values of the degradation rate
constants in the presence of these compounds The addition of CT to nutritional
supplements is known to inhibit the oxidation of AH2 (Doores 2002) Boric acid forms a
complex with AH2 (Rivlin 2007) and there by may inhibit its degradation Boric acid
may also interact with glycerin added to the creams as a humectant and form a complex
(Rowe et al 2009) This may influence its interaction and stabilizing effect on AH2 in
creams as indicated by the lower k values compared to those in the presence of CT and
TA It has further been observed that the k values for BA are greater in propylene glycol
and ethylene glycol compared to those in glycerin (Table 27) Again this may be due to
greater interaction of BA with glycerin compared to other humectants in the creams
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF STABILIZING
AGENTS IN THE DARK
An important factor in the formulation of cosmetic preparations is to ensure the
chemical and photostability of the active ingredient by the use of appropriate stabilizing
agents The choice of these agents would largely depend on the nature and
physicochemical characteristics of the active ingredient AH2 possesses a redox system
163
and can be easily oxidized by air or light In order to observe the effect of CT TA and
BA on the stability of AH2 the cream formulations containing the individual compounds
were stored in the dark for a period of about three months and the rate of degradation of
AH2 was determined The assay data are reported in Table 28 and the kinetic plots are
shown in Fig 38ndash42 The values of apparent first-order rate constants for the degradation
of AH2 in the presence of the stabilizing agents are reported in Table 29 The second
order-rate constants for the interaction of CT TA and BA with AH2 are reported in Table
30 (Fig 43ndash44) The plots of k against the carbon chain length of the emulsifiers are
shown in Fig 45 The kinetic data indicate the same pattern of rates of degradation and
interaction of AH2 with these compounds as observed in the presence of light except that
the rates are much slower in the dark Thus the stabilizing agents are equally effective in
inhibiting the rate of degradation of AH2 in the dark The effect of emulsifying agents and
the humectants on the rate of degradation of AH2 in the presence of the stabilizers has
been discussed in the above Section 77
79 EFFECT OF ADDITIVES ON TRANSMISSION OF ASCORBIC ACID
In order to observe the effect of additives (citric tartaric and boric acids) on the
transmission characteristics of ascorbic acid (0002 mg100 ml) in methanol containing
the highest concentration of the additives (004) used in this study the transmission
spectra were measured It has been found that these additives produce a hypsochromic
shift in the absorption maximum of ascorbic acid This may result in the reduction of the
fraction of light absorbed by ascorbic acid to the extent of about 10 and thus influence
the rate of photodegradation reactions However since all the additives produce similar
effects the rate constants can be considered on a comparative basis
164
Table 28 Degradation of ascorbic acid in cream formulations in the presence of
stabilizers in the dark
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) a b c
0 374 378 379
10 355 346 362
20 326 328 342
40 293 297 322
19 (CT)
60 264 269 295
80 241 245 262
0 381 378 380
10 361 364 372
20 339 350 348
40 309 312 330
20 (CT)
60 279 286 301
80 260 266 282
21 (CT) 0 368 370 374
10 342 346 364
20 310 321 348
40 278 282 313
60 249 251 278
80 217 228 249
165
Table 28 continued
0 375 374 378
10 339 344 351
20 317 326 336
40 282 288 306
22 (TA)
60 251 258 280
80 222 235 252
0 370 377 374
10 340 354 355
20 332 336 343
40 297 303 310
23 (TA)
60 266 282 294
80 238 248 267
24 (TA) 0 376 379 377
10 341 339 350
20 306 319 323
40 263 284 279
60 223 241 249
80 196 202 223
166
Table 28 continued
0 370 375 380
10 331 341 334
20 287 289 301
40 225 247 245
25 (BA)
60 189 185 214
80 141 154 170
0 377 375 370
10 355 357 349
20 326 314 324
40 264 267 286
26 (BA)
60 232 238 254
80 189 199 211
27 (BA) 0 380 377 375
10 346 339 337
20 309 288 301
40 233 241 260
60 192 196 211
80 140 147 163
167
Table 28 continued
0 373 376 378
10 314 322 333
20 267 281 305
40 217 233 253
28 (BA)
60 167 177 204
80 122 135 151
0 370 373 380
10 336 329 343
20 283 277 306
40 233 243 267
29 (BA)
60 189 190 217
80 144 154 173
30 (BA) 0 369 375 372
10 308 319 329
20 255 275 310
40 210 226 244
60 158 163 191
80 113 131 147
168
Table 28 continued
0 374 376 379
10 303 311 329
20 266 260 289
40 211 219 239
31 (BA)
60 155 158 178
80 112 121 149
0 370 374 375
10 314 323 339
20 276 280 305
40 222 233 258
32 (BA)
60 172 187 193
80 126 136 162
33 (BA) 0 377 380 377
10 308 306 320
20 254 265 280
40 205 214 237
60 144 155 175
80 107 118 138
169
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
19
abc
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
21
Fig 38 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
170
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
22
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
23
ab
c
12
13
14
15
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 39 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
171
a
b
c
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
25
abc
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 40 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
172
a
b
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 41 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing propylene glycol and boric acid (a) 01 (b) 02 (c)
04
Palmitic acid
Stearic acid
Myristic acid
173
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
08
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 42 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing ethylene glycol and boric acid (a) 01 (b) 02 (c)
04
Myristic acid
Palmitic acid
Stearic acid
174
Table 29 Apparent first-order rate constants (kobs) for the degradation of ascorbic acid in
presence of different stabilizers in cream formulations in the dark
kobs times 102 (day
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 055
(0994)
052
(0992)
044
(0991)
20 CT 048
(0995)
046
(0995)
038
(0992)
21 CT 064
(0994)
061
(0995)
052
(0994)
22 TA 063
(0994)
058
(0995)
049
(0996)
23 TA 054
(0995)
050
(0995)
041
(0994)
24 TA 081
(0995)
075
(0993)
066
(0995)
25 BA 118
(0996)
113
(0994)
097
(0994)
26 BA 087
(0995)
079
(0993)
068
(0994)
27 BA 124
(0995)
114
(0994)
101
(0993)
28 BA 134
(0995)
124
(0996)
110
(0992)
29 BA 116
(0996)
108
(0992)
096
(0995)
30 BA 142
(0993)
131
(0995)
115
(0995)
31 BA 145
(0995)
137
(0992)
117
(0995)
32 BA 130
(0996)
120
(0993)
107
(0994)
33 BA 153
(0995)
141
(0994)
122
(0994) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental
conditions
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
175
176
Table 30 First-order rate constants (k0)a for the degradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the chemical
interaction of ascorbic acid with CT TA and BA in the dark
Cream
formulation Stabilizers
k0 times 102
(dayndash1
)
k times 102
(Mndash1
dayndash1
)
Correlation
coefficient
19 CT 060 797 0996
20 CT 052 723 0995
21 CT 069 850 0994
22 TA 068 710 0996
23 TA 058 636 0994
24 TA 086 758 0994
25 BA 126 444 0993
26 BA 092 375 0992
27 BA 131 480 0991
28 BA 141 488 0993
29 BA 122 418 0994
30 BA 149 531 0991
31 BA 155 578 0996
32 BA 137 472 0994
33 BA 163 627 0996
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
177
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against citric acid (19ndash21) and tartaric acid (22ndash24) concentrations in
cream formulations
178
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
25-27
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
28-30
00
10
20
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 44 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against boric acid concentrations in cream formulations (25ndash33)
Glycerin
Propylene glycol
Ethylene glycol
179
00
04
08
12
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 d
ayndash
1)
18-33
b
a
e
dc
Fig 45 Plots of k for degradation of ascorbic acid in the dark in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
CONCLUSIONS
AND
SUGGESTIONS
180
CONCLUSIONS
The main conclusions of the present study on the photodegradation of the ascorbic
acid in organic solvents and cream formulations are as follows
1 Identification of Photodegradation Products
The photodegradation of ascorbic acid in aqueous organic solvents and
laboratory prepared oil-in-water cream preparations on UV irradiation leads to the
formation of dehydroascorbic acid No further degradation products of dehydroascorbic
acid have been detected under the present experimental conditions The product was
identified by comparison of its Rf value and color of the spot with those of the authentic
compound by thin-layer chromatography and spectral changes
2 Assay of Ascorbic Acid
Ascorbic acid in aqueous organic solvents and cream preparations was assayed
in acidified methanolic solutions (pH 20) at 245 nm using a UV spectrophotometric
method Ascorbic acid in combination with other vitamins (riboflavin nicotinamide and
alpha-tocopherol) was assayed by the official iodimetric method due to interference by
these vitamins at the analytical wavelength Both analytical methods were validated
under the experimental conditions employed before their application to the assay of
ascorbic acid The recoveries of ascorbic acid in cream preparations are in the range of
90ndash96 and the reproducibility of both methods are within plusmn5 The F test and the t test
show that there is no significant difference between the precision of the two methods and
therefore these methods can be applied to the assay of ascorbic acid in cream
preparations with comparable results
181
3 Kinetics of Photodegradation
a) Photodegradation of ascorbic acid in organic solvents
Ascorbic acid degradation follows apparent first-order kinetics in aqueous
organic solvents A plot of the first-order rate constants (log kobs) versus solvent dielectric
constant is linear with positive slope indicating an increase in the rate with dielectric
constant On the contrary a plot of kobs verses reciprocal of solvent viscosity is linear with
a positive slope showing a decrease in the rate with solvent viscosity Thus the rate of
photodegradation of ascorbic acid (an oxidizable drug) depends on the solvent
characteristics
b) Photodegradation of ascorbic acid in cream preparations
Ascorbic acid has been found to follow apparent first-order kinetics in cream
preparations and the rate of degradation is affected by the following factors
i Effect of concentration
An apparent linear relationship has been observed between log kobs and
concentration (05ndash25) of ascorbic acid in a cream preparation Thus the rate of
degradation of ascorbic acid appears to be faster at a lower concentration
compared to that of a higher concentration on exposure to the same intensity of
light
ii Effect of carbon chain length of the emulsifying agent
The plots of kobs verses carbon chain length of the emulsifying agent show that the
photodegradation of ascorbic acid is affected in the order myristic acid gt stearic
acid gt palmitic acid This is predominantly due to the interaction of ascorbic acid
with palmitic acid and the carbon chain length (measure of relative polar
182
character) of the emulsifying acid probably does not play a part in the
photodegradation kinetics of ascorbic acid in creams This is evident from the
non-linear relationship between the rate constants for ascorbic acid degradation
and the carbon chain length of the emulsifying acids
iii Effect of viscosity
The values of kobs for the photodegradation of ascorbic acid in cream preparations
are in the order of humectant ethylene glycol gt propylene glycol gt glycerin
showing that the rates of degradation are influenced by the viscosity of the
humectant and decrease with an increase in the viscosity as observed in the case
of organic solvents
iv Effect of pH
The log kndashpH profiles for the photodegradation of ascorbic acid in creams
represent sigmoid type curves indicating an increase in the rate of oxidation of the
molecule with ionization (pH 42ndash70 557ndash999) The AHndash species appears to
be more susceptible to oxidation than the non-ionized molecule in the pH range
studied
v Effect of redox potential
The values of kobs show that the rate of photooxidation of ascorbic acid is
influenced by its redox potential which varies with pH The greater photostability
of ascorbic acid at pH 5ndash6 compared to that at pH 7 and above is due to its lower
rate of oxidation-reduction in the lower range The increase in the rate of
photooxidation with pH is due to a corresponding increase in the redox potential
of ascorbic acid
183
c) Photodegradation of ascorbic acid in the presence of other vitamins (riboflavin
nicotinamide alpha-tocopherol) in cream preparations
The photodegradation of ascorbic acid is affected by the presence of other
vitamins in creams The kinetic data on the photochemical interactions indicate that
riboflavin and nicotinamide act as photosensitizers in the degradation of ascorbic acid
and have an adverse effect on the photostability of the vitamin in creams Whereas
alpha-tocopherol exerts an inhibitory effect on the degradation of ascorbic acid by acting
as a redox partner in the creams Thus a combination of ascorbic acid and alpha-
tocopherol has a synergistic effect on the stabilization of ascorbic acid in creams These
vitamins do not appear to influence the rate of degradation of ascorbic acid in the dark
d) Photodegradation of ascorbic acid in the presence of citric acid tartaric acid and
boric acid in cream preparations
The rate of photodegradation of ascorbic acid in creams has been found to be
inhibited by the addition of compounds such as citric acid tartaric acid and boric acid in
creams These compounds show a stabilizing effect on the photodegradation of ascorbic
acid in the order citric acid gt tartaric acid gt boric acid The lower effect of boric acid
may be due to its interaction with the emulsifying agents and humectants Boric acid
exerts this effect by complex formation with ascorbic acid Citric acid and tartaric acid
are antioxidant synergists and in combination with ascorbic acid may exert a stabilizing
effect on its degradation
184
Salient Features of the Work
In the present work an attempt has been made to study the effects of solvent
characteristics formulation factors particularly the emulsifying agents in terms of the
carbon chain length and humectants in terms of viscosity medium pH drug
concentration redox potential and interactions with other vitamins and stabilizers on the
kinetics of photodegradation of ascorbic acid in cream preparations The study may
provide useful information to improve the photostability and efficacy of ascorbic acid in
cream preparations
SUGGESTIONS
The present work may provide guidelines for a systematic study of the stability of
drug substances in cream ointment preparations and the evaluation of the influence of
formulation variables such as emulsifying agents and humectants concentration pH
polarity viscosity redox potential on the rate of degradation and stabilization of drug
substances This may enable the formulator in the judicious design of formulations that
have improved stability and efficacy for therapeutic use The kinetic parameters may
throw light on the comparative stability of the preparations and help in the choice of
appropriate formulation ingredients
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Yao AA Wathelet B Thonart P (2009) Effect of protective compounds on the
survival electrolyte leakage and lipid degradation of freeze-dried Weissella
paramesenteroides LC11 during storage J Microbiol Biotechnol 19 810-817
Yeh SY Lach JL (1961) Stability of morphine in aqueous solutions III Kinetics of
morphine degradation in aqueous solution J Pharm Sci 50 35-42
Yoshimura A Ohno T (1988) Lumiflavin-sensitized photooxygenation of indole
Photochem Photobiol 48 561-565
Yoshioka S Stella VJ (2000) Stability of Drugs and Dosage Forms Kluwer
Academic Plenum Publishers New York Chap 2
Zaeslein C (1982) Vitamins in the Field of Medicine Hoffman La Roche Basle pp
89-96
Zeng W Martinuzzi F MacGregor A (2005) Development and application of a novel
UV method for the analysis of ascorbic acid J Pharm Biomed Anal 36 1107-1111
Zhang GF Chen HY (2000) Chemiluminescence studies of the oxidation of ascorbic
acid with copper (II) catalyzed by halide anions and its applications to the
determination of halide anions and ascorbic acid Anal Sci 16 1317-1321
Zhang L Lerner S Rustrum WV Hofmann GA (1999) Electroporation-mediated
topical delivery of vitamin C for cosmetic applications Bioelectrochem Bioenerg
48 453-461
225
Zilva SS (1932) The non-specificity of the phenolindophenol reducing capacity of
lemon juice and its fractions as a measure of their antiscorbutic activity Biochem J
26 1624-1627
226
AUTHORrsquoS PUBLICATIONS
The author obtained his B Pharm degree in 2003 and joined the post graduate
program securing an M Phil degree in Pharmaceutics in 2006 from Baqai Medical
University He is a co-author of following publications
CHAPTER IN BOOK
1 Chapter on ldquoBorate Toxicity Effect on Drug Stability and Analytical
Applicationsrdquo by Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz H M
Vaid In Handbook on Borates Chemistry Production and Applications (MP
Chung Ed) Nova Science Publishers Inc NY USA (in press)
PAPERS PUBLISHED
INTERNATIONAL
2 Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz HM Vaid ldquoEffect of Borate
Buffer on the Photolysis of Riboflavin in Aqueous Solutionrdquo Journal of
Photochemistry and Photobiology B Biology 93 82-87 (2008)
3 Iqbal Ahmad Sofia Ahmed MA Sheraz M Aminuddin and Faiyaz HM Vaid
ldquoEffect of Caffeine Complexation on the Photolysis of Riboflavin in Aqueous
Solution A Kinetic Studyrdquo Chemical and Pharmaceutical Bulletin 57 (2009)
published online September 14 2009
4 Iqbal Ahmad MA Sheraz Sofia Ahmed and Faiyaz HM Vaid ldquoAnalytical
Applications of Boratesrdquo Materials Science Research Journal (in press)
5 Iqbal Ahmad Sofia Ahmed MA Sheraz Kefi Iqbal and Faiyaz HM Vaid
ldquoPharmacological Aspects of Boratesrdquo International Journal of Medical and
Biological Frontiers (in press)
6 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and Izhar A Ansari
ldquoEffect of Divalent Ions on Photodegradation Kinetics and Pathways of
Riboflavin in Aqueous Solutionrdquo Photochemical and Photobiological Sciences
accepted
227
NATIONAL
7 Sofia Ahmed MA Sheraz and Iqbal Ahmad ldquoAdvances in Antioxidant Activity of
Vitamin Erdquo Journal of Baqai Medical University 10 13-18 (2007)
8 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoDevelopments in the Clinical and
Food Analysis of Vitamin Crdquo Journal of Baqai Medical University 10 19-24
(2007)
9 A Azmi SNH Naqvi M Usman MA Sheraz and Sofia Ahmed ldquoPancreatic
Glucagon in Certain Ungulates Comparative Study of Extraction and
Bioassayrdquo Pakistan Journal of Entomology 20 23-28 (2005)
10 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and S Hasan
ldquoAdvances in Biochemical Functions and the Photochemistry of Flavins and
Flavoproteinsrdquo Pakistan Journal of Pharmaceutical Sciences in press
11 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoEffect of Borates on the Stability of
Chemical and Pharmaceutical Compoundsrdquo Journal of Baqai Medical University
accepted
PAPERS SUBMITTED
12 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotostability of Ascorbic Acid in Organic Solvents and Cream Formulationsrdquo
Chemical and Pharmaceutical Bulletin
13 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotochemical Interaction of Ascorbic Acid with Riboflavin Nicotinamide and
Alpha-Tocopherol in Cream Formulationsrdquo Journal of Cosmetic Science
14 Iqbal Ahmad Kefi Iqbal Sofia Ahmed MA Sheraz ldquoApplications of Laser Flash
Photolysis Spectroscopy and Electron Microscopy in Photopolymerization and
Development of Glass Ionomer Dental Cementsrdquo Materials Science Research
Journal
15 Sofia Ahmed MA Sheraz M Aminuddin I Ahmad and Faiyaz HM Vaid ldquoA
Rapid Titrimetric Assay for Quantitation of Vitamin B1 in Neat and
Pharmaceutical Preparationsrdquo Pakistan Journal of Pharmaceutical Sciences
- 01 SZ-786
- 02 SZ-title
- 03 SZ-Certificate
- 04 SZ-Abstract
- 05 SZ-Acknowledgement
- 06 SZ-Dedication
- 07 SZ-Contents
- 08 SZ-Chapter 1
- 09 SZ-Chapter 2
- 10 SZ-Chapter 3
- 11 SZ-Object of Present Investigation
- 12 SZ-Chapter 4
- 13 SZ-Chapter 5
- 14 SZ-Chapter 6
- 15 SZ-Chapter 7
- 16 SZ-Conclusion
- 17 SZ-References
- 18 SZ-Authors Publications
-
CERTIFICATE
This is to certify that the work presented in this thesis entitled ldquoFormulation and
Stability of Ascorbic Acid in Liquid and Semisolid Preparationsrdquo is original and has
been conducted by Mr Muhammad Ali Sheraz under my supervision as fulfilment of
the requirement of PhD degree from the Faculty of Pharmaceutical Sciences Baqai
Medical University Karachi
Professor Dr Iqbal Ahmad
Faculty of Pharmaceutical Sciences
Baqai Medical University Karachi
iv
ABSTRACT
The present investigation is based on a study of the photodegradation of ascorbic
acid (vitamin C) in organic solvents and in oil-in-water cream preparations containing a
combination of emulsifying agents and humectants It also involves the study of the effect
of other vitamins (riboflavin nicotinamide and alpha-tocopherol) and certain compounds
acting as stabilizing agents (citric acid tartaric acid and boric acid) on the rate of
photodegradation of ascorbic acid in cream preparations The photodegradation of
ascorbic acid in organic solvents and cream preparations (pH 40ndash70) leads to the
formation of dehydroascorbic acid which is also biologically active The kinetics of
photodegradation of ascorbic acid alone and in combination with other vitamins in
creams has been studied using a UV spectrophotometric method and the official
iodimetric method respectively These methods were validated in the presence and
absence of other vitamins stabilizing agents under the experimental conditions
employed The recoveries of ascorbic acid in creams are in the range of 90ndash96 and the
reproducibility of the analytical methods is within plusmn 5
The apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in aqueous organic solvents (029ndash040 times 10ndash3
minndash1
) and in creams (044ndash142 times
10ndash3
minndash1
) have been determined A linear relationship has been observed between kobs
and solvent dielectric constant reciprocal of solvent viscosity indicating the dependence
of the rate of photodegradation on solvent characteristics
In the creams the photodegradation of ascorbic acid appears to be affected by the
concentration of other vitamins pH of the medium carbon chain length of the
emulsifying agents (myristic acid palmitic acid and stearic acid) viscosity of the
v
humectant (ethylene glycol propylene glycol and glycerin) and redox potentials of
ascorbic acid The study indicates that the relative polar character of the emulsifying
agent and the ionized state and redox potential of ascorbic acid at a particular pH are
important factors in the photodegradation of ascorbic acid in creams
The second-order rate constants (kprime) (320 times 10ndash2
ndash 189 Mndash1
minndash1
) for the
photochemical interaction of ascorbic acid and the individual vitamins (riboflavin
nicotinamide alpha-tocopherol) along with the values of k0 obtained from the intercepts
of the plots of kobs versus vitamin concentration are also reported The values of k0
indicate that riboflavin and nicotinamide act as photosensitizing agents and alpha-
tocopherol acts as a stabilizing agent in the photodegradation of ascorbic acid in the
creams The kobs verses pH profiles for the photodegradation of ascorbic acid in creams
represents sigmoid type curves indicating the oxidation of the ionized form (AHndash) of
ascorbic acid (pKa1 41) with pH The AHndash species appears to be more susceptible to
photooxidation than the non-ionized form of ascorbic acid The effect of stabilizing
agents on the photodegradation of ascorbic acid has been found to be in the order of citric
acid gt tartaric acid gt boric acid The low activity of boric acid may be to some extent due
to its interaction with the emulsifying agents and humectants The polarity of the
emulsifying acids also plays a part in the rate of degradation of ascorbic acid Reaction
schemes for the photodegradation of ascorbic acid and its photochemical interaction with
riboflavin nicotinamide and alpha-tocopherol have been presented
vi
ACKNOWLEDGMENTS
I am highly grateful to All Mighty Allah who guided me in all difficulties and
provided me strength to overcome the problems during this work
Words are confined and inefficacious to express my immense gratitude to my
respectable supervisor Prof Dr Iqbal Ahmad Department of Pharmaceutical
Chemistry for his guidance encouragement keen interest and above all giving his
valuable time suggestions and attention His personality has been a source of constant
inspiration through out my research work
I would like to extend my sincere thanks to Prof Lt Gen (R) Dr Syed Azhar
Ahmed Vice Chancellor Baqai Medical University for his personal interest and
constant encouragement through out the study
It is my great desire to express my gratitude to Prof Dr Syed Fazal Hussain
CEO Baqai Institute of Pharmaceutical Sciences for his cooperation and attention and
providing all the facilities of the Institute at my disposal during the research work
I am also thankful to Mrs Shaukat Khalid Dean Faculty of Pharmaceutical
Sciences for her support during the study
I feel honored to express my sincere thanks and indebtedness to Prof Dr
Khursheed Ali Khan Department of Pharmaceutics Prof Dr Aminuddin Department
of Pharmaceutical Chemistry and Dr Faiyaz H M Vaid Chairman Department of
Pharmaceutical Chemistry Faculty of Pharmacy University of Karachi who helped me
selflessly with their invaluable suggestions through out the research work
vii
I feel immense pleasure to pay my sincere and special thanks to Ms Sofia
Ahmed Assistant Professor and In charge Department of Pharmaceutics who lent all
sort of cooperation and spared no effort in helping me during this work
Special thanks are due to Mr Saif-ur-Rehman Khatak Deputy Drug Controller
for his cooperation and help during this study
I acknowledge with sincere thanks the contribution of Tabros Pharmaceutical
Industry Karachi for providing me the opportunity to use their facilities for certain
measurements without which the completion of this work would not have been possible
I highly appreciate the technical services rendered by Mr Anees Mr Wajahat
and Mr Sajjad in pursuance of this study
I am very grateful to Mrs Prof Dr Iqbal Ahmad for her kindness and generous
hospitality during my innumerable visits to their residence
Last but not the least I would like to express my immense indebtedness to My
Gracious Parents Beloved Brothers and Sisters for their moral support kindness and
encouragement throughout my career
I am also thankful to all my students for their affectionate feelings
M A S
viii
To
My Beloved Parents amp
Late Prof Dr S Sabir Ali for their interest and endless support
ix
CONTENTS
Chapter Page
ABSTRACT iv
ACKNOWLEDGEMENTS vi
I INTRODUCTION 1
11 HISTORICAL BACKGROUND 2
12 PHYSICOCHEMICAL CHARACTERISTICS OF
ASCORBIC ACID
2
13 CHEMISTRY OF ASCORBIC ACID 3
131 Nomenclature and Structure 3
132 Chemical Stability 3
14 BIOCHEMICAL FUNCTIONS 7
15 ANTIOXIDANT ACTIVITY 8
16 PHOTOSTABILITY OF DRUGS 9
17 KINETIC TREATMENTS OF PHOTOCHEMICAL
REACTIONS
12
18 LITERATURE ON ASCORBIC ACID 15
II PHOTODEGRADATION REACTIONS AND ASSAY OF
ASCORBIC ACID
17
21 PHOTODEGRADATION REACTIONS 18
211 Photodegradation of Ascorbic Acid 18
212 Effect of Various Substances on Photodegradation of Ascorbic
Acid
20
213 Photosensitized Oxidation of Ascorbic Acid 22
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins 25
22 ASSAY OF ASCORBIC ACID 26
221 Spectrophotometric Methods 26
222 Fluorimetric Methods 28
x
223 Mass spectrometric Methods 28
224 Chromatographic Methods 28
225 Enzymatic Methods 29
226 Commercial Kits for Clinical Analysis 30
227 Analysis in Creams 30
III FORMULATION AND STABILITY OF CREAM
PREPARATIONS
31
31 FORMULATION OF CREAM PREPARATIONS 32
311 Choice of Emulsion Type 32
312 Choice of Oil Phase 33
313 Emulsion Consistency 33
314 Choice of Emulsifying Agent 34
315 Formulation by the HLB Method 34
316 Concept of Relative Polarity Index 35
32 FORMULATION OF ASCORBIC ACID CREAMS 37
33 STABILITY OF CREAMS 39
331 Physical Stability 39
332 Chemical Stability 39
333 Microbial Stability 40
334 Stability of Ascorbic Acid in Liquid Formulations 41
335 Stability of Ascorbic Acid in Emulsions and Creams 41
336 Stability Testing of Emulsions 45
3361 Macroscopic examination 46
3362 Globule size analysis 46
3363 Change in viscosity 46
3364 Accelerated stability tests 46
337 FDA Guidelines for Semisolid Preparations 46
xi
OBJECT OF PRESENT INVESTIGATION 48
IV MATERIALS AND METHODS 51
41 MATERIALS 52
42 METHODS 55
421 Cream Formulations 55
422 Preparation of Creams 56
423 Thin-Layer Chromatography 57
424 pH Measurements 57
425 Ultraviolet and Visible Spectrometry 58
426 Photolysis of Ascorbic Acid 59
4261 Creams 59
4262 Aqueous and organic solvents 59
4263 Storage of creams in dark 59
427 Measurement of Light Intensity 59
428 Procedure 60
4281 Calculation 62
429 Viscosity Measurements 63
4210 Assay method 65
42101 UV spectrophotometric method for the assay of creams
containing ascorbic acid alone
65
42102 Iodimetric method for the assay of ascorbic acid in creams
containing riboflavin nicotinamide and alpha-tocopherol 65
42103 Spectrophotometric method for the assay of ascorbic acid in
aqueous and organic solvents
67
V PHOTODEGRADATION OF ASCORBIC ACID IN
ORGANIC SOLVENTS AND CREAM FORMULATIONS
68
51 INTRODUCTION 69
52 PHOTOPRODUCTS OF ASCORBIC ACID 71
xii
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED
SOLUTIONS
71
54 ASSAY OF ASCORBIC ACID IN CREAMS AND
SOLUTIONS
73
55 EFFECT OF SOLVENT 74
56 EFFECT OF CONCENTRATION 80
57 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
88
58 EFFECT OF VISCOSITY 94
59 EFFECT OF pH 94
510 EFFECT OF REDOX POTENTIAL 96
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE
OXIDATION OF ASCORBIC ACID
97
512 DEGRADATION OF ASCORBIC ACID IN THE DARK 98
VI PHOTOCHEMICAL INTERACTION OF ASCORBIC
ACID WITH RIBOFLAVIN NICOTINAMIDE AND
ALPHA-TOCOPHEROL IN CREAM FORMULATIONS
109
61 INTRODUCTION 110
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED
CREAMS
114
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER
VITAMINS
114
64 ASSAY METHOD 116
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC
ACID
117
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID 128
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC
ACID
129
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH
ASCORBIC ACID
130
69 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
130
xiii
610 EFFECT OF VISCOSITY OF CREAMS 132
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE
OF OTHER VITAMINS IN THE DARK
135
VII STABILIZATION OF ASCORBIC ACID WITH CITRIC
ACID TARTARIC ACID AND BORIC ACID IN CREAM
FORMULATIONS
141
71 INTRODUCTION 142
72 CREAM FORMULATIONS 142
73 PRODUCTS OF ASCORBIC ACID
PHOTODEGRADATION
145
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS 145
75 ASSAY OF ASCORBIC ACID IN CREAMS 145
76 KINETICS OF PHOTODEGRADATION 146
77 EFFECT OF STABILIZING AGENTS 146
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF
STABILIZING AGENTS IN THE DARK
162
79 EFFECT OF ADDITIVES ON TRANSMISSION OF
ASCORBIC ACID
163
CONCLUSIONS AND SUGGESTIONS 179
CONCLUSIONS 180
SUGGESTIONS 184
REFERENCES 185
AUTHORrsquoS PUBLICATIONS 226
CHAPTER I
INTRODUCTION
2
11 HISTORICAL BACKGROUND
The disease scurvy which now is known as a condition due to a deficiency of
ascorbic acid in the diet has considerable historical significance (Schick 1943
Carpenter 1986 Bardolph and Taylor 1997 Thomas 1997 Bors 2005) Zilva (1932)
isolated the antiscorbutic activity factor from a crude fraction of lemon and showed that
the activity was destroyed by oxidation and protected by reducing agents Waugh and
King (1932) isolated crystalline vitamin C from lemon juice and showed it to be the
antiscorbutic factor Szent-Gyorgyi (1928) had isolated the same factor from pepper in
connection with his biological oxidation-reduction studies Hirst and Zilva (1933)
identified the antiscorbutic factor as ascorbic acid Early work on the chemical
identification and elucidation of the structure of ascorbic acid has been well documented
(Carpenter 1986) The first synthesis of L-ascorbic acid was achieved almost
simultaneously by Ault et al (1933) and Reichstein et al (1933)
Plants and most animals synthesize their own vitamin C but humans lack this
ability due to the deficiency in an enzyme L-gulono-gamma-lactone oxidase that
catalyzes the terminal step in ascorbic acid biosynthesis (Nishikimi et al 1994)
Therefore humans obtain this vitamin from diet and or vitamin supplements to not only
avoid the development of scurvy but also for overall well being (Stone 1969 Lewin
1976 Davies et al 1991) The minimal daily requirement for ascorbic acid in healthy
adults is 40ndash60 mg (Truswell 2003 Mason 2007 Eitenmiller et al 2008 Elia 2009)
12 PHYSICOCHEMICAL CHARACTERISTICS OF ASCORBIC ACID
The important physicochemical characteristics of ascorbic acid (Table 1) involved
in its identification and degradation are described by many authors (Connors et al 1986
3
OrsquoNeil 2001 Moffat et al 2004 Sinko 2006 Johnston et al 2007) The most
important chemical property of ascorbic acid is the reversible oxidation to semidehydro-
L-ascorbic acid and further oxidation to dehydro-L-ascorbic acid This property is the
basis for its physiological activity In addition the proton on oxygenndash3 is acidic (pKa1 =
417) which contributes to the acidic nature of ascorbic acid (1)
13 CHEMISTRY OF ASCORBIC ACID
131 Nomenclature and Structure
The IUPAC-IUB Commission on Biochemical Nomenclature changed the name
vitamin C (2-oxo-L-theo-hexono-4-lactone-23-enediol) to ascorbic acid or L-ascorbic
acid in 1965 (Johnston et al 2007) The chemical structure of ascorbic acid (1) is
HO OH
O
OHHO
H
(1)
O
The molecule has a near planar five-membered ring with two chiral centers
which contain four stereoisomers
132 Chemical Stability
Ascorbic acid is sensitive to air and light and is kept in a well-closed container
protected from light (British Pharmacopoeia 2009) The degradation reactions of
ascorbic acid in aqueous solution depend on a number of factors such as pH temperature
presence of oxygen or metal It is not very stable in aqueous media at room
temperature and undergoes oxidative degradation to dehydroascorbic acid and
4
Table 1 Physicochemical characteristics of ascorbic acid
Empirical formula C6H8O6
Molar mass 17613
Crystalline form Monoclinic mix of platelets and needles
Melting point 190 to 192 degC
[α]25
+205deg to +215deg
pH
5 mg ml
50 mg ml
~3
~2
pKa 417 1157 (20deg)
Redox potential
(dehydroascorbic acid ascorbate)
(H+ ascorbate
ndash)
ndash174 mV
+282 mV
Solubility g ml
Water
Ethanol absolute
Ether chloroform benzene
033
002
Insoluble
UV spectrum
Absorption maximum [A(1 1 cm)]
pH 20
pH 70
245 nm [695]
265 nm [940]
Infrared spectrum
Principal peaks (Nujol mull)
1026 (CminusOH str) 1111(CminusOminusC str) 1312
(minusCminusOminus str) 1653 (C=O str) 990 (C=C str)
cmndash1
Mass spectrum
Principal ions at mz
29 41 39 42 69 116 167 168
D
5
23-diketogulonic acid The stability of ascorbic acid and dehydroascorbic acid can be
improved by lowering the pH below 2 (Wechtersbach and Cigic 2007) Above pH 7
alkali-catalyzed degradation by cleavage at Cndash1 or Cndash2 results in a number of
compounds mainly monondash dindash and tricarboxylic acids (Connors et al 1986 Bors and
Buettner 1997 Halliwell and Whiteman 1997) The oxidative degradation of ascorbic
acid and dehydroascorbic acid in parenteral nutrition mixtures is catalyzed by trace
elements particularly copper (Allwood 1984ab Allwood et al 1992 Allwood and
Kearney 1998 Kearney et al 1998 Gibbons et al 2001) Stabilized ascorbic acid
preparations in hydroalcoholic vehicle (Kaplan et al 1989) and aquaculture feeds
(OrsquoKeefe 2001) have been reported The various oxidation products of ascorbic acid are
shown in Fig 1
It is interesting to note that in addition to redox and acid-base properties ascorbic
acid can exist as a free radical (Bielski et al 1981 Bielski 1982 Halliwell 1996 Bors
and Buettner 1997) The ascorbate radical anion is an important intermediate in the
reactions involving oxidants and ascorbic acidrsquos antioxidant activity Rate constants for
the generation of ascorbate radicals are in the range of 104ndash10
8 s
ndash1 When ascorbate
radicals are generated by oxyanions the rate constants are of the order of 104ndash10
7 s
ndash1
when generated by halide radicals 106ndash10
8 s
ndash1 and when generated by tocopherols and
flavonoids radicals 106ndash10
8 s
ndash1 (Bielski 1982 Halliwell and Whiteman 1997) The
ascorbate radicals decay usually by disproportionation However a change in ionic
strength or pH can influence the rate of dismutation of ascorbic acid Certain oxyanions
such as phosphates accelerate dismutation (Bielski et al 1981) The acceleration is
attributed to the activity of various protonated forms of phosphate to donate a proton
6
Fig 1 Oxidation products of ascorbic acid
O
OHOH
H
OO
OHOH
H
OO
OHOH
H
O
Ascorbyl radical anion
(interm ediate)
Ascorbic acid
(1)
-e- -2H
+
+e- +2H
+
-e-
+e-
Dehydroascorbic acid
(2)
23-diketo-L-gulonic acid
O xalic acid
+
L-Threonic acid
L-Xylose
+
C O 2
CO 2
L-Xylonic acid
+
L-Lyxonic acid CO 2
HO OH O O-
O O
7
efficiently to the ascorbate radical particularly the dimer form of ascorbate
The unusual stability of the ascorbate radical in biological systems dictates that
accessory enzymatic systems be made available to reduce the potential transient
accumulation of ascorbate radical The excess ascorbate radicals may initiate a chain of
free-radicals reactions In plants NADHmonodehydroascorbate reductase maintains
ascorbic acid in its reduced form NADHmonodehydroascorbate reductase plays a major
role in stress related responses in plants Glutathione dehydroascorbate reductase serves
this purpose in animal tissues Such enzymes keep ascorbic acid operating at maximum
efficiency so that other enzyme systems may take advantage of the univalent redox
cycling capacity of ascorbate (Asard et al 2004 Johnston et al 2007)
The anaerobic degradation of ascorbic acid has been studied by Finholt et al
(1963) Under these conditions the molecule is dehydrated and hydrolyzed in aqueous
solution to give furfural and carbon dioxide The rate of degradation is maximum at pH
41 corresponding to the pKa of ascorbic acid This has been suggested due to the
formation of a saltndashacid complex in solution The reaction is dependent on buffer
concentration but has relatively small effect of ionic strength
14 BIOCHEMICAL FUNCTIONS
Ascorbic acid plays an essential role in the activities of several enzymes It is vital
for the growth and maintenance of healthy bones teeth gums ligaments and blood
vessels It is important for the manufacture of certain neurotransmitters and adrenal
hormones Ascorbic acid is required for the utilization of folic acid and the absorption of
iron It is also necessary for normal immune responses to infection and for wound healing
(Henry 1997)
8
Ascorbic acid deprivation and scurvy include a range of signs and symptoms that
involves defects in specific enzymatic processes (Johnston et al 2007) The
administration of ascorbic acid improves most of the signs of chemically induced
glutathione (L-γ-glutamyl-L-cysteine-glycine GSH) deficiency (Meister 1994) The
effect is very pronounced in newborn rats which do not efficiently synthesize ascorbic
acid in contrast to adult rats and guinea pigs When L-buthionine-(SR)-sulphoxime is
administered in addition to the loss in GSH there is a marked increase in
dehydroascorbic acid This has led to the hypothesis that GSH is very important to
dehydroascorbic acid reduction and as a sequence to ascorbic acid recycling (Meister
1995)
Ascorbic acid also possesses pro-oxidant properties and may cause apoptosis
lymphoid and myeloid cells It has been shown that dehydroascorbic acid also stimulates
the antioxidant defenses in some cells by preferentially importing dehydroascorbate over
ascorbate (Braun et al 1997 Banhegyi et al 1998 Puskas et al 2000 2002)
15 ANTIOXIDANT ACTIVITY
Ascorbic acid is known to readily scavenge reactive oxygen and nitrogen species
such as superoxide and hydroperoxyl radicals aqueous peroxyl radicals singlet oxygen
ozone peroxynitrite nitrogen dioxide nitroxide radicals and hypochlorous acid Excess
of such products has been associated with lipids (Niki and Noguchi 1997 Carr et al
2000 Urso and Clarkson 2003) DNA (Fraga et al 1991 1996 Lindahl 1993) and
protein oxidation (Stadtman 1991 Berlett and Stadtman 1997 Dean et al 1997
Ortwerth and Monnier 1997 Padayatty et al 2003)
9
The electron donor character of ascorbate may be responsible for many of its
known biological functions Inspite of the availability of ascorbic acid to influence the
production of hydroxyl and alkoxyl radicals it remains uncertain whether this is the
principal effect or mechanism that occurs in vivo There is a good evidence that ascorbic
acid protects lipids in biological fluids as an antioxidant (Johnston et al 2007) A
detailed account of the function of ascorbate as an antioxidant and its reactions with
reactive nitrogen species and singlet oxygen has been reported by Packer et al (2002)
and Buettner and Schafer (2004)
Ascorbic acid (Eordm ndash0115 V pH 52 Sinko 2006) has been used as an antioxidant
for the stabilization of drugs with a higher oxidation potential These drugs include
morphine (Yeh and Lach 1961) vitamin A (Wright 1986) rifampin (Maggi et al
1966) cholecalciferol (Nerlo et al 1968 Sawicka 1991) promethazine (Underberg
1978) and sulphacetamide and sulphanilamide (Ahmad and Ahmad 1983)
16 PHOTOSTABILITY OF DRUGS
Many drug substances are sensitive to light (British Pharmacopoeia 2009) and
may degrade in pharmaceutical formulations to inactive or toxic compounds This could
make a product therapeutically inactive while in use by the patients The
photodegradation (photolysis) of drug substances may occur not only during storage but
also during the use of the product It may involve several mechanisms including
oxidation reduction hydrolysis decarboxylation isomerization rearrangement and other
reactions Normal sunlight or room light may cause substantial degradation of drug
molecules The study of degradation of drug substances under the action of UVvisible
light is relevant to the process of drug development for several reasons such as
10
Exposure to light can influence the stability of a drug formulation resulting in the
loss of potency
Inappropriate exposure to light of the raw material or the final product can lead to
the formation of toxic photoproducts that are dangerous to health
Information about the stability of drug substances and formulations is needed to
predict the shelf-life of the final product (Tonnesen and Moore 1993)
The development of light-activated drugs involves activation of the compound
through photochemical reactions (Tonnesen 1991)
Adverse effects due to the formation of minor degradation products during
storage and administration have been reported (de Vries et al 1984) The drugs
substances may also cause light-induced side effects after administration to the patient by
interaction with endogenous substances The study of the photochemical properties of
drug substances and formulated products is an integral part of formulation development
to ensure the safety and efficacy of the product
The photodegradation of drug substances occurs as a result of the absorption of
radiation energy by a molecule (A) to produce an excited state species (A) (11) The
absorbed energy can be lost either by a radiative process involving fluorescence or
phosphorescence (12) or by a physical or chemical radiationless process The physical
process results in the loss of energy as heat (13) or by collisional quenching (14) The
chemical decay leads to the formation of a new species (15) The whole process is
represented as
11
A A (11)
A A + hυprime (12)
A A + heat (13)
A + A 2A (14)
A product (s) (15)
According to the Stark-Einstein law the absorption of one quantum of radiation
results in the formation of one excited molecule which may take part in several
photochemical processes [Eqs (11)ndash(15)] The quantum yield φ for any one of these
processes is defined by
Number of molecules undergoing the photochemical process φ =
Number of quanta absorbed
Considering a pure photochemical reaction the quantum yield has a value of 0ndash1
however if A is a radical that can take part in a free-radical chain reaction so that the
absorption of energy simply initiates the reaction then each quantum of energy may
result in the decomposition of molecules and φ may appear to be greater than 1 (Connors
et al 1986)
Detailed information on the photostability and photodegradation of drug
substances including vitamins alone or in solid or liquid formulations is available in the
reviews published by DeRitter (1982) Albini and Fasani (1998) Sequeira and Vozone
(2000) Tonnesen (2002 2004) Yoshioka and Stella (2002) Min and Boff (2002) Reed
et al (2003) Fasani and Albini (2005) and Sinko (2006) The photostability of cosmetic
materials has been reviewed by Sugden (1985) Important aspects dealing with the
photostability testing of drug substances have been dealt by Anderson et al (1991)
k1
k2
k3
k4
hυ
12
Tonnesen and Moore (1993) Tonnesen and Karlsen (1997) Riehl et al (1995) ICH
(1997) Singh and Bakshi (2000) Valvani (2000) Thatcher et al (2001ab) Fasani and
Albini (2005) Klick et al (2005) Singh (2006) and Ahmad and Vaid (2006)
17 KINETIC TREATMENT OF PHOTOCHEMICAL REACTIONS
The kinetic treatment of photochemical reactions with reference to the
photostability of drug substances has been considered by Moore (2004) and is presented
in this section
The photostability testing of a drug substance at the preformulation stage involves
a study of the drugrsquos rate of degradation in solution on exposure to light for a period of
time The value of the degradation rate constant depends very much on the design of the
experimental conditions (eg concentration solvent pH irradiation source oxygen
content) The factors that determine the rate of a photochemical reaction are simply the
rate at which the radiation is absorbed by the test sample (ie the number N of photons
absorbed per second) and the efficiency of the photochemical process (ie the quantum
yield of the reaction φ) For a monochromatic photon source the number of photons
absorbed depends upon the intensity of the photon source and the absorbance at that
wavelength of the absorbing species The rate of a photochemical reaction is defined as
Rate = number of molecules transformed per second = N φ (16)
In the first instance the rate can be determined for a homogeneous liquid sample
in which the only photon absorption is due to the drug molecule undergoing
transformation with the restriction that the concentration is low so that the drug does not
absorb all of the available radiation in the wavelength range corresponding to its
13
absorption spectrum The value of N can be derived at a particular wavelength λ and is
given by
Nλ = Iλ ndash It = Iλ (1 ndash 10ndashA
) (17)
where Iλ and It are the incident and transmitted radiation intensities respectively and A is
the absorbance of the sample at the wavelength of irradiation This expression can be
expanded as a power series
Nλ = 2303 Iλ (A + A22 + A
36 + hellip) (18)
When the absorbance is low (Alt 002) the second- and higher-order terms are negligible
and the expression simplifies to the first term in Eq 18 Given the Beerrsquos law relation
between absorbance and concentration N can be seen to be directly proportional to
concentration
Nλ = 2303 Iλ A = 2303 Iλ ελ b C (19)
where ελ is the molar absorptivity at wavelength λ C the molar concentration of the
absorbing species and b the optical path length of the reaction vessel Now Iλ and ελ vary
with wavelength so the expression must be integrated over the relevant wavelength range
where each has a non-zero value
N = 2303 b C int (Iλ ελ) dλ integrated from λ1 to λ2 (110)
Thus
Rate = 2303 b C φ int (Iλ ελ) dλ (111)
Now the overlap integral (int Iλ ελ dλ) is a constant for a particular combination of photon
source and absorbing substance b is determined by the reaction vessel chosen and φ is a
characteristic of the reaction Thus by grouping the constant terms into an overall
constant k1 the expression is simplified to a first-order kinetic equation
14
Rate = ndashd [Drug] dt = k1C (112)
The integrated form of Eq 112 can be expressed in exponential form (Eq 113) or
logarithmic form (Eq 114)
[Drug]t = [Drug]0 endashk1t
(113)
ln [Drug]t = ln [Drug]0 ndash k1t (114)
Verification of first-order kinetics is obtained when a plot of the logarithm of the
concentration of drug remaining is linear with slope equal to (ndashk1)
Eq 112 predicts that a photodegradation reaction studied at low concentrations in
solution will follow first-order kinetics however the rate constant derived from a study
performed in one laboratory will not be the same as that found in another The reason for
this is the inherent difficulty in reproducing exactly the experimental arrangement of
photon source and sample irradiation geometry Therefore the relative values of the rate
constants are useful in a given experimental arrangement for making comparisons of
degradation of the absorbing substance in different formulations eg those containing
ingredients designed to inhibit the photoreaction The use of rate constants is helpful for
comparative purposes when studying a number of different reaction mixtures under the
same irradiation conditions such as the effect of pH on the degradation of a drug
However the reaction order and numerical values of the rate constants are relative to the
specific conditions used
15
18 LITERATURE ON ASCORBIC ACID
A large number of reviews have been published on various aspects of ascorbic
acid A list of important reviews is given below
Chemistry biochemical functions and related aspects
Rosenberg (1945) Burns (1961) King and Burns (1975) Sim (1972) Hanck
(1982) Zaeslein (1982) Seib and Tolbert (1982) Carpenter (1986) Levine
(1986) Davies et al (1991) Halliwell and Whiteman (1997) Ortega and Delgado
(1998) Asard et al (2004) Hickey and Roberts (2004) Johnston et al (2007)
Eitenmiller (2008)
Chemical and pharmaceutical stability
Macek (1960) Garrett (1967) Carstensen (1972) Dale and Booth (1976) Hashmi
(1973) Litner (1973) DeRitter (1982) Allwood (1984ab) Allwood and Kearney
(1998) Connors et al (1986) Smith et al (1988) Racz (1989) Roth et al 1991
Ball (2006) Eitenmiller et al (2008) Sweetman (2009)
Methods of assay and chromatography
Mader (1961) Gyorgy and Pearson (1967) Bolliger and Konig (1969) Hashmi
(1973) Al-Meshal and Hassan (1982) Pelletier (1985) Lambert and deLeenheer
(1992) Halver and Felton (2001) Moffat et al (2004) Ball (2006) Eitenmiller et
al (2008)
Pharmacology and related aspects
Levine (1986) Dollery (1999) Sauberlich (1994ab) McDowell (2000)
Kaushansky and Kipps (2006) Sweetman (2009)
16
Antioxidant activity
Basu et al (1999) Shacter (2000) Thiele et al (2000) Cadenas and Packer
(2002) Packer et al (2002) Padayathy et al (2003) Parker and Parker (2003)
Burke (2006) Johnston et al (2007)
Cosmetic Preparations
Barel et al (2001) Salvador and Chisvert (2007) Rosen (2005) Bissett (2006)
Chaudhri and Jain (2009)
CHAPTER II
PHOTODEGRADATION
REACTIONS AND ASSAY
OF ASCORBIC ACID
18
21 PHOTODEGRADATION REACTIONS
211 Photodegradation of Ascorbic Acid
Aqueous ascorbic acid (1) solutions are degraded by UV light to give
dehydroascorbic acid (2) (Arcus and Zilva 1940) Ascorbic acid degradation at a
concentration of 52 and 50 mg on UV irradiation for 2 hours gave a loss of 43 and 8
respectively Dehydroascorbic acid solutions are more stable to UV light than the
ascorbic acid (Kitagawa 1968) In many natural products the vitamin is oxidized on
exposure to air and light (OrsquoNeil 2001) When solutions of multivitamin preparations are
exposed to light H2O2 as well as organic peroxides are generated and specific
byproducts that differ from dehydroascorbic acid and 23-diketogulonic acid (3) are
produced (Lavoie et al 2004)
In aqueous neutral or alkaline solution ascorbic acid (1) undergoes chemical or
photochemical oxidation to dehydroascorbic acid (2) which upon saponification of the
lactone ring under the influence of the base water produces 23-diketo-L-gulonic acid (an
α szlig- diketogulonic acid) (3) This acid undergoes further oxidation to oxalic acid (4) and
L-threonic acid (5) (Racz 1989) (Fig 2a) At room temperature oxalic acid (4) is also
formed along with threonolactone (6) by photochemical degradation of ascorbic acid (1)
in the presence of singlet oxygen (1O2) (Silva and Quina 2006) (Fig 2a) The low-
temperature photooxygenation of ascorbic acid (1) gives a mixture of unstable
hydroperoxide ketones (7) and (8) which on standing interconvert and cyclize to
hydroperoxyhemiketal (9) The hydroperoxyhemiketal breaks down on warming to
produce the oxalate esters of threonic acid (10) (Fig 2b) (Kwon and Foote 1988)
19
COOH
COOH
O
OHHO
O
HOH2C
HO2
O
O
HO
OO
O O2H
OHHO
O
HOH2C
OH
O
O
OH
O2H
OO
HO O2CCO2H
(1)hv
room temperature
(4)(6)
(1)hv
85 oC
(7)
(a)
(8)
+
cyclization
(9)
ring cleavage
(b)
(10)
(2)
OH O
OHHO
OH O O
(3)
OH OH
OH
OH O
O
OH
1O2 [O]
+
(5)
COOH
COOH
(4)
+
OH
Fig 2 Photooxidation of ascorbic acid at room and low temperature
20
An important consideration in the stability of ascorbic acid in total parenteral
nutrition (TPN) solutions is the generation of hydrogen peroxide in the presence of light
(Laborie et al 1998 1999 2000 2002 Chessex et al 2002) This may result from the
oxidation of ascorbate anion by molecular oxygen (Homann and Gaffron 1964 Taqui
Khan and Martell 1967 Mushran and Agarwal 1977 Hughes 1985 De La Rochette et
al 2000) leading to further degradation of ascorbic acid (Deutsch 1998a 1998b
1998c) The kinetics and mechanism of oxidation reactions of ascorbic acid have been
studied by several workers (Taqui Khan and Martell 1967 Ogata and Kosugi 1969
Blaugh and Hajratwala 1972 Fessenden and Verma 1978 Abe et al 1986 Kwon et al
1989 Fornaro and Coicher 1998 Njus et al 2001)
The photostability of various ascorbic acid tablets on exposure to UV light has
been studied and the influence of antioxidants and moisture on the potency loss of
ascorbic acid has been evaluated The physical characteristics of ascorbic acid tablets are
also affected on UV irradiation (Ahmad et al 1973 Jamil et al 1980ab Jamil and
Ahmad 1984)
212 Effect of Various Substances on Photodegradation of Ascorbic Acid
The oxidation-reduction reactions of ascorbic acid in the presence of riboflavin at
pH 8ndash9 under the influence of light have been studied Under these conditions ascorbic
acid is a more active H donor to riboflavin than phenolphthalein (Sibi et al 1953)
Riboflavin has been found to catalyze the photodegradation of ascorbic acid solutions
during exposure to light and air The losses of ascorbic acid are markedly increased by
the presence of Cu2+
and Fe3+
ions under light exposed and unexposed conditions (Sattar
et al 1977) A spectral study of the UV photolysis of ascorbic acid solutions in the
21
presence of riboflavin has shown that the degradation of ascorbic acid is enhanced to the
extent of about 15 (Vaid et al 2005) The influence of DL- methionine on the
photostability of ascorbic acid solutions has also been studied DL- methionine (10 mg
) enhances the photostability of ascorbic acid (40 mg ) in acetate and phosphate
buffers but not in citrate buffer at pH 45 The photoprotective action of DL-methionine
on ascorbic acid appears to be influenced by its concentration pH of the medium and the
buffer species (Asker et al 1985)
The degradation of ascorbic acid solutions on irradiation with simulated sunlight
in the presence of the food dye quinolone yellow (E 104) is enhanced However this
effect is reversed by the addition of mannitol indicating that this dye facilitates the
photogeneration of hydroxyl radicals which may cause degradation of the vitamin The
incorporation of triplet quenchers enhances the stability of substrate solutions suggesting
that the dye acts as a triplet sensitizer to facilitate the reaction (Sidhu and Sugden 1992)
The photostability of ascorbic acid solutions is enhanced by sweetening agents (mannitol
sorbitol sucrose dextrose and Canderal) at 5 wv concentration However the addition
of stoichiometric amounts of hydrogen peroxide as a source of hydroxyl radicals and 2
2rsquo-azobis (2-amidopropane) as a source of hydroperoxyl radicals results in diminished
stability of ascorbic acid solutions The diminished activity may be due to the action of
hydroperoxyl radicals in the presence of hydroxyl radical scavengers (Ho et al 1994)
Metal-complexing agents (eg disodium ethylenediaminetetraacetic acid N-
hydroxylethyl ethylenediaminetetraacetic acid 8-hydroxyquinoline) have a stabilizing
effect on the photolysis of ascorbic acid injectable solutions (Kassem et al 1969ab
22
1972) This may be due to the interaction of these agents with metal ions and other
impurities
213 Photosensitized Oxidation of Ascorbic Acid
In the presence of visible light a photosensitizer such as riboflavin can exhibit
photosensitizing properties through a mixed Type IndashType II mechanism (Yoshimura and
Ohno 1988 Foote 1991 Silva et al 1994 Silva and Quina 2006) as presented below
Type I mechanism (low oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (21)
3RF + SH rarr RF
middot ndash + SH
middot + rarr RFH
middot + S
middot (22)
RFmiddot ndash
+ O2 rarr RF + O2middot ndash
(23)
2RFHmiddot rarr RF + RFH2 (24)
RFH2 + O2 rarr RF + H2O2 (25)
H2O2 + O2middot ndashrarr
ndashOH +
middotOH + O2 (26)
Smiddot and or SH
middot +
+ H2O2 O2middot ndash
rarr Soxid (27)
Type II mechanism (high oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (28)
3RF + O2 rarr RF +
1O2 (29)
SH + 1O2 rarr Soxid (210)
In these reactions RF 1RF and
3RF represent RF in the ground state and in the excited
singlet and triplet states respectively RFmiddot ndash
RFHmiddot and RFH2 are the radical anion the
radical and the reduced form of RF SH is the reduced substrate and SHmiddot
+ S
middot and Soxid
23
represent the intermediate radical cation the radical and the oxidized form of the
substrate respectively
An early study of the riboflavin-sensitized photooxidation of ascorbic acid has
been carried out by flash photolysis (Heelis et al 1981) ESR spectrometry has been
used to investigate the photosensitized formation of ascorbate radicals by riboflavin (Kim
et al 1993) The photochemical behavior of a system consisting of ascorbate ion (AHndash)
and riboflavin has been studied by Mancini et al (2000) and De La Rochette et al (2000
2003) The photosensitized processes were examined as a function of oxygen pressure
and the efficiency of RF induced degradation of AHndash
at various oxygen concentrations
was compared on the basis of the respective initial photosensitization quantum yields
(Table 2)
In this reaction a Type I photosensitization mechanism (Karlsen 1996) implies a
direct electron transfer between AHndash and the RF triplet-excited state followed by the
oxidation of semioxidized ascorbyl radical (AHmiddot) by molecular oxygen or some other
reactive species On the contrary in a Type II photosensitization mechanism singlet
oxygen is produced directly by energy transfer from the RF triplet-excited state to
molecular oxygen and the singlet oxygen then oxidizes the AHndash Thus by irradiating
under increasing oxygen pressure it is possible to control the relative prevalence and
efficiency of Type I or Type II mechanisms The absence of a linear relationship between
the quantum yields of ascorbate degradation and oxygen concentration indicates that the
photosensitization mechanism involved in not exclusively Type II
24
Table 2 Initial quantum yield (φ) for ascorbate (AHndash) degradation during
photosensitization by RF (35 microM) in solutions irradiated at 365 nm and
37ordmC
O2 103 times φ (AH
ndash)a
0
5
20
14 plusmn 06
1670 plusmn 220
1940 plusmn 200
a Data are the mean plusmn SD of three independent experiments
25
In the presence of RF and O2 the quantum yields for degradation of ascorbate ion
have been found to be greater than one suggesting the participation of chain reactions
initiated by the ascorbyl radical as given by the following reactions
3RF + AH
ndash rarr RFmiddot
ndash + AHmiddot (211)
AHmiddot + O2 rarr A + HO2middot (212)
HO2middot + AHndash rarr H2O2 + AHmiddot (213)
The generation of the ascorbyl radical by the reaction between the RF excited-
triplet state and the ascorbate ion (Eq 211) is the only step that requires the absorption of
photons (to form the excited-triplet state of RF) The subsequent reactions (Eqs 212 and
213) are independent of light and lead to further degradation of the ascorbate ion In the
presence of transition metal ions such as Fe3+
in trace amounts in the buffer solution
containing RF and ascorbate ions further oxidation of ascorbate ion could also occur As
a result the reduced form of the metal ion (ie Fe2+
) can be generated by the metal
catalyzed oxidation of ascorbate ion This has been confirmed by the significant decrease
in the AHndash photooxidation quantum yield in the presence of the metal chelator EDTA
which inactivates the trace amounts of iron present in the buffer solution The quantum
yields for the photosensitized oxidation of ascorbate ion are decreased twofold at 20 O2
and fourfold at 5 O2 concentration in the presence of EDTA (Silva and Quina 2006)
Amino acids have been found to affect the photosensitized oxidation of ascorbic acid
(Jung et al 1995)
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins
The stability of ascorbic acid is reported to be enhanced in syrups containing B-
complex vitamins (Connors et al 1986) This may be due to the increased viscosity of
the syrups inhibiting the oxidation of ascorbic acid The rate of photolysis in solution
26
containing cyanocobalamin and ascorbic acid is reported to decrease with an increase in
pH (Ansari et al 2004) where as use of certain halide salts has been reported to be
beneficial in stabilizing pharmaceutical products and dietary supplements when vitamin
B12 and vitamin C are combined in solution (Ichikawa et al 2005) When a solution of
multivitamins is exposed to light it is reported that organic peroxidases are generated and
the concentration of ascorbic acid decreases (Lavoie et al 2004)
22 ASSAY OF ASCORBIC ACID
Recent accounts of the development and application of analytical methods to the
determination of ascorbic acid in pharmaceuticals biological samples and food materials
are reported in the literature (Rumsey and Levine 2000 Halver and Felton 2001 Moffat
et al 2004 Ball 2006 Sheraz et al 2007 Eitenmiller et al 2008 Salkic and Kubicek
2008) Most of these methods are based on the application of spectrophotometric
fluorimetric and chromatographic techniques to suit the requirements of a particular assay
and are summarized below
221 Spectrophotometric Methods
Spectrophotometric methods are the most widely used methods for the assay of
ascorbic acid in aqueous solution Ascorbic acid exhibits strong absorption in the
ultraviolet region (absorption maxima 243 nm at pH 2 and 265 nm at pH 4ndash10 OrsquoNeil
2001 Moffat et al 2004 British Pharmacopoeia 2009) This is the basis of
spectrophotometric methods for the determination of the vitamins in pure solutions and in
sample preparations where no interference is observed from UV absorbing impurities
The value of A (1 1 cm) at the analytical wavelength of 245 nm (pH 20) is high (695)
which makes the method very sensitive for the determination of mg quantities of the
27
vitamin Treatment of the material to be analyzed with ascorbic acid oxidase is often used
as a blank to correct for the presence of interfering substances in biological samples (Liu
et al 1982) A spectrophotometric method for the determination of ascorbic acid in
pharmaceuticals by background correction (245 nm) has been reported (Verma et al
1991) The direct determination of ascorbic acid in mixtures involves the use of 22prime-
dipyridyl as a colorimetric reagent The method is based on the reduction of Fe (III) by
ascorbic acid to Fe (II) which reacts with 2 2prime-dipyridyl to form a colored complex
(absorption maximum 510 nm) that can be used for quantitative determination (Margolis
and Schmidt 1996) A spectrophotometric method has been developed for the
determination of ascorbic acid and its oxidation product dehydroascorbic acid in
biological samples (Moeslinger et al 1995) A sensitive method has been reported for
the determination of ascorbic acid in pharmaceutical formulations and fruit juices by
interaction with 2-(5-bromo-2-pyridylazo)-5-diethylaminophenol (Br-PADAP) (Ferreira
et al 1997) A novel UV method has been developed for the analysis of ascorbic acid in
methanol at 245 nm in various formulations (Zeng et al 2005)
Ascorbic acid in aqueous solutions has been assayed at 244 nm (pH ~2) (Ogata
and Kosugi 1969) 245 nm (pH 35) (Blaugh and Hajratwala 1972) 264 nm (pH 7)
(Salkic et al 2007) 265 nm (pH 7) (Hashmi 1973) 275 nm (pH 41 and 70) (Heelis et
al 1981) 265 nm (pH 7) (Al-Meshal and Hassan 1982) 245 nm (pH ~2) (Verma et al
1991) and 265 nm (pH ~7) (Erb et al 2004) Dehydroascorbic acid and 23-
diketogulonic acid do not significantly absorb in this region (Pelletier 1985 Davies et
al 1991 Rumsey and Levine 2000) and therefore do not interfere with the assay of
ascorbic acid in degraded solutions
28
222 Fluorimetric Methods
Fluorimetry is a highly sensitive technique for the determination of fluorescent
compounds or fluorescent derivatives of non-fluorescent compounds The technique has
been used for the detection of microg quantities of ascorbic acid Methods based on
fluorimetric (Kampfenkel et al 1995) and chemiluminescence detection (Zhang and
Chen 2000) provide highly sensitive methods for the determination of ascorbic acid in
plant and other materials
223 Mass Spectrometric Methods
Conventional and isotope mass spectrometric techniques have also been used for
the analysis of ascorbic acid Isotope ratio mass spectrometry is particularly useful and
sensitive when 13
C ascorbic acid is used as a standard in the analysis of complex matrices
(Gensler et al 1995)
224 Chromatographic Methods
High-performance liquid chromatographic (HPLC) methods have extensively
been employed for the determination of ascorbic acid in biological samples These
methods include ion exchange reversed phase and ion-pairing HPLC protocols
Spectrophotometric fluorimetric and electrochemical detection has been used in the
HPLC analysis of ascorbic acid The electrochemical detection is used for the
simultaneous determination of ascorbic acid dehydroascorbic acid and their isomers and
derivatives A number of HPLC methods have been developed for the detection and
determination of ascorbic acid and its oxidation products and derivatives in biological
samples and plant materials (Tsao and Young 1985 Tangney 1988 Dabrowski and
Huiterleitner 1989 Thomson and Trenerry 1995 Kimoto et al 1997 Kall and
29
Anderson 1999 Rumelin et al 1999 Lykkesfeldt 2000 Zhang et al 2000 Pastore et
al 2001 Frenich et al 2005) The limit of detection of ascorbic acid in plasma or urine
with UV detection lies in the range of 100-120 microg (Liau et al 1993 Manoharan and
Schwille 1994) Fluorescence detection of ascorbic acid and dehydroascorbic acid in
plasma and its comparison with coulometric detection has been reported (Tessier et al
1996) A liquid chromatography-diode-array detection (LCndashDAD) method has been
reported for the determination of 10 water-soluble and 10 fat-soluble vitamins including
ascorbic acid in pharmaceutical preparations with a coefficient of variation lt 65
(Konings 2006)
Liquid chromatography methods based on precolumn and o-phenylenediamine
(OPD) derivatization have been used for the determination of total vitamin C and total
isovitamin C in foods and dehydro forms of the vitamin Isoascorbic acid has been used
as an internal standard in the analysis (Speek et al 1985 Vanderslice et al 1990
Dodsun et al 1992 Vanderslice and Higgs 1988 1993 Hagg et al 1994 1995) The
limits of detection of ascorbic acid by HPLC using different detectors are in the range of
16ndash400 microgl (Capellmann and Bolt 1992 Iwase and Ono 1994 Karatepe 2004)
225 Enzymatic Methods
Enzymatic methods using ascorbate oxidase are specific and have the advantage
of selectively measuring the biological activity of ascorbic acid in serum or plasma (Liu
et al 1982) Ascorbate oxidase and OPD derivatization has been used to develop a rapid
automated method for the routine assay of ascorbic acid in serum and plasma The
method has a sample throughput of 100h (Ihara et al 2000)
30
226 Commercial Kits for Clinical Analysis
Commercial kits (eg Immunodiagnostic Germany Biovision USA) are also
used for the determination of ascorbic acid in biological samples (serum or plasma) in
clinical laboratories
227 Analysis in Creams
The general methods for the analysis of active ingredients and excipients in
cosmetic products including creams are described by Salvador and Chisvert (2007)
Ascorbic acid and derivatives in creams have been determined by liquid chromatography
(Irache et al 1993 Varvaresou et al 2006) gas chromatography-mass spectrometry
(Leveque et al 2005) and electrochemical methods (Beissenhirtz et al 2003 Guitton et
al 2007)
CHAPTER III
FORMULATION AND
STABILITY OF CREAM
PREPARATIONS
32
31 FORMULATION OF CREAM PREPARATIONS
Traditionally emulsions have been defined as dispersions of macroscopic droplets
of one liquid in another liquid with a droplet diameter approximately in the range of 05-
100 microm (Becher 1965) According to the definition of International Union of Pure and
Applied Chemistry (IUPAC) (1971) ldquoIn an emulsion liquid droplets and or liquid
crystals are dispersed in a liquidrdquo
Creams are semisolid emulsions intended for external applications They are often
composed of two phases Oil-in-water (ow) emulsions are most useful as water-washable
bases whereas water-in-oil (wo) emulsions are emollient and cleansing agents The
active ingredient is often dissolved in one or both phases thus creating a three-phase
system Patients often prefer a wo cream to an ointment because the cream spreads more
readily is less greasy and the evaporating water soothes the inflamed tissue OW creams
(vanishing creams) rub into the skin the continuous phase evaporates and increases the
concentration of a water-soluble drug in the adhering film The concentration gradient for
drug across the stratum corneum therefore increases promoting percutaneous absorption
(Barry 2002 Betageri and Prabhu 2002)
The various factors involved in the formulation of emulsions and topical products
have been discussed by Block (1996) Barry (2002) and Jain et al (2006) and are briefly
presented in the following sections
311 Choice of Emulsion Type
Oil-in-water emulsions are used for the topical application of water-soluble drugs
mainly for local effect They do not have the greasy texture associated with oily bases
and are therefore pleasant to use and easily washed from skin surfaces Moisturizing
33
creams designed to prevent moisture loss from the skin and thus inhibit drying of the
stratum corneum are more efficient if formulated as ow emulsions which produce a
coherent water-repellent film
312 Choice of Oil Phase
Many emulsions for external use contain oils that are present as carriers for the
active ingredient It must be realized that the type of oil used may also have an effect both
on the viscosity of the product and on the transport of the drug into the skin (Barry
2002) One of the most widely used oils for this type of preparation is liquid paraffin
This is one of a series of hydrocarbons which also includes hard paraffin soft paraffin
and light liquid paraffin They can be used individually or in combination with each other
to control emulsion consistency This will ensure that the product can be spread easily but
will be sufficiently viscous to form a coherent film over the skin The film-forming
capabilities of the emulsion can be further modified by the inclusion of various waxes
such as bees wax carnauba wax or higher fatty alcohols
313 Emulsion Consistency
A consideration of the texture or feel of a product intended for external use is
important A wo preparation will have a greasy texture and often exhibits a higher
apparent viscosity than ow emulsions This fact imparts a feeling of richness to many
cosmetic formulations Oil-in-water emulsions will however feel less greasy or sticky on
application to the skin will be absorbed more readily because of their lower oil content
and can be more easily washed from skin surface Ideally emulsions should exhibit the
rheological properties of plasticity pseudoplasticity and thixotropy Emulsions of high
apparent viscosity for external use (cream) are of a semisolid consistency There are
34
several methods by which the rheological properties of an emulsion can be controlled
(Billany 2002)
314 Choice of Emulsifying Agent
The choice of emulgent to be used would depend on factors such as its
emulsifying ability route of administration and toxicity Most of the non-ionic emulgents
are less irritant and less toxic than their anionic and cationic counter parts Some
emulgents such as the ionic alkali soaps often have a high pH and are thus unsuitable for
application to broken skin Even in normal intact skin with a pH of 55 the application of
such alkaline materials can cause irritation Some emulsifiers in particular wool fat can
cause sensitizing reactions in susceptible people The details of various types of
emulsifying agents are available in the literature (Betageri and Prabhu 2002 Billany
2002 Swarbrick et al 2006)
315 Formulation by the HLB Method
The physically stable emulsions are best achieved by the presence of a condensed
layer of emulgent at the oil water interface and the complex interfacial films formed by a
blend of an oil-soluble emulsifying agent with a water-soluble one produces the most
satisfactory emulsions
It is possible to calculate the relative quantities of the emulgents necessary to
produce the most physically stable emulsions for a particular formulation with water
combination This approach is called the hydrophilic-lipophilic balance (HLB) method
Each surfactant is allocated an HLB number representing the relative properties of the
lipophilic and hydrophilic parts of the molecule High numbers (up to a theoretical
number of 20) therefore indicates a surfactant exhibiting mainly hydrophilic or polar
35
properties whereas low numbers represent lipophilic or non-polar characteristics Each
type of oil requires an emulgent of a particular HLB number in order to ensure a stable
product For an ow emulsion the more polar the oil phase the more polar must be the
emulgent system (Billany 2002 Im-Emsap et al 2002 Swarbrick et al 2006)
316 Concept of Relative Polarity Index
In the ingredient selection in cosmetic formulations a new concept of relative
polarity index (RPI) has been presented (Wiechers 2005) The physicochemical
characteristics of the ingredients determine their skin delivery to a greater extent than the
formulation type The cosmetic formulation cannot change the chemistry of the active
molecule that needs to penetrate to a specific site within the skin However the
formulation type can be selected based on the polarity of the active ingredient and the
desired site of action for the active ingredient For optimum skin delivery the solubility of
the active ingredient needs to be as high as possible (to create a large concentration
gradient) and as small as possible (to create a large partition coefficient) To achieve this
it is necessary to determine the following parameters
The total amount dissolved in the formulation that is available for skin penetration
the higher this amount the more will penetrate until a solution concentration is
reached in the skin therefore a high absolute solubility in the formulation is required
The polarity of the formulation relative to that of the stratum corneum if an active
ingredient dissolves better in the stratum corneum than in the formulation then the
partition of the active ingredient will favour the stratum corneum therefore a low
(relative to that in the stratum corneum) solubility in the formulation is required
(Wiechers 2005)
36
These requirements can be met by considering the concept of RPI (Wiechers
2003 2005) In this systematic approach it is essential to consider the stratum corneum
as another solvent with its own polarity The stratum corneum appears to behave very
similarly to and in a more polar fashion than butanol with respect to its solubilizing
ability for active ingredients (Scheuplein and Blank 1973) The polarity of stratum
corneum as expressed by its octanol water partition coefficient is 63
The relative polarity index may be used to compare the polarity of an active
ingredient with both that of the skin and that of the oil phase of a cosmetic formulation
predominantly consisting of emollients It may be visualized as a vertical line with a high
polarity at the top and a high lipophilicity at the bottom The polarity is expressed as the
log10 of the octanol water coefficient For example the relative polarity index values of
glycerin and isostearyl isostearate are -176 and 2698 respectively (Wiechers 2005) In
order to use the concept of the relative polarity index three numbers (on log10 scale) are
required
The polarity of the stratum corneum is set at 08 However in reality this value will
change with the hydration state of the stratum corneum that is determined in part by
the external relative humidity (Bonwstra et al 2003)
The polarity of the active molecule
The polarity of the formulation
For multiphase or multipolarity systems like emulsions the active ingredient is dissolved
in the phase For example in an ow emulsion where a lipophilic active ingredient is
dissolved in the oil phase it is the polarity of the homogenous mixture of the lipophilic
active ingredient and internal oil For the same lipophilic active in a wo emulsion it is
37
the polarity of the homogenous mixture of the lipophilic active ingredients and external
oil For water-soluble active ingredients it is the polarity of the homogenous mixture of
the hydrophilic active ingredient and the aqueous phase regardless whether it is internal
(wo emulsions) or external (ow emulsions)
Once the active ingredient and the formulation type have been chosen it is
necessary to create the delivery system that will effectively deliver the molecule The
concept of relative polarity index allows the formulator to select the polarity of the phase
in which the active ingredient is incorporated on the basis of its own properties and those
of the stratum corneum In order to achieve maximum delivery the polarity of the active
ingredient and the stratum corneum need to be considered In order to improve the skin
delivery of active ingredients the first step involves selecting a primary emollient with a
polarity close to that of the active ingredient in which it will have a high solubility The
second step is to reduce the solubility of the active ingredient in the primary emollient via
the addition of a secondary emollient with a different polarity and therefore lower
solubility for the active ingredient This approach has shown a 3-4 fold increase in skin
penetration with out increasing the amount of active ingredients in the formulation
(Wiechers 2005)
32 FORMULATION OF ASCORBIC ACID CREAMS
Ascorbic acid is a water-soluble material and is included frequently in skin care
formulations to restore skin health It is very unstable and is easily oxidized in aqueous
solution This vitamin is known to be a reducing agent in biological systems and causes
the reduction of both oxygen- and nitrogen- based free radicals (Higdon and Frei 2002)
It can also act as a co-antioxidant with the tocopheroxyl radical to regenerate alpha-
38
tocopherol (Packer et al 1979 Buettner 1993 Peyrat-Maillard et al 2001) In this
reaction the two vitamins act synergistically Alpha-tocopherol first functions as the
primary antioxidant that reacts with an organic free radical Thereafter ascorbic acid
reacts with the free radical tocopheroxyl to general alpha-tocopherol In physiological
conditions the ascorbyl radical formed by regenerating tocopherol is then converted back
to ascorbate by the redox cycle (Davies et al 1991) The interaction of ascorbic acid
with a redox partner such as alpha-tocopherol has been found useful to slow its oxidation
and prolong its action
The instability of ascorbic acid makes this antioxidant active ingredient a
formulation challenge to deliver to the skin and retain its effective form In addition to its
use in combination with alpha-tocopherol in cream formulations the stability of ascorbic
acid may be improved by its use in the form of a fatty acid ester such as ascorbyl
palmitate Ascorbyl palmitate has been used in thixogel formulations and is typically
incorporated into the mineral oil phase Preliminary experiments have shown that it could
be slowly released from the starch-oil emulsion matrix and act as an antioxidant (Wille
2005)
Various physical and chemical factors involved in the formulation of cream
preparations have been discussed in the above sections For polar and air light sensitive
compounds such as ascorbic acid it is important to consider factors such as the choice of
formulation ingredients polar character of formulation HLB value pH viscosity etc to
achieve stability
39
33 STABILITY OF CREAMS
331 Physical Stability
The most important consideration with respect to pharmaceutical and cosmetic
emulsions (creams) is the stability of the finished product The stability of a
pharmaceutical emulsion is characterized by the absence of coalescence of the internal
phase absence of creaming and maintenance of elegance with respect to appearance
odor color and other physical properties An emulsion is a dynamic system however
any flocculation and resultant creaming represent potential steps towards complete
coalescence of the internal phase In pharmaceutical emulsions creaming results as a lack
of uniformity of drug distribution and poses a problem to the pharmaceutical
compounder Another important factor in the stabilization of emulsions is phase inversion
which involves the change of emulsion type from ow to wo or vice versa and is
considered as a case of instability The four major phenomena associated with the
physical instability of emulsions are flocculation creaming coalescence and breaking
These have been discussed by Garti and Aserin (1996) Im-Emsap et al (2002) and Sinko
(2006)
332 Chemical Stability
The instability of a drug may lead to the loss of its concentration through a
chemical reaction under normal or stress conditions This results in a reduction of the
potency and is a well-recognized cause of poor product quality The degradation of the
drug may make the product esthetically unacceptable if significant changes in color or
odor have occurred The degradation product may also be a toxic substance The various
pathways of chemical degradation of a drug depend on the structural characteristics of the
40
drug and may involve hydrolysis dehydration isomerization and racemization
decarboxylation and elimination oxidation photodegradation drug-excipients and drug-
drug interactions Factors determining the chemical stability of drug substances include
intrinsic factors such as molecular structure of the drug itself and environmental factors
such as temperature light pH buffer species ionic strength oxygen moisture additives
and excipients The application of well-established kinetic principles may throw light on
the role of each variable in altering the kinetics of degradation and to provide valuable
insight into the mechanism of degradation (Baertschi and Alsante 2005 Yoshioka and
Stella 2002 Lachman et al 1986) The chemical stability of individual components
within an emulsion system may be very different from their stability after incorporation
into other formulation types For example many unsaturated oils are prone to oxidation
and their degree of exposure to oxygen may be influenced by factors that affect the extent
of molecular dispersion (eg droplet size) This could be particularly troublesome in
emulsions because emulsification may introduce air into the product and because of the
high interfacial contact area between the phases (Barry 2002) The use of antioxidants
retards oxidation of unsaturated oils minimizes changes in color and texture and prevents
rancidity in the formulation Moreover they can retard the degradation of certain active
ingredients such as vitamin C (Vimaladevi 2005) The stability problems of dispersed
systems and the factors leading to these stability problems have been discussed by
Weiner (1996) and Lu and Flynn (2009)
333 Microbial Stability
Topical bases often contain aqueous and oily phases together with carbohydrates
and proteins and are susceptible to bacterial and fungal attack Microbial growth spoils
41
the formulation and is a potential toxic hazard Therefore topical formulations need
appropriate preservatives to prevent microbial growth and to maintain their quality and
shelf-life (Barry 2002 Arger et al 1996) Cream formulations may contain fats and oils
with high percentage of unsaturated linkages that are susceptible to oxidation degradation
and development of rancidity The addition of antioxidants retards oxidation of fats and
oils minimizes changes in color and texture and prevents rancidity in the formulation
Moreover they can retard the degradation of certain active ingredients such as vitamin C
These aspects in relation to dermatological formulations have been discussed by Barry
(1983 2002) and Vimaladevi 2005)
334 Stability of Ascorbic Acid in Liquid Formulations
Ascorbic acid is very unstable in aqueous solution Different workers have studied
the stability of ascorbic acid in liquid formulations (Connors et al 1986 Austria et al
1997) Its shelf-life can be prolonged by appropriate choice of vehicle and control of
other variables such as pH stabilizers temperature light and oxygen (Table 3)
Similarly the stability of various concentrations of ascorbic acid in solution form may
vary depending upon the type of solvent used (Table 4) (Connors et al 1986 Satoh et
al 2000 Lee et al 2004 Zeng et al 2005)
335 Stability of Ascorbic Acid in Emulsions and Creams
Ascorbic acid exerts several functions on skin such as collagen synthesis
depigmentation and antioxidant activity Ultraviolet radiation generates reactive oxygen
species (ROS) which produce some harmful effects on the skin including photocarcinoma
and photoaging In order to combat these problems ascorbic acid as an antioxidant has
42
Table 3 Effect of vehicles on the stability of ascorbic acid ( ascorbic acid remaining in
solutions after storage at room temperature) (Connors et al 1986)
Storage Time (days) No Vehicle
30 60 90 120 180 240 360
1 Corn Syrup 965 925 920 920 900 860 760
2 Sorbitol 990 990 990 970 960 925 890
3 4 Carboxymethyl
Cellulose
840 680 565 380 ndash ndash ndash
4 Glycerin 100 100 990 990 970 935 920
5 Propylene glycol 995 990 980 945 920 900 900
6 Syrup USP 100 100 980 980 930 900 880
7 Syrup 212 gL 880 810 775 745 645 590 440
8 25 Tragacanth 785 620 510 320 ndash ndash ndash
9 Saturated solution of
Dextrose
990 935 875 800 640 580 510
10 Distilled Water 900 815 745 675 405 185 ndash
11 50 Propylene glycol +
50 Glycerin
980 ndash 960 ndash 933 ndash ndash
12 25 Distilled Water +
75 Sorbo (70 solution
of Sorbitol)
955 954 ndash 942 930 ndash ndash
13 50 Glycerin + 50
Sorbo
982 984 978 ndash ndash 914 ndash
43
Table 4 Stability of various concentrations of ascorbic acid in water propylene glycol
and USP syrup at room temperature ( of ascorbic acid remaining in solution)
(Connors et al 1986)
Storage Time (days) Concentration
(mg ml)
Solvent
30 60 90 120 180 240 360
10 Water 930 840 820 670 515 410 ndash
50 Water 940 920 880 795 605 590 300
100 Water 970 930 910 835 705 680 590
10 Propylene glycol 100 985 980 975 960 920 860
50 Propylene glycol 100 970 980 980 980 965 935
100 Propylene glycol 100 100 100 100 990 100 925
10 Syrup 100 100 980 990 970 960 840
50 Syrup 100 100 100 100 990 100 960
100 Syrup 100 100 100 100 100 100 995
44
been used in various dosage forms and in different concentrations (Darr et al 1996
Gallarate et al 1999 Zhang et al 1999 Pinnell et al 2001 Lee et al 2004 Raschke
et al 2004 Elmore 2005 Farahmand et al 2006 Maia et al 2006) Ascorbic acid has
good photoprotective ability against UVA-mediated phototoxicity (Darr et al 1996) A
variety of formulations containing ascorbic acid or its derivatives have been studied in
order to evaluate their stability and delivery through the skin (Gallarate et al 1999
Zhang et al 1999 Ozer et al 2000 Pinnell et al 2001 Lee et al 2004 Raschke et al
2004 Farahmand et al 2006) Formulations containing derivatives of ascorbic acid are
found to be more stable than ascorbic acid but they do not produce the same effect as that
of the parent compound probably due to the lack of redox properties (Heber et al 2006)
Effective delivery of ascorbic acid through topical preparations is a major factor that
should be critically evaluated as it may be dependent upon the nature or type of the
formulation (Gallarate et al 1999 Pinnell et al 2001) The pH of the formulation
should be on the acidic side (~ pH 35) for effective penetration of the vitamin in the skin
(Pinnell et al 2001) and for its stabilization in the formulation (Gallarate et al 1999)
Some other antioxidants such as alpha-tocopherol ferulic acid and sodium metabisulphite
have also been used in combination with ascorbic acid for the purpose of its stabilization
in topical formulations and to produce some synergistic effects (Darr et al 1996 Lin et
al 2005 Maia et al 2006 Tournas et al 2006) Effect of some rheological properties
such as viscosity and dielectric constant on the stability of ascorbic acid in emulsions has
also been investigated (Connors et al 1986) Viscosity of the medium is an important
factor that should be considered for the purpose of ascorbic acid stability as higher
viscosity formulations have shown some degree of protection (Ozer et al 2000
45
Szymula 2005) Along with other factors formulation type also plays an important role in
the stability of ascorbic acid It is reported that ascorbic acid is more stable in emulsified
system as compared to aqueous solutions (Gallarate et al 1999 Lee et al 2004) In
multiemulsions ascorbic acid is reported to be more stable as compared to simple
emulsions (Gallarate et al 1999 Ozer et al 2000 Lee et al 2004 Farahmand et al
2006)
Ascorbic acid and its derivatives have been used in a variety of cosmetic
formulations as an antioxidant pH adjuster anti-aging and photoprotectant (Elmore
2005) The control of instability of ascorbic acid poses a significant challenge in the
development of cosmetic formulations It is also reported that certain metal ions or
enzyme systems effectively convert ascorbic acidrsquos antioxidant action to pro-oxidant
activity (Elmore 2005) Therefore utilization of an effective antioxidant system is
required to maintain the stability of vitamin C in various preparations (Zhang et al 1999
Pinnell et al 2001 Maia et al 2006) The chemical stability of ascorbic acid has been
studied in emulsions and creams by several workers (Darr et al 1996 Gallarate et al
1999 Lee et al 2004 Raschke et al 2004 Elmore 2005 Farahmand et al 2006)
however there is a lack of information on the photostability of ascorbic acid in cream
formulations
336 Stability Testing of Emulsions
The stability testing of emulsions (creams) may be carried out by performing the
following tests (Billany 2002)
46
3361 Macroscopic examination
The assessment of the physical stability of an emulsion is made by an
examination of the degree of creaming or coalescence occurring over a period of time
This involves the calculation of the ratio of the volume of the creamed or separated part
of the emulsion and the total volume A comparison of these values can be made for
different products
3362 Globule size analysis
An increase in mean globule size with time (coupled with a decrease in globule
numbers) indicates that coalescence is the cause of this behavior This can be used to
compare the rates of coalescence for a variety of emulsion formulations For this purpose
microscopic examination or electronic particle counting devices (coulter counter) or
laser diffraction sizing are widely used
3363 Change in viscosity
Many factors may influence the viscosity of emulsions A change in apparent
viscosity may result from any variation in globule size or number or in the orientation or
migration of emulsifier over a period of time
3264 Accelerated stability tests
In order to compare the relative stabilities of a range of similar products it is
necessary to speed up the processes of creaming and coalescence by storage at elevated
temperatures and then carrying out the tests described in the above sections
337 FDA guidelines for semisolid preparations
According to FDA draft guidelines to the industry (Shah 1997) semisolid
preparations (eg creams) should be evaluated for appearance clarity color
47
homogencity odour pH consistency viscosity particle size distribution (when feasible)
assay degradation products preservative and antioxidant content (if present) microbial
limits sterility and weight loss when appropriate Additionally samples from
production lot or approved products are retained for stability testing in case of product
failure in the field Retained samples can be tested along with returned samples to
ascertain if the problem was manufacturing or storage related Appropriate stability data
should be provided for products supplied in closed-end tubes to support the maximum
anticipated use period during patient use and after the seal is punctured allowing product
contact with the cap cap lever Creams in large containers including tubes should be
assayed by sampling at the surface top middle and bottom of the container In addition
tubes should be sampled near the crimp The objective of stability testing is to determine
whether the product has adequate shelf-life under market and use conditions
48
OBJECT OF PRESENT INVESTIGATION
Ascorbic acid (vitamin C) is extensively used as a single ingredient or in
combination with vitamin B complex and other vitamins in the form of drops injectables
lotions and syrups It is an ingredient of anti-aging cosmetic products alone or along with
alpha-tocopherol (vitamin E) Ascorbic acid exerts several functions on the skin as
collagen synthesis depigmentation and antioxidant activity It protects the signs of
degenerative skin conditions caused by oxy-radical damage In solutions and creams
ascorbic acid is susceptible to air and light and undergoes oxidative degradation to
dehydroascorbic acid and inactive products The degradation is influenced by
temperature viscosity and polarity of the medium and is catalysed by metal ions
particularly Cu+2
Fe+2
and Zn+2
One of the major problems faced in cream preparations is the instability of
ascorbic acid as it may be exposed to light during formulation manufacturing and
storage and the possibility of photochemical degradation can not be neglected The
behaviour of ascorbic acid in light is of particular interest since no systematic kinetic
studies have been conducted on its photodegradation in these preparations under various
conditions The study of the formulation variables such as emulsifier humectants and pH
may throw light on the photostabilization of ascorbic acid in creams
The main object of this investigation is to study the behaviour of ascorbic acid in
cream preparations on exposure to UV light in the pharmaceutically useful pH range An
important aspect of the work is to study the interaction of ascorbic acid with other
vitamins such as riboflavin nicotinamide and alpha-tocopherol and the effect of certain
stabilizers such as citric acid tartaric acid and boric acid on its photodegradation In
49
addition it is intended to study the photolysis of ascorbic acid in organic solvents to
evaluate the effect of solvent characteristics (eg dielectric constant and viscosity) on the
stability of the vitamin The study of all these aspects may provide useful information to
improve the photostability and efficacy of ascorbic acid in cream preparations
An outline of the proposed plan of work is presented as follows
1 To prepare a number of oil-in-water cream formulations based on different
emulsifying agents and humectants containing ascorbic acid alone and in
combination with other vitamins and stabilizing agents
2 To perform photodegradation studies on ascorbic acid in creams using a UV
irradiation source with emission corresponding to the absorption maximum of
ascorbic acid
3 To identify the photoproducts of ascorbic acid in creams using chromatographic
and spectrophotometric methods
4 To apply appropriate and validated analytical methods for the assay of ascorbic
acid alone and in combination with other vitamins and stabilizing agents
5 To study the effect of solvent characteristics such as dielectric constant and
viscosity on the photolysis of ascorbic acid in aqueous and organic solvents
6 To evaluate the kinetics of photodegradation of ascorbic acid and its interactions
with other vitamins (riboflavin nicotinamide and alpha-tocopherol) in creams
7 To evaluate the effect of carbon chain length of the emulsifying agent and the
viscosity of the humectant on the photodegradation of ascorbic acid
50
8 To develop relationships between the rate of photodegradation of ascorbic acid
and the concentration pH carbon chain length of emulsifier viscosity of the
creams
9 To determine the effect of compounds such as citric acid tartaric acid and boric
acid used as stabilizing agents on the rate of photodegradation and stabilization
of ascorbic acid in creams
10 To present reaction schemes for the photodegradation of ascorbic acid and its
interactions with other vitamins
CHAPTER IV
MATERIALS
AND
METHODS
52
41 MATERIALS
Vitamins and Related Compounds
L-Ascorbic Acid vitamin C (5R)-5-[(1S)-12-dihydroxyethyl]-34-dihydroxyfuran-2(5H)-
one Merck
C6H8O6 Mr 1761
Dehydroascorbic Acid L-threo-23-hexodiulosonic acid γ-lactone Sigma
C6H6O6 Mr 1741
23-Diketogulonic Acid
C6H8O7 Mr 192
It was prepared according to the method of Homann and Gaffron (1964) by the
hydrolysis of dehydroascorbic acid
Riboflavin vitamin B2 (310-dihydro-78-dimethyl-10-[(2S3S4R)-2345-
tetrahydroxypentyl] benzopteridine-24-dione) Merck
C17H20N4O6 Mr 3764
Nicotinamide vitamin B3 (pyridine-3-carboxamide) Merck
C6H6N2O Mr 1221
Alpha-Tocopherol vitamin E ((2R)-2578-tetramethyl-2-[(4R8R)-4812-
trimethyltridecyl]-34-dihydro-2H-1-benzopyran-6-ol) Merck
C29H50O2 Mr 4307
Formylmethylflavin (78-dimethyl-10-formylmethylisoalloxazine)
C14H12N4O3 Mr 2843
53
Formylmethylflavin was synthesized according to the method of Fall and Petering
(1956) by the periodic acid oxidation of riboflavin It was recrystallized from absolute
methanol dried in vacuo and stored in the dark in a refrigerator
Lumichrome (78-dimethylalloxazine) Sigma
C12H10N4O2 Mr 2423
It was stored in the dark in a desiccator
Stabilizers
Boric Acid orthoboric acid Merck
H3BO3 Mr 618
Citric Acid 2-hydroxypropane-123-tricarboxylic acid Merck
C6H8O7H2O Mr 2101
L-Tartaric acid [(2R3R)-23-dihydroxybutanedioic acid] Merck
C4H6O6 Mr 1501
Emulsifying Agents
Stearic Acid (95) octadecanoic acid Merck
C18H36O2 Mr 2845
Palmitic Acid hexadecanoic acid Merck
C16H32O2 Mr 2564
Myristic Acid tetradecanoic acid Merck
C14H28O2 Mr 2284
Cetyl alcohol hexadecan-1-ol Merck
C16H34O Mr 2424
54
Humectants
Glycerin glycerol (propane-123-triol) Merck
C3H8O3 Mr 921
Propylene glycol (RS)-propane-12-diol Merck
C3H8O2 Mr 7610
Ethylene glycol ethane-12-diol Merck
C2H6O2 Mr 6207
Potassium Ferrioxalate Actinometry
Potassium Ferrioxalate
K3Fe(C2O4)3 3H2O Mr 4912
Potassium Ferrioxalate was prepared according to the method of Hatchard and
Parker (1956) Three volumes of 15 M potassium oxalate was mixed with one volume of
15 M ferric chloride with vigorous stirring The yellow green precipitate of potassium
ferrioxalate was recrystallized twice from water dried at 45 ordmC and stored in the dark in a
desiccator
Reagents
All the reagents and solvents used were of analytical grade obtained from BDH
Merck
Water
Freshly boiled distilled water was used throughout the work
55
42 METHODS
421 Cream Formulations
On the basis of the various cream formulations reported in the literature (Block
1996 Flynn 2002 Betageri and Prabhu 2002 Vimaladevi 2005 EIRI Board Lu and
Flynn 2009) the following basic formula was used for the preparation of oil-in-water
creams containing ascorbic acid
Oil phase Percentage (ww)
Emulsifier
Myristic palmitic stearic acid
Cetyl alcohol
120
30
Aqueous phase
Humectant
Ethylene glycol propylene glycol glycerin
50
Active ingredient
Ascorbic acid
20 (0114 M)
Neutralizer
Potassium hydroxide
10
Continuous phase
Distilled water
QS
Additional ingredientsa
Vitamins
Riboflavin (Vitamin B2)
Nicotinamide (Vitamin B3)
Alpha-Tocopherol (Vitamin E)
0002ndash001 (053ndash266times10ndash4
M)
028ndash140 (0023ndash0115 M)
017ndash086 (0395ndash200times10ndash2
M)
Stabilizers
Citric acid
Tartaric acid
Boric acid
010ndash040 (0476ndash190times10ndash2
M)
010ndash040 (067ndash266times10ndash2
M)
010ndash040 (0016ndash0065 M)
a The vitamin stabilizer concentrations used were found to be effective in promotion
inhibition of photodegradation of ascorbic acid in cream formulations
56
422 Preparation of Creams
The emulsifiers were melted at 70ndash80 ordmC in a glass jar immersed in a water bath
Ascorbic acid was separately dissolved in a small portion of distilled water Potassium
hydroxide and humectant were dissolved in the remaining portion of water and mixed
with the oily phase with constant stirring until the formation of a thick white mass It was
cooled to ~40 ordmC and the ascorbic acid solution was added The thick mass was mixed
using a mechanical mixer with a glass stirrer at 1000 rpm for 5 minutes The pH of the
cream was adjusted to the desired value and the contents again mixed for 10 minutes at
500 rpm All the creams were prepared under uniform conditions to maintain their
individual physical characteristics and stored at room temperature in airtight glass
containers protected from light
In the case of other vitamins nicotinamide was dissolved along with ascorbic acid
in water and added to the cream Riboflavin or alpha-tocopherol were directly added to
the cream and mixed thoroughly according to the procedure described above
In the case of stabilizing agents (citric tartaric and boric acids) the individual
compounds were dissolved in the ascorbic acid solution and added to the cream followed
by the procedure described above
The details of the various cream formulations used in this study are given in
chapters 5ndash7
57
423 Thin-Layer Chromatography (TLC)
The following TLC systems were used for the separation and identification of
ascorbic acid and photodegradation products
Adsorbent a) Silica gel GF 254 (250-microm) precoated plates
(Merck)
Solvent systems S1 acetic acid-acetone-methanol-benzene
(552070 vv) (Ganshirt and Malzacher 1960)
S2 ethanol-10 acetic acid-water (9010 vv)
(Bolliger and Konig 1969)
S3 acetonitrile-butylnitrile-water (66332 vv)
(Saari et al 1967)
Temperature 25ndash27 ordmC
Location of spots Ascorbic acid UV light 254 nm (Uvitec lamp
UK)
Dehydroascorbic acid Spray with a 3 aqueous
phenylhydrazine hydrochloride solution
424 pH Measurements
The measurements of pH of aqueous solutions and cream formulations were
carried out using an Elmetron LCD display pH meter (modelndashCP501 sensitivity plusmn 001
pH units) (Poland) with a combination electrode The electrode was calibrated
automatically in the desired pH range (25 ordmC) using the following buffer solutions
58
Phthalate pH 4008
Phosphate pH 6865
Disodium tetraborate pH 9180
The electrode was immersed directly into the cream (British Pharmacopoeia
2009) kept for few seconds to equilibrate and the pH adjusted in the range of 40ndash70
with phosphoric acid sodium hydroxide solution
425 Ultraviolet and Visible Spectrometry
The absorbance measurements and spectral determinations were performed on
Shimadzu UVndashVisible recording spectrophotometer (model UVndash1601) using matched
silica cells of 10 mm path length The cells were employed always in the same orientation
using appropriate control solutions in the reference beam The baseline was automatically
corrected by the built-in baseline memory at the initializing period Auto-zero adjustment
was made by a one-touch operation The instrument checked the wavelength calibration
(6561 nm) using the deuterium lamp at the initializing period The absorbance scale was
periodically checked using the following calibration standard (British Pharmacopoeia
2009)
0057ndash0063 gl of potassium dichromate in 0005 M sulphuric acid
The specific absorbance [A(1 1 cm)] of the solution should match the
following values with the stated limit of tolerance
Wavelength
(nm)
Specific absorbance
A (1 1 cm)
Maximum
tolerance
235 1245 1229ndash1262
257 1445 1428ndash1462
313 486 470ndash503
350 1073 1056ndash109
430 159 157ndash161
59
426 Photolysis of Ascorbic Acid
4261 Creams
A 2 g quantity of the cream was uniformly spread on several rectangular glass
plates (5 times 15 cm) covered with a 1 cm tape on each side to give a 1 mm thick layer The
plates were irradiated in a dark chamber using a Philips 30 watt TUV tube (100
emission at 254 nm the wavelength absorbed by ascorbic acid at pH 4ndash7) fixed
horizontally at a distance of 30 cm from the centre of the plates Each plate was removed
at appropriate interval and the cream was subjected to spectrophotometric assay and
chromatographic examination
4262 Aqueous and organic solvents
A 10ndash3
M solution of ascorbic acid (50 ml) prepared in water (pH 70 005 M
phosphate buffer) or in an organic solvent in a 100 ml beaker (Pyrex) was placed in a
water bath maintained at 20 plusmn 1 ordmC The solution was irradiated with the Philips 30 watt
TUV tube in a dark chamber as stated above Samples were withdrawn at appropriate
intervals for assay and chromatography
4263 Storage of creams in dark
In order to determine the stability of various cream formulations in the dark
samples were stored at room temperature in a cupboard protected from light for a period
of three months The samples were analyzed periodically for the content of ascorbic acid
and the presence of any degradation product
427 Measurement of Light Intensity
The potassium ferrioxalate actinometry was used for the measurement of light
intensity of the radiation source employed in this work This actinometer has been
60
developed by Parker (1953) and Hatchard and Parker (1956) and is considered as the
most useful actinometer over a wide range of wavelengths (254ndash577 nm) It has been
used by Holmstrom and Oster (1961) Byrom and Turnbull (1967) McBride and Moore
(1967) Ahmad (1968) Ahmad (1978) Ahmad et al (2004a 2004b 2005 2006a
2006b 2008 2009ab) Fasihullah (1988) Vaid (1998) Ansari (2002) and Ahmad (2009)
for the measurement of light intensity
The irradiation of potassium ferrioxalate solutions in sulphuric acid results in the
reduction of ferric ion to ferrous ion according to the following reaction
2Fe [(C2O4)3]3ndash
rarr 2 Fe (C2O4) + 3 (C2O4)2ndash
+ 2CO2 (31)
The amount of Fe2+
ions formed in the reaction may be determined by
complexation with 110-phenanthroline to give a red colored complex The absorbance of
the complex is measured at 510 nm
428 Procedure
An oxygen free 0006 M solution of potassium ferrioxalate (2947 gl) in 01 N
H2SO4 was placed in the reaction vessel and irradiated with the lamp used for the
photolysis of riboflavin The irradiation was carried out under nitrogen (90ndash120
bubblesminute) which also caused stirring of the solution The temperature of the
reaction vessel was maintained at 25 plusmn 1 ordmC during the reaction
An aliquot of the photolysed solution (1ndash2 ml) was pipetted out at suitable
intervals (up to 30 minutes) into a 10 ml volumetric flask to which was then added 09
ml of N H2SO4 + 1 ml (01) 110-phenanthroline + 05 ml buffer (60 ml N CH3COONa
+ 36 ml N H2SO4 made up to 100 ml with distilled water) The flask was made up
to the mark with distilled water (final pH 35) thoroughly shaken to mix the contents and
61
Fig 3 Spectral power distribution of TUV 30 W tube (Philips)
62
allowed to stand for one hour in the dark to develop the colorndashcomplex The absorbance
of the phenanthrolinendashferrous complex was measured in a 1 cm cell at 510 nm using the
appropriate solution as blank The amount of Fe2+
ions formed was determined from the
calibration graph The calibration graph was constructed in a similar manner using
several dilutions of 1 times 10ndash6
mole ml Fe2+
in 01 N H2SO4 (freshly prepared by dilution
from standardized 01 M FeSO4 in 01 N H2SO4) (Fig 8) The experimental value of the
molar absorptivity of Fe2+
complex as determined from the slope of the calibration graph
is equal to 111 times 104 M
ndash1 cm
ndash1 and is in agreement with the value reported by Parker
(1953) Using the values of the known quantum yield for ferrioxalate actinometer at
different wavelengths (Hatchard and Parker 1956) the number of Fe2+
ions formed
during photolysis the time of exposure and the fraction of the light absorbed by the
length of the actinometer solution employed the light intensity incident just inside the
front window of the photolysis cell can be calculated In the present case total absorption
of the light has been assumed
4281 Calculation
The number of Fe2+
ions formed during photolysis (nFe
2+) is given by the
equation
6023 times 1020
V1 V3 A Σ
n Fe
2+ =
V2 1 ε (32)
where V1 is the volume of the actinometer solution irradiated (ml)
V2 is the volume of the aliquot taken for analysis (ml)
V3 is the final volume to which the aliquot V2 is diluted (ml)
1 is the path length of the spectrophotometer cell used (1 cm)
A is the measured absorbance of the final solution at 510 nm
63
ε is the molar absorptivity of the Fe2+
complex (111 times 104 M
ndash1 cm
ndash1)
The number of quanta absorbed by the actinometer nabs can then be obtained as follows
n Fe
2+
Σ nabs = ф
(33)
where ф is the quantum yield for the Fe2+
formation at the desired wavelength
The number of quanta per second per cell nabs is therefore given by
Σ nabs 6023 times 1020
V1 V3 A nabs =
t =
ф V2 1 ε t (34)
where t is the irradiation time of the actinometer in seconds
The relative spectral energy distribution of the radiation source (Fig 3) shows
100 emission at 254 nm the wavelength used for the photolysis of ascorbic acid (λmax
265 nm at pH 4ndash7) The energy emitted by the radiation source at various wavelengths
can be calculated using the equation
1197 times 105
E (KJ molndash1
) = λ nm
(35)
The quantum efficiency of ferrioxalate actinometer at the wavelength absorbed by
ascorbic acid (ie 254 nm) is high although the sensitivity drops over 450 nm The
average intensity of the TUV tube used in this study was determined as 556 plusmn 012 times
1018
quanta sndash1
429 Viscosity Measurements
The viscosity of the cream formulations was measured with a Brookfield RV
viscometer (Model DV-II + Pro USA) The instrument was calibrated using the
manufacturerrsquos viscosity standard A 200 g quantity of the cream was placed in a beaker
and the spindle (TE) was dipped into the cream It was rotated at a speed of 06 rpm for
64
00
02
04
06
08
10
12
0 2 4 6 8 10 12
Concentration of Fe++
times 105 M
Ab
sorb
an
ce a
t 51
0 n
m
Fig 4 Calibration graph for the determination of K3Fe(C2O4)3
65
one minute and the viscosity was recorded at 25plusmn1 ordmC The test was repeated three times
to account for the experimental variability and the average viscosity was noted
4210 Assay Methods
42101 UV spectrophotometric method for the assay of creams containing ascorbic
acid alone
The creams were thoroughly mixed a quantity of 2 g was accurately weighed and
the assay of ascorbic acid was carried out by the UV method of Zeng et al (2005) In the
case of photodegraded creams (2 g) the material was completely removed from the glass
plate and transferred to a volumetric flask The method involved extraction of ascorbic
acid with methanol (3 times 10 ml) adjustment of the pH of combined methanolic solutions
to 20 (with H3PO4) dilution of the final solution with acidified methanol (pH 20) to 100
ml and measurement of the absorbance at 245 nm using appropriate blank The
concentration of ascorbic acid was calculated using 560 as the value of specific
absorbance [A (1 1 cm)] at the analytical wavelength (Table 5)
The same method was used for the assay of ascorbic acid in creams stored in the
dark and in the presence of individual stabilizing agents (citric tartaric and boric acids)
42102 Iodimetric method for the assay of ascorbic acid in creams containing
riboflavin nicotinamide and alpha-tocopherol
The assay of ascorbic acid in creams in the presence of riboflavin nicotinamide
and alpha-tocopherol was carried out according to the procedure of British
Pharmacopoeia (2009) as follows
The photolysed cream (2 g) was completely scrapped from the glass plate and
transferred to a flask containing 40 ml of distilled water and 10 ml of 1 M sulphuric acid
66
Table 5 Calibration data for ascorbic acid showing linear regression analysisa
λ max 245 nm
Concentration range 01ndash10 times 10ndash4
M (0176ndash1761 mg )
Slope 9920
SE (plusmn) of slope 00114
Intercept 00012
Correlation coefficient 09996
Molar absorptivity (ε) 9920 Mndash1
cmndash1
Specific absorbance [A (1 1 cm)] 560
a Values represent a mean of five determinations
67
was added The solution was titrated with 002 M iodine solution using 1 ml of starch
solution as indicator until a persistent violet-blue color was obtained Each ml of 002 M
iodine solution is equivalent to 352 mg of C6H8O6 The same method was used for the
assay of ascorbic acid in creams stored in the dark
42103 Spectrophotometric method for the assay of ascorbic acid in aqueous and
organic solvents
A 1 ml aliquot of the photolysed solutions of ascorbic acid in water or in an
organic solvent was evaporated to dryness under nitrogen at room temperature and the
residue redissolved in a small volume of methanol The solution was transferred to a 10
ml volumetric flask made up to volume with acidified methanol (pH 20) and the
absorbance measured at 245 nm using an appropriate blank The content of ascorbic acid
in the solutions was determined using 9920 Mndash1
cmndash1
as the value of molar absorptivity at
the analytical wavelength (Table 5)
CHAPTER V
PHOTODEGRADATION OF
ASCORBIC ACID IN
ORGANIC SOLVENTS AND
CREAM FORMULATIONS
69
51 INTRODUCTION
Ascorbic acid (vitamin C) is an essential micronutrient that performs important
metabolic functions (Packer and Fuchs 1999 Davey et al 2000 Johnston et al 2007)
It is an ingredient of anti-aging cosmetic products (Darr et al 1996 Gallarate et al
1999 Traikovich 1999 Zhang et al 1999 Ozer et al 2000 Nusgens et al 2001
Pinnell et al 2001 2003 Lee et al 2004 Raschke et al 2004 Sauermann et al 2004
Elmore 2005 Jentzsch et al 2005 Lin et al 2005 Placzek et al 2005 Carlotti et al
2006 Farahmand et al 2006 Heber et al 2006 Maia et al 2006 Tournas et al 2006)
and exerts several functions on the skin as collagen synthesis depigmentation and
antioxidant activity (Nusgens et al 2001 Spiclin et al 2003) As an antioxidant it
protects skin by neutralizing reactive oxygen species generated on exposure to sunlight
(Shindo et al 1994) In biological systems it reduces both oxygenndash and nitrogenndash based
free radicals (Higdon and Frei 2002) and thus delays the aging process In view of the
instability of ascorbic acid in skin care formulations (Bissett 2006) it is often used in
combination with another redox partner such as alpha-tocopherol (vitamin E) to retard its
oxidation (Wille 2005)
The details of the cream formulations used in this study are given in Table 6 The
results obtained on the photodegradation of ascorbic acid in aqueous organic solvents
and cream formulations are discussed in the following sections
70
Table 6 Composition of cream formulations containing ascorbic acid
Ingredients Cream
No pH
SA PA MA CA AH2 GL PG EG PH DW
1 a 4 + minus minus + + + minus minus + +
b 5 + minus minus + + + minus minus + +
c 6 + minus minus + + + minus minus + +
d 7 + minus minus + + + minus minus + +
2 a 4 minus + minus + + + minus minus + +
b 5 minus + minus + + + minus minus + +
c 6 minus + minus + + + minus minus + +
d 7 minus + minus + + + minus minus + +
3 a 4 minus minus + + + + minus minus + +
b 5 minus minus + + + + minus minus + +
c 6 minus minus + + + + minus minus + +
d 7 minus minus + + + + minus minus + +
4 a 4 + minus minus + + minus + minus + +
b 5 + minus minus + + minus + minus + +
c 6 + minus minus + + minus + minus + +
d 7 + minus minus + + minus + minus + +
5 a 4 minus + minus + + minus + minus + +
b 5 minus + minus + + minus + minus + +
c 6 minus + minus + + minus + minus + +
d 7 minus + minus + + minus + minus + +
6 a 4 minus minus + + + minus + minus + +
b 5 minus minus + + + minus + minus + +
c 6 minus minus + + + minus + minus + +
d 7 minus minus + + + minus + minus + +
7 a 4 + minus minus + + minus minus + + +
b 5 + minus minus + + minus minus + + +
c 6 + minus minus + + minus minus + + +
d 7 + minus minus + + minus minus + + +
8 a 4 minus + minus + + minus minus + + +
b 5 minus + minus + + minus minus + + +
c 6 minus + minus + + minus minus + + +
d 7 minus + minus + + minus minus + + +
9 a 4 minus minus + + + minus minus + + +
b 5 minus minus + + + minus minus + + +
c 6 minus minus + + + minus minus + + +
d 7 minus minus + + + minus minus + + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water
71
52 PHOTOPRODUCTS OF ASCORBIC ACID
The photolysis of ascorbic acid (AH2) in aqueous and organic solvents and in
cream formulations on UV irradiation leads to the formation of dehydroascorbic acid
(DHA) as detected by TLC along with the undegraded AH2 using the solvent systems A
B and C The identification of DHA was carried out by comparison of the Rf value and
spot color with those of the authentic compound The formation of DHA on
photooxidation of ascorbic acid solutions has previously been reported (Homan and
Gaffron 1964 Sattar et al 1977 Heelis et al 1981 Rozanowska et al 1997 Lavoie et
al 2004) DGA the hydrolysis product of DHA (Homan and Gaffron 1964) could not
be detected under the present experimental conditions
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED SOLUTIONS
A typical set of the UV absorption spectra of photolysed solutions of AH2 in
methanol is shown in Fig 5 There is a gradual loss of absorbance around 245 nm with
time as a result of the oxidation of the molecule to DHA (Pelletier 1985 Davies et al
1991 Rumsey and Levine 2000) which does not absorb in this region due to the loss of
conjugation Similar absorption changes are observed on the photolysis of AH2 in other
organic solvents and in the methanolic extracts of cream formulations However the
magnitude of these changes varies with the rate of photolysis in a particular solvent or
cream and appears to be a function of the polar character pH and viscosity of the
medium
72
Fig 5 UV absorption spectra of photolysed solutions of ascorbic acid in methanol at
0 40 80 120 160 220 and 300 min
73
54 ASSAY OF ASCORBIC ACID IN CREAMS AND SOLUTIONS
The assay of AH2 in creams and solutions has been carried out in acidified
methanol (pH 20) according to the UV spectrophotometric method of Zeng et al (2005)
Aqueous solutions of AH2 (~pH 2) exhibit absorption maxima at 243 nm (OrsquoNeil 2001
Moffat et al 2004 Sweetman 2009) 244 nm (Ogata and Kosugi 1969) and 245 nm
(Verma et al 1991 Johnston et al 2007) The absorption maxima of AH2 in methanol
and phosphate buffer (pH 25) occur at 245 nm (Zeng et al 2005) Since dilute solutions
of AH2 are highly susceptible to oxidation the pH was adjusted to 20 with phosphoric
acid to convert the molecule to the non-ionized form (99) to minimize degradation
during the assay AH2 in acidified methanol (pH 20) was found to exhibit the absorption
maximum at 245 nm as reported by Zeng et al (2005) The method was also used for the
assay of AH2 in aqueous and organic solvents
The validity of Beerrsquos law relation in the concentration range used was confirmed
prior to the assay The calibration data for AH2 at the analytical wavelength are presented
in Table 5 (Chapter 4) The correlation coefficient (r = 09996) indicates a good linear
relationship over the concentration range employed The values of specific absorbance
and molar absorptivity at 245 nm determined from the slope of the curve are in good
agreement with those reported by previous workers (Davies et al 1991 Johnston et al
2007) The method of Zeng et al (2005) has been found to be satisfactory for the assay of
AH2 in cream formulations and solutions and has been used to study the kinetics of
photolysis reactions The method was validated before its application to the assay of AH2
in photolysed creams The reproducibility of the method was confirmed by the analysis of
known amounts of AH2 in the concentration range likely to be found in photodegraded
74
creams The values of the recoveries of AH2 in creams by the UV spectrophotometric
method are in the range of 90ndash96 The values of RSD for the assays indicate the
precision of the method within plusmn5 (Table 7)
In order to compare the UV spectrophotometric method with the British
Pharmacopoeia iodimetric method (2009) using a dilute iodine solution (002 M) the
creams were simultaneously assayed for AH2 content by the two methods and the results
are reported in Table 8 The statistical evaluation of the accuracy and precision of the two
methods was carried out by the application of the F test and the t test respectively The F
test showed that there is no significant difference between the precision of the two
methods and the calculated value of F is lower than the critical value (F = 639 P = 005)
in each case The t test indicated that the calculated t values are lower than the tabulated t
values (t = 2776 P = 005) suggesting that at 95 confidence level the differences
between the results of the two methods are statistically non-significant Thus the accuracy
and precision of the UV spectrophotometric method is comparable to that of the official
iodimetric method for the assay of AH2 in cream formulations The results of the assays
of AH2 in aqueous organic solvents and cream formulations are reported in Table 9
55 EFFECT OF SOLVENT
The influence of solvent on the rate of degradation of drugs is of considerable
importance to the formulator since the stability of drug species in solution media may be
predicted on the basis of their chemical reactivity The reactivity of drugs in a particular
medium depends to a large extent on solvent characteristics such as the dielectric
constant and viscosity (Connors et al 1986 Yoshioka and Stella 2000 Sinko 2006)
75
Table 7 Recovery of ascorbic acid added to cream formulationsa
Cream
Formulationb
Added
(mg)
Found
(mg)
Recovery
()
RSD
()
1a 400
200
380
183
950
915
21
25
2b 400
200
371
185
928
925
15
25
3c 400
200
375
181
938
905
11
31
4d 400
200
384
189
960
945
13
21
5b 400
200
370
189
925
945
14
26
6c 400
200
369
190
923
950
10
22
7d 400
200
374
182
935
910
17
39
8c 400
200
380
188
950
940
15
33
9d 400
200
367
189
918
945
20
42
a Values expressed as a mean of three to five determinations
b The cream formulations represent combinations of each emulsifier (stearic acid
palmitic acid myristic acid) with each humectant (glycerin propylene glycol ethylene
glycol) to observe the efficiency of methanol to extract AH2 from different creams
(Table 6)
76
Table 8 Assay of ascorbic acid in creams using UV spectrophotometric and iodimetric
methods
Ascorbic acid (mg) Cream
Formulationb Added UV method
a
Iodimetric
methoda
Fcalc tcalc
1a 40
20
380 plusmn 081
183 plusmn 046
375 plusmn 095
185 plusmn 071
138
238
245
104
2b 40
20
371 plusmn 056
185 plusmn 047
373 plusmn 064
193 plusmn 038
130
065
181
200
3c 40
20
375 plusmn 040
181 plusmn 056
374 plusmn 046
183 plusmn 071
132
160
101
223
4d 40
20
384 plusmn 051
189 plusmn 039
381 plusmn 066
190 plusmn 052
167
178
176
231
5b 40
20
370 plusmn 052
189 plusmn 050
372 plusmn 042
185 plusmn 067
065
179
162
125
6c 40
20
369 plusmn 037
190 plusmn 042
371 plusmn 058
188 plusmn 056
245
177
122
197
7d 40
20
374 plusmn 062
182 plusmn 072
370 plusmn 070
184 plusmn 082
127
129
144
168
8c 40
20
380 plusmn 058
188 plusmn 062
375 plusmn 075
192 plusmn 060
167
094
123
162
9d 40
20
367 plusmn 072
189 plusmn 080
365 plusmn 082
187 plusmn 075
149
092
130
203
Theoretical values (P = 005) for F is 639 and for t is 2776
a Mean plusmn SD (n = 5)
b Table 6
77
Table 9 Photodegradation of ascorbic acid in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) pHa 40 50 60 70
0 383 382 384 383
60 374 369 366 361
120 361 354 346 325
180 351 345 325 305
240 345 327 301 284
1
300 336 316 287 264
0 380 383 382 379
60 371 376 362 346
120 359 357 342 320
180 352 345 322 301
240 341 335 299 283
2
300 336 321 291 261
0 384 376 381 385
60 377 367 360 358
120 366 348 334 324
180 356 337 317 305
240 343 320 301 282
3
300 335 307 273 253
78
Table 9 continued
0 377 378 386 372
60 365 361 371 355
120 353 345 347 322
180 344 327 325 298
240 332 320 306 279
4
300 317 303 284 252
0 381 367 372 373
60 372 358 358 353
120 360 337 336 321
180 352 325 320 302
240 341 313 300 284
5
300 327 302 278 256
0 376 386 380 377
60 366 372 350 350
120 353 347 323 316
180 337 334 308 298
240 329 320 291 274
6
300 313 306 267 245
79
Table 9 continued
0 380 372 378 380
60 373 362 350 354
120 358 340 329 321
180 344 328 304 300
240 332 315 292 283
7
300 319 302 272 252
0 380 381 378 361
60 368 364 361 335
120 355 354 340 313
180 342 340 315 281
240 337 331 303 269
8
300 323 314 281 248
0 378 382 370 375
60 370 369 349 342
120 356 347 326 321
180 339 333 298 291
240 326 314 277 271
9
300 313 302 265 242
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
80
In order to observe the effect of solvent dielectric constant the apparent first-
order rate constants (kobs) for the photolysis of AH2 in alcoholic solvents (Table 10) were
plotted against the dielectric constants of the solvents A linear relationship indicated the
dependence of the rates of photolysis on solvent dielectric constant (Fig 6) This implies
the involvement of a polar intermediate in the reaction to facilitate the formation of the
degradation products as suggested by Ahmad and Tollin (1981) in the case of flavin
electron transfer reactions The effect of solvent polarity has been observed on the
autooxidation of AH2 in organic solvents (Ogata and Kosugi 1969)
Another solvent parameter affecting the rate of a chemical reaction is viscosity
which can greatly influence the stability of oxidisable substances (Wallwork and Grant
1977 Laidler 1987 Fung 1990) A plot of kobs for the photolysis of AH2 against the
reciprocal of solvent viscosity (Table 10) is linear showing that an increase in solvent
viscosity results in a decrease in the rate of photolysis (Fig 7) The viscosity of the liquid
affects the rate at which molecules can diffuse through the solution This in turn may
affect the rate at which a compound can suffer oxidation at the liquid surface This
applies to AH2 and an increase in the viscosity of the medium makes access to air at the
surface more difficult to prevent oxidation (Wallwork and Grant 1977)
56 EFFECT OF CONCENTRATION
In order to observe the effect of concentration (Table 11) on the photostability of
AH2 in a cream using stearic palmitic and myristic acids as emulsifying agents and
glycerin as humectant plots of log concentration versus time were constructed (Fig 8)
and the apparent first-order rate constants were determined (Table 12) A graph of kobs
against concentration of AH2 (Fig 9) exhibited an apparent linear relationship between
81
Table 10 Apparent first-order rate constants (kobs) for the photolysis of ascorbic acid in
water and organic solvents
Solvent Dielectric
Constant (25 ordmC)
Viscosity
(mPas) ndash1
kobs times104
(minndash1
)
Water 785 1000 404
Methanol 326 1838 324
Ethanol 243 0931 316
1-Propanol 201 0514 302
1-Butanol 178 0393 295
82
00
20
40
60
80
0 10 20 30 40 50 60 70 80
Dielectric constant
k (
min
ndash1)
Fig 6 A plot of kobs for photolysis of ascorbic acid against solvent dielectric constant
(times) Water () methanol () ethanol (diams) 1-propanol () 1-butanol
83
00
10
20
30
40
50
00 05 10 15 20
Viscosity (mPas)ndash1
k times
10
4 (m
inndash1)
Fig 7 A plot of kobs for photolysis of ascorbic acid against reciprocal of solvent
viscosity Symbols are as in Fig 6
84
Table 11 Effect of concentration on the photodegradation of ascorbic acid in cream
formulations at pH 60
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) 05 10 15 20 25
0 95 191 290 379 471
60 90 182 277 358 453
120 82 167 260 339 431
180 77 158 239 311 401
240 70 144 225 298 382
1
300 64 134 210 282 363
0 92 186 287 380 472
60 88 175 272 369 453
120 82 160 251 342 429
180 75 152 238 326 405
240 71 144 225 309 392
2
300 65 134 215 289 366
0 94 182 286 376 470
60 87 171 265 352 454
120 78 152 251 337 426
180 69 143 227 315 404
240 62 129 215 290 378
3
300 58 119 195 271 353
85
05
10
15
20
25
06
08
10
12
14
16
18
log
co
nce
ntr
ati
on
(m
g)
a
05
10
15
20
25
06
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
b
05
10
15
20
25
06
08
10
12
14
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
c
Fig 8 Log concentration versus time plots for the photodegradation of ascorbic acid at
various concentrations in creams at pH 60 a) stearic acid b) palmitic acid
c) myristic acid
86
Table 12 Apparent first-order rate constants (kobs) for the photodegradation of various
ascorbic acid concentrations in cream formulations at pH 60
kobs times 103 (min
ndash1)a Cream
Formulationb 05 10 15 20 25
1 133
(0994)
120
(0993)
111
(0995)
101
(0994)
090
(0994)
2 118
(0992)
108
(0994)
098
(0993)
093
(0992)
084
(0994)
3 169
(0994)
144
(0995)
126
(0994)
109
(0993)
097
(0992)
a The values in parenthesis are correlation coefficients
b Table 6
87
Stearic acid
Palmitic acid
Myristic acid
00
05
10
15
20
25
00 05 10 15 20 25
Ascorbic acid concentration ()
kob
s (min
ndash1)
Fig 9 A plot of kobs for photodegradation against ascorbic acid concentrations in cream
formulations
88
the two values Thus the rate of degradation of AH2 is faster at a lower concentration on
exposure to the same intensity of light This may be due to a relatively greater number of
photons available for excitation of the molecule at lower concentration compared to that
at a higher concentration The AH2 concentrations of creams used in this study are within
the range (1ndash15) reported by previous workers for topical applications to skin (Kaplan
et al 1989 Traikovich et al 1999 Nusgens et al 2001 Matsubayashi et al 2003
Espinal-Perez et al 2004 Sauermann et al 2004 Lin et al 2005 Heber et al 2006)
57 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The values of kobs for the photodegradation of AH2 (2) in various cream
formulations are reported in Table 13 The first-order plots for the photodegradation of
AH2 at pH 4ndash7 in various cream formulations are shown in Fig 10ndash12 The plots of kobs
against carbon chain length of the emulsifying agents are shown in Fig 13 They indicate
that the photodegradation of AH2 is affected by the emulsifying agent in the order
myristic acid gt stearic acid gt palmitic acid
These acids possess a polar character (Yao et al 2009) and the carbon chain of the acid
may play a part in the photostability of AH2 However the results indicate that in the
presence of palmitic acid AH2 exhibits greater stability as indicated by the plots of kobs
versus the carbon chain length of the emulsifying agents (Fig 13) This could be
predominantly due to the interaction of AH2 with palmitic acid in the cream to impart it
greater stability Ascorbic acid-6-palmitate is known to be an antioxidant in cosmetic
preparations (Lee et al 2009) and food products (Doores 2002)
In view of the above observations it may be suggested that the photodegradation
of AH2 could involve a polar semiquinone intermediate (Johnston et al 2007) which
89
Table 13 First-order rate constants (kobs) for the photodegradation of ascorbic acid in
cream formulations
kobs times 103 (min
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 044
(0992)
064
(0994)
100
(0995)
126
(0995)
2 042
(0992)
060
(0991)
095
(0992)
120
(0995)
3 047
(0993)
069
(0993)
107
(0991)
137
(0995)
4 056
(0993)
072
(0992)
104
(0994)
131
(0993)
5 050
(0991)
067
(0992)
097
(0991)
124
(0992)
6 061
(0992)
079
(0993)
113
(0992)
140
(0994)
7 060
(0992)
071
(0993)
108
(0994)
133
(0992)
8 053
(0991)
062
(0992)
099
(0994)
126
(0993)
9 065
(0991)
081
(0996)
117
(0993)
142
(0995)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental conditions
including light intensity
The estimated error is plusmn5
90
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
1
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
2
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 10 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
91
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
4
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
5
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 11 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
92
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
7
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
8
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 12 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
93
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (m
inndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (
min
ndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
Carbon chain length
ko
bs times
10
3 (
min
ndash1)
7-9
Fig 13 Plots of kobs for photodegradation of ascorbic acid in creams (1ndash9) against carbon
chain length of emulsifier () Stearic acid () palmitic acid () myristic acid
Humectant used glycerin (1ndash3) propylene glycol (4ndash6) ethylene glycol (7ndash9)
94
depending on the polar character of the medium undergoes oxidation with varying rates
This is similar to the behavior of the photolysis of riboflavin analogs which is dependent
on the polar character of the medium (Ahmad and Tollin 1981) The effect of carbon
chain length on the transdermal delivery of an active ingredient has been discussed (Lu
and Flynn 2009)
58 EFFECT OF VISCOSITY
The plots of rates of AH2 degradation in cream formulations (Table 13) as a
function of carbon chain length (Fig 13) indicate that the rates vary with the humectant
and hence the viscosity of the medium in the order
ethylene glycol gt propylene glycol gt glycerin
This is in agreement with the rate of photolysis of AH2 in organic solvents that
higher the viscosity of the medium lower the rate of photolysis Thus apart from the
carbon chain length of the emulsifier viscosity of the humectant added to the cream
formulation appears to play an important part in the stability of AH2 The stabilizing
effect of viscosity imparting substances on AH2 solutions has been reported (Stone 1969
Kassem et al 1969ab)
59 EFFECT OF pH
The kobsndashpH profiles for the photodegradation of AH2 in various creams (1ndash9) at
pH 4ndash7 (Fig 14) represent a sigmoid type curve indicating the oxidation of the ionized
form (AHndash) of AH2 (pKa 41) (OrsquoNeil 2001) with pH The AH
ndash species appears to be
more susceptible to photooxidation than the non-ionized form (AH2) The behavior of
AH2 on photooxidation in the pH range 4ndash7 is similar to that observed for the chemical
oxidation of AH2 by molecular oxygen (DeRitter 1982) and involves the interaction of
95
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
04
06
08
10
12
14
kob
s times
10
3 (m
inndash
1)
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
04
06
08
10
12
14
ko
bs times
10
3 (
min
ndash1)
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
04
06
08
10
12
14
30 40 50 60 70
pH
ko
bs
times 1
03
(min
ndash1)
Fig 14 The kobsndashpH profiles for the photodegradation of ascorbic acid in creams (1ndash9)
Glycerin
Propylene glycol
Ethylene glycol
96
AH2 with singlet oxygen on UV irradiation (Silva and Quina 2006) The AHndash species
(predominant in the pH range 42ndash70 557ndash999) is more reactive towards singlet
oxygen than its protonated form the AH2 molecule as suggested by Bisby et al (1999)
and therefore the rate of photooxidation is higher in the pH range above 41
corresponding to the pKa1 of AH2 The major goal of a ratendashpH profile is to determine
the optimum pH range for a particular formulation Several workers have studied the
ratendashpH profiles of the chemical oxidation of AH2 in the pH range 2ndash7 (Garrett 1967
Taqui Khan and Martell 1967 Rogers and Yacomeni 1971 Blaugh and Hajratwala
1972 DeRitter 1982 Moura et al 1994) however the kinetics of photooxidation of
AH2 in cream formulations has so far not been reported
510 EFFECT OF REDOX POTENTIAL
The photooxidation of AH2 is also influenced by its redox potential which varies
with pH The greater photostability of AH2 at pH 5ndash6 compared to that at pH 7 and above
is due to its lower rate of oxidationndashreduction in this range (Eordm pH 50 = +0127 V)
(OrsquoNeil 2001) The increase in the rate of photooxidation with pH is due to a
corresponding increase in the redox potential (Eordm pH 70 = +0058 V) (Fasman 1976) of
AH2 and is similar to the photolysis behavior of riboflavin at pH 5ndash6 (Eordm pH 50 = ndash0117
V) (Sinko 2006) compared to that at pH 70 (Eordm pH 70 = ndash 0207 V) (Ahmad et al
2004a Sinko 2006) Since the ionization as well as the redox potentials of AH2 are a
function of pH the rate of photooxidation depends upon the specific species present and
its redox behavior at a particular pH
97
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE OXIDATION OF
ASCORBIC ACID
A reaction scheme based on general photochemical principles for the important
reactions involved in the photooxidation of ascorbic acid is presented below
0AH2 hv k1
1AH2 (51)
1AH2 k2 Products (52)
1AH2 isc k3
3AH2 (53)
3AH2 k4 Products (54)
0AH
ndash hv k5
1AH
ndash (55)
1AH
ndash k6 Products (56)
1AH
ndash k7
3AH
ndash (57)
3AH
ndash k8 Products (58)
3AH
ndash +
0AH2 k9 AH٠
ndash + AH٠ (59)
2 AH٠ k10 A + AH2 (510)
3AH2 +
3O2 k11
0AH2 +
1O2 (511)
AHndash +
1O2 k12
3AH
ndash +
3O2 (512)
AH٠ + 1O2 k13 AHOO٠ (513)
AHOO٠ k14 A + HO2٠ (514)
AHOO٠ + 0AH2 k15 AH٠ + AHOOH (515)
AHOOH k16 secondary reaction
A + H2O2 (516)
According to this reaction scheme the ground state ascorbic acid species (0AH2
0AH
ndash) each is excited to the lowest singlet state (
1AH2
1AH
ndash) by the absorption of a
quantum of UV light (51 55) These excited states may directly be converted to
98
photoproducts (52 56) or may undergo intersystem crossing (isc) to form the excited
triplet states (53 57) The excited triplet states may then degrade to the photoproducts
(54 58) The monoascorbate triplet (3AH
ndash) may react with the ground state ascorbic
acid to form a monoascorbate radical anion (AH٠ndash) and a monoascorbate radical (AH٠)
(59) Two AH٠ radical species may lead to the formation of an oxidized (A) and a
reduced ascorbic acid molecule (AH2) (510) Ascorbic acid triplet (3AH2) may react with
molecular oxygen (3O2) to yield singlet oxygen (
1O2) (511) which may then react with
monoascorbate anion (AHndash) to form the excited triplet state (
3AH
ndash) (512) or with
