getting the message across: foundations and examples for knowledge transfer from sustainability...

Upload: isoe-institute-for-social-ecological-research

Post on 04-Jun-2018

221 views

Category:

Documents


0 download

TRANSCRIPT

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    1/38

    Getting the message across:

    Foundations and Examples for

    Knowledge Transfer from Sustainability Research

    Dr. Alexandra Lux

    ISOE Institute for Social-Ecological Research

    LOEWE Biodiversity and Research Centre (BiK-F)

    Guest Lecture Module Policy Consulting

    (Master Global Change & Transition Management)

    Gieen, July 10, 2013

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    2/38

    Outline

    Background:

    Institute for Social-Ecological Research (ISOE)

    Biodiversity and Climate Research Centre (BiK-F)

    Examples for Knowledge Transfer from our Projects

    Stakeholder Dialogues

    Expert Panels

    Discourse Field Analysis

    Science Communications

    Lessons learnt

    If there is some time: Transdisciplinary Research Processes and

    Knowledge Transfer

    2Alexandra Lux // July 10 2013 // Uni Gieen

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    3/38

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    4/38

    Transdisciplinary

    Methods and Concepts

    Water Resources andLand Use

    Water Infrastructure

    and Risk Analyses

    Energy and

    Climate Protection

    in Everyday Life

    Mobility andUrban Spaces

    Population Dynamics

    and Supply

    Research Areas and Resources

    currently 46 employees, thereof 33 research scientists

    financed from public funds awarded by tender and contract work for

    NGOs, local authorities or business; institutional support from the

    state of Hesse and the city of Frankfurt am Main.4Alexandra Lux // July 10 2013 // Uni Gieen

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    5/38

    ISOE as partner in the Biodiveristy and

    Climate Research Centre (BiK-F)

    BiK-F founded in 2008 as joint venture of

    Senckenberg Natural History Museum

    and Research Institute (Lead)

    Goethe University Frankfurt

    (Bioscience, Geosciences,Social Sciences)

    Institute for Social-Ecological Research

    and other partners

    Funded by LOEWE

    (excellence initiative of the

    State of Hesse)

    Alexandra Lux // July 10 2013 // Uni Gieen 5

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    6/38

    BiK-F Research Structure

    (time/process and spatial axis)

    Alexandra Lux // July 10 2013 // Uni Gieen 6

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    7/38

    Key questions Project Area F

    What are the implications of climate induced changes of biodiversity for

    societal actions and decisions?

    How can the research results of BiK-F be decision-bases for

    providing society with essential ecosystem services? Which social adaptations to climate induced changes of biodiversity

    and which strategies to protect and utilize ecosystems and their

    services are sustainable?

    Which transfer methods and instruments are suitable to support

    social actors with the implementation of measures for the

    conservation of biodiversity and climate protection in accordance

    with the research results of BiK-F?

    Alexandra Lux // July 10 2013 // Uni Gieen 7

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    8/38

    Examples for Knowledge Transfer

    Stakeholder-Dialogues Involvement & participation

    Expert Panels Advice for scientific projects

    Discourse Field

    Analyses Preparing the transfer

    ScienceCommunication Information and news

    8Alexandra Lux // July 10 2013 // Uni Gieen

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    9/38

    Stakeholder Dialogues Project behind

    BiK-F Project Forest and Forestry Systems of the Future

    Aims:

    improved knowledge for an adaptive and sustainable management of

    European forest ecosystems

    contributing to long-term biodiversity conservation, strengthening of

    resilience and securing the provision of ecosystem services

    Organization:

    Project Head: Dr. Engelbert Schramm (ISOE, BiK-F)

    Duration: 2009-2014

    Information: www.bik-f.de (Project F2)

    9Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    10/38

    Stakeholder Dialogues

    What is a Stakeholder?

    A person, group or organization that

    has interest or concern in an organization

    is affected by the organizations actions, policies etc.

    has specific knowledge about the organizations issues

    Why a dialogue with stakeholders?

    Methodological approach to assess options for forest conversion as

    climate adaptation measure Recognition of uncertainty of future developments and underlying

    ecological processes under climate change

    10Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    11/38

    Stakeholder groups of the BiK-F Project

    Forest and Forestry Systems of the Future

    11Alexandra Lux // July 10 2013 // Uni Gieen

    Watersuppliers

    FVA

    Forestersunion

    nursery

    similar

    projekts

    LOEWEWalking

    clubs

    Political

    institutions

    Environm

    organizations

    Lobbies

    Private forestowners

    Hessen-

    Forst

    Timberindustry

    Hunters

    BiKF

    Watersuppliers

    FVA

    Forestersunion

    nursery

    similar

    projekts

    LOEWEWalking

    clubs

    Political

    institutions

    Environm

    organizations

    Lobbies

    Private forestowners

    Hessen-

    Forst

    Timberindustry

    Hunters

    BiKF

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    12/38

    Implementing Stakeholder Dialogues

    Stakeholder-Analyses as way to frame a dialogue process (Schramm 2012)

    Selecting stakeholders

    Do I know all relevant groups?

