frsbog_mim_v47_index.pdf
TRANSCRIPT
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47
INDEX
TO
MIMEOGRAPH LETTERS, JULY
-
DECEMBER,
1937 .
'
Page
Abstract or hypothetical questions, no rulings to be issued by Board S-39 472
Accounts, Board of Governors:
Auditor's report for period January 1 to July 31, 1937 R-70 139
Addresses:
Eccles, Marriner S., at American Farm Bureau Federation meeting R-132 332
Copies sent FRBanks
R-139 358
President Roosevelt,
at
formal opening
of
Board's building,
copies sent to FRBanks R-98 209
Szymczak, M. S.:
Federal Reserve Responsibilities R-113 249
Technique of Credit Regulation R-109 228
Affiliates, condition reports, terms of waiver applicable to re-
ports, amended S-52 499
Agricultural
and
commodity prices, expression
of
Board's views
on
S. 1990 to stabilize R-47 94
Agricultural loans: (See Loans)
American Farm Bureau Federation:
Address
of
Chairman Eccles
at
meeting
of R-132 332
Copies sent FRBanks R-139 358
Amortisation
of
premiums:
Bonds with call prices under Comptroller's regulation
on in-
vestment securities
S-53 501
Different lots of bonds of same issue under Comptroller's
regulations S-28 446
Annual reports:
Board
of
Governors
for 1937,
request that FRBanks furnish data
for R-97 207
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47
—2—
Page
Assessments:
FRBanks to cover expenses of Board for first six months of 1938 R-147 401
Audits:
Board of Governors accounts, report for period January 1 to
July 31, 1937 R-70 139
FRnotes, incomplete notes on hand at Bureau of Engraving and
Printing R-46 91
Bank relations reports, monthly:
June
R-33 8
July R-52 101
August R-82 .156
September R-93 187
October R-114 270
November
R-144 380
Board of Governors:
Accounts, audit report for period January 1 to July 31, 1937 R-70 139
Agreements with nonmember banks under Securities Exchange Act of
1934, changes in list of:
July R-43 81
September R-87 179
October R-106 225
November R-122 296
Annual report
for 1937,
request that FRBanks transmit data
for R-97 2O7
Building:
Description of R-45 84
Formal opening, copies of address made by President
Roosevelt
R-98 209
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47
-3-
Board of Governors: (Continued)
Page
Expenses, assessment
on
FRBanks
to
cover
for
first
six
months
of 1938 R-147 401
Meetings with directors and officers of FRBanks R-124 318
Members:
Eccles, Marriner S., Chairman:
Address before American Farm Bureau Federation R-132 332
Copies sent FRBanks
R-139 358
Statement that article
in
banking publication
is
untrue R--10?
226
Szymczak,
M. S.:
Address on Federal Reserve Responsibilities R-113 249
Address on Technique of Credit Regulation R-109 228
Rulings: (See Rulings, Board of Governors)
Bonds, amortizing premiums
on;
Bonds with call prices under Comptroller's regulation on invest-
ment securities S-53 501
Different lots of bonds of same issue under Comptroller's
regulations S-28 446
Branch banks, domestic:
State member banks, forms for reporting deposits at time of
next call date
R-141 361
Budgets, FRBanks, 1938 R-137 353
Building of Board of Governors:
Copies of address made by President Roosevelt at formal opening R-98 209
Description of R-45 84
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47
•—4~
Bureau of Engraving and, Printing:
FRnotes, cost
of
preparing
for:
June
July
August
September
October
November
Business and financial conditions, summary based on statistics for:
June .ana first three weeks of July
July and first three weeks of August
August and first three weeks of September
September
and
first three weeks
of
October
October and first three weeks of November
November and first three weeks of December
Certificates of deposit for stock, question of being registered
securities
Certified check deposited in temporary satisfaction of demand for
margin and later replaced with stocks
Circulars:
Board of Governors, incorporation of Board ruling by FRBank of
Dallas in general circular to member banks
FRBank of Dallas, incorporation of Board ruling in general cir-
cular to member banks
Clearing and collection:
Interdistrict time schedule, change reducing time between St.
