getting the message across: foundations and examples for knowledge transfer from sustainability...
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Getting the message across:
Foundations and Examples for
Knowledge Transfer from Sustainability Research
Dr. Alexandra Lux
ISOE Institute for Social-Ecological Research
LOEWE Biodiversity and Research Centre (BiK-F)
Guest Lecture Module Policy Consulting
(Master Global Change & Transition Management)
Gieen, July 10, 2013
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Outline
Background:
Institute for Social-Ecological Research (ISOE)
Biodiversity and Climate Research Centre (BiK-F)
Examples for Knowledge Transfer from our Projects
Stakeholder Dialogues
Expert Panels
Discourse Field Analysis
Science Communications
Lessons learnt
If there is some time: Transdisciplinary Research Processes and
Knowledge Transfer
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Transdisciplinary
Methods and Concepts
Water Resources andLand Use
Water Infrastructure
and Risk Analyses
Energy and
Climate Protection
in Everyday Life
Mobility andUrban Spaces
Population Dynamics
and Supply
Research Areas and Resources
currently 46 employees, thereof 33 research scientists
financed from public funds awarded by tender and contract work for
NGOs, local authorities or business; institutional support from the
state of Hesse and the city of Frankfurt am Main.4Alexandra Lux // July 10 2013 // Uni Gieen
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ISOE as partner in the Biodiveristy and
Climate Research Centre (BiK-F)
BiK-F founded in 2008 as joint venture of
Senckenberg Natural History Museum
and Research Institute (Lead)
Goethe University Frankfurt
(Bioscience, Geosciences,Social Sciences)
Institute for Social-Ecological Research
and other partners
Funded by LOEWE
(excellence initiative of the
State of Hesse)
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BiK-F Research Structure
(time/process and spatial axis)
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Key questions Project Area F
What are the implications of climate induced changes of biodiversity for
societal actions and decisions?
How can the research results of BiK-F be decision-bases for
providing society with essential ecosystem services? Which social adaptations to climate induced changes of biodiversity
and which strategies to protect and utilize ecosystems and their
services are sustainable?
Which transfer methods and instruments are suitable to support
social actors with the implementation of measures for the
conservation of biodiversity and climate protection in accordance
with the research results of BiK-F?
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Examples for Knowledge Transfer
Stakeholder-Dialogues Involvement & participation
Expert Panels Advice for scientific projects
Discourse Field
Analyses Preparing the transfer
ScienceCommunication Information and news
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Stakeholder Dialogues Project behind
BiK-F Project Forest and Forestry Systems of the Future
Aims:
improved knowledge for an adaptive and sustainable management of
European forest ecosystems
contributing to long-term biodiversity conservation, strengthening of
resilience and securing the provision of ecosystem services
Organization:
Project Head: Dr. Engelbert Schramm (ISOE, BiK-F)
Duration: 2009-2014
Information: www.bik-f.de (Project F2)
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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Stakeholder Dialogues
What is a Stakeholder?
A person, group or organization that
has interest or concern in an organization
is affected by the organizations actions, policies etc.
has specific knowledge about the organizations issues
Why a dialogue with stakeholders?
Methodological approach to assess options for forest conversion as
climate adaptation measure Recognition of uncertainty of future developments and underlying
ecological processes under climate change
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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Stakeholder groups of the BiK-F Project
Forest and Forestry Systems of the Future
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Watersuppliers
FVA
Forestersunion
nursery
similar
projekts
LOEWEWalking
clubs
Political
institutions
Environm
organizations
Lobbies
Private forestowners
Hessen-
Forst
Timberindustry
Hunters
BiKF
Watersuppliers
FVA
Forestersunion
nursery
similar
projekts
LOEWEWalking
clubs
Political
institutions
Environm
organizations
Lobbies
Private forestowners
Hessen-
Forst
Timberindustry
Hunters
BiKF
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Implementing Stakeholder Dialogues
Stakeholder-Analyses as way to frame a dialogue process (Schramm 2012)
Selecting stakeholders
Do I know all relevant groups?
Do I know which persons are the right ones?
(iterative) analyses of various interests
What interests do the stakeholders have respectively how are they
affected?
Are there conflicts? Are there coalitions?
Quality assurance in stakeholder communication
Strategies and measures for keeping contact between the meetings
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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Clustering Stakeholder Groups:
Relevance and Influence
High relevance,low influence
High relevance,high influence
Low relevance,low influence
Low relevance,high influence
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Stakeholder Dialogues Experiences
Regular meeting of stakeholder groups concerning the future of
forest management, each with a specific topic
climate adaption in commercial forests in Southern Hesse/Germany
climate adaptation of water resource management in Hesse/Germany
financing options for the conversion of German forests
oomycetes and their climate-induced harm to native beech forest
Dialogues are platforms for
exchange and developing a common understanding
mutual learning processes
identifying societal problems at a very early stage
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
Schramm2
01
2,
Litschel/Schramm2
010)
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Expert Panels Project behind
BMBF-Project start - Management Strategies for Pharmaceutical
Residues in Drinking Water
Aims
developing an integrated, precautionary action strategy to reduce the
input of active pharmaceutical ingredients into water bodies
Organisation
Project Head: Dr. Florian Keil (ISOE, kib)
Duration: 2005-2008
Information: www.start-project.de
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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start What is the Project about?
