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19-20 August 2017 Grant writing: optimising the ‘other bits’ of grants Yolande Harley Research methods workshop Mthatha

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Page 1: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

19-20 August 2017

Grant writing: optimising the ‘other bits’ of grants

Yolande Harley Research methods workshop Mthatha

Page 2: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Why write research grants?

•  One of the main ways to fund the science you want to do •  To train scientists •  To develop infrastructural capacity •  To build collaborations •  Successfully obtaining grants improves your scientific CV •  Ultimately, health research grants allow for important research

to tackle the disease burden

“Grantsmanship is the art of acquiring peer-reviewed research funding” Jacob Kraicer

Page 3: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

For some people, the hunt for funding

is disillusioning

Image: The Upturned Microscope, Nik Papageorgiou

Page 4: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

“The charm of fishing is that it is the pursuit of what is elusive but attainable, a perpetual series of

occasions for hope”

John Buchan

grant writing

Page 5: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Overview of talk •  Components of a research proposal •  The grant writing process •  Individual components •  Why do grants not succeed? •  Tips

Page 6: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Components of a research proposal •  Summary •  Research plan •  Budget •  Facilities & resources •  Ethics & regulatory •  Curriculum vitae(s) •  Letter(s) of support •  Funder- or scheme-dependent extras

Supporting documents …the ‘other bits’

Page 7: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Supporting documents

The ‘other bits’, the nuts & bolts,

don’t have to be boring

Page 8: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Grant writing

Image: Eoin O'Sullivan (www.ifm.eng.cam.ac.uk/research/grant-writers-handbook/cartoons/)

You can win a proposal and

you can lose a proposal

Page 9: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

The grant writing process

Identify funding opportunity

•  Identify funding opportunity

Establish internal process & deadlines

•  Establish internal process & deadlines

Request supporting

documentation

•  Request supporting documentation

Compile research proposal & budget

•  Compile research proposal & budget

Submit application •  Submit application

Page 10: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

The grant writing process

Identify funding opportunity

•  See calls advertised by institution (email alerts, website) •  See calls advertised by funders (websites, funding alerts) •  Research Professional Africa is helpful (subscription req’d) •  Establish individual & institutional eligibility •  Pull together your team (think carefully)

* ‘Funding opportunity’ * ‘Request for proposal (RFP)’ * ‘Request for application (RFA)’ * ‘Call’

Page 11: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

The grant writing process

Establish internal process

& deadlines

•  May need faculty/institutional review & approval •  May need institutional submission •  Establish internal submission deadlines, relative

to the funder’s deadline, for institutional review and signoff

Page 12: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Image: Calvin & Hobbes; Bill Watterson

Last-minute panic can be very effective J

But there are reasons not to leave it to the

last minute

Page 13: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

The grant writing process

Request supporting

documentation

•  Budget with justification •  Facilities & resources •  Ethics & regulatory • Curriculum vitaes •  Letters of support

Page 14: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

The grant writing process

Compile research proposal &

budget

•  Get guidelines, read guidelines, follow guidelines •  Draft proposal •  Review proposal with co-applicants •  Develop research budget (in consultation with

relevant people, e.g. finance staff)

Page 15: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

The grant writing process

Submit application

•  Upload all application components to funder’s online system & submit online OR

•  Email full application to funder •  Note: some funders (e.g. Wellcome, NIH)

require institution to submit

Page 16: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Before starting your application… •  Read the application form and guidance notes carefully

•  Anything you’re not sure of - ASK •  Check deadlines (funder & institutional) •  Think about application form questions & who you might need

help from to answer them •  Discuss ideas with colleagues in relevant fields •  If needed, confirm your sponsor’s commitment to hosting you

(& request letter of support early)

Page 17: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Guidelines and formatting •  Get guidelines, read guidelines, follow guidelines EXACTLY •  Complete all relevant sections, in order guidelines request •  Use headings that correspond to guidelines •  Answer the questions •  Adhere EXACTLY to format instructions •  Use clear, concise language

Tip: Look at the review criteria –

they often ‘tell you’ what to say

Image: Eoin O'Sullivan (www.ifm.eng.cam.ac.uk/research/grant-writers-handbook/cartoons/)

Page 18: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Guidelines and formatting

FOLLOW THE INSTRUCTIONS!

Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM

Page 19: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Components of a research proposal •  Summary •  Research plan •  Budget •  Facilities & resources •  Ethics & regulatory •  Curriculum vitae(s) •  Letter(s) of support •  Funder- or scheme-dependent extras

Supporting documents …the ‘other bits’

Page 20: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Summary •  Statement of need/problem •  Aims/objectives •  Brief description of proposed approach •  Expected outputs

Also called an ‘abstract’

Research your funder & focus on their interests

Page 21: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Research plan •  Research plan

•  Introduction/background/statement of need •  Aims/objectives •  Methods •  Timeline •  Milestones/deliverables •  References

Also called ‘strategy’ / ‘approach’

Page 22: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Budget •  What should you budget for?

•  Salaries •  Materials & consumables •  Travel & meetings •  Equipment •  Miscellaneous

•  Direct & indirect costs

Page 23: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Budget •  Key considerations:

•  Adhere to funder’s allowable costs •  Multi-year grant – include annual inflation •  May need to add VAT to costs •  Foreign currency – use conservative exchange rate •  Justify the requested costs in the budget narrative

Page 24: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Facilities & resources •  Broader environment •  Clinical facilities •  Laboratory facilities including equipment •  Office/administrative facilities)

Also called ‘environment’

Page 25: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Ethics & regulatory •  Ethics

•  Protection of human subjects •  Justification for use of vertebrate animals

•  Biosafety •  Regulatory (e.g. provincial approvals, MCC approvals)

Page 26: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Curriculum vitae(s) (CVs) •  Follow funder prescribed format (may have template) •  Ensure your CV is up-to-date •  Request from co-applicants early (often needs revision) •  Check consistency across co-applicant CVs

Also called a ‘biosketch’

Choose your co-applicants strategically

Page 27: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Letter(s) of support •  Who might you need a letter of support (LOS) from?

•  Your institution •  Your sponsor •  Your supervisor •  Co-applicant (individual) •  Co-applicant (institution) •  Health ministry

Also called a ‘letter of

endorsement’

Page 28: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Funder- or scheme-dependent extras •  Data management plan •  Resource sharing plan •  Monitoring & evaluation (M&E) plan •  Sustainability plan •  Pathways to impact •  Training/capacity development •  Equity/diversity •  Public engagement •  Collaborative programmes, centres, consortia:

•  Collaboration plan •  Governance plan •  Management plan

Page 29: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Why do applications not succeed? •  Ineligibility •  Concerns with the project science or methods •  Candidate issues (e.g. lack of suitable publications or

appropriate research experience) •  Sponsor & environment are rarer reasons

Courtesy of the Wellcome Trust

“It happens to everyone, don’t get discouraged! The important thing is to learn the process of applying

for grants as early as possible in your career”

Page 30: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Why do applications not succeed?

“...the work described in this application is over-ambitious, it could not be achieved in the life-time of the investigator.”

“The poor writing, referencing and proof reading of this application significantly detract from its overall quality.”

“...it involves techniques with which the applicant appears to have no prior experience and for which no preliminary data are proposed.”

“I had only one problem with this application, I had no idea what they were trying to do...”

Courtesy of the Wellcome Trust

Page 31: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Tips/reminders •  Start early! •  Ask for help when you need it (after trying first yourself) •  Give advance notice of anything you may need from people •  Answer the funder’s questions •  Get someone else to read your draft proposal •  After writing your first draft, go back and re-read the call then

refine proposal to match what funder is looking for

Page 32: Grant writing: optimising the ‘other bits’ of grants · Image: (C) RA 2011 Russell Payne; RABID.ONEUK.COM . Components of a research proposal • Summary • Research plan •

Thank you and good luck!

[email protected]