    Do I know which persons are the right ones?

    (iterative) analyses of various interests

    What interests do the stakeholders have respectively how are they

    affected?

    Are there conflicts? Are there coalitions?

    Quality assurance in stakeholder communication

    Strategies and measures for keeping contact between the meetings

    12Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    13/38

    Clustering Stakeholder Groups:

    Relevance and Influence

    High relevance,low influence

    High relevance,high influence

    Low relevance,low influence

    Low relevance,high influence

    13Alexandra Lux // July 10 2013 // Uni GieenSchramm 2012:4

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    14/38

    Stakeholder Dialogues Experiences

    Regular meeting of stakeholder groups concerning the future of

    forest management, each with a specific topic

    climate adaption in commercial forests in Southern Hesse/Germany

    climate adaptation of water resource management in Hesse/Germany

    financing options for the conversion of German forests

    oomycetes and their climate-induced harm to native beech forest

    Dialogues are platforms for

    exchange and developing a common understanding

    mutual learning processes

    identifying societal problems at a very early stage

    14Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

    Schramm2

    01

    2,

    Litschel/Schramm2

    010)

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    15/38

    Expert Panels Project behind

    BMBF-Project start - Management Strategies for Pharmaceutical

    Residues in Drinking Water

    Aims

    developing an integrated, precautionary action strategy to reduce the

    input of active pharmaceutical ingredients into water bodies

    Organisation

    Project Head: Dr. Florian Keil (ISOE, kib)

    Duration: 2005-2008

    Information: www.start-project.de

    15Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    16/38

    start What is the Project about?

    16Alexandra Lux // July 10 2013 // Uni Gieen

    Start (2008:14)

    Drug Manufacturers Pharmacies

    Households MunicipalSewage

    Hospitals

    SewageTreatment Plant

    Soil

    GoundwaterSurface Waters

    Drinking Water

    Improper Disposal

    Excretions

    Leakages

    Sludge Disposal

    Preparations

    Active Ingredients

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    17/38

    Members of starts Expert Panel

    17Alexandra Lux // July 10 2013 // Uni Gieen

    after start (2008)

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    18/38

    Expert Panel within the start-project

    Experts from various sectors formed the panel

    Over more than 2 years the group met regularly with the project team

    Reality Check for the scientific results

    Participation in multi-criteria assessment of strategy elements

    (integration of practical knowledge)

    Advice for strategic positioning and on political developments

    Increasing the acceptability and adoptability of results

    Experts gained most recent state of the art in a problem field

    18Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    19/38

    Discourse Field Analysis Project behind

    BiK-F Project Transdisciplinary Concepts Discourse Field Analysis

    Aims

    create and maintain the transdisciplinary foundations for BiK-Fs work

    support BiK-Fs research at the interface between science and society

    Organisation

    Project Head: Dr. Alexandra Lux (ISOE, BiK-F)

    Duration: 2008-2014

    www.bik-f.de (Project F1)

    19Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    Analyses (DFA)Science

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    20/38

    Research Object: Dynamics of Discourses

    Initial hypotheses:

    Social construction of knowledge: What is seenas correct or true?

    complexity of an object as reason for contested knowledge

    Ottow

    (2002

    :254)

    Input OutputPOWERDiscourse Field

    (Cambridge School)

    Discourses(Foucault)

    ResistanceDiscourse Formation

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    Analyses (DFA)Science

    Communication

    Jahn/Lux(2009)

    Alexandra Lux // July 10 2013 // Uni Gieen 20

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    21/38

    DFA Levels of Analysis

    Discourse field:

    Dynamic and plural context for negotiating problems and solutions

    Discourse arenas:

    occasions which bring together actors and stakeholders

    Discourse threads:

    negotiated topics

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

    Jahn/Lux(2009)

    Alexandra Lux // July 10 2013 // Uni Gieen 21

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    22/38

    Politic &Administration Nature & Env.

    Conservation

    Business

    Natural & Social

    Sciences

    Civil Society

    etc. inter-

    national

    national

    Discourse Field

    Climate-induced Changes in Biodiversity

    DFA Biodiversity and Climate Change

    Actor analysis and Key questions

    What issues are high on the agenda?

    Are there knowledge claims concerning cause-effect relationships?

    Are there needs for action and for further research?

