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    Chet French

    Manager, Global SafetyAmylin Pharmaceuticals, Inc.November 2007

    Lessons Learned: cGMP Case

    Studies

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    cGMP Case Studies Training SessionAgenda

    Agenda:

    Introduction

    Case #1: IV Bottle Contamination (Abbott Laboratories)

    Case #2: Hemodialysis Filters (Baxter Pharmaceuticals)

    Case #3:Albuterol Inhalers (Schering Plough)

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    21 CFR Parts 210/211cGMPs

    Subparts:A General Provisions

    B Organization and Personnel

    C Buildings and Facilities

    D EquipmentE Control of Components and Drug Product Containers and Closures

    F Production and Process Controls

    G Packaging and Labeling Controls

    H Holding and Distribution

    I Laboratory Controls

    J Records and Reports

    K Returned and Salvaged Drug Products

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    cGMPsRaising the Bar

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    Regulations: Goodor Bad?

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    Regulations: Goodor Bad?Medical Mistakes

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    Regulations: A Goodor Bad?Medical Mistakes

    5% of people admitted to hospitals incur an iatrogenicinfection

    3.3% incur Adverse Event

    56% of Adverse Events are attributable to mistakes.

    Medical mistakes kill 44,000 - 98,000 people annually in U.S.

    Yourchance of being killed by mistake = 1:500 !

    Source: National Institute of Medicine Nov 2000

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    IV Bottle Contamination Case

    CASE #1

    IV Bottle Contamination

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    IV Bottle Contamination CaseBackground

    October 1970March 1, 1971

    150 bacteremias caused byEnterobacter Cloacae

    8 U.S. hospitals

    Commonality ObservedAll used fluids and IV systems manufactured by Abbott Laboratories

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    IV Bottle Contamination CaseBackground

    Enterobacter Cloacae

    Gram-Negative Organism

    A relatively common ICU bug

    Opportunistic pathogen among the vulnerable (i.e.infants and the elderly)

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    Abbott LaboratoriesCompany Background 1970

    A Diversified Company:

    Consumer Goods (Selsun, Murine, Similac) 1960s

    Hospital Products (Monitors, IV Equipment, Drug Testing).

    Cyclamate = 30% of Revenue

    Largest Supplier of IV Fluid in U.S.

    45% Marketshare

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    IV Bottle Contamination CaseIV-Associated Septicemias 1970-1971

    0

    2

    4

    6

    8

    1 3 5 7 9 11 13 15 17 19 21 23

    Hospital A

    Hospital B

    Hospital C

    Week of Onset

    9/26/70

    3/13/71

    1/23/71

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    IV Bottle Contamination CaseAbbott LaboratoriesIV Bottle - New Cap Design 1970

    ElastomerLiner

    Old Design

    Metal Slip Disc

    Glue

    Plastic Disc

    New Design

    Metal Slip Disc

    Red Rubber Disc

    Gilsonite

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    IV Bottle Contamination CaseContamination Intrusion

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    IV Bottle Contamination CaseOutcome

    Contaminated Bottles linked to:

    >434 Infections

    49 Deaths

    Abbott forced to recall 3.5 million bottles of IV fluid

    IV Sales Decrease 84% ($17.9 million to $3 million)

    Abbott redesigns IV bottle seals

    Litigation Ensues

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    IV Bottle Contamination CaseInvestigation Findings and Recommendations

    Abbott Laboratories:

    Facility Cleanup

    Screw Cap Inadequate

    Spun off IV Business

    Hospital Procedures:

    ~24 hr Changeout

    Minimize IV Integrity Breach

    Avoid Disrupting Contents

    Never Replace Cap

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    IV Bottle Contamination CaseApplicable cGMPs

    211.110 Sampling and testing of in-process materials anddrug products.

    (c) In-process materials shall be tested for identity, strength,quality, andpurityas appropriate, and approved or rejected by

    the quality control unit, during the production process, e.g. atcommencement or completion of significant phases or afterstorage for long periods.

    211.113 Control of microbiological contamination

    (b) Appropriate written procedures, designed topreventobjectionable microorganismsin drug products purporting to besterile, shall be established and followed.

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    IV Bottle Contamination CaseSummary

    What went wrong?

    What can we learn?

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    CASE #2

    Hemodialysis Filters

    Hemodialysis Filter Case

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    Hemodialysis Filter CaseTimeline

    August 2001

    Dialysis Patient Deaths - Spain

    Cardiac Arrest; 15 min7 hrs

    21- 35 age range

    Gas bubbles in blood

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    Hemodialysis Filter CaseCommonality Observed

    Althane A, AF, AX dialysis filters

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    Baxter PharmaceuticalsBackground Information - 2001

    Large hospital supply/medical product company

    45,000 employees

    Mfg & Sales in 110 countries

    $ 6.9 Billion in annual revenue

    OEM Manufacturer

    Renal products ~20% of revenue

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    Hemodialysis Filter CaseTimeline (cont.)

