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Copyright 2018 Investor's Business Daily Inc.

B Y P A U L K A T Z E F F

INVESTOR’S BUSINESS DAILY

T. Rowe Price New AmericaGrowthPRWAX shows a willingness tostart stakes in growth stocks thatare still far from being first-stringportfolio leaders. But the fund’s re-sults are varsity level.

Top new buys of potentialgrowth stocks included Pepsi-CoPEP, Exact SciencesEXAS and58.comWUBA as of June 30, accord-ing to IBD sister company WilliamO’Neil + Co. They sport modestIBD Composite Ratings of 53, 69and 61 respectively, on a scale thatpeaks at 99. Stocks with a Compos-iteRating of 95orhigher are consid-ered leaders.

Still, since Justin White took thefund’s helm on April 1, 2016, the$5.2 billion fund has averaged a24.19% annual return going intoWednesday, beating 90% of itslarge-cap growth peers tracked byMorningstar and the S&P 500’s17.57%.

That’s no doubt due to the factthat enough new buys over timeturned into leading stocks, such ascurrent top-10 holdings Ama-zon.comAMZN, VisaV, AppleAAPL andBecton DickinsonBDX. All sportComposite Ratings in the mid- tohigh 90s. Each is up, from 21% forBecton to Amazon’s 70%, so farthis year.

Those reflect the fund’s strategyof seeking growth stocks that cangrow in value over the long haul.To land equities that can do that,White aims for U.S. stocks that arein the fastest-growing sectors orthat have great growth potential.

Stocks that meet those criteriatend to be beneficiaries of dynamictrends in technology, social devel-opments, medicine, the economyand business overall.

Amazon was trading above 1,900midweek. It jumped to a recordhigh on Wednesday as a MorganStanley analyst raised his price tar-get to 2,500, pushing the stock’s im-plied market valuation well past $1trillion, IBD reported.

Apple — like Amazon, a FAANG

stock — was the first company tobreak through the $1 trillion mar-ket-cap level, on Aug. 2. On Tues-day, the consumer electronics gianthelped the S&P 500 and the Nas-daq composite rise to new highs.Apple continued its vault intorecord territory on Wednesday.

A key driver was the expectationthat the company’s 12th-genera-tion iPhone is on track for Apple’sbiggest launch since late 2014.

Flagship ScreenVisa is a recent addition to the

IBD 50 list, IBD’s flagship screen oftopgrowth stocks, withfirms show-ing strong relative price strengthand top-notch fundamentals.

The credit card giant benefitsfrom the shift to digital paymentfrom cash and checks. Earnings-per-share growth has accelerated,growing 15%, 26%, 29% and 40% inthe past four quarters.

Visa ranks No. 1 in IBD’s creditcard and payment processors in-dustry group. It sports eight yearsin a row of annual EPS growth. Theconsensus forecast of industry ana-lysts is that Visa’s EPS will grow32% this year.

Becton Dickinson, a developer ofmedical supplies and devices, is an-

other No. 1 stock — in its case, inIBD’s medical supplies group. EPSgrowth has sped up two quartersstraight. It’s notched three straightyears of annual EPS growth.

As of June 30, 2,066 mutual fundsowned Becton shares, up from1,846 on Sept. 30, 2017.

For clues about where the marketis headed, check New AmericaGrowth’s June 30 semiannual re-port. White noted that downsidemarketrisk wasrising.

He cited three factors. First wasthe threat of a trade war. “We in-creasingly believe that a trade warwith China is going to happen,” notsimplyto “decreasethe tradeimbal-ance between China and the U.S.,”he wrote. He added that PresidentTrump’s “true intention is to con-tain the rise of China.”

The second factor fueling down-side risk would be a peak in corpo-rate earnings-per-share growthonce the initial benefits of tax re-form wear off, he wrote.

Third is a breakdown of synchro-nized GDP growth among a largenumber of markets. For reasonslike that, New America Growthtends to be underweight in cyclicalstocks that are sensitive to slowingindustrial production, he added.

Growth Funds Leading The MarketThese are among 40 funds selected for their ownership of market leaders,high average Composite Rating and outperformance of the S&P 500.

Load: NoneExpenses: 0.79%Symbol: PRWAX

T. Rowe Price New America GrowthSector weightings as of 6/30/18

Total returns as of 8/28/182017: 34.57% 3-yr. avg.: 18.70%YTD: 17.59% 5-yr. avg.: 17.80% 10-yr. avg.: 13.01%

Source: Morningstar Inc.

Cyclical 37.20%Basic materials 1.16 2.42%Consumer cyclical 19.23 11.77Financial services 14.44 16.37Real estate 2.37 2.28

Economically sensitive 49.26 Communication services 1.76 3.25Energy 0.67 6.23Industrials 13.90 10.49Technology 32.93 22.59

Defensive 13.55 Consumer defensive 1.04 7.31Health care 11.04 14.39Utilities 1.47 2.90

% of stock assets

% ofS&P 500

Justin White

Total returns as of 8/24/16

0

5

10

15

20

25

30%

15-yr avg1 year

T. Rowe Price New America GrowthLarge-cap growth fundsS&P 500

Why You Need A Will:To Stay Out Of ProbateControl Your Legacy

Aretha Franklin didn’thave one, which willlikely impact her estate

— A —ABFunds A$ 46.8 bil 800–221–5672

A+ DiscovGrA +25 + 5 +93 13.57 +.05A– GlbThmtGrw + 4 + 1 +78 122.52 +.11A+ GrowthA +18 + 6+122 86.89 +.20A+ LrgCpGrow +15 + 5+119 55.02 +.09A+ SmCapGrA +28 + 8 +94 65.80 +.35

ABFunds ADV$ 36.5 bil 800–221–5672

A+ DiscovGrAdv +25 + 5 +96 14.50n +.06A+ LrgCpGrow +15 + 5+122 59.86n +.10

ABFunds B$ 21.4 bil 800–221–5672

A+ Growth +18 + 6+108 45.91n +.10A LrgCpGrow +15 + 5+108 40.88n +.07A+ SmCapGr +27 + 7 +81 42.63n +.22

ABFunds C$ 24.6 bil 800–221–5672

A+ Growth +18 + 6+109 46.59n +.10A LrgCpGrow +15 + 5+108 41.45n +.07

ABFunds I$ 20.6 bil 800–221–5672

A+ LgCpGr +15 + 5+123 59.55n +.11ABFunds K$ 15.2 bil 800–221–5672

A+ LgGrwthK +15 + 5+118 55.97n +.10Advisors' Inner Circle$ 2.8 bil 800–618–1872

A+ FrCrGrA b +20 + 5 +97 14.93n+.00AdvisorTwo

$ 3.5 bil 800–618–1872A+ FrCrGrInst +20 + 5 +99 15.13n+.00

Akre$ 14.8 bil 877–862–9556

A+ FocusInst +15 + 5+115 38.06n+.23A FocusRet +15 + 5+112 37.27n+.22

Alger Funds A$ 9.7 bil 800–223–3810

A+ CaptApp +17 + 4+107 28.87 +.01A+ SmidCpGrA +28+ 10 +81 15.36 +.11A SpectraA +18 + 5+105 24.22 +.01

Alger Funds B$ 3.2 bil 800–223–3810

A CaptApp +16 + 4 +93 22.70n+.01Alger Funds C$ 3.4 bil 800–223–3810

A CaptApp +17 + 4 +93 22.83n+.02Alger Funds I$ 1.2 bil 800–223–3810

A CaptApp +17 + 5 +99 97.03n+.06A CpGrowth +26 + 8 +97 77.65n+.27A SmallGr +32+ 12 +62 31.76n+.24

Alger Instl$ 4.1 bil 800–223–3810

A CapApp +17 + 4+102 37.99n+.02A– SmCapGr +30+ 12 +54 26.30n+.19

Alliance Brnstn$ 23.2 bil 800–221–5672

A+ ABSmallCap +28 + 8 .. 71.54n+.38Alliance Brnstn Adv$ 6.8 bil 800–221–5672

A– GlbThmtGrw + 5 + 1 +80 129.82n+.13Alliance Brnstn B

$ 14.8 bil 800–221–5672A+ DiscovGrB +24 + 5 +82 8.59n+.03

Alliance Brnstn C$ 36.4 bil 800–221–5672

A+ DiscovGrC +24 + 5 +83 8.67n+.03A+ SmCapGrC +27 + 7 +82 43.25n+.23

Alliance Brnstn I$ 4.8 bil 800–221–5672

A+ SmCapGrI +28 + 8 +98 71.31n+.38Alliance Brnstn K$ 4.7 bil 800–221–5672

A+ SmCapGrK +28 + 8 +94 67.41n+.36Alliance Brnstn R$ 4.1 bil 800–221–5672

A+ DiscovGrR +25 + 5 +89 12.78n+.04A+ SmCapGrR +27 + 7 +91 63.76n+.34

Allianz A$ 8.7 bil 877–716–9787

A+ FocGrowth +16 + 5+112 61.48 +.17Allianz Admin$ 4.8 bil 877–716–9787

A+ GIFocGrow +16 + 5+107 47.07n+.13Allianz C$ 8.7 bil 877–716–9787

A FocGrowthC +16 + 5+102 42.57n+.11A+ TechC +30 + 8+138 61.64n+.08

Allianz Instl$ 9.2 bil 877–716–9787

A– MidCap +12 + 5 +79 4.80n+.02A+ TechA +30 + 8+152 79.89 +.11A+ TechInst +31 + 8+158 89.77n+.13

Amana Funds$ 2.8 bil 800–728–8762

A+ Growth +15 + 8 +94 40.15n+.07Amer Beacon INV$ 19.1 bil 800–967–9009

A+ StphnSmGr +33+ 11 +76 23.72n+.26Amer Cent A$ 105 bil 816–531–5575

A DisciplGrw +13 + 5 +87 25.67 +.02A– FundmtlEq + 9 + 4 +84 30.15 –.01A+ Growth +16 + 6 +90 36.94 –.01A– Inc & Gr + 8 + 3 +65 42.12 –.03A+ Select +15 + 6+106 78.94 +.01A SmCapGrow +22 + 7 +94 20.22 +.16A+ Ultra +20 + 7+114 50.15 +.07

Amer Cent Instl$ 107 bil 816–531–5575

A– EquityGrow +10 + 3 +59 35.62n+.00A+ Growth +16 + 6 +94 38.85n–.01A– Income & Gr + 8 + 3 +67 42.27n–.03A– NTEqGrow +11 + 3 +69 14.98n+.00A+ NTGr +17 + 6 +98 20.27n+.00A+ Select +15 + 6+110 82.03n+.02A SmCapGrow +22 + 7 +98 21.38n+.17A+ Ultra +21 + 7+118 54.19n+.08

Amer Cent Inv$ 180 bil 816–531–5575

A AllCapGrw +16 + 6 +82 38.23n+.02A– AmerCDisGRC +13 + 5 +81 24.21n+.01A AmerCenDiGr +14 + 5 +90 25.97n+.02A+ AmerCenR6Cl +21 + 7+119 54.21n+.08A DisciplGrw +14 + 5 +89 25.88n+.02A– FundamntlEq + 9 + 4 +85 30.25n–.01A Growth +14 + 5 .. 14.12n+.01A+ GrowthInv +16 + 6 +92 38.15n–.01A– Income&Gr + 8 + 3 +66 42.20n–.03A NTDiscGr +14 + 5 .. 14.16n+.01A+ Select +15 + 6+108 80.65n+.01A SmCapGrow +22 + 7 +97 20.90n+.17

A+ UltraInv +21 + 7+116 52.40n+.08Amer Cent R$ 101 bil 816–531–5575

A Growth +16 + 6 +88 36.09n–.01A Smallgrowth +22 + 7+100 21.54n+.17

American Funds A$ 1243 bil 800–421–8511

A– AMCAP +13 + 3 +84 34.69 –.03C Balanced + 4 + 2 +51 27.96 –.02E BdFdAm – 1 + 1 +8 12.57 +.00D– CapIncBldr – 2 + 0 +23 60.55 –.29C CapWldG&I + 1 – 2 +46 51.22 –.29D+ EuroPacGr – 2 – 4 +38 53.36 –.40A– FndmntlInv + 6 + 2 +78 64.98 –.15A GrFdAmer +14 + 3 +94 56.31 –.13B InvCoAm + 5 + 2 +67 41.67 –.12B MutualA + 6 + 4 +62 42.71 –.04B+ New Pers + 9 + 2 +71 46.89 –.21A– NewEcon +11 – 1 +87 49.54 –.13B SmCpWrld + 9 + 2 +67 61.02 +.01C– TheInFdAm + 1 + 1 +38 23.31 –.08A– WashMutlA + 6 + 3 +70 46.60 –.02

Amerindo Funds$ 85.4 bil 888–832–4386

C CpWrldGI + 1 – 2 +47 51.25n–.29AMG Funds$ 46.2 bil 800–548–4539

A– Brandywine +19 + 8+105 55.66n+.18A– GWKSmCpCr + 9 + 2 +70 30.70n+.16A GWKSmCpCr +10 + 2 +73 31.17n+.16A+ SpcEQFdInst +25 + 8 +98 153.49n+1.3A+ SpclEqN +25 + 8 +96 148.93n+1.3A TSSmCpGr +23+ 10 +76 21.40n+.14A TSSmCpGr +23+ 10 +74 20.86n+.14A– YachtmanFoc + 6 + 5 +48 22.43n+.03A– YacktFoc + 6 + 5 +47 22.45n+.03

AQR Funds$ 77.9 bil 866–290–2688

A– AQRfundI +19 + 6 +73 27.95n+.23A Deffensive +10 + 6 .. 21.00n+.03A LargeCap +16 + 5 .. 23.93n+.05A Momentum +16 + 5 .. 24.88n+.07A– MomentumI +16 + 5 +83 24.92n+.06A– MomentumL +15 + 5 +82 24.90n+.06

Artisan Funds$ 84.7 bil 800–344–1770

A GrowthOppo + 8 + 1 +88 28.15n–.07A+ SmallCapInv +30 + 9 +93 39.62n+.16

Asstmgmt$ 17.2 bil 877–225–5266

A+ BMOLgGrI +17 + 8+112 21.17n+.07A+ BMOLgGrwY +17 + 8+109 20.95n+.07

Aston Funds$ 6.3 bil 800–548–4539

A SmallValI +10 + 5 +54 14.55n+.02AT Funds$ 1.2 bil 855–328–3863

A– DiscplEq +14 + 6 +91 21.84n+.00

T. Rowe Price New America GrowthWins With Dynamic Trend EquitiesFishing In Fast-Growth Areas

Some second-string stocksgrow into varsity champsas fund tops 90% of peers B Y P A U L K A T Z E F F

INVESTOR’S BUSINESS DAILY

Aretha Franklin, Queen of Soul,was laid to rest in Detroit. She leftbehind a glorious legacy of musicand inspiration. What she did notleave behind was a will detailingher wishes for her assets. By notwriting a will, she triggered a pro-cess in which her property andmoney will go through probate.

And that’s a lot of property andmoney. Her estate is worth about$80million, according to gobankin-grates.com. It will have to gothrough the potentially expensiveand time-consuming bottleneckthat probate court can be, on itsway to being divided among Frank-lin’s four children.

