g.16 summary of equity security transactions and ownership

BOARD OF GOVERNORS OF THE FEDERAL RESER Washington,D. C. 20551

Summary of Equity Security Transactions and Ownership of Directors,

Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the

Securities Exchange Act of 1934

January 1968.

Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

EXPLANATORY NOTE

Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), stock splits, stock dividends, rights, gifts, and purchases and sales aggregating less than 50 shares during the month for which the report is filed. The underlying reports may be inspected at the Federal Deposit Insurance Corporat

Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or

complete.On the following pages, the name of the bank is followed by

the name of the person reporting and his relationship to the bank.Unless otherwise indicated, all transactions involve the bank’s common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct

(see "Guide to Symbols" below).


GUIDE TO SYMBOLS

Reference to these symbols is essential for a full and accurate interpretation of the data reported

RELATIONSHIP”0" - Officer"D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered

equity security of the bank "V" - Voting trustee "T" - Trustee"M" - Member of advisory board or honorary director

CHARACTER OF TRANSACTIONNo symbol - Purchase or Sale"B" - Bequest or Inheritance"C" - Compensation"D" - Distribution"E" - Exchange or Conversion"F" - Exercise of rights"G" - Gift"S" - Stock dividend or stock split "X" - Exercise of option

NATURE OF OWNERSHIPNo symbol - Securities are beneficially owned directly."1" - Securities are directly held, but reporter disclaims any

admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding

company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary.

"3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities.

"4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter.

"5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities.


TRANSACTIONS AND MONTH-END OWNERSHIP

Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from

January 11, 1968 to February 10, 1968IMPORTANT - See Guide to Symbols on preceding page.

BANK5«mr 1>H

O H

§ £W 25 pd co co >

AGGREGATETRANSACTIONS

REPORTING PERSON

INDIRECT ACCOUNT

WO525cnM

DATEOF

TRANSACTION

EC q M H hd m

O co z k :£ > Cd 525 O O

Bought or Otherwise Acquired

Sold or Otherwise Disposed o f

MONTH-ENDOWNERSHIP

BANK OF THE COMMONWEALTH (Detroit, Michigan)Norman E. Kleinert 0 1- 8-68 70 70

Jackson W. Smart, Jr. 0 1-18-68 100 1,600

John E. Thompson 0 1-16-68 200 313

BANK OF DEARBORN (Michigan:Edward T. Arcy *

Trust (Edward T. Arcy) Wife

ODB 10-20-6710-20-67 2

25,003

206 * *

21,2136,5713,996

James G. Watson 0 1- 5-68 65 105

* Amended Report* * Transferred to direct

ownership.BANK OF DELAWARE (Wilmington)Harold W, Clift D 8- 1-67 100 210

Walter T. White 0 1- 9-68 78 100

BANK OF JAMESTOWN (New York)Alldor M. Nord D 12-17-67

1-17-682

5618 700

31


-2-

50 TTTT"w; s: ^tr*> t2iW 525 AGGREGATE

BANK HM 50 Cfl in > IRAKSACTIONSZ X qM H

REPORTING PERSON KAX DATE X M 2 Bought or Sold orM OF in 25

W 52

Otherwise OtherwiseINDIRECT ACCOUNT TRANSACTION Acquired Disposed of

£ 0THE BANK OF NEW YORK (New York City)

Alger B. Chapman T 11-29-66 84BROADWAY BANK AND TRUST COMPANY (Paterson, New Jersey

George Kent D 11-16-67 400Milton J. Pritchard 0 11-30-67 80

THE CENTRAL BANK AND TRUST COMPANY (Denver, Colorado)

Donald D. Hoffman OD 1-30-68 408JTWROS

2

CENTRAL SAVINGS BANK AND TRUST COMPANY (Monroe, La.)

J. Grayson Guthrie 0 11-27-67 S 3912- 8-67 12-18-67

1100

THE CENTRAL TRUST COMPANY (Cincinnati, Ohio)

William O. DeWitt D 12- 7-67 20012-15-67 50

CHEMICAL BANK NEW YORK TRUST COMPANY (New York City)

Grant Keehn D 3-29-67 500CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville,Ky. )

A. M. Brinkley, Jr. OE 12- 5-67 3001-23-68 100

MONTH-ENDOWNERSHIP

334

3,505- 0 -

98642030

525

2,615

1,000

700


-3-

BANK

REPORTING PERSON

INDIRECT ACCOUNT

(relationship DATEOF

TRANSACTION

TRANSACTION AND OWNERSHIP SYMBOL


MONTH-ENDOWNERSHIP


Sold or Otherwise Disposed of

THE CLEVELAND TRUST COMPANY(Ohio)Edward T. Bartlett 0 2 2,217

Trust 1- 8-68 3 300 3,106THE COLONIAL BANK AND TRUSTCOMPANY (Waterbury,, Conn.)

