gross front end 12b-1 redemption fund family fund name ...kopernik kopernik global all-cap fund...

Fund Family Fund Name CUSIP Ticker

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Keeley

Keeley Mid Cap Dividend Value Fund

Class A 487300840 KMDVX 4.50 .25 1.38000 SELL ONLY

Keeley

Keeley Mid Cap Dividend Value Fund

Class I 487300832 KMDIX .00 1.13000 SELL ONLY

Keeley

Keeley Small Cap Dividend Value Fund

Class A 487300881 KSDVX 4.50 .25 1.62000 SELL ONLY

Keeley

Keeley Small Cap Dividend Value Fund

Class I 487300873 KSDIX .00 1.37000 SELL ONLY

Keeley

Keeley Small-Mid Cap Value Fund Class

A 487300303 KSMVX 4.50 .25 1.47000 SELL ONLY

Keeley Keeley Small-Mid Cap Value Fund Class I 487300402 KSMIX .00 1.22000 SELL ONLY

Kopernik Kopernik Global All-Cap Fund Class A 00766Y315 KGGAX 5.75 .25 1.29000 SELL ONLY

Kopernik Kopernik Global All-Cap Fund Class I 00766Y299 KGGIX 1.04000 SELL ONLY

Kopernik Kopernik International Fund Class I 00766Y240 KGIIX 1.13000 SELL ONLY

Kopernik

Kopernik International Fund Investor

Class 00766Y257 KGIRX 5.75 .25 1.85000 SELL ONLY

Laudus Funds

Laudus International MarketMasters

Fund? 808509640 SWMIX 1.51000 SELL ONLY

Laudus Funds Laudus U.S. Large Cap Growth Fund 51855Q549 LGILX 0.75000 SELL ONLY

Lazard

Lazard Developing Markets Equity

Portfolio Institutiona Shares 52106N475 LDMIX 1.14000 SELL ONLY

Lazard

Lazard Developing Markets Equity

Portfolio Open Shares 52106N467 LDMOX .25 1.51000 SELL ONLY

Lazard

Lazard Emerging Markets Core Equity

Portfolio Institutional Shares 52106N251 ECEIX 1.18000 SELL ONLY

Lazard


Portfolio Open Shares 52106N244 ECEOX .25 2.00000 SELL ONLY

Lazard


Portfolio R6 Shares 52107V732 RLEOX 7.68000 SELL ONLY

Lazard

Lazard Emerging Markets Debt Portfolio

Institutional Shares 52106N111 LEDIX 0.93000 SELL ONLY

Lazard


Open Shares 52106N129 LEDOX .25 1.62000 SELL ONLY

Lazard


R6 Shares 52107V815 RLEDX 0.94000 SELL ONLY

Revised 16 January 2020

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Lazard

Lazard Emerging Markets Equity

Advantage Portfolio Institutional Shares 52107V450 LEAIX 5.60000 SELL ONLY

Lazard

Lazard Emerging Markets Equity

Advantage Portfolio Open Shares 52107V443 LEAOX .25 8.09000 SELL ONLY

Lazard

Lazard Emerging Markets Equity Blend

Portfolio Institutional Shares 52106N392 EMBIX 1.15000 SELL ONLY

Lazard

Lazard Emerging Markets Equity Blend

Portfolio Open Shares 52106N418 EMBOX .25 1.53000 SELL ONLY

Lazard

Lazard Emerging Markets Equity Portfolio

Institutional Shares 52106N889 LZEMX 1.07000 SELL ONLY

Lazard


Open Shares 52106N764 LZOEX .25 1.32000 SELL ONLY

Lazard


R6 Shares 52107V880 RLEMX 1.07000 SELL ONLY

Lazard

Lazard Enhanced Opportunities Portfolio

Institutional Shares 52107V484 LEOIX 3.87000 SELL ONLY

Lazard

Lazard Enhanced Opportunities Portfolio

Open Shares 52107V476 LEOOX .25 14.57000 SELL ONLY

Lazard

Lazard Equity Franchise Portfolio

Institutional Shares 52107V286 LZFIX 3.42000 SELL ONLY

Lazard

Lazard Equity Franchise Portfolio Open

Shares 52107V278 LZFOX .25 10.17000 SELL ONLY

Lazard

Lazard Global Dynamic Multi-Asset

Portfolio Institutional Shares 52107V351 GDMIX 1.34000 SELL ONLY