monoascorbate radical to form a peroxyl radical (AHOO٠) (513) The peroxyl radical
may yield dehydroascorbic acid (A) (514) or react with ground state ascorbic acid to
give monoascorbate radical and a reduced species AHOOH (515) The reduced species
may give rise to dehydroascorbic acid and hydrogen peroxide (516)
512 DEGRADATION OF ASCORBIC ACID IN THE DARK
In view of the instability of AH2 and to observe its degradation in the dark the
creams were stored in airtight containers at room temperature in a cupboard for a period
of about 3 months and assayed for AH2 content at appropriate intervals The analytical
data (Table 14) were subjected to kinetic treatment (Fig 15ndash17) and the apparent first-
order rate constants for the degradation of AH2 were determined (Table 15) The values
of the rate constants indicate that the degradation of AH2 in the dark is about 70 times
slower than those of the creams exposed to UV irradiation (Table 13) The degradation of
AH2 in creams in the dark is due to chemical oxidation (Section 132) and occurs in the
order of emulsifying agents (Fig 18)
myristic acid gt stearic acid gt palmitic acid
99
Table 14 Degradation of ascorbic acid in the dark in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) pHa 40 50 60 70
0 383 382 384 383
10 354 340 313 278
20 309 306 279 245
40 244 209 183 161
60 172 166 131 105
1
80 145 114 81 61
0 380 383 382 379
10 360 343 350 335
20 322 310 301 294
40 266 250 211 186
60 233 211 168 142
2
80 182 153 114 89
0 384 376 381 385
10 368 350 340 318
20 318 273 273 266
40 223 199 172 155
60 174 132 117 84
3
80 122 97 66 54
100
Table 14 continued
0 377 378 386 372
10 350 334 334 318
20 314 268 256 244
40 238 208 182 136
60 179 155 107 94
4
80 128 101 79 59
0 381 367 372 373
10 350 293 300 320
20 299 266 270 263
40 220 191 192 184
60 183 153 139 129
5
80 149 115 87 76
0 376 386 380 377
10 312 320 314 251
20 255 282 226 199
40 175 194 159 131
60 139 128 99 74
6
80 102 81 55 41
101
Table 14 continued
0 380 372 378 380
10 323 330 333 323
20 288 273 276 224
40 212 174 182 146
60 152 133 108 83
7
80 100 82 66 56
0 380 381 378 361
10 333 320 310 310
20 281 266 260 257
40 230 189 171 177
60 156 148 128 111
8
80 123 96 78 66
0 378 382 370 375
10 313 295 281 300
20 256 247 257 203
40 194 178 151 133
60 119 114 88 74
9
80 88 68 49 39
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
102
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
1
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
2
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 15 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
103
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
4
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
5
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 16 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
104
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
7
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
8
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 17 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Palmitic acid
Myristic acid
Stearic acid
105
Table 15 First-order rate constants (kobs) for the degradation of ascorbic acid in cream
formulations in the dark
kobs times 102 (day
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 128
(0991)
152
(0994)
191
(0995)
220
(0994)
2 091
(0992)
110
(0991)
152
(0993)
182
(0992)
3 148
(0991)
176
(0995)
220
(0993)
254
(0995)
4 137
(0992)
161
(0993)
205
(0994)
236
(0995)
5 121
(0991)
141
(0994)
175
(0993)
195
(0993)
6 162
(0992)
194
(0995)
237
(0994)
265
(0994)
7 164
(0994)
189
(0994)
222
(0993)
246
(0996)
8 143
(0994)
167
(0995)
193
(0996)
212
(0993)
9 184
(0995)
208
(0994)
251
(0992)
280
(0996)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental
conditions
The estimated error is plusmn5
106
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (d
ayndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (
da
yndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
10
20
30
12 14 16 18
Carbon chain length
k times
10
2 (
da
yndash1)
7-9
Fig 18 Plots of kobs for degradation of ascorbic acid in the dark in creams (1ndash9) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid Humectant used glycerin (1ndash3) propylene glycol (4ndash6)
ethylene glycol (7ndash9)
107
Although it is logical to expect a linear relationship between the rate of degradation and
the carbon chain length of the emulsifier due to its polar character (Yao et al 2009) it
has not been observed in the present case The reason for the slowest rate of degradation
of AH2 in the presence of palmitic acid appears to be due to the interaction of AH2 with
palmitic acid (Lee et al 2009) as explained in Section 57
The degradation of AH2 also appears to be affected by the viscosity of the cream
in the order of humectant (Fig 19)
ethylene glycol gt propylene glycol gt glycerin
Thus the presence of glycerin imparts the most stabilizing effect on the degradation of
AH2 This is the same order as observed in the case of photodegradation of AH2 in the
creams The airtight containers used for the storage of creams make the access of air to
the creams difficult to cause chemical oxidation of AH2 However it has been observed
that the degradation of AH2 is highest in the upper layer of the creams compared to that
of the middle and the bottom layers Therefore the creams were thoroughly mixed before
sampling for the assay of AH2 However the scattering in kinetic plots (Fig 15ndash17) is
due to non-uniform distribution of AH2 in degraded creams
The effect of pH on the degradation of AH2 in the creams (Fig 19) shows that the
degradation increases with an increase in pH as observed in the case of photodegradation
of AH2 in the creams This is due to an increase in the ionization and redox potential of
AH2 with pH causing greater oxidation of the molecule and has been discussed in
Sections 59 and 510
108
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
00
10
20
30
k times
10
2 (d
ayndash
1)
Glycerin
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
00
10
20
30
k times
10
2 (
da
yndash1)
Propylene glycol
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
00
10
20
30
30 40 50 60 70
pH
k times
10
2 (d
ayndash
1)
Ethylene glycol
Fig 19 The kobsndashpH profiles for the degradation of ascorbic acid in the dark in creams
(1ndash9)
CHAPTER VI
PHOTOCHEMICAL INTERACTION
OF ASCORBIC ACID WITH
RIBOFLAVIN NICOTINAMIDE
AND ALPHA-TOCOPHEROL IN
CREAM FORMULATIONS
110
61 INTRODUCTION
It is now medically recognized that sagging skin and other signs of degenerative
skin conditions such as wrinkles and age spots are caused primarily by oxy-radical
damage Ascorbic acid can accelerate wound healing protect fatty tissues from oxidative
damage and play an integral role collagen synthesis (Zhang et al 1999) It is used in
cosmetic preparations for its anti-aging depigmentation and antioxidant properties
(Spiclin 2003 Ehrlich et al 2006) It is also used in combination with other vitamins
such as alpha-tocopherol as a co-antioxidant to stabilize cosmetic preparations (Eberlein-
Koumlnig and Ring 2005 Bissett 2006 Murray 2008) Ascorbic acid in the presence of air
or light is known to interact with alpha-tocopherol (Packer et al 2002 Johnston et al
2007) riboflavin (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Kim et al 1993 Jung et al 1995 De La Rochette et al 2000 2003 Lavoie et al
2004 Vaid et al 2005 Ahmad and Vaid 2006 Silva and Quina 2006) and
nicotinamide (Bailey et al 1945 Werner et al 1949 Guttman and Brooke 1963
DeRitter 1982) The present work involves a study of the effect of alpha-tocopherol
riboflavin and nicotinamide on the photostability of ascorbic acid in cream formulations
to observe whether the interaction in these formulations leads to the stabilization of
ascorbic acid The chemical structures of nicotinamide (NA) alpha-tocopherol (TP)
riboflavin (RF) formylmethylflavin (FMF) and lumichrome (LC) are shown in Fig 20
The details of the cream formulations used in this study are given in Table 16
The results obtained on the photodegradation of ascorbic acid in cream formulations are
discussed in the following sections
111
Riboflavin
N
N
NH
N
CH2
CH
C OHH
CH OH
CH2OH
N
N
NH
N
CH2
CHO
Formylmethylflavin
N
N
NH
HN
Lumichrome
OH
N
NH2
O
Nicotinamide
O CH3
CH3
CH3
HO
H3C
CH3 CH3 CH3
CH3
Alpha-Tocopherol
O
O
H3C
H3C
H3C
H3C
O
O
H3C
H3C
O
O
Fig 20 Chemical structures of alpha-tocopherol nicotinamide riboflavin
formylmethylflavin and lumichrome
112
Table 16 Composition of cream formulations containing ascorbic acid (2) and other
vitamins
Ingredients Cream
No SA PA MA CA GL AH2 RFa NA
b TP
c PH DW
10 a + minus minus + + + a minus minus + +
b + minus minus + + + b minus minus + +
c + minus minus + + + c minus minus + +
d + minus minus + + + d minus minus + +
e + minus minus + + + e minus minus + +
11 a minus + minus + + + a minus minus + +
b minus + minus + + + b minus minus + +
c minus + minus + + + c minus minus + +
d minus + minus + + + d minus minus + +
e minus + minus + + + e minus minus + +
12 a minus minus + + + + a minus minus + +
b minus minus + + + + b minus minus + +
c minus minus + + + + c minus minus + +
d minus minus + + + + d minus minus + +
e minus minus + + + + e minus minus + +
13 a + minus minus + + + minus a minus + +
b + minus minus + + + minus b minus + +
c + minus minus + + + minus c minus + +
d + minus minus + + + minus d minus + +
e + minus minus + + + minus e minus + +
14 a minus + minus + + + minus a minus + +
b minus + minus + + + minus b minus + +
c minus + minus + + + minus c minus + +
d minus + minus + + + minus d minus + +
e minus + minus + + + minus e minus + +
113
Table 16 continued
15 a minus minus + + + + minus a minus + +
b minus minus + + + + minus b minus + +
c minus minus + + + + minus c minus + +
d minus minus + + + + minus d minus + +
e minus minus + + + + minus e minus + +
16 a + minus minus + + + minus minus a + +
b + minus minus + + + minus minus b + +
c + minus minus + + + minus minus c + +
d + minus minus + + + minus minus d + +
e + minus minus + + + minus minus e + +
17 a minus + minus + + + minus minus a + +
b minus + minus + + + minus minus b + +
c minus + minus + + + minus minus c + +
d minus + minus + + + minus minus d + +
e minus + minus + + + minus minus e + +
18 a minus minus + + + + minus minus a + +
b minus minus + + + + minus minus b + +
c minus minus + + + + minus minus c + +
d minus minus + + + + minus minus d + +
e minus minus + + + + minus minus e + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PH = potassium hydroxide DW = distilled water
RF = riboflavin NA = nicotinamide TP = alpha-tocopherol
a RF(g ) a = 0002 b = 0004 c = 0006 d = 0008 e = 0010
b NA (g ) a = 028 b = 056 c = 084 d = 112 e = 140
c TP (g ) a = 017 b = 034 c = 052 d = 069 e = 086
The molar concentrations of these vitamins are given in Section 421
114
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED CREAMS
A typical set of the absorption spectra of the methanolic extracts (pH 20) of the
freshly prepared and photolysed creams containing AH2 and TP is shown in Fig 21 AH2
in acidified methanol exhibits absorption maximum at 245 nm (Zeng et al 2005) as
observed in Fig 21 The absorption due to TP at 284 nm (Moffat et al 2004) was
cancelled by using an appropriate blank containing an equivalent concentration of TP
The gradual decrease in absorption at around 245 nm during UV irradiation indicates the
transformation of AH2 to DHA which does not absorb in this region (Davies et al 1991)
as a result of the loss of C3=C2 chromophore Similar spectral changes around 245 nm are
observed in the presence of RF and NA which also strongly absorb in this region A
decrease in the absorption of AH2 around 266 nm in aqueous solution (pH 60) in the
presence of RF has been reported (Vaid et al 2005) The spectral changes and loss of
absorbance in methanolic extracts of creams depends on the rate of photolysis of AH2 in
the presence of these vitamins
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER VITAMINS
The UV irradiation of AH2 in cream formulations (pH 60) in the presence of RF
NA and TP results in the degradation of AH2 and RF and the following photoproducts
have been identified on comparison of their RF values and spot color fluorescence with
those of the authentic compounds
AH2 DHA
RF FMF LC CMF
In the TLC systems used NA and TP did not show the formation of any
degradation product in creams
115
Fig 21 UV absorption spectra of methanolic extracts of photodegraded ascorbic acid in
cream at 0 60 120 180 300 and 480 min
116
The formation of DHA in the photooxidation of AH2 has previously been reported by
many workers (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Rozanowska et al 1997 Lavoie et al 2004 Vaid et al 2006) RF is sensitive to light in
aqueous solutions (DeRitter 1982 British Pharmacopoeia 2009 Sweetman 2009) and is
known to form a number of products under aerobic conditions (Treadwell et al 1968
Cairns and Metzler 1971 Schuman Jorns et al 1975 Ahmad and Rapson 1990 Ahmad
and Vaid 2006 Ahmad et al 2004ab 2005 2008 Vaid et al 2006) It has been found
to degrade on UV irradiation in cream formulations to give FMF LC and CMF and these
products have been reported in the photolysis of RF by the workers cited above The
formation of these products may be affected by the interaction of AH2 and RF in creams
(Section 66) NA and TP individually did not appear to form any photoproduct of their
own directly or on interaction with AH2 in creams and may influence the degradation of
AH2 on UV irradiation
64 ASSAY METHOD
In view of the presence of RF (absorption maxima 223 267 373 and 444 nm)
(British Pharmacopoeia 2009) NA (absorption maximum 261 nm) (Moffat et al 2004)
and TP (absorption maximum 284 nm) (Moffat et al 2004) in the cream formulations
and the interference of these vitamins with the absorption of AH2 (absorption maximum
265 nm) (Davies et al 1991) the direct spectrophotometric method cannot be applied for
the determination of AH2 Therefore the iodimetric method (British Pharmacopoeia
2009) was used to determine AH2 in cream formulations The method was validated in
the presence of RF NA and TP before its application to the determination of AH2 in
photodegraded creams The reproducibility of the method has been confirmed by the
117
assay of known concentrations of AH2 in the range present in photodegraded creams The
recovery of AH2 in the creams has been found to be in the range 90ndash96 The values of
RSD indicate that the precision of the method is within plusmn5 (Table 17) and it can be
applied to study the kinetics of AH2 photolysis in cream formulations The assay data on
AH2 in various cream formulations are given in Table 18
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC ACID
Several chemical and physical factors play a role in the photodegradation of AH2
in the presence of other vitamins (RF NA TP) and affect the rate of its degradation in
cream formulations The present work involves the study of photodegradation of AH2 in
cream formulations containing glycerin as humectant as AH2 has been found to be most
stable in these creams (Chapter 5) The apparent first-order rate constants (kobs) for the
photodegradation of AH2 in the presence of other vitamins in cream formulations
derived from the kinetic plots (Fig 22ndash24) are reported in Table 19 The second-order
rate constants (correlation coefficients 0991ndash0996) determined from the slopes of the
graphs of kobs versus vitamin concentration for the individual vitamins (Fig 25) and the
values of k0 determined from the intercept on the vertical axis at zero concentration are
reported in Table 20 The values of k0 give an indication of the effect of other vitamins on
the rate of degradation of AH2 These values are about 13 times lower than the values of
kobs obtained at the highest concentrations of RF and NA indicating that RF and NA both
accelerate the photodegradation of AH2 in creams RF is known to act as a
photosensitizer for the degradation of AH2 (Section 66) and therefore its presence in
creams would accelerate the degradation of AH2 The increase in the rate of
photodegradation of AH2 in the presence of NA has not previously been reported NA
118
Table 17 Recovery of ascorbic acid in cream formulations in the presence of other
vitamins by iodimetric methoda
Cream
Formulationb
Added
(mg )
Found
(mg )
Recovery
()
RSD
()
10e (RF) 400
200
373
187
933
935
29
22
11e (RF) 400
200
379
187
948
935
25
31
12e (RF) 400
200
375
188
938
940
29
28
13e (NA) 400
200
382
191
955
955
23
27
14e (NA) 400
200
380
185
950
925
19
26
15e (NA) 400
200
379
191
948
955
21
17
16e (TP) 400
200
368
183
920
915
29
44
17e (TP) 400
200
391
195
978
975
11
13
18e (TP) 400
200
377
182
943
910
32
37
a Values expressed as a mean of three to five determinations
b The cream formulations represent all the emulsifiers (stearic acid palmitic acid
myristic acid) to observe the efficiency of iodimetric method for the recovery of
ascorbic acid in presence of the highest concentration of vitamins (Table 16)
119
Table 18 Photodegradation of ascorbic acid in cream formulations in the presence of
other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b C d e
0 373 372 374 372 375
60 362 354 354 360 359
150 342 336 336 332 334
240 315 314 308 310 302
10 (RF)
330 301 291 288 281 282
0 380 379 376 374 374
60 370 366 362 362 361
150 343 337 340 332 328
240 329 323 320 313 310
11 (RF)
330 307 301 294 288 282
0 379 380 375 372 376
60 362 366 361 351 342
150 341 335 319 307 312
240 310 306 295 284 282
12 (RF)
330 285 278 263 254 243
120
Table 18 continued
0 372 370 371 368 365
60 361 358 348 350 349
120 342 343 329 326 330
180 327 325 319 312 308
240 317 309 299 289 285
13 (NA)
300 299 291 283 278 273
0 386 380 375 378 370
60 371 362 365 362 355
120 359 351 343 339 336
200 341 332 325 316 311
14 (NA)
300 313 303 296 294 280
0 375 371 374 370 366
60 362 356 352 352 345
120 343 332 336 326 314
200 323 315 311 295 293
15 (NA)
300 293 283 275 270 259
121
Table 18 continued
0 380 378 380 377 377
60 362 365 369 369 371
120 351 352 360 360 364
180 340 346 349 353 355
240 331 334 343 343 346
16 (TP)
300 320 323 330 332 337
0 383 380 378 380 377
60 372 371 372 373 370
120 363 360 361 366 365
180 348 348 350 356 355
240 341 343 343 348 348
17 (TP)
300 330 332 336 339 341
0 380 383 377 375 373
60 364 370 366 367 366
120 352 356 351 352 351
180 334 338 339 343 342
240 324 328 324 332 330
18 (TP)
300 307 315 317 318 322
122
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
10
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
11
ab
c
de
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
12
Fig 22 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing riboflavin (a) 0002 (b) 0004 (c) 0006 (d) 0008
(e) 0010
Stearic acid
Palmitic acid
Myristic acid
123
abcde
13
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
13
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
14
abcde
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
15
Fig 23 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing nicotinamide (a) 028 (b) 056 (c) 084 (d) 112 (e) 140
Stearic acid
Palmitic acid
Myristic acid
124
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
16
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
17
abcde
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
18
Fig 24 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing alpha-tocopherol (a) 017 (b) 034 (c) 052 (d) 069
(e) 086
Stearic acid
Myristic acid
Palmitic acid
125
Table 19 First-order rate constants (kobs) for the photodegradation of ascorbic acid in the
presence of other vitamins in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulationd
Other
vitaminc
a b C d e
10 RF 068
(0991)
073
(0996)
079
(0995)
085
(0992)
089
(0995)
11 RF 065
(0992)
070
(0992)
073
(0994)
080
(0995)
086
(0993)
12 RF 087
(0993)
096
(0995)
109
(0993)
116
(0994)
127
(0992)
13 NA 073
(0993)
081
(0992)
088
(0994)
096
(0994)
101
(0993)
14 NA 069
(0992)
074
(0992)
080
(0991)
086
(0995)
094
(0995)
15 NA 083
(0994)
090
(0993)
101
(0993)
109
(0994)
115
(0995)
16 TP 055
(0991)
051
(0994)
046
(0994)
042
(0993)
038
(0991)
17 TP 050
(0995)
045
(0993)
041
(0992)
038
(0995)
034
(0994)
18 TP 070
(0996)
066
(0996)
060
(0994)
055
(0993)
051
(0993)
a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Vitamin concentrations (andashe) are as given in Table 16
d All the creams contain glycerin as humectant
The estimated error is plusmn5
126
00
05
10
15
00 10 20 30
Riboflavin concentration (M times 104)
kob
s times
10
3 (
min
ndash1)
10-12
00
05
10
15
00 20 40 60 80 100 120
Nicotinamide concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
13-15
00
02
04
06
08
00 04 08 12 16 20
Alpha-Tocopherol concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
16-18
Fig 25 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against individual vitamin concentration in cream formulations (10ndash18)
127
Table 20 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of other vitamins and second-order rate constants (k) for the
photochemical interaction of ascorbic acid with RF NA and TP
Cream
formulation
Other
vitamin
k0 times 103
(minndash1
)
k
(Mndash1
minndash1
)
Correlation
coefficient
10 RF 062 102 0994
11 RF 059 097 0992
12 RF 077 189 0995
13 NA 066 032 times 10ndash2
0995
14 NA 062 027 times 10ndash2
0993
15 NA 074 037 times 10ndash2
0994
16 TP 059 110 times 10ndash2b
0996
17 TP 053 096 times 10ndash2b
0992
18 TP 075 123 times 10ndash2b
0994
a
The variations in the values of k0 are due to the degradation of AH2 in the presence of
different emulsifying agents in cream formulations
b Values for the inhibition of photodegradation of AH2
128
forms a complex with AH2 (Section 67) and may also act as a photosensitizer for AH2 by
energy transfer in the excited state on UV irradiation The absorption maximum of NA
(261 nm) (Moffat et al 2004) is very close to that of AH2 (265 nm) (Davies et al 1991)
and the possibility of energy transfer in the excited state (Moore 2004) is greater leading
to the photodegradation of AH2
The value of k0 is about 13 times greater than the values of kobs obtained for the
degradation of AH2 in the presence of the highest concentrations of TP in the creams
This indicates that TP has a stabilising effect on the photodegradation of AH2 in the
cream formulations This is in agreement with the view that the TP acts as a redox partner
with AH2 to retard its oxidation (Wille 2005) Thus among the three vitamins studied
only TP appears to have a stabilising effect on photodegradation of AH2 The
photochemical interaction of individual vitamins with AH2 is discussed below
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID
The interaction of RF with the ascorbate ion (AHndash) may be represented by the
following reactions proposed by Silva and Quina (2006)
RF rarr 1RF (61)
1RF rarr
3RF (62)
3RF + AH
ndash rarr RF
ndashmiddot + AHmiddot (63)
AHmiddot + O2 rarr A + HO2middot (64)
HO2middot + AHndash rarr H2O2 + AHmiddot (65)
RF on the absorption of a quantum of light is promoted to the excited singlet state (1RF)
(61) 1RF may undergo intersystem crossing (isc) to form the excited triplet state (
3RF)
(62) The excited triplet state may react with the ascorbate ion to generate the ascorbyl
hv
isc
129
radical (AH) (63) (Kim et al 1993) The ascorbyl radical reacts with oxygen to give
dehydroascorbic acid (A) and peroxyl radical (HO2) (64) This radical may interact with
ascorbate ion to generate further ascorbyl radicals (65) These radicals may again take
part in the sequence of reactions to form A The role of RF in this reaction is to act as a
photosensitiser in the oxidation of ascorbic acid to A Ascorbic acid is reported to protect
riboflavin in milk under the influence of light by reacting with singlet oxygen (Hall et al
2009) (Section 511)
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC ACID
NA is known to form a 11 complex with ascorbic acid (Guttman and Brooke
1963 OrsquoNeil 2001 Doores 2002) The complexation of NA and AH2 may result from
the donor-acceptor interaction between AH2 (donor) and NA (acceptor) as observed in
the case of tryptophan and NA (Florence and Attwood 2006) In the presence of light the
interaction may cause reduction of NA (NAH) to form the ascorbyl radical (AH) ((66)-
(68)) which is oxidized to dehydroascorbic acid (A) (69) The NAH may be oxidized to
NA and H2O2 (610)
NA rarr 1NA (66)
1NA rarr
3NA (67)
3NA + AH2 rarr NAH + AHmiddot (68)
2 AH٠ rarr A + AH2 (69)
NAH + O2 rarr NA + H2O2 (610)
The proposed reactions suggest that on photochemical interaction AH2 undergoes
photosensitised oxidation in the presence of NA indicating that the photostability of
ascorbic acid is affected by NA
isc
130
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH ASCORBIC ACID
TP is an unstable compound and its oxidation by air results in the formation of an
epoxide which than produces a quinone that is inactive (Connors et al 1986) TP is
destroyed by sun light and artificial light containing the wavelengths in the UV region
(Ball 2006) It interacts with other antioxidants such as ascorbic acid (AH2) according to
the following reactions
TPndashO + AH2 rarr TP + AHmiddot (611)
2 AHmiddot rarr A + AH2 (612)
TP + AHmiddot rarr TPndashO + AH2 (613)
The tocopheroxyl radical (TPndashO) reacts with AH2 to regenerate TP and form the
ascorbyl radical (AHmiddot) (611) This radical undergoes further reactions as described in
equations (64) and (65) (Traber 2007) It may also disproportionate back to A and AH2
(612) TP reacts with AHmiddot to produce again the TPndashO radical and AH2 Thus in the
presence of light TP leads to the oxidation of AH2 which is ultimately regenerated in the
reaction (Davies et al 1991) Ascorbic acid has the ability to act as a co-antioxidant with
the TPndashO to regenerate TP (Packer et al 1979 2002) In this manner AH2 and TP act
synergistically to function in a redox cycle and AH2 is stabilized in the cream
formulations and microemulsions (Rozman and Gasperlin 2007 Rozman et al 2009)
69 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The graphs of kobs for the photodegradation of AH2 in the presence of RF NA and
TP versus the carbon chain length of emulsifying agents are shown in Fig 26 It appears
that the photodegradation of AH2 in the presence of all the three vitamins in the creams
lies in the order
131
Fig 26 Plots of k for photodegradation of ascorbic acid in creams (10ndash18) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid
00
05
10
15
20
25
k
(Mndash
1 m
inndash
1)
00
05
10
15
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 m
inndash
1)
132
myristic acid gt stearic acid gt palmitic acid
The same order of emulsifying agents has been observed in the absence of the
added vitamins (Section 57) The polar character of these acids (Yao et al 2009) on the
basis of their carbon chain length may play a part in the photostability of AH2 The
greater stability of AH2 in creams in the presence of palmitic acid (Fig 26) may be due to
the interaction of AH2 with palmitic acid as discussed in Section 57 Ascorbic acid-6-
palmitate is known to be an antioxidant in cosmetic preparations (Lee et al 2009) and
food products (Doores 2002)
610 EFFECT OF VISCOSITY OF CREAMS
The plots of kobs for the degradation of AH2 in the presence of the highest
concentration of vitamins versus reciprocal of the viscosity of creams (Table 21) are
linear (Fig 27) and indicate that the increase in cream viscosity leads to a decrease in the
rate of degradation of AH2 The slopes of the plots indicate the effect of viscosity on the
interaction of AH2 with other vitamins in the order
riboflavin gt nicotinamide gt alpha-tocopherol
The relatively slow rate of degradation of AH2 in creams containing palmitic acid may be
due to the interaction of AH2 with the vitamins as well as palmitic acid (Lee et al 2009)
Thus viscosity is an important factor in the stability of AH2 in cream formulations and
may affect its rate of interaction with other vitamins It has been suggested that an
increase in the viscosity of the medium makes access to air at the surface more difficult to
prevent the oxidation of a drug (Wallwork and Grant 1977) This is in agreement with
the photolysis of AH2 in aqueous and organic solvents cream formulations (Chapter 5)
and aerobic oxidation of Ah2 in syrups (Blaug and Hajratwala 1972)
133
Table 21 Average viscosity of cream formulations containing different emulsifying
agents and glycerin as humectant (25 plusmn 1 ordmC) and the photodegradation rate
constants of AH2
Cream No Emulsifying
agent
Viscosityab
(mPa s)
kobs times 103c
10 (RF)
13 (NA)
16 (TP)
Stearic acid 9000 089
101
038
11 (RF)
14 (NA)
17 (TP)
Palmitic acid 8600 086
094
034
12 (RF)
15 (NA)
18 (TP)
Myristic acid 7200 127
115
051
a plusmn10
b Average viscosity of creams containing the individual vitamins (RF NA TP)
c The values have been obtained in the presence of highest concentration of the
vitamins
134
00
05
10
15
20
25
30
100 110 120 130 140
Viscosity (mPa s)ndash1
times 103
kob
s (m
inndash1)
Fig 27 Plots of kobs in the presence of highest concentration of vitamins versus
reciprocal of the viscosity of creams () riboflavin
( ) nicotinamide (- - -- - -) alpha-tocopherol
135
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE OF OTHER
VITAMINS IN THE DARK
In order to observe the effect of riboflavin nicotinamide and alpha-tocopherol on
the degradation of AH2 in the creams stored in the dark the AH2 contents of the creams
were assayed at appropriate intervals (Table 22) The apparent first-order rate constants
determined from the kinetic plots (Fig 28) for the degradation of AH2 in the presence of
the highest concentrations of the individual vitamins in cream formulations (10ndash18) are
reported in Table 23 These rate constants indicate that the overall degradation of AH2 in
the presence of the highest concentration of the individual vitamins (RF NA and TP) is
about 70 times slower than that obtained on the exposure of creams to UV irradiation
This decrease in the rate of degradation of AH2 in the creams is the same as observed in
the case of AH2 alone In the absence of light the degradation of AH2 occurs due to
chemical oxidation (Section 132) and does not appear to be affected by the presence of
riboflavin and nicotinamide as indicated by the comparisons of the values of kobs in the
presence and absence of these vitamins (Table 15 and 23) In the presence of alpha-
tocopherol the degradation is slower than that in the presence of riboflavin and
nicotinamide This may be due to some interaction of AH2 and alpha-tocopherol causing
stabilisation of AH2 in the creams
As observed in the case of AH2 degradation alone in creams in the dark the AH2
degradation in the presence of the highest concentrations of other vitamins also occurs in
the same order of emulsifying agents (Fig 29)
myristic acid gt stearic acid gt palmitic acid
136
Table 22 Degradation of ascorbic acid in cream formulations in the dark in presence of
highest concentration of other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No Time (days) 0 10 20 40 60 80
10e (RF) 375 285 233 171 110 69
11e (RF) 374 341 281 221 148 113
12e (RF) 372 259 203 130 89 59
13e (NA) 365 330 255 187 126 81
14e (NA) 370 321 289 219 159 109
15e (NA) 366 289 249 159 110 63
16e (TP) 377 359 321 261 211 159
17e (TP) 377 366 333 275 228 191
18e (TP) 373 361 304 252 200 167
137
02
07
12
17lo
g c
on
cen
tra
tio
n (
mg
)
10-12Riboflavin
02
07
12
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
13-15Nicotinamide
10
12
14
16
18
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
16-18Alpha-Tocopherol
Fig 28 First-order plots for the degradation of ascorbic acid in the dark in presence of
other vitamins using the emulsifying agents (minusminusminusminus) Stearic acid
(minus minusminus minus) palmitic acid (----) myristic acid
138
Table 23 First-order rate constants (kobs) for the degradation of ascorbic acid in presence
of other vitamins in cream formulations in the dark
Cream
formulation
Other
vitaminc
kobs times 102
(dayndash1
)ab
10e RF 204
(0995)
11e RF 156
(0992)
12e RF 222
(0992)
13e NA 189
(0995)
14e NA 151
(0993)
15e NA 214
(0995)
16e TP 100
(0994)
17e TP 088
(0995)
18e TP 105
(0993)
a The values in parenthesis are correlation coefficients and range from 0991ndash0996 due to
some variations in AH2 distribution in the creams
b The values of rate constants are relative and depend on specific experimental
conditions
c Vitamin concentrations (andashe) are as given in Table 16
The estimated error is plusmn5
139
Riboflavin
Nicotinamide
Alpha-Tocopherol
00
10
20
30
12 14 16 18Carbon chain length
ko
bs times
10
2 (
da
yndash1)
Fig 29 Plots of kobs for degradation of ascorbic acid in the dark in creams (10ndash18)
against carbon chain length of the emulsifier () Stearic acid () palmitic acid
() myristic acid
140
This indicates that the rate of degradation of AH2 is slowest in the creams containing
palmitic acid as the emulsifying agent The reason for AH2 degradation in the dark in this
order has already been explained in section 512
CHAPTER VII
STABILIZATION OF
ASCORBIC ACID WITH
CITRIC ACID TARTARIC
ACID AND BORIC ACID IN
CREAM FORMULATIONS
142
71 INTRODUCTION
Ascorbic acid is an ingredient of cosmetic preparations (Section 51) and is
sensitive to light (Rowe et al 2009 Sweetman 2009 British Pharmacopoeia 2009)
degrading to dehydroascorbic acid on UV irradiation by photooxidation (Kitagawa
1968) The photosensitivity of ascorbic acid makes it unstable in pharmaceutical and
cosmetic preparations (DeRitter 1982) The present work is an attempt to study the
photodegradation of ascorbic acid in cream formulations in the presence of certain
compounds (eg citric acid tartaric acid and boric acid) to investigate their role in the
stabilization of the vitamin on exposure to light and in the dark Citric acid and tartaric
acid are used as an antioxidant synergist (Rowe et al 2009) and boric acid is a
complexing agent for hydroxy compounds (Ahmad et al 2009cd)
72 CREAM FORMULATIONS
The details of the various cream formulations used in this study are given in Table
24 and the results obtained on the photodegradation of ascorbic acid in the presence of
stabilizing agents in these formulations are discussed in the following sections
143
Table 24 Composition of cream formulations containing ascorbic acid (2) and
stabilizers
Ingredients Cream
No SA PA MA CA GL PG EG AH2 CTa TA
b BA
c PH DW
19 a + minus minus + + minus minus + a minus minus + +
b + minus minus + + minus minus + b minus minus + +
c + minus minus + + minus minus + c minus minus + +
20 a minus + minus + + minus minus + a minus minus + +
b minus + minus + + minus minus + b minus minus + +
c minus + minus + + minus minus + c minus minus + +
21 a minus minus + + + minus minus + a minus minus + +
b minus minus + + + minus minus + b minus minus + +
c minus minus + + + minus minus + c minus minus + +
22 a + minus minus + + minus minus + minus a minus + +
b + minus minus + + minus minus + minus b minus + +
c + minus minus + + minus minus + minus c minus + +
23 a minus + minus + + minus minus + minus a minus + +
b minus + minus + + minus minus + minus b minus + +
c minus + minus + + minus minus + minus c minus + +
24 a minus minus + + + minus minus + minus a minus + +
b minus minus + + + minus minus + minus b minus + +
c minus minus + + + minus minus + minus c minus + +
25 a + minus minus + + minus minus + minus minus a + +
b + minus minus + + minus minus + minus minus b + +
c + minus minus + + minus minus + minus minus c + +
26 a minus + minus + + minus minus + minus minus a + +
b minus + minus + + minus minus + minus minus b + +
c minus + minus + + minus minus + minus minus c + +
27 a minus minus + + + minus minus + minus minus a + +
b minus minus + + + minus minus + minus minus b + +
c minus minus + + + minus minus + minus minus c + +
144
Table 24 continued
28 a + minus minus + minus + minus + minus minus a + +
b + minus minus + minus + minus + minus minus b + +
c + minus minus + minus + minus + minus minus c + +
29 a minus + minus + minus + minus + minus minus a + +
b minus + minus + minus + minus + minus minus b + +
c minus + minus + minus + minus + minus minus c + +
30 a minus minus + + minus + minus + minus minus a + +
b minus minus + + minus + minus + minus minus b + +
c minus minus + + minus + minus + minus minus c + +
31 a + minus minus + minus minus + + minus minus a + +
b + minus minus + minus minus + + minus minus b + +
c + minus minus + minus minus + + minus minus c + +
32 a minus + minus + minus minus + + minus minus a + +
b minus + minus + minus minus + + minus minus b + +
c minus + minus + minus minus + + minus minus c + +
33 a minus minus + + minus minus + + minus minus a + +
b minus minus + + minus minus + + minus minus b + +
c minus minus + + minus minus + + minus minus c + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water CT = citric acid TA = tartaric acid
BA = boric acid
a CT (g ) a = 01 b = 02 c = 04
b TA (g ) a = 01 b = 02 c = 04
c BA (g ) a = 01 b = 02 c = 04
145
73 PRODUCTS OF ASCORBIC ACID PHOTODEGRADATION
The photodegradation of AH2 in cream formulations leads to the formation of
DHA as detected by TLC and reported earlier in the photolysis of AH2 in aqueous
solutions (Vaid et al 2006) and cream formulations (Sections 52 and 63) AH2 and
DHA in the methanolic extracts of the degraded creams were identified by comparison of
their Rf and color of the spots with those of the reference standards DHA is also
biologically active (Gardner 1972 Doores 2002) but its further degradation to 23-
diketo-gulonic acid (DGA) results in the loss of vitamin activity (Section 132)
However this product has not been detected in the present cream formulations
Therefore the creams may still possess their biological efficacy
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS
In order to observe the spectral changes in photodegraded creams in the presence
of stabilizing agents the absorption spectra of the methanolic extracts of a degraded
cream were determined The spectra show a gradual loss of absorbance around 245 nm
due to the oxidation of AH2 to DHA on UV irradiation and similar to that shown for the
photodegradation of AH2 alone in Fig 5 DHA has negligible absorbance around 245 nm
(Davies et al 1991) and therefore it does not interfere with the absorbance of AH2 in
methanolic solutions The spectral changes and loss of absorbance around 245 nm in
methanolic solution depend on the extent of photooxidation of AH2 in a particular cream
75 ASSAY OF ASCORBIC ACID IN CREAMS
The UV spectrophotometric method (Zeng et al 2005) has previously been
applied to the determination of AH2 in cream formulations (Section 54) The absorbance
of the methanolic extracts of creams containing AH2 during photodegradation was used
146
to determine the concentration of AH2 The method was validated in the presence of citric
acid (CT) tartaric acid (TA) and boric acid (BA) before its application to the evaluation
of the kinetics of AH2 degradation in cream formulations The recovery of AH2 in creams
has been found to be in the range of 90ndash96 and is similar to that reported in Table 7
The reproducibility of the method lies within plusmn5 The assay data on the degradation of
AH2 in various creams in the presence of the stabilizing agents are reported in Table 25
76 KINETICS OF PHOTODEGRADATION
The effect of CT TA and BA as stabilizing agents on the photodegradation of
AH2 was studied by adding 01ndash04 of each compound to the cream formulations (19ndash
33) at pH 60 This concentration range is normally used for the stabilization of drugs in
pharmaceutical preparations (Im-Emsap et al 2002) The apparent first-order rate
constants (kobs) determined from the plots of log concentration versus time (Fig 30ndash34)
are reported in Table 26 The second-order rate constants (k) determined from the plots
of kobs versus concentration of the individual compounds (Fig 35ndash36) are given in Table
27 The values of k indicate the rate of inhibition of photodegradation of AH2 by each
compound
77 EFFECT OF STABILIZING AGENTS
In order to compare the effectiveness of CT TA and BA as stabilizing agents for
AH2 plots of k versus carbon chain length of the emulsifying agents were constructed
(Fig 37) The k values for the interaction of these compounds with AH2 are in the order
citric acid gt tartaric acid gt boric acid
The curves indicate that the highest interaction of these compounds with AH2 is in the
order
147
Table 25 Photodegradation of ascorbic acid in cream formulations in the presence of
stabilizers
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b c
0 374 378 379
60 362 362 372
120 349 355 367
210 333 335 349
19 (CT)
300 319 322 336
400 296 309 324
0 381 378 380
60 368 370 369
120 355 363 364
210 344 345 355
20 (CT)
300 328 335 341
400 312 319 331
21 (CT) 0 368 370 374
60 355 356 360
120 340 344 343
210 321 322 333
300 296 299 315
400 272 285 299
148
Table 25 continued
0 375 374 378
60 363 363 368
120 352 354 362
210 329 335 345
22 (TA)
300 307 314 333
400 292 299 313
0 370 377 374
60 364 365 368
120 352 357 357
210 332 344 349
23 (TA)
300 317 330 335
400 301 310 322
24 (TA) 0 376 379 377
60 367 369 368
120 351 348 352
210 325 330 344
300 306 317 326
400 284 294 310
149
Table 25 continued
0 370 375 380
60 356 362 359
120 331 339 344
210 311 318 330
25 (BA)
300 279 288 305
400 260 269 283
0 377 375 370
60 364 363 361
120 351 353 351
210 331 332 337
26 (BA)
300 323 324 325
400 301 307 313
27 (BA) 0 380 377 375
60 369 368 366
120 333 338 341
210 305 313 318
300 292 294 304
400 262 266 281
150
Table 25 continued
0 373 376 378
60 348 349 360
120 329 336 339
210 315 312 323
28 (BA)
300 282 283 299
400 249 264 280
0 370 373 380
60 358 355 367
120 343 346 356
210 325 329 347
29 (BA)
300 307 312 325
400 287 295 315
30 (BA) 0 369 375 372
60 353 358 362
120 321 330 335
210 283 294 303
300 265 281 293
400 242 254 270
151
Table 25 continued
0 374 376 379
60 348 366 352
120 324 340 337
210 303 319 322
31 (BA)
300 275 289 293
400 243 260 275
0 370 374 375
60 355 354 366
120 339 344 345
210 313 319 330
32 (BA)
300 288 297 308
400 261 271 290
33 (BA) 0 377 380 377
60 357 361 367
120 324 335 339
210 288 294 307
300 270 280 293
400 233 248 265
Creams 19ndash27 contain glycerin 28ndash30 contain propylene glycol and 31ndash33 contain
ethylene glycol as humectants
152
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
19
ab
c
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
21
Fig 30 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
153
a
b
c
14
15
16lo
g c
on
cen
tra
tio
n (
mg
)
22
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
23
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 31 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
154
ab
c
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
25
abc
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 32 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Palmitic acid
Stearic acid
Myristic acid
155
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 33 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing propylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
156
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 34 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing ethylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
157
Table 26 Apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in presence of different stabilizers in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 057
(0995)
050
(0992)
041
(0991)
20 CT 049
(0996)
043
(0995)
034
(0993)
21 CT 076
(0995)
067
(0995)
055
(0992)
22 TA 065
(0995)
058
(0995)
046
(0991)
23 TA 054
(0994)
047
(0993)
038
(0994)
24 TA 072
(0996)
063
(0992)
049
(0991)
25 BA 091
(0994)
086
(0995)
071
(0993)
26 BA 055
(0994)
050
(0993)
042
(0993)
27 BA 095
(0995)
089
(0992)
074
(0996)
28 BA 097
(0995)
088
(0992)
075
(0993)
29 BA 064
(0994)
057
(0991)
047
(0993)
30 BA 110
(0994)
100
(0996)
084
(0992)
31 BA 105
(0995)
094
(0994)
078
(0992)
32 BA 088
(0994)
079
(0993)
066
(0993)
33 BA 120
(0995)
108
(0993)
091
(0993) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
158
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against citric acid (19ndash21) and tartaric acid concentrations (22ndash24) in cream
formulations
159
00
04
08
12k
ob
s times
10
3 (
min
ndash1)
25-27
00
04
08
12
00 20 40 60
ko
bs times
10
3 (
min
ndash1)
28-30
00
04
08
12
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 36 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against boric acid concentrations in cream formulations (25ndash33)
Propylene glycol
Glycerin
Ethylene glycol
160
Table 27 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the interaction of
ascorbic acid with CT TA and BA
Cream
formulation Stabilizers
k0 times 103
(minndash1
)
k times 102
(Mndash1
minndash1
)
Correlation
coefficient
19 CT 062 111 0991
20 CT 053 103 0994
21 CT 082 145 0995
22 TA 071 092 0995
23 TA 059 080 0993
24 TA 080 118 0996
25 BA 098 041 0994
26 BA 059 026 0994
27 BA 102 044 0995
28 BA 104 046 0992
29 BA 069 033 0995
30 BA 118 054 0994
31 BA 113 053 0995
32 BA 095 045 0995
33 BA 129 060 0993
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
161
00
04
08
12
16
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash1
min
ndash1)
18-33
a
b
e
cd
Fig 37 Plots of k for photodegradation of ascorbic acid in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
162
myristic acid gt stearic acid gt palmitic acid
In the case of myristic acid and stearic acid it may be explained on the basis of the
decreasing polarity (Yao et al 2009) It is interesting to observe the lowest rates of
interaction of these compounds in the creams containing palmitic acid This could be due
to the interaction of AH2 with palmitic acid to form a palmitate derivative in addition to
its interaction with the individual stabilizing agents CT and TA are known to act as
antioxidant synergists (Rowe et al 2009 Sweetman 2009) and in this capacity may
inhibit the photooxidation of AH2 as indicated by the values of the degradation rate
constants in the presence of these compounds The addition of CT to nutritional
supplements is known to inhibit the oxidation of AH2 (Doores 2002) Boric acid forms a
complex with AH2 (Rivlin 2007) and there by may inhibit its degradation Boric acid
may also interact with glycerin added to the creams as a humectant and form a complex
(Rowe et al 2009) This may influence its interaction and stabilizing effect on AH2 in
creams as indicated by the lower k values compared to those in the presence of CT and
TA It has further been observed that the k values for BA are greater in propylene glycol
and ethylene glycol compared to those in glycerin (Table 27) Again this may be due to
greater interaction of BA with glycerin compared to other humectants in the creams
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF STABILIZING
AGENTS IN THE DARK
An important factor in the formulation of cosmetic preparations is to ensure the
chemical and photostability of the active ingredient by the use of appropriate stabilizing
agents The choice of these agents would largely depend on the nature and
physicochemical characteristics of the active ingredient AH2 possesses a redox system
163
and can be easily oxidized by air or light In order to observe the effect of CT TA and
BA on the stability of AH2 the cream formulations containing the individual compounds
were stored in the dark for a period of about three months and the rate of degradation of
AH2 was determined The assay data are reported in Table 28 and the kinetic plots are
shown in Fig 38ndash42 The values of apparent first-order rate constants for the degradation
of AH2 in the presence of the stabilizing agents are reported in Table 29 The second
order-rate constants for the interaction of CT TA and BA with AH2 are reported in Table
30 (Fig 43ndash44) The plots of k against the carbon chain length of the emulsifiers are
shown in Fig 45 The kinetic data indicate the same pattern of rates of degradation and
interaction of AH2 with these compounds as observed in the presence of light except that
the rates are much slower in the dark Thus the stabilizing agents are equally effective in
inhibiting the rate of degradation of AH2 in the dark The effect of emulsifying agents and
the humectants on the rate of degradation of AH2 in the presence of the stabilizers has
been discussed in the above Section 77
79 EFFECT OF ADDITIVES ON TRANSMISSION OF ASCORBIC ACID
In order to observe the effect of additives (citric tartaric and boric acids) on the
transmission characteristics of ascorbic acid (0002 mg100 ml) in methanol containing
the highest concentration of the additives (004) used in this study the transmission
spectra were measured It has been found that these additives produce a hypsochromic
shift in the absorption maximum of ascorbic acid This may result in the reduction of the
fraction of light absorbed by ascorbic acid to the extent of about 10 and thus influence
the rate of photodegradation reactions However since all the additives produce similar
effects the rate constants can be considered on a comparative basis
164
Table 28 Degradation of ascorbic acid in cream formulations in the presence of
stabilizers in the dark
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) a b c
0 374 378 379
10 355 346 362
20 326 328 342
40 293 297 322
19 (CT)
60 264 269 295
80 241 245 262
0 381 378 380
10 361 364 372
20 339 350 348
40 309 312 330
20 (CT)
60 279 286 301
80 260 266 282
21 (CT) 0 368 370 374
10 342 346 364
20 310 321 348
40 278 282 313
60 249 251 278
80 217 228 249
165
Table 28 continued
0 375 374 378
10 339 344 351
20 317 326 336
40 282 288 306
22 (TA)
60 251 258 280
80 222 235 252
0 370 377 374
10 340 354 355
20 332 336 343
40 297 303 310
23 (TA)
60 266 282 294
80 238 248 267
24 (TA) 0 376 379 377
10 341 339 350
20 306 319 323
40 263 284 279
60 223 241 249
80 196 202 223
166
Table 28 continued
0 370 375 380
10 331 341 334
20 287 289 301
40 225 247 245
25 (BA)
60 189 185 214
80 141 154 170
0 377 375 370
10 355 357 349
20 326 314 324
40 264 267 286
26 (BA)
60 232 238 254
80 189 199 211
27 (BA) 0 380 377 375
10 346 339 337
20 309 288 301
40 233 241 260
60 192 196 211
80 140 147 163
167
Table 28 continued
0 373 376 378
10 314 322 333
20 267 281 305
40 217 233 253
28 (BA)
60 167 177 204
80 122 135 151
0 370 373 380
10 336 329 343
20 283 277 306
40 233 243 267
29 (BA)
60 189 190 217
80 144 154 173
30 (BA) 0 369 375 372
10 308 319 329
20 255 275 310
40 210 226 244
60 158 163 191
80 113 131 147
168
Table 28 continued
0 374 376 379
10 303 311 329
20 266 260 289
40 211 219 239
31 (BA)
60 155 158 178
80 112 121 149
0 370 374 375
10 314 323 339
20 276 280 305
40 222 233 258
32 (BA)
60 172 187 193
80 126 136 162
33 (BA) 0 377 380 377
10 308 306 320
20 254 265 280
40 205 214 237
60 144 155 175
80 107 118 138
169
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
19
abc
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
21
Fig 38 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
170
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
22
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
23
ab
c
12
13
14
15
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 39 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
171
a
b
c
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
25
abc
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 40 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
172
a
b
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 41 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing propylene glycol and boric acid (a) 01 (b) 02 (c)
04
Palmitic acid
Stearic acid
Myristic acid
173
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
08
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 42 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing ethylene glycol and boric acid (a) 01 (b) 02 (c)
04
Myristic acid
Palmitic acid
Stearic acid
174
Table 29 Apparent first-order rate constants (kobs) for the degradation of ascorbic acid in
presence of different stabilizers in cream formulations in the dark
kobs times 102 (day
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 055
(0994)
052
(0992)
044
(0991)
20 CT 048
(0995)
046
(0995)
038
(0992)
21 CT 064
(0994)
061
(0995)
052
(0994)
22 TA 063
(0994)
058
(0995)
049
(0996)
23 TA 054
(0995)
050
(0995)
041
(0994)
24 TA 081
(0995)
075
(0993)
066
(0995)
25 BA 118
(0996)
113
(0994)
097
(0994)
26 BA 087
(0995)
079
(0993)
068
(0994)
27 BA 124
(0995)
114
(0994)
101
(0993)
28 BA 134
(0995)
124
(0996)
110
(0992)
29 BA 116
(0996)
108
(0992)
096
(0995)
30 BA 142
(0993)
131
(0995)
115
(0995)
31 BA 145
(0995)
137
(0992)
117
(0995)
32 BA 130
(0996)
120
(0993)
107
(0994)
33 BA 153
(0995)
141
(0994)
122
(0994) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental
conditions
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
175
176
Table 30 First-order rate constants (k0)a for the degradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the chemical
interaction of ascorbic acid with CT TA and BA in the dark
Cream
formulation Stabilizers
k0 times 102
(dayndash1
)
k times 102
(Mndash1
dayndash1
)
Correlation
coefficient
19 CT 060 797 0996
20 CT 052 723 0995
21 CT 069 850 0994
22 TA 068 710 0996
23 TA 058 636 0994
24 TA 086 758 0994
25 BA 126 444 0993
26 BA 092 375 0992
27 BA 131 480 0991
28 BA 141 488 0993
29 BA 122 418 0994
30 BA 149 531 0991
31 BA 155 578 0996
32 BA 137 472 0994
33 BA 163 627 0996
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
177
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against citric acid (19ndash21) and tartaric acid (22ndash24) concentrations in
cream formulations
178
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
25-27
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
28-30
00
10
20
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 44 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against boric acid concentrations in cream formulations (25ndash33)
Glycerin
Propylene glycol
Ethylene glycol
179
00
04
08
12
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 d
ayndash
1)
18-33
b
a
e
dc
Fig 45 Plots of k for degradation of ascorbic acid in the dark in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
CONCLUSIONS
AND
SUGGESTIONS
180
CONCLUSIONS
The main conclusions of the present study on the photodegradation of the ascorbic
acid in organic solvents and cream formulations are as follows
1 Identification of Photodegradation Products
The photodegradation of ascorbic acid in aqueous organic solvents and
laboratory prepared oil-in-water cream preparations on UV irradiation leads to the
formation of dehydroascorbic acid No further degradation products of dehydroascorbic
acid have been detected under the present experimental conditions The product was
identified by comparison of its Rf value and color of the spot with those of the authentic
compound by thin-layer chromatography and spectral changes
2 Assay of Ascorbic Acid
Ascorbic acid in aqueous organic solvents and cream preparations was assayed
in acidified methanolic solutions (pH 20) at 245 nm using a UV spectrophotometric
method Ascorbic acid in combination with other vitamins (riboflavin nicotinamide and
alpha-tocopherol) was assayed by the official iodimetric method due to interference by
these vitamins at the analytical wavelength Both analytical methods were validated
under the experimental conditions employed before their application to the assay of
ascorbic acid The recoveries of ascorbic acid in cream preparations are in the range of
90ndash96 and the reproducibility of both methods are within plusmn5 The F test and the t test
show that there is no significant difference between the precision of the two methods and
therefore these methods can be applied to the assay of ascorbic acid in cream
preparations with comparable results
181
3 Kinetics of Photodegradation
a) Photodegradation of ascorbic acid in organic solvents
Ascorbic acid degradation follows apparent first-order kinetics in aqueous
organic solvents A plot of the first-order rate constants (log kobs) versus solvent dielectric
constant is linear with positive slope indicating an increase in the rate with dielectric
constant On the contrary a plot of kobs verses reciprocal of solvent viscosity is linear with
a positive slope showing a decrease in the rate with solvent viscosity Thus the rate of
photodegradation of ascorbic acid (an oxidizable drug) depends on the solvent
characteristics
b) Photodegradation of ascorbic acid in cream preparations
Ascorbic acid has been found to follow apparent first-order kinetics in cream
preparations and the rate of degradation is affected by the following factors
i Effect of concentration
An apparent linear relationship has been observed between log kobs and
concentration (05ndash25) of ascorbic acid in a cream preparation Thus the rate of
degradation of ascorbic acid appears to be faster at a lower concentration
compared to that of a higher concentration on exposure to the same intensity of
light
ii Effect of carbon chain length of the emulsifying agent
The plots of kobs verses carbon chain length of the emulsifying agent show that the
photodegradation of ascorbic acid is affected in the order myristic acid gt stearic
acid gt palmitic acid This is predominantly due to the interaction of ascorbic acid
with palmitic acid and the carbon chain length (measure of relative polar
182
character) of the emulsifying acid probably does not play a part in the
photodegradation kinetics of ascorbic acid in creams This is evident from the
non-linear relationship between the rate constants for ascorbic acid degradation
and the carbon chain length of the emulsifying acids
iii Effect of viscosity
The values of kobs for the photodegradation of ascorbic acid in cream preparations
are in the order of humectant ethylene glycol gt propylene glycol gt glycerin
showing that the rates of degradation are influenced by the viscosity of the
humectant and decrease with an increase in the viscosity as observed in the case
of organic solvents
iv Effect of pH
The log kndashpH profiles for the photodegradation of ascorbic acid in creams
represent sigmoid type curves indicating an increase in the rate of oxidation of the
molecule with ionization (pH 42ndash70 557ndash999) The AHndash species appears to
be more susceptible to oxidation than the non-ionized molecule in the pH range
studied
v Effect of redox potential
The values of kobs show that the rate of photooxidation of ascorbic acid is
influenced by its redox potential which varies with pH The greater photostability
of ascorbic acid at pH 5ndash6 compared to that at pH 7 and above is due to its lower
rate of oxidation-reduction in the lower range The increase in the rate of
photooxidation with pH is due to a corresponding increase in the redox potential
of ascorbic acid
183
c) Photodegradation of ascorbic acid in the presence of other vitamins (riboflavin
nicotinamide alpha-tocopherol) in cream preparations
The photodegradation of ascorbic acid is affected by the presence of other
vitamins in creams The kinetic data on the photochemical interactions indicate that
riboflavin and nicotinamide act as photosensitizers in the degradation of ascorbic acid
and have an adverse effect on the photostability of the vitamin in creams Whereas
alpha-tocopherol exerts an inhibitory effect on the degradation of ascorbic acid by acting
as a redox partner in the creams Thus a combination of ascorbic acid and alpha-
tocopherol has a synergistic effect on the stabilization of ascorbic acid in creams These
vitamins do not appear to influence the rate of degradation of ascorbic acid in the dark
d) Photodegradation of ascorbic acid in the presence of citric acid tartaric acid and
boric acid in cream preparations
The rate of photodegradation of ascorbic acid in creams has been found to be
inhibited by the addition of compounds such as citric acid tartaric acid and boric acid in
creams These compounds show a stabilizing effect on the photodegradation of ascorbic
acid in the order citric acid gt tartaric acid gt boric acid The lower effect of boric acid
may be due to its interaction with the emulsifying agents and humectants Boric acid
exerts this effect by complex formation with ascorbic acid Citric acid and tartaric acid
are antioxidant synergists and in combination with ascorbic acid may exert a stabilizing
effect on its degradation
184
Salient Features of the Work
In the present work an attempt has been made to study the effects of solvent
characteristics formulation factors particularly the emulsifying agents in terms of the
carbon chain length and humectants in terms of viscosity medium pH drug
concentration redox potential and interactions with other vitamins and stabilizers on the
kinetics of photodegradation of ascorbic acid in cream preparations The study may
provide useful information to improve the photostability and efficacy of ascorbic acid in
cream preparations
SUGGESTIONS
The present work may provide guidelines for a systematic study of the stability of
drug substances in cream ointment preparations and the evaluation of the influence of
formulation variables such as emulsifying agents and humectants concentration pH
polarity viscosity redox potential on the rate of degradation and stabilization of drug
substances This may enable the formulator in the judicious design of formulations that
have improved stability and efficacy for therapeutic use The kinetic parameters may
throw light on the comparative stability of the preparations and help in the choice of
appropriate formulation ingredients
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186
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1 An approach to the standardization of degradation studies Pharmazie 46 263-265
Tonnesen HH (2002) Photodecomposition of Drugs In Swarbrick J Boylan JC
Eds Encyclopedia of Pharmaceutical Technology Vol 3 Marcel Dekker New
York pp 2197-2203
Tonnesen HH Ed (2004) The Photostability of Drugs and Drug Formulations
Culinary and Hospitality Industry Publications Services Weimex TX
Tonnesen HH Karlsen J (1997) A comment on photostability testing according to
ICH guideline calibration of light sources PharmEuropa 9 735-736
Tonnesen HH Moore DE (1993) Photochemical degradation of components in drug
formulations Pharm Technol Int 5 27-33
Tournas JA Lin FH Burch JA Selim MA Monteiro-Riviere NA Zielinski
JE Pinnell SR (2006) Ubiquinone idebenone and kinetin provide ineffective
221
photoprotection to skin when compared to a topical antioxidant combination of
vitamins C and E with ferulic acid J Invest Dermatol 126 1185-1187
Traber MG (2007) Vitamin E In Zempleni J Rucker RB McCormick DB
Suttie JW Eds Handbook of Vitamins 4th ed Taylor amp Francis CRC Press
Boca Raton FL Chap 4
Traikovich SS (1999) Use of topical ascorbic acid and its effect on photodamaged skin
topography Arch Otolaryngol Head Neck Surg 125 1091-1098
Treadwell GE Cairns WL Metzler DE (1968) Photochemical degradation of
flavins V Chromatographic studies of the products of photolysis of riboflavin J
Chromatogr 35 376-388
Truswell AS (2003) ABC of Nutrition 4th ed BMJ Publishing Group Chap 10
Tsao CS Young M (1985) Analysis of ascorbic acid derivatives by high-performance
liquid chromatography with electrochemical detection J Chromatogr 13 855-856
Underberg WJM (1978) Oxidative degradation of pharmaceutically important
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67 1133-1138
Urso ML Clarkson PM (2003) Oxidative stress exercise and antioxidant
supplementation Toxicology 189 41-54
Vaid FHM (1998) Photolysis and Interaction of Thiamine Hydrochloride with
Riboflavin in Aqueous Solution PhD Thesis University of Karachi Karachi
Vaid FHM Shaikh RH Ansari IA Ahmad I (2005) Spectral study of the
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presence and absence of riboflavin J Chem Soc Pak 27 227-232
222
Vaid F H M Shaikh RH Ansari I A Ahmad I (2006) Chromatographic study of
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ed Marcel Dekker New York pp 534-536
Vanderslice JT Higgs DJ (1988) Chromatographic separation of ascorbic acid
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Vanderslice JT Higgs DJ Hayes JM Block G (1990) Ascorbic acid and
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Vanderslice JT Higgs DJ (1993) Quantitative determination of ascorbic acid
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Varvaresou A Tsirivas E Iakovou K Gikas E Papathomas Z Vonaparti A
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223
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In Rosen MR Ed Delivery System Handbook for Personal Care and Cosmetic
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Norwich NY Chap 36
224
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Yao AA Wathelet B Thonart P (2009) Effect of protective compounds on the
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Yoshioka S Stella VJ (2000) Stability of Drugs and Dosage Forms Kluwer
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Zaeslein C (1982) Vitamins in the Field of Medicine Hoffman La Roche Basle pp
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Zeng W Martinuzzi F MacGregor A (2005) Development and application of a novel
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48 453-461
225
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226
AUTHORrsquoS PUBLICATIONS
The author obtained his B Pharm degree in 2003 and joined the post graduate
program securing an M Phil degree in Pharmaceutics in 2006 from Baqai Medical
University He is a co-author of following publications
CHAPTER IN BOOK
1 Chapter on ldquoBorate Toxicity Effect on Drug Stability and Analytical
Applicationsrdquo by Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz H M
Vaid In Handbook on Borates Chemistry Production and Applications (MP
Chung Ed) Nova Science Publishers Inc NY USA (in press)
PAPERS PUBLISHED
INTERNATIONAL
2 Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz HM Vaid ldquoEffect of Borate
Buffer on the Photolysis of Riboflavin in Aqueous Solutionrdquo Journal of
Photochemistry and Photobiology B Biology 93 82-87 (2008)
3 Iqbal Ahmad Sofia Ahmed MA Sheraz M Aminuddin and Faiyaz HM Vaid
ldquoEffect of Caffeine Complexation on the Photolysis of Riboflavin in Aqueous
Solution A Kinetic Studyrdquo Chemical and Pharmaceutical Bulletin 57 (2009)
published online September 14 2009
4 Iqbal Ahmad MA Sheraz Sofia Ahmed and Faiyaz HM Vaid ldquoAnalytical
Applications of Boratesrdquo Materials Science Research Journal (in press)
5 Iqbal Ahmad Sofia Ahmed MA Sheraz Kefi Iqbal and Faiyaz HM Vaid
ldquoPharmacological Aspects of Boratesrdquo International Journal of Medical and
Biological Frontiers (in press)
6 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and Izhar A Ansari
ldquoEffect of Divalent Ions on Photodegradation Kinetics and Pathways of
Riboflavin in Aqueous Solutionrdquo Photochemical and Photobiological Sciences
accepted
227
NATIONAL
7 Sofia Ahmed MA Sheraz and Iqbal Ahmad ldquoAdvances in Antioxidant Activity of
Vitamin Erdquo Journal of Baqai Medical University 10 13-18 (2007)
8 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoDevelopments in the Clinical and
Food Analysis of Vitamin Crdquo Journal of Baqai Medical University 10 19-24
(2007)
9 A Azmi SNH Naqvi M Usman MA Sheraz and Sofia Ahmed ldquoPancreatic
Glucagon in Certain Ungulates Comparative Study of Extraction and
Bioassayrdquo Pakistan Journal of Entomology 20 23-28 (2005)
10 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and S Hasan
ldquoAdvances in Biochemical Functions and the Photochemistry of Flavins and
Flavoproteinsrdquo Pakistan Journal of Pharmaceutical Sciences in press
11 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoEffect of Borates on the Stability of
Chemical and Pharmaceutical Compoundsrdquo Journal of Baqai Medical University
accepted
PAPERS SUBMITTED
12 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotostability of Ascorbic Acid in Organic Solvents and Cream Formulationsrdquo
Chemical and Pharmaceutical Bulletin
13 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotochemical Interaction of Ascorbic Acid with Riboflavin Nicotinamide and
Alpha-Tocopherol in Cream Formulationsrdquo Journal of Cosmetic Science
14 Iqbal Ahmad Kefi Iqbal Sofia Ahmed MA Sheraz ldquoApplications of Laser Flash
Photolysis Spectroscopy and Electron Microscopy in Photopolymerization and
Development of Glass Ionomer Dental Cementsrdquo Materials Science Research
Journal
15 Sofia Ahmed MA Sheraz M Aminuddin I Ahmad and Faiyaz HM Vaid ldquoA
Rapid Titrimetric Assay for Quantitation of Vitamin B1 in Neat and
Pharmaceutical Preparationsrdquo Pakistan Journal of Pharmaceutical Sciences
- 01 SZ-786
- 02 SZ-title
- 03 SZ-Certificate
- 04 SZ-Abstract
- 05 SZ-Acknowledgement
- 06 SZ-Dedication
- 07 SZ-Contents
- 08 SZ-Chapter 1
- 09 SZ-Chapter 2
- 10 SZ-Chapter 3
- 11 SZ-Object of Present Investigation
- 12 SZ-Chapter 4
- 13 SZ-Chapter 5
- 14 SZ-Chapter 6
- 15 SZ-Chapter 7
- 16 SZ-Conclusion
- 17 SZ-References
- 18 SZ-Authors Publications
-
iv
ABSTRACT
The present investigation is based on a study of the photodegradation of ascorbic
acid (vitamin C) in organic solvents and in oil-in-water cream preparations containing a
combination of emulsifying agents and humectants It also involves the study of the effect
of other vitamins (riboflavin nicotinamide and alpha-tocopherol) and certain compounds
acting as stabilizing agents (citric acid tartaric acid and boric acid) on the rate of
photodegradation of ascorbic acid in cream preparations The photodegradation of
ascorbic acid in organic solvents and cream preparations (pH 40ndash70) leads to the
formation of dehydroascorbic acid which is also biologically active The kinetics of
photodegradation of ascorbic acid alone and in combination with other vitamins in
creams has been studied using a UV spectrophotometric method and the official
iodimetric method respectively These methods were validated in the presence and
absence of other vitamins stabilizing agents under the experimental conditions
employed The recoveries of ascorbic acid in creams are in the range of 90ndash96 and the
reproducibility of the analytical methods is within plusmn 5
The apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in aqueous organic solvents (029ndash040 times 10ndash3
minndash1
) and in creams (044ndash142 times
10ndash3
minndash1
) have been determined A linear relationship has been observed between kobs
and solvent dielectric constant reciprocal of solvent viscosity indicating the dependence
of the rate of photodegradation on solvent characteristics
In the creams the photodegradation of ascorbic acid appears to be affected by the
concentration of other vitamins pH of the medium carbon chain length of the
emulsifying agents (myristic acid palmitic acid and stearic acid) viscosity of the
v
humectant (ethylene glycol propylene glycol and glycerin) and redox potentials of
ascorbic acid The study indicates that the relative polar character of the emulsifying
agent and the ionized state and redox potential of ascorbic acid at a particular pH are
important factors in the photodegradation of ascorbic acid in creams
The second-order rate constants (kprime) (320 times 10ndash2
ndash 189 Mndash1
minndash1
) for the
photochemical interaction of ascorbic acid and the individual vitamins (riboflavin
nicotinamide alpha-tocopherol) along with the values of k0 obtained from the intercepts
of the plots of kobs versus vitamin concentration are also reported The values of k0
indicate that riboflavin and nicotinamide act as photosensitizing agents and alpha-
tocopherol acts as a stabilizing agent in the photodegradation of ascorbic acid in the
creams The kobs verses pH profiles for the photodegradation of ascorbic acid in creams
represents sigmoid type curves indicating the oxidation of the ionized form (AHndash) of
ascorbic acid (pKa1 41) with pH The AHndash species appears to be more susceptible to
photooxidation than the non-ionized form of ascorbic acid The effect of stabilizing
agents on the photodegradation of ascorbic acid has been found to be in the order of citric
acid gt tartaric acid gt boric acid The low activity of boric acid may be to some extent due
to its interaction with the emulsifying agents and humectants The polarity of the
emulsifying acids also plays a part in the rate of degradation of ascorbic acid Reaction
schemes for the photodegradation of ascorbic acid and its photochemical interaction with
riboflavin nicotinamide and alpha-tocopherol have been presented
vi
ACKNOWLEDGMENTS
I am highly grateful to All Mighty Allah who guided me in all difficulties and
provided me strength to overcome the problems during this work
Words are confined and inefficacious to express my immense gratitude to my
respectable supervisor Prof Dr Iqbal Ahmad Department of Pharmaceutical
Chemistry for his guidance encouragement keen interest and above all giving his
valuable time suggestions and attention His personality has been a source of constant
inspiration through out my research work
I would like to extend my sincere thanks to Prof Lt Gen (R) Dr Syed Azhar
Ahmed Vice Chancellor Baqai Medical University for his personal interest and
constant encouragement through out the study
It is my great desire to express my gratitude to Prof Dr Syed Fazal Hussain
CEO Baqai Institute of Pharmaceutical Sciences for his cooperation and attention and
providing all the facilities of the Institute at my disposal during the research work
I am also thankful to Mrs Shaukat Khalid Dean Faculty of Pharmaceutical
Sciences for her support during the study
I feel honored to express my sincere thanks and indebtedness to Prof Dr
Khursheed Ali Khan Department of Pharmaceutics Prof Dr Aminuddin Department
of Pharmaceutical Chemistry and Dr Faiyaz H M Vaid Chairman Department of
Pharmaceutical Chemistry Faculty of Pharmacy University of Karachi who helped me
selflessly with their invaluable suggestions through out the research work
vii
I feel immense pleasure to pay my sincere and special thanks to Ms Sofia
Ahmed Assistant Professor and In charge Department of Pharmaceutics who lent all
sort of cooperation and spared no effort in helping me during this work
Special thanks are due to Mr Saif-ur-Rehman Khatak Deputy Drug Controller
for his cooperation and help during this study
I acknowledge with sincere thanks the contribution of Tabros Pharmaceutical
Industry Karachi for providing me the opportunity to use their facilities for certain
measurements without which the completion of this work would not have been possible
I highly appreciate the technical services rendered by Mr Anees Mr Wajahat
and Mr Sajjad in pursuance of this study
I am very grateful to Mrs Prof Dr Iqbal Ahmad for her kindness and generous
hospitality during my innumerable visits to their residence
Last but not the least I would like to express my immense indebtedness to My
Gracious Parents Beloved Brothers and Sisters for their moral support kindness and
encouragement throughout my career
I am also thankful to all my students for their affectionate feelings
M A S
viii
To
My Beloved Parents amp
Late Prof Dr S Sabir Ali for their interest and endless support
ix
CONTENTS
Chapter Page
ABSTRACT iv
ACKNOWLEDGEMENTS vi
I INTRODUCTION 1
11 HISTORICAL BACKGROUND 2
12 PHYSICOCHEMICAL CHARACTERISTICS OF
ASCORBIC ACID
2
13 CHEMISTRY OF ASCORBIC ACID 3
131 Nomenclature and Structure 3
132 Chemical Stability 3
14 BIOCHEMICAL FUNCTIONS 7
15 ANTIOXIDANT ACTIVITY 8
16 PHOTOSTABILITY OF DRUGS 9
17 KINETIC TREATMENTS OF PHOTOCHEMICAL
REACTIONS
12
18 LITERATURE ON ASCORBIC ACID 15
II PHOTODEGRADATION REACTIONS AND ASSAY OF
ASCORBIC ACID
17
21 PHOTODEGRADATION REACTIONS 18
211 Photodegradation of Ascorbic Acid 18
212 Effect of Various Substances on Photodegradation of Ascorbic
Acid
20
213 Photosensitized Oxidation of Ascorbic Acid 22
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins 25
22 ASSAY OF ASCORBIC ACID 26
221 Spectrophotometric Methods 26
222 Fluorimetric Methods 28
x
223 Mass spectrometric Methods 28
224 Chromatographic Methods 28
225 Enzymatic Methods 29
226 Commercial Kits for Clinical Analysis 30
227 Analysis in Creams 30
III FORMULATION AND STABILITY OF CREAM
PREPARATIONS
31
31 FORMULATION OF CREAM PREPARATIONS 32
311 Choice of Emulsion Type 32
312 Choice of Oil Phase 33
313 Emulsion Consistency 33
314 Choice of Emulsifying Agent 34
315 Formulation by the HLB Method 34
316 Concept of Relative Polarity Index 35
32 FORMULATION OF ASCORBIC ACID CREAMS 37
33 STABILITY OF CREAMS 39
331 Physical Stability 39
332 Chemical Stability 39
333 Microbial Stability 40
334 Stability of Ascorbic Acid in Liquid Formulations 41
335 Stability of Ascorbic Acid in Emulsions and Creams 41
336 Stability Testing of Emulsions 45
3361 Macroscopic examination 46
3362 Globule size analysis 46
3363 Change in viscosity 46
3364 Accelerated stability tests 46
337 FDA Guidelines for Semisolid Preparations 46
xi
OBJECT OF PRESENT INVESTIGATION 48
IV MATERIALS AND METHODS 51
41 MATERIALS 52
42 METHODS 55
421 Cream Formulations 55
422 Preparation of Creams 56
423 Thin-Layer Chromatography 57
424 pH Measurements 57
425 Ultraviolet and Visible Spectrometry 58
426 Photolysis of Ascorbic Acid 59
4261 Creams 59
4262 Aqueous and organic solvents 59
4263 Storage of creams in dark 59
427 Measurement of Light Intensity 59
428 Procedure 60
4281 Calculation 62
429 Viscosity Measurements 63
4210 Assay method 65
42101 UV spectrophotometric method for the assay of creams
containing ascorbic acid alone
65
42102 Iodimetric method for the assay of ascorbic acid in creams
containing riboflavin nicotinamide and alpha-tocopherol 65
42103 Spectrophotometric method for the assay of ascorbic acid in
aqueous and organic solvents
67
V PHOTODEGRADATION OF ASCORBIC ACID IN
ORGANIC SOLVENTS AND CREAM FORMULATIONS
68
51 INTRODUCTION 69
52 PHOTOPRODUCTS OF ASCORBIC ACID 71
xii
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED
SOLUTIONS
71
54 ASSAY OF ASCORBIC ACID IN CREAMS AND
SOLUTIONS
73
55 EFFECT OF SOLVENT 74
56 EFFECT OF CONCENTRATION 80
57 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
88
58 EFFECT OF VISCOSITY 94
59 EFFECT OF pH 94
510 EFFECT OF REDOX POTENTIAL 96
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE
OXIDATION OF ASCORBIC ACID
97
512 DEGRADATION OF ASCORBIC ACID IN THE DARK 98
VI PHOTOCHEMICAL INTERACTION OF ASCORBIC
ACID WITH RIBOFLAVIN NICOTINAMIDE AND
ALPHA-TOCOPHEROL IN CREAM FORMULATIONS
109
61 INTRODUCTION 110
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED
CREAMS
114
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER
VITAMINS
114
64 ASSAY METHOD 116
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC
ACID
117
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID 128
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC
ACID
129
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH
ASCORBIC ACID
130
69 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
130
xiii
610 EFFECT OF VISCOSITY OF CREAMS 132
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE
OF OTHER VITAMINS IN THE DARK
135
VII STABILIZATION OF ASCORBIC ACID WITH CITRIC
ACID TARTARIC ACID AND BORIC ACID IN CREAM
FORMULATIONS
141
71 INTRODUCTION 142
72 CREAM FORMULATIONS 142
73 PRODUCTS OF ASCORBIC ACID
PHOTODEGRADATION
145
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS 145
75 ASSAY OF ASCORBIC ACID IN CREAMS 145
76 KINETICS OF PHOTODEGRADATION 146
77 EFFECT OF STABILIZING AGENTS 146
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF
STABILIZING AGENTS IN THE DARK
162
79 EFFECT OF ADDITIVES ON TRANSMISSION OF
ASCORBIC ACID
163
CONCLUSIONS AND SUGGESTIONS 179
CONCLUSIONS 180
SUGGESTIONS 184
REFERENCES 185
AUTHORrsquoS PUBLICATIONS 226
CHAPTER I
INTRODUCTION
2
11 HISTORICAL BACKGROUND
The disease scurvy which now is known as a condition due to a deficiency of
ascorbic acid in the diet has considerable historical significance (Schick 1943
Carpenter 1986 Bardolph and Taylor 1997 Thomas 1997 Bors 2005) Zilva (1932)
isolated the antiscorbutic activity factor from a crude fraction of lemon and showed that
the activity was destroyed by oxidation and protected by reducing agents Waugh and
King (1932) isolated crystalline vitamin C from lemon juice and showed it to be the
antiscorbutic factor Szent-Gyorgyi (1928) had isolated the same factor from pepper in
connection with his biological oxidation-reduction studies Hirst and Zilva (1933)
identified the antiscorbutic factor as ascorbic acid Early work on the chemical
identification and elucidation of the structure of ascorbic acid has been well documented
(Carpenter 1986) The first synthesis of L-ascorbic acid was achieved almost
simultaneously by Ault et al (1933) and Reichstein et al (1933)
Plants and most animals synthesize their own vitamin C but humans lack this
ability due to the deficiency in an enzyme L-gulono-gamma-lactone oxidase that
catalyzes the terminal step in ascorbic acid biosynthesis (Nishikimi et al 1994)
Therefore humans obtain this vitamin from diet and or vitamin supplements to not only
avoid the development of scurvy but also for overall well being (Stone 1969 Lewin
1976 Davies et al 1991) The minimal daily requirement for ascorbic acid in healthy
adults is 40ndash60 mg (Truswell 2003 Mason 2007 Eitenmiller et al 2008 Elia 2009)
12 PHYSICOCHEMICAL CHARACTERISTICS OF ASCORBIC ACID
The important physicochemical characteristics of ascorbic acid (Table 1) involved
in its identification and degradation are described by many authors (Connors et al 1986
3
OrsquoNeil 2001 Moffat et al 2004 Sinko 2006 Johnston et al 2007) The most
important chemical property of ascorbic acid is the reversible oxidation to semidehydro-
L-ascorbic acid and further oxidation to dehydro-L-ascorbic acid This property is the
basis for its physiological activity In addition the proton on oxygenndash3 is acidic (pKa1 =
417) which contributes to the acidic nature of ascorbic acid (1)
13 CHEMISTRY OF ASCORBIC ACID
131 Nomenclature and Structure
The IUPAC-IUB Commission on Biochemical Nomenclature changed the name
vitamin C (2-oxo-L-theo-hexono-4-lactone-23-enediol) to ascorbic acid or L-ascorbic
acid in 1965 (Johnston et al 2007) The chemical structure of ascorbic acid (1) is
HO OH
O
OHHO
H
(1)
O
The molecule has a near planar five-membered ring with two chiral centers
which contain four stereoisomers
132 Chemical Stability
Ascorbic acid is sensitive to air and light and is kept in a well-closed container
protected from light (British Pharmacopoeia 2009) The degradation reactions of
ascorbic acid in aqueous solution depend on a number of factors such as pH temperature
presence of oxygen or metal It is not very stable in aqueous media at room
temperature and undergoes oxidative degradation to dehydroascorbic acid and
4
Table 1 Physicochemical characteristics of ascorbic acid
Empirical formula C6H8O6
Molar mass 17613
Crystalline form Monoclinic mix of platelets and needles
Melting point 190 to 192 degC
[α]25
+205deg to +215deg
pH
5 mg ml
50 mg ml
~3
~2
pKa 417 1157 (20deg)
Redox potential
(dehydroascorbic acid ascorbate)
(H+ ascorbate
ndash)
ndash174 mV
+282 mV
Solubility g ml
Water
Ethanol absolute
Ether chloroform benzene
033
002
Insoluble
UV spectrum
Absorption maximum [A(1 1 cm)]
pH 20
pH 70
245 nm [695]
265 nm [940]
Infrared spectrum
Principal peaks (Nujol mull)
1026 (CminusOH str) 1111(CminusOminusC str) 1312
(minusCminusOminus str) 1653 (C=O str) 990 (C=C str)
cmndash1
Mass spectrum
Principal ions at mz
29 41 39 42 69 116 167 168
D
5
23-diketogulonic acid The stability of ascorbic acid and dehydroascorbic acid can be
improved by lowering the pH below 2 (Wechtersbach and Cigic 2007) Above pH 7
alkali-catalyzed degradation by cleavage at Cndash1 or Cndash2 results in a number of
compounds mainly monondash dindash and tricarboxylic acids (Connors et al 1986 Bors and
Buettner 1997 Halliwell and Whiteman 1997) The oxidative degradation of ascorbic
acid and dehydroascorbic acid in parenteral nutrition mixtures is catalyzed by trace
elements particularly copper (Allwood 1984ab Allwood et al 1992 Allwood and
Kearney 1998 Kearney et al 1998 Gibbons et al 2001) Stabilized ascorbic acid
preparations in hydroalcoholic vehicle (Kaplan et al 1989) and aquaculture feeds
(OrsquoKeefe 2001) have been reported The various oxidation products of ascorbic acid are
shown in Fig 1
It is interesting to note that in addition to redox and acid-base properties ascorbic
acid can exist as a free radical (Bielski et al 1981 Bielski 1982 Halliwell 1996 Bors
and Buettner 1997) The ascorbate radical anion is an important intermediate in the
reactions involving oxidants and ascorbic acidrsquos antioxidant activity Rate constants for
the generation of ascorbate radicals are in the range of 104ndash10
8 s
ndash1 When ascorbate
radicals are generated by oxyanions the rate constants are of the order of 104ndash10
7 s
ndash1
when generated by halide radicals 106ndash10
8 s
ndash1 and when generated by tocopherols and
flavonoids radicals 106ndash10
8 s
ndash1 (Bielski 1982 Halliwell and Whiteman 1997) The
ascorbate radicals decay usually by disproportionation However a change in ionic
strength or pH can influence the rate of dismutation of ascorbic acid Certain oxyanions
such as phosphates accelerate dismutation (Bielski et al 1981) The acceleration is
attributed to the activity of various protonated forms of phosphate to donate a proton
6
Fig 1 Oxidation products of ascorbic acid
O
OHOH
H
OO
OHOH
H
OO
OHOH
H
O
Ascorbyl radical anion
(interm ediate)
Ascorbic acid
(1)
-e- -2H
+
+e- +2H
+
-e-
+e-
Dehydroascorbic acid
(2)
23-diketo-L-gulonic acid
O xalic acid
+
L-Threonic acid
L-Xylose
+
C O 2
CO 2
L-Xylonic acid
+
L-Lyxonic acid CO 2
HO OH O O-
O O
7
efficiently to the ascorbate radical particularly the dimer form of ascorbate
The unusual stability of the ascorbate radical in biological systems dictates that
accessory enzymatic systems be made available to reduce the potential transient
accumulation of ascorbate radical The excess ascorbate radicals may initiate a chain of
free-radicals reactions In plants NADHmonodehydroascorbate reductase maintains
ascorbic acid in its reduced form NADHmonodehydroascorbate reductase plays a major
role in stress related responses in plants Glutathione dehydroascorbate reductase serves
this purpose in animal tissues Such enzymes keep ascorbic acid operating at maximum
efficiency so that other enzyme systems may take advantage of the univalent redox
cycling capacity of ascorbate (Asard et al 2004 Johnston et al 2007)
The anaerobic degradation of ascorbic acid has been studied by Finholt et al
(1963) Under these conditions the molecule is dehydrated and hydrolyzed in aqueous
solution to give furfural and carbon dioxide The rate of degradation is maximum at pH
41 corresponding to the pKa of ascorbic acid This has been suggested due to the
formation of a saltndashacid complex in solution The reaction is dependent on buffer
concentration but has relatively small effect of ionic strength
14 BIOCHEMICAL FUNCTIONS
Ascorbic acid plays an essential role in the activities of several enzymes It is vital
for the growth and maintenance of healthy bones teeth gums ligaments and blood
vessels It is important for the manufacture of certain neurotransmitters and adrenal
hormones Ascorbic acid is required for the utilization of folic acid and the absorption of
iron It is also necessary for normal immune responses to infection and for wound healing
(Henry 1997)
8
Ascorbic acid deprivation and scurvy include a range of signs and symptoms that
involves defects in specific enzymatic processes (Johnston et al 2007) The
administration of ascorbic acid improves most of the signs of chemically induced
glutathione (L-γ-glutamyl-L-cysteine-glycine GSH) deficiency (Meister 1994) The
effect is very pronounced in newborn rats which do not efficiently synthesize ascorbic
acid in contrast to adult rats and guinea pigs When L-buthionine-(SR)-sulphoxime is
administered in addition to the loss in GSH there is a marked increase in
dehydroascorbic acid This has led to the hypothesis that GSH is very important to
dehydroascorbic acid reduction and as a sequence to ascorbic acid recycling (Meister
1995)
Ascorbic acid also possesses pro-oxidant properties and may cause apoptosis
lymphoid and myeloid cells It has been shown that dehydroascorbic acid also stimulates
the antioxidant defenses in some cells by preferentially importing dehydroascorbate over
ascorbate (Braun et al 1997 Banhegyi et al 1998 Puskas et al 2000 2002)
15 ANTIOXIDANT ACTIVITY
Ascorbic acid is known to readily scavenge reactive oxygen and nitrogen species
such as superoxide and hydroperoxyl radicals aqueous peroxyl radicals singlet oxygen
ozone peroxynitrite nitrogen dioxide nitroxide radicals and hypochlorous acid Excess
of such products has been associated with lipids (Niki and Noguchi 1997 Carr et al
2000 Urso and Clarkson 2003) DNA (Fraga et al 1991 1996 Lindahl 1993) and
protein oxidation (Stadtman 1991 Berlett and Stadtman 1997 Dean et al 1997
Ortwerth and Monnier 1997 Padayatty et al 2003)
9
The electron donor character of ascorbate may be responsible for many of its
known biological functions Inspite of the availability of ascorbic acid to influence the
production of hydroxyl and alkoxyl radicals it remains uncertain whether this is the
principal effect or mechanism that occurs in vivo There is a good evidence that ascorbic
acid protects lipids in biological fluids as an antioxidant (Johnston et al 2007) A
detailed account of the function of ascorbate as an antioxidant and its reactions with
reactive nitrogen species and singlet oxygen has been reported by Packer et al (2002)
and Buettner and Schafer (2004)
Ascorbic acid (Eordm ndash0115 V pH 52 Sinko 2006) has been used as an antioxidant
for the stabilization of drugs with a higher oxidation potential These drugs include
morphine (Yeh and Lach 1961) vitamin A (Wright 1986) rifampin (Maggi et al
1966) cholecalciferol (Nerlo et al 1968 Sawicka 1991) promethazine (Underberg
1978) and sulphacetamide and sulphanilamide (Ahmad and Ahmad 1983)
16 PHOTOSTABILITY OF DRUGS
Many drug substances are sensitive to light (British Pharmacopoeia 2009) and
may degrade in pharmaceutical formulations to inactive or toxic compounds This could
make a product therapeutically inactive while in use by the patients The
photodegradation (photolysis) of drug substances may occur not only during storage but
also during the use of the product It may involve several mechanisms including
oxidation reduction hydrolysis decarboxylation isomerization rearrangement and other
reactions Normal sunlight or room light may cause substantial degradation of drug
molecules The study of degradation of drug substances under the action of UVvisible
light is relevant to the process of drug development for several reasons such as
10
Exposure to light can influence the stability of a drug formulation resulting in the
loss of potency
Inappropriate exposure to light of the raw material or the final product can lead to
the formation of toxic photoproducts that are dangerous to health
Information about the stability of drug substances and formulations is needed to
predict the shelf-life of the final product (Tonnesen and Moore 1993)
The development of light-activated drugs involves activation of the compound
through photochemical reactions (Tonnesen 1991)
Adverse effects due to the formation of minor degradation products during
storage and administration have been reported (de Vries et al 1984) The drugs
substances may also cause light-induced side effects after administration to the patient by
interaction with endogenous substances The study of the photochemical properties of
drug substances and formulated products is an integral part of formulation development
to ensure the safety and efficacy of the product
The photodegradation of drug substances occurs as a result of the absorption of
radiation energy by a molecule (A) to produce an excited state species (A) (11) The
absorbed energy can be lost either by a radiative process involving fluorescence or
phosphorescence (12) or by a physical or chemical radiationless process The physical
process results in the loss of energy as heat (13) or by collisional quenching (14) The
chemical decay leads to the formation of a new species (15) The whole process is
represented as
11
A A (11)
A A + hυprime (12)
A A + heat (13)
A + A 2A (14)
A product (s) (15)
According to the Stark-Einstein law the absorption of one quantum of radiation
results in the formation of one excited molecule which may take part in several
photochemical processes [Eqs (11)ndash(15)] The quantum yield φ for any one of these
processes is defined by
Number of molecules undergoing the photochemical process φ =
Number of quanta absorbed
Considering a pure photochemical reaction the quantum yield has a value of 0ndash1
however if A is a radical that can take part in a free-radical chain reaction so that the
absorption of energy simply initiates the reaction then each quantum of energy may
result in the decomposition of molecules and φ may appear to be greater than 1 (Connors
et al 1986)
Detailed information on the photostability and photodegradation of drug
substances including vitamins alone or in solid or liquid formulations is available in the
reviews published by DeRitter (1982) Albini and Fasani (1998) Sequeira and Vozone
(2000) Tonnesen (2002 2004) Yoshioka and Stella (2002) Min and Boff (2002) Reed
et al (2003) Fasani and Albini (2005) and Sinko (2006) The photostability of cosmetic
materials has been reviewed by Sugden (1985) Important aspects dealing with the
photostability testing of drug substances have been dealt by Anderson et al (1991)
k1
k2
k3
k4
hυ
12
Tonnesen and Moore (1993) Tonnesen and Karlsen (1997) Riehl et al (1995) ICH
(1997) Singh and Bakshi (2000) Valvani (2000) Thatcher et al (2001ab) Fasani and
Albini (2005) Klick et al (2005) Singh (2006) and Ahmad and Vaid (2006)
17 KINETIC TREATMENT OF PHOTOCHEMICAL REACTIONS
The kinetic treatment of photochemical reactions with reference to the
photostability of drug substances has been considered by Moore (2004) and is presented
in this section
The photostability testing of a drug substance at the preformulation stage involves
a study of the drugrsquos rate of degradation in solution on exposure to light for a period of
time The value of the degradation rate constant depends very much on the design of the
experimental conditions (eg concentration solvent pH irradiation source oxygen
content) The factors that determine the rate of a photochemical reaction are simply the
rate at which the radiation is absorbed by the test sample (ie the number N of photons
absorbed per second) and the efficiency of the photochemical process (ie the quantum
yield of the reaction φ) For a monochromatic photon source the number of photons
absorbed depends upon the intensity of the photon source and the absorbance at that
wavelength of the absorbing species The rate of a photochemical reaction is defined as
Rate = number of molecules transformed per second = N φ (16)
In the first instance the rate can be determined for a homogeneous liquid sample
in which the only photon absorption is due to the drug molecule undergoing
transformation with the restriction that the concentration is low so that the drug does not
absorb all of the available radiation in the wavelength range corresponding to its
13
absorption spectrum The value of N can be derived at a particular wavelength λ and is
given by
Nλ = Iλ ndash It = Iλ (1 ndash 10ndashA
) (17)
where Iλ and It are the incident and transmitted radiation intensities respectively and A is
the absorbance of the sample at the wavelength of irradiation This expression can be
expanded as a power series
Nλ = 2303 Iλ (A + A22 + A
36 + hellip) (18)
When the absorbance is low (Alt 002) the second- and higher-order terms are negligible
and the expression simplifies to the first term in Eq 18 Given the Beerrsquos law relation
between absorbance and concentration N can be seen to be directly proportional to
concentration
Nλ = 2303 Iλ A = 2303 Iλ ελ b C (19)
where ελ is the molar absorptivity at wavelength λ C the molar concentration of the
absorbing species and b the optical path length of the reaction vessel Now Iλ and ελ vary
with wavelength so the expression must be integrated over the relevant wavelength range
where each has a non-zero value
N = 2303 b C int (Iλ ελ) dλ integrated from λ1 to λ2 (110)
Thus
Rate = 2303 b C φ int (Iλ ελ) dλ (111)
Now the overlap integral (int Iλ ελ dλ) is a constant for a particular combination of photon
source and absorbing substance b is determined by the reaction vessel chosen and φ is a
characteristic of the reaction Thus by grouping the constant terms into an overall
constant k1 the expression is simplified to a first-order kinetic equation
14
Rate = ndashd [Drug] dt = k1C (112)
The integrated form of Eq 112 can be expressed in exponential form (Eq 113) or
logarithmic form (Eq 114)
[Drug]t = [Drug]0 endashk1t
(113)
ln [Drug]t = ln [Drug]0 ndash k1t (114)
Verification of first-order kinetics is obtained when a plot of the logarithm of the
concentration of drug remaining is linear with slope equal to (ndashk1)
Eq 112 predicts that a photodegradation reaction studied at low concentrations in
solution will follow first-order kinetics however the rate constant derived from a study
performed in one laboratory will not be the same as that found in another The reason for
this is the inherent difficulty in reproducing exactly the experimental arrangement of
photon source and sample irradiation geometry Therefore the relative values of the rate
constants are useful in a given experimental arrangement for making comparisons of
degradation of the absorbing substance in different formulations eg those containing
ingredients designed to inhibit the photoreaction The use of rate constants is helpful for
comparative purposes when studying a number of different reaction mixtures under the
same irradiation conditions such as the effect of pH on the degradation of a drug
However the reaction order and numerical values of the rate constants are relative to the
specific conditions used
15
18 LITERATURE ON ASCORBIC ACID
A large number of reviews have been published on various aspects of ascorbic
acid A list of important reviews is given below
Chemistry biochemical functions and related aspects
Rosenberg (1945) Burns (1961) King and Burns (1975) Sim (1972) Hanck
(1982) Zaeslein (1982) Seib and Tolbert (1982) Carpenter (1986) Levine
(1986) Davies et al (1991) Halliwell and Whiteman (1997) Ortega and Delgado
(1998) Asard et al (2004) Hickey and Roberts (2004) Johnston et al (2007)
Eitenmiller (2008)
Chemical and pharmaceutical stability
Macek (1960) Garrett (1967) Carstensen (1972) Dale and Booth (1976) Hashmi
(1973) Litner (1973) DeRitter (1982) Allwood (1984ab) Allwood and Kearney
(1998) Connors et al (1986) Smith et al (1988) Racz (1989) Roth et al 1991
Ball (2006) Eitenmiller et al (2008) Sweetman (2009)
Methods of assay and chromatography
Mader (1961) Gyorgy and Pearson (1967) Bolliger and Konig (1969) Hashmi
(1973) Al-Meshal and Hassan (1982) Pelletier (1985) Lambert and deLeenheer
(1992) Halver and Felton (2001) Moffat et al (2004) Ball (2006) Eitenmiller et
al (2008)
Pharmacology and related aspects
Levine (1986) Dollery (1999) Sauberlich (1994ab) McDowell (2000)
Kaushansky and Kipps (2006) Sweetman (2009)
16
Antioxidant activity
Basu et al (1999) Shacter (2000) Thiele et al (2000) Cadenas and Packer
(2002) Packer et al (2002) Padayathy et al (2003) Parker and Parker (2003)
Burke (2006) Johnston et al (2007)
Cosmetic Preparations
Barel et al (2001) Salvador and Chisvert (2007) Rosen (2005) Bissett (2006)
Chaudhri and Jain (2009)
CHAPTER II
PHOTODEGRADATION
REACTIONS AND ASSAY
OF ASCORBIC ACID
18
21 PHOTODEGRADATION REACTIONS
211 Photodegradation of Ascorbic Acid
Aqueous ascorbic acid (1) solutions are degraded by UV light to give
dehydroascorbic acid (2) (Arcus and Zilva 1940) Ascorbic acid degradation at a
concentration of 52 and 50 mg on UV irradiation for 2 hours gave a loss of 43 and 8
respectively Dehydroascorbic acid solutions are more stable to UV light than the
ascorbic acid (Kitagawa 1968) In many natural products the vitamin is oxidized on
exposure to air and light (OrsquoNeil 2001) When solutions of multivitamin preparations are
exposed to light H2O2 as well as organic peroxides are generated and specific
byproducts that differ from dehydroascorbic acid and 23-diketogulonic acid (3) are
produced (Lavoie et al 2004)
In aqueous neutral or alkaline solution ascorbic acid (1) undergoes chemical or
photochemical oxidation to dehydroascorbic acid (2) which upon saponification of the
lactone ring under the influence of the base water produces 23-diketo-L-gulonic acid (an
α szlig- diketogulonic acid) (3) This acid undergoes further oxidation to oxalic acid (4) and
L-threonic acid (5) (Racz 1989) (Fig 2a) At room temperature oxalic acid (4) is also
formed along with threonolactone (6) by photochemical degradation of ascorbic acid (1)
in the presence of singlet oxygen (1O2) (Silva and Quina 2006) (Fig 2a) The low-
temperature photooxygenation of ascorbic acid (1) gives a mixture of unstable
hydroperoxide ketones (7) and (8) which on standing interconvert and cyclize to
hydroperoxyhemiketal (9) The hydroperoxyhemiketal breaks down on warming to
produce the oxalate esters of threonic acid (10) (Fig 2b) (Kwon and Foote 1988)
19
COOH
COOH
O
OHHO
O
HOH2C
HO2
O
O
HO
OO
O O2H
OHHO
O
HOH2C
OH
O
O
OH
O2H
OO
HO O2CCO2H
(1)hv
room temperature
(4)(6)
(1)hv
85 oC
(7)
(a)
(8)
+
cyclization
(9)
ring cleavage
(b)
(10)
(2)
OH O
OHHO
OH O O
(3)
OH OH
OH
OH O
O
OH
1O2 [O]
+
(5)
COOH
COOH
(4)
+
OH
Fig 2 Photooxidation of ascorbic acid at room and low temperature
20
An important consideration in the stability of ascorbic acid in total parenteral
nutrition (TPN) solutions is the generation of hydrogen peroxide in the presence of light
(Laborie et al 1998 1999 2000 2002 Chessex et al 2002) This may result from the
oxidation of ascorbate anion by molecular oxygen (Homann and Gaffron 1964 Taqui
Khan and Martell 1967 Mushran and Agarwal 1977 Hughes 1985 De La Rochette et
al 2000) leading to further degradation of ascorbic acid (Deutsch 1998a 1998b
1998c) The kinetics and mechanism of oxidation reactions of ascorbic acid have been
studied by several workers (Taqui Khan and Martell 1967 Ogata and Kosugi 1969
Blaugh and Hajratwala 1972 Fessenden and Verma 1978 Abe et al 1986 Kwon et al
1989 Fornaro and Coicher 1998 Njus et al 2001)
The photostability of various ascorbic acid tablets on exposure to UV light has
been studied and the influence of antioxidants and moisture on the potency loss of
ascorbic acid has been evaluated The physical characteristics of ascorbic acid tablets are
also affected on UV irradiation (Ahmad et al 1973 Jamil et al 1980ab Jamil and
Ahmad 1984)
212 Effect of Various Substances on Photodegradation of Ascorbic Acid
The oxidation-reduction reactions of ascorbic acid in the presence of riboflavin at
pH 8ndash9 under the influence of light have been studied Under these conditions ascorbic
acid is a more active H donor to riboflavin than phenolphthalein (Sibi et al 1953)
Riboflavin has been found to catalyze the photodegradation of ascorbic acid solutions
during exposure to light and air The losses of ascorbic acid are markedly increased by
the presence of Cu2+
and Fe3+
ions under light exposed and unexposed conditions (Sattar
et al 1977) A spectral study of the UV photolysis of ascorbic acid solutions in the
21
presence of riboflavin has shown that the degradation of ascorbic acid is enhanced to the
extent of about 15 (Vaid et al 2005) The influence of DL- methionine on the
photostability of ascorbic acid solutions has also been studied DL- methionine (10 mg
) enhances the photostability of ascorbic acid (40 mg ) in acetate and phosphate
buffers but not in citrate buffer at pH 45 The photoprotective action of DL-methionine
on ascorbic acid appears to be influenced by its concentration pH of the medium and the
buffer species (Asker et al 1985)
The degradation of ascorbic acid solutions on irradiation with simulated sunlight
in the presence of the food dye quinolone yellow (E 104) is enhanced However this
effect is reversed by the addition of mannitol indicating that this dye facilitates the
photogeneration of hydroxyl radicals which may cause degradation of the vitamin The
incorporation of triplet quenchers enhances the stability of substrate solutions suggesting
that the dye acts as a triplet sensitizer to facilitate the reaction (Sidhu and Sugden 1992)
The photostability of ascorbic acid solutions is enhanced by sweetening agents (mannitol
sorbitol sucrose dextrose and Canderal) at 5 wv concentration However the addition
of stoichiometric amounts of hydrogen peroxide as a source of hydroxyl radicals and 2
2rsquo-azobis (2-amidopropane) as a source of hydroperoxyl radicals results in diminished
stability of ascorbic acid solutions The diminished activity may be due to the action of
hydroperoxyl radicals in the presence of hydroxyl radical scavengers (Ho et al 1994)
Metal-complexing agents (eg disodium ethylenediaminetetraacetic acid N-
hydroxylethyl ethylenediaminetetraacetic acid 8-hydroxyquinoline) have a stabilizing
effect on the photolysis of ascorbic acid injectable solutions (Kassem et al 1969ab
22
1972) This may be due to the interaction of these agents with metal ions and other
impurities
213 Photosensitized Oxidation of Ascorbic Acid
In the presence of visible light a photosensitizer such as riboflavin can exhibit
photosensitizing properties through a mixed Type IndashType II mechanism (Yoshimura and
Ohno 1988 Foote 1991 Silva et al 1994 Silva and Quina 2006) as presented below
Type I mechanism (low oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (21)
3RF + SH rarr RF
middot ndash + SH
middot + rarr RFH
middot + S
middot (22)
RFmiddot ndash
+ O2 rarr RF + O2middot ndash
(23)
2RFHmiddot rarr RF + RFH2 (24)
RFH2 + O2 rarr RF + H2O2 (25)
H2O2 + O2middot ndashrarr
ndashOH +
middotOH + O2 (26)
Smiddot and or SH
middot +
+ H2O2 O2middot ndash
rarr Soxid (27)
Type II mechanism (high oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (28)
3RF + O2 rarr RF +
1O2 (29)
SH + 1O2 rarr Soxid (210)
In these reactions RF 1RF and
3RF represent RF in the ground state and in the excited
singlet and triplet states respectively RFmiddot ndash
RFHmiddot and RFH2 are the radical anion the
radical and the reduced form of RF SH is the reduced substrate and SHmiddot
+ S
middot and Soxid
23
represent the intermediate radical cation the radical and the oxidized form of the
substrate respectively
An early study of the riboflavin-sensitized photooxidation of ascorbic acid has
been carried out by flash photolysis (Heelis et al 1981) ESR spectrometry has been
used to investigate the photosensitized formation of ascorbate radicals by riboflavin (Kim
et al 1993) The photochemical behavior of a system consisting of ascorbate ion (AHndash)
and riboflavin has been studied by Mancini et al (2000) and De La Rochette et al (2000
2003) The photosensitized processes were examined as a function of oxygen pressure
and the efficiency of RF induced degradation of AHndash
at various oxygen concentrations
was compared on the basis of the respective initial photosensitization quantum yields
(Table 2)
In this reaction a Type I photosensitization mechanism (Karlsen 1996) implies a
direct electron transfer between AHndash and the RF triplet-excited state followed by the
oxidation of semioxidized ascorbyl radical (AHmiddot) by molecular oxygen or some other
reactive species On the contrary in a Type II photosensitization mechanism singlet
oxygen is produced directly by energy transfer from the RF triplet-excited state to
molecular oxygen and the singlet oxygen then oxidizes the AHndash Thus by irradiating
under increasing oxygen pressure it is possible to control the relative prevalence and
efficiency of Type I or Type II mechanisms The absence of a linear relationship between
the quantum yields of ascorbate degradation and oxygen concentration indicates that the
photosensitization mechanism involved in not exclusively Type II
24
Table 2 Initial quantum yield (φ) for ascorbate (AHndash) degradation during
photosensitization by RF (35 microM) in solutions irradiated at 365 nm and
37ordmC
O2 103 times φ (AH
ndash)a
0
5
20
14 plusmn 06
1670 plusmn 220
1940 plusmn 200
a Data are the mean plusmn SD of three independent experiments
25
In the presence of RF and O2 the quantum yields for degradation of ascorbate ion
have been found to be greater than one suggesting the participation of chain reactions
initiated by the ascorbyl radical as given by the following reactions
3RF + AH
ndash rarr RFmiddot
ndash + AHmiddot (211)
AHmiddot + O2 rarr A + HO2middot (212)
HO2middot + AHndash rarr H2O2 + AHmiddot (213)
The generation of the ascorbyl radical by the reaction between the RF excited-
triplet state and the ascorbate ion (Eq 211) is the only step that requires the absorption of
photons (to form the excited-triplet state of RF) The subsequent reactions (Eqs 212 and
213) are independent of light and lead to further degradation of the ascorbate ion In the
presence of transition metal ions such as Fe3+
in trace amounts in the buffer solution
containing RF and ascorbate ions further oxidation of ascorbate ion could also occur As
a result the reduced form of the metal ion (ie Fe2+
) can be generated by the metal
catalyzed oxidation of ascorbate ion This has been confirmed by the significant decrease
in the AHndash photooxidation quantum yield in the presence of the metal chelator EDTA
which inactivates the trace amounts of iron present in the buffer solution The quantum
yields for the photosensitized oxidation of ascorbate ion are decreased twofold at 20 O2
and fourfold at 5 O2 concentration in the presence of EDTA (Silva and Quina 2006)
Amino acids have been found to affect the photosensitized oxidation of ascorbic acid
(Jung et al 1995)
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins
The stability of ascorbic acid is reported to be enhanced in syrups containing B-
complex vitamins (Connors et al 1986) This may be due to the increased viscosity of
the syrups inhibiting the oxidation of ascorbic acid The rate of photolysis in solution
26
containing cyanocobalamin and ascorbic acid is reported to decrease with an increase in
pH (Ansari et al 2004) where as use of certain halide salts has been reported to be
beneficial in stabilizing pharmaceutical products and dietary supplements when vitamin
B12 and vitamin C are combined in solution (Ichikawa et al 2005) When a solution of
multivitamins is exposed to light it is reported that organic peroxidases are generated and
the concentration of ascorbic acid decreases (Lavoie et al 2004)
22 ASSAY OF ASCORBIC ACID
Recent accounts of the development and application of analytical methods to the
determination of ascorbic acid in pharmaceuticals biological samples and food materials
are reported in the literature (Rumsey and Levine 2000 Halver and Felton 2001 Moffat
et al 2004 Ball 2006 Sheraz et al 2007 Eitenmiller et al 2008 Salkic and Kubicek
2008) Most of these methods are based on the application of spectrophotometric
fluorimetric and chromatographic techniques to suit the requirements of a particular assay
and are summarized below
221 Spectrophotometric Methods
Spectrophotometric methods are the most widely used methods for the assay of
ascorbic acid in aqueous solution Ascorbic acid exhibits strong absorption in the
ultraviolet region (absorption maxima 243 nm at pH 2 and 265 nm at pH 4ndash10 OrsquoNeil
2001 Moffat et al 2004 British Pharmacopoeia 2009) This is the basis of
spectrophotometric methods for the determination of the vitamins in pure solutions and in
sample preparations where no interference is observed from UV absorbing impurities
The value of A (1 1 cm) at the analytical wavelength of 245 nm (pH 20) is high (695)
which makes the method very sensitive for the determination of mg quantities of the
27
vitamin Treatment of the material to be analyzed with ascorbic acid oxidase is often used
as a blank to correct for the presence of interfering substances in biological samples (Liu
et al 1982) A spectrophotometric method for the determination of ascorbic acid in
pharmaceuticals by background correction (245 nm) has been reported (Verma et al
1991) The direct determination of ascorbic acid in mixtures involves the use of 22prime-
dipyridyl as a colorimetric reagent The method is based on the reduction of Fe (III) by
ascorbic acid to Fe (II) which reacts with 2 2prime-dipyridyl to form a colored complex
(absorption maximum 510 nm) that can be used for quantitative determination (Margolis
and Schmidt 1996) A spectrophotometric method has been developed for the
determination of ascorbic acid and its oxidation product dehydroascorbic acid in
biological samples (Moeslinger et al 1995) A sensitive method has been reported for
the determination of ascorbic acid in pharmaceutical formulations and fruit juices by
interaction with 2-(5-bromo-2-pyridylazo)-5-diethylaminophenol (Br-PADAP) (Ferreira
et al 1997) A novel UV method has been developed for the analysis of ascorbic acid in
methanol at 245 nm in various formulations (Zeng et al 2005)
Ascorbic acid in aqueous solutions has been assayed at 244 nm (pH ~2) (Ogata
and Kosugi 1969) 245 nm (pH 35) (Blaugh and Hajratwala 1972) 264 nm (pH 7)
(Salkic et al 2007) 265 nm (pH 7) (Hashmi 1973) 275 nm (pH 41 and 70) (Heelis et
al 1981) 265 nm (pH 7) (Al-Meshal and Hassan 1982) 245 nm (pH ~2) (Verma et al
1991) and 265 nm (pH ~7) (Erb et al 2004) Dehydroascorbic acid and 23-
diketogulonic acid do not significantly absorb in this region (Pelletier 1985 Davies et
al 1991 Rumsey and Levine 2000) and therefore do not interfere with the assay of
ascorbic acid in degraded solutions
28
222 Fluorimetric Methods
Fluorimetry is a highly sensitive technique for the determination of fluorescent
compounds or fluorescent derivatives of non-fluorescent compounds The technique has
been used for the detection of microg quantities of ascorbic acid Methods based on
fluorimetric (Kampfenkel et al 1995) and chemiluminescence detection (Zhang and
Chen 2000) provide highly sensitive methods for the determination of ascorbic acid in
plant and other materials
223 Mass Spectrometric Methods
Conventional and isotope mass spectrometric techniques have also been used for
the analysis of ascorbic acid Isotope ratio mass spectrometry is particularly useful and
sensitive when 13
C ascorbic acid is used as a standard in the analysis of complex matrices
(Gensler et al 1995)
224 Chromatographic Methods
High-performance liquid chromatographic (HPLC) methods have extensively
been employed for the determination of ascorbic acid in biological samples These
methods include ion exchange reversed phase and ion-pairing HPLC protocols
Spectrophotometric fluorimetric and electrochemical detection has been used in the
HPLC analysis of ascorbic acid The electrochemical detection is used for the
simultaneous determination of ascorbic acid dehydroascorbic acid and their isomers and
derivatives A number of HPLC methods have been developed for the detection and
determination of ascorbic acid and its oxidation products and derivatives in biological
samples and plant materials (Tsao and Young 1985 Tangney 1988 Dabrowski and
Huiterleitner 1989 Thomson and Trenerry 1995 Kimoto et al 1997 Kall and
29
Anderson 1999 Rumelin et al 1999 Lykkesfeldt 2000 Zhang et al 2000 Pastore et
al 2001 Frenich et al 2005) The limit of detection of ascorbic acid in plasma or urine
with UV detection lies in the range of 100-120 microg (Liau et al 1993 Manoharan and
Schwille 1994) Fluorescence detection of ascorbic acid and dehydroascorbic acid in
plasma and its comparison with coulometric detection has been reported (Tessier et al
1996) A liquid chromatography-diode-array detection (LCndashDAD) method has been
reported for the determination of 10 water-soluble and 10 fat-soluble vitamins including
ascorbic acid in pharmaceutical preparations with a coefficient of variation lt 65
(Konings 2006)
Liquid chromatography methods based on precolumn and o-phenylenediamine
(OPD) derivatization have been used for the determination of total vitamin C and total
isovitamin C in foods and dehydro forms of the vitamin Isoascorbic acid has been used
as an internal standard in the analysis (Speek et al 1985 Vanderslice et al 1990
Dodsun et al 1992 Vanderslice and Higgs 1988 1993 Hagg et al 1994 1995) The
limits of detection of ascorbic acid by HPLC using different detectors are in the range of
16ndash400 microgl (Capellmann and Bolt 1992 Iwase and Ono 1994 Karatepe 2004)
225 Enzymatic Methods
Enzymatic methods using ascorbate oxidase are specific and have the advantage
of selectively measuring the biological activity of ascorbic acid in serum or plasma (Liu
et al 1982) Ascorbate oxidase and OPD derivatization has been used to develop a rapid
automated method for the routine assay of ascorbic acid in serum and plasma The
method has a sample throughput of 100h (Ihara et al 2000)
30
226 Commercial Kits for Clinical Analysis
Commercial kits (eg Immunodiagnostic Germany Biovision USA) are also
used for the determination of ascorbic acid in biological samples (serum or plasma) in
clinical laboratories
227 Analysis in Creams
The general methods for the analysis of active ingredients and excipients in
cosmetic products including creams are described by Salvador and Chisvert (2007)
Ascorbic acid and derivatives in creams have been determined by liquid chromatography
(Irache et al 1993 Varvaresou et al 2006) gas chromatography-mass spectrometry
(Leveque et al 2005) and electrochemical methods (Beissenhirtz et al 2003 Guitton et
al 2007)
CHAPTER III
FORMULATION AND
STABILITY OF CREAM
PREPARATIONS
32
31 FORMULATION OF CREAM PREPARATIONS
Traditionally emulsions have been defined as dispersions of macroscopic droplets
of one liquid in another liquid with a droplet diameter approximately in the range of 05-
100 microm (Becher 1965) According to the definition of International Union of Pure and
Applied Chemistry (IUPAC) (1971) ldquoIn an emulsion liquid droplets and or liquid
crystals are dispersed in a liquidrdquo
Creams are semisolid emulsions intended for external applications They are often
composed of two phases Oil-in-water (ow) emulsions are most useful as water-washable
bases whereas water-in-oil (wo) emulsions are emollient and cleansing agents The
active ingredient is often dissolved in one or both phases thus creating a three-phase
system Patients often prefer a wo cream to an ointment because the cream spreads more
readily is less greasy and the evaporating water soothes the inflamed tissue OW creams
(vanishing creams) rub into the skin the continuous phase evaporates and increases the
concentration of a water-soluble drug in the adhering film The concentration gradient for
drug across the stratum corneum therefore increases promoting percutaneous absorption
(Barry 2002 Betageri and Prabhu 2002)
The various factors involved in the formulation of emulsions and topical products
have been discussed by Block (1996) Barry (2002) and Jain et al (2006) and are briefly
presented in the following sections
311 Choice of Emulsion Type
Oil-in-water emulsions are used for the topical application of water-soluble drugs
mainly for local effect They do not have the greasy texture associated with oily bases
and are therefore pleasant to use and easily washed from skin surfaces Moisturizing
33
creams designed to prevent moisture loss from the skin and thus inhibit drying of the
stratum corneum are more efficient if formulated as ow emulsions which produce a
coherent water-repellent film
312 Choice of Oil Phase
Many emulsions for external use contain oils that are present as carriers for the
active ingredient It must be realized that the type of oil used may also have an effect both
on the viscosity of the product and on the transport of the drug into the skin (Barry
2002) One of the most widely used oils for this type of preparation is liquid paraffin
This is one of a series of hydrocarbons which also includes hard paraffin soft paraffin
and light liquid paraffin They can be used individually or in combination with each other
to control emulsion consistency This will ensure that the product can be spread easily but
will be sufficiently viscous to form a coherent film over the skin The film-forming
capabilities of the emulsion can be further modified by the inclusion of various waxes
such as bees wax carnauba wax or higher fatty alcohols
313 Emulsion Consistency
A consideration of the texture or feel of a product intended for external use is
important A wo preparation will have a greasy texture and often exhibits a higher
apparent viscosity than ow emulsions This fact imparts a feeling of richness to many
cosmetic formulations Oil-in-water emulsions will however feel less greasy or sticky on
application to the skin will be absorbed more readily because of their lower oil content
and can be more easily washed from skin surface Ideally emulsions should exhibit the
rheological properties of plasticity pseudoplasticity and thixotropy Emulsions of high
apparent viscosity for external use (cream) are of a semisolid consistency There are
34
several methods by which the rheological properties of an emulsion can be controlled
(Billany 2002)
314 Choice of Emulsifying Agent
The choice of emulgent to be used would depend on factors such as its
emulsifying ability route of administration and toxicity Most of the non-ionic emulgents
are less irritant and less toxic than their anionic and cationic counter parts Some
emulgents such as the ionic alkali soaps often have a high pH and are thus unsuitable for
application to broken skin Even in normal intact skin with a pH of 55 the application of
such alkaline materials can cause irritation Some emulsifiers in particular wool fat can
cause sensitizing reactions in susceptible people The details of various types of
emulsifying agents are available in the literature (Betageri and Prabhu 2002 Billany
2002 Swarbrick et al 2006)
315 Formulation by the HLB Method
The physically stable emulsions are best achieved by the presence of a condensed
layer of emulgent at the oil water interface and the complex interfacial films formed by a
blend of an oil-soluble emulsifying agent with a water-soluble one produces the most
satisfactory emulsions
It is possible to calculate the relative quantities of the emulgents necessary to
produce the most physically stable emulsions for a particular formulation with water
combination This approach is called the hydrophilic-lipophilic balance (HLB) method
Each surfactant is allocated an HLB number representing the relative properties of the
lipophilic and hydrophilic parts of the molecule High numbers (up to a theoretical
number of 20) therefore indicates a surfactant exhibiting mainly hydrophilic or polar
35
properties whereas low numbers represent lipophilic or non-polar characteristics Each
type of oil requires an emulgent of a particular HLB number in order to ensure a stable
product For an ow emulsion the more polar the oil phase the more polar must be the
emulgent system (Billany 2002 Im-Emsap et al 2002 Swarbrick et al 2006)
316 Concept of Relative Polarity Index
In the ingredient selection in cosmetic formulations a new concept of relative
polarity index (RPI) has been presented (Wiechers 2005) The physicochemical
characteristics of the ingredients determine their skin delivery to a greater extent than the
formulation type The cosmetic formulation cannot change the chemistry of the active
molecule that needs to penetrate to a specific site within the skin However the
formulation type can be selected based on the polarity of the active ingredient and the
desired site of action for the active ingredient For optimum skin delivery the solubility of
the active ingredient needs to be as high as possible (to create a large concentration
gradient) and as small as possible (to create a large partition coefficient) To achieve this
it is necessary to determine the following parameters
The total amount dissolved in the formulation that is available for skin penetration
the higher this amount the more will penetrate until a solution concentration is
reached in the skin therefore a high absolute solubility in the formulation is required
The polarity of the formulation relative to that of the stratum corneum if an active
ingredient dissolves better in the stratum corneum than in the formulation then the
partition of the active ingredient will favour the stratum corneum therefore a low
(relative to that in the stratum corneum) solubility in the formulation is required
(Wiechers 2005)
36
These requirements can be met by considering the concept of RPI (Wiechers
2003 2005) In this systematic approach it is essential to consider the stratum corneum
as another solvent with its own polarity The stratum corneum appears to behave very
similarly to and in a more polar fashion than butanol with respect to its solubilizing
ability for active ingredients (Scheuplein and Blank 1973) The polarity of stratum
corneum as expressed by its octanol water partition coefficient is 63
The relative polarity index may be used to compare the polarity of an active
ingredient with both that of the skin and that of the oil phase of a cosmetic formulation
predominantly consisting of emollients It may be visualized as a vertical line with a high
polarity at the top and a high lipophilicity at the bottom The polarity is expressed as the
log10 of the octanol water coefficient For example the relative polarity index values of
glycerin and isostearyl isostearate are -176 and 2698 respectively (Wiechers 2005) In
order to use the concept of the relative polarity index three numbers (on log10 scale) are
required
The polarity of the stratum corneum is set at 08 However in reality this value will
change with the hydration state of the stratum corneum that is determined in part by
the external relative humidity (Bonwstra et al 2003)
The polarity of the active molecule
The polarity of the formulation
For multiphase or multipolarity systems like emulsions the active ingredient is dissolved
in the phase For example in an ow emulsion where a lipophilic active ingredient is
dissolved in the oil phase it is the polarity of the homogenous mixture of the lipophilic
active ingredient and internal oil For the same lipophilic active in a wo emulsion it is
37
the polarity of the homogenous mixture of the lipophilic active ingredients and external
oil For water-soluble active ingredients it is the polarity of the homogenous mixture of
the hydrophilic active ingredient and the aqueous phase regardless whether it is internal
(wo emulsions) or external (ow emulsions)
Once the active ingredient and the formulation type have been chosen it is
necessary to create the delivery system that will effectively deliver the molecule The
concept of relative polarity index allows the formulator to select the polarity of the phase
in which the active ingredient is incorporated on the basis of its own properties and those
of the stratum corneum In order to achieve maximum delivery the polarity of the active
ingredient and the stratum corneum need to be considered In order to improve the skin
delivery of active ingredients the first step involves selecting a primary emollient with a
polarity close to that of the active ingredient in which it will have a high solubility The
second step is to reduce the solubility of the active ingredient in the primary emollient via
the addition of a secondary emollient with a different polarity and therefore lower
solubility for the active ingredient This approach has shown a 3-4 fold increase in skin
penetration with out increasing the amount of active ingredients in the formulation
(Wiechers 2005)
32 FORMULATION OF ASCORBIC ACID CREAMS
Ascorbic acid is a water-soluble material and is included frequently in skin care
formulations to restore skin health It is very unstable and is easily oxidized in aqueous
solution This vitamin is known to be a reducing agent in biological systems and causes
the reduction of both oxygen- and nitrogen- based free radicals (Higdon and Frei 2002)
It can also act as a co-antioxidant with the tocopheroxyl radical to regenerate alpha-
38
tocopherol (Packer et al 1979 Buettner 1993 Peyrat-Maillard et al 2001) In this
reaction the two vitamins act synergistically Alpha-tocopherol first functions as the
primary antioxidant that reacts with an organic free radical Thereafter ascorbic acid
reacts with the free radical tocopheroxyl to general alpha-tocopherol In physiological
conditions the ascorbyl radical formed by regenerating tocopherol is then converted back
to ascorbate by the redox cycle (Davies et al 1991) The interaction of ascorbic acid
with a redox partner such as alpha-tocopherol has been found useful to slow its oxidation
and prolong its action
The instability of ascorbic acid makes this antioxidant active ingredient a
formulation challenge to deliver to the skin and retain its effective form In addition to its
use in combination with alpha-tocopherol in cream formulations the stability of ascorbic
acid may be improved by its use in the form of a fatty acid ester such as ascorbyl
palmitate Ascorbyl palmitate has been used in thixogel formulations and is typically
incorporated into the mineral oil phase Preliminary experiments have shown that it could
be slowly released from the starch-oil emulsion matrix and act as an antioxidant (Wille
2005)
Various physical and chemical factors involved in the formulation of cream
preparations have been discussed in the above sections For polar and air light sensitive
compounds such as ascorbic acid it is important to consider factors such as the choice of
formulation ingredients polar character of formulation HLB value pH viscosity etc to
achieve stability
39
33 STABILITY OF CREAMS
331 Physical Stability
The most important consideration with respect to pharmaceutical and cosmetic
emulsions (creams) is the stability of the finished product The stability of a
pharmaceutical emulsion is characterized by the absence of coalescence of the internal
phase absence of creaming and maintenance of elegance with respect to appearance
odor color and other physical properties An emulsion is a dynamic system however
any flocculation and resultant creaming represent potential steps towards complete
coalescence of the internal phase In pharmaceutical emulsions creaming results as a lack
of uniformity of drug distribution and poses a problem to the pharmaceutical
compounder Another important factor in the stabilization of emulsions is phase inversion
which involves the change of emulsion type from ow to wo or vice versa and is
considered as a case of instability The four major phenomena associated with the
physical instability of emulsions are flocculation creaming coalescence and breaking
These have been discussed by Garti and Aserin (1996) Im-Emsap et al (2002) and Sinko
(2006)
332 Chemical Stability
The instability of a drug may lead to the loss of its concentration through a
chemical reaction under normal or stress conditions This results in a reduction of the
potency and is a well-recognized cause of poor product quality The degradation of the
drug may make the product esthetically unacceptable if significant changes in color or
odor have occurred The degradation product may also be a toxic substance The various
pathways of chemical degradation of a drug depend on the structural characteristics of the
40
drug and may involve hydrolysis dehydration isomerization and racemization
decarboxylation and elimination oxidation photodegradation drug-excipients and drug-
drug interactions Factors determining the chemical stability of drug substances include
intrinsic factors such as molecular structure of the drug itself and environmental factors
such as temperature light pH buffer species ionic strength oxygen moisture additives
and excipients The application of well-established kinetic principles may throw light on
the role of each variable in altering the kinetics of degradation and to provide valuable
insight into the mechanism of degradation (Baertschi and Alsante 2005 Yoshioka and
Stella 2002 Lachman et al 1986) The chemical stability of individual components
within an emulsion system may be very different from their stability after incorporation
into other formulation types For example many unsaturated oils are prone to oxidation
and their degree of exposure to oxygen may be influenced by factors that affect the extent
of molecular dispersion (eg droplet size) This could be particularly troublesome in
emulsions because emulsification may introduce air into the product and because of the
high interfacial contact area between the phases (Barry 2002) The use of antioxidants
retards oxidation of unsaturated oils minimizes changes in color and texture and prevents
rancidity in the formulation Moreover they can retard the degradation of certain active
ingredients such as vitamin C (Vimaladevi 2005) The stability problems of dispersed
systems and the factors leading to these stability problems have been discussed by
Weiner (1996) and Lu and Flynn (2009)
333 Microbial Stability
Topical bases often contain aqueous and oily phases together with carbohydrates
and proteins and are susceptible to bacterial and fungal attack Microbial growth spoils
41
the formulation and is a potential toxic hazard Therefore topical formulations need
appropriate preservatives to prevent microbial growth and to maintain their quality and
shelf-life (Barry 2002 Arger et al 1996) Cream formulations may contain fats and oils
with high percentage of unsaturated linkages that are susceptible to oxidation degradation
and development of rancidity The addition of antioxidants retards oxidation of fats and
oils minimizes changes in color and texture and prevents rancidity in the formulation
Moreover they can retard the degradation of certain active ingredients such as vitamin C
These aspects in relation to dermatological formulations have been discussed by Barry
(1983 2002) and Vimaladevi 2005)
334 Stability of Ascorbic Acid in Liquid Formulations
Ascorbic acid is very unstable in aqueous solution Different workers have studied
the stability of ascorbic acid in liquid formulations (Connors et al 1986 Austria et al
1997) Its shelf-life can be prolonged by appropriate choice of vehicle and control of
other variables such as pH stabilizers temperature light and oxygen (Table 3)
Similarly the stability of various concentrations of ascorbic acid in solution form may
vary depending upon the type of solvent used (Table 4) (Connors et al 1986 Satoh et
al 2000 Lee et al 2004 Zeng et al 2005)
335 Stability of Ascorbic Acid in Emulsions and Creams
Ascorbic acid exerts several functions on skin such as collagen synthesis
depigmentation and antioxidant activity Ultraviolet radiation generates reactive oxygen
species (ROS) which produce some harmful effects on the skin including photocarcinoma
and photoaging In order to combat these problems ascorbic acid as an antioxidant has
42
Table 3 Effect of vehicles on the stability of ascorbic acid ( ascorbic acid remaining in
solutions after storage at room temperature) (Connors et al 1986)
Storage Time (days) No Vehicle
30 60 90 120 180 240 360
1 Corn Syrup 965 925 920 920 900 860 760
2 Sorbitol 990 990 990 970 960 925 890
3 4 Carboxymethyl
Cellulose
840 680 565 380 ndash ndash ndash
4 Glycerin 100 100 990 990 970 935 920
5 Propylene glycol 995 990 980 945 920 900 900
6 Syrup USP 100 100 980 980 930 900 880
7 Syrup 212 gL 880 810 775 745 645 590 440
8 25 Tragacanth 785 620 510 320 ndash ndash ndash
9 Saturated solution of
Dextrose
990 935 875 800 640 580 510
10 Distilled Water 900 815 745 675 405 185 ndash
11 50 Propylene glycol +
50 Glycerin
980 ndash 960 ndash 933 ndash ndash
12 25 Distilled Water +
75 Sorbo (70 solution
of Sorbitol)
955 954 ndash 942 930 ndash ndash
13 50 Glycerin + 50
Sorbo
982 984 978 ndash ndash 914 ndash
43
Table 4 Stability of various concentrations of ascorbic acid in water propylene glycol
and USP syrup at room temperature ( of ascorbic acid remaining in solution)
(Connors et al 1986)
Storage Time (days) Concentration
(mg ml)
Solvent
30 60 90 120 180 240 360
10 Water 930 840 820 670 515 410 ndash
50 Water 940 920 880 795 605 590 300
100 Water 970 930 910 835 705 680 590
10 Propylene glycol 100 985 980 975 960 920 860
50 Propylene glycol 100 970 980 980 980 965 935
100 Propylene glycol 100 100 100 100 990 100 925
10 Syrup 100 100 980 990 970 960 840
50 Syrup 100 100 100 100 990 100 960
100 Syrup 100 100 100 100 100 100 995
44
been used in various dosage forms and in different concentrations (Darr et al 1996
Gallarate et al 1999 Zhang et al 1999 Pinnell et al 2001 Lee et al 2004 Raschke
et al 2004 Elmore 2005 Farahmand et al 2006 Maia et al 2006) Ascorbic acid has
good photoprotective ability against UVA-mediated phototoxicity (Darr et al 1996) A
variety of formulations containing ascorbic acid or its derivatives have been studied in
order to evaluate their stability and delivery through the skin (Gallarate et al 1999
Zhang et al 1999 Ozer et al 2000 Pinnell et al 2001 Lee et al 2004 Raschke et al
2004 Farahmand et al 2006) Formulations containing derivatives of ascorbic acid are
found to be more stable than ascorbic acid but they do not produce the same effect as that
of the parent compound probably due to the lack of redox properties (Heber et al 2006)
Effective delivery of ascorbic acid through topical preparations is a major factor that
should be critically evaluated as it may be dependent upon the nature or type of the
formulation (Gallarate et al 1999 Pinnell et al 2001) The pH of the formulation
should be on the acidic side (~ pH 35) for effective penetration of the vitamin in the skin
(Pinnell et al 2001) and for its stabilization in the formulation (Gallarate et al 1999)
Some other antioxidants such as alpha-tocopherol ferulic acid and sodium metabisulphite
have also been used in combination with ascorbic acid for the purpose of its stabilization
in topical formulations and to produce some synergistic effects (Darr et al 1996 Lin et
al 2005 Maia et al 2006 Tournas et al 2006) Effect of some rheological properties
such as viscosity and dielectric constant on the stability of ascorbic acid in emulsions has
also been investigated (Connors et al 1986) Viscosity of the medium is an important
factor that should be considered for the purpose of ascorbic acid stability as higher
viscosity formulations have shown some degree of protection (Ozer et al 2000
45
Szymula 2005) Along with other factors formulation type also plays an important role in
the stability of ascorbic acid It is reported that ascorbic acid is more stable in emulsified
system as compared to aqueous solutions (Gallarate et al 1999 Lee et al 2004) In
multiemulsions ascorbic acid is reported to be more stable as compared to simple
emulsions (Gallarate et al 1999 Ozer et al 2000 Lee et al 2004 Farahmand et al
2006)
Ascorbic acid and its derivatives have been used in a variety of cosmetic
formulations as an antioxidant pH adjuster anti-aging and photoprotectant (Elmore
2005) The control of instability of ascorbic acid poses a significant challenge in the
development of cosmetic formulations It is also reported that certain metal ions or
enzyme systems effectively convert ascorbic acidrsquos antioxidant action to pro-oxidant
activity (Elmore 2005) Therefore utilization of an effective antioxidant system is
required to maintain the stability of vitamin C in various preparations (Zhang et al 1999
Pinnell et al 2001 Maia et al 2006) The chemical stability of ascorbic acid has been
studied in emulsions and creams by several workers (Darr et al 1996 Gallarate et al
1999 Lee et al 2004 Raschke et al 2004 Elmore 2005 Farahmand et al 2006)
however there is a lack of information on the photostability of ascorbic acid in cream
formulations
336 Stability Testing of Emulsions
The stability testing of emulsions (creams) may be carried out by performing the
following tests (Billany 2002)
46
3361 Macroscopic examination
