global conflict risk index: new variables in...

42
HALKIA Matina, FERRI Stefano, THOMAKOS Dimitrios, HAS Silvan, SAPORITI Francesca Global Conflict Risk Index: New variables in 2018 2018 EUR 29501 EN

Upload: others

Post on 02-Oct-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

HALKIA Matina, FERRI Stefano, THOMAKOS

Dimitrios, HAS Silvan, SAPORITI Francesca

Global Conflict Risk Index: New variables in 2018

2018

EUR 29501 EN

Page 2: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

This publication is a Technical report by the Joint Research Centre (JRC), the European Commission’s science

and knowledge service. It aims to provide evidence-based scientific support to the European policymaking

process. The scientific output expressed does not imply a policy position of the European Commission. Neither

the European Commission nor any person acting on behalf of the Commission is responsible for the use that

might be made of this publication.

Contact information

Name: Matina Halkia

Address: Joint Research Centre, Via Enrico Fermi 2749, TP 480, 21027 Ispra (VA), Italy

Email: [email protected]

Tel.: +39 0332786242

JRC Science Hub

https://ec.europa.eu/jrc

JRC113181

EUR 29501 EN

PDF ISBN 978-92-79-97697-1 ISSN 1831-9424 doi:10.2760/258293

Luxembourg: Publications Office of the European Union, 2018

© European Union 2018

The reuse policy of the European Commission is implemented by Commission Decision 2011/833/EU of 12

December 2011 on the reuse of Commission documents (OJ L 330, 14.12.2011, p. 39). Reuse is authorised,

provided the source of the document is acknowledged and its original meaning or message is not distorted.

The European Commission shall not be liable for any consequence stemming from the reuse. For any use or

reproduction of photos or other material that is not owned by the EU, permission must be sought directly from

the copyright holders.

All content © European Union 2018, except: Cover Image: https://unsplash.com/photos/4lVHbnofIDk

How to cite this report: Halkia, S., Ferri, S., Thomakos, D., Has, S., Saporiti, F., Global Conflict Risk Index:

New variables in 2018, EUR 29501, Publications Office of the European Union, 2018, ISBN 978-92-79-97697-1,

doi:10.2760/258293, JRC113181

Page 3: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

Global Conflict Risk Index: New variables in 2018

Page 4: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

2

Page 5: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

3

Table of contents

Executive Summary ............................................................................................... 5

1. Introduction ................................................................................................. 6

2. New GCRI variables....................................................................................... 7

2.1. Internally Displaced People ..................................................................... 7

2.1.1. Description......................................................................................... 7

2.1.1.1. Bibliography review ....................................................................... 8

2.1.2. GCRI Integration ................................................................................ 9

2.2. Climate Change ................................................................................... 11

2.2.1. Description....................................................................................... 12

2.2.1.1. Bibliography review ..................................................................... 13

2.2.2. GCRI Integration .............................................................................. 13

2.3. Food security (new) ............................................................................. 16

2.3.1. Description....................................................................................... 17

2.3.1.1. Bibliography review ..................................................................... 17

2.3.2. GCRI Integration .............................................................................. 18

2.3.2.1. Construction of the Food Security 4 indicators (2 reconstructed) ....... 18

2.4.2.2 Metrics and validation process ........................................................... 25

2.4.2.3 Anomaly Hotspot of Agricultural Production (ASAP) .............................. 26

3. Discussion.................................................................................................. 30

4. Conclusion ................................................................................................. 30

4. References ................................................................................................. 32

5. List of figures ............................................................................................. 37

6. List of tables .............................................................................................. 37

Page 6: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

4

Acknowledgments

The authors wish to thank Paulo Barbosa and Gustavo Naumann for their scientific and

technical assistance in the development of the climate indicator.

We would also like to thank Negre Thierry, Rembold Felix, Justin Ginnetti and Leonardo

Milano for their contribution to the data analysis in the food security and internal

displacement topics.

JRC would also like to thank FPI.2, Marc Fiedrich, Giovanni Squadrito, Roberta Gentile,

and Paula Valente Correia, as well as EEAS/PRISM, Rene Van Nes, Gosia Sendrowska,

Pavla Danisova, and Silvia Costantini, for their unwavering support to the development of

the Global Conflict Risk Index.

Authors

HALKIA Matina1, FERRI Stefano1, THOMAKOS Dimitrios2, HAS Silvan1, SAPORITI

Francesca3

1 European Commission, Joint Research Centre (JRC), Ispra, Italy 2 Arhs Developments S.A., 2b rue Nicolas Bové, L-1253, Luxembourg 3 Piksel Ltd Italian Branch, Via Breda 176, Milano (MI), Italy

Page 7: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

5

Executive Summary

The Global Conflict Risk Index (GCRI) is an early warning system designed to give policy

makers a global risk assessment based on economic, social, environmental, security and

political factors.

The GCRI is composed of two statistical models: the regression model, that quantifies the

probability and the intensity of national and subnational conflicts occurring in the next one

to four years, and the composite model, whose aim is to provide an overview of the factors

contributing to conflict at country level. Both models are based on twenty-four individual

variables, whose raw data are open-source.

The nature of conflict is evolving and the diversity of conflict drivers today has been widely

acknowledged. Exploring new triggers of instability, such as climate change or the role of

internally displaced populations in predicting armed conflicts, (aside from being a

consequence of violence) would help to get a better understanding of the drivers of

conflicts and potentially improve the accuracy of the GCRI regression model.

While it is generally agreed that political and socio-economic variables are the most

relevant ones for conflict risk modelling, other variables and their linkages with armed

conflicts have received growing attention from both academics and policy makers in recent

years. The most striking example is climate variability. Kelley et al. (2015) have provided

evidence on the contribution of the 2007-2010 severe drought to the recent Syrian

Conflict, while the European Union has acknowledged the implications of climate change

for international security and stability4. It is therefore profoundly important and urgent to

address climate change in the GCRI.

This report focuses on these possible new variables and additionally demonstrates a new

method in order to reconstruct the ‘food’ variable, addressing the issue of limited

availability of data provided by FAO.

The implementation of IDPs is not currently feasible in the model −a problem to be

addressed in the short term by employing artificial intelligence and machine learning

techniques in the GCRI. On the other hand, drought as a proxy for climate change will be

included in the next GCRI release. Finally, the method devised for reconstructing the food

indicators not provided anymore by FAO, despite its limitations, permits food security to

be retained in the GCRI.

4 Council of the European Union (2018), Council Conclusions on Climate Diplomacy, 26

February 2018, available at: http://data.consilium.europa.eu/doc/document/ST-6125-

2018-INIT/en/pdf.

Page 8: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

6

1. Introduction

The Global Conflict Risk Index (GCRI) is an early warning system designed to give policy

makers a global risk assessment based on economic, social, environmental, security and

political factors. It provides input to the EU early warning framework, one input to the EU

Conflict Early Warning System (EWS), developed by the European External Action Service

(EEAS) in close partnership with the European Commission to enhance the EU's conflict

risk prevention capabilities. The GCRI is composed of two statistical models: the regression

model, that quantifies the probability and the intensity of national and subnational conflicts

occurring in the next one to four years, and the composite model, whose aim is to provide

an overview of the factors contributing to conflict at country level. Both models are based

on twenty-four individual variables, whose raw data are open-source. The GCRI variables

and models are described in detail in the technical reports “Conflict Risk Indicators:

Significance and Data Management in the GCRI” (doi. 10.2760/44005) and “The Global

Conflict Risk Index (GCRI) Regression model: data ingestion, processing, and output

methods” (doi. 10.2760/303651).