Louis and Nashville
E M S
R-29 2
R-51 99
R-77 149
R-92 185
R-110 244
R-130 329
R-37 26
R-59 122
R-84 174
R-100 211
R-117 287
R-145 396
S-36 462
S-42 430
R-105 222
R-105 222
R-68 180
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-5-
Page
Code words:
Marsoon and Marsope, meaning of S-56 .506
Treasury bills, words covering new issues of R-30 4
R-34 23
R-36 2 5
R-42 30
R-4S
9 5
R - 5 0 93
R-56 119
R-63 132
R-67 136
R-73 144
R-74 145
K r - 7 8
1 5 1
R-35 177
R-86 173
R-89 131
R-91 134
R-95 205
R-104 221
R-108 227
R-lll 246
R-115 285
R-118 291
R-121 295
R-127 325
R-131 331
R-136 352
R-148 403
Coin:
Shipping expense and movement, report of Committee on Free Serv-
ices of Presidents' Conference concurred in by
Board
R-28
Committees:
Presidents' Conference:
Free Services, report on shipping expense and movement of
coin and currency concurred in by Board R-28
Interim, consisting of Messrs. Hodgson, Earhart and Kimball
to prepare report on making rulings of Board
readily available, etc.
R-44
32
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427
499
349
361
141
32
489
128
412
416
1
361
47
Committees: (Continued)
Trust investment committees
of
national banks, appointment
of
alternates S-18
Common trust funds: (See Trust funds)
Condition reports:
Affiliates, terms
of
waiver applicable
to
reports, amended
S-52
State member banks:
Agricultural loans
and
farm real estate data requested
as
of next call and forms sent FRBanks R-134
Branches, forms for reporting deposits of R-141
Forms sent FRBanks R-71
Conferences, Presidents:
Recommendations, report of committee on establishing loose leaf
service of Board's rulings, etc., approved R-44
Consumers paper, rediscount
by
FRBanks
S-49
Criminal violations, reporting to Federal Bureau of Investigation R-62
Reports by FRBanks S-12
Reports by FRBanks to FBI S-14
Currency, shipping expense and movement, report of Committee on Free
Services of Presidents' Conference concurred in
by Board R-28
Dekker, E. N.: (See National banks, National City Bank of Cleveland,
Ohio)
Deposits:
Branches of State member banks, supply of forms for reporting R-141
Demand, matured bonds and coupons, treating as cash items in
process
of
collection
so as to be
deductible
from gross demand deposits in computing reserves S-2?
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47
-7-
Pa,?e
Deposits: (Continued)
Savings accounts:
Classification of deposits of certain organizations as,
under Regulation Q S-41 476
Mutual associations, classification of deposits as, cannot
be done under Regulation Q S-45 484
Poor district funds, classification
of
deposits
as S-46 485
Railroad Employees National Pension Association, classifica-
tion
of
local chapter funds
as S-47 486
Ruling of Board may be incorporated by FRBank of Dallas in
general circular
to
member banks
R-105 222
Destruction of records:
Working papers compiled by examiners for FRBanks in course cf
field examinations, word "records" should not
apply
to 8-16 424
Directors:
FRBank of Philadelphia:
McCabe, Thomas B., Class C, appointment for unexpired
portion of term ending December 31, 1939 R-58 121
FRBanks:
Appointments for terms specified R-152 407
Chairmen and Deputy Chairmen, appointments for 1938, and
directors
of
FRBanks
and
branches
R-152 407
Meetings with Board of Governors R-124 318
FRBranch banks:
Appointments for terms specified R-152 407
Birmingham:
Norton, Edward L., appointed director for unexpired
portion :>f term ending December 31# 1937 R-54 116
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47
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Directors: (Continued)
FRBranch banks: (Continued)
Detroit:
Pierson, H. Lynn, appointed director for unexpired por-
tion of term ending December 31, 1939 R-35 24
Los Angeles:
Newman, Carl V., appointed director for unexpired por-
tion of term ending December 31, 1937 R-38 29
Nashville:
Austin, Clyde, appointed director
for
unexpired
por-
tion of terra ending December 31, 1938 R-54 116
McEwen, W. E., appointed for unexpired portion of term
ending December 31, 1939 R-54 116
Oklahoma City:
Roberts, Clarence, appointed for unexpired portion of
tern ending December
31, 1938 R-54 116
Discount rates:
(See
Rates, FRBanks)
Earnings and dividends reports of FRBanks:
State member banks, forms for reporting last six months of 1937 R-149 404
Earnings and expenses of FRBanks:
1914-1935, condensed comparative reports only to be prepared R-126 322
Manual of instructions governing preparation of reports, re-
vised pages forwarded R-151 406
Revised pages for
manual
cf instructions S-50 492
Examinati on s:
Working papers
compiled
by FRBank examiners, not considered