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    Analyses (DFA)Science

    Communication

    Jahn/Lux(2009),Lux/Jahn(2009)

    Alexandra Lux // July 10 2013 // Uni Gieen 22

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    23/38

    DFA Biodiversity and Climate Change

    Discourse Arenas

    9thConference of the

    Parties of the CBD

    (2008)

    Millennium

    Ecosystem

    Assessment (2005)

    German Strategy on

    Biological Diversity(2007)

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

    Lux/Jahn(2009)

    Alexandra Lux // July 10 2013 // Uni Gieen 23

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    24/38

    DFA Biodiversity and Climate Change

    Discourse threads and contested issues

    COP 9/CBD National Strategy MEA

    Implementation Processes

    Financing of measuresDecentralized

    implementation processes

    uncertainty of forecasts

    for decision making

    Economic Aspects

    Access Benefit SharingBusiness responsibility for

    adaptation and mitigationBiodiv as an economic good

    Protected Areas Management

    rights of local communities

    vs.

    intl conservation interests

    conflicts between climate and

    conservation policy goals

    understanding of complex

    ecosystemic relationships

    Stakeholder Networks

    improve implementation Science-Policy-Interface

    Lux/Jahn(2009)

    Alexandra Lux // July 10 2013 // Uni Gieen 24

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    25/38

    DFA Biodiversity and Climate Change

    Discourse threads and contested issues

    COP 9/CBD National Strategy MEA

    Implementation Processes

    Financing of measuresDecentralized

    implementation processes

    uncertainty of forecasts

    for decision making

    Economic Aspects

    Access Benefit SharingBusiness responsibility for

    adaptation and mitigationBiodiv as an economic good

    Protected Areas Management

    rights of local communities

    vs.

    intl conservation interests

    conflicts between climate and

    conservation policy goals

    understanding of complex

    ecosystemic relationships

    Stakeholder Networks

    improve implementation Science-Policy-Interface

    Lux/Jahn(2009)

    Alexandra Lux // July 10 2013 // Uni Gieen 25

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    26/38

    DFA for what?

    DFA fields of application in sustainability research

    rapid assessment tool for

    evaluating certain and contested knowledge

    identifying relevant actors: systematic overview on actors and their

    positions

    assemble need for action and need for research

    prepares research processes

    variety of problem views

    first ideas for dissemination and knowledge transfer

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

    Jahn/Lux(2009),Lux/Jahn(2009)

    Alexandra Lux // July 10 2013 // Uni Gieen 26

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    27/38

    BiK-F Transfer Office

    Aim:

    provide relevant scientific data and information to groups of stakeholders

    supporting their efforts in the conservation and sustainable use of

    biodiversity.

    Organisation:

    Head: Dr. Julia Krohmer (BiK-F, Senckenberg)

    Duration: since 2008

    www.bik-f.de

    Science Communication Project behind

    27Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    28/38

    Science Communication:

    Tasks of the BiK-F Transfer Office

    Networking

    and Consulting

    Media and

    Public Relations

    Partnerships

    and Cooperation

    HESSEN RIC Sozialwissenschaften

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

    Alexandra Lux // July 10 2013 // Uni Gieen 28

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    29/38

    Science Communication:

    Examples from the BiK-F Transfer Office

    Biodiv-Scientists

    YoungScientists

    FundingAgencies

    DevelopmentAid

    Po

    litics/Administration

    Business

    En

    viorn.Associations

    Schools,Students

    Interested,widerpublic

    Public Lecutres

    Conferences, seminars etc.

    Summer School

    Exhibitions

    Newsletter

    Position Papers

    Press & Public Relations

    Web page

    Policy Consuting

    Stakeholder Consulting

    Management plans Alexandra Lux // July 10 2013 // Uni Gieen 29

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    30/38

    Lessons Learnt: Knowledge Transfer

    is more than one-way delivery of facts, i.e. is dialogue oriented

    is important at various stages of research processes

    allows integrating non-scientific problems into research

    bases on knowing who should be involved

    is an evaluation of research processes and scientific results

    empowers involved stakeholders

    increases the acceptability and adoptability of results

    increases synergies and coherency through coordination of actorsand activities across sectors and disciplines

    is an additional task beside doing excellent science

    30Alexandra Lux // July 10 2013 // Uni Gieen

    Stakeholder-Dialogues

    Expert PanelsDiscourse Field

    AnalysesScience

    Communication

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    31/38

    further more?