In an effort to stay abreast with new conflict drivers, emerging policy needs and latest

modelling technologies, the Disaster Risk Management Unit, and more specifically the

Peace and Stability Team, has conducted a study on climate-induced conflict risk factors,

as well as migration, with a view to integrating new variables in GCRI. Furthermore, an

in-depth study is underway on defining and modelling conflict resilience using both

theoretical and date-driven approaches.

The current report presents a research study that has been conducted to analyse the

possible integration of new variables into the GCRI. This research is the first step towards

a future integration or implementation of those variables that have been proven influential

on conflict risk. The report is structured in three chapters: the first two present the

internally-displaced-people indicator along with the climate change variable, and the third

one is concerned with the update of the already existing variable “FOOD”. While the first

two chapters are about topics new to the GCRI, the last one describes the challenges

posed by quantitative raw data that have changed due to data provider choices. Expert

consultations, bibliographical research, and statistical analysis were necessary to the

reconstruction of the food security variable.

Page 9: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

7

2. New GCRI variables

GCRI is developed in close collaboration with the GCRI experts’ groups, which meet

annually to review development objectives and latest research supporting conflict risk

modelling, more specifically conflict risk modelling methods and new conflict indicators. In

the context of the latest two GCRI workshops of 20175 and 2018, there were in-depth

technical discussions on IDP/conflict risk theory data, climate/conflict nexus and the food

security variable construction.

2.1. Internally Displaced People

According to the 1998 OCHA Guiding Principles, internally displaced persons are those

people, or groups of people, who have been forced or obliged to flee or to leave their

homes or places of habitual residence6. These situations are caused by armed conflict or

the effects of armed conflict, by situations of generalized violence, by violations of human

rights, or by natural or human-made disasters (Word Bank Metadata).

2.1.1. Description

According to the Internal Displacement Monitoring Centre (IDMC) millions of people

around the world are displaced every year within their countries, as a result of conflicts,

persecution and human rights violations (see Figure 1). The fact that the number of

Internally Displaced Persons (IDPs) exceeds that of refugees (i.e. those relocated to a

foreign country) demonstrates the magnitude of the problem. However, unlike refugees,

who enjoy the rights granted to them by the UN Convention of 1951 and the protection of

a specialized UN agency (the UNHCR), internally displaced people lack predictable

structures of support. Therefore, they may face even greater hardships than the refugees,

taking also into account the fact that the authorities of their own country are often

responsible for their displacement.

As their socio-economic reintegration is very difficult, IDPs can further destabilize an

economy, exacerbate social tensions or even undermine the security and cohesion of a

state, particularly if their displacement is protracted, lasting years or decades.

5 Halkia et al. (2017), 3rd Workshop on the EU Global Conflict Risk Index. JRC109042.

6 http://www.internal-displacement.org/publications/1998/ocha-guiding-principles-on-

internal-displacement

Page 10: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

8

Internal displacement has become not only one of the more pressing humanitarian and

human rights issues, but also a modern security problem affecting countries and the

international community at large.

Figure 1 - Displacement in 2017

Source: Food Security Information Network

http://www.fsincop.net/fileadmin/user_upload/fsin/docs/global_report/2018/GRFC_2018_Full_rep

ort_EN_Low_resolution.pdf

2.1.1.1. Bibliography review

Studies have demonstrated that the displacement of people within their own country has

important political, economic and societal repercussions that undermine peace and

stability and in many cases has contributed to the eruption or intensification of conflicts.

IDPs can increase the pressure on an already difficult situation like when resource scarcity

exists, overwhelming in this way the institutional capacity of host communities. Neglected

or poorly managed displacement, particularly protracted displacement, can exacerbate

situations of conflict and fragility.

In Iraq, millions of people were forced to leave their homelands as a result of the War and

the violent insurgency that followed the US intervention of 2003. According to Riera and

Harper (Forced Migration Review, University of Oxford, 2007), the internally displaced

Iraqis strained the “already heavily burdened social services and local infrastructure”

Page 11: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

9

creating serious discontent and tension within the receiving communities. The latter

regarded the IDPs as competitors for “the scarce resources and responsible for the rising

cost of food, fuel and housing”. Furthermore, the IDPs in Iraq alternated the traditionally

mixed composition of the population of certain regions resulting to the emergence of

‘sectarian cantons’ (Ibid. and Lischner, 2008). The fragmentation of a country undermines

its stability and encourages secession movements that lead with high probability to the

eruption of conflict (Buhaug 2006, p. 698) and to foreign intervention.

In a similar fashion, the creation of Turkish-Cypriot enclaves in Cyprus following the

intercommunal strife of 1963-64, undermined the fledgling Republic, as these became a

serious source of instability the years to come. The enclaves ultimately facilitated the

Turkish military intervention of 1974 that led thousands of people from both communities

to flee their homes becoming IDPs. Their protracted displacement that lasts until today

threatens peace and security on the island and the entire region.

IDPs militarization is another aspect of the security implications of forced displacement.

In the bibliography there are numerous examples in Syria, Somalia, Sudan (Aspa, 2011),

Liberia (Achvarina and Reich, 2006) and Uganda (Muggah, 2006), where the IDPs played

a significant role in the spread of conflict.7 In Turkey, during the violent struggle between

the Kurdistan Workers’ Party (PKK) and the Turkish Army, hundreds of thousands Kurds

were displaced to cities that were not equipped to absorb this flow. Unemployment and

marginalization heightened the PKK’s attraction to many young Kurds that were recruited

and took part in the hostilities (Barkey and Fuller, 1997).

2.1.2. GCRI Integration

The Internal Displacement Monitoring Centre (IDMC) provides data for displaced people

due to conflicts both as “Stock” and as “New Displacement”. In the first case IDMC

classifies as stock the number of people living in displacement as of the end of each year,

while in the second case they refer to the number of new cases of displacement recorded,

rather than the number of people displaced.

We analysed first the “Stock”, then the “New Displacement”, and we observed that the

data availability is quite limited, both in time and geographically. In fact the historical time

series dates back only until 2009, and there are many cases of missing data even in the

time span 2009-2016. This type of data are not a good fit for a linear regression model

since little amount of data and a short time series do not allow full training of the model.

7 (Bohnet et al, 2013).

Page 12: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

10

With other methods used in artificial intelligence and machine learning, such as complex

systems, random forest or deep neural networks IDP data might more readily exploited.