The assessment of the physical stability of an emulsion is made by an
examination of the degree of creaming or coalescence occurring over a period of time
This involves the calculation of the ratio of the volume of the creamed or separated part
of the emulsion and the total volume A comparison of these values can be made for
different products
3362 Globule size analysis
An increase in mean globule size with time (coupled with a decrease in globule
numbers) indicates that coalescence is the cause of this behavior This can be used to
compare the rates of coalescence for a variety of emulsion formulations For this purpose
microscopic examination or electronic particle counting devices (coulter counter) or
laser diffraction sizing are widely used
3363 Change in viscosity
Many factors may influence the viscosity of emulsions A change in apparent
viscosity may result from any variation in globule size or number or in the orientation or
migration of emulsifier over a period of time
3264 Accelerated stability tests
In order to compare the relative stabilities of a range of similar products it is
necessary to speed up the processes of creaming and coalescence by storage at elevated
temperatures and then carrying out the tests described in the above sections
337 FDA guidelines for semisolid preparations
According to FDA draft guidelines to the industry (Shah 1997) semisolid
preparations (eg creams) should be evaluated for appearance clarity color
47
homogencity odour pH consistency viscosity particle size distribution (when feasible)
assay degradation products preservative and antioxidant content (if present) microbial
limits sterility and weight loss when appropriate Additionally samples from
production lot or approved products are retained for stability testing in case of product
failure in the field Retained samples can be tested along with returned samples to
ascertain if the problem was manufacturing or storage related Appropriate stability data
should be provided for products supplied in closed-end tubes to support the maximum
anticipated use period during patient use and after the seal is punctured allowing product
contact with the cap cap lever Creams in large containers including tubes should be
assayed by sampling at the surface top middle and bottom of the container In addition
tubes should be sampled near the crimp The objective of stability testing is to determine
whether the product has adequate shelf-life under market and use conditions
48
OBJECT OF PRESENT INVESTIGATION
Ascorbic acid (vitamin C) is extensively used as a single ingredient or in
combination with vitamin B complex and other vitamins in the form of drops injectables
lotions and syrups It is an ingredient of anti-aging cosmetic products alone or along with
alpha-tocopherol (vitamin E) Ascorbic acid exerts several functions on the skin as
collagen synthesis depigmentation and antioxidant activity It protects the signs of
degenerative skin conditions caused by oxy-radical damage In solutions and creams
ascorbic acid is susceptible to air and light and undergoes oxidative degradation to
dehydroascorbic acid and inactive products The degradation is influenced by
temperature viscosity and polarity of the medium and is catalysed by metal ions
particularly Cu+2
Fe+2
and Zn+2
One of the major problems faced in cream preparations is the instability of
ascorbic acid as it may be exposed to light during formulation manufacturing and
storage and the possibility of photochemical degradation can not be neglected The
behaviour of ascorbic acid in light is of particular interest since no systematic kinetic
studies have been conducted on its photodegradation in these preparations under various
conditions The study of the formulation variables such as emulsifier humectants and pH
may throw light on the photostabilization of ascorbic acid in creams
The main object of this investigation is to study the behaviour of ascorbic acid in
cream preparations on exposure to UV light in the pharmaceutically useful pH range An
important aspect of the work is to study the interaction of ascorbic acid with other
vitamins such as riboflavin nicotinamide and alpha-tocopherol and the effect of certain
stabilizers such as citric acid tartaric acid and boric acid on its photodegradation In
49
addition it is intended to study the photolysis of ascorbic acid in organic solvents to
evaluate the effect of solvent characteristics (eg dielectric constant and viscosity) on the
stability of the vitamin The study of all these aspects may provide useful information to
improve the photostability and efficacy of ascorbic acid in cream preparations
An outline of the proposed plan of work is presented as follows
1 To prepare a number of oil-in-water cream formulations based on different
emulsifying agents and humectants containing ascorbic acid alone and in
combination with other vitamins and stabilizing agents
2 To perform photodegradation studies on ascorbic acid in creams using a UV
irradiation source with emission corresponding to the absorption maximum of
ascorbic acid
3 To identify the photoproducts of ascorbic acid in creams using chromatographic
and spectrophotometric methods
4 To apply appropriate and validated analytical methods for the assay of ascorbic
acid alone and in combination with other vitamins and stabilizing agents
5 To study the effect of solvent characteristics such as dielectric constant and
viscosity on the photolysis of ascorbic acid in aqueous and organic solvents
6 To evaluate the kinetics of photodegradation of ascorbic acid and its interactions
with other vitamins (riboflavin nicotinamide and alpha-tocopherol) in creams
7 To evaluate the effect of carbon chain length of the emulsifying agent and the
viscosity of the humectant on the photodegradation of ascorbic acid
50
8 To develop relationships between the rate of photodegradation of ascorbic acid
and the concentration pH carbon chain length of emulsifier viscosity of the
creams
9 To determine the effect of compounds such as citric acid tartaric acid and boric
acid used as stabilizing agents on the rate of photodegradation and stabilization
of ascorbic acid in creams
10 To present reaction schemes for the photodegradation of ascorbic acid and its
interactions with other vitamins
CHAPTER IV
MATERIALS
AND
METHODS
52
41 MATERIALS
Vitamins and Related Compounds
L-Ascorbic Acid vitamin C (5R)-5-[(1S)-12-dihydroxyethyl]-34-dihydroxyfuran-2(5H)-
one Merck
C6H8O6 Mr 1761
Dehydroascorbic Acid L-threo-23-hexodiulosonic acid γ-lactone Sigma
C6H6O6 Mr 1741
23-Diketogulonic Acid
C6H8O7 Mr 192
It was prepared according to the method of Homann and Gaffron (1964) by the
hydrolysis of dehydroascorbic acid
Riboflavin vitamin B2 (310-dihydro-78-dimethyl-10-[(2S3S4R)-2345-
tetrahydroxypentyl] benzopteridine-24-dione) Merck
C17H20N4O6 Mr 3764
Nicotinamide vitamin B3 (pyridine-3-carboxamide) Merck
C6H6N2O Mr 1221
Alpha-Tocopherol vitamin E ((2R)-2578-tetramethyl-2-[(4R8R)-4812-
trimethyltridecyl]-34-dihydro-2H-1-benzopyran-6-ol) Merck
C29H50O2 Mr 4307
Formylmethylflavin (78-dimethyl-10-formylmethylisoalloxazine)
C14H12N4O3 Mr 2843
53
Formylmethylflavin was synthesized according to the method of Fall and Petering
(1956) by the periodic acid oxidation of riboflavin It was recrystallized from absolute
methanol dried in vacuo and stored in the dark in a refrigerator
Lumichrome (78-dimethylalloxazine) Sigma
C12H10N4O2 Mr 2423
It was stored in the dark in a desiccator
Stabilizers
Boric Acid orthoboric acid Merck
H3BO3 Mr 618
Citric Acid 2-hydroxypropane-123-tricarboxylic acid Merck
C6H8O7H2O Mr 2101
L-Tartaric acid [(2R3R)-23-dihydroxybutanedioic acid] Merck
C4H6O6 Mr 1501
Emulsifying Agents
Stearic Acid (95) octadecanoic acid Merck
C18H36O2 Mr 2845
Palmitic Acid hexadecanoic acid Merck
C16H32O2 Mr 2564
Myristic Acid tetradecanoic acid Merck
C14H28O2 Mr 2284
Cetyl alcohol hexadecan-1-ol Merck
C16H34O Mr 2424
54
Humectants
Glycerin glycerol (propane-123-triol) Merck
C3H8O3 Mr 921
Propylene glycol (RS)-propane-12-diol Merck
C3H8O2 Mr 7610
Ethylene glycol ethane-12-diol Merck
C2H6O2 Mr 6207
Potassium Ferrioxalate Actinometry
Potassium Ferrioxalate
K3Fe(C2O4)3 3H2O Mr 4912
Potassium Ferrioxalate was prepared according to the method of Hatchard and
Parker (1956) Three volumes of 15 M potassium oxalate was mixed with one volume of
15 M ferric chloride with vigorous stirring The yellow green precipitate of potassium
ferrioxalate was recrystallized twice from water dried at 45 ordmC and stored in the dark in a
desiccator
Reagents
All the reagents and solvents used were of analytical grade obtained from BDH
Merck
Water
Freshly boiled distilled water was used throughout the work
55
42 METHODS
421 Cream Formulations
On the basis of the various cream formulations reported in the literature (Block
1996 Flynn 2002 Betageri and Prabhu 2002 Vimaladevi 2005 EIRI Board Lu and
Flynn 2009) the following basic formula was used for the preparation of oil-in-water
creams containing ascorbic acid
Oil phase Percentage (ww)
Emulsifier
Myristic palmitic stearic acid
Cetyl alcohol
120
30
Aqueous phase
Humectant
Ethylene glycol propylene glycol glycerin
50
Active ingredient
Ascorbic acid
20 (0114 M)
Neutralizer
Potassium hydroxide
10
Continuous phase
Distilled water
QS
Additional ingredientsa
Vitamins
Riboflavin (Vitamin B2)
Nicotinamide (Vitamin B3)
Alpha-Tocopherol (Vitamin E)
0002ndash001 (053ndash266times10ndash4
M)
028ndash140 (0023ndash0115 M)
017ndash086 (0395ndash200times10ndash2
M)
Stabilizers
Citric acid
Tartaric acid
Boric acid
010ndash040 (0476ndash190times10ndash2
M)
010ndash040 (067ndash266times10ndash2
M)
010ndash040 (0016ndash0065 M)
a The vitamin stabilizer concentrations used were found to be effective in promotion
inhibition of photodegradation of ascorbic acid in cream formulations
56
422 Preparation of Creams
The emulsifiers were melted at 70ndash80 ordmC in a glass jar immersed in a water bath
Ascorbic acid was separately dissolved in a small portion of distilled water Potassium
hydroxide and humectant were dissolved in the remaining portion of water and mixed
with the oily phase with constant stirring until the formation of a thick white mass It was
cooled to ~40 ordmC and the ascorbic acid solution was added The thick mass was mixed
using a mechanical mixer with a glass stirrer at 1000 rpm for 5 minutes The pH of the
cream was adjusted to the desired value and the contents again mixed for 10 minutes at
500 rpm All the creams were prepared under uniform conditions to maintain their
individual physical characteristics and stored at room temperature in airtight glass
containers protected from light
In the case of other vitamins nicotinamide was dissolved along with ascorbic acid
in water and added to the cream Riboflavin or alpha-tocopherol were directly added to
the cream and mixed thoroughly according to the procedure described above
In the case of stabilizing agents (citric tartaric and boric acids) the individual
compounds were dissolved in the ascorbic acid solution and added to the cream followed
by the procedure described above
The details of the various cream formulations used in this study are given in
chapters 5ndash7
57
423 Thin-Layer Chromatography (TLC)
The following TLC systems were used for the separation and identification of
ascorbic acid and photodegradation products
Adsorbent a) Silica gel GF 254 (250-microm) precoated plates
(Merck)
Solvent systems S1 acetic acid-acetone-methanol-benzene
(552070 vv) (Ganshirt and Malzacher 1960)
S2 ethanol-10 acetic acid-water (9010 vv)
(Bolliger and Konig 1969)
S3 acetonitrile-butylnitrile-water (66332 vv)
(Saari et al 1967)
Temperature 25ndash27 ordmC
Location of spots Ascorbic acid UV light 254 nm (Uvitec lamp
UK)
Dehydroascorbic acid Spray with a 3 aqueous
phenylhydrazine hydrochloride solution
424 pH Measurements
The measurements of pH of aqueous solutions and cream formulations were
carried out using an Elmetron LCD display pH meter (modelndashCP501 sensitivity plusmn 001
pH units) (Poland) with a combination electrode The electrode was calibrated
automatically in the desired pH range (25 ordmC) using the following buffer solutions
58
Phthalate pH 4008
Phosphate pH 6865
Disodium tetraborate pH 9180
The electrode was immersed directly into the cream (British Pharmacopoeia
2009) kept for few seconds to equilibrate and the pH adjusted in the range of 40ndash70
with phosphoric acid sodium hydroxide solution
425 Ultraviolet and Visible Spectrometry
The absorbance measurements and spectral determinations were performed on
Shimadzu UVndashVisible recording spectrophotometer (model UVndash1601) using matched
silica cells of 10 mm path length The cells were employed always in the same orientation
using appropriate control solutions in the reference beam The baseline was automatically
corrected by the built-in baseline memory at the initializing period Auto-zero adjustment
was made by a one-touch operation The instrument checked the wavelength calibration
(6561 nm) using the deuterium lamp at the initializing period The absorbance scale was
periodically checked using the following calibration standard (British Pharmacopoeia
2009)
0057ndash0063 gl of potassium dichromate in 0005 M sulphuric acid
The specific absorbance [A(1 1 cm)] of the solution should match the
following values with the stated limit of tolerance
Wavelength
(nm)
Specific absorbance
A (1 1 cm)
Maximum
tolerance
235 1245 1229ndash1262
257 1445 1428ndash1462
313 486 470ndash503
350 1073 1056ndash109
430 159 157ndash161
59
426 Photolysis of Ascorbic Acid
4261 Creams
A 2 g quantity of the cream was uniformly spread on several rectangular glass
plates (5 times 15 cm) covered with a 1 cm tape on each side to give a 1 mm thick layer The
plates were irradiated in a dark chamber using a Philips 30 watt TUV tube (100
emission at 254 nm the wavelength absorbed by ascorbic acid at pH 4ndash7) fixed
horizontally at a distance of 30 cm from the centre of the plates Each plate was removed
at appropriate interval and the cream was subjected to spectrophotometric assay and
chromatographic examination
4262 Aqueous and organic solvents
A 10ndash3
M solution of ascorbic acid (50 ml) prepared in water (pH 70 005 M
phosphate buffer) or in an organic solvent in a 100 ml beaker (Pyrex) was placed in a
water bath maintained at 20 plusmn 1 ordmC The solution was irradiated with the Philips 30 watt
TUV tube in a dark chamber as stated above Samples were withdrawn at appropriate
intervals for assay and chromatography
4263 Storage of creams in dark
In order to determine the stability of various cream formulations in the dark
samples were stored at room temperature in a cupboard protected from light for a period
of three months The samples were analyzed periodically for the content of ascorbic acid
and the presence of any degradation product
427 Measurement of Light Intensity
The potassium ferrioxalate actinometry was used for the measurement of light
intensity of the radiation source employed in this work This actinometer has been
60
developed by Parker (1953) and Hatchard and Parker (1956) and is considered as the
most useful actinometer over a wide range of wavelengths (254ndash577 nm) It has been
used by Holmstrom and Oster (1961) Byrom and Turnbull (1967) McBride and Moore
(1967) Ahmad (1968) Ahmad (1978) Ahmad et al (2004a 2004b 2005 2006a
2006b 2008 2009ab) Fasihullah (1988) Vaid (1998) Ansari (2002) and Ahmad (2009)
for the measurement of light intensity
The irradiation of potassium ferrioxalate solutions in sulphuric acid results in the
reduction of ferric ion to ferrous ion according to the following reaction
2Fe [(C2O4)3]3ndash
rarr 2 Fe (C2O4) + 3 (C2O4)2ndash
+ 2CO2 (31)
The amount of Fe2+
ions formed in the reaction may be determined by
complexation with 110-phenanthroline to give a red colored complex The absorbance of
the complex is measured at 510 nm
428 Procedure
An oxygen free 0006 M solution of potassium ferrioxalate (2947 gl) in 01 N
H2SO4 was placed in the reaction vessel and irradiated with the lamp used for the
photolysis of riboflavin The irradiation was carried out under nitrogen (90ndash120
bubblesminute) which also caused stirring of the solution The temperature of the
reaction vessel was maintained at 25 plusmn 1 ordmC during the reaction
An aliquot of the photolysed solution (1ndash2 ml) was pipetted out at suitable
intervals (up to 30 minutes) into a 10 ml volumetric flask to which was then added 09
ml of N H2SO4 + 1 ml (01) 110-phenanthroline + 05 ml buffer (60 ml N CH3COONa
+ 36 ml N H2SO4 made up to 100 ml with distilled water) The flask was made up
to the mark with distilled water (final pH 35) thoroughly shaken to mix the contents and
61
Fig 3 Spectral power distribution of TUV 30 W tube (Philips)
62
allowed to stand for one hour in the dark to develop the colorndashcomplex The absorbance
of the phenanthrolinendashferrous complex was measured in a 1 cm cell at 510 nm using the
appropriate solution as blank The amount of Fe2+
ions formed was determined from the
calibration graph The calibration graph was constructed in a similar manner using
several dilutions of 1 times 10ndash6
mole ml Fe2+
in 01 N H2SO4 (freshly prepared by dilution
from standardized 01 M FeSO4 in 01 N H2SO4) (Fig 8) The experimental value of the
molar absorptivity of Fe2+
complex as determined from the slope of the calibration graph
is equal to 111 times 104 M
ndash1 cm
ndash1 and is in agreement with the value reported by Parker
(1953) Using the values of the known quantum yield for ferrioxalate actinometer at
different wavelengths (Hatchard and Parker 1956) the number of Fe2+
ions formed
during photolysis the time of exposure and the fraction of the light absorbed by the
length of the actinometer solution employed the light intensity incident just inside the
front window of the photolysis cell can be calculated In the present case total absorption
of the light has been assumed
4281 Calculation
The number of Fe2+
ions formed during photolysis (nFe
2+) is given by the
equation
6023 times 1020
V1 V3 A Σ
n Fe
2+ =
V2 1 ε (32)
where V1 is the volume of the actinometer solution irradiated (ml)
V2 is the volume of the aliquot taken for analysis (ml)
V3 is the final volume to which the aliquot V2 is diluted (ml)
1 is the path length of the spectrophotometer cell used (1 cm)
A is the measured absorbance of the final solution at 510 nm
63
ε is the molar absorptivity of the Fe2+
complex (111 times 104 M
ndash1 cm
ndash1)
The number of quanta absorbed by the actinometer nabs can then be obtained as follows
n Fe
2+
Σ nabs = ф
(33)
where ф is the quantum yield for the Fe2+
formation at the desired wavelength
The number of quanta per second per cell nabs is therefore given by
Σ nabs 6023 times 1020
V1 V3 A nabs =
t =
ф V2 1 ε t (34)
where t is the irradiation time of the actinometer in seconds
The relative spectral energy distribution of the radiation source (Fig 3) shows
100 emission at 254 nm the wavelength used for the photolysis of ascorbic acid (λmax
265 nm at pH 4ndash7) The energy emitted by the radiation source at various wavelengths
can be calculated using the equation
1197 times 105
E (KJ molndash1
) = λ nm
(35)
The quantum efficiency of ferrioxalate actinometer at the wavelength absorbed by
ascorbic acid (ie 254 nm) is high although the sensitivity drops over 450 nm The
average intensity of the TUV tube used in this study was determined as 556 plusmn 012 times
1018
quanta sndash1
429 Viscosity Measurements
The viscosity of the cream formulations was measured with a Brookfield RV
viscometer (Model DV-II + Pro USA) The instrument was calibrated using the
manufacturerrsquos viscosity standard A 200 g quantity of the cream was placed in a beaker
and the spindle (TE) was dipped into the cream It was rotated at a speed of 06 rpm for
64
00
02
04
06
08
10
12
0 2 4 6 8 10 12
Concentration of Fe++
times 105 M
Ab
sorb
an
ce a
t 51
0 n
m
Fig 4 Calibration graph for the determination of K3Fe(C2O4)3
65
one minute and the viscosity was recorded at 25plusmn1 ordmC The test was repeated three times
to account for the experimental variability and the average viscosity was noted
4210 Assay Methods
42101 UV spectrophotometric method for the assay of creams containing ascorbic
acid alone
The creams were thoroughly mixed a quantity of 2 g was accurately weighed and
the assay of ascorbic acid was carried out by the UV method of Zeng et al (2005) In the
case of photodegraded creams (2 g) the material was completely removed from the glass
plate and transferred to a volumetric flask The method involved extraction of ascorbic
acid with methanol (3 times 10 ml) adjustment of the pH of combined methanolic solutions
to 20 (with H3PO4) dilution of the final solution with acidified methanol (pH 20) to 100
ml and measurement of the absorbance at 245 nm using appropriate blank The
concentration of ascorbic acid was calculated using 560 as the value of specific
absorbance [A (1 1 cm)] at the analytical wavelength (Table 5)
The same method was used for the assay of ascorbic acid in creams stored in the
dark and in the presence of individual stabilizing agents (citric tartaric and boric acids)
42102 Iodimetric method for the assay of ascorbic acid in creams containing
riboflavin nicotinamide and alpha-tocopherol
The assay of ascorbic acid in creams in the presence of riboflavin nicotinamide
and alpha-tocopherol was carried out according to the procedure of British
Pharmacopoeia (2009) as follows
The photolysed cream (2 g) was completely scrapped from the glass plate and
transferred to a flask containing 40 ml of distilled water and 10 ml of 1 M sulphuric acid
66
Table 5 Calibration data for ascorbic acid showing linear regression analysisa
λ max 245 nm
Concentration range 01ndash10 times 10ndash4
M (0176ndash1761 mg )
Slope 9920
SE (plusmn) of slope 00114
Intercept 00012
Correlation coefficient 09996
Molar absorptivity (ε) 9920 Mndash1
cmndash1
Specific absorbance [A (1 1 cm)] 560
a Values represent a mean of five determinations
67
was added The solution was titrated with 002 M iodine solution using 1 ml of starch
solution as indicator until a persistent violet-blue color was obtained Each ml of 002 M
iodine solution is equivalent to 352 mg of C6H8O6 The same method was used for the
assay of ascorbic acid in creams stored in the dark
42103 Spectrophotometric method for the assay of ascorbic acid in aqueous and
organic solvents
A 1 ml aliquot of the photolysed solutions of ascorbic acid in water or in an
organic solvent was evaporated to dryness under nitrogen at room temperature and the
residue redissolved in a small volume of methanol The solution was transferred to a 10
ml volumetric flask made up to volume with acidified methanol (pH 20) and the
absorbance measured at 245 nm using an appropriate blank The content of ascorbic acid
in the solutions was determined using 9920 Mndash1
cmndash1
as the value of molar absorptivity at
the analytical wavelength (Table 5)
CHAPTER V
PHOTODEGRADATION OF
ASCORBIC ACID IN
ORGANIC SOLVENTS AND
CREAM FORMULATIONS
69
51 INTRODUCTION
Ascorbic acid (vitamin C) is an essential micronutrient that performs important
metabolic functions (Packer and Fuchs 1999 Davey et al 2000 Johnston et al 2007)
It is an ingredient of anti-aging cosmetic products (Darr et al 1996 Gallarate et al
1999 Traikovich 1999 Zhang et al 1999 Ozer et al 2000 Nusgens et al 2001
Pinnell et al 2001 2003 Lee et al 2004 Raschke et al 2004 Sauermann et al 2004
Elmore 2005 Jentzsch et al 2005 Lin et al 2005 Placzek et al 2005 Carlotti et al
2006 Farahmand et al 2006 Heber et al 2006 Maia et al 2006 Tournas et al 2006)
and exerts several functions on the skin as collagen synthesis depigmentation and
antioxidant activity (Nusgens et al 2001 Spiclin et al 2003) As an antioxidant it
protects skin by neutralizing reactive oxygen species generated on exposure to sunlight
(Shindo et al 1994) In biological systems it reduces both oxygenndash and nitrogenndash based
free radicals (Higdon and Frei 2002) and thus delays the aging process In view of the
instability of ascorbic acid in skin care formulations (Bissett 2006) it is often used in
combination with another redox partner such as alpha-tocopherol (vitamin E) to retard its
oxidation (Wille 2005)
The details of the cream formulations used in this study are given in Table 6 The
results obtained on the photodegradation of ascorbic acid in aqueous organic solvents
and cream formulations are discussed in the following sections
70
Table 6 Composition of cream formulations containing ascorbic acid
Ingredients Cream
No pH
SA PA MA CA AH2 GL PG EG PH DW
1 a 4 + minus minus + + + minus minus + +
b 5 + minus minus + + + minus minus + +
c 6 + minus minus + + + minus minus + +
d 7 + minus minus + + + minus minus + +
2 a 4 minus + minus + + + minus minus + +
b 5 minus + minus + + + minus minus + +
c 6 minus + minus + + + minus minus + +
d 7 minus + minus + + + minus minus + +
3 a 4 minus minus + + + + minus minus + +
b 5 minus minus + + + + minus minus + +
c 6 minus minus + + + + minus minus + +
d 7 minus minus + + + + minus minus + +
4 a 4 + minus minus + + minus + minus + +
b 5 + minus minus + + minus + minus + +
c 6 + minus minus + + minus + minus + +
d 7 + minus minus + + minus + minus + +
5 a 4 minus + minus + + minus + minus + +
b 5 minus + minus + + minus + minus + +
c 6 minus + minus + + minus + minus + +
d 7 minus + minus + + minus + minus + +
6 a 4 minus minus + + + minus + minus + +
b 5 minus minus + + + minus + minus + +
c 6 minus minus + + + minus + minus + +
d 7 minus minus + + + minus + minus + +
7 a 4 + minus minus + + minus minus + + +
b 5 + minus minus + + minus minus + + +
c 6 + minus minus + + minus minus + + +
d 7 + minus minus + + minus minus + + +
8 a 4 minus + minus + + minus minus + + +
b 5 minus + minus + + minus minus + + +
c 6 minus + minus + + minus minus + + +
d 7 minus + minus + + minus minus + + +
9 a 4 minus minus + + + minus minus + + +
b 5 minus minus + + + minus minus + + +
c 6 minus minus + + + minus minus + + +
d 7 minus minus + + + minus minus + + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water
71
52 PHOTOPRODUCTS OF ASCORBIC ACID
The photolysis of ascorbic acid (AH2) in aqueous and organic solvents and in
cream formulations on UV irradiation leads to the formation of dehydroascorbic acid
(DHA) as detected by TLC along with the undegraded AH2 using the solvent systems A
B and C The identification of DHA was carried out by comparison of the Rf value and
spot color with those of the authentic compound The formation of DHA on
photooxidation of ascorbic acid solutions has previously been reported (Homan and
Gaffron 1964 Sattar et al 1977 Heelis et al 1981 Rozanowska et al 1997 Lavoie et
al 2004) DGA the hydrolysis product of DHA (Homan and Gaffron 1964) could not
be detected under the present experimental conditions
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED SOLUTIONS
A typical set of the UV absorption spectra of photolysed solutions of AH2 in
methanol is shown in Fig 5 There is a gradual loss of absorbance around 245 nm with
time as a result of the oxidation of the molecule to DHA (Pelletier 1985 Davies et al
1991 Rumsey and Levine 2000) which does not absorb in this region due to the loss of
conjugation Similar absorption changes are observed on the photolysis of AH2 in other
organic solvents and in the methanolic extracts of cream formulations However the
magnitude of these changes varies with the rate of photolysis in a particular solvent or
cream and appears to be a function of the polar character pH and viscosity of the
medium
72
Fig 5 UV absorption spectra of photolysed solutions of ascorbic acid in methanol at
0 40 80 120 160 220 and 300 min
73
54 ASSAY OF ASCORBIC ACID IN CREAMS AND SOLUTIONS
The assay of AH2 in creams and solutions has been carried out in acidified
methanol (pH 20) according to the UV spectrophotometric method of Zeng et al (2005)
Aqueous solutions of AH2 (~pH 2) exhibit absorption maxima at 243 nm (OrsquoNeil 2001
Moffat et al 2004 Sweetman 2009) 244 nm (Ogata and Kosugi 1969) and 245 nm
(Verma et al 1991 Johnston et al 2007) The absorption maxima of AH2 in methanol
and phosphate buffer (pH 25) occur at 245 nm (Zeng et al 2005) Since dilute solutions
of AH2 are highly susceptible to oxidation the pH was adjusted to 20 with phosphoric
acid to convert the molecule to the non-ionized form (99) to minimize degradation
during the assay AH2 in acidified methanol (pH 20) was found to exhibit the absorption
maximum at 245 nm as reported by Zeng et al (2005) The method was also used for the
assay of AH2 in aqueous and organic solvents
The validity of Beerrsquos law relation in the concentration range used was confirmed
prior to the assay The calibration data for AH2 at the analytical wavelength are presented
in Table 5 (Chapter 4) The correlation coefficient (r = 09996) indicates a good linear
relationship over the concentration range employed The values of specific absorbance
and molar absorptivity at 245 nm determined from the slope of the curve are in good
agreement with those reported by previous workers (Davies et al 1991 Johnston et al
2007) The method of Zeng et al (2005) has been found to be satisfactory for the assay of
AH2 in cream formulations and solutions and has been used to study the kinetics of
photolysis reactions The method was validated before its application to the assay of AH2
in photolysed creams The reproducibility of the method was confirmed by the analysis of
known amounts of AH2 in the concentration range likely to be found in photodegraded
74
creams The values of the recoveries of AH2 in creams by the UV spectrophotometric
method are in the range of 90ndash96 The values of RSD for the assays indicate the
precision of the method within plusmn5 (Table 7)
In order to compare the UV spectrophotometric method with the British
Pharmacopoeia iodimetric method (2009) using a dilute iodine solution (002 M) the
creams were simultaneously assayed for AH2 content by the two methods and the results
are reported in Table 8 The statistical evaluation of the accuracy and precision of the two
methods was carried out by the application of the F test and the t test respectively The F
test showed that there is no significant difference between the precision of the two
methods and the calculated value of F is lower than the critical value (F = 639 P = 005)
in each case The t test indicated that the calculated t values are lower than the tabulated t
values (t = 2776 P = 005) suggesting that at 95 confidence level the differences
between the results of the two methods are statistically non-significant Thus the accuracy
and precision of the UV spectrophotometric method is comparable to that of the official
iodimetric method for the assay of AH2 in cream formulations The results of the assays
of AH2 in aqueous organic solvents and cream formulations are reported in Table 9
55 EFFECT OF SOLVENT
The influence of solvent on the rate of degradation of drugs is of considerable
importance to the formulator since the stability of drug species in solution media may be
predicted on the basis of their chemical reactivity The reactivity of drugs in a particular
medium depends to a large extent on solvent characteristics such as the dielectric
constant and viscosity (Connors et al 1986 Yoshioka and Stella 2000 Sinko 2006)
75
Table 7 Recovery of ascorbic acid added to cream formulationsa
Cream
Formulationb
Added
(mg)
Found
(mg)
Recovery
()
RSD
()
1a 400
200
380
183
950
915
21
25
2b 400
200
371
185
928
925
15
25
3c 400
200
375
181
938
905
11
31
4d 400
200
384
189
960
945
13
21
5b 400
200
370
189
925
945
14
26
6c 400
200
369
190
923
950
10
22
7d 400
200
374
182
935
910
17
39
8c 400
200
380
188
950
940
15
33
9d 400
200
367
189
918
945
20
42
a Values expressed as a mean of three to five determinations
b The cream formulations represent combinations of each emulsifier (stearic acid
palmitic acid myristic acid) with each humectant (glycerin propylene glycol ethylene
glycol) to observe the efficiency of methanol to extract AH2 from different creams
(Table 6)
76
Table 8 Assay of ascorbic acid in creams using UV spectrophotometric and iodimetric
methods
Ascorbic acid (mg) Cream
Formulationb Added UV method
a
Iodimetric
methoda
Fcalc tcalc
1a 40
20
380 plusmn 081
183 plusmn 046
375 plusmn 095
185 plusmn 071
138
238
245
104
2b 40
20
371 plusmn 056
185 plusmn 047
373 plusmn 064
193 plusmn 038
130
065
181
200
3c 40
20
375 plusmn 040
181 plusmn 056
374 plusmn 046
183 plusmn 071
132
160
101
223
4d 40
20
384 plusmn 051
189 plusmn 039
381 plusmn 066
190 plusmn 052
167
178
176
231
5b 40
20
370 plusmn 052
189 plusmn 050
372 plusmn 042
185 plusmn 067
065
179
162
125
6c 40
20
369 plusmn 037
190 plusmn 042
371 plusmn 058
188 plusmn 056
245
177
122
197
7d 40
20
374 plusmn 062
182 plusmn 072
370 plusmn 070
184 plusmn 082
127
129
144
168
8c 40
20
380 plusmn 058
188 plusmn 062
375 plusmn 075
192 plusmn 060
167
094
123
162
9d 40
20
367 plusmn 072
189 plusmn 080
365 plusmn 082
187 plusmn 075
149
092
130
203
Theoretical values (P = 005) for F is 639 and for t is 2776
a Mean plusmn SD (n = 5)
b Table 6
77
Table 9 Photodegradation of ascorbic acid in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) pHa 40 50 60 70
0 383 382 384 383
60 374 369 366 361
120 361 354 346 325
180 351 345 325 305
240 345 327 301 284
1
300 336 316 287 264
0 380 383 382 379
60 371 376 362 346
120 359 357 342 320
180 352 345 322 301
240 341 335 299 283
2
300 336 321 291 261
0 384 376 381 385
60 377 367 360 358
120 366 348 334 324
180 356 337 317 305
240 343 320 301 282
3
300 335 307 273 253
78
Table 9 continued
0 377 378 386 372
60 365 361 371 355
120 353 345 347 322
180 344 327 325 298
240 332 320 306 279
4
300 317 303 284 252
0 381 367 372 373
60 372 358 358 353
120 360 337 336 321
180 352 325 320 302
240 341 313 300 284
5
300 327 302 278 256
0 376 386 380 377
60 366 372 350 350
120 353 347 323 316
180 337 334 308 298
240 329 320 291 274
6
300 313 306 267 245
79
Table 9 continued
0 380 372 378 380
60 373 362 350 354
120 358 340 329 321
180 344 328 304 300
240 332 315 292 283
7
300 319 302 272 252
0 380 381 378 361
60 368 364 361 335
120 355 354 340 313
180 342 340 315 281
240 337 331 303 269
8
300 323 314 281 248
0 378 382 370 375
60 370 369 349 342
120 356 347 326 321
180 339 333 298 291
240 326 314 277 271
9
300 313 302 265 242
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
80
In order to observe the effect of solvent dielectric constant the apparent first-
order rate constants (kobs) for the photolysis of AH2 in alcoholic solvents (Table 10) were
plotted against the dielectric constants of the solvents A linear relationship indicated the
dependence of the rates of photolysis on solvent dielectric constant (Fig 6) This implies
the involvement of a polar intermediate in the reaction to facilitate the formation of the
degradation products as suggested by Ahmad and Tollin (1981) in the case of flavin
electron transfer reactions The effect of solvent polarity has been observed on the
autooxidation of AH2 in organic solvents (Ogata and Kosugi 1969)
Another solvent parameter affecting the rate of a chemical reaction is viscosity
which can greatly influence the stability of oxidisable substances (Wallwork and Grant
1977 Laidler 1987 Fung 1990) A plot of kobs for the photolysis of AH2 against the
reciprocal of solvent viscosity (Table 10) is linear showing that an increase in solvent
viscosity results in a decrease in the rate of photolysis (Fig 7) The viscosity of the liquid
affects the rate at which molecules can diffuse through the solution This in turn may
affect the rate at which a compound can suffer oxidation at the liquid surface This
applies to AH2 and an increase in the viscosity of the medium makes access to air at the
surface more difficult to prevent oxidation (Wallwork and Grant 1977)
56 EFFECT OF CONCENTRATION
In order to observe the effect of concentration (Table 11) on the photostability of
AH2 in a cream using stearic palmitic and myristic acids as emulsifying agents and
glycerin as humectant plots of log concentration versus time were constructed (Fig 8)
and the apparent first-order rate constants were determined (Table 12) A graph of kobs
against concentration of AH2 (Fig 9) exhibited an apparent linear relationship between
81
Table 10 Apparent first-order rate constants (kobs) for the photolysis of ascorbic acid in
water and organic solvents
Solvent Dielectric
Constant (25 ordmC)
Viscosity
(mPas) ndash1
kobs times104
(minndash1
)
Water 785 1000 404
Methanol 326 1838 324
Ethanol 243 0931 316
1-Propanol 201 0514 302
1-Butanol 178 0393 295
82
00
20
40
60
80
0 10 20 30 40 50 60 70 80
Dielectric constant
k (
min
ndash1)
Fig 6 A plot of kobs for photolysis of ascorbic acid against solvent dielectric constant
(times) Water () methanol () ethanol (diams) 1-propanol () 1-butanol
83
00
10
20
30
40
50
00 05 10 15 20
Viscosity (mPas)ndash1
k times
10
4 (m
inndash1)
Fig 7 A plot of kobs for photolysis of ascorbic acid against reciprocal of solvent
viscosity Symbols are as in Fig 6
84
Table 11 Effect of concentration on the photodegradation of ascorbic acid in cream
formulations at pH 60
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) 05 10 15 20 25
0 95 191 290 379 471
60 90 182 277 358 453
120 82 167 260 339 431
180 77 158 239 311 401
240 70 144 225 298 382
1
300 64 134 210 282 363
0 92 186 287 380 472
60 88 175 272 369 453
120 82 160 251 342 429
180 75 152 238 326 405
240 71 144 225 309 392
2
300 65 134 215 289 366
0 94 182 286 376 470
60 87 171 265 352 454
120 78 152 251 337 426
180 69 143 227 315 404
240 62 129 215 290 378
3
300 58 119 195 271 353
85
05
10
15
20
25
06
08
10
12
14
16
18
log
co
nce
ntr
ati
on
(m
g)
a
05
10
15
20
25
06
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
b
05
10
15
20
25
06
08
10
12
14
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
c
Fig 8 Log concentration versus time plots for the photodegradation of ascorbic acid at
various concentrations in creams at pH 60 a) stearic acid b) palmitic acid
c) myristic acid
86
Table 12 Apparent first-order rate constants (kobs) for the photodegradation of various
ascorbic acid concentrations in cream formulations at pH 60
kobs times 103 (min
ndash1)a Cream
Formulationb 05 10 15 20 25
1 133
(0994)
120
(0993)
111
(0995)
101
(0994)
090
(0994)
2 118
(0992)
108
(0994)
098
(0993)
093
(0992)
084
(0994)
3 169
(0994)
144
(0995)
126
(0994)
109
(0993)
097
(0992)
a The values in parenthesis are correlation coefficients
b Table 6
87
Stearic acid
Palmitic acid
Myristic acid
00
05
10
15
20
25
00 05 10 15 20 25
Ascorbic acid concentration ()
kob
s (min
ndash1)
Fig 9 A plot of kobs for photodegradation against ascorbic acid concentrations in cream
formulations
88
the two values Thus the rate of degradation of AH2 is faster at a lower concentration on
exposure to the same intensity of light This may be due to a relatively greater number of
photons available for excitation of the molecule at lower concentration compared to that
at a higher concentration The AH2 concentrations of creams used in this study are within
the range (1ndash15) reported by previous workers for topical applications to skin (Kaplan
et al 1989 Traikovich et al 1999 Nusgens et al 2001 Matsubayashi et al 2003
Espinal-Perez et al 2004 Sauermann et al 2004 Lin et al 2005 Heber et al 2006)
57 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The values of kobs for the photodegradation of AH2 (2) in various cream
formulations are reported in Table 13 The first-order plots for the photodegradation of
AH2 at pH 4ndash7 in various cream formulations are shown in Fig 10ndash12 The plots of kobs
against carbon chain length of the emulsifying agents are shown in Fig 13 They indicate
that the photodegradation of AH2 is affected by the emulsifying agent in the order
myristic acid gt stearic acid gt palmitic acid
These acids possess a polar character (Yao et al 2009) and the carbon chain of the acid
may play a part in the photostability of AH2 However the results indicate that in the
presence of palmitic acid AH2 exhibits greater stability as indicated by the plots of kobs
versus the carbon chain length of the emulsifying agents (Fig 13) This could be
predominantly due to the interaction of AH2 with palmitic acid in the cream to impart it
greater stability Ascorbic acid-6-palmitate is known to be an antioxidant in cosmetic
preparations (Lee et al 2009) and food products (Doores 2002)
In view of the above observations it may be suggested that the photodegradation
of AH2 could involve a polar semiquinone intermediate (Johnston et al 2007) which
89
Table 13 First-order rate constants (kobs) for the photodegradation of ascorbic acid in
cream formulations
kobs times 103 (min
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 044
(0992)
064
(0994)
100
(0995)
126
(0995)
2 042
(0992)
060
(0991)
095
(0992)
120
(0995)
3 047
(0993)
069
(0993)
107
(0991)
137
(0995)
4 056
(0993)
072
(0992)
104
(0994)
131
(0993)
5 050
(0991)
067
(0992)
097
(0991)
124
(0992)
6 061
(0992)
079
(0993)
113
(0992)
140
(0994)
7 060
(0992)
071
(0993)
108
(0994)
133
(0992)
8 053
(0991)
062
(0992)
099
(0994)
126
(0993)
9 065
(0991)
081
(0996)
117
(0993)
142
(0995)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental conditions
including light intensity
The estimated error is plusmn5
90
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
1
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
2
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 10 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
91
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
4
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
5
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 11 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
92
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
7
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
8
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 12 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
93
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (m
inndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (
min
ndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
Carbon chain length
ko
bs times
10
3 (
min
ndash1)
7-9
Fig 13 Plots of kobs for photodegradation of ascorbic acid in creams (1ndash9) against carbon
chain length of emulsifier () Stearic acid () palmitic acid () myristic acid
Humectant used glycerin (1ndash3) propylene glycol (4ndash6) ethylene glycol (7ndash9)
94
depending on the polar character of the medium undergoes oxidation with varying rates
This is similar to the behavior of the photolysis of riboflavin analogs which is dependent
on the polar character of the medium (Ahmad and Tollin 1981) The effect of carbon
chain length on the transdermal delivery of an active ingredient has been discussed (Lu
and Flynn 2009)
58 EFFECT OF VISCOSITY
The plots of rates of AH2 degradation in cream formulations (Table 13) as a
function of carbon chain length (Fig 13) indicate that the rates vary with the humectant
and hence the viscosity of the medium in the order
ethylene glycol gt propylene glycol gt glycerin
This is in agreement with the rate of photolysis of AH2 in organic solvents that
higher the viscosity of the medium lower the rate of photolysis Thus apart from the
carbon chain length of the emulsifier viscosity of the humectant added to the cream
formulation appears to play an important part in the stability of AH2 The stabilizing
effect of viscosity imparting substances on AH2 solutions has been reported (Stone 1969
Kassem et al 1969ab)
59 EFFECT OF pH
The kobsndashpH profiles for the photodegradation of AH2 in various creams (1ndash9) at
pH 4ndash7 (Fig 14) represent a sigmoid type curve indicating the oxidation of the ionized
form (AHndash) of AH2 (pKa 41) (OrsquoNeil 2001) with pH The AH
ndash species appears to be
more susceptible to photooxidation than the non-ionized form (AH2) The behavior of
AH2 on photooxidation in the pH range 4ndash7 is similar to that observed for the chemical
oxidation of AH2 by molecular oxygen (DeRitter 1982) and involves the interaction of
95
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
04
06
08
10
12
14
kob
s times
10
3 (m
inndash
1)
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
04
06
08
10
12
14
ko
bs times
10
3 (
min
ndash1)
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
04
06
08
10
12
14
30 40 50 60 70
pH
ko
bs
times 1
03
(min
ndash1)
Fig 14 The kobsndashpH profiles for the photodegradation of ascorbic acid in creams (1ndash9)
Glycerin
Propylene glycol
Ethylene glycol
96
AH2 with singlet oxygen on UV irradiation (Silva and Quina 2006) The AHndash species
(predominant in the pH range 42ndash70 557ndash999) is more reactive towards singlet
oxygen than its protonated form the AH2 molecule as suggested by Bisby et al (1999)
and therefore the rate of photooxidation is higher in the pH range above 41
corresponding to the pKa1 of AH2 The major goal of a ratendashpH profile is to determine
the optimum pH range for a particular formulation Several workers have studied the
ratendashpH profiles of the chemical oxidation of AH2 in the pH range 2ndash7 (Garrett 1967
Taqui Khan and Martell 1967 Rogers and Yacomeni 1971 Blaugh and Hajratwala
1972 DeRitter 1982 Moura et al 1994) however the kinetics of photooxidation of
AH2 in cream formulations has so far not been reported
510 EFFECT OF REDOX POTENTIAL
The photooxidation of AH2 is also influenced by its redox potential which varies
with pH The greater photostability of AH2 at pH 5ndash6 compared to that at pH 7 and above
is due to its lower rate of oxidationndashreduction in this range (Eordm pH 50 = +0127 V)
(OrsquoNeil 2001) The increase in the rate of photooxidation with pH is due to a
corresponding increase in the redox potential (Eordm pH 70 = +0058 V) (Fasman 1976) of
AH2 and is similar to the photolysis behavior of riboflavin at pH 5ndash6 (Eordm pH 50 = ndash0117
V) (Sinko 2006) compared to that at pH 70 (Eordm pH 70 = ndash 0207 V) (Ahmad et al
2004a Sinko 2006) Since the ionization as well as the redox potentials of AH2 are a
function of pH the rate of photooxidation depends upon the specific species present and
its redox behavior at a particular pH
97
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE OXIDATION OF
ASCORBIC ACID
A reaction scheme based on general photochemical principles for the important
reactions involved in the photooxidation of ascorbic acid is presented below
0AH2 hv k1
1AH2 (51)
1AH2 k2 Products (52)
1AH2 isc k3
3AH2 (53)
3AH2 k4 Products (54)
0AH
ndash hv k5
1AH
ndash (55)
1AH
ndash k6 Products (56)
1AH
ndash k7
3AH
ndash (57)
3AH
ndash k8 Products (58)
3AH
ndash +
0AH2 k9 AH٠
ndash + AH٠ (59)
2 AH٠ k10 A + AH2 (510)
3AH2 +
3O2 k11
0AH2 +
1O2 (511)
AHndash +
1O2 k12
3AH
ndash +
3O2 (512)
AH٠ + 1O2 k13 AHOO٠ (513)
AHOO٠ k14 A + HO2٠ (514)
AHOO٠ + 0AH2 k15 AH٠ + AHOOH (515)
AHOOH k16 secondary reaction
A + H2O2 (516)
According to this reaction scheme the ground state ascorbic acid species (0AH2
0AH
ndash) each is excited to the lowest singlet state (
1AH2
1AH
ndash) by the absorption of a
quantum of UV light (51 55) These excited states may directly be converted to
98
photoproducts (52 56) or may undergo intersystem crossing (isc) to form the excited
triplet states (53 57) The excited triplet states may then degrade to the photoproducts
(54 58) The monoascorbate triplet (3AH
ndash) may react with the ground state ascorbic
acid to form a monoascorbate radical anion (AH٠ndash) and a monoascorbate radical (AH٠)
(59) Two AH٠ radical species may lead to the formation of an oxidized (A) and a
reduced ascorbic acid molecule (AH2) (510) Ascorbic acid triplet (3AH2) may react with
molecular oxygen (3O2) to yield singlet oxygen (
1O2) (511) which may then react with
monoascorbate anion (AHndash) to form the excited triplet state (
3AH
ndash) (512) or with
monoascorbate radical to form a peroxyl radical (AHOO٠) (513) The peroxyl radical
may yield dehydroascorbic acid (A) (514) or react with ground state ascorbic acid to
give monoascorbate radical and a reduced species AHOOH (515) The reduced species
may give rise to dehydroascorbic acid and hydrogen peroxide (516)
512 DEGRADATION OF ASCORBIC ACID IN THE DARK
In view of the instability of AH2 and to observe its degradation in the dark the
creams were stored in airtight containers at room temperature in a cupboard for a period
of about 3 months and assayed for AH2 content at appropriate intervals The analytical
data (Table 14) were subjected to kinetic treatment (Fig 15ndash17) and the apparent first-
order rate constants for the degradation of AH2 were determined (Table 15) The values
of the rate constants indicate that the degradation of AH2 in the dark is about 70 times
slower than those of the creams exposed to UV irradiation (Table 13) The degradation of
AH2 in creams in the dark is due to chemical oxidation (Section 132) and occurs in the
order of emulsifying agents (Fig 18)
myristic acid gt stearic acid gt palmitic acid
99
Table 14 Degradation of ascorbic acid in the dark in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) pHa 40 50 60 70
0 383 382 384 383
10 354 340 313 278
20 309 306 279 245
40 244 209 183 161
60 172 166 131 105
1
80 145 114 81 61
0 380 383 382 379
10 360 343 350 335
20 322 310 301 294
40 266 250 211 186
60 233 211 168 142
2
80 182 153 114 89
0 384 376 381 385
10 368 350 340 318
20 318 273 273 266
40 223 199 172 155
60 174 132 117 84
3
80 122 97 66 54
100
Table 14 continued
0 377 378 386 372
10 350 334 334 318
20 314 268 256 244
40 238 208 182 136
60 179 155 107 94
4
80 128 101 79 59
0 381 367 372 373
10 350 293 300 320
20 299 266 270 263
40 220 191 192 184
60 183 153 139 129
5
80 149 115 87 76
0 376 386 380 377
10 312 320 314 251
20 255 282 226 199
40 175 194 159 131
60 139 128 99 74
6
80 102 81 55 41
101
Table 14 continued
0 380 372 378 380
10 323 330 333 323
20 288 273 276 224
40 212 174 182 146
60 152 133 108 83
7
80 100 82 66 56
0 380 381 378 361
10 333 320 310 310
20 281 266 260 257
40 230 189 171 177
60 156 148 128 111
8
80 123 96 78 66
0 378 382 370 375
10 313 295 281 300
20 256 247 257 203
40 194 178 151 133
60 119 114 88 74
9
80 88 68 49 39
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
102
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
1
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
2
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 15 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
103
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
4
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
5
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 16 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
104
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
7
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
8
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 17 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Palmitic acid
Myristic acid
Stearic acid
105
Table 15 First-order rate constants (kobs) for the degradation of ascorbic acid in cream
formulations in the dark
kobs times 102 (day
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 128
(0991)
152
(0994)
191
(0995)
220
(0994)
2 091
(0992)
110
(0991)
152
(0993)
182
(0992)
3 148
(0991)
176
(0995)
220
(0993)
254
(0995)
4 137
(0992)
161
(0993)
205
(0994)
236
(0995)
5 121
(0991)
141
(0994)
175
(0993)
195
(0993)
6 162
(0992)
194
(0995)
237
(0994)
265
(0994)
7 164
(0994)
189
(0994)
222
(0993)
246
(0996)
8 143
(0994)
167
(0995)
193
(0996)
212
(0993)
9 184
(0995)
208
(0994)
251
(0992)
280
(0996)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental
conditions
The estimated error is plusmn5
106
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (d
ayndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (
da
yndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
10
20
30
12 14 16 18
Carbon chain length
k times
10
2 (
da
yndash1)
7-9
Fig 18 Plots of kobs for degradation of ascorbic acid in the dark in creams (1ndash9) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid Humectant used glycerin (1ndash3) propylene glycol (4ndash6)
ethylene glycol (7ndash9)
107
Although it is logical to expect a linear relationship between the rate of degradation and
the carbon chain length of the emulsifier due to its polar character (Yao et al 2009) it
has not been observed in the present case The reason for the slowest rate of degradation
of AH2 in the presence of palmitic acid appears to be due to the interaction of AH2 with
palmitic acid (Lee et al 2009) as explained in Section 57
The degradation of AH2 also appears to be affected by the viscosity of the cream
in the order of humectant (Fig 19)
ethylene glycol gt propylene glycol gt glycerin
Thus the presence of glycerin imparts the most stabilizing effect on the degradation of
AH2 This is the same order as observed in the case of photodegradation of AH2 in the
creams The airtight containers used for the storage of creams make the access of air to
the creams difficult to cause chemical oxidation of AH2 However it has been observed
that the degradation of AH2 is highest in the upper layer of the creams compared to that
of the middle and the bottom layers Therefore the creams were thoroughly mixed before
sampling for the assay of AH2 However the scattering in kinetic plots (Fig 15ndash17) is
due to non-uniform distribution of AH2 in degraded creams
The effect of pH on the degradation of AH2 in the creams (Fig 19) shows that the
degradation increases with an increase in pH as observed in the case of photodegradation
of AH2 in the creams This is due to an increase in the ionization and redox potential of
AH2 with pH causing greater oxidation of the molecule and has been discussed in
Sections 59 and 510
108
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
00
10
20
30
k times
10
2 (d
ayndash
1)
Glycerin
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
00
10
20
30
k times
10
2 (
da
yndash1)
Propylene glycol
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
00
10
20
30
30 40 50 60 70
pH
k times
10
2 (d
ayndash
1)
Ethylene glycol
Fig 19 The kobsndashpH profiles for the degradation of ascorbic acid in the dark in creams
(1ndash9)
CHAPTER VI
PHOTOCHEMICAL INTERACTION
OF ASCORBIC ACID WITH
RIBOFLAVIN NICOTINAMIDE
AND ALPHA-TOCOPHEROL IN
CREAM FORMULATIONS
110
61 INTRODUCTION
It is now medically recognized that sagging skin and other signs of degenerative
skin conditions such as wrinkles and age spots are caused primarily by oxy-radical
damage Ascorbic acid can accelerate wound healing protect fatty tissues from oxidative
damage and play an integral role collagen synthesis (Zhang et al 1999) It is used in
cosmetic preparations for its anti-aging depigmentation and antioxidant properties
(Spiclin 2003 Ehrlich et al 2006) It is also used in combination with other vitamins
such as alpha-tocopherol as a co-antioxidant to stabilize cosmetic preparations (Eberlein-
Koumlnig and Ring 2005 Bissett 2006 Murray 2008) Ascorbic acid in the presence of air
or light is known to interact with alpha-tocopherol (Packer et al 2002 Johnston et al
2007) riboflavin (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Kim et al 1993 Jung et al 1995 De La Rochette et al 2000 2003 Lavoie et al
2004 Vaid et al 2005 Ahmad and Vaid 2006 Silva and Quina 2006) and
nicotinamide (Bailey et al 1945 Werner et al 1949 Guttman and Brooke 1963
DeRitter 1982) The present work involves a study of the effect of alpha-tocopherol
riboflavin and nicotinamide on the photostability of ascorbic acid in cream formulations
to observe whether the interaction in these formulations leads to the stabilization of
ascorbic acid The chemical structures of nicotinamide (NA) alpha-tocopherol (TP)
riboflavin (RF) formylmethylflavin (FMF) and lumichrome (LC) are shown in Fig 20
The details of the cream formulations used in this study are given in Table 16
The results obtained on the photodegradation of ascorbic acid in cream formulations are
discussed in the following sections
111
Riboflavin
N
N
NH
N
CH2
CH
C OHH
CH OH
CH2OH
N
N
NH
N
CH2
CHO
Formylmethylflavin
N
N
NH
HN
Lumichrome
OH
N
NH2
O
Nicotinamide
O CH3
CH3
CH3
HO
H3C
CH3 CH3 CH3
CH3
Alpha-Tocopherol
O
O
H3C
H3C
H3C
H3C
O
O
H3C
H3C
O
O
Fig 20 Chemical structures of alpha-tocopherol nicotinamide riboflavin
formylmethylflavin and lumichrome
112
Table 16 Composition of cream formulations containing ascorbic acid (2) and other
vitamins
Ingredients Cream
No SA PA MA CA GL AH2 RFa NA
b TP
c PH DW
10 a + minus minus + + + a minus minus + +
b + minus minus + + + b minus minus + +
c + minus minus + + + c minus minus + +
d + minus minus + + + d minus minus + +
e + minus minus + + + e minus minus + +
11 a minus + minus + + + a minus minus + +
b minus + minus + + + b minus minus + +
c minus + minus + + + c minus minus + +
d minus + minus + + + d minus minus + +
e minus + minus + + + e minus minus + +
12 a minus minus + + + + a minus minus + +
b minus minus + + + + b minus minus + +
c minus minus + + + + c minus minus + +
d minus minus + + + + d minus minus + +
e minus minus + + + + e minus minus + +
13 a + minus minus + + + minus a minus + +
b + minus minus + + + minus b minus + +
c + minus minus + + + minus c minus + +
d + minus minus + + + minus d minus + +
e + minus minus + + + minus e minus + +
14 a minus + minus + + + minus a minus + +
b minus + minus + + + minus b minus + +
c minus + minus + + + minus c minus + +
d minus + minus + + + minus d minus + +
e minus + minus + + + minus e minus + +
113
Table 16 continued
15 a minus minus + + + + minus a minus + +
b minus minus + + + + minus b minus + +
c minus minus + + + + minus c minus + +
d minus minus + + + + minus d minus + +
e minus minus + + + + minus e minus + +
16 a + minus minus + + + minus minus a + +
b + minus minus + + + minus minus b + +
c + minus minus + + + minus minus c + +
d + minus minus + + + minus minus d + +
e + minus minus + + + minus minus e + +
17 a minus + minus + + + minus minus a + +
b minus + minus + + + minus minus b + +
c minus + minus + + + minus minus c + +
d minus + minus + + + minus minus d + +
e minus + minus + + + minus minus e + +
18 a minus minus + + + + minus minus a + +
b minus minus + + + + minus minus b + +
c minus minus + + + + minus minus c + +
d minus minus + + + + minus minus d + +
e minus minus + + + + minus minus e + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PH = potassium hydroxide DW = distilled water
RF = riboflavin NA = nicotinamide TP = alpha-tocopherol
a RF(g ) a = 0002 b = 0004 c = 0006 d = 0008 e = 0010
b NA (g ) a = 028 b = 056 c = 084 d = 112 e = 140
c TP (g ) a = 017 b = 034 c = 052 d = 069 e = 086
The molar concentrations of these vitamins are given in Section 421
114
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED CREAMS
A typical set of the absorption spectra of the methanolic extracts (pH 20) of the
freshly prepared and photolysed creams containing AH2 and TP is shown in Fig 21 AH2
in acidified methanol exhibits absorption maximum at 245 nm (Zeng et al 2005) as
observed in Fig 21 The absorption due to TP at 284 nm (Moffat et al 2004) was
cancelled by using an appropriate blank containing an equivalent concentration of TP
The gradual decrease in absorption at around 245 nm during UV irradiation indicates the
transformation of AH2 to DHA which does not absorb in this region (Davies et al 1991)
as a result of the loss of C3=C2 chromophore Similar spectral changes around 245 nm are
observed in the presence of RF and NA which also strongly absorb in this region A
decrease in the absorption of AH2 around 266 nm in aqueous solution (pH 60) in the
presence of RF has been reported (Vaid et al 2005) The spectral changes and loss of
absorbance in methanolic extracts of creams depends on the rate of photolysis of AH2 in
the presence of these vitamins
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER VITAMINS
The UV irradiation of AH2 in cream formulations (pH 60) in the presence of RF
NA and TP results in the degradation of AH2 and RF and the following photoproducts
have been identified on comparison of their RF values and spot color fluorescence with
those of the authentic compounds
AH2 DHA
RF FMF LC CMF
In the TLC systems used NA and TP did not show the formation of any
degradation product in creams
115
Fig 21 UV absorption spectra of methanolic extracts of photodegraded ascorbic acid in
cream at 0 60 120 180 300 and 480 min
116
The formation of DHA in the photooxidation of AH2 has previously been reported by
many workers (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Rozanowska et al 1997 Lavoie et al 2004 Vaid et al 2006) RF is sensitive to light in
aqueous solutions (DeRitter 1982 British Pharmacopoeia 2009 Sweetman 2009) and is
known to form a number of products under aerobic conditions (Treadwell et al 1968
Cairns and Metzler 1971 Schuman Jorns et al 1975 Ahmad and Rapson 1990 Ahmad
and Vaid 2006 Ahmad et al 2004ab 2005 2008 Vaid et al 2006) It has been found
to degrade on UV irradiation in cream formulations to give FMF LC and CMF and these
products have been reported in the photolysis of RF by the workers cited above The
formation of these products may be affected by the interaction of AH2 and RF in creams
(Section 66) NA and TP individually did not appear to form any photoproduct of their
own directly or on interaction with AH2 in creams and may influence the degradation of
AH2 on UV irradiation
64 ASSAY METHOD
In view of the presence of RF (absorption maxima 223 267 373 and 444 nm)
(British Pharmacopoeia 2009) NA (absorption maximum 261 nm) (Moffat et al 2004)
and TP (absorption maximum 284 nm) (Moffat et al 2004) in the cream formulations
and the interference of these vitamins with the absorption of AH2 (absorption maximum
265 nm) (Davies et al 1991) the direct spectrophotometric method cannot be applied for
the determination of AH2 Therefore the iodimetric method (British Pharmacopoeia
2009) was used to determine AH2 in cream formulations The method was validated in
the presence of RF NA and TP before its application to the determination of AH2 in
photodegraded creams The reproducibility of the method has been confirmed by the
117
assay of known concentrations of AH2 in the range present in photodegraded creams The
recovery of AH2 in the creams has been found to be in the range 90ndash96 The values of
RSD indicate that the precision of the method is within plusmn5 (Table 17) and it can be
applied to study the kinetics of AH2 photolysis in cream formulations The assay data on
AH2 in various cream formulations are given in Table 18
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC ACID
Several chemical and physical factors play a role in the photodegradation of AH2
in the presence of other vitamins (RF NA TP) and affect the rate of its degradation in
cream formulations The present work involves the study of photodegradation of AH2 in
cream formulations containing glycerin as humectant as AH2 has been found to be most
stable in these creams (Chapter 5) The apparent first-order rate constants (kobs) for the
photodegradation of AH2 in the presence of other vitamins in cream formulations
derived from the kinetic plots (Fig 22ndash24) are reported in Table 19 The second-order
rate constants (correlation coefficients 0991ndash0996) determined from the slopes of the
graphs of kobs versus vitamin concentration for the individual vitamins (Fig 25) and the
values of k0 determined from the intercept on the vertical axis at zero concentration are
reported in Table 20 The values of k0 give an indication of the effect of other vitamins on
the rate of degradation of AH2 These values are about 13 times lower than the values of
kobs obtained at the highest concentrations of RF and NA indicating that RF and NA both
accelerate the photodegradation of AH2 in creams RF is known to act as a
photosensitizer for the degradation of AH2 (Section 66) and therefore its presence in
creams would accelerate the degradation of AH2 The increase in the rate of
photodegradation of AH2 in the presence of NA has not previously been reported NA
118
Table 17 Recovery of ascorbic acid in cream formulations in the presence of other
vitamins by iodimetric methoda
Cream
Formulationb
Added
(mg )
Found
(mg )
Recovery
()
RSD
()
10e (RF) 400
200
373
187
933
935
29
22
11e (RF) 400
200
379
187
948
935
25
31
12e (RF) 400
200
375
188
938
940
29
28
13e (NA) 400
200
382
191
955
955
23
27
14e (NA) 400
200
380
185
950
925
19
26
15e (NA) 400
200
379
191
948
955
21
17
16e (TP) 400
200
368
183
920
915
29
44
17e (TP) 400
200
391
195
978
975
11
13
18e (TP) 400
200
377
182
943
910
32
37
a Values expressed as a mean of three to five determinations
b The cream formulations represent all the emulsifiers (stearic acid palmitic acid
myristic acid) to observe the efficiency of iodimetric method for the recovery of
ascorbic acid in presence of the highest concentration of vitamins (Table 16)
119
Table 18 Photodegradation of ascorbic acid in cream formulations in the presence of
other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b C d e
0 373 372 374 372 375
60 362 354 354 360 359
150 342 336 336 332 334
240 315 314 308 310 302
10 (RF)
330 301 291 288 281 282
0 380 379 376 374 374
60 370 366 362 362 361
150 343 337 340 332 328
240 329 323 320 313 310
11 (RF)
330 307 301 294 288 282
0 379 380 375 372 376
60 362 366 361 351 342
150 341 335 319 307 312
240 310 306 295 284 282
12 (RF)
330 285 278 263 254 243
120
Table 18 continued
0 372 370 371 368 365
60 361 358 348 350 349
120 342 343 329 326 330
180 327 325 319 312 308
240 317 309 299 289 285
13 (NA)
300 299 291 283 278 273
0 386 380 375 378 370
60 371 362 365 362 355
120 359 351 343 339 336
200 341 332 325 316 311
14 (NA)
300 313 303 296 294 280
0 375 371 374 370 366
60 362 356 352 352 345
120 343 332 336 326 314
200 323 315 311 295 293
15 (NA)
300 293 283 275 270 259
121
Table 18 continued
0 380 378 380 377 377
60 362 365 369 369 371
120 351 352 360 360 364
180 340 346 349 353 355
240 331 334 343 343 346
16 (TP)
300 320 323 330 332 337
0 383 380 378 380 377
60 372 371 372 373 370
120 363 360 361 366 365
180 348 348 350 356 355
240 341 343 343 348 348
17 (TP)
300 330 332 336 339 341
0 380 383 377 375 373
60 364 370 366 367 366
120 352 356 351 352 351
180 334 338 339 343 342
240 324 328 324 332 330
18 (TP)
300 307 315 317 318 322
122
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
10
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
11
ab
c
de
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
12
Fig 22 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing riboflavin (a) 0002 (b) 0004 (c) 0006 (d) 0008
(e) 0010
Stearic acid
Palmitic acid
Myristic acid
123
abcde
13
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
13
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
14
abcde
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
15
Fig 23 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing nicotinamide (a) 028 (b) 056 (c) 084 (d) 112 (e) 140
Stearic acid
Palmitic acid
Myristic acid
124
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
16
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
17
abcde
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
18
Fig 24 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing alpha-tocopherol (a) 017 (b) 034 (c) 052 (d) 069
(e) 086
Stearic acid
Myristic acid
Palmitic acid
125
Table 19 First-order rate constants (kobs) for the photodegradation of ascorbic acid in the
presence of other vitamins in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulationd
Other
vitaminc
a b C d e
10 RF 068
(0991)
073
(0996)
079
(0995)
085
(0992)
089
(0995)
11 RF 065
(0992)
070
(0992)
073
(0994)
080
(0995)
086
(0993)
12 RF 087
(0993)
096
(0995)
109
(0993)
116
(0994)
127
(0992)
13 NA 073
(0993)
081
(0992)
088
(0994)
096
(0994)
101
(0993)
14 NA 069
(0992)
074
(0992)
080
(0991)
086
(0995)
094
(0995)
15 NA 083
(0994)
090
(0993)
101
(0993)
109
(0994)
115
(0995)
16 TP 055
(0991)
051
(0994)
046
(0994)
042
(0993)
038
(0991)
17 TP 050
(0995)
045
(0993)
041
(0992)
038
(0995)
034
(0994)
18 TP 070
(0996)
066
(0996)
060
(0994)
055
(0993)
051
(0993)
a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Vitamin concentrations (andashe) are as given in Table 16
d All the creams contain glycerin as humectant
The estimated error is plusmn5
126
00
05
10
15
00 10 20 30
Riboflavin concentration (M times 104)
kob
s times
10
3 (
min
ndash1)
10-12
00
05
10
15
00 20 40 60 80 100 120
Nicotinamide concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
13-15
00
02
04
06
08
00 04 08 12 16 20
Alpha-Tocopherol concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
16-18
Fig 25 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against individual vitamin concentration in cream formulations (10ndash18)
127
Table 20 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of other vitamins and second-order rate constants (k) for the
photochemical interaction of ascorbic acid with RF NA and TP
Cream
formulation
Other
vitamin
k0 times 103
(minndash1
)
k
(Mndash1
minndash1
)
Correlation
coefficient
10 RF 062 102 0994
11 RF 059 097 0992
12 RF 077 189 0995
13 NA 066 032 times 10ndash2
0995
14 NA 062 027 times 10ndash2
0993
15 NA 074 037 times 10ndash2
0994
16 TP 059 110 times 10ndash2b
0996
17 TP 053 096 times 10ndash2b
0992
18 TP 075 123 times 10ndash2b
0994
a
The variations in the values of k0 are due to the degradation of AH2 in the presence of
different emulsifying agents in cream formulations
b Values for the inhibition of photodegradation of AH2
128
forms a complex with AH2 (Section 67) and may also act as a photosensitizer for AH2 by
energy transfer in the excited state on UV irradiation The absorption maximum of NA
(261 nm) (Moffat et al 2004) is very close to that of AH2 (265 nm) (Davies et al 1991)
and the possibility of energy transfer in the excited state (Moore 2004) is greater leading
to the photodegradation of AH2
The value of k0 is about 13 times greater than the values of kobs obtained for the
degradation of AH2 in the presence of the highest concentrations of TP in the creams
This indicates that TP has a stabilising effect on the photodegradation of AH2 in the
cream formulations This is in agreement with the view that the TP acts as a redox partner
with AH2 to retard its oxidation (Wille 2005) Thus among the three vitamins studied
only TP appears to have a stabilising effect on photodegradation of AH2 The
photochemical interaction of individual vitamins with AH2 is discussed below
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID
The interaction of RF with the ascorbate ion (AHndash) may be represented by the
following reactions proposed by Silva and Quina (2006)
RF rarr 1RF (61)
1RF rarr
3RF (62)
3RF + AH
ndash rarr RF
ndashmiddot + AHmiddot (63)
AHmiddot + O2 rarr A + HO2middot (64)
HO2middot + AHndash rarr H2O2 + AHmiddot (65)
RF on the absorption of a quantum of light is promoted to the excited singlet state (1RF)
(61) 1RF may undergo intersystem crossing (isc) to form the excited triplet state (
3RF)
(62) The excited triplet state may react with the ascorbate ion to generate the ascorbyl
hv
isc
129
radical (AH) (63) (Kim et al 1993) The ascorbyl radical reacts with oxygen to give
dehydroascorbic acid (A) and peroxyl radical (HO2) (64) This radical may interact with
ascorbate ion to generate further ascorbyl radicals (65) These radicals may again take
part in the sequence of reactions to form A The role of RF in this reaction is to act as a
photosensitiser in the oxidation of ascorbic acid to A Ascorbic acid is reported to protect
riboflavin in milk under the influence of light by reacting with singlet oxygen (Hall et al
2009) (Section 511)
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC ACID
NA is known to form a 11 complex with ascorbic acid (Guttman and Brooke
1963 OrsquoNeil 2001 Doores 2002) The complexation of NA and AH2 may result from
the donor-acceptor interaction between AH2 (donor) and NA (acceptor) as observed in
the case of tryptophan and NA (Florence and Attwood 2006) In the presence of light the
interaction may cause reduction of NA (NAH) to form the ascorbyl radical (AH) ((66)-
(68)) which is oxidized to dehydroascorbic acid (A) (69) The NAH may be oxidized to
NA and H2O2 (610)
NA rarr 1NA (66)
1NA rarr
3NA (67)
3NA + AH2 rarr NAH + AHmiddot (68)
2 AH٠ rarr A + AH2 (69)
NAH + O2 rarr NA + H2O2 (610)
The proposed reactions suggest that on photochemical interaction AH2 undergoes
photosensitised oxidation in the presence of NA indicating that the photostability of
ascorbic acid is affected by NA
isc
130
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH ASCORBIC ACID
TP is an unstable compound and its oxidation by air results in the formation of an
epoxide which than produces a quinone that is inactive (Connors et al 1986) TP is
destroyed by sun light and artificial light containing the wavelengths in the UV region
(Ball 2006) It interacts with other antioxidants such as ascorbic acid (AH2) according to
the following reactions
TPndashO + AH2 rarr TP + AHmiddot (611)
2 AHmiddot rarr A + AH2 (612)
TP + AHmiddot rarr TPndashO + AH2 (613)
The tocopheroxyl radical (TPndashO) reacts with AH2 to regenerate TP and form the
ascorbyl radical (AHmiddot) (611) This radical undergoes further reactions as described in
equations (64) and (65) (Traber 2007) It may also disproportionate back to A and AH2
(612) TP reacts with AHmiddot to produce again the TPndashO radical and AH2 Thus in the
presence of light TP leads to the oxidation of AH2 which is ultimately regenerated in the
reaction (Davies et al 1991) Ascorbic acid has the ability to act as a co-antioxidant with
the TPndashO to regenerate TP (Packer et al 1979 2002) In this manner AH2 and TP act
synergistically to function in a redox cycle and AH2 is stabilized in the cream
formulations and microemulsions (Rozman and Gasperlin 2007 Rozman et al 2009)
69 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The graphs of kobs for the photodegradation of AH2 in the presence of RF NA and
TP versus the carbon chain length of emulsifying agents are shown in Fig 26 It appears
that the photodegradation of AH2 in the presence of all the three vitamins in the creams
lies in the order
131
Fig 26 Plots of k for photodegradation of ascorbic acid in creams (10ndash18) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid
00
05
10
15
20
25
k
(Mndash
1 m
inndash
1)
00
05
10
15
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 m
inndash
1)
132
myristic acid gt stearic acid gt palmitic acid
The same order of emulsifying agents has been observed in the absence of the
added vitamins (Section 57) The polar character of these acids (Yao et al 2009) on the
basis of their carbon chain length may play a part in the photostability of AH2 The
greater stability of AH2 in creams in the presence of palmitic acid (Fig 26) may be due to
the interaction of AH2 with palmitic acid as discussed in Section 57 Ascorbic acid-6-
palmitate is known to be an antioxidant in cosmetic preparations (Lee et al 2009) and
food products (Doores 2002)
610 EFFECT OF VISCOSITY OF CREAMS
The plots of kobs for the degradation of AH2 in the presence of the highest
concentration of vitamins versus reciprocal of the viscosity of creams (Table 21) are
linear (Fig 27) and indicate that the increase in cream viscosity leads to a decrease in the
rate of degradation of AH2 The slopes of the plots indicate the effect of viscosity on the
interaction of AH2 with other vitamins in the order
riboflavin gt nicotinamide gt alpha-tocopherol
The relatively slow rate of degradation of AH2 in creams containing palmitic acid may be
due to the interaction of AH2 with the vitamins as well as palmitic acid (Lee et al 2009)
Thus viscosity is an important factor in the stability of AH2 in cream formulations and
may affect its rate of interaction with other vitamins It has been suggested that an
increase in the viscosity of the medium makes access to air at the surface more difficult to
prevent the oxidation of a drug (Wallwork and Grant 1977) This is in agreement with
the photolysis of AH2 in aqueous and organic solvents cream formulations (Chapter 5)
and aerobic oxidation of Ah2 in syrups (Blaug and Hajratwala 1972)
133
Table 21 Average viscosity of cream formulations containing different emulsifying
agents and glycerin as humectant (25 plusmn 1 ordmC) and the photodegradation rate
constants of AH2
Cream No Emulsifying
agent
Viscosityab
(mPa s)
kobs times 103c
10 (RF)
13 (NA)
16 (TP)
Stearic acid 9000 089
101
038
11 (RF)
14 (NA)
17 (TP)
Palmitic acid 8600 086
094
034
12 (RF)
15 (NA)
18 (TP)
Myristic acid 7200 127
115
051
a plusmn10
b Average viscosity of creams containing the individual vitamins (RF NA TP)
c The values have been obtained in the presence of highest concentration of the
vitamins
134
00
05
10
15
20
25
30
100 110 120 130 140
Viscosity (mPa s)ndash1
times 103
kob
s (m
inndash1)
Fig 27 Plots of kobs in the presence of highest concentration of vitamins versus
reciprocal of the viscosity of creams () riboflavin
( ) nicotinamide (- - -- - -) alpha-tocopherol
135
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE OF OTHER
VITAMINS IN THE DARK
In order to observe the effect of riboflavin nicotinamide and alpha-tocopherol on
the degradation of AH2 in the creams stored in the dark the AH2 contents of the creams
were assayed at appropriate intervals (Table 22) The apparent first-order rate constants
determined from the kinetic plots (Fig 28) for the degradation of AH2 in the presence of
the highest concentrations of the individual vitamins in cream formulations (10ndash18) are
reported in Table 23 These rate constants indicate that the overall degradation of AH2 in
the presence of the highest concentration of the individual vitamins (RF NA and TP) is
about 70 times slower than that obtained on the exposure of creams to UV irradiation
This decrease in the rate of degradation of AH2 in the creams is the same as observed in
the case of AH2 alone In the absence of light the degradation of AH2 occurs due to
chemical oxidation (Section 132) and does not appear to be affected by the presence of
riboflavin and nicotinamide as indicated by the comparisons of the values of kobs in the
presence and absence of these vitamins (Table 15 and 23) In the presence of alpha-
tocopherol the degradation is slower than that in the presence of riboflavin and
nicotinamide This may be due to some interaction of AH2 and alpha-tocopherol causing
stabilisation of AH2 in the creams
As observed in the case of AH2 degradation alone in creams in the dark the AH2
degradation in the presence of the highest concentrations of other vitamins also occurs in
the same order of emulsifying agents (Fig 29)
myristic acid gt stearic acid gt palmitic acid
136
Table 22 Degradation of ascorbic acid in cream formulations in the dark in presence of
highest concentration of other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No Time (days) 0 10 20 40 60 80
10e (RF) 375 285 233 171 110 69
11e (RF) 374 341 281 221 148 113
12e (RF) 372 259 203 130 89 59
13e (NA) 365 330 255 187 126 81
14e (NA) 370 321 289 219 159 109
15e (NA) 366 289 249 159 110 63
16e (TP) 377 359 321 261 211 159
17e (TP) 377 366 333 275 228 191
18e (TP) 373 361 304 252 200 167
137
02
07
12
17lo
g c
on
cen
tra
tio
n (
mg
)
10-12Riboflavin
02
07
12
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
13-15Nicotinamide
10
12
14
16
18
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
16-18Alpha-Tocopherol
Fig 28 First-order plots for the degradation of ascorbic acid in the dark in presence of
other vitamins using the emulsifying agents (minusminusminusminus) Stearic acid
(minus minusminus minus) palmitic acid (----) myristic acid
138
Table 23 First-order rate constants (kobs) for the degradation of ascorbic acid in presence
of other vitamins in cream formulations in the dark
Cream
formulation
Other
vitaminc
kobs times 102
(dayndash1
)ab
10e RF 204
(0995)
11e RF 156
(0992)
12e RF 222
(0992)
13e NA 189
(0995)
14e NA 151
(0993)
15e NA 214
(0995)
16e TP 100
(0994)
17e TP 088
(0995)
18e TP 105
(0993)
a The values in parenthesis are correlation coefficients and range from 0991ndash0996 due to
some variations in AH2 distribution in the creams
b The values of rate constants are relative and depend on specific experimental
conditions
c Vitamin concentrations (andashe) are as given in Table 16
The estimated error is plusmn5
139
Riboflavin
Nicotinamide
Alpha-Tocopherol
00
10
20
30
12 14 16 18Carbon chain length
ko
bs times
10
2 (
da
yndash1)
Fig 29 Plots of kobs for degradation of ascorbic acid in the dark in creams (10ndash18)
against carbon chain length of the emulsifier () Stearic acid () palmitic acid
() myristic acid
140
This indicates that the rate of degradation of AH2 is slowest in the creams containing
palmitic acid as the emulsifying agent The reason for AH2 degradation in the dark in this
order has already been explained in section 512
CHAPTER VII
STABILIZATION OF
ASCORBIC ACID WITH
CITRIC ACID TARTARIC
ACID AND BORIC ACID IN
CREAM FORMULATIONS
142
71 INTRODUCTION
Ascorbic acid is an ingredient of cosmetic preparations (Section 51) and is
sensitive to light (Rowe et al 2009 Sweetman 2009 British Pharmacopoeia 2009)
degrading to dehydroascorbic acid on UV irradiation by photooxidation (Kitagawa
1968) The photosensitivity of ascorbic acid makes it unstable in pharmaceutical and
cosmetic preparations (DeRitter 1982) The present work is an attempt to study the
photodegradation of ascorbic acid in cream formulations in the presence of certain
compounds (eg citric acid tartaric acid and boric acid) to investigate their role in the
stabilization of the vitamin on exposure to light and in the dark Citric acid and tartaric
acid are used as an antioxidant synergist (Rowe et al 2009) and boric acid is a
complexing agent for hydroxy compounds (Ahmad et al 2009cd)
72 CREAM FORMULATIONS
The details of the various cream formulations used in this study are given in Table
24 and the results obtained on the photodegradation of ascorbic acid in the presence of
stabilizing agents in these formulations are discussed in the following sections
143
Table 24 Composition of cream formulations containing ascorbic acid (2) and
stabilizers
Ingredients Cream
No SA PA MA CA GL PG EG AH2 CTa TA
b BA
c PH DW
19 a + minus minus + + minus minus + a minus minus + +
b + minus minus + + minus minus + b minus minus + +
c + minus minus + + minus minus + c minus minus + +
20 a minus + minus + + minus minus + a minus minus + +
b minus + minus + + minus minus + b minus minus + +
c minus + minus + + minus minus + c minus minus + +
21 a minus minus + + + minus minus + a minus minus + +
b minus minus + + + minus minus + b minus minus + +
c minus minus + + + minus minus + c minus minus + +
22 a + minus minus + + minus minus + minus a minus + +
b + minus minus + + minus minus + minus b minus + +
c + minus minus + + minus minus + minus c minus + +
23 a minus + minus + + minus minus + minus a minus + +
b minus + minus + + minus minus + minus b minus + +
c minus + minus + + minus minus + minus c minus + +
24 a minus minus + + + minus minus + minus a minus + +
b minus minus + + + minus minus + minus b minus + +
c minus minus + + + minus minus + minus c minus + +
25 a + minus minus + + minus minus + minus minus a + +
b + minus minus + + minus minus + minus minus b + +
c + minus minus + + minus minus + minus minus c + +
26 a minus + minus + + minus minus + minus minus a + +
b minus + minus + + minus minus + minus minus b + +
c minus + minus + + minus minus + minus minus c + +
27 a minus minus + + + minus minus + minus minus a + +
b minus minus + + + minus minus + minus minus b + +
c minus minus + + + minus minus + minus minus c + +
144
Table 24 continued
28 a + minus minus + minus + minus + minus minus a + +
b + minus minus + minus + minus + minus minus b + +
c + minus minus + minus + minus + minus minus c + +
29 a minus + minus + minus + minus + minus minus a + +
b minus + minus + minus + minus + minus minus b + +
c minus + minus + minus + minus + minus minus c + +
30 a minus minus + + minus + minus + minus minus a + +
b minus minus + + minus + minus + minus minus b + +
c minus minus + + minus + minus + minus minus c + +
31 a + minus minus + minus minus + + minus minus a + +
b + minus minus + minus minus + + minus minus b + +
c + minus minus + minus minus + + minus minus c + +
32 a minus + minus + minus minus + + minus minus a + +
b minus + minus + minus minus + + minus minus b + +
c minus + minus + minus minus + + minus minus c + +
33 a minus minus + + minus minus + + minus minus a + +
b minus minus + + minus minus + + minus minus b + +
c minus minus + + minus minus + + minus minus c + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water CT = citric acid TA = tartaric acid
BA = boric acid
a CT (g ) a = 01 b = 02 c = 04
b TA (g ) a = 01 b = 02 c = 04
c BA (g ) a = 01 b = 02 c = 04
145
73 PRODUCTS OF ASCORBIC ACID PHOTODEGRADATION
The photodegradation of AH2 in cream formulations leads to the formation of
DHA as detected by TLC and reported earlier in the photolysis of AH2 in aqueous
solutions (Vaid et al 2006) and cream formulations (Sections 52 and 63) AH2 and
DHA in the methanolic extracts of the degraded creams were identified by comparison of
their Rf and color of the spots with those of the reference standards DHA is also
biologically active (Gardner 1972 Doores 2002) but its further degradation to 23-
diketo-gulonic acid (DGA) results in the loss of vitamin activity (Section 132)
However this product has not been detected in the present cream formulations
Therefore the creams may still possess their biological efficacy
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS
In order to observe the spectral changes in photodegraded creams in the presence
of stabilizing agents the absorption spectra of the methanolic extracts of a degraded
cream were determined The spectra show a gradual loss of absorbance around 245 nm
due to the oxidation of AH2 to DHA on UV irradiation and similar to that shown for the
photodegradation of AH2 alone in Fig 5 DHA has negligible absorbance around 245 nm
(Davies et al 1991) and therefore it does not interfere with the absorbance of AH2 in
methanolic solutions The spectral changes and loss of absorbance around 245 nm in
methanolic solution depend on the extent of photooxidation of AH2 in a particular cream
75 ASSAY OF ASCORBIC ACID IN CREAMS
The UV spectrophotometric method (Zeng et al 2005) has previously been
applied to the determination of AH2 in cream formulations (Section 54) The absorbance
of the methanolic extracts of creams containing AH2 during photodegradation was used
146
to determine the concentration of AH2 The method was validated in the presence of citric
acid (CT) tartaric acid (TA) and boric acid (BA) before its application to the evaluation
of the kinetics of AH2 degradation in cream formulations The recovery of AH2 in creams
has been found to be in the range of 90ndash96 and is similar to that reported in Table 7
The reproducibility of the method lies within plusmn5 The assay data on the degradation of
AH2 in various creams in the presence of the stabilizing agents are reported in Table 25
76 KINETICS OF PHOTODEGRADATION
The effect of CT TA and BA as stabilizing agents on the photodegradation of
AH2 was studied by adding 01ndash04 of each compound to the cream formulations (19ndash
33) at pH 60 This concentration range is normally used for the stabilization of drugs in
pharmaceutical preparations (Im-Emsap et al 2002) The apparent first-order rate
constants (kobs) determined from the plots of log concentration versus time (Fig 30ndash34)
are reported in Table 26 The second-order rate constants (k) determined from the plots
of kobs versus concentration of the individual compounds (Fig 35ndash36) are given in Table
27 The values of k indicate the rate of inhibition of photodegradation of AH2 by each
compound
77 EFFECT OF STABILIZING AGENTS
In order to compare the effectiveness of CT TA and BA as stabilizing agents for
AH2 plots of k versus carbon chain length of the emulsifying agents were constructed
(Fig 37) The k values for the interaction of these compounds with AH2 are in the order
citric acid gt tartaric acid gt boric acid
The curves indicate that the highest interaction of these compounds with AH2 is in the
order
147
Table 25 Photodegradation of ascorbic acid in cream formulations in the presence of
stabilizers
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b c
0 374 378 379
60 362 362 372
120 349 355 367
210 333 335 349
19 (CT)
300 319 322 336
400 296 309 324
0 381 378 380
60 368 370 369
120 355 363 364
210 344 345 355
20 (CT)
300 328 335 341
400 312 319 331
21 (CT) 0 368 370 374
60 355 356 360
120 340 344 343
210 321 322 333
300 296 299 315
400 272 285 299
148
Table 25 continued
0 375 374 378
60 363 363 368
120 352 354 362
210 329 335 345
22 (TA)
300 307 314 333
400 292 299 313
0 370 377 374
60 364 365 368
120 352 357 357
210 332 344 349
23 (TA)
300 317 330 335
400 301 310 322
24 (TA) 0 376 379 377
60 367 369 368
120 351 348 352
210 325 330 344
300 306 317 326
400 284 294 310
149
Table 25 continued
0 370 375 380
60 356 362 359
120 331 339 344
210 311 318 330
25 (BA)
300 279 288 305
400 260 269 283
0 377 375 370
60 364 363 361
120 351 353 351
210 331 332 337
26 (BA)
300 323 324 325
400 301 307 313
27 (BA) 0 380 377 375
60 369 368 366
120 333 338 341
210 305 313 318
300 292 294 304
400 262 266 281
150
Table 25 continued
0 373 376 378
60 348 349 360
120 329 336 339
210 315 312 323
28 (BA)
300 282 283 299
400 249 264 280
0 370 373 380
60 358 355 367
120 343 346 356
210 325 329 347
29 (BA)
300 307 312 325
400 287 295 315
30 (BA) 0 369 375 372
60 353 358 362
120 321 330 335
210 283 294 303
300 265 281 293
400 242 254 270
151
Table 25 continued
0 374 376 379
60 348 366 352
120 324 340 337
210 303 319 322
31 (BA)
300 275 289 293
400 243 260 275
0 370 374 375
60 355 354 366
120 339 344 345
210 313 319 330
32 (BA)
300 288 297 308
400 261 271 290
33 (BA) 0 377 380 377
60 357 361 367
120 324 335 339
210 288 294 307
300 270 280 293
400 233 248 265
Creams 19ndash27 contain glycerin 28ndash30 contain propylene glycol and 31ndash33 contain
ethylene glycol as humectants
152
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
19
ab
c
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
21
Fig 30 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
153
a
b
c
14
15
16lo
g c
on
cen
tra
tio
n (
mg
)
22
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
23
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 31 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
154
ab
c
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
25
abc
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 32 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Palmitic acid
Stearic acid
Myristic acid
155
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 33 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing propylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
156
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 34 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing ethylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
157
Table 26 Apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in presence of different stabilizers in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 057
(0995)
050
(0992)
041
(0991)
20 CT 049
(0996)
043
(0995)
034
(0993)
21 CT 076
(0995)
067
(0995)
055
(0992)
22 TA 065
(0995)
058
(0995)
046
(0991)
23 TA 054
(0994)
047
(0993)
038
(0994)
24 TA 072
(0996)
063
(0992)
049
(0991)
25 BA 091
(0994)
086
(0995)
071
(0993)
26 BA 055
(0994)
050
(0993)
042
(0993)
27 BA 095
(0995)
089
(0992)
074
(0996)
28 BA 097
(0995)
088
(0992)
075
(0993)
29 BA 064
(0994)
057
(0991)
047
(0993)
30 BA 110
(0994)
100
(0996)
084
(0992)
31 BA 105
(0995)
094
(0994)
078
(0992)
32 BA 088
(0994)
079
(0993)
066
(0993)
33 BA 120
(0995)
108
(0993)
091
(0993) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
158
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against citric acid (19ndash21) and tartaric acid concentrations (22ndash24) in cream
formulations
159
00
04
08
12k
ob
s times
10
3 (
min
ndash1)
25-27
00
04
08
12
00 20 40 60
ko
bs times
10
3 (
min
ndash1)
28-30
00
04
08
12
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 36 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against boric acid concentrations in cream formulations (25ndash33)
Propylene glycol
Glycerin
Ethylene glycol
160
Table 27 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the interaction of
ascorbic acid with CT TA and BA
Cream
formulation Stabilizers
k0 times 103
(minndash1
)
k times 102
(Mndash1
minndash1
)
Correlation
coefficient
19 CT 062 111 0991
20 CT 053 103 0994
21 CT 082 145 0995
22 TA 071 092 0995
23 TA 059 080 0993
24 TA 080 118 0996
25 BA 098 041 0994
26 BA 059 026 0994
27 BA 102 044 0995
28 BA 104 046 0992
29 BA 069 033 0995
30 BA 118 054 0994
31 BA 113 053 0995
32 BA 095 045 0995
33 BA 129 060 0993
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
161
00
04
08
12
16
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash1
min
ndash1)
18-33
a
b
e
cd
Fig 37 Plots of k for photodegradation of ascorbic acid in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
162
myristic acid gt stearic acid gt palmitic acid
In the case of myristic acid and stearic acid it may be explained on the basis of the
decreasing polarity (Yao et al 2009) It is interesting to observe the lowest rates of
interaction of these compounds in the creams containing palmitic acid This could be due
to the interaction of AH2 with palmitic acid to form a palmitate derivative in addition to
its interaction with the individual stabilizing agents CT and TA are known to act as
antioxidant synergists (Rowe et al 2009 Sweetman 2009) and in this capacity may
inhibit the photooxidation of AH2 as indicated by the values of the degradation rate
constants in the presence of these compounds The addition of CT to nutritional
supplements is known to inhibit the oxidation of AH2 (Doores 2002) Boric acid forms a
complex with AH2 (Rivlin 2007) and there by may inhibit its degradation Boric acid
may also interact with glycerin added to the creams as a humectant and form a complex
(Rowe et al 2009) This may influence its interaction and stabilizing effect on AH2 in
creams as indicated by the lower k values compared to those in the presence of CT and
TA It has further been observed that the k values for BA are greater in propylene glycol
and ethylene glycol compared to those in glycerin (Table 27) Again this may be due to
greater interaction of BA with glycerin compared to other humectants in the creams
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF STABILIZING
AGENTS IN THE DARK
An important factor in the formulation of cosmetic preparations is to ensure the
chemical and photostability of the active ingredient by the use of appropriate stabilizing
agents The choice of these agents would largely depend on the nature and
physicochemical characteristics of the active ingredient AH2 possesses a redox system
163
and can be easily oxidized by air or light In order to observe the effect of CT TA and
BA on the stability of AH2 the cream formulations containing the individual compounds
were stored in the dark for a period of about three months and the rate of degradation of
AH2 was determined The assay data are reported in Table 28 and the kinetic plots are
shown in Fig 38ndash42 The values of apparent first-order rate constants for the degradation
of AH2 in the presence of the stabilizing agents are reported in Table 29 The second
order-rate constants for the interaction of CT TA and BA with AH2 are reported in Table
30 (Fig 43ndash44) The plots of k against the carbon chain length of the emulsifiers are
shown in Fig 45 The kinetic data indicate the same pattern of rates of degradation and
interaction of AH2 with these compounds as observed in the presence of light except that
the rates are much slower in the dark Thus the stabilizing agents are equally effective in
inhibiting the rate of degradation of AH2 in the dark The effect of emulsifying agents and
the humectants on the rate of degradation of AH2 in the presence of the stabilizers has
been discussed in the above Section 77
79 EFFECT OF ADDITIVES ON TRANSMISSION OF ASCORBIC ACID
In order to observe the effect of additives (citric tartaric and boric acids) on the
transmission characteristics of ascorbic acid (0002 mg100 ml) in methanol containing
the highest concentration of the additives (004) used in this study the transmission
spectra were measured It has been found that these additives produce a hypsochromic
shift in the absorption maximum of ascorbic acid This may result in the reduction of the
fraction of light absorbed by ascorbic acid to the extent of about 10 and thus influence
the rate of photodegradation reactions However since all the additives produce similar
effects the rate constants can be considered on a comparative basis
164
Table 28 Degradation of ascorbic acid in cream formulations in the presence of
stabilizers in the dark
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) a b c
0 374 378 379
10 355 346 362
20 326 328 342
40 293 297 322
19 (CT)
60 264 269 295
80 241 245 262
0 381 378 380
10 361 364 372
20 339 350 348
40 309 312 330
20 (CT)
60 279 286 301
80 260 266 282
21 (CT) 0 368 370 374
10 342 346 364
20 310 321 348
40 278 282 313
60 249 251 278
80 217 228 249
165
Table 28 continued
0 375 374 378
10 339 344 351
20 317 326 336
40 282 288 306
22 (TA)
60 251 258 280
80 222 235 252
0 370 377 374
10 340 354 355
20 332 336 343
40 297 303 310
23 (TA)
60 266 282 294
80 238 248 267
24 (TA) 0 376 379 377
10 341 339 350
20 306 319 323
40 263 284 279
60 223 241 249
80 196 202 223
166
Table 28 continued
0 370 375 380
10 331 341 334
20 287 289 301
40 225 247 245
25 (BA)
60 189 185 214
80 141 154 170
0 377 375 370
10 355 357 349
20 326 314 324
40 264 267 286
26 (BA)
60 232 238 254
80 189 199 211
27 (BA) 0 380 377 375
10 346 339 337
20 309 288 301
40 233 241 260
60 192 196 211
80 140 147 163
167
Table 28 continued
0 373 376 378
10 314 322 333
20 267 281 305
40 217 233 253
28 (BA)
60 167 177 204
80 122 135 151
0 370 373 380
10 336 329 343
20 283 277 306
40 233 243 267
29 (BA)
60 189 190 217
80 144 154 173
30 (BA) 0 369 375 372
10 308 319 329
20 255 275 310
40 210 226 244
60 158 163 191
80 113 131 147
168
Table 28 continued
0 374 376 379
10 303 311 329
20 266 260 289
40 211 219 239
31 (BA)
60 155 158 178
80 112 121 149
0 370 374 375
10 314 323 339
20 276 280 305
40 222 233 258
32 (BA)
60 172 187 193
80 126 136 162
33 (BA) 0 377 380 377
10 308 306 320
20 254 265 280
40 205 214 237
60 144 155 175
80 107 118 138
169
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
19
abc
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
21
Fig 38 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
170
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
22
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
23
ab
c
12
13
14
15
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 39 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
171
a
b
c
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
25
abc
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 40 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
172
a
b
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 41 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing propylene glycol and boric acid (a) 01 (b) 02 (c)
04
Palmitic acid
Stearic acid
Myristic acid
173
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
08
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 42 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing ethylene glycol and boric acid (a) 01 (b) 02 (c)
04
Myristic acid
Palmitic acid
Stearic acid
174
Table 29 Apparent first-order rate constants (kobs) for the degradation of ascorbic acid in
presence of different stabilizers in cream formulations in the dark
kobs times 102 (day
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 055
(0994)
052
(0992)
044
(0991)
20 CT 048
(0995)
046
(0995)
038
(0992)
21 CT 064
(0994)
061
(0995)
052
(0994)
22 TA 063
(0994)
058
(0995)
049
(0996)
23 TA 054
(0995)
050
(0995)
041
(0994)
24 TA 081
(0995)
075
(0993)
066
(0995)
25 BA 118
(0996)
113
(0994)
097
(0994)
26 BA 087
(0995)
079
(0993)
068
(0994)
27 BA 124
(0995)
114
(0994)
101
(0993)
28 BA 134
(0995)
124
(0996)
110
(0992)
29 BA 116
(0996)
108
(0992)
096
(0995)
30 BA 142
(0993)
131
(0995)
115
(0995)
31 BA 145
(0995)
137
(0992)
117
(0995)
32 BA 130
(0996)
120
(0993)
107
(0994)
33 BA 153
(0995)
141
(0994)
122
(0994) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental
conditions
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
175
176
Table 30 First-order rate constants (k0)a for the degradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the chemical
interaction of ascorbic acid with CT TA and BA in the dark
Cream
formulation Stabilizers
k0 times 102
(dayndash1
)
k times 102
(Mndash1
dayndash1
)
Correlation
coefficient
19 CT 060 797 0996
20 CT 052 723 0995
21 CT 069 850 0994
22 TA 068 710 0996
23 TA 058 636 0994
24 TA 086 758 0994
25 BA 126 444 0993
26 BA 092 375 0992
27 BA 131 480 0991
28 BA 141 488 0993
29 BA 122 418 0994
30 BA 149 531 0991
31 BA 155 578 0996
32 BA 137 472 0994
33 BA 163 627 0996
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
177
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against citric acid (19ndash21) and tartaric acid (22ndash24) concentrations in
cream formulations
178
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
25-27
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
28-30
00
10
20
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 44 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against boric acid concentrations in cream formulations (25ndash33)
Glycerin
Propylene glycol
Ethylene glycol
179
00
04
08
12
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 d
ayndash
1)
18-33
b
a
e
dc
Fig 45 Plots of k for degradation of ascorbic acid in the dark in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
CONCLUSIONS
AND
SUGGESTIONS
180
CONCLUSIONS
The main conclusions of the present study on the photodegradation of the ascorbic
acid in organic solvents and cream formulations are as follows
1 Identification of Photodegradation Products
The photodegradation of ascorbic acid in aqueous organic solvents and
laboratory prepared oil-in-water cream preparations on UV irradiation leads to the
formation of dehydroascorbic acid No further degradation products of dehydroascorbic
acid have been detected under the present experimental conditions The product was
identified by comparison of its Rf value and color of the spot with those of the authentic
compound by thin-layer chromatography and spectral changes
2 Assay of Ascorbic Acid
Ascorbic acid in aqueous organic solvents and cream preparations was assayed
in acidified methanolic solutions (pH 20) at 245 nm using a UV spectrophotometric
method Ascorbic acid in combination with other vitamins (riboflavin nicotinamide and
alpha-tocopherol) was assayed by the official iodimetric method due to interference by
these vitamins at the analytical wavelength Both analytical methods were validated
under the experimental conditions employed before their application to the assay of
ascorbic acid The recoveries of ascorbic acid in cream preparations are in the range of
90ndash96 and the reproducibility of both methods are within plusmn5 The F test and the t test
show that there is no significant difference between the precision of the two methods and
therefore these methods can be applied to the assay of ascorbic acid in cream
preparations with comparable results
181
3 Kinetics of Photodegradation
a) Photodegradation of ascorbic acid in organic solvents
Ascorbic acid degradation follows apparent first-order kinetics in aqueous
organic solvents A plot of the first-order rate constants (log kobs) versus solvent dielectric
constant is linear with positive slope indicating an increase in the rate with dielectric
constant On the contrary a plot of kobs verses reciprocal of solvent viscosity is linear with
a positive slope showing a decrease in the rate with solvent viscosity Thus the rate of
photodegradation of ascorbic acid (an oxidizable drug) depends on the solvent
characteristics
b) Photodegradation of ascorbic acid in cream preparations
Ascorbic acid has been found to follow apparent first-order kinetics in cream
preparations and the rate of degradation is affected by the following factors
i Effect of concentration
An apparent linear relationship has been observed between log kobs and
concentration (05ndash25) of ascorbic acid in a cream preparation Thus the rate of
degradation of ascorbic acid appears to be faster at a lower concentration
compared to that of a higher concentration on exposure to the same intensity of
light
ii Effect of carbon chain length of the emulsifying agent
The plots of kobs verses carbon chain length of the emulsifying agent show that the
photodegradation of ascorbic acid is affected in the order myristic acid gt stearic
acid gt palmitic acid This is predominantly due to the interaction of ascorbic acid
with palmitic acid and the carbon chain length (measure of relative polar
182
character) of the emulsifying acid probably does not play a part in the
photodegradation kinetics of ascorbic acid in creams This is evident from the
non-linear relationship between the rate constants for ascorbic acid degradation
and the carbon chain length of the emulsifying acids
iii Effect of viscosity
The values of kobs for the photodegradation of ascorbic acid in cream preparations
are in the order of humectant ethylene glycol gt propylene glycol gt glycerin
showing that the rates of degradation are influenced by the viscosity of the
humectant and decrease with an increase in the viscosity as observed in the case
of organic solvents
iv Effect of pH
The log kndashpH profiles for the photodegradation of ascorbic acid in creams
represent sigmoid type curves indicating an increase in the rate of oxidation of the
molecule with ionization (pH 42ndash70 557ndash999) The AHndash species appears to
be more susceptible to oxidation than the non-ionized molecule in the pH range
studied
v Effect of redox potential
The values of kobs show that the rate of photooxidation of ascorbic acid is
influenced by its redox potential which varies with pH The greater photostability
of ascorbic acid at pH 5ndash6 compared to that at pH 7 and above is due to its lower
rate of oxidation-reduction in the lower range The increase in the rate of
photooxidation with pH is due to a corresponding increase in the redox potential
of ascorbic acid
183
c) Photodegradation of ascorbic acid in the presence of other vitamins (riboflavin
nicotinamide alpha-tocopherol) in cream preparations
The photodegradation of ascorbic acid is affected by the presence of other
vitamins in creams The kinetic data on the photochemical interactions indicate that
riboflavin and nicotinamide act as photosensitizers in the degradation of ascorbic acid
and have an adverse effect on the photostability of the vitamin in creams Whereas
alpha-tocopherol exerts an inhibitory effect on the degradation of ascorbic acid by acting
as a redox partner in the creams Thus a combination of ascorbic acid and alpha-
tocopherol has a synergistic effect on the stabilization of ascorbic acid in creams These
vitamins do not appear to influence the rate of degradation of ascorbic acid in the dark
d) Photodegradation of ascorbic acid in the presence of citric acid tartaric acid and
boric acid in cream preparations
The rate of photodegradation of ascorbic acid in creams has been found to be
inhibited by the addition of compounds such as citric acid tartaric acid and boric acid in
creams These compounds show a stabilizing effect on the photodegradation of ascorbic
acid in the order citric acid gt tartaric acid gt boric acid The lower effect of boric acid
may be due to its interaction with the emulsifying agents and humectants Boric acid
exerts this effect by complex formation with ascorbic acid Citric acid and tartaric acid
are antioxidant synergists and in combination with ascorbic acid may exert a stabilizing
effect on its degradation
184
Salient Features of the Work
In the present work an attempt has been made to study the effects of solvent
characteristics formulation factors particularly the emulsifying agents in terms of the
carbon chain length and humectants in terms of viscosity medium pH drug
concentration redox potential and interactions with other vitamins and stabilizers on the
kinetics of photodegradation of ascorbic acid in cream preparations The study may
provide useful information to improve the photostability and efficacy of ascorbic acid in
cream preparations
SUGGESTIONS
The present work may provide guidelines for a systematic study of the stability of
drug substances in cream ointment preparations and the evaluation of the influence of
formulation variables such as emulsifying agents and humectants concentration pH
polarity viscosity redox potential on the rate of degradation and stabilization of drug
substances This may enable the formulator in the judicious design of formulations that
have improved stability and efficacy for therapeutic use The kinetic parameters may
throw light on the comparative stability of the preparations and help in the choice of
appropriate formulation ingredients
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186
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187
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analysis of vitamin C J Baqai Med Univ 10 19-24
217
Shindo Y Witt E Han D Packer L (1994) Dose-response effect of acute ultraviolet
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Sibi M Batcu A Gheorghiu I (1953) Vitamin oxidation-reduction effect II Effect of
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218
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219
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Pharmaceutical photostability a technical and practical interpretation of the ICH
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Thatcher SR Mansfield RK Miller RB Davis CW Baertschi SW (2001b)
Pharmaceutical photostability a technical and practical interpretation of the ICH
220
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62
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Tournas JA Lin FH Burch JA Selim MA Monteiro-Riviere NA Zielinski
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221
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Varvaresou A Tsirivas E Iakovou K Gikas E Papathomas Z Vonaparti A
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223
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224
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Zeng W Martinuzzi F MacGregor A (2005) Development and application of a novel
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48 453-461
225
Zilva SS (1932) The non-specificity of the phenolindophenol reducing capacity of
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26 1624-1627
226
AUTHORrsquoS PUBLICATIONS
The author obtained his B Pharm degree in 2003 and joined the post graduate
program securing an M Phil degree in Pharmaceutics in 2006 from Baqai Medical
University He is a co-author of following publications
CHAPTER IN BOOK
1 Chapter on ldquoBorate Toxicity Effect on Drug Stability and Analytical
Applicationsrdquo by Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz H M
Vaid In Handbook on Borates Chemistry Production and Applications (MP
Chung Ed) Nova Science Publishers Inc NY USA (in press)
PAPERS PUBLISHED
INTERNATIONAL
2 Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz HM Vaid ldquoEffect of Borate
Buffer on the Photolysis of Riboflavin in Aqueous Solutionrdquo Journal of
Photochemistry and Photobiology B Biology 93 82-87 (2008)
3 Iqbal Ahmad Sofia Ahmed MA Sheraz M Aminuddin and Faiyaz HM Vaid
ldquoEffect of Caffeine Complexation on the Photolysis of Riboflavin in Aqueous
Solution A Kinetic Studyrdquo Chemical and Pharmaceutical Bulletin 57 (2009)
published online September 14 2009
4 Iqbal Ahmad MA Sheraz Sofia Ahmed and Faiyaz HM Vaid ldquoAnalytical
Applications of Boratesrdquo Materials Science Research Journal (in press)
5 Iqbal Ahmad Sofia Ahmed MA Sheraz Kefi Iqbal and Faiyaz HM Vaid
ldquoPharmacological Aspects of Boratesrdquo International Journal of Medical and
Biological Frontiers (in press)
6 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and Izhar A Ansari
ldquoEffect of Divalent Ions on Photodegradation Kinetics and Pathways of
Riboflavin in Aqueous Solutionrdquo Photochemical and Photobiological Sciences
accepted
227
NATIONAL
7 Sofia Ahmed MA Sheraz and Iqbal Ahmad ldquoAdvances in Antioxidant Activity of
Vitamin Erdquo Journal of Baqai Medical University 10 13-18 (2007)
8 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoDevelopments in the Clinical and
Food Analysis of Vitamin Crdquo Journal of Baqai Medical University 10 19-24
(2007)
9 A Azmi SNH Naqvi M Usman MA Sheraz and Sofia Ahmed ldquoPancreatic
Glucagon in Certain Ungulates Comparative Study of Extraction and
Bioassayrdquo Pakistan Journal of Entomology 20 23-28 (2005)
10 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and S Hasan
ldquoAdvances in Biochemical Functions and the Photochemistry of Flavins and
Flavoproteinsrdquo Pakistan Journal of Pharmaceutical Sciences in press
11 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoEffect of Borates on the Stability of
Chemical and Pharmaceutical Compoundsrdquo Journal of Baqai Medical University
accepted
PAPERS SUBMITTED
12 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotostability of Ascorbic Acid in Organic Solvents and Cream Formulationsrdquo
Chemical and Pharmaceutical Bulletin
13 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotochemical Interaction of Ascorbic Acid with Riboflavin Nicotinamide and
Alpha-Tocopherol in Cream Formulationsrdquo Journal of Cosmetic Science
14 Iqbal Ahmad Kefi Iqbal Sofia Ahmed MA Sheraz ldquoApplications of Laser Flash
Photolysis Spectroscopy and Electron Microscopy in Photopolymerization and
Development of Glass Ionomer Dental Cementsrdquo Materials Science Research
Journal
15 Sofia Ahmed MA Sheraz M Aminuddin I Ahmad and Faiyaz HM Vaid ldquoA
Rapid Titrimetric Assay for Quantitation of Vitamin B1 in Neat and
Pharmaceutical Preparationsrdquo Pakistan Journal of Pharmaceutical Sciences
- 01 SZ-786
- 02 SZ-title
- 03 SZ-Certificate
- 04 SZ-Abstract
- 05 SZ-Acknowledgement
- 06 SZ-Dedication
- 07 SZ-Contents
- 08 SZ-Chapter 1
- 09 SZ-Chapter 2
- 10 SZ-Chapter 3
- 11 SZ-Object of Present Investigation
- 12 SZ-Chapter 4
- 13 SZ-Chapter 5
- 14 SZ-Chapter 6
- 15 SZ-Chapter 7
- 16 SZ-Conclusion
- 17 SZ-References
- 18 SZ-Authors Publications
-
v
humectant (ethylene glycol propylene glycol and glycerin) and redox potentials of
ascorbic acid The study indicates that the relative polar character of the emulsifying
agent and the ionized state and redox potential of ascorbic acid at a particular pH are
important factors in the photodegradation of ascorbic acid in creams
The second-order rate constants (kprime) (320 times 10ndash2
ndash 189 Mndash1
minndash1
) for the
photochemical interaction of ascorbic acid and the individual vitamins (riboflavin
nicotinamide alpha-tocopherol) along with the values of k0 obtained from the intercepts
of the plots of kobs versus vitamin concentration are also reported The values of k0
indicate that riboflavin and nicotinamide act as photosensitizing agents and alpha-
tocopherol acts as a stabilizing agent in the photodegradation of ascorbic acid in the
creams The kobs verses pH profiles for the photodegradation of ascorbic acid in creams
represents sigmoid type curves indicating the oxidation of the ionized form (AHndash) of
ascorbic acid (pKa1 41) with pH The AHndash species appears to be more susceptible to
photooxidation than the non-ionized form of ascorbic acid The effect of stabilizing
agents on the photodegradation of ascorbic acid has been found to be in the order of citric
acid gt tartaric acid gt boric acid The low activity of boric acid may be to some extent due
to its interaction with the emulsifying agents and humectants The polarity of the
emulsifying acids also plays a part in the rate of degradation of ascorbic acid Reaction
schemes for the photodegradation of ascorbic acid and its photochemical interaction with
riboflavin nicotinamide and alpha-tocopherol have been presented
vi
ACKNOWLEDGMENTS
I am highly grateful to All Mighty Allah who guided me in all difficulties and
provided me strength to overcome the problems during this work
Words are confined and inefficacious to express my immense gratitude to my
respectable supervisor Prof Dr Iqbal Ahmad Department of Pharmaceutical
Chemistry for his guidance encouragement keen interest and above all giving his
valuable time suggestions and attention His personality has been a source of constant
inspiration through out my research work
I would like to extend my sincere thanks to Prof Lt Gen (R) Dr Syed Azhar
Ahmed Vice Chancellor Baqai Medical University for his personal interest and
constant encouragement through out the study
It is my great desire to express my gratitude to Prof Dr Syed Fazal Hussain
CEO Baqai Institute of Pharmaceutical Sciences for his cooperation and attention and
providing all the facilities of the Institute at my disposal during the research work
I am also thankful to Mrs Shaukat Khalid Dean Faculty of Pharmaceutical
Sciences for her support during the study
I feel honored to express my sincere thanks and indebtedness to Prof Dr
Khursheed Ali Khan Department of Pharmaceutics Prof Dr Aminuddin Department
of Pharmaceutical Chemistry and Dr Faiyaz H M Vaid Chairman Department of
Pharmaceutical Chemistry Faculty of Pharmacy University of Karachi who helped me
selflessly with their invaluable suggestions through out the research work
vii
I feel immense pleasure to pay my sincere and special thanks to Ms Sofia
Ahmed Assistant Professor and In charge Department of Pharmaceutics who lent all
sort of cooperation and spared no effort in helping me during this work
Special thanks are due to Mr Saif-ur-Rehman Khatak Deputy Drug Controller
for his cooperation and help during this study
I acknowledge with sincere thanks the contribution of Tabros Pharmaceutical
Industry Karachi for providing me the opportunity to use their facilities for certain
measurements without which the completion of this work would not have been possible
I highly appreciate the technical services rendered by Mr Anees Mr Wajahat
and Mr Sajjad in pursuance of this study
I am very grateful to Mrs Prof Dr Iqbal Ahmad for her kindness and generous
hospitality during my innumerable visits to their residence
Last but not the least I would like to express my immense indebtedness to My
Gracious Parents Beloved Brothers and Sisters for their moral support kindness and
encouragement throughout my career
I am also thankful to all my students for their affectionate feelings
M A S
viii
To
My Beloved Parents amp
Late Prof Dr S Sabir Ali for their interest and endless support
ix
CONTENTS
Chapter Page
ABSTRACT iv
ACKNOWLEDGEMENTS vi
I INTRODUCTION 1
11 HISTORICAL BACKGROUND 2
12 PHYSICOCHEMICAL CHARACTERISTICS OF
ASCORBIC ACID
2
13 CHEMISTRY OF ASCORBIC ACID 3
131 Nomenclature and Structure 3
132 Chemical Stability 3
14 BIOCHEMICAL FUNCTIONS 7
15 ANTIOXIDANT ACTIVITY 8
16 PHOTOSTABILITY OF DRUGS 9
17 KINETIC TREATMENTS OF PHOTOCHEMICAL
REACTIONS
12
18 LITERATURE ON ASCORBIC ACID 15
II PHOTODEGRADATION REACTIONS AND ASSAY OF
ASCORBIC ACID
17
21 PHOTODEGRADATION REACTIONS 18
211 Photodegradation of Ascorbic Acid 18
212 Effect of Various Substances on Photodegradation of Ascorbic
Acid
20
213 Photosensitized Oxidation of Ascorbic Acid 22
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins 25
22 ASSAY OF ASCORBIC ACID 26
221 Spectrophotometric Methods 26
222 Fluorimetric Methods 28
x
223 Mass spectrometric Methods 28
224 Chromatographic Methods 28
225 Enzymatic Methods 29
226 Commercial Kits for Clinical Analysis 30
227 Analysis in Creams 30
III FORMULATION AND STABILITY OF CREAM
PREPARATIONS
31
31 FORMULATION OF CREAM PREPARATIONS 32
311 Choice of Emulsion Type 32
312 Choice of Oil Phase 33
313 Emulsion Consistency 33
314 Choice of Emulsifying Agent 34
315 Formulation by the HLB Method 34
316 Concept of Relative Polarity Index 35
32 FORMULATION OF ASCORBIC ACID CREAMS 37
33 STABILITY OF CREAMS 39
331 Physical Stability 39
332 Chemical Stability 39
333 Microbial Stability 40
334 Stability of Ascorbic Acid in Liquid Formulations 41
335 Stability of Ascorbic Acid in Emulsions and Creams 41
336 Stability Testing of Emulsions 45
3361 Macroscopic examination 46
3362 Globule size analysis 46
3363 Change in viscosity 46
3364 Accelerated stability tests 46
337 FDA Guidelines for Semisolid Preparations 46
xi
OBJECT OF PRESENT INVESTIGATION 48
IV MATERIALS AND METHODS 51
41 MATERIALS 52
42 METHODS 55
421 Cream Formulations 55
422 Preparation of Creams 56
423 Thin-Layer Chromatography 57
424 pH Measurements 57
425 Ultraviolet and Visible Spectrometry 58
426 Photolysis of Ascorbic Acid 59
4261 Creams 59
4262 Aqueous and organic solvents 59
4263 Storage of creams in dark 59
427 Measurement of Light Intensity 59
428 Procedure 60
4281 Calculation 62
429 Viscosity Measurements 63
4210 Assay method 65
42101 UV spectrophotometric method for the assay of creams
containing ascorbic acid alone
65
42102 Iodimetric method for the assay of ascorbic acid in creams
containing riboflavin nicotinamide and alpha-tocopherol 65
42103 Spectrophotometric method for the assay of ascorbic acid in
aqueous and organic solvents
67
V PHOTODEGRADATION OF ASCORBIC ACID IN
ORGANIC SOLVENTS AND CREAM FORMULATIONS
68
51 INTRODUCTION 69
52 PHOTOPRODUCTS OF ASCORBIC ACID 71
xii
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED
SOLUTIONS
71
54 ASSAY OF ASCORBIC ACID IN CREAMS AND
SOLUTIONS
73
55 EFFECT OF SOLVENT 74
56 EFFECT OF CONCENTRATION 80
57 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
88
58 EFFECT OF VISCOSITY 94
59 EFFECT OF pH 94
510 EFFECT OF REDOX POTENTIAL 96
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE
OXIDATION OF ASCORBIC ACID
97
512 DEGRADATION OF ASCORBIC ACID IN THE DARK 98
VI PHOTOCHEMICAL INTERACTION OF ASCORBIC
ACID WITH RIBOFLAVIN NICOTINAMIDE AND
ALPHA-TOCOPHEROL IN CREAM FORMULATIONS
109
61 INTRODUCTION 110
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED
CREAMS
114
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER
VITAMINS
114
64 ASSAY METHOD 116
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC
ACID
117
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID 128
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC
ACID
129
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH
ASCORBIC ACID
130
69 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
130
xiii
610 EFFECT OF VISCOSITY OF CREAMS 132
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE
OF OTHER VITAMINS IN THE DARK
135
VII STABILIZATION OF ASCORBIC ACID WITH CITRIC
ACID TARTARIC ACID AND BORIC ACID IN CREAM
FORMULATIONS
141
71 INTRODUCTION 142
72 CREAM FORMULATIONS 142
73 PRODUCTS OF ASCORBIC ACID
PHOTODEGRADATION
145
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS 145
75 ASSAY OF ASCORBIC ACID IN CREAMS 145
76 KINETICS OF PHOTODEGRADATION 146
77 EFFECT OF STABILIZING AGENTS 146
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF
STABILIZING AGENTS IN THE DARK
162
79 EFFECT OF ADDITIVES ON TRANSMISSION OF
ASCORBIC ACID
163
CONCLUSIONS AND SUGGESTIONS 179
CONCLUSIONS 180
SUGGESTIONS 184
REFERENCES 185
AUTHORrsquoS PUBLICATIONS 226
CHAPTER I
INTRODUCTION
2
11 HISTORICAL BACKGROUND
The disease scurvy which now is known as a condition due to a deficiency of
ascorbic acid in the diet has considerable historical significance (Schick 1943
Carpenter 1986 Bardolph and Taylor 1997 Thomas 1997 Bors 2005) Zilva (1932)
isolated the antiscorbutic activity factor from a crude fraction of lemon and showed that
the activity was destroyed by oxidation and protected by reducing agents Waugh and
King (1932) isolated crystalline vitamin C from lemon juice and showed it to be the
antiscorbutic factor Szent-Gyorgyi (1928) had isolated the same factor from pepper in
connection with his biological oxidation-reduction studies Hirst and Zilva (1933)
identified the antiscorbutic factor as ascorbic acid Early work on the chemical
identification and elucidation of the structure of ascorbic acid has been well documented
(Carpenter 1986) The first synthesis of L-ascorbic acid was achieved almost
simultaneously by Ault et al (1933) and Reichstein et al (1933)
Plants and most animals synthesize their own vitamin C but humans lack this
ability due to the deficiency in an enzyme L-gulono-gamma-lactone oxidase that
catalyzes the terminal step in ascorbic acid biosynthesis (Nishikimi et al 1994)
Therefore humans obtain this vitamin from diet and or vitamin supplements to not only
avoid the development of scurvy but also for overall well being (Stone 1969 Lewin
1976 Davies et al 1991) The minimal daily requirement for ascorbic acid in healthy
adults is 40ndash60 mg (Truswell 2003 Mason 2007 Eitenmiller et al 2008 Elia 2009)
12 PHYSICOCHEMICAL CHARACTERISTICS OF ASCORBIC ACID
The important physicochemical characteristics of ascorbic acid (Table 1) involved
in its identification and degradation are described by many authors (Connors et al 1986
3
OrsquoNeil 2001 Moffat et al 2004 Sinko 2006 Johnston et al 2007) The most
important chemical property of ascorbic acid is the reversible oxidation to semidehydro-
L-ascorbic acid and further oxidation to dehydro-L-ascorbic acid This property is the
basis for its physiological activity In addition the proton on oxygenndash3 is acidic (pKa1 =
417) which contributes to the acidic nature of ascorbic acid (1)
13 CHEMISTRY OF ASCORBIC ACID
131 Nomenclature and Structure
The IUPAC-IUB Commission on Biochemical Nomenclature changed the name
vitamin C (2-oxo-L-theo-hexono-4-lactone-23-enediol) to ascorbic acid or L-ascorbic
acid in 1965 (Johnston et al 2007) The chemical structure of ascorbic acid (1) is
HO OH
O
OHHO
H
(1)
O
The molecule has a near planar five-membered ring with two chiral centers
which contain four stereoisomers
132 Chemical Stability
Ascorbic acid is sensitive to air and light and is kept in a well-closed container
protected from light (British Pharmacopoeia 2009) The degradation reactions of
ascorbic acid in aqueous solution depend on a number of factors such as pH temperature
presence of oxygen or metal It is not very stable in aqueous media at room
temperature and undergoes oxidative degradation to dehydroascorbic acid and
4
Table 1 Physicochemical characteristics of ascorbic acid
Empirical formula C6H8O6
Molar mass 17613
Crystalline form Monoclinic mix of platelets and needles
Melting point 190 to 192 degC
[α]25
+205deg to +215deg
pH
5 mg ml
50 mg ml
~3
~2
pKa 417 1157 (20deg)
Redox potential
(dehydroascorbic acid ascorbate)
(H+ ascorbate
ndash)
ndash174 mV
+282 mV
Solubility g ml
Water
Ethanol absolute
Ether chloroform benzene
033
002
Insoluble
UV spectrum
Absorption maximum [A(1 1 cm)]
pH 20
pH 70
245 nm [695]
265 nm [940]
Infrared spectrum
Principal peaks (Nujol mull)
1026 (CminusOH str) 1111(CminusOminusC str) 1312
(minusCminusOminus str) 1653 (C=O str) 990 (C=C str)
cmndash1
Mass spectrum
Principal ions at mz
29 41 39 42 69 116 167 168
D
5
23-diketogulonic acid The stability of ascorbic acid and dehydroascorbic acid can be
improved by lowering the pH below 2 (Wechtersbach and Cigic 2007) Above pH 7
alkali-catalyzed degradation by cleavage at Cndash1 or Cndash2 results in a number of
compounds mainly monondash dindash and tricarboxylic acids (Connors et al 1986 Bors and
Buettner 1997 Halliwell and Whiteman 1997) The oxidative degradation of ascorbic
acid and dehydroascorbic acid in parenteral nutrition mixtures is catalyzed by trace
elements particularly copper (Allwood 1984ab Allwood et al 1992 Allwood and
Kearney 1998 Kearney et al 1998 Gibbons et al 2001) Stabilized ascorbic acid
preparations in hydroalcoholic vehicle (Kaplan et al 1989) and aquaculture feeds
(OrsquoKeefe 2001) have been reported The various oxidation products of ascorbic acid are
shown in Fig 1
It is interesting to note that in addition to redox and acid-base properties ascorbic
acid can exist as a free radical (Bielski et al 1981 Bielski 1982 Halliwell 1996 Bors
and Buettner 1997) The ascorbate radical anion is an important intermediate in the
reactions involving oxidants and ascorbic acidrsquos antioxidant activity Rate constants for
the generation of ascorbate radicals are in the range of 104ndash10
8 s
ndash1 When ascorbate
radicals are generated by oxyanions the rate constants are of the order of 104ndash10
7 s
ndash1
when generated by halide radicals 106ndash10
8 s
ndash1 and when generated by tocopherols and
flavonoids radicals 106ndash10
8 s
ndash1 (Bielski 1982 Halliwell and Whiteman 1997) The
ascorbate radicals decay usually by disproportionation However a change in ionic
strength or pH can influence the rate of dismutation of ascorbic acid Certain oxyanions
such as phosphates accelerate dismutation (Bielski et al 1981) The acceleration is
attributed to the activity of various protonated forms of phosphate to donate a proton
6
Fig 1 Oxidation products of ascorbic acid
O
OHOH
H
OO
OHOH
H
OO
OHOH
H
O
Ascorbyl radical anion
(interm ediate)
Ascorbic acid
(1)
-e- -2H
+
+e- +2H
+
-e-
+e-
Dehydroascorbic acid
(2)
23-diketo-L-gulonic acid
O xalic acid
+
L-Threonic acid
L-Xylose
+
C O 2
CO 2
L-Xylonic acid
+
L-Lyxonic acid CO 2
HO OH O O-
O O
7
efficiently to the ascorbate radical particularly the dimer form of ascorbate
The unusual stability of the ascorbate radical in biological systems dictates that
accessory enzymatic systems be made available to reduce the potential transient
accumulation of ascorbate radical The excess ascorbate radicals may initiate a chain of
free-radicals reactions In plants NADHmonodehydroascorbate reductase maintains
ascorbic acid in its reduced form NADHmonodehydroascorbate reductase plays a major
role in stress related responses in plants Glutathione dehydroascorbate reductase serves
this purpose in animal tissues Such enzymes keep ascorbic acid operating at maximum
efficiency so that other enzyme systems may take advantage of the univalent redox
cycling capacity of ascorbate (Asard et al 2004 Johnston et al 2007)
The anaerobic degradation of ascorbic acid has been studied by Finholt et al
(1963) Under these conditions the molecule is dehydrated and hydrolyzed in aqueous
solution to give furfural and carbon dioxide The rate of degradation is maximum at pH
41 corresponding to the pKa of ascorbic acid This has been suggested due to the
formation of a saltndashacid complex in solution The reaction is dependent on buffer
concentration but has relatively small effect of ionic strength
14 BIOCHEMICAL FUNCTIONS
Ascorbic acid plays an essential role in the activities of several enzymes It is vital
for the growth and maintenance of healthy bones teeth gums ligaments and blood
vessels It is important for the manufacture of certain neurotransmitters and adrenal
hormones Ascorbic acid is required for the utilization of folic acid and the absorption of
iron It is also necessary for normal immune responses to infection and for wound healing
(Henry 1997)
8
Ascorbic acid deprivation and scurvy include a range of signs and symptoms that
involves defects in specific enzymatic processes (Johnston et al 2007) The
administration of ascorbic acid improves most of the signs of chemically induced
glutathione (L-γ-glutamyl-L-cysteine-glycine GSH) deficiency (Meister 1994) The
effect is very pronounced in newborn rats which do not efficiently synthesize ascorbic
acid in contrast to adult rats and guinea pigs When L-buthionine-(SR)-sulphoxime is
administered in addition to the loss in GSH there is a marked increase in
dehydroascorbic acid This has led to the hypothesis that GSH is very important to
dehydroascorbic acid reduction and as a sequence to ascorbic acid recycling (Meister
1995)
Ascorbic acid also possesses pro-oxidant properties and may cause apoptosis
lymphoid and myeloid cells It has been shown that dehydroascorbic acid also stimulates
the antioxidant defenses in some cells by preferentially importing dehydroascorbate over
ascorbate (Braun et al 1997 Banhegyi et al 1998 Puskas et al 2000 2002)
15 ANTIOXIDANT ACTIVITY
Ascorbic acid is known to readily scavenge reactive oxygen and nitrogen species
such as superoxide and hydroperoxyl radicals aqueous peroxyl radicals singlet oxygen
ozone peroxynitrite nitrogen dioxide nitroxide radicals and hypochlorous acid Excess
of such products has been associated with lipids (Niki and Noguchi 1997 Carr et al
2000 Urso and Clarkson 2003) DNA (Fraga et al 1991 1996 Lindahl 1993) and
protein oxidation (Stadtman 1991 Berlett and Stadtman 1997 Dean et al 1997
Ortwerth and Monnier 1997 Padayatty et al 2003)
9
The electron donor character of ascorbate may be responsible for many of its
known biological functions Inspite of the availability of ascorbic acid to influence the
production of hydroxyl and alkoxyl radicals it remains uncertain whether this is the
principal effect or mechanism that occurs in vivo There is a good evidence that ascorbic
acid protects lipids in biological fluids as an antioxidant (Johnston et al 2007) A
detailed account of the function of ascorbate as an antioxidant and its reactions with
reactive nitrogen species and singlet oxygen has been reported by Packer et al (2002)
and Buettner and Schafer (2004)
Ascorbic acid (Eordm ndash0115 V pH 52 Sinko 2006) has been used as an antioxidant
for the stabilization of drugs with a higher oxidation potential These drugs include
morphine (Yeh and Lach 1961) vitamin A (Wright 1986) rifampin (Maggi et al
1966) cholecalciferol (Nerlo et al 1968 Sawicka 1991) promethazine (Underberg
1978) and sulphacetamide and sulphanilamide (Ahmad and Ahmad 1983)
16 PHOTOSTABILITY OF DRUGS
Many drug substances are sensitive to light (British Pharmacopoeia 2009) and
may degrade in pharmaceutical formulations to inactive or toxic compounds This could
make a product therapeutically inactive while in use by the patients The
photodegradation (photolysis) of drug substances may occur not only during storage but
also during the use of the product It may involve several mechanisms including
oxidation reduction hydrolysis decarboxylation isomerization rearrangement and other
reactions Normal sunlight or room light may cause substantial degradation of drug
molecules The study of degradation of drug substances under the action of UVvisible
light is relevant to the process of drug development for several reasons such as
10
Exposure to light can influence the stability of a drug formulation resulting in the
loss of potency
Inappropriate exposure to light of the raw material or the final product can lead to
the formation of toxic photoproducts that are dangerous to health
Information about the stability of drug substances and formulations is needed to
predict the shelf-life of the final product (Tonnesen and Moore 1993)
The development of light-activated drugs involves activation of the compound
through photochemical reactions (Tonnesen 1991)
Adverse effects due to the formation of minor degradation products during
storage and administration have been reported (de Vries et al 1984) The drugs
substances may also cause light-induced side effects after administration to the patient by
interaction with endogenous substances The study of the photochemical properties of
drug substances and formulated products is an integral part of formulation development
to ensure the safety and efficacy of the product
The photodegradation of drug substances occurs as a result of the absorption of
radiation energy by a molecule (A) to produce an excited state species (A) (11) The
absorbed energy can be lost either by a radiative process involving fluorescence or
phosphorescence (12) or by a physical or chemical radiationless process The physical
process results in the loss of energy as heat (13) or by collisional quenching (14) The
chemical decay leads to the formation of a new species (15) The whole process is
represented as
11
A A (11)
A A + hυprime (12)
A A + heat (13)
A + A 2A (14)
A product (s) (15)
According to the Stark-Einstein law the absorption of one quantum of radiation
results in the formation of one excited molecule which may take part in several
photochemical processes [Eqs (11)ndash(15)] The quantum yield φ for any one of these
processes is defined by
Number of molecules undergoing the photochemical process φ =
Number of quanta absorbed
Considering a pure photochemical reaction the quantum yield has a value of 0ndash1
however if A is a radical that can take part in a free-radical chain reaction so that the
absorption of energy simply initiates the reaction then each quantum of energy may
result in the decomposition of molecules and φ may appear to be greater than 1 (Connors
et al 1986)
Detailed information on the photostability and photodegradation of drug
substances including vitamins alone or in solid or liquid formulations is available in the
reviews published by DeRitter (1982) Albini and Fasani (1998) Sequeira and Vozone
(2000) Tonnesen (2002 2004) Yoshioka and Stella (2002) Min and Boff (2002) Reed
et al (2003) Fasani and Albini (2005) and Sinko (2006) The photostability of cosmetic
materials has been reviewed by Sugden (1985) Important aspects dealing with the
photostability testing of drug substances have been dealt by Anderson et al (1991)
k1
k2
k3
k4
hυ
12
Tonnesen and Moore (1993) Tonnesen and Karlsen (1997) Riehl et al (1995) ICH
(1997) Singh and Bakshi (2000) Valvani (2000) Thatcher et al (2001ab) Fasani and
Albini (2005) Klick et al (2005) Singh (2006) and Ahmad and Vaid (2006)
17 KINETIC TREATMENT OF PHOTOCHEMICAL REACTIONS
The kinetic treatment of photochemical reactions with reference to the
photostability of drug substances has been considered by Moore (2004) and is presented
in this section
The photostability testing of a drug substance at the preformulation stage involves
a study of the drugrsquos rate of degradation in solution on exposure to light for a period of
time The value of the degradation rate constant depends very much on the design of the
experimental conditions (eg concentration solvent pH irradiation source oxygen
content) The factors that determine the rate of a photochemical reaction are simply the
rate at which the radiation is absorbed by the test sample (ie the number N of photons
absorbed per second) and the efficiency of the photochemical process (ie the quantum
yield of the reaction φ) For a monochromatic photon source the number of photons
absorbed depends upon the intensity of the photon source and the absorbance at that
wavelength of the absorbing species The rate of a photochemical reaction is defined as
Rate = number of molecules transformed per second = N φ (16)
In the first instance the rate can be determined for a homogeneous liquid sample
in which the only photon absorption is due to the drug molecule undergoing
transformation with the restriction that the concentration is low so that the drug does not
absorb all of the available radiation in the wavelength range corresponding to its
13
absorption spectrum The value of N can be derived at a particular wavelength λ and is
given by
Nλ = Iλ ndash It = Iλ (1 ndash 10ndashA
) (17)
where Iλ and It are the incident and transmitted radiation intensities respectively and A is
the absorbance of the sample at the wavelength of irradiation This expression can be
expanded as a power series
Nλ = 2303 Iλ (A + A22 + A
36 + hellip) (18)
When the absorbance is low (Alt 002) the second- and higher-order terms are negligible
and the expression simplifies to the first term in Eq 18 Given the Beerrsquos law relation
between absorbance and concentration N can be seen to be directly proportional to
concentration
Nλ = 2303 Iλ A = 2303 Iλ ελ b C (19)
where ελ is the molar absorptivity at wavelength λ C the molar concentration of the
absorbing species and b the optical path length of the reaction vessel Now Iλ and ελ vary
with wavelength so the expression must be integrated over the relevant wavelength range
where each has a non-zero value