Sherman R. Buell 0 1- 4-68 160 9002 24

Donald W. Henry OD 12- 1-67 5112- 6-67 149 500

Wife 12- 1-67 2 48 1,100

Francis M. White OD 1- 4-68 190 4902 36

Samuel P. Williams, IIIo D 12-12-67 9712-13-67 78 1,279

As custodian 2 1002 1,350

COMMERCE UNION BANK(Nashville, Tennessee)H. E. Flippen D 12-21-67 50 78

Tyler B. Green 0 12-22-67 100 1,636Bank Stock Purchase Plan 12- 1-67 2 2 146

Edward Potter, Jr. OD 1-30-68 40 58,847Bank Stock Purchase Plan 1- 1-68 2 11 354

C. D. Rippy OD 1-17-68 331-24-68 33 553

Bank Stock Purchase Plan 1- 1-68 2 7 166

COMMERCIAL TRUST COMPANY OFNEW JERSEY (Jersey City)

George Neupauer D 2,673Wife 184As Co-executor 10-11-67 3 913 913As Co-trustee of three

residuary trusts 3 2,907Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

-4-

BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION



MONTH-ENDOWNERSHIP



COMMERCIAL TRUST COMPANY OFNEW JERSEY (Jersey City)(Continued)

George Neupauer (cont*d)Family Holding Corp. 3 1,055As Co-trustee of three

inter-vivos trusts 3 225THE COUNTY TRUST COMPANY(White Plains, New York)

J. J. Grubs 0 10- 9-67 900 1,158Wife 10- 9-67 3 900 1,028

FIDELITY BANK(Beverly Hills, Calif.)

Joseph P. Enright OD 1-30-68 400 1,530

THE FIFTH THIRD UNION TRUSTCOMPANY (Cincinnati, Ohio)

William S* Rowe OD 4,773Wife January 68 3 400 1,000Children 3 1,600

FIRST TRUST AND DEPOSITCOMPANY (Syracuse, New York)

Chris J. Witting D 12-15-67 80 700Joint with wife 100

HARRIS TRUST AND SAVINGSBANK (Chicago, Illinois)

Stanley G. Harris, Jr. OD 1- 5-68 2001-10-68 2001-18-68 200 5,265

As trustee 1-24-68 95 20,648Fred L. Stone 0 3-16-66 812

December 66 128- 9-67 20012-19-67 8 2,036


-5-

gs

T p T “W 25 AGGREGATE

BANK HM

5C CO CO > TRANSACTIONSo

2532 C M H

REPORTING PERSON CO32 DATE 33 W

O Bought or Sold orkH»-a OF CO 25 Otherwise Otherwise MONTH-END

INDIRECT ACCOUNT TRANSACTION Cd 25 Acquired Disposed of OWNERSHIP

THE HARTER BANK AND TRUST COMPANY (Canton, Ohio)

Brinca R. Root 0 1-15-68 600 1,500HEMPSTEAD BANK (New York)

Mead W. Stone D 12- 6-67 1001-18-68 200 691

Wife 2 186LONG ISLAND TRUST COMPANY (Garden City, New York)

Frederick Hainfield, Jr. OD 1- 8-68 58 2,000MANUFACTURERS HANOVER TRUST COMPANY (New York City)

Employees' Profit-Sharing Plan 1- 2-68 6,177

1- 4-68 5151- 8-68 1-29-68

2,24321,983 498,031

MANUFACTURERS AND TRADERS TRUST COMPANY (Buffalo. N.Y.1

Laurence R. Goodyear D 2086-22-67 2 1,500 500

Charles W. Millard, Jr. OD 12-21-67 100 2,664Clinton R. Wyckoff, Jr. D 327

Trust 12-12-67 2B 600 600THE MERCHANTS BANK OF NEW YORK (New York City)

