gordon j quist financial disclosure report for 2009

8/3/2019 Gordon J Quist Financial Disclosure Report for 2009

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F INANCI AL DI S CL OS URE RE P ORTI O ~ S T , C . O m ~ O N ~ .age 2 of 9 o 5 / o 8 / ~ o ~ o

IlL NON-INVESTM ENT INCOM E. a~ ,~ ,o ,n,~ i , ,a~ ,~ ,~ta,a~ ,o~s ,~ ,~ lr-Z4o1 ~i~ t ,~ ,~>A. Filers Non-Investment ~come

NO~ ~o repo~able non-inves~ent income.)DATE SO~CE A~ T~E ~O~(yo~, not s~es)

l, 9118~ ~ES SC~ & CO.-~ D~BR~U~ON-NO~ $! 1,~,~

B. Spouses Non-Inves tmen t Income - If you were marri~l during atry.oortion of the rq~orting year, co~ott~ thi~ sec~~ollar ~l not re~ired ~cept for ~nor~a.)

~ NO~ ~o reportable non-inves~nt income)~ SO~CE A~

I.

I V . R E I M B U R S E M E N T S -~nc]ud~ those to s~e and dependem chil~en; ~ee pp. 25-27 of filing ins~ct~.)

~ NO~ ~o reportable reim~rs~ents.)~ ~ L O C A T I O N P~OSE I T . S P A I D O R P RO V ~ ED

1 ~ U~ted Sm~s Russ ia 6/13/09 to 6~01~ Russia Me t w i ~ R ~s i ~ j ud g e s on T~fion, f~, t~ging and ~eFoun~ f i on ju~ciaI e~ ~d ~at ~p.disciple.2. U~ted S~tes Russ ia 9/8/~ to 9 /9/~ Ch ica go , IL Met wi~ Rmsi~ judges on T~fion, fo~ ~d l~ging.Fo~ d a f i on ju~cial e~cs ~d~sc ip l ine .3.4.5.


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iN~e of ]~ei~ol~ Repo~tlngF I N A N C IA L D I S C L O S U R E R E P O R T] Q U I S T , G O R D O N J .

D a t e o f ReportPage 3 o f 9 o 5 / o 8 / z o ~ o

V . G I F U S . a , c t ~ t h o ~ t o ~ o ~ e a , d d ~ , ,~ t , ~ , ~ d , , , ~ . ~ p ~ Z S - ~ I o ~ .~ ~ ~ , ~ , ~ )NONE (No reportable gifts.)

S O U R C E D]~SCRIPTION VALUE1 .2.3.4,5.

~ NONE ~o reportable liabilities,)C~DITOR DESC~P~ON V~ CODE

I,

2.3.4.5.


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N a m e o f P e r s o n R e p o r t in g I D a t e o f R e p o r tFINANCIAL DISCLOSURE REPOR TPage 4 of 9 Q t l I S T , G O R n O N J . 05/08/2010VII. IN VEST MEN T S an d TRU S TS - ~ . , ~ , , , .

NO~ ~o reportable income, ~se~, or ~sac~o~.)A. ~ B. C. D.~fion of As~ Income d~

01 ( 2 ) 0) ~ (2) d) ( 2 ) (~ (4) ~ ( 5 )ex~t~ompdor~closu~ C ~ e I ~v.,~L C~e2 M~ ~,~, [m~ C~e2[ C~ 1 b~/~

1 , C~SE B~K A In~st J T1 2 . C H A S E B A N K A Interes t J T3. I O H N H A N C O C K L I F E I N S U RA N C E N o n e R c ~ : c m c d 8/i /2009 J D

( W HO L E L IFE)] 4 . N O R T H W E S T M U T U A L L I F E IN S N o n e M T( W HO L E L IFE)5. ! N D EP EN D E N T B A N K A Interes t J T6. B R O K E RA G E A C C T # 2

7. L O O M ! S S A Y L E S B O N D C L 1 N o n e S o l d 1/21/09 J8. A R T I O I N T L E Q U I T Y F D C L N o n e S o l d 01/21/09 J9. S C H ~A B D EP O S IT A C C O U N T A Interes t L T1 0 . R ES P O N S E G E N E T I C S I N C N o n e J T S o l d 10/20/09 J( p a n )~ ~ - B u y 1 / 2 1 / 0 9 J1 2 . G E M O N E Y B A N K N A 3 . 75 % 0 9 C D A Interes t Ma t u re d 07/09/09 KFD IC IN S D UE 7/ 9 /0 91 3 . G E M O N E Y B A N K N A 3 .2 % 0 9 F DI C 1 N 5 A Interes t Ma t u re d 01/09/09 KDUE I/9/091 4 . S EC U R JT Y B &T 3 . 1 5 % 0 9 C D FD IC IN S A Interes t Ma t u re d 01/21/09 JD U E ~/21/091 5 . G E C A P I T A L F i N 2 . 9 % 0 9 C D F DI C I N S A Interes t Ma t u re d 02/13/09 KDUE 2/13/091 6 . W A C H O V I A M R T G E B K 2 . 85 % 0 8 C D A Interes t M a t u r e d 03/30/09 KFD IC IN S D UE 3 / 3 0/ 0 9t 7 . M O R G A N S T A N L E Y 3 . 3 5% 0 9 C D F DI C A Interes t M a t m e d 07108/09INS DUE 7/8/09


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P a g e F I N A N C I A L 5 o f 9 D I S C L O S U R E R E P O R T

~ N O ~ ~o reportable income, ~se~, or tramactiom.)

