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From Transport Commissioner, Haryana, 30 Bays Building, 2 nd Floor, Sector 17C, Chandigarh 160017. 0172-2701290, 0172-2700542(FAX) To All the Prospective Bidders. Memo No.12887-12900/AT-1/ST-II Dated: 13.07.2011 Sub: High Security Registration Plate Project – Draft Concession Agreement. In continuation this office letter No.SPL-1/STA-II dated 30.06.2011, please find enclosed a copy of the draft Concession Agreement to be signed between the State Government and the successful bidder. Please acknowledge the receipt through return of e-mail please. Our e-mail address is [email protected]. Sd/- Additional Transport Commissioner, Haryana, Chandigarh.

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Page 1: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

From Transport Commissioner, Haryana, 30 Bays Building, 2nd Floor,

Sector 17C, Chandigarh 160017. 0172-2701290, 0172-2700542(FAX)

To

All the Prospective Bidders.

Memo No.12887-12900/AT-1/ST-II Dated: 13.07.2011

Sub: High Security Registration Plate Project – Draft Concession Agreement.

In continuation this office letter No.SPL-1/STA-II dated 30.06.2011, please

find enclosed a copy of the draft Concession Agreement to be signed between the State

Government and the successful bidder.

Please acknowledge the receipt through return of e-mail please. Our e-mail

address is [email protected].

Sd/- Additional Transport Commissioner,

Haryana, Chandigarh.

Page 2: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

HSRP PROJECT RFP – CLARIFICATIONS/MODIFICATIONS/ADDENDA

A. CLARIFICATIONS:

Sr.No.

Clause of RFP

Queries/suggestions Clarifications

1. 1.5(1) Whether the agreement between the members of JV/Consortium should be registered or notarized or is there any other requirement in this regard?

The agreement may be notarized on stamp paper.

2. 1.5(1) The format of authorization by the manufacturer to the vendor may be specified.

The authorization shall be as per Annexure-XVIII. (enclosed)

3. 1.5(1) The term ‘vendor’ may be defined. Sub clause 28 will be added in Clause 1.1 of the RFP after sub clause 27, as under:- ‘Vendor’ shall mean a supplier having the type approval from the authorized agency, and duly authorized by a manufacturer of High Security Registration Plate to be a vendor of such manufacturer.

4. 1.5(1) In case of vendor, Conformity of Production of the manufacturer may be considered as the vendor is not given Conformity of Production.

In case of vendor, the Conformity of Production of the manufacturer of which the bidder is an authorized vendor will be considered.

5. 1.5(3) It may be clarified whether the solvency certificate should be taken from Bank or from any other source.

The solvency certificate issued by a Scheduled Bank will be acceptable.

6. 1.5(3) The relevant date for calculating the minimum net worth may be specified.

Audited financial statements for the year 2009-10 or unaudited financial statements for the year 2010-11 duly certified by the Chartered Accountant will be acceptable.

7. 1.5(6) Whether the affidavit can be got attested from notary public also.

Yes, the affidavit can be got attested from a Notary Public also.

8. 1.5(7) The proof certificate regarding software of number plate management and details required needs to be specified as all bidders have their different softwares.

The undertaking will be acceptable as per Annexure-XIX. (enclosed)

9. 1.5(8) Format of the undertaking may be specified.

The undertaking will be acceptable as per Annexure-XX. (enclosed)

10. 2.3.1.3 Confirm whether alongwith the pre-qualification bid, attested copy of type approval certificate is only required to be submitted and the original is to be produced at the time of opening of pre-qualification bid.

Yes, it is confirmed.

11. 2.3.1.10 It may be clarified whether the turn over should be from Registration Plate Business or High Security Registration Plate Business.

Details regarding the turn over from the Registration Plate business may be provided by the bidder, if any. However, it is clarified that this is not an essential qualification.

Page 3: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

12. 2.3.1.10 The inspection of manufacturing facility should be must.

The Department may inspect the manufacturing facility at its discretion.

13. 2.3.2 It may be clarified that the successful bidder should have office in Haryana/Chandigarh before the contract is awarded or after that.

Only the successful bidder is required to have an office in Haryana /Chandigarh before the date of signing of the agreement.

14. 2.3.2 What will be the minimum requirement for office?

No minimum requirement is prescribed with respect to size of the office.

15. 2.15.2 Whether Envelope 1 (pre-qualification bid), Envelope 2 (High Security Registration Plate samples) and Envelope 3 (financial bid) should all be put together in a common envelope.

Yes, all the three envelopes should be put together in a common envelope, each envelope having proper strength to ensure that the different components of the bid remain safe and together.

16. 3.1 Is it acceptable to setup embossing and hot stamping unit within the manufacturing plant itself and ship out finished plates to RTO offices ?

No.

17. Sec. VI Can the space for writing the rates be increased in the Financial Bid form-I and II ?

The bidders may get Section VI (Financial Bid Form-I & Financial Bid Form-II) re-typed in the same proforma by providing additional space in the proforma as per their requirement.

18. Annx-IV&V

Whether Annual Reports of 2007-08 can be submitted in case 2010-11 Annual Reports are not audited.

A certificate from Charted Accountant/Bank is to be attached alongwith Annexure-IV & V. Since the report of last three years is to be considered, therefore, report of 2007-08 will not be considered.

19. Annx. IV&V

In case the financial/accounting year of the bidder is a calendar year, confirm that turn over details for 2008, 2009 and 2010 will be provided.

Yes, the details may be provided for the calendar year 2008, 2009 and 2010.

B. MODIFICATIONS/ADDENDA: 1. The following clauses in the RFP will be replaced as under:-

Sr.No.

Clause of RFP

Existing Clause Existing Clause to be replaced with

1. 1.2.2 High Security Registration Plates and the 3rd Registration Plates shall be issued and fixed on the vehicle in the manner prescribed in Govt. of India’s notification at the premises of the Registering Authority or at such other place specified by the registering authority. Government may give directions as deemed fit, about the colour of additional information which should be printed on 3rd registration plate, from time to time.

High Security Registration Plates and the 3rd Registration Plates shall be issued and fixed on the vehicle in the manner prescribed in Government of India’s notification at the premises of the Registering Authority or at such other place specified by the Registering Authority. Government of India may give directions as deemed fit, about the colour of additional information which should be printed on 3rd registration plate, from time to time.

2. 2.3.1.2 The EMD of Rs. 25,00,000/- (Rupees Twenty Five Lac only) in favour of Transport Commissioner,

The EMD of Rs. 25,00,000/- (Rupees Twenty Five Lakhs only) in the form of a Banker’s Cheque or a Bank Draft from

Page 4: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

Haryana, Chandigarh in the form of a Banker’s Cheque/Bank Draft/ Fixed Deposit Receipt from any Nationalized/Scheduled Bank. Note: Any Bid not accompanied by an acceptable EMD in the manner stated above shall be summarily rejected as non responsive bid and the other unopened envelopes shall be returned, without entertaining any correspondence whatsoever.

any Scheduled Bank drawn in favour of Transport Commissioner, Haryana, Chandigarh payable at Chandigarh. The Banker’s Cheque and Bank Draft will be valid for a period of 180 days. The selected bidder will however re-validate the Banker’s Cheque/Bank Draft till the date of delivery of the Performance Security, in case the validity of Banker’s Cheque/Bank Draft expires earlier. Note: Any Bid not accompanied by an acceptable EMD in the manner stated above shall be summarily rejected as non responsive bid and the other unopened envelopes shall be returned, without entertaining any correspondence whatsoever.

3. 2.3.1.3 Copy of Type approval certificate, duly attested by a Gazetted officer, for each size & type of High Security Registration Plate & fixtures from agencies authorized by Govt. of India to supply the High Security Registration Plates, stickers , snap locks. (Original shall be produced at the time of opening of qualification bid.

Copy of Type approval certificate, duly attested by a Gazetted officer, for each size & type of High Security Registration Plate & fixtures from agencies authorized by Government of India to supply the High Security Registration Plates. (Original certificate shall be produced at the time of opening of pre qualification bid).

4. 2.3.1.9 The Bidder should enclose documents regarding tie-up of sourcing of the following:- 1. Reflective Sheeting 2. Aluminum Plates 3. Hot stamping Foils 4. Holograms 5. Laser Printing 6. Blank Processing Units 7. Embossing Stations

The Bidder should enclose documents regarding tie-up of sourcing of the following:- 1. Reflective Sheeting 2. Aluminum 3. Hot stamping Foils 4. Holograms 5. Laser Marking 6. Blank Processing Units 7. Embossing & Hot Stamping

Machines

5. 2.4 The pre-qualification will be done on the basis of documents submitted in envelope no. 1 and bidders who qualify will be eligible for technical evaluation on the basis of samples submitted in envelope no. 2 and technical bid submitted in envelope no. 3. The envelope nos. 2 , 3 and 4 of bidders who fail to pre-qualify will not be opened.

The pre-qualification will be done on the basis of documents submitted in envelope no. 1. Bidders who qualify will be eligible for technical evaluation on the basis of samples submitted in envelope no. 2. Financial bid (envelope no. 3) of only those bidders will be opened who qualify in the pre qualification and technical evaluation. The envelope nos. 2 and 3 of bidders who fail to pre-qualify will not be opened.

6. 2.5 The Bidder must provide complete set of Samples of each size of High Security Registration Plate strictly as per specifications, showing different alphabets and numerals from 0 to 9, duly marked and sealed along with the bid documents in a separate envelope,

The Bidder must provide complete set of Samples of each size of High Security Registration Plate including the 3rd Registration Plate Sticker and Snap Lock, both for transport vehicles and non-transport vehicles, strictly as per specifications, showing different alphabets from A to Z and numerals

Page 5: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

duly sealed and marked Envelope No. 2 – Samples (Each sample should also be properly labelled indicating name of the bidder). The Bidder must confirm in their bid that the samples conform to the specifications as notified by Govt. of India, Ministry of Road Transport & Highways as amended from time to time. The State Government may get the sample checked/tested at the cost of the bidder.

from 0 to 9, duly marked and sealed along with the bid documents in a separate envelope, duly sealed and marked Envelope No. 2 – Samples (Each sample should also be properly labelled indicating name of the bidder). The Bidder must confirm in their bid that the samples conform to the specifications as notified by Govt. of India, Ministry of Road Transport & Highways as amended from time to time. The State Government may get the sample checked/tested at the cost of the bidder.

7. 2.9.2 The Bidder shall fill in rates and prices both in figures and words in Financial Bid. The bidder shall quote rates in Financial Bid Form I for supply and fixing complete set of Registration Plates, including 3rd Registration Plate (where required) and Snap Lock, for each category of vehicles. Item wise details of rates shall be given in Financial Bid Form-II for the purpose of Individual Registration Plate. The sum total of Financial Bid Form-II should not be more than the rate quoted Form-I. The rates quoted by the Bidder shall be fixed and which can be charged from a vehicle owner for each category of vehicles and shall be inclusive of all duties and taxes except the local taxes, VAT etc. which may be charged extra, as applicable in the State.

The Bidder shall fill in rates and prices both in figures and words in Financial Bid. The bidder shall quote rates in Financial Bid Form I for supply and fixing complete set of Registration Plates, including 3rd Registration Plate (where required) and Snap Lock, for each category of vehicles. Item wise details of rates shall be given in Financial Bid Form-II for the purpose of meeting with the piece-meal requirement of individual Registration Plates. The sum total of different items of a complete set of Registration Plate in Financial Bid Form-II should not be more than the rate quoted in Form-I for a complete set for different categories of vehicles. The Bidder shall quote the Base Price of the HSRP and all the taxes, duties and levies separately.

8. 2.30.3 There will be provision for escalation of price based on objective criteria as may be finalized by the State Government.

The price will be increased @10% after every three years. The increase will be allowed on the base price (i.e. price excluding all the taxes, duties and levies). The first increase in the price will be allowed after completion of three years from the date of signing of the Concession Agreement.

9. 3.10 The department will provide adequate space required and other infrastructure like Electricity etc. in the premises of Registering Authority for preparation and fixing of High Security Registration Plate, at the request of the successful Bidder. No rentals or lease money will be recovered from the successful bidder in this regard. The space provided to the successful bidder will be solely for the purpose of pursuing the objects of this scheme and would not

The State Government shall provide one room each in the premises of the following 24 Registering Authorities for fixing of High Security Registration Plates, at the request of the successful Bidder.

District Name of the Registering Authority

Ambala 1. Secy. RTA 2.SDO(C), Naraingarh 3.SDO(C), Barara

Yamuna Nagar 1. Secy. RTA Kurukshetra 1.SDO(C), Thanesar Panchkula 1. Secy. RTA

Page 6: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

bestow on them any right to own, lease, rent or use the premises for any purpose other than the purpose of this scheme. Immediately on the termination of the successful bidder’s contract, the said premises will be vacated by him and handed back to the concerned authority. Charges for utilities like electricity, water however, will be payable on actual basis by the bidder. The bidder will get his own meters/sub meters installed for this purpose.

Karnal 1.Secy. RTA 2.SDO(C), Assandh

Rohtak 1. SDO(C), Meham Gurgaon 1. Secy. RTA Faridabad 1. SDO(C), Faridabad

2. SDO(C), Ballabgarh Palwal 1. SDO(C), Hodal Rewari 1. Secy. RTA

2. SDO(C), Kosli Mahendergarh 1. SDO(C) M.garh Bhiwani 1. Secy. RTA

2. SDO(C), Tosham Hisar 1. SDO(C), Hansi Jind 1. SDO(C), Jind

2. SDO(C), Narwana Sirsa 1. SDO(C), Sirsa

2. SDO(C), Ellnabad Fatehabad 1.SDO(C), Fatehabad

Wherever available, the space of one room will be provided by the State Government for temporary erection of pre-fabricated kiosks, to be erected by the Concessionaire at his cost, in the offices of remaining Registering Authorities for affixing of High Security Registration Plates, which shall be declared as part of the premises of Registering Authority concerned. In case space is not available, the Concessionaire shall take his own space on rent which shall be declared as part of the premises of Registering Authority concerned as per mutual consent of Registering Authority and the Concessionaire. No rentals or lease money for the space provided in the offices of above Registering Authorities shall be recovered from the successful bidder in this regard. The space as mentioned above provided to the Concessionaire shall be solely for the purpose of pursuing the objects of this scheme and would not bestow on him any right to own, lease, rent or use the premises for any purpose other than the purpose of this scheme. Immediately on the termination of the contract, the said premises shall be vacated by the Concessionaire and handed over to the concerned Registering Authority. Charges for utilities like electricity, water etc. however, shall be payable on actual basis by the Concessionaire. The Concessionaire shall get its own meters/sub-meters installed for this purpose. However, the space for establishing Embossing and Hot Stamping Stations and storage of material etc. shall be arranged by the Concessionaire at its

Page 7: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

level and at its cost. 10. 4.3.1 The following reports shall be

submitted by the approved bidder in the format enclosed: a) Daily Compliance Report to

each Registering Authority as per Annexure I.

b) Monthly Compliance Report to the Transport Department as per the Format at Annexure II.