But probate is not a problem justfor the rich and famous. Writing awill is just as important for middle-income and moderately wealthypeople. Without a will, your assetswill get dished out according tostate rules, which may not jibewith your desires. And the processwill eat up time and money.

“Two of the biggest drawbacks todying without a will are the costsand potential lack of followingone’s true wishes,” said Jeff Car-bone, co-founder and managingpartner of Cornerstone FinancialPartners in Charlotte, N.C.

Eliminating ConfusionFrank Moscardini, a partner in

Shimanovsky & Moscardini in Chi-cago, said, “A will often eliminatesconfusion amongst your family byspelling out your wishes.”

And probate is common, with50% of all U.S. estates going thatroute, which the estate of ArethaFranklin now is poised to navigate.

Basically, only assets that werejointly owned with someone elseand assets dished out to financialaccount beneficiaries will likely es-cape those delays and expenses.

And a will has other functions.Jennifer Guimond-Quigley, of theChicago law firm bearing hername, said, “A will . . . outlines whowill inherit property upon the cre-ator’s death, designates guardiansfor minor children and appoints a

legal representative to make surewishes are carried out as stated. Itgoes into effect only after the cre-ator has died.”

“The importance of a will afterthe loss of a loved one is immeasur-able,” said Moscardini, who is alsoan advisory council member for Le-galShield, a prepaid legal serviceplan.

To create a will, you can use adownloadable form from any num-ber of online sites. Writing a willusing a downloadable form is gen-erally quicker and less expensivethan using an attorney.

Impersonal FormsA drawback to downloadable

forms is that they may not be ableto address all of your goals andneeds. “Generic forms are imper-sonal, and cannot possibly contem-plate all the scenarios or issues inone’s life,” Moscardini said. “Agood estate planning attorney hasthe opportunity to really get toknow and understand what is trulyimportant to his client, and the re-sulting plan should be an accuratereflection of that client.”

Also, a will must satisfy yourstate’s rules. Those rules can varyfrom state to state, says MarkNelms, assistant general counsel ofregulatory compliance for Le-galShield.

Nelms said: “Some of the differ-ences, depending on the state, in-clude what is required for a will tobe valid,what is required for theex-ecution of a will (for example, thenumber of witnesses) and whetherthe state recognizes a handwrittenor oral will. Also, state rules varyconcerning what happens to theshare of inheritance by a person ina will who dies before the personmaking the will. And the issues ofspousal rights related to a will andprobate laws (including the prov-ing of a will) may vary.”

Guimond-Quigley describes on-line wills’ limitations this way:“These websites are not permittedto give legal advice. In fact, theytend to limit their own liability tothe cost of the software or programpurchased. The slightest mistakecan prove disastrous, which is whyit is essential to consult an attorneywho is familiar with your specificstate’s laws.”

In addition, an attorney whohelps you craft a will can help youconstruct an overall estate plan,Carbone says.

Mutual Fund Performance

36 Mos 2018 12Wk 5 Yr NetPerformance % % After Asset NAVRating Fund Chg Chg Tax Rtn Value Chg

401(k) plans are American workers’ favorite tool for retirement savings by far. But many obstacles prevent them from saving more, including paying for unexpected expenses like home repairs and medical bills.

Saving For Retirement

LONG VIEW

Source: Charles Schwab

Ways to save for retirement Obstacles to saving for retirementASSET TESTPercentage of workers who use each method Percentage of workers who cite each

0 20 40 60 80 100%Tax-deferred annuities

Real estateHealth savings account

Brokerage accountIRA

Savings account401(k)

0 5 10 15 20 25 30 35 40%Student loans

Medical expensesChildren’s education

Paying for basic expensesPaying off credit card debtUnwillingness to sacrifice

Paying for unexpected expenses










FUNDS & PERSONAL FINANCE

How To Read IBD Mutual Fund TablesIBD tables have funds with 36-Month Performance Rating A+, A or A-, at least $200 millionassets plus funds ranked by assets regardless of their performance. All other mutual funds arefound at www.investors.com/ibd-data-tables. O denotes independent fund not part of family list-ed above. Each 36-Month Rating, vs. all other mutual funds, is recalculated monthly on a totalreturn basis. Dividends and capital gains included. Daily accrual fund returns are calculated on amonthly basis. A+=Top 5%, A=Top 10%, A#=Top 15%, B+=Top 20%, B=Top 25%, B#=Top 30%,C+=Top 35%, C=Top 40%, C#=Top 45%, D+=Top 50%, D=Top 60%, D#= Top 70%, E=Below70%. A+, A, A# and B+ 36-Month Ratings are boldfaced. Top 2% of funds in % performanceyesterday are boldfaced. Performance of income funds may be compared to other income funds.b=assets used to pay 12(b)(1) plan distribution costs, r=redemption charge may apply, n=no initialload and appears after Net Asset Value, m=multiple fees, p=previous day’s quote, s=split, x=ex-div-idend or capital gains distribution. 5-Yr After Tax Rtn=5 year after-tax return assuming averageincome tax rate of 35% on dividends and 15% long-term capital gains rate.

M U T U A L F U N D P R O F I L E Y O U R F I N A N C E S

For Friday, August 31, 2018

A10 WEEK OF SEPTEMBER 3, 2018 INVESTORS.COM





— B —Baron Instl$ 17.8 bil 800–992–2766

A Asset +20 + 6 +96 84.35n+.38A+ BaronGrt +23 + 5+135 31.90n+.07A+ Growth +22 + 9 +81 85.04n+.55A+ Opportunity +31 + 8 +86 22.98n+.09A+ Partners +24 + 5+117 61.71n+.34A+ SmallCap +20 + 8 +76 35.23n+.25

Baron Funds$ 18.2 bil 800–992–2766

A Asset +19 + 6 +93 81.43n+.36A+ Discovery +35+ 17 .. 24.42n+.18A Growth +22 + 9 +79 82.59n+.53A+ GrwRet +23 + 5+133 31.30n+.06A+ Opportunity +30 + 8 +83 22.16n+.08A+ Partners +24 + 5+115 60.39n+.33A SmallCap +20 + 8 +73 33.96n+.24

BlackRock A$ 156 bil 212–810–5596

A+ CapAppInvA +20 + 4 +98 31.12 +.03A– CoreInv +11 + 4 +79 17.49 +.02A+ EqInvA +23 + 6+107 24.05 +.08D– Glob Alloc 0 + 0 +20 19.67 –.02A+ GrwtInv +22 + 4+101 11.94 +.02A+ LarCapGrInv +17 + 6 +69 17.06 +.03A+ Sci&TechOp +25 + 5+202 29.70 +.04A– SmCapGr +23 + 8 +58 18.59 +.15A– SmlCapIdx +14 + 4 +74 22.50n+.11

BlackRock BlRk$ 12.2 bil 212–810–5596

A+ CapAppK +21 + 4+103 33.76n+.03BlackRock C$ 146 bil 212–810–5596

A AdvLarCap +16 + 6 +63 14.51n+.02A CapAppInvC +20 + 4 +88 23.21n+.02A+ EqInvC +22 + 6 +98 18.92n+.06D– GlobAlloc 0 + 0 +17 17.74n–.02A+ LarCpFocInv +21 + 4 +90 8.83n+.01A+ Sci&TechOp +25 + 5+190 25.25n+.04

BlackRock Instl$ 997 bil 212–810–5596

A+ AdvLarCapGr +17 + 6 +72 17.83n+.04A+ CapAppInst +20 + 4+102 33.57n+.03A+ EqInstl +23 + 6+111 27.67n+.09A+ FocusGrwth +22 + 4+105 12.99n+.02D– Glob Alloc 0 + 0 +22 19.79n–.03E GNMA – 1 + 1 +5 9.22n+.01A– LarCapCore +11 + 4 +81 18.15n+.02A+ Sci&TechOp +26 + 5+206 31.95n+.04A– SmCapGr +23 + 8 +63 24.08n+.19A SmlCapIdx +14 + 4 +75 22.53n+.11

BlackRock K$ 27.7 bil 212–810–5596

A S&P500Ind +10 + 5 +89 346.48n+.08Blackrock R$ 89.8 bil 212–810–5596

A– AdvCapCore +10 + 4 +77 16.35n+.02A CapAppR +20 + 4 +94 25.90n+.03D– Glob Alloc 0 + 0 +19 18.73n–.02A+ LarCapFoc +21 + 4 +97 10.62n+.02

BlackRock S$ 2.2 bil 212–810–5596

A+ LrgCapFocGr +22 + 4+103 12.91n+.02BlackRock Svc$ 33.1 bil 212–810–5596

A– SmCapGr +23 + 8 +59 20.44n+.16Blackrock Funds$ 115 bil 212–810–5596

E StratIncOpp – 1 + 0 +5 9.73n+.00E StratIncOpp 0 + 0 +9 9.74n+.00E StrtIncOppA 0 + 0 +8 9.74 +.00

BNY Mellon$ 11.9 bil 212–495–1784

A SmlCapStrM +15 + 4 +81 23.16n+.12BoydWatter$ 254 mil 216–771–3450

A FnSvC + 6 – 2 +92 26.64n+.14Bridgeway Funds$ 1.5 bil 800–531–4066

A BluChp35Idx + 9 + 6 +82 15.93n+.00A– UltSmCoMkt +14 + 3 +61 16.20n+.12

Brown Advisory$ 9.0 bil 410–537–5400

A– FlexEqtInst +13 + 4 +91 23.38n+.01A GrEqInv +22 + 6 +89 25.35n+.03A GrowEqtInst +22 + 6 +91 25.60n+.03A SmlGrInv +18 + 7 +77 21.89n+.11

Brown Captl Mgmt$ 3.8 bil 877–892–4226

A+ SmallCo +34+ 12+135 119.19n+.00Buffalo Funds$ 4.1 bil 800–492–8332

A+ SmallCap +28 + 9 +49 18.70n+.12

— C —Calvert Group$ 10.9 bil 800–368–2745

A– CrRspIdxA +11 + 6 +86 24.59 +.04A– EquityA +13 + 5 +80 48.59 +.14

CGM Funds$ 2.3 bil 800–345–4048

E Focus –13 – 3 +35 46.21n+.38D– Mutual – 5 + 0 +26 29.42n+.15

Champlain$ 3.6 bil 866–773–3238

A+ MidCap b +16 + 5 +91 19.83n+.00A+ SmallCo +20 + 5 +88 23.94n+.00

Clipper Fund$ 1.2 bil 800–432–2504

A– Clipper + 7 + 3 +83 124.32n–.39Columbia A$ 158 bil 800–345–6611

A AcornA +20 + 6 +51 14.77 +.00A AcornSel +15 + 4 +57 15.50 +.00A+ AcorUSA +24 + 6 +57 14.95 +.00A– ActiveM +14 + 5 +84 15.29n+.00A– DivInc + 5 + 4 +70 22.94 +.00A– GlobalEq +11 + 3 +72 14.28 +.00A– LargeCapA +15 + 5 +76 19.35 +.00A LargeGrA +15 + 5 +99 45.72 +.00A+ LargeGrow +14 + 6 +97 10.60 +.00A– Lg Cp Idx +10 + 5 +85 52.77n+.00A– LrCorQuant +10 + 4 +91 13.18 +.00A LrgCapCore + 9 + 6 +69 15.23 +.00A– LrgEnCore +10 + 4 +88 25.92n+.00A+ SelCom&Inf +11 + 0+145 78.77 +.00A+ SelGlbTch +10 + 0+148 43.40 +.00A– SelLgCpVal + 3 + 3 +68 26.92 +.00A– SelLgGr +18 + 3 +79 17.43 +.00A+ SmallGrI +20 + 9 +61 21.88 +.00A+ SmCapIndxA +17 + 5 +86 28.51n+.00A– SmCpVal + 6 + 1 +57 43.36 +.00A– SMLEQ +14 + 5 +71 17.67n+.00A+ Technology +20 + 4+191 36.21 +.00

Columbia C$ 122 bil 800–345–6611

A AcornC +19 + 5 +36 7.26n+.00A AcornSel +14 + 4 +45 9.80n+.00A AcornUSA +23 + 6 +42 7.66n+.00A– LgCapGrC +14 + 5 +66 13.60n+.00A– LrgCapGrow +15 + 5 +91 38.23n+.00A+ SelgCom&Inf +11 + 0+133 54.25n+.00A+ SelGlbTch +10 + 0+137 33.46n+.00A– SmCpVal + 6 + 1 +47 28.96n+.00A+ Technology +19 + 3+181 32.48n+.00

Columbia I,T&G$ 25.6 bil 800–345–6611

A– DivIncT + 5 + 4 +70 22.95 +.00A LargeGrT +15 + 5 +99 45.32 +.00A+ SmallCap +17 + 5 .. 28.23 +.00A+ SmallGrI +20 + 9 +63 23.25n+.00

Columbia R$ 157 bil 800–345–6611

A– CoreR5 +11 + 4 +93 13.22n+.00A– DivIncAdv + 5 + 4 +72 23.33n+.00A– DivIncR5 + 5 + 4 +72 23.31n+.00A Largecap +10 + 5 +87 53.86n+.00A– LargeGrow +18 + 4 +82 18.69n+.00A– LGcap +10 + 4 +86 25.85n+.00A+ SelCom&Inf +12 + 1+149 86.20n+.00A+ SelCom&Inf +11 + 0+142 74.91n+.00A– Selctla + 3 + 3 +70 28.32n+.00A+ SmallCapR5 +17 + 5 +88 29.32n+.00

Columbia Y$ 40.3 bil 800–345–6611

A– Dividend + 5 + 4 +73 23.35n+.00A– LrgCapGr +18 + 4 +83 18.90n+.00A LrgEnCore +10 + 4 +90 25.91n+.00

Columbia Z$ 131 bil 800–345–6611

A+ Acorn +20 + 6 +56 17.70n+.00A+ AcornSel +15 + 4 +61 17.70n+.00A+ AcornUSA +24 + 6 +62 18.31n+.00A– DisCore +11 + 4 +92 13.26n+.00A– DivIncZ + 5 + 4 +72 22.96n+.00A– Largecap + 3 + 3 +70 27.96n+.00A LargeGr +15 + 5+101 47.50n+.00A LgCapGrIII +15 + 5 +79 20.88n+.00A LgCapIdxZ +10 + 5 +87 53.10n+.00A LrgCapCore + 9 + 6 +71 15.13n+.00A LrgEnCore +10 + 4 +89 25.89n+.00A+ SelGlob +11 + 0+150 44.24n+.00A+ SeligCom +11 + 1+148 85.83n+.00A– SelLgGrZ +18 + 3 +81 18.02n+.00A+ SmCapIndZ +17 + 5 +87 28.70n+.00A SmCpVal + 6 + 1 +59 48.34n+.00A+ TechGrw +20 + 4+195 37.65n+.00

ColumbiaW$ 40.9 bil 800–345–6611

A– DisCoreW +10 + 4 +91 13.27 +.00A– Largecap + 3 + 3 +68 26.75 +.00A Largegr +15 + 5 +99 45.81 +.00A+ LargeGrow +14 + 6 +97 10.67 +.00A– LrgCapGr +18 + 3 +79 17.42 +.00