Table 1 - New Displacement (Data availability per year)

Figure 2 - New Displacement (Data availability per country)

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

19

89

19

90

19

91

19

92

19

93

19

94

19

95

19

96

19

97

19

98

19

99

20

00

20

01

20

02

20

03

20

04

20

05

20

06

20

07

20

08

20

09

20

10

20

11

20

12

20

13

20

14

20

15

20

16

20

17

NEW DISPLACEMENT

Page 13: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

11

Table 2 - Displacement Stock (Data availability per year)

Figure 3 - Displacement Stock (Data availability per country)

2.2. Climate Change

The United Nations Framework Convention on Climate Change (UNFCCC) defines “climate

change” as “a change of climate which is attributed directly or indirectly to human activity

that alters the composition of the global atmosphere and which is in addition to natural

climate variability observed over comparable time periods (Art.1)”8. Addressing climate

8http://unfccc.int/files/essential_background/background_publications_htmlpdf/application/pdf/co

nveng.pdf

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

19

89

19

90

19

91

19

92

19

93

19

94

19

95

19

96

19

97

19

98

19

99

20

00

20

01

20

02

20

03

20

04

20

05

20

06

20

07

20

08

20

09

20

10

20

11

20

12

20

13

20

14

20

15

20

16

20

17

DISPLACEMENT STOCK

Page 14: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

12

change has been identified as one of the main priorities of the European Union’s Foreign

and Security Policy.9 Being a signatory of the Paris Agreement and in line with the

Sustainable Development Goals (SDGs) set by the United Nations, the European Union

remains committed to mitigate global warming by reducing greenhouse gas emissions,

having acknowledged “that climate change has direct and indirect implications for

international security and stability”10. The EU’s commitment to address the destabilising

effects and risks of climate change was reiterated at the high-level event on climate and

security that was held on 22 June 2018 in Brussels at the initiative of EU High

Representative for Foreign and Security Policy Federica Mogherini.

For the purpose of modelling climate change in GCRI as a conflict risk variable, we chose

to use drought as one consequence of climate change that contributes to violent conflict

(von Uexkull et al., 2016), because of its slow-burning, long-term damaging effect,

especially for states whose economy depends on agricultural production, or where other

structural constraints exist (e.g. ethnic segregation)11.

2.2.1. Description

Drought is a slow-burning climate phenomenon. It originates from a deficit in precipitation

over a prolonged period of time or from the inadequate timing or ineffectiveness of

precipitation, often combined with high temperatures and increased water demand (Carrao

et al., 2014). To model drought, we use a multi-scalar drought index (SPEI) based on

climate data (see 2.2.2).

Drought is a complex phenomenon that can occur everywhere and might affect directly or

indirectly many social and economic sectors, such as agriculture. As rainfall varies

significantly among different regions, the importance and impact of droughts may differ

locally. The likelihood of impacts of a certain event depends on the quantity of assets

exposed and their coping capacity (irrigation, fertilizer consumption, etc.). An indicator

based on the exposed crop areas (and possibly extended to grazelands) to droughts might

9 Shared Vision, Common Action: A Stronger Europe. A Global Strategy for the European

Union’s Foreign And Security Policy. June 2016.

10 Council of the European Union (2018), Council Conclusions on Climate Diplomacy, 26

February 2018, available at: http://data.consilium.europa.eu/doc/document/ST-6125-

2018-INIT/en/pdf.

11JRC is grateful for the insights shared by Prof. Nina von Uexkull (Uppsala University) on this point.

Page 15: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

13

help capturing the potential of conflicts that could be triggered by water allocation permits,

rural labour instability and ultimately food security.

2.2.1.1. Bibliography review

Researchers (Kelley et al. 2015) have provided evidence that the severe drought of 2007-

2010 contributed to the Syrian Conflict that followed. The Potsdam Institute for Climate

Impact Research in Germany carried out a statistical analysis of the outbreak of armed

conflicts and climate-related natural disasters between 1980 and 2010. Their findings

suggest that war should be added to the usual list of problems likely to be caused by global

warming, such as crop failures, water shortages and floods. It has been years since

environmentalists have first warned that the rise of temperatures over the next century

could result in large areas of the planet becoming uninhabitable, forcing millions of people

to migrate elsewhere and significantly increase the risk of conflicts breaking out.

Significant contributions in the literature on the climate-conflict nexus (Homer-Dixon,

1991 and 1999), (Barnett and Adger, 2007), (Baechler, 1999), (Devitt and Tol, 2012),

(Raleigh and Urdal, 2007) and more recently (Kahl, 2016), underline climate as an

emerging conflict driver globally.

According to Naumann (2018) droughts are known to affect wide areas and a large number

of people over long periods. Droughts can impact on population’s health and safety, can

cause conflicts between people when water restrictions are in place and may also trigger

unwanted migrations. Furthermore, other studies based on empirical data evaluated

linkages between the accumulation period of drought indicators and impact on various

sectors (Sepulcre-Cantó et al., 2012, Trambauer et al., 2014, Naumann et al., 2015,

Bachmair et al., 2016, Blauhut et al., 2016).

2.2.2. GCRI Integration

Drought impacts certain land cover categories more than others, especially those devoted

to rainfed agriculture. Therefore, for the implementation of a Climate Change variable that

covers the effect of drought we need two different types of data: One would detect

decreased precipitation with increased evaporation conditions with a high spatial resolution

and the other would provide information on whether or not a certain region is used for

agriculture.

Page 16: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

14

For the implementation of the drought indicator in the GCRI two datasets are used. The

first dataset is the Standardised Precipitation-Evapotranspiration Index (SPEI). By using

this index, it is possible to register the effects of temperature variability and temperature

extremes beyond the context of global warming (SPEI; Vicente-Serrano et al., 2010). The

dataset takes into account effects of precipitation and evaporation and standardizes the

drought effects to a scale with mean 0 and standard deviation 1. The SPEI values range

from -3 to 3, where negative values translate to low precipitation/ high evapotranspiration.

It provides a spatial resolution of 0.5 degrees12 and a time resolution that goes from

monthly to yearly. For the GCRI we use the SPEI12 (see Figure 2), which aggregates the

weather conditions only for one month and therefore has a high time resolution. Indices

like the SPEI6 or SPEI3, which aggregate the data over longer periods of time are good

indicators to measure for example rise and fall of groundwater levels. Blauhut et al.,

(2016) shows that the SPEI for a 12-month accumulation period performs best at

predicting the impact of climate events across different sectors and regions in Europe.

Figure 4 - SPEI Global Drought Monitor

Source: http://spei.csic.es/map/maps.html#months=1#month=3#year=2018

12 This results in 259,200 spatial observation points worldwide.

Page 17: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

15

Since the GCRI is only interested in the occurrence of drought, the dataset is truncated so

that only the negative values from 0 to -3 are considered.

Figure 5 - SPEI

Source: http://spei.csic.es/

The second dataset is the “Global agricultural lands in the year 2000”, which is a data

collection that represents the proportion of land area used as cropland in the year 2000

(Ramankutty et al. 2008). Satellite data from MODIS13 and SPOT-VEGETATION14 were

combined with agricultural inventory data to create the agricultural layer. The next step

consists in analysing the impact of dry weather conditions on agricultural areas,

intersecting the SPEI12 with the crop layer. If a certain geographical area is used as

cropland, the drought data is used. On the different case, the information on drought is

dropped and set to 0 (no drought)15. After having identified the areas of interest, an

average per year per country is calculated, then rescaled from 0 (no drought) to 10

(drought).

