george z singal financial disclosure report for 2009

8/3/2019 George Z Singal Financial Disclosure Report for 2009

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, 4 o J o FINANCIAL DISCLOSURE REPORT U ~ , o r t R ~ W , i , - e a b y t ~ , ,. E t h i c . .sin Gov~rnment Act o] 1976R e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 15 tLs . c , a p p . k k " I 0 1 - 1 1 1 )

I. Person Report ng (last name first, middlc iaitia[~ 2. Court or Organization 3. Date of ReportSingal, George Z. U.S. District Court Maine 04 ~

4. Title (Article II1 judges indicale active or senior s~am~: So. Repros Type Ichcck appropriate, type) 6. Reparling Periodmagistrate judges indicate ffdl- or part-timel 01i0112009Judne~Active) ~ Initial ~ A ...... I ~ Final to12/31/2009

5b. ~ Amended Report7. Chambers or Office Addrtss 8. On the basis of the information contained in this Repo~ andmodificatioa~ pertaining lhereto, il is, in my opinion, in t o m p l i a n ceU,S. Dist6ct Court with applicable laws and regulations.156 Federal StreetPo~Iand, Maine ~101 R~xie~*ingOffieer _ Date ..........

I M P O R T A N T N O T E S : The instructions accom panying this form m ust be followed. Complete all parts,checking the ~VO VE bov ~tbr ~ach port where tou have no reportable b~ormation. Sign oft lasrpag~:

I . P O S I T I O N S . t u ~ t , o m , ~ individual only; seepp, q-I ~ o1"filing i ...... tionsO~ NONE (No reportablepositions.)

PQSITION N A M E O F ORGANIZATION/ENTITY1. Board of Visitors University of Maine Law School, Portland, Maine

2. Chairman, Brody Award Colby College, W aters ille, Maine

3. Board of Directors Federal Judge~ Association

5.

11. A G R E EM EN TS. m . ~- -~ ,, . ~ . ~ , .~ . .~ , , ~ ,.N O N E (No reportable agreements.)

D A T E , P A R T [ E S AN D T g R M SI.


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F IN A N C IA L D IS C LO S U R E R E P OR T .~ .... fPe ....R e p o r t i n g O a t e n f R e p o r !Page 2 o f I 0 S i n g a l , G e o r g e Z . 04/14 /2010

III. NON-INV ESTMEN T INCOIVlE. t~e,o,,;-&.i,,~i,i,,ol~,,d.,~ ......: . ,~ , p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investment Income

N O N E (No reportable non-inve.*tment income.)D A T E S OI J R C[~ AN D T Y P E IN~COME.yours, not spooses}

1.2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - tyj,,,,, were married during any l,,,rti,,n olthe reporting j,ear, complete this section.---] NONE (No reportable non-investment income.)

D AT E S O U R CE A N D T Y P E1 . 2 0 0 9 Social Worker, CHCS, Bangor, Maine2.3.4.

I V . R E I M B U R S E M E N T S - , , . . ~ .... ,~o,,, Io,1~ ~.~ 4 ~,,,~, ..... ,~ ........ ,.N O N E (No r~Tortable reimbu~:~ements.)

-)~ ~ L(-CATION PU R PO S E ITEMS PAID OR PROVIDEDI. Federal J~ ~ ges Assoc al on 5 / 2 / ( 1 9 - 5 / 4 , 0 9 W ashington, D.C. n.ectmg lodging, meals and transportation2.3.4.5.


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FINANCIAL DISCLOSURE REPORT l,x .... f P ...... Reporting 04q4/2010Page 3 of 10 S i n g a l , G e o r l ~ e Z.

V . G I F T S . ctn,,t~a,,~ th ...... sr ........ a dependent children: seepp. 2S-31N O N E (No reportable g~/~s.)

SOURCE DESCRIPTION VALUE1.2.3.4.5.

V I . L I A B I L I T I E S . a.,.t.a,~ a,o~. o/,p ....... d dependent childte,, see pp. 32-33 0f ~ling instructi,ms.)[ N O N E ( N o reportable liabilities.)