0) [ ( 2 ) 0) { 2 ) ( ~ ) ( 2 ) O) [ (~) ( S )

1 8 . ~LM~GTON ~ BK 2.6% ~ CD ~ICA Int~sl Ma~ ~7/09 K~S DUE 4~7/091 9 . G~C BA~ ~ NA 3.25% ~ ~ ~]C Int~ Mal~ 8/2~09 K~S DUE 8/28/0920. CO~ BANK NV NA 3.55% 09 ~ ~IC Int~s~ R~emrd ~14/09 K

~S DUE ~26/I 02 1 . CO.ASS BANK NA ] .8% 09 CD ~]CA Int~esl Ma~ 05/20/09~S D~2 2 . ~MB~Y~LA~ CO~ Nonr J T Buy 1 1 / 2 3 / 0 9 [

2 3. TECO ENERGY INC None J T Buy t 1130109 J2 4. U G I CORPORATION NEW None J T Buy 9/23/09 J

25. SCHWAB GNMA FUND INVESTOR A D i v i d e n d Buy 711109 JSHARES2 6. Merged 8!t0/09 J(with line 27)2 7. SCHWAB ONMA FOND SELECT A D i v i d e n d K T Buy 7/20 /09 JSHARES2 8, Buy 814109 J(addl)29 . Buy 9/28/09 J( a dd l )30. Buy 10/7/09 J

( a dd l )31 . SCHWAB PREMIER INCOME FD A D i v i d e n d K T Buy 8/4/09 J32 . Buy 8/31 /09 J33 . Buy 9/18/09 J

( a d d l )34 . THIRD AVENUE FOCUSED CREDIT FD A D i v i d e n d K T Buy 9/8/09 JINV CL

(~e Cokmms B1 ~ D4) F ~,$50,001 - Sl00,000 G =$100,001 - $1,DO0fl00 HI - - - $1,00D,001 - $5,000,000 H 2 ~ More t h a n $5 , 0 0 0 , 0 00


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F I N A N C IA L D I S C L O S U R E R E P O R T N=~e ofPenon R.porfl~g I)it~ erR.peaPage 6 of 9 Q m S T , G O . O N J . 0 5 1 0 8 / 2 0 1 0

~I. I N V ES T M E N T S a n d T R U S T S - ,>~o~, ~, ~ a~t~ thou o:N O N E ~o reportable income, ~se~, or wansactiom.)

A. B. C. D.~pfi~ of Asse~ ~me ~ ~ v~ ~ ~d T~fio~ ~g r~g(~cl~g ~ ~) r~g ~ ofr~g ~~ ( 1) (2 ) (I) (X) ( 1 ) (2) (3) (4) (5 )Place "~)" ~ ~b ~ ] A m ~ t T~ (e .g . , VaI~ V~ T~ (e .g . , ~m VM ~ G~ Id~fi~ of C ~ e I ~v., r~L C ~ e 2 M~ buy, ~H, ~d~ C o d e 2 C ~ e I b~/se~x ~ p t ~ o m p r i o r ~ l ~e t (A - H ) ~1.) ( J - P ) C o d e 3 r~pfion) ( A - ~ ( i f p d v m e

(~ 0-P) ~)3 ~ . (~d~)36. B u y 10/12/09 J(add l )37 . PO~HS DB COMMD~ ~DX N o n e J T B u y 11/17/09 J38. P O W E R S H S D B M U L T I S E C T O R (D B O ) N o n e J T B u y 9/16/09 J39. B E A L B A N K N V N A 1 . 05 % 0 9 C D F DI C A Interes t B u y 1/21/09 KI N S DUE 7/22/0940. Ma t u re d 7/22/09 K41. E AS T V ~ rE S T B A N K . 08 5% 09 CD F D I C A Interes t B u y 1/21/09 " KINS DUE 3/26/0942. Matured 03126109 K

43. N C O M M U N I T Y B A N K . 7 % 09 C D A Interes t B u y 2/17/09 JFD IC IN S D UE 6 / 2 5 /0 944. Matured 06/25/09 J45, C A T H A Y B A N K N A 1 . 2 % 1 0 C D F D IC N o n e J T B u y 3/23/09 JINS DOE 4/6/1046. B E A L B A N K N A . 3 % 09 C D F D1 C I N S A Interes t B u y 8 1 1 0 / 0 9 JDUE 12/16/0947. Matured 12/16109 J