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Start (2008:14)
Drug Manufacturers Pharmacies
Households MunicipalSewage
Hospitals
SewageTreatment Plant
Soil
GoundwaterSurface Waters
Drinking Water
Improper Disposal
Excretions
Leakages
Sludge Disposal
Preparations
Active Ingredients
Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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Members of starts Expert Panel
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after start (2008)
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Expert Panel within the start-project
Experts from various sectors formed the panel
Over more than 2 years the group met regularly with the project team
Reality Check for the scientific results
Participation in multi-criteria assessment of strategy elements
(integration of practical knowledge)
Advice for strategic positioning and on political developments
Increasing the acceptability and adoptability of results
Experts gained most recent state of the art in a problem field
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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Discourse Field Analysis Project behind
BiK-F Project Transdisciplinary Concepts Discourse Field Analysis
Aims
create and maintain the transdisciplinary foundations for BiK-Fs work
support BiK-Fs research at the interface between science and society
Organisation
Project Head: Dr. Alexandra Lux (ISOE, BiK-F)
Duration: 2008-2014
www.bik-f.de (Project F1)
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
Analyses (DFA)Science
Communication
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Research Object: Dynamics of Discourses
Initial hypotheses:
Social construction of knowledge: What is seenas correct or true?
complexity of an object as reason for contested knowledge
Ottow
(2002
:254)
Input OutputPOWERDiscourse Field
(Cambridge School)
Discourses(Foucault)
ResistanceDiscourse Formation
Stakeholder-Dialogues
Expert PanelsDiscourse Field
Analyses (DFA)Science
Communication
Jahn/Lux(2009)
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DFA Levels of Analysis
Discourse field:
Dynamic and plural context for negotiating problems and solutions
Discourse arenas:
occasions which bring together actors and stakeholders
Discourse threads:
negotiated topics
Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
Jahn/Lux(2009)
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Politic &Administration Nature & Env.
Conservation
Business
Natural & Social
Sciences
Civil Society
etc. inter-
national
national
Discourse Field
Climate-induced Changes in Biodiversity
DFA Biodiversity and Climate Change
Actor analysis and Key questions
What issues are high on the agenda?
Are there knowledge claims concerning cause-effect relationships?
Are there needs for action and for further research?
Stakeholder-Dialogues
Expert PanelsDiscourse Field
Analyses (DFA)Science
Communication
Jahn/Lux(2009),Lux/Jahn(2009)
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DFA Biodiversity and Climate Change
Discourse Arenas
9thConference of the
Parties of the CBD
(2008)
Millennium
Ecosystem
Assessment (2005)
German Strategy on
Biological Diversity(2007)
Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
Lux/Jahn(2009)
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DFA Biodiversity and Climate Change
Discourse threads and contested issues
COP 9/CBD National Strategy MEA
Implementation Processes
Financing of measuresDecentralized
implementation processes
uncertainty of forecasts
for decision making
Economic Aspects
Access Benefit SharingBusiness responsibility for
adaptation and mitigationBiodiv as an economic good
Protected Areas Management
rights of local communities
vs.
intl conservation interests
conflicts between climate and
conservation policy goals
understanding of complex
ecosystemic relationships
Stakeholder Networks
improve implementation Science-Policy-Interface
Lux/Jahn(2009)
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DFA Biodiversity and Climate Change
Discourse threads and contested issues
COP 9/CBD National Strategy MEA
Implementation Processes
Financing of measuresDecentralized
implementation processes
uncertainty of forecasts
for decision making
Economic Aspects
Access Benefit SharingBusiness responsibility for
adaptation and mitigationBiodiv as an economic good
Protected Areas Management
rights of local communities
vs.
intl conservation interests
conflicts between climate and
conservation policy goals
understanding of complex
ecosystemic relationships
Stakeholder Networks
improve implementation Science-Policy-Interface
Lux/Jahn(2009)
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DFA for what?
DFA fields of application in sustainability research
rapid assessment tool for
evaluating certain and contested knowledge
identifying relevant actors: systematic overview on actors and their
positions
assemble need for action and need for research
prepares research processes
variety of problem views
first ideas for dissemination and knowledge transfer
Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
Jahn/Lux(2009),Lux/Jahn(2009)
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BiK-F Transfer Office
Aim:
provide relevant scientific data and information to groups of stakeholders
supporting their efforts in the conservation and sustainable use of
biodiversity.
Organisation:
Head: Dr. Julia Krohmer (BiK-F, Senckenberg)
Duration: since 2008
www.bik-f.de
Science Communication Project behind
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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Science Communication:
Tasks of the BiK-F Transfer Office
Networking
and Consulting
Media and
Public Relations
Partnerships
and Cooperation
HESSEN RIC Sozialwissenschaften
Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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Science Communication:
Examples from the BiK-F Transfer Office
Biodiv-Scientists
YoungScientists
FundingAgencies
DevelopmentAid
Po
litics/Administration
Business
En
viorn.Associations
Schools,Students
Interested,widerpublic
Public Lecutres
Conferences, seminars etc.