CRM Funds$ 2.0 bil 800–276–2883

A– CapValInst +12 + 4 +55 24.52n+.04A– MidCapInv +12 + 4 +54 23.56n+.04A– SmlCapVal + 5 + 2 +56 20.80n+.08A– SmlValInv + 5 + 2 +53 18.02n+.06

— D — E —Davis Funds A$ 14.6 bil 800–279–0279

A Opportunity + 6 + 3 +87 39.41 –.07Davis Funds C&Y$ 26.9 bil 800–279–0279

A– NYVentureY + 7 + 2 +64 33.71n–.13A OpportntyC + 6 + 3 +78 32.15n–.06

DealwareInv$ 5.8 bil 877–693–3546

A EmergMkts –10 – 6 +32 18.21 +.10Delaware A$ 21.4 bil 877–693–3546

A– SmCapVal + 5 + 0 +69 69.27 +.13A+ SMIDCapGrow +33+ 12 +97 29.08 +.38A SmlCpGrow +25 + 7 +75 19.85n+.11

Delaware C$ 8.4 bil 877–693–3546

A LrgCpGrow +15 + 4 +87 16.37n–.01A+ SMIDCapGrow +32+ 12 +82 14.67n+.19

Delaware Instl$ 20.5 bil 877–693–3546

A LrgCpGrow +15 + 4 +99 20.76n+.00DEUTSCHE Asst & Wealth

$ 17.5 bil 800–621–7705A CapGrowthA +16 + 6+100 89.48 +.14A– CoreEquity +11 + 5 +87 30.33n+.03A– CoreEquity +10 + 5 +85 30.01 +.03A– Eq500Idx +10 + 5 +78 238.87n+.06A– Eq500Idx +10 + 5 +77 235.65n+.05A– EquDivA + 6 + 6 +67 60.34 +.01A LgCpFocGrw +16 + 7+102 52.35n+.13A– S&P500IdxS +10 + 5 +83 33.19n+.01

Dimensional Funds$ 408 bil 512–306–7400

C+ EmMktCorEq – 8 – 6 +26 21.30n+.09A– EnhUSLgCo + 9 + 5 +60 14.02n+.00C– IntlCoreEq – 3 – 4 +34 13.90n–.11A SustUSCorI +12 + 5 +87 23.42n+.05A– TAUSCorEq2 + 9 + 4 +79 19.62n+.04A– TaxMgUSSm +11 + 4 +76 48.88n+.24A TxMgdUSEq +10 + 5 +89 31.84n+.02A– USCorEq1 +10 + 4 +85 24.90n+.04A– USCorEq2 + 9 + 4 +78 23.31n+.04A USLCpGr +13 + 6 +98 21.45n+.06A USLgCo +10 + 5 +88 22.59n+.00A USMicroCap +14 + 4 +79 25.07n+.14A– USSmallCap +12 + 4 +74 39.94n+.19A– USSoCrEq2 + 9 + 4 +75 17.43n+.03

Dodge&Cox$ 218 bil 800–621–3979

E Income 0 + 1 +11 13.47n–.01D– IntlStock – 7 – 2 +25 43.22n–.37A– Stock + 7 + 5 +80 214.61n–.62

Doubleline Funds$ 149 bil 213–633–8200

A+ Enhance x +12 + 6 ..x16.82n–.01A+ Enhance x +15 + 6 ..x16.80n–.01E TotRtrnBndI x 0 + 1 +9x10.41n–.03E TotRtrnBndN x 0 + 1 +8x10.40n–.03

Dreyfus$ 64.7 bil 800–346–8893

A– BosSmlValI +12 + 4 +51 25.15n+.12A– DiscStock +11 + 5 +71 40.37n+.01A– Growth&Inc +13 + 5 +79 23.83n+.01A GrowthI +20 + 7 +93 17.13n+.03A LgCapEqI +12 + 4 +96 23.76n+.01A– OppSmlCap + 9 + 1 +68 40.10n+.07A ResearchA +19 + 7 +92 17.10 +.02A– S&P500Idx +10 + 5 +79 59.22n+.02A SmallCap +23 + 8 +72 33.34n+.28A+ SmCpStkIdx +18 + 6 +88 37.15n+.22A+ TechGrA +20 + 3+126 59.03 –.05A+ TechGrC +20 + 3+114 45.44n–.04A USEquity +11 + 4 +67 20.99n+.05

DREYFUS I$ 15.2 bil 800–346–8893

A BasS&P500 +10 + 5 +88 58.22n+.01A+ Boston +28 + 7 +92 25.13n+.18

DREYFUS Z$ 3.6 bil 800–346–8893

A ReseGrwZ +20 + 7 +93 17.42n+.02DWS Funds A$ 11.6 bil 800–728–3337

A LgCpFocGrw +16 + 7+100 50.18 +.13A+ Technology +23 + 6+127 26.27 +.01

DWS Funds C$ 4.8 bil 800–728–3337

A+ Technology +22 + 5+113 17.98n+.00DWS Funds S$ 16.0 bil 800–728–3337

A CapGrowth +16 + 6+102 90.46n+.14A– InvSmVal +13 + 4 +79 35.26n+.12

Eagle Funds$ 17.3 bil 800–237–3101

A CapApprA +12 + 3+103 47.06 –.02A CapApprC +11 + 3 +92 34.17n–.01A– GrowIncA + 7 + 5 +63 22.17 +.00A MidCpGrowA +16 + 4+101 63.97 +.24A MidCpGrowC +15 + 4 +93 50.85n+.19A– SmCapGrA +16 + 7 +77 69.30 +.41

Eaton Vance A$ 58.3 bil 800–225–6265

A AtlSmidCap +13 + 5 +99 34.50 +.14A LgCapGrow +18 + 5+103 31.45 –.01A– TaxMgGr +10 + 4 +88 25.33 +.01A– TaxMgGr 1.1 +10 + 4 +89 56.41 +.01A– TxMgdGr 1.0 +10 + 4 +90 1255.35n+.20

Eaton Vance Instl$ 40.5 bil 800–225–6265

A AtlSmidCap +13 + 5+102 38.07n+.14EdgeWood$ 6.3 bil 800–791–4226

A+ EdgwdGrInst +22 + 6+152 36.14n+.00Emerald Funds$ 1.7 bil 855–828–9909

A+ Bank&Fin + 7 – 1+126 48.72 +.00A– EmeraldGrA +16 + 7 +96 30.56 +.00

— F —FAM Funds$ 1.5 bil 800–721–5391

A– EquityInc +10 + 4 +72 33.05n+.00Federated A$ 82.7 bil 800–245–5051

A Kaufmann +22 + 3 +87 6.83 +.03A+ KaufSmlCap +29 + 9+123 41.42 +.26A MDTMdGrStr +19 + 7 +81 46.82 +.21

Federated B$ 25.2 bil 800–245–5051

A Kaufmann +22 + 3 +85 5.66n+.02A+ KaufSmlCap +28 + 8+115 35.73n+.23

Federated C$ 47.2 bil 800–245–5051

A KaufmnC +22 + 3 +85 5.65n+.02A+ KaufSmlCapC +28 + 8+115 35.74n+.22A– MaxCapIdx + 9 + 4 +64 13.61n+.00A– MaxCapIdx R + 9 + 5 +66 13.82n+.00A– MDTMdGrStr +18 + 7 +69 33.02n+.15

Federated Funds$ 52.2 bil 800–245–5051

A KaufmannR +22 + 3 +98 6.84n+.02A+ KaufSmlCapR +29 + 9+124 41.60n+.26A– MaxCapIdx + 9 + 5 +69 13.84n+.00

Federated Instl

$ 55.4 bil 800–245–5051A MaxCapIdx +10 + 5 +70 14.00n+.00A MDTMdGrStr +19 + 7 +83 48.07n+.21A+ MDTSmlCap +16 + 5+103 23.27n+.14

Fidelity Adv A$ 166 bil 800–343–3548

A– ConsmrDisc r +17 + 5 +86 29.51 +.14A+ EquityGr +18 + 5+110 12.90 +.01A+ GrowthOpp +28+ 10+116 82.53 +.10A InsightsZ +14 + 4 +89 35.75n–.04A+ SmallGrowA r +24 + 7+110 29.58 +.16A– StkSelAll +11 + 3 +81 48.63 +.01E TotalBond r – 2 + 1 +7 10.38 –.01

Fidelity Adv C$ 158 bil 800–343–3548

A– Advisor +13 + 4 +70 27.05n+.00A+ EquityGrow r +18 + 5+102 11.00n+.01A+ GrowthOpp r +27+ 10+108 72.11n+.09A– NewInsight +13 + 4 +79 30.48n–.03A+ SmallGrowA r +24 + 7+102 26.45n+.14E TotalBond r – 2 + 1 +5 10.39n+.00

Fidelity Adv I$ 174 bil 800–343–3548

A– Consmr Disc r +17 + 5 +88 31.81n+.14A DiverStck +13 + 4 +79 29.79n–.01A+ EquityGrow +18 + 5+113 14.13n+.01A+ GrowthOpp +28+ 10+120 88.44n+.11A– Industrial r + 3 + 1 +67 45.27n–.01A NewInsight +14 + 4 +89 35.69n–.04A+ SmallGrowI r +25 + 7+113 30.90n+.17A StkSelAll +11 + 3 +82 48.67n+.01E TotalBond – 1 + 1 +8 10.36n–.01

Fidelity Freedom$ 216 bil 800–343–3548

D+ 2020 + 2 + 1 +35 16.54n–.01C– 2025 + 3 + 1 +39 14.45n–.01C+ 2030 + 3 + 1 +46 18.17n–.01A– Fund K +12 + 4 +80 48.09n+.00

Fidelity Select$ 22.4 bil 800–343–3548

A AirTrnsprt r + 4 + 4+114 82.83n–.12A CommEquip r +20 + 7 +79 40.61n+.13A+ Computers r +17 + 7 +91 103.37n+.46A– ConsmrDisc r +17 + 5 +90 47.73n+.21A– Industrial + 3 + 1 +65 36.24n–.01A+ ITServices r +25 + 8+147 66.95n+.31A+ Retailing r +25 + 8+139 16.61n+.11A+ Sftwr&Cmp r +20 + 6+136 19.81n–.07

Fidelity Spartan$ 326 bil 800–343–3548

A– ExtMktAdv +13 + 4 +76 69.88n+.25A– ExtMktInv +13 + 4 +76 69.87n+.25A SmlCapInst +14 + 4 +79 23.10n+.11A SmlCapInv +14 + 4 +78 23.07n+.11A TotMktAdv +10 + 5 +88 84.01n+.06A TotMktIdxF +10 + 5 +88 84.02n+.06A– TotMktInv +10 + 5 +88 84.00n+.07E USBdIdx – 2 + 1 +5 11.26n+.00

Fidelity Spartan Adv$ 155 bil 800–343–3548

A– TotMkIdI +10 + 5 +87 84.00n+.07E USBdId – 2 + 1 +5 11.26n+.00E USBdIdI – 2 + 1 +5 11.26n+.00

Fidelity Invest$ 2650 bil 800–343–3548

A 100Index +10 + 6 +90 19.14n+.002020Freedom + 2 + 1 .. 16.52n–.01

A 500IdxInsPr +10 + 5 +90 101.70n+.02A 500IdxInstl +10 + 5 +90 101.70n+.02A 500IdxInv +10 + 5 +89 101.68n+.02A 500IdxPre +10 + 5 +89 101.70n+.02A AdvDivStkA +13 + 4 +76 28.03 –.01A AdvDivStkO +14 + 4 +79 28.83n–.01A+ AdvSemi +10 – 4+197 26.87n+.15A+ AdvSemiconC + 9 – 4+151 22.31n+.12A+ AdvSrsGro +29+ 10 .. 16.49n+.02A+ AdvTechA r +18 + 2+152 63.11 +.03A– AllSectEq +11 + 5 +70 13.55n+.00C+ Balanced + 8 + 3 +52 25.33n–.01C+ BalancedK + 8 + 3 +53 25.34n+.00A– Banking r + 5 + 0 +78 34.44n+.09A+ BluChpGro +20 + 6+126 105.58n+.15A+ BluChpGroK +20 + 6+126 105.76n+.14A– DiversStk +13 + 4 +74 27.76 +.00A+ EqGrowthZ +18 + 5+115 14.23n+.02A+ EquityGr +18 + 5+108 12.66 +.01A+ FocusedStk r +21 + 7 +90 27.46n+.04

Freedom + 3 + 1 .. 18.15n–.01Freedom2025 + 3 + 1 .. 14.45n–.01Freedom2025 + 3 + 1 .. 14.43n–.01Freedom2030 + 3 + 1 .. 18.17n–.01FreedomK6 + 2 + 1 .. 16.53n–.01

A+ GrowthCo +22 + 6 .. 20.32n+.05A+ GrowthOpp +27+ 10+114 81.95 +.10A+ GrwDiscovy +18 + 5+116 37.34n+.04A+ GrwDiscovyK +18 + 5+117 37.36n+.03A– HealthCare r +23+ 13+118 104.82n+.53E InvGrdBnd – 1 + 1 +7 10.97n+.00A– LgCorEnhIdx +11 + 4 +81 16.22n+.00A+ LgGrwEnhIdx +14 + 6+104 21.58n+.03C LowPriStkK + 3 + 0 +54 56.03n+.03C LowPrStk + 3 + 0 +54 56.05n+.03A+ MedEq&Sys r +31+ 10+155 54.92n+.18A+ NasdaqIndex r +18 + 6+133 106.94n+.27A NewInsight +14 + 4 +87 34.89 –.04A NewInsight +13 + 4 +84 33.71 –.04A+ OTC +21 + 6+133 13.32n–.01A+ OTCK +21 + 6+133 13.50n–.01C+ Puritan + 8 + 3 +56 25.11n+.00B– PuritanK + 8 + 3 +57 25.09n–.01A+ SelSemi r +10 – 4+185 11.60n+.06A+ SemiCondA +10 – 4+193 25.57 +.14A+ SerEqGr +19 + 5 .. 15.47n+.02A+ SmlCapGrM r +24 + 7+107 28.65 +.16A+ SmlGrow r +25 + 7+113 30.82n+.17A SpartanSm +14 + 4 +79 23.10n+.11A– SpExIdAdv +13 + 4 +76 69.86n+.25A SprTotMkIdI +10 + 5 +88 84.00n+.06E SprtUSBdIdF – 2 + 1 +5 11.26n+.00A– StkSelAll +10 + 3 +79 48.55 +.01A StkSelAllCp +11 + 3 +82 48.65n+.00A StkSlAllCpK +11 + 3 +83 48.68n+.01

A+ Technology +18 + 2+149 59.82 +.03A+ Technology r +17 + 2+142 53.47n+.03E TotalBnd – 1 + 1 +8 10.38n+.00E TotalBond r – 2 + 1 +7 10.36 –.01A Transport r + 7 + 5+107 106.32n+.17A+ Trend +17 + 6 +99 114.03n+.00E USBdIdInv – 2 + 1 +5 11.26n–.01A– Volatility + 8 + 6 .. 13.57n+.03