Any other report/ information prescribed by Transport Commissioner, Haryana from time to time.

The following report shall be submitted by the approved bidder: (a) a daily report on the following day

in form set forth in Annexure-I. (b) a monthly report to be submitted

within 7 days of completion of each calendar month in form set forth in Annexure-II.

(c) a monthly report to be submitted within 7 days of completion of each calendar month in form set forth in Annexure-IA.

(d) a monthly report to be submitted within 7 days of completion of each calendar month in form set forth in Annexure-IB.

(e) any other report/information as decided by the State Government from time to time.

11. 4.14 4.8 LIQUIDATED DAMAGES &

PENALITY CHARGES The time is the essence of the contract. High Security Registration Plates are to be affixed on the motor vehicles in the State as notified by Ministry of Road Transport and Highways, Govt. of India. After signing of the agreement, the requisite infrastructure must be ready & the actual manufacturing of HSRP must start within two months. In case of delay in this regard, penalty @Rs. 5,000/- per day per destination will be applicable, provided that the site has been offered or any other place has been specified by the registering authority. The rate of penalty will be Rs.10,000/- per day after 30 days and Rs.15,000/- after 120 days. In case the work of affixation of High Security Registration Plates is not started in at least 75% of the Registering Authorities within a period of 4 months, the contract will be terminated.

If the HRSP is not kept ready for affixation within 4 days (excluding Sundays and Gazetted holidays) of receipt of authorization from Registering Authority, then a rebate @ Rs. 50/- per day of delay per vehicle upto 7 days & thereafter @ Rs. 75/- day per vehicle will be given by the bidder

4.8 LIQUIDATED DAMAGES & PENALITY CHARGES

The time is the essence of the contract. High Security Registration Plates are to be affixed on the motor vehicles in the State as notified by Ministry of Road Transport and Highways, Government of India. After signing of the agreement, the requisite infrastructure must be ready & the actual manufacturing of HSRP must start within three months. In case of delay in this regard, penalty @ Rs.5,000/- per day per destination will be applicable. The rate of penalty will be Rs.10,000/- per day after 30 days and Rs.15,000/- after 120 days. In case the work of affixation of High Security Registration Plates is not started in at least 75% of the Registering Authorities within a period of 4 months, the contract will be terminated. If the HRSP is not kept ready for affixation within 4 days (excluding Sundays and Gazetted holidays) of receipt of authorization from Registering Authority, and depositing of the Price by the vehicle owner, then a rebate @ Rs. 50/- per day of delay per vehicle upto 7 days & thereafter @ Rs. 75/- day per vehicle will be given by the bidder to the vehicle owner. The amount thus worked out shall be refunded/paid to the vehicle owner by the bidder.

Page 8: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

to the vehicle owner. The amount thus worked out shall be refunded to the vehicle owner by the bidder.

2. The following shall be added in clause 2.3.1.1 of RFP document, after the last

line: “ Authorisation by the manufacturer to the vendor Annexure-XVIII Certificate regarding online software Annexure-XIX Undertaking by the members of JV/Consortium Annexure-XX”

3. Financial Bid Form – I and Financial Bid Form –II enclosed with RFP will be modified as in Annexure-Y and Annexure-Z (enclosed) respectively.

4. The following clause 3.12 shall be added after clause 3.11.4 of the RFP:

“3.11 The successful bidder shall provide online software implementation containing inter-alia the following features: a. System should have provision for registering user request (over portal,

phone, helpdesk etc) for affixing High Security Registration Plates. b. System should have a workflow based approval mechanism starting

from User raising a request to final sign off by Registering Authority. The workflow would be finalized in discussion with department during the execution of the project.

c. System should have additional features including escalation framework, status tracking, appointment scheduling.

d. System should allow users to make online payments & get e-receipts. e. System should allow dealing clerk/Registration Authority to upload and

save the photo of the vehicle with High Security Registration Plate, prior to approval/acceptance by the competent authority. The quality of the camera and photograph should be of sufficient high resolution acceptable to the department.

f. System should provide real-time data accessed from integrated and centralized computing environment/Data centre.

g. System should generate MIS reports as per requirement of the departmental officials.

h. System should have advance communication application interface with emails and SMS.

i. System should be updated as per requirements of the department from time to time.

On completion of the contract or foreclosure/pre-mature termination of the

contract, the Concessionaire shall pass on the IPR and the software along with the source code and the entire data asset to the Transport Commissioner, Haryana at zero cost.”

5. The following sub clause 4.24 shall be added after clause 4.23.1 of the RFP: “No Termination Payment shall be made by the State Government to the

Concessionaire in the event of Termination due to any Force Majeure event or due to Concessionaire’s default or on completion of the project or in the event of short closure by the State Government due to changes in Central/State Government Laws/Policies/Instructions and/or due to technological changes and/or due to changes in the HSRP Scheme or for any other reasons whatsoever”.

Page 9: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

6. The following Annexures shall be enclosed with the RFP document: a) Annexure IA b) Annexure IB c) Annexure XVIII d) Annexure XIX e) Annexure XX 7. The schedule mentioned in the RFP will be revised as under:- a. Last date and time for receipt of bids : 21.07.2011 (4.00 p.m) b. Date & Time of opening of pre-qualification bids : 28.07.2011 (11.00 a.m) c. Date & Time of opening of technical bids : 11.08.2011 ( 11.00 a.m) d. Date & Time of opening of Commercial bids : 18.08.2011 ( 11.00 a.m) 8. The rest of the suggestions received from the prospective bidders have

been considered and not accepted.

Page 10: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

Annexure-XVIII

U N D E R T A K I N G

I, the undersigned do hereby undertake that our Company/Joint Venture/Consortium is

the authorized vendor of ______________________________________, a Company

which is the manufacturer of High Security Registration Plates confirming to the

requirements of Rule 50 of Central Motor Vehicles Rules, 1989. An attested copy of the

authority letter from the manufacturer is enclosed. I further undertake that I have type

approval from testing agencies authorized under Central Motor Vehicles Rules, 1989.

_________________________________ Signed by an authorized officer of bidder _________________________________ Title of the Officer

_________________________________ Name of Bidder

_________________________________ Date

Page 11: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

ANNEXURE-XIX

U N D E R T A K I N G

I, the undersigned do hereby undertake that our Company/Joint Venture/Consortium shall

provide online software implementation as per the requirements of the State Government.

The software inter-alia will have the following features:-

a. System will have provision for registering user request (over portal, phone,

helpdesk etc) for affixing High Security Registration Plates.

b. System will have a workflow based approval mechanism starting from User raising a

request to final sign off by Registering Authority. The workflow would be finalized

in discussion with department during the execution of the project.

c. System will have additional features including escalation framework, status

tracking, appointment scheduling.

d. System will allow users to make online payments & get e-receipts.

e. System will allow dealing clerk/Registration Authority to upload and save the photo

of the vehicle with High Security Registration Plate, prior to approval/acceptance by

the competent authority. The quality of the camera and photograph would be of

sufficient high resolution acceptable to the department.

f. System will provide real-time data accessed from integrated and centralized

computing environment/Data centre.

g. System will generate MIS reports as per requirement of the departmental officials.

h. System will have advance communication application interface with emails and

SMS.

i. System will be updated as per requirements of the department from time to time.

_________________________________ Signed by an authorized officer of bidder _________________________________ Title of the Officer _________________________________ Name of Bidder _________________________________ Date

Page 12: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

ANNEXURE-XX

U N D E R T A K I N G

We, the undersigned, members of _____________________ Joint Venture/Consortium,

do hereby undertake that none of us is member of any other Joint Venture/Consortium

which is/are participating in the bidding process for High Security Registration Plate

Project in the State of Haryana.

_________________________________

Signed by Member - 1 _________________________________ Signed by Member - 2

________________________________ Signed by Member - 3

_________________________________ Date

Page 13: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

ANNEXURE-IA

MONTHLY STATEMENT FROM CONCESSIONAIRE TO REGISTERING AUTHORITY Month:_______

S. No

Category Number of new

vehicles affixed

Price Charged

Number of existing vehicles affixed

Price Charged

Replacements Price Charged

Total Amount

1 Complete set of Registration Plates inclusive of Snap Lock and fixing for 2 wheelers – scooters, motorcycles, mopeds.

2 Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for 3 wheelers and invalid carriages.

3 Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for Light Motor Vehicles/Passenger Cars.

4 Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for Medium Commercial Vehicles/ Heavy Commercial Vehicles/ Trailer/ combination/others.

5 Registration Plate size 500 x 120 mm.

6 Registration Plate size 340 x 200 mm.

7 Registration Plate size 200 x 100 mm.

8 Registration Plate size 285 x 45 mm.

9 3rd Registration Plate sticker inclusive of printing.

10 Snap Locks.

Page 14: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

ANNEXURE-IB

MONTHLY REPORT FROM CONCESSIONAIRE TO REGISTERING AUTHORITY

i. Laser number(s) encoded on the HSRP issued : _______________

ii. Name of the vehicle owner : _______________

iii. Address of the vehicle owner : _______________

iv. Type and make of vehicle : _______________

v. Whether old or new vehicle : _______________

vi. Date of receipt of Authorization for HSRP from R.A. : _______________

Vii. Date of receipt of Price from Owner : _______________

viii. Date of affixation of HSRP to Owner‟s vehicle : _______________

ix. Number of old registration plates in stock at Affixing Station : _______________

Page 15: From Transport Commissioner, Haryana, 30 Bays …hartrans.gov.in/docs/hsrp.pdfaddress is stcharyana@hry.nic.in. Sd/- Additional Transport Commissioner, Haryana, Chandigarh. HSRP PROJECT

ANNEXURE-Y SECTION-VI

FINANCIAL BID FORM - I HIGH SECURITY REGISTRATION PLATE SCHEME

1. NAME OF THE FIRM 2. ADDRESS 3. TENDERED PRICE

S.No.

Item

Weight attached

Unit

Base Price per vehicle

in in Figures Words

Value of Tax/duty 1 @_____%

Value of Tax/duty 2 @_____%

Value of Tax/duty 3 @_____%

Value of Tax/duty 4 @_____%

Price inclusive

of taxes/duti

es (5+6+7+8+

9)

Total (3x10)

Identify the Applicable tax/duty:

Identify the Applicable tax/duty:

Identify the Applicable tax/duty:

Identify the Applicable tax/duty:

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 1. Complete set of Registration Plates inclusive

of Snap Lock and fixing for 2 wheelers – scooters, motor cycles, mopeds.

63.95 Set

2. Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for 3 wheelers and invalid carriages

2.22 Set

3. Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for Light Motor Vehicles/Passenger Cars

23.57 Set

4. Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for Medium Commercial Vehicles/ Heavy Commercial Vehicles/ Trailer/ combination/others.

10.26 Set

5. Total No. of Vehicles (in ratios) 100

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Sum Total amount NOTE : 1. The above prices are chargeable from vehicle owners and are for providing and fixing High Security Plate on the vehicles. 2. The Base Price quoted in column 5 above shall be exclusive of all taxes, duties and levies. 3. The bidder will show the tax/duties in column No. 6 to 9, one tax/duty in a column each, identifying each and every tax/duty in the space provided in these

columns. The columns may be increased depending upon the number of taxes/duties. 4. Weights attached have been arrived at by the department on the basis of approximate percentage of type of vehicles registered in the State during 2009-10.

AUTHORISED SIGNATORY

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ANNEXURE-Z

FINANCIAL BID FORM - II HIGH SECURITY REGISTRATION PLATE SCHEME

PROVISION FOR SUPPLY OF INDIVIDUAL ITEMS AS REPLACEMENT

1. NAME OF THE BIDDER

2. ADDRESS

3. BID PRICE Sr. No.

Item Unit Base Price Per Unit for providing & affixing the High Security Registration Plate: In Figures In Words

1. 2. 3. 4.

1. Registration Plate size 500 x 120 mm

Pc

2. Registration Plate size 340 x 200 mm

Pc

3. Registration Plate size 200 x 100 mm

Pc

4. Registration Plate size 285 x 45 mm

Pc

5. 3rd Registration Plate sticker inclusive of printing

Pc

6. Snap Locks Pair

NOTE : 1. The bidder should quote separate rate for each size of plate to cater replacement market,

considering that a premium of 20% on the above rates can be charged from the Vehicle

Owner.

2. The above prices are chargeable from vehicle owners and are for providing and affixing High

Security Registration Plate on the vehicles. The bidder should quote separate rate for each

size of plate/snap lock to cater to the market for piece-meal requirement of individual

registration plates as different from the requirement of complete sets, considering that a

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premium of 20% on the above rates can be charged from vehicle owner for piece-meal

requirement.

3. The Base Price in column 4 shall be exclusive of all taxes, duties and levies.

AUTHORISED SIGNATORY

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GOVERNMENT OF HARYANA TRANSPORT DEPARTMENT

DRAFT CONCESSION AGREEMENT

FOR

IMPLEMENTATION OF

HIGH SECURITY REGISTRATION PLATES (HSRP) PROJECT

IN HARYANA STATE

ON

BUILD OWN OPERATE (BOO) BASIS.