Summer School
Exhibitions
Newsletter
Position Papers
Press & Public Relations
Web page
Policy Consuting
Stakeholder Consulting
Management plans Alexandra Lux // July 10 2013 // Uni Gieen 29
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Lessons Learnt: Knowledge Transfer
is more than one-way delivery of facts, i.e. is dialogue oriented
is important at various stages of research processes
allows integrating non-scientific problems into research
bases on knowing who should be involved
is an evaluation of research processes and scientific results
empowers involved stakeholders
increases the acceptability and adoptability of results
increases synergies and coherency through coordination of actorsand activities across sectors and disciplines
is an additional task beside doing excellent science
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Stakeholder-Dialogues
Expert PanelsDiscourse Field
AnalysesScience
Communication
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further more?
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Idealised Implementation Concept for
Transdisciplinary Research
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3
Adapted from Jahn, T./M. Bergmann/F. Keil (2012)
Scientific
Problems
Results for
Societal Praxis
Societal
Discourse
Transdisciplinary
Integration
Scientific
Discourse
Societal ProblemsCommon
Research Object
Results for
Scientific Praxis
2Production of new
knowledge
1
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Idealised Implementation Concept for
Transdisciplinary Research
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3
Adapted from Jahn, T./M. Bergmann/F. Keil (2012)
Scientific
Problems
Results for
Societal Praxis
Societal
Discourse
Transdisciplinary
Integration
Scientific
Discourse
Societal ProblemsCommon
Research Object
Results for
Scientific Praxis
2Production of new
knowledge
1
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Idealised Implementation Concept for
Transdisciplinary Research
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Adapted from Jahn, T./M. Bergmann/F. Keil (2012)
Scientific
Problems
Results for
Societal Praxis
Societal
Discourse
Transdisciplinary
Integration
Scientific
Discourse
Societal ProblemsCommon
Research Object
Results for
Scientific Praxis
2Production of new
knowledge
1
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Idealised Implementation Concept for
Transdisciplinary Research
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3
Adapted from Jahn, T./M. Bergmann/F. Keil (2012)
Scientific
Problems
Results for
Societal Praxis
Societal
Discourse
Transdisciplinary
Integration
Scientific
Discourse
Societal ProblemsCommon
Research Object
Results for
Scientific Praxis
2Production of new
knowledge
1
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Idealised Implementation Concept for
Transdisciplinary Research
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3
Adapted from Jahn, T./M. Bergmann/F. Keil (2012)
Scientific
Problems
Results for
Societal Praxis
Societal
Discourse
Transdisciplinary
Integration
Scientific
Discourse
Societal ProblemsCommon
Research Object
Results for
Scientific Praxis
2Production of new
knowledge
1
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The Cycle of Science-Policy Interface
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IUCN (2010)
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Further Reading
Bergmann, Matthias/Thomas Jahn/Tobias Knobloch/Wolfgang Krohn/Christian Pohl/Engelbert Schramm (2012): Methodsfor Transdisciplinary Research. A Primer for Practice. Frankfurt/New York
IUCN (2010): Enhancing the Science-Policy Interface on Biodiversity and Ecosystem Services. Information Paper.http://cmsdata.iucn.org/downloads/ipbes_inf_paper_for_sbstta_wgri_april_2010_final_1.pdf
Jahn, Thomas/Matthias Bergmann/Florian Keil (2012): Transdisciplinarity: Between mainstreaming and marginalization.Ecological Economics, Vol. 79, July 2012, 110 dx.doi.org/10.1016/j.ecolecon.2012.04.017
Jahn, Thomas/Alexandra Lux/Anna Klipstein (2010): Vom Wissen zum Handeln - Grundlagen des Wissenstransfers. BiK-FKnowledge Flow Paper Nr. 8
Jahn, Thomas/Alexandra Lux (2009): Problem-Oriented Discourse Field Analysis: New Methods and Possible Applications.ISOE-Studientext Nr. 15. Frankfurt am Main
Litschel, J. & E. Schramm (2010) : Welchen Wald brauchen wir fr die Klimaanpassung? - AFZ-Der Wald 17/2010, S. 34
Lux, Alexandra (2010): Updates: Current Developments in the Discourse Field Biodiversity & Climate'. BiK-F KnowledgeFlow Paper No. 7. Frankfurt am Main
Lux, Alexandra/Thomas Jahn (2009): Klimabedingte Vernderungen der Biodiversitt. Eine Diskursfeldanalyse fr BiK-F.Knowledge Flow Paper Nr. 3
Schramm (2012): Stakeholder-Involvement zur Bewltigung von Biodiversittskonflikten. Ein Leitfaden. BiK-F KnowledgeFlow Papers Nr. 15.
start (2008): Pharmaceuticals for Human Use: Options of Action for Reducing the Contamination of Water Bodies. APractical Guide. Institute for Social-Ecological Research, Frankfurt am Main