48. B E A L B A N K N A . 6 5 % 1 0 C D F D I C I N S N o n e J T B u y 10/2/09 JDUE 7/7/1049, W I L M I N G T O N T R B K . 4 % l 0 C D F D I C N o n e J T B u y 1 0 / 2 0 1 0 9 JINS DOE 4/30/105 0 . W I L M I N G T O N T R B K . 4% t 0 C D F D I C N o n e J T B u y 1 0 / 2 7 1 0 9 JINS DUE 4/30/10

5 1 . A M ER EX P C EN T B K 1 % 1 1 C D FD IC N o n e J T B u y I 1/17/09I N S D U E 2/ 25/11

1 . I n co me G a i n C o d es : A ~-$1,000 o r |e*s B = $1 ,001 - $2 ,5 00 C = $2 ,5 01 - $5 .000 D = $5 ,001 - $15 ,0~0 E = $1 5 , 0 0 1 - $5 0 . 0 0 0( S e e C o l u m ~ B 1 a n d D 4 ) F - - $ 5 0 , 001 - S 100 , 000 G -$1 0 0 , 0 0 1 - 1 1 , 0 0 0 , 0 0 0 H1 =$1,000,001 - :$5,000,000 H 2 = M ore t h a ~ $5 , 0 0 0 , ~ 0 02 . Va l u e C 0d * J = $1 5 ,000 o r le s s K = $1 5 ,00 t - $5 0 ,0 0 0 L -$5 0,0 01 - $1 00 ,00 0 M *,$10 0,001 - $2 5 0,~00


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F I NANCI AL DI SCL OS URE R E P ORTPage 7 of 9 Q~ST, GOR~N J.

]05 /08~010

VII . INVEST~NT S and TRUSTS - ~ ....N O N E ~0 reportable income, ~sets, or wansac~o~)

A, B. C. D.D ~ p t io n o f A ~ e ~ ~ome d~(~el~g ~ ~s) ~o~ ~ of~g

ex~p, ~ p~o, d~cl~e ~ ~__I div. , ,nt , C ~ , 2 Me~ b,y . ,e l l , m~d~ C~ 2 C~el b~=/seHer~ , A - n )

5 2 . FIRS~E~IT BANK .2% 10 CD ~IC ~S None ~ T Bu y 1 2 1 0 ~ 0 9 JD U E 6 / 1 6 1 1 05 3 . BRO~GE ACCT #1

5 4 . SC~AB ~1 MO~Y ~D 0.E. A Di~d~d J TSCHW~ T~ E~MPT FLED)

5 5 . BRO~GE ACCT #35 6 . SCHWAB DEPOSIT ACCO~ A In t ~e s t J T5 7 . B R O K E RA G E A C C T # 4

5 8 . S C H W A B D E P O S I T A C C O U N T A Interest J T59 , W A C H O V I A B A N K N A 2 . 85 % 0 9 C D A Interest Ma t u re d 3 1 3 0 / 0 9 JFD IC IN S D UE 3 / 3 0/ 0 96 0 . S C % I W A B G N M A F U N D I N VE S T O R A D i v i de n d B u y 7/1/09 JS H A R E S6 1 . Mer ged 8/10/09 J(with line 62)6 2 . S C H W A B G N M A F U N D S EL E C T A Di vi dend J T B ay 10/27/09 JSIL~ES6 3 .


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VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORT slme of Person Reimrtiag ] Date of ReportPage 9 of 9 Q UIST, G ORDON J. 0 5 / 0 8 / 2 0 1 0

IX . CERTIFICATION.I c e r t i fy tha a l l i n f o r ma t i on gi ven abo ve ( i nc l udi ng i n f o r ma t i on pe r ta i n i ng to my s pous e an d mi no r o r dependen t ch i l dren , i f any ) isaccur a te , t r ue , and compl e te to the be s t o f my k nowl edge and be l i e f , and tha t any i n f o r ma t i on no t r epor t ed was wi thhe l d becaus e i t me t app l i cab l e s ta tu to r ypr ov i s i ons pe r mi t t i ng non-di s c l os u r e .I f u r the r c e r t if y tha t ea t -ned i ncome f r om ou t s i de em pl oym ent and hon or a r i a and the accep tance o f g i f ts whi ch have been r epor ted a r e i ncompl i ance wi th the p r o~ s i ons o f 5 U .S .C . app . 501 eL s eq , 5 U .S .C . 7 353 , and J udi c i a l Conf e r ence r egu l a t i ons .

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S L F I E S O R F A I L S T O F I L E T H I S R EP O R T M A Y B E S U B J E C T T O C I V ILA N D C R I I Vf lN A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

gordon j quist financial disclosure report for 2009

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