records for purposes of destruction S-16 424
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-9-
Page
Examiners, State banks:
FRBulletin, complimentary copies
to be
sent
to,
during
1938 R-119 292
Excess or marginal collateral, clarification of Board's require-
ments re reporting under Regulation A S-44 483
Executive officers:
Inactive officers cannot be excluded from provisions of Regula-
tion 0 S-59 512
Loans to, authority to borrow up to $2500 and permitting au-
thority
to
continue
in
full force until revoked
S-34 458
Exempted securities cannot be replaced with registered nonexempted
securities without additional collateral S-43 482
Farm real estate, data requested in next condition report and forms
sent FRBanks R-134 349
Federal Bureau of Investigation:
Criminal violations, reporting of R-62 128
Criminal violations, reports
by
FRBanks
S-14 416
FRAgents:
Appointments for 1938 R-152 407
Indebtedness and outside business relations of Agents and em-
ployees in their departments S-19 429
FRBank of Kansas City:
Industrial loan questionnaire, copies
of
replies
to
FRBank
and
to National City Bank of Cleveland, Ohio R-103 218
FRBanks:
Assessment to cover expenses of Board for first six months of
1938 R-147 401
Bank relations reports, monthly:
June R-33 8
July
R-52 101
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156
187
270
380
353
466
412
492
322
406
492
429
154
400
400
350
322
47
- 1 0 -
FRBanks: (Continued)
Bank relations reports, monthly: (Continued)
August R-82
September * R-93
October R-114
November R-144
Budgets for 1938 R-137
Comments on revision of Regulation A S-38
Criminal violations, reports of S-12
Daily balance sheet, form 34 revised S-50
Earnings and expenses:
1914-1935) condensed comparative reports only to be prepared R-126
Manual of instructions governing preparation of reports, re-
vised pages forwarded
R-151
Revised pages for manual of instructions S-50
FRAgents Departments, employees, indebtedness and outside busi-
ness relations S-19
Functional expense reports:
Compilation for first half of 1937 R-80
Manual
of
instructions, revised sets will
be
sent FRBanks
R-146
Revised forms will be sent FRBanks when completed R-I46
Holidays: (See Holidays)
Officers and employees, number and salaries, forms for report-
ing to Board R-135
Profits or losses, 1914-1935, forms enclosed for complete in-
f ormation R-126
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- 1 1 -
Page
FRBanks: (Continued)
Salaries
of
officers
and
employees, forms
for
reporting
to
Board R-135 350
Staff:
Chairmen and Deputy Chairmen for 1938 R-152 40?
Officers, meetings with Board of Governors R-124 318
FRBulletin:
Business
and
financial conditions, summary based
on
statistics
for:
June and first three weeks of July R-37 26
July and first three weeks of August, R-59 122
August and first three weeks of September R-84 174
September
and
first three weeks
of
October,
R-100 211
October and first three weeks of November R-117 287
November and first three weeks of December R-145 396
State bank examiners, complimentary copies
to be
sent
to, dur-
ing 1938 ' R-119 292
FRnotes:
Audit of incomplete notes on hand at Bureau of Engraving and
Printing R-46 91
Cost of preparing for:
June R-29 2
July R-51 99
August R-77 149
September R-92 185
October
R-110 244
November
R-130 329
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- 1 2 -
Page
Federal Reserve Responsibilities, address
by Mr.
Szymczak before
Municipal Bond Club of New York R-113 249
Fiduciary powers:
Note of director constituting asset of trust for which bank
has
been named trustee, question
of
renewing
S-22 434
Field offices of Federal Bureau of Investigation R-62b 130
Finance company paper, eligibility for rediscount under Regulation A S-51 497
Foreign banking corporations:
Reserves, amendment to Regulation K setting requirements at
percentage required of member banks in
central reserve cities S-21 433
Forms:
Budget for 1938, supply of forms R-137&, 137b and 137c sent to
FRBanks B-137 353
Condition reports of State member banks:
Forms sent FRBanks
R-71 1/| l
Additional forms for reporting agricultural loans and farra
real estate data R-134 349
Branches, forms for reporting deposits as of next call date R-141 361
Copies required during 1938 K-96 206
R-99 210
Functional expense reports, revised forms will be sent FRBanks
when completed R-I46 400
Manual of Instructions Governing Preparation of Earnings and
Expense Reports by FRBanks, revised pages for R-151 406
Revised pages forwarded S--50 492
Manual of instructions governing preparation of functional ex-
pense reports, revised sets will be forwarded
to FRBanks R-I46 400