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Contents Recitals 2 1 Definitions and Interpretation 5 1.1 Definitions 5 1.2 Interpretation 9 1.3 Discrepancies 10 2 Scope of the Project 12 3 Grant of Concession 12 4 Conditions Precedent 13 5 Obligations of the Concessionaire 14 6 Obligations of the State Government 16 7. Representations and Warranties 17 7.1 Representations and Warranties of the Concessionaire 17 7.2 Representations and Warranties of the State Govt. 18 7.3 Disclosure 18 8. Disclaimer 18 9. Performance Security 21 9.1 Performance Security 21 9.2 Forfeiture of Performance Security 21 9.3 Release of Performance Security 21 10 Establishment of Embossing and Affixing Stations 21 10.1 Embossing Stations 21 10.2 Affixing Stations 23 10.3 Financing 24 10.4 Delays in the Performance 25 10.5 Service Level and Penalty Charges 25 10.6 Quality Assurance 26 11 Monitoring and Supervision 26 11.1 General 26 11.2 Reporting Requirements 27 11.3 Inspection 27 11.4 Tests 28 12 Safety Requirements 28 13 Price 30 13.1 Price 30 13.2 Revision of Price 30 13.3 Display of Price 31 14 Royalty 31 14.1 Royalty 31 14.2 Mode of Payment 31 14.3 Verification of Royalty 31 15 Insurance 32 16 Accounts and Audit 32 17 Force Majeure 34 18 Suspension of Concessionaire’s Rights 35 19 Termination 36 20 Assignments and Charges 40

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21 Liability and Indemnity 40 21.1 Indemnity by the Concessionaire 41 21.2 Survival on Termination 41 22 Dispute Resolution 41 22.1 Dispute Resolution 41 22.2 Arbitration 41 23 Redressal of Public Grievances 42 24 Miscellaneous 43 24.1 Governing Law and Jurisdiction 43 24.2 Waiver 43 24.3 Exclusion of Implies Warranties etc. 44 24.4 Survival 44 24.5 Entire Agreement 44 24.6 Severability 44 24.7 No Partnership 45 24.8 Successors and Assigns 45 24.9 Environmental Compliance 45 24.10 Erection of Sign Boards 45 24.11 Advertisement/Hoardings 45 24.12 Ownership 45 24.13 Others 45 24.14 Completion of Contract 46 24.15 Notices 46 24.16 Language 46 24.17 Counterparts 46 Schedules A Scope of Work 49 B Bank Guarantee for Performance Security 54 C Daily Report from Embossing Stations to Registering Authority 58 D Monthly Report from Concessionaire to Registering Authority 59 E Monthly statement from Concessionaire to Registering Authority 60 F Monthly Report from Concessionaire to Registering Authority 62 G Schedule of Price 63 H Concessionaire’s Work Plan 64 I Authorization for affixation of High Security Registration Plate 65 J Authority letter for getting High Security Registration Plate affixed 66

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Part I Preliminary

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CONCESSION AGREEMENT This Agreement is entered into this the __________ day of____________ , 2011.

BETWEEN

The Governor of Haryana acting through the Financial Commissioner and Principal Secretary

to Govt. Haryana, Transport Department (hereinafter referred to as “State Government”

which expression shall unless repugnant to the context or meaning thereof include its

administrators, successors and assigns) of One Part:

AND

_______________________, a Company incorporated under the Indian Companies Act, 1956,

(Act 1 of 1956) having its registered office at ______________________ (hereinafter

referred to as the "Concessionaire" which expression shall unless repugnant to the context or

meaning thereof include its successors, and permitted franchisees, agents, subsidiaries,

stockists, distributors, assignees and substitutes) of the Other Part.

WHEREAS,-

(A) The Government of India (GoI) vide its Gazette Notifications No. GSR 221 (E) (dated

March 28, 2001), S.O. 814 (E) (dated August 22,2001), S.O. 938 (E) (dated

September 24,2001), S.O. 1041 (E) (dated October 16, 2001) and S.O. 499 (E)

(dated May 9, 2002) has made it mandatory for all existing vehicles in India to be

affixed with High Security Registration Plates (hereinafter referred to as HSRP) within

a stipulated timeframe and all new vehicles to be affixed with HSRP at the time of

registration itself and the State Government has decided to implement the

Government of India order by inviting private participation to carry out the various

functions relating to manufacturing, distribution, sale and affixation of High Security

Registration Plates in the State of Haryana;

(B) The State Government had accordingly invited Bids for selecting the Successful

Bidder for establishing and creating complete infrastructure to manufacture and

provide/ fix HSRP to all the vehicles in the State of Haryana in conformity to the

technical parameters contemplated in the above said Government of India

notifications. The successful bidder would, therefore, be required to setup, install,

operate and establish complete infrastructure in all respects as per the conditions

prescribed in the said Bid Documents (hereinafter referred to as the "Project") on

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Build Own Operate (BOO) basis subject to and on the terms and conditions contained

in the Bid Documents.

(C) After completing the pre-qualification, the technical evaluation of the Bids and finally

the financial offers of all qualified bidders, the State Government accepted the Bid of

the Concessionaire and declared it to be the Successful Bidder and issued its Letter

of Intent vide No._____ dated______ as per the terms of the Bid Documents. The

Concessionaire, being the successful bidder, was required to submit its performance

security in a form acceptable to the State Government, which has been duly

submitted.

(D) Pursuant to issuance of Letter of Intent (LOI) by the State Government, the parties

hereto are required to enter into a Concession Agreement, to record the terms,

conditions and covenants of the concession for implementing the Project.

(E) Accordingly it is deemed necessary and expedient to enter into this Concession

Agreement (hereinafter referred to as the “agreement”).

NOW, THEREFORE, in consideration of the foregoing and the respective covenants

and agreements set forth in this Agreement, the sufficiency and adequacy of which is hereby

acknowledged, and intending to be legally bound hereby, the Parties agree as follows:

ARTICLE 1

DEFINITIONS AND INTERPRETATION

1.1 Definitions

In this document, unless the context otherwise requires, the following words

and expressions shall, unless repugnant to the context or meaning thereof, have the

meaning hereinafter assigned to them:

(a) “Act” means The Motor Vehicles Act, 1988, as amended upto date;

(b) "Affixing Station" means any unit notified by the State Government or the

Transport Commissioner as an Affixing Station and set up by the

Concessionaire for affixing HSRP to vehicles. The Affixing Station would at

least include among others, the facility to affix HSRP to vehicles with tamper

proof snap lock;

(c) "Agreement" means this Agreement, its recitals, the Schedules hereto and

any amendments thereto made in accordance with the provisions contained

in this Agreement;

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(d) "Applicable Laws" means all Laws, including Labour Laws promulgated or

brought into force and effect by Government of India and/or State Government

including regulations and rules made there under and judgments, decrees,

injunctions, writs and orders of any court of record as may be in force and

effect during the subsistence of this Agreement.;

(e) "Applicable Permits" means all clearances, permits, authorizations, no

objection certificates, consents, permissions, licences and approvals etc.

required to be obtained or maintained under Applicable Laws in connection

with the implementation of the Project during the subsistence of this

Agreement;

(f) "Appointed Date" means the date by which the Concessionaire shall have to

start the distribution and affixation of High Security Registration Plates in the

State of Haryana, which would be the date next following the period of three

months from the date of signing of this Agreement;

(g) “Authority” means and include an officer of the Transport Department as

designated by the State Government or any other agency of the State

Government so notified by the State for this purpose;

(h) “Bid” means the complete bidding document submitted by the Bidder to the

Authority or the Department and shall include any corrections, addenda and

modifications made therein;

(i) “Bidder” means a manufacturer or an authorized vendor dealing in High

Security Registration Plates (HSRP), registered as a Company under the

Companies Act, 1956 and having a valid Type Approval Certificate from the

testing agencies authorized by the Central Government under Rule 126 of the

Central Motor Vehicles Rules, 1989, on the date of submission of the bid and

includes a joint venture/consortium, who is eligible to bid as per the provisions

of the bid documents;

(j) "Blanks Manufacturing Unit" means the manufacturing unit or units set up

by the Concessionaire to manufacture blank HSRP and so intimated in writing

to the State Government and shall also include any supply Agreements

entered into with any third parties for the supply of HSRP blanks provided that

the third party supplying such blanks fulfills the “Conformity of Production‟

(CoP) and other regulations of Government of India and the Testing Agencies

authorized under Rule 126 of the Central Motor Vehicles Rules 1989;

(k) "Centralized Online Data Management" means data aggregation,

warehousing and management system to be established and maintained by

the Concessionaire;

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(l) “Conformity of Production (COP)” is a procedure of periodic evaluation,

testing and certification as defined and certified by the respective Testing

Agencies;

(m) "Damages" means the damages payable by either Party to the other of them,

as set forth in this Agreement, whether on per diem basis or otherwise, are

mutually agreed pre-estimated loss and damage likely to be suffered and

incurred by the Party entitled to receive the same and are not by way of

penalty or liquidated damages;

(n) “Embossing Station” means any such decentralized unit established by the

Concessionaire for Embossing of the numerals and alphabets on High

Security Registration Plate as per the specifications prescribed in the

Government notifications;

(o) "Force Majeure" or "Force Majeure Event" means an act, event, condition or

occurrence specified in Article 17 of this Agreement;

(p) "Government Notifications" means the Government of India (GoI)

notifications no. GSR 221 (E) (dated March 28, 2001), S.O. 814 (E) (dated

August 22, 2001),S.O. 938 (E) (dated September 24,2001), S.O. 1041 (E)

(dated October 16, 2001) and S.O. 499 (E) (dated May 9. 2002) and such

other notifications with regard to HSRP as brought out by Government of India

from time to time;

(q) "Governmental Agency" means Government of India, State Government

and/or the transport ministry, department, commissioner, or such other

transport authority, as may be notified by Government of India /State

Government having jurisdiction over the Project;

(r) "High Security Registration Plate/s" or "HSRP" means the plate and such

other device affixed to the motor vehicle displaying the registration mark as

specified under rule 50 of the Central Motor Vehicle Rules,1989, as amended

from time to time;

(s) “Performance Security” means the security provided by the Concessionaire

to the State Government as per the terms of the Bid Documents;

(t) "Price" means the price of HSRP that the Concessionaire will charge for the

various types/category of vehicles for the issue and affixing of the HSRP, to

be calculated in accordance with this Agreement;

(u) “Project” means the project to assemble, establish, procure technology,

design, develop, produce, emboss, affix and distribute the HSRP in the State

of Haryana and finance, maintain and operate the infrastructure, formalities,

services and establishment so created at the risk of the Concessionaire and

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site implementation and networking within the State, with centralized blank

manufacturing unit within the territory of India;

(v) “Receivables” means the Fees and Charges collected and appropriated

under this Agreement, the insurance proceeds received and any amounts

received by Concessionaire as a result of indemnity claims hereunder;

(w) "Registering Authority" means and include the authorities as defined in

Section 2 (37) of the said Act;

(x) "Registration Mark” means the marks as defined in the rules 50 and 51 of the

Central Motor Vehicle Rules, 1989 and other Government notifications;

(y) "Registration Premises" means the premises of Registering Authority

including any premises so designated by the Registering Authority for the

purpose of embossing, hot stamping, preparation, affixing and/or fitment of

HSRP;

(z) “Replacement Price” means the amount charged by Concessionaire for the

replacement of a defaced or damaged HSRP or individual HSRP components,

such as Front Plate, Rear Plate, 3rd Registration plate sticker, or Snap Lock,

either individually or collectively;

(aa) “Royalty” shall mean a periodic payment made by the Concessionaire to the

State Government as a percentage of his revenue collection from sale of high

security registration plates as per the provisions of this Agreement;

(ab) "Specifications and Standards" means the specifications and standards laid

down by the Government of India in Motor Vehicles (New High Security

Registration Plates) Order 2001 and Government Notifications, as amended

and updated from time to time;

(ac) “State Government” means the Government of Haryana in the

Department of Transport;

(ad) "Successful Bidder" means ----------------, the bidder invited by State

Government to enter into this Agreement;

(ae) "Type Approval Certificate" means the approval accorded to the

Concessionaire by the Testing Agencies authorized by the Central

Government under rule 126 of the Central Motor Vehicles Rules, 1989;

(af) ‘‘Testing Agencies” means such Institutes/Agencies which are authorized to

test the High Security Registration Plates and grant the Type Approval and

Certificate of Conformity of Production (CoP).

All terms not defined above but defined in the Request For Proposal (RFP)

document shall have the same meaning as assigned to them in the Request For

Proposal (RFP) document.

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1.2 Interpretation 1.2.1 In this agreement, unless the context otherwise requires,

(a) references to a statutory provision shall include such provision, as is from time

to time modified or re-enacted or consolidated so far as such modification or

re-enactment or consolidation applies or is capable of applying to any

transactions entered into hereunder;

(b) references to Indian Law shall include the Laws, Acts, Ordinances, Rules,

Regulations, Bye Laws or notifications, which have the force of law in any

State or Union Territory forming part of the Union of India;

(c) the words importing singular shall include plural and vice versa, and words

denoting a natural person shall be construed as a reference to any individual,

firm, company, joint venture, corporation or other entity, and shall include

successors and assigns;

(d) the table of contents, headings or sub-headings in this Agreement are for

convenience of reference only and shall not be used in, and shall not affect,

the construction or interpretation of this Agreement;

(e) terms and words beginning with capital letters and defined in this Agreement

shall have the meaning ascribed thereto herein and the terms and words

defined in the Schedules and used therein shall have the meaning ascribed

thereto in the Schedules;

(f) the words "include" and "including" are to be construed without limitation;

(g) any reference to any period of time shall mean a reference to that according to

Indian Standard Time;

(h) any reference to day shall mean a reference to a calendar day;

(i) any reference to month shall mean a reference to a calendar month;

(j) the Schedules to this Agreement form an integral part of this Agreement and

will be in full force and effect as though they were expressly set out in the

body of this Agreement;

(k) any reference at any time to any Agreement, deed, instrument, licence or

document of any description shall be construed as reference to that

Agreement, deed, instrument, licence or other document as amended, varied,

supplemented, modified or suspended at the time of such reference provided

that this clause shall not operate so as to increase liabilities or obligations of

State Government hereunder or pursuant hereto in any manner whatsoever;

(l) references to recitals, articles, clauses, sub-clauses, paragraphs or schedules

in this Agreement shall, except where the context otherwise requires, be

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deemed to be references to recitals, articles, clauses, sub-clauses,

paragraphs and schedules of this Agreement;

(m) any Agreement, consent, approval, authorization, notice, communication,

information or report required under or pursuant to this Agreement from or by

any Party shall be valid and effectual only if it is in writing under the hands of

duly authorized representative of such Party as the case may be, in this behalf

and not otherwise;

(n) any reference to any period commencing "from" a specified day or date and

"till" or "until" a specified day or date shall include both such days and dates;

and

(o) references to any gender shall include the other and the neutral gender.

1.2.2 Unless expressly provided otherwise in this Agreement, any documentation

required to be provided or furnished by the Concessionaire to the State Government

shall be provided free of cost and at least in three copies, and if State Government

are required to return any such documentation with their comments and/or approval,

they shall be entitled to retain two copies thereof.

1.3 Discrepancies In case of ambiguities or discrepancies within this Agreement, the following

shall apply:

(a) between two or more Clauses of this Agreement, the provisions of a specific

clause relevant to the issue under consideration shall prevail over those in

other Clauses;

(b) between the Clauses of this Agreement and the Schedule, the Clauses shall

prevail; and

(c) between any value written in numerals and that in words, the latter shall

prevail.