CR E D I T OR DE S C R IPTIO N VAI.UE CODEi.2.3.4.

5.


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[Namef P e r s o n R e p o r t in g D a t e o f R e p o r tF IN A N C I A L D IS C L OS U R E R E P O R T " S i n g a l , George Z . 0 4 / 1 4 ! 2 0 1 0P a g e 4 o f l0V I I. 1 N V E S T M E N T S a n d T R U S T S -- i ..... ~, wh,, t .......tions (lnclude~ those o]sp .......d depend .... hildrenz see pp. 34-6~ of filing instructions.)

NONE (No reportable income, assets, or transactions.).....

D e s c r i p t io n o f A s s c t ~ [ I n c o m e d u r in g , Grt~ss value( i ,~ c l u d i n g t ~ s t a s s e t s ) ~ reporting ~ri~P l a c e " ~ X ) " a t i c r e a c h ~ s e t [ A m o u n t Type (e g., V~lt,e Va uc T y p e ( e . ~ .

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I div., rent, : Ct~c 2 N . I c ~ h ~ b u y , s e l l . mt~/d~yy C~l ~ I C~e 1 b u y c r . s c l l c r( A - I [ ) o r i n t . )J

I. Aragon Inc. Common Stock None K

2. Cisco S)slems Common Stock None K

Exxon Mobil Corp. Common Stock A DNidcnd K T

Intel Corp Common Stock A Dividend K T

5. Ame rican Funds Small Cap Fund A Dividend K T

6. Franklin Small Cap Fund A Dividend J T

7. Templeton Foreign Fund A Dividend K T

S. U.S. Treasury Note A Dividend J -fGeneral Electric Co. Common Stock A Dividend J T

10 . ttershey Foods Corp. Common Stock A Dividend J TII. Microsoft Corp. Common Stock A Dividend K T

12 . Pepsico Common Stock A Dividend K T1 3 . Proctor and (].amble Co. Common Stock A Dividend K T

1 4 . Vodofone AD R Common Stock A Dividend K l

1 5. Pfizer Inc. Common Stock A Dis~idend K T

1 6 . RMA T ax Free Fund A lnteresl J T

1 7 . Maine S~ate Housing Bond A Intetcsl K T


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Ia m e o f P e r s o n R e p o r t in g D ~ t c o f R e p o r tFINA NCIAL DISCLOSURE RE PORT Singal, George Z. 0 4 ] 1 4 1 2 0 1 0P a g e 5 o f 1 0NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g i Gr~s value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t ~ s t a s s c s ~ r c p o ~ i : ~ g p e r i o d I of r~tting period

e x e m p t f r o m p r i o r d i s c lo s u r e [ C~e 1 d i w . , r e n t . C o d e 2 M c t h ~ b u y . s e I mm,d&w Code 2 ;~ C(~c I b u y c r , ~ s c l l e r (A-II) t o r i n : . ) ( J - P ) ] Code3 r e d e m p t i o n ) +[ ~ [ Q - W ) [ (J-P){ A - I I ) ( i f p r i g a t e

1 8 . Auburn Maine Bond A Inlercst K T

19 . Maine Health Bond A Interest K T

2 0 . Maine ttealth Bond A I n t e r e s t J T

2 1 . Euro Pacific Gtowlh Fund A Dividcud K T

2 2 . Paine Webber Tax Free Fund A I n t e r e s t J T

2 3 . Vanguard W hole Market Fund B Dividend M TI4 . Vanguard S & P Fund A Dividend J T2 5 . Dreyfus Premier Third Centure Fund A Dividend J T

2 6 . Blue ltill Terrace Real Estate Partnership A Dividend J W

2 7 . W oodland Manor Real Estate Partnership A Dividend J W2 8 . I)re.vfus S& P Fund A Dividend K T

2 9 . W YE A Dividend K T

3 0 . A IG None J T

3 I . B P A Dividend J T

32 . EMC None J "I-

3 3 . X OM A Dividend K T

3 4 . DNA Nonc J T


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F IN A N C IA L D IS C LO S U R E R E P OR TP a g e 6 o f 1 0

V I I. IN V E S T M E N T S a n d T R U S T S .- i .......... r+e, t ......,ions elm lud,~ r,o,e of+ .......d dwendent ,hilaren see vp. 34-60 o]fili,~ instructions.)