Lazard

Lazard Global Dynamic Multi-Asset

Portfolio Open Shares 52107V344

GDMO

X .25 4.20000 SELL ONLY

Lazard

Lazard Global Equity Select Portfolio

Institutional Shares 52107V724 GESIX 0.93000 SELL ONLY

Lazard

Lazard Global Equity Select Portfolio

Open Shares 52107V716 GESOX .25 2.65000 SELL ONLY

Lazard

Lazard Global Fixed Income Portfolio

Institutional Shares 52106N293 LZGIX 3.61000 SELL ONLY

Lazard

Lazard Global Fixed Income Portfolio

Open Shares 52106N285 LZGOX .25 38.42000 SELL ONLY

Lazard

Lazard Global Listed Infrastructure

Portfolio Institutional Shares 52106N459 GLIFX 0.96000 SELL ONLY


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Lazard

Lazard Global Listed Infrastructure

Portfolio Open Shares 52106N442 GLFOX .25 1.21000 SELL ONLY

Lazard

Lazard Global Strategic Equity Portfolio

Institutional Shares 52107V559 LSTIX 6.31000 SELL ONLY

Lazard

Lazard Global Strategic Equity Portfolio

Open Shares 52107V542 LSTOX .25 13.95000 SELL ONLY

Lazard

Lazard International Equity Advantage

Portfolio Institutional Shares 52107V385 IEAIX 7.60000 SELL ONLY

Lazard

Lazard International Equity Advantage

Portfolio Open Shares 52107V377 IEAOX .25 17.67000 SELL ONLY

Lazard

Lazard International Equity Concentrated

Portfolio Institutional Shares 52107V583 LCNIX 1.03000 SELL ONLY

Lazard

Lazard International Equity Concentrated

Portfolio Open Shares 52107V575 LCNOX .25 5.14000 SELL ONLY

Lazard

Lazard International Equity Portfolio

Institutional Shares 52106N400 LZIEX 0.81000 SELL ONLY

Lazard

Lazard International Equity Portfolio Open

Shares 52106N830 LZIOX .25 1.06000 SELL ONLY

Lazard

Lazard International Equity Portfolio R6

Shares 52107V500 RLIEX 0.81000 SELL ONLY

Lazard

Lazard International Equity Select

Portfolio Institutional Shares 52106N665 LZSIX 0.96000 SELL ONLY

Lazard

Lazard International Equity Select

Portfolio Open Shares 52106N657 LZESX .25 1.74000 SELL ONLY

Lazard

Lazard International Small Cap Equity

Portfolio Institutional Shares 52106N806 LZISX 1.08000 SELL ONLY

Lazard

Lazard International Small Cap Equity

Portfolio Open Shares 52106N772 LZSMX .25 1.34000 SELL ONLY

Lazard

Lazard International Strategic Equity

Portfolio Institutional Shares 52106N590 LISIX 0.81000 SELL ONLY

Lazard


Portfolio Open Shares 52106N582 LISOX .25 1.06000 SELL ONLY

Lazard


Portfolio R6 Shares 52107V708 RLITX 0.82000 SELL ONLY

Lazard

Lazard Managed Equity Volatility Portfolio

Institutional Shares 52107V427 MEVIX 1.64000 SELL ONLY


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Lazard

Lazard Managed Equity Volatility Portfolio

Open Shares 52107V419 MEVOX .25 5.86000 SELL ONLY

Lazard

Lazard Opportunistic Strategies Portfolio

Institutional Shares 52106N491 LCAIX 1.52000 SELL ONLY

Lazard

Lazard Opportunistic Strategies Portfolio

Open Shares 52106N483 LCAOX .25 4.59000 SELL ONLY

Lazard

Lazard Real Assets and Pricing

Opportunities Portfolio Institutional Shares 52107V328 RALIX 2.06000 SELL ONLY

Lazard

Lazard Real Assets and Pricing

Opportunities Portfolio Open Shares 52107V310 RALOX .25 13.74000 SELL ONLY

Lazard

Lazard US Corporate Income Portfolio