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Part II The Concession

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ARTICLE 2 SCOPE OF THE PROJECT 2.1 Scope of the Project

The Scope of the Project shall mean and include, during the Concession Period,-

(a) performance and execution by the Concessionaire to assemble, establish,

procure technology, design, develop, produce, emboss, affix and distribute the

High Security Registration Plates in the State of Haryana and finance,

maintain and operate the infrastructure, facilities, services and establishment

so created at his own risk and bear all costs involved in establishing

embossing stations, affixing stations, site implementation and networking

within the State, with centralized blank manufacturing unit within the territory

of India, in accordance with this Agreement and Schedule A;

(b) providing online software implementation and transfer of data asset including

technology up-gradation required during the Concession Period, if any, by the

Concessionaire; and

(c) performance and fulfillment of all other obligations of Concessionaire in

accordance with the provisions of this Agreement and matters incidental

thereto or necessary for the performance of any or all of the obligations of the

Concessionaire under this Agreement.

ARTICLE 3

GRANT OF CONCESSION

3.1 The Concession 3.1.1 Subject to and in accordance with the terms and conditions set forth in this

Agreement, State Government hereby grants to the Concessionaire the Concession

set forth herein including the exclusive right, licence and authority during the

subsistence of this Agreement to implement the Project (the “Concession’) for a

period of 10 (ten) years commencing from the date of signing of this Agreement, and

the Concessionaire hereby accepts the Concession and agrees to implement the

Project subject to and in accordance with the terms and conditions set forth herein.

3.1.2 Subject to and in accordance with the terms and conditions set forth in this

Agreement, the Concession hereby granted shall oblige the Concessionaire to

undertake the following in accordance with the provisions of this Agreement, the

Applicable Laws and the Applicable Permits,-

(a) to assemble, establish, procure technology, design, develop, produce,

emboss, affix and distribute High Security Registration Plates in the State of

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Haryana and finance, maintain and operate the infrastructure, formalities,

services and establishment so created at its own risk and bear all costs

involved in establishing Embossing Stations, Affixing stations, site

implementation and networking within the State, with centralized blank

manufacturing unit within the territory of India, for the State of Haryana;

(b) perform and fulfill all of the Concessionaire's obligations under this

Agreement; and

(c) bear and pay all expenses, costs and charges incurred in the fulfillment of all

the Concessionaire's obligations under this Agreement.

ARTICLE 4

CONDITIONS PRECEDENT 4.1 Conditions Precedent 4.1.1 The respective rights and obligations of the Parties under this Agreement shall be

subject to the satisfaction in full of the Conditions Precedent specified in this clause

4.1.

4.1.2 The Conditions Precedent required to be satisfied by the State Government prior to

the Appointed Date shall be deemed to have been fulfilled when the State

Government shall have:

(a) notified the Price and Replacement Price substantially in the form set forth in

Schedule-G; and

(b) provided one room each to the Concessionaire in the premises of the 24

Registering Authorities as per the provisions of RFP, space of one room for

temporary erection of a pre-fabricated kiosk in the offices of remaining

Registering Authorities subject to availability, and in the case of the

Registering Authorities where no space is provided to the Concessionaire,

State Government shall have notified the space arranged by the

Concessionaire at his level as premises of concerned Registering Authorities.

4.1.3 The Conditions Precedent required to be satisfied by the Concessionaire prior to the

Appointed Date shall be deemed to have been fulfilled when the Concessionaire shall

have:

(a) provided Performance Security to the State Government;

(b) obtained all Applicable Permits required to run and operate the manufacturing

unit for High Security Registration Plate in the country and ensure the

production of High Security Registration Plate blanks within the time period

specified in the bid document and set up its manufacturing plant for High

Security Registration Plate Blanks;

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(c) obtained all Applicable Permits required to set up the Embossing Stations and

Affixing Stations in the State; and

(d) set up the Embossing Stations and Affixing Stations, in line with the Work

Plan in the form set forth in Schedule-H, in the State and so informed the

State Government.

ARTICLE 5 OBLIGATIONS OF THE CONCESSIONAIRE

5.1 Obligations of the Concessionaire 5.1.1 The Concessionaire shall, at its own cost and expense, in addition to and not in

derogation of its obligations elsewhere set out in this agreement, observe, undertake,

comply with and perform the following,-

(a) provide to the State Government reports on regular basis in the form and

manner set forth in this Agreement and prescribed by the State Government

from time to time;

(b) obtain and maintain in force, on and from the Appointed Date, all insurances

in accordance with the provisions of this agreement;

(c) make reasonable efforts to maintain harmony and good industrial relations

among the personnel employed in connection with the performance of the

Concessionaire's obligations under this Agreement;

(d) comply with all Applicable Permits and Applicable Laws in the performance of

the Concessionaire's obligations under this Agreement;

(e) be responsible for the soundness and durability of the High Security

Registration Plate affixed by it and ensure their compliance with the

Specifications and Standards;

(f) keep valid Type Approval Certificate and Conformity of Production from the

relevant Test Agency;

(g) shall put in place means and systems to address the grievances of the vehicle

Owner, if any;

(h) ensure at all times that the High Security Registration Plate blanks and High

Security Registration Plate, prior to their supply and affixation to the Owners,

are kept in a secure place under its control and supervision and make its own

arrangement for security;

(i) bring to notice of the State Government any theft or pilferage of any High

Security Registration Plate or laser coded High Security Registration Plate

Blanks bearing the Concessionaire's identification mark as provided by the

Test Agencies in any district in the State within a period of two (2) days of

becoming aware of such theft or pilferage. The Concessionaire shall at such

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times also undertake immediate remedial steps, including filing suitable police

reports to ensure that such High Security Registration Plate or High Security

Registration Plate Blanks are not misused and can be traced and confiscated.

On receipt of information from the Concessionaire of such theft or pilferage,

State Government would notify delisting of such laser numbers from the

company’s central database and the Concessionaire ensures and assures

that such laser numbers will not be used henceforth for embossing HSRP to

any vehicle. In case of recovery of such blanks at a later date, the same shall

have to be destroyed in the presence of the authorized representative of

State Government; (j) shall issue and affix the HSRP in accordance with Government notifications

and provision of the Act as amended from time to time;

(k) indemnify the State Government against all actions, suits, claims, demands

and proceedings and any loss or damage or cost or expense that may be

suffered by them on account of anything done or omitted to be done by the

Concessionaire in connection with the performance of its obligations under

this Agreement;

(l) in case of replacement of defaced or destroyed HSRP, the old HSRP shall be

preserved by the Concessionaire and will be accounted for and be destroyed

in the presence of a representative of the State Government on a periodic

basis. The laser numbers of such HSRP shall also be notified to the State

Government on a periodic basis and will be accordingly marked in the central

data base;

(m) will provide online software implementation containing inter-alia the

following features,-

i. System should have provision for registering user request (over portal,

phone, helpdesk etc) for affixing High Security Registration Plates.

ii. System should have a workflow based approval mechanism starting

from User raising a request to final sign off by Registering Authority.

The workflow would be finalized in discussion with department during

the execution of the project.

iii. System should have additional features including escalation

framework, status tracking, appointment scheduling.

iv. System should allow users to make online payments & get e-receipts.

v. System should allow dealing clerk/Registration Authority to upload and

save the photo of the vehicle with High Security Registration Plate,

prior to approval/acceptance by the competent authority. The quality

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of the camera and photograph should be of sufficient high resolution

acceptable to the department.

vi. System should provide real-time data accessed from integrated and

centralized computing environment/Data centre.

vii. System should generate MIS reports as per requirement of the

departmental officials.

viii. System should have advance communication application interface with

emails and SMS.

ix. System should be updated as per requirements of the department

from time to time.

On completion of the contract or foreclosure/pre-mature termination

of the contract, the Concessionaire shall pass on the IPR and the software along

with the source code and the entire data asset to the Transport Commissioner,

Haryana at zero cost without retaining any data with itself;

(n) shall at its cost, expenses and risk make such financing arrangement as

would be necessary to implement the project to meet all of its obligations

under this contract, in a timely manner;

(o) shall ensure that the Prices of High Security Registration Plates are

prominently displayed in Hindi and English for all types of vehicles at the

project sites for information of vehicle owners;

(p) shall ensure that the personnel engaged by it in the performance of its

obligations under this Agreement are at all times properly trained by their

respective functions; and

(q) shall not do or omit to do any act, deed or thing which may in any manner

be violative of any of the provisions of this Agreement.

ARTICLE 6

OBLIGATIONS OF THE STATE GOVERNMENT 6.1 Obligations of the State Government 6.1.1 The State Government shall comply with and perform all its obligations set out in this

Agreement.

6.1.2 The State Government agrees to observe, comply with and perform, subject to and in

accordance with the provisions of this Agreement and the Applicable Laws, the

following,-

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(a) assist the Concessionaire in obtaining Police assistance required, if any, for

traffic regulation, patrolling and provision of security at the Embossing Stations

and the Affixing Stations;

(b) notify the Concessionaire no later than one (1) month prior to the date of start

of operations of a new Registering Authority being set up within the State;

(c) publish the approved Price or the amended Price, as the case may be, as and

when they become applicable in accordance with this Agreement;

(d) provide one room each to the Concessionaire in the premises of the 24

Registering Authorities as per the provisions of Request For Proposal (RFP),

space of one room for temporary erection of a pre-fabricated kiosk in the

offices of remaining Registering Authorities subject to availability, and in the

case of the Registering Authorities where no space is provided to the

Concessionaire, State Government shall notify the space arranged by the

Concessionaire at his level as premises of concerned Registering Authorities;

(e) data relating to issuance of High Security Registration Plate for old Vehicles

shall be provided to the Concessionaire; and

(f) data relating to new Vehicles for issuance of HSRP; like Owners name,

chassis number etc. which is required for the third registration plate shall be

provided by the concerned Registering Authority.

ARTICLE 7

REPRESENTATIONS AND WARRANTIES 7.1 Representations and Warranties of the Concessionaire

The Concessionaire represents and warrants to the State Government that,-

(a) it is a duly incorporated validly existing Company under the laws of India;

(b) it has full power and authority to execute, deliver and perform its obligations

under this Agreement and to carry out the transactions contemplated hereby;

(c) it has taken all necessary corporate and other action under Applicable Laws

and Applicable Permits, if any, and documents regarding its formation and

constitution authorize the execution, delivery and performance of this

Agreement;

(d) it has the financial standing and capacity to undertake the Project;

(e) this Agreement constitutes a legal, valid and binding obligation enforceable

against it in accordance with the terms hereof;

(f) the Concessionaire was and is duly incorporated as a Company and existing

under the laws of India and has full power and authority to consent to, and has

validly consented to and requested the State Government to enter into this

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Agreement pursuant to the Letter of Intent (LOI) and has agreed to and

unconditionally accepted the terms and conditions set forth in this Agreement;

(g) no representation or warranty by the Concessionaire contained herein or in

any other document furnished by it to the State Government or to any

Governmental Agency in relation to Applicable Permits contains or will contain

any untrue statement of material fact or omits or will omit to state a material

fact necessary to make such representation or warranty not misleading; and

(h) it warrants that no sums in cash or kind have been paid or will be paid, except

as contemplated in this Agreement, by or on its behalf to any person by way of

Price, commission or otherwise for securing the Agreement or entering into

this Agreement or for influencing or attempting to influence any officer or

employee of the State Government and GoI in connection therewith.

7.2 Representations and Warranties of State Government.

The State Government represents and warrants to the Concessionaire that,-

(a) the State Government has full power and authority to execute, deliver and

perform its obligations under this Agreement and to carry out the transactions

contemplated hereby;

(b) the Government has taken all necessary action and complied with all

necessary internal procedures to authorize the execution, delivery and

performance of this Agreement; and

(c) this agreement constitutes a legal, valid and binding obligation enforceable

against it in accordance with the terms hereof.

7.3 Disclosure

In the event that any occurrence or circumstance comes to the attention of

either Party that renders any of its aforesaid representations or warranty untrue or

incorrect, such Party shall immediately notify the other Party of the same. Such

notification shall not have the effect of remedying any breach of the representation or

warranty that has been found to be untrue or incorrect nor shall it adversely affect or

waive any obligation of either Party under this Agreement.

ARTICLE 8

DISCLAIMER 8.1 Disclaimer

8.1.1 The Concessionaire acknowledges that prior to the execution of this

Agreement, the Concessionaire has, after a complete and careful examination, made

an independent evaluation of the Tender Notice, RFP document, Draft Concession

Agreement, Scope of the Project, Specifications and Standards, local conditions,

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vehicle population in the State and all other information provided by the State

Government or obtained procured otherwise, and has determined to its satisfaction

the accuracy or otherwise thereof and nature and extent of difficulties, risks and

hazards as are likely to arise or may be faced in the course of performance of its

obligations hereunder; and

8.1.2 The Concessionaire acknowledges and hereby accepts the risk of

inadequacy, mistake or error in or relating to any of the matters set forth in Clause

8.1.1 above and hereby acknowledges and agrees that the State Government shall

not be liable for the same whatsoever to the Concessionaire.

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PART III Project establishment and Operations

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ARTICLE 9 PERFORMANCE SECURITY

9.1 Performance Security

The Concessionaire shall, for due and faithful performance of its obligations

under this Agreement, provide to the State Government an irrevocable and

unconditional guarantee from a Scheduled Bank for a sum equivalent to Rs. 4.00

crore (Rupees Four crore) in the form set forth in Schedule B or banker‟s

cheque/bank draft/fixed deposit receipt drawn in favour of Transport Commissioner,

Haryana.

9.2 Forfeiture of Performance Security The performance security shall be forfeited and encashed if the

Concessionaire withdraws from the project mid way during the project term or due to

any other act or acts of the Concessionaire which renders the project unoperational,

event of default on the part of Concessionaire or where the State Government

establishes sufficient reasons to forfeit the performance security.

9.3 Release of Performance Security

State Government shall release the Performance Security to the

Concessionaire within a period of 90 (ninety) days from the date of expiry of the

Concession Period provided that the Concessionaire is not in default in due and

faithful performance of its obligations under this Agreement and after the whole data

has been handed over without retaining any copy thereof.