First Eagle$ 104 bil 800–334–2143

D+ GlobalA 0 – 1 +33 58.84 –.08First Invstrs A$ 9.2 bil 800–423–4026

A SelectGrow b +14 + 4+101 13.59 +.02First Invstrs B$ 7.1 bil 800–423–4026

A SelectGrow m +13 + 4 +85 11.22n+.01Firsthand Funds$ 207 mil 888–884–2675

A+ TechOpp +30 + 7+174 13.00n–.09Frank/Tmp Fr A$ 248 bil 800–342–5236

A– ChinaWrld + 4 – 6 +20 22.42 –.05A+ Dynatech +24 + 6+135 80.94 +.06A– GrOppoA +20 + 5 +96 43.57 +.07A Grwth +12 + 4+103 106.03 +.16D Income + 1 + 1 +20 2.33 –.01A– RisingDivs + 7 + 4 +67 65.03 +.07A SmCapGr +24 + 8 +82 27.26 +.23

Frank/Tmp Fr C$ 252 bil 800–342–5236

A+ Dynatech +23 + 6+125 67.93n+.05A– Grwth +12 + 4 +97 97.02n+.15D Income + 1 + 2 +19 2.37n+.00A– SmCpGr +23 + 7 +75 22.94n+.19

Frank/Tmp Fr R$ 163 bil 800–342–5236

A Grwth +12 + 4+101 105.48n+.16D Income + 1 + 1 +19 2.29n–.01

Frank/Tmp FrAd$ 231 bil 800–342–5236

A+ Dynatech +24 + 6+138 83.32n+.06A– GrOppAdv +20 + 5 +99 46.73n+.08A Grwth +12 + 4+105 106.37n+.16D+ Income + 1 + 1 +21 2.31n–.01A– RisingDivs + 7 + 4 +68 64.98n+.07A SmCapGr +24 + 8 +85 29.19n+.25

Frank/Tmp Mutual R$ 27.0 bil 800–342–5236

A+ Dynatech +24 + 6+132 78.68n+.05Frank/Tmp Tp A$ 71.4 bil 800–342–5236

E Glob Bond – 2 – 1 +2 11.34 +.07Frank/Tmp TpAd$ 79.6 bil 800–342–5236

A– ChinaWrld + 4 – 6 +21 22.60n–.05A– DvlpMkts – 8 – 4 +18 20.22n+.00E Glob Bond – 2 – 1 +3 11.30n+.07

Frank/Tmp TpB/C$ 71.2 bil 800–342–5236

E GlobalBdC – 2 – 1 11.37n+.07Franklin Temp$ 168 bil 800–342–5236

A+ DynTchClR6 +24 + 6+140 84.06n+.05E GlobBond – 2 – 1 +1 11.34n+.07A– GrthOppR6 +20 + 5+101 47.24n+.08A GrthR6 +12 + 4+106 106.31n+.16A– IntlGrthA + 7 – 1 +54 15.44 –.17A– RisDivR6 + 7 + 4 +69 64.97n+.06A SmCpGrR6 +24 + 8 +87 29.52n+.24E TempGlb – 2 – 1 +3 11.30n+.07

— G — H — I —Gabelli AAA$ 12.5 bil 800–422–3554

A+ Growth +22 + 8+109 68.96n+.11GE Elfun S&S$ 12.7 bil 800–242–0134

A– Trusts +11 + 4 +80 66.83n–.08Glenmede Funds$ 5.0 bil 800–966–3200

A StrategicEq + 7 + 2 +81 25.90n+.04GMO Trust III$ 26.4 bil 617–330–7500

A+ Quality +13 + 8 +80 26.50n–.01GMO Trust IV$ 26.8 bil 617–330–7500

A+ Quality +13 + 8 +81 26.54n–.01GMO Trust V$ 13.3 bil 617–330–7500

A+ QualityTr +13 + 8 +81 26.54n–.01GMO Trust VI$ 17.7 bil 617–330–7500

A+ Quality +13 + 8 +84 26.50n–.01GoldmnSachs A$ 41.4 bil 800–292–4726

A CapitalGr +13 + 4 +86 32.46 +.02A SmCapEqA +16 + 4 +89 29.22 +.19A StratGr +17 + 6 +88 13.83 +.01A+ StrucLgGr +15 + 5+119 34.39 +.03A– StrucTaxMgd +11 + 4 +88 24.81 +.02A StrucUSEq +11 + 4 +88 51.77 +.00A+ TechOppsA +22 + 5+137 27.91 +.03

GoldmnSachs C$ 7.9 bil 800–292–4726

A– Capital Gr +13 + 4 +76 24.01n+.01A StrucLgGr +14 + 5+112 30.80n+.03A– StrucUSEq +10 + 4 +82 46.49n+.00A+ TechOpps +22 + 5+127 23.05n+.02

GoldmnSachs In$ 35.7 bil 800–292–4726

A Capital Gr +13 + 5 +90 35.76n+.02A SmCapEq +17 + 4 +92 30.37n+.20A+ StrucLgGr +15 + 5+122 35.60n+.03A StrucUSEq +11 + 4 +90 53.45n+.00

Green Century$ 807 mil 800–934–7336

A– Equity + 9 + 4 +84 44.31n+.00GuideStone G2$ 4.0 bil 888–473–8637

A+ EqIndxInst +10 + 5+106 32.07n+.00GuideStone G4$ 7.2 bil 888–473–8637

A EqIdxInv +10 + 5 +89 32.08n+.00Guinness Atkinson$ 374 mil 800–915–6566

A GlobaInn + 3 – 2 +92 46.20n+.00Harbor Funds$ 205 bil 800–422–1050

A+ CapApprAdm +17 + 3+117 80.09n–.05A+ CapApprIns +18 + 3+120 81.63n–.06A+ CapApprInv +17 + 3+116 78.57n–.05D– IntlAdmin – 4 – 4 +12 64.51n–.45D– IntlInstl – 4 – 4 +13 64.74n–.44D– IntlInv – 4 – 4 +12 64.07n–.44A– LrgValIns + 5 + 2 +85 15.65n–.01A– LrgValInv + 5 + 2 +83 15.79n–.01A MidGrAdm +21 + 5 +74 11.92n+.03A MidGrInstl +21 + 5 +76 12.48n+.03A MidGrInv +21 + 5 +72 11.58n+.03A SmlGrInv + 6 + 1 +80 37.73n+.10A SmValAdm + 7 + 1 +81 38.51n+.10A SmValInstl + 7 + 1 +83 38.74n+.10

Harding Lvnr$ 10.6 bil 877–435–8105

A– GlblEqAdv + 6 + 1 +75 39.57n+.00Hartford A$ 83.1 bil 860–547–5000

A+ GrwthOpps +22 + 5+106 52.21 –.06A MidCap +14 + 3 +91 34.17 +.06

Hartford C$ 82.8 bil 860–547–5000

A GrowOppor +22 + 5 +93 33.45n–.04A– MidCap +13 + 3 +81 24.95n+.05

Hartford HLS IA$ 26.6 bil 860–547–5000

A GlobalGrow +13 + 2 +95 28.83n–.04A+ GrwthOpps +23 + 5+100 41.21n–.06A MidCap +14 + 3 +89 41.90n+.07A– SmlCapGr +17 + 5 +76 35.31n+.16

Hartford HLS IB$ 26.0 bil 860–547–5000

A GlobalGrow +13 + 2 +94 28.56n–.03A+ GrowOppor +22 + 5 +97 39.29n–.06A MidCap +14 + 3 +87 40.79n+.07A– SmlCapGr +16 + 5 +74 34.27n+.16

Hartford I$ 70.2 bil 860–547–5000

A+ GrowOppor +22 + 5+108 54.57n–.07

A MidCap +14 + 3 +93 35.15n+.06A– SmlCapGr +16 + 5 +82 67.09n+.31

Hartford R3$ 55.1 bil 860–547–5000

A GroOppty +22 + 5+103 52.34n–.06A– MidCap +14 + 3 +88 37.92n+.07

Hartford R4$ 57.2 bil 860–547–5000

A+ GrowOppor +22 + 5+106 55.05n–.07A MidCap +14 + 3 +91 39.36n+.07A– SmlCapGr +16 + 5 +80 66.91n+.31

Hartford R5$ 39.7 bil 860–547–5000

A+ GrowOpp +22 + 5+110 57.41n–.06A MidCap +14 + 3 +94 40.42n+.07

Hartford Y$ 70.5 bil 860–547–5000

A+ GrowOppor +22 + 5+111 58.20n–.06A MidCap +14 + 3 +95 40.79n+.07A– SmlCapGr +16 + 5 +83 70.64n+.32

Heartland Funds$ 1.5 bil 800–432–7856

A– ValPlusInv +12 + 3 +43 37.35n+.00Hennessy Funds$ 8.9 bil 800–966–4354

A JapanInst + 4 + 0+107 37.20n+.32A– JapanInv + 4 + 0+104 36.10n+.30

Hirtle Callaghan$ 3.6 bil 877–435–8105

A+ HCGrowEqStr +15 + 5+100 25.34n+.00Homestead$ 3.2 bil 800–258–3030

A– Value + 6 + 5 +76 58.03n–.04IcmSeries$ 768 mil 410–539–3838

A+ ICMSmCo +12 + 2 +76 36.90n+.00Invesco Funds$ 36.2 bil 800–959–4246

A SmlCapGr +17 + 4 +85 45.83n+.27A+ TechFndIns +22 + 5+105 53.47n+.18

Invesco Funds A$ 143 bil 800–959–4246

A– S&P500 IdxA +10 + 5 +87 31.63 +.01A Sml Cap Gr +17 + 4 +84 43.60 +.26A– SmlCap +22 + 7 +65 11.74 +.07A+ TechFndA +22 + 5+104 53.74 +.18

Invesco Funds B$ 14.5 bil 800–959–4246

A TechFndB m +11 + 0 +80 41.89n+.00Invesco Funds C$ 132 bil 800–959–4246

A– S&P500 Idx + 9 + 5 +82 30.43n+.00A– SmlCapGr +16 + 4 +73 29.45n+.17A+ TechFndC +21 + 5 +95 43.53n+.14

Invesco Funds P$ 2.2 bil 800–959–4246

A+ SumFndP +18 + 6+106 23.50n+.04Invesco Funds R$ 9.1 bil 800–959–4246

A– SmlCapGr +17 + 4 +81 40.34n+.24Invesco Funds Y$ 14.4 bil 800–959–4246

A– S&P500IdxY +10 + 5 +89 32.04n+.00Invesco Instl$ 19.9 bil 800–959–4246

A SmlCapGrR5 +17 + 4 +89 49.22n+.29Ivy Funds$ 215 bil 866–941–4482

A LrgCapGrA +18 + 4+109 25.66 +.00A LrgCapGrC +17 + 4+100 21.31n+.00A LrgCapGrE +18 + 4+109 25.62 +.00A LrgCapGrI +18 + 4+112 26.99n+.00A LrgCapGrY +18 + 4+110 26.32n+.00A MidCapGrA +20 + 5 +72 27.51 +.00A MidCapGrB +19 + 5 +65 21.84n+.00A MidCapGrC +19 + 5 +66 23.37n+.00A MidCapGrI +20 + 5 +75 29.65n+.00A MidCapGrR +20 + 5 +70 26.79n+.00A MidCapGrY +20 + 5 +73 28.74n+.00A Sci&TechA +18 + 5 +91 75.00 +.00A Sci&TechB +17 + 4 +84 61.86n+.00A Sci&TechC +17 + 4 +84 64.32n+.00A Sci&TechE +18 + 4 +90 74.41 +.00A Sci&TechI +18 + 5 +94 82.56n+.00A Sci&TechR +18 + 4 +88 73.00n+.00A Sci&TechY +18 + 5 +92 79.10n+.00A+ SmCapCrA +15 + 5 +79 21.83 +.00A SmCapValB +14 + 5 +70 17.58n+.00A SmCapValC +14 + 5 +73 18.81n+.00A+ SmCapValY +15 + 5 +81 22.92n+.00A+ SmlCapGrA +21 + 6 +84 21.60 +.00

A SmlCapGrB +20 + 6 +73 15.64n+.00A SmlCapGrC +21 + 6 +76 17.30n+.00A+ SmlCapGrI +21 + 6 +89 28.27n+.00A+ SmlCapGrY +21 + 6 +86 26.66n+.00

— J — K — L —J Hancock A$ 45.3 bil 800–225–5291

A+ RegionlBnk + 8 – 1+108 29.83 +.12A– USGlbLdGr +15 + 6 +83 52.38 +.20

J Hancock B$ 25.6 bil 800–225–5291

A+ RegnlBnk + 8 – 1+103 28.25n+.12A– USGlbLdGr +15 + 6 +75 44.26n+.17

J Hancock C$ 16.3 bil 800–225–5291

A+ RegionlBnk + 8 – 1+103 28.31n+.12A– USGlbLdGr +15 + 6 +75 44.28n+.17

Janus Aspn Inst$ 1.8 bil 888–834–2536

A+ Enterprise +16 + 4+107 77.93n+.21Janus Henderson$ 123 bil 800–668–0434

A+ Enterprise +15 + 4+104 131.50n+.35A Forty +18 + 5 +91 35.87n–.01A+ Forty +18 + 5 +92 37.26 –.01A+ FortyInstl +19 + 5 +97 41.10n+.05A+ GlbTech +20 + 4+145 36.88n–.07A– Research +15 + 6 +90 39.91n+.02

Janus S Shrs$ 18.1 bil 888–834–2536

A GrowthInc + 8 + 3 +82 59.05n+.07Janus T Shrs$ 49.9 bil 888–834–2536

A+ Enterprise +15 + 4+106 134.50n+.36A Growth&Inc + 8 + 3 +84 59.13n+.07A– Research +15 + 6 +94 53.35n+.03A Venture +19 + 5 +87 90.86n+.43

Jensen Inv Management$ 10.6 bil 800–992–4144

A+ QualtGrowI +12 + 6 +94 52.04n+.12A+ QualtGrowJ +12 + 6 +92 52.01n+.11

JP Morgan A$ 250 bil 800–480–4111

E CoreBond – 1 + 1 +7 11.28 +.00A– EquityIdx +10 + 5 +77 44.56 +.01A+ GrAdvantg r +20 + 6+123 23.62 +.05A+ IntrepidGr +15 + 5+118 64.21 +.14A– IntrpdAmerA +10 + 4 +84 44.09 +.07A+ LgCapGr +22 + 6+119 45.91 +.07A– MktExpIdx + 9 + 2 +69 12.32 +.04A SmallCapEq +12 + 5 +79 55.59 +.21A+ SmallGrow +24 + 6+101 20.00 +.09A+ SmlBlnd +23 + 5 +91 28.38 +.09A– USEquity + 9 + 5 +79 17.70 +.00

JP Morgan C$ 169 bil 800–480–4111

E CoreBond r – 1 + 1 +4 11.36n+.00A+ DynSmlGr +22 + 5 +83 21.16n+.06A– EquityIdx + 9 + 5 +73 44.12n+.01A+ IntrepidGr +15 + 5+114 62.97n+.14A– SmallCapEq +12 + 5 +72 41.44n+.16