N = 2303 b C int (Iλ ελ) dλ integrated from λ1 to λ2 (110)
Thus
Rate = 2303 b C φ int (Iλ ελ) dλ (111)
Now the overlap integral (int Iλ ελ dλ) is a constant for a particular combination of photon
source and absorbing substance b is determined by the reaction vessel chosen and φ is a
characteristic of the reaction Thus by grouping the constant terms into an overall
constant k1 the expression is simplified to a first-order kinetic equation
14
Rate = ndashd [Drug] dt = k1C (112)
The integrated form of Eq 112 can be expressed in exponential form (Eq 113) or
logarithmic form (Eq 114)
[Drug]t = [Drug]0 endashk1t
(113)
ln [Drug]t = ln [Drug]0 ndash k1t (114)
Verification of first-order kinetics is obtained when a plot of the logarithm of the
concentration of drug remaining is linear with slope equal to (ndashk1)
Eq 112 predicts that a photodegradation reaction studied at low concentrations in
solution will follow first-order kinetics however the rate constant derived from a study
performed in one laboratory will not be the same as that found in another The reason for
this is the inherent difficulty in reproducing exactly the experimental arrangement of
photon source and sample irradiation geometry Therefore the relative values of the rate
constants are useful in a given experimental arrangement for making comparisons of
degradation of the absorbing substance in different formulations eg those containing
ingredients designed to inhibit the photoreaction The use of rate constants is helpful for
comparative purposes when studying a number of different reaction mixtures under the
same irradiation conditions such as the effect of pH on the degradation of a drug
However the reaction order and numerical values of the rate constants are relative to the
specific conditions used
15
18 LITERATURE ON ASCORBIC ACID
A large number of reviews have been published on various aspects of ascorbic
acid A list of important reviews is given below
Chemistry biochemical functions and related aspects
Rosenberg (1945) Burns (1961) King and Burns (1975) Sim (1972) Hanck
(1982) Zaeslein (1982) Seib and Tolbert (1982) Carpenter (1986) Levine
(1986) Davies et al (1991) Halliwell and Whiteman (1997) Ortega and Delgado
(1998) Asard et al (2004) Hickey and Roberts (2004) Johnston et al (2007)
Eitenmiller (2008)
Chemical and pharmaceutical stability
Macek (1960) Garrett (1967) Carstensen (1972) Dale and Booth (1976) Hashmi
(1973) Litner (1973) DeRitter (1982) Allwood (1984ab) Allwood and Kearney
(1998) Connors et al (1986) Smith et al (1988) Racz (1989) Roth et al 1991
Ball (2006) Eitenmiller et al (2008) Sweetman (2009)
Methods of assay and chromatography
Mader (1961) Gyorgy and Pearson (1967) Bolliger and Konig (1969) Hashmi
(1973) Al-Meshal and Hassan (1982) Pelletier (1985) Lambert and deLeenheer
(1992) Halver and Felton (2001) Moffat et al (2004) Ball (2006) Eitenmiller et
al (2008)
Pharmacology and related aspects
Levine (1986) Dollery (1999) Sauberlich (1994ab) McDowell (2000)
Kaushansky and Kipps (2006) Sweetman (2009)
16
Antioxidant activity
Basu et al (1999) Shacter (2000) Thiele et al (2000) Cadenas and Packer
(2002) Packer et al (2002) Padayathy et al (2003) Parker and Parker (2003)
Burke (2006) Johnston et al (2007)
Cosmetic Preparations
Barel et al (2001) Salvador and Chisvert (2007) Rosen (2005) Bissett (2006)
Chaudhri and Jain (2009)
CHAPTER II
PHOTODEGRADATION
REACTIONS AND ASSAY
OF ASCORBIC ACID
18
21 PHOTODEGRADATION REACTIONS
211 Photodegradation of Ascorbic Acid
Aqueous ascorbic acid (1) solutions are degraded by UV light to give
dehydroascorbic acid (2) (Arcus and Zilva 1940) Ascorbic acid degradation at a
concentration of 52 and 50 mg on UV irradiation for 2 hours gave a loss of 43 and 8
respectively Dehydroascorbic acid solutions are more stable to UV light than the
ascorbic acid (Kitagawa 1968) In many natural products the vitamin is oxidized on
exposure to air and light (OrsquoNeil 2001) When solutions of multivitamin preparations are
exposed to light H2O2 as well as organic peroxides are generated and specific
byproducts that differ from dehydroascorbic acid and 23-diketogulonic acid (3) are
produced (Lavoie et al 2004)
In aqueous neutral or alkaline solution ascorbic acid (1) undergoes chemical or
photochemical oxidation to dehydroascorbic acid (2) which upon saponification of the
lactone ring under the influence of the base water produces 23-diketo-L-gulonic acid (an
α szlig- diketogulonic acid) (3) This acid undergoes further oxidation to oxalic acid (4) and
L-threonic acid (5) (Racz 1989) (Fig 2a) At room temperature oxalic acid (4) is also
formed along with threonolactone (6) by photochemical degradation of ascorbic acid (1)
in the presence of singlet oxygen (1O2) (Silva and Quina 2006) (Fig 2a) The low-
temperature photooxygenation of ascorbic acid (1) gives a mixture of unstable
hydroperoxide ketones (7) and (8) which on standing interconvert and cyclize to
hydroperoxyhemiketal (9) The hydroperoxyhemiketal breaks down on warming to
produce the oxalate esters of threonic acid (10) (Fig 2b) (Kwon and Foote 1988)
19
COOH
COOH
O
OHHO
O
HOH2C
HO2
O
O
HO
OO
O O2H
OHHO
O
HOH2C
OH
O
O
OH
O2H
OO
HO O2CCO2H
(1)hv
room temperature
(4)(6)
(1)hv
85 oC
(7)
(a)
(8)
+
cyclization
(9)
ring cleavage
(b)
(10)
(2)
OH O
OHHO
OH O O
(3)
OH OH
OH
OH O
O
OH
1O2 [O]
+
(5)
COOH
COOH
(4)
+
OH
Fig 2 Photooxidation of ascorbic acid at room and low temperature
20
An important consideration in the stability of ascorbic acid in total parenteral
nutrition (TPN) solutions is the generation of hydrogen peroxide in the presence of light
(Laborie et al 1998 1999 2000 2002 Chessex et al 2002) This may result from the
oxidation of ascorbate anion by molecular oxygen (Homann and Gaffron 1964 Taqui
Khan and Martell 1967 Mushran and Agarwal 1977 Hughes 1985 De La Rochette et
al 2000) leading to further degradation of ascorbic acid (Deutsch 1998a 1998b
1998c) The kinetics and mechanism of oxidation reactions of ascorbic acid have been
studied by several workers (Taqui Khan and Martell 1967 Ogata and Kosugi 1969
Blaugh and Hajratwala 1972 Fessenden and Verma 1978 Abe et al 1986 Kwon et al
1989 Fornaro and Coicher 1998 Njus et al 2001)
The photostability of various ascorbic acid tablets on exposure to UV light has
been studied and the influence of antioxidants and moisture on the potency loss of
ascorbic acid has been evaluated The physical characteristics of ascorbic acid tablets are
also affected on UV irradiation (Ahmad et al 1973 Jamil et al 1980ab Jamil and
Ahmad 1984)
212 Effect of Various Substances on Photodegradation of Ascorbic Acid
The oxidation-reduction reactions of ascorbic acid in the presence of riboflavin at
pH 8ndash9 under the influence of light have been studied Under these conditions ascorbic
acid is a more active H donor to riboflavin than phenolphthalein (Sibi et al 1953)
Riboflavin has been found to catalyze the photodegradation of ascorbic acid solutions
during exposure to light and air The losses of ascorbic acid are markedly increased by
the presence of Cu2+
and Fe3+
ions under light exposed and unexposed conditions (Sattar
et al 1977) A spectral study of the UV photolysis of ascorbic acid solutions in the
21
presence of riboflavin has shown that the degradation of ascorbic acid is enhanced to the
extent of about 15 (Vaid et al 2005) The influence of DL- methionine on the
photostability of ascorbic acid solutions has also been studied DL- methionine (10 mg
) enhances the photostability of ascorbic acid (40 mg ) in acetate and phosphate
buffers but not in citrate buffer at pH 45 The photoprotective action of DL-methionine
on ascorbic acid appears to be influenced by its concentration pH of the medium and the
buffer species (Asker et al 1985)
The degradation of ascorbic acid solutions on irradiation with simulated sunlight
in the presence of the food dye quinolone yellow (E 104) is enhanced However this
effect is reversed by the addition of mannitol indicating that this dye facilitates the
photogeneration of hydroxyl radicals which may cause degradation of the vitamin The
incorporation of triplet quenchers enhances the stability of substrate solutions suggesting
that the dye acts as a triplet sensitizer to facilitate the reaction (Sidhu and Sugden 1992)
The photostability of ascorbic acid solutions is enhanced by sweetening agents (mannitol
sorbitol sucrose dextrose and Canderal) at 5 wv concentration However the addition
of stoichiometric amounts of hydrogen peroxide as a source of hydroxyl radicals and 2
2rsquo-azobis (2-amidopropane) as a source of hydroperoxyl radicals results in diminished
stability of ascorbic acid solutions The diminished activity may be due to the action of
hydroperoxyl radicals in the presence of hydroxyl radical scavengers (Ho et al 1994)
Metal-complexing agents (eg disodium ethylenediaminetetraacetic acid N-
hydroxylethyl ethylenediaminetetraacetic acid 8-hydroxyquinoline) have a stabilizing
effect on the photolysis of ascorbic acid injectable solutions (Kassem et al 1969ab
22
1972) This may be due to the interaction of these agents with metal ions and other
impurities
213 Photosensitized Oxidation of Ascorbic Acid
In the presence of visible light a photosensitizer such as riboflavin can exhibit
photosensitizing properties through a mixed Type IndashType II mechanism (Yoshimura and
Ohno 1988 Foote 1991 Silva et al 1994 Silva and Quina 2006) as presented below
Type I mechanism (low oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (21)
3RF + SH rarr RF
middot ndash + SH
middot + rarr RFH
middot + S
middot (22)
RFmiddot ndash
+ O2 rarr RF + O2middot ndash
(23)
2RFHmiddot rarr RF + RFH2 (24)
RFH2 + O2 rarr RF + H2O2 (25)
H2O2 + O2middot ndashrarr
ndashOH +
middotOH + O2 (26)
Smiddot and or SH
middot +
+ H2O2 O2middot ndash
rarr Soxid (27)
Type II mechanism (high oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (28)
3RF + O2 rarr RF +
1O2 (29)
SH + 1O2 rarr Soxid (210)
In these reactions RF 1RF and
3RF represent RF in the ground state and in the excited
singlet and triplet states respectively RFmiddot ndash
RFHmiddot and RFH2 are the radical anion the
radical and the reduced form of RF SH is the reduced substrate and SHmiddot
+ S
middot and Soxid
23
represent the intermediate radical cation the radical and the oxidized form of the
substrate respectively
An early study of the riboflavin-sensitized photooxidation of ascorbic acid has
been carried out by flash photolysis (Heelis et al 1981) ESR spectrometry has been
used to investigate the photosensitized formation of ascorbate radicals by riboflavin (Kim
et al 1993) The photochemical behavior of a system consisting of ascorbate ion (AHndash)
and riboflavin has been studied by Mancini et al (2000) and De La Rochette et al (2000
2003) The photosensitized processes were examined as a function of oxygen pressure
and the efficiency of RF induced degradation of AHndash
at various oxygen concentrations
was compared on the basis of the respective initial photosensitization quantum yields
(Table 2)
In this reaction a Type I photosensitization mechanism (Karlsen 1996) implies a
direct electron transfer between AHndash and the RF triplet-excited state followed by the
oxidation of semioxidized ascorbyl radical (AHmiddot) by molecular oxygen or some other
reactive species On the contrary in a Type II photosensitization mechanism singlet
oxygen is produced directly by energy transfer from the RF triplet-excited state to
molecular oxygen and the singlet oxygen then oxidizes the AHndash Thus by irradiating
under increasing oxygen pressure it is possible to control the relative prevalence and
efficiency of Type I or Type II mechanisms The absence of a linear relationship between
the quantum yields of ascorbate degradation and oxygen concentration indicates that the
photosensitization mechanism involved in not exclusively Type II
24
Table 2 Initial quantum yield (φ) for ascorbate (AHndash) degradation during
photosensitization by RF (35 microM) in solutions irradiated at 365 nm and
37ordmC
O2 103 times φ (AH
ndash)a
0
5
20
14 plusmn 06
1670 plusmn 220
1940 plusmn 200
a Data are the mean plusmn SD of three independent experiments
25
In the presence of RF and O2 the quantum yields for degradation of ascorbate ion
have been found to be greater than one suggesting the participation of chain reactions
initiated by the ascorbyl radical as given by the following reactions
3RF + AH
ndash rarr RFmiddot
ndash + AHmiddot (211)
AHmiddot + O2 rarr A + HO2middot (212)
HO2middot + AHndash rarr H2O2 + AHmiddot (213)
The generation of the ascorbyl radical by the reaction between the RF excited-
triplet state and the ascorbate ion (Eq 211) is the only step that requires the absorption of
photons (to form the excited-triplet state of RF) The subsequent reactions (Eqs 212 and
213) are independent of light and lead to further degradation of the ascorbate ion In the
presence of transition metal ions such as Fe3+
in trace amounts in the buffer solution
containing RF and ascorbate ions further oxidation of ascorbate ion could also occur As
a result the reduced form of the metal ion (ie Fe2+
) can be generated by the metal
catalyzed oxidation of ascorbate ion This has been confirmed by the significant decrease
in the AHndash photooxidation quantum yield in the presence of the metal chelator EDTA
which inactivates the trace amounts of iron present in the buffer solution The quantum
yields for the photosensitized oxidation of ascorbate ion are decreased twofold at 20 O2
and fourfold at 5 O2 concentration in the presence of EDTA (Silva and Quina 2006)
Amino acids have been found to affect the photosensitized oxidation of ascorbic acid
(Jung et al 1995)
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins
The stability of ascorbic acid is reported to be enhanced in syrups containing B-
complex vitamins (Connors et al 1986) This may be due to the increased viscosity of
the syrups inhibiting the oxidation of ascorbic acid The rate of photolysis in solution
26
containing cyanocobalamin and ascorbic acid is reported to decrease with an increase in
pH (Ansari et al 2004) where as use of certain halide salts has been reported to be
beneficial in stabilizing pharmaceutical products and dietary supplements when vitamin
B12 and vitamin C are combined in solution (Ichikawa et al 2005) When a solution of
multivitamins is exposed to light it is reported that organic peroxidases are generated and
the concentration of ascorbic acid decreases (Lavoie et al 2004)
22 ASSAY OF ASCORBIC ACID
Recent accounts of the development and application of analytical methods to the
determination of ascorbic acid in pharmaceuticals biological samples and food materials
are reported in the literature (Rumsey and Levine 2000 Halver and Felton 2001 Moffat
et al 2004 Ball 2006 Sheraz et al 2007 Eitenmiller et al 2008 Salkic and Kubicek
2008) Most of these methods are based on the application of spectrophotometric
fluorimetric and chromatographic techniques to suit the requirements of a particular assay
and are summarized below
221 Spectrophotometric Methods
Spectrophotometric methods are the most widely used methods for the assay of
ascorbic acid in aqueous solution Ascorbic acid exhibits strong absorption in the
ultraviolet region (absorption maxima 243 nm at pH 2 and 265 nm at pH 4ndash10 OrsquoNeil
2001 Moffat et al 2004 British Pharmacopoeia 2009) This is the basis of
spectrophotometric methods for the determination of the vitamins in pure solutions and in
sample preparations where no interference is observed from UV absorbing impurities
The value of A (1 1 cm) at the analytical wavelength of 245 nm (pH 20) is high (695)
which makes the method very sensitive for the determination of mg quantities of the
27
vitamin Treatment of the material to be analyzed with ascorbic acid oxidase is often used
as a blank to correct for the presence of interfering substances in biological samples (Liu
et al 1982) A spectrophotometric method for the determination of ascorbic acid in
pharmaceuticals by background correction (245 nm) has been reported (Verma et al
1991) The direct determination of ascorbic acid in mixtures involves the use of 22prime-
dipyridyl as a colorimetric reagent The method is based on the reduction of Fe (III) by
ascorbic acid to Fe (II) which reacts with 2 2prime-dipyridyl to form a colored complex
(absorption maximum 510 nm) that can be used for quantitative determination (Margolis
and Schmidt 1996) A spectrophotometric method has been developed for the
determination of ascorbic acid and its oxidation product dehydroascorbic acid in
biological samples (Moeslinger et al 1995) A sensitive method has been reported for
the determination of ascorbic acid in pharmaceutical formulations and fruit juices by
interaction with 2-(5-bromo-2-pyridylazo)-5-diethylaminophenol (Br-PADAP) (Ferreira
et al 1997) A novel UV method has been developed for the analysis of ascorbic acid in
methanol at 245 nm in various formulations (Zeng et al 2005)
Ascorbic acid in aqueous solutions has been assayed at 244 nm (pH ~2) (Ogata
and Kosugi 1969) 245 nm (pH 35) (Blaugh and Hajratwala 1972) 264 nm (pH 7)
(Salkic et al 2007) 265 nm (pH 7) (Hashmi 1973) 275 nm (pH 41 and 70) (Heelis et
al 1981) 265 nm (pH 7) (Al-Meshal and Hassan 1982) 245 nm (pH ~2) (Verma et al
1991) and 265 nm (pH ~7) (Erb et al 2004) Dehydroascorbic acid and 23-
diketogulonic acid do not significantly absorb in this region (Pelletier 1985 Davies et
al 1991 Rumsey and Levine 2000) and therefore do not interfere with the assay of
ascorbic acid in degraded solutions
28
222 Fluorimetric Methods
Fluorimetry is a highly sensitive technique for the determination of fluorescent
compounds or fluorescent derivatives of non-fluorescent compounds The technique has
been used for the detection of microg quantities of ascorbic acid Methods based on
fluorimetric (Kampfenkel et al 1995) and chemiluminescence detection (Zhang and
Chen 2000) provide highly sensitive methods for the determination of ascorbic acid in
plant and other materials
223 Mass Spectrometric Methods
Conventional and isotope mass spectrometric techniques have also been used for
the analysis of ascorbic acid Isotope ratio mass spectrometry is particularly useful and
sensitive when 13
C ascorbic acid is used as a standard in the analysis of complex matrices
(Gensler et al 1995)
224 Chromatographic Methods
High-performance liquid chromatographic (HPLC) methods have extensively
been employed for the determination of ascorbic acid in biological samples These
methods include ion exchange reversed phase and ion-pairing HPLC protocols
Spectrophotometric fluorimetric and electrochemical detection has been used in the
HPLC analysis of ascorbic acid The electrochemical detection is used for the
simultaneous determination of ascorbic acid dehydroascorbic acid and their isomers and
derivatives A number of HPLC methods have been developed for the detection and
determination of ascorbic acid and its oxidation products and derivatives in biological
samples and plant materials (Tsao and Young 1985 Tangney 1988 Dabrowski and
Huiterleitner 1989 Thomson and Trenerry 1995 Kimoto et al 1997 Kall and
29
Anderson 1999 Rumelin et al 1999 Lykkesfeldt 2000 Zhang et al 2000 Pastore et
al 2001 Frenich et al 2005) The limit of detection of ascorbic acid in plasma or urine
with UV detection lies in the range of 100-120 microg (Liau et al 1993 Manoharan and
Schwille 1994) Fluorescence detection of ascorbic acid and dehydroascorbic acid in
plasma and its comparison with coulometric detection has been reported (Tessier et al
1996) A liquid chromatography-diode-array detection (LCndashDAD) method has been
reported for the determination of 10 water-soluble and 10 fat-soluble vitamins including
ascorbic acid in pharmaceutical preparations with a coefficient of variation lt 65
(Konings 2006)
Liquid chromatography methods based on precolumn and o-phenylenediamine
(OPD) derivatization have been used for the determination of total vitamin C and total
isovitamin C in foods and dehydro forms of the vitamin Isoascorbic acid has been used
as an internal standard in the analysis (Speek et al 1985 Vanderslice et al 1990
Dodsun et al 1992 Vanderslice and Higgs 1988 1993 Hagg et al 1994 1995) The
limits of detection of ascorbic acid by HPLC using different detectors are in the range of
16ndash400 microgl (Capellmann and Bolt 1992 Iwase and Ono 1994 Karatepe 2004)
225 Enzymatic Methods
Enzymatic methods using ascorbate oxidase are specific and have the advantage
of selectively measuring the biological activity of ascorbic acid in serum or plasma (Liu
et al 1982) Ascorbate oxidase and OPD derivatization has been used to develop a rapid
automated method for the routine assay of ascorbic acid in serum and plasma The
method has a sample throughput of 100h (Ihara et al 2000)
30
226 Commercial Kits for Clinical Analysis
Commercial kits (eg Immunodiagnostic Germany Biovision USA) are also
used for the determination of ascorbic acid in biological samples (serum or plasma) in
clinical laboratories
227 Analysis in Creams
The general methods for the analysis of active ingredients and excipients in
cosmetic products including creams are described by Salvador and Chisvert (2007)
Ascorbic acid and derivatives in creams have been determined by liquid chromatography
(Irache et al 1993 Varvaresou et al 2006) gas chromatography-mass spectrometry
(Leveque et al 2005) and electrochemical methods (Beissenhirtz et al 2003 Guitton et
al 2007)
CHAPTER III
FORMULATION AND
STABILITY OF CREAM
PREPARATIONS
32
31 FORMULATION OF CREAM PREPARATIONS
Traditionally emulsions have been defined as dispersions of macroscopic droplets
of one liquid in another liquid with a droplet diameter approximately in the range of 05-
100 microm (Becher 1965) According to the definition of International Union of Pure and
Applied Chemistry (IUPAC) (1971) ldquoIn an emulsion liquid droplets and or liquid
crystals are dispersed in a liquidrdquo
Creams are semisolid emulsions intended for external applications They are often
composed of two phases Oil-in-water (ow) emulsions are most useful as water-washable
bases whereas water-in-oil (wo) emulsions are emollient and cleansing agents The
active ingredient is often dissolved in one or both phases thus creating a three-phase
system Patients often prefer a wo cream to an ointment because the cream spreads more
readily is less greasy and the evaporating water soothes the inflamed tissue OW creams
(vanishing creams) rub into the skin the continuous phase evaporates and increases the
concentration of a water-soluble drug in the adhering film The concentration gradient for
drug across the stratum corneum therefore increases promoting percutaneous absorption
(Barry 2002 Betageri and Prabhu 2002)
The various factors involved in the formulation of emulsions and topical products
have been discussed by Block (1996) Barry (2002) and Jain et al (2006) and are briefly
presented in the following sections
311 Choice of Emulsion Type
Oil-in-water emulsions are used for the topical application of water-soluble drugs
mainly for local effect They do not have the greasy texture associated with oily bases
and are therefore pleasant to use and easily washed from skin surfaces Moisturizing
33
creams designed to prevent moisture loss from the skin and thus inhibit drying of the
stratum corneum are more efficient if formulated as ow emulsions which produce a
coherent water-repellent film
312 Choice of Oil Phase
Many emulsions for external use contain oils that are present as carriers for the
active ingredient It must be realized that the type of oil used may also have an effect both
on the viscosity of the product and on the transport of the drug into the skin (Barry
2002) One of the most widely used oils for this type of preparation is liquid paraffin
This is one of a series of hydrocarbons which also includes hard paraffin soft paraffin
and light liquid paraffin They can be used individually or in combination with each other
to control emulsion consistency This will ensure that the product can be spread easily but
will be sufficiently viscous to form a coherent film over the skin The film-forming
capabilities of the emulsion can be further modified by the inclusion of various waxes
such as bees wax carnauba wax or higher fatty alcohols
313 Emulsion Consistency
A consideration of the texture or feel of a product intended for external use is
important A wo preparation will have a greasy texture and often exhibits a higher
apparent viscosity than ow emulsions This fact imparts a feeling of richness to many
cosmetic formulations Oil-in-water emulsions will however feel less greasy or sticky on
application to the skin will be absorbed more readily because of their lower oil content
and can be more easily washed from skin surface Ideally emulsions should exhibit the
rheological properties of plasticity pseudoplasticity and thixotropy Emulsions of high
apparent viscosity for external use (cream) are of a semisolid consistency There are
34
several methods by which the rheological properties of an emulsion can be controlled
(Billany 2002)
314 Choice of Emulsifying Agent
The choice of emulgent to be used would depend on factors such as its
emulsifying ability route of administration and toxicity Most of the non-ionic emulgents
are less irritant and less toxic than their anionic and cationic counter parts Some
emulgents such as the ionic alkali soaps often have a high pH and are thus unsuitable for
application to broken skin Even in normal intact skin with a pH of 55 the application of
such alkaline materials can cause irritation Some emulsifiers in particular wool fat can
cause sensitizing reactions in susceptible people The details of various types of
emulsifying agents are available in the literature (Betageri and Prabhu 2002 Billany
2002 Swarbrick et al 2006)
315 Formulation by the HLB Method
The physically stable emulsions are best achieved by the presence of a condensed
layer of emulgent at the oil water interface and the complex interfacial films formed by a
blend of an oil-soluble emulsifying agent with a water-soluble one produces the most
satisfactory emulsions
It is possible to calculate the relative quantities of the emulgents necessary to
produce the most physically stable emulsions for a particular formulation with water
combination This approach is called the hydrophilic-lipophilic balance (HLB) method
Each surfactant is allocated an HLB number representing the relative properties of the
lipophilic and hydrophilic parts of the molecule High numbers (up to a theoretical
number of 20) therefore indicates a surfactant exhibiting mainly hydrophilic or polar
35
properties whereas low numbers represent lipophilic or non-polar characteristics Each
type of oil requires an emulgent of a particular HLB number in order to ensure a stable
product For an ow emulsion the more polar the oil phase the more polar must be the
emulgent system (Billany 2002 Im-Emsap et al 2002 Swarbrick et al 2006)
316 Concept of Relative Polarity Index
In the ingredient selection in cosmetic formulations a new concept of relative
polarity index (RPI) has been presented (Wiechers 2005) The physicochemical
characteristics of the ingredients determine their skin delivery to a greater extent than the
formulation type The cosmetic formulation cannot change the chemistry of the active
molecule that needs to penetrate to a specific site within the skin However the
formulation type can be selected based on the polarity of the active ingredient and the
desired site of action for the active ingredient For optimum skin delivery the solubility of
the active ingredient needs to be as high as possible (to create a large concentration
gradient) and as small as possible (to create a large partition coefficient) To achieve this
it is necessary to determine the following parameters
The total amount dissolved in the formulation that is available for skin penetration
the higher this amount the more will penetrate until a solution concentration is
reached in the skin therefore a high absolute solubility in the formulation is required
The polarity of the formulation relative to that of the stratum corneum if an active
ingredient dissolves better in the stratum corneum than in the formulation then the
partition of the active ingredient will favour the stratum corneum therefore a low
(relative to that in the stratum corneum) solubility in the formulation is required
(Wiechers 2005)
36
These requirements can be met by considering the concept of RPI (Wiechers
2003 2005) In this systematic approach it is essential to consider the stratum corneum
as another solvent with its own polarity The stratum corneum appears to behave very
similarly to and in a more polar fashion than butanol with respect to its solubilizing
ability for active ingredients (Scheuplein and Blank 1973) The polarity of stratum
corneum as expressed by its octanol water partition coefficient is 63
The relative polarity index may be used to compare the polarity of an active
ingredient with both that of the skin and that of the oil phase of a cosmetic formulation
predominantly consisting of emollients It may be visualized as a vertical line with a high
polarity at the top and a high lipophilicity at the bottom The polarity is expressed as the
log10 of the octanol water coefficient For example the relative polarity index values of
glycerin and isostearyl isostearate are -176 and 2698 respectively (Wiechers 2005) In
order to use the concept of the relative polarity index three numbers (on log10 scale) are
required
The polarity of the stratum corneum is set at 08 However in reality this value will
change with the hydration state of the stratum corneum that is determined in part by
the external relative humidity (Bonwstra et al 2003)
The polarity of the active molecule
The polarity of the formulation
For multiphase or multipolarity systems like emulsions the active ingredient is dissolved
in the phase For example in an ow emulsion where a lipophilic active ingredient is
dissolved in the oil phase it is the polarity of the homogenous mixture of the lipophilic
active ingredient and internal oil For the same lipophilic active in a wo emulsion it is
37
the polarity of the homogenous mixture of the lipophilic active ingredients and external
oil For water-soluble active ingredients it is the polarity of the homogenous mixture of
the hydrophilic active ingredient and the aqueous phase regardless whether it is internal
(wo emulsions) or external (ow emulsions)
Once the active ingredient and the formulation type have been chosen it is
necessary to create the delivery system that will effectively deliver the molecule The
concept of relative polarity index allows the formulator to select the polarity of the phase
in which the active ingredient is incorporated on the basis of its own properties and those
of the stratum corneum In order to achieve maximum delivery the polarity of the active
ingredient and the stratum corneum need to be considered In order to improve the skin
delivery of active ingredients the first step involves selecting a primary emollient with a
polarity close to that of the active ingredient in which it will have a high solubility The
second step is to reduce the solubility of the active ingredient in the primary emollient via
the addition of a secondary emollient with a different polarity and therefore lower
solubility for the active ingredient This approach has shown a 3-4 fold increase in skin
penetration with out increasing the amount of active ingredients in the formulation
(Wiechers 2005)
32 FORMULATION OF ASCORBIC ACID CREAMS
Ascorbic acid is a water-soluble material and is included frequently in skin care
formulations to restore skin health It is very unstable and is easily oxidized in aqueous
solution This vitamin is known to be a reducing agent in biological systems and causes
the reduction of both oxygen- and nitrogen- based free radicals (Higdon and Frei 2002)
It can also act as a co-antioxidant with the tocopheroxyl radical to regenerate alpha-
38
tocopherol (Packer et al 1979 Buettner 1993 Peyrat-Maillard et al 2001) In this
reaction the two vitamins act synergistically Alpha-tocopherol first functions as the
primary antioxidant that reacts with an organic free radical Thereafter ascorbic acid
reacts with the free radical tocopheroxyl to general alpha-tocopherol In physiological
conditions the ascorbyl radical formed by regenerating tocopherol is then converted back
to ascorbate by the redox cycle (Davies et al 1991) The interaction of ascorbic acid
with a redox partner such as alpha-tocopherol has been found useful to slow its oxidation
and prolong its action
The instability of ascorbic acid makes this antioxidant active ingredient a
formulation challenge to deliver to the skin and retain its effective form In addition to its
use in combination with alpha-tocopherol in cream formulations the stability of ascorbic
acid may be improved by its use in the form of a fatty acid ester such as ascorbyl
palmitate Ascorbyl palmitate has been used in thixogel formulations and is typically
incorporated into the mineral oil phase Preliminary experiments have shown that it could
be slowly released from the starch-oil emulsion matrix and act as an antioxidant (Wille
2005)
Various physical and chemical factors involved in the formulation of cream
preparations have been discussed in the above sections For polar and air light sensitive
compounds such as ascorbic acid it is important to consider factors such as the choice of
formulation ingredients polar character of formulation HLB value pH viscosity etc to
achieve stability
39
33 STABILITY OF CREAMS
331 Physical Stability
The most important consideration with respect to pharmaceutical and cosmetic
emulsions (creams) is the stability of the finished product The stability of a
pharmaceutical emulsion is characterized by the absence of coalescence of the internal
phase absence of creaming and maintenance of elegance with respect to appearance
odor color and other physical properties An emulsion is a dynamic system however
any flocculation and resultant creaming represent potential steps towards complete
coalescence of the internal phase In pharmaceutical emulsions creaming results as a lack
of uniformity of drug distribution and poses a problem to the pharmaceutical
compounder Another important factor in the stabilization of emulsions is phase inversion
which involves the change of emulsion type from ow to wo or vice versa and is
considered as a case of instability The four major phenomena associated with the
physical instability of emulsions are flocculation creaming coalescence and breaking
These have been discussed by Garti and Aserin (1996) Im-Emsap et al (2002) and Sinko
(2006)
332 Chemical Stability
The instability of a drug may lead to the loss of its concentration through a
chemical reaction under normal or stress conditions This results in a reduction of the
potency and is a well-recognized cause of poor product quality The degradation of the
drug may make the product esthetically unacceptable if significant changes in color or
odor have occurred The degradation product may also be a toxic substance The various
pathways of chemical degradation of a drug depend on the structural characteristics of the
40
drug and may involve hydrolysis dehydration isomerization and racemization
decarboxylation and elimination oxidation photodegradation drug-excipients and drug-
drug interactions Factors determining the chemical stability of drug substances include
intrinsic factors such as molecular structure of the drug itself and environmental factors
such as temperature light pH buffer species ionic strength oxygen moisture additives
and excipients The application of well-established kinetic principles may throw light on
the role of each variable in altering the kinetics of degradation and to provide valuable
insight into the mechanism of degradation (Baertschi and Alsante 2005 Yoshioka and
Stella 2002 Lachman et al 1986) The chemical stability of individual components
within an emulsion system may be very different from their stability after incorporation
into other formulation types For example many unsaturated oils are prone to oxidation
and their degree of exposure to oxygen may be influenced by factors that affect the extent
of molecular dispersion (eg droplet size) This could be particularly troublesome in
emulsions because emulsification may introduce air into the product and because of the
high interfacial contact area between the phases (Barry 2002) The use of antioxidants
retards oxidation of unsaturated oils minimizes changes in color and texture and prevents
rancidity in the formulation Moreover they can retard the degradation of certain active
ingredients such as vitamin C (Vimaladevi 2005) The stability problems of dispersed
systems and the factors leading to these stability problems have been discussed by
Weiner (1996) and Lu and Flynn (2009)
333 Microbial Stability
Topical bases often contain aqueous and oily phases together with carbohydrates
and proteins and are susceptible to bacterial and fungal attack Microbial growth spoils
41
the formulation and is a potential toxic hazard Therefore topical formulations need
appropriate preservatives to prevent microbial growth and to maintain their quality and
shelf-life (Barry 2002 Arger et al 1996) Cream formulations may contain fats and oils
with high percentage of unsaturated linkages that are susceptible to oxidation degradation
and development of rancidity The addition of antioxidants retards oxidation of fats and
oils minimizes changes in color and texture and prevents rancidity in the formulation
Moreover they can retard the degradation of certain active ingredients such as vitamin C
These aspects in relation to dermatological formulations have been discussed by Barry
(1983 2002) and Vimaladevi 2005)
334 Stability of Ascorbic Acid in Liquid Formulations
Ascorbic acid is very unstable in aqueous solution Different workers have studied
the stability of ascorbic acid in liquid formulations (Connors et al 1986 Austria et al
1997) Its shelf-life can be prolonged by appropriate choice of vehicle and control of
other variables such as pH stabilizers temperature light and oxygen (Table 3)
Similarly the stability of various concentrations of ascorbic acid in solution form may
vary depending upon the type of solvent used (Table 4) (Connors et al 1986 Satoh et
al 2000 Lee et al 2004 Zeng et al 2005)
335 Stability of Ascorbic Acid in Emulsions and Creams
Ascorbic acid exerts several functions on skin such as collagen synthesis
depigmentation and antioxidant activity Ultraviolet radiation generates reactive oxygen
species (ROS) which produce some harmful effects on the skin including photocarcinoma
and photoaging In order to combat these problems ascorbic acid as an antioxidant has
42
Table 3 Effect of vehicles on the stability of ascorbic acid ( ascorbic acid remaining in
solutions after storage at room temperature) (Connors et al 1986)
Storage Time (days) No Vehicle
30 60 90 120 180 240 360
1 Corn Syrup 965 925 920 920 900 860 760
2 Sorbitol 990 990 990 970 960 925 890
3 4 Carboxymethyl
Cellulose
840 680 565 380 ndash ndash ndash
4 Glycerin 100 100 990 990 970 935 920
5 Propylene glycol 995 990 980 945 920 900 900
6 Syrup USP 100 100 980 980 930 900 880
7 Syrup 212 gL 880 810 775 745 645 590 440
8 25 Tragacanth 785 620 510 320 ndash ndash ndash
9 Saturated solution of
Dextrose
990 935 875 800 640 580 510
10 Distilled Water 900 815 745 675 405 185 ndash
11 50 Propylene glycol +
50 Glycerin
980 ndash 960 ndash 933 ndash ndash
12 25 Distilled Water +
75 Sorbo (70 solution
of Sorbitol)
955 954 ndash 942 930 ndash ndash
13 50 Glycerin + 50
Sorbo
982 984 978 ndash ndash 914 ndash
43
Table 4 Stability of various concentrations of ascorbic acid in water propylene glycol
and USP syrup at room temperature ( of ascorbic acid remaining in solution)
(Connors et al 1986)
Storage Time (days) Concentration
(mg ml)
Solvent
30 60 90 120 180 240 360
10 Water 930 840 820 670 515 410 ndash
50 Water 940 920 880 795 605 590 300
100 Water 970 930 910 835 705 680 590
10 Propylene glycol 100 985 980 975 960 920 860
50 Propylene glycol 100 970 980 980 980 965 935
100 Propylene glycol 100 100 100 100 990 100 925
10 Syrup 100 100 980 990 970 960 840
50 Syrup 100 100 100 100 990 100 960
100 Syrup 100 100 100 100 100 100 995
44
been used in various dosage forms and in different concentrations (Darr et al 1996
Gallarate et al 1999 Zhang et al 1999 Pinnell et al 2001 Lee et al 2004 Raschke
et al 2004 Elmore 2005 Farahmand et al 2006 Maia et al 2006) Ascorbic acid has
good photoprotective ability against UVA-mediated phototoxicity (Darr et al 1996) A
variety of formulations containing ascorbic acid or its derivatives have been studied in
order to evaluate their stability and delivery through the skin (Gallarate et al 1999
Zhang et al 1999 Ozer et al 2000 Pinnell et al 2001 Lee et al 2004 Raschke et al
2004 Farahmand et al 2006) Formulations containing derivatives of ascorbic acid are
found to be more stable than ascorbic acid but they do not produce the same effect as that
of the parent compound probably due to the lack of redox properties (Heber et al 2006)
Effective delivery of ascorbic acid through topical preparations is a major factor that
should be critically evaluated as it may be dependent upon the nature or type of the
formulation (Gallarate et al 1999 Pinnell et al 2001) The pH of the formulation
should be on the acidic side (~ pH 35) for effective penetration of the vitamin in the skin
(Pinnell et al 2001) and for its stabilization in the formulation (Gallarate et al 1999)
Some other antioxidants such as alpha-tocopherol ferulic acid and sodium metabisulphite
have also been used in combination with ascorbic acid for the purpose of its stabilization
in topical formulations and to produce some synergistic effects (Darr et al 1996 Lin et
al 2005 Maia et al 2006 Tournas et al 2006) Effect of some rheological properties
such as viscosity and dielectric constant on the stability of ascorbic acid in emulsions has
also been investigated (Connors et al 1986) Viscosity of the medium is an important
factor that should be considered for the purpose of ascorbic acid stability as higher
viscosity formulations have shown some degree of protection (Ozer et al 2000
45
Szymula 2005) Along with other factors formulation type also plays an important role in
the stability of ascorbic acid It is reported that ascorbic acid is more stable in emulsified
system as compared to aqueous solutions (Gallarate et al 1999 Lee et al 2004) In
multiemulsions ascorbic acid is reported to be more stable as compared to simple
emulsions (Gallarate et al 1999 Ozer et al 2000 Lee et al 2004 Farahmand et al
2006)
Ascorbic acid and its derivatives have been used in a variety of cosmetic
formulations as an antioxidant pH adjuster anti-aging and photoprotectant (Elmore
2005) The control of instability of ascorbic acid poses a significant challenge in the
development of cosmetic formulations It is also reported that certain metal ions or
enzyme systems effectively convert ascorbic acidrsquos antioxidant action to pro-oxidant
activity (Elmore 2005) Therefore utilization of an effective antioxidant system is
required to maintain the stability of vitamin C in various preparations (Zhang et al 1999
Pinnell et al 2001 Maia et al 2006) The chemical stability of ascorbic acid has been
studied in emulsions and creams by several workers (Darr et al 1996 Gallarate et al
1999 Lee et al 2004 Raschke et al 2004 Elmore 2005 Farahmand et al 2006)
however there is a lack of information on the photostability of ascorbic acid in cream
formulations
336 Stability Testing of Emulsions
The stability testing of emulsions (creams) may be carried out by performing the
following tests (Billany 2002)
46
3361 Macroscopic examination
The assessment of the physical stability of an emulsion is made by an
examination of the degree of creaming or coalescence occurring over a period of time
This involves the calculation of the ratio of the volume of the creamed or separated part
of the emulsion and the total volume A comparison of these values can be made for
different products
3362 Globule size analysis
An increase in mean globule size with time (coupled with a decrease in globule
numbers) indicates that coalescence is the cause of this behavior This can be used to
compare the rates of coalescence for a variety of emulsion formulations For this purpose
microscopic examination or electronic particle counting devices (coulter counter) or
laser diffraction sizing are widely used
3363 Change in viscosity
Many factors may influence the viscosity of emulsions A change in apparent
viscosity may result from any variation in globule size or number or in the orientation or
migration of emulsifier over a period of time
3264 Accelerated stability tests
In order to compare the relative stabilities of a range of similar products it is
necessary to speed up the processes of creaming and coalescence by storage at elevated
temperatures and then carrying out the tests described in the above sections
337 FDA guidelines for semisolid preparations
According to FDA draft guidelines to the industry (Shah 1997) semisolid
preparations (eg creams) should be evaluated for appearance clarity color
47
homogencity odour pH consistency viscosity particle size distribution (when feasible)
assay degradation products preservative and antioxidant content (if present) microbial
limits sterility and weight loss when appropriate Additionally samples from
production lot or approved products are retained for stability testing in case of product
failure in the field Retained samples can be tested along with returned samples to
ascertain if the problem was manufacturing or storage related Appropriate stability data
should be provided for products supplied in closed-end tubes to support the maximum
anticipated use period during patient use and after the seal is punctured allowing product
contact with the cap cap lever Creams in large containers including tubes should be
assayed by sampling at the surface top middle and bottom of the container In addition
tubes should be sampled near the crimp The objective of stability testing is to determine
whether the product has adequate shelf-life under market and use conditions
48
OBJECT OF PRESENT INVESTIGATION
Ascorbic acid (vitamin C) is extensively used as a single ingredient or in
combination with vitamin B complex and other vitamins in the form of drops injectables
lotions and syrups It is an ingredient of anti-aging cosmetic products alone or along with
alpha-tocopherol (vitamin E) Ascorbic acid exerts several functions on the skin as
collagen synthesis depigmentation and antioxidant activity It protects the signs of
degenerative skin conditions caused by oxy-radical damage In solutions and creams
ascorbic acid is susceptible to air and light and undergoes oxidative degradation to
dehydroascorbic acid and inactive products The degradation is influenced by
temperature viscosity and polarity of the medium and is catalysed by metal ions
particularly Cu+2
Fe+2
and Zn+2
One of the major problems faced in cream preparations is the instability of
ascorbic acid as it may be exposed to light during formulation manufacturing and
storage and the possibility of photochemical degradation can not be neglected The
behaviour of ascorbic acid in light is of particular interest since no systematic kinetic
studies have been conducted on its photodegradation in these preparations under various
conditions The study of the formulation variables such as emulsifier humectants and pH
may throw light on the photostabilization of ascorbic acid in creams
The main object of this investigation is to study the behaviour of ascorbic acid in
cream preparations on exposure to UV light in the pharmaceutically useful pH range An
important aspect of the work is to study the interaction of ascorbic acid with other
vitamins such as riboflavin nicotinamide and alpha-tocopherol and the effect of certain
stabilizers such as citric acid tartaric acid and boric acid on its photodegradation In
49
addition it is intended to study the photolysis of ascorbic acid in organic solvents to
evaluate the effect of solvent characteristics (eg dielectric constant and viscosity) on the
stability of the vitamin The study of all these aspects may provide useful information to
improve the photostability and efficacy of ascorbic acid in cream preparations
An outline of the proposed plan of work is presented as follows
1 To prepare a number of oil-in-water cream formulations based on different
emulsifying agents and humectants containing ascorbic acid alone and in
combination with other vitamins and stabilizing agents
2 To perform photodegradation studies on ascorbic acid in creams using a UV
irradiation source with emission corresponding to the absorption maximum of
ascorbic acid
3 To identify the photoproducts of ascorbic acid in creams using chromatographic
and spectrophotometric methods
4 To apply appropriate and validated analytical methods for the assay of ascorbic
acid alone and in combination with other vitamins and stabilizing agents
5 To study the effect of solvent characteristics such as dielectric constant and
viscosity on the photolysis of ascorbic acid in aqueous and organic solvents
6 To evaluate the kinetics of photodegradation of ascorbic acid and its interactions
with other vitamins (riboflavin nicotinamide and alpha-tocopherol) in creams
7 To evaluate the effect of carbon chain length of the emulsifying agent and the
viscosity of the humectant on the photodegradation of ascorbic acid
50
8 To develop relationships between the rate of photodegradation of ascorbic acid
and the concentration pH carbon chain length of emulsifier viscosity of the
creams
9 To determine the effect of compounds such as citric acid tartaric acid and boric
acid used as stabilizing agents on the rate of photodegradation and stabilization
of ascorbic acid in creams
10 To present reaction schemes for the photodegradation of ascorbic acid and its
interactions with other vitamins
CHAPTER IV
MATERIALS
AND
METHODS
52
41 MATERIALS
Vitamins and Related Compounds
L-Ascorbic Acid vitamin C (5R)-5-[(1S)-12-dihydroxyethyl]-34-dihydroxyfuran-2(5H)-
one Merck
C6H8O6 Mr 1761
Dehydroascorbic Acid L-threo-23-hexodiulosonic acid γ-lactone Sigma
C6H6O6 Mr 1741
23-Diketogulonic Acid
C6H8O7 Mr 192
It was prepared according to the method of Homann and Gaffron (1964) by the
hydrolysis of dehydroascorbic acid
Riboflavin vitamin B2 (310-dihydro-78-dimethyl-10-[(2S3S4R)-2345-
tetrahydroxypentyl] benzopteridine-24-dione) Merck
C17H20N4O6 Mr 3764
Nicotinamide vitamin B3 (pyridine-3-carboxamide) Merck
C6H6N2O Mr 1221
Alpha-Tocopherol vitamin E ((2R)-2578-tetramethyl-2-[(4R8R)-4812-
trimethyltridecyl]-34-dihydro-2H-1-benzopyran-6-ol) Merck
C29H50O2 Mr 4307
Formylmethylflavin (78-dimethyl-10-formylmethylisoalloxazine)
C14H12N4O3 Mr 2843
53
Formylmethylflavin was synthesized according to the method of Fall and Petering
(1956) by the periodic acid oxidation of riboflavin It was recrystallized from absolute
methanol dried in vacuo and stored in the dark in a refrigerator
Lumichrome (78-dimethylalloxazine) Sigma
C12H10N4O2 Mr 2423
It was stored in the dark in a desiccator
Stabilizers
Boric Acid orthoboric acid Merck
H3BO3 Mr 618
Citric Acid 2-hydroxypropane-123-tricarboxylic acid Merck
C6H8O7H2O Mr 2101
L-Tartaric acid [(2R3R)-23-dihydroxybutanedioic acid] Merck
C4H6O6 Mr 1501
Emulsifying Agents
Stearic Acid (95) octadecanoic acid Merck
C18H36O2 Mr 2845
Palmitic Acid hexadecanoic acid Merck
C16H32O2 Mr 2564
Myristic Acid tetradecanoic acid Merck
C14H28O2 Mr 2284
Cetyl alcohol hexadecan-1-ol Merck
C16H34O Mr 2424
54
Humectants
Glycerin glycerol (propane-123-triol) Merck
C3H8O3 Mr 921
Propylene glycol (RS)-propane-12-diol Merck
C3H8O2 Mr 7610
Ethylene glycol ethane-12-diol Merck
C2H6O2 Mr 6207
Potassium Ferrioxalate Actinometry
Potassium Ferrioxalate
K3Fe(C2O4)3 3H2O Mr 4912
Potassium Ferrioxalate was prepared according to the method of Hatchard and
Parker (1956) Three volumes of 15 M potassium oxalate was mixed with one volume of
15 M ferric chloride with vigorous stirring The yellow green precipitate of potassium
ferrioxalate was recrystallized twice from water dried at 45 ordmC and stored in the dark in a
desiccator
Reagents
All the reagents and solvents used were of analytical grade obtained from BDH
Merck
Water
Freshly boiled distilled water was used throughout the work
55
42 METHODS
421 Cream Formulations
On the basis of the various cream formulations reported in the literature (Block
1996 Flynn 2002 Betageri and Prabhu 2002 Vimaladevi 2005 EIRI Board Lu and
Flynn 2009) the following basic formula was used for the preparation of oil-in-water
creams containing ascorbic acid
Oil phase Percentage (ww)
Emulsifier
Myristic palmitic stearic acid
Cetyl alcohol
120
30
Aqueous phase
Humectant
Ethylene glycol propylene glycol glycerin
50
Active ingredient
Ascorbic acid
20 (0114 M)
Neutralizer
Potassium hydroxide
10
Continuous phase
Distilled water
QS
Additional ingredientsa
Vitamins
Riboflavin (Vitamin B2)
Nicotinamide (Vitamin B3)
Alpha-Tocopherol (Vitamin E)
0002ndash001 (053ndash266times10ndash4
M)
028ndash140 (0023ndash0115 M)
017ndash086 (0395ndash200times10ndash2
M)
Stabilizers
Citric acid
Tartaric acid
Boric acid
010ndash040 (0476ndash190times10ndash2
M)
010ndash040 (067ndash266times10ndash2
M)
010ndash040 (0016ndash0065 M)
a The vitamin stabilizer concentrations used were found to be effective in promotion
inhibition of photodegradation of ascorbic acid in cream formulations
56
422 Preparation of Creams
The emulsifiers were melted at 70ndash80 ordmC in a glass jar immersed in a water bath
Ascorbic acid was separately dissolved in a small portion of distilled water Potassium
hydroxide and humectant were dissolved in the remaining portion of water and mixed
with the oily phase with constant stirring until the formation of a thick white mass It was
cooled to ~40 ordmC and the ascorbic acid solution was added The thick mass was mixed
using a mechanical mixer with a glass stirrer at 1000 rpm for 5 minutes The pH of the
cream was adjusted to the desired value and the contents again mixed for 10 minutes at
500 rpm All the creams were prepared under uniform conditions to maintain their
individual physical characteristics and stored at room temperature in airtight glass
containers protected from light
In the case of other vitamins nicotinamide was dissolved along with ascorbic acid
in water and added to the cream Riboflavin or alpha-tocopherol were directly added to
the cream and mixed thoroughly according to the procedure described above
In the case of stabilizing agents (citric tartaric and boric acids) the individual
compounds were dissolved in the ascorbic acid solution and added to the cream followed
by the procedure described above
The details of the various cream formulations used in this study are given in
chapters 5ndash7
57
423 Thin-Layer Chromatography (TLC)
The following TLC systems were used for the separation and identification of
ascorbic acid and photodegradation products
Adsorbent a) Silica gel GF 254 (250-microm) precoated plates
(Merck)
Solvent systems S1 acetic acid-acetone-methanol-benzene
(552070 vv) (Ganshirt and Malzacher 1960)
S2 ethanol-10 acetic acid-water (9010 vv)
(Bolliger and Konig 1969)
S3 acetonitrile-butylnitrile-water (66332 vv)
(Saari et al 1967)
Temperature 25ndash27 ordmC
Location of spots Ascorbic acid UV light 254 nm (Uvitec lamp
UK)
Dehydroascorbic acid Spray with a 3 aqueous
phenylhydrazine hydrochloride solution
424 pH Measurements
The measurements of pH of aqueous solutions and cream formulations were
carried out using an Elmetron LCD display pH meter (modelndashCP501 sensitivity plusmn 001
pH units) (Poland) with a combination electrode The electrode was calibrated
automatically in the desired pH range (25 ordmC) using the following buffer solutions
58
Phthalate pH 4008
Phosphate pH 6865
Disodium tetraborate pH 9180
The electrode was immersed directly into the cream (British Pharmacopoeia
2009) kept for few seconds to equilibrate and the pH adjusted in the range of 40ndash70
with phosphoric acid sodium hydroxide solution
425 Ultraviolet and Visible Spectrometry
The absorbance measurements and spectral determinations were performed on
Shimadzu UVndashVisible recording spectrophotometer (model UVndash1601) using matched
silica cells of 10 mm path length The cells were employed always in the same orientation
using appropriate control solutions in the reference beam The baseline was automatically
corrected by the built-in baseline memory at the initializing period Auto-zero adjustment
was made by a one-touch operation The instrument checked the wavelength calibration
(6561 nm) using the deuterium lamp at the initializing period The absorbance scale was
periodically checked using the following calibration standard (British Pharmacopoeia
2009)
0057ndash0063 gl of potassium dichromate in 0005 M sulphuric acid
The specific absorbance [A(1 1 cm)] of the solution should match the
following values with the stated limit of tolerance
Wavelength
(nm)
Specific absorbance
A (1 1 cm)
Maximum
tolerance
235 1245 1229ndash1262
257 1445 1428ndash1462
313 486 470ndash503
350 1073 1056ndash109
430 159 157ndash161
59
426 Photolysis of Ascorbic Acid
4261 Creams
A 2 g quantity of the cream was uniformly spread on several rectangular glass
plates (5 times 15 cm) covered with a 1 cm tape on each side to give a 1 mm thick layer The
plates were irradiated in a dark chamber using a Philips 30 watt TUV tube (100
emission at 254 nm the wavelength absorbed by ascorbic acid at pH 4ndash7) fixed
horizontally at a distance of 30 cm from the centre of the plates Each plate was removed
at appropriate interval and the cream was subjected to spectrophotometric assay and
chromatographic examination
4262 Aqueous and organic solvents
A 10ndash3
M solution of ascorbic acid (50 ml) prepared in water (pH 70 005 M
phosphate buffer) or in an organic solvent in a 100 ml beaker (Pyrex) was placed in a
water bath maintained at 20 plusmn 1 ordmC The solution was irradiated with the Philips 30 watt
TUV tube in a dark chamber as stated above Samples were withdrawn at appropriate
intervals for assay and chromatography
4263 Storage of creams in dark
In order to determine the stability of various cream formulations in the dark
samples were stored at room temperature in a cupboard protected from light for a period
of three months The samples were analyzed periodically for the content of ascorbic acid
and the presence of any degradation product
427 Measurement of Light Intensity
The potassium ferrioxalate actinometry was used for the measurement of light
intensity of the radiation source employed in this work This actinometer has been
60
developed by Parker (1953) and Hatchard and Parker (1956) and is considered as the
most useful actinometer over a wide range of wavelengths (254ndash577 nm) It has been
used by Holmstrom and Oster (1961) Byrom and Turnbull (1967) McBride and Moore
(1967) Ahmad (1968) Ahmad (1978) Ahmad et al (2004a 2004b 2005 2006a
2006b 2008 2009ab) Fasihullah (1988) Vaid (1998) Ansari (2002) and Ahmad (2009)
for the measurement of light intensity
The irradiation of potassium ferrioxalate solutions in sulphuric acid results in the
reduction of ferric ion to ferrous ion according to the following reaction
2Fe [(C2O4)3]3ndash
rarr 2 Fe (C2O4) + 3 (C2O4)2ndash
+ 2CO2 (31)
The amount of Fe2+
ions formed in the reaction may be determined by
complexation with 110-phenanthroline to give a red colored complex The absorbance of
the complex is measured at 510 nm
428 Procedure
An oxygen free 0006 M solution of potassium ferrioxalate (2947 gl) in 01 N
H2SO4 was placed in the reaction vessel and irradiated with the lamp used for the
photolysis of riboflavin The irradiation was carried out under nitrogen (90ndash120
bubblesminute) which also caused stirring of the solution The temperature of the
reaction vessel was maintained at 25 plusmn 1 ordmC during the reaction
An aliquot of the photolysed solution (1ndash2 ml) was pipetted out at suitable
intervals (up to 30 minutes) into a 10 ml volumetric flask to which was then added 09
ml of N H2SO4 + 1 ml (01) 110-phenanthroline + 05 ml buffer (60 ml N CH3COONa
+ 36 ml N H2SO4 made up to 100 ml with distilled water) The flask was made up
to the mark with distilled water (final pH 35) thoroughly shaken to mix the contents and
61
Fig 3 Spectral power distribution of TUV 30 W tube (Philips)
62
allowed to stand for one hour in the dark to develop the colorndashcomplex The absorbance
of the phenanthrolinendashferrous complex was measured in a 1 cm cell at 510 nm using the
appropriate solution as blank The amount of Fe2+
ions formed was determined from the
calibration graph The calibration graph was constructed in a similar manner using
several dilutions of 1 times 10ndash6
mole ml Fe2+
in 01 N H2SO4 (freshly prepared by dilution
from standardized 01 M FeSO4 in 01 N H2SO4) (Fig 8) The experimental value of the
molar absorptivity of Fe2+
complex as determined from the slope of the calibration graph
is equal to 111 times 104 M
ndash1 cm
ndash1 and is in agreement with the value reported by Parker
(1953) Using the values of the known quantum yield for ferrioxalate actinometer at
different wavelengths (Hatchard and Parker 1956) the number of Fe2+
ions formed
during photolysis the time of exposure and the fraction of the light absorbed by the
length of the actinometer solution employed the light intensity incident just inside the
front window of the photolysis cell can be calculated In the present case total absorption
of the light has been assumed
4281 Calculation
The number of Fe2+
ions formed during photolysis (nFe
2+) is given by the
equation
6023 times 1020
V1 V3 A Σ
n Fe
2+ =
V2 1 ε (32)
where V1 is the volume of the actinometer solution irradiated (ml)
V2 is the volume of the aliquot taken for analysis (ml)
V3 is the final volume to which the aliquot V2 is diluted (ml)
1 is the path length of the spectrophotometer cell used (1 cm)
A is the measured absorbance of the final solution at 510 nm
63
ε is the molar absorptivity of the Fe2+
complex (111 times 104 M
ndash1 cm
ndash1)
The number of quanta absorbed by the actinometer nabs can then be obtained as follows
n Fe
2+
Σ nabs = ф
(33)
where ф is the quantum yield for the Fe2+
formation at the desired wavelength
The number of quanta per second per cell nabs is therefore given by
Σ nabs 6023 times 1020
V1 V3 A nabs =
t =
ф V2 1 ε t (34)
where t is the irradiation time of the actinometer in seconds
The relative spectral energy distribution of the radiation source (Fig 3) shows
100 emission at 254 nm the wavelength used for the photolysis of ascorbic acid (λmax
265 nm at pH 4ndash7) The energy emitted by the radiation source at various wavelengths
can be calculated using the equation
1197 times 105
E (KJ molndash1
) = λ nm
(35)
The quantum efficiency of ferrioxalate actinometer at the wavelength absorbed by
ascorbic acid (ie 254 nm) is high although the sensitivity drops over 450 nm The
average intensity of the TUV tube used in this study was determined as 556 plusmn 012 times
1018
quanta sndash1
429 Viscosity Measurements
The viscosity of the cream formulations was measured with a Brookfield RV
viscometer (Model DV-II + Pro USA) The instrument was calibrated using the
manufacturerrsquos viscosity standard A 200 g quantity of the cream was placed in a beaker
and the spindle (TE) was dipped into the cream It was rotated at a speed of 06 rpm for
64
00
02
04
06
08
10
12
0 2 4 6 8 10 12
Concentration of Fe++
times 105 M
Ab
sorb
an
ce a
t 51
0 n
m
Fig 4 Calibration graph for the determination of K3Fe(C2O4)3
65
one minute and the viscosity was recorded at 25plusmn1 ordmC The test was repeated three times
to account for the experimental variability and the average viscosity was noted
4210 Assay Methods
42101 UV spectrophotometric method for the assay of creams containing ascorbic
acid alone
The creams were thoroughly mixed a quantity of 2 g was accurately weighed and
the assay of ascorbic acid was carried out by the UV method of Zeng et al (2005) In the
case of photodegraded creams (2 g) the material was completely removed from the glass
plate and transferred to a volumetric flask The method involved extraction of ascorbic
acid with methanol (3 times 10 ml) adjustment of the pH of combined methanolic solutions
to 20 (with H3PO4) dilution of the final solution with acidified methanol (pH 20) to 100
ml and measurement of the absorbance at 245 nm using appropriate blank The
concentration of ascorbic acid was calculated using 560 as the value of specific
absorbance [A (1 1 cm)] at the analytical wavelength (Table 5)
The same method was used for the assay of ascorbic acid in creams stored in the
dark and in the presence of individual stabilizing agents (citric tartaric and boric acids)
42102 Iodimetric method for the assay of ascorbic acid in creams containing
riboflavin nicotinamide and alpha-tocopherol
The assay of ascorbic acid in creams in the presence of riboflavin nicotinamide
and alpha-tocopherol was carried out according to the procedure of British
Pharmacopoeia (2009) as follows
The photolysed cream (2 g) was completely scrapped from the glass plate and
transferred to a flask containing 40 ml of distilled water and 10 ml of 1 M sulphuric acid
66
Table 5 Calibration data for ascorbic acid showing linear regression analysisa
λ max 245 nm
Concentration range 01ndash10 times 10ndash4
M (0176ndash1761 mg )
Slope 9920
SE (plusmn) of slope 00114
Intercept 00012
Correlation coefficient 09996
Molar absorptivity (ε) 9920 Mndash1
cmndash1
Specific absorbance [A (1 1 cm)] 560
a Values represent a mean of five determinations
67
was added The solution was titrated with 002 M iodine solution using 1 ml of starch
solution as indicator until a persistent violet-blue color was obtained Each ml of 002 M
iodine solution is equivalent to 352 mg of C6H8O6 The same method was used for the
assay of ascorbic acid in creams stored in the dark
42103 Spectrophotometric method for the assay of ascorbic acid in aqueous and
organic solvents
A 1 ml aliquot of the photolysed solutions of ascorbic acid in water or in an
organic solvent was evaporated to dryness under nitrogen at room temperature and the
residue redissolved in a small volume of methanol The solution was transferred to a 10
ml volumetric flask made up to volume with acidified methanol (pH 20) and the
absorbance measured at 245 nm using an appropriate blank The content of ascorbic acid
in the solutions was determined using 9920 Mndash1
cmndash1
as the value of molar absorptivity at
the analytical wavelength (Table 5)
CHAPTER V
PHOTODEGRADATION OF
ASCORBIC ACID IN
ORGANIC SOLVENTS AND
CREAM FORMULATIONS
69
51 INTRODUCTION
Ascorbic acid (vitamin C) is an essential micronutrient that performs important
metabolic functions (Packer and Fuchs 1999 Davey et al 2000 Johnston et al 2007)
It is an ingredient of anti-aging cosmetic products (Darr et al 1996 Gallarate et al
1999 Traikovich 1999 Zhang et al 1999 Ozer et al 2000 Nusgens et al 2001
Pinnell et al 2001 2003 Lee et al 2004 Raschke et al 2004 Sauermann et al 2004
Elmore 2005 Jentzsch et al 2005 Lin et al 2005 Placzek et al 2005 Carlotti et al
2006 Farahmand et al 2006 Heber et al 2006 Maia et al 2006 Tournas et al 2006)
and exerts several functions on the skin as collagen synthesis depigmentation and
antioxidant activity (Nusgens et al 2001 Spiclin et al 2003) As an antioxidant it
protects skin by neutralizing reactive oxygen species generated on exposure to sunlight
(Shindo et al 1994) In biological systems it reduces both oxygenndash and nitrogenndash based
free radicals (Higdon and Frei 2002) and thus delays the aging process In view of the
instability of ascorbic acid in skin care formulations (Bissett 2006) it is often used in
combination with another redox partner such as alpha-tocopherol (vitamin E) to retard its
oxidation (Wille 2005)
The details of the cream formulations used in this study are given in Table 6 The
results obtained on the photodegradation of ascorbic acid in aqueous organic solvents
and cream formulations are discussed in the following sections
70
Table 6 Composition of cream formulations containing ascorbic acid
Ingredients Cream
No pH
SA PA MA CA AH2 GL PG EG PH DW
1 a 4 + minus minus + + + minus minus + +
b 5 + minus minus + + + minus minus + +
c 6 + minus minus + + + minus minus + +
d 7 + minus minus + + + minus minus + +
2 a 4 minus + minus + + + minus minus + +
b 5 minus + minus + + + minus minus + +
c 6 minus + minus + + + minus minus + +
d 7 minus + minus + + + minus minus + +
3 a 4 minus minus + + + + minus minus + +
b 5 minus minus + + + + minus minus + +
c 6 minus minus + + + + minus minus + +
d 7 minus minus + + + + minus minus + +
4 a 4 + minus minus + + minus + minus + +
b 5 + minus minus + + minus + minus + +
c 6 + minus minus + + minus + minus + +
d 7 + minus minus + + minus + minus + +
5 a 4 minus + minus + + minus + minus + +
b 5 minus + minus + + minus + minus + +
c 6 minus + minus + + minus + minus + +
d 7 minus + minus + + minus + minus + +
6 a 4 minus minus + + + minus + minus + +
b 5 minus minus + + + minus + minus + +
c 6 minus minus + + + minus + minus + +
d 7 minus minus + + + minus + minus + +
7 a 4 + minus minus + + minus minus + + +
b 5 + minus minus + + minus minus + + +
c 6 + minus minus + + minus minus + + +
d 7 + minus minus + + minus minus + + +
8 a 4 minus + minus + + minus minus + + +
b 5 minus + minus + + minus minus + + +
c 6 minus + minus + + minus minus + + +
d 7 minus + minus + + minus minus + + +
9 a 4 minus minus + + + minus minus + + +
b 5 minus minus + + + minus minus + + +
c 6 minus minus + + + minus minus + + +
d 7 minus minus + + + minus minus + + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water
71
52 PHOTOPRODUCTS OF ASCORBIC ACID
The photolysis of ascorbic acid (AH2) in aqueous and organic solvents and in
cream formulations on UV irradiation leads to the formation of dehydroascorbic acid
(DHA) as detected by TLC along with the undegraded AH2 using the solvent systems A
B and C The identification of DHA was carried out by comparison of the Rf value and
spot color with those of the authentic compound The formation of DHA on
photooxidation of ascorbic acid solutions has previously been reported (Homan and
Gaffron 1964 Sattar et al 1977 Heelis et al 1981 Rozanowska et al 1997 Lavoie et
al 2004) DGA the hydrolysis product of DHA (Homan and Gaffron 1964) could not
be detected under the present experimental conditions
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED SOLUTIONS
A typical set of the UV absorption spectra of photolysed solutions of AH2 in
methanol is shown in Fig 5 There is a gradual loss of absorbance around 245 nm with
time as a result of the oxidation of the molecule to DHA (Pelletier 1985 Davies et al
1991 Rumsey and Levine 2000) which does not absorb in this region due to the loss of
conjugation Similar absorption changes are observed on the photolysis of AH2 in other
organic solvents and in the methanolic extracts of cream formulations However the
magnitude of these changes varies with the rate of photolysis in a particular solvent or
cream and appears to be a function of the polar character pH and viscosity of the
medium
72
Fig 5 UV absorption spectra of photolysed solutions of ascorbic acid in methanol at
0 40 80 120 160 220 and 300 min
73
54 ASSAY OF ASCORBIC ACID IN CREAMS AND SOLUTIONS
The assay of AH2 in creams and solutions has been carried out in acidified
methanol (pH 20) according to the UV spectrophotometric method of Zeng et al (2005)
Aqueous solutions of AH2 (~pH 2) exhibit absorption maxima at 243 nm (OrsquoNeil 2001
Moffat et al 2004 Sweetman 2009) 244 nm (Ogata and Kosugi 1969) and 245 nm
(Verma et al 1991 Johnston et al 2007) The absorption maxima of AH2 in methanol
and phosphate buffer (pH 25) occur at 245 nm (Zeng et al 2005) Since dilute solutions
of AH2 are highly susceptible to oxidation the pH was adjusted to 20 with phosphoric
acid to convert the molecule to the non-ionized form (99) to minimize degradation
during the assay AH2 in acidified methanol (pH 20) was found to exhibit the absorption
maximum at 245 nm as reported by Zeng et al (2005) The method was also used for the
assay of AH2 in aqueous and organic solvents
The validity of Beerrsquos law relation in the concentration range used was confirmed
prior to the assay The calibration data for AH2 at the analytical wavelength are presented
in Table 5 (Chapter 4) The correlation coefficient (r = 09996) indicates a good linear
relationship over the concentration range employed The values of specific absorbance
and molar absorptivity at 245 nm determined from the slope of the curve are in good
agreement with those reported by previous workers (Davies et al 1991 Johnston et al
2007) The method of Zeng et al (2005) has been found to be satisfactory for the assay of
AH2 in cream formulations and solutions and has been used to study the kinetics of
photolysis reactions The method was validated before its application to the assay of AH2
in photolysed creams The reproducibility of the method was confirmed by the analysis of
known amounts of AH2 in the concentration range likely to be found in photodegraded
74
creams The values of the recoveries of AH2 in creams by the UV spectrophotometric
method are in the range of 90ndash96 The values of RSD for the assays indicate the
precision of the method within plusmn5 (Table 7)
In order to compare the UV spectrophotometric method with the British
Pharmacopoeia iodimetric method (2009) using a dilute iodine solution (002 M) the
creams were simultaneously assayed for AH2 content by the two methods and the results
are reported in Table 8 The statistical evaluation of the accuracy and precision of the two
methods was carried out by the application of the F test and the t test respectively The F
test showed that there is no significant difference between the precision of the two
methods and the calculated value of F is lower than the critical value (F = 639 P = 005)
in each case The t test indicated that the calculated t values are lower than the tabulated t
values (t = 2776 P = 005) suggesting that at 95 confidence level the differences
between the results of the two methods are statistically non-significant Thus the accuracy
and precision of the UV spectrophotometric method is comparable to that of the official
iodimetric method for the assay of AH2 in cream formulations The results of the assays
of AH2 in aqueous organic solvents and cream formulations are reported in Table 9
55 EFFECT OF SOLVENT
The influence of solvent on the rate of degradation of drugs is of considerable
importance to the formulator since the stability of drug species in solution media may be
predicted on the basis of their chemical reactivity The reactivity of drugs in a particular
medium depends to a large extent on solvent characteristics such as the dielectric
constant and viscosity (Connors et al 1986 Yoshioka and Stella 2000 Sinko 2006)
75
Table 7 Recovery of ascorbic acid added to cream formulationsa
Cream
Formulationb
Added
(mg)
Found
(mg)
Recovery
()
RSD
()
1a 400
200
380
183
950
915
21
25
2b 400
200
371
185
928
925
15
25
3c 400
200
375
181
938
905
11
31
4d 400
200
384
189
960
945
13
21
5b 400
200
370
189
925
945
14
26
6c 400
200
369
190
923
950
10
22
7d 400
200
374
182
935
910
17
39
8c 400
200
380
188
950
940
15
33
9d 400
200
367
189
918
945
20
42
a Values expressed as a mean of three to five determinations
b The cream formulations represent combinations of each emulsifier (stearic acid
palmitic acid myristic acid) with each humectant (glycerin propylene glycol ethylene
glycol) to observe the efficiency of methanol to extract AH2 from different creams
(Table 6)
76
Table 8 Assay of ascorbic acid in creams using UV spectrophotometric and iodimetric
methods
Ascorbic acid (mg) Cream
Formulationb Added UV method
a
Iodimetric
methoda
Fcalc tcalc
1a 40
20
380 plusmn 081
183 plusmn 046
375 plusmn 095
185 plusmn 071
138
238
245
104
2b 40
20
371 plusmn 056
185 plusmn 047
373 plusmn 064
193 plusmn 038
130
065
181
200
3c 40
20
375 plusmn 040
181 plusmn 056
374 plusmn 046
183 plusmn 071
132
160
101
223
4d 40
20
384 plusmn 051
189 plusmn 039
381 plusmn 066
190 plusmn 052
167
178
176
231
5b 40
20
370 plusmn 052
189 plusmn 050
372 plusmn 042
185 plusmn 067
065
179
162
125
6c 40
20
369 plusmn 037
190 plusmn 042
371 plusmn 058
188 plusmn 056
245
177
122
197
7d 40
20
374 plusmn 062
182 plusmn 072
370 plusmn 070
184 plusmn 082
127
129
144
168
8c 40
20
380 plusmn 058
188 plusmn 062
375 plusmn 075
192 plusmn 060
167
094
123
162
9d 40
20
367 plusmn 072
189 plusmn 080
365 plusmn 082
187 plusmn 075
149
092
130
203
Theoretical values (P = 005) for F is 639 and for t is 2776
a Mean plusmn SD (n = 5)
b Table 6
77
Table 9 Photodegradation of ascorbic acid in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) pHa 40 50 60 70
0 383 382 384 383
60 374 369 366 361
120 361 354 346 325
180 351 345 325 305
240 345 327 301 284
1
300 336 316 287 264
0 380 383 382 379
60 371 376 362 346
120 359 357 342 320
180 352 345 322 301
240 341 335 299 283
2
300 336 321 291 261
0 384 376 381 385
60 377 367 360 358
120 366 348 334 324
180 356 337 317 305
240 343 320 301 282
3
300 335 307 273 253
78
Table 9 continued
0 377 378 386 372
60 365 361 371 355
120 353 345 347 322
180 344 327 325 298
240 332 320 306 279
4
300 317 303 284 252
0 381 367 372 373
60 372 358 358 353
120 360 337 336 321
180 352 325 320 302
240 341 313 300 284
5
300 327 302 278 256
0 376 386 380 377
60 366 372 350 350
120 353 347 323 316
180 337 334 308 298
240 329 320 291 274
6
300 313 306 267 245
79
Table 9 continued
0 380 372 378 380
60 373 362 350 354
120 358 340 329 321
180 344 328 304 300
240 332 315 292 283
7
300 319 302 272 252
0 380 381 378 361
60 368 364 361 335
120 355 354 340 313
180 342 340 315 281
240 337 331 303 269
8
300 323 314 281 248
0 378 382 370 375
60 370 369 349 342
120 356 347 326 321
180 339 333 298 291
240 326 314 277 271
9
300 313 302 265 242
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
80
In order to observe the effect of solvent dielectric constant the apparent first-
order rate constants (kobs) for the photolysis of AH2 in alcoholic solvents (Table 10) were
plotted against the dielectric constants of the solvents A linear relationship indicated the
dependence of the rates of photolysis on solvent dielectric constant (Fig 6) This implies
the involvement of a polar intermediate in the reaction to facilitate the formation of the
degradation products as suggested by Ahmad and Tollin (1981) in the case of flavin
electron transfer reactions The effect of solvent polarity has been observed on the
autooxidation of AH2 in organic solvents (Ogata and Kosugi 1969)
Another solvent parameter affecting the rate of a chemical reaction is viscosity
which can greatly influence the stability of oxidisable substances (Wallwork and Grant
1977 Laidler 1987 Fung 1990) A plot of kobs for the photolysis of AH2 against the
reciprocal of solvent viscosity (Table 10) is linear showing that an increase in solvent
viscosity results in a decrease in the rate of photolysis (Fig 7) The viscosity of the liquid
affects the rate at which molecules can diffuse through the solution This in turn may
affect the rate at which a compound can suffer oxidation at the liquid surface This
applies to AH2 and an increase in the viscosity of the medium makes access to air at the
surface more difficult to prevent oxidation (Wallwork and Grant 1977)
56 EFFECT OF CONCENTRATION
In order to observe the effect of concentration (Table 11) on the photostability of
AH2 in a cream using stearic palmitic and myristic acids as emulsifying agents and
glycerin as humectant plots of log concentration versus time were constructed (Fig 8)
and the apparent first-order rate constants were determined (Table 12) A graph of kobs
against concentration of AH2 (Fig 9) exhibited an apparent linear relationship between
81
Table 10 Apparent first-order rate constants (kobs) for the photolysis of ascorbic acid in
water and organic solvents
Solvent Dielectric
Constant (25 ordmC)
Viscosity
(mPas) ndash1
kobs times104
(minndash1
)
Water 785 1000 404
Methanol 326 1838 324
Ethanol 243 0931 316
1-Propanol 201 0514 302
1-Butanol 178 0393 295
82
00
20
40
60
80
0 10 20 30 40 50 60 70 80
Dielectric constant
k (
min
ndash1)
Fig 6 A plot of kobs for photolysis of ascorbic acid against solvent dielectric constant
(times) Water () methanol () ethanol (diams) 1-propanol () 1-butanol
83
00
10
20
30
40
50
00 05 10 15 20
Viscosity (mPas)ndash1
k times
10
4 (m
inndash1)
Fig 7 A plot of kobs for photolysis of ascorbic acid against reciprocal of solvent
viscosity Symbols are as in Fig 6
84
Table 11 Effect of concentration on the photodegradation of ascorbic acid in cream
formulations at pH 60
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) 05 10 15 20 25
0 95 191 290 379 471
60 90 182 277 358 453
120 82 167 260 339 431
180 77 158 239 311 401
240 70 144 225 298 382
1
300 64 134 210 282 363
0 92 186 287 380 472
60 88 175 272 369 453
120 82 160 251 342 429
180 75 152 238 326 405
240 71 144 225 309 392
2
300 65 134 215 289 366
0 94 182 286 376 470
60 87 171 265 352 454
120 78 152 251 337 426
180 69 143 227 315 404
240 62 129 215 290 378
3
300 58 119 195 271 353
85
05
10
15
20
25
06
08
10
12
14
16
18
log
co
nce
ntr
ati
on
(m
g)
a
05
10
15
20
25
06
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
b
05
10
15
20
25
06
08
10
12
14
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
c
Fig 8 Log concentration versus time plots for the photodegradation of ascorbic acid at
various concentrations in creams at pH 60 a) stearic acid b) palmitic acid
c) myristic acid
86
Table 12 Apparent first-order rate constants (kobs) for the photodegradation of various
ascorbic acid concentrations in cream formulations at pH 60
kobs times 103 (min
ndash1)a Cream
Formulationb 05 10 15 20 25
1 133
(0994)
120
(0993)
111
(0995)
101
(0994)
090
(0994)
2 118
(0992)
108
(0994)
098
(0993)
093
(0992)
084
(0994)
3 169
(0994)
144
(0995)
126
(0994)
109
(0993)
097
(0992)
a The values in parenthesis are correlation coefficients
b Table 6
87
Stearic acid
Palmitic acid
Myristic acid
00
05
10
15
20
25
00 05 10 15 20 25
Ascorbic acid concentration ()
kob
s (min
ndash1)
Fig 9 A plot of kobs for photodegradation against ascorbic acid concentrations in cream
formulations
88
the two values Thus the rate of degradation of AH2 is faster at a lower concentration on
exposure to the same intensity of light This may be due to a relatively greater number of
photons available for excitation of the molecule at lower concentration compared to that
at a higher concentration The AH2 concentrations of creams used in this study are within
the range (1ndash15) reported by previous workers for topical applications to skin (Kaplan
et al 1989 Traikovich et al 1999 Nusgens et al 2001 Matsubayashi et al 2003
Espinal-Perez et al 2004 Sauermann et al 2004 Lin et al 2005 Heber et al 2006)
57 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The values of kobs for the photodegradation of AH2 (2) in various cream
formulations are reported in Table 13 The first-order plots for the photodegradation of
AH2 at pH 4ndash7 in various cream formulations are shown in Fig 10ndash12 The plots of kobs
against carbon chain length of the emulsifying agents are shown in Fig 13 They indicate
that the photodegradation of AH2 is affected by the emulsifying agent in the order
myristic acid gt stearic acid gt palmitic acid
These acids possess a polar character (Yao et al 2009) and the carbon chain of the acid
may play a part in the photostability of AH2 However the results indicate that in the
presence of palmitic acid AH2 exhibits greater stability as indicated by the plots of kobs
versus the carbon chain length of the emulsifying agents (Fig 13) This could be
predominantly due to the interaction of AH2 with palmitic acid in the cream to impart it
greater stability Ascorbic acid-6-palmitate is known to be an antioxidant in cosmetic
preparations (Lee et al 2009) and food products (Doores 2002)
In view of the above observations it may be suggested that the photodegradation
of AH2 could involve a polar semiquinone intermediate (Johnston et al 2007) which
89
Table 13 First-order rate constants (kobs) for the photodegradation of ascorbic acid in
cream formulations
kobs times 103 (min
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 044
(0992)
064
(0994)
100
(0995)
126
(0995)
2 042
(0992)
060
(0991)
095
(0992)
120
(0995)
3 047
(0993)
069
(0993)
107
(0991)
137
(0995)
4 056
(0993)
072
(0992)
104
(0994)
131
(0993)
5 050
(0991)
067
(0992)
097
(0991)
124
(0992)
6 061
(0992)
079
(0993)
113
(0992)
140
(0994)
7 060
(0992)
071
(0993)
108
(0994)
133
(0992)
8 053
(0991)
062
(0992)
099
(0994)
126
(0993)
9 065
(0991)
081
(0996)
117
(0993)
142
(0995)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental conditions
including light intensity
The estimated error is plusmn5
90
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
1
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
2
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 10 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
91
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
4
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
5
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 11 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
92
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
7
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
8
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 12 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
93
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (m
inndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (
min
ndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
Carbon chain length
ko
bs times
10
3 (
min
ndash1)
7-9
Fig 13 Plots of kobs for photodegradation of ascorbic acid in creams (1ndash9) against carbon
chain length of emulsifier () Stearic acid () palmitic acid () myristic acid
Humectant used glycerin (1ndash3) propylene glycol (4ndash6) ethylene glycol (7ndash9)
94
depending on the polar character of the medium undergoes oxidation with varying rates
This is similar to the behavior of the photolysis of riboflavin analogs which is dependent
on the polar character of the medium (Ahmad and Tollin 1981) The effect of carbon
chain length on the transdermal delivery of an active ingredient has been discussed (Lu
and Flynn 2009)
58 EFFECT OF VISCOSITY
The plots of rates of AH2 degradation in cream formulations (Table 13) as a
function of carbon chain length (Fig 13) indicate that the rates vary with the humectant
and hence the viscosity of the medium in the order
ethylene glycol gt propylene glycol gt glycerin
This is in agreement with the rate of photolysis of AH2 in organic solvents that
higher the viscosity of the medium lower the rate of photolysis Thus apart from the
carbon chain length of the emulsifier viscosity of the humectant added to the cream
formulation appears to play an important part in the stability of AH2 The stabilizing
effect of viscosity imparting substances on AH2 solutions has been reported (Stone 1969
Kassem et al 1969ab)
59 EFFECT OF pH
The kobsndashpH profiles for the photodegradation of AH2 in various creams (1ndash9) at
pH 4ndash7 (Fig 14) represent a sigmoid type curve indicating the oxidation of the ionized
form (AHndash) of AH2 (pKa 41) (OrsquoNeil 2001) with pH The AH
ndash species appears to be
more susceptible to photooxidation than the non-ionized form (AH2) The behavior of
AH2 on photooxidation in the pH range 4ndash7 is similar to that observed for the chemical
oxidation of AH2 by molecular oxygen (DeRitter 1982) and involves the interaction of
95
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
04
06
08
10
12
14
kob
s times
10
3 (m
inndash
1)
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
04
06
08
10
12
14
ko
bs times
10
3 (
min
ndash1)
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
04
06
08
10
12
14
30 40 50 60 70
pH
ko
bs
times 1
03
(min
ndash1)
Fig 14 The kobsndashpH profiles for the photodegradation of ascorbic acid in creams (1ndash9)
Glycerin
Propylene glycol
Ethylene glycol
96
AH2 with singlet oxygen on UV irradiation (Silva and Quina 2006) The AHndash species
(predominant in the pH range 42ndash70 557ndash999) is more reactive towards singlet
oxygen than its protonated form the AH2 molecule as suggested by Bisby et al (1999)
and therefore the rate of photooxidation is higher in the pH range above 41
corresponding to the pKa1 of AH2 The major goal of a ratendashpH profile is to determine
the optimum pH range for a particular formulation Several workers have studied the
ratendashpH profiles of the chemical oxidation of AH2 in the pH range 2ndash7 (Garrett 1967
Taqui Khan and Martell 1967 Rogers and Yacomeni 1971 Blaugh and Hajratwala
1972 DeRitter 1982 Moura et al 1994) however the kinetics of photooxidation of
AH2 in cream formulations has so far not been reported
510 EFFECT OF REDOX POTENTIAL
The photooxidation of AH2 is also influenced by its redox potential which varies
with pH The greater photostability of AH2 at pH 5ndash6 compared to that at pH 7 and above
is due to its lower rate of oxidationndashreduction in this range (Eordm pH 50 = +0127 V)
(OrsquoNeil 2001) The increase in the rate of photooxidation with pH is due to a
corresponding increase in the redox potential (Eordm pH 70 = +0058 V) (Fasman 1976) of
AH2 and is similar to the photolysis behavior of riboflavin at pH 5ndash6 (Eordm pH 50 = ndash0117
V) (Sinko 2006) compared to that at pH 70 (Eordm pH 70 = ndash 0207 V) (Ahmad et al
2004a Sinko 2006) Since the ionization as well as the redox potentials of AH2 are a
function of pH the rate of photooxidation depends upon the specific species present and
its redox behavior at a particular pH
97
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE OXIDATION OF
ASCORBIC ACID
A reaction scheme based on general photochemical principles for the important
reactions involved in the photooxidation of ascorbic acid is presented below
0AH2 hv k1
1AH2 (51)
1AH2 k2 Products (52)
1AH2 isc k3
3AH2 (53)
3AH2 k4 Products (54)
0AH
ndash hv k5
1AH
ndash (55)
1AH
ndash k6 Products (56)
1AH
ndash k7
3AH
ndash (57)
3AH
ndash k8 Products (58)
3AH
ndash +
0AH2 k9 AH٠
ndash + AH٠ (59)
2 AH٠ k10 A + AH2 (510)
3AH2 +
3O2 k11
0AH2 +
1O2 (511)
AHndash +
1O2 k12
3AH
ndash +
3O2 (512)
AH٠ + 1O2 k13 AHOO٠ (513)
AHOO٠ k14 A + HO2٠ (514)
AHOO٠ + 0AH2 k15 AH٠ + AHOOH (515)
AHOOH k16 secondary reaction
A + H2O2 (516)
According to this reaction scheme the ground state ascorbic acid species (0AH2
0AH
ndash) each is excited to the lowest singlet state (
1AH2
1AH
ndash) by the absorption of a
quantum of UV light (51 55) These excited states may directly be converted to
98
photoproducts (52 56) or may undergo intersystem crossing (isc) to form the excited
triplet states (53 57) The excited triplet states may then degrade to the photoproducts
(54 58) The monoascorbate triplet (3AH
ndash) may react with the ground state ascorbic
acid to form a monoascorbate radical anion (AH٠ndash) and a monoascorbate radical (AH٠)
(59) Two AH٠ radical species may lead to the formation of an oxidized (A) and a
reduced ascorbic acid molecule (AH2) (510) Ascorbic acid triplet (3AH2) may react with
molecular oxygen (3O2) to yield singlet oxygen (
1O2) (511) which may then react with
monoascorbate anion (AHndash) to form the excited triplet state (
3AH
ndash) (512) or with
monoascorbate radical to form a peroxyl radical (AHOO٠) (513) The peroxyl radical
may yield dehydroascorbic acid (A) (514) or react with ground state ascorbic acid to
give monoascorbate radical and a reduced species AHOOH (515) The reduced species
may give rise to dehydroascorbic acid and hydrogen peroxide (516)
512 DEGRADATION OF ASCORBIC ACID IN THE DARK
In view of the instability of AH2 and to observe its degradation in the dark the
creams were stored in airtight containers at room temperature in a cupboard for a period
of about 3 months and assayed for AH2 content at appropriate intervals The analytical
data (Table 14) were subjected to kinetic treatment (Fig 15ndash17) and the apparent first-
order rate constants for the degradation of AH2 were determined (Table 15) The values
of the rate constants indicate that the degradation of AH2 in the dark is about 70 times
slower than those of the creams exposed to UV irradiation (Table 13) The degradation of
AH2 in creams in the dark is due to chemical oxidation (Section 132) and occurs in the
order of emulsifying agents (Fig 18)
myristic acid gt stearic acid gt palmitic acid
99
Table 14 Degradation of ascorbic acid in the dark in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) pHa 40 50 60 70
0 383 382 384 383
10 354 340 313 278
20 309 306 279 245
40 244 209 183 161
60 172 166 131 105
1
80 145 114 81 61
0 380 383 382 379
10 360 343 350 335
20 322 310 301 294
40 266 250 211 186
60 233 211 168 142
2
80 182 153 114 89
0 384 376 381 385
10 368 350 340 318
20 318 273 273 266
40 223 199 172 155
60 174 132 117 84
3
80 122 97 66 54
100
Table 14 continued
0 377 378 386 372
10 350 334 334 318
20 314 268 256 244
40 238 208 182 136
60 179 155 107 94
4
80 128 101 79 59
0 381 367 372 373
10 350 293 300 320
20 299 266 270 263
40 220 191 192 184
60 183 153 139 129
5
80 149 115 87 76
0 376 386 380 377
10 312 320 314 251
20 255 282 226 199
40 175 194 159 131
60 139 128 99 74
6
80 102 81 55 41
101
Table 14 continued
0 380 372 378 380
10 323 330 333 323
20 288 273 276 224
40 212 174 182 146
60 152 133 108 83
7
80 100 82 66 56
0 380 381 378 361
10 333 320 310 310
20 281 266 260 257
40 230 189 171 177
60 156 148 128 111
8
80 123 96 78 66
0 378 382 370 375
10 313 295 281 300
20 256 247 257 203
40 194 178 151 133
60 119 114 88 74
9
80 88 68 49 39
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
102
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
1
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
2
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 15 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
103
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
4
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
5
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 16 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
104
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
7
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
8
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 17 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Palmitic acid
Myristic acid
Stearic acid
105
Table 15 First-order rate constants (kobs) for the degradation of ascorbic acid in cream
formulations in the dark
kobs times 102 (day
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 128
(0991)
152
(0994)
191
(0995)
220
(0994)
2 091
(0992)
110
(0991)
152
(0993)
182
(0992)
3 148
(0991)
176
(0995)
220
(0993)
254
(0995)
4 137
(0992)
161
(0993)
205
(0994)
236
(0995)
5 121
(0991)
141
(0994)
175
(0993)
195
(0993)
6 162
(0992)
194
(0995)
237
(0994)
265
(0994)
7 164
(0994)
189
(0994)
222
(0993)
246
(0996)
8 143
(0994)
167
(0995)
193
(0996)
212
(0993)
9 184
(0995)
208
(0994)
251
(0992)
280
(0996)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental
conditions
The estimated error is plusmn5
106
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (d
ayndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (
da
yndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
10
20
30
12 14 16 18
Carbon chain length
k times
10
2 (
da
yndash1)
7-9
Fig 18 Plots of kobs for degradation of ascorbic acid in the dark in creams (1ndash9) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid Humectant used glycerin (1ndash3) propylene glycol (4ndash6)
ethylene glycol (7ndash9)
107
Although it is logical to expect a linear relationship between the rate of degradation and
the carbon chain length of the emulsifier due to its polar character (Yao et al 2009) it
has not been observed in the present case The reason for the slowest rate of degradation
of AH2 in the presence of palmitic acid appears to be due to the interaction of AH2 with
palmitic acid (Lee et al 2009) as explained in Section 57
The degradation of AH2 also appears to be affected by the viscosity of the cream
in the order of humectant (Fig 19)
ethylene glycol gt propylene glycol gt glycerin
Thus the presence of glycerin imparts the most stabilizing effect on the degradation of
AH2 This is the same order as observed in the case of photodegradation of AH2 in the
creams The airtight containers used for the storage of creams make the access of air to
the creams difficult to cause chemical oxidation of AH2 However it has been observed
that the degradation of AH2 is highest in the upper layer of the creams compared to that
of the middle and the bottom layers Therefore the creams were thoroughly mixed before
sampling for the assay of AH2 However the scattering in kinetic plots (Fig 15ndash17) is
due to non-uniform distribution of AH2 in degraded creams
The effect of pH on the degradation of AH2 in the creams (Fig 19) shows that the
degradation increases with an increase in pH as observed in the case of photodegradation
of AH2 in the creams This is due to an increase in the ionization and redox potential of
AH2 with pH causing greater oxidation of the molecule and has been discussed in
Sections 59 and 510
108
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
00
10
20
30
k times
10
2 (d
ayndash
1)
Glycerin
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
00
10
20
30
k times
10
2 (
da
yndash1)
Propylene glycol
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
00
10
20
30
30 40 50 60 70
pH
k times
10
2 (d
ayndash
1)
Ethylene glycol
Fig 19 The kobsndashpH profiles for the degradation of ascorbic acid in the dark in creams
(1ndash9)
CHAPTER VI
PHOTOCHEMICAL INTERACTION
OF ASCORBIC ACID WITH
RIBOFLAVIN NICOTINAMIDE
AND ALPHA-TOCOPHEROL IN
CREAM FORMULATIONS
110
61 INTRODUCTION
It is now medically recognized that sagging skin and other signs of degenerative
skin conditions such as wrinkles and age spots are caused primarily by oxy-radical
damage Ascorbic acid can accelerate wound healing protect fatty tissues from oxidative
damage and play an integral role collagen synthesis (Zhang et al 1999) It is used in
cosmetic preparations for its anti-aging depigmentation and antioxidant properties
(Spiclin 2003 Ehrlich et al 2006) It is also used in combination with other vitamins
such as alpha-tocopherol as a co-antioxidant to stabilize cosmetic preparations (Eberlein-
Koumlnig and Ring 2005 Bissett 2006 Murray 2008) Ascorbic acid in the presence of air
or light is known to interact with alpha-tocopherol (Packer et al 2002 Johnston et al
2007) riboflavin (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Kim et al 1993 Jung et al 1995 De La Rochette et al 2000 2003 Lavoie et al
2004 Vaid et al 2005 Ahmad and Vaid 2006 Silva and Quina 2006) and
nicotinamide (Bailey et al 1945 Werner et al 1949 Guttman and Brooke 1963
DeRitter 1982) The present work involves a study of the effect of alpha-tocopherol
riboflavin and nicotinamide on the photostability of ascorbic acid in cream formulations
to observe whether the interaction in these formulations leads to the stabilization of
ascorbic acid The chemical structures of nicotinamide (NA) alpha-tocopherol (TP)
riboflavin (RF) formylmethylflavin (FMF) and lumichrome (LC) are shown in Fig 20
The details of the cream formulations used in this study are given in Table 16
The results obtained on the photodegradation of ascorbic acid in cream formulations are
discussed in the following sections
111
Riboflavin
N
N
NH
N
CH2
CH
C OHH
CH OH
CH2OH
N
N
NH
N
CH2
CHO
Formylmethylflavin
N
N
NH
HN
Lumichrome
OH
N
NH2
O
Nicotinamide
O CH3
CH3
CH3
HO
H3C
CH3 CH3 CH3
CH3
Alpha-Tocopherol
O
O
H3C
H3C
H3C
H3C
O
O
H3C
H3C
O
O
Fig 20 Chemical structures of alpha-tocopherol nicotinamide riboflavin
formylmethylflavin and lumichrome
112
Table 16 Composition of cream formulations containing ascorbic acid (2) and other
vitamins
Ingredients Cream
No SA PA MA CA GL AH2 RFa NA
b TP
c PH DW
10 a + minus minus + + + a minus minus + +
b + minus minus + + + b minus minus + +
c + minus minus + + + c minus minus + +
d + minus minus + + + d minus minus + +
e + minus minus + + + e minus minus + +
11 a minus + minus + + + a minus minus + +
b minus + minus + + + b minus minus + +
c minus + minus + + + c minus minus + +
d minus + minus + + + d minus minus + +
e minus + minus + + + e minus minus + +
12 a minus minus + + + + a minus minus + +
b minus minus + + + + b minus minus + +
c minus minus + + + + c minus minus + +
d minus minus + + + + d minus minus + +
e minus minus + + + + e minus minus + +
13 a + minus minus + + + minus a minus + +
b + minus minus + + + minus b minus + +
c + minus minus + + + minus c minus + +
d + minus minus + + + minus d minus + +
e + minus minus + + + minus e minus + +
14 a minus + minus + + + minus a minus + +
b minus + minus + + + minus b minus + +
c minus + minus + + + minus c minus + +
d minus + minus + + + minus d minus + +
e minus + minus + + + minus e minus + +
113
Table 16 continued
15 a minus minus + + + + minus a minus + +
b minus minus + + + + minus b minus + +
c minus minus + + + + minus c minus + +
d minus minus + + + + minus d minus + +
e minus minus + + + + minus e minus + +
16 a + minus minus + + + minus minus a + +
b + minus minus + + + minus minus b + +
c + minus minus + + + minus minus c + +
d + minus minus + + + minus minus d + +
e + minus minus + + + minus minus e + +
17 a minus + minus + + + minus minus a + +
b minus + minus + + + minus minus b + +
c minus + minus + + + minus minus c + +
d minus + minus + + + minus minus d + +
e minus + minus + + + minus minus e + +
18 a minus minus + + + + minus minus a + +
b minus minus + + + + minus minus b + +
c minus minus + + + + minus minus c + +
d minus minus + + + + minus minus d + +
e minus minus + + + + minus minus e + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PH = potassium hydroxide DW = distilled water
RF = riboflavin NA = nicotinamide TP = alpha-tocopherol
a RF(g ) a = 0002 b = 0004 c = 0006 d = 0008 e = 0010
b NA (g ) a = 028 b = 056 c = 084 d = 112 e = 140
c TP (g ) a = 017 b = 034 c = 052 d = 069 e = 086
The molar concentrations of these vitamins are given in Section 421
114
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED CREAMS
A typical set of the absorption spectra of the methanolic extracts (pH 20) of the
freshly prepared and photolysed creams containing AH2 and TP is shown in Fig 21 AH2
in acidified methanol exhibits absorption maximum at 245 nm (Zeng et al 2005) as
observed in Fig 21 The absorption due to TP at 284 nm (Moffat et al 2004) was
cancelled by using an appropriate blank containing an equivalent concentration of TP
The gradual decrease in absorption at around 245 nm during UV irradiation indicates the
transformation of AH2 to DHA which does not absorb in this region (Davies et al 1991)
as a result of the loss of C3=C2 chromophore Similar spectral changes around 245 nm are
observed in the presence of RF and NA which also strongly absorb in this region A
decrease in the absorption of AH2 around 266 nm in aqueous solution (pH 60) in the
presence of RF has been reported (Vaid et al 2005) The spectral changes and loss of
absorbance in methanolic extracts of creams depends on the rate of photolysis of AH2 in
the presence of these vitamins
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER VITAMINS
The UV irradiation of AH2 in cream formulations (pH 60) in the presence of RF
NA and TP results in the degradation of AH2 and RF and the following photoproducts
have been identified on comparison of their RF values and spot color fluorescence with
those of the authentic compounds
AH2 DHA
RF FMF LC CMF
In the TLC systems used NA and TP did not show the formation of any
degradation product in creams
115
Fig 21 UV absorption spectra of methanolic extracts of photodegraded ascorbic acid in
cream at 0 60 120 180 300 and 480 min
116
The formation of DHA in the photooxidation of AH2 has previously been reported by
many workers (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Rozanowska et al 1997 Lavoie et al 2004 Vaid et al 2006) RF is sensitive to light in
aqueous solutions (DeRitter 1982 British Pharmacopoeia 2009 Sweetman 2009) and is
known to form a number of products under aerobic conditions (Treadwell et al 1968
Cairns and Metzler 1971 Schuman Jorns et al 1975 Ahmad and Rapson 1990 Ahmad
and Vaid 2006 Ahmad et al 2004ab 2005 2008 Vaid et al 2006) It has been found
to degrade on UV irradiation in cream formulations to give FMF LC and CMF and these
products have been reported in the photolysis of RF by the workers cited above The
formation of these products may be affected by the interaction of AH2 and RF in creams
(Section 66) NA and TP individually did not appear to form any photoproduct of their
own directly or on interaction with AH2 in creams and may influence the degradation of
AH2 on UV irradiation
64 ASSAY METHOD
In view of the presence of RF (absorption maxima 223 267 373 and 444 nm)
(British Pharmacopoeia 2009) NA (absorption maximum 261 nm) (Moffat et al 2004)
and TP (absorption maximum 284 nm) (Moffat et al 2004) in the cream formulations
and the interference of these vitamins with the absorption of AH2 (absorption maximum
265 nm) (Davies et al 1991) the direct spectrophotometric method cannot be applied for
the determination of AH2 Therefore the iodimetric method (British Pharmacopoeia
2009) was used to determine AH2 in cream formulations The method was validated in
the presence of RF NA and TP before its application to the determination of AH2 in
photodegraded creams The reproducibility of the method has been confirmed by the
117
assay of known concentrations of AH2 in the range present in photodegraded creams The
recovery of AH2 in the creams has been found to be in the range 90ndash96 The values of
RSD indicate that the precision of the method is within plusmn5 (Table 17) and it can be
applied to study the kinetics of AH2 photolysis in cream formulations The assay data on
AH2 in various cream formulations are given in Table 18
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC ACID
Several chemical and physical factors play a role in the photodegradation of AH2
in the presence of other vitamins (RF NA TP) and affect the rate of its degradation in
cream formulations The present work involves the study of photodegradation of AH2 in
cream formulations containing glycerin as humectant as AH2 has been found to be most
stable in these creams (Chapter 5) The apparent first-order rate constants (kobs) for the
photodegradation of AH2 in the presence of other vitamins in cream formulations
derived from the kinetic plots (Fig 22ndash24) are reported in Table 19 The second-order
rate constants (correlation coefficients 0991ndash0996) determined from the slopes of the
graphs of kobs versus vitamin concentration for the individual vitamins (Fig 25) and the
values of k0 determined from the intercept on the vertical axis at zero concentration are
reported in Table 20 The values of k0 give an indication of the effect of other vitamins on
the rate of degradation of AH2 These values are about 13 times lower than the values of
kobs obtained at the highest concentrations of RF and NA indicating that RF and NA both
accelerate the photodegradation of AH2 in creams RF is known to act as a
photosensitizer for the degradation of AH2 (Section 66) and therefore its presence in
creams would accelerate the degradation of AH2 The increase in the rate of
photodegradation of AH2 in the presence of NA has not previously been reported NA
118
Table 17 Recovery of ascorbic acid in cream formulations in the presence of other
vitamins by iodimetric methoda
Cream
Formulationb
Added
(mg )
Found
(mg )
Recovery
()
RSD
()
10e (RF) 400
200
373
187
933
935
29
22
11e (RF) 400
200
379
187
948
935
25
31
12e (RF) 400
200
375
188
938
940
29
28
13e (NA) 400
200
382
191
955
955
23
27
14e (NA) 400
200
380
185
950
925
19
26
15e (NA) 400
200
379
191
948
955
21
17
16e (TP) 400
200
368
183
920
915
29
44
17e (TP) 400
200
391
195
978
975
11
13
18e (TP) 400
200
377
182
943
910
32
37
a Values expressed as a mean of three to five determinations
b The cream formulations represent all the emulsifiers (stearic acid palmitic acid
myristic acid) to observe the efficiency of iodimetric method for the recovery of
ascorbic acid in presence of the highest concentration of vitamins (Table 16)
119
Table 18 Photodegradation of ascorbic acid in cream formulations in the presence of
other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b C d e
0 373 372 374 372 375
60 362 354 354 360 359
150 342 336 336 332 334
240 315 314 308 310 302
10 (RF)
330 301 291 288 281 282
0 380 379 376 374 374
60 370 366 362 362 361
150 343 337 340 332 328
240 329 323 320 313 310
11 (RF)
330 307 301 294 288 282
0 379 380 375 372 376
60 362 366 361 351 342
150 341 335 319 307 312
240 310 306 295 284 282
12 (RF)
330 285 278 263 254 243
120
Table 18 continued
0 372 370 371 368 365
60 361 358 348 350 349
120 342 343 329 326 330
180 327 325 319 312 308
240 317 309 299 289 285
13 (NA)
300 299 291 283 278 273
0 386 380 375 378 370
60 371 362 365 362 355
120 359 351 343 339 336
200 341 332 325 316 311
14 (NA)
300 313 303 296 294 280
0 375 371 374 370 366
60 362 356 352 352 345
120 343 332 336 326 314
200 323 315 311 295 293
15 (NA)
300 293 283 275 270 259
121
Table 18 continued
0 380 378 380 377 377
60 362 365 369 369 371
120 351 352 360 360 364
180 340 346 349 353 355
240 331 334 343 343 346
16 (TP)
300 320 323 330 332 337
0 383 380 378 380 377
60 372 371 372 373 370
120 363 360 361 366 365
180 348 348 350 356 355
240 341 343 343 348 348
17 (TP)
300 330 332 336 339 341
0 380 383 377 375 373
60 364 370 366 367 366
120 352 356 351 352 351
180 334 338 339 343 342
240 324 328 324 332 330
18 (TP)
300 307 315 317 318 322
122
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
10
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
11
ab
c
de
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
12
Fig 22 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing riboflavin (a) 0002 (b) 0004 (c) 0006 (d) 0008
(e) 0010
Stearic acid
Palmitic acid
Myristic acid
123
abcde
13
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
13
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
14
abcde
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
15
Fig 23 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing nicotinamide (a) 028 (b) 056 (c) 084 (d) 112 (e) 140
Stearic acid
Palmitic acid
Myristic acid
124
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
16
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
17
abcde
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
18
Fig 24 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing alpha-tocopherol (a) 017 (b) 034 (c) 052 (d) 069
(e) 086
Stearic acid
Myristic acid
Palmitic acid
125
Table 19 First-order rate constants (kobs) for the photodegradation of ascorbic acid in the
presence of other vitamins in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulationd
Other
vitaminc
a b C d e
10 RF 068
(0991)
073
(0996)
079
(0995)
085
(0992)
089
(0995)
11 RF 065
(0992)
070
(0992)
073
(0994)
080
(0995)
086
(0993)
12 RF 087
(0993)
096
(0995)
109
(0993)
116
(0994)
127
(0992)
13 NA 073
(0993)
081
(0992)
088
(0994)
096
(0994)
101
(0993)
14 NA 069
(0992)
074
(0992)
080
(0991)
086
(0995)
094
(0995)
15 NA 083
(0994)
090
(0993)
101
(0993)
109
(0994)
115
(0995)
16 TP 055
(0991)
051
(0994)
046
(0994)
042
(0993)
038
(0991)
17 TP 050
(0995)
045
(0993)
041
(0992)
038
(0995)
034
(0994)
18 TP 070
(0996)
066
(0996)
060
(0994)
055
(0993)
051
(0993)
a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Vitamin concentrations (andashe) are as given in Table 16
d All the creams contain glycerin as humectant
The estimated error is plusmn5
126
00
05
10
15
00 10 20 30
Riboflavin concentration (M times 104)
kob
s times
10
3 (
min
ndash1)
10-12
00
05
10
15
00 20 40 60 80 100 120
Nicotinamide concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
13-15
00
02
04
06
08
00 04 08 12 16 20
Alpha-Tocopherol concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
16-18
Fig 25 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against individual vitamin concentration in cream formulations (10ndash18)
127
Table 20 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of other vitamins and second-order rate constants (k) for the
photochemical interaction of ascorbic acid with RF NA and TP
Cream
formulation
Other
vitamin
k0 times 103
(minndash1
)
k
(Mndash1
minndash1
)
Correlation
coefficient
10 RF 062 102 0994
11 RF 059 097 0992
12 RF 077 189 0995
13 NA 066 032 times 10ndash2
0995
14 NA 062 027 times 10ndash2
0993
15 NA 074 037 times 10ndash2
0994
16 TP 059 110 times 10ndash2b
0996
17 TP 053 096 times 10ndash2b
0992
18 TP 075 123 times 10ndash2b
0994
a
The variations in the values of k0 are due to the degradation of AH2 in the presence of
different emulsifying agents in cream formulations
b Values for the inhibition of photodegradation of AH2
128
forms a complex with AH2 (Section 67) and may also act as a photosensitizer for AH2 by
energy transfer in the excited state on UV irradiation The absorption maximum of NA
(261 nm) (Moffat et al 2004) is very close to that of AH2 (265 nm) (Davies et al 1991)
and the possibility of energy transfer in the excited state (Moore 2004) is greater leading
to the photodegradation of AH2
The value of k0 is about 13 times greater than the values of kobs obtained for the
degradation of AH2 in the presence of the highest concentrations of TP in the creams
This indicates that TP has a stabilising effect on the photodegradation of AH2 in the
cream formulations This is in agreement with the view that the TP acts as a redox partner
with AH2 to retard its oxidation (Wille 2005) Thus among the three vitamins studied
only TP appears to have a stabilising effect on photodegradation of AH2 The
photochemical interaction of individual vitamins with AH2 is discussed below
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID
The interaction of RF with the ascorbate ion (AHndash) may be represented by the
following reactions proposed by Silva and Quina (2006)
RF rarr 1RF (61)
1RF rarr
3RF (62)
3RF + AH
ndash rarr RF
ndashmiddot + AHmiddot (63)
AHmiddot + O2 rarr A + HO2middot (64)
HO2middot + AHndash rarr H2O2 + AHmiddot (65)
RF on the absorption of a quantum of light is promoted to the excited singlet state (1RF)
(61) 1RF may undergo intersystem crossing (isc) to form the excited triplet state (
3RF)
(62) The excited triplet state may react with the ascorbate ion to generate the ascorbyl
hv
isc
129
radical (AH) (63) (Kim et al 1993) The ascorbyl radical reacts with oxygen to give
dehydroascorbic acid (A) and peroxyl radical (HO2) (64) This radical may interact with
ascorbate ion to generate further ascorbyl radicals (65) These radicals may again take
part in the sequence of reactions to form A The role of RF in this reaction is to act as a
photosensitiser in the oxidation of ascorbic acid to A Ascorbic acid is reported to protect
riboflavin in milk under the influence of light by reacting with singlet oxygen (Hall et al
2009) (Section 511)
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC ACID
NA is known to form a 11 complex with ascorbic acid (Guttman and Brooke
1963 OrsquoNeil 2001 Doores 2002) The complexation of NA and AH2 may result from
the donor-acceptor interaction between AH2 (donor) and NA (acceptor) as observed in
the case of tryptophan and NA (Florence and Attwood 2006) In the presence of light the
interaction may cause reduction of NA (NAH) to form the ascorbyl radical (AH) ((66)-
(68)) which is oxidized to dehydroascorbic acid (A) (69) The NAH may be oxidized to
NA and H2O2 (610)
NA rarr 1NA (66)
1NA rarr
3NA (67)
3NA + AH2 rarr NAH + AHmiddot (68)
2 AH٠ rarr A + AH2 (69)
NAH + O2 rarr NA + H2O2 (610)
The proposed reactions suggest that on photochemical interaction AH2 undergoes
photosensitised oxidation in the presence of NA indicating that the photostability of
ascorbic acid is affected by NA
isc
130
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH ASCORBIC ACID
TP is an unstable compound and its oxidation by air results in the formation of an
epoxide which than produces a quinone that is inactive (Connors et al 1986) TP is
destroyed by sun light and artificial light containing the wavelengths in the UV region
(Ball 2006) It interacts with other antioxidants such as ascorbic acid (AH2) according to
the following reactions
TPndashO + AH2 rarr TP + AHmiddot (611)
2 AHmiddot rarr A + AH2 (612)
TP + AHmiddot rarr TPndashO + AH2 (613)
The tocopheroxyl radical (TPndashO) reacts with AH2 to regenerate TP and form the
ascorbyl radical (AHmiddot) (611) This radical undergoes further reactions as described in
equations (64) and (65) (Traber 2007) It may also disproportionate back to A and AH2
(612) TP reacts with AHmiddot to produce again the TPndashO radical and AH2 Thus in the
presence of light TP leads to the oxidation of AH2 which is ultimately regenerated in the
reaction (Davies et al 1991) Ascorbic acid has the ability to act as a co-antioxidant with
the TPndashO to regenerate TP (Packer et al 1979 2002) In this manner AH2 and TP act
synergistically to function in a redox cycle and AH2 is stabilized in the cream
formulations and microemulsions (Rozman and Gasperlin 2007 Rozman et al 2009)
69 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The graphs of kobs for the photodegradation of AH2 in the presence of RF NA and
TP versus the carbon chain length of emulsifying agents are shown in Fig 26 It appears
that the photodegradation of AH2 in the presence of all the three vitamins in the creams
lies in the order
131
Fig 26 Plots of k for photodegradation of ascorbic acid in creams (10ndash18) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid
00
05
10
15
20
25
k
(Mndash
1 m
inndash
1)
00
05
10
15
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 m
inndash
1)
132
myristic acid gt stearic acid gt palmitic acid
The same order of emulsifying agents has been observed in the absence of the
added vitamins (Section 57) The polar character of these acids (Yao et al 2009) on the
basis of their carbon chain length may play a part in the photostability of AH2 The
greater stability of AH2 in creams in the presence of palmitic acid (Fig 26) may be due to
the interaction of AH2 with palmitic acid as discussed in Section 57 Ascorbic acid-6-
palmitate is known to be an antioxidant in cosmetic preparations (Lee et al 2009) and
food products (Doores 2002)
610 EFFECT OF VISCOSITY OF CREAMS
The plots of kobs for the degradation of AH2 in the presence of the highest
concentration of vitamins versus reciprocal of the viscosity of creams (Table 21) are
linear (Fig 27) and indicate that the increase in cream viscosity leads to a decrease in the
rate of degradation of AH2 The slopes of the plots indicate the effect of viscosity on the
interaction of AH2 with other vitamins in the order
riboflavin gt nicotinamide gt alpha-tocopherol
The relatively slow rate of degradation of AH2 in creams containing palmitic acid may be
due to the interaction of AH2 with the vitamins as well as palmitic acid (Lee et al 2009)
Thus viscosity is an important factor in the stability of AH2 in cream formulations and
may affect its rate of interaction with other vitamins It has been suggested that an
increase in the viscosity of the medium makes access to air at the surface more difficult to
prevent the oxidation of a drug (Wallwork and Grant 1977) This is in agreement with
the photolysis of AH2 in aqueous and organic solvents cream formulations (Chapter 5)
and aerobic oxidation of Ah2 in syrups (Blaug and Hajratwala 1972)
133
Table 21 Average viscosity of cream formulations containing different emulsifying
agents and glycerin as humectant (25 plusmn 1 ordmC) and the photodegradation rate
constants of AH2
Cream No Emulsifying
agent
Viscosityab
(mPa s)
kobs times 103c
10 (RF)
13 (NA)
16 (TP)
Stearic acid 9000 089
101
038
11 (RF)
14 (NA)
17 (TP)
Palmitic acid 8600 086
094
034
12 (RF)
15 (NA)
18 (TP)
Myristic acid 7200 127
115
051
a plusmn10
b Average viscosity of creams containing the individual vitamins (RF NA TP)
c The values have been obtained in the presence of highest concentration of the
vitamins
134
00
05
10
15
20
25
30
100 110 120 130 140
Viscosity (mPa s)ndash1
times 103
kob
s (m
inndash1)
Fig 27 Plots of kobs in the presence of highest concentration of vitamins versus
reciprocal of the viscosity of creams () riboflavin
( ) nicotinamide (- - -- - -) alpha-tocopherol
135
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE OF OTHER
VITAMINS IN THE DARK
In order to observe the effect of riboflavin nicotinamide and alpha-tocopherol on
the degradation of AH2 in the creams stored in the dark the AH2 contents of the creams
were assayed at appropriate intervals (Table 22) The apparent first-order rate constants
determined from the kinetic plots (Fig 28) for the degradation of AH2 in the presence of
the highest concentrations of the individual vitamins in cream formulations (10ndash18) are
reported in Table 23 These rate constants indicate that the overall degradation of AH2 in
the presence of the highest concentration of the individual vitamins (RF NA and TP) is
about 70 times slower than that obtained on the exposure of creams to UV irradiation
This decrease in the rate of degradation of AH2 in the creams is the same as observed in
the case of AH2 alone In the absence of light the degradation of AH2 occurs due to
chemical oxidation (Section 132) and does not appear to be affected by the presence of
riboflavin and nicotinamide as indicated by the comparisons of the values of kobs in the
presence and absence of these vitamins (Table 15 and 23) In the presence of alpha-
tocopherol the degradation is slower than that in the presence of riboflavin and
nicotinamide This may be due to some interaction of AH2 and alpha-tocopherol causing
stabilisation of AH2 in the creams
As observed in the case of AH2 degradation alone in creams in the dark the AH2
degradation in the presence of the highest concentrations of other vitamins also occurs in
the same order of emulsifying agents (Fig 29)
myristic acid gt stearic acid gt palmitic acid
136
Table 22 Degradation of ascorbic acid in cream formulations in the dark in presence of
highest concentration of other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No Time (days) 0 10 20 40 60 80
10e (RF) 375 285 233 171 110 69
11e (RF) 374 341 281 221 148 113
12e (RF) 372 259 203 130 89 59
13e (NA) 365 330 255 187 126 81
14e (NA) 370 321 289 219 159 109
15e (NA) 366 289 249 159 110 63
16e (TP) 377 359 321 261 211 159
17e (TP) 377 366 333 275 228 191
18e (TP) 373 361 304 252 200 167
137
02
07
12
17lo
g c
on
cen
tra
tio
n (
mg
)
10-12Riboflavin
02
07
12
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
13-15Nicotinamide
10
12
14
16
18
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
16-18Alpha-Tocopherol
Fig 28 First-order plots for the degradation of ascorbic acid in the dark in presence of
other vitamins using the emulsifying agents (minusminusminusminus) Stearic acid
(minus minusminus minus) palmitic acid (----) myristic acid
138
Table 23 First-order rate constants (kobs) for the degradation of ascorbic acid in presence
of other vitamins in cream formulations in the dark
Cream
formulation
Other
vitaminc
kobs times 102
(dayndash1
)ab
10e RF 204
(0995)
11e RF 156
(0992)
12e RF 222
(0992)
13e NA 189
(0995)
14e NA 151
(0993)
15e NA 214
(0995)
16e TP 100
(0994)
17e TP 088
(0995)
18e TP 105
(0993)
a The values in parenthesis are correlation coefficients and range from 0991ndash0996 due to
some variations in AH2 distribution in the creams
b The values of rate constants are relative and depend on specific experimental
conditions
c Vitamin concentrations (andashe) are as given in Table 16
The estimated error is plusmn5
139
Riboflavin
Nicotinamide
Alpha-Tocopherol
00
10
20
30
12 14 16 18Carbon chain length
ko
bs times
10
2 (
da
yndash1)
Fig 29 Plots of kobs for degradation of ascorbic acid in the dark in creams (10ndash18)
against carbon chain length of the emulsifier () Stearic acid () palmitic acid
() myristic acid
140
This indicates that the rate of degradation of AH2 is slowest in the creams containing
palmitic acid as the emulsifying agent The reason for AH2 degradation in the dark in this
order has already been explained in section 512
CHAPTER VII
STABILIZATION OF
ASCORBIC ACID WITH
CITRIC ACID TARTARIC
ACID AND BORIC ACID IN
CREAM FORMULATIONS
142
71 INTRODUCTION
Ascorbic acid is an ingredient of cosmetic preparations (Section 51) and is
sensitive to light (Rowe et al 2009 Sweetman 2009 British Pharmacopoeia 2009)
degrading to dehydroascorbic acid on UV irradiation by photooxidation (Kitagawa
1968) The photosensitivity of ascorbic acid makes it unstable in pharmaceutical and
cosmetic preparations (DeRitter 1982) The present work is an attempt to study the
photodegradation of ascorbic acid in cream formulations in the presence of certain
compounds (eg citric acid tartaric acid and boric acid) to investigate their role in the
stabilization of the vitamin on exposure to light and in the dark Citric acid and tartaric
acid are used as an antioxidant synergist (Rowe et al 2009) and boric acid is a
complexing agent for hydroxy compounds (Ahmad et al 2009cd)
72 CREAM FORMULATIONS
The details of the various cream formulations used in this study are given in Table
24 and the results obtained on the photodegradation of ascorbic acid in the presence of
stabilizing agents in these formulations are discussed in the following sections
143
Table 24 Composition of cream formulations containing ascorbic acid (2) and
stabilizers
Ingredients Cream
No SA PA MA CA GL PG EG AH2 CTa TA
b BA
c PH DW
19 a + minus minus + + minus minus + a minus minus + +
b + minus minus + + minus minus + b minus minus + +
c + minus minus + + minus minus + c minus minus + +
20 a minus + minus + + minus minus + a minus minus + +
b minus + minus + + minus minus + b minus minus + +
c minus + minus + + minus minus + c minus minus + +
21 a minus minus + + + minus minus + a minus minus + +
b minus minus + + + minus minus + b minus minus + +
c minus minus + + + minus minus + c minus minus + +
22 a + minus minus + + minus minus + minus a minus + +
b + minus minus + + minus minus + minus b minus + +
c + minus minus + + minus minus + minus c minus + +
23 a minus + minus + + minus minus + minus a minus + +
b minus + minus + + minus minus + minus b minus + +
c minus + minus + + minus minus + minus c minus + +
24 a minus minus + + + minus minus + minus a minus + +
b minus minus + + + minus minus + minus b minus + +
c minus minus + + + minus minus + minus c minus + +
25 a + minus minus + + minus minus + minus minus a + +
b + minus minus + + minus minus + minus minus b + +
c + minus minus + + minus minus + minus minus c + +
26 a minus + minus + + minus minus + minus minus a + +
b minus + minus + + minus minus + minus minus b + +
c minus + minus + + minus minus + minus minus c + +
27 a minus minus + + + minus minus + minus minus a + +
b minus minus + + + minus minus + minus minus b + +
c minus minus + + + minus minus + minus minus c + +
144
Table 24 continued
28 a + minus minus + minus + minus + minus minus a + +
b + minus minus + minus + minus + minus minus b + +
c + minus minus + minus + minus + minus minus c + +
29 a minus + minus + minus + minus + minus minus a + +
b minus + minus + minus + minus + minus minus b + +
c minus + minus + minus + minus + minus minus c + +
30 a minus minus + + minus + minus + minus minus a + +
b minus minus + + minus + minus + minus minus b + +
c minus minus + + minus + minus + minus minus c + +
31 a + minus minus + minus minus + + minus minus a + +
b + minus minus + minus minus + + minus minus b + +
c + minus minus + minus minus + + minus minus c + +
32 a minus + minus + minus minus + + minus minus a + +
b minus + minus + minus minus + + minus minus b + +
c minus + minus + minus minus + + minus minus c + +
33 a minus minus + + minus minus + + minus minus a + +
b minus minus + + minus minus + + minus minus b + +
c minus minus + + minus minus + + minus minus c + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water CT = citric acid TA = tartaric acid
BA = boric acid
a CT (g ) a = 01 b = 02 c = 04
b TA (g ) a = 01 b = 02 c = 04
c BA (g ) a = 01 b = 02 c = 04
145
73 PRODUCTS OF ASCORBIC ACID PHOTODEGRADATION
The photodegradation of AH2 in cream formulations leads to the formation of
DHA as detected by TLC and reported earlier in the photolysis of AH2 in aqueous
solutions (Vaid et al 2006) and cream formulations (Sections 52 and 63) AH2 and
DHA in the methanolic extracts of the degraded creams were identified by comparison of
their Rf and color of the spots with those of the reference standards DHA is also
biologically active (Gardner 1972 Doores 2002) but its further degradation to 23-
diketo-gulonic acid (DGA) results in the loss of vitamin activity (Section 132)
However this product has not been detected in the present cream formulations
Therefore the creams may still possess their biological efficacy
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS
In order to observe the spectral changes in photodegraded creams in the presence
of stabilizing agents the absorption spectra of the methanolic extracts of a degraded
cream were determined The spectra show a gradual loss of absorbance around 245 nm
due to the oxidation of AH2 to DHA on UV irradiation and similar to that shown for the
photodegradation of AH2 alone in Fig 5 DHA has negligible absorbance around 245 nm
(Davies et al 1991) and therefore it does not interfere with the absorbance of AH2 in
methanolic solutions The spectral changes and loss of absorbance around 245 nm in
methanolic solution depend on the extent of photooxidation of AH2 in a particular cream
75 ASSAY OF ASCORBIC ACID IN CREAMS
The UV spectrophotometric method (Zeng et al 2005) has previously been
applied to the determination of AH2 in cream formulations (Section 54) The absorbance
of the methanolic extracts of creams containing AH2 during photodegradation was used
146
to determine the concentration of AH2 The method was validated in the presence of citric
acid (CT) tartaric acid (TA) and boric acid (BA) before its application to the evaluation
of the kinetics of AH2 degradation in cream formulations The recovery of AH2 in creams
has been found to be in the range of 90ndash96 and is similar to that reported in Table 7
The reproducibility of the method lies within plusmn5 The assay data on the degradation of
AH2 in various creams in the presence of the stabilizing agents are reported in Table 25
76 KINETICS OF PHOTODEGRADATION
The effect of CT TA and BA as stabilizing agents on the photodegradation of
AH2 was studied by adding 01ndash04 of each compound to the cream formulations (19ndash
33) at pH 60 This concentration range is normally used for the stabilization of drugs in
pharmaceutical preparations (Im-Emsap et al 2002) The apparent first-order rate
constants (kobs) determined from the plots of log concentration versus time (Fig 30ndash34)
are reported in Table 26 The second-order rate constants (k) determined from the plots
of kobs versus concentration of the individual compounds (Fig 35ndash36) are given in Table
27 The values of k indicate the rate of inhibition of photodegradation of AH2 by each
compound
77 EFFECT OF STABILIZING AGENTS
In order to compare the effectiveness of CT TA and BA as stabilizing agents for
AH2 plots of k versus carbon chain length of the emulsifying agents were constructed
(Fig 37) The k values for the interaction of these compounds with AH2 are in the order
citric acid gt tartaric acid gt boric acid
The curves indicate that the highest interaction of these compounds with AH2 is in the
order
147
Table 25 Photodegradation of ascorbic acid in cream formulations in the presence of
stabilizers
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b c
0 374 378 379
60 362 362 372
120 349 355 367
210 333 335 349
19 (CT)
300 319 322 336
400 296 309 324
0 381 378 380
60 368 370 369
120 355 363 364
210 344 345 355
20 (CT)
300 328 335 341
400 312 319 331
21 (CT) 0 368 370 374
60 355 356 360
120 340 344 343
210 321 322 333
300 296 299 315
400 272 285 299
148
Table 25 continued
0 375 374 378
60 363 363 368
120 352 354 362
210 329 335 345
22 (TA)
300 307 314 333
400 292 299 313
0 370 377 374
60 364 365 368
120 352 357 357
210 332 344 349
23 (TA)
300 317 330 335
400 301 310 322
24 (TA) 0 376 379 377
60 367 369 368
120 351 348 352
210 325 330 344
300 306 317 326
400 284 294 310
149
Table 25 continued
0 370 375 380
60 356 362 359
120 331 339 344
210 311 318 330
25 (BA)
300 279 288 305
400 260 269 283
0 377 375 370
60 364 363 361
120 351 353 351
210 331 332 337
26 (BA)
300 323 324 325
400 301 307 313
27 (BA) 0 380 377 375
60 369 368 366
120 333 338 341
210 305 313 318
300 292 294 304
400 262 266 281
150
Table 25 continued
0 373 376 378
60 348 349 360
120 329 336 339
210 315 312 323
28 (BA)
300 282 283 299
400 249 264 280
0 370 373 380
60 358 355 367
120 343 346 356
210 325 329 347
29 (BA)
300 307 312 325
400 287 295 315
30 (BA) 0 369 375 372
60 353 358 362
120 321 330 335
210 283 294 303
300 265 281 293
400 242 254 270
151
Table 25 continued
0 374 376 379
60 348 366 352
120 324 340 337
210 303 319 322
31 (BA)
300 275 289 293
400 243 260 275
0 370 374 375
60 355 354 366
120 339 344 345
210 313 319 330
32 (BA)
300 288 297 308
400 261 271 290
33 (BA) 0 377 380 377
60 357 361 367
120 324 335 339
210 288 294 307
300 270 280 293
400 233 248 265
Creams 19ndash27 contain glycerin 28ndash30 contain propylene glycol and 31ndash33 contain
ethylene glycol as humectants
152
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
19
ab
c
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
21
Fig 30 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
153
a
b
c
14
15
16lo
g c
on
cen
tra
tio
n (
mg
)
22
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
23
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 31 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
154
ab
c
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
25
abc
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 32 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Palmitic acid
Stearic acid
Myristic acid
155
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 33 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing propylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
156
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 34 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing ethylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
157
Table 26 Apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in presence of different stabilizers in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 057
(0995)
050
(0992)
041
(0991)
20 CT 049
(0996)
043
(0995)
034
(0993)
21 CT 076
(0995)
067
(0995)
055
(0992)
22 TA 065
(0995)
058
(0995)
046
(0991)
23 TA 054
(0994)
047
(0993)
038
(0994)
24 TA 072
(0996)
063
(0992)
049
(0991)
25 BA 091
(0994)
086
(0995)
071
(0993)
26 BA 055
(0994)
050
(0993)
042
(0993)
27 BA 095
(0995)
089
(0992)
074
(0996)
28 BA 097
(0995)
088
(0992)
075
(0993)
29 BA 064
(0994)
057
(0991)
047
(0993)
30 BA 110
(0994)
100
(0996)
084
(0992)
31 BA 105
(0995)
094
(0994)
078
(0992)
32 BA 088
(0994)
079
(0993)
066
(0993)
33 BA 120
(0995)
108
(0993)
091
(0993) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
158
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against citric acid (19ndash21) and tartaric acid concentrations (22ndash24) in cream
formulations
159
00
04
08
12k
ob
s times
10
3 (
min
ndash1)
25-27
00
04
08
12
00 20 40 60
ko
bs times
10
3 (
min
ndash1)
28-30
00
04
08
12
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 36 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against boric acid concentrations in cream formulations (25ndash33)
Propylene glycol
Glycerin
Ethylene glycol
160
Table 27 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the interaction of
ascorbic acid with CT TA and BA
Cream
formulation Stabilizers
k0 times 103
(minndash1
)
k times 102
(Mndash1
minndash1
)
Correlation
coefficient
19 CT 062 111 0991
20 CT 053 103 0994
21 CT 082 145 0995
22 TA 071 092 0995
23 TA 059 080 0993
24 TA 080 118 0996
25 BA 098 041 0994
26 BA 059 026 0994
27 BA 102 044 0995
28 BA 104 046 0992
29 BA 069 033 0995
30 BA 118 054 0994
31 BA 113 053 0995
32 BA 095 045 0995
33 BA 129 060 0993
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
161
00
04
08
12
16
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash1
min
ndash1)
18-33
a
b
e
cd
Fig 37 Plots of k for photodegradation of ascorbic acid in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
162
myristic acid gt stearic acid gt palmitic acid
In the case of myristic acid and stearic acid it may be explained on the basis of the
decreasing polarity (Yao et al 2009) It is interesting to observe the lowest rates of
interaction of these compounds in the creams containing palmitic acid This could be due
to the interaction of AH2 with palmitic acid to form a palmitate derivative in addition to
its interaction with the individual stabilizing agents CT and TA are known to act as
antioxidant synergists (Rowe et al 2009 Sweetman 2009) and in this capacity may
inhibit the photooxidation of AH2 as indicated by the values of the degradation rate
constants in the presence of these compounds The addition of CT to nutritional
supplements is known to inhibit the oxidation of AH2 (Doores 2002) Boric acid forms a
complex with AH2 (Rivlin 2007) and there by may inhibit its degradation Boric acid
may also interact with glycerin added to the creams as a humectant and form a complex
(Rowe et al 2009) This may influence its interaction and stabilizing effect on AH2 in
creams as indicated by the lower k values compared to those in the presence of CT and
TA It has further been observed that the k values for BA are greater in propylene glycol
and ethylene glycol compared to those in glycerin (Table 27) Again this may be due to
greater interaction of BA with glycerin compared to other humectants in the creams
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF STABILIZING
AGENTS IN THE DARK
An important factor in the formulation of cosmetic preparations is to ensure the
chemical and photostability of the active ingredient by the use of appropriate stabilizing
agents The choice of these agents would largely depend on the nature and
physicochemical characteristics of the active ingredient AH2 possesses a redox system
163
and can be easily oxidized by air or light In order to observe the effect of CT TA and
BA on the stability of AH2 the cream formulations containing the individual compounds
were stored in the dark for a period of about three months and the rate of degradation of
AH2 was determined The assay data are reported in Table 28 and the kinetic plots are
shown in Fig 38ndash42 The values of apparent first-order rate constants for the degradation
of AH2 in the presence of the stabilizing agents are reported in Table 29 The second
order-rate constants for the interaction of CT TA and BA with AH2 are reported in Table
30 (Fig 43ndash44) The plots of k against the carbon chain length of the emulsifiers are
shown in Fig 45 The kinetic data indicate the same pattern of rates of degradation and
interaction of AH2 with these compounds as observed in the presence of light except that
the rates are much slower in the dark Thus the stabilizing agents are equally effective in
inhibiting the rate of degradation of AH2 in the dark The effect of emulsifying agents and
the humectants on the rate of degradation of AH2 in the presence of the stabilizers has
been discussed in the above Section 77
79 EFFECT OF ADDITIVES ON TRANSMISSION OF ASCORBIC ACID
In order to observe the effect of additives (citric tartaric and boric acids) on the
transmission characteristics of ascorbic acid (0002 mg100 ml) in methanol containing