ARTICLE 10

ESTABLISHMENT OF EMBOSSING AND AFFIXING STATIONS

10.1 Embossing stations The Concessionaire hereby agrees to observe, comply and perform the

following,-

(a). ensure that Embossing stations are established in line with the work plan. In

case, for whatsoever reason, an Embossing Station has to be relocated, either

temporarily or permanently, the Concessionaire shall inform the State

Government the complete details and particulars of each such Embossing

Station. Provided that in case of Registration Authorities where the vehicle

population is too low, the Concessionaire may be allowed by the State

Government to set up data entry terminals and affixing stations within that

Registering Authority premises and will emboss and hot-stamp the HSRP at

Embossing Stations located at other Registering Authorities and will, at his

own risk and cost, get the HSRP delivered to the specified Affixing Station

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within this time for affixing in the presence of a representative of the

Registering Authority; (b). appoint and place its authorized personnel or representatives for the various

functions designated to be carried out at the Embossing Stations, and inform

the State Government about the name, father’s name and permanent address

along with copy of proof of identity of such personnel;

(c). shall make suitable arrangements for security of Embossing Stations and all

the goods and personnel therein including inter alia coordinating and

registering with the local police station in whose jurisdiction the relevant

Embossing Station is located. The High Security Registration Plate in-process,

High Security Registration Plate and all material and equipment required to

emboss, hot-stamp, complete and affix the High Security Registration Plate

shall be placed in a secured place and shall be made accessible only to

persons specifically authorized in this regard. The complete list of authorized

persons allowed access to this area shall be kept informed to State

Government on an ongoing basis. The Concessionaire shall provide photo

identity cards to the authorized personnel employed at each Embossing

Station and cause them to compulsorily wear such photo identity cards at all

times within the premises of the Embossing Stations. The Concessionaire

shall ensure that no unauthorized person shall be allowed access to any part

of the Embossing Stations;

(d). shall at all times keep State Government informed of details including contact

details of managers and/or supervisors appointed at each of the Embossing

Stations;

(e). shall not carry out embossing of any High Security Registration Plate to be

affixed in the State of Haryana at any place other than the Embossing

Stations;

(f). shall not shift or close any Embossing Station without written permission of

State Government except for temporary shifting for emergency reasons as

described in Clause 10.1.(a), the Concessionaire shall give a notice along with

sufficient details so as to be received by State Government not later than forty

five (45) days prior to proposed date of such shifting, closure, addition or

modification, as the case may be, and request a Notification of location. State

Government shall provide its comments and observations or pass the required

Notification within a period of twenty one (21) days of receipt of such notice.

Notwithstanding any comments or observations and or Notification, the State

Government shall not be liable for the same in any manner whatsoever and

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the Concessionaire shall remain solely responsible for and shall not be

relieved or absolved in any manner whatsoever of its obligation, duties and

liabilities as set forth in this Agreement. Provided that the repairs, replacement

or modification of the equipment in the Embossing Station which may be

required from time to time for completing the Concessionaire’s obligations

under this agreement, or the expansion or reduction of capacity, shall not

have to be notified under this clause;

(g). provide to State Government all information as may be required from time to

time, in a timely and efficient manner; and

(h). ensure that the embossed HSRP are transported from the Embossing Station

to the Affixing Station in a secure and safe manner.

10.2 AFFIXING STATIONS

The Concessionaire hereby agrees to observe, comply and perform the

following,-

(a) to setup the Affixing Station within the Registering Authority’s premises or at

such other place arranged by the Concessionaire at his level and cost where

no space is provided by the State Government to the Concessionaire and

provide sufficient details of the setup and facilities therein, not later than one

(1) week prior to the proposed date of start of operations of the Affixing

Station. The State Government shall provide one room each to the

Concessionaire in the premises of the 24 Registering Authorities as per the

provisions of RFP, space of one room for temporary erection of a pre-

fabricated kiosk in the offices of remaining Registering Authorities subject to

availability, and in the case of the Registering Authorities where no space is

provided to the Concessionaire, State Government shall notify the space

arranged by the Concessionaire at his level and cost, as premises of

concerned Registering Authorities;

(b) in case of a change authorized by the State Government, inform State

Government on an ongoing basis, of the complete contact details and

particulars of each such Affixing Station, including the detailed staffing pattern;

(c) make suitable arrangements for security of Affixing Stations and all goods and

its personnel for matters relating to affixation of High Security Registration

Plate in the Affixing Stations. These security arrangements may include inter

alia coordinating and registering with the local police station in whose

jurisdiction the relevant Affixing Station is located. The High Security

Registration Plate and replaced registration plates before they are destroyed

shall be kept segregated from each other and from other equipment or

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material and placed in a secure place and shall be made accessible only to

persons specifically authorized in this regard. The complete list of authorized

persons to access this area shall be kept informed to State Government on an

ongoing basis. The Concessionaire shall provide photo identity cards to the

authorized personnel employed at each Affixing Station and cause them to

compulsorily wear such photo identity cards at all times within the premises of

the Affixing Stations. The Concessionaire shall ensure that no unauthorized

person shall be allowed access to any part of the Affixing Station. The

Concessionaire shall designate and clearly mark the areas in the Affixing

Station where Owners shall be allowed access for the purpose of affixing High

Security Registration Plate and all matters related or incidental thereto;

(d) shall not carry out the affixation of High Security Registration Plate in any

place other than the Registration Authority’s premises duly notified by State

Government for this purpose;

(e) provide to State Government all information as may be required from time to

time, in a timely and efficient manner;

(f) keep the Affixing Stations open at least on all the days that the relevant

Registering Authority is working and operate the Affixing Stations at least at all

times that the Registering Authority is functioning; and

(g) shall bear the cost of replacing any HSRP damaged during affixation to the

motor vehicle at the Affixing Stations;

10.3 FINANCING 10.3.1 The Concessionaire may obtain financing for the Project in the form of debt,

from domestic or foreign sources, or direct borrowings or investment from

banks, lending institutions, mutual funds, insurance companies, pension

funds, provident funds and companies, and/or in the form of equity from

friends, associates, private placements with institutions or other investing

organizations or funds, public issues, or such other sources as it may deem

necessary, may enter into legal agreements or other arrangements of any kind

as it deems fit.

10.3.2 The State Government hereby recognizes the right of the Concessionaire to

mortgage, charge, assign or otherwise encumber the raw material, machinery,

other hardware and/or the receivables and to assign its rights under this

Agreement in favour of the Lenders in accordance with the terms of the

Agreements signed; provided that any such assignment shall not be

prejudicial to the interests of the State Government.

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10.4 DELAYS IN THE PERFORMANCE

The Concessionaire shall perform his obligations in accordance with the time

schedule as specified in the RFP document. A delay by the Concessionaire in

the performance of its obligations shall render the Concessionaire liable to any

or all of the following sanctions:

(a) Forfeiture of its performance security;

(b) Imposition of Liquidated Damages; and/or

(c) Termination of the Contract for default.

10.5 SERVICE LEVEL AND PENALITY CHARGES

10.5.1 Start of work

10.5.1.1 The Concessionaire shall ensure that, after signing of the agreement, the

requisite infrastructure is made ready and the actual affixing of HSRP is

started within three months from the date of signing of this Agreement. In

case of delay in this regard, penalty @ Rs. 5,000/- per day per

destination/Registering Authority shall be paid by the Concessionaire. The

rate of penalty shall be Rs.10,000/- per day per destination/Registering

Authority after 30 days and Rs.15,000/- per day per destination/Registering

Authority after 120 days.

10.5.1.2 In case the work of affixation of High Security Registration Plates is not started

in at least 75% of the Registering Authorities within a period of 4 months, the

contract shall be terminated.

10.5.1.3 No Termination Payment shall be made by the State Government to the

Concessionaire in the event of such Termination.

10.5.2 Time allowed for affixing 10.5.2.1 The Concessionaire shall keep the HSRP fully embossed, hot stamped and

ready for affixation at the respective Affixing Station within four days from the

date of receipt of authorization from the Registering Authority in the form set

forth in Schedule-I or as decided by the State Government from time to time,

and the receipt of price from the vehicle owner. The affixation will be done on

the day and date fixed for the Owner to bring the vehicle for affixation, which

date shall not be more than 4 (four) days after the deposit of price. In case the

vehicle owner deputes another person for getting the High Security

Registration Plate affixed on the vehicle, such other person shall be duly

authorized by the vehicle owner in the form set forth in Schedule-J or as

decided by the State Government from time to time.

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10.5.2.2 If the High Security Registration Plate is not affixed by the Concessionaire

within 4 (four) days (excluding Sundays and Gazetted holidays) of receipt of

authorization from Registering Authority and depositing the price by the

vehicle owner, then a rebate @ Rs.50/- (Rs. fifty) per day of delay per vehicle

upto 7 (seven) days and thereafter @ Rs.75/- (Rs. seventy five ) per day per

vehicle shall be given by the Concessionaire to the vehicle owner. The

amount thus worked out shall be refunded/paid to the vehicle owner by the

Concessionaire.

10.6 QUALITY ASSURANCE

10.6.1 The Concessionaire shall follow the conformity of production requirements as

per Government notification. In addition, the State Government or its

representative will have the liberty to select a sample and send it for quality

verification to an authorized test agency/ laboratory. In case the sample fails

to meet the required standards, the State Government shall be at liberty to

impose a penalty on the Concessionaire which shall not be less than

Rs.50,000/- and which may extend to Rs.1,00,000/- on each occasion, after

giving an opportunity of hearing to the Concessionaire.

10.6.2 In case any High Security Registration Plate is found to be defective or not

conforming to the prescribed specifications, the Concessionaire shall have to

replace it with a new security plate free of cost. If at any point of time, more

than 5% the High Security Registration Plates of the total number of High

Security Registration Plates supplied by that time are found to be defective/of

poor quality/not confirming to the specifications, the Contract will be

terminated, Performance Security will be forfeited & the Concessionaire will be

debarred, after giving an opportunity of hearing to the Concessionaire.

ARTICLE 11

MONITORING AND SUPERVISION 11.1 General

11.1.1 The reporting and record requirements spelt out hereunder have been

provided in terms of the type of information required. The State Government

will determine the form and format of such reports and record requirements.

The language of all reports and records shall be English.

11.1.2 The Concessionaire shall aggregate and maintain complete data of all High

Security Registration Plates issued as decided by the State Government from

time to time and for that purpose, the Registering Authority shall, while issuing

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the Affixing Order, provide to the Concessionaire all necessary data as to the

Details of the Vehicle, its engine number, chassis number, and other details

as may be decided by the State Government.

11.1.3 The Concessionaire shall undertake monthly comparison of its data

warehouse with the corresponding data of the Registering Authority and rectify

and bring to the notice of Transport Department any discrepancies.

11.2 Reporting Requirements

11.2.1 The Concessionaire shall prepare and submit to the State Government,

following information during the Concession Period:

(a) A detailed work plan supported by a PERT chart for completion of all activities

involved in fulfilling Conditions Precedent in this Agreement, to be submitted

within one week from the date of signing of this Agreement.

(b) List of employees at each Embossing and Affixing Station with respective

designations two days prior to the Appointed Date.

(c) Address, telephone numbers, fax numbers and e-mail addresses of all

Embossing and Affixing Stations.

11.2.2 The Concessionaire shall furnish to the concerned Registering Authority

periodical reports, in the forms set forth in Schedule C to F, as per details below,-

(a) a daily report on the following day in form set forth in Schedule C.

(b) a monthly report to be submitted within 7 days of completion of each calendar

month in form set forth in Schedule D.

(c) a monthly report to be submitted within 7 days of completion of each calendar

month in form set forth in Schedule E.

(d) a monthly report to be submitted within 7 days of completion of each calendar

month in form set forth in Schedule F.

(e) any other report/information as decided by the State Government from time to

time.

11.3 Inspection

State Government reserves the right to inspect the High Security Registration

Plate Blank Manufacturing Unit, Embossing Stations and Affixing Stations

acting through its own officers at any time with or without prior intimation for a

review of its functions and practices and the compliance by the

Concessionaire with its obligations under this Agreement. The Concessionaire

shall provide all assistance to State Government in carrying out such

inspection and make available to State Government all records as may be

requested by State Government.

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11.4 Tests

The State Government may engage any approved testing agency, as it may

deem fit from time to time, which will conduct periodical

checking/evaluation/testing and certification of the High Security Registration

Plates on regular and random basis both at the manufacturing facility and

embossing/affixing stations and on the roads, in order to verify their quality

and performance. All actual costs incurred for the purpose may be, at the

discretion of the State Government, levied on the Concessionaire maximum

up to 1 % of the total amount collected on sale of High Security Registration

Plates from the vehicle owners.

ARTICLE 12

SAFETY REQUIREMENTS

12.1 Safety Requirements

The Concessionaire shall comply with the provisions of this Agreement,

Applicable Laws and Applicable Permits and confirm to Good Industry

Practice for securing the safety of the work force deployed by him and all

others. All costs and expenses arising out of or relating to Safety

Requirements shall be borne by the Concessionaire.

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Part IV Financial Covenants

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ARTICLE 13 PRICE 13.1 Price

13.1.1 In consideration of the Services rendered by the Concessionaire under the

Contract, the State Government shall authorize the Concessionaire to charge

and recover an amount (the “Price”), on the basis of rates accepted by the

State Government, from vehicle owners for supplying and affixing High

Security Registration Plates. The Price shall mean the Base Price (i.e. Price

excluding all the taxes, duties and levies) plus all the applicable taxes and

duties.

13.1.2 The Concessionaire shall be liable to pay all the applicable taxes, duties,

cess, statutory and other charges etc. out of the payment received from the

vehicle owners for fixation of the High Security Registration Plate.

13.1.3 The Concessionaire undertakes that the price charged for the High Security

Registration Plate shall not exceed in any way the lowest price at which the

Concessionaire quote for the supply of stores of identical description to

Director General Supplies and Disposals, New Delhi/ any State

Govt./Institution/Undertaking/any other person, during the concession period.

If any time during the concession period, the Concessionaire (including its

joint venture/ consortium partners) reduces the sale price of High Security

Registration Plate to any person than the price chargeable under this

contract, the Concessionaire shall forthwith notify such reduction and inform

the State Government, and the price payable under this agreement for the

High Security Registration Plate supplied after the date of coming into force

of such reduction of the rates shall stand correspondingly reduced to that

level.

13.1.4 The Price to be charged by the Concessionaire for various types of vehicles

for supplying/affixing High Security Registration Plates shall be notified by the

State Government in the form set forth in Schedule-G for the information of

vehicle owners.

13.2 Revision of Price

13.2.1 The Parties hereto acknowledge and agree that the Base Price (i.e. Price

excluding all the taxes, duties and levies) applicable on the date of signing of

this Agreement shall be increased @10% after every three years. The

increase shall be allowed on the Base Price. The first increase in the Base

Price shall be allowed after completion of a period of three years from the date

of signing of this Agreement.

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13.2.2 The Concessionaire hereby acknowledges and agrees that it is not entitled to

any revision of Base Price or other relief from the State Government or any

Government agency, except in accordance with the express provisions of this

Agreement.

13.3 Display of Price

The Concessionaire shall ensure that the Prices of High Security

Registration Plates are prominently displayed in Hindi and English for all

types of vehicles at the project sites for information of vehicle owners.

ARTICLE 14 ROYALTY

14.1 Royalty

In consideration of the grant of Concession, the Concessionaire shall pay to

the State Government by way of royalty a sum equivalent to 5% of the amount

collected by the Concessionaire on sale of High Security Registration Plates

from vehicle owners. The Royalty shall be paid on the basis of Price of High

Security Registration Plate excluding the local sales tax, VAT etc.