~ N ONE ~ reportable incom~, assets, or transactions.)" A. ~ - B. .... ~~ .... D.(i~ludi~u mtst assets~ ~ r~o~J~g ~r~od of reporting period

Place "(XY a~er each asset [Amount ] T)~e (e.g.. V alue V alue Type (c g.. / Date ] Value Gain Identiy" of Cm+e I die., ten!, Code 2 MethM ~. buy+ se I mm/dd.yy] Cude 2 t C~le I ~ycr]sel lerexempt from p rior disclosure ] (A-ll) or int.) [J-p) : C+~+e 3 ] redemption) (J-P) ] (A-H) (ifpriva+e transaction), [ +

35. G M H None K T

3 6 . lid A Dividend K T

37 IB M A Dividend K T

38 . JDSU None J T

39 , LU A Dividend J

4 0 . MSFT A Dividend J T

41 Sprint Nextel None J T

4 2. NT None J T

4 3 , PG A Dividend J T

4 4 . WCOM None J T

4 5. Paine Webbor Refiremct~t Mo, cy Fund A Dividend J T

4 6. U.S. Trcasur} Note B Interest K T

4 7 . Bank America Note B Interest K T

4 8. Ilouschold Finance Note B lnteresl K T

4 9 . Franklin Small Cap Growth Fund None J "F

50 llarflbrd Mid C ap Fund A Dividet~d J T

5 1 . General Mills Note A Interest K T

I. Income Gain Codes: A = S l ,O t ~ ) m l o s + B = $ 1 , 0 0 1 - $ 2 .~ 0 + 3 C + $ 2 , 5 0 1 - $ 5 . ~ + 0 D = $ 5 . 0 0 1 - I 1 5 , 0 ( + 0 E ~ $ 1 5 , 0 0 1 - $ 5 0 , r D o

t S e e ( + o [ um r ~s C I ~n d D 3 1 . ~ ,= $ 2 50 , 3 01 - I 50 0 ) 0~ 3 O = $ 5 0 0 , 0 0 - $ ,C K ~ O , 0 0 3 P I ~ 1 1 , 0 0 ~ ) . t l 0 1 - $ 5 , 0 + , J 0 , 0 0 0 P 2 = $ 5 , 0 ( ~ 1 , ( ~ ) 1 - $ 2 5 . 0 ~ ) , 0 0 0


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N a m e o f P e r so n R e p o r t i n gP a g e F I N A N C I A L 7 o f l0 D I S C L O S U R E R E P O R T s

V I I . I N V E S T M E N T S a n d T R U S T S - i,,.,,,,o. ~ . z . . . , ....... ,ion, (Inch, de., ,ho.,, o/.,pou.,e and dependent children: .,eepp. 34-60 o]~iling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s c ~ s I n c o m e d u 6 n g G r o s s v a l u er~aing wri~ :.... ofrcpo~ing ~riod

a t t c r e a c h a s s e t ~ A m o t m t [ T y p e ( e .g . V a h ~ e ValueP l a c ee x e m p t f r o m p r i o r d i s c l o s t : r e C~e I div., rent, C { ~ c 2 Meth~l[ buy, sd], !mnvdg/yT = C~{ e 2 Code I b u y e r , " s c l l e r

........ _ _ [ ........72 . Boeing Note A I n t e r e s t K T

5 3 . Agere Common Stock A Dividend J T

5 4 . AT anti T Common Stock A Dividend J T

5 5 . Avaya Common Stock A l)ividend J T

5 6 . Bell South Common Stock A Dividend J T

5 7 . Comcast Conmmn Stock A Dividend J T

! 5 8 . Lucent Common Stock A Dividend J T

i 5 9 . NCR Corp. Common Stock A Dividend J T

! 6 0 . Qwcst C o m m o n S t o c k A Dividend J T

! 6 1 . Vcrizon Common Stock A Dividend J T

6 2 . Stanley Works Common Stock A Dividend J T

6 3 . Abbington Tanker A Dividend J Ti4 . Double |lull Tanker A Di,idcnd J T 6 5 . l-Shares EWJ A Dividend J T