the highest concentration of the additives (004) used in this study the transmission
spectra were measured It has been found that these additives produce a hypsochromic
shift in the absorption maximum of ascorbic acid This may result in the reduction of the
fraction of light absorbed by ascorbic acid to the extent of about 10 and thus influence
the rate of photodegradation reactions However since all the additives produce similar
effects the rate constants can be considered on a comparative basis
164
Table 28 Degradation of ascorbic acid in cream formulations in the presence of
stabilizers in the dark
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) a b c
0 374 378 379
10 355 346 362
20 326 328 342
40 293 297 322
19 (CT)
60 264 269 295
80 241 245 262
0 381 378 380
10 361 364 372
20 339 350 348
40 309 312 330
20 (CT)
60 279 286 301
80 260 266 282
21 (CT) 0 368 370 374
10 342 346 364
20 310 321 348
40 278 282 313
60 249 251 278
80 217 228 249
165
Table 28 continued
0 375 374 378
10 339 344 351
20 317 326 336
40 282 288 306
22 (TA)
60 251 258 280
80 222 235 252
0 370 377 374
10 340 354 355
20 332 336 343
40 297 303 310
23 (TA)
60 266 282 294
80 238 248 267
24 (TA) 0 376 379 377
10 341 339 350
20 306 319 323
40 263 284 279
60 223 241 249
80 196 202 223
166
Table 28 continued
0 370 375 380
10 331 341 334
20 287 289 301
40 225 247 245
25 (BA)
60 189 185 214
80 141 154 170
0 377 375 370
10 355 357 349
20 326 314 324
40 264 267 286
26 (BA)
60 232 238 254
80 189 199 211
27 (BA) 0 380 377 375
10 346 339 337
20 309 288 301
40 233 241 260
60 192 196 211
80 140 147 163
167
Table 28 continued
0 373 376 378
10 314 322 333
20 267 281 305
40 217 233 253
28 (BA)
60 167 177 204
80 122 135 151
0 370 373 380
10 336 329 343
20 283 277 306
40 233 243 267
29 (BA)
60 189 190 217
80 144 154 173
30 (BA) 0 369 375 372
10 308 319 329
20 255 275 310
40 210 226 244
60 158 163 191
80 113 131 147
168
Table 28 continued
0 374 376 379
10 303 311 329
20 266 260 289
40 211 219 239
31 (BA)
60 155 158 178
80 112 121 149
0 370 374 375
10 314 323 339
20 276 280 305
40 222 233 258
32 (BA)
60 172 187 193
80 126 136 162
33 (BA) 0 377 380 377
10 308 306 320
20 254 265 280
40 205 214 237
60 144 155 175
80 107 118 138
169
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
19
abc
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
21
Fig 38 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
170
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
22
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
23
ab
c
12
13
14
15
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 39 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
171
a
b
c
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
25
abc
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 40 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
172
a
b
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 41 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing propylene glycol and boric acid (a) 01 (b) 02 (c)
04
Palmitic acid
Stearic acid
Myristic acid
173
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
08
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 42 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing ethylene glycol and boric acid (a) 01 (b) 02 (c)
04
Myristic acid
Palmitic acid
Stearic acid
174
Table 29 Apparent first-order rate constants (kobs) for the degradation of ascorbic acid in
presence of different stabilizers in cream formulations in the dark
kobs times 102 (day
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 055
(0994)
052
(0992)
044
(0991)
20 CT 048
(0995)
046
(0995)
038
(0992)
21 CT 064
(0994)
061
(0995)
052
(0994)
22 TA 063
(0994)
058
(0995)
049
(0996)
23 TA 054
(0995)
050
(0995)
041
(0994)
24 TA 081
(0995)
075
(0993)
066
(0995)
25 BA 118
(0996)
113
(0994)
097
(0994)
26 BA 087
(0995)
079
(0993)
068
(0994)
27 BA 124
(0995)
114
(0994)
101
(0993)
28 BA 134
(0995)
124
(0996)
110
(0992)
29 BA 116
(0996)
108
(0992)
096
(0995)
30 BA 142
(0993)
131
(0995)
115
(0995)
31 BA 145
(0995)
137
(0992)
117
(0995)
32 BA 130
(0996)
120
(0993)
107
(0994)
33 BA 153
(0995)
141
(0994)
122
(0994) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental
conditions
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
175
176
Table 30 First-order rate constants (k0)a for the degradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the chemical
interaction of ascorbic acid with CT TA and BA in the dark
Cream
formulation Stabilizers
k0 times 102
(dayndash1
)
k times 102
(Mndash1
dayndash1
)
Correlation
coefficient
19 CT 060 797 0996
20 CT 052 723 0995
21 CT 069 850 0994
22 TA 068 710 0996
23 TA 058 636 0994
24 TA 086 758 0994
25 BA 126 444 0993
26 BA 092 375 0992
27 BA 131 480 0991
28 BA 141 488 0993
29 BA 122 418 0994
30 BA 149 531 0991
31 BA 155 578 0996
32 BA 137 472 0994
33 BA 163 627 0996
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
177
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against citric acid (19ndash21) and tartaric acid (22ndash24) concentrations in
cream formulations
178
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
25-27
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
28-30
00
10
20
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 44 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against boric acid concentrations in cream formulations (25ndash33)
Glycerin
Propylene glycol
Ethylene glycol
179
00
04
08
12
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 d
ayndash
1)
18-33
b
a
e
dc
Fig 45 Plots of k for degradation of ascorbic acid in the dark in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
CONCLUSIONS
AND
SUGGESTIONS
180
CONCLUSIONS
The main conclusions of the present study on the photodegradation of the ascorbic
acid in organic solvents and cream formulations are as follows
1 Identification of Photodegradation Products
The photodegradation of ascorbic acid in aqueous organic solvents and
laboratory prepared oil-in-water cream preparations on UV irradiation leads to the
formation of dehydroascorbic acid No further degradation products of dehydroascorbic
acid have been detected under the present experimental conditions The product was
identified by comparison of its Rf value and color of the spot with those of the authentic
compound by thin-layer chromatography and spectral changes
2 Assay of Ascorbic Acid
Ascorbic acid in aqueous organic solvents and cream preparations was assayed
in acidified methanolic solutions (pH 20) at 245 nm using a UV spectrophotometric
method Ascorbic acid in combination with other vitamins (riboflavin nicotinamide and
alpha-tocopherol) was assayed by the official iodimetric method due to interference by
these vitamins at the analytical wavelength Both analytical methods were validated
under the experimental conditions employed before their application to the assay of
ascorbic acid The recoveries of ascorbic acid in cream preparations are in the range of
90ndash96 and the reproducibility of both methods are within plusmn5 The F test and the t test
show that there is no significant difference between the precision of the two methods and
therefore these methods can be applied to the assay of ascorbic acid in cream
preparations with comparable results
181
3 Kinetics of Photodegradation
a) Photodegradation of ascorbic acid in organic solvents
Ascorbic acid degradation follows apparent first-order kinetics in aqueous
organic solvents A plot of the first-order rate constants (log kobs) versus solvent dielectric
constant is linear with positive slope indicating an increase in the rate with dielectric
constant On the contrary a plot of kobs verses reciprocal of solvent viscosity is linear with
a positive slope showing a decrease in the rate with solvent viscosity Thus the rate of
photodegradation of ascorbic acid (an oxidizable drug) depends on the solvent
characteristics
b) Photodegradation of ascorbic acid in cream preparations
Ascorbic acid has been found to follow apparent first-order kinetics in cream
preparations and the rate of degradation is affected by the following factors
i Effect of concentration
An apparent linear relationship has been observed between log kobs and
concentration (05ndash25) of ascorbic acid in a cream preparation Thus the rate of
degradation of ascorbic acid appears to be faster at a lower concentration
compared to that of a higher concentration on exposure to the same intensity of
light
ii Effect of carbon chain length of the emulsifying agent
The plots of kobs verses carbon chain length of the emulsifying agent show that the
photodegradation of ascorbic acid is affected in the order myristic acid gt stearic
acid gt palmitic acid This is predominantly due to the interaction of ascorbic acid
with palmitic acid and the carbon chain length (measure of relative polar
182
character) of the emulsifying acid probably does not play a part in the
photodegradation kinetics of ascorbic acid in creams This is evident from the
non-linear relationship between the rate constants for ascorbic acid degradation
and the carbon chain length of the emulsifying acids
iii Effect of viscosity
The values of kobs for the photodegradation of ascorbic acid in cream preparations
are in the order of humectant ethylene glycol gt propylene glycol gt glycerin
showing that the rates of degradation are influenced by the viscosity of the
humectant and decrease with an increase in the viscosity as observed in the case
of organic solvents
iv Effect of pH
The log kndashpH profiles for the photodegradation of ascorbic acid in creams
represent sigmoid type curves indicating an increase in the rate of oxidation of the
molecule with ionization (pH 42ndash70 557ndash999) The AHndash species appears to
be more susceptible to oxidation than the non-ionized molecule in the pH range
studied
v Effect of redox potential
The values of kobs show that the rate of photooxidation of ascorbic acid is
influenced by its redox potential which varies with pH The greater photostability
of ascorbic acid at pH 5ndash6 compared to that at pH 7 and above is due to its lower
rate of oxidation-reduction in the lower range The increase in the rate of
photooxidation with pH is due to a corresponding increase in the redox potential
of ascorbic acid
183
c) Photodegradation of ascorbic acid in the presence of other vitamins (riboflavin
nicotinamide alpha-tocopherol) in cream preparations
The photodegradation of ascorbic acid is affected by the presence of other
vitamins in creams The kinetic data on the photochemical interactions indicate that
riboflavin and nicotinamide act as photosensitizers in the degradation of ascorbic acid
and have an adverse effect on the photostability of the vitamin in creams Whereas
alpha-tocopherol exerts an inhibitory effect on the degradation of ascorbic acid by acting
as a redox partner in the creams Thus a combination of ascorbic acid and alpha-
tocopherol has a synergistic effect on the stabilization of ascorbic acid in creams These
vitamins do not appear to influence the rate of degradation of ascorbic acid in the dark
d) Photodegradation of ascorbic acid in the presence of citric acid tartaric acid and
boric acid in cream preparations
The rate of photodegradation of ascorbic acid in creams has been found to be
inhibited by the addition of compounds such as citric acid tartaric acid and boric acid in
creams These compounds show a stabilizing effect on the photodegradation of ascorbic
acid in the order citric acid gt tartaric acid gt boric acid The lower effect of boric acid
may be due to its interaction with the emulsifying agents and humectants Boric acid
exerts this effect by complex formation with ascorbic acid Citric acid and tartaric acid
are antioxidant synergists and in combination with ascorbic acid may exert a stabilizing
effect on its degradation
184
Salient Features of the Work
In the present work an attempt has been made to study the effects of solvent
characteristics formulation factors particularly the emulsifying agents in terms of the
carbon chain length and humectants in terms of viscosity medium pH drug
concentration redox potential and interactions with other vitamins and stabilizers on the
kinetics of photodegradation of ascorbic acid in cream preparations The study may
provide useful information to improve the photostability and efficacy of ascorbic acid in
cream preparations
SUGGESTIONS
The present work may provide guidelines for a systematic study of the stability of
drug substances in cream ointment preparations and the evaluation of the influence of
formulation variables such as emulsifying agents and humectants concentration pH
polarity viscosity redox potential on the rate of degradation and stabilization of drug
substances This may enable the formulator in the judicious design of formulations that
have improved stability and efficacy for therapeutic use The kinetic parameters may
throw light on the comparative stability of the preparations and help in the choice of
appropriate formulation ingredients
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186
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215
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220
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62
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221
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223
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224
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225
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26 1624-1627
226
AUTHORrsquoS PUBLICATIONS
The author obtained his B Pharm degree in 2003 and joined the post graduate
program securing an M Phil degree in Pharmaceutics in 2006 from Baqai Medical
University He is a co-author of following publications
CHAPTER IN BOOK
1 Chapter on ldquoBorate Toxicity Effect on Drug Stability and Analytical
Applicationsrdquo by Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz H M
Vaid In Handbook on Borates Chemistry Production and Applications (MP
Chung Ed) Nova Science Publishers Inc NY USA (in press)
PAPERS PUBLISHED
INTERNATIONAL
2 Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz HM Vaid ldquoEffect of Borate
Buffer on the Photolysis of Riboflavin in Aqueous Solutionrdquo Journal of
Photochemistry and Photobiology B Biology 93 82-87 (2008)
3 Iqbal Ahmad Sofia Ahmed MA Sheraz M Aminuddin and Faiyaz HM Vaid
ldquoEffect of Caffeine Complexation on the Photolysis of Riboflavin in Aqueous
Solution A Kinetic Studyrdquo Chemical and Pharmaceutical Bulletin 57 (2009)
published online September 14 2009
4 Iqbal Ahmad MA Sheraz Sofia Ahmed and Faiyaz HM Vaid ldquoAnalytical
Applications of Boratesrdquo Materials Science Research Journal (in press)
5 Iqbal Ahmad Sofia Ahmed MA Sheraz Kefi Iqbal and Faiyaz HM Vaid
ldquoPharmacological Aspects of Boratesrdquo International Journal of Medical and
Biological Frontiers (in press)
6 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and Izhar A Ansari
ldquoEffect of Divalent Ions on Photodegradation Kinetics and Pathways of
Riboflavin in Aqueous Solutionrdquo Photochemical and Photobiological Sciences
accepted
227
NATIONAL
7 Sofia Ahmed MA Sheraz and Iqbal Ahmad ldquoAdvances in Antioxidant Activity of
Vitamin Erdquo Journal of Baqai Medical University 10 13-18 (2007)
8 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoDevelopments in the Clinical and
Food Analysis of Vitamin Crdquo Journal of Baqai Medical University 10 19-24
(2007)
9 A Azmi SNH Naqvi M Usman MA Sheraz and Sofia Ahmed ldquoPancreatic
Glucagon in Certain Ungulates Comparative Study of Extraction and
Bioassayrdquo Pakistan Journal of Entomology 20 23-28 (2005)
10 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and S Hasan
ldquoAdvances in Biochemical Functions and the Photochemistry of Flavins and
Flavoproteinsrdquo Pakistan Journal of Pharmaceutical Sciences in press
11 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoEffect of Borates on the Stability of
Chemical and Pharmaceutical Compoundsrdquo Journal of Baqai Medical University
accepted
PAPERS SUBMITTED
12 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotostability of Ascorbic Acid in Organic Solvents and Cream Formulationsrdquo
Chemical and Pharmaceutical Bulletin
13 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotochemical Interaction of Ascorbic Acid with Riboflavin Nicotinamide and
Alpha-Tocopherol in Cream Formulationsrdquo Journal of Cosmetic Science
14 Iqbal Ahmad Kefi Iqbal Sofia Ahmed MA Sheraz ldquoApplications of Laser Flash
Photolysis Spectroscopy and Electron Microscopy in Photopolymerization and
Development of Glass Ionomer Dental Cementsrdquo Materials Science Research
Journal
15 Sofia Ahmed MA Sheraz M Aminuddin I Ahmad and Faiyaz HM Vaid ldquoA
Rapid Titrimetric Assay for Quantitation of Vitamin B1 in Neat and
Pharmaceutical Preparationsrdquo Pakistan Journal of Pharmaceutical Sciences
- 01 SZ-786
- 02 SZ-title
- 03 SZ-Certificate
- 04 SZ-Abstract
- 05 SZ-Acknowledgement
- 06 SZ-Dedication
- 07 SZ-Contents
- 08 SZ-Chapter 1
- 09 SZ-Chapter 2
- 10 SZ-Chapter 3
- 11 SZ-Object of Present Investigation
- 12 SZ-Chapter 4
- 13 SZ-Chapter 5
- 14 SZ-Chapter 6
- 15 SZ-Chapter 7
- 16 SZ-Conclusion
- 17 SZ-References
- 18 SZ-Authors Publications
-
vi
ACKNOWLEDGMENTS
I am highly grateful to All Mighty Allah who guided me in all difficulties and
provided me strength to overcome the problems during this work
Words are confined and inefficacious to express my immense gratitude to my
respectable supervisor Prof Dr Iqbal Ahmad Department of Pharmaceutical
Chemistry for his guidance encouragement keen interest and above all giving his
valuable time suggestions and attention His personality has been a source of constant
inspiration through out my research work
I would like to extend my sincere thanks to Prof Lt Gen (R) Dr Syed Azhar
Ahmed Vice Chancellor Baqai Medical University for his personal interest and
constant encouragement through out the study
It is my great desire to express my gratitude to Prof Dr Syed Fazal Hussain
CEO Baqai Institute of Pharmaceutical Sciences for his cooperation and attention and
providing all the facilities of the Institute at my disposal during the research work
I am also thankful to Mrs Shaukat Khalid Dean Faculty of Pharmaceutical
Sciences for her support during the study
I feel honored to express my sincere thanks and indebtedness to Prof Dr
Khursheed Ali Khan Department of Pharmaceutics Prof Dr Aminuddin Department
of Pharmaceutical Chemistry and Dr Faiyaz H M Vaid Chairman Department of
Pharmaceutical Chemistry Faculty of Pharmacy University of Karachi who helped me
selflessly with their invaluable suggestions through out the research work
vii
I feel immense pleasure to pay my sincere and special thanks to Ms Sofia
Ahmed Assistant Professor and In charge Department of Pharmaceutics who lent all
sort of cooperation and spared no effort in helping me during this work
Special thanks are due to Mr Saif-ur-Rehman Khatak Deputy Drug Controller
for his cooperation and help during this study
I acknowledge with sincere thanks the contribution of Tabros Pharmaceutical
Industry Karachi for providing me the opportunity to use their facilities for certain
measurements without which the completion of this work would not have been possible
I highly appreciate the technical services rendered by Mr Anees Mr Wajahat
and Mr Sajjad in pursuance of this study
I am very grateful to Mrs Prof Dr Iqbal Ahmad for her kindness and generous
hospitality during my innumerable visits to their residence
Last but not the least I would like to express my immense indebtedness to My
Gracious Parents Beloved Brothers and Sisters for their moral support kindness and
encouragement throughout my career
I am also thankful to all my students for their affectionate feelings
M A S
viii
To
My Beloved Parents amp
Late Prof Dr S Sabir Ali for their interest and endless support
ix
CONTENTS
Chapter Page
ABSTRACT iv
ACKNOWLEDGEMENTS vi
I INTRODUCTION 1
11 HISTORICAL BACKGROUND 2
12 PHYSICOCHEMICAL CHARACTERISTICS OF
ASCORBIC ACID
2
13 CHEMISTRY OF ASCORBIC ACID 3
131 Nomenclature and Structure 3
132 Chemical Stability 3
14 BIOCHEMICAL FUNCTIONS 7
15 ANTIOXIDANT ACTIVITY 8
16 PHOTOSTABILITY OF DRUGS 9
17 KINETIC TREATMENTS OF PHOTOCHEMICAL
REACTIONS
12
18 LITERATURE ON ASCORBIC ACID 15
II PHOTODEGRADATION REACTIONS AND ASSAY OF
ASCORBIC ACID
17
21 PHOTODEGRADATION REACTIONS 18
211 Photodegradation of Ascorbic Acid 18
212 Effect of Various Substances on Photodegradation of Ascorbic
Acid
20
213 Photosensitized Oxidation of Ascorbic Acid 22
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins 25
22 ASSAY OF ASCORBIC ACID 26
221 Spectrophotometric Methods 26
222 Fluorimetric Methods 28
x
223 Mass spectrometric Methods 28
224 Chromatographic Methods 28
225 Enzymatic Methods 29
226 Commercial Kits for Clinical Analysis 30
227 Analysis in Creams 30
III FORMULATION AND STABILITY OF CREAM
PREPARATIONS
31
31 FORMULATION OF CREAM PREPARATIONS 32
311 Choice of Emulsion Type 32
312 Choice of Oil Phase 33
313 Emulsion Consistency 33
314 Choice of Emulsifying Agent 34
315 Formulation by the HLB Method 34
316 Concept of Relative Polarity Index 35
32 FORMULATION OF ASCORBIC ACID CREAMS 37
33 STABILITY OF CREAMS 39
331 Physical Stability 39
332 Chemical Stability 39
333 Microbial Stability 40
334 Stability of Ascorbic Acid in Liquid Formulations 41
335 Stability of Ascorbic Acid in Emulsions and Creams 41
336 Stability Testing of Emulsions 45
3361 Macroscopic examination 46
3362 Globule size analysis 46
3363 Change in viscosity 46
3364 Accelerated stability tests 46
337 FDA Guidelines for Semisolid Preparations 46
xi
OBJECT OF PRESENT INVESTIGATION 48
IV MATERIALS AND METHODS 51
41 MATERIALS 52
42 METHODS 55
421 Cream Formulations 55
422 Preparation of Creams 56
423 Thin-Layer Chromatography 57
424 pH Measurements 57
425 Ultraviolet and Visible Spectrometry 58
426 Photolysis of Ascorbic Acid 59
4261 Creams 59
4262 Aqueous and organic solvents 59
4263 Storage of creams in dark 59
427 Measurement of Light Intensity 59
428 Procedure 60
4281 Calculation 62
429 Viscosity Measurements 63
4210 Assay method 65
42101 UV spectrophotometric method for the assay of creams
containing ascorbic acid alone
65
42102 Iodimetric method for the assay of ascorbic acid in creams
containing riboflavin nicotinamide and alpha-tocopherol 65
42103 Spectrophotometric method for the assay of ascorbic acid in
aqueous and organic solvents
67
V PHOTODEGRADATION OF ASCORBIC ACID IN
ORGANIC SOLVENTS AND CREAM FORMULATIONS
68
51 INTRODUCTION 69
52 PHOTOPRODUCTS OF ASCORBIC ACID 71
xii
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED
SOLUTIONS
71
54 ASSAY OF ASCORBIC ACID IN CREAMS AND
SOLUTIONS
73
55 EFFECT OF SOLVENT 74
56 EFFECT OF CONCENTRATION 80
57 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
88
58 EFFECT OF VISCOSITY 94
59 EFFECT OF pH 94
510 EFFECT OF REDOX POTENTIAL 96
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE
OXIDATION OF ASCORBIC ACID
97
512 DEGRADATION OF ASCORBIC ACID IN THE DARK 98
VI PHOTOCHEMICAL INTERACTION OF ASCORBIC
ACID WITH RIBOFLAVIN NICOTINAMIDE AND
ALPHA-TOCOPHEROL IN CREAM FORMULATIONS
109
61 INTRODUCTION 110
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED
CREAMS
114
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER
VITAMINS
114
64 ASSAY METHOD 116
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC
ACID
117
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID 128
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC
ACID
129
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH
ASCORBIC ACID
130
69 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
130
xiii
610 EFFECT OF VISCOSITY OF CREAMS 132
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE
OF OTHER VITAMINS IN THE DARK
135
VII STABILIZATION OF ASCORBIC ACID WITH CITRIC
ACID TARTARIC ACID AND BORIC ACID IN CREAM
FORMULATIONS
141
71 INTRODUCTION 142
72 CREAM FORMULATIONS 142
73 PRODUCTS OF ASCORBIC ACID
PHOTODEGRADATION
145
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS 145
75 ASSAY OF ASCORBIC ACID IN CREAMS 145
76 KINETICS OF PHOTODEGRADATION 146
77 EFFECT OF STABILIZING AGENTS 146
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF
STABILIZING AGENTS IN THE DARK
162
79 EFFECT OF ADDITIVES ON TRANSMISSION OF
ASCORBIC ACID
163
CONCLUSIONS AND SUGGESTIONS 179
CONCLUSIONS 180
SUGGESTIONS 184
REFERENCES 185
AUTHORrsquoS PUBLICATIONS 226
CHAPTER I
INTRODUCTION
2
11 HISTORICAL BACKGROUND
The disease scurvy which now is known as a condition due to a deficiency of
ascorbic acid in the diet has considerable historical significance (Schick 1943
Carpenter 1986 Bardolph and Taylor 1997 Thomas 1997 Bors 2005) Zilva (1932)
isolated the antiscorbutic activity factor from a crude fraction of lemon and showed that
the activity was destroyed by oxidation and protected by reducing agents Waugh and
King (1932) isolated crystalline vitamin C from lemon juice and showed it to be the
antiscorbutic factor Szent-Gyorgyi (1928) had isolated the same factor from pepper in
connection with his biological oxidation-reduction studies Hirst and Zilva (1933)
identified the antiscorbutic factor as ascorbic acid Early work on the chemical
identification and elucidation of the structure of ascorbic acid has been well documented
(Carpenter 1986) The first synthesis of L-ascorbic acid was achieved almost
simultaneously by Ault et al (1933) and Reichstein et al (1933)
Plants and most animals synthesize their own vitamin C but humans lack this
ability due to the deficiency in an enzyme L-gulono-gamma-lactone oxidase that
catalyzes the terminal step in ascorbic acid biosynthesis (Nishikimi et al 1994)
Therefore humans obtain this vitamin from diet and or vitamin supplements to not only
avoid the development of scurvy but also for overall well being (Stone 1969 Lewin
1976 Davies et al 1991) The minimal daily requirement for ascorbic acid in healthy
adults is 40ndash60 mg (Truswell 2003 Mason 2007 Eitenmiller et al 2008 Elia 2009)
12 PHYSICOCHEMICAL CHARACTERISTICS OF ASCORBIC ACID
The important physicochemical characteristics of ascorbic acid (Table 1) involved
in its identification and degradation are described by many authors (Connors et al 1986
3
OrsquoNeil 2001 Moffat et al 2004 Sinko 2006 Johnston et al 2007) The most
important chemical property of ascorbic acid is the reversible oxidation to semidehydro-
L-ascorbic acid and further oxidation to dehydro-L-ascorbic acid This property is the
basis for its physiological activity In addition the proton on oxygenndash3 is acidic (pKa1 =
417) which contributes to the acidic nature of ascorbic acid (1)
13 CHEMISTRY OF ASCORBIC ACID
131 Nomenclature and Structure
The IUPAC-IUB Commission on Biochemical Nomenclature changed the name
vitamin C (2-oxo-L-theo-hexono-4-lactone-23-enediol) to ascorbic acid or L-ascorbic
acid in 1965 (Johnston et al 2007) The chemical structure of ascorbic acid (1) is
HO OH
O
OHHO
H
(1)
O
The molecule has a near planar five-membered ring with two chiral centers
which contain four stereoisomers
132 Chemical Stability
Ascorbic acid is sensitive to air and light and is kept in a well-closed container
protected from light (British Pharmacopoeia 2009) The degradation reactions of
ascorbic acid in aqueous solution depend on a number of factors such as pH temperature
presence of oxygen or metal It is not very stable in aqueous media at room
temperature and undergoes oxidative degradation to dehydroascorbic acid and
4
Table 1 Physicochemical characteristics of ascorbic acid
Empirical formula C6H8O6
Molar mass 17613
Crystalline form Monoclinic mix of platelets and needles
Melting point 190 to 192 degC
[α]25
+205deg to +215deg
pH
5 mg ml
50 mg ml
~3
~2
pKa 417 1157 (20deg)
Redox potential
(dehydroascorbic acid ascorbate)
(H+ ascorbate
ndash)
ndash174 mV
+282 mV
Solubility g ml
Water
Ethanol absolute
Ether chloroform benzene
033
002
Insoluble
UV spectrum
Absorption maximum [A(1 1 cm)]
pH 20
pH 70
245 nm [695]
265 nm [940]
Infrared spectrum
Principal peaks (Nujol mull)
1026 (CminusOH str) 1111(CminusOminusC str) 1312
(minusCminusOminus str) 1653 (C=O str) 990 (C=C str)
cmndash1
Mass spectrum
Principal ions at mz
29 41 39 42 69 116 167 168
D
5
23-diketogulonic acid The stability of ascorbic acid and dehydroascorbic acid can be
improved by lowering the pH below 2 (Wechtersbach and Cigic 2007) Above pH 7
alkali-catalyzed degradation by cleavage at Cndash1 or Cndash2 results in a number of
compounds mainly monondash dindash and tricarboxylic acids (Connors et al 1986 Bors and
Buettner 1997 Halliwell and Whiteman 1997) The oxidative degradation of ascorbic
acid and dehydroascorbic acid in parenteral nutrition mixtures is catalyzed by trace
elements particularly copper (Allwood 1984ab Allwood et al 1992 Allwood and
Kearney 1998 Kearney et al 1998 Gibbons et al 2001) Stabilized ascorbic acid
preparations in hydroalcoholic vehicle (Kaplan et al 1989) and aquaculture feeds
(OrsquoKeefe 2001) have been reported The various oxidation products of ascorbic acid are
shown in Fig 1
It is interesting to note that in addition to redox and acid-base properties ascorbic
acid can exist as a free radical (Bielski et al 1981 Bielski 1982 Halliwell 1996 Bors
and Buettner 1997) The ascorbate radical anion is an important intermediate in the
reactions involving oxidants and ascorbic acidrsquos antioxidant activity Rate constants for
the generation of ascorbate radicals are in the range of 104ndash10
8 s
ndash1 When ascorbate
radicals are generated by oxyanions the rate constants are of the order of 104ndash10
7 s
ndash1
when generated by halide radicals 106ndash10
8 s
ndash1 and when generated by tocopherols and
flavonoids radicals 106ndash10
8 s
ndash1 (Bielski 1982 Halliwell and Whiteman 1997) The
ascorbate radicals decay usually by disproportionation However a change in ionic
strength or pH can influence the rate of dismutation of ascorbic acid Certain oxyanions
such as phosphates accelerate dismutation (Bielski et al 1981) The acceleration is
attributed to the activity of various protonated forms of phosphate to donate a proton
6
Fig 1 Oxidation products of ascorbic acid
O
OHOH
H
OO
OHOH
H
OO
OHOH
H
O
Ascorbyl radical anion
(interm ediate)
Ascorbic acid
(1)
-e- -2H
+
+e- +2H
+
-e-
+e-
Dehydroascorbic acid
(2)
23-diketo-L-gulonic acid
O xalic acid
+
L-Threonic acid
L-Xylose
+
C O 2
CO 2
L-Xylonic acid
+
L-Lyxonic acid CO 2
HO OH O O-
O O
7
efficiently to the ascorbate radical particularly the dimer form of ascorbate
The unusual stability of the ascorbate radical in biological systems dictates that
accessory enzymatic systems be made available to reduce the potential transient
accumulation of ascorbate radical The excess ascorbate radicals may initiate a chain of
free-radicals reactions In plants NADHmonodehydroascorbate reductase maintains
ascorbic acid in its reduced form NADHmonodehydroascorbate reductase plays a major
role in stress related responses in plants Glutathione dehydroascorbate reductase serves
this purpose in animal tissues Such enzymes keep ascorbic acid operating at maximum
efficiency so that other enzyme systems may take advantage of the univalent redox
cycling capacity of ascorbate (Asard et al 2004 Johnston et al 2007)
The anaerobic degradation of ascorbic acid has been studied by Finholt et al
(1963) Under these conditions the molecule is dehydrated and hydrolyzed in aqueous
solution to give furfural and carbon dioxide The rate of degradation is maximum at pH
41 corresponding to the pKa of ascorbic acid This has been suggested due to the
formation of a saltndashacid complex in solution The reaction is dependent on buffer
concentration but has relatively small effect of ionic strength
14 BIOCHEMICAL FUNCTIONS
Ascorbic acid plays an essential role in the activities of several enzymes It is vital
for the growth and maintenance of healthy bones teeth gums ligaments and blood
vessels It is important for the manufacture of certain neurotransmitters and adrenal
hormones Ascorbic acid is required for the utilization of folic acid and the absorption of
iron It is also necessary for normal immune responses to infection and for wound healing
(Henry 1997)
8
Ascorbic acid deprivation and scurvy include a range of signs and symptoms that
involves defects in specific enzymatic processes (Johnston et al 2007) The
administration of ascorbic acid improves most of the signs of chemically induced
glutathione (L-γ-glutamyl-L-cysteine-glycine GSH) deficiency (Meister 1994) The
effect is very pronounced in newborn rats which do not efficiently synthesize ascorbic
acid in contrast to adult rats and guinea pigs When L-buthionine-(SR)-sulphoxime is
administered in addition to the loss in GSH there is a marked increase in
dehydroascorbic acid This has led to the hypothesis that GSH is very important to
dehydroascorbic acid reduction and as a sequence to ascorbic acid recycling (Meister
1995)
Ascorbic acid also possesses pro-oxidant properties and may cause apoptosis
lymphoid and myeloid cells It has been shown that dehydroascorbic acid also stimulates
the antioxidant defenses in some cells by preferentially importing dehydroascorbate over
ascorbate (Braun et al 1997 Banhegyi et al 1998 Puskas et al 2000 2002)
15 ANTIOXIDANT ACTIVITY
Ascorbic acid is known to readily scavenge reactive oxygen and nitrogen species
such as superoxide and hydroperoxyl radicals aqueous peroxyl radicals singlet oxygen
ozone peroxynitrite nitrogen dioxide nitroxide radicals and hypochlorous acid Excess
of such products has been associated with lipids (Niki and Noguchi 1997 Carr et al
2000 Urso and Clarkson 2003) DNA (Fraga et al 1991 1996 Lindahl 1993) and
protein oxidation (Stadtman 1991 Berlett and Stadtman 1997 Dean et al 1997
Ortwerth and Monnier 1997 Padayatty et al 2003)
9
The electron donor character of ascorbate may be responsible for many of its
known biological functions Inspite of the availability of ascorbic acid to influence the
production of hydroxyl and alkoxyl radicals it remains uncertain whether this is the
principal effect or mechanism that occurs in vivo There is a good evidence that ascorbic
acid protects lipids in biological fluids as an antioxidant (Johnston et al 2007) A
detailed account of the function of ascorbate as an antioxidant and its reactions with
reactive nitrogen species and singlet oxygen has been reported by Packer et al (2002)
and Buettner and Schafer (2004)
Ascorbic acid (Eordm ndash0115 V pH 52 Sinko 2006) has been used as an antioxidant
for the stabilization of drugs with a higher oxidation potential These drugs include
morphine (Yeh and Lach 1961) vitamin A (Wright 1986) rifampin (Maggi et al
1966) cholecalciferol (Nerlo et al 1968 Sawicka 1991) promethazine (Underberg
1978) and sulphacetamide and sulphanilamide (Ahmad and Ahmad 1983)
16 PHOTOSTABILITY OF DRUGS
Many drug substances are sensitive to light (British Pharmacopoeia 2009) and
may degrade in pharmaceutical formulations to inactive or toxic compounds This could
make a product therapeutically inactive while in use by the patients The
photodegradation (photolysis) of drug substances may occur not only during storage but
also during the use of the product It may involve several mechanisms including
oxidation reduction hydrolysis decarboxylation isomerization rearrangement and other
reactions Normal sunlight or room light may cause substantial degradation of drug
molecules The study of degradation of drug substances under the action of UVvisible
light is relevant to the process of drug development for several reasons such as
10
Exposure to light can influence the stability of a drug formulation resulting in the
loss of potency
Inappropriate exposure to light of the raw material or the final product can lead to
the formation of toxic photoproducts that are dangerous to health
Information about the stability of drug substances and formulations is needed to
predict the shelf-life of the final product (Tonnesen and Moore 1993)
The development of light-activated drugs involves activation of the compound
through photochemical reactions (Tonnesen 1991)
Adverse effects due to the formation of minor degradation products during
storage and administration have been reported (de Vries et al 1984) The drugs
substances may also cause light-induced side effects after administration to the patient by
interaction with endogenous substances The study of the photochemical properties of
drug substances and formulated products is an integral part of formulation development
to ensure the safety and efficacy of the product
The photodegradation of drug substances occurs as a result of the absorption of
radiation energy by a molecule (A) to produce an excited state species (A) (11) The
absorbed energy can be lost either by a radiative process involving fluorescence or
phosphorescence (12) or by a physical or chemical radiationless process The physical
process results in the loss of energy as heat (13) or by collisional quenching (14) The
chemical decay leads to the formation of a new species (15) The whole process is
represented as
11
A A (11)
A A + hυprime (12)
A A + heat (13)
A + A 2A (14)
A product (s) (15)
According to the Stark-Einstein law the absorption of one quantum of radiation
results in the formation of one excited molecule which may take part in several
photochemical processes [Eqs (11)ndash(15)] The quantum yield φ for any one of these
processes is defined by
Number of molecules undergoing the photochemical process φ =
Number of quanta absorbed
Considering a pure photochemical reaction the quantum yield has a value of 0ndash1
however if A is a radical that can take part in a free-radical chain reaction so that the
absorption of energy simply initiates the reaction then each quantum of energy may
result in the decomposition of molecules and φ may appear to be greater than 1 (Connors
et al 1986)
Detailed information on the photostability and photodegradation of drug
substances including vitamins alone or in solid or liquid formulations is available in the
reviews published by DeRitter (1982) Albini and Fasani (1998) Sequeira and Vozone
(2000) Tonnesen (2002 2004) Yoshioka and Stella (2002) Min and Boff (2002) Reed
et al (2003) Fasani and Albini (2005) and Sinko (2006) The photostability of cosmetic
materials has been reviewed by Sugden (1985) Important aspects dealing with the
photostability testing of drug substances have been dealt by Anderson et al (1991)
k1
k2
k3
k4
hυ
12
Tonnesen and Moore (1993) Tonnesen and Karlsen (1997) Riehl et al (1995) ICH
(1997) Singh and Bakshi (2000) Valvani (2000) Thatcher et al (2001ab) Fasani and
Albini (2005) Klick et al (2005) Singh (2006) and Ahmad and Vaid (2006)
17 KINETIC TREATMENT OF PHOTOCHEMICAL REACTIONS
The kinetic treatment of photochemical reactions with reference to the
photostability of drug substances has been considered by Moore (2004) and is presented
in this section
The photostability testing of a drug substance at the preformulation stage involves
a study of the drugrsquos rate of degradation in solution on exposure to light for a period of
time The value of the degradation rate constant depends very much on the design of the
experimental conditions (eg concentration solvent pH irradiation source oxygen
content) The factors that determine the rate of a photochemical reaction are simply the
rate at which the radiation is absorbed by the test sample (ie the number N of photons
absorbed per second) and the efficiency of the photochemical process (ie the quantum
yield of the reaction φ) For a monochromatic photon source the number of photons
absorbed depends upon the intensity of the photon source and the absorbance at that
wavelength of the absorbing species The rate of a photochemical reaction is defined as
Rate = number of molecules transformed per second = N φ (16)
In the first instance the rate can be determined for a homogeneous liquid sample
in which the only photon absorption is due to the drug molecule undergoing
transformation with the restriction that the concentration is low so that the drug does not
absorb all of the available radiation in the wavelength range corresponding to its
13
absorption spectrum The value of N can be derived at a particular wavelength λ and is
given by
Nλ = Iλ ndash It = Iλ (1 ndash 10ndashA
) (17)
where Iλ and It are the incident and transmitted radiation intensities respectively and A is
the absorbance of the sample at the wavelength of irradiation This expression can be
expanded as a power series
Nλ = 2303 Iλ (A + A22 + A
36 + hellip) (18)
When the absorbance is low (Alt 002) the second- and higher-order terms are negligible
and the expression simplifies to the first term in Eq 18 Given the Beerrsquos law relation
between absorbance and concentration N can be seen to be directly proportional to
concentration
Nλ = 2303 Iλ A = 2303 Iλ ελ b C (19)
where ελ is the molar absorptivity at wavelength λ C the molar concentration of the
absorbing species and b the optical path length of the reaction vessel Now Iλ and ελ vary
with wavelength so the expression must be integrated over the relevant wavelength range
where each has a non-zero value
N = 2303 b C int (Iλ ελ) dλ integrated from λ1 to λ2 (110)
Thus
Rate = 2303 b C φ int (Iλ ελ) dλ (111)
Now the overlap integral (int Iλ ελ dλ) is a constant for a particular combination of photon
source and absorbing substance b is determined by the reaction vessel chosen and φ is a
characteristic of the reaction Thus by grouping the constant terms into an overall
constant k1 the expression is simplified to a first-order kinetic equation
14
Rate = ndashd [Drug] dt = k1C (112)
The integrated form of Eq 112 can be expressed in exponential form (Eq 113) or
logarithmic form (Eq 114)
[Drug]t = [Drug]0 endashk1t
(113)
ln [Drug]t = ln [Drug]0 ndash k1t (114)
Verification of first-order kinetics is obtained when a plot of the logarithm of the
concentration of drug remaining is linear with slope equal to (ndashk1)
Eq 112 predicts that a photodegradation reaction studied at low concentrations in
solution will follow first-order kinetics however the rate constant derived from a study
performed in one laboratory will not be the same as that found in another The reason for
this is the inherent difficulty in reproducing exactly the experimental arrangement of
photon source and sample irradiation geometry Therefore the relative values of the rate
constants are useful in a given experimental arrangement for making comparisons of
degradation of the absorbing substance in different formulations eg those containing
ingredients designed to inhibit the photoreaction The use of rate constants is helpful for
comparative purposes when studying a number of different reaction mixtures under the
same irradiation conditions such as the effect of pH on the degradation of a drug
However the reaction order and numerical values of the rate constants are relative to the
specific conditions used
15
18 LITERATURE ON ASCORBIC ACID
A large number of reviews have been published on various aspects of ascorbic
acid A list of important reviews is given below
Chemistry biochemical functions and related aspects
Rosenberg (1945) Burns (1961) King and Burns (1975) Sim (1972) Hanck
(1982) Zaeslein (1982) Seib and Tolbert (1982) Carpenter (1986) Levine
(1986) Davies et al (1991) Halliwell and Whiteman (1997) Ortega and Delgado
(1998) Asard et al (2004) Hickey and Roberts (2004) Johnston et al (2007)
Eitenmiller (2008)
Chemical and pharmaceutical stability
Macek (1960) Garrett (1967) Carstensen (1972) Dale and Booth (1976) Hashmi
(1973) Litner (1973) DeRitter (1982) Allwood (1984ab) Allwood and Kearney
(1998) Connors et al (1986) Smith et al (1988) Racz (1989) Roth et al 1991
Ball (2006) Eitenmiller et al (2008) Sweetman (2009)
Methods of assay and chromatography
Mader (1961) Gyorgy and Pearson (1967) Bolliger and Konig (1969) Hashmi
(1973) Al-Meshal and Hassan (1982) Pelletier (1985) Lambert and deLeenheer
(1992) Halver and Felton (2001) Moffat et al (2004) Ball (2006) Eitenmiller et
al (2008)
Pharmacology and related aspects
Levine (1986) Dollery (1999) Sauberlich (1994ab) McDowell (2000)
Kaushansky and Kipps (2006) Sweetman (2009)
16
Antioxidant activity
Basu et al (1999) Shacter (2000) Thiele et al (2000) Cadenas and Packer
(2002) Packer et al (2002) Padayathy et al (2003) Parker and Parker (2003)
Burke (2006) Johnston et al (2007)
Cosmetic Preparations
Barel et al (2001) Salvador and Chisvert (2007) Rosen (2005) Bissett (2006)
Chaudhri and Jain (2009)
CHAPTER II
PHOTODEGRADATION
REACTIONS AND ASSAY
OF ASCORBIC ACID
18
21 PHOTODEGRADATION REACTIONS
211 Photodegradation of Ascorbic Acid
Aqueous ascorbic acid (1) solutions are degraded by UV light to give
dehydroascorbic acid (2) (Arcus and Zilva 1940) Ascorbic acid degradation at a
concentration of 52 and 50 mg on UV irradiation for 2 hours gave a loss of 43 and 8
respectively Dehydroascorbic acid solutions are more stable to UV light than the
ascorbic acid (Kitagawa 1968) In many natural products the vitamin is oxidized on
exposure to air and light (OrsquoNeil 2001) When solutions of multivitamin preparations are
exposed to light H2O2 as well as organic peroxides are generated and specific
byproducts that differ from dehydroascorbic acid and 23-diketogulonic acid (3) are
produced (Lavoie et al 2004)
In aqueous neutral or alkaline solution ascorbic acid (1) undergoes chemical or
photochemical oxidation to dehydroascorbic acid (2) which upon saponification of the
lactone ring under the influence of the base water produces 23-diketo-L-gulonic acid (an
α szlig- diketogulonic acid) (3) This acid undergoes further oxidation to oxalic acid (4) and
L-threonic acid (5) (Racz 1989) (Fig 2a) At room temperature oxalic acid (4) is also
formed along with threonolactone (6) by photochemical degradation of ascorbic acid (1)
in the presence of singlet oxygen (1O2) (Silva and Quina 2006) (Fig 2a) The low-
temperature photooxygenation of ascorbic acid (1) gives a mixture of unstable
hydroperoxide ketones (7) and (8) which on standing interconvert and cyclize to
hydroperoxyhemiketal (9) The hydroperoxyhemiketal breaks down on warming to
produce the oxalate esters of threonic acid (10) (Fig 2b) (Kwon and Foote 1988)
19
COOH
COOH
O
OHHO
O
HOH2C
HO2
O
O
HO
OO
O O2H
OHHO
O
HOH2C
OH
O
O
OH
O2H
OO
HO O2CCO2H
(1)hv
room temperature
(4)(6)
(1)hv
85 oC
(7)
(a)
(8)
+
cyclization
(9)
ring cleavage
(b)
(10)
(2)
OH O
OHHO
OH O O
(3)
OH OH
OH
OH O
O
OH
1O2 [O]
+
(5)
COOH
COOH
(4)
+
OH
Fig 2 Photooxidation of ascorbic acid at room and low temperature
20
An important consideration in the stability of ascorbic acid in total parenteral
nutrition (TPN) solutions is the generation of hydrogen peroxide in the presence of light
(Laborie et al 1998 1999 2000 2002 Chessex et al 2002) This may result from the
oxidation of ascorbate anion by molecular oxygen (Homann and Gaffron 1964 Taqui
Khan and Martell 1967 Mushran and Agarwal 1977 Hughes 1985 De La Rochette et
al 2000) leading to further degradation of ascorbic acid (Deutsch 1998a 1998b
1998c) The kinetics and mechanism of oxidation reactions of ascorbic acid have been
studied by several workers (Taqui Khan and Martell 1967 Ogata and Kosugi 1969
Blaugh and Hajratwala 1972 Fessenden and Verma 1978 Abe et al 1986 Kwon et al
1989 Fornaro and Coicher 1998 Njus et al 2001)
The photostability of various ascorbic acid tablets on exposure to UV light has
been studied and the influence of antioxidants and moisture on the potency loss of
ascorbic acid has been evaluated The physical characteristics of ascorbic acid tablets are
also affected on UV irradiation (Ahmad et al 1973 Jamil et al 1980ab Jamil and
Ahmad 1984)
212 Effect of Various Substances on Photodegradation of Ascorbic Acid
The oxidation-reduction reactions of ascorbic acid in the presence of riboflavin at
pH 8ndash9 under the influence of light have been studied Under these conditions ascorbic
acid is a more active H donor to riboflavin than phenolphthalein (Sibi et al 1953)
Riboflavin has been found to catalyze the photodegradation of ascorbic acid solutions
during exposure to light and air The losses of ascorbic acid are markedly increased by
the presence of Cu2+
and Fe3+
ions under light exposed and unexposed conditions (Sattar
et al 1977) A spectral study of the UV photolysis of ascorbic acid solutions in the
21
presence of riboflavin has shown that the degradation of ascorbic acid is enhanced to the
extent of about 15 (Vaid et al 2005) The influence of DL- methionine on the
photostability of ascorbic acid solutions has also been studied DL- methionine (10 mg
) enhances the photostability of ascorbic acid (40 mg ) in acetate and phosphate
buffers but not in citrate buffer at pH 45 The photoprotective action of DL-methionine
on ascorbic acid appears to be influenced by its concentration pH of the medium and the
buffer species (Asker et al 1985)
The degradation of ascorbic acid solutions on irradiation with simulated sunlight
in the presence of the food dye quinolone yellow (E 104) is enhanced However this
effect is reversed by the addition of mannitol indicating that this dye facilitates the
photogeneration of hydroxyl radicals which may cause degradation of the vitamin The
incorporation of triplet quenchers enhances the stability of substrate solutions suggesting
that the dye acts as a triplet sensitizer to facilitate the reaction (Sidhu and Sugden 1992)
The photostability of ascorbic acid solutions is enhanced by sweetening agents (mannitol
sorbitol sucrose dextrose and Canderal) at 5 wv concentration However the addition
of stoichiometric amounts of hydrogen peroxide as a source of hydroxyl radicals and 2
2rsquo-azobis (2-amidopropane) as a source of hydroperoxyl radicals results in diminished
stability of ascorbic acid solutions The diminished activity may be due to the action of
hydroperoxyl radicals in the presence of hydroxyl radical scavengers (Ho et al 1994)
Metal-complexing agents (eg disodium ethylenediaminetetraacetic acid N-
hydroxylethyl ethylenediaminetetraacetic acid 8-hydroxyquinoline) have a stabilizing
effect on the photolysis of ascorbic acid injectable solutions (Kassem et al 1969ab
22
1972) This may be due to the interaction of these agents with metal ions and other
impurities
213 Photosensitized Oxidation of Ascorbic Acid
In the presence of visible light a photosensitizer such as riboflavin can exhibit
photosensitizing properties through a mixed Type IndashType II mechanism (Yoshimura and
Ohno 1988 Foote 1991 Silva et al 1994 Silva and Quina 2006) as presented below
Type I mechanism (low oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (21)
3RF + SH rarr RF
middot ndash + SH
middot + rarr RFH
middot + S
middot (22)
RFmiddot ndash
+ O2 rarr RF + O2middot ndash
(23)
2RFHmiddot rarr RF + RFH2 (24)
RFH2 + O2 rarr RF + H2O2 (25)
H2O2 + O2middot ndashrarr
ndashOH +
middotOH + O2 (26)
Smiddot and or SH
middot +
+ H2O2 O2middot ndash
rarr Soxid (27)
Type II mechanism (high oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (28)
3RF + O2 rarr RF +
1O2 (29)
SH + 1O2 rarr Soxid (210)
In these reactions RF 1RF and
3RF represent RF in the ground state and in the excited
singlet and triplet states respectively RFmiddot ndash
RFHmiddot and RFH2 are the radical anion the
radical and the reduced form of RF SH is the reduced substrate and SHmiddot
+ S
middot and Soxid
23
represent the intermediate radical cation the radical and the oxidized form of the
substrate respectively
An early study of the riboflavin-sensitized photooxidation of ascorbic acid has
been carried out by flash photolysis (Heelis et al 1981) ESR spectrometry has been
used to investigate the photosensitized formation of ascorbate radicals by riboflavin (Kim
et al 1993) The photochemical behavior of a system consisting of ascorbate ion (AHndash)
and riboflavin has been studied by Mancini et al (2000) and De La Rochette et al (2000
2003) The photosensitized processes were examined as a function of oxygen pressure
and the efficiency of RF induced degradation of AHndash
at various oxygen concentrations
was compared on the basis of the respective initial photosensitization quantum yields
(Table 2)
In this reaction a Type I photosensitization mechanism (Karlsen 1996) implies a
direct electron transfer between AHndash and the RF triplet-excited state followed by the
oxidation of semioxidized ascorbyl radical (AHmiddot) by molecular oxygen or some other
reactive species On the contrary in a Type II photosensitization mechanism singlet
oxygen is produced directly by energy transfer from the RF triplet-excited state to
molecular oxygen and the singlet oxygen then oxidizes the AHndash Thus by irradiating
under increasing oxygen pressure it is possible to control the relative prevalence and
efficiency of Type I or Type II mechanisms The absence of a linear relationship between
the quantum yields of ascorbate degradation and oxygen concentration indicates that the
photosensitization mechanism involved in not exclusively Type II
24
Table 2 Initial quantum yield (φ) for ascorbate (AHndash) degradation during
photosensitization by RF (35 microM) in solutions irradiated at 365 nm and
37ordmC
O2 103 times φ (AH
ndash)a
0
5
20
14 plusmn 06
1670 plusmn 220
1940 plusmn 200
a Data are the mean plusmn SD of three independent experiments
25
In the presence of RF and O2 the quantum yields for degradation of ascorbate ion
have been found to be greater than one suggesting the participation of chain reactions
initiated by the ascorbyl radical as given by the following reactions
3RF + AH
ndash rarr RFmiddot
ndash + AHmiddot (211)
AHmiddot + O2 rarr A + HO2middot (212)
HO2middot + AHndash rarr H2O2 + AHmiddot (213)
The generation of the ascorbyl radical by the reaction between the RF excited-
triplet state and the ascorbate ion (Eq 211) is the only step that requires the absorption of
photons (to form the excited-triplet state of RF) The subsequent reactions (Eqs 212 and
213) are independent of light and lead to further degradation of the ascorbate ion In the
presence of transition metal ions such as Fe3+
in trace amounts in the buffer solution
containing RF and ascorbate ions further oxidation of ascorbate ion could also occur As
a result the reduced form of the metal ion (ie Fe2+
) can be generated by the metal
catalyzed oxidation of ascorbate ion This has been confirmed by the significant decrease
in the AHndash photooxidation quantum yield in the presence of the metal chelator EDTA
which inactivates the trace amounts of iron present in the buffer solution The quantum
yields for the photosensitized oxidation of ascorbate ion are decreased twofold at 20 O2
and fourfold at 5 O2 concentration in the presence of EDTA (Silva and Quina 2006)
Amino acids have been found to affect the photosensitized oxidation of ascorbic acid
(Jung et al 1995)
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins
The stability of ascorbic acid is reported to be enhanced in syrups containing B-
complex vitamins (Connors et al 1986) This may be due to the increased viscosity of
the syrups inhibiting the oxidation of ascorbic acid The rate of photolysis in solution
26
containing cyanocobalamin and ascorbic acid is reported to decrease with an increase in
pH (Ansari et al 2004) where as use of certain halide salts has been reported to be
beneficial in stabilizing pharmaceutical products and dietary supplements when vitamin
B12 and vitamin C are combined in solution (Ichikawa et al 2005) When a solution of
multivitamins is exposed to light it is reported that organic peroxidases are generated and
the concentration of ascorbic acid decreases (Lavoie et al 2004)
22 ASSAY OF ASCORBIC ACID
Recent accounts of the development and application of analytical methods to the
determination of ascorbic acid in pharmaceuticals biological samples and food materials
are reported in the literature (Rumsey and Levine 2000 Halver and Felton 2001 Moffat
et al 2004 Ball 2006 Sheraz et al 2007 Eitenmiller et al 2008 Salkic and Kubicek
2008) Most of these methods are based on the application of spectrophotometric
fluorimetric and chromatographic techniques to suit the requirements of a particular assay
and are summarized below
221 Spectrophotometric Methods
Spectrophotometric methods are the most widely used methods for the assay of
ascorbic acid in aqueous solution Ascorbic acid exhibits strong absorption in the
ultraviolet region (absorption maxima 243 nm at pH 2 and 265 nm at pH 4ndash10 OrsquoNeil
2001 Moffat et al 2004 British Pharmacopoeia 2009) This is the basis of
spectrophotometric methods for the determination of the vitamins in pure solutions and in
sample preparations where no interference is observed from UV absorbing impurities
The value of A (1 1 cm) at the analytical wavelength of 245 nm (pH 20) is high (695)
which makes the method very sensitive for the determination of mg quantities of the
27
vitamin Treatment of the material to be analyzed with ascorbic acid oxidase is often used
as a blank to correct for the presence of interfering substances in biological samples (Liu
et al 1982) A spectrophotometric method for the determination of ascorbic acid in
pharmaceuticals by background correction (245 nm) has been reported (Verma et al
1991) The direct determination of ascorbic acid in mixtures involves the use of 22prime-
dipyridyl as a colorimetric reagent The method is based on the reduction of Fe (III) by
ascorbic acid to Fe (II) which reacts with 2 2prime-dipyridyl to form a colored complex
(absorption maximum 510 nm) that can be used for quantitative determination (Margolis
and Schmidt 1996) A spectrophotometric method has been developed for the
determination of ascorbic acid and its oxidation product dehydroascorbic acid in
biological samples (Moeslinger et al 1995) A sensitive method has been reported for
the determination of ascorbic acid in pharmaceutical formulations and fruit juices by
interaction with 2-(5-bromo-2-pyridylazo)-5-diethylaminophenol (Br-PADAP) (Ferreira
et al 1997) A novel UV method has been developed for the analysis of ascorbic acid in
methanol at 245 nm in various formulations (Zeng et al 2005)
Ascorbic acid in aqueous solutions has been assayed at 244 nm (pH ~2) (Ogata
and Kosugi 1969) 245 nm (pH 35) (Blaugh and Hajratwala 1972) 264 nm (pH 7)
(Salkic et al 2007) 265 nm (pH 7) (Hashmi 1973) 275 nm (pH 41 and 70) (Heelis et
al 1981) 265 nm (pH 7) (Al-Meshal and Hassan 1982) 245 nm (pH ~2) (Verma et al
1991) and 265 nm (pH ~7) (Erb et al 2004) Dehydroascorbic acid and 23-
diketogulonic acid do not significantly absorb in this region (Pelletier 1985 Davies et
al 1991 Rumsey and Levine 2000) and therefore do not interfere with the assay of
ascorbic acid in degraded solutions
28
222 Fluorimetric Methods
Fluorimetry is a highly sensitive technique for the determination of fluorescent
compounds or fluorescent derivatives of non-fluorescent compounds The technique has
been used for the detection of microg quantities of ascorbic acid Methods based on
fluorimetric (Kampfenkel et al 1995) and chemiluminescence detection (Zhang and
Chen 2000) provide highly sensitive methods for the determination of ascorbic acid in
plant and other materials
223 Mass Spectrometric Methods
Conventional and isotope mass spectrometric techniques have also been used for
the analysis of ascorbic acid Isotope ratio mass spectrometry is particularly useful and
sensitive when 13
C ascorbic acid is used as a standard in the analysis of complex matrices
(Gensler et al 1995)
224 Chromatographic Methods
High-performance liquid chromatographic (HPLC) methods have extensively
been employed for the determination of ascorbic acid in biological samples These
methods include ion exchange reversed phase and ion-pairing HPLC protocols
Spectrophotometric fluorimetric and electrochemical detection has been used in the
HPLC analysis of ascorbic acid The electrochemical detection is used for the
simultaneous determination of ascorbic acid dehydroascorbic acid and their isomers and
derivatives A number of HPLC methods have been developed for the detection and
determination of ascorbic acid and its oxidation products and derivatives in biological
samples and plant materials (Tsao and Young 1985 Tangney 1988 Dabrowski and
Huiterleitner 1989 Thomson and Trenerry 1995 Kimoto et al 1997 Kall and
29
Anderson 1999 Rumelin et al 1999 Lykkesfeldt 2000 Zhang et al 2000 Pastore et
al 2001 Frenich et al 2005) The limit of detection of ascorbic acid in plasma or urine
with UV detection lies in the range of 100-120 microg (Liau et al 1993 Manoharan and
Schwille 1994) Fluorescence detection of ascorbic acid and dehydroascorbic acid in
plasma and its comparison with coulometric detection has been reported (Tessier et al
1996) A liquid chromatography-diode-array detection (LCndashDAD) method has been
reported for the determination of 10 water-soluble and 10 fat-soluble vitamins including
ascorbic acid in pharmaceutical preparations with a coefficient of variation lt 65
(Konings 2006)
Liquid chromatography methods based on precolumn and o-phenylenediamine
(OPD) derivatization have been used for the determination of total vitamin C and total
isovitamin C in foods and dehydro forms of the vitamin Isoascorbic acid has been used
as an internal standard in the analysis (Speek et al 1985 Vanderslice et al 1990
Dodsun et al 1992 Vanderslice and Higgs 1988 1993 Hagg et al 1994 1995) The
limits of detection of ascorbic acid by HPLC using different detectors are in the range of
16ndash400 microgl (Capellmann and Bolt 1992 Iwase and Ono 1994 Karatepe 2004)
225 Enzymatic Methods
Enzymatic methods using ascorbate oxidase are specific and have the advantage
of selectively measuring the biological activity of ascorbic acid in serum or plasma (Liu
et al 1982) Ascorbate oxidase and OPD derivatization has been used to develop a rapid
automated method for the routine assay of ascorbic acid in serum and plasma The
method has a sample throughput of 100h (Ihara et al 2000)
30
226 Commercial Kits for Clinical Analysis
Commercial kits (eg Immunodiagnostic Germany Biovision USA) are also
used for the determination of ascorbic acid in biological samples (serum or plasma) in
clinical laboratories
227 Analysis in Creams
The general methods for the analysis of active ingredients and excipients in
cosmetic products including creams are described by Salvador and Chisvert (2007)
Ascorbic acid and derivatives in creams have been determined by liquid chromatography
(Irache et al 1993 Varvaresou et al 2006) gas chromatography-mass spectrometry
(Leveque et al 2005) and electrochemical methods (Beissenhirtz et al 2003 Guitton et
al 2007)
CHAPTER III
FORMULATION AND
STABILITY OF CREAM
PREPARATIONS
32
31 FORMULATION OF CREAM PREPARATIONS
Traditionally emulsions have been defined as dispersions of macroscopic droplets
of one liquid in another liquid with a droplet diameter approximately in the range of 05-
100 microm (Becher 1965) According to the definition of International Union of Pure and
Applied Chemistry (IUPAC) (1971) ldquoIn an emulsion liquid droplets and or liquid
crystals are dispersed in a liquidrdquo
Creams are semisolid emulsions intended for external applications They are often
composed of two phases Oil-in-water (ow) emulsions are most useful as water-washable
bases whereas water-in-oil (wo) emulsions are emollient and cleansing agents The
active ingredient is often dissolved in one or both phases thus creating a three-phase
system Patients often prefer a wo cream to an ointment because the cream spreads more
readily is less greasy and the evaporating water soothes the inflamed tissue OW creams
(vanishing creams) rub into the skin the continuous phase evaporates and increases the
concentration of a water-soluble drug in the adhering film The concentration gradient for
drug across the stratum corneum therefore increases promoting percutaneous absorption
(Barry 2002 Betageri and Prabhu 2002)
The various factors involved in the formulation of emulsions and topical products
have been discussed by Block (1996) Barry (2002) and Jain et al (2006) and are briefly
presented in the following sections
311 Choice of Emulsion Type
Oil-in-water emulsions are used for the topical application of water-soluble drugs
mainly for local effect They do not have the greasy texture associated with oily bases
and are therefore pleasant to use and easily washed from skin surfaces Moisturizing
33
creams designed to prevent moisture loss from the skin and thus inhibit drying of the
stratum corneum are more efficient if formulated as ow emulsions which produce a
coherent water-repellent film
312 Choice of Oil Phase
Many emulsions for external use contain oils that are present as carriers for the
active ingredient It must be realized that the type of oil used may also have an effect both
on the viscosity of the product and on the transport of the drug into the skin (Barry
2002) One of the most widely used oils for this type of preparation is liquid paraffin
This is one of a series of hydrocarbons which also includes hard paraffin soft paraffin
and light liquid paraffin They can be used individually or in combination with each other
to control emulsion consistency This will ensure that the product can be spread easily but
will be sufficiently viscous to form a coherent film over the skin The film-forming
capabilities of the emulsion can be further modified by the inclusion of various waxes
such as bees wax carnauba wax or higher fatty alcohols
313 Emulsion Consistency
A consideration of the texture or feel of a product intended for external use is
important A wo preparation will have a greasy texture and often exhibits a higher
apparent viscosity than ow emulsions This fact imparts a feeling of richness to many
cosmetic formulations Oil-in-water emulsions will however feel less greasy or sticky on
application to the skin will be absorbed more readily because of their lower oil content
and can be more easily washed from skin surface Ideally emulsions should exhibit the
rheological properties of plasticity pseudoplasticity and thixotropy Emulsions of high
apparent viscosity for external use (cream) are of a semisolid consistency There are
34
several methods by which the rheological properties of an emulsion can be controlled
(Billany 2002)
314 Choice of Emulsifying Agent
The choice of emulgent to be used would depend on factors such as its
emulsifying ability route of administration and toxicity Most of the non-ionic emulgents
are less irritant and less toxic than their anionic and cationic counter parts Some
emulgents such as the ionic alkali soaps often have a high pH and are thus unsuitable for
application to broken skin Even in normal intact skin with a pH of 55 the application of
such alkaline materials can cause irritation Some emulsifiers in particular wool fat can
cause sensitizing reactions in susceptible people The details of various types of
emulsifying agents are available in the literature (Betageri and Prabhu 2002 Billany
2002 Swarbrick et al 2006)
315 Formulation by the HLB Method
The physically stable emulsions are best achieved by the presence of a condensed
layer of emulgent at the oil water interface and the complex interfacial films formed by a
blend of an oil-soluble emulsifying agent with a water-soluble one produces the most
satisfactory emulsions
It is possible to calculate the relative quantities of the emulgents necessary to
produce the most physically stable emulsions for a particular formulation with water
combination This approach is called the hydrophilic-lipophilic balance (HLB) method
Each surfactant is allocated an HLB number representing the relative properties of the
lipophilic and hydrophilic parts of the molecule High numbers (up to a theoretical
number of 20) therefore indicates a surfactant exhibiting mainly hydrophilic or polar
35
properties whereas low numbers represent lipophilic or non-polar characteristics Each
type of oil requires an emulgent of a particular HLB number in order to ensure a stable
product For an ow emulsion the more polar the oil phase the more polar must be the
emulgent system (Billany 2002 Im-Emsap et al 2002 Swarbrick et al 2006)
316 Concept of Relative Polarity Index
In the ingredient selection in cosmetic formulations a new concept of relative
polarity index (RPI) has been presented (Wiechers 2005) The physicochemical
characteristics of the ingredients determine their skin delivery to a greater extent than the
formulation type The cosmetic formulation cannot change the chemistry of the active
molecule that needs to penetrate to a specific site within the skin However the
formulation type can be selected based on the polarity of the active ingredient and the
desired site of action for the active ingredient For optimum skin delivery the solubility of
the active ingredient needs to be as high as possible (to create a large concentration
gradient) and as small as possible (to create a large partition coefficient) To achieve this
it is necessary to determine the following parameters
The total amount dissolved in the formulation that is available for skin penetration
the higher this amount the more will penetrate until a solution concentration is
reached in the skin therefore a high absolute solubility in the formulation is required
The polarity of the formulation relative to that of the stratum corneum if an active
ingredient dissolves better in the stratum corneum than in the formulation then the
partition of the active ingredient will favour the stratum corneum therefore a low
(relative to that in the stratum corneum) solubility in the formulation is required
(Wiechers 2005)
36
These requirements can be met by considering the concept of RPI (Wiechers
2003 2005) In this systematic approach it is essential to consider the stratum corneum
as another solvent with its own polarity The stratum corneum appears to behave very
similarly to and in a more polar fashion than butanol with respect to its solubilizing
ability for active ingredients (Scheuplein and Blank 1973) The polarity of stratum
corneum as expressed by its octanol water partition coefficient is 63
The relative polarity index may be used to compare the polarity of an active
ingredient with both that of the skin and that of the oil phase of a cosmetic formulation
predominantly consisting of emollients It may be visualized as a vertical line with a high
polarity at the top and a high lipophilicity at the bottom The polarity is expressed as the
log10 of the octanol water coefficient For example the relative polarity index values of
glycerin and isostearyl isostearate are -176 and 2698 respectively (Wiechers 2005) In
order to use the concept of the relative polarity index three numbers (on log10 scale) are
required
The polarity of the stratum corneum is set at 08 However in reality this value will
change with the hydration state of the stratum corneum that is determined in part by
the external relative humidity (Bonwstra et al 2003)
The polarity of the active molecule
The polarity of the formulation
For multiphase or multipolarity systems like emulsions the active ingredient is dissolved
in the phase For example in an ow emulsion where a lipophilic active ingredient is
dissolved in the oil phase it is the polarity of the homogenous mixture of the lipophilic
active ingredient and internal oil For the same lipophilic active in a wo emulsion it is
37
the polarity of the homogenous mixture of the lipophilic active ingredients and external
oil For water-soluble active ingredients it is the polarity of the homogenous mixture of
the hydrophilic active ingredient and the aqueous phase regardless whether it is internal
(wo emulsions) or external (ow emulsions)
Once the active ingredient and the formulation type have been chosen it is
necessary to create the delivery system that will effectively deliver the molecule The
concept of relative polarity index allows the formulator to select the polarity of the phase
in which the active ingredient is incorporated on the basis of its own properties and those
of the stratum corneum In order to achieve maximum delivery the polarity of the active
ingredient and the stratum corneum need to be considered In order to improve the skin
delivery of active ingredients the first step involves selecting a primary emollient with a
polarity close to that of the active ingredient in which it will have a high solubility The
second step is to reduce the solubility of the active ingredient in the primary emollient via
the addition of a secondary emollient with a different polarity and therefore lower
solubility for the active ingredient This approach has shown a 3-4 fold increase in skin
penetration with out increasing the amount of active ingredients in the formulation
(Wiechers 2005)
32 FORMULATION OF ASCORBIC ACID CREAMS
Ascorbic acid is a water-soluble material and is included frequently in skin care
formulations to restore skin health It is very unstable and is easily oxidized in aqueous
solution This vitamin is known to be a reducing agent in biological systems and causes
the reduction of both oxygen- and nitrogen- based free radicals (Higdon and Frei 2002)
It can also act as a co-antioxidant with the tocopheroxyl radical to regenerate alpha-
38
tocopherol (Packer et al 1979 Buettner 1993 Peyrat-Maillard et al 2001) In this
reaction the two vitamins act synergistically Alpha-tocopherol first functions as the
primary antioxidant that reacts with an organic free radical Thereafter ascorbic acid
reacts with the free radical tocopheroxyl to general alpha-tocopherol In physiological
conditions the ascorbyl radical formed by regenerating tocopherol is then converted back
to ascorbate by the redox cycle (Davies et al 1991) The interaction of ascorbic acid
with a redox partner such as alpha-tocopherol has been found useful to slow its oxidation
and prolong its action
The instability of ascorbic acid makes this antioxidant active ingredient a
formulation challenge to deliver to the skin and retain its effective form In addition to its
use in combination with alpha-tocopherol in cream formulations the stability of ascorbic
acid may be improved by its use in the form of a fatty acid ester such as ascorbyl
palmitate Ascorbyl palmitate has been used in thixogel formulations and is typically
incorporated into the mineral oil phase Preliminary experiments have shown that it could
be slowly released from the starch-oil emulsion matrix and act as an antioxidant (Wille
2005)
Various physical and chemical factors involved in the formulation of cream
preparations have been discussed in the above sections For polar and air light sensitive
compounds such as ascorbic acid it is important to consider factors such as the choice of
formulation ingredients polar character of formulation HLB value pH viscosity etc to
achieve stability
39
33 STABILITY OF CREAMS
331 Physical Stability
The most important consideration with respect to pharmaceutical and cosmetic
emulsions (creams) is the stability of the finished product The stability of a
pharmaceutical emulsion is characterized by the absence of coalescence of the internal
phase absence of creaming and maintenance of elegance with respect to appearance
odor color and other physical properties An emulsion is a dynamic system however
any flocculation and resultant creaming represent potential steps towards complete
coalescence of the internal phase In pharmaceutical emulsions creaming results as a lack
of uniformity of drug distribution and poses a problem to the pharmaceutical
compounder Another important factor in the stabilization of emulsions is phase inversion
which involves the change of emulsion type from ow to wo or vice versa and is
considered as a case of instability The four major phenomena associated with the
physical instability of emulsions are flocculation creaming coalescence and breaking
These have been discussed by Garti and Aserin (1996) Im-Emsap et al (2002) and Sinko
(2006)
332 Chemical Stability
The instability of a drug may lead to the loss of its concentration through a
chemical reaction under normal or stress conditions This results in a reduction of the
potency and is a well-recognized cause of poor product quality The degradation of the
drug may make the product esthetically unacceptable if significant changes in color or
odor have occurred The degradation product may also be a toxic substance The various
pathways of chemical degradation of a drug depend on the structural characteristics of the
40
drug and may involve hydrolysis dehydration isomerization and racemization
decarboxylation and elimination oxidation photodegradation drug-excipients and drug-
drug interactions Factors determining the chemical stability of drug substances include
intrinsic factors such as molecular structure of the drug itself and environmental factors
such as temperature light pH buffer species ionic strength oxygen moisture additives
and excipients The application of well-established kinetic principles may throw light on
the role of each variable in altering the kinetics of degradation and to provide valuable
insight into the mechanism of degradation (Baertschi and Alsante 2005 Yoshioka and
Stella 2002 Lachman et al 1986) The chemical stability of individual components
within an emulsion system may be very different from their stability after incorporation
into other formulation types For example many unsaturated oils are prone to oxidation
and their degree of exposure to oxygen may be influenced by factors that affect the extent
of molecular dispersion (eg droplet size) This could be particularly troublesome in
emulsions because emulsification may introduce air into the product and because of the
high interfacial contact area between the phases (Barry 2002) The use of antioxidants
retards oxidation of unsaturated oils minimizes changes in color and texture and prevents
rancidity in the formulation Moreover they can retard the degradation of certain active
ingredients such as vitamin C (Vimaladevi 2005) The stability problems of dispersed
systems and the factors leading to these stability problems have been discussed by
Weiner (1996) and Lu and Flynn (2009)
333 Microbial Stability
Topical bases often contain aqueous and oily phases together with carbohydrates
and proteins and are susceptible to bacterial and fungal attack Microbial growth spoils
41
the formulation and is a potential toxic hazard Therefore topical formulations need
appropriate preservatives to prevent microbial growth and to maintain their quality and
shelf-life (Barry 2002 Arger et al 1996) Cream formulations may contain fats and oils
with high percentage of unsaturated linkages that are susceptible to oxidation degradation
and development of rancidity The addition of antioxidants retards oxidation of fats and
oils minimizes changes in color and texture and prevents rancidity in the formulation
Moreover they can retard the degradation of certain active ingredients such as vitamin C
These aspects in relation to dermatological formulations have been discussed by Barry
(1983 2002) and Vimaladevi 2005)
334 Stability of Ascorbic Acid in Liquid Formulations
Ascorbic acid is very unstable in aqueous solution Different workers have studied
the stability of ascorbic acid in liquid formulations (Connors et al 1986 Austria et al
1997) Its shelf-life can be prolonged by appropriate choice of vehicle and control of
other variables such as pH stabilizers temperature light and oxygen (Table 3)
Similarly the stability of various concentrations of ascorbic acid in solution form may
vary depending upon the type of solvent used (Table 4) (Connors et al 1986 Satoh et
al 2000 Lee et al 2004 Zeng et al 2005)
335 Stability of Ascorbic Acid in Emulsions and Creams
Ascorbic acid exerts several functions on skin such as collagen synthesis
depigmentation and antioxidant activity Ultraviolet radiation generates reactive oxygen
species (ROS) which produce some harmful effects on the skin including photocarcinoma
and photoaging In order to combat these problems ascorbic acid as an antioxidant has
42
Table 3 Effect of vehicles on the stability of ascorbic acid ( ascorbic acid remaining in
solutions after storage at room temperature) (Connors et al 1986)
Storage Time (days) No Vehicle
30 60 90 120 180 240 360
1 Corn Syrup 965 925 920 920 900 860 760
2 Sorbitol 990 990 990 970 960 925 890
3 4 Carboxymethyl
Cellulose
840 680 565 380 ndash ndash ndash
4 Glycerin 100 100 990 990 970 935 920
5 Propylene glycol 995 990 980 945 920 900 900
6 Syrup USP 100 100 980 980 930 900 880
7 Syrup 212 gL 880 810 775 745 645 590 440
8 25 Tragacanth 785 620 510 320 ndash ndash ndash
9 Saturated solution of
Dextrose
990 935 875 800 640 580 510
10 Distilled Water 900 815 745 675 405 185 ndash
11 50 Propylene glycol +
50 Glycerin
980 ndash 960 ndash 933 ndash ndash
12 25 Distilled Water +
75 Sorbo (70 solution
of Sorbitol)
955 954 ndash 942 930 ndash ndash
13 50 Glycerin + 50
Sorbo
982 984 978 ndash ndash 914 ndash
43
Table 4 Stability of various concentrations of ascorbic acid in water propylene glycol
and USP syrup at room temperature ( of ascorbic acid remaining in solution)
(Connors et al 1986)
Storage Time (days) Concentration
(mg ml)
Solvent
30 60 90 120 180 240 360
10 Water 930 840 820 670 515 410 ndash
50 Water 940 920 880 795 605 590 300
100 Water 970 930 910 835 705 680 590
10 Propylene glycol 100 985 980 975 960 920 860
50 Propylene glycol 100 970 980 980 980 965 935
100 Propylene glycol 100 100 100 100 990 100 925
10 Syrup 100 100 980 990 970 960 840
50 Syrup 100 100 100 100 990 100 960
100 Syrup 100 100 100 100 100 100 995
44
been used in various dosage forms and in different concentrations (Darr et al 1996
Gallarate et al 1999 Zhang et al 1999 Pinnell et al 2001 Lee et al 2004 Raschke
et al 2004 Elmore 2005 Farahmand et al 2006 Maia et al 2006) Ascorbic acid has
good photoprotective ability against UVA-mediated phototoxicity (Darr et al 1996) A
variety of formulations containing ascorbic acid or its derivatives have been studied in
order to evaluate their stability and delivery through the skin (Gallarate et al 1999
Zhang et al 1999 Ozer et al 2000 Pinnell et al 2001 Lee et al 2004 Raschke et al
2004 Farahmand et al 2006) Formulations containing derivatives of ascorbic acid are
found to be more stable than ascorbic acid but they do not produce the same effect as that
of the parent compound probably due to the lack of redox properties (Heber et al 2006)
Effective delivery of ascorbic acid through topical preparations is a major factor that
should be critically evaluated as it may be dependent upon the nature or type of the
formulation (Gallarate et al 1999 Pinnell et al 2001) The pH of the formulation
should be on the acidic side (~ pH 35) for effective penetration of the vitamin in the skin
(Pinnell et al 2001) and for its stabilization in the formulation (Gallarate et al 1999)
Some other antioxidants such as alpha-tocopherol ferulic acid and sodium metabisulphite
have also been used in combination with ascorbic acid for the purpose of its stabilization
in topical formulations and to produce some synergistic effects (Darr et al 1996 Lin et
al 2005 Maia et al 2006 Tournas et al 2006) Effect of some rheological properties
such as viscosity and dielectric constant on the stability of ascorbic acid in emulsions has
also been investigated (Connors et al 1986) Viscosity of the medium is an important
factor that should be considered for the purpose of ascorbic acid stability as higher
viscosity formulations have shown some degree of protection (Ozer et al 2000
45
Szymula 2005) Along with other factors formulation type also plays an important role in
the stability of ascorbic acid It is reported that ascorbic acid is more stable in emulsified
system as compared to aqueous solutions (Gallarate et al 1999 Lee et al 2004) In
multiemulsions ascorbic acid is reported to be more stable as compared to simple
emulsions (Gallarate et al 1999 Ozer et al 2000 Lee et al 2004 Farahmand et al
2006)
Ascorbic acid and its derivatives have been used in a variety of cosmetic
formulations as an antioxidant pH adjuster anti-aging and photoprotectant (Elmore
2005) The control of instability of ascorbic acid poses a significant challenge in the
development of cosmetic formulations It is also reported that certain metal ions or
enzyme systems effectively convert ascorbic acidrsquos antioxidant action to pro-oxidant
activity (Elmore 2005) Therefore utilization of an effective antioxidant system is
required to maintain the stability of vitamin C in various preparations (Zhang et al 1999
Pinnell et al 2001 Maia et al 2006) The chemical stability of ascorbic acid has been
studied in emulsions and creams by several workers (Darr et al 1996 Gallarate et al
1999 Lee et al 2004 Raschke et al 2004 Elmore 2005 Farahmand et al 2006)
however there is a lack of information on the photostability of ascorbic acid in cream
formulations
336 Stability Testing of Emulsions
The stability testing of emulsions (creams) may be carried out by performing the
following tests (Billany 2002)
46
3361 Macroscopic examination
The assessment of the physical stability of an emulsion is made by an
examination of the degree of creaming or coalescence occurring over a period of time
This involves the calculation of the ratio of the volume of the creamed or separated part
of the emulsion and the total volume A comparison of these values can be made for
different products
3362 Globule size analysis
An increase in mean globule size with time (coupled with a decrease in globule
numbers) indicates that coalescence is the cause of this behavior This can be used to
compare the rates of coalescence for a variety of emulsion formulations For this purpose
microscopic examination or electronic particle counting devices (coulter counter) or
laser diffraction sizing are widely used
3363 Change in viscosity
Many factors may influence the viscosity of emulsions A change in apparent
viscosity may result from any variation in globule size or number or in the orientation or
migration of emulsifier over a period of time
3264 Accelerated stability tests
In order to compare the relative stabilities of a range of similar products it is
necessary to speed up the processes of creaming and coalescence by storage at elevated
temperatures and then carrying out the tests described in the above sections
337 FDA guidelines for semisolid preparations
According to FDA draft guidelines to the industry (Shah 1997) semisolid
preparations (eg creams) should be evaluated for appearance clarity color
47
homogencity odour pH consistency viscosity particle size distribution (when feasible)
assay degradation products preservative and antioxidant content (if present) microbial
limits sterility and weight loss when appropriate Additionally samples from
production lot or approved products are retained for stability testing in case of product
failure in the field Retained samples can be tested along with returned samples to
ascertain if the problem was manufacturing or storage related Appropriate stability data
should be provided for products supplied in closed-end tubes to support the maximum
anticipated use period during patient use and after the seal is punctured allowing product
contact with the cap cap lever Creams in large containers including tubes should be
assayed by sampling at the surface top middle and bottom of the container In addition
tubes should be sampled near the crimp The objective of stability testing is to determine
whether the product has adequate shelf-life under market and use conditions
48
OBJECT OF PRESENT INVESTIGATION
Ascorbic acid (vitamin C) is extensively used as a single ingredient or in
combination with vitamin B complex and other vitamins in the form of drops injectables
lotions and syrups It is an ingredient of anti-aging cosmetic products alone or along with
alpha-tocopherol (vitamin E) Ascorbic acid exerts several functions on the skin as
collagen synthesis depigmentation and antioxidant activity It protects the signs of
degenerative skin conditions caused by oxy-radical damage In solutions and creams
ascorbic acid is susceptible to air and light and undergoes oxidative degradation to
dehydroascorbic acid and inactive products The degradation is influenced by
temperature viscosity and polarity of the medium and is catalysed by metal ions
particularly Cu+2
Fe+2
and Zn+2
One of the major problems faced in cream preparations is the instability of
ascorbic acid as it may be exposed to light during formulation manufacturing and
storage and the possibility of photochemical degradation can not be neglected The
behaviour of ascorbic acid in light is of particular interest since no systematic kinetic
studies have been conducted on its photodegradation in these preparations under various
conditions The study of the formulation variables such as emulsifier humectants and pH
may throw light on the photostabilization of ascorbic acid in creams
The main object of this investigation is to study the behaviour of ascorbic acid in
cream preparations on exposure to UV light in the pharmaceutically useful pH range An
important aspect of the work is to study the interaction of ascorbic acid with other
vitamins such as riboflavin nicotinamide and alpha-tocopherol and the effect of certain
stabilizers such as citric acid tartaric acid and boric acid on its photodegradation In
49
addition it is intended to study the photolysis of ascorbic acid in organic solvents to
evaluate the effect of solvent characteristics (eg dielectric constant and viscosity) on the
stability of the vitamin The study of all these aspects may provide useful information to
improve the photostability and efficacy of ascorbic acid in cream preparations
An outline of the proposed plan of work is presented as follows
1 To prepare a number of oil-in-water cream formulations based on different
emulsifying agents and humectants containing ascorbic acid alone and in
combination with other vitamins and stabilizing agents
2 To perform photodegradation studies on ascorbic acid in creams using a UV
irradiation source with emission corresponding to the absorption maximum of
ascorbic acid
3 To identify the photoproducts of ascorbic acid in creams using chromatographic
and spectrophotometric methods
4 To apply appropriate and validated analytical methods for the assay of ascorbic
acid alone and in combination with other vitamins and stabilizing agents
5 To study the effect of solvent characteristics such as dielectric constant and
viscosity on the photolysis of ascorbic acid in aqueous and organic solvents
6 To evaluate the kinetics of photodegradation of ascorbic acid and its interactions
with other vitamins (riboflavin nicotinamide and alpha-tocopherol) in creams
7 To evaluate the effect of carbon chain length of the emulsifying agent and the
viscosity of the humectant on the photodegradation of ascorbic acid
50
8 To develop relationships between the rate of photodegradation of ascorbic acid
and the concentration pH carbon chain length of emulsifier viscosity of the
creams
9 To determine the effect of compounds such as citric acid tartaric acid and boric
acid used as stabilizing agents on the rate of photodegradation and stabilization
of ascorbic acid in creams
10 To present reaction schemes for the photodegradation of ascorbic acid and its
interactions with other vitamins
CHAPTER IV
MATERIALS
AND
METHODS
52
41 MATERIALS
Vitamins and Related Compounds
L-Ascorbic Acid vitamin C (5R)-5-[(1S)-12-dihydroxyethyl]-34-dihydroxyfuran-2(5H)-
one Merck
C6H8O6 Mr 1761
Dehydroascorbic Acid L-threo-23-hexodiulosonic acid γ-lactone Sigma
C6H6O6 Mr 1741
23-Diketogulonic Acid
C6H8O7 Mr 192
It was prepared according to the method of Homann and Gaffron (1964) by the
hydrolysis of dehydroascorbic acid
Riboflavin vitamin B2 (310-dihydro-78-dimethyl-10-[(2S3S4R)-2345-
tetrahydroxypentyl] benzopteridine-24-dione) Merck
C17H20N4O6 Mr 3764
Nicotinamide vitamin B3 (pyridine-3-carboxamide) Merck
C6H6N2O Mr 1221
Alpha-Tocopherol vitamin E ((2R)-2578-tetramethyl-2-[(4R8R)-4812-
trimethyltridecyl]-34-dihydro-2H-1-benzopyran-6-ol) Merck
C29H50O2 Mr 4307
Formylmethylflavin (78-dimethyl-10-formylmethylisoalloxazine)
C14H12N4O3 Mr 2843
53
Formylmethylflavin was synthesized according to the method of Fall and Petering
(1956) by the periodic acid oxidation of riboflavin It was recrystallized from absolute
methanol dried in vacuo and stored in the dark in a refrigerator
Lumichrome (78-dimethylalloxazine) Sigma
C12H10N4O2 Mr 2423
It was stored in the dark in a desiccator
Stabilizers
Boric Acid orthoboric acid Merck
H3BO3 Mr 618
Citric Acid 2-hydroxypropane-123-tricarboxylic acid Merck
C6H8O7H2O Mr 2101
L-Tartaric acid [(2R3R)-23-dihydroxybutanedioic acid] Merck
C4H6O6 Mr 1501
Emulsifying Agents
Stearic Acid (95) octadecanoic acid Merck
C18H36O2 Mr 2845
Palmitic Acid hexadecanoic acid Merck
C16H32O2 Mr 2564
Myristic Acid tetradecanoic acid Merck
C14H28O2 Mr 2284
Cetyl alcohol hexadecan-1-ol Merck
C16H34O Mr 2424
54
Humectants
Glycerin glycerol (propane-123-triol) Merck
C3H8O3 Mr 921
Propylene glycol (RS)-propane-12-diol Merck
C3H8O2 Mr 7610
Ethylene glycol ethane-12-diol Merck
C2H6O2 Mr 6207
Potassium Ferrioxalate Actinometry
Potassium Ferrioxalate
K3Fe(C2O4)3 3H2O Mr 4912
Potassium Ferrioxalate was prepared according to the method of Hatchard and
Parker (1956) Three volumes of 15 M potassium oxalate was mixed with one volume of
15 M ferric chloride with vigorous stirring The yellow green precipitate of potassium
ferrioxalate was recrystallized twice from water dried at 45 ordmC and stored in the dark in a
desiccator
Reagents
All the reagents and solvents used were of analytical grade obtained from BDH
Merck
Water
Freshly boiled distilled water was used throughout the work
55
42 METHODS
421 Cream Formulations
On the basis of the various cream formulations reported in the literature (Block
1996 Flynn 2002 Betageri and Prabhu 2002 Vimaladevi 2005 EIRI Board Lu and
Flynn 2009) the following basic formula was used for the preparation of oil-in-water
creams containing ascorbic acid
Oil phase Percentage (ww)
Emulsifier
Myristic palmitic stearic acid
Cetyl alcohol
120
30
Aqueous phase
Humectant
Ethylene glycol propylene glycol glycerin
50
Active ingredient
Ascorbic acid
20 (0114 M)
Neutralizer
Potassium hydroxide
10
Continuous phase
Distilled water
QS
Additional ingredientsa
Vitamins
Riboflavin (Vitamin B2)
Nicotinamide (Vitamin B3)
Alpha-Tocopherol (Vitamin E)
0002ndash001 (053ndash266times10ndash4
M)
028ndash140 (0023ndash0115 M)
017ndash086 (0395ndash200times10ndash2
M)
Stabilizers
Citric acid
Tartaric acid
Boric acid
010ndash040 (0476ndash190times10ndash2
M)
010ndash040 (067ndash266times10ndash2
M)
010ndash040 (0016ndash0065 M)
a The vitamin stabilizer concentrations used were found to be effective in promotion
inhibition of photodegradation of ascorbic acid in cream formulations
56
422 Preparation of Creams
The emulsifiers were melted at 70ndash80 ordmC in a glass jar immersed in a water bath
Ascorbic acid was separately dissolved in a small portion of distilled water Potassium
hydroxide and humectant were dissolved in the remaining portion of water and mixed
with the oily phase with constant stirring until the formation of a thick white mass It was
cooled to ~40 ordmC and the ascorbic acid solution was added The thick mass was mixed
using a mechanical mixer with a glass stirrer at 1000 rpm for 5 minutes The pH of the
cream was adjusted to the desired value and the contents again mixed for 10 minutes at
500 rpm All the creams were prepared under uniform conditions to maintain their
individual physical characteristics and stored at room temperature in airtight glass
containers protected from light
In the case of other vitamins nicotinamide was dissolved along with ascorbic acid
in water and added to the cream Riboflavin or alpha-tocopherol were directly added to
the cream and mixed thoroughly according to the procedure described above
In the case of stabilizing agents (citric tartaric and boric acids) the individual
compounds were dissolved in the ascorbic acid solution and added to the cream followed
by the procedure described above
The details of the various cream formulations used in this study are given in
chapters 5ndash7
57
423 Thin-Layer Chromatography (TLC)
The following TLC systems were used for the separation and identification of
ascorbic acid and photodegradation products
Adsorbent a) Silica gel GF 254 (250-microm) precoated plates
(Merck)
Solvent systems S1 acetic acid-acetone-methanol-benzene
(552070 vv) (Ganshirt and Malzacher 1960)
S2 ethanol-10 acetic acid-water (9010 vv)
(Bolliger and Konig 1969)
S3 acetonitrile-butylnitrile-water (66332 vv)
(Saari et al 1967)
Temperature 25ndash27 ordmC
Location of spots Ascorbic acid UV light 254 nm (Uvitec lamp
UK)
Dehydroascorbic acid Spray with a 3 aqueous
phenylhydrazine hydrochloride solution
424 pH Measurements
The measurements of pH of aqueous solutions and cream formulations were
carried out using an Elmetron LCD display pH meter (modelndashCP501 sensitivity plusmn 001
pH units) (Poland) with a combination electrode The electrode was calibrated
automatically in the desired pH range (25 ordmC) using the following buffer solutions
58
Phthalate pH 4008
Phosphate pH 6865
Disodium tetraborate pH 9180
The electrode was immersed directly into the cream (British Pharmacopoeia
2009) kept for few seconds to equilibrate and the pH adjusted in the range of 40ndash70
with phosphoric acid sodium hydroxide solution
425 Ultraviolet and Visible Spectrometry
The absorbance measurements and spectral determinations were performed on
Shimadzu UVndashVisible recording spectrophotometer (model UVndash1601) using matched
silica cells of 10 mm path length The cells were employed always in the same orientation
using appropriate control solutions in the reference beam The baseline was automatically
corrected by the built-in baseline memory at the initializing period Auto-zero adjustment
was made by a one-touch operation The instrument checked the wavelength calibration
(6561 nm) using the deuterium lamp at the initializing period The absorbance scale was
periodically checked using the following calibration standard (British Pharmacopoeia
2009)
0057ndash0063 gl of potassium dichromate in 0005 M sulphuric acid
The specific absorbance [A(1 1 cm)] of the solution should match the
following values with the stated limit of tolerance
Wavelength
(nm)
Specific absorbance
A (1 1 cm)
Maximum
tolerance
235 1245 1229ndash1262
257 1445 1428ndash1462
313 486 470ndash503
350 1073 1056ndash109
430 159 157ndash161
59
426 Photolysis of Ascorbic Acid
4261 Creams
A 2 g quantity of the cream was uniformly spread on several rectangular glass
plates (5 times 15 cm) covered with a 1 cm tape on each side to give a 1 mm thick layer The
plates were irradiated in a dark chamber using a Philips 30 watt TUV tube (100
emission at 254 nm the wavelength absorbed by ascorbic acid at pH 4ndash7) fixed
horizontally at a distance of 30 cm from the centre of the plates Each plate was removed
at appropriate interval and the cream was subjected to spectrophotometric assay and
chromatographic examination
4262 Aqueous and organic solvents
A 10ndash3
M solution of ascorbic acid (50 ml) prepared in water (pH 70 005 M
phosphate buffer) or in an organic solvent in a 100 ml beaker (Pyrex) was placed in a
water bath maintained at 20 plusmn 1 ordmC The solution was irradiated with the Philips 30 watt
TUV tube in a dark chamber as stated above Samples were withdrawn at appropriate
intervals for assay and chromatography
4263 Storage of creams in dark
In order to determine the stability of various cream formulations in the dark
samples were stored at room temperature in a cupboard protected from light for a period
of three months The samples were analyzed periodically for the content of ascorbic acid
and the presence of any degradation product
427 Measurement of Light Intensity
The potassium ferrioxalate actinometry was used for the measurement of light
intensity of the radiation source employed in this work This actinometer has been
60
developed by Parker (1953) and Hatchard and Parker (1956) and is considered as the
most useful actinometer over a wide range of wavelengths (254ndash577 nm) It has been
used by Holmstrom and Oster (1961) Byrom and Turnbull (1967) McBride and Moore
(1967) Ahmad (1968) Ahmad (1978) Ahmad et al (2004a 2004b 2005 2006a
2006b 2008 2009ab) Fasihullah (1988) Vaid (1998) Ansari (2002) and Ahmad (2009)
for the measurement of light intensity
The irradiation of potassium ferrioxalate solutions in sulphuric acid results in the
reduction of ferric ion to ferrous ion according to the following reaction
2Fe [(C2O4)3]3ndash
rarr 2 Fe (C2O4) + 3 (C2O4)2ndash
+ 2CO2 (31)
The amount of Fe2+
ions formed in the reaction may be determined by
complexation with 110-phenanthroline to give a red colored complex The absorbance of
the complex is measured at 510 nm
428 Procedure
An oxygen free 0006 M solution of potassium ferrioxalate (2947 gl) in 01 N
H2SO4 was placed in the reaction vessel and irradiated with the lamp used for the
photolysis of riboflavin The irradiation was carried out under nitrogen (90ndash120
bubblesminute) which also caused stirring of the solution The temperature of the
reaction vessel was maintained at 25 plusmn 1 ordmC during the reaction
An aliquot of the photolysed solution (1ndash2 ml) was pipetted out at suitable
intervals (up to 30 minutes) into a 10 ml volumetric flask to which was then added 09
ml of N H2SO4 + 1 ml (01) 110-phenanthroline + 05 ml buffer (60 ml N CH3COONa
+ 36 ml N H2SO4 made up to 100 ml with distilled water) The flask was made up
to the mark with distilled water (final pH 35) thoroughly shaken to mix the contents and
61
Fig 3 Spectral power distribution of TUV 30 W tube (Philips)
62
allowed to stand for one hour in the dark to develop the colorndashcomplex The absorbance
of the phenanthrolinendashferrous complex was measured in a 1 cm cell at 510 nm using the
appropriate solution as blank The amount of Fe2+
ions formed was determined from the
calibration graph The calibration graph was constructed in a similar manner using
several dilutions of 1 times 10ndash6
mole ml Fe2+
in 01 N H2SO4 (freshly prepared by dilution
from standardized 01 M FeSO4 in 01 N H2SO4) (Fig 8) The experimental value of the
molar absorptivity of Fe2+
complex as determined from the slope of the calibration graph
is equal to 111 times 104 M
ndash1 cm
ndash1 and is in agreement with the value reported by Parker
(1953) Using the values of the known quantum yield for ferrioxalate actinometer at
different wavelengths (Hatchard and Parker 1956) the number of Fe2+
ions formed
during photolysis the time of exposure and the fraction of the light absorbed by the
length of the actinometer solution employed the light intensity incident just inside the
front window of the photolysis cell can be calculated In the present case total absorption
of the light has been assumed
4281 Calculation
The number of Fe2+
ions formed during photolysis (nFe
2+) is given by the
equation
6023 times 1020
V1 V3 A Σ
n Fe
2+ =
V2 1 ε (32)
where V1 is the volume of the actinometer solution irradiated (ml)
V2 is the volume of the aliquot taken for analysis (ml)
V3 is the final volume to which the aliquot V2 is diluted (ml)
1 is the path length of the spectrophotometer cell used (1 cm)
A is the measured absorbance of the final solution at 510 nm
63
ε is the molar absorptivity of the Fe2+
complex (111 times 104 M
ndash1 cm
ndash1)
The number of quanta absorbed by the actinometer nabs can then be obtained as follows
n Fe
2+
Σ nabs = ф
(33)
where ф is the quantum yield for the Fe2+
formation at the desired wavelength
The number of quanta per second per cell nabs is therefore given by
Σ nabs 6023 times 1020
V1 V3 A nabs =
t =
ф V2 1 ε t (34)
where t is the irradiation time of the actinometer in seconds
The relative spectral energy distribution of the radiation source (Fig 3) shows
100 emission at 254 nm the wavelength used for the photolysis of ascorbic acid (λmax
265 nm at pH 4ndash7) The energy emitted by the radiation source at various wavelengths
can be calculated using the equation
1197 times 105
E (KJ molndash1
) = λ nm
(35)
The quantum efficiency of ferrioxalate actinometer at the wavelength absorbed by
ascorbic acid (ie 254 nm) is high although the sensitivity drops over 450 nm The
average intensity of the TUV tube used in this study was determined as 556 plusmn 012 times
1018
quanta sndash1
429 Viscosity Measurements
The viscosity of the cream formulations was measured with a Brookfield RV
viscometer (Model DV-II + Pro USA) The instrument was calibrated using the
manufacturerrsquos viscosity standard A 200 g quantity of the cream was placed in a beaker
and the spindle (TE) was dipped into the cream It was rotated at a speed of 06 rpm for
64
00
02
04
06
08
10
12
0 2 4 6 8 10 12
Concentration of Fe++
times 105 M
Ab
sorb
an
ce a
t 51
0 n
m
Fig 4 Calibration graph for the determination of K3Fe(C2O4)3
65
one minute and the viscosity was recorded at 25plusmn1 ordmC The test was repeated three times
to account for the experimental variability and the average viscosity was noted
4210 Assay Methods
42101 UV spectrophotometric method for the assay of creams containing ascorbic
acid alone
The creams were thoroughly mixed a quantity of 2 g was accurately weighed and
the assay of ascorbic acid was carried out by the UV method of Zeng et al (2005) In the
case of photodegraded creams (2 g) the material was completely removed from the glass
plate and transferred to a volumetric flask The method involved extraction of ascorbic
acid with methanol (3 times 10 ml) adjustment of the pH of combined methanolic solutions
to 20 (with H3PO4) dilution of the final solution with acidified methanol (pH 20) to 100
ml and measurement of the absorbance at 245 nm using appropriate blank The
concentration of ascorbic acid was calculated using 560 as the value of specific
absorbance [A (1 1 cm)] at the analytical wavelength (Table 5)
The same method was used for the assay of ascorbic acid in creams stored in the
dark and in the presence of individual stabilizing agents (citric tartaric and boric acids)
42102 Iodimetric method for the assay of ascorbic acid in creams containing
riboflavin nicotinamide and alpha-tocopherol
The assay of ascorbic acid in creams in the presence of riboflavin nicotinamide
and alpha-tocopherol was carried out according to the procedure of British
Pharmacopoeia (2009) as follows
The photolysed cream (2 g) was completely scrapped from the glass plate and
transferred to a flask containing 40 ml of distilled water and 10 ml of 1 M sulphuric acid
66
Table 5 Calibration data for ascorbic acid showing linear regression analysisa
λ max 245 nm
Concentration range 01ndash10 times 10ndash4
M (0176ndash1761 mg )
Slope 9920
SE (plusmn) of slope 00114
Intercept 00012
Correlation coefficient 09996
Molar absorptivity (ε) 9920 Mndash1
cmndash1
Specific absorbance [A (1 1 cm)] 560
a Values represent a mean of five determinations
67
was added The solution was titrated with 002 M iodine solution using 1 ml of starch
solution as indicator until a persistent violet-blue color was obtained Each ml of 002 M
iodine solution is equivalent to 352 mg of C6H8O6 The same method was used for the
assay of ascorbic acid in creams stored in the dark
42103 Spectrophotometric method for the assay of ascorbic acid in aqueous and
organic solvents
A 1 ml aliquot of the photolysed solutions of ascorbic acid in water or in an
organic solvent was evaporated to dryness under nitrogen at room temperature and the
residue redissolved in a small volume of methanol The solution was transferred to a 10
ml volumetric flask made up to volume with acidified methanol (pH 20) and the
absorbance measured at 245 nm using an appropriate blank The content of ascorbic acid
in the solutions was determined using 9920 Mndash1
cmndash1
as the value of molar absorptivity at
the analytical wavelength (Table 5)
CHAPTER V
PHOTODEGRADATION OF
ASCORBIC ACID IN
ORGANIC SOLVENTS AND
CREAM FORMULATIONS
69
51 INTRODUCTION
Ascorbic acid (vitamin C) is an essential micronutrient that performs important
metabolic functions (Packer and Fuchs 1999 Davey et al 2000 Johnston et al 2007)
It is an ingredient of anti-aging cosmetic products (Darr et al 1996 Gallarate et al
1999 Traikovich 1999 Zhang et al 1999 Ozer et al 2000 Nusgens et al 2001
Pinnell et al 2001 2003 Lee et al 2004 Raschke et al 2004 Sauermann et al 2004
Elmore 2005 Jentzsch et al 2005 Lin et al 2005 Placzek et al 2005 Carlotti et al
2006 Farahmand et al 2006 Heber et al 2006 Maia et al 2006 Tournas et al 2006)
and exerts several functions on the skin as collagen synthesis depigmentation and
antioxidant activity (Nusgens et al 2001 Spiclin et al 2003) As an antioxidant it
protects skin by neutralizing reactive oxygen species generated on exposure to sunlight
(Shindo et al 1994) In biological systems it reduces both oxygenndash and nitrogenndash based
free radicals (Higdon and Frei 2002) and thus delays the aging process In view of the
instability of ascorbic acid in skin care formulations (Bissett 2006) it is often used in
combination with another redox partner such as alpha-tocopherol (vitamin E) to retard its
oxidation (Wille 2005)
The details of the cream formulations used in this study are given in Table 6 The
results obtained on the photodegradation of ascorbic acid in aqueous organic solvents
and cream formulations are discussed in the following sections
70
Table 6 Composition of cream formulations containing ascorbic acid
Ingredients Cream
No pH
SA PA MA CA AH2 GL PG EG PH DW
1 a 4 + minus minus + + + minus minus + +
b 5 + minus minus + + + minus minus + +
c 6 + minus minus + + + minus minus + +
d 7 + minus minus + + + minus minus + +
2 a 4 minus + minus + + + minus minus + +
b 5 minus + minus + + + minus minus + +
c 6 minus + minus + + + minus minus + +
d 7 minus + minus + + + minus minus + +
3 a 4 minus minus + + + + minus minus + +
b 5 minus minus + + + + minus minus + +
c 6 minus minus + + + + minus minus + +
d 7 minus minus + + + + minus minus + +
4 a 4 + minus minus + + minus + minus + +
b 5 + minus minus + + minus + minus + +
c 6 + minus minus + + minus + minus + +
d 7 + minus minus + + minus + minus + +
5 a 4 minus + minus + + minus + minus + +
b 5 minus + minus + + minus + minus + +
c 6 minus + minus + + minus + minus + +
d 7 minus + minus + + minus + minus + +
6 a 4 minus minus + + + minus + minus + +
b 5 minus minus + + + minus + minus + +
c 6 minus minus + + + minus + minus + +
d 7 minus minus + + + minus + minus + +
7 a 4 + minus minus + + minus minus + + +
b 5 + minus minus + + minus minus + + +
c 6 + minus minus + + minus minus + + +
d 7 + minus minus + + minus minus + + +
8 a 4 minus + minus + + minus minus + + +
b 5 minus + minus + + minus minus + + +
c 6 minus + minus + + minus minus + + +
d 7 minus + minus + + minus minus + + +
9 a 4 minus minus + + + minus minus + + +
b 5 minus minus + + + minus minus + + +
c 6 minus minus + + + minus minus + + +
d 7 minus minus + + + minus minus + + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water
71
52 PHOTOPRODUCTS OF ASCORBIC ACID
The photolysis of ascorbic acid (AH2) in aqueous and organic solvents and in
cream formulations on UV irradiation leads to the formation of dehydroascorbic acid
(DHA) as detected by TLC along with the undegraded AH2 using the solvent systems A
B and C The identification of DHA was carried out by comparison of the Rf value and
spot color with those of the authentic compound The formation of DHA on
photooxidation of ascorbic acid solutions has previously been reported (Homan and
Gaffron 1964 Sattar et al 1977 Heelis et al 1981 Rozanowska et al 1997 Lavoie et
al 2004) DGA the hydrolysis product of DHA (Homan and Gaffron 1964) could not
be detected under the present experimental conditions
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED SOLUTIONS
A typical set of the UV absorption spectra of photolysed solutions of AH2 in
methanol is shown in Fig 5 There is a gradual loss of absorbance around 245 nm with
time as a result of the oxidation of the molecule to DHA (Pelletier 1985 Davies et al
1991 Rumsey and Levine 2000) which does not absorb in this region due to the loss of
conjugation Similar absorption changes are observed on the photolysis of AH2 in other
organic solvents and in the methanolic extracts of cream formulations However the
magnitude of these changes varies with the rate of photolysis in a particular solvent or
cream and appears to be a function of the polar character pH and viscosity of the
medium
72
Fig 5 UV absorption spectra of photolysed solutions of ascorbic acid in methanol at
0 40 80 120 160 220 and 300 min
73
54 ASSAY OF ASCORBIC ACID IN CREAMS AND SOLUTIONS
The assay of AH2 in creams and solutions has been carried out in acidified
methanol (pH 20) according to the UV spectrophotometric method of Zeng et al (2005)
Aqueous solutions of AH2 (~pH 2) exhibit absorption maxima at 243 nm (OrsquoNeil 2001
Moffat et al 2004 Sweetman 2009) 244 nm (Ogata and Kosugi 1969) and 245 nm
(Verma et al 1991 Johnston et al 2007) The absorption maxima of AH2 in methanol
and phosphate buffer (pH 25) occur at 245 nm (Zeng et al 2005) Since dilute solutions
of AH2 are highly susceptible to oxidation the pH was adjusted to 20 with phosphoric
acid to convert the molecule to the non-ionized form (99) to minimize degradation
during the assay AH2 in acidified methanol (pH 20) was found to exhibit the absorption
maximum at 245 nm as reported by Zeng et al (2005) The method was also used for the
assay of AH2 in aqueous and organic solvents
The validity of Beerrsquos law relation in the concentration range used was confirmed
prior to the assay The calibration data for AH2 at the analytical wavelength are presented
in Table 5 (Chapter 4) The correlation coefficient (r = 09996) indicates a good linear
relationship over the concentration range employed The values of specific absorbance
and molar absorptivity at 245 nm determined from the slope of the curve are in good
agreement with those reported by previous workers (Davies et al 1991 Johnston et al
2007) The method of Zeng et al (2005) has been found to be satisfactory for the assay of
AH2 in cream formulations and solutions and has been used to study the kinetics of
photolysis reactions The method was validated before its application to the assay of AH2
in photolysed creams The reproducibility of the method was confirmed by the analysis of
known amounts of AH2 in the concentration range likely to be found in photodegraded
74
creams The values of the recoveries of AH2 in creams by the UV spectrophotometric
method are in the range of 90ndash96 The values of RSD for the assays indicate the
precision of the method within plusmn5 (Table 7)
In order to compare the UV spectrophotometric method with the British
Pharmacopoeia iodimetric method (2009) using a dilute iodine solution (002 M) the
creams were simultaneously assayed for AH2 content by the two methods and the results
are reported in Table 8 The statistical evaluation of the accuracy and precision of the two
methods was carried out by the application of the F test and the t test respectively The F
test showed that there is no significant difference between the precision of the two
methods and the calculated value of F is lower than the critical value (F = 639 P = 005)
in each case The t test indicated that the calculated t values are lower than the tabulated t
values (t = 2776 P = 005) suggesting that at 95 confidence level the differences
between the results of the two methods are statistically non-significant Thus the accuracy
and precision of the UV spectrophotometric method is comparable to that of the official
iodimetric method for the assay of AH2 in cream formulations The results of the assays
of AH2 in aqueous organic solvents and cream formulations are reported in Table 9
55 EFFECT OF SOLVENT
The influence of solvent on the rate of degradation of drugs is of considerable
importance to the formulator since the stability of drug species in solution media may be
predicted on the basis of their chemical reactivity The reactivity of drugs in a particular
medium depends to a large extent on solvent characteristics such as the dielectric
constant and viscosity (Connors et al 1986 Yoshioka and Stella 2000 Sinko 2006)
75
Table 7 Recovery of ascorbic acid added to cream formulationsa
Cream
Formulationb
Added
(mg)
Found
(mg)
Recovery
()
RSD
()
1a 400
200
380
183
950
915
21
25
2b 400
200
371
185
928
925
15
25
3c 400
200
375
181
938
905
11
31
4d 400
200
384
189
960
945
13
21
5b 400
200
370
189
925
945
14
26
6c 400
200
369
190
923
950
10
22
7d 400
200
374
182
935
910
17
39
8c 400
200
380
188
950
940
15
33
9d 400
200
367
189
918
945
20
42
a Values expressed as a mean of three to five determinations
b The cream formulations represent combinations of each emulsifier (stearic acid
palmitic acid myristic acid) with each humectant (glycerin propylene glycol ethylene
glycol) to observe the efficiency of methanol to extract AH2 from different creams
(Table 6)
76
Table 8 Assay of ascorbic acid in creams using UV spectrophotometric and iodimetric
methods
Ascorbic acid (mg) Cream
Formulationb Added UV method
a
Iodimetric
methoda
Fcalc tcalc
1a 40
20
380 plusmn 081
183 plusmn 046
375 plusmn 095
185 plusmn 071
138
238
245
104
2b 40
20
371 plusmn 056
185 plusmn 047
373 plusmn 064
193 plusmn 038
130
065
181
200
3c 40
20
375 plusmn 040
181 plusmn 056
374 plusmn 046
183 plusmn 071
132
160
101
223
4d 40
20
384 plusmn 051
189 plusmn 039
381 plusmn 066
190 plusmn 052
167
178
176
231
5b 40
20
370 plusmn 052
189 plusmn 050
372 plusmn 042
185 plusmn 067
065
179
162
125
6c 40
20
369 plusmn 037
190 plusmn 042
371 plusmn 058
188 plusmn 056
245
177
122
197
7d 40
20
374 plusmn 062
182 plusmn 072
370 plusmn 070
184 plusmn 082
127
129
144
168
8c 40
20
380 plusmn 058
188 plusmn 062
375 plusmn 075
192 plusmn 060
167
094
123
162
9d 40
20
367 plusmn 072
189 plusmn 080
365 plusmn 082
187 plusmn 075
149
092
130
203
Theoretical values (P = 005) for F is 639 and for t is 2776
a Mean plusmn SD (n = 5)
b Table 6
77
Table 9 Photodegradation of ascorbic acid in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) pHa 40 50 60 70
0 383 382 384 383
60 374 369 366 361
120 361 354 346 325
180 351 345 325 305
240 345 327 301 284
1
300 336 316 287 264
0 380 383 382 379
60 371 376 362 346
120 359 357 342 320
180 352 345 322 301
240 341 335 299 283
2
300 336 321 291 261
0 384 376 381 385
60 377 367 360 358
120 366 348 334 324
180 356 337 317 305
240 343 320 301 282
3
300 335 307 273 253
78
Table 9 continued
0 377 378 386 372
60 365 361 371 355
120 353 345 347 322
180 344 327 325 298
240 332 320 306 279
4
300 317 303 284 252
0 381 367 372 373
60 372 358 358 353
120 360 337 336 321
180 352 325 320 302
240 341 313 300 284
5
300 327 302 278 256
0 376 386 380 377
60 366 372 350 350
120 353 347 323 316
180 337 334 308 298
240 329 320 291 274
6
300 313 306 267 245
79
Table 9 continued
0 380 372 378 380
60 373 362 350 354
120 358 340 329 321
180 344 328 304 300
240 332 315 292 283
7
300 319 302 272 252
0 380 381 378 361
60 368 364 361 335
120 355 354 340 313
180 342 340 315 281
240 337 331 303 269
8
300 323 314 281 248
0 378 382 370 375
60 370 369 349 342
120 356 347 326 321
180 339 333 298 291
240 326 314 277 271
9
300 313 302 265 242
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
80
In order to observe the effect of solvent dielectric constant the apparent first-
order rate constants (kobs) for the photolysis of AH2 in alcoholic solvents (Table 10) were
plotted against the dielectric constants of the solvents A linear relationship indicated the
dependence of the rates of photolysis on solvent dielectric constant (Fig 6) This implies
the involvement of a polar intermediate in the reaction to facilitate the formation of the
degradation products as suggested by Ahmad and Tollin (1981) in the case of flavin
electron transfer reactions The effect of solvent polarity has been observed on the
autooxidation of AH2 in organic solvents (Ogata and Kosugi 1969)
Another solvent parameter affecting the rate of a chemical reaction is viscosity
which can greatly influence the stability of oxidisable substances (Wallwork and Grant
1977 Laidler 1987 Fung 1990) A plot of kobs for the photolysis of AH2 against the
reciprocal of solvent viscosity (Table 10) is linear showing that an increase in solvent
viscosity results in a decrease in the rate of photolysis (Fig 7) The viscosity of the liquid
affects the rate at which molecules can diffuse through the solution This in turn may
affect the rate at which a compound can suffer oxidation at the liquid surface This
applies to AH2 and an increase in the viscosity of the medium makes access to air at the
surface more difficult to prevent oxidation (Wallwork and Grant 1977)
56 EFFECT OF CONCENTRATION
In order to observe the effect of concentration (Table 11) on the photostability of
AH2 in a cream using stearic palmitic and myristic acids as emulsifying agents and
glycerin as humectant plots of log concentration versus time were constructed (Fig 8)
and the apparent first-order rate constants were determined (Table 12) A graph of kobs
against concentration of AH2 (Fig 9) exhibited an apparent linear relationship between
81
Table 10 Apparent first-order rate constants (kobs) for the photolysis of ascorbic acid in
water and organic solvents
Solvent Dielectric
Constant (25 ordmC)
Viscosity
(mPas) ndash1
kobs times104
(minndash1
)
Water 785 1000 404
Methanol 326 1838 324
Ethanol 243 0931 316
1-Propanol 201 0514 302
1-Butanol 178 0393 295
82
00
20
40
60
80
0 10 20 30 40 50 60 70 80
Dielectric constant
k (
min
ndash1)
Fig 6 A plot of kobs for photolysis of ascorbic acid against solvent dielectric constant
(times) Water () methanol () ethanol (diams) 1-propanol () 1-butanol
83
00
10
20
30
40
50
00 05 10 15 20
Viscosity (mPas)ndash1
k times
10
4 (m
inndash1)
Fig 7 A plot of kobs for photolysis of ascorbic acid against reciprocal of solvent
viscosity Symbols are as in Fig 6
84
Table 11 Effect of concentration on the photodegradation of ascorbic acid in cream
formulations at pH 60
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) 05 10 15 20 25
0 95 191 290 379 471
60 90 182 277 358 453
120 82 167 260 339 431
180 77 158 239 311 401
240 70 144 225 298 382
1
300 64 134 210 282 363
0 92 186 287 380 472
60 88 175 272 369 453
120 82 160 251 342 429
180 75 152 238 326 405
240 71 144 225 309 392
2
300 65 134 215 289 366
0 94 182 286 376 470
60 87 171 265 352 454
120 78 152 251 337 426
180 69 143 227 315 404
240 62 129 215 290 378
3
300 58 119 195 271 353
85
05
10
15
20
25
06
08
10
12
14
16
18
log
co
nce
ntr
ati
on
(m
g)
a
05
10
15
20
25
06
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
b
05
10
15
20
25
06
08
10
12
14
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
c
Fig 8 Log concentration versus time plots for the photodegradation of ascorbic acid at
various concentrations in creams at pH 60 a) stearic acid b) palmitic acid
c) myristic acid
86
Table 12 Apparent first-order rate constants (kobs) for the photodegradation of various
ascorbic acid concentrations in cream formulations at pH 60
kobs times 103 (min
ndash1)a Cream
Formulationb 05 10 15 20 25
1 133
(0994)
120
(0993)
111
(0995)
101
(0994)
090
(0994)
2 118
(0992)
108
(0994)
098
(0993)
093
(0992)
084
(0994)
3 169
(0994)
144
(0995)
126
(0994)
109
(0993)
097
(0992)
a The values in parenthesis are correlation coefficients
b Table 6
87
Stearic acid
Palmitic acid
Myristic acid
00
05
10
15
20
25
00 05 10 15 20 25
Ascorbic acid concentration ()
kob
s (min
ndash1)
Fig 9 A plot of kobs for photodegradation against ascorbic acid concentrations in cream
formulations
88
the two values Thus the rate of degradation of AH2 is faster at a lower concentration on
exposure to the same intensity of light This may be due to a relatively greater number of
photons available for excitation of the molecule at lower concentration compared to that
at a higher concentration The AH2 concentrations of creams used in this study are within
the range (1ndash15) reported by previous workers for topical applications to skin (Kaplan
et al 1989 Traikovich et al 1999 Nusgens et al 2001 Matsubayashi et al 2003
Espinal-Perez et al 2004 Sauermann et al 2004 Lin et al 2005 Heber et al 2006)
57 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The values of kobs for the photodegradation of AH2 (2) in various cream
formulations are reported in Table 13 The first-order plots for the photodegradation of
AH2 at pH 4ndash7 in various cream formulations are shown in Fig 10ndash12 The plots of kobs
against carbon chain length of the emulsifying agents are shown in Fig 13 They indicate
that the photodegradation of AH2 is affected by the emulsifying agent in the order
myristic acid gt stearic acid gt palmitic acid
These acids possess a polar character (Yao et al 2009) and the carbon chain of the acid
may play a part in the photostability of AH2 However the results indicate that in the
presence of palmitic acid AH2 exhibits greater stability as indicated by the plots of kobs
versus the carbon chain length of the emulsifying agents (Fig 13) This could be
predominantly due to the interaction of AH2 with palmitic acid in the cream to impart it
greater stability Ascorbic acid-6-palmitate is known to be an antioxidant in cosmetic
preparations (Lee et al 2009) and food products (Doores 2002)
In view of the above observations it may be suggested that the photodegradation
of AH2 could involve a polar semiquinone intermediate (Johnston et al 2007) which
89
Table 13 First-order rate constants (kobs) for the photodegradation of ascorbic acid in
cream formulations
kobs times 103 (min
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 044
(0992)
064
(0994)
100
(0995)
126
(0995)
2 042
(0992)
060
(0991)
095
(0992)
120
(0995)
3 047
(0993)
069
(0993)
107
(0991)
137
(0995)
4 056
(0993)
072
(0992)
104
(0994)
131
(0993)
5 050
(0991)
067
(0992)
097
(0991)
124
(0992)
6 061
(0992)
079
(0993)
113
(0992)
140
(0994)
7 060
(0992)
071
(0993)
108
(0994)
133
(0992)
8 053
(0991)
062
(0992)
099
(0994)
126
(0993)
9 065
(0991)
081
(0996)
117
(0993)
142
(0995)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental conditions
including light intensity
The estimated error is plusmn5
90
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
1
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
2
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 10 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
91
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
4
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
5
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 11 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
92
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
7
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
8
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 12 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
93
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (m
inndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (
min
ndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
Carbon chain length
ko
bs times
10
3 (
min
ndash1)
7-9
Fig 13 Plots of kobs for photodegradation of ascorbic acid in creams (1ndash9) against carbon
chain length of emulsifier () Stearic acid () palmitic acid () myristic acid
Humectant used glycerin (1ndash3) propylene glycol (4ndash6) ethylene glycol (7ndash9)
94
depending on the polar character of the medium undergoes oxidation with varying rates
This is similar to the behavior of the photolysis of riboflavin analogs which is dependent
on the polar character of the medium (Ahmad and Tollin 1981) The effect of carbon
chain length on the transdermal delivery of an active ingredient has been discussed (Lu
and Flynn 2009)
58 EFFECT OF VISCOSITY
The plots of rates of AH2 degradation in cream formulations (Table 13) as a
function of carbon chain length (Fig 13) indicate that the rates vary with the humectant
and hence the viscosity of the medium in the order
ethylene glycol gt propylene glycol gt glycerin
This is in agreement with the rate of photolysis of AH2 in organic solvents that
higher the viscosity of the medium lower the rate of photolysis Thus apart from the
carbon chain length of the emulsifier viscosity of the humectant added to the cream
formulation appears to play an important part in the stability of AH2 The stabilizing
effect of viscosity imparting substances on AH2 solutions has been reported (Stone 1969
Kassem et al 1969ab)
59 EFFECT OF pH
The kobsndashpH profiles for the photodegradation of AH2 in various creams (1ndash9) at
pH 4ndash7 (Fig 14) represent a sigmoid type curve indicating the oxidation of the ionized
form (AHndash) of AH2 (pKa 41) (OrsquoNeil 2001) with pH The AH
ndash species appears to be
more susceptible to photooxidation than the non-ionized form (AH2) The behavior of
AH2 on photooxidation in the pH range 4ndash7 is similar to that observed for the chemical
oxidation of AH2 by molecular oxygen (DeRitter 1982) and involves the interaction of
95
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
04
06
08
10
12
14
kob
s times
10
3 (m
inndash
1)
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
04
06
08
10
12
14
ko
bs times
10
3 (
min
ndash1)
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
04
06
08
10
12
14
30 40 50 60 70
pH
ko
bs
times 1
03
(min
ndash1)
Fig 14 The kobsndashpH profiles for the photodegradation of ascorbic acid in creams (1ndash9)
Glycerin
Propylene glycol
Ethylene glycol
96
AH2 with singlet oxygen on UV irradiation (Silva and Quina 2006) The AHndash species
(predominant in the pH range 42ndash70 557ndash999) is more reactive towards singlet
oxygen than its protonated form the AH2 molecule as suggested by Bisby et al (1999)
and therefore the rate of photooxidation is higher in the pH range above 41
corresponding to the pKa1 of AH2 The major goal of a ratendashpH profile is to determine
the optimum pH range for a particular formulation Several workers have studied the
ratendashpH profiles of the chemical oxidation of AH2 in the pH range 2ndash7 (Garrett 1967
Taqui Khan and Martell 1967 Rogers and Yacomeni 1971 Blaugh and Hajratwala
1972 DeRitter 1982 Moura et al 1994) however the kinetics of photooxidation of
AH2 in cream formulations has so far not been reported
510 EFFECT OF REDOX POTENTIAL
The photooxidation of AH2 is also influenced by its redox potential which varies
with pH The greater photostability of AH2 at pH 5ndash6 compared to that at pH 7 and above
is due to its lower rate of oxidationndashreduction in this range (Eordm pH 50 = +0127 V)
(OrsquoNeil 2001) The increase in the rate of photooxidation with pH is due to a
corresponding increase in the redox potential (Eordm pH 70 = +0058 V) (Fasman 1976) of
AH2 and is similar to the photolysis behavior of riboflavin at pH 5ndash6 (Eordm pH 50 = ndash0117
V) (Sinko 2006) compared to that at pH 70 (Eordm pH 70 = ndash 0207 V) (Ahmad et al
2004a Sinko 2006) Since the ionization as well as the redox potentials of AH2 are a
function of pH the rate of photooxidation depends upon the specific species present and
its redox behavior at a particular pH
97
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE OXIDATION OF
ASCORBIC ACID
A reaction scheme based on general photochemical principles for the important
reactions involved in the photooxidation of ascorbic acid is presented below
0AH2 hv k1
1AH2 (51)
1AH2 k2 Products (52)
1AH2 isc k3
3AH2 (53)
3AH2 k4 Products (54)
0AH
ndash hv k5
1AH
ndash (55)
1AH
ndash k6 Products (56)
1AH
ndash k7
3AH
ndash (57)
3AH
ndash k8 Products (58)
3AH
ndash +
0AH2 k9 AH٠
ndash + AH٠ (59)
2 AH٠ k10 A + AH2 (510)
3AH2 +
3O2 k11
0AH2 +
1O2 (511)
AHndash +
1O2 k12
3AH
ndash +
3O2 (512)
AH٠ + 1O2 k13 AHOO٠ (513)
AHOO٠ k14 A + HO2٠ (514)
AHOO٠ + 0AH2 k15 AH٠ + AHOOH (515)
AHOOH k16 secondary reaction
A + H2O2 (516)
According to this reaction scheme the ground state ascorbic acid species (0AH2
0AH
ndash) each is excited to the lowest singlet state (
1AH2
1AH
ndash) by the absorption of a
quantum of UV light (51 55) These excited states may directly be converted to
98
photoproducts (52 56) or may undergo intersystem crossing (isc) to form the excited
triplet states (53 57) The excited triplet states may then degrade to the photoproducts
(54 58) The monoascorbate triplet (3AH
ndash) may react with the ground state ascorbic
acid to form a monoascorbate radical anion (AH٠ndash) and a monoascorbate radical (AH٠)
(59) Two AH٠ radical species may lead to the formation of an oxidized (A) and a
reduced ascorbic acid molecule (AH2) (510) Ascorbic acid triplet (3AH2) may react with
molecular oxygen (3O2) to yield singlet oxygen (
1O2) (511) which may then react with
monoascorbate anion (AHndash) to form the excited triplet state (
3AH
ndash) (512) or with
monoascorbate radical to form a peroxyl radical (AHOO٠) (513) The peroxyl radical
may yield dehydroascorbic acid (A) (514) or react with ground state ascorbic acid to
give monoascorbate radical and a reduced species AHOOH (515) The reduced species
may give rise to dehydroascorbic acid and hydrogen peroxide (516)
512 DEGRADATION OF ASCORBIC ACID IN THE DARK
In view of the instability of AH2 and to observe its degradation in the dark the
creams were stored in airtight containers at room temperature in a cupboard for a period
of about 3 months and assayed for AH2 content at appropriate intervals The analytical
data (Table 14) were subjected to kinetic treatment (Fig 15ndash17) and the apparent first-
order rate constants for the degradation of AH2 were determined (Table 15) The values
of the rate constants indicate that the degradation of AH2 in the dark is about 70 times
slower than those of the creams exposed to UV irradiation (Table 13) The degradation of
AH2 in creams in the dark is due to chemical oxidation (Section 132) and occurs in the
order of emulsifying agents (Fig 18)
myristic acid gt stearic acid gt palmitic acid
99
Table 14 Degradation of ascorbic acid in the dark in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) pHa 40 50 60 70
0 383 382 384 383
10 354 340 313 278
20 309 306 279 245
40 244 209 183 161
60 172 166 131 105
1
80 145 114 81 61
0 380 383 382 379
10 360 343 350 335
20 322 310 301 294
40 266 250 211 186
60 233 211 168 142
2
80 182 153 114 89
0 384 376 381 385
10 368 350 340 318
20 318 273 273 266
40 223 199 172 155
60 174 132 117 84
3
80 122 97 66 54
100
Table 14 continued
0 377 378 386 372
10 350 334 334 318
20 314 268 256 244
40 238 208 182 136
60 179 155 107 94
4
80 128 101 79 59
0 381 367 372 373
10 350 293 300 320
20 299 266 270 263
40 220 191 192 184
60 183 153 139 129
5
80 149 115 87 76
0 376 386 380 377
10 312 320 314 251
20 255 282 226 199
40 175 194 159 131
60 139 128 99 74
6
80 102 81 55 41
101
Table 14 continued
0 380 372 378 380
10 323 330 333 323
20 288 273 276 224
40 212 174 182 146
60 152 133 108 83
7
80 100 82 66 56
0 380 381 378 361
10 333 320 310 310
20 281 266 260 257
40 230 189 171 177
60 156 148 128 111
8
80 123 96 78 66
0 378 382 370 375
10 313 295 281 300
20 256 247 257 203
40 194 178 151 133
60 119 114 88 74
9
80 88 68 49 39
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
102
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
1
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
2
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 15 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
103
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
4
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
5
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 16 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
104
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
7
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
8
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 17 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Palmitic acid
Myristic acid
Stearic acid
105
Table 15 First-order rate constants (kobs) for the degradation of ascorbic acid in cream
formulations in the dark
kobs times 102 (day
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 128
(0991)
152
(0994)
191
(0995)
220
(0994)
2 091
(0992)
110
(0991)
152
(0993)
182
(0992)
3 148
(0991)
176
(0995)
220
(0993)
254
(0995)
4 137
(0992)
161
(0993)
205
(0994)
236
(0995)
5 121
(0991)
141
(0994)
175
(0993)
195
(0993)
6 162
(0992)
194
(0995)
237
(0994)
265
(0994)
7 164
(0994)
189
(0994)
222
(0993)
246
(0996)
8 143
(0994)
167
(0995)
193
(0996)
212
(0993)
9 184
(0995)
208
(0994)
251
(0992)
280
(0996)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental
conditions
The estimated error is plusmn5
106
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (d
ayndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (
da
yndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
10
20
30
12 14 16 18
Carbon chain length
k times
10
2 (
da
yndash1)
7-9
Fig 18 Plots of kobs for degradation of ascorbic acid in the dark in creams (1ndash9) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid Humectant used glycerin (1ndash3) propylene glycol (4ndash6)
ethylene glycol (7ndash9)
107
Although it is logical to expect a linear relationship between the rate of degradation and
the carbon chain length of the emulsifier due to its polar character (Yao et al 2009) it
has not been observed in the present case The reason for the slowest rate of degradation
of AH2 in the presence of palmitic acid appears to be due to the interaction of AH2 with
palmitic acid (Lee et al 2009) as explained in Section 57
The degradation of AH2 also appears to be affected by the viscosity of the cream
in the order of humectant (Fig 19)
ethylene glycol gt propylene glycol gt glycerin
Thus the presence of glycerin imparts the most stabilizing effect on the degradation of
AH2 This is the same order as observed in the case of photodegradation of AH2 in the
creams The airtight containers used for the storage of creams make the access of air to
the creams difficult to cause chemical oxidation of AH2 However it has been observed
that the degradation of AH2 is highest in the upper layer of the creams compared to that
of the middle and the bottom layers Therefore the creams were thoroughly mixed before
sampling for the assay of AH2 However the scattering in kinetic plots (Fig 15ndash17) is
due to non-uniform distribution of AH2 in degraded creams
The effect of pH on the degradation of AH2 in the creams (Fig 19) shows that the
degradation increases with an increase in pH as observed in the case of photodegradation
of AH2 in the creams This is due to an increase in the ionization and redox potential of
AH2 with pH causing greater oxidation of the molecule and has been discussed in
Sections 59 and 510
108
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
00
10
20
30
k times
10
2 (d
ayndash
1)
Glycerin
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
00
10
20
30
k times
10
2 (
da
yndash1)
Propylene glycol
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
00
10
20
30
30 40 50 60 70
pH
k times
10
2 (d
ayndash
1)
Ethylene glycol
Fig 19 The kobsndashpH profiles for the degradation of ascorbic acid in the dark in creams
(1ndash9)
CHAPTER VI
PHOTOCHEMICAL INTERACTION
OF ASCORBIC ACID WITH
RIBOFLAVIN NICOTINAMIDE
AND ALPHA-TOCOPHEROL IN
CREAM FORMULATIONS
110
61 INTRODUCTION
It is now medically recognized that sagging skin and other signs of degenerative
skin conditions such as wrinkles and age spots are caused primarily by oxy-radical
damage Ascorbic acid can accelerate wound healing protect fatty tissues from oxidative
damage and play an integral role collagen synthesis (Zhang et al 1999) It is used in
cosmetic preparations for its anti-aging depigmentation and antioxidant properties
(Spiclin 2003 Ehrlich et al 2006) It is also used in combination with other vitamins
such as alpha-tocopherol as a co-antioxidant to stabilize cosmetic preparations (Eberlein-
Koumlnig and Ring 2005 Bissett 2006 Murray 2008) Ascorbic acid in the presence of air
or light is known to interact with alpha-tocopherol (Packer et al 2002 Johnston et al
2007) riboflavin (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Kim et al 1993 Jung et al 1995 De La Rochette et al 2000 2003 Lavoie et al
2004 Vaid et al 2005 Ahmad and Vaid 2006 Silva and Quina 2006) and
nicotinamide (Bailey et al 1945 Werner et al 1949 Guttman and Brooke 1963
DeRitter 1982) The present work involves a study of the effect of alpha-tocopherol