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-13-
Pag_e
Forms: (Continued)
Officers
and
employees
of
FRBanks, summary statement
of
number
and salaries R-135 350
Schedule of rates, forms sent FRBanks for reporting each month S-29 449
Transmitted to FRBanks for use during 1938 R-15G 405
34> revised copies for use during 1938 B-129 328
Revision
of S-50 492
105h,
deposits
of
branches
of
State member banks, supply
forwarded ' R-I41 36.I
107,
Earnings
and
dividends reports
of
State member banks,
forms for reporting for last six months of 1937 R-I49 404
220b, reports of affiliates of State member banks, terms of
waiver amended 3-52 499
Functional expense reports, FRBanks: ,
Compilation for first half of 1937 R-80 154
Manual of instructions, revised sets will be forwarded to
FRBanks R-I46 400
Revised forms will be sent FRBanks when completed R-I46 400
Government securities:
Stolen bonds, copy of letter addressed to FRBank of San Fran-
cisco R-128 326
Treasury bills: (See Treasury bills)
Holding company affiliates, voting permits to cover banks acquired
subsequent to acquisition of general voting
permit S-33 454
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—1.4—
Page
Holidays:
Board
of
Governors:
January
1,
offices
of
Board
to be
closed
R-13S 357
Labor Day, offices to be closed R-53 135
Thanksgiving
to be
observed
on
November
25, 1937 R-94 203
Christmas, offices
to be
closed
R-116 286
Christmas
Eve,
offices
of
Board
to be
closed
R-133 348
FRBanks, dates
to be
observed
by
FRBanks
and
branches:
August
R-32 7
September
R-53 115
October
R-76 148
November
R-94 203
December
R-116 286
January
R-138 357
Indebtedness
and
outside business relations:
FRAgents
and
employees
in
Agent's department, copy
of
letter
to
FRBank
of
Dallas
S-19 429
Industrial loans:
(See
Loans, Industrial advances)
Interdistrict time schedules:
(See
Clearing
and
collection)
Interlocking directorates:
Morris plan banks, reconsideration of exception contained
in
Regulation
L R-125 320
Service under Banking
Act of 1935,
relationship which
has
been
terminated cannot
be
resumed
S-58 510
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Page
47
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Interpretations:
Regulation D:
Matured bonds
and
coupons, treating
as
cash items
in
process
of
collection
in
computing reserves under regu-
lation S-27 444
Regulation
F:
Investment
of
trust funds
in
concerns
in
which bank direc-
tors
are
interested
S-24 438
Note of director constituting asset of trust for which bank
has
been named trustee, question
of
renewing
S-22 434
Trust funds, investment
in
real estate mortgage loans
pur-
chased through company
of
which bank director
is
chairman
of
board
S--25 440
Regulation
0:
Loans
to
executive officers, authority
to
borrow
up to
$2500
and
permitting authority
to
continue until
re-
voked S-34 458
Regulation Q:
Deposits
of
mutual, associations
may not be
classified
as sav-
ings deposits
S-45 434
Deposit
of
poor district classified
as
savings deposit
8-46 485
Funds
of
Railroad Employees National Pension Association
classified
as
savings deposits
S-47 486
Regulation T:
Certificates
of
deposit
for
stock
and
stamped stock
as
regis-
tered securities
in
plan
of
consolidation
of two
corporations
S-36 462
Clearance
of
securities, effecting transactions involved
in
a
special cash account
S-23 436
Credit provided
in
section
5(b) may be
maintained without
regard
to
date provided
in
section
5(d) 8-17 426
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Page
47
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Interprotations (Continued)
Regulation
T:
(Continued)
Customer is incorporated securities fira, securities and
short sales need not be denied loan value or
excluded from account as those of a "partner" S-57 509
Legend on stock indicating acceptance of offer to exchange,
permitting holder of restricted account to have
stamped S-35 459
Replacement of exempted securities with registered non-
exempted securities cannot
be
permitted without
additional collateral
S-43 432
Statement of member may be used in lieu of customer's state-
ment if it states he believes facts to be as
required to be stated by customer S-55 505
Time within which securities should be considered to have
acquired loan value S-13 414
Transactions constituting bona fide arbitrage transactions
within meaning of regulation 5-20 431
Regulation U:
Cashier's check as collateral for loan whose maximum, loan
value is less than amount of loan, reinvestment
of check forbidden S-32 453
Certified check deposited in temporary satisfaction of demand
for margin and later replaced with stocks S-42 480