6 6 . MMM A Dividend J T

!67. Vanguard Tax Free Fund D Dividend L6 8 . Hom e Depot Inc. Common Stock A Dividend J T

(See Columns CI and D31 N =$25t) ,001


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FINANCIAL DISCLOSURE REPORT ! N ....f P~rson reporting l Date of Repor!Page 8 of I0 I S i n g M , G e o r g e Z . I 041 1 4 / 201 0V I I. IN V E S T M E N T S a n d T R US T S - i .......... ~ . ~ , t .......ions (Includ~s those o].W ...... d dependenI children; setpp. 34-60 of~ling in.~truclionx)

N O N E (No reportable income, assets, or transactiorts.)

Description of Assets ~ Income during { (]ross value at end Transactions during rcpo:tin~ peri~ i(including m~st assets) ~ reporting ~riod ] of reporting period: ~,3- i:~ ~ ~ ?-d~ - m- ~ " ~3~ [ ~ .......... ,~, .....

C~e 1 [ div renl Code ~ : Method bnv sell mnv~d~y~ C~e 2 I Code I buvcr/scller. . . . . ~ , , - ~ o ~ , ~ o ~ , . . . . . . i~ ~ o ~ , . ~ { ,-~.~~ , ~ . ~ , o . , I ~ , - ~ , i ~ . , - , , ~ ~r~ . . . . ., ~ ( Q-WI ~ tmn~ction)

[ S ee Co Iu m n .s 1 2 " 1 a n d 1 ) 3 ) N = 1 2 5 0 , f ~ ,1 - $ 5 0 0 ,0 1 K i O = $ 5 0 0 . Y J I - $ 1, 0 0 1 . 0 1 . ~ 9 P I - $ 1 , ~ ) o . 0 0 1 - : $ . < , ( ~ 0 , 0 ( , 0 P 2 = $ 5 , 0 { 0 , 0 r , I - $ 2 5 . 0 r ~ ,0 0 1,


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Page 9 of 10VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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|FINANCIAL DISCLOSURE R E P O R T N ..... f P .. . . . R ~ p o r , i n g I D a ,e o f R e p o r , [Iage 1 0 of 1 0 s i n ~ a J . G e o r g e z . 0 4 . , J 4 / 2 0 i 0IX . C E R T IF IC A T IO N .

I c e r t ify t ha t a l l i n fo r m a t i n n g i ve n a bo ve ( i n c l ud i n g i n fo r m a t i o n p e r t a i n i n g t o m y s p o us e a n d m i n o r o r de p e n de n t c h i l dr e n , i f a n y~ i sa c c ur a t e , Ir ue , a n d c o m p l e t e t o t he be s t o f m y k n o w l e dg e a n d be l i e f , a n d t ha i a n y i n fo r m a t i o n n o t r e p o r t e d w a s ~ v i t hhe l d be c a u s e i t m e t a p p l i c a b l e s ta t u t o r yprovis ions permitt ing non-disclosure.I fur t he r c e r ti fy t ha t e a r n e d i n c o m e fr o m o u t s ide e m p l o ym e n t a n d ho n o r a r i a a n d t he a c c e p t a n c e o f g i R s w hi c h ha ve b e e n r e p o r l e d a r e i ncom pliance x vi th lhe p rovis ions of 5 U.S.C. app. 501 et . s eq. , 5 U.S.C. 7353, ant i Judic ial Con ference regulal ions .

S i g n a l n r e

NOTE: AN Y INDIVIDUAL WH O KNOW INGI,Y AND W ILFULLY FALSIFIES OR FALLS TO Fll,E Tills REPORT MAY BE St;B.IE(::T TO CIVIl,AND CRIMINAL SA NCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United Statcs CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

george z singal financial disclosure report for 2009

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