riboflavin and nicotinamide on the photostability of ascorbic acid in cream formulations
to observe whether the interaction in these formulations leads to the stabilization of
ascorbic acid The chemical structures of nicotinamide (NA) alpha-tocopherol (TP)
riboflavin (RF) formylmethylflavin (FMF) and lumichrome (LC) are shown in Fig 20
The details of the cream formulations used in this study are given in Table 16
The results obtained on the photodegradation of ascorbic acid in cream formulations are
discussed in the following sections
111
Riboflavin
N
N
NH
N
CH2
CH
C OHH
CH OH
CH2OH
N
N
NH
N
CH2
CHO
Formylmethylflavin
N
N
NH
HN
Lumichrome
OH
N
NH2
O
Nicotinamide
O CH3
CH3
CH3
HO
H3C
CH3 CH3 CH3
CH3
Alpha-Tocopherol
O
O
H3C
H3C
H3C
H3C
O
O
H3C
H3C
O
O
Fig 20 Chemical structures of alpha-tocopherol nicotinamide riboflavin
formylmethylflavin and lumichrome
112
Table 16 Composition of cream formulations containing ascorbic acid (2) and other
vitamins
Ingredients Cream
No SA PA MA CA GL AH2 RFa NA
b TP
c PH DW
10 a + minus minus + + + a minus minus + +
b + minus minus + + + b minus minus + +
c + minus minus + + + c minus minus + +
d + minus minus + + + d minus minus + +
e + minus minus + + + e minus minus + +
11 a minus + minus + + + a minus minus + +
b minus + minus + + + b minus minus + +
c minus + minus + + + c minus minus + +
d minus + minus + + + d minus minus + +
e minus + minus + + + e minus minus + +
12 a minus minus + + + + a minus minus + +
b minus minus + + + + b minus minus + +
c minus minus + + + + c minus minus + +
d minus minus + + + + d minus minus + +
e minus minus + + + + e minus minus + +
13 a + minus minus + + + minus a minus + +
b + minus minus + + + minus b minus + +
c + minus minus + + + minus c minus + +
d + minus minus + + + minus d minus + +
e + minus minus + + + minus e minus + +
14 a minus + minus + + + minus a minus + +
b minus + minus + + + minus b minus + +
c minus + minus + + + minus c minus + +
d minus + minus + + + minus d minus + +
e minus + minus + + + minus e minus + +
113
Table 16 continued
15 a minus minus + + + + minus a minus + +
b minus minus + + + + minus b minus + +
c minus minus + + + + minus c minus + +
d minus minus + + + + minus d minus + +
e minus minus + + + + minus e minus + +
16 a + minus minus + + + minus minus a + +
b + minus minus + + + minus minus b + +
c + minus minus + + + minus minus c + +
d + minus minus + + + minus minus d + +
e + minus minus + + + minus minus e + +
17 a minus + minus + + + minus minus a + +
b minus + minus + + + minus minus b + +
c minus + minus + + + minus minus c + +
d minus + minus + + + minus minus d + +
e minus + minus + + + minus minus e + +
18 a minus minus + + + + minus minus a + +
b minus minus + + + + minus minus b + +
c minus minus + + + + minus minus c + +
d minus minus + + + + minus minus d + +
e minus minus + + + + minus minus e + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PH = potassium hydroxide DW = distilled water
RF = riboflavin NA = nicotinamide TP = alpha-tocopherol
a RF(g ) a = 0002 b = 0004 c = 0006 d = 0008 e = 0010
b NA (g ) a = 028 b = 056 c = 084 d = 112 e = 140
c TP (g ) a = 017 b = 034 c = 052 d = 069 e = 086
The molar concentrations of these vitamins are given in Section 421
114
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED CREAMS
A typical set of the absorption spectra of the methanolic extracts (pH 20) of the
freshly prepared and photolysed creams containing AH2 and TP is shown in Fig 21 AH2
in acidified methanol exhibits absorption maximum at 245 nm (Zeng et al 2005) as
observed in Fig 21 The absorption due to TP at 284 nm (Moffat et al 2004) was
cancelled by using an appropriate blank containing an equivalent concentration of TP
The gradual decrease in absorption at around 245 nm during UV irradiation indicates the
transformation of AH2 to DHA which does not absorb in this region (Davies et al 1991)
as a result of the loss of C3=C2 chromophore Similar spectral changes around 245 nm are
observed in the presence of RF and NA which also strongly absorb in this region A
decrease in the absorption of AH2 around 266 nm in aqueous solution (pH 60) in the
presence of RF has been reported (Vaid et al 2005) The spectral changes and loss of
absorbance in methanolic extracts of creams depends on the rate of photolysis of AH2 in
the presence of these vitamins
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER VITAMINS
The UV irradiation of AH2 in cream formulations (pH 60) in the presence of RF
NA and TP results in the degradation of AH2 and RF and the following photoproducts
have been identified on comparison of their RF values and spot color fluorescence with
those of the authentic compounds
AH2 DHA
RF FMF LC CMF
In the TLC systems used NA and TP did not show the formation of any
degradation product in creams
115
Fig 21 UV absorption spectra of methanolic extracts of photodegraded ascorbic acid in
cream at 0 60 120 180 300 and 480 min
116
The formation of DHA in the photooxidation of AH2 has previously been reported by
many workers (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Rozanowska et al 1997 Lavoie et al 2004 Vaid et al 2006) RF is sensitive to light in
aqueous solutions (DeRitter 1982 British Pharmacopoeia 2009 Sweetman 2009) and is
known to form a number of products under aerobic conditions (Treadwell et al 1968
Cairns and Metzler 1971 Schuman Jorns et al 1975 Ahmad and Rapson 1990 Ahmad
and Vaid 2006 Ahmad et al 2004ab 2005 2008 Vaid et al 2006) It has been found
to degrade on UV irradiation in cream formulations to give FMF LC and CMF and these
products have been reported in the photolysis of RF by the workers cited above The
formation of these products may be affected by the interaction of AH2 and RF in creams
(Section 66) NA and TP individually did not appear to form any photoproduct of their
own directly or on interaction with AH2 in creams and may influence the degradation of
AH2 on UV irradiation
64 ASSAY METHOD
In view of the presence of RF (absorption maxima 223 267 373 and 444 nm)
(British Pharmacopoeia 2009) NA (absorption maximum 261 nm) (Moffat et al 2004)
and TP (absorption maximum 284 nm) (Moffat et al 2004) in the cream formulations
and the interference of these vitamins with the absorption of AH2 (absorption maximum
265 nm) (Davies et al 1991) the direct spectrophotometric method cannot be applied for
the determination of AH2 Therefore the iodimetric method (British Pharmacopoeia
2009) was used to determine AH2 in cream formulations The method was validated in
the presence of RF NA and TP before its application to the determination of AH2 in
photodegraded creams The reproducibility of the method has been confirmed by the
117
assay of known concentrations of AH2 in the range present in photodegraded creams The
recovery of AH2 in the creams has been found to be in the range 90ndash96 The values of
RSD indicate that the precision of the method is within plusmn5 (Table 17) and it can be
applied to study the kinetics of AH2 photolysis in cream formulations The assay data on
AH2 in various cream formulations are given in Table 18
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC ACID
Several chemical and physical factors play a role in the photodegradation of AH2
in the presence of other vitamins (RF NA TP) and affect the rate of its degradation in
cream formulations The present work involves the study of photodegradation of AH2 in
cream formulations containing glycerin as humectant as AH2 has been found to be most
stable in these creams (Chapter 5) The apparent first-order rate constants (kobs) for the
photodegradation of AH2 in the presence of other vitamins in cream formulations
derived from the kinetic plots (Fig 22ndash24) are reported in Table 19 The second-order
rate constants (correlation coefficients 0991ndash0996) determined from the slopes of the
graphs of kobs versus vitamin concentration for the individual vitamins (Fig 25) and the
values of k0 determined from the intercept on the vertical axis at zero concentration are
reported in Table 20 The values of k0 give an indication of the effect of other vitamins on
the rate of degradation of AH2 These values are about 13 times lower than the values of
kobs obtained at the highest concentrations of RF and NA indicating that RF and NA both
accelerate the photodegradation of AH2 in creams RF is known to act as a
photosensitizer for the degradation of AH2 (Section 66) and therefore its presence in
creams would accelerate the degradation of AH2 The increase in the rate of
photodegradation of AH2 in the presence of NA has not previously been reported NA
118
Table 17 Recovery of ascorbic acid in cream formulations in the presence of other
vitamins by iodimetric methoda
Cream
Formulationb
Added
(mg )
Found
(mg )
Recovery
()
RSD
()
10e (RF) 400
200
373
187
933
935
29
22
11e (RF) 400
200
379
187
948
935
25
31
12e (RF) 400
200
375
188
938
940
29
28
13e (NA) 400
200
382
191
955
955
23
27
14e (NA) 400
200
380
185
950
925
19
26
15e (NA) 400
200
379
191
948
955
21
17
16e (TP) 400
200
368
183
920
915
29
44
17e (TP) 400
200
391
195
978
975
11
13
18e (TP) 400
200
377
182
943
910
32
37
a Values expressed as a mean of three to five determinations
b The cream formulations represent all the emulsifiers (stearic acid palmitic acid
myristic acid) to observe the efficiency of iodimetric method for the recovery of
ascorbic acid in presence of the highest concentration of vitamins (Table 16)
119
Table 18 Photodegradation of ascorbic acid in cream formulations in the presence of
other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b C d e
0 373 372 374 372 375
60 362 354 354 360 359
150 342 336 336 332 334
240 315 314 308 310 302
10 (RF)
330 301 291 288 281 282
0 380 379 376 374 374
60 370 366 362 362 361
150 343 337 340 332 328
240 329 323 320 313 310
11 (RF)
330 307 301 294 288 282
0 379 380 375 372 376
60 362 366 361 351 342
150 341 335 319 307 312
240 310 306 295 284 282
12 (RF)
330 285 278 263 254 243
120
Table 18 continued
0 372 370 371 368 365
60 361 358 348 350 349
120 342 343 329 326 330
180 327 325 319 312 308
240 317 309 299 289 285
13 (NA)
300 299 291 283 278 273
0 386 380 375 378 370
60 371 362 365 362 355
120 359 351 343 339 336
200 341 332 325 316 311
14 (NA)
300 313 303 296 294 280
0 375 371 374 370 366
60 362 356 352 352 345
120 343 332 336 326 314
200 323 315 311 295 293
15 (NA)
300 293 283 275 270 259
121
Table 18 continued
0 380 378 380 377 377
60 362 365 369 369 371
120 351 352 360 360 364
180 340 346 349 353 355
240 331 334 343 343 346
16 (TP)
300 320 323 330 332 337
0 383 380 378 380 377
60 372 371 372 373 370
120 363 360 361 366 365
180 348 348 350 356 355
240 341 343 343 348 348
17 (TP)
300 330 332 336 339 341
0 380 383 377 375 373
60 364 370 366 367 366
120 352 356 351 352 351
180 334 338 339 343 342
240 324 328 324 332 330
18 (TP)
300 307 315 317 318 322
122
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
10
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
11
ab
c
de
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
12
Fig 22 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing riboflavin (a) 0002 (b) 0004 (c) 0006 (d) 0008
(e) 0010
Stearic acid
Palmitic acid
Myristic acid
123
abcde
13
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
13
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
14
abcde
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
15
Fig 23 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing nicotinamide (a) 028 (b) 056 (c) 084 (d) 112 (e) 140
Stearic acid
Palmitic acid
Myristic acid
124
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
16
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
17
abcde
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
18
Fig 24 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing alpha-tocopherol (a) 017 (b) 034 (c) 052 (d) 069
(e) 086
Stearic acid
Myristic acid
Palmitic acid
125
Table 19 First-order rate constants (kobs) for the photodegradation of ascorbic acid in the
presence of other vitamins in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulationd
Other
vitaminc
a b C d e
10 RF 068
(0991)
073
(0996)
079
(0995)
085
(0992)
089
(0995)
11 RF 065
(0992)
070
(0992)
073
(0994)
080
(0995)
086
(0993)
12 RF 087
(0993)
096
(0995)
109
(0993)
116
(0994)
127
(0992)
13 NA 073
(0993)
081
(0992)
088
(0994)
096
(0994)
101
(0993)
14 NA 069
(0992)
074
(0992)
080
(0991)
086
(0995)
094
(0995)
15 NA 083
(0994)
090
(0993)
101
(0993)
109
(0994)
115
(0995)
16 TP 055
(0991)
051
(0994)
046
(0994)
042
(0993)
038
(0991)
17 TP 050
(0995)
045
(0993)
041
(0992)
038
(0995)
034
(0994)
18 TP 070
(0996)
066
(0996)
060
(0994)
055
(0993)
051
(0993)
a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Vitamin concentrations (andashe) are as given in Table 16
d All the creams contain glycerin as humectant
The estimated error is plusmn5
126
00
05
10
15
00 10 20 30
Riboflavin concentration (M times 104)
kob
s times
10
3 (
min
ndash1)
10-12
00
05
10
15
00 20 40 60 80 100 120
Nicotinamide concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
13-15
00
02
04
06
08
00 04 08 12 16 20
Alpha-Tocopherol concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
16-18
Fig 25 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against individual vitamin concentration in cream formulations (10ndash18)
127
Table 20 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of other vitamins and second-order rate constants (k) for the
photochemical interaction of ascorbic acid with RF NA and TP
Cream
formulation
Other
vitamin
k0 times 103
(minndash1
)
k
(Mndash1
minndash1
)
Correlation
coefficient
10 RF 062 102 0994
11 RF 059 097 0992
12 RF 077 189 0995
13 NA 066 032 times 10ndash2
0995
14 NA 062 027 times 10ndash2
0993
15 NA 074 037 times 10ndash2
0994
16 TP 059 110 times 10ndash2b
0996
17 TP 053 096 times 10ndash2b
0992
18 TP 075 123 times 10ndash2b
0994
a
The variations in the values of k0 are due to the degradation of AH2 in the presence of
different emulsifying agents in cream formulations
b Values for the inhibition of photodegradation of AH2
128
forms a complex with AH2 (Section 67) and may also act as a photosensitizer for AH2 by
energy transfer in the excited state on UV irradiation The absorption maximum of NA
(261 nm) (Moffat et al 2004) is very close to that of AH2 (265 nm) (Davies et al 1991)
and the possibility of energy transfer in the excited state (Moore 2004) is greater leading
to the photodegradation of AH2
The value of k0 is about 13 times greater than the values of kobs obtained for the
degradation of AH2 in the presence of the highest concentrations of TP in the creams
This indicates that TP has a stabilising effect on the photodegradation of AH2 in the
cream formulations This is in agreement with the view that the TP acts as a redox partner
with AH2 to retard its oxidation (Wille 2005) Thus among the three vitamins studied
only TP appears to have a stabilising effect on photodegradation of AH2 The
photochemical interaction of individual vitamins with AH2 is discussed below
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID
The interaction of RF with the ascorbate ion (AHndash) may be represented by the
following reactions proposed by Silva and Quina (2006)
RF rarr 1RF (61)
1RF rarr
3RF (62)
3RF + AH
ndash rarr RF
ndashmiddot + AHmiddot (63)
AHmiddot + O2 rarr A + HO2middot (64)
HO2middot + AHndash rarr H2O2 + AHmiddot (65)
RF on the absorption of a quantum of light is promoted to the excited singlet state (1RF)
(61) 1RF may undergo intersystem crossing (isc) to form the excited triplet state (
3RF)
(62) The excited triplet state may react with the ascorbate ion to generate the ascorbyl
hv
isc
129
radical (AH) (63) (Kim et al 1993) The ascorbyl radical reacts with oxygen to give
dehydroascorbic acid (A) and peroxyl radical (HO2) (64) This radical may interact with
ascorbate ion to generate further ascorbyl radicals (65) These radicals may again take
part in the sequence of reactions to form A The role of RF in this reaction is to act as a
photosensitiser in the oxidation of ascorbic acid to A Ascorbic acid is reported to protect
riboflavin in milk under the influence of light by reacting with singlet oxygen (Hall et al
2009) (Section 511)
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC ACID
NA is known to form a 11 complex with ascorbic acid (Guttman and Brooke
1963 OrsquoNeil 2001 Doores 2002) The complexation of NA and AH2 may result from
the donor-acceptor interaction between AH2 (donor) and NA (acceptor) as observed in
the case of tryptophan and NA (Florence and Attwood 2006) In the presence of light the
interaction may cause reduction of NA (NAH) to form the ascorbyl radical (AH) ((66)-
(68)) which is oxidized to dehydroascorbic acid (A) (69) The NAH may be oxidized to
NA and H2O2 (610)
NA rarr 1NA (66)
1NA rarr
3NA (67)
3NA + AH2 rarr NAH + AHmiddot (68)
2 AH٠ rarr A + AH2 (69)
NAH + O2 rarr NA + H2O2 (610)
The proposed reactions suggest that on photochemical interaction AH2 undergoes
photosensitised oxidation in the presence of NA indicating that the photostability of
ascorbic acid is affected by NA
isc
130
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH ASCORBIC ACID
TP is an unstable compound and its oxidation by air results in the formation of an
epoxide which than produces a quinone that is inactive (Connors et al 1986) TP is
destroyed by sun light and artificial light containing the wavelengths in the UV region
(Ball 2006) It interacts with other antioxidants such as ascorbic acid (AH2) according to
the following reactions
TPndashO + AH2 rarr TP + AHmiddot (611)
2 AHmiddot rarr A + AH2 (612)
TP + AHmiddot rarr TPndashO + AH2 (613)
The tocopheroxyl radical (TPndashO) reacts with AH2 to regenerate TP and form the
ascorbyl radical (AHmiddot) (611) This radical undergoes further reactions as described in
equations (64) and (65) (Traber 2007) It may also disproportionate back to A and AH2
(612) TP reacts with AHmiddot to produce again the TPndashO radical and AH2 Thus in the
presence of light TP leads to the oxidation of AH2 which is ultimately regenerated in the
reaction (Davies et al 1991) Ascorbic acid has the ability to act as a co-antioxidant with
the TPndashO to regenerate TP (Packer et al 1979 2002) In this manner AH2 and TP act
synergistically to function in a redox cycle and AH2 is stabilized in the cream
formulations and microemulsions (Rozman and Gasperlin 2007 Rozman et al 2009)
69 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The graphs of kobs for the photodegradation of AH2 in the presence of RF NA and
TP versus the carbon chain length of emulsifying agents are shown in Fig 26 It appears
that the photodegradation of AH2 in the presence of all the three vitamins in the creams
lies in the order
131
Fig 26 Plots of k for photodegradation of ascorbic acid in creams (10ndash18) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid
00
05
10
15
20
25
k
(Mndash
1 m
inndash
1)
00
05
10
15
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 m
inndash
1)
132
myristic acid gt stearic acid gt palmitic acid
The same order of emulsifying agents has been observed in the absence of the
added vitamins (Section 57) The polar character of these acids (Yao et al 2009) on the
basis of their carbon chain length may play a part in the photostability of AH2 The
greater stability of AH2 in creams in the presence of palmitic acid (Fig 26) may be due to
the interaction of AH2 with palmitic acid as discussed in Section 57 Ascorbic acid-6-
palmitate is known to be an antioxidant in cosmetic preparations (Lee et al 2009) and
food products (Doores 2002)
610 EFFECT OF VISCOSITY OF CREAMS
The plots of kobs for the degradation of AH2 in the presence of the highest
concentration of vitamins versus reciprocal of the viscosity of creams (Table 21) are
linear (Fig 27) and indicate that the increase in cream viscosity leads to a decrease in the
rate of degradation of AH2 The slopes of the plots indicate the effect of viscosity on the
interaction of AH2 with other vitamins in the order
riboflavin gt nicotinamide gt alpha-tocopherol
The relatively slow rate of degradation of AH2 in creams containing palmitic acid may be
due to the interaction of AH2 with the vitamins as well as palmitic acid (Lee et al 2009)
Thus viscosity is an important factor in the stability of AH2 in cream formulations and
may affect its rate of interaction with other vitamins It has been suggested that an
increase in the viscosity of the medium makes access to air at the surface more difficult to
prevent the oxidation of a drug (Wallwork and Grant 1977) This is in agreement with
the photolysis of AH2 in aqueous and organic solvents cream formulations (Chapter 5)
and aerobic oxidation of Ah2 in syrups (Blaug and Hajratwala 1972)
133
Table 21 Average viscosity of cream formulations containing different emulsifying
agents and glycerin as humectant (25 plusmn 1 ordmC) and the photodegradation rate
constants of AH2
Cream No Emulsifying
agent
Viscosityab
(mPa s)
kobs times 103c
10 (RF)
13 (NA)
16 (TP)
Stearic acid 9000 089
101
038
11 (RF)
14 (NA)
17 (TP)
Palmitic acid 8600 086
094
034
12 (RF)
15 (NA)
18 (TP)
Myristic acid 7200 127
115
051
a plusmn10
b Average viscosity of creams containing the individual vitamins (RF NA TP)
c The values have been obtained in the presence of highest concentration of the
vitamins
134
00
05
10
15
20
25
30
100 110 120 130 140
Viscosity (mPa s)ndash1
times 103
kob
s (m
inndash1)
Fig 27 Plots of kobs in the presence of highest concentration of vitamins versus
reciprocal of the viscosity of creams () riboflavin
( ) nicotinamide (- - -- - -) alpha-tocopherol
135
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE OF OTHER
VITAMINS IN THE DARK
In order to observe the effect of riboflavin nicotinamide and alpha-tocopherol on
the degradation of AH2 in the creams stored in the dark the AH2 contents of the creams
were assayed at appropriate intervals (Table 22) The apparent first-order rate constants
determined from the kinetic plots (Fig 28) for the degradation of AH2 in the presence of
the highest concentrations of the individual vitamins in cream formulations (10ndash18) are
reported in Table 23 These rate constants indicate that the overall degradation of AH2 in
the presence of the highest concentration of the individual vitamins (RF NA and TP) is
about 70 times slower than that obtained on the exposure of creams to UV irradiation
This decrease in the rate of degradation of AH2 in the creams is the same as observed in
the case of AH2 alone In the absence of light the degradation of AH2 occurs due to
chemical oxidation (Section 132) and does not appear to be affected by the presence of
riboflavin and nicotinamide as indicated by the comparisons of the values of kobs in the
presence and absence of these vitamins (Table 15 and 23) In the presence of alpha-
tocopherol the degradation is slower than that in the presence of riboflavin and
nicotinamide This may be due to some interaction of AH2 and alpha-tocopherol causing
stabilisation of AH2 in the creams
As observed in the case of AH2 degradation alone in creams in the dark the AH2
degradation in the presence of the highest concentrations of other vitamins also occurs in
the same order of emulsifying agents (Fig 29)
myristic acid gt stearic acid gt palmitic acid
136
Table 22 Degradation of ascorbic acid in cream formulations in the dark in presence of
highest concentration of other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No Time (days) 0 10 20 40 60 80
10e (RF) 375 285 233 171 110 69
11e (RF) 374 341 281 221 148 113
12e (RF) 372 259 203 130 89 59
13e (NA) 365 330 255 187 126 81
14e (NA) 370 321 289 219 159 109
15e (NA) 366 289 249 159 110 63
16e (TP) 377 359 321 261 211 159
17e (TP) 377 366 333 275 228 191
18e (TP) 373 361 304 252 200 167
137
02
07
12
17lo
g c
on
cen
tra
tio
n (
mg
)
10-12Riboflavin
02
07
12
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
13-15Nicotinamide
10
12
14
16
18
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
16-18Alpha-Tocopherol
Fig 28 First-order plots for the degradation of ascorbic acid in the dark in presence of
other vitamins using the emulsifying agents (minusminusminusminus) Stearic acid
(minus minusminus minus) palmitic acid (----) myristic acid
138
Table 23 First-order rate constants (kobs) for the degradation of ascorbic acid in presence
of other vitamins in cream formulations in the dark
Cream
formulation
Other
vitaminc
kobs times 102
(dayndash1
)ab
10e RF 204
(0995)
11e RF 156
(0992)
12e RF 222
(0992)
13e NA 189
(0995)
14e NA 151
(0993)
15e NA 214
(0995)
16e TP 100
(0994)
17e TP 088
(0995)
18e TP 105
(0993)
a The values in parenthesis are correlation coefficients and range from 0991ndash0996 due to
some variations in AH2 distribution in the creams
b The values of rate constants are relative and depend on specific experimental
conditions
c Vitamin concentrations (andashe) are as given in Table 16
The estimated error is plusmn5
139
Riboflavin
Nicotinamide
Alpha-Tocopherol
00
10
20
30
12 14 16 18Carbon chain length
ko
bs times
10
2 (
da
yndash1)
Fig 29 Plots of kobs for degradation of ascorbic acid in the dark in creams (10ndash18)
against carbon chain length of the emulsifier () Stearic acid () palmitic acid
() myristic acid
140
This indicates that the rate of degradation of AH2 is slowest in the creams containing
palmitic acid as the emulsifying agent The reason for AH2 degradation in the dark in this
order has already been explained in section 512
CHAPTER VII
STABILIZATION OF
ASCORBIC ACID WITH
CITRIC ACID TARTARIC
ACID AND BORIC ACID IN
CREAM FORMULATIONS
142
71 INTRODUCTION
Ascorbic acid is an ingredient of cosmetic preparations (Section 51) and is
sensitive to light (Rowe et al 2009 Sweetman 2009 British Pharmacopoeia 2009)
degrading to dehydroascorbic acid on UV irradiation by photooxidation (Kitagawa
1968) The photosensitivity of ascorbic acid makes it unstable in pharmaceutical and
cosmetic preparations (DeRitter 1982) The present work is an attempt to study the
photodegradation of ascorbic acid in cream formulations in the presence of certain
compounds (eg citric acid tartaric acid and boric acid) to investigate their role in the
stabilization of the vitamin on exposure to light and in the dark Citric acid and tartaric
acid are used as an antioxidant synergist (Rowe et al 2009) and boric acid is a
complexing agent for hydroxy compounds (Ahmad et al 2009cd)
72 CREAM FORMULATIONS
The details of the various cream formulations used in this study are given in Table
24 and the results obtained on the photodegradation of ascorbic acid in the presence of
stabilizing agents in these formulations are discussed in the following sections
143
Table 24 Composition of cream formulations containing ascorbic acid (2) and
stabilizers
Ingredients Cream
No SA PA MA CA GL PG EG AH2 CTa TA
b BA
c PH DW
19 a + minus minus + + minus minus + a minus minus + +
b + minus minus + + minus minus + b minus minus + +
c + minus minus + + minus minus + c minus minus + +
20 a minus + minus + + minus minus + a minus minus + +
b minus + minus + + minus minus + b minus minus + +
c minus + minus + + minus minus + c minus minus + +
21 a minus minus + + + minus minus + a minus minus + +
b minus minus + + + minus minus + b minus minus + +
c minus minus + + + minus minus + c minus minus + +
22 a + minus minus + + minus minus + minus a minus + +
b + minus minus + + minus minus + minus b minus + +
c + minus minus + + minus minus + minus c minus + +
23 a minus + minus + + minus minus + minus a minus + +
b minus + minus + + minus minus + minus b minus + +
c minus + minus + + minus minus + minus c minus + +
24 a minus minus + + + minus minus + minus a minus + +
b minus minus + + + minus minus + minus b minus + +
c minus minus + + + minus minus + minus c minus + +
25 a + minus minus + + minus minus + minus minus a + +
b + minus minus + + minus minus + minus minus b + +
c + minus minus + + minus minus + minus minus c + +
26 a minus + minus + + minus minus + minus minus a + +
b minus + minus + + minus minus + minus minus b + +
c minus + minus + + minus minus + minus minus c + +
27 a minus minus + + + minus minus + minus minus a + +
b minus minus + + + minus minus + minus minus b + +
c minus minus + + + minus minus + minus minus c + +
144
Table 24 continued
28 a + minus minus + minus + minus + minus minus a + +
b + minus minus + minus + minus + minus minus b + +
c + minus minus + minus + minus + minus minus c + +
29 a minus + minus + minus + minus + minus minus a + +
b minus + minus + minus + minus + minus minus b + +
c minus + minus + minus + minus + minus minus c + +
30 a minus minus + + minus + minus + minus minus a + +
b minus minus + + minus + minus + minus minus b + +
c minus minus + + minus + minus + minus minus c + +
31 a + minus minus + minus minus + + minus minus a + +
b + minus minus + minus minus + + minus minus b + +
c + minus minus + minus minus + + minus minus c + +
32 a minus + minus + minus minus + + minus minus a + +
b minus + minus + minus minus + + minus minus b + +
c minus + minus + minus minus + + minus minus c + +
33 a minus minus + + minus minus + + minus minus a + +
b minus minus + + minus minus + + minus minus b + +
c minus minus + + minus minus + + minus minus c + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water CT = citric acid TA = tartaric acid
BA = boric acid
a CT (g ) a = 01 b = 02 c = 04
b TA (g ) a = 01 b = 02 c = 04
c BA (g ) a = 01 b = 02 c = 04
145
73 PRODUCTS OF ASCORBIC ACID PHOTODEGRADATION
The photodegradation of AH2 in cream formulations leads to the formation of
DHA as detected by TLC and reported earlier in the photolysis of AH2 in aqueous
solutions (Vaid et al 2006) and cream formulations (Sections 52 and 63) AH2 and
DHA in the methanolic extracts of the degraded creams were identified by comparison of
their Rf and color of the spots with those of the reference standards DHA is also
biologically active (Gardner 1972 Doores 2002) but its further degradation to 23-
diketo-gulonic acid (DGA) results in the loss of vitamin activity (Section 132)
However this product has not been detected in the present cream formulations
Therefore the creams may still possess their biological efficacy
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS
In order to observe the spectral changes in photodegraded creams in the presence
of stabilizing agents the absorption spectra of the methanolic extracts of a degraded
cream were determined The spectra show a gradual loss of absorbance around 245 nm
due to the oxidation of AH2 to DHA on UV irradiation and similar to that shown for the
photodegradation of AH2 alone in Fig 5 DHA has negligible absorbance around 245 nm
(Davies et al 1991) and therefore it does not interfere with the absorbance of AH2 in
methanolic solutions The spectral changes and loss of absorbance around 245 nm in
methanolic solution depend on the extent of photooxidation of AH2 in a particular cream
75 ASSAY OF ASCORBIC ACID IN CREAMS
The UV spectrophotometric method (Zeng et al 2005) has previously been
applied to the determination of AH2 in cream formulations (Section 54) The absorbance
of the methanolic extracts of creams containing AH2 during photodegradation was used
146
to determine the concentration of AH2 The method was validated in the presence of citric
acid (CT) tartaric acid (TA) and boric acid (BA) before its application to the evaluation
of the kinetics of AH2 degradation in cream formulations The recovery of AH2 in creams
has been found to be in the range of 90ndash96 and is similar to that reported in Table 7
The reproducibility of the method lies within plusmn5 The assay data on the degradation of
AH2 in various creams in the presence of the stabilizing agents are reported in Table 25
76 KINETICS OF PHOTODEGRADATION
The effect of CT TA and BA as stabilizing agents on the photodegradation of
AH2 was studied by adding 01ndash04 of each compound to the cream formulations (19ndash
33) at pH 60 This concentration range is normally used for the stabilization of drugs in
pharmaceutical preparations (Im-Emsap et al 2002) The apparent first-order rate
constants (kobs) determined from the plots of log concentration versus time (Fig 30ndash34)
are reported in Table 26 The second-order rate constants (k) determined from the plots
of kobs versus concentration of the individual compounds (Fig 35ndash36) are given in Table
27 The values of k indicate the rate of inhibition of photodegradation of AH2 by each
compound
77 EFFECT OF STABILIZING AGENTS
In order to compare the effectiveness of CT TA and BA as stabilizing agents for
AH2 plots of k versus carbon chain length of the emulsifying agents were constructed
(Fig 37) The k values for the interaction of these compounds with AH2 are in the order
citric acid gt tartaric acid gt boric acid
The curves indicate that the highest interaction of these compounds with AH2 is in the
order
147
Table 25 Photodegradation of ascorbic acid in cream formulations in the presence of
stabilizers
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b c
0 374 378 379
60 362 362 372
120 349 355 367
210 333 335 349
19 (CT)
300 319 322 336
400 296 309 324
0 381 378 380
60 368 370 369
120 355 363 364
210 344 345 355
20 (CT)
300 328 335 341
400 312 319 331
21 (CT) 0 368 370 374
60 355 356 360
120 340 344 343
210 321 322 333
300 296 299 315
400 272 285 299
148
Table 25 continued
0 375 374 378
60 363 363 368
120 352 354 362
210 329 335 345
22 (TA)
300 307 314 333
400 292 299 313
0 370 377 374
60 364 365 368
120 352 357 357
210 332 344 349
23 (TA)
300 317 330 335
400 301 310 322
24 (TA) 0 376 379 377
60 367 369 368
120 351 348 352
210 325 330 344
300 306 317 326
400 284 294 310
149
Table 25 continued
0 370 375 380
60 356 362 359
120 331 339 344
210 311 318 330
25 (BA)
300 279 288 305
400 260 269 283
0 377 375 370
60 364 363 361
120 351 353 351
210 331 332 337
26 (BA)
300 323 324 325
400 301 307 313
27 (BA) 0 380 377 375
60 369 368 366
120 333 338 341
210 305 313 318
300 292 294 304
400 262 266 281
150
Table 25 continued
0 373 376 378
60 348 349 360
120 329 336 339
210 315 312 323
28 (BA)
300 282 283 299
400 249 264 280
0 370 373 380
60 358 355 367
120 343 346 356
210 325 329 347
29 (BA)
300 307 312 325
400 287 295 315
30 (BA) 0 369 375 372
60 353 358 362
120 321 330 335
210 283 294 303
300 265 281 293
400 242 254 270
151
Table 25 continued
0 374 376 379
60 348 366 352
120 324 340 337
210 303 319 322
31 (BA)
300 275 289 293
400 243 260 275
0 370 374 375
60 355 354 366
120 339 344 345
210 313 319 330
32 (BA)
300 288 297 308
400 261 271 290
33 (BA) 0 377 380 377
60 357 361 367
120 324 335 339
210 288 294 307
300 270 280 293
400 233 248 265
Creams 19ndash27 contain glycerin 28ndash30 contain propylene glycol and 31ndash33 contain
ethylene glycol as humectants
152
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
19
ab
c
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
21
Fig 30 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
153
a
b
c
14
15
16lo
g c
on
cen
tra
tio
n (
mg
)
22
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
23
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 31 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
154
ab
c
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
25
abc
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 32 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Palmitic acid
Stearic acid
Myristic acid
155
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 33 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing propylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
156
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 34 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing ethylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
157
Table 26 Apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in presence of different stabilizers in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 057
(0995)
050
(0992)
041
(0991)
20 CT 049
(0996)
043
(0995)
034
(0993)
21 CT 076
(0995)
067
(0995)
055
(0992)
22 TA 065
(0995)
058
(0995)
046
(0991)
23 TA 054
(0994)
047
(0993)
038
(0994)
24 TA 072
(0996)
063
(0992)
049
(0991)
25 BA 091
(0994)
086
(0995)
071
(0993)
26 BA 055
(0994)
050
(0993)
042
(0993)
27 BA 095
(0995)
089
(0992)
074
(0996)
28 BA 097
(0995)
088
(0992)
075
(0993)
29 BA 064
(0994)
057
(0991)
047
(0993)
30 BA 110
(0994)
100
(0996)
084
(0992)
31 BA 105
(0995)
094
(0994)
078
(0992)
32 BA 088
(0994)
079
(0993)
066
(0993)
33 BA 120
(0995)
108
(0993)
091
(0993) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
158
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against citric acid (19ndash21) and tartaric acid concentrations (22ndash24) in cream
formulations
159
00
04
08
12k
ob
s times
10
3 (
min
ndash1)
25-27
00
04
08
12
00 20 40 60
ko
bs times
10
3 (
min
ndash1)
28-30
00
04
08
12
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 36 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against boric acid concentrations in cream formulations (25ndash33)
Propylene glycol
Glycerin
Ethylene glycol
160
Table 27 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the interaction of
ascorbic acid with CT TA and BA
Cream
formulation Stabilizers
k0 times 103
(minndash1
)
k times 102
(Mndash1
minndash1
)
Correlation
coefficient
19 CT 062 111 0991
20 CT 053 103 0994
21 CT 082 145 0995
22 TA 071 092 0995
23 TA 059 080 0993
24 TA 080 118 0996
25 BA 098 041 0994
26 BA 059 026 0994
27 BA 102 044 0995
28 BA 104 046 0992
29 BA 069 033 0995
30 BA 118 054 0994
31 BA 113 053 0995
32 BA 095 045 0995
33 BA 129 060 0993
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
161
00
04
08
12
16
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash1
min
ndash1)
18-33
a
b
e
cd
Fig 37 Plots of k for photodegradation of ascorbic acid in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
162
myristic acid gt stearic acid gt palmitic acid
In the case of myristic acid and stearic acid it may be explained on the basis of the
decreasing polarity (Yao et al 2009) It is interesting to observe the lowest rates of
interaction of these compounds in the creams containing palmitic acid This could be due
to the interaction of AH2 with palmitic acid to form a palmitate derivative in addition to
its interaction with the individual stabilizing agents CT and TA are known to act as
antioxidant synergists (Rowe et al 2009 Sweetman 2009) and in this capacity may
inhibit the photooxidation of AH2 as indicated by the values of the degradation rate
constants in the presence of these compounds The addition of CT to nutritional
supplements is known to inhibit the oxidation of AH2 (Doores 2002) Boric acid forms a
complex with AH2 (Rivlin 2007) and there by may inhibit its degradation Boric acid
may also interact with glycerin added to the creams as a humectant and form a complex
(Rowe et al 2009) This may influence its interaction and stabilizing effect on AH2 in
creams as indicated by the lower k values compared to those in the presence of CT and
TA It has further been observed that the k values for BA are greater in propylene glycol
and ethylene glycol compared to those in glycerin (Table 27) Again this may be due to
greater interaction of BA with glycerin compared to other humectants in the creams
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF STABILIZING
AGENTS IN THE DARK
An important factor in the formulation of cosmetic preparations is to ensure the
chemical and photostability of the active ingredient by the use of appropriate stabilizing
agents The choice of these agents would largely depend on the nature and
physicochemical characteristics of the active ingredient AH2 possesses a redox system
163
and can be easily oxidized by air or light In order to observe the effect of CT TA and
BA on the stability of AH2 the cream formulations containing the individual compounds
were stored in the dark for a period of about three months and the rate of degradation of
AH2 was determined The assay data are reported in Table 28 and the kinetic plots are
shown in Fig 38ndash42 The values of apparent first-order rate constants for the degradation
of AH2 in the presence of the stabilizing agents are reported in Table 29 The second
order-rate constants for the interaction of CT TA and BA with AH2 are reported in Table
30 (Fig 43ndash44) The plots of k against the carbon chain length of the emulsifiers are
shown in Fig 45 The kinetic data indicate the same pattern of rates of degradation and
interaction of AH2 with these compounds as observed in the presence of light except that
the rates are much slower in the dark Thus the stabilizing agents are equally effective in
inhibiting the rate of degradation of AH2 in the dark The effect of emulsifying agents and
the humectants on the rate of degradation of AH2 in the presence of the stabilizers has
been discussed in the above Section 77
79 EFFECT OF ADDITIVES ON TRANSMISSION OF ASCORBIC ACID
In order to observe the effect of additives (citric tartaric and boric acids) on the
transmission characteristics of ascorbic acid (0002 mg100 ml) in methanol containing
the highest concentration of the additives (004) used in this study the transmission
spectra were measured It has been found that these additives produce a hypsochromic
shift in the absorption maximum of ascorbic acid This may result in the reduction of the
fraction of light absorbed by ascorbic acid to the extent of about 10 and thus influence
the rate of photodegradation reactions However since all the additives produce similar
effects the rate constants can be considered on a comparative basis
164
Table 28 Degradation of ascorbic acid in cream formulations in the presence of
stabilizers in the dark
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) a b c
0 374 378 379
10 355 346 362
20 326 328 342
40 293 297 322
19 (CT)
60 264 269 295
80 241 245 262
0 381 378 380
10 361 364 372
20 339 350 348
40 309 312 330
20 (CT)
60 279 286 301
80 260 266 282
21 (CT) 0 368 370 374
10 342 346 364
20 310 321 348
40 278 282 313
60 249 251 278
80 217 228 249
165
Table 28 continued
0 375 374 378
10 339 344 351
20 317 326 336
40 282 288 306
22 (TA)
60 251 258 280
80 222 235 252
0 370 377 374
10 340 354 355
20 332 336 343
40 297 303 310
23 (TA)
60 266 282 294
80 238 248 267
24 (TA) 0 376 379 377
10 341 339 350
20 306 319 323
40 263 284 279
60 223 241 249
80 196 202 223
166
Table 28 continued
0 370 375 380
10 331 341 334
20 287 289 301
40 225 247 245
25 (BA)
60 189 185 214
80 141 154 170
0 377 375 370
10 355 357 349
20 326 314 324
40 264 267 286
26 (BA)
60 232 238 254
80 189 199 211
27 (BA) 0 380 377 375
10 346 339 337
20 309 288 301
40 233 241 260
60 192 196 211
80 140 147 163
167
Table 28 continued
0 373 376 378
10 314 322 333
20 267 281 305
40 217 233 253
28 (BA)
60 167 177 204
80 122 135 151
0 370 373 380
10 336 329 343
20 283 277 306
40 233 243 267
29 (BA)
60 189 190 217
80 144 154 173
30 (BA) 0 369 375 372
10 308 319 329
20 255 275 310
40 210 226 244
60 158 163 191
80 113 131 147
168
Table 28 continued
0 374 376 379
10 303 311 329
20 266 260 289
40 211 219 239
31 (BA)
60 155 158 178
80 112 121 149
0 370 374 375
10 314 323 339
20 276 280 305
40 222 233 258
32 (BA)
60 172 187 193
80 126 136 162
33 (BA) 0 377 380 377
10 308 306 320
20 254 265 280
40 205 214 237
60 144 155 175
80 107 118 138
169
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
19
abc
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
21
Fig 38 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
170
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
22
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
23
ab
c
12
13
14
15
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 39 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
171
a
b
c
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
25
abc
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 40 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
172
a
b
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 41 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing propylene glycol and boric acid (a) 01 (b) 02 (c)
04
Palmitic acid
Stearic acid
Myristic acid
173
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
08
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 42 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing ethylene glycol and boric acid (a) 01 (b) 02 (c)
04
Myristic acid
Palmitic acid
Stearic acid
174
Table 29 Apparent first-order rate constants (kobs) for the degradation of ascorbic acid in
presence of different stabilizers in cream formulations in the dark
kobs times 102 (day
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 055
(0994)
052
(0992)
044
(0991)
20 CT 048
(0995)
046
(0995)
038
(0992)
21 CT 064
(0994)
061
(0995)
052
(0994)
22 TA 063
(0994)
058
(0995)
049
(0996)
23 TA 054
(0995)
050
(0995)
041
(0994)
24 TA 081
(0995)
075
(0993)
066
(0995)
25 BA 118
(0996)
113
(0994)
097
(0994)
26 BA 087
(0995)
079
(0993)
068
(0994)
27 BA 124
(0995)
114
(0994)
101
(0993)
28 BA 134
(0995)
124
(0996)
110
(0992)
29 BA 116
(0996)
108
(0992)
096
(0995)
30 BA 142
(0993)
131
(0995)
115
(0995)
31 BA 145
(0995)
137
(0992)
117
(0995)
32 BA 130
(0996)
120
(0993)
107
(0994)
33 BA 153
(0995)
141
(0994)
122
(0994) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental
conditions
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
175
176
Table 30 First-order rate constants (k0)a for the degradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the chemical
interaction of ascorbic acid with CT TA and BA in the dark
Cream
formulation Stabilizers
k0 times 102
(dayndash1
)
k times 102
(Mndash1
dayndash1
)
Correlation
coefficient
19 CT 060 797 0996
20 CT 052 723 0995
21 CT 069 850 0994
22 TA 068 710 0996
23 TA 058 636 0994
24 TA 086 758 0994
25 BA 126 444 0993
26 BA 092 375 0992
27 BA 131 480 0991
28 BA 141 488 0993
29 BA 122 418 0994
30 BA 149 531 0991
31 BA 155 578 0996
32 BA 137 472 0994
33 BA 163 627 0996
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
177
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against citric acid (19ndash21) and tartaric acid (22ndash24) concentrations in
cream formulations
178
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
25-27
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
28-30
00
10
20
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 44 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against boric acid concentrations in cream formulations (25ndash33)
Glycerin
Propylene glycol
Ethylene glycol
179
00
04
08
12
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 d
ayndash
1)
18-33
b
a
e
dc
Fig 45 Plots of k for degradation of ascorbic acid in the dark in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
CONCLUSIONS
AND
SUGGESTIONS
180
CONCLUSIONS
The main conclusions of the present study on the photodegradation of the ascorbic
acid in organic solvents and cream formulations are as follows
1 Identification of Photodegradation Products
The photodegradation of ascorbic acid in aqueous organic solvents and
laboratory prepared oil-in-water cream preparations on UV irradiation leads to the
formation of dehydroascorbic acid No further degradation products of dehydroascorbic
acid have been detected under the present experimental conditions The product was
identified by comparison of its Rf value and color of the spot with those of the authentic
compound by thin-layer chromatography and spectral changes
2 Assay of Ascorbic Acid
Ascorbic acid in aqueous organic solvents and cream preparations was assayed
in acidified methanolic solutions (pH 20) at 245 nm using a UV spectrophotometric
method Ascorbic acid in combination with other vitamins (riboflavin nicotinamide and
alpha-tocopherol) was assayed by the official iodimetric method due to interference by
these vitamins at the analytical wavelength Both analytical methods were validated
under the experimental conditions employed before their application to the assay of
ascorbic acid The recoveries of ascorbic acid in cream preparations are in the range of
90ndash96 and the reproducibility of both methods are within plusmn5 The F test and the t test
show that there is no significant difference between the precision of the two methods and
therefore these methods can be applied to the assay of ascorbic acid in cream
preparations with comparable results
181
3 Kinetics of Photodegradation
a) Photodegradation of ascorbic acid in organic solvents
Ascorbic acid degradation follows apparent first-order kinetics in aqueous
organic solvents A plot of the first-order rate constants (log kobs) versus solvent dielectric
constant is linear with positive slope indicating an increase in the rate with dielectric
constant On the contrary a plot of kobs verses reciprocal of solvent viscosity is linear with
a positive slope showing a decrease in the rate with solvent viscosity Thus the rate of
photodegradation of ascorbic acid (an oxidizable drug) depends on the solvent
characteristics
b) Photodegradation of ascorbic acid in cream preparations
Ascorbic acid has been found to follow apparent first-order kinetics in cream
preparations and the rate of degradation is affected by the following factors
i Effect of concentration
An apparent linear relationship has been observed between log kobs and
concentration (05ndash25) of ascorbic acid in a cream preparation Thus the rate of
degradation of ascorbic acid appears to be faster at a lower concentration
compared to that of a higher concentration on exposure to the same intensity of
light
ii Effect of carbon chain length of the emulsifying agent
The plots of kobs verses carbon chain length of the emulsifying agent show that the
photodegradation of ascorbic acid is affected in the order myristic acid gt stearic
acid gt palmitic acid This is predominantly due to the interaction of ascorbic acid
with palmitic acid and the carbon chain length (measure of relative polar
182
character) of the emulsifying acid probably does not play a part in the
photodegradation kinetics of ascorbic acid in creams This is evident from the
non-linear relationship between the rate constants for ascorbic acid degradation
and the carbon chain length of the emulsifying acids
iii Effect of viscosity
The values of kobs for the photodegradation of ascorbic acid in cream preparations
are in the order of humectant ethylene glycol gt propylene glycol gt glycerin
showing that the rates of degradation are influenced by the viscosity of the
humectant and decrease with an increase in the viscosity as observed in the case
of organic solvents
iv Effect of pH
The log kndashpH profiles for the photodegradation of ascorbic acid in creams
represent sigmoid type curves indicating an increase in the rate of oxidation of the
molecule with ionization (pH 42ndash70 557ndash999) The AHndash species appears to
be more susceptible to oxidation than the non-ionized molecule in the pH range
studied
v Effect of redox potential
The values of kobs show that the rate of photooxidation of ascorbic acid is
influenced by its redox potential which varies with pH The greater photostability
of ascorbic acid at pH 5ndash6 compared to that at pH 7 and above is due to its lower
rate of oxidation-reduction in the lower range The increase in the rate of
photooxidation with pH is due to a corresponding increase in the redox potential
of ascorbic acid
183
c) Photodegradation of ascorbic acid in the presence of other vitamins (riboflavin
nicotinamide alpha-tocopherol) in cream preparations
The photodegradation of ascorbic acid is affected by the presence of other
vitamins in creams The kinetic data on the photochemical interactions indicate that
riboflavin and nicotinamide act as photosensitizers in the degradation of ascorbic acid
and have an adverse effect on the photostability of the vitamin in creams Whereas
alpha-tocopherol exerts an inhibitory effect on the degradation of ascorbic acid by acting
as a redox partner in the creams Thus a combination of ascorbic acid and alpha-
tocopherol has a synergistic effect on the stabilization of ascorbic acid in creams These
vitamins do not appear to influence the rate of degradation of ascorbic acid in the dark
d) Photodegradation of ascorbic acid in the presence of citric acid tartaric acid and
boric acid in cream preparations
The rate of photodegradation of ascorbic acid in creams has been found to be
inhibited by the addition of compounds such as citric acid tartaric acid and boric acid in
creams These compounds show a stabilizing effect on the photodegradation of ascorbic
acid in the order citric acid gt tartaric acid gt boric acid The lower effect of boric acid
may be due to its interaction with the emulsifying agents and humectants Boric acid
exerts this effect by complex formation with ascorbic acid Citric acid and tartaric acid
are antioxidant synergists and in combination with ascorbic acid may exert a stabilizing
effect on its degradation
184
Salient Features of the Work
In the present work an attempt has been made to study the effects of solvent
characteristics formulation factors particularly the emulsifying agents in terms of the
carbon chain length and humectants in terms of viscosity medium pH drug
concentration redox potential and interactions with other vitamins and stabilizers on the
kinetics of photodegradation of ascorbic acid in cream preparations The study may
provide useful information to improve the photostability and efficacy of ascorbic acid in
cream preparations
SUGGESTIONS
The present work may provide guidelines for a systematic study of the stability of
drug substances in cream ointment preparations and the evaluation of the influence of
formulation variables such as emulsifying agents and humectants concentration pH
polarity viscosity redox potential on the rate of degradation and stabilization of drug
substances This may enable the formulator in the judicious design of formulations that
have improved stability and efficacy for therapeutic use The kinetic parameters may
throw light on the comparative stability of the preparations and help in the choice of
appropriate formulation ingredients
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186
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187
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193
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214
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219
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220
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62
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Tournas JA Lin FH Burch JA Selim MA Monteiro-Riviere NA Zielinski
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221
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223
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224
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Zeng W Martinuzzi F MacGregor A (2005) Development and application of a novel
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48 453-461
225
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26 1624-1627
226
AUTHORrsquoS PUBLICATIONS
The author obtained his B Pharm degree in 2003 and joined the post graduate
program securing an M Phil degree in Pharmaceutics in 2006 from Baqai Medical
University He is a co-author of following publications
CHAPTER IN BOOK
1 Chapter on ldquoBorate Toxicity Effect on Drug Stability and Analytical
Applicationsrdquo by Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz H M
Vaid In Handbook on Borates Chemistry Production and Applications (MP
Chung Ed) Nova Science Publishers Inc NY USA (in press)
PAPERS PUBLISHED
INTERNATIONAL
2 Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz HM Vaid ldquoEffect of Borate
Buffer on the Photolysis of Riboflavin in Aqueous Solutionrdquo Journal of
Photochemistry and Photobiology B Biology 93 82-87 (2008)
3 Iqbal Ahmad Sofia Ahmed MA Sheraz M Aminuddin and Faiyaz HM Vaid
ldquoEffect of Caffeine Complexation on the Photolysis of Riboflavin in Aqueous
Solution A Kinetic Studyrdquo Chemical and Pharmaceutical Bulletin 57 (2009)
published online September 14 2009
4 Iqbal Ahmad MA Sheraz Sofia Ahmed and Faiyaz HM Vaid ldquoAnalytical
Applications of Boratesrdquo Materials Science Research Journal (in press)
5 Iqbal Ahmad Sofia Ahmed MA Sheraz Kefi Iqbal and Faiyaz HM Vaid
ldquoPharmacological Aspects of Boratesrdquo International Journal of Medical and
Biological Frontiers (in press)
6 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and Izhar A Ansari
ldquoEffect of Divalent Ions on Photodegradation Kinetics and Pathways of
Riboflavin in Aqueous Solutionrdquo Photochemical and Photobiological Sciences
accepted
227
NATIONAL
7 Sofia Ahmed MA Sheraz and Iqbal Ahmad ldquoAdvances in Antioxidant Activity of
Vitamin Erdquo Journal of Baqai Medical University 10 13-18 (2007)
8 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoDevelopments in the Clinical and
Food Analysis of Vitamin Crdquo Journal of Baqai Medical University 10 19-24
(2007)
9 A Azmi SNH Naqvi M Usman MA Sheraz and Sofia Ahmed ldquoPancreatic
Glucagon in Certain Ungulates Comparative Study of Extraction and
Bioassayrdquo Pakistan Journal of Entomology 20 23-28 (2005)
10 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and S Hasan
ldquoAdvances in Biochemical Functions and the Photochemistry of Flavins and
Flavoproteinsrdquo Pakistan Journal of Pharmaceutical Sciences in press
11 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoEffect of Borates on the Stability of
Chemical and Pharmaceutical Compoundsrdquo Journal of Baqai Medical University
accepted
PAPERS SUBMITTED
12 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotostability of Ascorbic Acid in Organic Solvents and Cream Formulationsrdquo
Chemical and Pharmaceutical Bulletin
13 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotochemical Interaction of Ascorbic Acid with Riboflavin Nicotinamide and
Alpha-Tocopherol in Cream Formulationsrdquo Journal of Cosmetic Science
14 Iqbal Ahmad Kefi Iqbal Sofia Ahmed MA Sheraz ldquoApplications of Laser Flash
Photolysis Spectroscopy and Electron Microscopy in Photopolymerization and
Development of Glass Ionomer Dental Cementsrdquo Materials Science Research
Journal
15 Sofia Ahmed MA Sheraz M Aminuddin I Ahmad and Faiyaz HM Vaid ldquoA
Rapid Titrimetric Assay for Quantitation of Vitamin B1 in Neat and
Pharmaceutical Preparationsrdquo Pakistan Journal of Pharmaceutical Sciences
- 01 SZ-786
- 02 SZ-title
- 03 SZ-Certificate
- 04 SZ-Abstract
- 05 SZ-Acknowledgement
- 06 SZ-Dedication
- 07 SZ-Contents
- 08 SZ-Chapter 1
- 09 SZ-Chapter 2
- 10 SZ-Chapter 3
- 11 SZ-Object of Present Investigation
- 12 SZ-Chapter 4
- 13 SZ-Chapter 5
- 14 SZ-Chapter 6
- 15 SZ-Chapter 7
- 16 SZ-Conclusion
- 17 SZ-References
- 18 SZ-Authors Publications
-
vii
I feel immense pleasure to pay my sincere and special thanks to Ms Sofia
Ahmed Assistant Professor and In charge Department of Pharmaceutics who lent all
sort of cooperation and spared no effort in helping me during this work
Special thanks are due to Mr Saif-ur-Rehman Khatak Deputy Drug Controller
for his cooperation and help during this study
I acknowledge with sincere thanks the contribution of Tabros Pharmaceutical
Industry Karachi for providing me the opportunity to use their facilities for certain
measurements without which the completion of this work would not have been possible
I highly appreciate the technical services rendered by Mr Anees Mr Wajahat
and Mr Sajjad in pursuance of this study
I am very grateful to Mrs Prof Dr Iqbal Ahmad for her kindness and generous
hospitality during my innumerable visits to their residence
Last but not the least I would like to express my immense indebtedness to My
Gracious Parents Beloved Brothers and Sisters for their moral support kindness and
encouragement throughout my career
I am also thankful to all my students for their affectionate feelings
M A S
viii
To
My Beloved Parents amp
Late Prof Dr S Sabir Ali for their interest and endless support
ix
CONTENTS
Chapter Page
ABSTRACT iv
ACKNOWLEDGEMENTS vi
I INTRODUCTION 1
11 HISTORICAL BACKGROUND 2
12 PHYSICOCHEMICAL CHARACTERISTICS OF
ASCORBIC ACID
2
13 CHEMISTRY OF ASCORBIC ACID 3
131 Nomenclature and Structure 3
132 Chemical Stability 3
14 BIOCHEMICAL FUNCTIONS 7
15 ANTIOXIDANT ACTIVITY 8
16 PHOTOSTABILITY OF DRUGS 9
17 KINETIC TREATMENTS OF PHOTOCHEMICAL
REACTIONS
12
18 LITERATURE ON ASCORBIC ACID 15
II PHOTODEGRADATION REACTIONS AND ASSAY OF
ASCORBIC ACID
17
21 PHOTODEGRADATION REACTIONS 18
211 Photodegradation of Ascorbic Acid 18
212 Effect of Various Substances on Photodegradation of Ascorbic
Acid
20
213 Photosensitized Oxidation of Ascorbic Acid 22
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins 25
22 ASSAY OF ASCORBIC ACID 26
221 Spectrophotometric Methods 26
222 Fluorimetric Methods 28
x
223 Mass spectrometric Methods 28
224 Chromatographic Methods 28
225 Enzymatic Methods 29
226 Commercial Kits for Clinical Analysis 30
227 Analysis in Creams 30
III FORMULATION AND STABILITY OF CREAM
PREPARATIONS
31
31 FORMULATION OF CREAM PREPARATIONS 32
311 Choice of Emulsion Type 32
312 Choice of Oil Phase 33
313 Emulsion Consistency 33
314 Choice of Emulsifying Agent 34
315 Formulation by the HLB Method 34
316 Concept of Relative Polarity Index 35
32 FORMULATION OF ASCORBIC ACID CREAMS 37
33 STABILITY OF CREAMS 39
331 Physical Stability 39
332 Chemical Stability 39
333 Microbial Stability 40
334 Stability of Ascorbic Acid in Liquid Formulations 41
335 Stability of Ascorbic Acid in Emulsions and Creams 41
336 Stability Testing of Emulsions 45
3361 Macroscopic examination 46
3362 Globule size analysis 46
3363 Change in viscosity 46
3364 Accelerated stability tests 46
337 FDA Guidelines for Semisolid Preparations 46
xi
OBJECT OF PRESENT INVESTIGATION 48
IV MATERIALS AND METHODS 51
41 MATERIALS 52
42 METHODS 55
421 Cream Formulations 55
422 Preparation of Creams 56
423 Thin-Layer Chromatography 57
424 pH Measurements 57
425 Ultraviolet and Visible Spectrometry 58
426 Photolysis of Ascorbic Acid 59
4261 Creams 59
4262 Aqueous and organic solvents 59
4263 Storage of creams in dark 59
427 Measurement of Light Intensity 59
428 Procedure 60
4281 Calculation 62
429 Viscosity Measurements 63
4210 Assay method 65
42101 UV spectrophotometric method for the assay of creams
containing ascorbic acid alone
65
42102 Iodimetric method for the assay of ascorbic acid in creams
containing riboflavin nicotinamide and alpha-tocopherol 65
42103 Spectrophotometric method for the assay of ascorbic acid in
aqueous and organic solvents
67
V PHOTODEGRADATION OF ASCORBIC ACID IN
ORGANIC SOLVENTS AND CREAM FORMULATIONS
68
51 INTRODUCTION 69
52 PHOTOPRODUCTS OF ASCORBIC ACID 71
xii
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED
SOLUTIONS
71
54 ASSAY OF ASCORBIC ACID IN CREAMS AND
SOLUTIONS
73
55 EFFECT OF SOLVENT 74
56 EFFECT OF CONCENTRATION 80
57 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
88
58 EFFECT OF VISCOSITY 94
59 EFFECT OF pH 94
510 EFFECT OF REDOX POTENTIAL 96
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE
OXIDATION OF ASCORBIC ACID
97
512 DEGRADATION OF ASCORBIC ACID IN THE DARK 98
VI PHOTOCHEMICAL INTERACTION OF ASCORBIC
ACID WITH RIBOFLAVIN NICOTINAMIDE AND
ALPHA-TOCOPHEROL IN CREAM FORMULATIONS
109
61 INTRODUCTION 110
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED
CREAMS
114
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER
VITAMINS
114
64 ASSAY METHOD 116
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC
ACID
117
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID 128
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC
ACID
129
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH
ASCORBIC ACID
130
69 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
130
xiii
610 EFFECT OF VISCOSITY OF CREAMS 132
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE
OF OTHER VITAMINS IN THE DARK
135
VII STABILIZATION OF ASCORBIC ACID WITH CITRIC
ACID TARTARIC ACID AND BORIC ACID IN CREAM
FORMULATIONS
141
71 INTRODUCTION 142
72 CREAM FORMULATIONS 142
73 PRODUCTS OF ASCORBIC ACID
PHOTODEGRADATION
145
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS 145
75 ASSAY OF ASCORBIC ACID IN CREAMS 145
76 KINETICS OF PHOTODEGRADATION 146
77 EFFECT OF STABILIZING AGENTS 146
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF
STABILIZING AGENTS IN THE DARK
162
79 EFFECT OF ADDITIVES ON TRANSMISSION OF
ASCORBIC ACID
163
CONCLUSIONS AND SUGGESTIONS 179
CONCLUSIONS 180
SUGGESTIONS 184
REFERENCES 185
AUTHORrsquoS PUBLICATIONS 226
CHAPTER I
INTRODUCTION
2
11 HISTORICAL BACKGROUND
The disease scurvy which now is known as a condition due to a deficiency of
ascorbic acid in the diet has considerable historical significance (Schick 1943
Carpenter 1986 Bardolph and Taylor 1997 Thomas 1997 Bors 2005) Zilva (1932)
isolated the antiscorbutic activity factor from a crude fraction of lemon and showed that
the activity was destroyed by oxidation and protected by reducing agents Waugh and
King (1932) isolated crystalline vitamin C from lemon juice and showed it to be the
antiscorbutic factor Szent-Gyorgyi (1928) had isolated the same factor from pepper in
connection with his biological oxidation-reduction studies Hirst and Zilva (1933)
identified the antiscorbutic factor as ascorbic acid Early work on the chemical
identification and elucidation of the structure of ascorbic acid has been well documented
(Carpenter 1986) The first synthesis of L-ascorbic acid was achieved almost
simultaneously by Ault et al (1933) and Reichstein et al (1933)
Plants and most animals synthesize their own vitamin C but humans lack this
ability due to the deficiency in an enzyme L-gulono-gamma-lactone oxidase that
catalyzes the terminal step in ascorbic acid biosynthesis (Nishikimi et al 1994)
Therefore humans obtain this vitamin from diet and or vitamin supplements to not only
avoid the development of scurvy but also for overall well being (Stone 1969 Lewin
1976 Davies et al 1991) The minimal daily requirement for ascorbic acid in healthy
adults is 40ndash60 mg (Truswell 2003 Mason 2007 Eitenmiller et al 2008 Elia 2009)
12 PHYSICOCHEMICAL CHARACTERISTICS OF ASCORBIC ACID
The important physicochemical characteristics of ascorbic acid (Table 1) involved
in its identification and degradation are described by many authors (Connors et al 1986
3
OrsquoNeil 2001 Moffat et al 2004 Sinko 2006 Johnston et al 2007) The most
important chemical property of ascorbic acid is the reversible oxidation to semidehydro-
L-ascorbic acid and further oxidation to dehydro-L-ascorbic acid This property is the
basis for its physiological activity In addition the proton on oxygenndash3 is acidic (pKa1 =
417) which contributes to the acidic nature of ascorbic acid (1)
13 CHEMISTRY OF ASCORBIC ACID
131 Nomenclature and Structure
The IUPAC-IUB Commission on Biochemical Nomenclature changed the name
vitamin C (2-oxo-L-theo-hexono-4-lactone-23-enediol) to ascorbic acid or L-ascorbic
acid in 1965 (Johnston et al 2007) The chemical structure of ascorbic acid (1) is
HO OH
O
OHHO
H
(1)
O
The molecule has a near planar five-membered ring with two chiral centers
which contain four stereoisomers
132 Chemical Stability
Ascorbic acid is sensitive to air and light and is kept in a well-closed container
protected from light (British Pharmacopoeia 2009) The degradation reactions of
ascorbic acid in aqueous solution depend on a number of factors such as pH temperature
presence of oxygen or metal It is not very stable in aqueous media at room
temperature and undergoes oxidative degradation to dehydroascorbic acid and
4
Table 1 Physicochemical characteristics of ascorbic acid
Empirical formula C6H8O6
Molar mass 17613
Crystalline form Monoclinic mix of platelets and needles
Melting point 190 to 192 degC
[α]25
+205deg to +215deg
pH
5 mg ml
50 mg ml
~3
~2
pKa 417 1157 (20deg)
Redox potential
(dehydroascorbic acid ascorbate)
(H+ ascorbate
ndash)
ndash174 mV
+282 mV
Solubility g ml
Water
Ethanol absolute
Ether chloroform benzene
033
002
Insoluble
UV spectrum
Absorption maximum [A(1 1 cm)]
pH 20
pH 70
245 nm [695]
265 nm [940]
Infrared spectrum
Principal peaks (Nujol mull)
1026 (CminusOH str) 1111(CminusOminusC str) 1312
(minusCminusOminus str) 1653 (C=O str) 990 (C=C str)
cmndash1
Mass spectrum
Principal ions at mz
29 41 39 42 69 116 167 168
D
5
23-diketogulonic acid The stability of ascorbic acid and dehydroascorbic acid can be
improved by lowering the pH below 2 (Wechtersbach and Cigic 2007) Above pH 7
alkali-catalyzed degradation by cleavage at Cndash1 or Cndash2 results in a number of
compounds mainly monondash dindash and tricarboxylic acids (Connors et al 1986 Bors and
Buettner 1997 Halliwell and Whiteman 1997) The oxidative degradation of ascorbic
acid and dehydroascorbic acid in parenteral nutrition mixtures is catalyzed by trace
elements particularly copper (Allwood 1984ab Allwood et al 1992 Allwood and
Kearney 1998 Kearney et al 1998 Gibbons et al 2001) Stabilized ascorbic acid
preparations in hydroalcoholic vehicle (Kaplan et al 1989) and aquaculture feeds
(OrsquoKeefe 2001) have been reported The various oxidation products of ascorbic acid are
shown in Fig 1
It is interesting to note that in addition to redox and acid-base properties ascorbic
acid can exist as a free radical (Bielski et al 1981 Bielski 1982 Halliwell 1996 Bors
and Buettner 1997) The ascorbate radical anion is an important intermediate in the
reactions involving oxidants and ascorbic acidrsquos antioxidant activity Rate constants for
the generation of ascorbate radicals are in the range of 104ndash10
8 s
ndash1 When ascorbate
radicals are generated by oxyanions the rate constants are of the order of 104ndash10
7 s
ndash1
when generated by halide radicals 106ndash10
8 s
ndash1 and when generated by tocopherols and
flavonoids radicals 106ndash10
8 s
ndash1 (Bielski 1982 Halliwell and Whiteman 1997) The
ascorbate radicals decay usually by disproportionation However a change in ionic
strength or pH can influence the rate of dismutation of ascorbic acid Certain oxyanions
such as phosphates accelerate dismutation (Bielski et al 1981) The acceleration is
attributed to the activity of various protonated forms of phosphate to donate a proton
6
Fig 1 Oxidation products of ascorbic acid
O
OHOH
H
OO
OHOH
H
OO
OHOH
H
O
Ascorbyl radical anion
(interm ediate)
Ascorbic acid
(1)
-e- -2H
+
+e- +2H
+
-e-
+e-
Dehydroascorbic acid
(2)
23-diketo-L-gulonic acid
O xalic acid
+
L-Threonic acid
L-Xylose
+
C O 2
CO 2
L-Xylonic acid
+
L-Lyxonic acid CO 2
HO OH O O-
O O
7
efficiently to the ascorbate radical particularly the dimer form of ascorbate
The unusual stability of the ascorbate radical in biological systems dictates that
accessory enzymatic systems be made available to reduce the potential transient
accumulation of ascorbate radical The excess ascorbate radicals may initiate a chain of
free-radicals reactions In plants NADHmonodehydroascorbate reductase maintains
ascorbic acid in its reduced form NADHmonodehydroascorbate reductase plays a major
role in stress related responses in plants Glutathione dehydroascorbate reductase serves
this purpose in animal tissues Such enzymes keep ascorbic acid operating at maximum
efficiency so that other enzyme systems may take advantage of the univalent redox
cycling capacity of ascorbate (Asard et al 2004 Johnston et al 2007)
The anaerobic degradation of ascorbic acid has been studied by Finholt et al
(1963) Under these conditions the molecule is dehydrated and hydrolyzed in aqueous
solution to give furfural and carbon dioxide The rate of degradation is maximum at pH
41 corresponding to the pKa of ascorbic acid This has been suggested due to the
formation of a saltndashacid complex in solution The reaction is dependent on buffer
concentration but has relatively small effect of ionic strength
14 BIOCHEMICAL FUNCTIONS
Ascorbic acid plays an essential role in the activities of several enzymes It is vital
for the growth and maintenance of healthy bones teeth gums ligaments and blood
vessels It is important for the manufacture of certain neurotransmitters and adrenal
hormones Ascorbic acid is required for the utilization of folic acid and the absorption of
iron It is also necessary for normal immune responses to infection and for wound healing
(Henry 1997)
8
Ascorbic acid deprivation and scurvy include a range of signs and symptoms that
involves defects in specific enzymatic processes (Johnston et al 2007) The
administration of ascorbic acid improves most of the signs of chemically induced
glutathione (L-γ-glutamyl-L-cysteine-glycine GSH) deficiency (Meister 1994) The
effect is very pronounced in newborn rats which do not efficiently synthesize ascorbic
acid in contrast to adult rats and guinea pigs When L-buthionine-(SR)-sulphoxime is
administered in addition to the loss in GSH there is a marked increase in
dehydroascorbic acid This has led to the hypothesis that GSH is very important to
dehydroascorbic acid reduction and as a sequence to ascorbic acid recycling (Meister
1995)
Ascorbic acid also possesses pro-oxidant properties and may cause apoptosis
lymphoid and myeloid cells It has been shown that dehydroascorbic acid also stimulates
the antioxidant defenses in some cells by preferentially importing dehydroascorbate over
ascorbate (Braun et al 1997 Banhegyi et al 1998 Puskas et al 2000 2002)
15 ANTIOXIDANT ACTIVITY
Ascorbic acid is known to readily scavenge reactive oxygen and nitrogen species
such as superoxide and hydroperoxyl radicals aqueous peroxyl radicals singlet oxygen
ozone peroxynitrite nitrogen dioxide nitroxide radicals and hypochlorous acid Excess
of such products has been associated with lipids (Niki and Noguchi 1997 Carr et al
2000 Urso and Clarkson 2003) DNA (Fraga et al 1991 1996 Lindahl 1993) and
protein oxidation (Stadtman 1991 Berlett and Stadtman 1997 Dean et al 1997
Ortwerth and Monnier 1997 Padayatty et al 2003)
9
The electron donor character of ascorbate may be responsible for many of its
known biological functions Inspite of the availability of ascorbic acid to influence the
production of hydroxyl and alkoxyl radicals it remains uncertain whether this is the
principal effect or mechanism that occurs in vivo There is a good evidence that ascorbic
acid protects lipids in biological fluids as an antioxidant (Johnston et al 2007) A
detailed account of the function of ascorbate as an antioxidant and its reactions with
reactive nitrogen species and singlet oxygen has been reported by Packer et al (2002)
and Buettner and Schafer (2004)
Ascorbic acid (Eordm ndash0115 V pH 52 Sinko 2006) has been used as an antioxidant
for the stabilization of drugs with a higher oxidation potential These drugs include
morphine (Yeh and Lach 1961) vitamin A (Wright 1986) rifampin (Maggi et al
1966) cholecalciferol (Nerlo et al 1968 Sawicka 1991) promethazine (Underberg
1978) and sulphacetamide and sulphanilamide (Ahmad and Ahmad 1983)
16 PHOTOSTABILITY OF DRUGS
Many drug substances are sensitive to light (British Pharmacopoeia 2009) and
may degrade in pharmaceutical formulations to inactive or toxic compounds This could
make a product therapeutically inactive while in use by the patients The
photodegradation (photolysis) of drug substances may occur not only during storage but
also during the use of the product It may involve several mechanisms including
oxidation reduction hydrolysis decarboxylation isomerization rearrangement and other
reactions Normal sunlight or room light may cause substantial degradation of drug
molecules The study of degradation of drug substances under the action of UVvisible
light is relevant to the process of drug development for several reasons such as
10
Exposure to light can influence the stability of a drug formulation resulting in the
loss of potency
Inappropriate exposure to light of the raw material or the final product can lead to
the formation of toxic photoproducts that are dangerous to health
Information about the stability of drug substances and formulations is needed to
predict the shelf-life of the final product (Tonnesen and Moore 1993)
The development of light-activated drugs involves activation of the compound
through photochemical reactions (Tonnesen 1991)
Adverse effects due to the formation of minor degradation products during
storage and administration have been reported (de Vries et al 1984) The drugs
substances may also cause light-induced side effects after administration to the patient by
interaction with endogenous substances The study of the photochemical properties of
drug substances and formulated products is an integral part of formulation development
to ensure the safety and efficacy of the product
The photodegradation of drug substances occurs as a result of the absorption of
radiation energy by a molecule (A) to produce an excited state species (A) (11) The
absorbed energy can be lost either by a radiative process involving fluorescence or
phosphorescence (12) or by a physical or chemical radiationless process The physical
process results in the loss of energy as heat (13) or by collisional quenching (14) The
chemical decay leads to the formation of a new species (15) The whole process is
represented as
11
A A (11)
A A + hυprime (12)
A A + heat (13)
A + A 2A (14)
A product (s) (15)
According to the Stark-Einstein law the absorption of one quantum of radiation
results in the formation of one excited molecule which may take part in several
photochemical processes [Eqs (11)ndash(15)] The quantum yield φ for any one of these
processes is defined by
Number of molecules undergoing the photochemical process φ =
Number of quanta absorbed
Considering a pure photochemical reaction the quantum yield has a value of 0ndash1
however if A is a radical that can take part in a free-radical chain reaction so that the
absorption of energy simply initiates the reaction then each quantum of energy may
result in the decomposition of molecules and φ may appear to be greater than 1 (Connors
et al 1986)
Detailed information on the photostability and photodegradation of drug
substances including vitamins alone or in solid or liquid formulations is available in the
reviews published by DeRitter (1982) Albini and Fasani (1998) Sequeira and Vozone
(2000) Tonnesen (2002 2004) Yoshioka and Stella (2002) Min and Boff (2002) Reed
et al (2003) Fasani and Albini (2005) and Sinko (2006) The photostability of cosmetic
materials has been reviewed by Sugden (1985) Important aspects dealing with the
photostability testing of drug substances have been dealt by Anderson et al (1991)
k1
k2
k3
k4
hυ
12
Tonnesen and Moore (1993) Tonnesen and Karlsen (1997) Riehl et al (1995) ICH
(1997) Singh and Bakshi (2000) Valvani (2000) Thatcher et al (2001ab) Fasani and
Albini (2005) Klick et al (2005) Singh (2006) and Ahmad and Vaid (2006)
17 KINETIC TREATMENT OF PHOTOCHEMICAL REACTIONS
The kinetic treatment of photochemical reactions with reference to the
photostability of drug substances has been considered by Moore (2004) and is presented
in this section
The photostability testing of a drug substance at the preformulation stage involves
a study of the drugrsquos rate of degradation in solution on exposure to light for a period of
time The value of the degradation rate constant depends very much on the design of the
experimental conditions (eg concentration solvent pH irradiation source oxygen
content) The factors that determine the rate of a photochemical reaction are simply the
rate at which the radiation is absorbed by the test sample (ie the number N of photons
absorbed per second) and the efficiency of the photochemical process (ie the quantum
yield of the reaction φ) For a monochromatic photon source the number of photons
absorbed depends upon the intensity of the photon source and the absorbance at that
wavelength of the absorbing species The rate of a photochemical reaction is defined as
Rate = number of molecules transformed per second = N φ (16)
In the first instance the rate can be determined for a homogeneous liquid sample
in which the only photon absorption is due to the drug molecule undergoing
transformation with the restriction that the concentration is low so that the drug does not
absorb all of the available radiation in the wavelength range corresponding to its
13
absorption spectrum The value of N can be derived at a particular wavelength λ and is
given by
Nλ = Iλ ndash It = Iλ (1 ndash 10ndashA
) (17)
where Iλ and It are the incident and transmitted radiation intensities respectively and A is
the absorbance of the sample at the wavelength of irradiation This expression can be
expanded as a power series
Nλ = 2303 Iλ (A + A22 + A
36 + hellip) (18)
When the absorbance is low (Alt 002) the second- and higher-order terms are negligible
and the expression simplifies to the first term in Eq 18 Given the Beerrsquos law relation
between absorbance and concentration N can be seen to be directly proportional to
concentration
Nλ = 2303 Iλ A = 2303 Iλ ελ b C (19)
where ελ is the molar absorptivity at wavelength λ C the molar concentration of the
absorbing species and b the optical path length of the reaction vessel Now Iλ and ελ vary
with wavelength so the expression must be integrated over the relevant wavelength range
where each has a non-zero value
N = 2303 b C int (Iλ ελ) dλ integrated from λ1 to λ2 (110)
Thus
Rate = 2303 b C φ int (Iλ ελ) dλ (111)
Now the overlap integral (int Iλ ελ dλ) is a constant for a particular combination of photon
source and absorbing substance b is determined by the reaction vessel chosen and φ is a
characteristic of the reaction Thus by grouping the constant terms into an overall
constant k1 the expression is simplified to a first-order kinetic equation
14
Rate = ndashd [Drug] dt = k1C (112)
The integrated form of Eq 112 can be expressed in exponential form (Eq 113) or
logarithmic form (Eq 114)
[Drug]t = [Drug]0 endashk1t
(113)
ln [Drug]t = ln [Drug]0 ndash k1t (114)
Verification of first-order kinetics is obtained when a plot of the logarithm of the
concentration of drug remaining is linear with slope equal to (ndashk1)
Eq 112 predicts that a photodegradation reaction studied at low concentrations in
solution will follow first-order kinetics however the rate constant derived from a study
performed in one laboratory will not be the same as that found in another The reason for
this is the inherent difficulty in reproducing exactly the experimental arrangement of
photon source and sample irradiation geometry Therefore the relative values of the rate
constants are useful in a given experimental arrangement for making comparisons of
degradation of the absorbing substance in different formulations eg those containing
ingredients designed to inhibit the photoreaction The use of rate constants is helpful for
comparative purposes when studying a number of different reaction mixtures under the
same irradiation conditions such as the effect of pH on the degradation of a drug
However the reaction order and numerical values of the rate constants are relative to the
specific conditions used
15
18 LITERATURE ON ASCORBIC ACID
A large number of reviews have been published on various aspects of ascorbic
acid A list of important reviews is given below
Chemistry biochemical functions and related aspects
Rosenberg (1945) Burns (1961) King and Burns (1975) Sim (1972) Hanck
(1982) Zaeslein (1982) Seib and Tolbert (1982) Carpenter (1986) Levine
(1986) Davies et al (1991) Halliwell and Whiteman (1997) Ortega and Delgado
(1998) Asard et al (2004) Hickey and Roberts (2004) Johnston et al (2007)
Eitenmiller (2008)
Chemical and pharmaceutical stability
Macek (1960) Garrett (1967) Carstensen (1972) Dale and Booth (1976) Hashmi
(1973) Litner (1973) DeRitter (1982) Allwood (1984ab) Allwood and Kearney
(1998) Connors et al (1986) Smith et al (1988) Racz (1989) Roth et al 1991
Ball (2006) Eitenmiller et al (2008) Sweetman (2009)
Methods of assay and chromatography
Mader (1961) Gyorgy and Pearson (1967) Bolliger and Konig (1969) Hashmi
(1973) Al-Meshal and Hassan (1982) Pelletier (1985) Lambert and deLeenheer
(1992) Halver and Felton (2001) Moffat et al (2004) Ball (2006) Eitenmiller et
al (2008)
Pharmacology and related aspects
Levine (1986) Dollery (1999) Sauberlich (1994ab) McDowell (2000)
Kaushansky and Kipps (2006) Sweetman (2009)
16
Antioxidant activity
Basu et al (1999) Shacter (2000) Thiele et al (2000) Cadenas and Packer
(2002) Packer et al (2002) Padayathy et al (2003) Parker and Parker (2003)
Burke (2006) Johnston et al (2007)
Cosmetic Preparations
Barel et al (2001) Salvador and Chisvert (2007) Rosen (2005) Bissett (2006)
Chaudhri and Jain (2009)
CHAPTER II
PHOTODEGRADATION
REACTIONS AND ASSAY
OF ASCORBIC ACID
18
21 PHOTODEGRADATION REACTIONS
211 Photodegradation of Ascorbic Acid
Aqueous ascorbic acid (1) solutions are degraded by UV light to give
dehydroascorbic acid (2) (Arcus and Zilva 1940) Ascorbic acid degradation at a
concentration of 52 and 50 mg on UV irradiation for 2 hours gave a loss of 43 and 8
respectively Dehydroascorbic acid solutions are more stable to UV light than the
ascorbic acid (Kitagawa 1968) In many natural products the vitamin is oxidized on
exposure to air and light (OrsquoNeil 2001) When solutions of multivitamin preparations are
exposed to light H2O2 as well as organic peroxides are generated and specific
byproducts that differ from dehydroascorbic acid and 23-diketogulonic acid (3) are
produced (Lavoie et al 2004)
In aqueous neutral or alkaline solution ascorbic acid (1) undergoes chemical or
photochemical oxidation to dehydroascorbic acid (2) which upon saponification of the
lactone ring under the influence of the base water produces 23-diketo-L-gulonic acid (an
α szlig- diketogulonic acid) (3) This acid undergoes further oxidation to oxalic acid (4) and
L-threonic acid (5) (Racz 1989) (Fig 2a) At room temperature oxalic acid (4) is also
formed along with threonolactone (6) by photochemical degradation of ascorbic acid (1)
in the presence of singlet oxygen (1O2) (Silva and Quina 2006) (Fig 2a) The low-
temperature photooxygenation of ascorbic acid (1) gives a mixture of unstable
hydroperoxide ketones (7) and (8) which on standing interconvert and cyclize to
hydroperoxyhemiketal (9) The hydroperoxyhemiketal breaks down on warming to
produce the oxalate esters of threonic acid (10) (Fig 2b) (Kwon and Foote 1988)
19
COOH
COOH
O
OHHO
O
HOH2C
HO2
O
O
HO
OO
O O2H
OHHO
O
HOH2C
OH
O
O
OH
O2H
OO
HO O2CCO2H
(1)hv
room temperature
(4)(6)
(1)hv
85 oC
(7)
(a)
(8)
+
cyclization
(9)
ring cleavage
(b)
(10)
(2)
OH O
OHHO
OH O O
(3)
OH OH
OH
OH O
O
OH
1O2 [O]
+
(5)
COOH
COOH
(4)
+
OH
Fig 2 Photooxidation of ascorbic acid at room and low temperature
20
An important consideration in the stability of ascorbic acid in total parenteral
nutrition (TPN) solutions is the generation of hydrogen peroxide in the presence of light
(Laborie et al 1998 1999 2000 2002 Chessex et al 2002) This may result from the
oxidation of ascorbate anion by molecular oxygen (Homann and Gaffron 1964 Taqui
Khan and Martell 1967 Mushran and Agarwal 1977 Hughes 1985 De La Rochette et
al 2000) leading to further degradation of ascorbic acid (Deutsch 1998a 1998b
1998c) The kinetics and mechanism of oxidation reactions of ascorbic acid have been
studied by several workers (Taqui Khan and Martell 1967 Ogata and Kosugi 1969
Blaugh and Hajratwala 1972 Fessenden and Verma 1978 Abe et al 1986 Kwon et al
1989 Fornaro and Coicher 1998 Njus et al 2001)
The photostability of various ascorbic acid tablets on exposure to UV light has
been studied and the influence of antioxidants and moisture on the potency loss of
ascorbic acid has been evaluated The physical characteristics of ascorbic acid tablets are
also affected on UV irradiation (Ahmad et al 1973 Jamil et al 1980ab Jamil and
Ahmad 1984)
212 Effect of Various Substances on Photodegradation of Ascorbic Acid
The oxidation-reduction reactions of ascorbic acid in the presence of riboflavin at
pH 8ndash9 under the influence of light have been studied Under these conditions ascorbic
acid is a more active H donor to riboflavin than phenolphthalein (Sibi et al 1953)
Riboflavin has been found to catalyze the photodegradation of ascorbic acid solutions
during exposure to light and air The losses of ascorbic acid are markedly increased by
the presence of Cu2+
and Fe3+
ions under light exposed and unexposed conditions (Sattar
et al 1977) A spectral study of the UV photolysis of ascorbic acid solutions in the
21
presence of riboflavin has shown that the degradation of ascorbic acid is enhanced to the
extent of about 15 (Vaid et al 2005) The influence of DL- methionine on the
photostability of ascorbic acid solutions has also been studied DL- methionine (10 mg
) enhances the photostability of ascorbic acid (40 mg ) in acetate and phosphate
buffers but not in citrate buffer at pH 45 The photoprotective action of DL-methionine
on ascorbic acid appears to be influenced by its concentration pH of the medium and the
buffer species (Asker et al 1985)
The degradation of ascorbic acid solutions on irradiation with simulated sunlight
in the presence of the food dye quinolone yellow (E 104) is enhanced However this
effect is reversed by the addition of mannitol indicating that this dye facilitates the
photogeneration of hydroxyl radicals which may cause degradation of the vitamin The
incorporation of triplet quenchers enhances the stability of substrate solutions suggesting
that the dye acts as a triplet sensitizer to facilitate the reaction (Sidhu and Sugden 1992)
The photostability of ascorbic acid solutions is enhanced by sweetening agents (mannitol
sorbitol sucrose dextrose and Canderal) at 5 wv concentration However the addition
of stoichiometric amounts of hydrogen peroxide as a source of hydroxyl radicals and 2
2rsquo-azobis (2-amidopropane) as a source of hydroperoxyl radicals results in diminished
stability of ascorbic acid solutions The diminished activity may be due to the action of
hydroperoxyl radicals in the presence of hydroxyl radical scavengers (Ho et al 1994)
Metal-complexing agents (eg disodium ethylenediaminetetraacetic acid N-
hydroxylethyl ethylenediaminetetraacetic acid 8-hydroxyquinoline) have a stabilizing
effect on the photolysis of ascorbic acid injectable solutions (Kassem et al 1969ab
22
1972) This may be due to the interaction of these agents with metal ions and other
impurities
213 Photosensitized Oxidation of Ascorbic Acid
In the presence of visible light a photosensitizer such as riboflavin can exhibit
photosensitizing properties through a mixed Type IndashType II mechanism (Yoshimura and
Ohno 1988 Foote 1991 Silva et al 1994 Silva and Quina 2006) as presented below
Type I mechanism (low oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (21)
3RF + SH rarr RF
middot ndash + SH
middot + rarr RFH
middot + S
middot (22)
RFmiddot ndash
+ O2 rarr RF + O2middot ndash
(23)
2RFHmiddot rarr RF + RFH2 (24)
RFH2 + O2 rarr RF + H2O2 (25)
H2O2 + O2middot ndashrarr
ndashOH +
middotOH + O2 (26)
Smiddot and or SH
middot +
+ H2O2 O2middot ndash
rarr Soxid (27)
Type II mechanism (high oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (28)
3RF + O2 rarr RF +
1O2 (29)
SH + 1O2 rarr Soxid (210)
In these reactions RF 1RF and
3RF represent RF in the ground state and in the excited
singlet and triplet states respectively RFmiddot ndash
RFHmiddot and RFH2 are the radical anion the
radical and the reduced form of RF SH is the reduced substrate and SHmiddot
+ S
middot and Soxid
23
represent the intermediate radical cation the radical and the oxidized form of the
substrate respectively
An early study of the riboflavin-sensitized photooxidation of ascorbic acid has
been carried out by flash photolysis (Heelis et al 1981) ESR spectrometry has been
used to investigate the photosensitized formation of ascorbate radicals by riboflavin (Kim
et al 1993) The photochemical behavior of a system consisting of ascorbate ion (AHndash)
and riboflavin has been studied by Mancini et al (2000) and De La Rochette et al (2000
2003) The photosensitized processes were examined as a function of oxygen pressure
and the efficiency of RF induced degradation of AHndash
at various oxygen concentrations
was compared on the basis of the respective initial photosensitization quantum yields
(Table 2)
In this reaction a Type I photosensitization mechanism (Karlsen 1996) implies a
direct electron transfer between AHndash and the RF triplet-excited state followed by the
oxidation of semioxidized ascorbyl radical (AHmiddot) by molecular oxygen or some other
reactive species On the contrary in a Type II photosensitization mechanism singlet
oxygen is produced directly by energy transfer from the RF triplet-excited state to
molecular oxygen and the singlet oxygen then oxidizes the AHndash Thus by irradiating
under increasing oxygen pressure it is possible to control the relative prevalence and
efficiency of Type I or Type II mechanisms The absence of a linear relationship between
the quantum yields of ascorbate degradation and oxygen concentration indicates that the
photosensitization mechanism involved in not exclusively Type II
24
Table 2 Initial quantum yield (φ) for ascorbate (AHndash) degradation during
photosensitization by RF (35 microM) in solutions irradiated at 365 nm and
37ordmC
O2 103 times φ (AH
ndash)a
0
5
20
14 plusmn 06
1670 plusmn 220
1940 plusmn 200
a Data are the mean plusmn SD of three independent experiments
25
In the presence of RF and O2 the quantum yields for degradation of ascorbate ion
have been found to be greater than one suggesting the participation of chain reactions
initiated by the ascorbyl radical as given by the following reactions
3RF + AH
ndash rarr RFmiddot
ndash + AHmiddot (211)
AHmiddot + O2 rarr A + HO2middot (212)
HO2middot + AHndash rarr H2O2 + AHmiddot (213)
The generation of the ascorbyl radical by the reaction between the RF excited-
triplet state and the ascorbate ion (Eq 211) is the only step that requires the absorption of
photons (to form the excited-triplet state of RF) The subsequent reactions (Eqs 212 and
213) are independent of light and lead to further degradation of the ascorbate ion In the
presence of transition metal ions such as Fe3+
in trace amounts in the buffer solution
containing RF and ascorbate ions further oxidation of ascorbate ion could also occur As
a result the reduced form of the metal ion (ie Fe2+
) can be generated by the metal
catalyzed oxidation of ascorbate ion This has been confirmed by the significant decrease
in the AHndash photooxidation quantum yield in the presence of the metal chelator EDTA
which inactivates the trace amounts of iron present in the buffer solution The quantum
yields for the photosensitized oxidation of ascorbate ion are decreased twofold at 20 O2
and fourfold at 5 O2 concentration in the presence of EDTA (Silva and Quina 2006)
Amino acids have been found to affect the photosensitized oxidation of ascorbic acid
(Jung et al 1995)
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins
The stability of ascorbic acid is reported to be enhanced in syrups containing B-
complex vitamins (Connors et al 1986) This may be due to the increased viscosity of
the syrups inhibiting the oxidation of ascorbic acid The rate of photolysis in solution
26
containing cyanocobalamin and ascorbic acid is reported to decrease with an increase in
pH (Ansari et al 2004) where as use of certain halide salts has been reported to be
beneficial in stabilizing pharmaceutical products and dietary supplements when vitamin
B12 and vitamin C are combined in solution (Ichikawa et al 2005) When a solution of
multivitamins is exposed to light it is reported that organic peroxidases are generated and
the concentration of ascorbic acid decreases (Lavoie et al 2004)
22 ASSAY OF ASCORBIC ACID
Recent accounts of the development and application of analytical methods to the
determination of ascorbic acid in pharmaceuticals biological samples and food materials
are reported in the literature (Rumsey and Levine 2000 Halver and Felton 2001 Moffat
et al 2004 Ball 2006 Sheraz et al 2007 Eitenmiller et al 2008 Salkic and Kubicek
2008) Most of these methods are based on the application of spectrophotometric
fluorimetric and chromatographic techniques to suit the requirements of a particular assay
and are summarized below
221 Spectrophotometric Methods
Spectrophotometric methods are the most widely used methods for the assay of
ascorbic acid in aqueous solution Ascorbic acid exhibits strong absorption in the
ultraviolet region (absorption maxima 243 nm at pH 2 and 265 nm at pH 4ndash10 OrsquoNeil
2001 Moffat et al 2004 British Pharmacopoeia 2009) This is the basis of
spectrophotometric methods for the determination of the vitamins in pure solutions and in
sample preparations where no interference is observed from UV absorbing impurities
The value of A (1 1 cm) at the analytical wavelength of 245 nm (pH 20) is high (695)
which makes the method very sensitive for the determination of mg quantities of the
27
vitamin Treatment of the material to be analyzed with ascorbic acid oxidase is often used
as a blank to correct for the presence of interfering substances in biological samples (Liu
et al 1982) A spectrophotometric method for the determination of ascorbic acid in
pharmaceuticals by background correction (245 nm) has been reported (Verma et al
1991) The direct determination of ascorbic acid in mixtures involves the use of 22prime-
dipyridyl as a colorimetric reagent The method is based on the reduction of Fe (III) by
ascorbic acid to Fe (II) which reacts with 2 2prime-dipyridyl to form a colored complex
(absorption maximum 510 nm) that can be used for quantitative determination (Margolis
and Schmidt 1996) A spectrophotometric method has been developed for the
determination of ascorbic acid and its oxidation product dehydroascorbic acid in
biological samples (Moeslinger et al 1995) A sensitive method has been reported for
the determination of ascorbic acid in pharmaceutical formulations and fruit juices by
interaction with 2-(5-bromo-2-pyridylazo)-5-diethylaminophenol (Br-PADAP) (Ferreira
et al 1997) A novel UV method has been developed for the analysis of ascorbic acid in
methanol at 245 nm in various formulations (Zeng et al 2005)
Ascorbic acid in aqueous solutions has been assayed at 244 nm (pH ~2) (Ogata
and Kosugi 1969) 245 nm (pH 35) (Blaugh and Hajratwala 1972) 264 nm (pH 7)
(Salkic et al 2007) 265 nm (pH 7) (Hashmi 1973) 275 nm (pH 41 and 70) (Heelis et
al 1981) 265 nm (pH 7) (Al-Meshal and Hassan 1982) 245 nm (pH ~2) (Verma et al
1991) and 265 nm (pH ~7) (Erb et al 2004) Dehydroascorbic acid and 23-
diketogulonic acid do not significantly absorb in this region (Pelletier 1985 Davies et
al 1991 Rumsey and Levine 2000) and therefore do not interfere with the assay of
ascorbic acid in degraded solutions
28
222 Fluorimetric Methods
Fluorimetry is a highly sensitive technique for the determination of fluorescent
compounds or fluorescent derivatives of non-fluorescent compounds The technique has
been used for the detection of microg quantities of ascorbic acid Methods based on
fluorimetric (Kampfenkel et al 1995) and chemiluminescence detection (Zhang and
Chen 2000) provide highly sensitive methods for the determination of ascorbic acid in
plant and other materials
223 Mass Spectrometric Methods
Conventional and isotope mass spectrometric techniques have also been used for
the analysis of ascorbic acid Isotope ratio mass spectrometry is particularly useful and
sensitive when 13
C ascorbic acid is used as a standard in the analysis of complex matrices
(Gensler et al 1995)
224 Chromatographic Methods
High-performance liquid chromatographic (HPLC) methods have extensively
been employed for the determination of ascorbic acid in biological samples These
methods include ion exchange reversed phase and ion-pairing HPLC protocols
Spectrophotometric fluorimetric and electrochemical detection has been used in the
HPLC analysis of ascorbic acid The electrochemical detection is used for the
simultaneous determination of ascorbic acid dehydroascorbic acid and their isomers and
derivatives A number of HPLC methods have been developed for the detection and
determination of ascorbic acid and its oxidation products and derivatives in biological
samples and plant materials (Tsao and Young 1985 Tangney 1988 Dabrowski and
Huiterleitner 1989 Thomson and Trenerry 1995 Kimoto et al 1997 Kall and
29
Anderson 1999 Rumelin et al 1999 Lykkesfeldt 2000 Zhang et al 2000 Pastore et
al 2001 Frenich et al 2005) The limit of detection of ascorbic acid in plasma or urine
with UV detection lies in the range of 100-120 microg (Liau et al 1993 Manoharan and
Schwille 1994) Fluorescence detection of ascorbic acid and dehydroascorbic acid in
plasma and its comparison with coulometric detection has been reported (Tessier et al
1996) A liquid chromatography-diode-array detection (LCndashDAD) method has been
reported for the determination of 10 water-soluble and 10 fat-soluble vitamins including
ascorbic acid in pharmaceutical preparations with a coefficient of variation lt 65
(Konings 2006)
Liquid chromatography methods based on precolumn and o-phenylenediamine
(OPD) derivatization have been used for the determination of total vitamin C and total
isovitamin C in foods and dehydro forms of the vitamin Isoascorbic acid has been used
as an internal standard in the analysis (Speek et al 1985 Vanderslice et al 1990
Dodsun et al 1992 Vanderslice and Higgs 1988 1993 Hagg et al 1994 1995) The
limits of detection of ascorbic acid by HPLC using different detectors are in the range of
16ndash400 microgl (Capellmann and Bolt 1992 Iwase and Ono 1994 Karatepe 2004)
225 Enzymatic Methods
Enzymatic methods using ascorbate oxidase are specific and have the advantage
of selectively measuring the biological activity of ascorbic acid in serum or plasma (Liu
et al 1982) Ascorbate oxidase and OPD derivatization has been used to develop a rapid
automated method for the routine assay of ascorbic acid in serum and plasma The
method has a sample throughput of 100h (Ihara et al 2000)
30
226 Commercial Kits for Clinical Analysis
Commercial kits (eg Immunodiagnostic Germany Biovision USA) are also
used for the determination of ascorbic acid in biological samples (serum or plasma) in
clinical laboratories
227 Analysis in Creams
The general methods for the analysis of active ingredients and excipients in
cosmetic products including creams are described by Salvador and Chisvert (2007)
Ascorbic acid and derivatives in creams have been determined by liquid chromatography
(Irache et al 1993 Varvaresou et al 2006) gas chromatography-mass spectrometry
(Leveque et al 2005) and electrochemical methods (Beissenhirtz et al 2003 Guitton et
al 2007)
CHAPTER III
FORMULATION AND
STABILITY OF CREAM
PREPARATIONS
32
31 FORMULATION OF CREAM PREPARATIONS
Traditionally emulsions have been defined as dispersions of macroscopic droplets
of one liquid in another liquid with a droplet diameter approximately in the range of 05-
100 microm (Becher 1965) According to the definition of International Union of Pure and
Applied Chemistry (IUPAC) (1971) ldquoIn an emulsion liquid droplets and or liquid
crystals are dispersed in a liquidrdquo
Creams are semisolid emulsions intended for external applications They are often
composed of two phases Oil-in-water (ow) emulsions are most useful as water-washable
bases whereas water-in-oil (wo) emulsions are emollient and cleansing agents The
active ingredient is often dissolved in one or both phases thus creating a three-phase
system Patients often prefer a wo cream to an ointment because the cream spreads more
readily is less greasy and the evaporating water soothes the inflamed tissue OW creams
(vanishing creams) rub into the skin the continuous phase evaporates and increases the
concentration of a water-soluble drug in the adhering film The concentration gradient for
drug across the stratum corneum therefore increases promoting percutaneous absorption
(Barry 2002 Betageri and Prabhu 2002)
The various factors involved in the formulation of emulsions and topical products
have been discussed by Block (1996) Barry (2002) and Jain et al (2006) and are briefly
presented in the following sections
311 Choice of Emulsion Type
Oil-in-water emulsions are used for the topical application of water-soluble drugs
mainly for local effect They do not have the greasy texture associated with oily bases
and are therefore pleasant to use and easily washed from skin surfaces Moisturizing
33
creams designed to prevent moisture loss from the skin and thus inhibit drying of the
stratum corneum are more efficient if formulated as ow emulsions which produce a
coherent water-repellent film
312 Choice of Oil Phase
Many emulsions for external use contain oils that are present as carriers for the
active ingredient It must be realized that the type of oil used may also have an effect both
on the viscosity of the product and on the transport of the drug into the skin (Barry
2002) One of the most widely used oils for this type of preparation is liquid paraffin
This is one of a series of hydrocarbons which also includes hard paraffin soft paraffin
and light liquid paraffin They can be used individually or in combination with each other
to control emulsion consistency This will ensure that the product can be spread easily but
will be sufficiently viscous to form a coherent film over the skin The film-forming
capabilities of the emulsion can be further modified by the inclusion of various waxes
such as bees wax carnauba wax or higher fatty alcohols
313 Emulsion Consistency
A consideration of the texture or feel of a product intended for external use is
important A wo preparation will have a greasy texture and often exhibits a higher
apparent viscosity than ow emulsions This fact imparts a feeling of richness to many
cosmetic formulations Oil-in-water emulsions will however feel less greasy or sticky on
application to the skin will be absorbed more readily because of their lower oil content
and can be more easily washed from skin surface Ideally emulsions should exhibit the
rheological properties of plasticity pseudoplasticity and thixotropy Emulsions of high
apparent viscosity for external use (cream) are of a semisolid consistency There are
34
several methods by which the rheological properties of an emulsion can be controlled
(Billany 2002)
314 Choice of Emulsifying Agent
The choice of emulgent to be used would depend on factors such as its
emulsifying ability route of administration and toxicity Most of the non-ionic emulgents
are less irritant and less toxic than their anionic and cationic counter parts Some
emulgents such as the ionic alkali soaps often have a high pH and are thus unsuitable for
application to broken skin Even in normal intact skin with a pH of 55 the application of
such alkaline materials can cause irritation Some emulsifiers in particular wool fat can
cause sensitizing reactions in susceptible people The details of various types of
emulsifying agents are available in the literature (Betageri and Prabhu 2002 Billany
2002 Swarbrick et al 2006)
315 Formulation by the HLB Method
The physically stable emulsions are best achieved by the presence of a condensed
layer of emulgent at the oil water interface and the complex interfacial films formed by a
blend of an oil-soluble emulsifying agent with a water-soluble one produces the most
satisfactory emulsions
It is possible to calculate the relative quantities of the emulgents necessary to
produce the most physically stable emulsions for a particular formulation with water
combination This approach is called the hydrophilic-lipophilic balance (HLB) method
Each surfactant is allocated an HLB number representing the relative properties of the
lipophilic and hydrophilic parts of the molecule High numbers (up to a theoretical
number of 20) therefore indicates a surfactant exhibiting mainly hydrophilic or polar
35
properties whereas low numbers represent lipophilic or non-polar characteristics Each
type of oil requires an emulgent of a particular HLB number in order to ensure a stable
product For an ow emulsion the more polar the oil phase the more polar must be the
emulgent system (Billany 2002 Im-Emsap et al 2002 Swarbrick et al 2006)
316 Concept of Relative Polarity Index
In the ingredient selection in cosmetic formulations a new concept of relative
polarity index (RPI) has been presented (Wiechers 2005) The physicochemical
characteristics of the ingredients determine their skin delivery to a greater extent than the
formulation type The cosmetic formulation cannot change the chemistry of the active
molecule that needs to penetrate to a specific site within the skin However the
formulation type can be selected based on the polarity of the active ingredient and the
desired site of action for the active ingredient For optimum skin delivery the solubility of
the active ingredient needs to be as high as possible (to create a large concentration
gradient) and as small as possible (to create a large partition coefficient) To achieve this
it is necessary to determine the following parameters
The total amount dissolved in the formulation that is available for skin penetration
the higher this amount the more will penetrate until a solution concentration is
reached in the skin therefore a high absolute solubility in the formulation is required
The polarity of the formulation relative to that of the stratum corneum if an active
ingredient dissolves better in the stratum corneum than in the formulation then the
partition of the active ingredient will favour the stratum corneum therefore a low
(relative to that in the stratum corneum) solubility in the formulation is required
(Wiechers 2005)
36
These requirements can be met by considering the concept of RPI (Wiechers
2003 2005) In this systematic approach it is essential to consider the stratum corneum
as another solvent with its own polarity The stratum corneum appears to behave very
similarly to and in a more polar fashion than butanol with respect to its solubilizing
ability for active ingredients (Scheuplein and Blank 1973) The polarity of stratum
corneum as expressed by its octanol water partition coefficient is 63
The relative polarity index may be used to compare the polarity of an active
ingredient with both that of the skin and that of the oil phase of a cosmetic formulation
predominantly consisting of emollients It may be visualized as a vertical line with a high
polarity at the top and a high lipophilicity at the bottom The polarity is expressed as the
log10 of the octanol water coefficient For example the relative polarity index values of
glycerin and isostearyl isostearate are -176 and 2698 respectively (Wiechers 2005) In
order to use the concept of the relative polarity index three numbers (on log10 scale) are
required
The polarity of the stratum corneum is set at 08 However in reality this value will
change with the hydration state of the stratum corneum that is determined in part by
the external relative humidity (Bonwstra et al 2003)
The polarity of the active molecule
The polarity of the formulation
For multiphase or multipolarity systems like emulsions the active ingredient is dissolved
in the phase For example in an ow emulsion where a lipophilic active ingredient is
dissolved in the oil phase it is the polarity of the homogenous mixture of the lipophilic
active ingredient and internal oil For the same lipophilic active in a wo emulsion it is
37
the polarity of the homogenous mixture of the lipophilic active ingredients and external
oil For water-soluble active ingredients it is the polarity of the homogenous mixture of
the hydrophilic active ingredient and the aqueous phase regardless whether it is internal
(wo emulsions) or external (ow emulsions)
Once the active ingredient and the formulation type have been chosen it is
necessary to create the delivery system that will effectively deliver the molecule The
concept of relative polarity index allows the formulator to select the polarity of the phase
in which the active ingredient is incorporated on the basis of its own properties and those
of the stratum corneum In order to achieve maximum delivery the polarity of the active
ingredient and the stratum corneum need to be considered In order to improve the skin
delivery of active ingredients the first step involves selecting a primary emollient with a
polarity close to that of the active ingredient in which it will have a high solubility The
second step is to reduce the solubility of the active ingredient in the primary emollient via
the addition of a secondary emollient with a different polarity and therefore lower
solubility for the active ingredient This approach has shown a 3-4 fold increase in skin
penetration with out increasing the amount of active ingredients in the formulation
(Wiechers 2005)
32 FORMULATION OF ASCORBIC ACID CREAMS
Ascorbic acid is a water-soluble material and is included frequently in skin care
formulations to restore skin health It is very unstable and is easily oxidized in aqueous
solution This vitamin is known to be a reducing agent in biological systems and causes
the reduction of both oxygen- and nitrogen- based free radicals (Higdon and Frei 2002)
It can also act as a co-antioxidant with the tocopheroxyl radical to regenerate alpha-
38
tocopherol (Packer et al 1979 Buettner 1993 Peyrat-Maillard et al 2001) In this
reaction the two vitamins act synergistically Alpha-tocopherol first functions as the
primary antioxidant that reacts with an organic free radical Thereafter ascorbic acid
reacts with the free radical tocopheroxyl to general alpha-tocopherol In physiological
conditions the ascorbyl radical formed by regenerating tocopherol is then converted back
to ascorbate by the redox cycle (Davies et al 1991) The interaction of ascorbic acid
with a redox partner such as alpha-tocopherol has been found useful to slow its oxidation
and prolong its action
The instability of ascorbic acid makes this antioxidant active ingredient a
formulation challenge to deliver to the skin and retain its effective form In addition to its
use in combination with alpha-tocopherol in cream formulations the stability of ascorbic
acid may be improved by its use in the form of a fatty acid ester such as ascorbyl
palmitate Ascorbyl palmitate has been used in thixogel formulations and is typically
incorporated into the mineral oil phase Preliminary experiments have shown that it could
be slowly released from the starch-oil emulsion matrix and act as an antioxidant (Wille
2005)
Various physical and chemical factors involved in the formulation of cream
preparations have been discussed in the above sections For polar and air light sensitive
compounds such as ascorbic acid it is important to consider factors such as the choice of
formulation ingredients polar character of formulation HLB value pH viscosity etc to
achieve stability
39
33 STABILITY OF CREAMS
331 Physical Stability
The most important consideration with respect to pharmaceutical and cosmetic
emulsions (creams) is the stability of the finished product The stability of a
pharmaceutical emulsion is characterized by the absence of coalescence of the internal
phase absence of creaming and maintenance of elegance with respect to appearance
odor color and other physical properties An emulsion is a dynamic system however
any flocculation and resultant creaming represent potential steps towards complete
coalescence of the internal phase In pharmaceutical emulsions creaming results as a lack
of uniformity of drug distribution and poses a problem to the pharmaceutical
compounder Another important factor in the stabilization of emulsions is phase inversion
which involves the change of emulsion type from ow to wo or vice versa and is
considered as a case of instability The four major phenomena associated with the
physical instability of emulsions are flocculation creaming coalescence and breaking
These have been discussed by Garti and Aserin (1996) Im-Emsap et al (2002) and Sinko
(2006)
332 Chemical Stability
The instability of a drug may lead to the loss of its concentration through a
chemical reaction under normal or stress conditions This results in a reduction of the
potency and is a well-recognized cause of poor product quality The degradation of the
drug may make the product esthetically unacceptable if significant changes in color or
odor have occurred The degradation product may also be a toxic substance The various
pathways of chemical degradation of a drug depend on the structural characteristics of the
40
drug and may involve hydrolysis dehydration isomerization and racemization
decarboxylation and elimination oxidation photodegradation drug-excipients and drug-
drug interactions Factors determining the chemical stability of drug substances include
intrinsic factors such as molecular structure of the drug itself and environmental factors
such as temperature light pH buffer species ionic strength oxygen moisture additives
and excipients The application of well-established kinetic principles may throw light on
the role of each variable in altering the kinetics of degradation and to provide valuable
insight into the mechanism of degradation (Baertschi and Alsante 2005 Yoshioka and
Stella 2002 Lachman et al 1986) The chemical stability of individual components
within an emulsion system may be very different from their stability after incorporation
into other formulation types For example many unsaturated oils are prone to oxidation
and their degree of exposure to oxygen may be influenced by factors that affect the extent
of molecular dispersion (eg droplet size) This could be particularly troublesome in
emulsions because emulsification may introduce air into the product and because of the
high interfacial contact area between the phases (Barry 2002) The use of antioxidants
retards oxidation of unsaturated oils minimizes changes in color and texture and prevents
rancidity in the formulation Moreover they can retard the degradation of certain active
ingredients such as vitamin C (Vimaladevi 2005) The stability problems of dispersed
systems and the factors leading to these stability problems have been discussed by
Weiner (1996) and Lu and Flynn (2009)
333 Microbial Stability
Topical bases often contain aqueous and oily phases together with carbohydrates
and proteins and are susceptible to bacterial and fungal attack Microbial growth spoils
41
the formulation and is a potential toxic hazard Therefore topical formulations need
appropriate preservatives to prevent microbial growth and to maintain their quality and
shelf-life (Barry 2002 Arger et al 1996) Cream formulations may contain fats and oils
with high percentage of unsaturated linkages that are susceptible to oxidation degradation
and development of rancidity The addition of antioxidants retards oxidation of fats and
oils minimizes changes in color and texture and prevents rancidity in the formulation
Moreover they can retard the degradation of certain active ingredients such as vitamin C
These aspects in relation to dermatological formulations have been discussed by Barry
(1983 2002) and Vimaladevi 2005)
334 Stability of Ascorbic Acid in Liquid Formulations
Ascorbic acid is very unstable in aqueous solution Different workers have studied
the stability of ascorbic acid in liquid formulations (Connors et al 1986 Austria et al
1997) Its shelf-life can be prolonged by appropriate choice of vehicle and control of
other variables such as pH stabilizers temperature light and oxygen (Table 3)
Similarly the stability of various concentrations of ascorbic acid in solution form may
vary depending upon the type of solvent used (Table 4) (Connors et al 1986 Satoh et
al 2000 Lee et al 2004 Zeng et al 2005)
335 Stability of Ascorbic Acid in Emulsions and Creams
Ascorbic acid exerts several functions on skin such as collagen synthesis
depigmentation and antioxidant activity Ultraviolet radiation generates reactive oxygen
species (ROS) which produce some harmful effects on the skin including photocarcinoma
and photoaging In order to combat these problems ascorbic acid as an antioxidant has
42
Table 3 Effect of vehicles on the stability of ascorbic acid ( ascorbic acid remaining in
solutions after storage at room temperature) (Connors et al 1986)
Storage Time (days) No Vehicle
30 60 90 120 180 240 360
1 Corn Syrup 965 925 920 920 900 860 760
2 Sorbitol 990 990 990 970 960 925 890
3 4 Carboxymethyl
Cellulose
840 680 565 380 ndash ndash ndash
4 Glycerin 100 100 990 990 970 935 920
5 Propylene glycol 995 990 980 945 920 900 900
6 Syrup USP 100 100 980 980 930 900 880
7 Syrup 212 gL 880 810 775 745 645 590 440
8 25 Tragacanth 785 620 510 320 ndash ndash ndash
9 Saturated solution of
Dextrose
990 935 875 800 640 580 510
10 Distilled Water 900 815 745 675 405 185 ndash
11 50 Propylene glycol +
50 Glycerin
980 ndash 960 ndash 933 ndash ndash
12 25 Distilled Water +
75 Sorbo (70 solution
of Sorbitol)
955 954 ndash 942 930 ndash ndash
13 50 Glycerin + 50
Sorbo
982 984 978 ndash ndash 914 ndash
43
Table 4 Stability of various concentrations of ascorbic acid in water propylene glycol
and USP syrup at room temperature ( of ascorbic acid remaining in solution)
(Connors et al 1986)
Storage Time (days) Concentration
(mg ml)
Solvent
30 60 90 120 180 240 360
10 Water 930 840 820 670 515 410 ndash
50 Water 940 920 880 795 605 590 300
100 Water 970 930 910 835 705 680 590
10 Propylene glycol 100 985 980 975 960 920 860
50 Propylene glycol 100 970 980 980 980 965 935
100 Propylene glycol 100 100 100 100 990 100 925
10 Syrup 100 100 980 990 970 960 840
50 Syrup 100 100 100 100 990 100 960
100 Syrup 100 100 100 100 100 100 995
44
been used in various dosage forms and in different concentrations (Darr et al 1996
Gallarate et al 1999 Zhang et al 1999 Pinnell et al 2001 Lee et al 2004 Raschke
et al 2004 Elmore 2005 Farahmand et al 2006 Maia et al 2006) Ascorbic acid has
good photoprotective ability against UVA-mediated phototoxicity (Darr et al 1996) A
variety of formulations containing ascorbic acid or its derivatives have been studied in
order to evaluate their stability and delivery through the skin (Gallarate et al 1999
Zhang et al 1999 Ozer et al 2000 Pinnell et al 2001 Lee et al 2004 Raschke et al
2004 Farahmand et al 2006) Formulations containing derivatives of ascorbic acid are
found to be more stable than ascorbic acid but they do not produce the same effect as that
of the parent compound probably due to the lack of redox properties (Heber et al 2006)
Effective delivery of ascorbic acid through topical preparations is a major factor that
should be critically evaluated as it may be dependent upon the nature or type of the
formulation (Gallarate et al 1999 Pinnell et al 2001) The pH of the formulation
should be on the acidic side (~ pH 35) for effective penetration of the vitamin in the skin
(Pinnell et al 2001) and for its stabilization in the formulation (Gallarate et al 1999)
Some other antioxidants such as alpha-tocopherol ferulic acid and sodium metabisulphite
have also been used in combination with ascorbic acid for the purpose of its stabilization
in topical formulations and to produce some synergistic effects (Darr et al 1996 Lin et
al 2005 Maia et al 2006 Tournas et al 2006) Effect of some rheological properties
such as viscosity and dielectric constant on the stability of ascorbic acid in emulsions has
also been investigated (Connors et al 1986) Viscosity of the medium is an important
factor that should be considered for the purpose of ascorbic acid stability as higher
viscosity formulations have shown some degree of protection (Ozer et al 2000
45
Szymula 2005) Along with other factors formulation type also plays an important role in
the stability of ascorbic acid It is reported that ascorbic acid is more stable in emulsified
system as compared to aqueous solutions (Gallarate et al 1999 Lee et al 2004) In
multiemulsions ascorbic acid is reported to be more stable as compared to simple
emulsions (Gallarate et al 1999 Ozer et al 2000 Lee et al 2004 Farahmand et al
2006)
Ascorbic acid and its derivatives have been used in a variety of cosmetic
formulations as an antioxidant pH adjuster anti-aging and photoprotectant (Elmore
2005) The control of instability of ascorbic acid poses a significant challenge in the
development of cosmetic formulations It is also reported that certain metal ions or
enzyme systems effectively convert ascorbic acidrsquos antioxidant action to pro-oxidant
activity (Elmore 2005) Therefore utilization of an effective antioxidant system is
required to maintain the stability of vitamin C in various preparations (Zhang et al 1999
Pinnell et al 2001 Maia et al 2006) The chemical stability of ascorbic acid has been
studied in emulsions and creams by several workers (Darr et al 1996 Gallarate et al
1999 Lee et al 2004 Raschke et al 2004 Elmore 2005 Farahmand et al 2006)
however there is a lack of information on the photostability of ascorbic acid in cream
formulations
336 Stability Testing of Emulsions
The stability testing of emulsions (creams) may be carried out by performing the
following tests (Billany 2002)
46
3361 Macroscopic examination
The assessment of the physical stability of an emulsion is made by an
examination of the degree of creaming or coalescence occurring over a period of time
This involves the calculation of the ratio of the volume of the creamed or separated part
of the emulsion and the total volume A comparison of these values can be made for
different products
3362 Globule size analysis
An increase in mean globule size with time (coupled with a decrease in globule
numbers) indicates that coalescence is the cause of this behavior This can be used to
compare the rates of coalescence for a variety of emulsion formulations For this purpose
microscopic examination or electronic particle counting devices (coulter counter) or
laser diffraction sizing are widely used
3363 Change in viscosity
Many factors may influence the viscosity of emulsions A change in apparent
viscosity may result from any variation in globule size or number or in the orientation or
migration of emulsifier over a period of time
3264 Accelerated stability tests
In order to compare the relative stabilities of a range of similar products it is
necessary to speed up the processes of creaming and coalescence by storage at elevated
temperatures and then carrying out the tests described in the above sections
337 FDA guidelines for semisolid preparations
According to FDA draft guidelines to the industry (Shah 1997) semisolid
preparations (eg creams) should be evaluated for appearance clarity color
47
homogencity odour pH consistency viscosity particle size distribution (when feasible)
assay degradation products preservative and antioxidant content (if present) microbial
limits sterility and weight loss when appropriate Additionally samples from
production lot or approved products are retained for stability testing in case of product
failure in the field Retained samples can be tested along with returned samples to
ascertain if the problem was manufacturing or storage related Appropriate stability data
should be provided for products supplied in closed-end tubes to support the maximum
anticipated use period during patient use and after the seal is punctured allowing product
contact with the cap cap lever Creams in large containers including tubes should be
assayed by sampling at the surface top middle and bottom of the container In addition
tubes should be sampled near the crimp The objective of stability testing is to determine
whether the product has adequate shelf-life under market and use conditions
48
OBJECT OF PRESENT INVESTIGATION
Ascorbic acid (vitamin C) is extensively used as a single ingredient or in
combination with vitamin B complex and other vitamins in the form of drops injectables
lotions and syrups It is an ingredient of anti-aging cosmetic products alone or along with
alpha-tocopherol (vitamin E) Ascorbic acid exerts several functions on the skin as
collagen synthesis depigmentation and antioxidant activity It protects the signs of
degenerative skin conditions caused by oxy-radical damage In solutions and creams
ascorbic acid is susceptible to air and light and undergoes oxidative degradation to
dehydroascorbic acid and inactive products The degradation is influenced by
temperature viscosity and polarity of the medium and is catalysed by metal ions
particularly Cu+2
Fe+2
and Zn+2
One of the major problems faced in cream preparations is the instability of
ascorbic acid as it may be exposed to light during formulation manufacturing and
storage and the possibility of photochemical degradation can not be neglected The
behaviour of ascorbic acid in light is of particular interest since no systematic kinetic
studies have been conducted on its photodegradation in these preparations under various
conditions The study of the formulation variables such as emulsifier humectants and pH
may throw light on the photostabilization of ascorbic acid in creams
The main object of this investigation is to study the behaviour of ascorbic acid in
cream preparations on exposure to UV light in the pharmaceutically useful pH range An
important aspect of the work is to study the interaction of ascorbic acid with other
vitamins such as riboflavin nicotinamide and alpha-tocopherol and the effect of certain
stabilizers such as citric acid tartaric acid and boric acid on its photodegradation In
49
addition it is intended to study the photolysis of ascorbic acid in organic solvents to
evaluate the effect of solvent characteristics (eg dielectric constant and viscosity) on the
stability of the vitamin The study of all these aspects may provide useful information to
improve the photostability and efficacy of ascorbic acid in cream preparations
An outline of the proposed plan of work is presented as follows
1 To prepare a number of oil-in-water cream formulations based on different
emulsifying agents and humectants containing ascorbic acid alone and in
combination with other vitamins and stabilizing agents
2 To perform photodegradation studies on ascorbic acid in creams using a UV
irradiation source with emission corresponding to the absorption maximum of
ascorbic acid
3 To identify the photoproducts of ascorbic acid in creams using chromatographic
and spectrophotometric methods
4 To apply appropriate and validated analytical methods for the assay of ascorbic
acid alone and in combination with other vitamins and stabilizing agents
5 To study the effect of solvent characteristics such as dielectric constant and
viscosity on the photolysis of ascorbic acid in aqueous and organic solvents
6 To evaluate the kinetics of photodegradation of ascorbic acid and its interactions
with other vitamins (riboflavin nicotinamide and alpha-tocopherol) in creams
7 To evaluate the effect of carbon chain length of the emulsifying agent and the
viscosity of the humectant on the photodegradation of ascorbic acid
50
8 To develop relationships between the rate of photodegradation of ascorbic acid
and the concentration pH carbon chain length of emulsifier viscosity of the
creams
9 To determine the effect of compounds such as citric acid tartaric acid and boric
acid used as stabilizing agents on the rate of photodegradation and stabilization
of ascorbic acid in creams
10 To present reaction schemes for the photodegradation of ascorbic acid and its
interactions with other vitamins
CHAPTER IV
MATERIALS
AND
METHODS
52
41 MATERIALS
Vitamins and Related Compounds
L-Ascorbic Acid vitamin C (5R)-5-[(1S)-12-dihydroxyethyl]-34-dihydroxyfuran-2(5H)-
one Merck
C6H8O6 Mr 1761
Dehydroascorbic Acid L-threo-23-hexodiulosonic acid γ-lactone Sigma
C6H6O6 Mr 1741
23-Diketogulonic Acid
C6H8O7 Mr 192
It was prepared according to the method of Homann and Gaffron (1964) by the
hydrolysis of dehydroascorbic acid
Riboflavin vitamin B2 (310-dihydro-78-dimethyl-10-[(2S3S4R)-2345-
tetrahydroxypentyl] benzopteridine-24-dione) Merck
C17H20N4O6 Mr 3764
Nicotinamide vitamin B3 (pyridine-3-carboxamide) Merck
C6H6N2O Mr 1221
Alpha-Tocopherol vitamin E ((2R)-2578-tetramethyl-2-[(4R8R)-4812-
trimethyltridecyl]-34-dihydro-2H-1-benzopyran-6-ol) Merck
C29H50O2 Mr 4307
Formylmethylflavin (78-dimethyl-10-formylmethylisoalloxazine)
C14H12N4O3 Mr 2843
53
Formylmethylflavin was synthesized according to the method of Fall and Petering
(1956) by the periodic acid oxidation of riboflavin It was recrystallized from absolute
methanol dried in vacuo and stored in the dark in a refrigerator
Lumichrome (78-dimethylalloxazine) Sigma
C12H10N4O2 Mr 2423
It was stored in the dark in a desiccator
Stabilizers
Boric Acid orthoboric acid Merck
H3BO3 Mr 618
Citric Acid 2-hydroxypropane-123-tricarboxylic acid Merck
C6H8O7H2O Mr 2101
L-Tartaric acid [(2R3R)-23-dihydroxybutanedioic acid] Merck
C4H6O6 Mr 1501
Emulsifying Agents
Stearic Acid (95) octadecanoic acid Merck
C18H36O2 Mr 2845
Palmitic Acid hexadecanoic acid Merck
C16H32O2 Mr 2564
Myristic Acid tetradecanoic acid Merck
C14H28O2 Mr 2284
Cetyl alcohol hexadecan-1-ol Merck
C16H34O Mr 2424
54
Humectants
Glycerin glycerol (propane-123-triol) Merck
C3H8O3 Mr 921
Propylene glycol (RS)-propane-12-diol Merck
C3H8O2 Mr 7610
Ethylene glycol ethane-12-diol Merck
C2H6O2 Mr 6207
Potassium Ferrioxalate Actinometry
Potassium Ferrioxalate
K3Fe(C2O4)3 3H2O Mr 4912
Potassium Ferrioxalate was prepared according to the method of Hatchard and
Parker (1956) Three volumes of 15 M potassium oxalate was mixed with one volume of
15 M ferric chloride with vigorous stirring The yellow green precipitate of potassium
ferrioxalate was recrystallized twice from water dried at 45 ordmC and stored in the dark in a
desiccator
Reagents
All the reagents and solvents used were of analytical grade obtained from BDH
Merck
Water
Freshly boiled distilled water was used throughout the work
55
42 METHODS
421 Cream Formulations
On the basis of the various cream formulations reported in the literature (Block
1996 Flynn 2002 Betageri and Prabhu 2002 Vimaladevi 2005 EIRI Board Lu and
Flynn 2009) the following basic formula was used for the preparation of oil-in-water
creams containing ascorbic acid
Oil phase Percentage (ww)
Emulsifier
Myristic palmitic stearic acid
Cetyl alcohol
120
30
Aqueous phase
Humectant
Ethylene glycol propylene glycol glycerin
50
Active ingredient
Ascorbic acid
20 (0114 M)
Neutralizer
Potassium hydroxide
10
Continuous phase
Distilled water
QS
Additional ingredientsa
Vitamins
Riboflavin (Vitamin B2)
Nicotinamide (Vitamin B3)
Alpha-Tocopherol (Vitamin E)
0002ndash001 (053ndash266times10ndash4
M)
028ndash140 (0023ndash0115 M)
017ndash086 (0395ndash200times10ndash2
M)
Stabilizers
Citric acid
Tartaric acid
Boric acid
010ndash040 (0476ndash190times10ndash2
M)
010ndash040 (067ndash266times10ndash2
M)
010ndash040 (0016ndash0065 M)
a The vitamin stabilizer concentrations used were found to be effective in promotion
inhibition of photodegradation of ascorbic acid in cream formulations
56
422 Preparation of Creams
The emulsifiers were melted at 70ndash80 ordmC in a glass jar immersed in a water bath
Ascorbic acid was separately dissolved in a small portion of distilled water Potassium
hydroxide and humectant were dissolved in the remaining portion of water and mixed
with the oily phase with constant stirring until the formation of a thick white mass It was
cooled to ~40 ordmC and the ascorbic acid solution was added The thick mass was mixed
using a mechanical mixer with a glass stirrer at 1000 rpm for 5 minutes The pH of the
cream was adjusted to the desired value and the contents again mixed for 10 minutes at
500 rpm All the creams were prepared under uniform conditions to maintain their
individual physical characteristics and stored at room temperature in airtight glass
containers protected from light
In the case of other vitamins nicotinamide was dissolved along with ascorbic acid
in water and added to the cream Riboflavin or alpha-tocopherol were directly added to
the cream and mixed thoroughly according to the procedure described above
In the case of stabilizing agents (citric tartaric and boric acids) the individual
compounds were dissolved in the ascorbic acid solution and added to the cream followed
by the procedure described above
The details of the various cream formulations used in this study are given in
chapters 5ndash7
57
423 Thin-Layer Chromatography (TLC)
The following TLC systems were used for the separation and identification of
ascorbic acid and photodegradation products
Adsorbent a) Silica gel GF 254 (250-microm) precoated plates
(Merck)
Solvent systems S1 acetic acid-acetone-methanol-benzene
(552070 vv) (Ganshirt and Malzacher 1960)
S2 ethanol-10 acetic acid-water (9010 vv)
(Bolliger and Konig 1969)
S3 acetonitrile-butylnitrile-water (66332 vv)
(Saari et al 1967)
Temperature 25ndash27 ordmC
Location of spots Ascorbic acid UV light 254 nm (Uvitec lamp
UK)
Dehydroascorbic acid Spray with a 3 aqueous
phenylhydrazine hydrochloride solution
424 pH Measurements
The measurements of pH of aqueous solutions and cream formulations were
carried out using an Elmetron LCD display pH meter (modelndashCP501 sensitivity plusmn 001
pH units) (Poland) with a combination electrode The electrode was calibrated
automatically in the desired pH range (25 ordmC) using the following buffer solutions
58
Phthalate pH 4008
Phosphate pH 6865
Disodium tetraborate pH 9180
The electrode was immersed directly into the cream (British Pharmacopoeia
2009) kept for few seconds to equilibrate and the pH adjusted in the range of 40ndash70
with phosphoric acid sodium hydroxide solution
425 Ultraviolet and Visible Spectrometry
The absorbance measurements and spectral determinations were performed on
Shimadzu UVndashVisible recording spectrophotometer (model UVndash1601) using matched
silica cells of 10 mm path length The cells were employed always in the same orientation
using appropriate control solutions in the reference beam The baseline was automatically
corrected by the built-in baseline memory at the initializing period Auto-zero adjustment
was made by a one-touch operation The instrument checked the wavelength calibration
(6561 nm) using the deuterium lamp at the initializing period The absorbance scale was
periodically checked using the following calibration standard (British Pharmacopoeia
2009)
0057ndash0063 gl of potassium dichromate in 0005 M sulphuric acid
The specific absorbance [A(1 1 cm)] of the solution should match the
following values with the stated limit of tolerance
Wavelength
(nm)
Specific absorbance
A (1 1 cm)
Maximum
tolerance
235 1245 1229ndash1262
257 1445 1428ndash1462
313 486 470ndash503
350 1073 1056ndash109
430 159 157ndash161
59
426 Photolysis of Ascorbic Acid
4261 Creams
A 2 g quantity of the cream was uniformly spread on several rectangular glass
plates (5 times 15 cm) covered with a 1 cm tape on each side to give a 1 mm thick layer The
plates were irradiated in a dark chamber using a Philips 30 watt TUV tube (100
emission at 254 nm the wavelength absorbed by ascorbic acid at pH 4ndash7) fixed
horizontally at a distance of 30 cm from the centre of the plates Each plate was removed
at appropriate interval and the cream was subjected to spectrophotometric assay and
chromatographic examination
4262 Aqueous and organic solvents
A 10ndash3
M solution of ascorbic acid (50 ml) prepared in water (pH 70 005 M
phosphate buffer) or in an organic solvent in a 100 ml beaker (Pyrex) was placed in a
water bath maintained at 20 plusmn 1 ordmC The solution was irradiated with the Philips 30 watt
TUV tube in a dark chamber as stated above Samples were withdrawn at appropriate
intervals for assay and chromatography
4263 Storage of creams in dark
In order to determine the stability of various cream formulations in the dark
samples were stored at room temperature in a cupboard protected from light for a period
of three months The samples were analyzed periodically for the content of ascorbic acid
and the presence of any degradation product
427 Measurement of Light Intensity
The potassium ferrioxalate actinometry was used for the measurement of light
intensity of the radiation source employed in this work This actinometer has been
60
developed by Parker (1953) and Hatchard and Parker (1956) and is considered as the
most useful actinometer over a wide range of wavelengths (254ndash577 nm) It has been
used by Holmstrom and Oster (1961) Byrom and Turnbull (1967) McBride and Moore
(1967) Ahmad (1968) Ahmad (1978) Ahmad et al (2004a 2004b 2005 2006a