Depreciation in collateral for loan, transfer of wife's ac-
count
to
bank
to
make
up for S-37 464
Loan made on stock registered on national securities ex-
change which has since become unregistered S-54 504
Loan made to purchase stock, question whether substitution
of cash for stock collateral constitutes new
loan S-2.6 442
Loan made prior to Securities Exchange. Act of 1934, applica-
bility of regulation to S-31 452
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47
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Interpretations: (Continued)
Regulation
U:
(Continued)
Shares*
of a
Massachusetts cooperative bank should
be con-
sidered stock
Transfers
of
loans under regulation
Investment securities:
Amortization
of
premiums
on:
Bonds with call prices under Comptroller
1
s regulation
Different lots
of
bonds
of
same issue under Comptroller's
regulation
Leased wire system:
Code words:
Marsoon and marsope, meaning of
Treasury bills, words covering
new
issues:
(See
Treasury
bills)
Expenses:
June
July
August
September
October
November
Legislation:
Agricultural
and
commodity prices, expression
of
Board's view
on S. 1990 to
stabilise
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47
—IS—
Page
Loans:
Agricultural, data requested in next condition report and forms
sent FRBanks
R-134 349
Depreciation
in
collateral, transfer
of
wife's account
to
bank
to make up for S-37 464
Executive officers:
Authority to borrow up to 2500 and permitting authority to
continue in full force until revoked S-34 458
Inactive officers cannot be excluded from provisions of
Regulation
0 S-59 512
Industrial advances:
FRBanks requested
to
give sympathetic consideration
to
appli-
cations since RFC has discontinued making S-40 474
Questionnaire, replies to letters from FRBank of Kansas City
and National City Bank of Cleveland, Ohio R-103 218
Reconstruction Finance Corporation
may not
make
any
further
advances S-40 474
Loose-leaf service of Board's rulings, interpretations, etc., to be
established and maintained R-44 82
Losses
at
FRBanks, forms
for
report
for
prior years
R-126 322
Manuals:
Instructions Governing Preparation
of
Earnings
and
Expense
Re-
ports by FRBanks, revised pages for R-151 406
Revised pages forwarded S-50 492
Instructions Governing Preparation of Functional Expense Reports,
revised sets will be forwarded to FRBanks R-146 400
Margin requirements:
Change by amendment to supplement of Regulation U R-101 214
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47
-19-
Margin requirements: (Continued)
Regulation T, amendment changing maximum loan values adopted R-102 215
Marginal collateral required in connection with advances or dis-
counts, proposed letter
to be
sent
to
FRBanks
after issuance
of
Regulation
A R-41 36
Massachusetts co-operative bank, shares should be considered as
"stock" S-30 451
Meetings:
Directors and officers of FRBanks with Board of Governors, let-
ter to FRBanks for suggestions R-124 318
Morris Plan banks:
Interlocking directorates, reconsideration
of
exception
con-
tained in Regulation L R-125 320
Municipal Bond Club of New York, address by Mr. Szymczak before R-113 249
Mutual associations, classification of deposits as savings de-
posits cannot be made S-45 484
National banks:
Common trust funds, amendment to Regulation F permitting opera-
tion, tentative draft of proposed amendment R-79 152
Amendment to Regulation F permitting investment in R-142 362
National City Bank of Cleveland, Ohio, industrial loan question-
naire, copies of reply to Mr. E. N. Dekker R-103 218
Trust investment committees, appointment of alternates S-18 427
National securities exchanges, tentative draft
of
Regulation
T to
be
submitted
to, for
comments
and
suggestions
R-39 30
Nonmember banks, agreements with Board under Securities Exchange Act
of 1934, changes in list for:
July R-43 81
September
R-87 179
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47
2 0
225
296
94
485
Page
Nonmember banks, agreements with Board under Securities Exchange Act
of 1934, changes in list for: (Continued)
October R-106
November R-122
Objectives of monetary policy, expression of Board's views R--47
Poor district funds, classification as savings deposits S-46
Premiums, amortisation
of:
Different lots
of
bonds
of
sane issue under Comptroller's
regulations 8-28 446
President of United States:
Address at formal opening of Board's building, copies sent to
FRBanks
R-98 209
Press statements:
Austin, Clyde, appointed director of Nashville Branch R-54 116
Business
and
financial conditions, summary based
on
statistics
for:
June and first three weeks of July R-37
July and first three weeks of August R-59