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    32/38

    Idealised Implementation Concept for

    Transdisciplinary Research

    32Alexandra Lux // July 10 2013 // Uni Gieen

    3

    Adapted from Jahn, T./M. Bergmann/F. Keil (2012)

    Scientific

    Problems

    Results for

    Societal Praxis

    Societal

    Discourse

    Transdisciplinary

    Integration

    Scientific

    Discourse

    Societal ProblemsCommon

    Research Object

    Results for

    Scientific Praxis

    2Production of new

    knowledge

    1

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    33/38

    Idealised Implementation Concept for

    Transdisciplinary Research

    33Alexandra Lux // July 10 2013 // Uni Gieen

    3

    Adapted from Jahn, T./M. Bergmann/F. Keil (2012)

    Scientific

    Problems

    Results for

    Societal Praxis

    Societal

    Discourse

    Transdisciplinary

    Integration

    Scientific

    Discourse

    Societal ProblemsCommon

    Research Object

    Results for

    Scientific Praxis

    2Production of new

    knowledge

    1

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    34/38

    Idealised Implementation Concept for

    Transdisciplinary Research

    34Alexandra Lux // July 10 2013 // Uni Gieen

    3

    Adapted from Jahn, T./M. Bergmann/F. Keil (2012)

    Scientific

    Problems

    Results for

    Societal Praxis

    Societal

    Discourse

    Transdisciplinary

    Integration

    Scientific

    Discourse

    Societal ProblemsCommon

    Research Object

    Results for

    Scientific Praxis

    2Production of new

    knowledge

    1

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    35/38

    Idealised Implementation Concept for

    Transdisciplinary Research

    35Alexandra Lux // July 10 2013 // Uni Gieen

    3

    Adapted from Jahn, T./M. Bergmann/F. Keil (2012)

    Scientific

    Problems

    Results for

    Societal Praxis

    Societal

    Discourse

    Transdisciplinary

    Integration

    Scientific

    Discourse

    Societal ProblemsCommon

    Research Object

    Results for

    Scientific Praxis

    2Production of new

    knowledge

    1

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    36/38

    Idealised Implementation Concept for

    Transdisciplinary Research

    36Alexandra Lux // July 10 2013 // Uni Gieen

    3

    Adapted from Jahn, T./M. Bergmann/F. Keil (2012)

    Scientific

    Problems

    Results for

    Societal Praxis

    Societal

    Discourse

    Transdisciplinary

    Integration

    Scientific

    Discourse

    Societal ProblemsCommon

    Research Object

    Results for

    Scientific Praxis

    2Production of new

    knowledge

    1

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    37/38

    The Cycle of Science-Policy Interface

    37Alexandra Lux // July 10 2013 // Uni Gieen

    IUCN (2010)

  • 8/14/2019 Getting the message across: Foundations and Examples for Knowledge Transfer from Sustainability Research

    38/38

    Further Reading

    Bergmann, Matthias/Thomas Jahn/Tobias Knobloch/Wolfgang Krohn/Christian Pohl/Engelbert Schramm (2012): Methodsfor Transdisciplinary Research. A Primer for Practice. Frankfurt/New York

    IUCN (2010): Enhancing the Science-Policy Interface on Biodiversity and Ecosystem Services. Information Paper.http://cmsdata.iucn.org/downloads/ipbes_inf_paper_for_sbstta_wgri_april_2010_final_1.pdf

    Jahn, Thomas/Matthias Bergmann/Florian Keil (2012): Transdisciplinarity: Between mainstreaming and marginalization.Ecological Economics, Vol. 79, July 2012, 110 dx.doi.org/10.1016/j.ecolecon.2012.04.017

    Jahn, Thomas/Alexandra Lux/Anna Klipstein (2010): Vom Wissen zum Handeln - Grundlagen des Wissenstransfers. BiK-FKnowledge Flow Paper Nr. 8

    Jahn, Thomas/Alexandra Lux (2009): Problem-Oriented Discourse Field Analysis: New Methods and Possible Applications.ISOE-Studientext Nr. 15. Frankfurt am Main

    Litschel, J. & E. Schramm (2010) : Welchen Wald brauchen wir fr die Klimaanpassung? - AFZ-Der Wald 17/2010, S. 34

    Lux, Alexandra (2010): Updates: Current Developments in the Discourse Field Biodiversity & Climate'. BiK-F KnowledgeFlow Paper No. 7. Frankfurt am Main

    Lux, Alexandra/Thomas Jahn (2009): Klimabedingte Vernderungen der Biodiversitt. Eine Diskursfeldanalyse fr BiK-F.Knowledge Flow Paper Nr. 3

    Schramm (2012): Stakeholder-Involvement zur Bewltigung von Biodiversittskonflikten. Ein Leitfaden. BiK-F KnowledgeFlow Papers Nr. 15.

    start (2008): Pharmaceuticals for Human Use: Options of Action for Reducing the Contamination of Water Bodies. APractical Guide. Institute for Social-Ecological Research, Frankfurt am Main