Institutional Shares 52106N699 LZHYX 0.66000 SELL ONLY

Lazard

Lazard US Corporate Income Portfolio

Open Shares 52106N681 LZHOX .25 1.13000 SELL ONLY

Lazard

Lazard US Corporate Income Portfolio R6

Shares 52107V864 RLCIX 4.64000 SELL ONLY

Lazard

Lazard US Equity Concentrated Portfolio

Institutional Shares 52106N616 LEVIX 0.76000 SELL ONLY

Lazard


Open Shares 52106N574 LEVOX .25 1.04000 SELL ONLY

Lazard


R6 Shares 52107V104 RLUEX 2.17000 SELL ONLY

Lazard

Lazard US Equity Focus Portfolio

Institutional Shares 52106N624 LZUSX 0.77000 SELL ONLY

Lazard

Lazard US Equity Focus Portfolio Open

Shares 52106N632 LZUOX .25 2.18000 SELL ONLY

Lazard

Lazard US Equity Focus Portfolio R6

Shares 52107V203 RLUSX 0.86000 SELL ONLY

Lazard

Lazard US Realty Equity Portfolio

Institutional Shares 52106N327 LREIX 1.09000 SELL ONLY

Lazard

Lazard US Realty Equity Portfolio Open

Shares 52106N319 LREOX .25 1.29000 SELL ONLY

Lazard

Lazard US Short Duration Fixed Income

Portfolio Institutional Shares 52106N384 UMNIX 0.43000 1.00 SELL ONLY

Lazard

Lazard US Short Duration Fixed Income

Portfolio Open Shares 52106N376 UMNOX .25 38.00000 1.00 SELL ONLY


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Lazard

Lazard US Small-Mid Cap Equity Portfolio

Institutional Shares 52106N509 LZSCX 0.87000 SELL ONLY

Lazard

Lazard US Small-Mid Cap Equity Portfolio

Open Shares 52106N780 LZCOX .25 1.18000 SELL ONLY

Legg Mason

BrandywineGLOBAL - Alternative Credit

Fund Class A 52471E852 LMAPX 4.25 .25 1.66000 SELL ONLY

Legg Mason


Fund Class C 52471E845 LMAQX 1.00 1.00 2.32000 SELL ONLY

Legg Mason


Fund Class FI 52471E837 LMAOX .25 1.48000 SELL ONLY

Legg Mason


Fund Class I 52471E829 LMANX 1.33000 SELL ONLY

Legg Mason


Fund Class IS 52471E811 LMAMX 1.25000 SELL ONLY

Legg Mason

BrandywineGLOBAL - Diversified US

Large Cap Value Fund Class A 524686789 LBWAX 5.75 .25 1.08000 SELL ONLY

Legg Mason


Large Cap Value Fund Class C 524686771 LBWCX 1.00 1.00 1.86000 SELL ONLY

Legg Mason


Large Cap Value Fund Class I 524686755 LBWIX 0.80000 SELL ONLY

Legg Mason


Large Cap Value Fund Class IS 524686730 LBISX 0.70000 SELL ONLY

Legg Mason


Large Cap Value Fund Class R 524686748 LBDRX .50 1.30000 SELL ONLY

Legg Mason

BrandywineGLOBAL - Dynamic US Large

Cap Value Fund Class A 52471E670 LMBJX 5.75 .25 1.14000 SELL ONLY

Legg Mason


Cap Value Fund Class C 52471E639 LMBBX 1.00 1.00 1.82000 SELL ONLY

Legg Mason


Cap Value Fund Class I 52471E654 LMBEX 0.80000 SELL ONLY

Legg Mason


Cap Value Fund Class IS 52471E647 LMBGX 0.72000 SELL ONLY

Legg Mason


Cap Value Fund Class R 52471E662 LMBHX .50 1.47000 SELL ONLY

Legg Mason

BrandywineGLOBAL - Global Flexible

Income Fund Class A 52471E456 LFLAX 4.25 .25 4.61000 SELL ONLY


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Legg Mason

BrandywineGLOBAL - Global Flexible

Income Fund Class I 52471E449 LFLIX 4.35000 SELL ONLY

Legg Mason

BrandywineGLOBAL - Global High Yield

Fund Class A 52471E506 LBHAX 4.25 .25 1.83000 SELL ONLY

Legg Mason


Fund Class C 52471E605 LBHCX 1.00 1.00 2.49000 SELL ONLY

Legg Mason


Fund Class FI 52471E704 LBHFX .25 1.83000 SELL ONLY

Legg Mason