August and first three weeks of September R-84
September and first three weeks of October ' R-100
October
and
first three weeks
of
November E-II7
November and first three weeks of December R-145
Chairmen and Deputy Chairmen for 1938 and directors of FRBanks
and branches R-152 407
Eccles, Marriner S., statement that article in banking publica-
tion is untrue ' R-107 2.26
Margin requirements changed R-101 214
26
122
174
211
287
396
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age
121
116
29
116
24
117
134
117
133
135
120
127
138
126
134
137
170
36
215
293
47
- 2 1 -
Press statements: (Continued)
McCabe, Thomas
B.,
appointed director
of
Federal Reserve Bank
of Philadelphia
McEwen, W. E., appointed director of Nashville Branch
Newman, Carl V., appointed director at Los Angeles Branch
Norton, Edward L., appointed director of Birmingham Branch
Pierson, H. Lynn, appointed director of Detroit Branch
Rediscount rates:
FRBank of Atlanta reduced
FRBank of Boston reduced
FRBank of Chicago reduced
FRBank of Dallas reduced
FRBank of Kansas City reduced
FRBank
of
Minneapolis, reduction approved
FRBank of New York reduced
FRBank of Philadelphia reduced
FRBank of Richmond reduced
FRBank of St. Louis reduced
FRBank of San Francisco reduced
Regulation A, adoption of revision announced
Regulation F, amendment permitting national banks to invest in
common trust funds
Regulation T:
Amendment to regulation defining terms and amendment to
supplement setting maximum, loan values
Revision announced
as
adopted
to
become effective January
1, 1938
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47
- 2 2 -
Page
Press statements: (Continued)
Regulation
U:
Amendment
to
regulation
and
foreword
E-40 31
Amendment
to
supplement changing margin requirements
R-101 214
Roberts, Clarence, appointed director
of
Oklahoma City Branch
R--54 116
Questionnaires:
•
Industrial loans, replies
to
letters from FRBank
of
Kansas City
and
National City Bank
of
Cleveland, Ohio
R-103 218
Railroad Employees National Pension Association:
Funds
of
local chapter, classification
as
savings deposits
3-47 486
Rates:
FRBank
of
Atlanta, rediscount, reduction approved
and
press
statement issued
R-55 117
FRBank
of
Boston, rediscount, reduction approved
and
press
statement issued R~6f>
134
FRBank
of
Chicago, rediscount, reduction approved
and
press
statement issued
R-55 117
FRBank
of
Dallas, rediscount, reduction approved
and
press
statement issued
R-64 133
FRBank
of
Kansas City, rediscount, reduction approved
and
press
statement issued
R-66 135
FRBank
of
Minneapolis, rediscount, reduction approved
and
press
statement issued ft-37
120
FRBank
of New
York, rediscount, reduction approved
and
press
statement issued
R-61 127
FRBank
of
Philadelphia, rediscount, reduction approved
and
press statement issued
R-69 133
FRBank
of
Richmond, rediscount, reduction approved
and
press
statement issued
R-60 126
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47
-23-
Esge
Rates: (Continued)
FRBank
of St.
Louis, rediscount, reduction approved
and
press
statement issued R-65 134
FRBank
of San
Francisco, rediscount, reduction approved
and
press statement issued R-68 137
FRBanks:
Code words used in reporting, meaning of S-5& 507
Schedule of, forms sent FRBanks for reporting as of each
month S-29 449
Real estate, data
on
farm real estate requested
in
next condition
report and forms sent FRBanks R-134 349
Reconstruction Finance Corporation, industrial loans, advice that
corporation may not make any further loans S-40 474
Rediscounts:
Consumers' paper by FRBanks, discount considered proper although
proceeds of note are used to purchase goods
for use and not for resale S-49 489
Excess or marginal collateral, clarification of Board's re-
quirements re reporting under Regulation A S-44 483
Finance company paper, eligibility under Regulation
A S-51 497
Regulation A, revised draft of proposed regulation R-41 33
Revision adopted, press statement to be issued at later
date R-81 155
Press statement announcing adoption
of
revision
R-83 170
Regulations:
Board of Governors:
A:
Comments of FRBanks on proposed revision and consid-
erations influencing Board in reviewing S-38 466
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47
-24-
Page
Regulations: (Continued)
Board
of
Governors: (Continued)
A: (Continued)
D:
F:
K:
Excess or marginal collateral, clarification of
Board's requirements with respect to reporting S-44 433
Revised draft of proposed regulation R-41 33
Revision adopted, press statement to be released later R-81 155
Revision, press statement announcing adoption
R-33 170
Matured bonds and coupons, treating -as cash items in