JP Morgan Instl$ 107 bil 800–480–4111

A– BehaveVal + 9 + 3 +80 75.89n+.18A+ SmallGrow +25 + 6+106 22.73n+.11A TaxAwrDscEq +10 + 4 +91 36.56n+.01A– USEquityL +10 + 5 +81 17.77n–.01

JP Morgan R5$ 89.4 bil 800–480–4111

E CoreBond – 1 + 1 +8 11.26n+.00A– IntrpdAm +11 + 4 +88 45.28n+.08A+ IntrpdGrth +15 + 6+121 64.51n+.15A SmallCapEq +12 + 5 +83 64.40n+.25A SmallCore +14 + 3 +78 61.00n+.29A– USEqty +10 + 5 +81 17.78n+.00

JP Morgan R6$ 66.0 bil 800–480–4111

E Core Bond – 1 + 1 +8 11.29n+.00JP Morgan Selct$ 255 bil 800–480–4111

E CoreBond – 1 + 1 +7 11.27n+.00A+ DynSmlGr +23 + 5 +95 32.52n+.11A EquityIndx +10 + 5 +78 44.62n+.01A+ GrAdvSel r +20 + 6+125 24.31n+.05A+ IntrepidGr +15 + 6+120 65.27n+.15A– IntrpdAmer +11 + 4 +87 45.38n+.07A+ LgCapGr +22 + 6+121 46.39n+.08A– MktExpIdx + 9 + 2 +71 12.50n+.04A+ SmallGr +25 + 6+105 22.07n+.10A SmlCapEq +12 + 5 +82 64.19n+.25

A– USEquity + 9 + 5 +80 17.74n–.01Kinetics Funds$ 2.7 bil 800–930–3828

A+ ParadigmNL +22 + 6+101 59.02n+.11A+ PardigmIns +22 + 6+103 59.47n+.12A+ SmCpOpport +24 + 4 +89 63.56n+.03

LaudusFunds$ 2.0 bil 800–447–3332

A+ GrInvUSLgGr +20 + 4 +74 23.28n+.02Legg Mason A$ 59.3 bil 800–822–5544

A+ CBLgGrA +16 + 5+113 46.97 +.02A+ CBSmCapGr +33+ 10 +93 43.57 +.35A– S&P500IdxA + 9 + 5 +85 27.57n+.01

Legg Mason C$ 92.5 bil 800–822–5544

A CBLgCapGr +15 + 5+104 37.74n+.02A+ CBSmCapGr +32+ 10 +85 35.11n+.28A– ClrBrdg +12 + 5 +71 42.96n+.27

Legg Mason FI$ 3.8 bil 800–822–5544

A ClrBrdg +12 + 5 +79 64.81n+.41Legg Mason I$ 87.7 bil 800–822–5544

A– CBEQincbld + 5 + 5 +66 25.12n–.03A– CBEQincbld + 5 + 5 +66 24.50n–.02A+ CBLgCapGr +16 + 5+116 52.10n+.03A SmlCapI +12 + 6 +83 68.05n+.43

LKCM Funds$ 864 mil 817–332–3235

A– EqtyInstl +13 + 4 +71 29.30n+.02Loomis Syls$ 30.5 bil 800–633–3330

A+ SmCapGrInst +26 + 7 +83 32.02n+.24Lord Abbett A$ 120 bil 888–522–2388

A DvlpGrwth +39+ 11 +76 32.31 +.16A+ GrowthLdrs +22 + 7+104 34.09 +.16E ShrtDurInc + 1 + 0 +1 4.18 +.01

Lord Abbett B$ 82.5 bil 888–522–2388

E ShrtDurInc 0 + 0 –1 4.19n+.00Lord Abbett C$ 107 bil 888–522–2388

A DvlpGrwth +38+ 11 +66 24.05n+.11E ShrtDurInc 0 + 0 –1 4.20n+.00

Lord Abbett F$ 96.4 bil 888–522–2388

A DvlpGrwth +39+ 11 +78 33.48n+.16E ShrtDurInc 0 + 0 +1 4.17n+.00

Lord Abbett I$ 90.4 bil 888–522–2388

A– CalbDivGr + 5 + 5 +61 16.20n+.02A+ DvlpGrwth +39+ 11 +80 37.02n+.18E ShrtDurInc 0 + 0 +2 4.17n+.00

Lord Abbett P$ 24.2 bil 888–522–2388

A DvlpGrwth +38+ 11 +76 31.32n+.16Lord Abbett R3$ 20.5 bil 888–522–2388

A DvlpGrwth +38+ 11 +74 31.39n+.15

— M — N — O —MainStay A Fds$ 35.6 bil 800–624–6782

A+ LrgCpGrwA +22 + 4 +98 11.00 +.02A– SP500Idx +10 + 5 +80 52.63 +.02

MainStay B Fds$ 32.7 bil 800–624–6782

A LrgCpGrow +21 + 4 +88 9.15n+.01Mainstay I Fds$ 10.9 bil 800–624–6782

A– SP500Idx +10 + 5 +81 53.35n+.01Mairs & Power$ 6.1 bil 800–304–7404

A SmallCap +14 + 9 +81 28.99n+.13Marsico Funds$ 1.5 bil 888–860–8686

A– 21stCentury +19 + 6 +93 32.84n+.11A– Focus +19 + 4 +79 20.34 +.00

MAS Funds Instl Cl$ 327 mil 800–354–8185

A– Ruselint +14 + 4 +97 14.97n+.07Mass Mutl Instl$ 2.5 bil 800–272–2216

A PrmDiscGroA +14 + 5 +81 14.15 +.02A SmlCpGrEqL +22 + 7 +71 17.03n+.07A SmlCpGrEqS +22 + 7 +74 19.03n+.08A SmlCpGrEqY +22 + 7 +73 18.07n+.08

Mass Mutl Prem$ 17.0 bil 800–272–2216



Feb 17 2.7%Mar 17 2.8%Apr 17 2.7%May 17 2.8%Jun 17 2.8%Jul 17 2.8%

Aug 17 2.8%Sep 17 2.8%Oct 17 2.8%Nov 17 2.8%Dec 17 2.6%Jan 18 2.6%

Feb 18 2.5%Mar 18 2.6%Apr 18 2.6%May 18 2.5%Jun 18 2.7%Jul 18 2.8%




U.S. Stock Fund Cash Position High (11/00) 6.2% Low (2/18) 2.5%

36 Mos Fund 2018 12 Wk 5 Yr Net NAVPerformance % % After Asset ChgRating Chg Chg Tax%Value




Wasatch MicroCap " 13 A" 372 milBrown Captl Mgmt SmallCo " 12 A" 3.8 bilWasatch UltraGrow " 12 A" 136 milDelaware A SMIDCapGrow " 12 A" 1.3 bilAlger SmCapGr " 12 A" 143 mil

Alger SmCapGr " 12 A# 202 milIvy CapGrwFndA " 11 A# 183 milAmer Beacon INV StphnSmGr " 11 A" 541 milWasatch SmallCapGr " 11 A" 1.747 bilLord Abbett A DvlpGrwth " 11 A 2 bil

Lord Abbett I SecMicroGr " 11 A" 149 milWells Fargo InstEmGrw " 10 A" 847 milLegg Mason A CBSmCapGr " 10 A" 3.1 bilAlger SmidCpGrA " 10 A" 309 milUBS Investment Fds SmMdCoGr " 10 A# 489 mil

Fidelity GrowthOpp " 10 A" 3.11 bilMorgan Stan Ins MidCapGrI " 10 A 593 milAMG Funds TSSmCpGr " 10 A 1.302 bilBuffalo Funds SmallCap " 9 A" 533 milMeridian Funds EquityInc " 9 A" 64.3 bil

Scout Funds SmallCap " 9 A" 269 milColumbia I,T&G SmallGrI " 9 A" 479 milArtisan Funds SmallCapInv " 9 A" 1.6 bilBaron Instl Growth " 9 A" 6.135 bilFederated A KaufSmlCap " 9 A" 694 mil

Top Growth FundsLast 3 Months (All Total Returns)

Performance% Change Rating $ Net

Mutual Fund Last 3 Mos 36 Mos Assets

Wasatch UltraGrow " 38 A" 136 milBrown Captl Mgmt SmallCo " 34 A" 3.8 bilWasatch MicroCap " 33 A" 372 milMorgan Stan A MltiCpGrt " 33 A" 786 milVirtus Funds I SmlCapCore " 17 A" 1.152 bil

Morgan Stan Ins CapGrI " 30 A" 5.9 bilWilliam Blair I SmCpGr " 25 A" 643 milFidelity OTC " 21 A" 18.5 bilJP Morgan Instl SmallGrow " 25 A" 1.632 bilKinetics ParadigmNL " 22 A" 850 mil

PRIMECAPOdyssey AggrGrowth " 20 A" 11.1 bilKinetics SmCpOpport " 24 A" 303 milFederated Instl MDTSmlCpGr " 23 A" 196 milAMG Funds EmgCosI " 20 A" 137 milFrank/Tmp Fr A Dynatech " 24 A" 5.13 bil

JP Morgan A SmlBlnd " 23 A" 225 milUSAA Nasdaq100 " 20 A" 1.647 bilEdgeWood EdgwdGrInst " 22 A" 6.3 bilTransamerica A CapGrwA " 29 A" 1.3 bilAlliance Brnstn I SmCapGrI " 28 A" 1.7 bil

Federated A KaufSmlCap " 29 A" 694 milPriceFds NewHorizns " 25 A" 22.9 bilScout Funds SmallCap " 20 A" 269 milLegg Mason A CBSmCapGr " 33 A" 3.1 bilAlger SmidCpGrA " 28 A" 309 mil

Top Growth FundsLast 36 Months (All Total Returns)

Performance% Change Rating $ Net

Mutual Fund In 2018 36 Mos Assets

IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE

IN RE GOOD TECHNOLOGY CORPORATION STOCKHOLDER LITIGATION C.A. No. 11580-VCL

SUMMARY NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF CLASS ACTION

TO: ALL HOLDERS OF GOOD TECHNOLOGY CORPORATION (“GOOD”) COMMON STOCK ON OCTOBER 30, 2015, WHETHER BENEFICIAL OR OF RECORD, INCLUDING THEIR LEGAL REPRESENTATIVES, HEIRS, SUCCESSORS-IN-INTERESTS, TRANSFEREES AND ASSIGNEES OF ALL SUCH FOREGOING HOLDERS, BUT EXCLUDING THE DEFENDANTS IN THE ACTION AND THEIR ASSOCIATES, AFFILIATES, LEGAL REPRESENTATIVES, HEIRS, SUCCESSORS-IN-INTEREST, TRANSFEREES AND ASSIGNEES (THE “CLASS”)PLEASE READ THIS NOTICE CAREFULLY. YOUR RIGHTS WILL BE AFFECTED BY A CLASS ACTION LAWSUIT PENDING IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE.

YOU ARE HEREBY NOTIFIED, pursuant to an Order of the Court of Chancery of the State of Delaware (the “Court”), dated August 23, 2018, that plaintiffs MARBEK Revocable Trust, Harvest Growth Capital LLC, Harvest Growth Capital II LLC, Saturn Partners LP III and SPLP II Opportunity LP (“Named Plaintiffs”) and defendants Christy Wyatt, Bandel L. Carano, John H.N. Fisher, Barry Schuler, Thomas Unterman, Christopher Varelas, Oak Management Corporation, Oak Investment Partners X, LP, Oak X Affiliates Fund, LP, Draper Associates, L.P., Draper Associates, Inc., Draper Fisher Jurvetson ePlanet Partners, Ltd., Draper Fisher Jurvetson ePlanet Partners Fund, LLC, Draper Fisher Jurvetson ePlanet Ventures GmbH & Co. KG, Draper Fisher Jurvetson ePlanet Ventures L.P., Draper Fisher Jurvetson Management, LLC, Draper Fisher Jurvetson Fund VI, L.P., Draper Fisher Jurvetson Partners VI, LLC, DFJ Growth Fund 2006, Ltd., Draper Fisher Jurvetson Growth Fund 2006, L.P., Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, Draper Associates Riskmasters Fund III, LLC, Saints Rustic Canyon LLC, Saints Rustic Canyon, LP, Riverwood Capital Management, L.P., Riverwood Capital L.P., Riverwood Capital Partners L.P., Riverwood Capital Partners (Parallel-A) L.P. and Riverwood Capital Partners (Parallel-B) L.P. (collectively, “Defendants”) have entered into a proposed settlement (the “Settlement”) in the above-captioned class action lawsuit (the “Action”), challenging the sale of Good to BlackBerry Corporation for $425 million.

The complete terms of the Settlement are set forth in the Stipulation and Agreement of Compromise and Settlement between the Named Plaintiffs and Defendants, dated as of August 15, 2018 (the “Stipulation”). The Stipulation can be obtained at www.GoodTechnologySettlement.com.

A settlement hearing is scheduled to be held in the Court of Chancery of the State of Delaware, Leonard L. Williams Justice Center, 500 North King Street, Wilmington, Delaware, 19801 on November 5, 2018, at 2:00 p.m. (the “Settlement Hearing”) to, among other things: (a) determine whether the Court should approve the Settlement as fair, reasonable and adequate and in the best interests of the Class; (b) determine whether the Judgment should be entered dismissing the Action with prejudice; (c) consider the application by Plaintiffs’ Counsel for attorneys’ fees, costs and payment of expenses; (d) hear and determine any objections to the Settlement or the application of Plaintiffs’ Counsel for an award of attorneys’ fees, costs and expenses; and (e) rule on such other matters as the Court may deem appropriate.

IF YOU ARE A MEMBER OF THE CLASS DESCRIBED ABOVE, YOUR RIGHTS IN THE ACTION WILL BE AFFECTED BY THE SETTLEMENT. If you have not received the full printed Notice of Pendency and Proposed Settlement of Class Action (the “Notice”), you may obtain a copy of the Stipulation and Notice by contacting In re Good Technology Stockholder Litigation, Administrator, c/o Gilardi & Co. LLC, P.O. Box 404041, Louisville, KY 40233-4041, Toll free #: 866-654-2973, Website: www.GoodTechnologySettlement.com, or counsel for Named Plaintiffs and the Class as follows:

Joel E. FriedlanderJeffrey M. GorrisFriedlander & Gorris, P.A.1201 N. Market Street, Suite 2200 Wilmington, DE 19801302-573-3500

Randall J. BaronA. Rick AtwoodRobbins Geller Rudman & Dowd LLP655 West Broadway, Suite 1900San Diego, CA 92101800-449-4900

If you are a Class Member you will be bound by any judgment entered in the Action. Any objections to the Settlement and/or application for attorneys’ fees, costs and expenses must be filed with the Court and delivered to all counsel listed in the Notice such that they are received no later than October 22, 2018, in accordance with the instructions set forth in the Notice. Class Members who do not object need not appear at the Settlement Hearing or take any other action to indicate their approval.

PLEASE DO NOT CONTACT THE COURT OR THE CLERK’S OFFICE REGARDING THIS NOTICE. If you have any questions about the litigation or the Settlement, you may contact counsel for Named Plaintiffs and the Class.