2006b 2008 2009ab) Fasihullah (1988) Vaid (1998) Ansari (2002) and Ahmad (2009)
for the measurement of light intensity
The irradiation of potassium ferrioxalate solutions in sulphuric acid results in the
reduction of ferric ion to ferrous ion according to the following reaction
2Fe [(C2O4)3]3ndash
rarr 2 Fe (C2O4) + 3 (C2O4)2ndash
+ 2CO2 (31)
The amount of Fe2+
ions formed in the reaction may be determined by
complexation with 110-phenanthroline to give a red colored complex The absorbance of
the complex is measured at 510 nm
428 Procedure
An oxygen free 0006 M solution of potassium ferrioxalate (2947 gl) in 01 N
H2SO4 was placed in the reaction vessel and irradiated with the lamp used for the
photolysis of riboflavin The irradiation was carried out under nitrogen (90ndash120
bubblesminute) which also caused stirring of the solution The temperature of the
reaction vessel was maintained at 25 plusmn 1 ordmC during the reaction
An aliquot of the photolysed solution (1ndash2 ml) was pipetted out at suitable
intervals (up to 30 minutes) into a 10 ml volumetric flask to which was then added 09
ml of N H2SO4 + 1 ml (01) 110-phenanthroline + 05 ml buffer (60 ml N CH3COONa
+ 36 ml N H2SO4 made up to 100 ml with distilled water) The flask was made up
to the mark with distilled water (final pH 35) thoroughly shaken to mix the contents and
61
Fig 3 Spectral power distribution of TUV 30 W tube (Philips)
62
allowed to stand for one hour in the dark to develop the colorndashcomplex The absorbance
of the phenanthrolinendashferrous complex was measured in a 1 cm cell at 510 nm using the
appropriate solution as blank The amount of Fe2+
ions formed was determined from the
calibration graph The calibration graph was constructed in a similar manner using
several dilutions of 1 times 10ndash6
mole ml Fe2+
in 01 N H2SO4 (freshly prepared by dilution
from standardized 01 M FeSO4 in 01 N H2SO4) (Fig 8) The experimental value of the
molar absorptivity of Fe2+
complex as determined from the slope of the calibration graph
is equal to 111 times 104 M
ndash1 cm
ndash1 and is in agreement with the value reported by Parker
(1953) Using the values of the known quantum yield for ferrioxalate actinometer at
different wavelengths (Hatchard and Parker 1956) the number of Fe2+
ions formed
during photolysis the time of exposure and the fraction of the light absorbed by the
length of the actinometer solution employed the light intensity incident just inside the
front window of the photolysis cell can be calculated In the present case total absorption
of the light has been assumed
4281 Calculation
The number of Fe2+
ions formed during photolysis (nFe
2+) is given by the
equation
6023 times 1020
V1 V3 A Σ
n Fe
2+ =
V2 1 ε (32)
where V1 is the volume of the actinometer solution irradiated (ml)
V2 is the volume of the aliquot taken for analysis (ml)
V3 is the final volume to which the aliquot V2 is diluted (ml)
1 is the path length of the spectrophotometer cell used (1 cm)
A is the measured absorbance of the final solution at 510 nm
63
ε is the molar absorptivity of the Fe2+
complex (111 times 104 M
ndash1 cm
ndash1)
The number of quanta absorbed by the actinometer nabs can then be obtained as follows
n Fe
2+
Σ nabs = ф
(33)
where ф is the quantum yield for the Fe2+
formation at the desired wavelength
The number of quanta per second per cell nabs is therefore given by
Σ nabs 6023 times 1020
V1 V3 A nabs =
t =
ф V2 1 ε t (34)
where t is the irradiation time of the actinometer in seconds
The relative spectral energy distribution of the radiation source (Fig 3) shows
100 emission at 254 nm the wavelength used for the photolysis of ascorbic acid (λmax
265 nm at pH 4ndash7) The energy emitted by the radiation source at various wavelengths
can be calculated using the equation
1197 times 105
E (KJ molndash1
) = λ nm
(35)
The quantum efficiency of ferrioxalate actinometer at the wavelength absorbed by
ascorbic acid (ie 254 nm) is high although the sensitivity drops over 450 nm The
average intensity of the TUV tube used in this study was determined as 556 plusmn 012 times
1018
quanta sndash1
429 Viscosity Measurements
The viscosity of the cream formulations was measured with a Brookfield RV
viscometer (Model DV-II + Pro USA) The instrument was calibrated using the
manufacturerrsquos viscosity standard A 200 g quantity of the cream was placed in a beaker
and the spindle (TE) was dipped into the cream It was rotated at a speed of 06 rpm for
64
00
02
04
06
08
10
12
0 2 4 6 8 10 12
Concentration of Fe++
times 105 M
Ab
sorb
an
ce a
t 51
0 n
m
Fig 4 Calibration graph for the determination of K3Fe(C2O4)3
65
one minute and the viscosity was recorded at 25plusmn1 ordmC The test was repeated three times
to account for the experimental variability and the average viscosity was noted
4210 Assay Methods
42101 UV spectrophotometric method for the assay of creams containing ascorbic
acid alone
The creams were thoroughly mixed a quantity of 2 g was accurately weighed and
the assay of ascorbic acid was carried out by the UV method of Zeng et al (2005) In the
case of photodegraded creams (2 g) the material was completely removed from the glass
plate and transferred to a volumetric flask The method involved extraction of ascorbic
acid with methanol (3 times 10 ml) adjustment of the pH of combined methanolic solutions
to 20 (with H3PO4) dilution of the final solution with acidified methanol (pH 20) to 100
ml and measurement of the absorbance at 245 nm using appropriate blank The
concentration of ascorbic acid was calculated using 560 as the value of specific
absorbance [A (1 1 cm)] at the analytical wavelength (Table 5)
The same method was used for the assay of ascorbic acid in creams stored in the
dark and in the presence of individual stabilizing agents (citric tartaric and boric acids)
42102 Iodimetric method for the assay of ascorbic acid in creams containing
riboflavin nicotinamide and alpha-tocopherol
The assay of ascorbic acid in creams in the presence of riboflavin nicotinamide
and alpha-tocopherol was carried out according to the procedure of British
Pharmacopoeia (2009) as follows
The photolysed cream (2 g) was completely scrapped from the glass plate and
transferred to a flask containing 40 ml of distilled water and 10 ml of 1 M sulphuric acid
66
Table 5 Calibration data for ascorbic acid showing linear regression analysisa
λ max 245 nm
Concentration range 01ndash10 times 10ndash4
M (0176ndash1761 mg )
Slope 9920
SE (plusmn) of slope 00114
Intercept 00012
Correlation coefficient 09996
Molar absorptivity (ε) 9920 Mndash1
cmndash1
Specific absorbance [A (1 1 cm)] 560
a Values represent a mean of five determinations
67
was added The solution was titrated with 002 M iodine solution using 1 ml of starch
solution as indicator until a persistent violet-blue color was obtained Each ml of 002 M
iodine solution is equivalent to 352 mg of C6H8O6 The same method was used for the
assay of ascorbic acid in creams stored in the dark
42103 Spectrophotometric method for the assay of ascorbic acid in aqueous and
organic solvents
A 1 ml aliquot of the photolysed solutions of ascorbic acid in water or in an
organic solvent was evaporated to dryness under nitrogen at room temperature and the
residue redissolved in a small volume of methanol The solution was transferred to a 10
ml volumetric flask made up to volume with acidified methanol (pH 20) and the
absorbance measured at 245 nm using an appropriate blank The content of ascorbic acid
in the solutions was determined using 9920 Mndash1
cmndash1
as the value of molar absorptivity at
the analytical wavelength (Table 5)
CHAPTER V
PHOTODEGRADATION OF
ASCORBIC ACID IN
ORGANIC SOLVENTS AND
CREAM FORMULATIONS
69
51 INTRODUCTION
Ascorbic acid (vitamin C) is an essential micronutrient that performs important
metabolic functions (Packer and Fuchs 1999 Davey et al 2000 Johnston et al 2007)
It is an ingredient of anti-aging cosmetic products (Darr et al 1996 Gallarate et al
1999 Traikovich 1999 Zhang et al 1999 Ozer et al 2000 Nusgens et al 2001
Pinnell et al 2001 2003 Lee et al 2004 Raschke et al 2004 Sauermann et al 2004
Elmore 2005 Jentzsch et al 2005 Lin et al 2005 Placzek et al 2005 Carlotti et al
2006 Farahmand et al 2006 Heber et al 2006 Maia et al 2006 Tournas et al 2006)
and exerts several functions on the skin as collagen synthesis depigmentation and
antioxidant activity (Nusgens et al 2001 Spiclin et al 2003) As an antioxidant it
protects skin by neutralizing reactive oxygen species generated on exposure to sunlight
(Shindo et al 1994) In biological systems it reduces both oxygenndash and nitrogenndash based
free radicals (Higdon and Frei 2002) and thus delays the aging process In view of the
instability of ascorbic acid in skin care formulations (Bissett 2006) it is often used in
combination with another redox partner such as alpha-tocopherol (vitamin E) to retard its
oxidation (Wille 2005)
The details of the cream formulations used in this study are given in Table 6 The
results obtained on the photodegradation of ascorbic acid in aqueous organic solvents
and cream formulations are discussed in the following sections
70
Table 6 Composition of cream formulations containing ascorbic acid
Ingredients Cream
No pH
SA PA MA CA AH2 GL PG EG PH DW
1 a 4 + minus minus + + + minus minus + +
b 5 + minus minus + + + minus minus + +
c 6 + minus minus + + + minus minus + +
d 7 + minus minus + + + minus minus + +
2 a 4 minus + minus + + + minus minus + +
b 5 minus + minus + + + minus minus + +
c 6 minus + minus + + + minus minus + +
d 7 minus + minus + + + minus minus + +
3 a 4 minus minus + + + + minus minus + +
b 5 minus minus + + + + minus minus + +
c 6 minus minus + + + + minus minus + +
d 7 minus minus + + + + minus minus + +
4 a 4 + minus minus + + minus + minus + +
b 5 + minus minus + + minus + minus + +
c 6 + minus minus + + minus + minus + +
d 7 + minus minus + + minus + minus + +
5 a 4 minus + minus + + minus + minus + +
b 5 minus + minus + + minus + minus + +
c 6 minus + minus + + minus + minus + +
d 7 minus + minus + + minus + minus + +
6 a 4 minus minus + + + minus + minus + +
b 5 minus minus + + + minus + minus + +
c 6 minus minus + + + minus + minus + +
d 7 minus minus + + + minus + minus + +
7 a 4 + minus minus + + minus minus + + +
b 5 + minus minus + + minus minus + + +
c 6 + minus minus + + minus minus + + +
d 7 + minus minus + + minus minus + + +
8 a 4 minus + minus + + minus minus + + +
b 5 minus + minus + + minus minus + + +
c 6 minus + minus + + minus minus + + +
d 7 minus + minus + + minus minus + + +
9 a 4 minus minus + + + minus minus + + +
b 5 minus minus + + + minus minus + + +
c 6 minus minus + + + minus minus + + +
d 7 minus minus + + + minus minus + + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water
71
52 PHOTOPRODUCTS OF ASCORBIC ACID
The photolysis of ascorbic acid (AH2) in aqueous and organic solvents and in
cream formulations on UV irradiation leads to the formation of dehydroascorbic acid
(DHA) as detected by TLC along with the undegraded AH2 using the solvent systems A
B and C The identification of DHA was carried out by comparison of the Rf value and
spot color with those of the authentic compound The formation of DHA on
photooxidation of ascorbic acid solutions has previously been reported (Homan and
Gaffron 1964 Sattar et al 1977 Heelis et al 1981 Rozanowska et al 1997 Lavoie et
al 2004) DGA the hydrolysis product of DHA (Homan and Gaffron 1964) could not
be detected under the present experimental conditions
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED SOLUTIONS
A typical set of the UV absorption spectra of photolysed solutions of AH2 in
methanol is shown in Fig 5 There is a gradual loss of absorbance around 245 nm with
time as a result of the oxidation of the molecule to DHA (Pelletier 1985 Davies et al
1991 Rumsey and Levine 2000) which does not absorb in this region due to the loss of
conjugation Similar absorption changes are observed on the photolysis of AH2 in other
organic solvents and in the methanolic extracts of cream formulations However the
magnitude of these changes varies with the rate of photolysis in a particular solvent or
cream and appears to be a function of the polar character pH and viscosity of the
medium
72
Fig 5 UV absorption spectra of photolysed solutions of ascorbic acid in methanol at
0 40 80 120 160 220 and 300 min
73
54 ASSAY OF ASCORBIC ACID IN CREAMS AND SOLUTIONS
The assay of AH2 in creams and solutions has been carried out in acidified
methanol (pH 20) according to the UV spectrophotometric method of Zeng et al (2005)
Aqueous solutions of AH2 (~pH 2) exhibit absorption maxima at 243 nm (OrsquoNeil 2001
Moffat et al 2004 Sweetman 2009) 244 nm (Ogata and Kosugi 1969) and 245 nm
(Verma et al 1991 Johnston et al 2007) The absorption maxima of AH2 in methanol
and phosphate buffer (pH 25) occur at 245 nm (Zeng et al 2005) Since dilute solutions
of AH2 are highly susceptible to oxidation the pH was adjusted to 20 with phosphoric
acid to convert the molecule to the non-ionized form (99) to minimize degradation
during the assay AH2 in acidified methanol (pH 20) was found to exhibit the absorption
maximum at 245 nm as reported by Zeng et al (2005) The method was also used for the
assay of AH2 in aqueous and organic solvents
The validity of Beerrsquos law relation in the concentration range used was confirmed
prior to the assay The calibration data for AH2 at the analytical wavelength are presented
in Table 5 (Chapter 4) The correlation coefficient (r = 09996) indicates a good linear
relationship over the concentration range employed The values of specific absorbance
and molar absorptivity at 245 nm determined from the slope of the curve are in good
agreement with those reported by previous workers (Davies et al 1991 Johnston et al
2007) The method of Zeng et al (2005) has been found to be satisfactory for the assay of
AH2 in cream formulations and solutions and has been used to study the kinetics of
photolysis reactions The method was validated before its application to the assay of AH2
in photolysed creams The reproducibility of the method was confirmed by the analysis of
known amounts of AH2 in the concentration range likely to be found in photodegraded
74
creams The values of the recoveries of AH2 in creams by the UV spectrophotometric
method are in the range of 90ndash96 The values of RSD for the assays indicate the
precision of the method within plusmn5 (Table 7)
In order to compare the UV spectrophotometric method with the British
Pharmacopoeia iodimetric method (2009) using a dilute iodine solution (002 M) the
creams were simultaneously assayed for AH2 content by the two methods and the results
are reported in Table 8 The statistical evaluation of the accuracy and precision of the two
methods was carried out by the application of the F test and the t test respectively The F
test showed that there is no significant difference between the precision of the two
methods and the calculated value of F is lower than the critical value (F = 639 P = 005)
in each case The t test indicated that the calculated t values are lower than the tabulated t
values (t = 2776 P = 005) suggesting that at 95 confidence level the differences
between the results of the two methods are statistically non-significant Thus the accuracy
and precision of the UV spectrophotometric method is comparable to that of the official
iodimetric method for the assay of AH2 in cream formulations The results of the assays
of AH2 in aqueous organic solvents and cream formulations are reported in Table 9
55 EFFECT OF SOLVENT
The influence of solvent on the rate of degradation of drugs is of considerable
importance to the formulator since the stability of drug species in solution media may be
predicted on the basis of their chemical reactivity The reactivity of drugs in a particular
medium depends to a large extent on solvent characteristics such as the dielectric
constant and viscosity (Connors et al 1986 Yoshioka and Stella 2000 Sinko 2006)
75
Table 7 Recovery of ascorbic acid added to cream formulationsa
Cream
Formulationb
Added
(mg)
Found
(mg)
Recovery
()
RSD
()
1a 400
200
380
183
950
915
21
25
2b 400
200
371
185
928
925
15
25
3c 400
200
375
181
938
905
11
31
4d 400
200
384
189
960
945
13
21
5b 400
200
370
189
925
945
14
26
6c 400
200
369
190
923
950
10
22
7d 400
200
374
182
935
910
17
39
8c 400
200
380
188
950
940
15
33
9d 400
200
367
189
918
945
20
42
a Values expressed as a mean of three to five determinations
b The cream formulations represent combinations of each emulsifier (stearic acid
palmitic acid myristic acid) with each humectant (glycerin propylene glycol ethylene
glycol) to observe the efficiency of methanol to extract AH2 from different creams
(Table 6)
76
Table 8 Assay of ascorbic acid in creams using UV spectrophotometric and iodimetric
methods
Ascorbic acid (mg) Cream
Formulationb Added UV method
a
Iodimetric
methoda
Fcalc tcalc
1a 40
20
380 plusmn 081
183 plusmn 046
375 plusmn 095
185 plusmn 071
138
238
245
104
2b 40
20
371 plusmn 056
185 plusmn 047
373 plusmn 064
193 plusmn 038
130
065
181
200
3c 40
20
375 plusmn 040
181 plusmn 056
374 plusmn 046
183 plusmn 071
132
160
101
223
4d 40
20
384 plusmn 051
189 plusmn 039
381 plusmn 066
190 plusmn 052
167
178
176
231
5b 40
20
370 plusmn 052
189 plusmn 050
372 plusmn 042
185 plusmn 067
065
179
162
125
6c 40
20
369 plusmn 037
190 plusmn 042
371 plusmn 058
188 plusmn 056
245
177
122
197
7d 40
20
374 plusmn 062
182 plusmn 072
370 plusmn 070
184 plusmn 082
127
129
144
168
8c 40
20
380 plusmn 058
188 plusmn 062
375 plusmn 075
192 plusmn 060
167
094
123
162
9d 40
20
367 plusmn 072
189 plusmn 080
365 plusmn 082
187 plusmn 075
149
092
130
203
Theoretical values (P = 005) for F is 639 and for t is 2776
a Mean plusmn SD (n = 5)
b Table 6
77
Table 9 Photodegradation of ascorbic acid in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) pHa 40 50 60 70
0 383 382 384 383
60 374 369 366 361
120 361 354 346 325
180 351 345 325 305
240 345 327 301 284
1
300 336 316 287 264
0 380 383 382 379
60 371 376 362 346
120 359 357 342 320
180 352 345 322 301
240 341 335 299 283
2
300 336 321 291 261
0 384 376 381 385
60 377 367 360 358
120 366 348 334 324
180 356 337 317 305
240 343 320 301 282
3
300 335 307 273 253
78
Table 9 continued
0 377 378 386 372
60 365 361 371 355
120 353 345 347 322
180 344 327 325 298
240 332 320 306 279
4
300 317 303 284 252
0 381 367 372 373
60 372 358 358 353
120 360 337 336 321
180 352 325 320 302
240 341 313 300 284
5
300 327 302 278 256
0 376 386 380 377
60 366 372 350 350
120 353 347 323 316
180 337 334 308 298
240 329 320 291 274
6
300 313 306 267 245
79
Table 9 continued
0 380 372 378 380
60 373 362 350 354
120 358 340 329 321
180 344 328 304 300
240 332 315 292 283
7
300 319 302 272 252
0 380 381 378 361
60 368 364 361 335
120 355 354 340 313
180 342 340 315 281
240 337 331 303 269
8
300 323 314 281 248
0 378 382 370 375
60 370 369 349 342
120 356 347 326 321
180 339 333 298 291
240 326 314 277 271
9
300 313 302 265 242
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
80
In order to observe the effect of solvent dielectric constant the apparent first-
order rate constants (kobs) for the photolysis of AH2 in alcoholic solvents (Table 10) were
plotted against the dielectric constants of the solvents A linear relationship indicated the
dependence of the rates of photolysis on solvent dielectric constant (Fig 6) This implies
the involvement of a polar intermediate in the reaction to facilitate the formation of the
degradation products as suggested by Ahmad and Tollin (1981) in the case of flavin
electron transfer reactions The effect of solvent polarity has been observed on the
autooxidation of AH2 in organic solvents (Ogata and Kosugi 1969)
Another solvent parameter affecting the rate of a chemical reaction is viscosity
which can greatly influence the stability of oxidisable substances (Wallwork and Grant
1977 Laidler 1987 Fung 1990) A plot of kobs for the photolysis of AH2 against the
reciprocal of solvent viscosity (Table 10) is linear showing that an increase in solvent
viscosity results in a decrease in the rate of photolysis (Fig 7) The viscosity of the liquid
affects the rate at which molecules can diffuse through the solution This in turn may
affect the rate at which a compound can suffer oxidation at the liquid surface This
applies to AH2 and an increase in the viscosity of the medium makes access to air at the
surface more difficult to prevent oxidation (Wallwork and Grant 1977)
56 EFFECT OF CONCENTRATION
In order to observe the effect of concentration (Table 11) on the photostability of
AH2 in a cream using stearic palmitic and myristic acids as emulsifying agents and
glycerin as humectant plots of log concentration versus time were constructed (Fig 8)
and the apparent first-order rate constants were determined (Table 12) A graph of kobs
against concentration of AH2 (Fig 9) exhibited an apparent linear relationship between
81
Table 10 Apparent first-order rate constants (kobs) for the photolysis of ascorbic acid in
water and organic solvents
Solvent Dielectric
Constant (25 ordmC)
Viscosity
(mPas) ndash1
kobs times104
(minndash1
)
Water 785 1000 404
Methanol 326 1838 324
Ethanol 243 0931 316
1-Propanol 201 0514 302
1-Butanol 178 0393 295
82
00
20
40
60
80
0 10 20 30 40 50 60 70 80
Dielectric constant
k (
min
ndash1)
Fig 6 A plot of kobs for photolysis of ascorbic acid against solvent dielectric constant
(times) Water () methanol () ethanol (diams) 1-propanol () 1-butanol
83
00
10
20
30
40
50
00 05 10 15 20
Viscosity (mPas)ndash1
k times
10
4 (m
inndash1)
Fig 7 A plot of kobs for photolysis of ascorbic acid against reciprocal of solvent
viscosity Symbols are as in Fig 6
84
Table 11 Effect of concentration on the photodegradation of ascorbic acid in cream
formulations at pH 60
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) 05 10 15 20 25
0 95 191 290 379 471
60 90 182 277 358 453
120 82 167 260 339 431
180 77 158 239 311 401
240 70 144 225 298 382
1
300 64 134 210 282 363
0 92 186 287 380 472
60 88 175 272 369 453
120 82 160 251 342 429
180 75 152 238 326 405
240 71 144 225 309 392
2
300 65 134 215 289 366
0 94 182 286 376 470
60 87 171 265 352 454
120 78 152 251 337 426
180 69 143 227 315 404
240 62 129 215 290 378
3
300 58 119 195 271 353
85
05
10
15
20
25
06
08
10
12
14
16
18
log
co
nce
ntr
ati
on
(m
g)
a
05
10
15
20
25
06
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
b
05
10
15
20
25
06
08
10
12
14
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
c
Fig 8 Log concentration versus time plots for the photodegradation of ascorbic acid at
various concentrations in creams at pH 60 a) stearic acid b) palmitic acid
c) myristic acid
86
Table 12 Apparent first-order rate constants (kobs) for the photodegradation of various
ascorbic acid concentrations in cream formulations at pH 60
kobs times 103 (min
ndash1)a Cream
Formulationb 05 10 15 20 25
1 133
(0994)
120
(0993)
111
(0995)
101
(0994)
090
(0994)
2 118
(0992)
108
(0994)
098
(0993)
093
(0992)
084
(0994)
3 169
(0994)
144
(0995)
126
(0994)
109
(0993)
097
(0992)
a The values in parenthesis are correlation coefficients
b Table 6
87
Stearic acid
Palmitic acid
Myristic acid
00
05
10
15
20
25
00 05 10 15 20 25
Ascorbic acid concentration ()
kob
s (min
ndash1)
Fig 9 A plot of kobs for photodegradation against ascorbic acid concentrations in cream
formulations
88
the two values Thus the rate of degradation of AH2 is faster at a lower concentration on
exposure to the same intensity of light This may be due to a relatively greater number of
photons available for excitation of the molecule at lower concentration compared to that
at a higher concentration The AH2 concentrations of creams used in this study are within
the range (1ndash15) reported by previous workers for topical applications to skin (Kaplan
et al 1989 Traikovich et al 1999 Nusgens et al 2001 Matsubayashi et al 2003
Espinal-Perez et al 2004 Sauermann et al 2004 Lin et al 2005 Heber et al 2006)
57 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The values of kobs for the photodegradation of AH2 (2) in various cream
formulations are reported in Table 13 The first-order plots for the photodegradation of
AH2 at pH 4ndash7 in various cream formulations are shown in Fig 10ndash12 The plots of kobs
against carbon chain length of the emulsifying agents are shown in Fig 13 They indicate
that the photodegradation of AH2 is affected by the emulsifying agent in the order
myristic acid gt stearic acid gt palmitic acid
These acids possess a polar character (Yao et al 2009) and the carbon chain of the acid
may play a part in the photostability of AH2 However the results indicate that in the
presence of palmitic acid AH2 exhibits greater stability as indicated by the plots of kobs
versus the carbon chain length of the emulsifying agents (Fig 13) This could be
predominantly due to the interaction of AH2 with palmitic acid in the cream to impart it
greater stability Ascorbic acid-6-palmitate is known to be an antioxidant in cosmetic
preparations (Lee et al 2009) and food products (Doores 2002)
In view of the above observations it may be suggested that the photodegradation
of AH2 could involve a polar semiquinone intermediate (Johnston et al 2007) which
89
Table 13 First-order rate constants (kobs) for the photodegradation of ascorbic acid in
cream formulations
kobs times 103 (min
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 044
(0992)
064
(0994)
100
(0995)
126
(0995)
2 042
(0992)
060
(0991)
095
(0992)
120
(0995)
3 047
(0993)
069
(0993)
107
(0991)
137
(0995)
4 056
(0993)
072
(0992)
104
(0994)
131
(0993)
5 050
(0991)
067
(0992)
097
(0991)
124
(0992)
6 061
(0992)
079
(0993)
113
(0992)
140
(0994)
7 060
(0992)
071
(0993)
108
(0994)
133
(0992)
8 053
(0991)
062
(0992)
099
(0994)
126
(0993)
9 065
(0991)
081
(0996)
117
(0993)
142
(0995)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental conditions
including light intensity
The estimated error is plusmn5
90
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
1
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
2
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 10 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
91
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
4
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
5
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 11 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
92
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
7
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
8
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 12 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
93
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (m
inndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (
min
ndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
Carbon chain length
ko
bs times
10
3 (
min
ndash1)
7-9
Fig 13 Plots of kobs for photodegradation of ascorbic acid in creams (1ndash9) against carbon
chain length of emulsifier () Stearic acid () palmitic acid () myristic acid
Humectant used glycerin (1ndash3) propylene glycol (4ndash6) ethylene glycol (7ndash9)
94
depending on the polar character of the medium undergoes oxidation with varying rates
This is similar to the behavior of the photolysis of riboflavin analogs which is dependent
on the polar character of the medium (Ahmad and Tollin 1981) The effect of carbon
chain length on the transdermal delivery of an active ingredient has been discussed (Lu
and Flynn 2009)
58 EFFECT OF VISCOSITY
The plots of rates of AH2 degradation in cream formulations (Table 13) as a
function of carbon chain length (Fig 13) indicate that the rates vary with the humectant
and hence the viscosity of the medium in the order
ethylene glycol gt propylene glycol gt glycerin
This is in agreement with the rate of photolysis of AH2 in organic solvents that
higher the viscosity of the medium lower the rate of photolysis Thus apart from the
carbon chain length of the emulsifier viscosity of the humectant added to the cream
formulation appears to play an important part in the stability of AH2 The stabilizing
effect of viscosity imparting substances on AH2 solutions has been reported (Stone 1969
Kassem et al 1969ab)
59 EFFECT OF pH
The kobsndashpH profiles for the photodegradation of AH2 in various creams (1ndash9) at
pH 4ndash7 (Fig 14) represent a sigmoid type curve indicating the oxidation of the ionized
form (AHndash) of AH2 (pKa 41) (OrsquoNeil 2001) with pH The AH
ndash species appears to be
more susceptible to photooxidation than the non-ionized form (AH2) The behavior of
AH2 on photooxidation in the pH range 4ndash7 is similar to that observed for the chemical
oxidation of AH2 by molecular oxygen (DeRitter 1982) and involves the interaction of
95
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
04
06
08
10
12
14
kob
s times
10
3 (m
inndash
1)
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
04
06
08
10
12
14
ko
bs times
10
3 (
min
ndash1)
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
04
06
08
10
12
14
30 40 50 60 70
pH
ko
bs
times 1
03
(min
ndash1)
Fig 14 The kobsndashpH profiles for the photodegradation of ascorbic acid in creams (1ndash9)
Glycerin
Propylene glycol
Ethylene glycol
96
AH2 with singlet oxygen on UV irradiation (Silva and Quina 2006) The AHndash species
(predominant in the pH range 42ndash70 557ndash999) is more reactive towards singlet
oxygen than its protonated form the AH2 molecule as suggested by Bisby et al (1999)
and therefore the rate of photooxidation is higher in the pH range above 41
corresponding to the pKa1 of AH2 The major goal of a ratendashpH profile is to determine
the optimum pH range for a particular formulation Several workers have studied the
ratendashpH profiles of the chemical oxidation of AH2 in the pH range 2ndash7 (Garrett 1967
Taqui Khan and Martell 1967 Rogers and Yacomeni 1971 Blaugh and Hajratwala
1972 DeRitter 1982 Moura et al 1994) however the kinetics of photooxidation of
AH2 in cream formulations has so far not been reported
510 EFFECT OF REDOX POTENTIAL
The photooxidation of AH2 is also influenced by its redox potential which varies
with pH The greater photostability of AH2 at pH 5ndash6 compared to that at pH 7 and above
is due to its lower rate of oxidationndashreduction in this range (Eordm pH 50 = +0127 V)
(OrsquoNeil 2001) The increase in the rate of photooxidation with pH is due to a
corresponding increase in the redox potential (Eordm pH 70 = +0058 V) (Fasman 1976) of
AH2 and is similar to the photolysis behavior of riboflavin at pH 5ndash6 (Eordm pH 50 = ndash0117
V) (Sinko 2006) compared to that at pH 70 (Eordm pH 70 = ndash 0207 V) (Ahmad et al
2004a Sinko 2006) Since the ionization as well as the redox potentials of AH2 are a
function of pH the rate of photooxidation depends upon the specific species present and
its redox behavior at a particular pH
97
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE OXIDATION OF
ASCORBIC ACID
A reaction scheme based on general photochemical principles for the important
reactions involved in the photooxidation of ascorbic acid is presented below
0AH2 hv k1
1AH2 (51)
1AH2 k2 Products (52)
1AH2 isc k3
3AH2 (53)
3AH2 k4 Products (54)
0AH
ndash hv k5
1AH
ndash (55)
1AH
ndash k6 Products (56)
1AH
ndash k7
3AH
ndash (57)
3AH
ndash k8 Products (58)
3AH
ndash +
0AH2 k9 AH٠
ndash + AH٠ (59)
2 AH٠ k10 A + AH2 (510)
3AH2 +
3O2 k11
0AH2 +
1O2 (511)
AHndash +
1O2 k12
3AH
ndash +
3O2 (512)
AH٠ + 1O2 k13 AHOO٠ (513)
AHOO٠ k14 A + HO2٠ (514)
AHOO٠ + 0AH2 k15 AH٠ + AHOOH (515)
AHOOH k16 secondary reaction
A + H2O2 (516)
According to this reaction scheme the ground state ascorbic acid species (0AH2
0AH
ndash) each is excited to the lowest singlet state (
1AH2
1AH
ndash) by the absorption of a
quantum of UV light (51 55) These excited states may directly be converted to
98
photoproducts (52 56) or may undergo intersystem crossing (isc) to form the excited
triplet states (53 57) The excited triplet states may then degrade to the photoproducts
(54 58) The monoascorbate triplet (3AH
ndash) may react with the ground state ascorbic
acid to form a monoascorbate radical anion (AH٠ndash) and a monoascorbate radical (AH٠)
(59) Two AH٠ radical species may lead to the formation of an oxidized (A) and a
reduced ascorbic acid molecule (AH2) (510) Ascorbic acid triplet (3AH2) may react with
molecular oxygen (3O2) to yield singlet oxygen (
1O2) (511) which may then react with
monoascorbate anion (AHndash) to form the excited triplet state (
3AH
ndash) (512) or with
monoascorbate radical to form a peroxyl radical (AHOO٠) (513) The peroxyl radical
may yield dehydroascorbic acid (A) (514) or react with ground state ascorbic acid to
give monoascorbate radical and a reduced species AHOOH (515) The reduced species
may give rise to dehydroascorbic acid and hydrogen peroxide (516)
512 DEGRADATION OF ASCORBIC ACID IN THE DARK
In view of the instability of AH2 and to observe its degradation in the dark the
creams were stored in airtight containers at room temperature in a cupboard for a period
of about 3 months and assayed for AH2 content at appropriate intervals The analytical
data (Table 14) were subjected to kinetic treatment (Fig 15ndash17) and the apparent first-
order rate constants for the degradation of AH2 were determined (Table 15) The values
of the rate constants indicate that the degradation of AH2 in the dark is about 70 times
slower than those of the creams exposed to UV irradiation (Table 13) The degradation of
AH2 in creams in the dark is due to chemical oxidation (Section 132) and occurs in the
order of emulsifying agents (Fig 18)
myristic acid gt stearic acid gt palmitic acid
99
Table 14 Degradation of ascorbic acid in the dark in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) pHa 40 50 60 70
0 383 382 384 383
10 354 340 313 278
20 309 306 279 245
40 244 209 183 161
60 172 166 131 105
1
80 145 114 81 61
0 380 383 382 379
10 360 343 350 335
20 322 310 301 294
40 266 250 211 186
60 233 211 168 142
2
80 182 153 114 89
0 384 376 381 385
10 368 350 340 318
20 318 273 273 266
40 223 199 172 155
60 174 132 117 84
3
80 122 97 66 54
100
Table 14 continued
0 377 378 386 372
10 350 334 334 318
20 314 268 256 244
40 238 208 182 136
60 179 155 107 94
4
80 128 101 79 59
0 381 367 372 373
10 350 293 300 320
20 299 266 270 263
40 220 191 192 184
60 183 153 139 129
5
80 149 115 87 76
0 376 386 380 377
10 312 320 314 251
20 255 282 226 199
40 175 194 159 131
60 139 128 99 74
6
80 102 81 55 41
101
Table 14 continued
0 380 372 378 380
10 323 330 333 323
20 288 273 276 224
40 212 174 182 146
60 152 133 108 83
7
80 100 82 66 56
0 380 381 378 361
10 333 320 310 310
20 281 266 260 257
40 230 189 171 177
60 156 148 128 111
8
80 123 96 78 66
0 378 382 370 375
10 313 295 281 300
20 256 247 257 203
40 194 178 151 133
60 119 114 88 74
9
80 88 68 49 39
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
102
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
1
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
2
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 15 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
103
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
4
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
5
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 16 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
104
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
7
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
8
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 17 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Palmitic acid
Myristic acid
Stearic acid
105
Table 15 First-order rate constants (kobs) for the degradation of ascorbic acid in cream
formulations in the dark
kobs times 102 (day
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 128
(0991)
152
(0994)
191
(0995)
220
(0994)
2 091
(0992)
110
(0991)
152
(0993)
182
(0992)
3 148
(0991)
176
(0995)
220
(0993)
254
(0995)
4 137
(0992)
161
(0993)
205
(0994)
236
(0995)
5 121
(0991)
141
(0994)
175
(0993)
195
(0993)
6 162
(0992)
194
(0995)
237
(0994)
265
(0994)
7 164
(0994)
189
(0994)
222
(0993)
246
(0996)
8 143
(0994)
167
(0995)
193
(0996)
212
(0993)
9 184
(0995)
208
(0994)
251
(0992)
280
(0996)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental
conditions
The estimated error is plusmn5
106
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (d
ayndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (
da
yndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
10
20
30
12 14 16 18
Carbon chain length
k times
10
2 (
da
yndash1)
7-9
Fig 18 Plots of kobs for degradation of ascorbic acid in the dark in creams (1ndash9) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid Humectant used glycerin (1ndash3) propylene glycol (4ndash6)
ethylene glycol (7ndash9)
107
Although it is logical to expect a linear relationship between the rate of degradation and
the carbon chain length of the emulsifier due to its polar character (Yao et al 2009) it
has not been observed in the present case The reason for the slowest rate of degradation
of AH2 in the presence of palmitic acid appears to be due to the interaction of AH2 with
palmitic acid (Lee et al 2009) as explained in Section 57
The degradation of AH2 also appears to be affected by the viscosity of the cream
in the order of humectant (Fig 19)
ethylene glycol gt propylene glycol gt glycerin
Thus the presence of glycerin imparts the most stabilizing effect on the degradation of
AH2 This is the same order as observed in the case of photodegradation of AH2 in the
creams The airtight containers used for the storage of creams make the access of air to
the creams difficult to cause chemical oxidation of AH2 However it has been observed
that the degradation of AH2 is highest in the upper layer of the creams compared to that
of the middle and the bottom layers Therefore the creams were thoroughly mixed before
sampling for the assay of AH2 However the scattering in kinetic plots (Fig 15ndash17) is
due to non-uniform distribution of AH2 in degraded creams
The effect of pH on the degradation of AH2 in the creams (Fig 19) shows that the
degradation increases with an increase in pH as observed in the case of photodegradation
of AH2 in the creams This is due to an increase in the ionization and redox potential of
AH2 with pH causing greater oxidation of the molecule and has been discussed in
Sections 59 and 510
108
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
00
10
20
30
k times
10
2 (d
ayndash
1)
Glycerin
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
00
10
20
30
k times
10
2 (
da
yndash1)
Propylene glycol
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
00
10
20
30
30 40 50 60 70
pH
k times
10
2 (d
ayndash
1)
Ethylene glycol
Fig 19 The kobsndashpH profiles for the degradation of ascorbic acid in the dark in creams
(1ndash9)
CHAPTER VI
PHOTOCHEMICAL INTERACTION
OF ASCORBIC ACID WITH
RIBOFLAVIN NICOTINAMIDE
AND ALPHA-TOCOPHEROL IN
CREAM FORMULATIONS
110
61 INTRODUCTION
It is now medically recognized that sagging skin and other signs of degenerative
skin conditions such as wrinkles and age spots are caused primarily by oxy-radical
damage Ascorbic acid can accelerate wound healing protect fatty tissues from oxidative
damage and play an integral role collagen synthesis (Zhang et al 1999) It is used in
cosmetic preparations for its anti-aging depigmentation and antioxidant properties
(Spiclin 2003 Ehrlich et al 2006) It is also used in combination with other vitamins
such as alpha-tocopherol as a co-antioxidant to stabilize cosmetic preparations (Eberlein-
Koumlnig and Ring 2005 Bissett 2006 Murray 2008) Ascorbic acid in the presence of air
or light is known to interact with alpha-tocopherol (Packer et al 2002 Johnston et al
2007) riboflavin (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Kim et al 1993 Jung et al 1995 De La Rochette et al 2000 2003 Lavoie et al
2004 Vaid et al 2005 Ahmad and Vaid 2006 Silva and Quina 2006) and
nicotinamide (Bailey et al 1945 Werner et al 1949 Guttman and Brooke 1963
DeRitter 1982) The present work involves a study of the effect of alpha-tocopherol
riboflavin and nicotinamide on the photostability of ascorbic acid in cream formulations
to observe whether the interaction in these formulations leads to the stabilization of
ascorbic acid The chemical structures of nicotinamide (NA) alpha-tocopherol (TP)
riboflavin (RF) formylmethylflavin (FMF) and lumichrome (LC) are shown in Fig 20
The details of the cream formulations used in this study are given in Table 16
The results obtained on the photodegradation of ascorbic acid in cream formulations are
discussed in the following sections
111
Riboflavin
N
N
NH
N
CH2
CH
C OHH
CH OH
CH2OH
N
N
NH
N
CH2
CHO
Formylmethylflavin
N
N
NH
HN
Lumichrome
OH
N
NH2
O
Nicotinamide
O CH3
CH3
CH3
HO
H3C
CH3 CH3 CH3
CH3
Alpha-Tocopherol
O
O
H3C
H3C
H3C
H3C
O
O
H3C
H3C
O
O
Fig 20 Chemical structures of alpha-tocopherol nicotinamide riboflavin
formylmethylflavin and lumichrome
112
Table 16 Composition of cream formulations containing ascorbic acid (2) and other
vitamins
Ingredients Cream
No SA PA MA CA GL AH2 RFa NA
b TP
c PH DW
10 a + minus minus + + + a minus minus + +
b + minus minus + + + b minus minus + +
c + minus minus + + + c minus minus + +
d + minus minus + + + d minus minus + +
e + minus minus + + + e minus minus + +
11 a minus + minus + + + a minus minus + +
b minus + minus + + + b minus minus + +
c minus + minus + + + c minus minus + +
d minus + minus + + + d minus minus + +
e minus + minus + + + e minus minus + +
12 a minus minus + + + + a minus minus + +
b minus minus + + + + b minus minus + +
c minus minus + + + + c minus minus + +
d minus minus + + + + d minus minus + +
e minus minus + + + + e minus minus + +
13 a + minus minus + + + minus a minus + +
b + minus minus + + + minus b minus + +
c + minus minus + + + minus c minus + +
d + minus minus + + + minus d minus + +
e + minus minus + + + minus e minus + +
14 a minus + minus + + + minus a minus + +
b minus + minus + + + minus b minus + +
c minus + minus + + + minus c minus + +
d minus + minus + + + minus d minus + +
e minus + minus + + + minus e minus + +
113
Table 16 continued
15 a minus minus + + + + minus a minus + +
b minus minus + + + + minus b minus + +
c minus minus + + + + minus c minus + +
d minus minus + + + + minus d minus + +
e minus minus + + + + minus e minus + +
16 a + minus minus + + + minus minus a + +
b + minus minus + + + minus minus b + +
c + minus minus + + + minus minus c + +
d + minus minus + + + minus minus d + +
e + minus minus + + + minus minus e + +
17 a minus + minus + + + minus minus a + +
b minus + minus + + + minus minus b + +
c minus + minus + + + minus minus c + +
d minus + minus + + + minus minus d + +
e minus + minus + + + minus minus e + +
18 a minus minus + + + + minus minus a + +
b minus minus + + + + minus minus b + +
c minus minus + + + + minus minus c + +
d minus minus + + + + minus minus d + +
e minus minus + + + + minus minus e + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PH = potassium hydroxide DW = distilled water
RF = riboflavin NA = nicotinamide TP = alpha-tocopherol
a RF(g ) a = 0002 b = 0004 c = 0006 d = 0008 e = 0010
b NA (g ) a = 028 b = 056 c = 084 d = 112 e = 140
c TP (g ) a = 017 b = 034 c = 052 d = 069 e = 086
The molar concentrations of these vitamins are given in Section 421
114
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED CREAMS
A typical set of the absorption spectra of the methanolic extracts (pH 20) of the
freshly prepared and photolysed creams containing AH2 and TP is shown in Fig 21 AH2
in acidified methanol exhibits absorption maximum at 245 nm (Zeng et al 2005) as
observed in Fig 21 The absorption due to TP at 284 nm (Moffat et al 2004) was
cancelled by using an appropriate blank containing an equivalent concentration of TP
The gradual decrease in absorption at around 245 nm during UV irradiation indicates the
transformation of AH2 to DHA which does not absorb in this region (Davies et al 1991)
as a result of the loss of C3=C2 chromophore Similar spectral changes around 245 nm are
observed in the presence of RF and NA which also strongly absorb in this region A
decrease in the absorption of AH2 around 266 nm in aqueous solution (pH 60) in the
presence of RF has been reported (Vaid et al 2005) The spectral changes and loss of
absorbance in methanolic extracts of creams depends on the rate of photolysis of AH2 in
the presence of these vitamins
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER VITAMINS
The UV irradiation of AH2 in cream formulations (pH 60) in the presence of RF
NA and TP results in the degradation of AH2 and RF and the following photoproducts
have been identified on comparison of their RF values and spot color fluorescence with
those of the authentic compounds
AH2 DHA
RF FMF LC CMF
In the TLC systems used NA and TP did not show the formation of any
degradation product in creams
115
Fig 21 UV absorption spectra of methanolic extracts of photodegraded ascorbic acid in
cream at 0 60 120 180 300 and 480 min
116
The formation of DHA in the photooxidation of AH2 has previously been reported by
many workers (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Rozanowska et al 1997 Lavoie et al 2004 Vaid et al 2006) RF is sensitive to light in
aqueous solutions (DeRitter 1982 British Pharmacopoeia 2009 Sweetman 2009) and is
known to form a number of products under aerobic conditions (Treadwell et al 1968
Cairns and Metzler 1971 Schuman Jorns et al 1975 Ahmad and Rapson 1990 Ahmad
and Vaid 2006 Ahmad et al 2004ab 2005 2008 Vaid et al 2006) It has been found
to degrade on UV irradiation in cream formulations to give FMF LC and CMF and these
products have been reported in the photolysis of RF by the workers cited above The
formation of these products may be affected by the interaction of AH2 and RF in creams
(Section 66) NA and TP individually did not appear to form any photoproduct of their
own directly or on interaction with AH2 in creams and may influence the degradation of
AH2 on UV irradiation
64 ASSAY METHOD
In view of the presence of RF (absorption maxima 223 267 373 and 444 nm)
(British Pharmacopoeia 2009) NA (absorption maximum 261 nm) (Moffat et al 2004)
and TP (absorption maximum 284 nm) (Moffat et al 2004) in the cream formulations
and the interference of these vitamins with the absorption of AH2 (absorption maximum
265 nm) (Davies et al 1991) the direct spectrophotometric method cannot be applied for
the determination of AH2 Therefore the iodimetric method (British Pharmacopoeia
2009) was used to determine AH2 in cream formulations The method was validated in
the presence of RF NA and TP before its application to the determination of AH2 in
photodegraded creams The reproducibility of the method has been confirmed by the
117
assay of known concentrations of AH2 in the range present in photodegraded creams The
recovery of AH2 in the creams has been found to be in the range 90ndash96 The values of
RSD indicate that the precision of the method is within plusmn5 (Table 17) and it can be
applied to study the kinetics of AH2 photolysis in cream formulations The assay data on
AH2 in various cream formulations are given in Table 18
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC ACID
Several chemical and physical factors play a role in the photodegradation of AH2
in the presence of other vitamins (RF NA TP) and affect the rate of its degradation in
cream formulations The present work involves the study of photodegradation of AH2 in
cream formulations containing glycerin as humectant as AH2 has been found to be most
stable in these creams (Chapter 5) The apparent first-order rate constants (kobs) for the
photodegradation of AH2 in the presence of other vitamins in cream formulations
derived from the kinetic plots (Fig 22ndash24) are reported in Table 19 The second-order
rate constants (correlation coefficients 0991ndash0996) determined from the slopes of the
graphs of kobs versus vitamin concentration for the individual vitamins (Fig 25) and the
values of k0 determined from the intercept on the vertical axis at zero concentration are
reported in Table 20 The values of k0 give an indication of the effect of other vitamins on
the rate of degradation of AH2 These values are about 13 times lower than the values of
kobs obtained at the highest concentrations of RF and NA indicating that RF and NA both
accelerate the photodegradation of AH2 in creams RF is known to act as a
photosensitizer for the degradation of AH2 (Section 66) and therefore its presence in
creams would accelerate the degradation of AH2 The increase in the rate of
photodegradation of AH2 in the presence of NA has not previously been reported NA
118
Table 17 Recovery of ascorbic acid in cream formulations in the presence of other
vitamins by iodimetric methoda
Cream
Formulationb
Added
(mg )
Found
(mg )
Recovery
()
RSD
()
10e (RF) 400
200
373
187
933
935
29
22
11e (RF) 400
200
379
187
948
935
25
31
12e (RF) 400
200
375
188
938
940
29
28
13e (NA) 400
200
382
191
955
955
23
27
14e (NA) 400
200
380
185
950
925
19
26
15e (NA) 400
200
379
191
948
955
21
17
16e (TP) 400
200
368
183
920
915
29
44
17e (TP) 400
200
391
195
978
975
11
13
18e (TP) 400
200
377
182
943
910
32
37
a Values expressed as a mean of three to five determinations
b The cream formulations represent all the emulsifiers (stearic acid palmitic acid
myristic acid) to observe the efficiency of iodimetric method for the recovery of
ascorbic acid in presence of the highest concentration of vitamins (Table 16)
119
Table 18 Photodegradation of ascorbic acid in cream formulations in the presence of
other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b C d e
0 373 372 374 372 375
60 362 354 354 360 359
150 342 336 336 332 334
240 315 314 308 310 302
10 (RF)
330 301 291 288 281 282
0 380 379 376 374 374
60 370 366 362 362 361
150 343 337 340 332 328
240 329 323 320 313 310
11 (RF)
330 307 301 294 288 282
0 379 380 375 372 376
60 362 366 361 351 342
150 341 335 319 307 312
240 310 306 295 284 282
12 (RF)
330 285 278 263 254 243
120
Table 18 continued
0 372 370 371 368 365
60 361 358 348 350 349
120 342 343 329 326 330
180 327 325 319 312 308
240 317 309 299 289 285
13 (NA)
300 299 291 283 278 273
0 386 380 375 378 370
60 371 362 365 362 355
120 359 351 343 339 336
200 341 332 325 316 311
14 (NA)
300 313 303 296 294 280
0 375 371 374 370 366
60 362 356 352 352 345
120 343 332 336 326 314
200 323 315 311 295 293
15 (NA)
300 293 283 275 270 259
121
Table 18 continued
0 380 378 380 377 377
60 362 365 369 369 371
120 351 352 360 360 364
180 340 346 349 353 355
240 331 334 343 343 346
16 (TP)
300 320 323 330 332 337
0 383 380 378 380 377
60 372 371 372 373 370
120 363 360 361 366 365
180 348 348 350 356 355
240 341 343 343 348 348
17 (TP)
300 330 332 336 339 341
0 380 383 377 375 373
60 364 370 366 367 366
120 352 356 351 352 351
180 334 338 339 343 342
240 324 328 324 332 330
18 (TP)
300 307 315 317 318 322
122
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
10
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
11
ab
c
de
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
12
Fig 22 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing riboflavin (a) 0002 (b) 0004 (c) 0006 (d) 0008
(e) 0010
Stearic acid
Palmitic acid
Myristic acid
123
abcde
13
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
13
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
14
abcde
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
15
Fig 23 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing nicotinamide (a) 028 (b) 056 (c) 084 (d) 112 (e) 140
Stearic acid
Palmitic acid
Myristic acid
124
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
16
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
17
abcde
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
18
Fig 24 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing alpha-tocopherol (a) 017 (b) 034 (c) 052 (d) 069
(e) 086
Stearic acid
Myristic acid
Palmitic acid
125
Table 19 First-order rate constants (kobs) for the photodegradation of ascorbic acid in the
presence of other vitamins in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulationd
Other
vitaminc
a b C d e
10 RF 068
(0991)
073
(0996)
079
(0995)
085
(0992)
089
(0995)
11 RF 065
(0992)
070
(0992)
073
(0994)
080
(0995)
086
(0993)
12 RF 087
(0993)
096
(0995)
109
(0993)
116
(0994)
127
(0992)
13 NA 073
(0993)
081
(0992)
088
(0994)
096
(0994)
101
(0993)
14 NA 069
(0992)
074
(0992)
080
(0991)
086
(0995)
094
(0995)
15 NA 083
(0994)
090
(0993)
101
(0993)
109
(0994)
115
(0995)
16 TP 055
(0991)
051
(0994)
046
(0994)
042
(0993)
038
(0991)
17 TP 050
(0995)
045
(0993)
041
(0992)
038
(0995)
034
(0994)
18 TP 070
(0996)
066
(0996)
060
(0994)
055
(0993)
051
(0993)
a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Vitamin concentrations (andashe) are as given in Table 16
d All the creams contain glycerin as humectant
The estimated error is plusmn5
126
00
05
10
15
00 10 20 30
Riboflavin concentration (M times 104)
kob
s times
10
3 (
min
ndash1)
10-12
00
05
10
15
00 20 40 60 80 100 120
Nicotinamide concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
13-15
00
02
04
06
08
00 04 08 12 16 20
Alpha-Tocopherol concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
16-18
Fig 25 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against individual vitamin concentration in cream formulations (10ndash18)
127
Table 20 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of other vitamins and second-order rate constants (k) for the
photochemical interaction of ascorbic acid with RF NA and TP
Cream
formulation
Other
vitamin
k0 times 103
(minndash1
)
k
(Mndash1
minndash1
)
Correlation
coefficient
10 RF 062 102 0994
11 RF 059 097 0992
12 RF 077 189 0995
13 NA 066 032 times 10ndash2
0995
14 NA 062 027 times 10ndash2
0993
15 NA 074 037 times 10ndash2
0994
16 TP 059 110 times 10ndash2b
0996
17 TP 053 096 times 10ndash2b
0992
18 TP 075 123 times 10ndash2b
0994
a
The variations in the values of k0 are due to the degradation of AH2 in the presence of
different emulsifying agents in cream formulations
b Values for the inhibition of photodegradation of AH2
128
forms a complex with AH2 (Section 67) and may also act as a photosensitizer for AH2 by
energy transfer in the excited state on UV irradiation The absorption maximum of NA
(261 nm) (Moffat et al 2004) is very close to that of AH2 (265 nm) (Davies et al 1991)
and the possibility of energy transfer in the excited state (Moore 2004) is greater leading
to the photodegradation of AH2
The value of k0 is about 13 times greater than the values of kobs obtained for the
degradation of AH2 in the presence of the highest concentrations of TP in the creams
This indicates that TP has a stabilising effect on the photodegradation of AH2 in the
cream formulations This is in agreement with the view that the TP acts as a redox partner
with AH2 to retard its oxidation (Wille 2005) Thus among the three vitamins studied
only TP appears to have a stabilising effect on photodegradation of AH2 The
photochemical interaction of individual vitamins with AH2 is discussed below
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID
The interaction of RF with the ascorbate ion (AHndash) may be represented by the
following reactions proposed by Silva and Quina (2006)
RF rarr 1RF (61)
1RF rarr
3RF (62)
3RF + AH
ndash rarr RF
ndashmiddot + AHmiddot (63)
AHmiddot + O2 rarr A + HO2middot (64)
HO2middot + AHndash rarr H2O2 + AHmiddot (65)
RF on the absorption of a quantum of light is promoted to the excited singlet state (1RF)
(61) 1RF may undergo intersystem crossing (isc) to form the excited triplet state (
3RF)
(62) The excited triplet state may react with the ascorbate ion to generate the ascorbyl
hv
isc
129
radical (AH) (63) (Kim et al 1993) The ascorbyl radical reacts with oxygen to give
dehydroascorbic acid (A) and peroxyl radical (HO2) (64) This radical may interact with
ascorbate ion to generate further ascorbyl radicals (65) These radicals may again take
part in the sequence of reactions to form A The role of RF in this reaction is to act as a
photosensitiser in the oxidation of ascorbic acid to A Ascorbic acid is reported to protect
riboflavin in milk under the influence of light by reacting with singlet oxygen (Hall et al
2009) (Section 511)
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC ACID
NA is known to form a 11 complex with ascorbic acid (Guttman and Brooke
1963 OrsquoNeil 2001 Doores 2002) The complexation of NA and AH2 may result from
the donor-acceptor interaction between AH2 (donor) and NA (acceptor) as observed in
the case of tryptophan and NA (Florence and Attwood 2006) In the presence of light the
interaction may cause reduction of NA (NAH) to form the ascorbyl radical (AH) ((66)-
(68)) which is oxidized to dehydroascorbic acid (A) (69) The NAH may be oxidized to
NA and H2O2 (610)
NA rarr 1NA (66)
1NA rarr
3NA (67)
3NA + AH2 rarr NAH + AHmiddot (68)
2 AH٠ rarr A + AH2 (69)
NAH + O2 rarr NA + H2O2 (610)
The proposed reactions suggest that on photochemical interaction AH2 undergoes
photosensitised oxidation in the presence of NA indicating that the photostability of
ascorbic acid is affected by NA
isc
130
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH ASCORBIC ACID
TP is an unstable compound and its oxidation by air results in the formation of an
epoxide which than produces a quinone that is inactive (Connors et al 1986) TP is
destroyed by sun light and artificial light containing the wavelengths in the UV region
(Ball 2006) It interacts with other antioxidants such as ascorbic acid (AH2) according to
the following reactions
TPndashO + AH2 rarr TP + AHmiddot (611)
2 AHmiddot rarr A + AH2 (612)
TP + AHmiddot rarr TPndashO + AH2 (613)
The tocopheroxyl radical (TPndashO) reacts with AH2 to regenerate TP and form the
ascorbyl radical (AHmiddot) (611) This radical undergoes further reactions as described in
equations (64) and (65) (Traber 2007) It may also disproportionate back to A and AH2
(612) TP reacts with AHmiddot to produce again the TPndashO radical and AH2 Thus in the
presence of light TP leads to the oxidation of AH2 which is ultimately regenerated in the
reaction (Davies et al 1991) Ascorbic acid has the ability to act as a co-antioxidant with
the TPndashO to regenerate TP (Packer et al 1979 2002) In this manner AH2 and TP act
synergistically to function in a redox cycle and AH2 is stabilized in the cream
formulations and microemulsions (Rozman and Gasperlin 2007 Rozman et al 2009)
69 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The graphs of kobs for the photodegradation of AH2 in the presence of RF NA and
TP versus the carbon chain length of emulsifying agents are shown in Fig 26 It appears
that the photodegradation of AH2 in the presence of all the three vitamins in the creams
lies in the order
131
Fig 26 Plots of k for photodegradation of ascorbic acid in creams (10ndash18) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid
00
05
10
15
20
25
k
(Mndash
1 m
inndash
1)
00
05
10
15
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 m
inndash
1)
132
myristic acid gt stearic acid gt palmitic acid
The same order of emulsifying agents has been observed in the absence of the
added vitamins (Section 57) The polar character of these acids (Yao et al 2009) on the
basis of their carbon chain length may play a part in the photostability of AH2 The
greater stability of AH2 in creams in the presence of palmitic acid (Fig 26) may be due to
the interaction of AH2 with palmitic acid as discussed in Section 57 Ascorbic acid-6-
palmitate is known to be an antioxidant in cosmetic preparations (Lee et al 2009) and
food products (Doores 2002)
610 EFFECT OF VISCOSITY OF CREAMS
The plots of kobs for the degradation of AH2 in the presence of the highest
concentration of vitamins versus reciprocal of the viscosity of creams (Table 21) are
linear (Fig 27) and indicate that the increase in cream viscosity leads to a decrease in the
rate of degradation of AH2 The slopes of the plots indicate the effect of viscosity on the
interaction of AH2 with other vitamins in the order
riboflavin gt nicotinamide gt alpha-tocopherol
The relatively slow rate of degradation of AH2 in creams containing palmitic acid may be
due to the interaction of AH2 with the vitamins as well as palmitic acid (Lee et al 2009)
Thus viscosity is an important factor in the stability of AH2 in cream formulations and
may affect its rate of interaction with other vitamins It has been suggested that an
increase in the viscosity of the medium makes access to air at the surface more difficult to
prevent the oxidation of a drug (Wallwork and Grant 1977) This is in agreement with
the photolysis of AH2 in aqueous and organic solvents cream formulations (Chapter 5)
and aerobic oxidation of Ah2 in syrups (Blaug and Hajratwala 1972)
133
Table 21 Average viscosity of cream formulations containing different emulsifying
agents and glycerin as humectant (25 plusmn 1 ordmC) and the photodegradation rate
constants of AH2
Cream No Emulsifying
agent
Viscosityab
(mPa s)
kobs times 103c
10 (RF)
13 (NA)
16 (TP)
Stearic acid 9000 089
101
038
11 (RF)
14 (NA)
17 (TP)
Palmitic acid 8600 086
094
034
12 (RF)
15 (NA)
18 (TP)
Myristic acid 7200 127
115
051
a plusmn10
b Average viscosity of creams containing the individual vitamins (RF NA TP)
c The values have been obtained in the presence of highest concentration of the
vitamins
134
00
05
10
15
20
25
30
100 110 120 130 140
Viscosity (mPa s)ndash1
times 103
kob
s (m
inndash1)
Fig 27 Plots of kobs in the presence of highest concentration of vitamins versus
reciprocal of the viscosity of creams () riboflavin
( ) nicotinamide (- - -- - -) alpha-tocopherol
135
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE OF OTHER
VITAMINS IN THE DARK
In order to observe the effect of riboflavin nicotinamide and alpha-tocopherol on
the degradation of AH2 in the creams stored in the dark the AH2 contents of the creams
were assayed at appropriate intervals (Table 22) The apparent first-order rate constants
determined from the kinetic plots (Fig 28) for the degradation of AH2 in the presence of
the highest concentrations of the individual vitamins in cream formulations (10ndash18) are
reported in Table 23 These rate constants indicate that the overall degradation of AH2 in
the presence of the highest concentration of the individual vitamins (RF NA and TP) is
about 70 times slower than that obtained on the exposure of creams to UV irradiation
This decrease in the rate of degradation of AH2 in the creams is the same as observed in
the case of AH2 alone In the absence of light the degradation of AH2 occurs due to
chemical oxidation (Section 132) and does not appear to be affected by the presence of
riboflavin and nicotinamide as indicated by the comparisons of the values of kobs in the
presence and absence of these vitamins (Table 15 and 23) In the presence of alpha-
tocopherol the degradation is slower than that in the presence of riboflavin and
nicotinamide This may be due to some interaction of AH2 and alpha-tocopherol causing
stabilisation of AH2 in the creams
As observed in the case of AH2 degradation alone in creams in the dark the AH2
degradation in the presence of the highest concentrations of other vitamins also occurs in
the same order of emulsifying agents (Fig 29)
myristic acid gt stearic acid gt palmitic acid
136
Table 22 Degradation of ascorbic acid in cream formulations in the dark in presence of
highest concentration of other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No Time (days) 0 10 20 40 60 80
10e (RF) 375 285 233 171 110 69
11e (RF) 374 341 281 221 148 113
12e (RF) 372 259 203 130 89 59
13e (NA) 365 330 255 187 126 81
14e (NA) 370 321 289 219 159 109
15e (NA) 366 289 249 159 110 63
16e (TP) 377 359 321 261 211 159
17e (TP) 377 366 333 275 228 191
18e (TP) 373 361 304 252 200 167
137
02
07
12
17lo
g c
on
cen
tra
tio
n (
mg
)
10-12Riboflavin
02
07
12
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
13-15Nicotinamide
10
12
14
16
18
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
16-18Alpha-Tocopherol
Fig 28 First-order plots for the degradation of ascorbic acid in the dark in presence of
other vitamins using the emulsifying agents (minusminusminusminus) Stearic acid
(minus minusminus minus) palmitic acid (----) myristic acid
138
Table 23 First-order rate constants (kobs) for the degradation of ascorbic acid in presence
of other vitamins in cream formulations in the dark
Cream
formulation
Other
vitaminc
kobs times 102
(dayndash1
)ab
10e RF 204
(0995)
11e RF 156
(0992)
12e RF 222
(0992)
13e NA 189
(0995)
14e NA 151
(0993)
15e NA 214
(0995)
16e TP 100
(0994)
17e TP 088
(0995)
18e TP 105
(0993)
a The values in parenthesis are correlation coefficients and range from 0991ndash0996 due to
some variations in AH2 distribution in the creams
b The values of rate constants are relative and depend on specific experimental
conditions
c Vitamin concentrations (andashe) are as given in Table 16
The estimated error is plusmn5
139
Riboflavin
Nicotinamide
Alpha-Tocopherol
00
10
20
30
12 14 16 18Carbon chain length
ko
bs times
10
2 (
da
yndash1)
Fig 29 Plots of kobs for degradation of ascorbic acid in the dark in creams (10ndash18)
against carbon chain length of the emulsifier () Stearic acid () palmitic acid
() myristic acid
140
This indicates that the rate of degradation of AH2 is slowest in the creams containing
palmitic acid as the emulsifying agent The reason for AH2 degradation in the dark in this
order has already been explained in section 512
CHAPTER VII
STABILIZATION OF
ASCORBIC ACID WITH
CITRIC ACID TARTARIC
ACID AND BORIC ACID IN
CREAM FORMULATIONS
142
71 INTRODUCTION
Ascorbic acid is an ingredient of cosmetic preparations (Section 51) and is
sensitive to light (Rowe et al 2009 Sweetman 2009 British Pharmacopoeia 2009)
degrading to dehydroascorbic acid on UV irradiation by photooxidation (Kitagawa
1968) The photosensitivity of ascorbic acid makes it unstable in pharmaceutical and
cosmetic preparations (DeRitter 1982) The present work is an attempt to study the
photodegradation of ascorbic acid in cream formulations in the presence of certain
compounds (eg citric acid tartaric acid and boric acid) to investigate their role in the
stabilization of the vitamin on exposure to light and in the dark Citric acid and tartaric
acid are used as an antioxidant synergist (Rowe et al 2009) and boric acid is a
complexing agent for hydroxy compounds (Ahmad et al 2009cd)
72 CREAM FORMULATIONS
The details of the various cream formulations used in this study are given in Table
24 and the results obtained on the photodegradation of ascorbic acid in the presence of
stabilizing agents in these formulations are discussed in the following sections
143
Table 24 Composition of cream formulations containing ascorbic acid (2) and
stabilizers
Ingredients Cream
No SA PA MA CA GL PG EG AH2 CTa TA
b BA
c PH DW
19 a + minus minus + + minus minus + a minus minus + +
b + minus minus + + minus minus + b minus minus + +
c + minus minus + + minus minus + c minus minus + +
20 a minus + minus + + minus minus + a minus minus + +
b minus + minus + + minus minus + b minus minus + +
c minus + minus + + minus minus + c minus minus + +
21 a minus minus + + + minus minus + a minus minus + +
b minus minus + + + minus minus + b minus minus + +
c minus minus + + + minus minus + c minus minus + +
22 a + minus minus + + minus minus + minus a minus + +
b + minus minus + + minus minus + minus b minus + +
c + minus minus + + minus minus + minus c minus + +
23 a minus + minus + + minus minus + minus a minus + +
b minus + minus + + minus minus + minus b minus + +
c minus + minus + + minus minus + minus c minus + +
24 a minus minus + + + minus minus + minus a minus + +
b minus minus + + + minus minus + minus b minus + +
c minus minus + + + minus minus + minus c minus + +
25 a + minus minus + + minus minus + minus minus a + +
b + minus minus + + minus minus + minus minus b + +
c + minus minus + + minus minus + minus minus c + +
26 a minus + minus + + minus minus + minus minus a + +
b minus + minus + + minus minus + minus minus b + +
c minus + minus + + minus minus + minus minus c + +
27 a minus minus + + + minus minus + minus minus a + +
b minus minus + + + minus minus + minus minus b + +
c minus minus + + + minus minus + minus minus c + +
144
Table 24 continued
28 a + minus minus + minus + minus + minus minus a + +
b + minus minus + minus + minus + minus minus b + +
c + minus minus + minus + minus + minus minus c + +
29 a minus + minus + minus + minus + minus minus a + +
b minus + minus + minus + minus + minus minus b + +
c minus + minus + minus + minus + minus minus c + +
30 a minus minus + + minus + minus + minus minus a + +
b minus minus + + minus + minus + minus minus b + +
c minus minus + + minus + minus + minus minus c + +
31 a + minus minus + minus minus + + minus minus a + +
b + minus minus + minus minus + + minus minus b + +
c + minus minus + minus minus + + minus minus c + +
32 a minus + minus + minus minus + + minus minus a + +
b minus + minus + minus minus + + minus minus b + +
c minus + minus + minus minus + + minus minus c + +
33 a minus minus + + minus minus + + minus minus a + +
b minus minus + + minus minus + + minus minus b + +
c minus minus + + minus minus + + minus minus c + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water CT = citric acid TA = tartaric acid
BA = boric acid
a CT (g ) a = 01 b = 02 c = 04
b TA (g ) a = 01 b = 02 c = 04
c BA (g ) a = 01 b = 02 c = 04
145
73 PRODUCTS OF ASCORBIC ACID PHOTODEGRADATION
The photodegradation of AH2 in cream formulations leads to the formation of
DHA as detected by TLC and reported earlier in the photolysis of AH2 in aqueous
solutions (Vaid et al 2006) and cream formulations (Sections 52 and 63) AH2 and
DHA in the methanolic extracts of the degraded creams were identified by comparison of
their Rf and color of the spots with those of the reference standards DHA is also
biologically active (Gardner 1972 Doores 2002) but its further degradation to 23-
diketo-gulonic acid (DGA) results in the loss of vitamin activity (Section 132)
However this product has not been detected in the present cream formulations
Therefore the creams may still possess their biological efficacy
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS
In order to observe the spectral changes in photodegraded creams in the presence
of stabilizing agents the absorption spectra of the methanolic extracts of a degraded
cream were determined The spectra show a gradual loss of absorbance around 245 nm
due to the oxidation of AH2 to DHA on UV irradiation and similar to that shown for the
photodegradation of AH2 alone in Fig 5 DHA has negligible absorbance around 245 nm
(Davies et al 1991) and therefore it does not interfere with the absorbance of AH2 in
methanolic solutions The spectral changes and loss of absorbance around 245 nm in
methanolic solution depend on the extent of photooxidation of AH2 in a particular cream
75 ASSAY OF ASCORBIC ACID IN CREAMS
The UV spectrophotometric method (Zeng et al 2005) has previously been
applied to the determination of AH2 in cream formulations (Section 54) The absorbance
of the methanolic extracts of creams containing AH2 during photodegradation was used
146
to determine the concentration of AH2 The method was validated in the presence of citric
acid (CT) tartaric acid (TA) and boric acid (BA) before its application to the evaluation
of the kinetics of AH2 degradation in cream formulations The recovery of AH2 in creams
has been found to be in the range of 90ndash96 and is similar to that reported in Table 7
The reproducibility of the method lies within plusmn5 The assay data on the degradation of
AH2 in various creams in the presence of the stabilizing agents are reported in Table 25
76 KINETICS OF PHOTODEGRADATION
The effect of CT TA and BA as stabilizing agents on the photodegradation of
AH2 was studied by adding 01ndash04 of each compound to the cream formulations (19ndash
33) at pH 60 This concentration range is normally used for the stabilization of drugs in
pharmaceutical preparations (Im-Emsap et al 2002) The apparent first-order rate
constants (kobs) determined from the plots of log concentration versus time (Fig 30ndash34)
are reported in Table 26 The second-order rate constants (k) determined from the plots
of kobs versus concentration of the individual compounds (Fig 35ndash36) are given in Table
27 The values of k indicate the rate of inhibition of photodegradation of AH2 by each
compound
77 EFFECT OF STABILIZING AGENTS
In order to compare the effectiveness of CT TA and BA as stabilizing agents for
AH2 plots of k versus carbon chain length of the emulsifying agents were constructed
(Fig 37) The k values for the interaction of these compounds with AH2 are in the order
citric acid gt tartaric acid gt boric acid
The curves indicate that the highest interaction of these compounds with AH2 is in the
order
147
Table 25 Photodegradation of ascorbic acid in cream formulations in the presence of
stabilizers
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b c
0 374 378 379
60 362 362 372
120 349 355 367
210 333 335 349
19 (CT)
300 319 322 336
400 296 309 324
0 381 378 380
60 368 370 369
120 355 363 364
210 344 345 355
20 (CT)
300 328 335 341
400 312 319 331
21 (CT) 0 368 370 374
60 355 356 360
120 340 344 343
210 321 322 333
300 296 299 315
400 272 285 299
148
Table 25 continued
0 375 374 378
60 363 363 368
120 352 354 362
210 329 335 345
22 (TA)
300 307 314 333
400 292 299 313
0 370 377 374
60 364 365 368
120 352 357 357
210 332 344 349
23 (TA)
300 317 330 335
400 301 310 322
24 (TA) 0 376 379 377
60 367 369 368
120 351 348 352
210 325 330 344
300 306 317 326
400 284 294 310
149
Table 25 continued
0 370 375 380
60 356 362 359
120 331 339 344
210 311 318 330
25 (BA)
300 279 288 305
400 260 269 283
0 377 375 370
60 364 363 361
120 351 353 351
210 331 332 337
26 (BA)
300 323 324 325
400 301 307 313
27 (BA) 0 380 377 375
60 369 368 366
120 333 338 341
210 305 313 318
300 292 294 304
400 262 266 281
150
Table 25 continued
0 373 376 378
60 348 349 360
120 329 336 339
210 315 312 323
28 (BA)
300 282 283 299
400 249 264 280
0 370 373 380
60 358 355 367
120 343 346 356
210 325 329 347
29 (BA)
300 307 312 325
400 287 295 315
30 (BA) 0 369 375 372
60 353 358 362
120 321 330 335
210 283 294 303
300 265 281 293
400 242 254 270
151
Table 25 continued
0 374 376 379
60 348 366 352
120 324 340 337
210 303 319 322
31 (BA)
300 275 289 293
400 243 260 275
0 370 374 375
60 355 354 366
120 339 344 345
210 313 319 330
32 (BA)
300 288 297 308
400 261 271 290
33 (BA) 0 377 380 377
60 357 361 367
120 324 335 339
210 288 294 307
300 270 280 293
400 233 248 265
Creams 19ndash27 contain glycerin 28ndash30 contain propylene glycol and 31ndash33 contain
ethylene glycol as humectants
152
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
19
ab
c
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
21
Fig 30 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
153
a
b
c
14
15
16lo
g c
on
cen
tra
tio
n (
mg
)
22
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
23
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 31 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
154
ab
c
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
25
abc
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 32 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Palmitic acid
Stearic acid
Myristic acid
155
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 33 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing propylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
156
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 34 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing ethylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
157
Table 26 Apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in presence of different stabilizers in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 057
(0995)
050
(0992)
041
(0991)
20 CT 049
(0996)
043
(0995)
034
(0993)
21 CT 076
(0995)
067
(0995)
055
(0992)
22 TA 065
(0995)
058
(0995)
046
(0991)
23 TA 054
(0994)
047
(0993)
038
(0994)
24 TA 072
(0996)
063
(0992)
049
(0991)
25 BA 091
(0994)
086
(0995)
071
(0993)
26 BA 055
(0994)
050
(0993)
042
(0993)
27 BA 095
(0995)
089
(0992)
074
(0996)
28 BA 097
(0995)
088
(0992)
075
(0993)
29 BA 064
(0994)
057
(0991)
047
(0993)
30 BA 110
(0994)
100
(0996)
084
(0992)
31 BA 105
(0995)
094
(0994)
078
(0992)
32 BA 088
(0994)
079
(0993)
066
(0993)
33 BA 120
(0995)
108
(0993)
091
(0993) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
158
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against citric acid (19ndash21) and tartaric acid concentrations (22ndash24) in cream
formulations
159
00
04
08
12k
ob
s times
10
3 (
min
ndash1)
25-27
00
04
08
12
00 20 40 60
ko
bs times
10
3 (
min
ndash1)
28-30
00
04
08
12
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 36 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against boric acid concentrations in cream formulations (25ndash33)
Propylene glycol
Glycerin
Ethylene glycol
160
Table 27 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the interaction of
ascorbic acid with CT TA and BA
Cream
formulation Stabilizers
k0 times 103
(minndash1
)
k times 102
(Mndash1
minndash1
)
Correlation
coefficient
19 CT 062 111 0991
20 CT 053 103 0994
21 CT 082 145 0995
22 TA 071 092 0995
23 TA 059 080 0993
24 TA 080 118 0996
25 BA 098 041 0994
26 BA 059 026 0994
27 BA 102 044 0995
28 BA 104 046 0992
29 BA 069 033 0995
30 BA 118 054 0994
31 BA 113 053 0995
32 BA 095 045 0995
33 BA 129 060 0993
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
161
00
04
08
12
16
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash1
min
ndash1)
18-33
a
b
e
cd
Fig 37 Plots of k for photodegradation of ascorbic acid in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
162
myristic acid gt stearic acid gt palmitic acid
In the case of myristic acid and stearic acid it may be explained on the basis of the
decreasing polarity (Yao et al 2009) It is interesting to observe the lowest rates of
interaction of these compounds in the creams containing palmitic acid This could be due
to the interaction of AH2 with palmitic acid to form a palmitate derivative in addition to
its interaction with the individual stabilizing agents CT and TA are known to act as
antioxidant synergists (Rowe et al 2009 Sweetman 2009) and in this capacity may
inhibit the photooxidation of AH2 as indicated by the values of the degradation rate
constants in the presence of these compounds The addition of CT to nutritional
supplements is known to inhibit the oxidation of AH2 (Doores 2002) Boric acid forms a
complex with AH2 (Rivlin 2007) and there by may inhibit its degradation Boric acid
may also interact with glycerin added to the creams as a humectant and form a complex
(Rowe et al 2009) This may influence its interaction and stabilizing effect on AH2 in
creams as indicated by the lower k values compared to those in the presence of CT and
TA It has further been observed that the k values for BA are greater in propylene glycol
and ethylene glycol compared to those in glycerin (Table 27) Again this may be due to
greater interaction of BA with glycerin compared to other humectants in the creams
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF STABILIZING
AGENTS IN THE DARK
An important factor in the formulation of cosmetic preparations is to ensure the
chemical and photostability of the active ingredient by the use of appropriate stabilizing
agents The choice of these agents would largely depend on the nature and
physicochemical characteristics of the active ingredient AH2 possesses a redox system
163
and can be easily oxidized by air or light In order to observe the effect of CT TA and
BA on the stability of AH2 the cream formulations containing the individual compounds
were stored in the dark for a period of about three months and the rate of degradation of
AH2 was determined The assay data are reported in Table 28 and the kinetic plots are
shown in Fig 38ndash42 The values of apparent first-order rate constants for the degradation
of AH2 in the presence of the stabilizing agents are reported in Table 29 The second
order-rate constants for the interaction of CT TA and BA with AH2 are reported in Table
30 (Fig 43ndash44) The plots of k against the carbon chain length of the emulsifiers are
shown in Fig 45 The kinetic data indicate the same pattern of rates of degradation and
interaction of AH2 with these compounds as observed in the presence of light except that
the rates are much slower in the dark Thus the stabilizing agents are equally effective in
inhibiting the rate of degradation of AH2 in the dark The effect of emulsifying agents and
the humectants on the rate of degradation of AH2 in the presence of the stabilizers has
been discussed in the above Section 77
79 EFFECT OF ADDITIVES ON TRANSMISSION OF ASCORBIC ACID
In order to observe the effect of additives (citric tartaric and boric acids) on the
transmission characteristics of ascorbic acid (0002 mg100 ml) in methanol containing
the highest concentration of the additives (004) used in this study the transmission
spectra were measured It has been found that these additives produce a hypsochromic
shift in the absorption maximum of ascorbic acid This may result in the reduction of the
fraction of light absorbed by ascorbic acid to the extent of about 10 and thus influence
the rate of photodegradation reactions However since all the additives produce similar
effects the rate constants can be considered on a comparative basis
164
Table 28 Degradation of ascorbic acid in cream formulations in the presence of
stabilizers in the dark
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) a b c
0 374 378 379
10 355 346 362
20 326 328 342
40 293 297 322
19 (CT)
60 264 269 295
80 241 245 262
0 381 378 380
10 361 364 372
20 339 350 348
40 309 312 330
20 (CT)
60 279 286 301
80 260 266 282
21 (CT) 0 368 370 374
10 342 346 364
20 310 321 348
40 278 282 313
60 249 251 278
80 217 228 249
165
Table 28 continued
0 375 374 378
10 339 344 351
20 317 326 336
40 282 288 306
22 (TA)
60 251 258 280
80 222 235 252
0 370 377 374
10 340 354 355
20 332 336 343
40 297 303 310
23 (TA)
60 266 282 294
80 238 248 267
24 (TA) 0 376 379 377
10 341 339 350
20 306 319 323
40 263 284 279
60 223 241 249
80 196 202 223
166
Table 28 continued
0 370 375 380
10 331 341 334
20 287 289 301
40 225 247 245
25 (BA)
60 189 185 214
80 141 154 170
0 377 375 370
10 355 357 349
20 326 314 324
40 264 267 286
26 (BA)
60 232 238 254
80 189 199 211
27 (BA) 0 380 377 375
10 346 339 337
20 309 288 301
40 233 241 260
60 192 196 211
80 140 147 163
167
Table 28 continued
0 373 376 378
10 314 322 333
20 267 281 305
40 217 233 253
28 (BA)
60 167 177 204
80 122 135 151
0 370 373 380
10 336 329 343
20 283 277 306
40 233 243 267
29 (BA)
60 189 190 217
80 144 154 173
30 (BA) 0 369 375 372
10 308 319 329
20 255 275 310
40 210 226 244
60 158 163 191
80 113 131 147
168
Table 28 continued
0 374 376 379
10 303 311 329
20 266 260 289
40 211 219 239
31 (BA)
60 155 158 178
80 112 121 149
0 370 374 375
10 314 323 339
20 276 280 305
40 222 233 258
32 (BA)
60 172 187 193
80 126 136 162
33 (BA) 0 377 380 377
10 308 306 320
20 254 265 280
40 205 214 237
60 144 155 175
80 107 118 138
169
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
19
abc
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
21
Fig 38 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
170
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
22
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
23
ab
c
12
13
14
15
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 39 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
171
a
b
c
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
25
abc
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 40 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
172
a
b
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 41 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing propylene glycol and boric acid (a) 01 (b) 02 (c)
04
Palmitic acid
Stearic acid
Myristic acid
173
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
08
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 42 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing ethylene glycol and boric acid (a) 01 (b) 02 (c)
04
Myristic acid
Palmitic acid
Stearic acid
174
Table 29 Apparent first-order rate constants (kobs) for the degradation of ascorbic acid in
presence of different stabilizers in cream formulations in the dark
kobs times 102 (day
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 055
(0994)
052
(0992)
044
(0991)
20 CT 048
(0995)
046
(0995)
038
(0992)
21 CT 064
(0994)
061
(0995)
052
(0994)
22 TA 063
(0994)
058
(0995)
049
(0996)
23 TA 054
(0995)
050
(0995)
041
(0994)
24 TA 081
(0995)
075
(0993)
066
(0995)
25 BA 118
(0996)
113
(0994)
097
(0994)
26 BA 087
(0995)
079
(0993)
068
(0994)
27 BA 124
(0995)
114
(0994)
101
(0993)
28 BA 134
(0995)
124
(0996)
110
(0992)
29 BA 116
(0996)
108
(0992)
096
(0995)
30 BA 142
(0993)
131
(0995)
115
(0995)
31 BA 145
(0995)
137
(0992)
117
(0995)
32 BA 130
(0996)
120
(0993)
107
(0994)
33 BA 153
(0995)
141
(0994)
122
(0994) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental
conditions
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
175
176
Table 30 First-order rate constants (k0)a for the degradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the chemical
interaction of ascorbic acid with CT TA and BA in the dark
Cream
formulation Stabilizers
k0 times 102
(dayndash1
)
k times 102
(Mndash1
dayndash1
)
Correlation
coefficient
19 CT 060 797 0996
20 CT 052 723 0995
21 CT 069 850 0994
22 TA 068 710 0996
23 TA 058 636 0994
24 TA 086 758 0994
25 BA 126 444 0993
26 BA 092 375 0992
27 BA 131 480 0991
28 BA 141 488 0993
29 BA 122 418 0994
30 BA 149 531 0991
31 BA 155 578 0996
32 BA 137 472 0994
33 BA 163 627 0996
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
177
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against citric acid (19ndash21) and tartaric acid (22ndash24) concentrations in
cream formulations
178
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
25-27
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
28-30
00
10
20
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 44 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against boric acid concentrations in cream formulations (25ndash33)
Glycerin
Propylene glycol
Ethylene glycol
179
00
04
08
12
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 d
ayndash
1)
18-33
b
a
e
dc
Fig 45 Plots of k for degradation of ascorbic acid in the dark in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
CONCLUSIONS
AND
SUGGESTIONS
180
CONCLUSIONS
The main conclusions of the present study on the photodegradation of the ascorbic
acid in organic solvents and cream formulations are as follows
1 Identification of Photodegradation Products
The photodegradation of ascorbic acid in aqueous organic solvents and
laboratory prepared oil-in-water cream preparations on UV irradiation leads to the
formation of dehydroascorbic acid No further degradation products of dehydroascorbic
acid have been detected under the present experimental conditions The product was
identified by comparison of its Rf value and color of the spot with those of the authentic
compound by thin-layer chromatography and spectral changes
2 Assay of Ascorbic Acid
Ascorbic acid in aqueous organic solvents and cream preparations was assayed
in acidified methanolic solutions (pH 20) at 245 nm using a UV spectrophotometric
method Ascorbic acid in combination with other vitamins (riboflavin nicotinamide and
alpha-tocopherol) was assayed by the official iodimetric method due to interference by
these vitamins at the analytical wavelength Both analytical methods were validated
under the experimental conditions employed before their application to the assay of
ascorbic acid The recoveries of ascorbic acid in cream preparations are in the range of
90ndash96 and the reproducibility of both methods are within plusmn5 The F test and the t test
show that there is no significant difference between the precision of the two methods and
therefore these methods can be applied to the assay of ascorbic acid in cream
preparations with comparable results
181
3 Kinetics of Photodegradation
a) Photodegradation of ascorbic acid in organic solvents
Ascorbic acid degradation follows apparent first-order kinetics in aqueous
organic solvents A plot of the first-order rate constants (log kobs) versus solvent dielectric
constant is linear with positive slope indicating an increase in the rate with dielectric
constant On the contrary a plot of kobs verses reciprocal of solvent viscosity is linear with
a positive slope showing a decrease in the rate with solvent viscosity Thus the rate of
photodegradation of ascorbic acid (an oxidizable drug) depends on the solvent
characteristics
b) Photodegradation of ascorbic acid in cream preparations
Ascorbic acid has been found to follow apparent first-order kinetics in cream
preparations and the rate of degradation is affected by the following factors
i Effect of concentration
An apparent linear relationship has been observed between log kobs and
concentration (05ndash25) of ascorbic acid in a cream preparation Thus the rate of
degradation of ascorbic acid appears to be faster at a lower concentration
compared to that of a higher concentration on exposure to the same intensity of
light
ii Effect of carbon chain length of the emulsifying agent
The plots of kobs verses carbon chain length of the emulsifying agent show that the
photodegradation of ascorbic acid is affected in the order myristic acid gt stearic
acid gt palmitic acid This is predominantly due to the interaction of ascorbic acid
with palmitic acid and the carbon chain length (measure of relative polar
182
character) of the emulsifying acid probably does not play a part in the
photodegradation kinetics of ascorbic acid in creams This is evident from the
non-linear relationship between the rate constants for ascorbic acid degradation
and the carbon chain length of the emulsifying acids
iii Effect of viscosity
The values of kobs for the photodegradation of ascorbic acid in cream preparations
are in the order of humectant ethylene glycol gt propylene glycol gt glycerin
showing that the rates of degradation are influenced by the viscosity of the
humectant and decrease with an increase in the viscosity as observed in the case
of organic solvents
iv Effect of pH
The log kndashpH profiles for the photodegradation of ascorbic acid in creams
represent sigmoid type curves indicating an increase in the rate of oxidation of the
molecule with ionization (pH 42ndash70 557ndash999) The AHndash species appears to
be more susceptible to oxidation than the non-ionized molecule in the pH range
studied
v Effect of redox potential
The values of kobs show that the rate of photooxidation of ascorbic acid is
influenced by its redox potential which varies with pH The greater photostability
of ascorbic acid at pH 5ndash6 compared to that at pH 7 and above is due to its lower
rate of oxidation-reduction in the lower range The increase in the rate of
photooxidation with pH is due to a corresponding increase in the redox potential
of ascorbic acid
183
c) Photodegradation of ascorbic acid in the presence of other vitamins (riboflavin
nicotinamide alpha-tocopherol) in cream preparations
The photodegradation of ascorbic acid is affected by the presence of other
vitamins in creams The kinetic data on the photochemical interactions indicate that
riboflavin and nicotinamide act as photosensitizers in the degradation of ascorbic acid
and have an adverse effect on the photostability of the vitamin in creams Whereas
alpha-tocopherol exerts an inhibitory effect on the degradation of ascorbic acid by acting
as a redox partner in the creams Thus a combination of ascorbic acid and alpha-
tocopherol has a synergistic effect on the stabilization of ascorbic acid in creams These
vitamins do not appear to influence the rate of degradation of ascorbic acid in the dark
d) Photodegradation of ascorbic acid in the presence of citric acid tartaric acid and
boric acid in cream preparations
The rate of photodegradation of ascorbic acid in creams has been found to be
inhibited by the addition of compounds such as citric acid tartaric acid and boric acid in
creams These compounds show a stabilizing effect on the photodegradation of ascorbic
acid in the order citric acid gt tartaric acid gt boric acid The lower effect of boric acid
may be due to its interaction with the emulsifying agents and humectants Boric acid
exerts this effect by complex formation with ascorbic acid Citric acid and tartaric acid
are antioxidant synergists and in combination with ascorbic acid may exert a stabilizing
effect on its degradation
184
Salient Features of the Work
In the present work an attempt has been made to study the effects of solvent
characteristics formulation factors particularly the emulsifying agents in terms of the
carbon chain length and humectants in terms of viscosity medium pH drug
concentration redox potential and interactions with other vitamins and stabilizers on the
kinetics of photodegradation of ascorbic acid in cream preparations The study may
provide useful information to improve the photostability and efficacy of ascorbic acid in
cream preparations
SUGGESTIONS
The present work may provide guidelines for a systematic study of the stability of
drug substances in cream ointment preparations and the evaluation of the influence of
formulation variables such as emulsifying agents and humectants concentration pH
polarity viscosity redox potential on the rate of degradation and stabilization of drug
substances This may enable the formulator in the judicious design of formulations that
have improved stability and efficacy for therapeutic use The kinetic parameters may
throw light on the comparative stability of the preparations and help in the choice of
appropriate formulation ingredients
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186
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187
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214
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215
Rozman B Gasperlin M Tinois-Tessoneaud E Pirot F Falson F (2009)
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219
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110
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Pharmaceutical photostability a technical and practical interpretation of the ICH
220
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62
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Tournas JA Lin FH Burch JA Selim MA Monteiro-Riviere NA Zielinski
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221
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Varvaresou A Tsirivas E Iakovou K Gikas E Papathomas Z Vonaparti A
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223
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In Rosen MR Ed Delivery System Handbook for Personal Care and Cosmetic
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Norwich NY Chap 36
224
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Yoshioka S Stella VJ (2000) Stability of Drugs and Dosage Forms Kluwer
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Zaeslein C (1982) Vitamins in the Field of Medicine Hoffman La Roche Basle pp
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Zeng W Martinuzzi F MacGregor A (2005) Development and application of a novel
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48 453-461
225
Zilva SS (1932) The non-specificity of the phenolindophenol reducing capacity of
lemon juice and its fractions as a measure of their antiscorbutic activity Biochem J
26 1624-1627
226
AUTHORrsquoS PUBLICATIONS
The author obtained his B Pharm degree in 2003 and joined the post graduate
program securing an M Phil degree in Pharmaceutics in 2006 from Baqai Medical
University He is a co-author of following publications
CHAPTER IN BOOK
1 Chapter on ldquoBorate Toxicity Effect on Drug Stability and Analytical
Applicationsrdquo by Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz H M
Vaid In Handbook on Borates Chemistry Production and Applications (MP
Chung Ed) Nova Science Publishers Inc NY USA (in press)
PAPERS PUBLISHED
INTERNATIONAL
2 Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz HM Vaid ldquoEffect of Borate
Buffer on the Photolysis of Riboflavin in Aqueous Solutionrdquo Journal of
Photochemistry and Photobiology B Biology 93 82-87 (2008)
3 Iqbal Ahmad Sofia Ahmed MA Sheraz M Aminuddin and Faiyaz HM Vaid
ldquoEffect of Caffeine Complexation on the Photolysis of Riboflavin in Aqueous
Solution A Kinetic Studyrdquo Chemical and Pharmaceutical Bulletin 57 (2009)
published online September 14 2009
4 Iqbal Ahmad MA Sheraz Sofia Ahmed and Faiyaz HM Vaid ldquoAnalytical
Applications of Boratesrdquo Materials Science Research Journal (in press)
5 Iqbal Ahmad Sofia Ahmed MA Sheraz Kefi Iqbal and Faiyaz HM Vaid
ldquoPharmacological Aspects of Boratesrdquo International Journal of Medical and
Biological Frontiers (in press)
6 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and Izhar A Ansari
ldquoEffect of Divalent Ions on Photodegradation Kinetics and Pathways of
Riboflavin in Aqueous Solutionrdquo Photochemical and Photobiological Sciences
accepted
227
NATIONAL
7 Sofia Ahmed MA Sheraz and Iqbal Ahmad ldquoAdvances in Antioxidant Activity of
Vitamin Erdquo Journal of Baqai Medical University 10 13-18 (2007)
8 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoDevelopments in the Clinical and
Food Analysis of Vitamin Crdquo Journal of Baqai Medical University 10 19-24
(2007)
9 A Azmi SNH Naqvi M Usman MA Sheraz and Sofia Ahmed ldquoPancreatic
Glucagon in Certain Ungulates Comparative Study of Extraction and
Bioassayrdquo Pakistan Journal of Entomology 20 23-28 (2005)
10 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and S Hasan
ldquoAdvances in Biochemical Functions and the Photochemistry of Flavins and
Flavoproteinsrdquo Pakistan Journal of Pharmaceutical Sciences in press
11 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoEffect of Borates on the Stability of
Chemical and Pharmaceutical Compoundsrdquo Journal of Baqai Medical University
accepted
PAPERS SUBMITTED
12 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotostability of Ascorbic Acid in Organic Solvents and Cream Formulationsrdquo
Chemical and Pharmaceutical Bulletin
13 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotochemical Interaction of Ascorbic Acid with Riboflavin Nicotinamide and
Alpha-Tocopherol in Cream Formulationsrdquo Journal of Cosmetic Science
14 Iqbal Ahmad Kefi Iqbal Sofia Ahmed MA Sheraz ldquoApplications of Laser Flash
Photolysis Spectroscopy and Electron Microscopy in Photopolymerization and
Development of Glass Ionomer Dental Cementsrdquo Materials Science Research
Journal
15 Sofia Ahmed MA Sheraz M Aminuddin I Ahmad and Faiyaz HM Vaid ldquoA
Rapid Titrimetric Assay for Quantitation of Vitamin B1 in Neat and
Pharmaceutical Preparationsrdquo Pakistan Journal of Pharmaceutical Sciences
- 01 SZ-786
- 02 SZ-title
- 03 SZ-Certificate
- 04 SZ-Abstract
- 05 SZ-Acknowledgement
- 06 SZ-Dedication
- 07 SZ-Contents
- 08 SZ-Chapter 1
- 09 SZ-Chapter 2
- 10 SZ-Chapter 3
- 11 SZ-Object of Present Investigation
- 12 SZ-Chapter 4
- 13 SZ-Chapter 5
- 14 SZ-Chapter 6
- 15 SZ-Chapter 7
- 16 SZ-Conclusion
- 17 SZ-References
- 18 SZ-Authors Publications
-
viii
To
My Beloved Parents amp
Late Prof Dr S Sabir Ali for their interest and endless support
ix
CONTENTS
Chapter Page
ABSTRACT iv
ACKNOWLEDGEMENTS vi
I INTRODUCTION 1
11 HISTORICAL BACKGROUND 2
12 PHYSICOCHEMICAL CHARACTERISTICS OF
ASCORBIC ACID
2
13 CHEMISTRY OF ASCORBIC ACID 3
131 Nomenclature and Structure 3
132 Chemical Stability 3
14 BIOCHEMICAL FUNCTIONS 7
15 ANTIOXIDANT ACTIVITY 8
16 PHOTOSTABILITY OF DRUGS 9
17 KINETIC TREATMENTS OF PHOTOCHEMICAL
REACTIONS
12
18 LITERATURE ON ASCORBIC ACID 15
II PHOTODEGRADATION REACTIONS AND ASSAY OF
ASCORBIC ACID
17
21 PHOTODEGRADATION REACTIONS 18
211 Photodegradation of Ascorbic Acid 18
212 Effect of Various Substances on Photodegradation of Ascorbic
Acid
20
213 Photosensitized Oxidation of Ascorbic Acid 22
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins 25
22 ASSAY OF ASCORBIC ACID 26
221 Spectrophotometric Methods 26
222 Fluorimetric Methods 28
x
223 Mass spectrometric Methods 28
224 Chromatographic Methods 28
225 Enzymatic Methods 29
226 Commercial Kits for Clinical Analysis 30
227 Analysis in Creams 30
III FORMULATION AND STABILITY OF CREAM
PREPARATIONS
31
31 FORMULATION OF CREAM PREPARATIONS 32
311 Choice of Emulsion Type 32
312 Choice of Oil Phase 33
313 Emulsion Consistency 33
314 Choice of Emulsifying Agent 34
315 Formulation by the HLB Method 34
316 Concept of Relative Polarity Index 35
32 FORMULATION OF ASCORBIC ACID CREAMS 37
33 STABILITY OF CREAMS 39
331 Physical Stability 39
332 Chemical Stability 39
333 Microbial Stability 40
334 Stability of Ascorbic Acid in Liquid Formulations 41
335 Stability of Ascorbic Acid in Emulsions and Creams 41
336 Stability Testing of Emulsions 45
3361 Macroscopic examination 46
3362 Globule size analysis 46
3363 Change in viscosity 46
3364 Accelerated stability tests 46
337 FDA Guidelines for Semisolid Preparations 46
xi
OBJECT OF PRESENT INVESTIGATION 48
IV MATERIALS AND METHODS 51
41 MATERIALS 52
42 METHODS 55
421 Cream Formulations 55
422 Preparation of Creams 56
423 Thin-Layer Chromatography 57
424 pH Measurements 57
425 Ultraviolet and Visible Spectrometry 58
426 Photolysis of Ascorbic Acid 59
4261 Creams 59
4262 Aqueous and organic solvents 59
4263 Storage of creams in dark 59
427 Measurement of Light Intensity 59
428 Procedure 60
4281 Calculation 62
429 Viscosity Measurements 63
4210 Assay method 65
42101 UV spectrophotometric method for the assay of creams
containing ascorbic acid alone
65
42102 Iodimetric method for the assay of ascorbic acid in creams
containing riboflavin nicotinamide and alpha-tocopherol 65
42103 Spectrophotometric method for the assay of ascorbic acid in
aqueous and organic solvents
67
V PHOTODEGRADATION OF ASCORBIC ACID IN
ORGANIC SOLVENTS AND CREAM FORMULATIONS
68
51 INTRODUCTION 69
52 PHOTOPRODUCTS OF ASCORBIC ACID 71
xii
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED
SOLUTIONS
71
54 ASSAY OF ASCORBIC ACID IN CREAMS AND
SOLUTIONS
73
55 EFFECT OF SOLVENT 74
56 EFFECT OF CONCENTRATION 80
57 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
88
58 EFFECT OF VISCOSITY 94
59 EFFECT OF pH 94
510 EFFECT OF REDOX POTENTIAL 96
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE
OXIDATION OF ASCORBIC ACID
97
512 DEGRADATION OF ASCORBIC ACID IN THE DARK 98
VI PHOTOCHEMICAL INTERACTION OF ASCORBIC
ACID WITH RIBOFLAVIN NICOTINAMIDE AND
ALPHA-TOCOPHEROL IN CREAM FORMULATIONS
109
61 INTRODUCTION 110
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED
CREAMS
114
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER
VITAMINS
114
64 ASSAY METHOD 116
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC
ACID
117
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID 128
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC
ACID
129
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH
ASCORBIC ACID
130
69 EFFECT OF CARBON CHAIN LENGTH OF
EMULSIFYING AGENT
130
xiii
610 EFFECT OF VISCOSITY OF CREAMS 132
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE
OF OTHER VITAMINS IN THE DARK
135
VII STABILIZATION OF ASCORBIC ACID WITH CITRIC
ACID TARTARIC ACID AND BORIC ACID IN CREAM
FORMULATIONS
141
71 INTRODUCTION 142
72 CREAM FORMULATIONS 142
73 PRODUCTS OF ASCORBIC ACID
PHOTODEGRADATION
145
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS 145
75 ASSAY OF ASCORBIC ACID IN CREAMS 145
76 KINETICS OF PHOTODEGRADATION 146
77 EFFECT OF STABILIZING AGENTS 146
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF
STABILIZING AGENTS IN THE DARK
162
79 EFFECT OF ADDITIVES ON TRANSMISSION OF
ASCORBIC ACID
163
CONCLUSIONS AND SUGGESTIONS 179
CONCLUSIONS 180
SUGGESTIONS 184
REFERENCES 185
AUTHORrsquoS PUBLICATIONS 226
CHAPTER I
INTRODUCTION
2
11 HISTORICAL BACKGROUND
The disease scurvy which now is known as a condition due to a deficiency of
ascorbic acid in the diet has considerable historical significance (Schick 1943
Carpenter 1986 Bardolph and Taylor 1997 Thomas 1997 Bors 2005) Zilva (1932)
isolated the antiscorbutic activity factor from a crude fraction of lemon and showed that
the activity was destroyed by oxidation and protected by reducing agents Waugh and
King (1932) isolated crystalline vitamin C from lemon juice and showed it to be the
antiscorbutic factor Szent-Gyorgyi (1928) had isolated the same factor from pepper in
connection with his biological oxidation-reduction studies Hirst and Zilva (1933)
identified the antiscorbutic factor as ascorbic acid Early work on the chemical
identification and elucidation of the structure of ascorbic acid has been well documented
(Carpenter 1986) The first synthesis of L-ascorbic acid was achieved almost
simultaneously by Ault et al (1933) and Reichstein et al (1933)
Plants and most animals synthesize their own vitamin C but humans lack this
ability due to the deficiency in an enzyme L-gulono-gamma-lactone oxidase that
catalyzes the terminal step in ascorbic acid biosynthesis (Nishikimi et al 1994)
Therefore humans obtain this vitamin from diet and or vitamin supplements to not only
avoid the development of scurvy but also for overall well being (Stone 1969 Lewin
1976 Davies et al 1991) The minimal daily requirement for ascorbic acid in healthy
adults is 40ndash60 mg (Truswell 2003 Mason 2007 Eitenmiller et al 2008 Elia 2009)
12 PHYSICOCHEMICAL CHARACTERISTICS OF ASCORBIC ACID
The important physicochemical characteristics of ascorbic acid (Table 1) involved
in its identification and degradation are described by many authors (Connors et al 1986
3
OrsquoNeil 2001 Moffat et al 2004 Sinko 2006 Johnston et al 2007) The most
important chemical property of ascorbic acid is the reversible oxidation to semidehydro-
L-ascorbic acid and further oxidation to dehydro-L-ascorbic acid This property is the
basis for its physiological activity In addition the proton on oxygenndash3 is acidic (pKa1 =
417) which contributes to the acidic nature of ascorbic acid (1)
13 CHEMISTRY OF ASCORBIC ACID
131 Nomenclature and Structure
The IUPAC-IUB Commission on Biochemical Nomenclature changed the name
vitamin C (2-oxo-L-theo-hexono-4-lactone-23-enediol) to ascorbic acid or L-ascorbic
acid in 1965 (Johnston et al 2007) The chemical structure of ascorbic acid (1) is
HO OH
O
OHHO
H
(1)
O
The molecule has a near planar five-membered ring with two chiral centers
which contain four stereoisomers
132 Chemical Stability
Ascorbic acid is sensitive to air and light and is kept in a well-closed container
protected from light (British Pharmacopoeia 2009) The degradation reactions of
ascorbic acid in aqueous solution depend on a number of factors such as pH temperature
presence of oxygen or metal It is not very stable in aqueous media at room
temperature and undergoes oxidative degradation to dehydroascorbic acid and
4
Table 1 Physicochemical characteristics of ascorbic acid
Empirical formula C6H8O6
Molar mass 17613
Crystalline form Monoclinic mix of platelets and needles
Melting point 190 to 192 degC
[α]25
+205deg to +215deg
pH
5 mg ml
50 mg ml
~3
~2
pKa 417 1157 (20deg)
Redox potential
(dehydroascorbic acid ascorbate)
(H+ ascorbate
ndash)
ndash174 mV
+282 mV
Solubility g ml
Water
Ethanol absolute
Ether chloroform benzene
033
002
Insoluble
UV spectrum
Absorption maximum [A(1 1 cm)]
pH 20
pH 70
245 nm [695]
265 nm [940]
Infrared spectrum
Principal peaks (Nujol mull)
1026 (CminusOH str) 1111(CminusOminusC str) 1312
(minusCminusOminus str) 1653 (C=O str) 990 (C=C str)
cmndash1
Mass spectrum
Principal ions at mz
29 41 39 42 69 116 167 168
D
5
23-diketogulonic acid The stability of ascorbic acid and dehydroascorbic acid can be
improved by lowering the pH below 2 (Wechtersbach and Cigic 2007) Above pH 7
alkali-catalyzed degradation by cleavage at Cndash1 or Cndash2 results in a number of
compounds mainly monondash dindash and tricarboxylic acids (Connors et al 1986 Bors and
Buettner 1997 Halliwell and Whiteman 1997) The oxidative degradation of ascorbic
acid and dehydroascorbic acid in parenteral nutrition mixtures is catalyzed by trace
elements particularly copper (Allwood 1984ab Allwood et al 1992 Allwood and
Kearney 1998 Kearney et al 1998 Gibbons et al 2001) Stabilized ascorbic acid
preparations in hydroalcoholic vehicle (Kaplan et al 1989) and aquaculture feeds
(OrsquoKeefe 2001) have been reported The various oxidation products of ascorbic acid are
shown in Fig 1
It is interesting to note that in addition to redox and acid-base properties ascorbic
acid can exist as a free radical (Bielski et al 1981 Bielski 1982 Halliwell 1996 Bors
and Buettner 1997) The ascorbate radical anion is an important intermediate in the
reactions involving oxidants and ascorbic acidrsquos antioxidant activity Rate constants for
the generation of ascorbate radicals are in the range of 104ndash10
8 s
ndash1 When ascorbate
radicals are generated by oxyanions the rate constants are of the order of 104ndash10
7 s
ndash1
when generated by halide radicals 106ndash10
8 s
ndash1 and when generated by tocopherols and
flavonoids radicals 106ndash10
8 s
ndash1 (Bielski 1982 Halliwell and Whiteman 1997) The
ascorbate radicals decay usually by disproportionation However a change in ionic
strength or pH can influence the rate of dismutation of ascorbic acid Certain oxyanions
such as phosphates accelerate dismutation (Bielski et al 1981) The acceleration is
attributed to the activity of various protonated forms of phosphate to donate a proton
6
Fig 1 Oxidation products of ascorbic acid
O
OHOH
H
OO
OHOH
H
OO
OHOH
H
O
Ascorbyl radical anion
(interm ediate)
Ascorbic acid
(1)
-e- -2H
+
+e- +2H
+
-e-
+e-
Dehydroascorbic acid
(2)
23-diketo-L-gulonic acid
O xalic acid
+
L-Threonic acid
L-Xylose
+
C O 2
CO 2
L-Xylonic acid
+
L-Lyxonic acid CO 2
HO OH O O-
O O
7
efficiently to the ascorbate radical particularly the dimer form of ascorbate
The unusual stability of the ascorbate radical in biological systems dictates that
accessory enzymatic systems be made available to reduce the potential transient
accumulation of ascorbate radical The excess ascorbate radicals may initiate a chain of
free-radicals reactions In plants NADHmonodehydroascorbate reductase maintains
ascorbic acid in its reduced form NADHmonodehydroascorbate reductase plays a major
role in stress related responses in plants Glutathione dehydroascorbate reductase serves
this purpose in animal tissues Such enzymes keep ascorbic acid operating at maximum
efficiency so that other enzyme systems may take advantage of the univalent redox
cycling capacity of ascorbate (Asard et al 2004 Johnston et al 2007)
The anaerobic degradation of ascorbic acid has been studied by Finholt et al
(1963) Under these conditions the molecule is dehydrated and hydrolyzed in aqueous
solution to give furfural and carbon dioxide The rate of degradation is maximum at pH
41 corresponding to the pKa of ascorbic acid This has been suggested due to the
formation of a saltndashacid complex in solution The reaction is dependent on buffer
concentration but has relatively small effect of ionic strength
14 BIOCHEMICAL FUNCTIONS
Ascorbic acid plays an essential role in the activities of several enzymes It is vital
for the growth and maintenance of healthy bones teeth gums ligaments and blood
vessels It is important for the manufacture of certain neurotransmitters and adrenal
hormones Ascorbic acid is required for the utilization of folic acid and the absorption of
iron It is also necessary for normal immune responses to infection and for wound healing
(Henry 1997)
8
Ascorbic acid deprivation and scurvy include a range of signs and symptoms that
involves defects in specific enzymatic processes (Johnston et al 2007) The
administration of ascorbic acid improves most of the signs of chemically induced
glutathione (L-γ-glutamyl-L-cysteine-glycine GSH) deficiency (Meister 1994) The
effect is very pronounced in newborn rats which do not efficiently synthesize ascorbic
acid in contrast to adult rats and guinea pigs When L-buthionine-(SR)-sulphoxime is
administered in addition to the loss in GSH there is a marked increase in
dehydroascorbic acid This has led to the hypothesis that GSH is very important to
dehydroascorbic acid reduction and as a sequence to ascorbic acid recycling (Meister
1995)
Ascorbic acid also possesses pro-oxidant properties and may cause apoptosis
lymphoid and myeloid cells It has been shown that dehydroascorbic acid also stimulates
the antioxidant defenses in some cells by preferentially importing dehydroascorbate over
ascorbate (Braun et al 1997 Banhegyi et al 1998 Puskas et al 2000 2002)
15 ANTIOXIDANT ACTIVITY
Ascorbic acid is known to readily scavenge reactive oxygen and nitrogen species
such as superoxide and hydroperoxyl radicals aqueous peroxyl radicals singlet oxygen
ozone peroxynitrite nitrogen dioxide nitroxide radicals and hypochlorous acid Excess
of such products has been associated with lipids (Niki and Noguchi 1997 Carr et al
2000 Urso and Clarkson 2003) DNA (Fraga et al 1991 1996 Lindahl 1993) and
protein oxidation (Stadtman 1991 Berlett and Stadtman 1997 Dean et al 1997
Ortwerth and Monnier 1997 Padayatty et al 2003)
9
The electron donor character of ascorbate may be responsible for many of its
known biological functions Inspite of the availability of ascorbic acid to influence the
production of hydroxyl and alkoxyl radicals it remains uncertain whether this is the
principal effect or mechanism that occurs in vivo There is a good evidence that ascorbic
acid protects lipids in biological fluids as an antioxidant (Johnston et al 2007) A
detailed account of the function of ascorbate as an antioxidant and its reactions with
reactive nitrogen species and singlet oxygen has been reported by Packer et al (2002)
and Buettner and Schafer (2004)
Ascorbic acid (Eordm ndash0115 V pH 52 Sinko 2006) has been used as an antioxidant
for the stabilization of drugs with a higher oxidation potential These drugs include
morphine (Yeh and Lach 1961) vitamin A (Wright 1986) rifampin (Maggi et al
1966) cholecalciferol (Nerlo et al 1968 Sawicka 1991) promethazine (Underberg
1978) and sulphacetamide and sulphanilamide (Ahmad and Ahmad 1983)
16 PHOTOSTABILITY OF DRUGS
Many drug substances are sensitive to light (British Pharmacopoeia 2009) and
may degrade in pharmaceutical formulations to inactive or toxic compounds This could
make a product therapeutically inactive while in use by the patients The
photodegradation (photolysis) of drug substances may occur not only during storage but
also during the use of the product It may involve several mechanisms including
oxidation reduction hydrolysis decarboxylation isomerization rearrangement and other
reactions Normal sunlight or room light may cause substantial degradation of drug
molecules The study of degradation of drug substances under the action of UVvisible
light is relevant to the process of drug development for several reasons such as
10
Exposure to light can influence the stability of a drug formulation resulting in the
loss of potency
Inappropriate exposure to light of the raw material or the final product can lead to
the formation of toxic photoproducts that are dangerous to health
Information about the stability of drug substances and formulations is needed to
predict the shelf-life of the final product (Tonnesen and Moore 1993)
The development of light-activated drugs involves activation of the compound
through photochemical reactions (Tonnesen 1991)
Adverse effects due to the formation of minor degradation products during
storage and administration have been reported (de Vries et al 1984) The drugs
substances may also cause light-induced side effects after administration to the patient by
interaction with endogenous substances The study of the photochemical properties of
drug substances and formulated products is an integral part of formulation development
to ensure the safety and efficacy of the product
The photodegradation of drug substances occurs as a result of the absorption of
radiation energy by a molecule (A) to produce an excited state species (A) (11) The
absorbed energy can be lost either by a radiative process involving fluorescence or
phosphorescence (12) or by a physical or chemical radiationless process The physical
process results in the loss of energy as heat (13) or by collisional quenching (14) The
chemical decay leads to the formation of a new species (15) The whole process is
represented as
11
A A (11)
A A + hυprime (12)
A A + heat (13)
A + A 2A (14)
A product (s) (15)
According to the Stark-Einstein law the absorption of one quantum of radiation
results in the formation of one excited molecule which may take part in several
photochemical processes [Eqs (11)ndash(15)] The quantum yield φ for any one of these
processes is defined by
Number of molecules undergoing the photochemical process φ =
Number of quanta absorbed
Considering a pure photochemical reaction the quantum yield has a value of 0ndash1
however if A is a radical that can take part in a free-radical chain reaction so that the
absorption of energy simply initiates the reaction then each quantum of energy may
result in the decomposition of molecules and φ may appear to be greater than 1 (Connors
et al 1986)
Detailed information on the photostability and photodegradation of drug
substances including vitamins alone or in solid or liquid formulations is available in the
reviews published by DeRitter (1982) Albini and Fasani (1998) Sequeira and Vozone
(2000) Tonnesen (2002 2004) Yoshioka and Stella (2002) Min and Boff (2002) Reed
et al (2003) Fasani and Albini (2005) and Sinko (2006) The photostability of cosmetic
materials has been reviewed by Sugden (1985) Important aspects dealing with the
photostability testing of drug substances have been dealt by Anderson et al (1991)
k1
k2
k3
k4
hυ
12
Tonnesen and Moore (1993) Tonnesen and Karlsen (1997) Riehl et al (1995) ICH
(1997) Singh and Bakshi (2000) Valvani (2000) Thatcher et al (2001ab) Fasani and
Albini (2005) Klick et al (2005) Singh (2006) and Ahmad and Vaid (2006)
17 KINETIC TREATMENT OF PHOTOCHEMICAL REACTIONS
The kinetic treatment of photochemical reactions with reference to the
photostability of drug substances has been considered by Moore (2004) and is presented
in this section
The photostability testing of a drug substance at the preformulation stage involves
a study of the drugrsquos rate of degradation in solution on exposure to light for a period of
time The value of the degradation rate constant depends very much on the design of the
experimental conditions (eg concentration solvent pH irradiation source oxygen
content) The factors that determine the rate of a photochemical reaction are simply the
rate at which the radiation is absorbed by the test sample (ie the number N of photons
absorbed per second) and the efficiency of the photochemical process (ie the quantum
yield of the reaction φ) For a monochromatic photon source the number of photons
absorbed depends upon the intensity of the photon source and the absorbance at that
wavelength of the absorbing species The rate of a photochemical reaction is defined as
Rate = number of molecules transformed per second = N φ (16)
In the first instance the rate can be determined for a homogeneous liquid sample
in which the only photon absorption is due to the drug molecule undergoing
transformation with the restriction that the concentration is low so that the drug does not
absorb all of the available radiation in the wavelength range corresponding to its
13
absorption spectrum The value of N can be derived at a particular wavelength λ and is
given by
Nλ = Iλ ndash It = Iλ (1 ndash 10ndashA
) (17)
where Iλ and It are the incident and transmitted radiation intensities respectively and A is
the absorbance of the sample at the wavelength of irradiation This expression can be
expanded as a power series
Nλ = 2303 Iλ (A + A22 + A
36 + hellip) (18)
When the absorbance is low (Alt 002) the second- and higher-order terms are negligible
and the expression simplifies to the first term in Eq 18 Given the Beerrsquos law relation
between absorbance and concentration N can be seen to be directly proportional to
concentration
Nλ = 2303 Iλ A = 2303 Iλ ελ b C (19)
where ελ is the molar absorptivity at wavelength λ C the molar concentration of the
absorbing species and b the optical path length of the reaction vessel Now Iλ and ελ vary
with wavelength so the expression must be integrated over the relevant wavelength range
where each has a non-zero value
N = 2303 b C int (Iλ ελ) dλ integrated from λ1 to λ2 (110)
Thus
Rate = 2303 b C φ int (Iλ ελ) dλ (111)
Now the overlap integral (int Iλ ελ dλ) is a constant for a particular combination of photon
source and absorbing substance b is determined by the reaction vessel chosen and φ is a
characteristic of the reaction Thus by grouping the constant terms into an overall
constant k1 the expression is simplified to a first-order kinetic equation
14
Rate = ndashd [Drug] dt = k1C (112)
The integrated form of Eq 112 can be expressed in exponential form (Eq 113) or
logarithmic form (Eq 114)
[Drug]t = [Drug]0 endashk1t
(113)
ln [Drug]t = ln [Drug]0 ndash k1t (114)
Verification of first-order kinetics is obtained when a plot of the logarithm of the
concentration of drug remaining is linear with slope equal to (ndashk1)
Eq 112 predicts that a photodegradation reaction studied at low concentrations in
solution will follow first-order kinetics however the rate constant derived from a study
performed in one laboratory will not be the same as that found in another The reason for
this is the inherent difficulty in reproducing exactly the experimental arrangement of
photon source and sample irradiation geometry Therefore the relative values of the rate
constants are useful in a given experimental arrangement for making comparisons of
degradation of the absorbing substance in different formulations eg those containing
ingredients designed to inhibit the photoreaction The use of rate constants is helpful for
comparative purposes when studying a number of different reaction mixtures under the
same irradiation conditions such as the effect of pH on the degradation of a drug
However the reaction order and numerical values of the rate constants are relative to the
specific conditions used
15
18 LITERATURE ON ASCORBIC ACID
A large number of reviews have been published on various aspects of ascorbic
acid A list of important reviews is given below
Chemistry biochemical functions and related aspects
Rosenberg (1945) Burns (1961) King and Burns (1975) Sim (1972) Hanck
(1982) Zaeslein (1982) Seib and Tolbert (1982) Carpenter (1986) Levine
(1986) Davies et al (1991) Halliwell and Whiteman (1997) Ortega and Delgado
(1998) Asard et al (2004) Hickey and Roberts (2004) Johnston et al (2007)
Eitenmiller (2008)
Chemical and pharmaceutical stability
Macek (1960) Garrett (1967) Carstensen (1972) Dale and Booth (1976) Hashmi
(1973) Litner (1973) DeRitter (1982) Allwood (1984ab) Allwood and Kearney
(1998) Connors et al (1986) Smith et al (1988) Racz (1989) Roth et al 1991
Ball (2006) Eitenmiller et al (2008) Sweetman (2009)
Methods of assay and chromatography
Mader (1961) Gyorgy and Pearson (1967) Bolliger and Konig (1969) Hashmi
(1973) Al-Meshal and Hassan (1982) Pelletier (1985) Lambert and deLeenheer
(1992) Halver and Felton (2001) Moffat et al (2004) Ball (2006) Eitenmiller et
al (2008)
Pharmacology and related aspects
Levine (1986) Dollery (1999) Sauberlich (1994ab) McDowell (2000)
Kaushansky and Kipps (2006) Sweetman (2009)
16
Antioxidant activity
Basu et al (1999) Shacter (2000) Thiele et al (2000) Cadenas and Packer
(2002) Packer et al (2002) Padayathy et al (2003) Parker and Parker (2003)
Burke (2006) Johnston et al (2007)
Cosmetic Preparations
Barel et al (2001) Salvador and Chisvert (2007) Rosen (2005) Bissett (2006)
Chaudhri and Jain (2009)
CHAPTER II
PHOTODEGRADATION
REACTIONS AND ASSAY
OF ASCORBIC ACID
18
21 PHOTODEGRADATION REACTIONS
211 Photodegradation of Ascorbic Acid
Aqueous ascorbic acid (1) solutions are degraded by UV light to give
dehydroascorbic acid (2) (Arcus and Zilva 1940) Ascorbic acid degradation at a
concentration of 52 and 50 mg on UV irradiation for 2 hours gave a loss of 43 and 8
respectively Dehydroascorbic acid solutions are more stable to UV light than the
ascorbic acid (Kitagawa 1968) In many natural products the vitamin is oxidized on
exposure to air and light (OrsquoNeil 2001) When solutions of multivitamin preparations are
exposed to light H2O2 as well as organic peroxides are generated and specific
byproducts that differ from dehydroascorbic acid and 23-diketogulonic acid (3) are
produced (Lavoie et al 2004)
In aqueous neutral or alkaline solution ascorbic acid (1) undergoes chemical or
photochemical oxidation to dehydroascorbic acid (2) which upon saponification of the
lactone ring under the influence of the base water produces 23-diketo-L-gulonic acid (an
α szlig- diketogulonic acid) (3) This acid undergoes further oxidation to oxalic acid (4) and
L-threonic acid (5) (Racz 1989) (Fig 2a) At room temperature oxalic acid (4) is also
formed along with threonolactone (6) by photochemical degradation of ascorbic acid (1)
in the presence of singlet oxygen (1O2) (Silva and Quina 2006) (Fig 2a) The low-
temperature photooxygenation of ascorbic acid (1) gives a mixture of unstable
hydroperoxide ketones (7) and (8) which on standing interconvert and cyclize to
hydroperoxyhemiketal (9) The hydroperoxyhemiketal breaks down on warming to
produce the oxalate esters of threonic acid (10) (Fig 2b) (Kwon and Foote 1988)
19
COOH
COOH
O
OHHO
O
HOH2C
HO2
O
O
HO
OO
O O2H
OHHO
O
HOH2C
OH
O
O
OH
O2H
OO
HO O2CCO2H
(1)hv
room temperature
(4)(6)
(1)hv
85 oC
(7)
(a)
(8)
+
cyclization
(9)
ring cleavage
(b)
(10)
(2)
OH O
OHHO
OH O O
(3)
OH OH
OH
OH O
O
OH
1O2 [O]
+
(5)
COOH
COOH
(4)
+
OH
Fig 2 Photooxidation of ascorbic acid at room and low temperature
20
An important consideration in the stability of ascorbic acid in total parenteral
nutrition (TPN) solutions is the generation of hydrogen peroxide in the presence of light
(Laborie et al 1998 1999 2000 2002 Chessex et al 2002) This may result from the
oxidation of ascorbate anion by molecular oxygen (Homann and Gaffron 1964 Taqui
Khan and Martell 1967 Mushran and Agarwal 1977 Hughes 1985 De La Rochette et
al 2000) leading to further degradation of ascorbic acid (Deutsch 1998a 1998b
1998c) The kinetics and mechanism of oxidation reactions of ascorbic acid have been
studied by several workers (Taqui Khan and Martell 1967 Ogata and Kosugi 1969
Blaugh and Hajratwala 1972 Fessenden and Verma 1978 Abe et al 1986 Kwon et al
1989 Fornaro and Coicher 1998 Njus et al 2001)
The photostability of various ascorbic acid tablets on exposure to UV light has
been studied and the influence of antioxidants and moisture on the potency loss of
ascorbic acid has been evaluated The physical characteristics of ascorbic acid tablets are
also affected on UV irradiation (Ahmad et al 1973 Jamil et al 1980ab Jamil and
Ahmad 1984)
212 Effect of Various Substances on Photodegradation of Ascorbic Acid
The oxidation-reduction reactions of ascorbic acid in the presence of riboflavin at
pH 8ndash9 under the influence of light have been studied Under these conditions ascorbic
acid is a more active H donor to riboflavin than phenolphthalein (Sibi et al 1953)
Riboflavin has been found to catalyze the photodegradation of ascorbic acid solutions
during exposure to light and air The losses of ascorbic acid are markedly increased by
the presence of Cu2+
and Fe3+
ions under light exposed and unexposed conditions (Sattar
et al 1977) A spectral study of the UV photolysis of ascorbic acid solutions in the
21
presence of riboflavin has shown that the degradation of ascorbic acid is enhanced to the
extent of about 15 (Vaid et al 2005) The influence of DL- methionine on the
photostability of ascorbic acid solutions has also been studied DL- methionine (10 mg
) enhances the photostability of ascorbic acid (40 mg ) in acetate and phosphate
buffers but not in citrate buffer at pH 45 The photoprotective action of DL-methionine
on ascorbic acid appears to be influenced by its concentration pH of the medium and the
buffer species (Asker et al 1985)
The degradation of ascorbic acid solutions on irradiation with simulated sunlight
in the presence of the food dye quinolone yellow (E 104) is enhanced However this
effect is reversed by the addition of mannitol indicating that this dye facilitates the
photogeneration of hydroxyl radicals which may cause degradation of the vitamin The
incorporation of triplet quenchers enhances the stability of substrate solutions suggesting
that the dye acts as a triplet sensitizer to facilitate the reaction (Sidhu and Sugden 1992)
The photostability of ascorbic acid solutions is enhanced by sweetening agents (mannitol
sorbitol sucrose dextrose and Canderal) at 5 wv concentration However the addition
of stoichiometric amounts of hydrogen peroxide as a source of hydroxyl radicals and 2
2rsquo-azobis (2-amidopropane) as a source of hydroperoxyl radicals results in diminished
stability of ascorbic acid solutions The diminished activity may be due to the action of
hydroperoxyl radicals in the presence of hydroxyl radical scavengers (Ho et al 1994)
Metal-complexing agents (eg disodium ethylenediaminetetraacetic acid N-
hydroxylethyl ethylenediaminetetraacetic acid 8-hydroxyquinoline) have a stabilizing
effect on the photolysis of ascorbic acid injectable solutions (Kassem et al 1969ab
22
1972) This may be due to the interaction of these agents with metal ions and other
impurities
213 Photosensitized Oxidation of Ascorbic Acid
In the presence of visible light a photosensitizer such as riboflavin can exhibit
photosensitizing properties through a mixed Type IndashType II mechanism (Yoshimura and
Ohno 1988 Foote 1991 Silva et al 1994 Silva and Quina 2006) as presented below
Type I mechanism (low oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (21)
3RF + SH rarr RF
middot ndash + SH
middot + rarr RFH
middot + S
middot (22)
RFmiddot ndash
+ O2 rarr RF + O2middot ndash
(23)
2RFHmiddot rarr RF + RFH2 (24)
RFH2 + O2 rarr RF + H2O2 (25)
H2O2 + O2middot ndashrarr
ndashOH +
middotOH + O2 (26)
Smiddot and or SH
middot +
+ H2O2 O2middot ndash
rarr Soxid (27)
Type II mechanism (high oxygen concentration)
RF + hυ rarr 1RF rarr
3RF (28)
3RF + O2 rarr RF +
1O2 (29)
SH + 1O2 rarr Soxid (210)
In these reactions RF 1RF and
3RF represent RF in the ground state and in the excited
singlet and triplet states respectively RFmiddot ndash
RFHmiddot and RFH2 are the radical anion the
radical and the reduced form of RF SH is the reduced substrate and SHmiddot
+ S
middot and Soxid
23
represent the intermediate radical cation the radical and the oxidized form of the
substrate respectively
An early study of the riboflavin-sensitized photooxidation of ascorbic acid has
been carried out by flash photolysis (Heelis et al 1981) ESR spectrometry has been
used to investigate the photosensitized formation of ascorbate radicals by riboflavin (Kim
et al 1993) The photochemical behavior of a system consisting of ascorbate ion (AHndash)
and riboflavin has been studied by Mancini et al (2000) and De La Rochette et al (2000
2003) The photosensitized processes were examined as a function of oxygen pressure
and the efficiency of RF induced degradation of AHndash
at various oxygen concentrations
was compared on the basis of the respective initial photosensitization quantum yields
(Table 2)
In this reaction a Type I photosensitization mechanism (Karlsen 1996) implies a
direct electron transfer between AHndash and the RF triplet-excited state followed by the
oxidation of semioxidized ascorbyl radical (AHmiddot) by molecular oxygen or some other
reactive species On the contrary in a Type II photosensitization mechanism singlet
oxygen is produced directly by energy transfer from the RF triplet-excited state to
molecular oxygen and the singlet oxygen then oxidizes the AHndash Thus by irradiating
under increasing oxygen pressure it is possible to control the relative prevalence and
efficiency of Type I or Type II mechanisms The absence of a linear relationship between
the quantum yields of ascorbate degradation and oxygen concentration indicates that the
photosensitization mechanism involved in not exclusively Type II
24
Table 2 Initial quantum yield (φ) for ascorbate (AHndash) degradation during
photosensitization by RF (35 microM) in solutions irradiated at 365 nm and
37ordmC
O2 103 times φ (AH
ndash)a
0
5
20
14 plusmn 06
1670 plusmn 220
1940 plusmn 200
a Data are the mean plusmn SD of three independent experiments
25
In the presence of RF and O2 the quantum yields for degradation of ascorbate ion
have been found to be greater than one suggesting the participation of chain reactions
initiated by the ascorbyl radical as given by the following reactions
3RF + AH
ndash rarr RFmiddot
ndash + AHmiddot (211)
AHmiddot + O2 rarr A + HO2middot (212)
HO2middot + AHndash rarr H2O2 + AHmiddot (213)
The generation of the ascorbyl radical by the reaction between the RF excited-
triplet state and the ascorbate ion (Eq 211) is the only step that requires the absorption of
photons (to form the excited-triplet state of RF) The subsequent reactions (Eqs 212 and
213) are independent of light and lead to further degradation of the ascorbate ion In the
presence of transition metal ions such as Fe3+
in trace amounts in the buffer solution
containing RF and ascorbate ions further oxidation of ascorbate ion could also occur As
a result the reduced form of the metal ion (ie Fe2+
) can be generated by the metal
catalyzed oxidation of ascorbate ion This has been confirmed by the significant decrease
in the AHndash photooxidation quantum yield in the presence of the metal chelator EDTA
which inactivates the trace amounts of iron present in the buffer solution The quantum
yields for the photosensitized oxidation of ascorbate ion are decreased twofold at 20 O2
and fourfold at 5 O2 concentration in the presence of EDTA (Silva and Quina 2006)
Amino acids have been found to affect the photosensitized oxidation of ascorbic acid
(Jung et al 1995)
214 Ascorbic Acid Interaction with Other Water-Soluble Vitamins
The stability of ascorbic acid is reported to be enhanced in syrups containing B-
complex vitamins (Connors et al 1986) This may be due to the increased viscosity of
the syrups inhibiting the oxidation of ascorbic acid The rate of photolysis in solution
26
containing cyanocobalamin and ascorbic acid is reported to decrease with an increase in
pH (Ansari et al 2004) where as use of certain halide salts has been reported to be
beneficial in stabilizing pharmaceutical products and dietary supplements when vitamin
B12 and vitamin C are combined in solution (Ichikawa et al 2005) When a solution of
multivitamins is exposed to light it is reported that organic peroxidases are generated and
the concentration of ascorbic acid decreases (Lavoie et al 2004)
22 ASSAY OF ASCORBIC ACID
Recent accounts of the development and application of analytical methods to the
determination of ascorbic acid in pharmaceuticals biological samples and food materials
are reported in the literature (Rumsey and Levine 2000 Halver and Felton 2001 Moffat
et al 2004 Ball 2006 Sheraz et al 2007 Eitenmiller et al 2008 Salkic and Kubicek
2008) Most of these methods are based on the application of spectrophotometric
fluorimetric and chromatographic techniques to suit the requirements of a particular assay
and are summarized below
221 Spectrophotometric Methods
Spectrophotometric methods are the most widely used methods for the assay of
ascorbic acid in aqueous solution Ascorbic acid exhibits strong absorption in the
ultraviolet region (absorption maxima 243 nm at pH 2 and 265 nm at pH 4ndash10 OrsquoNeil
2001 Moffat et al 2004 British Pharmacopoeia 2009) This is the basis of
spectrophotometric methods for the determination of the vitamins in pure solutions and in
sample preparations where no interference is observed from UV absorbing impurities
The value of A (1 1 cm) at the analytical wavelength of 245 nm (pH 20) is high (695)
which makes the method very sensitive for the determination of mg quantities of the
27
vitamin Treatment of the material to be analyzed with ascorbic acid oxidase is often used
as a blank to correct for the presence of interfering substances in biological samples (Liu
et al 1982) A spectrophotometric method for the determination of ascorbic acid in
pharmaceuticals by background correction (245 nm) has been reported (Verma et al
1991) The direct determination of ascorbic acid in mixtures involves the use of 22prime-
dipyridyl as a colorimetric reagent The method is based on the reduction of Fe (III) by
ascorbic acid to Fe (II) which reacts with 2 2prime-dipyridyl to form a colored complex
(absorption maximum 510 nm) that can be used for quantitative determination (Margolis
and Schmidt 1996) A spectrophotometric method has been developed for the
determination of ascorbic acid and its oxidation product dehydroascorbic acid in
biological samples (Moeslinger et al 1995) A sensitive method has been reported for
the determination of ascorbic acid in pharmaceutical formulations and fruit juices by
interaction with 2-(5-bromo-2-pyridylazo)-5-diethylaminophenol (Br-PADAP) (Ferreira
et al 1997) A novel UV method has been developed for the analysis of ascorbic acid in
methanol at 245 nm in various formulations (Zeng et al 2005)
Ascorbic acid in aqueous solutions has been assayed at 244 nm (pH ~2) (Ogata
and Kosugi 1969) 245 nm (pH 35) (Blaugh and Hajratwala 1972) 264 nm (pH 7)
(Salkic et al 2007) 265 nm (pH 7) (Hashmi 1973) 275 nm (pH 41 and 70) (Heelis et
al 1981) 265 nm (pH 7) (Al-Meshal and Hassan 1982) 245 nm (pH ~2) (Verma et al
1991) and 265 nm (pH ~7) (Erb et al 2004) Dehydroascorbic acid and 23-
diketogulonic acid do not significantly absorb in this region (Pelletier 1985 Davies et
al 1991 Rumsey and Levine 2000) and therefore do not interfere with the assay of
ascorbic acid in degraded solutions
28
222 Fluorimetric Methods
Fluorimetry is a highly sensitive technique for the determination of fluorescent
compounds or fluorescent derivatives of non-fluorescent compounds The technique has
been used for the detection of microg quantities of ascorbic acid Methods based on
fluorimetric (Kampfenkel et al 1995) and chemiluminescence detection (Zhang and
Chen 2000) provide highly sensitive methods for the determination of ascorbic acid in
plant and other materials
223 Mass Spectrometric Methods
Conventional and isotope mass spectrometric techniques have also been used for
the analysis of ascorbic acid Isotope ratio mass spectrometry is particularly useful and
sensitive when 13
C ascorbic acid is used as a standard in the analysis of complex matrices
(Gensler et al 1995)
224 Chromatographic Methods
High-performance liquid chromatographic (HPLC) methods have extensively
been employed for the determination of ascorbic acid in biological samples These
methods include ion exchange reversed phase and ion-pairing HPLC protocols
Spectrophotometric fluorimetric and electrochemical detection has been used in the
HPLC analysis of ascorbic acid The electrochemical detection is used for the
simultaneous determination of ascorbic acid dehydroascorbic acid and their isomers and
derivatives A number of HPLC methods have been developed for the detection and
determination of ascorbic acid and its oxidation products and derivatives in biological
samples and plant materials (Tsao and Young 1985 Tangney 1988 Dabrowski and
Huiterleitner 1989 Thomson and Trenerry 1995 Kimoto et al 1997 Kall and
29
Anderson 1999 Rumelin et al 1999 Lykkesfeldt 2000 Zhang et al 2000 Pastore et
al 2001 Frenich et al 2005) The limit of detection of ascorbic acid in plasma or urine
with UV detection lies in the range of 100-120 microg (Liau et al 1993 Manoharan and
Schwille 1994) Fluorescence detection of ascorbic acid and dehydroascorbic acid in