13 https://modis.gsfc.nasa.gov/

14 http://www.vgt.vito.be/

15 The focus is on the impact of drought in those regions that are relevant to food

production.

Page 18: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

16

Table 3 – Temporal data availability for the GCRI drought variable per year

Figure 6 – Geographical data availability for the GCRI drought variable

2.3. Food security (new)

The final report of the 1996 World Food Summit states that food security "exists when all

people, at all times, have physical and economic access to sufficient, safe and nutritious

food to meet their dietary needs and food preferences for an active and healthy” (Patel

2013, and Rome Declaration available at:

http://www.fao.org/docrep/003/w3548e/w3548e00.htm).

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

19

89

19

90

19

91

19

92

19

93

19

94

19

95

19

96

19

97

19

98

19

99

20

00

20

01

20

02

20

03

20

04

20

05

20

06

20

07

20

08

20

09

20

10

20

11

20

12

20

13

20

14

20

15

20

16

20

17

DROUGHT

Page 19: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

17

2.3.1. Description

Food security is one of the 24 already existing GCRI indicators; in the GCRI it used to be

composed of four different indices (Diet, Price Level, Nourishment, and Volatility) all

provided by the FAO (Halkia et at. 2017). However, FAO has stopped producing two of the

four indicators, namely Price Level and Volatility. Currently the FAO is “reviewing

underlying methodologies and data to produce these series”16 and price and volatility data

cannot be expected to be published again soon. These circumstances obliged us to exploit

alternative ways to model the food security concept.

2.3.1.1. Bibliography review

In conflict literature it is widely agreed that food prices may be a causal factor of internal

conflicts, since an increase of the price level is likely to result in social unrest ranging from

riots to a civil war. For example, Bellemare’s (2015) research results show that food prices

indeed cause social agitation, a finding also confirmed by Arezki and Bruckner’s study

(2011). The latter was conducted back in 2011 using annual food price data and

demonstrated that an increase in food prices affects political stability in low income

countries and causes intrastate conflicts, a phenomenon not observed in high income

countries. Moreover Goldstone (1982) stresses that the changing effect of food prices on

social unrest is especially high, when combined with high unemployment.

Even though literature is concord on which effect food prices have on conflicts, food price

volatility must be addressed as a separate issue. In fact the link between price volatility

and internal conflict is not that straight forward, and scientific evidence points to a

completely different direction than the one for price level.

First of all, food price volatility has been decreased since 1970s, as Barrett and Bellemare

(2011) have demonstrated (see also Jacks et al. 2011, Gilbert and Morgan 2010). In

addition, economic research has shown that consumers are less affected by volatility than

by food prices themselves, since volatile prices can often be smoothed by consumption of

different goods.

Second, Bellemere (2013) found in a statistical analysis of the FAO data set that volatility

either reduces social unrest or has at best no effect at all. On the other hand, Jacks et al

(2011), in their study concerning Sub-Saharan Africa, argue that the casual relation works

in the exact opposite way, presenting that conflicts increase food price volatility and not

vice versa (see also IMF and UNCTAD 2011, p. 58).

16 Mail received from “Food Security Statistics-FAO” on February, 13th 2018.

Page 20: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

18

Note that there is some ambiguity about the expression “Food Price Volatility” in the

literature. For the GCRI we define price volatility as frequent change in the prices, usually

measured using standard deviation.

As a conclusion, the food price volatility variable can better be replaced by a variable

measuring for example change rate in food price.

2.3.2. GCRI Integration

2.3.2.1. Construction of the Food Security 4 indicators (2

reconstructed)

As explained above, this year we had to replace both the Price Level and the Volatility

datasets. The food price dataset was built using an overall food price level and then

adjusting this data over the years addressing also the changes in food prices. Hence, if

the food price doubles within a year, and the overall price level doubles, the food price

level is considered to remain constant. Furthermore, it is normalized so that all food prices

are relative to the one of the United States, which has a constant level of 1. The food price

volatility variable was built so to measure the average standard deviation in food prices.

For each month of the year the standard deviation is computed from its previous 8 months.

Then the average of all monthly standard deviations is taken to get an annual value for

food price volatility.

The first approach we decided to adopt, to an alternative modelling way, was based on

the experts’ advices received in May 2017 during the 3rd GCRI workshop. The experts’

group had suggested to integrate into the model international food prices, because

“international and domestic prices are not necessary identical and have different impacts

on different parts of the population” (Halkia et al, 2017). However, even in cooperation

with the FAO it was not possible to find data suitable for the purpose of the GCRI.

As a consequence of not finding satisfactory replacement data and of having conflicting

technical arguments in view, we decided to concentrate our efforts in finding only domestic

price dataset. Our decision to exclude international food prices was reinforced by studies

shown that the former do not have any economic impact on countries like Ethiopia, Yemen,

Somalia that are not integrated in the global economy (Alemu et al., 2008).

We first analysed the Global Information and Early Warning System (GIEWS), which

actually provides data both on domestic price (DP) and international ones (IP). However

even in this case some difficulties were present. After analysing the DP dataset, it appeared

Page 21: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

19

evident that the data were available only for 90 countries, and that the data coverage

differed quite a lot from country to country (e.g. the starting date for one country could

be the 1990 but for one other the 2013). An additional problem was that the data were

disaggregated by type of commodity and market, which imposes a decision on how to

aggregate them. Analysing the IP dataset we realized that: the data availability was quite

small, less than 20 countries; that the frequency was monthly, and that the coverage

presented the same problem as for the DP.

As a consequence we discarded the idea of using this data and we searched for an

alternative dataset.

The FAO has other freely available data17, which consists of monthly data for food price

level and overall price level. Since our original aim was to maintain comparability with the

previous GCRI versions, we tried to reconstruct the FAO Food Price Index as well as Food

Price Volatility data from the raw price data. Rest assured, the reconstruction method is

meant to be applied only to 2015, 2016 and 2017, meaning, to those years that had

missing data in the original FAO dataset.

The first step to reconstruct the original food price variable was done using the following

ratio for each country:

𝐹1 =𝐹𝑜𝑜𝑑 𝑃𝑟𝑖𝑐𝑒𝐿𝑒𝑣𝑒𝑙

𝑂𝑣𝑒𝑟𝑎𝑙𝑙 𝑃𝑟𝑖𝑐𝑒 𝐿𝑒𝑣𝑒𝑙

Then, as second step, 𝐹1 is standardized to the United States price level for every year:

𝐹2 =𝐹1

𝐹𝑈𝑆𝐴

The third step is to use a linear regression to transform F2, country by country, into the

scale used by the FAO:

𝐹𝑂𝑂𝐷 = 𝛽0 + 𝛽1 ∗ 𝐹2

The performance of this method is good and manages to reconstruct the FAO food price

index very well for 130 out of the 146 countries covered by the original FAO Food Price

Index (𝑅2 > 0.87). For some countries there was no or too little data available to estimate

the transformation coefficients 𝛽0 and 𝛽1. Using this method it is possible to maintain

backwards comparability of the GCRI to a very high degree.