Dated: August 23, 2018 BY ORDER OF THE COURT OF

CHANCERY OF THE STATE OF

DELAWARE

We invite you to take a complimentary two-week trial.

Call 1.800.831.2525 or go to investors.com/LB1

© 2018 Investor’s Business Daily, Inc. Investor’s Business Daily, IBD and CAN SLIM, Leaderboard and corresponding logos are registered trademarks owned by Investor’s Business Daily, Inc.





INVESTOR'S BUSINESS DAILY MUTUAL FUND PERFORMANCE WEEK OF SEPTEMBER 3, 2018 A11






A+ DiscplnGrwL +15 + 5 +83 14.55n+.03A+ DiscplnGrwS +15 + 5 +84 14.37n+.03A+ DiscplnGrwY +15 + 5 +84 14.40n+.02A– SmOppS +16 + 6 +73 17.02n+.05

Mass Mutl Select$ 68.0 bil 800–272–2216

A+ BlueChipGrA +15 + 4+112 21.79 –.02A+ BlueChipGrL +15 + 4+115 22.74n–.02A+ BlueChipGrS +15 + 4+106 23.28n–.02A+ BlueChipGrY +15 + 4+105 23.06n–.02A FocusVal + 8 + 5 +56 18.36n+.01A FocusVal + 8 + 5 +54 17.73n+.01A FocusVal + 8 + 5 +55 17.99n+.01A FocusVal + 8 + 5 +56 18.29n+.01A– FocusValA + 8 + 5 +53 16.88 +.01A GrwOppA +21 + 5 +84 11.30 +.00A GrwOppI +21 + 5 +91 13.18n–.01A GrwOppL +21 + 5 +88 12.19n+.00A GrwOppR5 +21 + 5 +90 13.03n–.01A GrwOppY +21 + 5 +89 12.66n–.01A– IndexEqA + 9 + 5 +75 19.85 +.00A– IndexEqS +10 + 5 +77 20.44n+.00A– IndexEqY +10 + 5 +76 20.09n+.01A IndexR5 +10 + 5 +81 20.42n+.01A– MidCapEqII +12 + 4 .. 20.78n+.06A– MidCpGrEq Z +12 + 4+108 24.07n+.07A– MidGrEqII S +12 + 4+107 23.85n+.07A– MidGrEqIIA +12 + 4+103 20.66 +.06A– MidGrEqIIL +12 + 4 +88 22.30n+.07A– MidGrEqIIY +12 + 4+106 23.29n+.07A+ Select +15 + 4 .. 21.75n–.02A– SmlCpGrEqA +22 + 7 +68 15.29 +.07A SmlCpGrEqZ +22 + 7 +75 19.26n+.08

MassMRestA$ 8.0 bil 800–272–2216

A– Index + 9 + 5 +74 19.36n+.01Matthews Asia$ 28.6 bil 800–789–2742

A– ChinaInv – 9– 18 +34 20.27n+.01Meridian Funds$ 67.0 bil 800–446–6662

A+ ContraLeg +15 + 4 +84 48.10n+.11A+ EquityInc +24 + 9 +97 19.74n+.06A+ Growth +15 + 4 +77 47.87n+.20

Metro West$ 267 bil 800–241–4671

E TotRetBdI – 1 + 1 +8 10.40n+.00E TotRetBdM – 1 + 1 +8 10.41n+.00E TRBdPlan – 1 + 1 +8 9.79n+.00

MFS Funds A$ 216 bil 800–225–2606

A– CoreEquity +10 + 5 +81 34.18 +.01A– GlobalGrow + 7 + 2 +65 43.68 –.08A+ GrowthA +19 + 5+112 106.82 +.02B– IntlVal + 2 + 1 +57 44.18 –.21A MAInvGrSk +13 + 5 +88 31.37 +.00A MidCapGr +20 + 6 +97 19.16 +.08A NewDiscov +22 + 6 +62 33.30 +.15A– Research +10 + 5 +77 46.50 +.02A+ Technology +24 + 5+162 45.65 –.01B– ValueA + 1 + 3 +61 40.82 –.04

MFS Funds B$ 204 bil 800–225–2606

A– CoreEquity +10 + 4 +75 30.19n+.01A+ Growth +19 + 5+103 86.41n+.01C+ IntlVal + 2 + 1 +52 41.92n–.20A MAInvGrSk +12 + 5 +82 27.18n+.00A– MidCapGr +19 + 6 +89 15.90n+.07A NewDiscov +22 + 6 +55 26.86n+.12A+ Technology +24 + 5+151 39.55n–.01C+ Value + 1 + 3 +57 40.59n–.04

MFS Funds C$ 168 bil 800–225–2606

A– CoreEquity +10 + 4 +74 29.84n+.01A+ Growth +19 + 5+103 85.75n+.02A MAInvGrSk +12 + 5 +82 26.94n+.00A– MidCapGr +19 + 6 +89 15.42n+.06A NewDiscov +22 + 6 +55 26.91n+.11A+ Technology +24 + 5+151 39.47n–.01C+ Value + 1 + 3 +57 40.31n–.04

MFS Funds I$ 141 bil 800–225–2606

A+ Growth +19 + 5+115 113.44n+.02A MAInvGrSk +13 + 5 +90 32.27n+.01A MidCapGr +20 + 6+100 20.28n+.08A NewDiscovry +22 + 6 +65 36.82n+.16A– Research +11 + 5 +79 47.78n+.02B– Value + 2 + 3 +62 41.06n–.04

Morgan Stan$ 6.4 bil 888–454–3965

A+ MltiCpOpps +33 + 8+128 31.30n+.05Morgan Stan A$ 2.3 bil 888–454–3965

A+ MltiCpGrt +33 + 8+139 42.36 +.07Morgan Stan B$ 2.3 bil 888–454–3965

A+ MltiCpGrt +32 + 8+125 30.83n+.05Morgan Stan I$ 2.1 bil 888–454–3965

A+ MltiCapGrt +33 + 9+144 46.67n+.08Morgan Stan Ins$ 28.5 bil 888–454–3965

A+ CapGrI +30 + 7+145 52.88n–.11

A+ CapGrP +30 + 7+141 50.35 –.10A MdCpGrP +36+ 10 +49 19.41 +.11A MidCapGrI +36+ 10 +53 22.93n+.12

Motley Fool Funds$ 749 mil 888–863–8803

A– GreatAmer +12 + 5 +85 27.32n+.13A– Indep +14 + 5 +74 25.91n+.06

Nationwide$ 1.4 bil 800–321–6064

A– NatnWdeSVC + 9 + 5 +79 26.76n+.00Nationwide A$ 13.0 bil 800–321–6064

A Growth +16 + 6 +93 13.56 +.00A– S&P500Idx +10 + 5 +78 17.45 +.00A– SmallIdx +14 + 4 +65 15.65 +.08

Nationwide Funds Instl$ 7.8 bil 800–321–6064

A Growth +17 + 6 +96 14.31n+.00A S&P500Idx +10 + 5 +80 17.61n+.00A SmallIdx +14 + 4 +68 15.98n+.08

Nationwide Funds Service$ 11.2 bil 800–321–6064

A– S&P500Ins +10 + 5 +79 17.56n+.00A– S&P500Svc +10 + 5 +78 17.47n+.00

Natixis Funds$ 65.0 bil 617–449–2100

A+ GrowthY +10 + 5+119 17.16n–.01A– HarrLgVal A + 5 + 2 +75 25.58 +.00A+ USMltCapEqA +10 + 3 +96 39.77 +.00A USMltCapEqC +10 + 3 +85 27.33n+.00A+ USMltCapEqY +10 + 3+100 46.13n+.00

Neubg Brm$ 49.4 bil 800–223–6448

A+ LgCapVal + 5 + 7+127 32.88 +.05A– MultiCap + 8 + 4 +78 19.95 +.01A– MultiCpOppC + 8 + 3 +72 19.03n+.01A+ ResponsC + 9 + 4+290 41.81n+.00A+ SocResponsA +10 + 4+283 41.88 +.01A+ SocRespR3 + 9 + 4+287 41.90n+.00

Neubg Brm Adv$ 12.1 bil 800–223–6448

A+ Genesis +13 + 6+302 65.23n+.34A+ LgCapVal + 5 + 7+199 32.88n+.05

Neubg Brm Instl$ 22.2 bil 800–223–6448

A MltcapOpp + 8 + 4 +80 20.12n+.02Neubg Brm Inv$ 35.4 bil 800–223–6448

A+ Genesis +13 + 6+183 65.27n+.34A GenesisI +13 + 6 +68 65.24n+.35A Guardian +12 + 5 +67 19.52n+.01

Neubg Brm Tr$ 16.2 bil 800–223–6448

A+ LgCapVal + 5 + 7+127 32.88n+.05A+ SocRspons +10 + 4+275 41.88n+.00

Nicholas Group$ 4.4 bil 800–844–6541

A LtdEditI +18 + 8 +73 30.99n+.10NorthCoastAsstMgmt$ 80 mil 800–274–5448

C+ SelGr + 4 + 0 +41 14.80n+.01Northern$ 40.1 bil 800–595–9111

A– IncomeEq + 8 + 4 +58 15.30n+.00A– LrgCapCore + 9 + 4 +82 20.57n–.01A– MidCapIdx + 9 + 3 +76 20.98n+.06A SmCapIdx +14 + 4 +76 15.55n+.08A StockIndex +10 + 5 +88 34.55n+.01

Nuveen Cl A$ 51.7 bil 800–257–8787

A– NWQSmVal + 8 + 0 +76 56.69 +.34Nuveen Cl I$ 40.9 bil 800–257–8787

A– NWQSmVal + 8 + 0 +79 58.28n+.36Oak Associates$ 3.1 bil 888–462–5386

A PinOakEqty + 9 + 1 +91 71.62n+.00A+ RedOak Tech +18 + 5+154 29.09n+.00A+ WhtOakSelGr +15 + 5+103 98.33n+.00

Oakmark I$ 119 bil 800–625–6275

D Intl –10 – 6 +23 25.82n–.37A– InvFd + 6 + 2 +81 89.21n+.02

Oppenheimer A$ 169 bil 800–525–7048

B– DevelopMkt – 4 – 7 +27 42.02 –.09A DiscoveryA +23 + 7 +81 95.63 +.66A+ GlobOppA +11 + 4+136 76.08 +.03A– IntlSmCo +10 + 0+106 54.54 –.09

Oppenheimer I$ 35.1 bil 800–525–7048

C+ DevlpMktC – 4 – 7 +23 39.10n–.09Oppenheimer N$ 91.9 bil 800–525–7048

A Discovery +23 + 7 +76 88.51n+.61A– IntlSmCo +10 + 0+104 52.05n–.09

Oppenheimer Y$ 93.9 bil 800–525–7048

A+ Discovery +24 + 7 +85 107.86n+.75A+ GlobOppY +11 + 4+138 77.08n+.03A IntlSmCo +10 + 0+107 54.15n–.09

Oppenhmr C&M$ 153 bil 800–525–7048

D+ ActiveAlloc + 2 + 0 +41 14.63n–.02A DiscoveryC +23 + 7 +72 68.55n+.47A+ GlobOppC +10 + 4+127 66.95n+.02A– IntlSmCoC +10 + 0 +99 50.01n–.09

Optimum C$ 5.0 bil 800–914–0278

A– SmlCpGrow +24 + 7 +65 15.83n+.09

— P — Q — R —Pace Funds A$ 8.2 bil 800–647–1568

A– SmMdCoGr +27+ 10 +61 21.68 +.17PgimInvest$ 132 bil 973–367–7930

A– 20/20Focus +12 + 2 +56 16.29 –.01A ConservGr +16 + 3 +79 12.04n+.01A+ Growth +17 + 3+118 42.50 –.06A Growth +17 + 3+109 33.97n–.05A– LgCpCorEq + 9 + 4 +79 18.10 +.02A+ SelGwthC +21 + 3+100 12.77n–.03E TotRetBd – 2 + 1 +9 14.12n+.00

PIMCO A$ 167 bil 888–877–4626

A– Raefund + 7 + 3 +61 7.76 +.00A StockPlus +13 + 3 +72 11.58 +.00A– StocksPLUS + 9 + 5 +79 11.48 +.00A StocksRet + 9 + 4 +77 11.48 +.01

PIMCO Admin$ 244 bil 888–877–4626

D– IncomeFd – 1 + 0 +18 11.90n+.00A– RAEfund + 8 + 3 +63 7.97n+.01D Realpath 0 + 1 +15 8.25n+.00

PIMCO C$ 148 bil 888–877–4626

A StockPlus +13 + 3 +66 10.67n+.00A– StocksPlRet + 9 + 4 +71 10.45n+.01A– StocksPLUS + 9 + 5 +75 10.90n+.00

PIMCO Inst l$ 214 bil 800–927–4648

A– PlusInst + 8 + 3 +65 8.16n+.01A+ StkPlsLgDur + 5 + 6 +92 7.50n+.00A StockPlus +14 + 3 +75 11.85n+.00A StocksPlRet +10 + 4 +80 11.69n+.01A StocksPLUS + 9 + 5 +83 12.37n+.00

PIMCO P$ 319 bil 888–877–4626

D– Income – 1 + 0 +19 11.90n+.00A– RAEfund + 8 + 3 +64 8.10n+.01A StockPlus +13 + 3 +74 11.75n+.00A StocksPlus +10 + 4 +79 11.55n+.01E TotalRetrn – 1 + 1 +7 9.99n+.01

Pioneer A$ 34.4 bil 800–225–6292

A MidCapGrw +16 + 5 +85 48.55 +.20Pioneer Y$ 31.8 bil 800–225–6292

A– GrowthY +12 + 5 +95 25.37n+.04A MidCapGrwY +16 + 5 +88 52.52n+.21A– Pioneer + 9 + 4 +63 31.72n–.01

Price Advisor$ 284 bil 800–638–7890

D+ IntlStock – 2 – 2 +37 18.43n–.08A SmlCapVal +11 + 4 +67 53.99n+.20C+ Value + 1 + 1 +57 37.21n–.06

Price Funds$ 105 bil 800–638–7890

A+ GlobalStk +14 + 3+112 43.21n–.05A– MidCapEqGrI +13 + 5+103 61.62n+.13A SmCapStkAd +17 + 7 +79 55.39n+.22