Fund Class I 524686169 LMYIX 1.43000 SELL ONLY

Legg Mason


Fund Class IS 524686151 LMZIX 1.39000 SELL ONLY

Legg Mason

BrandywineGLOBAL - Global

Opportunities Bond Fund Class A 524686383 GOBAX 4.25 .25 0.98000 BUY,SELL

Legg Mason


Opportunities Bond Fund Class C 524686144 LGOCX 1.00 1.00 1.72000 BUY,SELL

Legg Mason


Opportunities Bond Fund Class C1 524686375 GOBCX 1.00 .70 1.39000 SELL ONLY

Legg Mason


Opportunities Bond Fund Class FI 524686326 GOBFX .25 1.00000 SELL ONLY

Legg Mason


Opportunities Bond Fund Class I 524686334 GOBIX 0.68000 SELL ONLY

Legg Mason


Opportunities Bond Fund Class IS 524686318 GOBSX 0.59000 SELL ONLY

Legg Mason


Unconstrained Bond Fund Class A 524686722 LROAX 2.25 .25 1.25000 SELL ONLY

Legg Mason


Unconstrained Bond Fund Class C 524686128 LAOCX 1.00 1.00 1.83000 SELL ONLY

Legg Mason


Unconstrained Bond Fund Class C1 524686714 LROCX .75 1.56000 SELL ONLY

Legg Mason


Unconstrained Bond Fund Class FI 524686698 LBAFX .25 1.18000 SELL ONLY

Legg Mason


Unconstrained Bond Fund Class I 524686672 LROIX 0.91000 SELL ONLY

Legg Mason


Unconstrained Bond Fund Class IS 524686664 LROSX 0.73000 SELL ONLY


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Legg Mason


Unconstrained Bond Fund Class R 524686680 LBARX .50 1.38000 SELL ONLY

Legg Mason

BrandywineGLOBAL - International

Opportunities Bond Fund Class A 524686656 LWOAX 4.25 .25 1.23000 SELL ONLY

Legg Mason


Opportunities Bond Fund Class C 524686136 LIOCX 1.00 1.00 2.04000 SELL ONLY

Legg Mason


Opportunities Bond Fund Class FI 524686300 LWOFX .25 1.31000 SELL ONLY

Legg Mason


Opportunities Bond Fund Class I 524686409 LWOIX 0.95000 SELL ONLY

Legg Mason


Opportunities Bond Fund Class IS 524686508 LMOTX 0.85000 SELL ONLY

Legg Mason


Opportunities Bond Fund Class R 524686631 LWORX .50 1.69000 SELL ONLY

Legg Mason

ClearBridge Aggressive Growth Fund

Class A 52468C109 SHRAX 5.75 .25 1.12000 BUY,SELL

Legg Mason


Class C 52468C307 SAGCX 1.00 1.00 1.81000 BUY,SELL

Legg Mason


Class FI 52468C604 LMPFX .25 1.11000 SELL ONLY

Legg Mason


Class I 52468C406 SAGYX 0.79000 SELL ONLY

Legg Mason


Class IS 52468C703 LSIFX 0.72000 SELL ONLY

Legg Mason


Class R 52468C505 LMPRX .50 1.42000 SELL ONLY

Legg Mason ClearBridge All Cap Value Fund Class A 52469C108 SHFVX 5.75 .25 1.19000 BUY,SELL

Legg Mason ClearBridge All Cap Value Fund Class C 52469C306 SFVCX 1.00 1.00 1.82000 BUY,SELL

Legg Mason ClearBridge All Cap Value Fund Class I 52469C405 SFVYX 0.81000 SELL ONLY

Legg Mason ClearBridge All Cap Value Fund Class IS 52469C504 LSISX 0.76000 SELL ONLY

Legg Mason ClearBridge Appreciation Fund Class A 52468E105 SHAPX 5.75 .25 0.97000 BUY,SELL

Legg Mason ClearBridge Appreciation Fund Class C 52468E303 SAPCX 1.00 1.00 1.65000 BUY,SELL

Legg Mason ClearBridge Appreciation Fund Class FI 52468E600 LMPIX .25 1.00000 SELL ONLY


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Legg Mason ClearBridge Appreciation Fund Class I 52468E402 SAPYX 0.67000 SELL ONLY

Legg Mason ClearBridge Appreciation Fund Class IS 52468E709 LMESX 0.58000 SELL ONLY

Legg Mason ClearBridge Appreciation Fund Class R 52468E501 LMPPX .50 1.28000 SELL ONLY