17 http://www.fao.org/faostat/en/#data/CP,

Page 22: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

20

We also tried to reconstruct the Volatility Variable following the same procedure as for the

Price level index. The reconstruction of the volatility variable took the above computed

standardized ratio 𝐹2 as basis (monthly data). For every month of each calendar year we

computed the variation coefficient from the previous 8 months. Then, the average of all

variation coefficients of the year was taken. Hence, for every year we got 12 values for

the variation coefficient, over which we took the mean to compute the overall food price

volatility value. Again, we used a linear regression to fit our scale to the one used by the

FAO for their food price volatility index. The performance of this method was significantly

lower than for the food price index. We could reconstruct the volatility index for 124

countries and get an average goodness of fit of 𝑅2 ≈ 0.47. Although, the value of 𝑅2 is not

as high as it is for the food price (0.87), the utilisation of up-to-date data is still a better

approximation compared to data imputation of constant values. The latter would reduce

the performance of the model.

In May 2017 we received two more recommendations by the GCRI panel of experts: a) to

drop the hunger and nourishment-related indicators because “hunger do not present

strong linkages with risk of conflict, as opposed to food prices changes. […] there is also

little evidence to suggest that undernourishment is an important explanation for current

armed conflicts.” (Halkia et al. 2017); and b) to consider if the country is dependent either

on food import or on food export. On the FAO website is possible to find such data, however

with a time series that ends in 2013.

Even though we reconstructed the two indicators, we also built a new food security variable

to take into consideration current data availability as well as expert and literature opinion.

Having a composite variable is not an ideal approach. The weighting of variables in a

composite variable is set exogenously instead of computing it inside the GCRI model. This

can weaken the variable and in extreme cases it might even lose all of its explanatory

power. Moreover, reconstructing the missing FAO datasets from raw price data is a short

term solution only meant to ensure comparability of the GCRI with its previous versions.

Hence, we aim at replacing the current composite variable with a variable focusing, at the

moment, purely on food price changes, as the one that follows.

The new variable uses the same data source as the one used to rebuilding the FAO Food

Price Index. Hence, both data on food price level and overall price level were available.

We computed the relative change of this ratio to the previous year, creating in this way

the new index for each country:

𝐹𝑂𝑂𝐷𝑁𝐸𝑊(𝑌𝐸𝐴𝑅) = 𝐹1(𝑌𝐸𝐴𝑅)

𝐹1(𝑌𝐸𝐴𝑅 − 1)

Data availability for the new variable is comparably good. For many countries we can

impute older values using a linear transformation of the previous FAO Food Price Index as

Page 23: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

21

described above. Furthermore, data availability and consistency in the future is secured

since we rely on basic data not an index published by a third party.

Table 4 - Temporal data availability for the FAO Diet variable per year

Figure 7 – Geographical data availability for the FAO Diet variable

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

19

89

19

90

19

91

19

92

19

93

19

94

19

95

19

96

19

97

19

98

19

99

20

00

20

01

20

02

20

03

20

04

20

05

20

06

20

07

20

08

20

09

20

10

20

11

20

12

20

13

20

14

20

15

20

16

20

17

DIET

Page 24: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

22

Table 5 - Temporal data availability for the FAO Nourishment variable per year

Figure 8 – Geographical data availability for the FAO Nourishment variable

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

19

89

19

90

19

91

19

92

19

93

19

94

19

95

19

96

19

97

19

98

19

99

20

00

20

01

20

02

20

03

20

04

20

05

20

06

20

07

20

08

20

09

20

10

20

11

20

12

20

13

20

14

20

15

20

16

20

17

NOURISHMENT

Page 25: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

23

Table 6 - Temporal data availability for the FAO Price Level variable per year

Figure 9 – Geographical data availability for the FAO Price Level variable

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

19

89

19

90

19

91

19

92

19

93

19

94

19

95

19

96

19

97

19

98

19

99

20

00

20

01

20

02

20

03

20

04

20

05

20

06

20

07

20

08

20

09

20

10

20

11

20

12

20

13

20

14

20

15

20

16

20

17

PRICE LEVEL

Page 26: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

24

Table 7 - Temporal data availability for the FAO Volatility variable per year

Figure 10 – Geographical data availability for the FAO Volatility variable

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

19

89

19

90

19

91

19

92

19

93

19

94

19

95

19

96

19

97

19

98

19

99

20

00

20

01

20

02

20

03

20

04

20

05

20

06

20

07

20

08

20

09

20

10

20

11

20

12

20

13

20

14

20

15

20

16

20

17

VOLATILITY

Page 27: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

25

2.4.2.2 Metrics and validation process

For scientific purposes and completeness of the work, we checked how strong the impact

on the model of a food indicator composed only by Diet and Nourishment would be.

Therefore we computed first the metrics for 2017 using the former GCRI 2418 (Table 8),

then for 2017 using an adaptation of the former GCRI19 (Table 9).

Table 8 - 4 food indicators

FOOD 4 INDICATORS

METRICS_VC_NP METRICS_VC_SN METRICS_HVC_NP METRICS_HVC_SN

MSE 25.09 22.78 60.66 65.37

RMSE 5.01 4.77 7.79 8.08

Sensitivity or TPR 0.96 0.93 1 1

Specificity or TNR 0.49 0.4 0.39 0

Precision or PPV 0.26 0.33 0.12 0.09

NPV 0.98 0.94 1 -

fall-out or FPR 0.5 0.59 0.6 1

FNR 0.04 0.07 0 0

accuracy 0.57 0.53 0.44 0.091

Table 9 - 2 food indicators

FOOD 2 INDICATORS

METRICS_VC_NP METRICS_VC_SN METRICS_HVC_NP METRICS_HVC_SN

MSE 25.1 22.8 60.04 65.3

RMSE 5.01 4.77 7.77 8.08

Sensitivity or TPR 0.962 0.934 0.991 1

Specificity or TNR 0.496 0.404 0.391 0

Precision or PPV 0.262 0.335 0.128 0.09

NPV 0.986 0.95 0.998 -

fall-out or FPR 0.504 0.596 0.609 1

FNR 0.377 0.065 0.008 0

accuracy 0.569 0.533 0.441 0.091

As clearly visible, the changes on the accuracy, sensitivity, and specificity of the models

are minimal, if not inexistent. These two tests, that have been done using the same input

18 Former GCRI 24=23 indicators plus food security composed as Price Level, Volatility,

Diet, and Nourishment.

19 Former GCRI 24 adapted=23 indicators plus food security composed as Diet and

Nourishment.

Page 28: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

26

but different methodology for calculating the FOOD, demonstrate that the controlled

redefinition of the FOOD variable has no impact on the forward-looking capacity of the

GCRI models. The impact of food security on GCRI may be limited, however, as an integral

part to conflict risk theory (see paragraph 2.3.1.1), given the extensive literature providing

evidence of the contribution of food insecurity to conflict risk, food security remains a GCRI

variable.