    Aug-Sept 2001

    Baxter investigation exonerates filters

    Voluntary LimitedRecall by Baxter

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    Hemodialysis Filter CaseTimeline (cont.)

    Oct 2001

    Croatia 23 Deaths

    Independent investigation exonerates filters

    JMS/Nikkoso Initiate Recall

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    Hemodialysis Filter CaseTimeline (cont.)

    Oct-Nov 2001

    Deaths in Texas & Nebraska

    Worldwide Recall

    Investigation finds root cause

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    HemodialysisFilter CaseManufacturing Process

    PASS

    Filter IntegrityQC Test

    FAIL

    QC

    F

    AIL

    Filter Integrity RetestWith PF-5070

    H2O

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    PF- 5070Chemical Properties

    An Industrial Solvent

    Cooling/heat transfer/cleaning solution for electronic equipment

    Virtually non-toxic

    Fast evaporating

    160 L = fatal dose*

    *Journ al of the American Society of Nephrology Study 2005

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    Dialysis Filter CaseOutcome

    Complete Recall of Althane filters

    85 Confirmed Deaths

    2 plants idled/closedRonneby Sweden

    Miami Lakes, FLA

    500 layoffs

    $150 million allocated to date for damages

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    Hemodialysis Filter CaseSummary

    What went wrong?

    What can we learn?

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    Provent i l Asthma Inhaler Case

    CASE #3

    ProventilAsthma Inhaler Case

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    Schering-PloughCompany Background

    $9.8 Billion Annual Sales

    Areas of Focus:

    Allergy & Respiratory

    Anti-Infection

    Cancer

    Cardiovascular

    Consumer Division:

    Dr. Scholl's , Coppertone , Bain de Soleil

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    Schering-PloughProventil Asthma Inhaler Deaths 1998-2000

    0

    1

    2

    3

    4

    5

    Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4

    Number of Deaths

    1998 1999 2000

    Recall 1 Recall 2

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    Schering-PloughAAC AuditFindings -- Kenilworth, NJ Plant

    Personnel:

    Inordinately high turnover

    Employee Lack of experience/knowledge

    Lack of Accountability

    Systems:

    No Culture of Quality Evident

    No in-process Testing for Active Ingredient

    Outmoded Equipment

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    Schering-PloughPublic Citizens Health Research GroupLetters

    March 1, 2001

    Urges Investigation Regarding Asthma Inhalers KnowinglyShipped w/o Active Ingredient

    August 9, 2001

    Alleges Criminal Intent

    August 15, 2001

    Schering-Plough Rebuttal: Every inhaler involved in a patients

    claim of injury that has been tested by the company has beenshown to date to contain active ingredient.

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    Provent i l Asthma Inhaler CaseOutcome

    Consent Decree $500 MillionFine

    Stock Plummets -- >$10 Billion Market Value Lost

    Reduced Earnings ExpectationsDelayed Product Approval

    CEO, COO Resign

    $50 Million Equipment/Facilities Investment

    3 years Climb to Compliance

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    Provent i l Asthma Inhaler CaseFDA Compliance Inspectional Outcomes

    FDA 483 Form

    EstablishmentInspection Report

    Warning Letter

    Consent Decree

    NOIR

    Regulatory Action

    ContinuedOperation

    NoRegulatory

    Ac

    tion

    Criminal Charges

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    Provent i l Asthma Inhaler CaseApplicable cGMPs

    211.22 Responsibilities of Quality Control Unit

    (a) There shall be a quality control unit that shall have theresponsibility and authority to approveor rejectall components,drug product containers, closures, in process materials,

    packaging material, labeling, and drug products, and the authority

    to review production records to assure that no errors haveoccurred.

    211.110 Sampling and Testing of In-Process Materials andDrug Products

    (c) In-process materials shall be tested for identity, strength,quality, andpurityas appropriate, and approved or rejected bythe quality control unit.

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    How Could This Happen?

    Inertia

    Group Anonym i ty

    Legacy EffectsBureaucracy

    Corpo rate Arrogance

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    What About Amylin?

    What controls do we have in place that would preventthe following?

    Bacterial contamination in our product?

    An apparent innocuous change in raw materialsadversely impacting patient safety?

    Product produced/shipped without active

    ingredient?

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    Why Follow cGMPs?

    Protects the patient

    Protects the company

    Protects our jobs

    Its the law!

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    Some Final Thoughts

    We are empowered with an awesome responsibility --the work we do has the power to healor injurepatients.

    cGMP compliance is our assurance that the work isperformed the right way, each and every time.

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    Q & A

    Questions/Comments

    ?