Legg Mason

ClearBridge Dividend Strategy Fund

Class A 52469H636 SOPAX 5.75 .25 1.06000 BUY,SELL

Legg Mason


Class C 52469H610 SBPLX 1.00 1.00 1.75000 BUY,SELL

Legg Mason


Class FI 52469H123 LBRIX .25 1.07000 SELL ONLY

Legg Mason


Class I 52469H594 SOPYX 0.74000 SELL ONLY

Legg Mason


Class IS 52471R796 LCBEX 0.68000 SELL ONLY

Legg Mason


Class R 52469H271 LMMRX .50 1.38000 SELL ONLY

Legg Mason

ClearBridge International Growth Fund

Class A 524686540 LGGAX 5.75 .25 1.16000 BUY,SELL

Legg Mason


Class C 524686532 LMGTX 1.00 1.00 1.91000 BUY,SELL

Legg Mason


Class FI 524686516 LMGFX .25 1.23000 SELL ONLY

Legg Mason


Class I 524686524 LMGNX 0.89000 SELL ONLY

Legg Mason


Class IS 52471E258 LMGPX 0.83000 SELL ONLY

Legg Mason


Class R 524686490 LMGRX .50 1.54000 SELL ONLY

Legg Mason

ClearBridge International Small Cap Fund

Class A 52467P499 LCOAX 5.75 .25 1.50000 BUY,SELL

Legg Mason


Class C 52467P481 LCOCX 1.00 1.00 2.20000 BUY,SELL

Legg Mason


Class I 52467P515 LCOIX 1.19000 SELL ONLY

Legg Mason


Class IS 52471R374 CBISX 1.04000 SELL ONLY


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Legg Mason

ClearBridge International Value Fund

Class A 52469X607 SBIEX 5.75 .25 1.40000 BUY,SELL

Legg Mason


Class C 52469X805 SBICX 1.00 1.00 2.05000 BUY,SELL

Legg Mason


Class I 52469X888 SBIYX 1.00000 SELL ONLY

Legg Mason


Class IS 52469X870 LSIUX 0.88000 SELL ONLY

Legg Mason


Class R 52471R515 LIORX .50 1.59000 SELL ONLY

Legg Mason

ClearBridge Large Cap Growth Fund

Class A 52469H826 SBLGX 5.75 .25 1.05000 BUY,SELL

Legg Mason


Class C 52469H792 SLCCX 1.00 1.00 1.74000 BUY,SELL

Legg Mason


Class I 52469H784 SBLYX 0.76000 SELL ONLY

Legg Mason


Class IS 52469H255 LSITX 0.66000 SELL ONLY

Legg Mason


Class O 52471R390 LCMMX 0.71000 SELL ONLY

Legg Mason


Class R 52469H693 LMPLX .50 1.36000 SELL ONLY

Legg Mason

ClearBridge Large Cap Value Fund Class

A 52470J100 SINAX 5.75 .25 0.81000 BUY,SELL

Legg Mason


C 52470J308 SINOX 1.00 1.00 1.54000 BUY,SELL

Legg Mason


I 52470J407 SAIFX 0.52000 SELL ONLY

Legg Mason


IS 52470J605 LMLSX 0.47000 SELL ONLY

Legg Mason


R 52471R788 LCBVX .50 1.19000 SELL ONLY

Legg Mason ClearBridge Mid Cap Fund Class A 52469H768 SBMAX 5.75 .25 1.15000 BUY,SELL

Legg Mason ClearBridge Mid Cap Fund Class C 52469H743 SBMLX 1.00 1.00 1.82000 BUY,SELL

Legg Mason ClearBridge Mid Cap Fund Class I 52469H735 SMBYX 0.83000 SELL ONLY

Legg Mason ClearBridge Mid Cap Fund Class IS 52469H263 LSIRX 0.73000 SELL ONLY

Legg Mason ClearBridge Mid Cap Fund Class R 52469H172 LMREX .50 1.43000 SELL ONLY


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Legg Mason

ClearBridge Mid Cap Growth Fund Class

A 52467P564 LBGAX 5.75 .25 1.32000 BUY,SELL

Legg Mason


C 52467P556 LBGCX 1.00 1.00 2.10000 BUY,SELL

Legg Mason ClearBridge Mid Cap Growth Fund Class I 52467P531 LBGIX 1.06000 SELL ONLY

Legg Mason


IS 52467P440 LCMIX 1.00000 SELL ONLY

Legg Mason


R 52467P523 LCMRX .50 1.80000 SELL ONLY

Legg Mason ClearBridge Select Fund Class A 52471R648 LCLAX 5.75 .25 1.68000 SELL ONLY

Legg Mason ClearBridge Select Fund Class C 52471R630 LCLCX 1.00 1.00 2.45000 SELL ONLY

Legg Mason ClearBridge Select Fund Class FI 52467P457 LCBSX .25 1.65000 SELL ONLY

Legg Mason ClearBridge Select Fund Class I 52467P465 LBFIX 1.46000 SELL ONLY

Legg Mason ClearBridge Select Fund Class IS 52467P473 LCSSX 1.32000 SELL ONLY

Legg Mason ClearBridge Small Cap Fund Class A 524686482 LMSAX 5.75 .25 1.23000 BUY,SELL

Legg Mason ClearBridge Small Cap Fund Class C 524686474 LMASX 1.00 1.00 1.94000 BUY,SELL

Legg Mason ClearBridge Small Cap Fund Class FI 524686458 LGASX .25 1.36000 SELL ONLY

Legg Mason ClearBridge Small Cap Fund Class I 524686466 LMNSX 0.98000 SELL ONLY

Legg Mason ClearBridge Small Cap Fund Class IS 52471E316 LISGX 0.87000 SELL ONLY

Legg Mason ClearBridge Small Cap Fund Class R 524686441 LMARX .50 1.55000 SELL ONLY