process of collection so as to be deductible
from gross demand deposits in computing re-
serves S-27 444
Amendment permitting operation of common trust funds
by,
national banks, tentative draft
R-79 152
Amendment adopted R-142 362
Investment of trust funds in concerns in which bank
directors are interested S-24 438
Investment of trust funds in real estate mortgage loans
purchased through company of which director is
chairman of board S-25 440
Note of director constituting asset of trust for which
bank
has
been named trustee, question
of
renew-
ing S-22 434
Trust investment committees, appointment of alternates
for members of 5-18 427
Amendment setting reserves of foreign banking corpora-
tions at percentage required of member banks in
central reserve cities S-2.1 433
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47
-25-
Page
Regulations: (Continued)
Board of Governors: (Continued)
L:
Morris Plan banks, reconsideration
of
exception
con-
tained
in R-125 32.0
Loose-leaf service
to be
established
and
maintained
by
Board
R-44 82
0:
T:
Inactive officers cannot be excluded from tern "execu-
tive officers"
S-59 512
Amendment
to
regulation defining terns
and
amendment
to
supplement setting maximum loan values
R-102 215
Certificates
of
deposit
for
stock
and
stamped stock
as
registered securities
in
plan
of
consolida-
tion
of two
corporations
S--36 462
Clearance
of
securities, effecting transactions
in-
volved
in •j
special cash account
S-23 436
Credit provided
for in
section
5(b) may be
maintained
without regard
to
date provided
in
section
5(d) S-l? 426
Customer
is
incorporated securities firm, securities
and
short sales need
not be
excluded from
ac-
count
as
those
of
"partner"
S-57 509
Exempted securities cannot
be
replaced with registered
nonexeniptea securities without additional col-
lateral
S-43 482
Legend
on
stock indicating acceptance
of
offer
to ex-
change, permitting holder
of
restricted account
to
have stamped
S-35 459
Revision
of,
copies
of
tentative draft
of
proposed
gen-
eral revision sent FRBanks
R-39 30
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- 2 6 -
Page
Regulations: (Continued)
Board of Governors: (Continued)
T:
(Continued)
Press statement announcing adoption
to
become
effective January
1, 1938 R-120 29>
Mimeographed copies
to
FRBanks R--I2.?
297
Statement
of
member
may be
used
in
lieu
of
customer's
statement
if it
states
he
believes facts
to be
as
required
to be
stated
by
customers
S-55 505
Time
as of
which securities should
be
considered
to
have acquired loan value
S-13 414
Transactions constituting bona fide arbitrage trans-
actions
S-20 431
U:
Amendment
to
regulation
and
foreword
B.-40 31
Amendment to supplement changing margin requirements R-.1.01 214
Cashier's check
as
collateral
for
loan whose maximum.
loan value
is
"less than amount
of
loan, rein-
vestment
of
check forbidden
S-32 453
Certified check deposited
in
temporary satisfaction
of
demand for margin and later replaced with
stocks S-42 480
Depreciation
in
collateral
on
loan, transfer
of
wife's
account
to
bank
to
make
up for S-37 464
Loan made
to
purchase stock, question whether substitu-
tion of cash for stock collateral constitutes
new loan S-26 442
Loan made prior
to
Securities Exchange
Act of
1934*
ap-
plicability of regulation to S-31 452
Loan made on stock registered on national securities
exchange which has since become unregistered S-54 504
Transfers of loans under S-15 420
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47
-27-
Page
Regulations: (Continued)
Comptroller of Currency:
Investment securities, amortization
of
premiums
on:
Bonds with call prices under
S-53 501
Different lots
of
bonds
of
same issue
S-28 446
Reports:
Free services
of
FRBanks,
on
shipping expense
and
movement
of
currency and coin, recommendation concurred in R-28 1
Public relations activities
of
FRBanks, monthly report
for:
June
R-33 8
July
R-52 101
August
R-82 156
September
R-93 187
October R-1.14 2?0
November R--144
380
Reserves:
Deficiencies, waiver
of
penalties
for S-48 487
Foreign banking corporations, amendment to Regulation K setting
at
percentage required
of
member banks
in cen-
tral reserve cities 8-21 433
Matured bonds
and
coupons, treating
as
cash items
in
process
of
collection under Regulation D S-2.7 hhh
Resolutions, Board
of
Governors:
Assessment
on
FRBanks
to
cover expenses
of
Board
for
first
six months of 1938 R-147 401
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47
- 2 8 -
Revised Statutes:
Page
Sec. 5136,
advice that
S
letter
had
inadvertently omitted
numeral 9 R-?2 143
Rulings, Board
of
Governors:
Abstract
or
hypothetical questions,
no
rulings
to be
issued
S-39 472
Deposits, classification