Max M. Vas D January 68 737 2,022

Spencer B. Witty D 1-30-68 200 2,031Wife 1-30-68 2 100 604


-6-

BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION



MONTH-ENDOWNERSHIP



MORGAN GUARANTY TRUST COMPAN lOF NEW YORK (New York City)

Henry C. Alexander D 6-22-67 D* 2,034 6,158As agent 3 132As custodian 3 510

Bank's Deferred Profit-Sharing Plan 1- 1-68 D 266

1-24-68 500 32,124* Distribution from Profit-

Sharing PlanTHE NORTHERN TRUST COMPANY(Chicago, Illinois)Thrift-Incentive Plan 12-29-67 145 4,750

PEOPLES TRUST COMPANY OFBERGEN COUNTY (Hackensack.N. j.)Fred J. Brotherton D 12-19-67 845 5,066John C. Conklin D 12-19-67 33 1,300

J. C. Conklin Agency 12-19-67 3 32 2,000David C. Cory D 12-19-67 100 600Wife 6- 6-67 3 300

7-26-67 3 20012-19-67 3 100 600

DVictor W. Farris D 12-19-67 368 4,039Kenneth H. Fisher OD 739Wife 12-19-67 3 176 304

Francis H. Lanahan D 12-19-67 1491- 9-68 560 1,453

Wife 12-19-67 3 911- 9-68 3 1,000 1,547

John W. Larsen D 12-19-67 60 360

Fred W. Ohmes D 12-19-67 51 302

Alexander T. Smith 0 12-19-67 61 368Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

-7-

BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION



MONTH-ENDOWNERSHIP



PEOPLES UNION BANK AND TRUSTCOMPANY (McKee sport, Pa.)

James R. Duncan OD 3-18-66 384- 5-66 509-21-66 3712-12-66 42 3,329

THE RICHLAND TRUST COMPANY(Mansfield, Ohio)J. H. Beasore OD 10-19-67 s 37

10-27-67 F 21310-27-67 106 1,000

John B. Concord D 10- 2-67 1,95010-19-67 S 2 52

Family 2 2,257

James H. Hoffman D 10-19-67 S 9210-27-67 F 263 2,198

Family 2 1,159

Karl T, Langacher D 10- 2-67 5010-19-67 S 5810-27-67 F 165 1,383

Family 2 77

Hamilton J, Maginniss D 10-19-67 S 3410-27-67 F 12910-27-67 23 1,100

Harvey E. Parker, lit. D 10-19-67 S 1610-27-67 F 4510-27-67 18 300

Family 2 100

Warren E. Rupp D 10-19-67 S 1710-27-67 F 133 500

C. N. Sutton OE 10- 2-67 30010-19-67 S 8010-27-67 F 120 1,800

Family 2 500


-8-

BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION



MONTH-ENDOWNERSHIP



RHODE ISLAND HOSPITAL TRUSTCOMPANY (Providence)

DeForest W. Abel D 1-23-68 50 300

SAFE DEPOSIT BANK AND TRUSTCOMPANY (Springfield, Mass.)

Abbott S. Roberts D 3- 1-67 400 600SECURITY-PEOPLES TRUSTCOMPANY (Erie. Penn.) .W. H. Eckerd D 2- 3-67 72 100

Co-trustee 1-19-67 2 25 -0-

SEARS BANK AND TRUST COMPANY(Chicago, Illinois)Profit-Sharing RetirementFund B 1- 5-68 421

1-26-68 20 49,918SEATTLE TRUST AND SAVINGSBANK (Washington)Norman W. Schaefer * D 11- 8-67 30

12- 4-67 234 3,000* Amended ReportSOUTHERN ARIZONA BANK ANDTRUST COMPANY (Tucson)

John W. Kenney or 12-13-67 5012-28-67 84 287

SOUTHERN BANK AND TRUSTCOMPANY (Richmond. Va.)

B. Browning Burks 0 3-13-67 59-28-67 100 131

Frank W. Heindl D 4-18-67 89 1,100Wife 2- 2-67 64 100Elam and Funsten, Inc, 2 253Sulgrave Corp. 2 100


-9-

BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION



MONTH-ENDOWNERSHIP



STATE BANK OF ALBANY(New York)Frederick R. Clark 0 1- 5-68 73 303Evan R. Collins D 12-19-67 70 372

STATE STREET BANK AND TRUSTCOMPANY (Boston, Mass.)