Legg Mason

ClearBridge Small Cap Growth Fund

Class A 52470H815 SASMX 5.75 .25 1.19000 BUY,SELL

Legg Mason


Class C 52470H781 SCSMX 1.00 1.00 1.89000 BUY,SELL

Legg Mason


Class FI 52470H682 LMPSX .25 1.19000 SELL ONLY

Legg Mason


Class I 52470H765 SBPYX 0.90000 SELL ONLY

Legg Mason


Class IS 52470H666 LMOIX 0.78000 SELL ONLY

Legg Mason


Class R 52470H690 LMPOX .50 1.47000 SELL ONLY

Legg Mason

ClearBridge Small Cap Value Fund Class

A 52469G513 SBVAX 5.75 .25 1.35000 BUY,SELL

Legg Mason


C 52469G489 SBVLX 1.00 1.00 2.01000 BUY,SELL


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Legg Mason


I 52469G471 SMCYX 1.01000 SELL ONLY

Legg Mason


IS 52471R697 LCBIX 0.92000 SELL ONLY

Legg Mason

ClearBridge Sustainability Leaders Fund

Class A 52471R341 CLSUX 5.75 .25 3.50000 SELL ONLY

Legg Mason


Class FI 52469C603 LCSTX .25 3.55000 SELL ONLY

Legg Mason


Class I 52469C702 LCISX 3.19000 SELL ONLY

Legg Mason


Class IS 52469C801 LCILX 3.21000 SELL ONLY

Legg Mason

ClearBridge Tactical Dividend Income

Fund Class A 52469H545 CFLGX 5.75 .25 1.67000 BUY,SELL

Legg Mason


Fund Class C 52469H529 SMDLX 1.00 1.00 2.40000 BUY,SELL

Legg Mason


Fund Class I 52469H511 LADIX 1.40000 SELL ONLY

Legg Mason


Fund Class IS 52471R747 LCBDX 1.90000 SELL ONLY

Legg Mason ClearBridge Value Trust Class A 524686623 LGVAX 5.75 .25 1.06000 BUY,SELL

Legg Mason ClearBridge Value Trust Class C 524686615 LMVTX 0.95 .95 1.74000 BUY,SELL

Legg Mason ClearBridge Value Trust Class FI 524686565 LMVFX .25 1.13000 SELL ONLY

Legg Mason ClearBridge Value Trust Class I 524686573 LMNVX 0.82000 SELL ONLY

Legg Mason ClearBridge Value Trust Class R 524686557 LMVRX .50 1.42000 SELL ONLY

Legg Mason

Legg Mason Brandywineglobal

International Oppor Bond Cl C1 524686649 LWOCX 1.00 0.7 1.6500 SELL ONLY

Legg Mason

Legg Mason Western Asset Asian

Opportunities Fund Class F1 957663537 LWAAX 0.25 2.0700 SELL ONLY

Legg Mason

Martin Currie Emerging Markets Fund

Class FI 52471E597 MEFIX .25 1.51000 SELL ONLY

Legg Mason


Class I 52471E621 MCEIX 1.38000 SELL ONLY

Legg Mason


Class IS 52471E613 MCEMX 1.11000 SELL ONLY

Legg Mason

Martin Currie International Unconstrained

Equity Fund Class A 52471E563 LUFIX 5.75 .25 5.95000 SELL ONLY


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Legg Mason


Equity Fund Class I 52471E589 LUEIX 5.28000 SELL ONLY

Legg Mason


Equity Fund Class IS 52471E571 LUISX 5.21000 SELL ONLY

Legg Mason QS Conservative Growth Fund Class A 52467P804 SBBAX 5.75 .25 1.17000 BUY,SELL

Legg Mason QS Conservative Growth Fund Class C 52467P879 SCBCX 1.00 1.00 1.90000 BUY,SELL

Legg Mason QS Conservative Growth Fund Class I 52467P861 LMEIX 0.94000 SELL ONLY

Legg Mason QS Conservative Growth Fund Class R 52467P580 LLARX .50 2.00000 SELL ONLY

Legg Mason QS Defensive Growth Fund Class A 52467P853 SBCPX 4.25 .25 1.21000 SELL ONLY

Legg Mason QS Defensive Growth Fund Class C 52470J159 LWLAX 1.00 1.00 1.93000 SELL ONLY

Legg Mason QS Defensive Growth Fund Class C1 52467P838 SBCLX 1.00 .70 1.68000 SELL ONLY

Legg Mason QS Defensive Growth Fund Class I 52467P820 LMGIX 0.97000 SELL ONLY

Legg Mason QS Defensive Growth Fund Class R 52467P572 LMLRX .50 2.04000 SELL ONLY

Legg Mason QS Global Dividend Fund Class A 52471R366 LGDAX 5.75 .25 1.12000 SELL ONLY

Legg Mason QS Global Dividend Fund Class C 52471R358 LGDCX 1.00 1.00 1.82000 SELL ONLY