14.2 Mode of Payment

14.2.1 The Concessionaire shall open and establish an Escrow Account with an

Escrow Bank, and shall deposit or cause to be deposited all the amounts

collected from the vehicle owners by way of sale of High Security Registration

Plates into the Escrow Account on daily basis. The amount of Royalty due to

the State Government shall be transferred to the Account of the State

Government on weekly basis and the State Government shall have the first

charge in this regard. The Agreement with the Escrow Bank shall be made by

the Concessionaire as per the terms and conditions set forth in the

Agreements applicable in PPP Projects in Haryana.

14.2.2 The State Government may also prescribe any other mode/procedure for

payment of Royalty by the Concessionaire.

14.2.3 The State Government shall have the discretion to provide the mechanism of

payment through Gateway also depending upon the stage of computerization.

14.3 Verification of Royalty

The Authority may, in order to satisfy itself that the Concessionaire is reporting

the amount collected by sale of High Security Registration Plates honestly and

faithfully, depute its representative(s) to the premises of the Concessionaire

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and undertake such other measures and actions as it may deemed necessary,

to ascertain the actual collections by sale of High Security Registration Plates

by conducting audit.

ARTICLE 15

INSURANCE 15.1 Insurance during Concession Period

The Concessionaire shall effect and maintain, or cause to be effected and

maintained, at no cost to State Government, during the validity of this

Agreement such insurances up to such maximum sums as may be required

under and in accordance with Applicable Laws including insurance of data

against theft, destruction, insurance against loss to the Government property

provided to the Concessionaire for use during the contract period, due to any

reason, and such insurance as the Concessionaire may consider necessary or

desirable in accordance with Good Business Practice, including third party

insurances. The Concessionaire shall by notice furnish to the State

Government, in reasonable detail, information in respect of the Insurances.

ARTICLE 16

ACCOUNTS AND AUDIT

16.1 Maintenance of Accounts and Audit

The Concessionaire shall issue a valid receipt to the vehicle owner for the

amount received by sale of High Security Registration Plates and maintain

proper and full record of receipts and issue of High Security Registration

Plates. The Concessionaire shall maintain books of accounts recording all its

receipts in an appropriate manner which shall be subject to audit and

inspection by the State Government or its authorized agency, at such intervals

as it deems appropriate.

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Part V Force Majeure and Termination

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ARTICLE 17

FORCE MAJEURE 17.1 Force Majeure

17.1.1 The Concessionaire shall not be liable for forfeiture of its Performance

Security, liquidated damages or termination for default, if and to the extent

that, its delay in performance or other failure to perform its obligations under

this agreement is the result of an event of Force Majeure.

17.1.2 For purpose of this Clause, “Force Majeure” means an event beyond the

reasonable control of the Concessionaire and not involving any fault or

negligence and not foreseeable. Such events may include wars or revolution,

riots, strikes, lockouts, fires, floods, epidemics, acts of God, cyclones,

earthquakes, lightning, volcanic eruptions, chemical or radioactive

contamination, storm, hurricane, acts of terrorism, civil commotion etc. but

does not include failure of electricity or printing system as a cause beyond

control.

17.1.3 If a Force Majeure situation arises, the Concessionaire shall promptly notify

the State Government in writing of such conditions and the cause thereof.

Unless otherwise directed by the State Government in writing, the

Concessionaire shall continue to perform its obligations under the contract

as far as is reasonably practical, and shall seek all reasonable alternative

means for performance not prevented by the Force Majeure event.

17.1.4 Effect of Force Majeure Event

Upon the occurrence of any Force Majeure Event, the following shall apply:

(a) there shall be no termination;

(b) the Parties shall bear their respective costs and no Party shall be required

to pay to the other Party any costs arising out of such Force Majeure

Event; and

(c) the period of this agreement shall be extended by such loss of period

suffered by the Concessionaire due to Force Majeure Event which

prevented lawful performance of the contract.

Provided that the State Government may terminate this contract, by

giving a written notice of minimum 30 days to the Concessionaire, if as a

result of Force Majeure, the Concessionaire is unable to perform a

material portion of the services for a period of more than 60 days. No

Termination Payment shall be made by the State Government to the

Concessionaire in the event of such Termination.

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17.1.5 Liability for other losses, damages etc.

Save and except as expressly provided in this Article 17, neither Party hereto

shall be liable in any manner whatsoever to the other Party in respect of any

loss, damage, cost, expense, claims, demands and proceedings relating to or

arising out of occurrence or existence of any Force Majeure Event or exercise

of any right pursuant to this Article 17.

17.1.6 Excuse from performance of obligations

If the affected Party is rendered wholly or partially unable to perform its

obligations under this Agreement because of a Force Majeure Event, it shall

be excused from performance of such of its obligations to the extent it is

unable to perform on account of such Force Majeure Event provided that,-

(a) the suspension of performance shall be of no greater scope and of no

longer duration than is reasonably required by the Force Majeure

Event;

(b) the affected Party shall make all reasonable efforts to mitigate or limit

damage to the other Party arising out of or as a result of the

existence or occurrence of such Force Majeure Event and to cure

the same with due diligence; and

(c) when the affected Party is able to resume performance of its

obligations under this Agreement, it shall give to the other Party

written notice to that effect and shall promptly resume performance of

its obligations hereunder.

ARTICLE 18 SUSPENSION OF CONCESSIONAIRE’S RIGHTS

18.1 Suspension of Concessionaire’s Rights

18.1.1 If the Concessionaire shall be in material breach of this Agreement, State

Government shall be entitled in its sole discretion and without prejudice to its

other rights and remedies under this Agreement including its right of

Termination hereunder, to:

(a) suspend all or any of the rights of the Concessionaire under this

Agreement including the Concessionaire's right to collect Price for

affixing such High Security Registration Plates by a written notice of

suspension to the Concessionaire, and

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(b) exercise the rights of the Concessionaire under this Agreement itself or

authorize any other person to exercise the same during such

suspension:

Provided that such notice of suspension shall not be issued unless a

prior written notice of intention to suspend has been given to the

Concessionaire which notice of intention to suspend,-

(i) shall specify the nature of the failure; and

(ii) shall request the Concessionaire to remedy such failure within a

specified period from the date of receipt of such notice of intention

to suspend by the Concessionaire. The specified period shall

ordinarily be 30 (thirty) days or more, and in no case, be less than

15 (fifteen) days.

18.1.2 The suspension of the rights of the Concessionaire by State Government

shall be revoked by State Government forthwith upon the Concessionaire

having remedied the material breach during such suspension period to the

satisfaction of State Government.

18.1.3 The suspension of the rights of the Concessionaire by the State Government

shall not absolve the Concessionaire from its obligations set forth in this

agreement.

ARTICLE 19 TERMINATION

19.1 The State Government shall have the right to cancel the agreement if the

Concessionaire causes any material breach of any or all conditions or any material

breach of the Contract. Material breach of contract includes, but is not limited to the

following:

(a) failure of the Concessionaire to correct such defects/irregularity within a

reasonable period of time pursuant to the notice received from the Transport

Commissioner, Haryana, Chandigarh. If defects/irregularities are noticed

repeatedly or there are repeated complaints against the Concessionaire, the

Transport Commissioner shall have the right to terminate the contract and forfeit

the Performance Security;

(b) upon the Concessionaire being knowingly or intentionally involved in distribution

of duplicate High Security Registration Plates without authority letter from the

Registering Authority and/or are leaking the security features;

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(c) failure of the Concessionaire to submit valid Certificate of “Conformity of

Production” periodically as per the guidelines of the approved Test Agency, to the

State Government;

(d) any document submitted by the Concessionaire as part of the bid is found to be

incorrect/ not authentic;

(e) in case there are complaints of overcharging/poor quality of High Security

Registration Plates.

19.1.1 In the event of termination, for any reason, State Government shall impose

penalty and reserves the right to ask the Concessionaire to continue till alternative

arrangements are made and also reserves the right to enter into contract with any

one as deemed fit by the State Government. The Concessionaire would handover

reports and databases maintained to the State Government for continuity of

operations. In no case, such data/ information maintained by the Concessionaire

shall be exploited or sold to third party for any gain or otherwise.

19.1.2 In case of material breach of the contract by the Concessionaire for any of the

above reasons, the State Government shall have the right to terminate the

contract and forfeit the Performance Security.

19.1.3 The contract can be terminated/short closed by the State Government due to

changes in Central/State Govt. laws/policies/instructions and/or due to

technological changes.

19.2 Upon Termination of this Agreement for any reason, whatsoever,-

(a) the Concessionaire shall remove all its machinery, equipment, furniture,

fixtures or any other belongings including the computing equipment set up to

establish and maintain the Online Data Warehouse within a period of 30

(thirty) days; and

(b) the Concessionaire and any person claiming through or under the

Concessionaire shall not enter any part of the premises of any Registering

Authority beyond a period of 30 (thirty) days from the date of Termination

Notice.

19.3 Notwithstanding anything to the contrary contained in this Agreement, any

Termination pursuant to the provisions of this Agreement shall be without

prejudice to accrued rights of either Party including its right to claim and recover

money damages and other rights and remedies, which it may have in law or

Agreement. All rights and obligations of either Party under this Agreement shall

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survive the termination of this Agreement to the extent such survival is necessary

for giving effect to such rights and obligations.

19.4 The State Government shall be at liberty to appoint any other

manufacturer/vendor to manufacture, sell, distribute or affix high security

registration plates after the completion of the Concession Period specified in this

Agreement.

19.5 On termination the Concessionaire shall,-

(a) pass on IPR and software alongwith the Source Code to Transport

Commissioner, Haryana;

(b) transfer all data asset to Transport Commissioner, Haryana;

(c) hand over the possession of premises provided by the Registering

Authorities to the Concessionaire for affixation of plates on motor

vehicles;

(d) clear all charges for utilities like electricity, water etc. in respect of the

premises provided by the Registering Authorities;

19.6 No Termination Payment shall be made by the State Government to the

Concessionaire in the event of such Termination.

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Part VI Other Provisions

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ARTICLE 20 ASSIGNMENTS AND CHARGES

20.1 The Concessionaire shall neither create nor permit to subsist any

encumbrance, or otherwise transfer or dispose of all or any of its rights and

benefits under this Agreement except with prior consent in writing of the State

Government, which consent the State Government shall be entitled to decline

without assigning any reason whatsoever. ARTICLE 21

LIABILITY AND INDEMNITY 21.1 Indemnity by the Concessionaire

21.1.1 The Concessionaire will indemnify, defend, save and hold harmless the State

Government and its officers, servants, agents, Government Instrumentalities,

against any and all suits, proceedings, actions, demands and third party

claims for loss, damage, cost and expense of whatever kind and nature

arising out of the design, engineering, manufacture, affixation and use of the

High Security Registration Plates or arising out of a breach by Concessionaire

of any of its obligations under this Agreement.

21.1.2 Without limiting the generality of this Section, the Concessionaire shall fully

indemnify and defend the State Government and its officers, servants, agents,

Government Instrumentalities, from and against any and all loss and damages

arising out of or with respect to: (a) failure of the Concessionaire to comply

with Applicable Laws and Applicable Permits, (b) payments of taxes relating to

the Concessionaire, its suppliers and representatives, without reimbursement

hereunder, or (c) non-payment of amounts due towards materials or services

supplied to the Concessionaire.

21.1.3 Without limiting the generality of the provisions of this Section, the

Concessionaire shall fully indemnify and defend the State Government and its

officers, servants, agents, Government Instrumentalities, from and against any

and all damages which the such State Government and its officers, servants,

agents, Government Instrumentalities, may hereafter suffer, or pay by reason

of any demands, claims, suits or proceedings arising out of claims of

infringement of any domestic or foreign patent rights, Copy rights or other

intellectual property, proprietary or confidentiality rights with respect to any

materials, information, design or process used by the Concessionaire in

performing the Concessionaire's obligations or in any way incorporated in or

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related to the Project. If in any such suit, claim or proceedings, a temporary

restraint order or preliminary injunction is granted, the Concessionaire shall

make every reasonable effort, by giving a satisfactory bond or otherwise, to

secure the suspension of the injunction or restraint order. If, in any such suit

claim or proceedings, the Project, or any part, thereof or comprised therein is

held to constitute an infringement and its use is permanently enjoined, the

Concessionaire shall promptly make every reasonable effort to secure for the

State Government a licence, at no cost to the Government, authorizing

continued use of the infringing work. If the Concessionaire is unable to secure

such licence within a reasonable time, the Concessionaire shall, at its own

expense and without impairing the specifications and standards either replace

the affected work, or part, or process thereof with non-infringing work or parts

or process, or modify the same so that it becomes non-infringing.

21.2 Survival on Termination

The provisions of this Article 21 shall survive Termination.

ARTICLE 22 DISPUTE RESOLUTION

22.1 Dispute Resolution

22.1.1 The State Government and the Concessionaire shall make every effort to

resolve amicably by direct informal negotiations, any disagreement or

disputes, arising between them under or in connection with this Agreement.

22.1.2 If after 30 (thirty) days from the commencement of such direct informal

negotiations, the Transport Department, Haryana and the Concessionaire

have been unable to resolve amicably a dispute, either Party may require that

the dispute be referred for resolution to the Government of Haryana through

its Secretary, Transport Department.

22.2 Arbitration

22.2.1 In the case if a dispute or difference arising between the Transport

Department and the Concessionaire relating to any matter arising out of or

connected with this Agreement is not resolved within a period of 15 (fifteen)

days from the date of referring the dispute to Secretary, Transport, Haryana,

such dispute or differences shall be referred to the award of two arbitrators,

one arbitrator to be nominated by the Transport Department and the other to

be nominated by the Concessionaire, or in case of the said arbitrators not

agreeing, then to the award of an umpire to be appointed by the arbitrators in

writing before proceeding with the reference, and in case the arbitrators

cannot agree to the umpire, he may be nominated by the Arbitration Council of

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India. The award of the arbitrators, and in the event of their not agreeing, of

the umpire appointed by them or by the Arbitration Council of India shall be

final and binding on the Parties.

22.2.2 The Indian Arbitration and Conciliation Act 1996, (Act 26 of 1996) the rules

made there under and any statutory modification or re-enactments thereof,

shall apply to the arbitration proceedings.

22.2.3 The venue of the arbitration shall be at Chandigarh, and the language of

arbitration proceedings shall be English.

22.2.4 This agreement and the rights and obligations of the Parties shall remain in

full force and effect, pending the award in any arbitration proceeding.

22.2.5 The State Government shall have the right to terminate this agreement by

giving a written notice of termination of minimum 30 (thirty) days, to the

Concessionaire, if the Concessionaire fails to comply with any decision

reached consequent upon arbitration proceedings.