Theodore Chase D 1- 9-68 232 600SUMMIT AND ELIZABETH TRUSTCOMPANY (Summit, New Jersey)

Samuel A. Smith, Jr. D September 6 * S 178January 68 100 556

TEXAS BANK AND TRUST COMPANYOF DALLAS

Ted R. Alexander 0 11-28-67 63 -0-J. M. Haggar, Jr. D 2- 2-66 300 314

2 212Oscar C. Lindemann 0 12-26-67 200 5,935William F. Neale, Jr. D 105

April 67 2 1,000 1,250William E. Weatherford D 11- 10-67 513

11-13-67 1,000 2,713TOMPKINS COUNTY TRUST COMPAN {(Ithaca, New York)Mynderse Van Cleef Booth D 9-12-67 170

11- 6-67 812-20-67 S 348 2,08811- 6-67 BG2 8612-20-67 S2 2,2129-12-67 B2 51311- 6-67 G2 39-12-67 2 1,700 16,318


-10-

BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION



MONTH-ENDOWNERSHIP



TOMPKINS COUNTY TRUST COMPAN Y(Ithaca, New York) (cont'd)

Allan H. Treman D 12-20-67 S 1,52512-26-67 G 570 8,58012-20-67 S2 1,79112-26-67 2 100 14,882

TRUST COMPANY OF GEORGIA(Atlanta)William C. Wardlaw, Jr. D 1-15-68 36 5,300Wardlaw and Co. 1-12-68 2 25 175Co-trustee 2 633Wife 3 216

George W. Woodruff D 1-10-68 100 9,1052 264

UNION BANK(Los Angeles, California)

Union Bancorp B 1-26-68 1,026 3,379,113

UNION COUNTY TRUST COMPANY(Elizabeth, New Jersey)George W. Bauer or 12-20-67 300 14,313

C. H. Winans Co. 4 2,962Raymond W. Bauer o. 12-20-67 50 4,634C. H. Winans Co. 4 4,384Estate of Ada W. Bauer 4 576Trustee 2 295

Robert J. Bauer D 12-20-67 50 4,290Trustee 12-29-67 2 18 938C. H. Winans Co. 4 4,384Estate of Ada W. Bauer 4 576Electrical Installations

Inc. 2 3,375

Frances K. Gaines 0 12-22-67 70 1,065


-11-

Is T p r£ w a AGGREGATE

BANK H I JJO CO CO > TRANSACTIONS

§ sc nH H I

REPORTING PERSON CA DATE MO Bought or Sold orM OF co *z Otherwise Otherwise MONTH-ENDINDIRECT ACCOUNT TRANSACTION 3 * !> w *z o o tr

Acquired Disposed of OWNERSHIP

THE UNION SAVINGS AND TRUST COMPANY (Warren, Ohio)

Donald J. Reese D 11-28-67 12 160Wife 11-28-67 16 50As guardian 11-28-67 2 72 280

UNION TRUST COMPANY OF MARYLAND (Baltimore)

J. Early Hardesty D 12- 7-67 10012-11-67 100 263

UNITED STATES TRUST COMPANY(Boston, Mass*)Alfred H. Dolben D

12-19-67 2 200750

3,000As co-trustee 150

WACHOVIA BANK AND TRUST COMPANY (Winston-Salem, N.C. )

Frederick B. Graham 0 1-16-68 400 100Wife 2 66

WELLS FARGO BANK (San Francisco, Calif)Ernest C. Arbuckle D 12-29-67 100 200

Edmund W. Littlefield * D 300As trustee 4-28-67 3 230 900

* Amended Report

WILMINGTON TRUST COMPANY (Delaware)

William Windar Laird D 1-30-68 500 1,620As trustee 3 90,591

WORTHEN BANK AND TRUST COMPANY (Little Rock, Ark.)Edward M. Penick or 12-20-67 125 6,593


-12-

BANKBtr*>M

ww a33 CO CO >


REPORTING PERSON INDIRECT ACCOUNT

§CO33M*n

DATEOF

TRANSACTION

35 q M H »T3 MCA ^00 z



MONTH-ENDOWNERSHIP

WORTHEN BANK AND TRUST COMPANY (Little Rock. Ark.)(Continued)James Penick, Jr. OD 12-22-67 60 7,668A. Dan Phillips D 12-13-67 135 198Booker Worthen OD 10-23-67

12- 7-67 113150

11,118


g.16 summary of equity security transactions and ownership

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