PriceFds$ 1356 bil 800–638–7890

A+ BluChpGr +18 + 3+131 112.43n–.01A+ BlueChipGr +18 + 3+128 108.23n–.02A+ BlueChipGrw +19 + 3+134 114.16n–.02C+ CapApprAdv + 7 + 4 +58 30.03n+.02C+ CapApprc + 7 + 4 +60 30.39n+.01A CapOpport +10 + 5 +88 28.72n+.00A– DiverMidGr +14 + 5 +92 33.42n+.13A– DividendGr + 8 + 5 +80 46.57n+.07A EqIndex500 +10 + 5 +89 78.08n+.02A– ExtEqMktIx +12 + 4 +75 31.69n+.11A– GlblGrowth + 8 + 0 +76 27.51n–.04A+ GlobTech + 7 – 4+148 18.04n+.01A GrowthStk +15 + 3+112 70.61n–.05A+ GrowthStk +15 + 3+115 72.34n–.05A GrowthStkR +15 + 3+110 68.19n–.05A– InstGlbGrEq + 8 + 0 +79 29.90n–.04A InstUSRsch +10 + 5 +83 14.26n+.00A Japan + 4 – 1 +76 15.76n+.10A+ LgCoreGr +19 + 3+138 44.40n–.01A+ LgCpGrInstl +19 + 4+134 43.95n–.01A+ Media&Telcm +13 + 4+112 109.35n+.05A– MidCapGr +13 + 4 +94 97.99n+.20A– MidCapGr +12 + 4 +92 94.98n+.20B+ MidCapGrR +12 + 4 +90 92.08n+.19A+ NewAmerGr +18 + 5+107 56.64n+.03A+ NewAmerGr +18 + 5+105 55.35n+.03A+ NewHorizns +25 + 8+113 65.75n+.22E NewIncome – 1 + 1 +8 9.20n+.00E NewIncome – 2 + 1 +7 9.18n+.00A+ SciTec +13 – 2+127 51.21n–.02A+ SciTecAdv +12 – 2+125 50.49n–.02A SmCapGr +16 + 7 +99 40.62n+.15A SmCapStk +18 + 7 +85 27.89n+.11

A SmCapStk +17 + 7 +80 56.01n+.22A SmCapValue +11 + 4 +69 54.32n+.21A– TotEqMktIdx +10 + 5 +87 33.15n+.02A TxEffEq +17 + 5+107 33.74n+.08B– Value + 1 + 1 +58 37.83n–.05

PRIMECAPOdyssey$ 29.5 bil 800–729–2307

A+ AggrGrowth +20 + 5+141 53.13n–.01A+ Growth +18 + 5+121 43.92n–.04A Stock + 8 + 4 +96 34.46n–.06

Principal Investors$ 282 bil 800–222–5852

A+ LgCapGr +20 + 5+107 16.87n+.00A LgS&P500 +10 + 5 +87 19.22n+.00A– LgS&P500A +10 + 5 +85 19.21 +.00A– LgS&P500J +10 + 5 +86 19.02n+.00A– LrgCapGr +15 + 1 +78 11.02n+.00A– LrgCapGrA +15 + 1 +75 10.34 +.00A– LrgCapGrJ +15 + 1 +75 9.54n+.00A+ LrgGrowIJ +20 + 5+103 13.95n+.00A+ SmGrIInst +21 + 6 +81 16.33n+.00A SmGrIJ +20 + 6 +75 12.08n+.00A+ SmlS&P600I +17 + 5 +89 31.74n+.00A+ SmlS&P600J +17 + 5 +87 30.09n+.00

ProFunds Inv$ 2.1 bil 888–776–3637

A+ InternetUlt +49 + 8+309 103.14n+.00Prudential A$ 45.9 bil 800–225–1852

A ConservGr +17 + 3 +87 14.45 +.01A+ SelGwth +21 + 3+110 15.86 –.04E TotRetBd – 2 + 1 +12 14.13 +.00

Prudential B$ 66.1 bil 800–225–1852

A ConservGr +16 + 2 +78 11.99n+.01A– LgCpCorEq + 8 + 4 +73 16.38n+.02A+ SelGwthB +21 + 3+100 12.78n–.03E TotRetBd – 2 + 1 +10 14.13n+.00

Prudential C$ 13.9 bil 800–225–1852

A Growth +17 + 3+109 34.12n–.05A– LgCpCorEq + 8 + 4 +74 16.43n+.01

Prudential Z&I$ 53.3 bil 800–225–1852

A– 20/20Focus +12 + 2 +62 18.09n–.02A+ GrowthZ +18 + 3+122 45.79n–.07A– SmallCapVal + 6 + 2 +50 21.39n+.01A StockIdxI +10 + 5 +85 57.18n+.01A StockIdxZ +10 + 5 +85 57.17n+.01E TotRetBdZ – 2 + 1 +12 14.08n+.00

Putnam$ 13.9 bil 800–225–1581

A+ GrwthOpp +19 + 7+110 38.87n+.01Putnam A$ 65.2 bil 800–225–1581

A+ GrowthOpp +18 + 7+110 37.04 +.01A Leaders +15 + 4+100 102.70 –.12A– Research + 9 + 4 +89 36.08 –.04

Putnam B$ 62.0 bil 800–225–1581

A+ GrowOpp +18 + 7+102 31.43n+.01A Leaders +14 + 4 +92 80.53n–.10

Putnam C$ 54.5 bil 800–225–1581

A+ GrowthOpp +18 + 7+102 31.99n+.01A LeadersSus +14 + 4 +92 87.41n–.11

Putnam M$ 50.8 bil 800–225–1581

A+ GrowthOpp +18 + 7+105 33.41 +.01A SustanLead +14 + 4 +95 89.09 –.11

Putnam Y$ 48.6 bil 800–225–1581

A+ GrowthOpp +19 + 7+112 38.66n+.01A MltCpGrw +15 + 4+102 109.86n–.13A– Research + 9 + 4 +90 36.46n–.04

RealFds$ 12.5 bil 888–473–8637

A+ GrEqInst +18 + 5+100 29.76n+.00A GrEqInv +18 + 5 +92 29.64n+.00A+ ValEqInst + 5 + 3+388 23.45n+.00

Royce Funds$ 12.7 bil 800–221–4268

A+ OpportInv + 9 + 2 +60 14.81n+.05A PAMutlCnst +13 + 5 +48 9.55n+.03A PAMutlInv +14 + 5 +56 11.96n+.03A PremierInv +10 + 3 +53 18.18n+.03

Russell Funds S$ 23.2 bil 800–787–7354

A– USCoreEqty + 8 + 4 +66 34.81n+.00


A– USDynEqt + 8 + 3 +56 9.63n+.00A– USSmlEqt +12 + 4 +62 35.82n+.00

Rydex C$ 830 mil 800–820–0888

A+ Nova +12 + 6+129 66.19n+.00Rydex Dyn$ 2.3 bil 800–820–0888

A+ Nasd1002X +37+ 13+392 169.78n+.00A+ Ndq2xStrC +37+ 13+367 136.10n+.00

Rydex Investor$ 2.5 bil 800–820–0888

A+ Ndq100 +19 + 7+138 40.54n+.00A+ Nova +12 + 7+141 80.10n+.00

— S — T — U —Schroder Funds$ 4.6 bil 800–464–3108

A– NorthAmerEq + 9 + 5 +77 18.45n+.00Schwab Funds$ 74.9 bil 800–435–4000

A– 1000IdxInv +10 + 5 +84 68.87n+.04A– FmdUSSmI +11 + 3 +74 16.51n+.06A LrgGr +12 + 5 +90 20.10n+.02A S&P500Idx +10 + 5 +89 45.27n+.01A SmCapSelect +14 + 4 +74 35.04n+.18A StkIdxSel +10 + 5 +87 52.17n+.04

Schwartz Funds$ 757 mil 734–455–7777

A AveMarGr +13 + 4 +83 34.77n+.00Scout Funds$ 4.0 bil 877–726–8842

A MidCap + 8 + 3 +77 20.55n+.04A+ SmallCap +20 + 9+101 31.20n+.28

SEI Portfolios$ 35.1 bil 610–676–1000

A– LrgCpGrA +16 + 5 +86 39.74n+.00A– S&P500IdxA +10 + 5 +83 68.55n+.00A– SmCpGrA +23 + 8 +88 43.39n+.00

Sel40$ 85.7 bil 800–525–7048

B– DevelopMkt – 4 – 7 +26 40.32n–.09B– DevelpMkts – 3 – 7 +28 41.48n–.09A+ GlobOppR +11 + 4+133 73.10n+.03

Selected Funds$ 7.6 bil 800–243–1575

A– AmericanD + 6 + 2 +63 40.51n–.17Sentinel Group$ 4.8 bil 800–282–3863

A CmmnStkA +11 + 5 +75 46.79 –.02A SmallCoA +15 + 7 +67 6.01 +.03A– SmallCoC +14 + 6 +54 3.50n+.02

SmeadCapMan$ 2.8 bil 877–701–2883

A MFGrEqt +17 + 5 +97 25.25n+.05SSGA Funds$ 2.1 bil 617–786–3000

A S&P500Idx +10 + 5 +84 40.79n+.01State Frm Ret$ 25.9 bil 855–733–7333

A– EqtyInst +10 + 3 +86 11.80n+.01A– EquityA +10 + 3 +86 12.33n+.01A– SmlCapIdx +14 + 4 +70 20.72n+.10A– SmlCapIdxA +14 + 4 +70 20.35n+.10A– SmlCapIdxB +14 + 4 +68 19.81n+.10

TCM Funds$ 380 mil 800–536–3230

A+ TCMSmGr +22 + 8 +93 41.05n+.20TCW Funds$ 31.4 bil 800–386–3829

A SelectEqI +21 + 7 +94 30.25n+.07A SelectEqN +21 + 7 +91 27.45n+.06

Thornburg A$ 37.0 bil 800–847–0200

A– CoreGrowth +21 + 6 +76 41.03 +.02Thrivent Funds A$ 12.8 bil 800–847–4836

A LrgCapGr +21 + 7+109 12.44 +.00A+ MidCapStkA + 7 + 2+102 27.00 +.00A SmlCapStk +10 + 2 +89 23.82 +.00

Thrivent Funds Instl$ 5.0 bil 800–847–4836

A– LrgCapVal + 7 + 4 +65 24.44n+.00A+ MidCapStk + 7 + 2+105 30.46n+.00

TIAA–CREF FUNDS$ 87.4 bil 800–842–2252

A+ EnLgGrIdx +15 + 5+103 15.63n+.02A EquityIdx +10 + 5 +88 21.69n+.02A– Gr&IncPrm +11 + 5 +83 15.87n+.00A Growth&Inc +12 + 5 +84 15.86n+.00A+ LgCapGrIdx +16 + 6+116 33.56n+.05A SmlCapEqPrm +12 + 4 +73 21.21n+.10A– SocChEqPrm + 9 + 4 +76 20.91n+.04A– SocialEqty + 9 + 4 +77 20.99n+.04

TIAA–CREF Instl Retirement$ 101 bil 800–842–2252

A– EquityIdx +10 + 5 +86 21.99n+.02A– Growth&Inc +11 + 5 +83 16.13n+.00A+ LgGrwth +18 + 5+115 23.37n–.01A+ LrgCpGrIdx +16 + 6+114 33.76n+.06A– S&P500Idx +10 + 5 +88 32.29n+.01A SmBlendIdx +14 + 4 +76 24.41n+.12A– SmCapEq +12 + 4 +72 20.79n+.10A– SocialEqty + 9 + 4 +76 21.28n+.04

TIAA–CREF Instl Funds$ 74.2 bil 800–842–2252

A+ LrgCpGrowth +19 + 5+117 23.53n–.01A S&P500Idx +10 + 5 +90 32.53n+.01A SmBlendIdx +14 + 4 +78 24.34n+.12A SmlCapEqty +12 + 4 +74 21.34n+.10

TIAA–CREF Instl Funds Reta$ 61.3 bil 800–842–2252

A– EquityIndex +10 + 5 +86 22.05n+.01A– Growth&Inc +11 + 5 +85 21.18n+.00A+ LrgCpGrowth +18 + 5 +96 23.43n–.02A– SmlCapEqty +12 + 4 +72 20.57n+.10A– SocialEqty + 9 + 4 +75 18.83n+.03

Touchstone$ 22.2 bil 800–543–0407

A– MidCapGrIns +14 + 2 +84 32.45n+.07A+ SandCpInsGr +29 + 5 +94 26.51n–.03A+ SandSelGrY +28 + 5 +91 18.70n–.03A+ SandSelGrZ +28 + 5 +88 17.73n–.02

Transamerica A$ 8.2 bil 800–797–2643

A+ CapGrwA +29 + 7+133 30.14 –.08Transamerica B$ 4.0 bil 800–797–2643

A+ CapGrwB +28 + 7+118 23.59n–.06Tributary$ 1.0 bil 800–662–4203

A– SmComInst +11 + 5 +82 31.53n+.00UBS Investment Fds$ 4.5 bil 800–647–1568

A– SmMdCoGr +28+ 10 +67 23.13n+.18USAA Group$ 76.4 bil 800–531–8722

A AggressGrth +17 + 6 +93 51.07n+.02A Growth + 9 + 4+103 33.30n+.01A+ Nasdaq100 +20 + 7+154 21.49n+.03A S&P500 +10 + 5 +88 41.34n+.01A S&P500Rwd +10 + 5 +89 41.36n+.01A+ Sci&Tech +15 + 3+135 30.53n+.04

— V — W — X —Value Line$ 2.2 bil 800–243–2729

A+ LargerCo +20 + 5+115 34.33n–.05A– PremierGrow +14 + 7 +71 37.90n+.14A– SmallCap +14 + 7 +78 58.95n+.25

Vanguard Admiral$ 2925 bil 800–523–1036

A– 500Index +10 + 5 +88 268.78n+.06C BalanceIdx + 6 + 3 +52 36.37n+.02A+ CapOpps r +15 + 6+119 176.39n–.09A CoDilxAd r +17 + 5+101 93.61n+.53C– EmgMkSt r – 8 – 7 +20 34.97n+.11B EquityInc + 4 + 3 +54 80.09n–.14A+ Explorer +22 + 7 +80 108.22n+.61A– ExtMktIdx +13 + 4 +81 94.98n+.33A FinIndx r + 3 + 1 +91 35.88n+.01E GNMA – 1 + 1 +7 10.22n+.00A GrowthIdx +15 + 6+107 82.76n+.11D+ HlthCare r +13+ 10 +85 95.21n+.05A IndustAd r + 3 + 2 +84 75.07n+.05E InflProSecs 0 + 1 +5 25.37n–.02A– IntlGrowth r + 4 – 3 +55 99.45n–.37E IntmdInvGrd – 1 + 1 +8 9.44n+.01E IntmdTaxEx 0 + 0 +12 13.88n+.00A LargeCapIdx +10 + 5 +89 67.42n+.02E LtdTrmTxEx + 1 + 0 +4 10.85n+.00B– MidCapIdx + 8 + 3 +74 205.24n+.34A MorganGr +17 + 5+102 105.91n+.18A Primecap r +14 + 5 +98 152.35n–.33D REITIdx r + 3 + 6 +43 119.09n+.41E ShrtInvAdmr 0 + 1 +5 10.48n+.01E ShTrmBdIdx 0 + 1 +3 10.26n+.01A– SmallIdx +13 + 4 +81 79.39n+.25A SmGthAdml +18 + 7 +81 66.80n+.29E TotBdIdx – 2 + 1 +7 10.44n–.01A TotStMktIdx +10 + 5 +87 73.07n+.06A– TxMgdCap r +10 + 5 +86 149.67n+.08A+ TxMgSCAd r +18 + 6+100 72.45n+.44A+ USGrowth +19 + 5+113 112.28n+.12A– ValueIdx + 6 + 4 +75 43.21n–.03D+ VangDev r – 2 – 3 +28 13.85n–.10D Wellesley 0 + 2 +22 64.66n–.10C+ Wellington + 3 + 3 +42 74.03n–.14C WindsorII + 6 + 4 +49 70.19n–.09