ARTICLE 23

REDRESSAL OF PUBLIC GRIEVANCES

23.1 The Concessionaire shall maintain a register at each of the Affixing Station

and Embossing Station for recording of complaints (the "Complaints Register”)

by any person (the "Complainant”) at any time during the functioning of the

Registering Authority or the Embossing/Affixing Station. The availability of and

access to such Complaints Register shall be prominently displayed by the

Concessionaire at each Affixing Station and Embossing Station so as to bring

it to the attention of all persons availing of the services of the Concessionaire.

23.2 The Complaints Register shall be securely bound and each page of the

Register shall be duly numbered and each complaint recorded therein shall

also be duly numbered. Soon after a complaint is registered, the Complainant

shall be informed of the number of his/her complaint which the complainant

may refer to in any subsequent correspondence or claim. The Complaints

Register shall have appropriate columns including but not limited to the

complaint number, date, name and address of the Complainant, the complaint

and the action taken by the Concessionaire thereon.

23.3 The Concessionaire shall inspect the Complaints Register every alternate day

and take prompt steps to redress the grievances stated in each complaint.

The action so taken by the Concessionaire shall be briefly noted in the 'Action

taken' column of the Complaints Register and a suitable reply shall also be

sent to the Complainant by post under a certificate of posting.

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23.4 Within one week following the close of each calendar month, the

Concessionaire shall send to the Transport Commissioner of the State

Government, a true photocopy of such pages of the Complaints Register on

which any entries have been recorded of any Complaint on the

Concessionaire during the course of such month. The Transport

Commissioner may in his/her discretion direct the Concessionaire to take such

further reasonable action as the Transport Commissioner may deem

appropriate for a fair and just redressal of any grievance. Where the Transport

Commissioner is of the opinion that the Complainant is entitled to any further

remedies beyond what have been provided, the Transport Commissioner may

instruct the Concessionaire to provide such remedies which shall be provided

by the Concessionaire.

ARTICLE 24

MISCELLANEOUS 24.1 Governing law and jurisdiction

This agreement shall be construed and interpreted in accordance with and

governed by the laws of India, and the Courts in the State of Haryana shall

have jurisdiction over all matters arising out of or relating to this Agreement. 24.2 Waiver 24.2.1 Waiver by either Party of any default by other Party in the observance and

performance of any provision of or obligations under this Agreement,-

(a) shall not operate or be construed as a waiver of any other or

subsequent default hereof or of other provisions of or obligations under

this Agreement;

(b) shall not be effective unless it is in writing and executed by a duly

authorized representative of the Party; and

(c) shall not affect the validity or enforceability of this Agreement in any

manner.

24.2.2 Neither the failure by either Party to insist on any occasion upon the

performance of the terms, conditions and provisions of this Agreement or any

obligation there under nor time or other indulgence granted by a Party to the

other Party shall be treated or deemed as waiver of such breach or

acceptance of any variation or the relinquishment of any such right hereunder.

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24.3 Exclusion of Implied Warranties etc.

This Agreement expressly excludes any warranty, condition or other

undertaking implied by law or by custom or otherwise arising out of any other

Agreement between the Parties or any representation by either Party not

contained in a binding legal Agreement executed by both Parties.

24.4 Survival

Termination shall,-

(a) not relieve the Concessionaire or the State Government, as the case

may be, of any obligation hereunder which expressly or by implication

survive Termination hereof; and

(b) except as otherwise provided in any provision of this Agreement

expressly limiting the liability of either Party, not relieve either Party of

any obligation or liabilities for loss or damaged to the other Party

arising out of, or caused by, acts or omissions of such Party prior to

the effectiveness of such termination or arising out of such termination.

24.5 Entire Agreement This Agreement and the Schedules together constitute a complete and

exclusive statement of the terms of the Agreement between the Parties on the

subject hereof, and no amendment or modification hereto shall be valid and

effective unless such modification or amendment is agreed to in writing by the

Parties and duly executed by persons especially empowered in this behalf by

the respective Parties. All prior written or oral understandings, offers or other

communications of every kind pertaining to this Agreement are abrogated and

withdrawn.

24.6 Severability

If for any reason whatsoever any provision of this agreement is, or becomes

invalid, illegal or un-enforceable or is declared by any court of competent

jurisdiction or any other instrumentality to be invalid, illegal or un-enforceable,

the validity, legality or enforceability of the remaining provisions shall not be

affected in any manner, and the Party shall negotiate in good faith with a view

to agreeing upon one or more provisions which may be substituted for such

invalid, illegal or un-enforceable provision as nearly as is practicable provided

failure to agree upon any such provisions shall not be subject to the dispute

resolution under this agreement or otherwise.

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24.7 No Partnership

Nothing contained in this Agreement shall be construed or interpreted as

constituting a partnership between the Parties. Neither Party shall have any

authority to bind the other in any manner whatsoever.

24.8 Successors and Assigns This Agreement shall be binding upon the Parties and their respective

successors and permitted assigns.

24.9 Environmental compliance

The Concessionaire shall ensure that all aspects of the project facility during

the concession period and processes employed in the construction, operation

and maintenance thereof shall conform to the laws pertaining to environment,

health and safety aspects including policies and guidelines related thereto.

24.10 Erection of sign board

The Concessionaire shall erect a sign board, and maintain in good condition

through out the concession period, of a size not less than two feet x four feet,

adjacent to the main entrance to the project sites, where applicable, in a

manner such that it is ordinarily visible to any person using such entrance.

The sign board shall prominently be display the following text in black colour

on a white background:-

“This property belongs to Government of Haryana and has been handed over

to _____ (Name of the Concessionaire) for setting up a facility for High

Security Registration Plates from ______ (appointed date) to _______

(termination date)”.

24.11 Advertisement/hoardings

The Concessionaire shall not permit/allow advertisement/hoardings or other

commercial activity in the project sites.

24.12 Ownership

Without prejudice and subject to the concession, the ownership of the project

sites, where-ever made available by the State Government to the

Concessionaire, including all improvements made therein by the

Concessionaire shall at all time remain that of Government of Haryana.

24.13 Others

(a) The Concessionaire alone shall be responsible towards its employees for all

types of claims arising out of the employment and in case the Government

suffers any loss, then the Concessionaire shall indemnify qua the same. There

shall not be any relationship between the Government and the employees of

the Concessionaire.

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(b) All the matters/terms and conditions not covered in this agreement but included

in the RFP document shall be deemed to part of this Agreement.

24.14 Completion of Contract On completion of the contract, the Concessionaire shall,-

(a) pass on IPR and software alongwith the Source Code to Transport

Commissioner, Haryana;

(b) transfer all data asset to Transport Commissioner, Haryana;

(c) hand over the possession of premises provided by the Registering Authorities

to the Concessionaire for affixation of plates on motor vehicles;

(d) clear all charges for utilities like electricity, water etc. in respect of the

premises provided by the Registering Authorities.

24.15 Notices

Any payment, notice or other communication to be given by one Party to the

other under or in connection with the matters contemplated by this Agreement

shall be in writing and shall

(i) In the case of the Concessionaire, be given by letter delivered by hand

under acknowledgement to the following address:

____________________________ ____________________________

(ii) In the case of the State Government, be given by letter delivered by hand

under acknowledgement to the office of the Transport Commissioner, Haryana, 30 Bays Building, 2nd Floor, Sector-17, Chandigarh.

Copies of all notices shall also be sent by facsimile and by registered

acknowledgement due post or courier.

24.16 Language All notices required to be given by one party to the other Party and all other

communications, documentation and proceedings which are in any way

relevant to this agreement shall be in writing and in English language.

24.17 Counterparts

This agreement is executed in two counterparts, each of which when executed

and delivered shall constitute an original of this agreement.

IN WITNESS WHEREOF, the parties have caused this agreement to be

executed by their duly authorized representatives on the date first set forth above.

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Signature : ______________________ Signature : ______________________

Name :_________________________ Name :_________________________

Designation :____________________ Designation :____________________

Date : _________________________ Date : _________________________

For and on behalf of the Governor of Haryana For and on behalf of Concessionaire /Company

Signature : ______________________ Signature : ______________________

Name :_________________________ Name :_________________________

Designation :____________________ Designation :____________________

Date : _________________________ Date : _________________________

Signature : ______________________ Signature : ______________________

Name :_________________________ Name :_________________________

Designation :____________________ Designation :____________________

Date : _________________________ Date : _________________________

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Schedules

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SCHEDULE-A SCOPE OF WORK

1. The Concessionaire shall manufacture/supply the High Security Registration Plates

as per the specifications laid down in the Order, appended as Section–V of the bid

documents and carry out the finishing process for each High Security Registration

Plate according to individual numbers and alphabets as allotted by each individual

Registering Authority. The numbers and alphabets of each vehicle shall vary

individually. The project shall be implemented on “BUILD, OWN AND OPERATE

(BOO) basis. The Concessionaire shall assemble, establish, procure technology,

design, develop, produce/supply, emboss, affix and distribute the High Security

Registration Plates and finance, maintain and operate the infrastructure, formalities,

services and establishment so created at his own risks and all costs involved in

establishing Embossing Stations/Affixing Stations, Site implementation and

Networking within the State.

2. The Concessionaire shall also provide online software implementation containing inter-

alia the following features:

a. System should have provision for registering user request (over portal, phone,

helpdesk etc) for affixing High Security Registration Plates.

b. System should have a workflow based approval mechanism starting from User raising

a request to final sign off by Registering Authority. The workflow would be finalized

in discussion with department during the execution of the project.

c. System should have additional features including escalation framework, status

tracking, appointment scheduling.

d. System should allow users to make online payments & get e-receipts.

e. System should allow dealing clerk/Registration Authority to upload and save the

photo of the vehicle with High Security Registration Plate, prior to

approval/acceptance by the competent authority. The quality of the camera and

photograph should be of sufficient high resolution acceptable to the department.

f. System should provide real-time data accessed from integrated and centralized

computing environment/Data centre.

g. System should generate MIS reports as per requirement of the departmental officials.

h. System should have advance communication application interface with emails and

SMS.

i. System should be updated as per requirements of the department from time to time.

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On completion of the contract or foreclosure/pre-mature termination of the

contract, the Concessionaire shall pass on the IPR and the software along with

the source code and the entire data asset to the Transport Commissioner,

Haryana at zero cost;

3. The Concessionaire shall detail a plan in the form set forth in Schedule-H to establish

the Embossing Stations in proximity of the existing Registering Authorities to ensure

proper and easy availability of the High Security Registration Plates. The

Concessionaire shall also ensure establishment of Embossing Stations at any

proposed/new Registering Authority that may be opened during the term of this

Agreement.

4. a) The Registration Plates and the 3rd Registration Plate sticker shall be affixed only

by authorized representative of the Concessionaire in the premises of the Registering

Authority or any other place/places authorized by the Registering Authority. The old

plates removed from the existing vehicles shall be deposited with the Registering

Authority before hand or as directed by the Registering Authority.

b) The Concessionaire shall clear fortnightly the accumulated old Number Plates

removed from the existing vehicles from the premises of the Registering Authority

after giving due receipt for the same free of cost and shall give an undertaking that

each lot so collected by the Concessionaire has been destroyed/disposed of at its

own risk and cost in the presence of the Registering Authority, or any official deputed

by the Registering Authority concerned. Destruction and disposal of old number

plates shall be so done as not to cause any environmental risks and all guidelines of

the Government Agencies with regard to environmental consideration shall be

followed. The scrap will be the property of the Concessionaire.

5. The time availability for getting High Security Registration Plate ready for affixation to

vehicle shall be 4 (four) days excluding Sundays & gazetted holidays, from the receipt

of authorization from Registering Authority, in the form set forth in Schedule-I or as

decided by the State Government from time to time, and depositing of the Price by

the vehicle owner. The Concessionaire shall ensure that the High Security

Registration Plate strictly conforms to size and technical specifications as notified by

Government of India. No deviations /defective plates shall be supplied. The State

Govt. shall have option to reduce this period of 4 (four) days as per the Central/State

Govt. instructions from time to time.

6. The High Security Registration Plate shall be embossed and affixed to the vehicle as

per the process laid down in the said notification only upon the receipt of authentic

documentary evidence from the Registering Authority. No Security Registration Plate

or 3rd Registration Plate or Snap Lock shall be issued to anybody without proper

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authentication and any incident of this nature would directly lead to termination of this

contract. In case the vehicle owner deputes another person for getting High Security

Registration Plate affixed on his vehicle, such other person shall be duly authorized

by the vehicle owner in the form set forth in Schedule-J.

7. On existing registered vehicles also, the High Security Registration Plates shall be

individually embossed and affixed only upon receipt of the authenticated document

from the Registering Authority concerned.

8. The Concessionaire shall replace the High Security Registration Plate or part thereof

free of cost in case the replacement is warranted on account of normal wear & tear of

the number plate due to poor quality of the product (smudging/ fading of ink on the

number plate, hologram etc.) during the period of contract.

9. Concessionaire should maintain his manufacturing unit/units well in order and in no

case, the supply be obstructed because of it.

10. Concessionaire should maintain back up generators at all the locations so that the

supply and affixation is not affected because of electricity failure.

11. The responsibility of providing the right type of High Security Registration Plate and

fixing to the vehicle shall be the sole responsibility of the Concessionaire. If any

technology up-gradation is required during currency period of contract, then the same

shall be done by the Concessionaire.

12. The State Government shall provide one room each in the premises of the following 24

(twenty four) Registering Authorities for fixing of High Security Registration Plates, at

the request of the successful Bidder.

District Name of the Registering Authority

Ambala 1. Secy. RTA 2. SDO(C), Naraingarh

3. SDO(C), Barara

Yamuna Nagar 1. Secy. RTA

Kurukshetra 1. SDO(C), Thanesar

Panchkula 1. Secy. RTA

Karnal 1. Secy. RTA 2. SDO(C), Assandh

Rohtak 1. SDO(C), Meham

Gurgaon 1. Secy. RTA

Faridabad 1. SDO(C), Faridabad 2. SDO(C), Ballabgarh

Palwal 1. SDO(C), Hodal

Rewari 1. Secy. RTA 2. SDO(C), Kosli

Mahendergarh 1. SDO(C) M.garh

Bhiwani 1. Secy. RTA 2. SDO(C), Tosham

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Hisar 1. SDO(C), Hansi

Jind 1. SDO(C), Jind 2. SDO(C), Narwana

Sirsa 1. SDO(C), Sirsa 2. SDO(C), Ellnabad

Fatehabad 1. SDO(C), Fatehabad

Wherever available, the space of one room will be provided by the State Government

for temporary erection of pre-fabricated kiosks, to be erected by the Concessionaire

at his cost, in the offices of remaining Registering Authorities for affixing of High

Security Registration Plates, which shall be declared as part of the premises of

Registering Authority concerned. In case space is not available, the Concessionaire

shall take his own space on rent which shall be declared as part of the premises of

Registering Authority concerned as per mutual consent of Registering Authority and

the Concessionaire. No rentals or lease money for the space provided in the offices

of above Registering Authorities shall be recovered from the successful bidder in this

regard. The space as mentioned above provided to the Concessionaire shall be

solely for the purpose of pursuing the objects of this scheme and would not bestow

on him any right to own, lease, rent or use the premises for any purpose other than

the purpose of this scheme. Immediately on the termination of the contract, the said

premises shall be vacated by the Concessionaire and handed over to the concerned

Registering Authority. Charges for utilities like electricity, water etc. however, shall be

payable on actual basis by the Concessionaire. The Concessionaire shall get its own

electricity and water meters/sub-meters installed for this purpose.

