Great Lakes Fund SolutionsGreat Lakes Fund Solutions

Web-Based A.I. Fund Admin. Software &Outsourced Back-Office /Transfer Agency Services

• 1982 – Software for Public Funds (DPPs)

• 1999 – Web-based, Front-end User Interface

• 2006 – Expanded to Private Funds (Reg. D)

• 2011 - Mark Lancaster appointed President of Marcal Systems Corp.

• 2012 – Name change to Great Lakes Fund Solutions. REIT, Oil & Gas Product Launch. Web Portal Build.

• 2013 – eSuperior Launch – Software for Self Admin.

A Visionary HistoryA Visionary History

• Application Service Provider creating financial services software for the alternative funds industry.

• eSuperior is our hosted, cloud-based SaaS for the Direct Participation Program industry.

• We customize Back-Office Outsourcing Solutions using the eSuperior system. Options include: sales literature fulfillment, investor serving, mail room, accounting andcall center management.

• We customize eSuperior for clients and integrate the system with other software, includingCRM systems, compliance, due diligence and other software.

GLFSI TodayGLFSI Today

• Mark Lancaster, President - Bank of New York – 14 years- Fortis Prime Fund Solutions - DTCC – Head of AIP Initiative. DPP focus

• Robert McLamore, Chief Operating Officer

• Tom Lamm, Director of IT

• Adam Alesandro, Senior IT and Accounting Consultant

ExperienceExperience

Supported ServicesSupported Services

• Database Management and Reporting: fund, investor, broker and custodian. Commissions. Tax allocations.

• Sales Material Fulfillment: Storage, Assembly, Discount Shipping Rates and Sales Reporting.

• Investor Services: Operations & Call Center.

• Communication Diversity: Diverse Reporting, Mailing, Web Portal, Point-to-Point Data Transfer, FanMail/Vision and DTCC AIP.

• Customized Portal: Investor, Advisor and Sponsor tiered access.

ComplianceCompliance

• PPM Compliance: a second set of eyes

• Investor-Suitability: double-check

• Accredited Investor Credentials Tracking (dev)

• Trade Blotter Generation for B/Ds (dev)

• Blue Sky: state limit tracking & reporting

• AML: processing & reporting

eeSuperior DemonstrationSuperior Demonstration

• Cloud Database – Available anywhere there’s an internet connection. Improved disaster recovery. Vastly superior to spreadsheets.

• Web-based front end facilitates efficient processing from multiple locations.

• Web-based back end improves communication with investors, advisors, selling agents and service providers.

• eSuperior – You can exit the software development business and enjoy reduced costs, robust system capability, universal access, unlimited scalability, exemplary data security and improved disaster recovery.

• Great Lakes Outsourcing – Convert your Fixed Staffing Costs to Variable and Stick to your Core Mission. Adjust the Service Scope as Needed.Investor Services Expertise. Intimate Systems Knowledge. ReduceFulfillment Expense.

BenefitsBenefits