Legg Mason QS Global Dividend Fund Class FI 52471R820 LDIGX .25 1.18000 SELL ONLY

Legg Mason QS Global Dividend Fund Class I 52471R606 LTTMX 0.90000 SELL ONLY

Legg Mason QS Global Dividend Fund Class IS 52471R705 LDIFX 0.76000 SELL ONLY

Legg Mason QS Global Equity Fund Class A 52469H487 CFIPX 5.75 .25 1.44000 BUY,SELL

Legg Mason QS Global Equity Fund Class C 52469H461 SILLX 1.00 1.00 2.11000 BUY,SELL

Legg Mason QS Global Equity Fund Class I 52469H453 SMYIX 1.07000 SELL ONLY

Legg Mason QS Global Market Neutral Fund Class A 52471E530 LNFIX 5.75 .25 3.42000 SELL ONLY

Legg Mason QS Global Market Neutral Fund Class I 52471E555 LQNIX 3.20000 SELL ONLY

Legg Mason QS Global Market Neutral Fund Class IS 52471E548 LQISX 3.18000 SELL ONLY

Legg Mason QS Growth Fund Class A 52467P762 SCHAX 5.75 .25 1.28000 BUY,SELL

Legg Mason QS Growth Fund Class C 52467P747 SCHCX 1.00 1.00 1.96000 BUY,SELL

Legg Mason QS Growth Fund Class I 52467P739 LANIX 0.99000 SELL ONLY

Legg Mason QS Growth Fund Class R 52467P614 LLLRX .50 2.18000 SELL ONLY

Legg Mason QS International Equity Fund Class A 524686292 LMEAX 5.75 .25 1.31000 BUY,SELL

Legg Mason QS International Equity Fund Class C 524686284 LMGEX 1.00 1.00 1.98000 BUY,SELL

Legg Mason QS International Equity Fund Class FI 524686268 LGFEX .25 1.32000 SELL ONLY

Legg Mason QS International Equity Fund Class I 524686276 LGIEX 1.03000 SELL ONLY

Legg Mason QS International Equity Fund Class IS 524686243 LIESX 0.90000 SELL ONLY

Legg Mason QS International Equity Fund Class R 524686250 LMIRX .50 1.63000 SELL ONLY


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Fees

Gross

Expense

Ratio

Redemption


Legg Mason

QS Legg Mason Target Retirement 2035

Fund Class FI 52470J621 LMEFX 0.25 3.4300 SELL ONLY

Legg Mason QS Moderate Growth Fund Class A 52467P812 SCGRX 5.75 .25 1.23000 BUY,SELL

Legg Mason QS Moderate Growth Fund Class C 52467P788 SCGCX 1.00 1.00 1.91000 BUY,SELL

Legg Mason QS Moderate Growth Fund Class I 52467P770 LLAIX 0.95000 SELL ONLY

Legg Mason QS Moderate Growth Fund Class R 52467P598 LLMRX .50 1.90000 SELL ONLY

Legg Mason QS S&P 500 Index Fund Class A 52469H727 SBSPX .20 0.62000 SELL ONLY

Legg Mason QS S&P 500 Index Fund Class D 52469H719 SBSDX 0.45000 SELL ONLY

Legg Mason QS Strategic Real Return Fund Class A 524686607 LRRAX 5.75 .25 1.57000 SELL ONLY

Legg Mason QS Strategic Real Return Fund Class C 524686706 LRRCX 1.00 1.00 2.37000 BUY,SELL

Legg Mason QS Strategic Real Return Fund Class I 524686888 LRRIX 1.21000 SELL ONLY

Legg Mason QS Strategic Real Return Fund Class IS 524686870 LRRSX 1.14000 SELL ONLY

Legg Mason QS U.S. Large Cap Equity Fund Class FI 52469H321 LMUSX .25 1.16000 SELL ONLY

Legg Mason QS U.S. Large Cap Equity Fund Class I 52469H297 LMTIX 0.74000 SELL ONLY

Legg Mason QS U.S. Large Cap Equity Fund Class IS 52469H289 LMISX 0.74000 SELL ONLY