2.4.2.3 Anomaly Hotspot of Agricultural Production (ASAP)

Besides price level and volatility, a third study was undertaken on an additional indicator;

choosing to evaluate the effect of decreased precipitation with increased evaporation

conditions on agricultural production. JRC experts, consulted on the topic, confirmed that

drought has a high impact on food productivity, even though these phenomena are less

destructive than before. Technology has helped countries to progress and implement

measures to fight against floods, hurricane, drought etc., becoming in this way more

resilient to natural disasters. Nevertheless, agricultural drought, with its negative effects

on agricultural production, is still one of the main causes of food insecurity. With the

continuously increasing demand for agricultural production in order to satisfy the food

needs and dietary preferences of an increasing world population, drought is one of the

climate events with the highest potential of negative impact on food availability and

societal development (see Figure 11). Droughts aggravate the competition and conflicts

for natural resources in those areas where water is already a limiting factor for agriculture,

pastoralism and human health. Climate change may further deteriorate this picture by

increasing drought frequency. In 2017 persistent drought played a major role, causing

consecutively poor harvests in countries already facing high food insecurity such as Kenya,

Somalia and Uganda, and in southern Africa (FSIN, 2018). Therefore monitoring crop and

rangeland conditions are highly relevant for early warning and response planning in food

insecure areas of the world. On one side satellite remote sensing makes available

information on vegetation status in such areas where ground data are scattered, non-

homogenous, or frequently unavailable. On the other hand rainfall estimates provide an

outlook of the drivers of vegetation growth.

Page 29: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

27

Figure 11 - Climate shocks in 2017

Source: Food Security Information Network.

http://www.fsincop.net/fileadmin/user_upload/fsin/docs/global_report/2018/GRFC_2018_Full_rep

ort_EN_Low_resolution.pdf

“ASAP is an online decision support system for early warning about hotspots of agricultural

production anomaly (crop and rangeland), developed by the JRC for food security crises

prevention and response planning anticipation”20. It provides information on agricultural

production, signalling which countries are suffering of difficult condition, through warning

of critical issue (see Figure 12). The system classifies each sub-national administrative

unit (Gaul 1 level, i.e. first sub-national level) into five possible warning levels, ranging

from “none” to level 4. This classification is based on an automatic standard analysis,

carried on during crop growing season. The assumption that drives the analysis is that

rainfall estimates, and remotely sensed biophysical status of the vegetation are two

indicators closely linked to biomass development and thus, to crop yield and rangeland

production.

20 European Commission, EU science HUB, About ASAP, available at:

https://mars.jrc.ec.europa.eu/asap/asap-info.php

Page 30: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

28

Figure 12 - ASAP

Source: https://mars.jrc.ec.europa.eu/asap/map.php

More specifically the classification system is built on: two rainfall-based indicators (the

Standardized Precipitation Index computed at 1 and 3-month scale), one biophysical

indicator (the anomaly of the cumulative Normalized Difference Vegetation Index from the

start of the growing season), and the timing during the growing cycle at which the anomaly

occurs.

Every ten days, ASAP verifies if a level of 0, 1, 2, 3, or 4 is registered, for each country

whose crop season is currently active. Then at the end of every year, it sums the

occurrences that have values equal to 2, 3, or 4 in order to get the total amount of decades

that had relevant warnings. For each country, the number of decades is divided for the

duration of the growing season, so to get the percentage of time with more than 25% of

crop area in distress. These values are then rescaled before GCRI integration.

Page 31: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

29

Table 10 - Data availability per year

Figure 13 - Data availability per country for ASAP

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

19

89

19

90

19

91

19

92

19

93

19

94

19

95

19

96

19

97

19

98

19

99

20

00

20

01

20

02

20

03

20

04

20

05

20

06

20

07

20

08

20

09

20

10

20

11

20

12

20

13

20

14

20

15

20

16

20

17

ASAP

Page 32: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

30

3. Discussion

This technical report investigated the integration of new variables into the GCRI, namely

the Internally Displaced Persons (IDPs) and climate change. In addition, as FAO, a GCRI

input data provider, has stopped data publication for two indicators (Price Level and

Volatility) that were used for constructing the ‘Food Security’ variable in the GCRI model,

a new approach was devised in order to reconstruct them.

Due to data availability, the implementation of the IDPs variable in the GCRI is not

currently feasible as the latter employs linear regression techniques. Nevertheless, the

dataset provided by the IDMC could be valuable using artificial intelligence and machine

learning −methods that the JRC is considering to put in practice.

Integrating climate change into the GCRI using drought as a proxy variable is very

important and may improve the accuracy of the GCRI model taking into consideration

recent research that provides evidence on the contribution of the severe drought of 2007-

2010 to the Syrian Conflict (Kelley et al. 2015).

Despite the limitations of the new method devised to reconstruct the two missing

indicators from FAO, the utilisation of up-to-date data for price level and volatility is a

better approximation compared to imputed data.

4. Conclusion

In the context of continued development and optimization of methods for conflict risk

modelling, also following the GCRI experts’ group recommendations, we investigated the

potential of internal displacement and climate variability indicators in the GCRI. Migration

data availability is not suitable for immediate integration in the GCRI regression model,

nevertheless, it will be possible to exploit the potential of IDP data with the advent of new

GCRI modelling developments. However, the next GCRI release will include the 25th

variable of climate, whose implementation will be detailed in a dedicated report. Finally,

food security, although of limited impact to the GCRI continues to be considered as a key

variable for conflict risk modelling.

Page 33: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

31

Table 11 - Summary of the new variables to be integrated in the GCRI.

Indicator Source Name of dataset Years covered URL

Internally Displaced People Word Bank Total displaced

New displacement 2009-2016

https://data.worldbank.org/indicator/VC.IDP.TOCV

https://data.worldbank.org/indicator/VC.IDP.NWCV

Drought Standardised Precipitation-

Evapotranspiration Index (SPEI) SPEI12 1901-2015 http://digital.csic.es/handle/10261/153475

Food Security

(Former)

Food and Agriculture

Organization (FAO)

Domestic food price index 2000-2014

http://www.fao.org/fileadmin/templates/ess/foodsecurity/ Food_Security_Indicators.xlsx (release: 16 December 2016)

Domestic food price volatility 2000-2014

Prevalence of Undernourishment 1990-92 2014-16

Average dietary energy supply

adequacy 1990-92 2014-16

Food Security

2 indicators

Food and Agriculture

Organization (FAO)

Prevalence of Undernourishment 1999-01 2014-16 http://www.fao.org/fileadmin/templates/ess/foodsecurity/ Food_Security_Indicators.xlsx (release: 15 September 2017) Average dietary energy supply

adequacy 1999-01 2014-16

Food Security

4 indicators

(2 reconstructed)

Food and Agriculture

Organization (FAO)

Domestic food price index

(reconstructed) 1990-2017

http://www.fao.org/economic/ess/ess-fs/ess-fadata/en/ http://www.fao.org/faostat/en/#data/CP Domestic food price volatility

(reconstructed) 1990-2017

Prevalence of Undernourishment 1999-01 2014-16 http://www.fao.org/fileadmin/templates/ess/foodsecurity/ Food_Security_Indicators.xlsx (release: 15 September 2017) Average dietary energy supply

adequacy 1999-01 2014-16

Food Security

(ASAP)

Anomaly Hotspots of Agricultural

Production ASAP 2004-2017 https://mars.jrc.ec.europa.eu/asap/

Page 34: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

32

4. References

Abouharb, M. R., Aaronson, S. A., Gaines, N. S. Citizens Always Respond To Repression:

Repression Types And Their Consequences For Non-Violent And Violent Civil Conflict.