Vanguard Index$ 4640 bil 877–662–7447

A– 500Index +10 + 5 +89 268.75n+.07C Balanced + 6 + 3 +51 36.36n+.01

BondMrkt – 2 + 0 .. 10.44n–.01C– EmgMkSt r – 8 – 7 +20 26.63n+.08

C– EmgMkSt r – 8 – 7 +20 26.59n+.08C– EmgMkStk – 8 – 6 +19 88.48n+.27A– ExtndMkt +13 + 4 +80 95.02n+.34A– FTSESocIndx +11 + 5 +96 19.27n+.02D+ FTSEWlIdInv – 3 – 3 +25 20.53n–.11D FTSEWlIdIsP – 3 – 3 +22 108.59n–.56A Growth +15 + 6+106 82.76n+.11B+ HighDivYldI + 4 + 2 +70 34.64n–.03A+ InfoTecAdm r +24 + 8+173 103.86n+.56E IntBd – 2 + 1 +9 10.99n+.00E IntBdAdm – 2 + 1 +9 10.99n+.00E IntBdInst – 2 + 1 +9 10.99n+.00A– LargeCapInv +10 + 5 +88 53.91n+.01B– MdCpIdxIsPl + 8 + 3 +74 223.61n+.37A– MegaCap + 6 + 4 +75 158.41n–.13A+ MegaCapGr +16 + 6+113 253.80n+.24A MegaCapIdx +10 + 5 +91 197.68n+.00B– MidCap + 8 + 3 +76 45.24n+.08D+ REIT r + 3 + 6 +48 27.91n+.09A SmallGrow +18 + 7 +81 53.43n+.24A– SmCpIdx +13 + 4 +78 79.35n+.25B+ SmCpIdxIsPl +13 + 4 +75 229.17n+.74E STBond 0 + 1 +3 10.26n+.01E TotBdMkt – 2 + 1 +7 10.44n–.01E TotBdMrkt – 2 + 1 +7 10.44n–.01D+ TotInStk – 3 – 3 +27 29.09n–.14D+ TotInStk r – 3 – 3 +26 17.39n–.08D TotInStk – 3 – 3 +22 116.36n–.56E TotMrktIdx – 2 + 0 +3 10.41n+.00A TotStkIdx +10 + 5 +88 73.08n+.06A– TotStMkt +10 + 5 +87 73.03n+.06B+ ValueIndx + 5 + 4 +74 43.21n–.03D+ VangDevIn – 2 – 3 .. 21.68n–.15D+ VangDevM – 2 – 3 .. 10.72n–.08

Vanguard Instl$ 1438 bil 877–662–7447

C BalanceIdx + 6 + 3 +52 36.37n+.01A FTSESocIndx +11 + 5 +97 19.28n+.02D FTSEWlId – 3 – 3 +22 102.55n–.52A– IndexExtMkt +13 + 4 +79 94.97n+.33A IndexGr +15 + 6+106 82.77n+.11A IndexI +10 + 5 +87 265.33n+.06A– IndexPlus +10 + 5 +87 265.36n+.07A– IndexValue + 6 + 4 +74 43.21n–.03E InflaProtec 0 + 1 +5 10.33n–.01A– LargeCapIdx +10 + 5 +85 277.49n+.08B MdCpIdx + 8 + 3 +76 45.34n+.07A MktIdx +10 + 5 +88 64.96n+.05C– REITIdx r + 3 + 6 +49 18.43n+.06A– Rs1000Id +10 + 5 +85 258.75n+.13A+ Rus1000GrId +16 + 6+117 306.82n+.48E ShInvGrd 0 + 1 +5 10.48n+.01B+ SmCapValIdx + 8 + 3 +76 34.23n+.08A SmCpGrw +18 + 7 +81 53.50n+.24A– SmCpIdx +13 + 4 +78 79.39n+.25E TotBdInstPl – 2 + 1 +7 10.44n–.01A TotStkIdx +10 + 5 +88 64.96n+.05A– TxMdCpAp r +10 + 5 +90 74.38n+.04A+ TxMgSCI r +18 + 6+100 72.62n+.44

Vanguard Funds$ 1487 bil 800–523–1036

A+ CapOpport r +15 + 6+104 76.33n–.04A– DivApprIdx + 8 + 5 +74 43.76n+.09A– DivEqInv +12 + 4 +80 39.11n+.03B+ DividendGr + 8 + 4 +70 28.17n+.04B EquityInc + 4 + 3 +54 38.21n–.06A+ Explorer +22 + 7 +78 116.21n+.66A Growth&Inc +11 + 5 +76 51.95n+.05D HealthCare r +13+ 10 +88 225.72n+.13E InflProtSec 0 + 1 +5 12.92n–.01E IntInvGdInv – 1 + 1 +8 9.44n+.01A IntlGrowth r + 4 – 3 +60 31.23n–.12E IntmdTaxEx 0 + 0 +12 13.88n+.00E LtdTrmTxEx + 1 + 0 +4 10.85n+.00A MorganGr +17 + 5+101 34.14n+.06A+ Primecap r +14 + 5+119 146.91n–.32A+ PrmcpCorInv r +10 + 6+104 29.72n–.04A– Rus3000IdxI +10 + 5 +84 259.33n+.21A+ SmlCap600 +18 + 6+100 331.26n+2.0E STCorp 0 + 1 +5 10.48n+.01A– StratSmInv +15 + 5 +84 41.10n+.20D+ TargRet2020 + 2 + 1 +38 32.16n–.03C– TargRet2025 + 3 + 1 +43 19.03n–.02C– TargRet2030 + 3 + 1 +47 34.73n–.03C+ TargRet2035 + 4 + 1 +52 21.44n–.02A USGrowth +19 + 5+113 43.31n+.04D+ VanDevMkt r – 2 – 3 +29 13.87n–.10C+ Wellington + 3 + 3 +42 42.87n–.08D WellslyInc 0 + 2 +24 26.69n–.04C WindsorII + 6 + 4 +47 39.55n–.06

Victory Funds

$ 41.3 bil 877–660–4400A– Index500 +10 + 5 +73 23.18n+.00A SmCoOppoA + 9 + 3 +80 51.07 +.00A SmCoOppR + 9 + 3 +78 48.00n+.00A Sycasmal +10 + 3 +83 51.62n+.00

Virtus Funds A$ 21.6 bil 800–243–1574

A Quasmall + 5 + 5 +76 19.95 +.07A+ SmlCapCore +17 + 2+111 36.13 +.12A StrtGrwA +14 + 2+106 18.53 +.03A+ SustI +27 + 3+111 35.35n+.10A+ VirtusSmC +27 + 3+155 34.69 +.10

Virtus Funds C$ 27.8 bil 800–243–1574

A+ SmlCapCoreC +17 + 2+103 30.56n+.09Virtus Funds I$ 21.5 bil 800–243–1574

A+ INTLsmall + 6 – 3 +63 17.58n–.04A QUALsmall + 6 + 5 +77 20.00n+.07A+ SmlCapCore +17 + 2+114 38.01n+.13

VOYA Fds A$ 17.1 bil 855–337–3064

A LargeGrow +14 + 6 +91 42.39 +.07A– TRPDivMCA +13 + 5 +77 10.69n+.04

VOYA Fds B$ 1.0 bil 855–337–3064

A– CorpLdrTr + 5 + 3 +52 39.18n–.04VOYA Fds C$ 12.2 bil 855–337–3064

A LargeGrow +14 + 6 +83 35.94n+.06VOYA Fds T,M,Q&I$ 11.4 bil 855–337–3064

A+ BaronGr +23 + 8 +80 34.35n+.22A+ LargeGrow +14 + 6 +95 46.95n+.08A+ TRowPriceGr +15 + 3+106 91.05n–.07

Wasatch$ 7.7 bil 800–551–1700

A+ CoreGrowth +21 + 7+101 82.93n+.54A+ MicroCap +33+ 13+112 10.16n+.08A MicroCapVal +13 + 7 +87 3.88n+.03A+ SmallCapGr +30+ 11 +78 56.57n+.31A– SmallValue +10 + 3 +88 8.75n+.05

Wells Fargo A$ 43.2 bil 800–359–3379

A– DivCapBldr + 8 + 4 +81 10.97 –.01A+ EmGrw +32+ 10 +81 19.30 +.12A+ EndvSelA +20 + 5 +82 9.79 +.00A– GlblOpport + 5 + 2 +64 44.58 –.09A+ GrowthA +22 + 5 +77 40.88 +.07A+ OmegaGrwA +19 + 6 +82 57.14 +.07A PrmLgCoGr +21 + 6 +88 15.92 +.01A SmlCapVal + 4 – 2 +32 18.11 +.05A– SpcSmCpVal + 9 + 4 +76 37.90 +.08A+ SpecTechA +32 + 9+157 16.79 +.03

Wells Fargo Ad$ 39.7 bil 800–359–3379

A+ CapitalGrow +19 + 5 +87 21.48n+.01A– Discovery +18 + 7 +72 39.53n+.18A– DisUSCor + 7 + 4 +74 18.70n+.00A+ EmrgGrw +32+ 10 +82 19.88n+.13A+ EndvSelect +20 + 5 +85 10.51n+.00A– GlbOppAdm + 5 + 2 +65 46.72n–.09A+ Growth +22 + 5 +80 46.41n+.08A– SmCoGrow +24 + 7 +89 64.44n+.30A– SpcSmCpVal + 9 + 4 +77 38.80n+.08

Wells Fargo C$ 18.7 bil 800–359–3379

A+ EmGrw +31+ 10 +73 17.18n+.11A OmegaGrwC +19 + 6 +72 39.64n+.04A SmlCapVal + 3 – 2 +23 12.22n+.04

Wells Fargo Inst$ 27.8 bil 800–359–3379

A+ CapitalGrow +19 + 5 +90 22.28n+.01A+ EmGrw +33+ 10 +85 20.75n+.13A– Enterprise +15 + 5 +68 58.17n+.21A+ GrInstl +22 + 5 +83 50.16n+.09

Westwood$ 6.7 bil 800–422–3554

A SmallCa +10 + 3 +79 19.08n+.00William Blair I$ 14.0 bil 800–742–7272

A Growth +23 + 5 +79 14.10n+.05A+ SmCpGr +25 + 8 +97 37.09n+.21A+ SmlMidGr +21 + 7+108 29.69n+.11

William Blair N$ 5.0 bil 800–742–7272

A Growth +22 + 5 +77 12.56n+.05Wilshire Funds$ 1.0 bil 855–626–8281

A LgCoGrInst +16 + 4 +84 49.22n+.00A LgCoGrInv +15 + 4 +80 45.65n+.00












SUPERIOR COURT OF THE STATE OF ARIZONACOUNTY OF MARICOPA

SUMMARY NOTICE OF PROPOSED SETTLEMENT OF CLASS ACTIONTO: ALL PERSONS OR ENTITIES (“PERSONS”) THAT PURCHASED OR

OTHERWISE ACQUIRED THE COMMON STOCK OF INVENTURE FOODS, INC. (“INVENTURE” OR THE “COMPANY”, TICKER: SNAK) PURSUANT OR TRACEABLE TO INVENTURE’S SECONDARY PUBLIC OFFERING THAT CLOSED ON OR ABOUT SEPTEMBER 14, 2014, AND WERE DAMAGED THEREBY.

YOU ARE HEREBY NOTIFIED that a hearing will be held on November 2, 2018, at 10:00 a.m. MST, before the Honorable Randall Warner at the Superior Court of Arizona in Maricopa County, Courtroom 912, East Court Building, 101 W. Jefferson Street, Phoenix, Arizona 85003-2243, to determine whether: (1) the proposed settlement as set forth in the Stipulation of Settlement dated as of April 24, 2018 (the “Stipulation”) of the above-captioned action (the “Litigation”) for $4,200,000 in cash should be approved by the Court as fair, reasonable and adequate; (2) to award Plaintiff’s Counsel attorneys’ fees and expenses

which is discussed below); (3) to pay Plaintiff for its time and expenses it incurred in representing the Class in this Litigation out of the Settlement Fund; and (4) the Plan of Allocation should be approved by the Court, as fair, reasonable and adequate. This Litigation is a securities class action brought on behalf of those Persons who purchased or otherwise acquired the common stock of Inventure pursuant or traceable to Inventure’s shelf registration statement on Forms S-3 and S-3/A (Registration No. 333-196795), prospectus dated August 28, 2014, and/or prospectus supplement dated September 11, 2014 (“offering documents”),

14, 2014 (the “Class”), against Inventure, certain of its executives and directors, and three underwriters of Inventure’s secondary public offering (collectively, “Defendants”) for alleged misstatements and omissions of material facts in the offering documents.

IF YOU PURCHASED OR OTHERWISE ACQUIRED INVENTURE COMMON STOCK PURSUANT OR TRACEABLE TO THE COMPANY’S SPO, AND ARE A MEMBER OF THE CLASS, YOUR RIGHTS MAY BE AFFECTED BY THE SETTLEMENT OF THIS LITIGATION.

To share in the distribution of the Settlement Fund, you must establish your rights by submitting a Proof of Claim postmarked or submitted online on or before December 6, 2018. Your failure to submit your Proof of Claim by December 6, 2018 will subject your claim to rejection and preclude your receiving any of the recovery in connection with the Settlement of this Litigation. If you are a Member of the Class and do not request exclusion, you will be bound by the Settlement and any judgment and release entered in the Litigation, including, but not limited to, the Judgment, whether or not you submit a Proof of Claim.

THIS NOTICE IS JUST A SUMMARY. If you have not received a copy of the Notice, which more completely describes the Settlement and your rights thereunder (including your right to object to the Settlement or exclude yourself from the Settlement), and a Proof of Claim form, you may obtain

www.InventureClassAction.com, or by writing to:

Inventure Secondary Public Offering Litigation Settlement c/o Claims Administrator

1650 Arch Street, Suite 2210Philadelphia, PA 19103

be made to a representative of Class Counsel c/o: CHIMICLES & TIKELLIS LLP

Kimberly Donaldson Smith361 W. Lancaster Avenue

Haverford, PA 19401Phone: 610-642-8500

similarly situated, Plaintiff, v.

Defendants.

(Assigned to the Honorable Randall Warner)

September 12-13, 2018 / Hilton Midtown, New York, NY

Held in one of the world’s largest financial capitals, this event perfectly aligns with the culture and values of the city that never sleeps. The Emerging Managers Summit program highlights the benefits and opportunities for institutional and private wealth investors to invest in new, small, diverse and women owned, emerging and boutique fund managers. In addition to networking with key decision-makers of family offices, endowments, foundations, and pension funds, boutique and new managers will be able to connect and exchange best practice ideas with their peers.

Sponsorship and Exhibiting Opportunities are AvailableIf you are interested in attending, sponsoring, speaking or exhibiting at this event, please call 212-532-9898 or email [email protected]

RegisterTo register, visit us online at www.opalgroup.netor email us at [email protected]

ref code: EMSC1801

A12 WEEK OF SEPTEMBER 3, 2018 MUTUAL FUND PERFORMANCE INVESTORS.COM

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