However, the space for establishing Embossing and Hot Stamping Stations

and storage of material etc. shall be arranged by the Concessionaire at its level and

at its cost.”

13. The Registering Authority shall issue authorization in the name of Concessionaire

giving all the relevant details for both new and existing vehicles for the purpose of

supplying/affixing the High Security Registration Plate to a vehicle.

14. In case of any vehicle already provided with High Security Registration Plate shall

need to be replaced with either or both of the Registration Plate or the third

Registration Plate Sticker due to accidental or other damage, these replacements

shall be done by charging Price from the vehicle owner as per provisions of this

Agreement only upon receipt of appropriate replacement advice and other

documentary evidence from the Registering Authority concerned.

15. In case of any vehicle already provided with HSRP needs replacement of one or both

or the third Registration Plate Sticker due to a damage covered under warranty, the

same shall be replaced after verifying the original HSRP issuance documents,

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Registration Certificate and comparing with the records of the Concessionaire for

genuineness, at the cost of the Concessionaire. The original HSRP shall be taken off

and retained by the Concessionaire for verification by the Registering Authority and

shall be destroyed after such verification in the presence of a representative of the

Registering Authority. Information relating to change of such High Security

Registration Plates shall be forwarded to the Registering Authority concerned on a

periodic basis.

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SCHEDULE-B BANK GUARANTEE FOR PERFORMANCE SECURITY

(To be issued by a Scheduled Bank based in India)

From:

(Name and registered office of Bank and address of the issuing branch), hereinafter referred

to as "The Guarantor" which expression shall include its successors, permitted assigns and

substitutes.

To:

The Transport Commissioner

Government of Haryana,

30 Bays Building, 2nd Floor,

Sector-17, Chandigarh

(Hereinafter referred to as "State Government, which expression shall include its successors,

permitted assigns and substitutes).

WHEREAS

A. [Name and address of Concessionaire] (hereinafter called "the Concessionaire" has

undertaken in pursuance of an Agreement dated ______ to execute the project to assemble,

establish, procure technology, design, develop, produce, emboss, affix and distribute the

High Security Registration Plates in the State of Haryana and finance, maintain and operate

the infrastructure, formalities, services and establishment so created at its own risk and all

costs involved in establishing Embossing/Affixing Stations, site implementation and

networking within the State, with centralized blank manufacturing unit within the territory of

India to be borne by the Concessionaire (hereinafter referred to as the "Project") on Build

Own Operate (BOO) basis.

B. The Agreement requires the Concessionaire to furnish a Performance Security to the

State Government in a sum of Rs. 4,00,00,000/- only (Rupees Four crore only) ( the

“Guarantee Amount”) as security for due and faithful performance of its obligations, under

and in accordance with the Agreement, during the Concession Period.

C. We, ____________ through our Branch at ______ (the “Bank”) have agreed to furnish this

Bank Guarantee by way of Performance Security.

NOW, THEREFORE, the Guarantor ( the “Bank”) hereby, unconditionally and irrevocably,

guarantees and affirms as follows:

1. The Bank hereby unconditionally and irrevocably agrees to pay to the Government,

without protest, demur or delay a sum not exceeding the Guarantee Amount upon receipt of

a written demand to this effect from the State Government on any material breach by the

Concessionaire which is not repaired within a reasonable time of at least 15 days. The Bank

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shall make the above-mentioned payment to the State Government without any deductions.

The written demand from the State Government in terms of this clause shall be binding on

the Bank and shall constitute conclusive and final proof of the debt owed by the Bank to the

State Government. The Bank shall make the above mentioned payment to the State

Government through its branch situated at Chandigarh.

2. The Bank shall make payments to the State Government under this Guarantee within a

period of 2 (two) working days of having received the demand from the State Government

(Claim Period). Time is of essence and any delay by the Bank beyond the Claim Period in

making payment shall attract interest at the prime lending rate of RBI prevailing from time to

time during the period for which such interest is to be charged. This interest shall be charged

on the demand made by the State Government and shall start from the expiry of the Claim

Period till the payment is made in full and shall be compounded at monthly rests. Payment of

interest shall not provide the Bank with the excuse to delay payment or non-payment of the

Guarantee Amount.

3. The Bank waives any requirement that the State Government demand any debt or

payment from the Concessionaire before presenting it with the demand under this Bank

Guarantee.

4. The Bank shall make the payment to the State Government without exercising any right of

lien or set-off or any other claim that the Bank may have against the State Government.

5. Any dispute between the Bank and the Concessionaire, whether existing on the date of

issue of this Bank Guarantee or which may arise on any future date shall not in any way

release the Bank from its obligations to make payment to the State Government under the

terms of this Guarantee.

6. No underlying dispute between the State Government and the Concessionaire nor any

pending application for interim relief or arbitration proceedings or other legal proceedings

shall constitute any ground for prevention, delay or obstruction for making the payment to the

State Government by the Bank and the existence of any disputes or differences or claims in

arbitration or otherwise shall not constitute any ground for non-payment under this

Guarantee.

7. No change or addition to or other modification of the terms of the Agreement or of the

works to be performed there under or of any of the Agreement documents which may be

made between the State Government and the Concessionaire shall in any way release the

Bank from any liability under this Guarantee. The Bank hereby waives notice of any change,

addition or modification.

8. The Guarantee shall come into effect from (Start Date) and shall continue to be in full force

and effect till its expiry at 1700 hours Indian Standard Time on (Expiry Date) (both dates

inclusive) or till the receipt of a claim from the State Government under this Guarantee,

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whichever is earlier. Any demand received by the Bank from the State Government prior to

the Expiry Date shall survive the expiry of this Guarantee till such time that all the moneys

payable under this Guarantee by the Bank to the State Government have been paid in full.

9. Any change or amendment in the constitution of the Concessionaire shall not release the

Bank from carrying out its obligations under the terms of this Guarantee.

10. If at any time during the term of this Guarantee, any winding-up or liquidation

proceedings are initiated against the Concessionaire or if the Concessionaire is wound-up,

merged or amalgamated with any other company or liquidated, the Bank shall continue to

fulfill its obligations under this Guarantee as if such winding-up or liquidation proceedings

had not been instituted or as if the Concessionaire had not been wound-up or liquidated, as

the case may be.

11. Any change or amendment in the constitution of the Bank shall not release the Bank from

carrying out its obligations under the terms of this Guarantee.

12. If at any time during the term of this Guarantee, any winding-up or liquidation

proceedings are initiated against the Bank or if the Bank is wound-up or liquidated, the

Guarantee Amount shall become payable by the Bank to the State Government immediately

upon the first instance of happening of any of the events mentioned above in this clause. The

liability of the Bank to the State Government arising under the provision of this clause shall

be satisfied prior to the satisfaction of any other claim arising out of such winding-up or

liquidation proceedings. Provided however, if the Concessionaire has substituted this

Guarantee with a guarantee from another Bank to the satisfaction of the State Government

and in line with the terms of the Agreement, the Bank shall be released from its obligations

under this clause.

13. The currency of payment under this Guarantee shall be Indian Rupees.

14. The Bank agrees that it shall not assign its obligations under this Guarantee without the

prior written consent of the State Government. The State Government shall not unreasonably

withhold its consent if the proposed assignee meets the conditions stipulated in the

Agreement, is of at least the same financial standing of the Bank and the assignee assumes

in writing the obligations of the Bank under this Guarantee prior to the assignment.

15. The Bank shall make no amendment, variation or modification to this Guarantee without

the prior written approval from the State Government.

16. The expressions "Guarantor" (the Bank), "The Government" and "Concessionaire" herein

used shall unless there be anything repugnant to the subject or context includes their

respective successors, legal representatives, administrators and permitted assignees.

SEAL OF GUARANTOR

SIGNATURE OF THE GUARANTOR

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NAME

TITLE

DATE

in the presence of

SIGNATURE

NAME

OCCUPATION

TITLE

DATE

Note: Authenticated copy of Letter of Authority / Power of Attorney authorizing the signatory

of this guarantee to execute the same to be enclosed herewith)

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SCHEDULE-C

Daily Report from Embossing Stations to Registering Authority

Date:___________

Sl. No

Application No.

Vehicle Type

Owners name

Laser Identification

No.

RP Size 3rd RP Y/N

Colour Background Remarks

Front Rear Front Rear Yellow White

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SCHEDULE-D

Monthly Report from Concessionaire to Registering Authority.

Month:___________

Applications received.

Registration Plates Supplied

Back log (if any)

Remarks

Registering Authority

New Registration

Existing vehicles

New Registration

Existing vehicles

1.

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

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SCHEDULE-E MONTHLY STATEMENT FROM CONCESSIONAIRE TO REGISTERING AUTHORITY

Month:_______ S. No

Category Number of new vehicles affixed

Price Charged

Number of existing vehicles affixed

Price Charged

Replacements Price Charged

Total Amount

1 Complete set of Registration Plates inclusive of Snap Lock and fixing for 2 wheelers – scooters, motorcycles, mopeds.

2 Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for 3 wheelers and invalid carriages.

3 Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for Light Motor Vehicles/Passenger Cars.

4 Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for Medium Commercial Vehicles/ Heavy Commercial Vehicles/ Trailer/ combination/others.

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5 Registration Plate size 500 x 120 mm.

6 Registration Plate size 340 x 200 mm.

7 Registration Plate size 200 x 100 mm.

8 Registration Plate size 285 x 45 mm.

9 3rd Registration Plate sticker inclusive of printing.

10 Snap Locks.

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SCHEDULE-F MONTHLY REPORT FROM CONCESSIONAIRE TO REGISTERING AUTHORITY

i. Laser number(s) encoded on the HSRP issued : _______________

ii. Name of the vehicle owner : _______________

iii. Address of the vehicle owner : _______________

iv. Type and make of vehicle : _______________

v. Whether old or new vehicle : _______________

vi. Date of receipt of Authorization for HSRP from R.A. : _______________

Vii. Date of receipt of Price from Owner : _______________

viii. Date of affixation of HSRP to Owner‟s vehicle : _______________

ix. Number of old registration plates in stock at Affixing Station : _______________

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SCHEDULE-G

SCHEDULE OF PRICE A. PRICES FOR NEW SET:

S.No. (1)

Item

(2)

Unit

(3)

Amount (Rs.) (4)

Rate in Rate in Figures Words

1. Complete set of Registration Plates inclusive of Snap Lock and fixing for 2 wheelers – scooters, motor cycles, mopeds.

Set

2. Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for 3 wheelers and invalid carriages

Set

3. Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for Light Motor Vehicles/Passenger Cars

Set

4. Complete set of Registration Plates inclusive of Snap Lock, 3rd Registration Plate and fixing for Medium Commercial Vehicles/ Heavy Commercial Vehicles/ Trailer/ combination/others.

Set

B. PRICES FOR REPLACEMENT: Sr. No.

Item Unit Price Per Unit including 20% premium for providing, fixing inclusive of all taxes and levies, but exclusive of local sales tax, value added tax etc. ( Rs.) In Figures In Words

1. Registration Plate size 500 x 120 mm

Pc

2. Registration Plate size 340 x 200 mm

Pc

3. Registration Plate size 200 x 100 mm

Pc

4. Registration Plate size 285 x 45 mm

Pc

5. 3rd Registration Plate sticker inclusive of printing

Pc

6. Snap Locks Pair NOTE : 1. The above prices are chargeable from vehicle owners and are for providing and fixing High Security

Registration Plates on the vehicles w.e.f. ___________. This price shall remain unchanged till ________.

3. The price shall be exclusive of all taxes, duties and levies which may be charged extra at the prevailing rates.

AUTHORISED SIGNATORY

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SCHEDULE-H CONCESSIONAIRE’S WORK PLAN

Left Blank Intentionally. To be filled in by the Concessionaire.

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SCHEDULE-I

AUTHORISATION FOR AFFIXATION OF HSRP

From,

Registering Authority

________________

To,

(Concessionaire)

(Affixation Centre) ……. .........

You are hereby authorized to affix the High Security Registration Plate to the vehicle with the following details: 1. Full name of owner____________________________________________, Son/Wife/Daughter of ________________________________________________ 2. Permanent address of the owner __________________________________________ __________________________________________ 3. Temporary address of the owner __________________________________________ __________________________________________ 4. Registration number of vehicle________________________________________ 5. Class of vehicle (If motor cycle, whether with or without gear) _______________ 6. Maker's name_____________________________________________________ 7. Month and year of manufacture ______________________________________ 8. Chassis No.______________________________________________________ 9 . Engine No. _____________________________________________________ 10. Colour of body. ____________________________ 11. In case affixed with HSRP earlier, laser code of

Front number plate ___________________________________ Rear number plate ________________________________________

Signature of Registering Authority

Signature of vehicle owner

(This portion is to be filled in at the time of actual affixation of HSRP)

City in which Affixation Centre is located ____________________________

12. The components for which charges are being collected_____________________

13. Amount of Gross charges/ collected _____________

14. Date and time of collection of advance _________________________________________

15. Date and time of actual affixation of HSRP_______________________________

16. Number of days by which the service has been delayed ____________________

17. Signature of Concessionaire's authorized representative ___________________

18. Signature of motor vehicle owner or his authorized representative _____________

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SCHEDULE-J

AUTHORITY LETTER FOR GETTING HSRP AFFIXED

To

THE REGISTERING AUTHORITY

___________________________

I, _____________________________________ (name of owner of vehicle), resident of

__________________________________________________________________________ do

hereby authorize Mr./Ms._________________________________________________ resident

of ____________________________________________________________________ whose

signature is attested below to pay the charges for High Security Registration Plates and get such

plates affixed to my vehicle whose details are given below:

Name of the owner of vehicle ______________________________________________

Vehicle number _________________________________________________________

Chassis number ________________________________________________________

Engine number _________________________________________________________

Signature of the AUTHORISED PERSON

Signature/ Thumb Impression of the OWNER

Date: (Please attach a photocopy of your registration certificate to this request.)