of
those
of
certain organizations
as
savings deposits
S-41 476
Discount
of
consumers' paper
by
FRBanks under Regulation
A S-49 489
Finance company paper, eligibility
for
rediscount under Regula-
tion
A S-51 497
Loose-leaf service
to be
established
and
maintained
by
Board
R-44 82
Massachusetts co-operative bank shares should
be
considered
as
"stock"
S-30 451
Savings deposits, incorporation
of
ruling
by
FRBank
of
Dallas
in
general circular
to
member banks
R-105 22
S
letters:
S-28,
numeral
9
inadvertently omitted
R-72 143
Savings deposits:
(See
Deposits)
Securities Exchange
Act of 1934:
Nonmember bank agreements with Board, changes
in
list
of:
July
R-43 81
September
R
.-87 179
October
R-106 22.5
November
R-122 296
Securities exchange administration:
Cashier's check
as
collateral
for
loan whose maximum loan value
is
less than amount
of
loan, reinvestment
of
check forbidden
S-32 453
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47
-29-
Securities exchange administration: (Continued)
Certificates
of
deposit
for
stock
and
stamped stock
as
regis-
tered securities in plan of consolidation of
two corporations S-36 462
Certified check deposited in temporary satisfaction of demand
for margin and later replaced with stocks 8-42 480
Clearance of securities, effecting transactions involved in a
special cash account S-23 436
Credit provided in section 5(b) may be maintained without re-
gard
to
date provided
in
section
5(d) S-l? 426
Customer is incorporated securities firm, securities and short
sales need not be denied loan value or excluded
from account as those of a "partner" S-57 509
Depreciation in collateral for loan, transfer of wife
1
s account
to bank to make up for S-37 4&4
Legend on stock indicating acceptance of offer to exchange, per-
mitting holder of restricted account to have
stamped S-35 459
Loan made prior to Securities Exchange Act of 1934, applica-
bility of Regulation U to S-31 452
Loan made to purchase stock, question whether substitution of
cash for stock collateral constitutes new loan S-26 442
Loan on registered stock which has since become unregistered S-54 504
Replacement
of
exempted securities with registered nonexempted
securities could not be permitted without addi-
tional collateral
S-4
.3 482
Statement of member may be used in lieu of customer's statement
if it states he believes facts to be as required
to be stated by customer S-55 505
Time as of which certain securities should be considered to have
acquired loan value under Regulation T S-13 414
Transactions constituting bona fide arbitrage transactions with-
in meaning of Regulation T 3-20 431
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47
-30-
Securities exchange atimini s tration: (Continued)
Transfers
of
loans under Regulation
U
State bank examiners: (See Examiners)
State member banks:
Condition reports:
Agricultural loans and farm real estate data requested
as of next call date and forms sent FRBanks
Branches, forms
for
reporting deposits
of
Forms sent FRBanks
Earnings and dividends reports, forms for reporting last six
months of 1937
Stock, shares of a Massachusetts co-operative bank should be con-
sidered stock
Stolen bonds, copy of letter addressed to FRBank of San Francisco
Technique
of
Credit Regulation, address
by Mr.
Szyaczak
Treasury bills:
Code words covering new issues
Page
S-15 420
R-134 349
R-141 361
R-71 141
R—.149 404
S-30 451
R--128
326
R-109 223
E-30
' 4
R-34
23
R-36
25
R-42
80
R-48
95
R-50
98
R-56
119
R-63
132
R-6?
136
R-73
144
R-74
145
R-7B
151
R-65
177
R-86
178
R-89 131
R-91
184
R-95
205
R-104
221
R-108
227
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47
-31-
Treasury Mils: (Continued)
Page
Code words covering new issues (Continued) R-lll 246
II—115
285
R-118 291
R-121 295
R-127 325
R-131 331
R-136 352
R-148 403
Trust funds:
Common:
Amendment
to
Regulation
F
permitting operation
by
national
banks, tentative draft
R-79 152
Amendment adopted
R-142 362
Investment
in
concerns
in
which bank directors
are
interested
8-24 438
Investment
in
real estate mortgage loans purchased through
company
of
which bank director
is
chairman
of
board
S-25 440
Trust investment committees
of
national, banks, appointment
of al-
ternates
S-18 427
Violations:
Banking laws, report
to
Bureau
of
Investigation
S-14 416
Criminal provisions
of
banking laws
of U.S.
, reports
by
FRBanks
5-12 412
Reports
by
FRBanks
to FBI S-14 416
Reporting
to
field offices
of
Federal Bureau
of
Investigation
R-62 128
Voting permits:
General, procedure vAiere holding company affiliate with general
permit
has
acquired additional banks
and
desires
to
obtain permit covering those banks
S-33 454