London, University College London.

Achvarina, V., Reich, S.F. (2006). No place to Hide: Refugees, Displaced Persons and

Recruitment of Child Soldiers. International Security, 31(1), pp. 127-164.

Alemu, D., Ayele, G., Behute, B., Beyone, Y., Dewana, R., Fekadu, B., Vargas, Hill, R.,

Minot, N., Rashid, S., Taffesse, A., Tefera, N. (2012). Cereals Availability Study in Ethiopia.

Luxembourg: Publications Office of the European Union, doi:10.2788/14890.

Araya Y. (2013) Forced migration: states of fragility. Available at

https://www.files.ethz.ch/isn/165178/fmr43full.pdf

Aspa, J.M. Royo. (2011). The economic relationship of armed groups with displaced

population. Forced migration review, pp. 17-18.

Bachmair, S., Svensson, C., Hannaford, J., Barker, L. J., Stahl, K. (2016). A quantitative

analysis to objectively appraise drought indicators and model drought impacts. Hydrol.

Earth Syst. Sci., 20, 2589-2609, doi:10.5194/hess-20-2589-2016.

Baechler, Günther (1999). Violence through Environmental Discrimination. Dordrecht,

Netherlands: Kluwer Academic.

Barkey, H.J., Graham, E. (1997). Turkey's Kurdish Question: Critical Turning Points and

Missed Opportunities. Middle East Journal, 51(1), pp. 59-79.

Barnett, Jon, W. Neil Adger (2007), Climate change, human security and violent conflict.

Political Geography 26(6):639-655.

Blauhut, V., Stahl, K., Stagge, J. H., Tallaksen, L. M., De Stefano, L., Vogt, J. (2016).

Estimating drought risk across Europe from reported drought impacts, drought indices,

and vulnerability factors. Hydrol. Earth Syst. Sci., 20, 2779-2800, doi:10.5194/hess-20-

2779-2016

Bora, S., Ceccacci, I., Delgado, C., Townsend, R. (2010). Food security and Conflict. World

Bank: World Development Report 2011.

Buhaug, H. (2006). Relative Capability and Rebel Objective in Civil War. Journal of Peace

Research, 43, pp. 691-708.

Page 35: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

33

Buhaug, H., Benjaminsen, T.A., Sjaastad, E., Theisen, O.M. (2015). Climate variability,

food production shocks, and violent conflict in SSA. Environmental Research Letters

10(12):125015.

Carrao, H., Singleton, A., Naumann, G., Barbosa, P., Vogt, J. (2014). An Optimized System

for the Classification of Meteorological Drought Intensity with Applications in frequency

Analysis. Journal of Applied Meteorology and Climatology, 53, pp. 1943-1960.

Carrão, H., G, Naumann, P, Barbosa. (2016). Mapping global patterns of drought risk: an

empirical framework based on sub-national estimates of hazard, exposure and

vulnerability. Global and Environmental Change, 39, pp. 108-124.

Collier, P., Hoeffler, A. (2004). Greed and Grievance in Civil War. Oxford Economic Papers,

56(4), pp. 563-I595.

Council of the European Union (2018), Council Conclusions on Climate Diplomacy, 26

February 2018. Available at: http://data.consilium.europa.eu/doc/document/ST-6125-

2018-INIT/en/pdf.

De Groeve, T., Hachemer, P., Vernaccini, L. (2014). The Global Conflict Risk Index (GCRI)

A Quantitative Model, Concept and Methodology. EUR 26880 EN; doi:10.2788/184.

Devitt C., Tol, R. SJ. (2012). Civil war, climate change, and development: A scenario study

for sub-Saharan Africa, Journal of Peace Research, Vol. 49, No. 1, Special Issue: Climate

Change and Conflict, pp. 129-145.

FAO, UN. (1996). Rome Declaration on Food Security and World Food Summit Plan of

Action.

FAO, UN. (2003). Trade Reforms and Food Security: Conceptualizing the Linkages.

Fjelde, H. (2015). Farming or fighting? Agricultural price shocks and civil war in Africa.

World Development, 67, pp. 525–534.

Fox, J. (2004). The rise of religious nationalism and conflict: Ethnic conflict and

revolutionary wars, 1945-2001. 6th ed. Journal of Peace Research 41, pp. 715-731.

FSIN. (2018). Available at:

http://www.fsincop.net/fileadmin/user_upload/fsin/docs/global_report/2018/GRFC_2018

_Full_report_EN_Low_resolution.pdf

Gurr, T. R. (1970). Why Men Rebel. Princeton, Princeton University Press.

Halkia, S., Joubert-Boitat I., Saporiti, F. (2017). 3rd Workshop on the EU Global Conflict

Risk Index. JRC109042

Halkia, S., Ferri S., Joubert-Boitat I., Saporiti, F. (2017). Conflict Risk Indicators:

Significance and Data Management in GCRI. EUR 28860 EN; doi:10.2760/44005

Page 36: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

34

Halkia, S., Ferri, S., Joubert-Boitat, I., Saporiti, F. (2017). The Global Conflict Risk Index

(GCRI) Regression model: data ingestion, processing, and output methods. EUR 29046

EN, doi:10.2760/303651.

Hegre, H., Sambanis, S. (2006). Sensitivity analysis of empirical results on civil war onset.

Journal of Conflict Resolution, pp. 508–535.

Homer-Dixon, Thomas F. (1991). "On the Threshold: Environmental Changes as Causes

of Acute Conflict," International Security, Vol. 16, No. 2, pp. 76-116.

Homer-Dixon, Thomas F. (1999). Environment, Scarcity, and Violence. Princeton, N.J.:

Princeton University Press.

Ibáñez, A.M., Moya, A. (2009). Vulnerability of Victims of Civil Conflicts: Empirical

Evidence for the Displaced Population in Colombia, World Development, 38(4), pp. 647-

663.

IDMC. (2017). Global Report on Internal Displacement. Available at http://www.internal-

displacement.org/global-report/grid2017/pdfs/2017-GRID.pdf

Kahl, C. (2016). States, Scarcity, and Civil Strife in the Developing World. Princeton, N.J.:

Princeton University Press.

Kelley, C. P., Mohtadib S., Canec M.A., Seagerc R., Kushnirc Y. (2015). Climate change in

the Fertile Crescent and implications of the recent Syrian drought. PNAS 112 (11): 3241–

3246.

Lichbach, M. I. (1987). Deterrence or Escalation? The Puzzle of Aggregate Studies of

Repression and Dissent, The Journal of Conflict Resolution, 31(2), pp. 266-297.

Lischer, S. K. (2008). Security and Displacement in Iraq. International Security 33(2), pp.

95-119.