plasma and its comparison with coulometric detection has been reported (Tessier et al
1996) A liquid chromatography-diode-array detection (LCndashDAD) method has been
reported for the determination of 10 water-soluble and 10 fat-soluble vitamins including
ascorbic acid in pharmaceutical preparations with a coefficient of variation lt 65
(Konings 2006)
Liquid chromatography methods based on precolumn and o-phenylenediamine
(OPD) derivatization have been used for the determination of total vitamin C and total
isovitamin C in foods and dehydro forms of the vitamin Isoascorbic acid has been used
as an internal standard in the analysis (Speek et al 1985 Vanderslice et al 1990
Dodsun et al 1992 Vanderslice and Higgs 1988 1993 Hagg et al 1994 1995) The
limits of detection of ascorbic acid by HPLC using different detectors are in the range of
16ndash400 microgl (Capellmann and Bolt 1992 Iwase and Ono 1994 Karatepe 2004)
225 Enzymatic Methods
Enzymatic methods using ascorbate oxidase are specific and have the advantage
of selectively measuring the biological activity of ascorbic acid in serum or plasma (Liu
et al 1982) Ascorbate oxidase and OPD derivatization has been used to develop a rapid
automated method for the routine assay of ascorbic acid in serum and plasma The
method has a sample throughput of 100h (Ihara et al 2000)
30
226 Commercial Kits for Clinical Analysis
Commercial kits (eg Immunodiagnostic Germany Biovision USA) are also
used for the determination of ascorbic acid in biological samples (serum or plasma) in
clinical laboratories
227 Analysis in Creams
The general methods for the analysis of active ingredients and excipients in
cosmetic products including creams are described by Salvador and Chisvert (2007)
Ascorbic acid and derivatives in creams have been determined by liquid chromatography
(Irache et al 1993 Varvaresou et al 2006) gas chromatography-mass spectrometry
(Leveque et al 2005) and electrochemical methods (Beissenhirtz et al 2003 Guitton et
al 2007)
CHAPTER III
FORMULATION AND
STABILITY OF CREAM
PREPARATIONS
32
31 FORMULATION OF CREAM PREPARATIONS
Traditionally emulsions have been defined as dispersions of macroscopic droplets
of one liquid in another liquid with a droplet diameter approximately in the range of 05-
100 microm (Becher 1965) According to the definition of International Union of Pure and
Applied Chemistry (IUPAC) (1971) ldquoIn an emulsion liquid droplets and or liquid
crystals are dispersed in a liquidrdquo
Creams are semisolid emulsions intended for external applications They are often
composed of two phases Oil-in-water (ow) emulsions are most useful as water-washable
bases whereas water-in-oil (wo) emulsions are emollient and cleansing agents The
active ingredient is often dissolved in one or both phases thus creating a three-phase
system Patients often prefer a wo cream to an ointment because the cream spreads more
readily is less greasy and the evaporating water soothes the inflamed tissue OW creams
(vanishing creams) rub into the skin the continuous phase evaporates and increases the
concentration of a water-soluble drug in the adhering film The concentration gradient for
drug across the stratum corneum therefore increases promoting percutaneous absorption
(Barry 2002 Betageri and Prabhu 2002)
The various factors involved in the formulation of emulsions and topical products
have been discussed by Block (1996) Barry (2002) and Jain et al (2006) and are briefly
presented in the following sections
311 Choice of Emulsion Type
Oil-in-water emulsions are used for the topical application of water-soluble drugs
mainly for local effect They do not have the greasy texture associated with oily bases
and are therefore pleasant to use and easily washed from skin surfaces Moisturizing
33
creams designed to prevent moisture loss from the skin and thus inhibit drying of the
stratum corneum are more efficient if formulated as ow emulsions which produce a
coherent water-repellent film
312 Choice of Oil Phase
Many emulsions for external use contain oils that are present as carriers for the
active ingredient It must be realized that the type of oil used may also have an effect both
on the viscosity of the product and on the transport of the drug into the skin (Barry
2002) One of the most widely used oils for this type of preparation is liquid paraffin
This is one of a series of hydrocarbons which also includes hard paraffin soft paraffin
and light liquid paraffin They can be used individually or in combination with each other
to control emulsion consistency This will ensure that the product can be spread easily but
will be sufficiently viscous to form a coherent film over the skin The film-forming
capabilities of the emulsion can be further modified by the inclusion of various waxes
such as bees wax carnauba wax or higher fatty alcohols
313 Emulsion Consistency
A consideration of the texture or feel of a product intended for external use is
important A wo preparation will have a greasy texture and often exhibits a higher
apparent viscosity than ow emulsions This fact imparts a feeling of richness to many
cosmetic formulations Oil-in-water emulsions will however feel less greasy or sticky on
application to the skin will be absorbed more readily because of their lower oil content
and can be more easily washed from skin surface Ideally emulsions should exhibit the
rheological properties of plasticity pseudoplasticity and thixotropy Emulsions of high
apparent viscosity for external use (cream) are of a semisolid consistency There are
34
several methods by which the rheological properties of an emulsion can be controlled
(Billany 2002)
314 Choice of Emulsifying Agent
The choice of emulgent to be used would depend on factors such as its
emulsifying ability route of administration and toxicity Most of the non-ionic emulgents
are less irritant and less toxic than their anionic and cationic counter parts Some
emulgents such as the ionic alkali soaps often have a high pH and are thus unsuitable for
application to broken skin Even in normal intact skin with a pH of 55 the application of
such alkaline materials can cause irritation Some emulsifiers in particular wool fat can
cause sensitizing reactions in susceptible people The details of various types of
emulsifying agents are available in the literature (Betageri and Prabhu 2002 Billany
2002 Swarbrick et al 2006)
315 Formulation by the HLB Method
The physically stable emulsions are best achieved by the presence of a condensed
layer of emulgent at the oil water interface and the complex interfacial films formed by a
blend of an oil-soluble emulsifying agent with a water-soluble one produces the most
satisfactory emulsions
It is possible to calculate the relative quantities of the emulgents necessary to
produce the most physically stable emulsions for a particular formulation with water
combination This approach is called the hydrophilic-lipophilic balance (HLB) method
Each surfactant is allocated an HLB number representing the relative properties of the
lipophilic and hydrophilic parts of the molecule High numbers (up to a theoretical
number of 20) therefore indicates a surfactant exhibiting mainly hydrophilic or polar
35
properties whereas low numbers represent lipophilic or non-polar characteristics Each
type of oil requires an emulgent of a particular HLB number in order to ensure a stable
product For an ow emulsion the more polar the oil phase the more polar must be the
emulgent system (Billany 2002 Im-Emsap et al 2002 Swarbrick et al 2006)
316 Concept of Relative Polarity Index
In the ingredient selection in cosmetic formulations a new concept of relative
polarity index (RPI) has been presented (Wiechers 2005) The physicochemical
characteristics of the ingredients determine their skin delivery to a greater extent than the
formulation type The cosmetic formulation cannot change the chemistry of the active
molecule that needs to penetrate to a specific site within the skin However the
formulation type can be selected based on the polarity of the active ingredient and the
desired site of action for the active ingredient For optimum skin delivery the solubility of
the active ingredient needs to be as high as possible (to create a large concentration
gradient) and as small as possible (to create a large partition coefficient) To achieve this
it is necessary to determine the following parameters
The total amount dissolved in the formulation that is available for skin penetration
the higher this amount the more will penetrate until a solution concentration is
reached in the skin therefore a high absolute solubility in the formulation is required
The polarity of the formulation relative to that of the stratum corneum if an active
ingredient dissolves better in the stratum corneum than in the formulation then the
partition of the active ingredient will favour the stratum corneum therefore a low
(relative to that in the stratum corneum) solubility in the formulation is required
(Wiechers 2005)
36
These requirements can be met by considering the concept of RPI (Wiechers
2003 2005) In this systematic approach it is essential to consider the stratum corneum
as another solvent with its own polarity The stratum corneum appears to behave very
similarly to and in a more polar fashion than butanol with respect to its solubilizing
ability for active ingredients (Scheuplein and Blank 1973) The polarity of stratum
corneum as expressed by its octanol water partition coefficient is 63
The relative polarity index may be used to compare the polarity of an active
ingredient with both that of the skin and that of the oil phase of a cosmetic formulation
predominantly consisting of emollients It may be visualized as a vertical line with a high
polarity at the top and a high lipophilicity at the bottom The polarity is expressed as the
log10 of the octanol water coefficient For example the relative polarity index values of
glycerin and isostearyl isostearate are -176 and 2698 respectively (Wiechers 2005) In
order to use the concept of the relative polarity index three numbers (on log10 scale) are
required
The polarity of the stratum corneum is set at 08 However in reality this value will
change with the hydration state of the stratum corneum that is determined in part by
the external relative humidity (Bonwstra et al 2003)
The polarity of the active molecule
The polarity of the formulation
For multiphase or multipolarity systems like emulsions the active ingredient is dissolved
in the phase For example in an ow emulsion where a lipophilic active ingredient is
dissolved in the oil phase it is the polarity of the homogenous mixture of the lipophilic
active ingredient and internal oil For the same lipophilic active in a wo emulsion it is
37
the polarity of the homogenous mixture of the lipophilic active ingredients and external
oil For water-soluble active ingredients it is the polarity of the homogenous mixture of
the hydrophilic active ingredient and the aqueous phase regardless whether it is internal
(wo emulsions) or external (ow emulsions)
Once the active ingredient and the formulation type have been chosen it is
necessary to create the delivery system that will effectively deliver the molecule The
concept of relative polarity index allows the formulator to select the polarity of the phase
in which the active ingredient is incorporated on the basis of its own properties and those
of the stratum corneum In order to achieve maximum delivery the polarity of the active
ingredient and the stratum corneum need to be considered In order to improve the skin
delivery of active ingredients the first step involves selecting a primary emollient with a
polarity close to that of the active ingredient in which it will have a high solubility The
second step is to reduce the solubility of the active ingredient in the primary emollient via
the addition of a secondary emollient with a different polarity and therefore lower
solubility for the active ingredient This approach has shown a 3-4 fold increase in skin
penetration with out increasing the amount of active ingredients in the formulation
(Wiechers 2005)
32 FORMULATION OF ASCORBIC ACID CREAMS
Ascorbic acid is a water-soluble material and is included frequently in skin care
formulations to restore skin health It is very unstable and is easily oxidized in aqueous
solution This vitamin is known to be a reducing agent in biological systems and causes
the reduction of both oxygen- and nitrogen- based free radicals (Higdon and Frei 2002)
It can also act as a co-antioxidant with the tocopheroxyl radical to regenerate alpha-
38
tocopherol (Packer et al 1979 Buettner 1993 Peyrat-Maillard et al 2001) In this
reaction the two vitamins act synergistically Alpha-tocopherol first functions as the
primary antioxidant that reacts with an organic free radical Thereafter ascorbic acid
reacts with the free radical tocopheroxyl to general alpha-tocopherol In physiological
conditions the ascorbyl radical formed by regenerating tocopherol is then converted back
to ascorbate by the redox cycle (Davies et al 1991) The interaction of ascorbic acid
with a redox partner such as alpha-tocopherol has been found useful to slow its oxidation
and prolong its action
The instability of ascorbic acid makes this antioxidant active ingredient a
formulation challenge to deliver to the skin and retain its effective form In addition to its
use in combination with alpha-tocopherol in cream formulations the stability of ascorbic
acid may be improved by its use in the form of a fatty acid ester such as ascorbyl
palmitate Ascorbyl palmitate has been used in thixogel formulations and is typically
incorporated into the mineral oil phase Preliminary experiments have shown that it could
be slowly released from the starch-oil emulsion matrix and act as an antioxidant (Wille
2005)
Various physical and chemical factors involved in the formulation of cream
preparations have been discussed in the above sections For polar and air light sensitive
compounds such as ascorbic acid it is important to consider factors such as the choice of
formulation ingredients polar character of formulation HLB value pH viscosity etc to
achieve stability
39
33 STABILITY OF CREAMS
331 Physical Stability
The most important consideration with respect to pharmaceutical and cosmetic
emulsions (creams) is the stability of the finished product The stability of a
pharmaceutical emulsion is characterized by the absence of coalescence of the internal
phase absence of creaming and maintenance of elegance with respect to appearance
odor color and other physical properties An emulsion is a dynamic system however
any flocculation and resultant creaming represent potential steps towards complete
coalescence of the internal phase In pharmaceutical emulsions creaming results as a lack
of uniformity of drug distribution and poses a problem to the pharmaceutical
compounder Another important factor in the stabilization of emulsions is phase inversion
which involves the change of emulsion type from ow to wo or vice versa and is
considered as a case of instability The four major phenomena associated with the
physical instability of emulsions are flocculation creaming coalescence and breaking
These have been discussed by Garti and Aserin (1996) Im-Emsap et al (2002) and Sinko
(2006)
332 Chemical Stability
The instability of a drug may lead to the loss of its concentration through a
chemical reaction under normal or stress conditions This results in a reduction of the
potency and is a well-recognized cause of poor product quality The degradation of the
drug may make the product esthetically unacceptable if significant changes in color or
odor have occurred The degradation product may also be a toxic substance The various
pathways of chemical degradation of a drug depend on the structural characteristics of the
40
drug and may involve hydrolysis dehydration isomerization and racemization
decarboxylation and elimination oxidation photodegradation drug-excipients and drug-
drug interactions Factors determining the chemical stability of drug substances include
intrinsic factors such as molecular structure of the drug itself and environmental factors
such as temperature light pH buffer species ionic strength oxygen moisture additives
and excipients The application of well-established kinetic principles may throw light on
the role of each variable in altering the kinetics of degradation and to provide valuable
insight into the mechanism of degradation (Baertschi and Alsante 2005 Yoshioka and
Stella 2002 Lachman et al 1986) The chemical stability of individual components
within an emulsion system may be very different from their stability after incorporation
into other formulation types For example many unsaturated oils are prone to oxidation
and their degree of exposure to oxygen may be influenced by factors that affect the extent
of molecular dispersion (eg droplet size) This could be particularly troublesome in
emulsions because emulsification may introduce air into the product and because of the
high interfacial contact area between the phases (Barry 2002) The use of antioxidants
retards oxidation of unsaturated oils minimizes changes in color and texture and prevents
rancidity in the formulation Moreover they can retard the degradation of certain active
ingredients such as vitamin C (Vimaladevi 2005) The stability problems of dispersed
systems and the factors leading to these stability problems have been discussed by
Weiner (1996) and Lu and Flynn (2009)
333 Microbial Stability
Topical bases often contain aqueous and oily phases together with carbohydrates
and proteins and are susceptible to bacterial and fungal attack Microbial growth spoils
41
the formulation and is a potential toxic hazard Therefore topical formulations need
appropriate preservatives to prevent microbial growth and to maintain their quality and
shelf-life (Barry 2002 Arger et al 1996) Cream formulations may contain fats and oils
with high percentage of unsaturated linkages that are susceptible to oxidation degradation
and development of rancidity The addition of antioxidants retards oxidation of fats and
oils minimizes changes in color and texture and prevents rancidity in the formulation
Moreover they can retard the degradation of certain active ingredients such as vitamin C
These aspects in relation to dermatological formulations have been discussed by Barry
(1983 2002) and Vimaladevi 2005)
334 Stability of Ascorbic Acid in Liquid Formulations
Ascorbic acid is very unstable in aqueous solution Different workers have studied
the stability of ascorbic acid in liquid formulations (Connors et al 1986 Austria et al
1997) Its shelf-life can be prolonged by appropriate choice of vehicle and control of
other variables such as pH stabilizers temperature light and oxygen (Table 3)
Similarly the stability of various concentrations of ascorbic acid in solution form may
vary depending upon the type of solvent used (Table 4) (Connors et al 1986 Satoh et
al 2000 Lee et al 2004 Zeng et al 2005)
335 Stability of Ascorbic Acid in Emulsions and Creams
Ascorbic acid exerts several functions on skin such as collagen synthesis
depigmentation and antioxidant activity Ultraviolet radiation generates reactive oxygen
species (ROS) which produce some harmful effects on the skin including photocarcinoma
and photoaging In order to combat these problems ascorbic acid as an antioxidant has
42
Table 3 Effect of vehicles on the stability of ascorbic acid ( ascorbic acid remaining in
solutions after storage at room temperature) (Connors et al 1986)
Storage Time (days) No Vehicle
30 60 90 120 180 240 360
1 Corn Syrup 965 925 920 920 900 860 760
2 Sorbitol 990 990 990 970 960 925 890
3 4 Carboxymethyl
Cellulose
840 680 565 380 ndash ndash ndash
4 Glycerin 100 100 990 990 970 935 920
5 Propylene glycol 995 990 980 945 920 900 900
6 Syrup USP 100 100 980 980 930 900 880
7 Syrup 212 gL 880 810 775 745 645 590 440
8 25 Tragacanth 785 620 510 320 ndash ndash ndash
9 Saturated solution of
Dextrose
990 935 875 800 640 580 510
10 Distilled Water 900 815 745 675 405 185 ndash
11 50 Propylene glycol +
50 Glycerin
980 ndash 960 ndash 933 ndash ndash
12 25 Distilled Water +
75 Sorbo (70 solution
of Sorbitol)
955 954 ndash 942 930 ndash ndash
13 50 Glycerin + 50
Sorbo
982 984 978 ndash ndash 914 ndash
43
Table 4 Stability of various concentrations of ascorbic acid in water propylene glycol
and USP syrup at room temperature ( of ascorbic acid remaining in solution)
(Connors et al 1986)
Storage Time (days) Concentration
(mg ml)
Solvent
30 60 90 120 180 240 360
10 Water 930 840 820 670 515 410 ndash
50 Water 940 920 880 795 605 590 300
100 Water 970 930 910 835 705 680 590
10 Propylene glycol 100 985 980 975 960 920 860
50 Propylene glycol 100 970 980 980 980 965 935
100 Propylene glycol 100 100 100 100 990 100 925
10 Syrup 100 100 980 990 970 960 840
50 Syrup 100 100 100 100 990 100 960
100 Syrup 100 100 100 100 100 100 995
44
been used in various dosage forms and in different concentrations (Darr et al 1996
Gallarate et al 1999 Zhang et al 1999 Pinnell et al 2001 Lee et al 2004 Raschke
et al 2004 Elmore 2005 Farahmand et al 2006 Maia et al 2006) Ascorbic acid has
good photoprotective ability against UVA-mediated phototoxicity (Darr et al 1996) A
variety of formulations containing ascorbic acid or its derivatives have been studied in
order to evaluate their stability and delivery through the skin (Gallarate et al 1999
Zhang et al 1999 Ozer et al 2000 Pinnell et al 2001 Lee et al 2004 Raschke et al
2004 Farahmand et al 2006) Formulations containing derivatives of ascorbic acid are
found to be more stable than ascorbic acid but they do not produce the same effect as that
of the parent compound probably due to the lack of redox properties (Heber et al 2006)
Effective delivery of ascorbic acid through topical preparations is a major factor that
should be critically evaluated as it may be dependent upon the nature or type of the
formulation (Gallarate et al 1999 Pinnell et al 2001) The pH of the formulation
should be on the acidic side (~ pH 35) for effective penetration of the vitamin in the skin
(Pinnell et al 2001) and for its stabilization in the formulation (Gallarate et al 1999)
Some other antioxidants such as alpha-tocopherol ferulic acid and sodium metabisulphite
have also been used in combination with ascorbic acid for the purpose of its stabilization
in topical formulations and to produce some synergistic effects (Darr et al 1996 Lin et
al 2005 Maia et al 2006 Tournas et al 2006) Effect of some rheological properties
such as viscosity and dielectric constant on the stability of ascorbic acid in emulsions has
also been investigated (Connors et al 1986) Viscosity of the medium is an important
factor that should be considered for the purpose of ascorbic acid stability as higher
viscosity formulations have shown some degree of protection (Ozer et al 2000
45
Szymula 2005) Along with other factors formulation type also plays an important role in
the stability of ascorbic acid It is reported that ascorbic acid is more stable in emulsified
system as compared to aqueous solutions (Gallarate et al 1999 Lee et al 2004) In
multiemulsions ascorbic acid is reported to be more stable as compared to simple
emulsions (Gallarate et al 1999 Ozer et al 2000 Lee et al 2004 Farahmand et al
2006)
Ascorbic acid and its derivatives have been used in a variety of cosmetic
formulations as an antioxidant pH adjuster anti-aging and photoprotectant (Elmore
2005) The control of instability of ascorbic acid poses a significant challenge in the
development of cosmetic formulations It is also reported that certain metal ions or
enzyme systems effectively convert ascorbic acidrsquos antioxidant action to pro-oxidant
activity (Elmore 2005) Therefore utilization of an effective antioxidant system is
required to maintain the stability of vitamin C in various preparations (Zhang et al 1999
Pinnell et al 2001 Maia et al 2006) The chemical stability of ascorbic acid has been
studied in emulsions and creams by several workers (Darr et al 1996 Gallarate et al
1999 Lee et al 2004 Raschke et al 2004 Elmore 2005 Farahmand et al 2006)
however there is a lack of information on the photostability of ascorbic acid in cream
formulations
336 Stability Testing of Emulsions
The stability testing of emulsions (creams) may be carried out by performing the
following tests (Billany 2002)
46
3361 Macroscopic examination
The assessment of the physical stability of an emulsion is made by an
examination of the degree of creaming or coalescence occurring over a period of time
This involves the calculation of the ratio of the volume of the creamed or separated part
of the emulsion and the total volume A comparison of these values can be made for
different products
3362 Globule size analysis
An increase in mean globule size with time (coupled with a decrease in globule
numbers) indicates that coalescence is the cause of this behavior This can be used to
compare the rates of coalescence for a variety of emulsion formulations For this purpose
microscopic examination or electronic particle counting devices (coulter counter) or
laser diffraction sizing are widely used
3363 Change in viscosity
Many factors may influence the viscosity of emulsions A change in apparent
viscosity may result from any variation in globule size or number or in the orientation or
migration of emulsifier over a period of time
3264 Accelerated stability tests
In order to compare the relative stabilities of a range of similar products it is
necessary to speed up the processes of creaming and coalescence by storage at elevated
temperatures and then carrying out the tests described in the above sections
337 FDA guidelines for semisolid preparations
According to FDA draft guidelines to the industry (Shah 1997) semisolid
preparations (eg creams) should be evaluated for appearance clarity color
47
homogencity odour pH consistency viscosity particle size distribution (when feasible)
assay degradation products preservative and antioxidant content (if present) microbial
limits sterility and weight loss when appropriate Additionally samples from
production lot or approved products are retained for stability testing in case of product
failure in the field Retained samples can be tested along with returned samples to
ascertain if the problem was manufacturing or storage related Appropriate stability data
should be provided for products supplied in closed-end tubes to support the maximum
anticipated use period during patient use and after the seal is punctured allowing product
contact with the cap cap lever Creams in large containers including tubes should be
assayed by sampling at the surface top middle and bottom of the container In addition
tubes should be sampled near the crimp The objective of stability testing is to determine
whether the product has adequate shelf-life under market and use conditions
48
OBJECT OF PRESENT INVESTIGATION
Ascorbic acid (vitamin C) is extensively used as a single ingredient or in
combination with vitamin B complex and other vitamins in the form of drops injectables
lotions and syrups It is an ingredient of anti-aging cosmetic products alone or along with
alpha-tocopherol (vitamin E) Ascorbic acid exerts several functions on the skin as
collagen synthesis depigmentation and antioxidant activity It protects the signs of
degenerative skin conditions caused by oxy-radical damage In solutions and creams
ascorbic acid is susceptible to air and light and undergoes oxidative degradation to
dehydroascorbic acid and inactive products The degradation is influenced by
temperature viscosity and polarity of the medium and is catalysed by metal ions
particularly Cu+2
Fe+2
and Zn+2
One of the major problems faced in cream preparations is the instability of
ascorbic acid as it may be exposed to light during formulation manufacturing and
storage and the possibility of photochemical degradation can not be neglected The
behaviour of ascorbic acid in light is of particular interest since no systematic kinetic
studies have been conducted on its photodegradation in these preparations under various
conditions The study of the formulation variables such as emulsifier humectants and pH
may throw light on the photostabilization of ascorbic acid in creams
The main object of this investigation is to study the behaviour of ascorbic acid in
cream preparations on exposure to UV light in the pharmaceutically useful pH range An
important aspect of the work is to study the interaction of ascorbic acid with other
vitamins such as riboflavin nicotinamide and alpha-tocopherol and the effect of certain
stabilizers such as citric acid tartaric acid and boric acid on its photodegradation In
49
addition it is intended to study the photolysis of ascorbic acid in organic solvents to
evaluate the effect of solvent characteristics (eg dielectric constant and viscosity) on the
stability of the vitamin The study of all these aspects may provide useful information to
improve the photostability and efficacy of ascorbic acid in cream preparations
An outline of the proposed plan of work is presented as follows
1 To prepare a number of oil-in-water cream formulations based on different
emulsifying agents and humectants containing ascorbic acid alone and in
combination with other vitamins and stabilizing agents
2 To perform photodegradation studies on ascorbic acid in creams using a UV
irradiation source with emission corresponding to the absorption maximum of
ascorbic acid
3 To identify the photoproducts of ascorbic acid in creams using chromatographic
and spectrophotometric methods
4 To apply appropriate and validated analytical methods for the assay of ascorbic
acid alone and in combination with other vitamins and stabilizing agents
5 To study the effect of solvent characteristics such as dielectric constant and
viscosity on the photolysis of ascorbic acid in aqueous and organic solvents
6 To evaluate the kinetics of photodegradation of ascorbic acid and its interactions
with other vitamins (riboflavin nicotinamide and alpha-tocopherol) in creams
7 To evaluate the effect of carbon chain length of the emulsifying agent and the
viscosity of the humectant on the photodegradation of ascorbic acid
50
8 To develop relationships between the rate of photodegradation of ascorbic acid
and the concentration pH carbon chain length of emulsifier viscosity of the
creams
9 To determine the effect of compounds such as citric acid tartaric acid and boric
acid used as stabilizing agents on the rate of photodegradation and stabilization
of ascorbic acid in creams
10 To present reaction schemes for the photodegradation of ascorbic acid and its
interactions with other vitamins
CHAPTER IV
MATERIALS
AND
METHODS
52
41 MATERIALS
Vitamins and Related Compounds
L-Ascorbic Acid vitamin C (5R)-5-[(1S)-12-dihydroxyethyl]-34-dihydroxyfuran-2(5H)-
one Merck
C6H8O6 Mr 1761
Dehydroascorbic Acid L-threo-23-hexodiulosonic acid γ-lactone Sigma
C6H6O6 Mr 1741
23-Diketogulonic Acid
C6H8O7 Mr 192
It was prepared according to the method of Homann and Gaffron (1964) by the
hydrolysis of dehydroascorbic acid
Riboflavin vitamin B2 (310-dihydro-78-dimethyl-10-[(2S3S4R)-2345-
tetrahydroxypentyl] benzopteridine-24-dione) Merck
C17H20N4O6 Mr 3764
Nicotinamide vitamin B3 (pyridine-3-carboxamide) Merck
C6H6N2O Mr 1221
Alpha-Tocopherol vitamin E ((2R)-2578-tetramethyl-2-[(4R8R)-4812-
trimethyltridecyl]-34-dihydro-2H-1-benzopyran-6-ol) Merck
C29H50O2 Mr 4307
Formylmethylflavin (78-dimethyl-10-formylmethylisoalloxazine)
C14H12N4O3 Mr 2843
53
Formylmethylflavin was synthesized according to the method of Fall and Petering
(1956) by the periodic acid oxidation of riboflavin It was recrystallized from absolute
methanol dried in vacuo and stored in the dark in a refrigerator
Lumichrome (78-dimethylalloxazine) Sigma
C12H10N4O2 Mr 2423
It was stored in the dark in a desiccator
Stabilizers
Boric Acid orthoboric acid Merck
H3BO3 Mr 618
Citric Acid 2-hydroxypropane-123-tricarboxylic acid Merck
C6H8O7H2O Mr 2101
L-Tartaric acid [(2R3R)-23-dihydroxybutanedioic acid] Merck
C4H6O6 Mr 1501
Emulsifying Agents
Stearic Acid (95) octadecanoic acid Merck
C18H36O2 Mr 2845
Palmitic Acid hexadecanoic acid Merck
C16H32O2 Mr 2564
Myristic Acid tetradecanoic acid Merck
C14H28O2 Mr 2284
Cetyl alcohol hexadecan-1-ol Merck
C16H34O Mr 2424
54
Humectants
Glycerin glycerol (propane-123-triol) Merck
C3H8O3 Mr 921
Propylene glycol (RS)-propane-12-diol Merck
C3H8O2 Mr 7610
Ethylene glycol ethane-12-diol Merck
C2H6O2 Mr 6207
Potassium Ferrioxalate Actinometry
Potassium Ferrioxalate
K3Fe(C2O4)3 3H2O Mr 4912
Potassium Ferrioxalate was prepared according to the method of Hatchard and
Parker (1956) Three volumes of 15 M potassium oxalate was mixed with one volume of
15 M ferric chloride with vigorous stirring The yellow green precipitate of potassium
ferrioxalate was recrystallized twice from water dried at 45 ordmC and stored in the dark in a
desiccator
Reagents
All the reagents and solvents used were of analytical grade obtained from BDH
Merck
Water
Freshly boiled distilled water was used throughout the work
55
42 METHODS
421 Cream Formulations
On the basis of the various cream formulations reported in the literature (Block
1996 Flynn 2002 Betageri and Prabhu 2002 Vimaladevi 2005 EIRI Board Lu and
Flynn 2009) the following basic formula was used for the preparation of oil-in-water
creams containing ascorbic acid
Oil phase Percentage (ww)
Emulsifier
Myristic palmitic stearic acid
Cetyl alcohol
120
30
Aqueous phase
Humectant
Ethylene glycol propylene glycol glycerin
50
Active ingredient
Ascorbic acid
20 (0114 M)
Neutralizer
Potassium hydroxide
10
Continuous phase
Distilled water
QS
Additional ingredientsa
Vitamins
Riboflavin (Vitamin B2)
Nicotinamide (Vitamin B3)
Alpha-Tocopherol (Vitamin E)
0002ndash001 (053ndash266times10ndash4
M)
028ndash140 (0023ndash0115 M)
017ndash086 (0395ndash200times10ndash2
M)
Stabilizers
Citric acid
Tartaric acid
Boric acid
010ndash040 (0476ndash190times10ndash2
M)
010ndash040 (067ndash266times10ndash2
M)
010ndash040 (0016ndash0065 M)
a The vitamin stabilizer concentrations used were found to be effective in promotion
inhibition of photodegradation of ascorbic acid in cream formulations
56
422 Preparation of Creams
The emulsifiers were melted at 70ndash80 ordmC in a glass jar immersed in a water bath
Ascorbic acid was separately dissolved in a small portion of distilled water Potassium
hydroxide and humectant were dissolved in the remaining portion of water and mixed
with the oily phase with constant stirring until the formation of a thick white mass It was
cooled to ~40 ordmC and the ascorbic acid solution was added The thick mass was mixed
using a mechanical mixer with a glass stirrer at 1000 rpm for 5 minutes The pH of the
cream was adjusted to the desired value and the contents again mixed for 10 minutes at
500 rpm All the creams were prepared under uniform conditions to maintain their
individual physical characteristics and stored at room temperature in airtight glass
containers protected from light
In the case of other vitamins nicotinamide was dissolved along with ascorbic acid
in water and added to the cream Riboflavin or alpha-tocopherol were directly added to
the cream and mixed thoroughly according to the procedure described above
In the case of stabilizing agents (citric tartaric and boric acids) the individual
compounds were dissolved in the ascorbic acid solution and added to the cream followed
by the procedure described above
The details of the various cream formulations used in this study are given in
chapters 5ndash7
57
423 Thin-Layer Chromatography (TLC)
The following TLC systems were used for the separation and identification of
ascorbic acid and photodegradation products
Adsorbent a) Silica gel GF 254 (250-microm) precoated plates
(Merck)
Solvent systems S1 acetic acid-acetone-methanol-benzene
(552070 vv) (Ganshirt and Malzacher 1960)
S2 ethanol-10 acetic acid-water (9010 vv)
(Bolliger and Konig 1969)
S3 acetonitrile-butylnitrile-water (66332 vv)
(Saari et al 1967)
Temperature 25ndash27 ordmC
Location of spots Ascorbic acid UV light 254 nm (Uvitec lamp
UK)
Dehydroascorbic acid Spray with a 3 aqueous
phenylhydrazine hydrochloride solution
424 pH Measurements
The measurements of pH of aqueous solutions and cream formulations were
carried out using an Elmetron LCD display pH meter (modelndashCP501 sensitivity plusmn 001
pH units) (Poland) with a combination electrode The electrode was calibrated
automatically in the desired pH range (25 ordmC) using the following buffer solutions
58
Phthalate pH 4008
Phosphate pH 6865
Disodium tetraborate pH 9180
The electrode was immersed directly into the cream (British Pharmacopoeia
2009) kept for few seconds to equilibrate and the pH adjusted in the range of 40ndash70
with phosphoric acid sodium hydroxide solution
425 Ultraviolet and Visible Spectrometry
The absorbance measurements and spectral determinations were performed on
Shimadzu UVndashVisible recording spectrophotometer (model UVndash1601) using matched
silica cells of 10 mm path length The cells were employed always in the same orientation
using appropriate control solutions in the reference beam The baseline was automatically
corrected by the built-in baseline memory at the initializing period Auto-zero adjustment
was made by a one-touch operation The instrument checked the wavelength calibration
(6561 nm) using the deuterium lamp at the initializing period The absorbance scale was
periodically checked using the following calibration standard (British Pharmacopoeia
2009)
0057ndash0063 gl of potassium dichromate in 0005 M sulphuric acid
The specific absorbance [A(1 1 cm)] of the solution should match the
following values with the stated limit of tolerance
Wavelength
(nm)
Specific absorbance
A (1 1 cm)
Maximum
tolerance
235 1245 1229ndash1262
257 1445 1428ndash1462
313 486 470ndash503
350 1073 1056ndash109
430 159 157ndash161
59
426 Photolysis of Ascorbic Acid
4261 Creams
A 2 g quantity of the cream was uniformly spread on several rectangular glass
plates (5 times 15 cm) covered with a 1 cm tape on each side to give a 1 mm thick layer The
plates were irradiated in a dark chamber using a Philips 30 watt TUV tube (100
emission at 254 nm the wavelength absorbed by ascorbic acid at pH 4ndash7) fixed
horizontally at a distance of 30 cm from the centre of the plates Each plate was removed
at appropriate interval and the cream was subjected to spectrophotometric assay and
chromatographic examination
4262 Aqueous and organic solvents
A 10ndash3
M solution of ascorbic acid (50 ml) prepared in water (pH 70 005 M
phosphate buffer) or in an organic solvent in a 100 ml beaker (Pyrex) was placed in a
water bath maintained at 20 plusmn 1 ordmC The solution was irradiated with the Philips 30 watt
TUV tube in a dark chamber as stated above Samples were withdrawn at appropriate
intervals for assay and chromatography
4263 Storage of creams in dark
In order to determine the stability of various cream formulations in the dark
samples were stored at room temperature in a cupboard protected from light for a period
of three months The samples were analyzed periodically for the content of ascorbic acid
and the presence of any degradation product
427 Measurement of Light Intensity
The potassium ferrioxalate actinometry was used for the measurement of light
intensity of the radiation source employed in this work This actinometer has been
60
developed by Parker (1953) and Hatchard and Parker (1956) and is considered as the
most useful actinometer over a wide range of wavelengths (254ndash577 nm) It has been
used by Holmstrom and Oster (1961) Byrom and Turnbull (1967) McBride and Moore
(1967) Ahmad (1968) Ahmad (1978) Ahmad et al (2004a 2004b 2005 2006a
2006b 2008 2009ab) Fasihullah (1988) Vaid (1998) Ansari (2002) and Ahmad (2009)
for the measurement of light intensity
The irradiation of potassium ferrioxalate solutions in sulphuric acid results in the
reduction of ferric ion to ferrous ion according to the following reaction
2Fe [(C2O4)3]3ndash
rarr 2 Fe (C2O4) + 3 (C2O4)2ndash
+ 2CO2 (31)
The amount of Fe2+
ions formed in the reaction may be determined by
complexation with 110-phenanthroline to give a red colored complex The absorbance of
the complex is measured at 510 nm
428 Procedure
An oxygen free 0006 M solution of potassium ferrioxalate (2947 gl) in 01 N
H2SO4 was placed in the reaction vessel and irradiated with the lamp used for the
photolysis of riboflavin The irradiation was carried out under nitrogen (90ndash120
bubblesminute) which also caused stirring of the solution The temperature of the
reaction vessel was maintained at 25 plusmn 1 ordmC during the reaction
An aliquot of the photolysed solution (1ndash2 ml) was pipetted out at suitable
intervals (up to 30 minutes) into a 10 ml volumetric flask to which was then added 09
ml of N H2SO4 + 1 ml (01) 110-phenanthroline + 05 ml buffer (60 ml N CH3COONa
+ 36 ml N H2SO4 made up to 100 ml with distilled water) The flask was made up
to the mark with distilled water (final pH 35) thoroughly shaken to mix the contents and
61
Fig 3 Spectral power distribution of TUV 30 W tube (Philips)
62
allowed to stand for one hour in the dark to develop the colorndashcomplex The absorbance
of the phenanthrolinendashferrous complex was measured in a 1 cm cell at 510 nm using the
appropriate solution as blank The amount of Fe2+
ions formed was determined from the
calibration graph The calibration graph was constructed in a similar manner using
several dilutions of 1 times 10ndash6
mole ml Fe2+
in 01 N H2SO4 (freshly prepared by dilution
from standardized 01 M FeSO4 in 01 N H2SO4) (Fig 8) The experimental value of the
molar absorptivity of Fe2+
complex as determined from the slope of the calibration graph
is equal to 111 times 104 M
ndash1 cm
ndash1 and is in agreement with the value reported by Parker
(1953) Using the values of the known quantum yield for ferrioxalate actinometer at
different wavelengths (Hatchard and Parker 1956) the number of Fe2+
ions formed
during photolysis the time of exposure and the fraction of the light absorbed by the
length of the actinometer solution employed the light intensity incident just inside the
front window of the photolysis cell can be calculated In the present case total absorption
of the light has been assumed
4281 Calculation
The number of Fe2+
ions formed during photolysis (nFe
2+) is given by the
equation
6023 times 1020
V1 V3 A Σ
n Fe
2+ =
V2 1 ε (32)
where V1 is the volume of the actinometer solution irradiated (ml)
V2 is the volume of the aliquot taken for analysis (ml)
V3 is the final volume to which the aliquot V2 is diluted (ml)
1 is the path length of the spectrophotometer cell used (1 cm)
A is the measured absorbance of the final solution at 510 nm
63
ε is the molar absorptivity of the Fe2+
complex (111 times 104 M
ndash1 cm
ndash1)
The number of quanta absorbed by the actinometer nabs can then be obtained as follows
n Fe
2+
Σ nabs = ф
(33)
where ф is the quantum yield for the Fe2+
formation at the desired wavelength
The number of quanta per second per cell nabs is therefore given by
Σ nabs 6023 times 1020
V1 V3 A nabs =
t =
ф V2 1 ε t (34)
where t is the irradiation time of the actinometer in seconds
The relative spectral energy distribution of the radiation source (Fig 3) shows
100 emission at 254 nm the wavelength used for the photolysis of ascorbic acid (λmax
265 nm at pH 4ndash7) The energy emitted by the radiation source at various wavelengths
can be calculated using the equation
1197 times 105
E (KJ molndash1
) = λ nm
(35)
The quantum efficiency of ferrioxalate actinometer at the wavelength absorbed by
ascorbic acid (ie 254 nm) is high although the sensitivity drops over 450 nm The
average intensity of the TUV tube used in this study was determined as 556 plusmn 012 times
1018
quanta sndash1
429 Viscosity Measurements
The viscosity of the cream formulations was measured with a Brookfield RV
viscometer (Model DV-II + Pro USA) The instrument was calibrated using the
manufacturerrsquos viscosity standard A 200 g quantity of the cream was placed in a beaker
and the spindle (TE) was dipped into the cream It was rotated at a speed of 06 rpm for
64
00
02
04
06
08
10
12
0 2 4 6 8 10 12
Concentration of Fe++
times 105 M
Ab
sorb
an
ce a
t 51
0 n
m
Fig 4 Calibration graph for the determination of K3Fe(C2O4)3
65
one minute and the viscosity was recorded at 25plusmn1 ordmC The test was repeated three times
to account for the experimental variability and the average viscosity was noted
4210 Assay Methods
42101 UV spectrophotometric method for the assay of creams containing ascorbic
acid alone
The creams were thoroughly mixed a quantity of 2 g was accurately weighed and
the assay of ascorbic acid was carried out by the UV method of Zeng et al (2005) In the
case of photodegraded creams (2 g) the material was completely removed from the glass
plate and transferred to a volumetric flask The method involved extraction of ascorbic
acid with methanol (3 times 10 ml) adjustment of the pH of combined methanolic solutions
to 20 (with H3PO4) dilution of the final solution with acidified methanol (pH 20) to 100
ml and measurement of the absorbance at 245 nm using appropriate blank The
concentration of ascorbic acid was calculated using 560 as the value of specific
absorbance [A (1 1 cm)] at the analytical wavelength (Table 5)
The same method was used for the assay of ascorbic acid in creams stored in the
dark and in the presence of individual stabilizing agents (citric tartaric and boric acids)
42102 Iodimetric method for the assay of ascorbic acid in creams containing
riboflavin nicotinamide and alpha-tocopherol
The assay of ascorbic acid in creams in the presence of riboflavin nicotinamide
and alpha-tocopherol was carried out according to the procedure of British
Pharmacopoeia (2009) as follows
The photolysed cream (2 g) was completely scrapped from the glass plate and
transferred to a flask containing 40 ml of distilled water and 10 ml of 1 M sulphuric acid
66
Table 5 Calibration data for ascorbic acid showing linear regression analysisa
λ max 245 nm
Concentration range 01ndash10 times 10ndash4
M (0176ndash1761 mg )
Slope 9920
SE (plusmn) of slope 00114
Intercept 00012
Correlation coefficient 09996
Molar absorptivity (ε) 9920 Mndash1
cmndash1
Specific absorbance [A (1 1 cm)] 560
a Values represent a mean of five determinations
67
was added The solution was titrated with 002 M iodine solution using 1 ml of starch
solution as indicator until a persistent violet-blue color was obtained Each ml of 002 M
iodine solution is equivalent to 352 mg of C6H8O6 The same method was used for the
assay of ascorbic acid in creams stored in the dark
42103 Spectrophotometric method for the assay of ascorbic acid in aqueous and
organic solvents
A 1 ml aliquot of the photolysed solutions of ascorbic acid in water or in an
organic solvent was evaporated to dryness under nitrogen at room temperature and the
residue redissolved in a small volume of methanol The solution was transferred to a 10
ml volumetric flask made up to volume with acidified methanol (pH 20) and the
absorbance measured at 245 nm using an appropriate blank The content of ascorbic acid
in the solutions was determined using 9920 Mndash1
cmndash1
as the value of molar absorptivity at
the analytical wavelength (Table 5)
CHAPTER V
PHOTODEGRADATION OF
ASCORBIC ACID IN
ORGANIC SOLVENTS AND
CREAM FORMULATIONS
69
51 INTRODUCTION
Ascorbic acid (vitamin C) is an essential micronutrient that performs important
metabolic functions (Packer and Fuchs 1999 Davey et al 2000 Johnston et al 2007)
It is an ingredient of anti-aging cosmetic products (Darr et al 1996 Gallarate et al
1999 Traikovich 1999 Zhang et al 1999 Ozer et al 2000 Nusgens et al 2001
Pinnell et al 2001 2003 Lee et al 2004 Raschke et al 2004 Sauermann et al 2004
Elmore 2005 Jentzsch et al 2005 Lin et al 2005 Placzek et al 2005 Carlotti et al
2006 Farahmand et al 2006 Heber et al 2006 Maia et al 2006 Tournas et al 2006)
and exerts several functions on the skin as collagen synthesis depigmentation and
antioxidant activity (Nusgens et al 2001 Spiclin et al 2003) As an antioxidant it
protects skin by neutralizing reactive oxygen species generated on exposure to sunlight
(Shindo et al 1994) In biological systems it reduces both oxygenndash and nitrogenndash based
free radicals (Higdon and Frei 2002) and thus delays the aging process In view of the
instability of ascorbic acid in skin care formulations (Bissett 2006) it is often used in
combination with another redox partner such as alpha-tocopherol (vitamin E) to retard its
oxidation (Wille 2005)
The details of the cream formulations used in this study are given in Table 6 The
results obtained on the photodegradation of ascorbic acid in aqueous organic solvents
and cream formulations are discussed in the following sections
70
Table 6 Composition of cream formulations containing ascorbic acid
Ingredients Cream
No pH
SA PA MA CA AH2 GL PG EG PH DW
1 a 4 + minus minus + + + minus minus + +
b 5 + minus minus + + + minus minus + +
c 6 + minus minus + + + minus minus + +
d 7 + minus minus + + + minus minus + +
2 a 4 minus + minus + + + minus minus + +
b 5 minus + minus + + + minus minus + +
c 6 minus + minus + + + minus minus + +
d 7 minus + minus + + + minus minus + +
3 a 4 minus minus + + + + minus minus + +
b 5 minus minus + + + + minus minus + +
c 6 minus minus + + + + minus minus + +
d 7 minus minus + + + + minus minus + +
4 a 4 + minus minus + + minus + minus + +
b 5 + minus minus + + minus + minus + +
c 6 + minus minus + + minus + minus + +
d 7 + minus minus + + minus + minus + +
5 a 4 minus + minus + + minus + minus + +
b 5 minus + minus + + minus + minus + +
c 6 minus + minus + + minus + minus + +
d 7 minus + minus + + minus + minus + +
6 a 4 minus minus + + + minus + minus + +
b 5 minus minus + + + minus + minus + +
c 6 minus minus + + + minus + minus + +
d 7 minus minus + + + minus + minus + +
7 a 4 + minus minus + + minus minus + + +
b 5 + minus minus + + minus minus + + +
c 6 + minus minus + + minus minus + + +
d 7 + minus minus + + minus minus + + +
8 a 4 minus + minus + + minus minus + + +
b 5 minus + minus + + minus minus + + +
c 6 minus + minus + + minus minus + + +
d 7 minus + minus + + minus minus + + +
9 a 4 minus minus + + + minus minus + + +
b 5 minus minus + + + minus minus + + +
c 6 minus minus + + + minus minus + + +
d 7 minus minus + + + minus minus + + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water
71
52 PHOTOPRODUCTS OF ASCORBIC ACID
The photolysis of ascorbic acid (AH2) in aqueous and organic solvents and in
cream formulations on UV irradiation leads to the formation of dehydroascorbic acid
(DHA) as detected by TLC along with the undegraded AH2 using the solvent systems A
B and C The identification of DHA was carried out by comparison of the Rf value and
spot color with those of the authentic compound The formation of DHA on
photooxidation of ascorbic acid solutions has previously been reported (Homan and
Gaffron 1964 Sattar et al 1977 Heelis et al 1981 Rozanowska et al 1997 Lavoie et
al 2004) DGA the hydrolysis product of DHA (Homan and Gaffron 1964) could not
be detected under the present experimental conditions
53 SPECTRAL CHARACTERISTICS OF PHOTOLYSED SOLUTIONS
A typical set of the UV absorption spectra of photolysed solutions of AH2 in
methanol is shown in Fig 5 There is a gradual loss of absorbance around 245 nm with
time as a result of the oxidation of the molecule to DHA (Pelletier 1985 Davies et al
1991 Rumsey and Levine 2000) which does not absorb in this region due to the loss of
conjugation Similar absorption changes are observed on the photolysis of AH2 in other
organic solvents and in the methanolic extracts of cream formulations However the
magnitude of these changes varies with the rate of photolysis in a particular solvent or
cream and appears to be a function of the polar character pH and viscosity of the
medium
72
Fig 5 UV absorption spectra of photolysed solutions of ascorbic acid in methanol at
0 40 80 120 160 220 and 300 min
73
54 ASSAY OF ASCORBIC ACID IN CREAMS AND SOLUTIONS
The assay of AH2 in creams and solutions has been carried out in acidified
methanol (pH 20) according to the UV spectrophotometric method of Zeng et al (2005)
Aqueous solutions of AH2 (~pH 2) exhibit absorption maxima at 243 nm (OrsquoNeil 2001
Moffat et al 2004 Sweetman 2009) 244 nm (Ogata and Kosugi 1969) and 245 nm
(Verma et al 1991 Johnston et al 2007) The absorption maxima of AH2 in methanol
and phosphate buffer (pH 25) occur at 245 nm (Zeng et al 2005) Since dilute solutions
of AH2 are highly susceptible to oxidation the pH was adjusted to 20 with phosphoric
acid to convert the molecule to the non-ionized form (99) to minimize degradation
during the assay AH2 in acidified methanol (pH 20) was found to exhibit the absorption
maximum at 245 nm as reported by Zeng et al (2005) The method was also used for the
assay of AH2 in aqueous and organic solvents
The validity of Beerrsquos law relation in the concentration range used was confirmed
prior to the assay The calibration data for AH2 at the analytical wavelength are presented
in Table 5 (Chapter 4) The correlation coefficient (r = 09996) indicates a good linear
relationship over the concentration range employed The values of specific absorbance
and molar absorptivity at 245 nm determined from the slope of the curve are in good
agreement with those reported by previous workers (Davies et al 1991 Johnston et al
2007) The method of Zeng et al (2005) has been found to be satisfactory for the assay of
AH2 in cream formulations and solutions and has been used to study the kinetics of
photolysis reactions The method was validated before its application to the assay of AH2
in photolysed creams The reproducibility of the method was confirmed by the analysis of
known amounts of AH2 in the concentration range likely to be found in photodegraded
74
creams The values of the recoveries of AH2 in creams by the UV spectrophotometric
method are in the range of 90ndash96 The values of RSD for the assays indicate the
precision of the method within plusmn5 (Table 7)
In order to compare the UV spectrophotometric method with the British
Pharmacopoeia iodimetric method (2009) using a dilute iodine solution (002 M) the
creams were simultaneously assayed for AH2 content by the two methods and the results
are reported in Table 8 The statistical evaluation of the accuracy and precision of the two
methods was carried out by the application of the F test and the t test respectively The F
test showed that there is no significant difference between the precision of the two
methods and the calculated value of F is lower than the critical value (F = 639 P = 005)
in each case The t test indicated that the calculated t values are lower than the tabulated t
values (t = 2776 P = 005) suggesting that at 95 confidence level the differences
between the results of the two methods are statistically non-significant Thus the accuracy
and precision of the UV spectrophotometric method is comparable to that of the official
iodimetric method for the assay of AH2 in cream formulations The results of the assays
of AH2 in aqueous organic solvents and cream formulations are reported in Table 9
55 EFFECT OF SOLVENT
The influence of solvent on the rate of degradation of drugs is of considerable
importance to the formulator since the stability of drug species in solution media may be
predicted on the basis of their chemical reactivity The reactivity of drugs in a particular
medium depends to a large extent on solvent characteristics such as the dielectric
constant and viscosity (Connors et al 1986 Yoshioka and Stella 2000 Sinko 2006)
75
Table 7 Recovery of ascorbic acid added to cream formulationsa
Cream
Formulationb
Added
(mg)
Found
(mg)
Recovery
()
RSD
()
1a 400
200
380
183
950
915
21
25
2b 400
200
371
185
928
925
15
25
3c 400
200
375
181
938
905
11
31
4d 400
200
384
189
960
945
13
21
5b 400
200
370
189
925
945
14
26
6c 400
200
369
190
923
950
10
22
7d 400
200
374
182
935
910
17
39
8c 400
200
380
188
950
940
15
33
9d 400
200
367
189
918
945
20
42
a Values expressed as a mean of three to five determinations
b The cream formulations represent combinations of each emulsifier (stearic acid
palmitic acid myristic acid) with each humectant (glycerin propylene glycol ethylene
glycol) to observe the efficiency of methanol to extract AH2 from different creams
(Table 6)
76
Table 8 Assay of ascorbic acid in creams using UV spectrophotometric and iodimetric
methods
Ascorbic acid (mg) Cream
Formulationb Added UV method
a
Iodimetric
methoda
Fcalc tcalc
1a 40
20
380 plusmn 081
183 plusmn 046
375 plusmn 095
185 plusmn 071
138
238
245
104
2b 40
20
371 plusmn 056
185 plusmn 047
373 plusmn 064
193 plusmn 038
130
065
181
200
3c 40
20
375 plusmn 040
181 plusmn 056
374 plusmn 046
183 plusmn 071
132
160
101
223
4d 40
20
384 plusmn 051
189 plusmn 039
381 plusmn 066
190 plusmn 052
167
178
176
231
5b 40
20
370 plusmn 052
189 plusmn 050
372 plusmn 042
185 plusmn 067
065
179
162
125
6c 40
20
369 plusmn 037
190 plusmn 042
371 plusmn 058
188 plusmn 056
245
177
122
197
7d 40
20
374 plusmn 062
182 plusmn 072
370 plusmn 070
184 plusmn 082
127
129
144
168
8c 40
20
380 plusmn 058
188 plusmn 062
375 plusmn 075
192 plusmn 060
167
094
123
162
9d 40
20
367 plusmn 072
189 plusmn 080
365 plusmn 082
187 plusmn 075
149
092
130
203
Theoretical values (P = 005) for F is 639 and for t is 2776
a Mean plusmn SD (n = 5)
b Table 6
77
Table 9 Photodegradation of ascorbic acid in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) pHa 40 50 60 70
0 383 382 384 383
60 374 369 366 361
120 361 354 346 325
180 351 345 325 305
240 345 327 301 284
1
300 336 316 287 264
0 380 383 382 379
60 371 376 362 346
120 359 357 342 320
180 352 345 322 301
240 341 335 299 283
2
300 336 321 291 261
0 384 376 381 385
60 377 367 360 358
120 366 348 334 324
180 356 337 317 305
240 343 320 301 282
3
300 335 307 273 253
78
Table 9 continued
0 377 378 386 372
60 365 361 371 355
120 353 345 347 322
180 344 327 325 298
240 332 320 306 279
4
300 317 303 284 252
0 381 367 372 373
60 372 358 358 353
120 360 337 336 321
180 352 325 320 302
240 341 313 300 284
5
300 327 302 278 256
0 376 386 380 377
60 366 372 350 350
120 353 347 323 316
180 337 334 308 298
240 329 320 291 274
6
300 313 306 267 245
79
Table 9 continued
0 380 372 378 380
60 373 362 350 354
120 358 340 329 321
180 344 328 304 300
240 332 315 292 283
7
300 319 302 272 252
0 380 381 378 361
60 368 364 361 335
120 355 354 340 313
180 342 340 315 281
240 337 331 303 269
8
300 323 314 281 248
0 378 382 370 375
60 370 369 349 342
120 356 347 326 321
180 339 333 298 291
240 326 314 277 271
9
300 313 302 265 242
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
80
In order to observe the effect of solvent dielectric constant the apparent first-
order rate constants (kobs) for the photolysis of AH2 in alcoholic solvents (Table 10) were
plotted against the dielectric constants of the solvents A linear relationship indicated the
dependence of the rates of photolysis on solvent dielectric constant (Fig 6) This implies
the involvement of a polar intermediate in the reaction to facilitate the formation of the
degradation products as suggested by Ahmad and Tollin (1981) in the case of flavin
electron transfer reactions The effect of solvent polarity has been observed on the
autooxidation of AH2 in organic solvents (Ogata and Kosugi 1969)
Another solvent parameter affecting the rate of a chemical reaction is viscosity
which can greatly influence the stability of oxidisable substances (Wallwork and Grant
1977 Laidler 1987 Fung 1990) A plot of kobs for the photolysis of AH2 against the
reciprocal of solvent viscosity (Table 10) is linear showing that an increase in solvent
viscosity results in a decrease in the rate of photolysis (Fig 7) The viscosity of the liquid
affects the rate at which molecules can diffuse through the solution This in turn may
affect the rate at which a compound can suffer oxidation at the liquid surface This
applies to AH2 and an increase in the viscosity of the medium makes access to air at the
surface more difficult to prevent oxidation (Wallwork and Grant 1977)
56 EFFECT OF CONCENTRATION
In order to observe the effect of concentration (Table 11) on the photostability of
AH2 in a cream using stearic palmitic and myristic acids as emulsifying agents and
glycerin as humectant plots of log concentration versus time were constructed (Fig 8)
and the apparent first-order rate constants were determined (Table 12) A graph of kobs
against concentration of AH2 (Fig 9) exhibited an apparent linear relationship between
81
Table 10 Apparent first-order rate constants (kobs) for the photolysis of ascorbic acid in
water and organic solvents
Solvent Dielectric
Constant (25 ordmC)
Viscosity
(mPas) ndash1
kobs times104
(minndash1
)
Water 785 1000 404
Methanol 326 1838 324
Ethanol 243 0931 316
1-Propanol 201 0514 302
1-Butanol 178 0393 295
82
00
20
40
60
80
0 10 20 30 40 50 60 70 80
Dielectric constant
k (
min
ndash1)
Fig 6 A plot of kobs for photolysis of ascorbic acid against solvent dielectric constant
(times) Water () methanol () ethanol (diams) 1-propanol () 1-butanol
83
00
10
20
30
40
50
00 05 10 15 20
Viscosity (mPas)ndash1
k times
10
4 (m
inndash1)
Fig 7 A plot of kobs for photolysis of ascorbic acid against reciprocal of solvent
viscosity Symbols are as in Fig 6
84
Table 11 Effect of concentration on the photodegradation of ascorbic acid in cream
formulations at pH 60
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) 05 10 15 20 25
0 95 191 290 379 471
60 90 182 277 358 453
120 82 167 260 339 431
180 77 158 239 311 401
240 70 144 225 298 382
1
300 64 134 210 282 363
0 92 186 287 380 472
60 88 175 272 369 453
120 82 160 251 342 429
180 75 152 238 326 405
240 71 144 225 309 392
2
300 65 134 215 289 366
0 94 182 286 376 470
60 87 171 265 352 454
120 78 152 251 337 426
180 69 143 227 315 404
240 62 129 215 290 378
3
300 58 119 195 271 353
85
05
10
15
20
25
06
08
10
12
14
16
18
log
co
nce
ntr
ati
on
(m
g)
a
05
10
15
20
25
06
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
b
05
10
15
20
25
06
08
10
12
14
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
c
Fig 8 Log concentration versus time plots for the photodegradation of ascorbic acid at
various concentrations in creams at pH 60 a) stearic acid b) palmitic acid
c) myristic acid
86
Table 12 Apparent first-order rate constants (kobs) for the photodegradation of various
ascorbic acid concentrations in cream formulations at pH 60
kobs times 103 (min
ndash1)a Cream
Formulationb 05 10 15 20 25
1 133
(0994)
120
(0993)
111
(0995)
101
(0994)
090
(0994)
2 118
(0992)
108
(0994)
098
(0993)
093
(0992)
084
(0994)
3 169
(0994)
144
(0995)
126
(0994)
109
(0993)
097
(0992)
a The values in parenthesis are correlation coefficients
b Table 6
87
Stearic acid
Palmitic acid
Myristic acid
00
05
10
15
20
25
00 05 10 15 20 25
Ascorbic acid concentration ()
kob
s (min
ndash1)
Fig 9 A plot of kobs for photodegradation against ascorbic acid concentrations in cream
formulations
88
the two values Thus the rate of degradation of AH2 is faster at a lower concentration on
exposure to the same intensity of light This may be due to a relatively greater number of
photons available for excitation of the molecule at lower concentration compared to that
at a higher concentration The AH2 concentrations of creams used in this study are within
the range (1ndash15) reported by previous workers for topical applications to skin (Kaplan
et al 1989 Traikovich et al 1999 Nusgens et al 2001 Matsubayashi et al 2003
Espinal-Perez et al 2004 Sauermann et al 2004 Lin et al 2005 Heber et al 2006)
57 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The values of kobs for the photodegradation of AH2 (2) in various cream
formulations are reported in Table 13 The first-order plots for the photodegradation of
AH2 at pH 4ndash7 in various cream formulations are shown in Fig 10ndash12 The plots of kobs
against carbon chain length of the emulsifying agents are shown in Fig 13 They indicate
that the photodegradation of AH2 is affected by the emulsifying agent in the order
myristic acid gt stearic acid gt palmitic acid
These acids possess a polar character (Yao et al 2009) and the carbon chain of the acid
may play a part in the photostability of AH2 However the results indicate that in the
presence of palmitic acid AH2 exhibits greater stability as indicated by the plots of kobs
versus the carbon chain length of the emulsifying agents (Fig 13) This could be
predominantly due to the interaction of AH2 with palmitic acid in the cream to impart it
greater stability Ascorbic acid-6-palmitate is known to be an antioxidant in cosmetic
preparations (Lee et al 2009) and food products (Doores 2002)
In view of the above observations it may be suggested that the photodegradation
of AH2 could involve a polar semiquinone intermediate (Johnston et al 2007) which
89
Table 13 First-order rate constants (kobs) for the photodegradation of ascorbic acid in
cream formulations
kobs times 103 (min
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 044
(0992)
064
(0994)
100
(0995)
126
(0995)
2 042
(0992)
060
(0991)
095
(0992)
120
(0995)
3 047
(0993)
069
(0993)
107
(0991)
137
(0995)
4 056
(0993)
072
(0992)
104
(0994)
131
(0993)
5 050
(0991)
067
(0992)
097
(0991)
124
(0992)
6 061
(0992)
079
(0993)
113
(0992)
140
(0994)
7 060
(0992)
071
(0993)
108
(0994)
133
(0992)
8 053
(0991)
062
(0992)
099
(0994)
126
(0993)
9 065
(0991)
081
(0996)
117
(0993)
142
(0995)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental conditions
including light intensity
The estimated error is plusmn5
90
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
1
12
13
14
15
16
17
log
co
nce
ntr
ati
on
(m
g)
2
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 10 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
91
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
4
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
5
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 11 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
92
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
7
12
13
14
15
16
17
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
8
12
13
14
15
16
17
0 60 120 180 240 300
Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 12 First-order plots for the photodegradation of ascorbic acid in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
93
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (m
inndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
ko
bs times
10
3 (
min
ndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
05
10
15
12 14 16 18
Carbon chain length
ko
bs times
10
3 (
min
ndash1)
7-9
Fig 13 Plots of kobs for photodegradation of ascorbic acid in creams (1ndash9) against carbon
chain length of emulsifier () Stearic acid () palmitic acid () myristic acid
Humectant used glycerin (1ndash3) propylene glycol (4ndash6) ethylene glycol (7ndash9)
94
depending on the polar character of the medium undergoes oxidation with varying rates
This is similar to the behavior of the photolysis of riboflavin analogs which is dependent
on the polar character of the medium (Ahmad and Tollin 1981) The effect of carbon
chain length on the transdermal delivery of an active ingredient has been discussed (Lu
and Flynn 2009)
58 EFFECT OF VISCOSITY
The plots of rates of AH2 degradation in cream formulations (Table 13) as a
function of carbon chain length (Fig 13) indicate that the rates vary with the humectant
and hence the viscosity of the medium in the order
ethylene glycol gt propylene glycol gt glycerin
This is in agreement with the rate of photolysis of AH2 in organic solvents that
higher the viscosity of the medium lower the rate of photolysis Thus apart from the
carbon chain length of the emulsifier viscosity of the humectant added to the cream
formulation appears to play an important part in the stability of AH2 The stabilizing
effect of viscosity imparting substances on AH2 solutions has been reported (Stone 1969
Kassem et al 1969ab)
59 EFFECT OF pH
The kobsndashpH profiles for the photodegradation of AH2 in various creams (1ndash9) at
pH 4ndash7 (Fig 14) represent a sigmoid type curve indicating the oxidation of the ionized
form (AHndash) of AH2 (pKa 41) (OrsquoNeil 2001) with pH The AH
ndash species appears to be
more susceptible to photooxidation than the non-ionized form (AH2) The behavior of
AH2 on photooxidation in the pH range 4ndash7 is similar to that observed for the chemical
oxidation of AH2 by molecular oxygen (DeRitter 1982) and involves the interaction of
95
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
04
06
08
10
12
14
kob
s times
10
3 (m
inndash
1)
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
04
06
08
10
12
14
ko
bs times
10
3 (
min
ndash1)
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
04
06
08
10
12
14
30 40 50 60 70
pH
ko
bs
times 1
03
(min
ndash1)
Fig 14 The kobsndashpH profiles for the photodegradation of ascorbic acid in creams (1ndash9)
Glycerin
Propylene glycol
Ethylene glycol
96
AH2 with singlet oxygen on UV irradiation (Silva and Quina 2006) The AHndash species
(predominant in the pH range 42ndash70 557ndash999) is more reactive towards singlet
oxygen than its protonated form the AH2 molecule as suggested by Bisby et al (1999)
and therefore the rate of photooxidation is higher in the pH range above 41
corresponding to the pKa1 of AH2 The major goal of a ratendashpH profile is to determine
the optimum pH range for a particular formulation Several workers have studied the
ratendashpH profiles of the chemical oxidation of AH2 in the pH range 2ndash7 (Garrett 1967
Taqui Khan and Martell 1967 Rogers and Yacomeni 1971 Blaugh and Hajratwala
1972 DeRitter 1982 Moura et al 1994) however the kinetics of photooxidation of
AH2 in cream formulations has so far not been reported
510 EFFECT OF REDOX POTENTIAL
The photooxidation of AH2 is also influenced by its redox potential which varies
with pH The greater photostability of AH2 at pH 5ndash6 compared to that at pH 7 and above
is due to its lower rate of oxidationndashreduction in this range (Eordm pH 50 = +0127 V)
(OrsquoNeil 2001) The increase in the rate of photooxidation with pH is due to a
corresponding increase in the redox potential (Eordm pH 70 = +0058 V) (Fasman 1976) of
AH2 and is similar to the photolysis behavior of riboflavin at pH 5ndash6 (Eordm pH 50 = ndash0117
V) (Sinko 2006) compared to that at pH 70 (Eordm pH 70 = ndash 0207 V) (Ahmad et al
2004a Sinko 2006) Since the ionization as well as the redox potentials of AH2 are a
function of pH the rate of photooxidation depends upon the specific species present and
its redox behavior at a particular pH
97
511 PRIMARY PHOTOCHEMICAL REACTIONS IN THE OXIDATION OF
ASCORBIC ACID
A reaction scheme based on general photochemical principles for the important
reactions involved in the photooxidation of ascorbic acid is presented below
0AH2 hv k1
1AH2 (51)
1AH2 k2 Products (52)
1AH2 isc k3
3AH2 (53)
3AH2 k4 Products (54)
0AH
ndash hv k5
1AH
ndash (55)
1AH
ndash k6 Products (56)
1AH
ndash k7
3AH
ndash (57)
3AH
ndash k8 Products (58)
3AH
ndash +
0AH2 k9 AH٠
ndash + AH٠ (59)
2 AH٠ k10 A + AH2 (510)
3AH2 +
3O2 k11
0AH2 +
1O2 (511)
AHndash +
1O2 k12
3AH
ndash +
3O2 (512)
AH٠ + 1O2 k13 AHOO٠ (513)
AHOO٠ k14 A + HO2٠ (514)
AHOO٠ + 0AH2 k15 AH٠ + AHOOH (515)
AHOOH k16 secondary reaction
A + H2O2 (516)
According to this reaction scheme the ground state ascorbic acid species (0AH2
0AH
ndash) each is excited to the lowest singlet state (
1AH2
1AH
ndash) by the absorption of a
quantum of UV light (51 55) These excited states may directly be converted to
98
photoproducts (52 56) or may undergo intersystem crossing (isc) to form the excited
triplet states (53 57) The excited triplet states may then degrade to the photoproducts
(54 58) The monoascorbate triplet (3AH
ndash) may react with the ground state ascorbic
acid to form a monoascorbate radical anion (AH٠ndash) and a monoascorbate radical (AH٠)
(59) Two AH٠ radical species may lead to the formation of an oxidized (A) and a
reduced ascorbic acid molecule (AH2) (510) Ascorbic acid triplet (3AH2) may react with
molecular oxygen (3O2) to yield singlet oxygen (
1O2) (511) which may then react with
monoascorbate anion (AHndash) to form the excited triplet state (
3AH
ndash) (512) or with
monoascorbate radical to form a peroxyl radical (AHOO٠) (513) The peroxyl radical
may yield dehydroascorbic acid (A) (514) or react with ground state ascorbic acid to
give monoascorbate radical and a reduced species AHOOH (515) The reduced species
may give rise to dehydroascorbic acid and hydrogen peroxide (516)
512 DEGRADATION OF ASCORBIC ACID IN THE DARK
In view of the instability of AH2 and to observe its degradation in the dark the
creams were stored in airtight containers at room temperature in a cupboard for a period
of about 3 months and assayed for AH2 content at appropriate intervals The analytical
data (Table 14) were subjected to kinetic treatment (Fig 15ndash17) and the apparent first-
order rate constants for the degradation of AH2 were determined (Table 15) The values
of the rate constants indicate that the degradation of AH2 in the dark is about 70 times
slower than those of the creams exposed to UV irradiation (Table 13) The degradation of
AH2 in creams in the dark is due to chemical oxidation (Section 132) and occurs in the
order of emulsifying agents (Fig 18)
myristic acid gt stearic acid gt palmitic acid
99
Table 14 Degradation of ascorbic acid in the dark in cream formulations
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) pHa 40 50 60 70
0 383 382 384 383
10 354 340 313 278
20 309 306 279 245
40 244 209 183 161
60 172 166 131 105
1
80 145 114 81 61
0 380 383 382 379
10 360 343 350 335
20 322 310 301 294
40 266 250 211 186
60 233 211 168 142
2
80 182 153 114 89
0 384 376 381 385
10 368 350 340 318
20 318 273 273 266
40 223 199 172 155
60 174 132 117 84
3
80 122 97 66 54
100
Table 14 continued
0 377 378 386 372
10 350 334 334 318
20 314 268 256 244
40 238 208 182 136
60 179 155 107 94
4
80 128 101 79 59
0 381 367 372 373
10 350 293 300 320
20 299 266 270 263
40 220 191 192 184
60 183 153 139 129
5
80 149 115 87 76
0 376 386 380 377
10 312 320 314 251
20 255 282 226 199
40 175 194 159 131
60 139 128 99 74
6
80 102 81 55 41
101
Table 14 continued
0 380 372 378 380
10 323 330 333 323
20 288 273 276 224
40 212 174 182 146
60 152 133 108 83
7
80 100 82 66 56
0 380 381 378 361
10 333 320 310 310
20 281 266 260 257
40 230 189 171 177
60 156 148 128 111
8
80 123 96 78 66
0 378 382 370 375
10 313 295 281 300
20 256 247 257 203
40 194 178 151 133
60 119 114 88 74
9
80 88 68 49 39
a The values at pH 40ndash70 represent the formulations a to d of each cream respectively
102
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
1
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
2
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
3
Fig 15 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (1ndash3) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
103
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
4
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
5
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
6
Fig 16 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (4ndash6) at pH 40 (times) 50 () 60 () and 70 ()
Stearic acid
Palmitic acid
Myristic acid
104
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
7
05
07
09
11
13
15
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
8
05
07
09
11
13
15
17
0 20 40 60 80
Time (days)
log
co
nce
ntr
ati
on
(m
g)
9
Fig 17 First-order plots for the degradation of ascorbic acid in the dark in various cream
formulations (7ndash9) at pH 40 (times) 50 () 60 () and 70 ()
Palmitic acid
Myristic acid
Stearic acid
105
Table 15 First-order rate constants (kobs) for the degradation of ascorbic acid in cream
formulations in the dark
kobs times 102 (day
ndash1)abc
Cream
Formulation pH 40 50 60 70
1 128
(0991)
152
(0994)
191
(0995)
220
(0994)
2 091
(0992)
110
(0991)
152
(0993)
182
(0992)
3 148
(0991)
176
(0995)
220
(0993)
254
(0995)
4 137
(0992)
161
(0993)
205
(0994)
236
(0995)
5 121
(0991)
141
(0994)
175
(0993)
195
(0993)
6 162
(0992)
194
(0995)
237
(0994)
265
(0994)
7 164
(0994)
189
(0994)
222
(0993)
246
(0996)
8 143
(0994)
167
(0995)
193
(0996)
212
(0993)
9 184
(0995)
208
(0994)
251
(0992)
280
(0996)
a The rate constants at pH 40ndash70 represent the values for formulations a to d of each
cream respectively
b The values in parenthesis are correlation coefficients
c The values of rate constants are relative and depend on specific experimental
conditions
The estimated error is plusmn5
106
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (d
ayndash
1)
1-3
pH 4
pH 5
pH 6
pH 7
00
10
20
30
k times
10
2 (
da
yndash1)
4-6
pH 4
pH 5
pH 6
pH 7
00
10
20
30
12 14 16 18
Carbon chain length
k times
10
2 (
da
yndash1)
7-9
Fig 18 Plots of kobs for degradation of ascorbic acid in the dark in creams (1ndash9) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid Humectant used glycerin (1ndash3) propylene glycol (4ndash6)
ethylene glycol (7ndash9)
107
Although it is logical to expect a linear relationship between the rate of degradation and
the carbon chain length of the emulsifier due to its polar character (Yao et al 2009) it
has not been observed in the present case The reason for the slowest rate of degradation
of AH2 in the presence of palmitic acid appears to be due to the interaction of AH2 with
palmitic acid (Lee et al 2009) as explained in Section 57
The degradation of AH2 also appears to be affected by the viscosity of the cream
in the order of humectant (Fig 19)
ethylene glycol gt propylene glycol gt glycerin
Thus the presence of glycerin imparts the most stabilizing effect on the degradation of
AH2 This is the same order as observed in the case of photodegradation of AH2 in the
creams The airtight containers used for the storage of creams make the access of air to
the creams difficult to cause chemical oxidation of AH2 However it has been observed
that the degradation of AH2 is highest in the upper layer of the creams compared to that
of the middle and the bottom layers Therefore the creams were thoroughly mixed before
sampling for the assay of AH2 However the scattering in kinetic plots (Fig 15ndash17) is
due to non-uniform distribution of AH2 in degraded creams
The effect of pH on the degradation of AH2 in the creams (Fig 19) shows that the
degradation increases with an increase in pH as observed in the case of photodegradation
of AH2 in the creams This is due to an increase in the ionization and redox potential of
AH2 with pH causing greater oxidation of the molecule and has been discussed in
Sections 59 and 510
108
Stearic Acid (1)
Palmitic Acid (2)
Myristic Acid (3)
00
10
20
30
k times
10
2 (d
ayndash
1)
Glycerin
Stearic Acid (4)
Palmitic Acid (5)
Myristic Acid (6)
00
10
20
30
k times
10
2 (
da
yndash1)
Propylene glycol
Stearic Acid (7)
Palmitic Acid (8)
Myristic Acid (9)
00
10
20
30
30 40 50 60 70
pH
k times
10
2 (d
ayndash
1)
Ethylene glycol
Fig 19 The kobsndashpH profiles for the degradation of ascorbic acid in the dark in creams
(1ndash9)
CHAPTER VI
PHOTOCHEMICAL INTERACTION
OF ASCORBIC ACID WITH
RIBOFLAVIN NICOTINAMIDE
AND ALPHA-TOCOPHEROL IN
CREAM FORMULATIONS
110
61 INTRODUCTION
It is now medically recognized that sagging skin and other signs of degenerative
skin conditions such as wrinkles and age spots are caused primarily by oxy-radical
damage Ascorbic acid can accelerate wound healing protect fatty tissues from oxidative
damage and play an integral role collagen synthesis (Zhang et al 1999) It is used in
cosmetic preparations for its anti-aging depigmentation and antioxidant properties
(Spiclin 2003 Ehrlich et al 2006) It is also used in combination with other vitamins
such as alpha-tocopherol as a co-antioxidant to stabilize cosmetic preparations (Eberlein-
Koumlnig and Ring 2005 Bissett 2006 Murray 2008) Ascorbic acid in the presence of air
or light is known to interact with alpha-tocopherol (Packer et al 2002 Johnston et al
2007) riboflavin (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Kim et al 1993 Jung et al 1995 De La Rochette et al 2000 2003 Lavoie et al
2004 Vaid et al 2005 Ahmad and Vaid 2006 Silva and Quina 2006) and
nicotinamide (Bailey et al 1945 Werner et al 1949 Guttman and Brooke 1963
DeRitter 1982) The present work involves a study of the effect of alpha-tocopherol
riboflavin and nicotinamide on the photostability of ascorbic acid in cream formulations
to observe whether the interaction in these formulations leads to the stabilization of
ascorbic acid The chemical structures of nicotinamide (NA) alpha-tocopherol (TP)
riboflavin (RF) formylmethylflavin (FMF) and lumichrome (LC) are shown in Fig 20
The details of the cream formulations used in this study are given in Table 16
The results obtained on the photodegradation of ascorbic acid in cream formulations are
discussed in the following sections
111
Riboflavin
N
N
NH
N
CH2
CH
C OHH
CH OH
CH2OH
N
N
NH
N
CH2
CHO
Formylmethylflavin
N
N
NH
HN
Lumichrome
OH
N
NH2
O
Nicotinamide
O CH3
CH3
CH3
HO
H3C
CH3 CH3 CH3
CH3
Alpha-Tocopherol
O
O
H3C
H3C
H3C
H3C
O
O
H3C
H3C
O
O
Fig 20 Chemical structures of alpha-tocopherol nicotinamide riboflavin
formylmethylflavin and lumichrome
112
Table 16 Composition of cream formulations containing ascorbic acid (2) and other
vitamins
Ingredients Cream
No SA PA MA CA GL AH2 RFa NA
b TP
c PH DW
10 a + minus minus + + + a minus minus + +
b + minus minus + + + b minus minus + +
c + minus minus + + + c minus minus + +
d + minus minus + + + d minus minus + +
e + minus minus + + + e minus minus + +
11 a minus + minus + + + a minus minus + +
b minus + minus + + + b minus minus + +
c minus + minus + + + c minus minus + +
d minus + minus + + + d minus minus + +
e minus + minus + + + e minus minus + +
12 a minus minus + + + + a minus minus + +
b minus minus + + + + b minus minus + +
c minus minus + + + + c minus minus + +
d minus minus + + + + d minus minus + +
e minus minus + + + + e minus minus + +
13 a + minus minus + + + minus a minus + +
b + minus minus + + + minus b minus + +
c + minus minus + + + minus c minus + +
d + minus minus + + + minus d minus + +
e + minus minus + + + minus e minus + +
14 a minus + minus + + + minus a minus + +
b minus + minus + + + minus b minus + +
c minus + minus + + + minus c minus + +
d minus + minus + + + minus d minus + +
e minus + minus + + + minus e minus + +
113
Table 16 continued
15 a minus minus + + + + minus a minus + +
b minus minus + + + + minus b minus + +
c minus minus + + + + minus c minus + +
d minus minus + + + + minus d minus + +
e minus minus + + + + minus e minus + +
16 a + minus minus + + + minus minus a + +
b + minus minus + + + minus minus b + +
c + minus minus + + + minus minus c + +
d + minus minus + + + minus minus d + +
e + minus minus + + + minus minus e + +
17 a minus + minus + + + minus minus a + +
b minus + minus + + + minus minus b + +
c minus + minus + + + minus minus c + +
d minus + minus + + + minus minus d + +
e minus + minus + + + minus minus e + +
18 a minus minus + + + + minus minus a + +
b minus minus + + + + minus minus b + +
c minus minus + + + + minus minus c + +
d minus minus + + + + minus minus d + +
e minus minus + + + + minus minus e + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PH = potassium hydroxide DW = distilled water
RF = riboflavin NA = nicotinamide TP = alpha-tocopherol
a RF(g ) a = 0002 b = 0004 c = 0006 d = 0008 e = 0010
b NA (g ) a = 028 b = 056 c = 084 d = 112 e = 140
c TP (g ) a = 017 b = 034 c = 052 d = 069 e = 086
The molar concentrations of these vitamins are given in Section 421
114
62 ABSORPTION CHARACTERISTICS OF PHOTOLYSED CREAMS
A typical set of the absorption spectra of the methanolic extracts (pH 20) of the
freshly prepared and photolysed creams containing AH2 and TP is shown in Fig 21 AH2
in acidified methanol exhibits absorption maximum at 245 nm (Zeng et al 2005) as
observed in Fig 21 The absorption due to TP at 284 nm (Moffat et al 2004) was
cancelled by using an appropriate blank containing an equivalent concentration of TP
The gradual decrease in absorption at around 245 nm during UV irradiation indicates the
transformation of AH2 to DHA which does not absorb in this region (Davies et al 1991)
as a result of the loss of C3=C2 chromophore Similar spectral changes around 245 nm are
observed in the presence of RF and NA which also strongly absorb in this region A
decrease in the absorption of AH2 around 266 nm in aqueous solution (pH 60) in the
presence of RF has been reported (Vaid et al 2005) The spectral changes and loss of
absorbance in methanolic extracts of creams depends on the rate of photolysis of AH2 in
the presence of these vitamins
63 PHOTOPRODUCTS OF ASCORBIC ACID AND OTHER VITAMINS
The UV irradiation of AH2 in cream formulations (pH 60) in the presence of RF
NA and TP results in the degradation of AH2 and RF and the following photoproducts
have been identified on comparison of their RF values and spot color fluorescence with
those of the authentic compounds
AH2 DHA
RF FMF LC CMF
In the TLC systems used NA and TP did not show the formation of any
degradation product in creams
115
Fig 21 UV absorption spectra of methanolic extracts of photodegraded ascorbic acid in
cream at 0 60 120 180 300 and 480 min
116
The formation of DHA in the photooxidation of AH2 has previously been reported by
many workers (Homann and Gaffron 1964 Sattar et al 1977 Heelis et al 1981
Rozanowska et al 1997 Lavoie et al 2004 Vaid et al 2006) RF is sensitive to light in
aqueous solutions (DeRitter 1982 British Pharmacopoeia 2009 Sweetman 2009) and is
known to form a number of products under aerobic conditions (Treadwell et al 1968
Cairns and Metzler 1971 Schuman Jorns et al 1975 Ahmad and Rapson 1990 Ahmad
and Vaid 2006 Ahmad et al 2004ab 2005 2008 Vaid et al 2006) It has been found
to degrade on UV irradiation in cream formulations to give FMF LC and CMF and these
products have been reported in the photolysis of RF by the workers cited above The
formation of these products may be affected by the interaction of AH2 and RF in creams
(Section 66) NA and TP individually did not appear to form any photoproduct of their
own directly or on interaction with AH2 in creams and may influence the degradation of
AH2 on UV irradiation
64 ASSAY METHOD
In view of the presence of RF (absorption maxima 223 267 373 and 444 nm)
(British Pharmacopoeia 2009) NA (absorption maximum 261 nm) (Moffat et al 2004)
and TP (absorption maximum 284 nm) (Moffat et al 2004) in the cream formulations
and the interference of these vitamins with the absorption of AH2 (absorption maximum
265 nm) (Davies et al 1991) the direct spectrophotometric method cannot be applied for
the determination of AH2 Therefore the iodimetric method (British Pharmacopoeia
2009) was used to determine AH2 in cream formulations The method was validated in
the presence of RF NA and TP before its application to the determination of AH2 in
photodegraded creams The reproducibility of the method has been confirmed by the
117
assay of known concentrations of AH2 in the range present in photodegraded creams The
recovery of AH2 in the creams has been found to be in the range 90ndash96 The values of
RSD indicate that the precision of the method is within plusmn5 (Table 17) and it can be
applied to study the kinetics of AH2 photolysis in cream formulations The assay data on
AH2 in various cream formulations are given in Table 18
65 KINETICS OF PHOTODEGRADATION OF ASCORBIC ACID
Several chemical and physical factors play a role in the photodegradation of AH2
in the presence of other vitamins (RF NA TP) and affect the rate of its degradation in
cream formulations The present work involves the study of photodegradation of AH2 in
cream formulations containing glycerin as humectant as AH2 has been found to be most
stable in these creams (Chapter 5) The apparent first-order rate constants (kobs) for the
photodegradation of AH2 in the presence of other vitamins in cream formulations
derived from the kinetic plots (Fig 22ndash24) are reported in Table 19 The second-order
rate constants (correlation coefficients 0991ndash0996) determined from the slopes of the
graphs of kobs versus vitamin concentration for the individual vitamins (Fig 25) and the
values of k0 determined from the intercept on the vertical axis at zero concentration are
reported in Table 20 The values of k0 give an indication of the effect of other vitamins on
the rate of degradation of AH2 These values are about 13 times lower than the values of
kobs obtained at the highest concentrations of RF and NA indicating that RF and NA both
accelerate the photodegradation of AH2 in creams RF is known to act as a
photosensitizer for the degradation of AH2 (Section 66) and therefore its presence in
creams would accelerate the degradation of AH2 The increase in the rate of
photodegradation of AH2 in the presence of NA has not previously been reported NA
118
Table 17 Recovery of ascorbic acid in cream formulations in the presence of other
vitamins by iodimetric methoda
Cream
Formulationb
Added
(mg )
Found
(mg )
Recovery
()
RSD
()
10e (RF) 400
200
373
187
933
935
29
22
11e (RF) 400
200
379
187
948
935
25
31
12e (RF) 400
200
375
188
938
940
29
28
13e (NA) 400
200
382
191
955
955
23
27
14e (NA) 400
200
380
185
950
925
19
26
15e (NA) 400
200
379
191
948
955
21
17
16e (TP) 400
200
368
183
920
915
29
44
17e (TP) 400
200
391
195
978
975
11
13
18e (TP) 400
200
377
182
943
910
32
37
a Values expressed as a mean of three to five determinations
b The cream formulations represent all the emulsifiers (stearic acid palmitic acid
myristic acid) to observe the efficiency of iodimetric method for the recovery of
ascorbic acid in presence of the highest concentration of vitamins (Table 16)
119
Table 18 Photodegradation of ascorbic acid in cream formulations in the presence of
other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b C d e
0 373 372 374 372 375
60 362 354 354 360 359
150 342 336 336 332 334
240 315 314 308 310 302
10 (RF)
330 301 291 288 281 282
0 380 379 376 374 374
60 370 366 362 362 361
150 343 337 340 332 328
240 329 323 320 313 310
11 (RF)
330 307 301 294 288 282
0 379 380 375 372 376
60 362 366 361 351 342
150 341 335 319 307 312
240 310 306 295 284 282
12 (RF)
330 285 278 263 254 243
120
Table 18 continued
0 372 370 371 368 365
60 361 358 348 350 349
120 342 343 329 326 330
180 327 325 319 312 308
240 317 309 299 289 285
13 (NA)
300 299 291 283 278 273
0 386 380 375 378 370
60 371 362 365 362 355
120 359 351 343 339 336
200 341 332 325 316 311
14 (NA)
300 313 303 296 294 280
0 375 371 374 370 366
60 362 356 352 352 345
120 343 332 336 326 314
200 323 315 311 295 293
15 (NA)
300 293 283 275 270 259
121
Table 18 continued
0 380 378 380 377 377
60 362 365 369 369 371
120 351 352 360 360 364
180 340 346 349 353 355
240 331 334 343 343 346
16 (TP)
300 320 323 330 332 337
0 383 380 378 380 377
60 372 371 372 373 370
120 363 360 361 366 365
180 348 348 350 356 355
240 341 343 343 348 348
17 (TP)
300 330 332 336 339 341
0 380 383 377 375 373
60 364 370 366 367 366
120 352 356 351 352 351
180 334 338 339 343 342
240 324 328 324 332 330
18 (TP)
300 307 315 317 318 322
122
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
10
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
11
ab
c
de
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
12
Fig 22 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing riboflavin (a) 0002 (b) 0004 (c) 0006 (d) 0008
(e) 0010
Stearic acid
Palmitic acid
Myristic acid
123
abcde
13
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
13
abcde
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
14
abcde
13
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
15
Fig 23 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing nicotinamide (a) 028 (b) 056 (c) 084 (d) 112 (e) 140
Stearic acid
Palmitic acid
Myristic acid
124
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
16
abcde
14
15
16
0 60 120 180 240 300
log
co
nce
ntr
ati
on
(m
g)
17
abcde
14
15
16
0 60 120 180 240 300Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
18
Fig 24 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing alpha-tocopherol (a) 017 (b) 034 (c) 052 (d) 069
(e) 086
Stearic acid
Myristic acid
Palmitic acid
125
Table 19 First-order rate constants (kobs) for the photodegradation of ascorbic acid in the
presence of other vitamins in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulationd
Other
vitaminc
a b C d e
10 RF 068
(0991)
073
(0996)
079
(0995)
085
(0992)
089
(0995)
11 RF 065
(0992)
070
(0992)
073
(0994)
080
(0995)
086
(0993)
12 RF 087
(0993)
096
(0995)
109
(0993)
116
(0994)
127
(0992)
13 NA 073
(0993)
081
(0992)
088
(0994)
096
(0994)
101
(0993)
14 NA 069
(0992)
074
(0992)
080
(0991)
086
(0995)
094
(0995)
15 NA 083
(0994)
090
(0993)
101
(0993)
109
(0994)
115
(0995)
16 TP 055
(0991)
051
(0994)
046
(0994)
042
(0993)
038
(0991)
17 TP 050
(0995)
045
(0993)
041
(0992)
038
(0995)
034
(0994)
18 TP 070
(0996)
066
(0996)
060
(0994)
055
(0993)
051
(0993)
a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Vitamin concentrations (andashe) are as given in Table 16
d All the creams contain glycerin as humectant
The estimated error is plusmn5
126
00
05
10
15
00 10 20 30
Riboflavin concentration (M times 104)
kob
s times
10
3 (
min
ndash1)
10-12
00
05
10
15
00 20 40 60 80 100 120
Nicotinamide concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
13-15
00
02
04
06
08
00 04 08 12 16 20
Alpha-Tocopherol concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
16-18
Fig 25 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against individual vitamin concentration in cream formulations (10ndash18)
127
Table 20 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of other vitamins and second-order rate constants (k) for the
photochemical interaction of ascorbic acid with RF NA and TP
Cream
formulation
Other
vitamin
k0 times 103
(minndash1
)
k
(Mndash1
minndash1
)
Correlation
coefficient
10 RF 062 102 0994
11 RF 059 097 0992
12 RF 077 189 0995
13 NA 066 032 times 10ndash2
0995
14 NA 062 027 times 10ndash2
0993
15 NA 074 037 times 10ndash2
0994
16 TP 059 110 times 10ndash2b
0996
17 TP 053 096 times 10ndash2b
0992
18 TP 075 123 times 10ndash2b
0994
a
The variations in the values of k0 are due to the degradation of AH2 in the presence of
different emulsifying agents in cream formulations
b Values for the inhibition of photodegradation of AH2
128
forms a complex with AH2 (Section 67) and may also act as a photosensitizer for AH2 by
energy transfer in the excited state on UV irradiation The absorption maximum of NA
(261 nm) (Moffat et al 2004) is very close to that of AH2 (265 nm) (Davies et al 1991)
and the possibility of energy transfer in the excited state (Moore 2004) is greater leading
to the photodegradation of AH2
The value of k0 is about 13 times greater than the values of kobs obtained for the
degradation of AH2 in the presence of the highest concentrations of TP in the creams
This indicates that TP has a stabilising effect on the photodegradation of AH2 in the
cream formulations This is in agreement with the view that the TP acts as a redox partner
with AH2 to retard its oxidation (Wille 2005) Thus among the three vitamins studied
only TP appears to have a stabilising effect on photodegradation of AH2 The
photochemical interaction of individual vitamins with AH2 is discussed below
66 INTERACTION OF RIBOFLAVIN WITH ASCORBIC ACID
The interaction of RF with the ascorbate ion (AHndash) may be represented by the
following reactions proposed by Silva and Quina (2006)
RF rarr 1RF (61)
1RF rarr
3RF (62)
3RF + AH
ndash rarr RF
ndashmiddot + AHmiddot (63)
AHmiddot + O2 rarr A + HO2middot (64)
HO2middot + AHndash rarr H2O2 + AHmiddot (65)
RF on the absorption of a quantum of light is promoted to the excited singlet state (1RF)
(61) 1RF may undergo intersystem crossing (isc) to form the excited triplet state (
3RF)
(62) The excited triplet state may react with the ascorbate ion to generate the ascorbyl
hv
isc
129
radical (AH) (63) (Kim et al 1993) The ascorbyl radical reacts with oxygen to give
dehydroascorbic acid (A) and peroxyl radical (HO2) (64) This radical may interact with
ascorbate ion to generate further ascorbyl radicals (65) These radicals may again take
part in the sequence of reactions to form A The role of RF in this reaction is to act as a
photosensitiser in the oxidation of ascorbic acid to A Ascorbic acid is reported to protect
riboflavin in milk under the influence of light by reacting with singlet oxygen (Hall et al
2009) (Section 511)
67 INTERACTION OF NICOTINAMIDE WITH ASCORBIC ACID
NA is known to form a 11 complex with ascorbic acid (Guttman and Brooke
1963 OrsquoNeil 2001 Doores 2002) The complexation of NA and AH2 may result from
the donor-acceptor interaction between AH2 (donor) and NA (acceptor) as observed in
the case of tryptophan and NA (Florence and Attwood 2006) In the presence of light the
interaction may cause reduction of NA (NAH) to form the ascorbyl radical (AH) ((66)-
(68)) which is oxidized to dehydroascorbic acid (A) (69) The NAH may be oxidized to
NA and H2O2 (610)
NA rarr 1NA (66)
1NA rarr
3NA (67)
3NA + AH2 rarr NAH + AHmiddot (68)
2 AH٠ rarr A + AH2 (69)
NAH + O2 rarr NA + H2O2 (610)
The proposed reactions suggest that on photochemical interaction AH2 undergoes
photosensitised oxidation in the presence of NA indicating that the photostability of
ascorbic acid is affected by NA
isc
130
68 INTERACTION OF ΑLPHA-TOCOPHEROL WITH ASCORBIC ACID
TP is an unstable compound and its oxidation by air results in the formation of an
epoxide which than produces a quinone that is inactive (Connors et al 1986) TP is
destroyed by sun light and artificial light containing the wavelengths in the UV region
(Ball 2006) It interacts with other antioxidants such as ascorbic acid (AH2) according to
the following reactions
TPndashO + AH2 rarr TP + AHmiddot (611)
2 AHmiddot rarr A + AH2 (612)
TP + AHmiddot rarr TPndashO + AH2 (613)
The tocopheroxyl radical (TPndashO) reacts with AH2 to regenerate TP and form the
ascorbyl radical (AHmiddot) (611) This radical undergoes further reactions as described in
equations (64) and (65) (Traber 2007) It may also disproportionate back to A and AH2
(612) TP reacts with AHmiddot to produce again the TPndashO radical and AH2 Thus in the
presence of light TP leads to the oxidation of AH2 which is ultimately regenerated in the
reaction (Davies et al 1991) Ascorbic acid has the ability to act as a co-antioxidant with
the TPndashO to regenerate TP (Packer et al 1979 2002) In this manner AH2 and TP act
synergistically to function in a redox cycle and AH2 is stabilized in the cream
formulations and microemulsions (Rozman and Gasperlin 2007 Rozman et al 2009)
69 EFFECT OF CARBON CHAIN LENGTH OF EMULSIFYING AGENT
The graphs of kobs for the photodegradation of AH2 in the presence of RF NA and
TP versus the carbon chain length of emulsifying agents are shown in Fig 26 It appears
that the photodegradation of AH2 in the presence of all the three vitamins in the creams
lies in the order
131
Fig 26 Plots of k for photodegradation of ascorbic acid in creams (10ndash18) against
carbon chain length of emulsifier () Stearic acid () palmitic acid
() myristic acid
00
05
10
15
20
25
k
(Mndash
1 m
inndash
1)
00
05
10
15
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 m
inndash
1)
132
myristic acid gt stearic acid gt palmitic acid
The same order of emulsifying agents has been observed in the absence of the
added vitamins (Section 57) The polar character of these acids (Yao et al 2009) on the
basis of their carbon chain length may play a part in the photostability of AH2 The
greater stability of AH2 in creams in the presence of palmitic acid (Fig 26) may be due to
the interaction of AH2 with palmitic acid as discussed in Section 57 Ascorbic acid-6-
palmitate is known to be an antioxidant in cosmetic preparations (Lee et al 2009) and
food products (Doores 2002)
610 EFFECT OF VISCOSITY OF CREAMS
The plots of kobs for the degradation of AH2 in the presence of the highest
concentration of vitamins versus reciprocal of the viscosity of creams (Table 21) are
linear (Fig 27) and indicate that the increase in cream viscosity leads to a decrease in the
rate of degradation of AH2 The slopes of the plots indicate the effect of viscosity on the
interaction of AH2 with other vitamins in the order
riboflavin gt nicotinamide gt alpha-tocopherol
The relatively slow rate of degradation of AH2 in creams containing palmitic acid may be
due to the interaction of AH2 with the vitamins as well as palmitic acid (Lee et al 2009)
Thus viscosity is an important factor in the stability of AH2 in cream formulations and
may affect its rate of interaction with other vitamins It has been suggested that an
increase in the viscosity of the medium makes access to air at the surface more difficult to
prevent the oxidation of a drug (Wallwork and Grant 1977) This is in agreement with
the photolysis of AH2 in aqueous and organic solvents cream formulations (Chapter 5)
and aerobic oxidation of Ah2 in syrups (Blaug and Hajratwala 1972)
133
Table 21 Average viscosity of cream formulations containing different emulsifying
agents and glycerin as humectant (25 plusmn 1 ordmC) and the photodegradation rate
constants of AH2
Cream No Emulsifying
agent
Viscosityab
(mPa s)
kobs times 103c
10 (RF)
13 (NA)
16 (TP)
Stearic acid 9000 089
101
038
11 (RF)
14 (NA)
17 (TP)
Palmitic acid 8600 086
094
034
12 (RF)
15 (NA)
18 (TP)
Myristic acid 7200 127
115
051
a plusmn10
b Average viscosity of creams containing the individual vitamins (RF NA TP)
c The values have been obtained in the presence of highest concentration of the
vitamins
134
00
05
10
15
20
25
30
100 110 120 130 140
Viscosity (mPa s)ndash1
times 103
kob
s (m
inndash1)
Fig 27 Plots of kobs in the presence of highest concentration of vitamins versus
reciprocal of the viscosity of creams () riboflavin
( ) nicotinamide (- - -- - -) alpha-tocopherol
135
611 DEGRADATION OF ASCORBIC ACID IN THE PRESENCE OF OTHER
VITAMINS IN THE DARK
In order to observe the effect of riboflavin nicotinamide and alpha-tocopherol on
the degradation of AH2 in the creams stored in the dark the AH2 contents of the creams
were assayed at appropriate intervals (Table 22) The apparent first-order rate constants
determined from the kinetic plots (Fig 28) for the degradation of AH2 in the presence of
the highest concentrations of the individual vitamins in cream formulations (10ndash18) are
reported in Table 23 These rate constants indicate that the overall degradation of AH2 in
the presence of the highest concentration of the individual vitamins (RF NA and TP) is
about 70 times slower than that obtained on the exposure of creams to UV irradiation
This decrease in the rate of degradation of AH2 in the creams is the same as observed in
the case of AH2 alone In the absence of light the degradation of AH2 occurs due to
chemical oxidation (Section 132) and does not appear to be affected by the presence of
riboflavin and nicotinamide as indicated by the comparisons of the values of kobs in the
presence and absence of these vitamins (Table 15 and 23) In the presence of alpha-
tocopherol the degradation is slower than that in the presence of riboflavin and
nicotinamide This may be due to some interaction of AH2 and alpha-tocopherol causing
stabilisation of AH2 in the creams
As observed in the case of AH2 degradation alone in creams in the dark the AH2
degradation in the presence of the highest concentrations of other vitamins also occurs in
the same order of emulsifying agents (Fig 29)
myristic acid gt stearic acid gt palmitic acid
136
Table 22 Degradation of ascorbic acid in cream formulations in the dark in presence of
highest concentration of other vitamins
Concentration of ascorbic acid (mg 2g) Cream
No Time (days) 0 10 20 40 60 80
10e (RF) 375 285 233 171 110 69
11e (RF) 374 341 281 221 148 113
12e (RF) 372 259 203 130 89 59
13e (NA) 365 330 255 187 126 81
14e (NA) 370 321 289 219 159 109
15e (NA) 366 289 249 159 110 63
16e (TP) 377 359 321 261 211 159
17e (TP) 377 366 333 275 228 191
18e (TP) 373 361 304 252 200 167
137
02
07
12
17lo
g c
on
cen
tra
tio
n (
mg
)
10-12Riboflavin
02
07
12
17
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
13-15Nicotinamide
10
12
14
16
18
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
16-18Alpha-Tocopherol
Fig 28 First-order plots for the degradation of ascorbic acid in the dark in presence of
other vitamins using the emulsifying agents (minusminusminusminus) Stearic acid
(minus minusminus minus) palmitic acid (----) myristic acid
138
Table 23 First-order rate constants (kobs) for the degradation of ascorbic acid in presence
of other vitamins in cream formulations in the dark
Cream
formulation
Other
vitaminc
kobs times 102
(dayndash1
)ab
10e RF 204
(0995)
11e RF 156
(0992)
12e RF 222
(0992)
13e NA 189
(0995)
14e NA 151
(0993)
15e NA 214
(0995)
16e TP 100
(0994)
17e TP 088
(0995)
18e TP 105
(0993)
a The values in parenthesis are correlation coefficients and range from 0991ndash0996 due to
some variations in AH2 distribution in the creams
b The values of rate constants are relative and depend on specific experimental
conditions
c Vitamin concentrations (andashe) are as given in Table 16
The estimated error is plusmn5
139
Riboflavin
Nicotinamide
Alpha-Tocopherol
00
10
20
30
12 14 16 18Carbon chain length
ko
bs times
10
2 (
da
yndash1)
Fig 29 Plots of kobs for degradation of ascorbic acid in the dark in creams (10ndash18)
against carbon chain length of the emulsifier () Stearic acid () palmitic acid
() myristic acid
140
This indicates that the rate of degradation of AH2 is slowest in the creams containing
palmitic acid as the emulsifying agent The reason for AH2 degradation in the dark in this
order has already been explained in section 512
CHAPTER VII
STABILIZATION OF
ASCORBIC ACID WITH
CITRIC ACID TARTARIC
ACID AND BORIC ACID IN
CREAM FORMULATIONS
142
71 INTRODUCTION
Ascorbic acid is an ingredient of cosmetic preparations (Section 51) and is
sensitive to light (Rowe et al 2009 Sweetman 2009 British Pharmacopoeia 2009)
degrading to dehydroascorbic acid on UV irradiation by photooxidation (Kitagawa
1968) The photosensitivity of ascorbic acid makes it unstable in pharmaceutical and
cosmetic preparations (DeRitter 1982) The present work is an attempt to study the
photodegradation of ascorbic acid in cream formulations in the presence of certain
compounds (eg citric acid tartaric acid and boric acid) to investigate their role in the
stabilization of the vitamin on exposure to light and in the dark Citric acid and tartaric
acid are used as an antioxidant synergist (Rowe et al 2009) and boric acid is a
complexing agent for hydroxy compounds (Ahmad et al 2009cd)
72 CREAM FORMULATIONS
The details of the various cream formulations used in this study are given in Table
24 and the results obtained on the photodegradation of ascorbic acid in the presence of
stabilizing agents in these formulations are discussed in the following sections
143
Table 24 Composition of cream formulations containing ascorbic acid (2) and
stabilizers
Ingredients Cream
No SA PA MA CA GL PG EG AH2 CTa TA
b BA
c PH DW
19 a + minus minus + + minus minus + a minus minus + +
b + minus minus + + minus minus + b minus minus + +
c + minus minus + + minus minus + c minus minus + +
20 a minus + minus + + minus minus + a minus minus + +
b minus + minus + + minus minus + b minus minus + +
c minus + minus + + minus minus + c minus minus + +
21 a minus minus + + + minus minus + a minus minus + +
b minus minus + + + minus minus + b minus minus + +
c minus minus + + + minus minus + c minus minus + +
22 a + minus minus + + minus minus + minus a minus + +
b + minus minus + + minus minus + minus b minus + +
c + minus minus + + minus minus + minus c minus + +
23 a minus + minus + + minus minus + minus a minus + +
b minus + minus + + minus minus + minus b minus + +
c minus + minus + + minus minus + minus c minus + +
24 a minus minus + + + minus minus + minus a minus + +
b minus minus + + + minus minus + minus b minus + +
c minus minus + + + minus minus + minus c minus + +
25 a + minus minus + + minus minus + minus minus a + +
b + minus minus + + minus minus + minus minus b + +
c + minus minus + + minus minus + minus minus c + +
26 a minus + minus + + minus minus + minus minus a + +
b minus + minus + + minus minus + minus minus b + +
c minus + minus + + minus minus + minus minus c + +
27 a minus minus + + + minus minus + minus minus a + +
b minus minus + + + minus minus + minus minus b + +
c minus minus + + + minus minus + minus minus c + +
144
Table 24 continued
28 a + minus minus + minus + minus + minus minus a + +
b + minus minus + minus + minus + minus minus b + +
c + minus minus + minus + minus + minus minus c + +
29 a minus + minus + minus + minus + minus minus a + +
b minus + minus + minus + minus + minus minus b + +
c minus + minus + minus + minus + minus minus c + +
30 a minus minus + + minus + minus + minus minus a + +
b minus minus + + minus + minus + minus minus b + +
c minus minus + + minus + minus + minus minus c + +
31 a + minus minus + minus minus + + minus minus a + +
b + minus minus + minus minus + + minus minus b + +
c + minus minus + minus minus + + minus minus c + +
32 a minus + minus + minus minus + + minus minus a + +
b minus + minus + minus minus + + minus minus b + +
c minus + minus + minus minus + + minus minus c + +
33 a minus minus + + minus minus + + minus minus a + +
b minus minus + + minus minus + + minus minus b + +
c minus minus + + minus minus + + minus minus c + +
SA = stearic acid PA = palmitic acid MA = myristic acid CA = cetyl alcohol
AH2 = ascorbic acid GL = glycerin PG = propylene glycol EG = ethylene glycol
PH = potassium hydroxide DW = distilled water CT = citric acid TA = tartaric acid
BA = boric acid
a CT (g ) a = 01 b = 02 c = 04
b TA (g ) a = 01 b = 02 c = 04
c BA (g ) a = 01 b = 02 c = 04
145
73 PRODUCTS OF ASCORBIC ACID PHOTODEGRADATION
The photodegradation of AH2 in cream formulations leads to the formation of
DHA as detected by TLC and reported earlier in the photolysis of AH2 in aqueous
solutions (Vaid et al 2006) and cream formulations (Sections 52 and 63) AH2 and
DHA in the methanolic extracts of the degraded creams were identified by comparison of
their Rf and color of the spots with those of the reference standards DHA is also
biologically active (Gardner 1972 Doores 2002) but its further degradation to 23-
diketo-gulonic acid (DGA) results in the loss of vitamin activity (Section 132)
However this product has not been detected in the present cream formulations
Therefore the creams may still possess their biological efficacy
74 SPECTRAL CHANGES IN PHOTODEGRADED CREAMS
In order to observe the spectral changes in photodegraded creams in the presence
of stabilizing agents the absorption spectra of the methanolic extracts of a degraded
cream were determined The spectra show a gradual loss of absorbance around 245 nm
due to the oxidation of AH2 to DHA on UV irradiation and similar to that shown for the
photodegradation of AH2 alone in Fig 5 DHA has negligible absorbance around 245 nm
(Davies et al 1991) and therefore it does not interfere with the absorbance of AH2 in
methanolic solutions The spectral changes and loss of absorbance around 245 nm in
methanolic solution depend on the extent of photooxidation of AH2 in a particular cream
75 ASSAY OF ASCORBIC ACID IN CREAMS
The UV spectrophotometric method (Zeng et al 2005) has previously been
applied to the determination of AH2 in cream formulations (Section 54) The absorbance
of the methanolic extracts of creams containing AH2 during photodegradation was used
146
to determine the concentration of AH2 The method was validated in the presence of citric
acid (CT) tartaric acid (TA) and boric acid (BA) before its application to the evaluation
of the kinetics of AH2 degradation in cream formulations The recovery of AH2 in creams
has been found to be in the range of 90ndash96 and is similar to that reported in Table 7
The reproducibility of the method lies within plusmn5 The assay data on the degradation of
AH2 in various creams in the presence of the stabilizing agents are reported in Table 25
76 KINETICS OF PHOTODEGRADATION
The effect of CT TA and BA as stabilizing agents on the photodegradation of
AH2 was studied by adding 01ndash04 of each compound to the cream formulations (19ndash
33) at pH 60 This concentration range is normally used for the stabilization of drugs in
pharmaceutical preparations (Im-Emsap et al 2002) The apparent first-order rate
constants (kobs) determined from the plots of log concentration versus time (Fig 30ndash34)
are reported in Table 26 The second-order rate constants (k) determined from the plots
of kobs versus concentration of the individual compounds (Fig 35ndash36) are given in Table
27 The values of k indicate the rate of inhibition of photodegradation of AH2 by each
compound
77 EFFECT OF STABILIZING AGENTS
In order to compare the effectiveness of CT TA and BA as stabilizing agents for
AH2 plots of k versus carbon chain length of the emulsifying agents were constructed
(Fig 37) The k values for the interaction of these compounds with AH2 are in the order
citric acid gt tartaric acid gt boric acid
The curves indicate that the highest interaction of these compounds with AH2 is in the
order
147
Table 25 Photodegradation of ascorbic acid in cream formulations in the presence of
stabilizers
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(min) a b c
0 374 378 379
60 362 362 372
120 349 355 367
210 333 335 349
19 (CT)
300 319 322 336
400 296 309 324
0 381 378 380
60 368 370 369
120 355 363 364
210 344 345 355
20 (CT)
300 328 335 341
400 312 319 331
21 (CT) 0 368 370 374
60 355 356 360
120 340 344 343
210 321 322 333
300 296 299 315
400 272 285 299
148
Table 25 continued
0 375 374 378
60 363 363 368
120 352 354 362
210 329 335 345
22 (TA)
300 307 314 333
400 292 299 313
0 370 377 374
60 364 365 368
120 352 357 357
210 332 344 349
23 (TA)
300 317 330 335
400 301 310 322
24 (TA) 0 376 379 377
60 367 369 368
120 351 348 352
210 325 330 344
300 306 317 326
400 284 294 310
149
Table 25 continued
0 370 375 380
60 356 362 359
120 331 339 344
210 311 318 330
25 (BA)
300 279 288 305
400 260 269 283
0 377 375 370
60 364 363 361
120 351 353 351
210 331 332 337
26 (BA)
300 323 324 325
400 301 307 313
27 (BA) 0 380 377 375
60 369 368 366
120 333 338 341
210 305 313 318
300 292 294 304
400 262 266 281
150
Table 25 continued
0 373 376 378
60 348 349 360
120 329 336 339
210 315 312 323
28 (BA)
300 282 283 299
400 249 264 280
0 370 373 380
60 358 355 367
120 343 346 356
210 325 329 347
29 (BA)
300 307 312 325
400 287 295 315
30 (BA) 0 369 375 372
60 353 358 362
120 321 330 335
210 283 294 303
300 265 281 293
400 242 254 270
151
Table 25 continued
0 374 376 379
60 348 366 352
120 324 340 337
210 303 319 322
31 (BA)
300 275 289 293
400 243 260 275
0 370 374 375
60 355 354 366
120 339 344 345
210 313 319 330
32 (BA)
300 288 297 308
400 261 271 290
33 (BA) 0 377 380 377
60 357 361 367
120 324 335 339
210 288 294 307
300 270 280 293
400 233 248 265
Creams 19ndash27 contain glycerin 28ndash30 contain propylene glycol and 31ndash33 contain
ethylene glycol as humectants
152
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
19
ab
c
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
21
Fig 30 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
153
a
b
c
14
15
16lo
g c
on
cen
tra
tio
n (
mg
)
22
a
b
c
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
23
a
b
c
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 31 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
154
ab
c
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
25
abc
13
14
15
16
0 60 120 180 240 300 360 420
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 32 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Palmitic acid
Stearic acid
Myristic acid
155
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 33 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing propylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
156
a
b
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
13
14
15
16
0 60 120 180 240 300 360 420Time (minutes)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 34 First-order plots for the photodegradation of ascorbic acid in cream formulations
containing ethylene glycol and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
157
Table 26 Apparent first-order rate constants (kobs) for the photodegradation of ascorbic
acid in presence of different stabilizers in cream formulations
kobs times 103 (min
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 057
(0995)
050
(0992)
041
(0991)
20 CT 049
(0996)
043
(0995)
034
(0993)
21 CT 076
(0995)
067
(0995)
055
(0992)
22 TA 065
(0995)
058
(0995)
046
(0991)
23 TA 054
(0994)
047
(0993)
038
(0994)
24 TA 072
(0996)
063
(0992)
049
(0991)
25 BA 091
(0994)
086
(0995)
071
(0993)
26 BA 055
(0994)
050
(0993)
042
(0993)
27 BA 095
(0995)
089
(0992)
074
(0996)
28 BA 097
(0995)
088
(0992)
075
(0993)
29 BA 064
(0994)
057
(0991)
047
(0993)
30 BA 110
(0994)
100
(0996)
084
(0992)
31 BA 105
(0995)
094
(0994)
078
(0992)
32 BA 088
(0994)
079
(0993)
066
(0993)
33 BA 120
(0995)
108
(0993)
091
(0993) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental conditions
including the light intensity
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
158
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
ko
bs times
10
3 (
min
ndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against citric acid (19ndash21) and tartaric acid concentrations (22ndash24) in cream
formulations
159
00
04
08
12k
ob
s times
10
3 (
min
ndash1)
25-27
00
04
08
12
00 20 40 60
ko
bs times
10
3 (
min
ndash1)
28-30
00
04
08
12
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 36 Plots of first-order rate constants (kobs) for the photodegradation of ascorbic acid
against boric acid concentrations in cream formulations (25ndash33)
Propylene glycol
Glycerin
Ethylene glycol
160
Table 27 First-order rate constants (k0)a for the photodegradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the interaction of
ascorbic acid with CT TA and BA
Cream
formulation Stabilizers
k0 times 103
(minndash1
)
k times 102
(Mndash1
minndash1
)
Correlation
coefficient
19 CT 062 111 0991
20 CT 053 103 0994
21 CT 082 145 0995
22 TA 071 092 0995
23 TA 059 080 0993
24 TA 080 118 0996
25 BA 098 041 0994
26 BA 059 026 0994
27 BA 102 044 0995
28 BA 104 046 0992
29 BA 069 033 0995
30 BA 118 054 0994
31 BA 113 053 0995
32 BA 095 045 0995
33 BA 129 060 0993
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
161
00
04
08
12
16
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash1
min
ndash1)
18-33
a
b
e
cd
Fig 37 Plots of k for photodegradation of ascorbic acid in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
162
myristic acid gt stearic acid gt palmitic acid
In the case of myristic acid and stearic acid it may be explained on the basis of the
decreasing polarity (Yao et al 2009) It is interesting to observe the lowest rates of
interaction of these compounds in the creams containing palmitic acid This could be due
to the interaction of AH2 with palmitic acid to form a palmitate derivative in addition to
its interaction with the individual stabilizing agents CT and TA are known to act as
antioxidant synergists (Rowe et al 2009 Sweetman 2009) and in this capacity may
inhibit the photooxidation of AH2 as indicated by the values of the degradation rate
constants in the presence of these compounds The addition of CT to nutritional
supplements is known to inhibit the oxidation of AH2 (Doores 2002) Boric acid forms a
complex with AH2 (Rivlin 2007) and there by may inhibit its degradation Boric acid
may also interact with glycerin added to the creams as a humectant and form a complex
(Rowe et al 2009) This may influence its interaction and stabilizing effect on AH2 in
creams as indicated by the lower k values compared to those in the presence of CT and
TA It has further been observed that the k values for BA are greater in propylene glycol
and ethylene glycol compared to those in glycerin (Table 27) Again this may be due to
greater interaction of BA with glycerin compared to other humectants in the creams
78 DEGRADATION OF ASCORBIC ACID IN PRESENCE OF STABILIZING
AGENTS IN THE DARK
An important factor in the formulation of cosmetic preparations is to ensure the
chemical and photostability of the active ingredient by the use of appropriate stabilizing
agents The choice of these agents would largely depend on the nature and
physicochemical characteristics of the active ingredient AH2 possesses a redox system
163
and can be easily oxidized by air or light In order to observe the effect of CT TA and
BA on the stability of AH2 the cream formulations containing the individual compounds
were stored in the dark for a period of about three months and the rate of degradation of
AH2 was determined The assay data are reported in Table 28 and the kinetic plots are
shown in Fig 38ndash42 The values of apparent first-order rate constants for the degradation
of AH2 in the presence of the stabilizing agents are reported in Table 29 The second
order-rate constants for the interaction of CT TA and BA with AH2 are reported in Table
30 (Fig 43ndash44) The plots of k against the carbon chain length of the emulsifiers are
shown in Fig 45 The kinetic data indicate the same pattern of rates of degradation and
interaction of AH2 with these compounds as observed in the presence of light except that
the rates are much slower in the dark Thus the stabilizing agents are equally effective in
inhibiting the rate of degradation of AH2 in the dark The effect of emulsifying agents and
the humectants on the rate of degradation of AH2 in the presence of the stabilizers has
been discussed in the above Section 77
79 EFFECT OF ADDITIVES ON TRANSMISSION OF ASCORBIC ACID
In order to observe the effect of additives (citric tartaric and boric acids) on the
transmission characteristics of ascorbic acid (0002 mg100 ml) in methanol containing
the highest concentration of the additives (004) used in this study the transmission
spectra were measured It has been found that these additives produce a hypsochromic
shift in the absorption maximum of ascorbic acid This may result in the reduction of the
fraction of light absorbed by ascorbic acid to the extent of about 10 and thus influence
the rate of photodegradation reactions However since all the additives produce similar
effects the rate constants can be considered on a comparative basis
164
Table 28 Degradation of ascorbic acid in cream formulations in the presence of
stabilizers in the dark
Concentration of ascorbic acid (mg 2g) Cream
No
Time
(days) a b c
0 374 378 379
10 355 346 362
20 326 328 342
40 293 297 322
19 (CT)
60 264 269 295
80 241 245 262
0 381 378 380
10 361 364 372
20 339 350 348
40 309 312 330
20 (CT)
60 279 286 301
80 260 266 282
21 (CT) 0 368 370 374
10 342 346 364
20 310 321 348
40 278 282 313
60 249 251 278
80 217 228 249
165
Table 28 continued
0 375 374 378
10 339 344 351
20 317 326 336
40 282 288 306
22 (TA)
60 251 258 280
80 222 235 252
0 370 377 374
10 340 354 355
20 332 336 343
40 297 303 310
23 (TA)
60 266 282 294
80 238 248 267
24 (TA) 0 376 379 377
10 341 339 350
20 306 319 323
40 263 284 279
60 223 241 249
80 196 202 223
166
Table 28 continued
0 370 375 380
10 331 341 334
20 287 289 301
40 225 247 245
25 (BA)
60 189 185 214
80 141 154 170
0 377 375 370
10 355 357 349
20 326 314 324
40 264 267 286
26 (BA)
60 232 238 254
80 189 199 211
27 (BA) 0 380 377 375
10 346 339 337
20 309 288 301
40 233 241 260
60 192 196 211
80 140 147 163
167
Table 28 continued
0 373 376 378
10 314 322 333
20 267 281 305
40 217 233 253
28 (BA)
60 167 177 204
80 122 135 151
0 370 373 380
10 336 329 343
20 283 277 306
40 233 243 267
29 (BA)
60 189 190 217
80 144 154 173
30 (BA) 0 369 375 372
10 308 319 329
20 255 275 310
40 210 226 244
60 158 163 191
80 113 131 147
168
Table 28 continued
0 374 376 379
10 303 311 329
20 266 260 289
40 211 219 239
31 (BA)
60 155 158 178
80 112 121 149
0 370 374 375
10 314 323 339
20 276 280 305
40 222 233 258
32 (BA)
60 172 187 193
80 126 136 162
33 (BA) 0 377 380 377
10 308 306 320
20 254 265 280
40 205 214 237
60 144 155 175
80 107 118 138
169
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
19
abc
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
20
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
21
Fig 38 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing citric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
170
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
22
ab
c
12
13
14
15
16
log
co
nce
ntr
ati
on
(m
g)
23
ab
c
12
13
14
15
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
24
Fig 39 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing tartaric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
171
a
b
c
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
25
abc
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
26
ab
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
27
Fig 40 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing glycerin and boric acid (a) 01 (b) 02 (c) 04
Stearic acid
Palmitic acid
Myristic acid
172
a
b
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
28
ab
c
10
12
14
16
0 20 40 60 80
log
co
nce
ntr
ati
on
(m
g)
29
a
b
c
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
30
Fig 41 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing propylene glycol and boric acid (a) 01 (b) 02 (c)
04
Palmitic acid
Stearic acid
Myristic acid
173
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
31
ab
c
08
10
12
14
16
log
co
nce
ntr
ati
on
(m
g)
32
a
b
c
08
10
12
14
16
0 20 40 60 80Time (days)
log
co
nce
ntr
ati
on
(m
g)
33
Fig 42 First-order plots for the degradation of ascorbic acid in the dark in cream
formulations containing ethylene glycol and boric acid (a) 01 (b) 02 (c)
04
Myristic acid
Palmitic acid
Stearic acid
174
Table 29 Apparent first-order rate constants (kobs) for the degradation of ascorbic acid in
presence of different stabilizers in cream formulations in the dark
kobs times 102 (day
ndash1)ab
Cream
formulation Stabilizer
c
a b c
19 CT 055
(0994)
052
(0992)
044
(0991)
20 CT 048
(0995)
046
(0995)
038
(0992)
21 CT 064
(0994)
061
(0995)
052
(0994)
22 TA 063
(0994)
058
(0995)
049
(0996)
23 TA 054
(0995)
050
(0995)
041
(0994)
24 TA 081
(0995)
075
(0993)
066
(0995)
25 BA 118
(0996)
113
(0994)
097
(0994)
26 BA 087
(0995)
079
(0993)
068
(0994)
27 BA 124
(0995)
114
(0994)
101
(0993)
28 BA 134
(0995)
124
(0996)
110
(0992)
29 BA 116
(0996)
108
(0992)
096
(0995)
30 BA 142
(0993)
131
(0995)
115
(0995)
31 BA 145
(0995)
137
(0992)
117
(0995)
32 BA 130
(0996)
120
(0993)
107
(0994)
33 BA 153
(0995)
141
(0994)
122
(0994) a The values in parenthesis are correlation coefficients
b The values of rate constants are relative and depend on specific experimental
conditions
c Stabilizer concentrations (andashc) are as given in Table 24
The estimated error is plusmn5
175
176
Table 30 First-order rate constants (k0)a for the degradation of ascorbic acid in the
absence of stabilizers and second-order rate constants (k) for the chemical
interaction of ascorbic acid with CT TA and BA in the dark
Cream
formulation Stabilizers
k0 times 102
(dayndash1
)
k times 102
(Mndash1
dayndash1
)
Correlation
coefficient
19 CT 060 797 0996
20 CT 052 723 0995
21 CT 069 850 0994
22 TA 068 710 0996
23 TA 058 636 0994
24 TA 086 758 0994
25 BA 126 444 0993
26 BA 092 375 0992
27 BA 131 480 0991
28 BA 141 488 0993
29 BA 122 418 0994
30 BA 149 531 0991
31 BA 155 578 0996
32 BA 137 472 0994
33 BA 163 627 0996
a The variations in the values of k0 are due to the presence of different emulsifying agents
in cream formulations
177
00
04
08
12
00 04 08 12 16 20
Citric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
19-21
00
04
08
12
00 05 10 15 20 25
Tartaric acid concentration (M times 102)
kob
s times
10
2 (
da
yndash1)
22-24
Fig 35 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against citric acid (19ndash21) and tartaric acid (22ndash24) concentrations in
cream formulations
178
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
25-27
00
10
20
00 20 40 60
kob
s times
10
3 (
min
ndash1)
28-30
00
10
20
00 20 40 60
Boric acid concentration (M times 102)
kob
s times
10
3 (
min
ndash1)
30-33
Fig 44 Plots of first-order rate constants (kobs) for the degradation of ascorbic acid in the
dark against boric acid concentrations in cream formulations (25ndash33)
Glycerin
Propylene glycol
Ethylene glycol
179
00
04
08
12
12 14 16 18
Carbon chain length
k
times 1
02 (
Mndash
1 d
ayndash
1)
18-33
b
a
e
dc
Fig 45 Plots of k for degradation of ascorbic acid in the dark in creams (19ndash33) against
carbon chain length of emulsifier () Stearic acid () palmitic acid ()
myristic acid (a) CT (b) TA (c) BA with glycerin (d) BA with propylene
glycol (e) BA with ethylene glycol
CONCLUSIONS
AND
SUGGESTIONS
180
CONCLUSIONS
The main conclusions of the present study on the photodegradation of the ascorbic
acid in organic solvents and cream formulations are as follows
1 Identification of Photodegradation Products
The photodegradation of ascorbic acid in aqueous organic solvents and
laboratory prepared oil-in-water cream preparations on UV irradiation leads to the
formation of dehydroascorbic acid No further degradation products of dehydroascorbic
acid have been detected under the present experimental conditions The product was
identified by comparison of its Rf value and color of the spot with those of the authentic
compound by thin-layer chromatography and spectral changes
2 Assay of Ascorbic Acid
Ascorbic acid in aqueous organic solvents and cream preparations was assayed
in acidified methanolic solutions (pH 20) at 245 nm using a UV spectrophotometric
method Ascorbic acid in combination with other vitamins (riboflavin nicotinamide and
alpha-tocopherol) was assayed by the official iodimetric method due to interference by
these vitamins at the analytical wavelength Both analytical methods were validated
under the experimental conditions employed before their application to the assay of
ascorbic acid The recoveries of ascorbic acid in cream preparations are in the range of
90ndash96 and the reproducibility of both methods are within plusmn5 The F test and the t test
show that there is no significant difference between the precision of the two methods and
therefore these methods can be applied to the assay of ascorbic acid in cream
preparations with comparable results
181
3 Kinetics of Photodegradation
a) Photodegradation of ascorbic acid in organic solvents
Ascorbic acid degradation follows apparent first-order kinetics in aqueous
organic solvents A plot of the first-order rate constants (log kobs) versus solvent dielectric
constant is linear with positive slope indicating an increase in the rate with dielectric
constant On the contrary a plot of kobs verses reciprocal of solvent viscosity is linear with
a positive slope showing a decrease in the rate with solvent viscosity Thus the rate of
photodegradation of ascorbic acid (an oxidizable drug) depends on the solvent
characteristics
b) Photodegradation of ascorbic acid in cream preparations
Ascorbic acid has been found to follow apparent first-order kinetics in cream
preparations and the rate of degradation is affected by the following factors
i Effect of concentration
An apparent linear relationship has been observed between log kobs and
concentration (05ndash25) of ascorbic acid in a cream preparation Thus the rate of
degradation of ascorbic acid appears to be faster at a lower concentration
compared to that of a higher concentration on exposure to the same intensity of
light
ii Effect of carbon chain length of the emulsifying agent
The plots of kobs verses carbon chain length of the emulsifying agent show that the
photodegradation of ascorbic acid is affected in the order myristic acid gt stearic
acid gt palmitic acid This is predominantly due to the interaction of ascorbic acid
with palmitic acid and the carbon chain length (measure of relative polar
182
character) of the emulsifying acid probably does not play a part in the
photodegradation kinetics of ascorbic acid in creams This is evident from the
non-linear relationship between the rate constants for ascorbic acid degradation
and the carbon chain length of the emulsifying acids
iii Effect of viscosity
The values of kobs for the photodegradation of ascorbic acid in cream preparations
are in the order of humectant ethylene glycol gt propylene glycol gt glycerin
showing that the rates of degradation are influenced by the viscosity of the
humectant and decrease with an increase in the viscosity as observed in the case
of organic solvents
iv Effect of pH
The log kndashpH profiles for the photodegradation of ascorbic acid in creams
represent sigmoid type curves indicating an increase in the rate of oxidation of the
molecule with ionization (pH 42ndash70 557ndash999) The AHndash species appears to
be more susceptible to oxidation than the non-ionized molecule in the pH range
studied
v Effect of redox potential
The values of kobs show that the rate of photooxidation of ascorbic acid is
influenced by its redox potential which varies with pH The greater photostability
of ascorbic acid at pH 5ndash6 compared to that at pH 7 and above is due to its lower
rate of oxidation-reduction in the lower range The increase in the rate of
photooxidation with pH is due to a corresponding increase in the redox potential
of ascorbic acid
183
c) Photodegradation of ascorbic acid in the presence of other vitamins (riboflavin
nicotinamide alpha-tocopherol) in cream preparations
The photodegradation of ascorbic acid is affected by the presence of other
vitamins in creams The kinetic data on the photochemical interactions indicate that
riboflavin and nicotinamide act as photosensitizers in the degradation of ascorbic acid
and have an adverse effect on the photostability of the vitamin in creams Whereas
alpha-tocopherol exerts an inhibitory effect on the degradation of ascorbic acid by acting
as a redox partner in the creams Thus a combination of ascorbic acid and alpha-
tocopherol has a synergistic effect on the stabilization of ascorbic acid in creams These
vitamins do not appear to influence the rate of degradation of ascorbic acid in the dark
d) Photodegradation of ascorbic acid in the presence of citric acid tartaric acid and
boric acid in cream preparations
The rate of photodegradation of ascorbic acid in creams has been found to be
inhibited by the addition of compounds such as citric acid tartaric acid and boric acid in
creams These compounds show a stabilizing effect on the photodegradation of ascorbic
acid in the order citric acid gt tartaric acid gt boric acid The lower effect of boric acid
may be due to its interaction with the emulsifying agents and humectants Boric acid
exerts this effect by complex formation with ascorbic acid Citric acid and tartaric acid
are antioxidant synergists and in combination with ascorbic acid may exert a stabilizing
effect on its degradation
184
Salient Features of the Work
In the present work an attempt has been made to study the effects of solvent
characteristics formulation factors particularly the emulsifying agents in terms of the
carbon chain length and humectants in terms of viscosity medium pH drug
concentration redox potential and interactions with other vitamins and stabilizers on the
kinetics of photodegradation of ascorbic acid in cream preparations The study may
provide useful information to improve the photostability and efficacy of ascorbic acid in
cream preparations
SUGGESTIONS
The present work may provide guidelines for a systematic study of the stability of
drug substances in cream ointment preparations and the evaluation of the influence of
formulation variables such as emulsifying agents and humectants concentration pH
polarity viscosity redox potential on the rate of degradation and stabilization of drug
substances This may enable the formulator in the judicious design of formulations that
have improved stability and efficacy for therapeutic use The kinetic parameters may
throw light on the comparative stability of the preparations and help in the choice of
appropriate formulation ingredients
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186
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187
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193
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62
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226
AUTHORrsquoS PUBLICATIONS
The author obtained his B Pharm degree in 2003 and joined the post graduate
program securing an M Phil degree in Pharmaceutics in 2006 from Baqai Medical
University He is a co-author of following publications
CHAPTER IN BOOK
1 Chapter on ldquoBorate Toxicity Effect on Drug Stability and Analytical
Applicationsrdquo by Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz H M
Vaid In Handbook on Borates Chemistry Production and Applications (MP
Chung Ed) Nova Science Publishers Inc NY USA (in press)
PAPERS PUBLISHED
INTERNATIONAL
2 Iqbal Ahmad Sofia Ahmed MA Sheraz and Faiyaz HM Vaid ldquoEffect of Borate
Buffer on the Photolysis of Riboflavin in Aqueous Solutionrdquo Journal of
Photochemistry and Photobiology B Biology 93 82-87 (2008)
3 Iqbal Ahmad Sofia Ahmed MA Sheraz M Aminuddin and Faiyaz HM Vaid
ldquoEffect of Caffeine Complexation on the Photolysis of Riboflavin in Aqueous
Solution A Kinetic Studyrdquo Chemical and Pharmaceutical Bulletin 57 (2009)
published online September 14 2009
4 Iqbal Ahmad MA Sheraz Sofia Ahmed and Faiyaz HM Vaid ldquoAnalytical
Applications of Boratesrdquo Materials Science Research Journal (in press)
5 Iqbal Ahmad Sofia Ahmed MA Sheraz Kefi Iqbal and Faiyaz HM Vaid
ldquoPharmacological Aspects of Boratesrdquo International Journal of Medical and
Biological Frontiers (in press)
6 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and Izhar A Ansari
ldquoEffect of Divalent Ions on Photodegradation Kinetics and Pathways of
Riboflavin in Aqueous Solutionrdquo Photochemical and Photobiological Sciences
accepted
227
NATIONAL
7 Sofia Ahmed MA Sheraz and Iqbal Ahmad ldquoAdvances in Antioxidant Activity of
Vitamin Erdquo Journal of Baqai Medical University 10 13-18 (2007)
8 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoDevelopments in the Clinical and
Food Analysis of Vitamin Crdquo Journal of Baqai Medical University 10 19-24
(2007)
9 A Azmi SNH Naqvi M Usman MA Sheraz and Sofia Ahmed ldquoPancreatic
Glucagon in Certain Ungulates Comparative Study of Extraction and
Bioassayrdquo Pakistan Journal of Entomology 20 23-28 (2005)
10 Iqbal Ahmad Sofia Ahmed MA Sheraz Faiyaz HM Vaid and S Hasan
ldquoAdvances in Biochemical Functions and the Photochemistry of Flavins and
Flavoproteinsrdquo Pakistan Journal of Pharmaceutical Sciences in press
11 MA Sheraz Sofia Ahmed and Iqbal Ahmad ldquoEffect of Borates on the Stability of
Chemical and Pharmaceutical Compoundsrdquo Journal of Baqai Medical University
accepted
PAPERS SUBMITTED
12 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotostability of Ascorbic Acid in Organic Solvents and Cream Formulationsrdquo
Chemical and Pharmaceutical Bulletin
13 Iqbal Ahmad MA Sheraz Sofia Ahmed Riaz H Shaikh and Faiyaz HM Vaid
ldquoPhotochemical Interaction of Ascorbic Acid with Riboflavin Nicotinamide and
Alpha-Tocopherol in Cream Formulationsrdquo Journal of Cosmetic Science
14 Iqbal Ahmad Kefi Iqbal Sofia Ahmed MA Sheraz ldquoApplications of Laser Flash
Photolysis Spectroscopy and Electron Microscopy in Photopolymerization and
Development of Glass Ionomer Dental Cementsrdquo Materials Science Research
Journal
15 Sofia Ahmed MA Sheraz M Aminuddin I Ahmad and Faiyaz HM Vaid ldquoA
Rapid Titrimetric Assay for Quantitation of Vitamin B1 in Neat and
Pharmaceutical Preparationsrdquo Pakistan Journal of Pharmaceutical Sciences
- 01 SZ-786
- 02 SZ-title
- 03 SZ-Certificate
- 04 SZ-Abstract
- 05 SZ-Acknowledgement
- 06 SZ-Dedication
- 07 SZ-Contents
- 08 SZ-Chapter 1
- 09 SZ-Chapter 2
- 10 SZ-Chapter 3
- 11 SZ-Object of Present Investigation
- 12 SZ-Chapter 4
- 13 SZ-Chapter 5
- 14 SZ-Chapter 6
- 15 SZ-Chapter 7
- 16 SZ-Conclusion
- 17 SZ-References
- 18 SZ-Authors Publications
-