Mason, T. D. (2004). Caught in the Crossfire: Revolutions, Repression, and the Rational

Peasant. New York, Rowman and Littlefield.

Maystadt, J.-F., Trish Tan J.-F., Breisinger C. (2014). Does food security matter for

transition in Arab countries. Food Policy, 46, pp. 106-115.

MEMO/17/1555, available at http://europa.eu/rapid/press-release_MEMO-17-

1555_en.htm

Miguel, E., Satyanath, S., Sergenti, E. (2004). Economic shocks and civil conflict: an

instrumental variables approach. Journal of Political Economy, pp. 725–753.

Muggah, R. (2006). No Refuge: The crisis of refugee militarization in Africa. Zed Books.

Page 37: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

35

Naumann, G., Cammalleri, C., Mentaschi, l., Vogt, J., Feyen, L. (2018). Development of

global damage functions for drought loss estimation. EGU General Assembly 2018, Vienna.

Geophysical Research Abstracts Vol. 20, EGU2018-8534.

Naumann, G., Spinoni, J., Vogt, J. V., Barbosa, P. (2015). Assessment of drought damages

and their uncertainties in Europe. Environmental Research Letters, 10(12), 124013.

Patel, P. (2013). Food sovereignty is next big idea. Financial Times.

Raleigh C., Urdal H. (2007), Climate change, environmental degradation and armed

conflict. Political Geography 26(6): pp. 674—694.

Ramankutty, N., Evan, A. T., Monfreda, C., Foley, J. A. (2008). Farming the planet: 1.

Geographic distribution of global agricultural lands in the year 2000. Global biogeochemical

cycles, 22(1).

Regan, P. M., Henderson E. A. (2002). Democracy, Threats and Political Repression in

Developing Countries: Are Democracies Internally Less Violent?, Third World Quarterly,

23, No. 1, pp. 119-136.

Regan, P. M., Norton, D. (2005). Greed, Grievance and Mobilization in Civil Wars. 3rd ed.

Journal of Conflict Resolution 49, pp. 319-336.

Riera, J., Harper, A. (2007). Iraq: the search for solutions. Forced Migration Review,

University of Oxford.

Schleussner, C.-F., Donges, J. F., Donner, R. V., Schellnhuber, H. J. (2016). Armed-

conflict risks enhanced by climate-related disasters in ethnically fractionalized

countries. PNAS Early Edition, DOI: 10.1073/pnas.16016111133

Sepulcre-Canto G., Horion S., Singleton A., Carrao H., and Vogt, J. (2012). Development

of a Combined Drought Indicator to detect agricultural drought in Europe. Natural Hazards

and Earth System Sciences, 12(11), 3519-3531.

Shared Vision, Common Action: A Stronger Europe. A Global Strategy for the European

Union’s Foreign And Security Policy. June 2016.

Smith, T. G. (2014). Feeding unrest: Disentangling the causal relationship between food

price shocks and sociopolitical conflict in urban Africa, J. Peace Research, 51, pp. 679–

695.

Theisen O.M., Holtermann H., Buhaug H. (Winter 2011/2012). Climate Wars? Assessing

the Claim That Drought Breeds Conflict. International Security, 36, No. 3, pp. 79-106.

Trambauer P., Maskey S., Werner M., Pappenberger F., Van Beek L. P., and Uhlenbrook

S. (2014). Identification and simulation of space–time variability of past hydrological

Page 38: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

36

drought events in the Limpopo River basin, southern Africa. Hydrology and Earth System

Sciences, 18(8), pp. 2925-2942

Vicente-Serrano S. M., Beguería S., López-Moreno J. I., (2010). A multiscalar drought

index sensitive to global warming: The standardized precipitation evapotranspiration

index. J Clim, 23(7), pp. 1696-1718

Von Uexkull N., Croicu M., Fjelde H., Buhaug H. (2016). Civil conflict sensitivity to growing-

season drought. Proc. Nat. Acad. Sci., USA, 113(44):12391–12396.

Wischnathand G., Buhaug H. (2014). Rice or riots: On food production and conflict severity

across India. Political Geography, pp. 6–15.

Page 39: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

37

5. List of figures

Figure 1 - Displacement in 2017.............................................................................. 8

Figure 2 - New Displacement (Data availability per country) ..................................... 10

Figure 3 - Displacement Stock (Data availability per country) ................................... 11

Figure 4 - SPEI Global Drought Monitor .................................................................. 14

Figure 5 - SPEI ................................................................................................... 15

Figure 6 – Geographical data availability for the GCRI drought variable ...................... 16

Figure 7 – Geographical data availability for the FAO Diet variable ............................ 21

Figure 8 – Geographical data availability for the FAO Nourishment variable ................ 22

Figure 9 – Geographical data availability for the FAO Price Level variable ................... 23

Figure 10 – Geographical data availability for the FAO Volatility variable .................... 24

Figure 11 - Climate shocks in 2017 ........................................................................ 27

Figure 12 - ASAP ................................................................................................. 28

Figure 13 - Data availability per country for ASAP ................................................... 29

6. List of tables

Table 1 - New Displacement (Data availability per year) ........................................... 10

Table 2 - Displacement Stock (Data availability per year) ......................................... 11

Table 3 – Temporal data availability for the GCRI drought variable per year ............... 16

Table 4 - Temporal data availability for the FAO Diet variable per year ....................... 21

Table 5 - Temporal data availability for the FAO Nourishment variable per year .......... 22

Table 6 - Temporal data availability for the FAO Price Level variable per year ............. 23

Table 7 - Temporal data availability for the FAO Volatility variable per year ................ 24

Table 8 - 4 food indicators .................................................................................... 25

Table 9 - 2 food indicators .................................................................................... 25

Table 10 - Data availability per year ...................................................................... 29

Table 11 - Summary of the new variables to be integrated in the GCRI. ..................... 31

Page 40: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

38

Page 41: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

39

GETTING IN TOUCH WITH THE EU

In person

All over the European Union there are hundreds of Europe Direct information centres. You can find the address of the centre nearest you at: https://europa.eu/european-union/contact_en

On the phone or by email

Europe Direct is a service that answers your questions about the European Union. You can contact this service:

- by freephone: 00 800 6 7 8 9 10 11 (certain operators may charge for these calls),

- at the following standard number: +32 22999696, or

- by electronic mail via: https://europa.eu/european-union/contact_en

FINDING INFORMATION ABOUT THE EU

Online

Information about the European Union in all the official languages of the EU is available on the Europa website at: https://europa.eu/european-union/index_en

EU publications You can download or order free and priced EU publications from EU Bookshop at:

https://publications.europa.eu/en/publications. Multiple copies of free publications may be obtained by

contacting Europe Direct or your local information centre (see https://europa.eu/european-

union/contact_en).

Page 42: Global Conflict Risk Index: New variables in 2018publications.jrc.ec.europa.eu/repository/bitstream/JRC113181/gcri_te… · Conflict, while the European Union has acknowledged the

40

XX-N

A-X

XXXX

-EN

-N

doi:10.2760/258293

ISBN 978-92-79-97697-1

KJ-N

A-2

9501-E

N-N