Legg Mason

QS U.S. Small Capitalization Equity Fund

Class A 524686433 LMBAX 5.75 .25 1.22000 BUY,SELL

Legg Mason


Class C 524686425 LMBCX 1.00 1.00 1.92000 BUY,SELL

Legg Mason


Class FI 524686342 LGSCX .25 1.36000 SELL ONLY

Legg Mason


Class I 524686359 LMSIX 1.01000 SELL ONLY

Legg Mason


Class IS 524686391 LMBMX 0.85000 SELL ONLY

Legg Mason

RARE Global Infrastructure Income Fund

Class A 52471E480 RGAVX 5.75 .25 2.01000 SELL ONLY

Legg Mason


Class I 52471E472 RGIVX 1.70000 SELL ONLY

Legg Mason


Class IS 52471E464 RGSVX 1.62000 SELL ONLY


of 34


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Redemption


Legg Mason

Western Asset Adjustable Rate Income

Fund Class A 52468A608 ARMZX .25 0.95000 SELL ONLY

Legg Mason


Fund Class C 52468A848 LWAIX 1.00 1.00 1.69000 SELL ONLY

Legg Mason


Fund Class C1 52468A806 ARMGX .75 1.46000 SELL ONLY

Legg Mason


Fund Class I 52468A889 SBAYX 0.70000 SELL ONLY

Legg Mason


Fund Class IS 52470V830 ARMLX 0.62000 SELL ONLY

Legg Mason

Western Asset Asian Opportunities Fund

Cl Is 957663511 LWOPX 1.5400 SELL ONLY

Legg Mason

Western Asset California Municipals Fund

Class A 52468T102 SHRCX 4.25 .15 0.79000 SELL ONLY

Legg Mason


Class C 52468T300 SCACX 1.00 .70 1.34000 SELL ONLY

Legg Mason


Class I 52468T409 LMCUX 0.64000 SELL ONLY

Legg Mason Western Asset Core Bond Fund Class A 957663495 WABAX 4.25 .25 0.84000 BUY,SELL

Legg Mason Western Asset Core Bond Fund Class C 957663487 WABCX 1.00 1.00 1.53000 BUY,SELL

Legg Mason Western Asset Core Bond Fund Class C1 957663164 LWACX 1.00 .70 1.19000 SELL ONLY

Legg Mason Western Asset Core Bond Fund Class FI 957663404 WAPIX .25 0.81000 SELL ONLY

Legg Mason Western Asset Core Bond Fund Class I 957663305 WATFX 0.53000 SELL ONLY

Legg Mason Western Asset Core Bond Fund Class IS 957663677 WACSX 0.42000 SELL ONLY

Legg Mason Western Asset Core Bond Fund Class R 957663479 WABRX .50 1.13000 SELL ONLY

Legg Mason

Western Asset Core Plus Bond Fund

Class A 957663461 WAPAX 4.25 .25 0.84000 BUY,SELL

Legg Mason


Class C 957663453 WAPCX 1.00 1.00 1.52000 BUY,SELL


of 34


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Expense

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Redemption


Legg Mason


Class C1 957663156 LWCPX 1.00 .70 1.19000 SELL ONLY

Legg Mason


Class FI 957663602 WACIX .25 0.83000 SELL ONLY

Legg Mason


Class I 957663503 WACPX 0.52000 SELL ONLY

Legg Mason


Class IS 957663669 WAPSX 0.42000 SELL ONLY

Legg Mason


Class R 957663446 WAPRX .50 1.12000 SELL ONLY

Legg Mason

Western Asset Corporate Bond Fund

Class A 52469F317 SIGAX 4.25 .25 0.96000 BUY,SELL

Legg Mason


Class C 52468A814 LWBOX 1.00 1.00 1.61000 BUY,SELL

Legg Mason


Class C1 52469F283 SBILX 1.00 .70 1.37000 SELL ONLY

Legg Mason


Class I 52469F275 SIGYX 0.65000 SELL ONLY

Legg Mason


Class P 52469L660 LCBPX .50 1.11000 SELL ONLY

Legg Mason

Western Asset Emerging Markets Debt

Fund Class A 52469L694 LWEAX 4.25 .25 1.59000 SELL ONLY

Legg Mason


Fund Class C 52469L561

WAEO

X 1.00 1.00 2.35000 SELL ONLY

Legg Mason


Fund Class FI 52469L579

LMWD

X .25 1.41000 SELL ONLY

Legg Mason


Fund Class I 52469F481 SEMDX 1.26000 SELL ONLY

Legg Mason


Fund Class IS 52469L678 LWISX 1.26000 SELL ONLY

Legg Mason

Western Asset Funds Inc Western Asset

Asian Oppty Fd I 957663529 LWAOX 1.7900 SELL ONLY

Legg Mason

Western Asset Global High Yield Bond

Fund Class A 52469F465 SAHYX 4.25 .25 1.16000 BUY,SELL

Legg Mason


Fund Class C 52468A798

LWGO

X 1.00 1.00 1.88000 BUY,SELL


of 34


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Expense

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Redemption


Legg Mason


Fund Class C1 52469F440 SHYCX 1.00 .75 1.64000 SELL ONLY

Legg Mason


Fund Class I 52469F432 SHYOX 0.90000 SELL ONLY

Legg Mason


Fund Class IS 52468A723 LWGSX 0.82000 SELL ONLY

Legg Mason Western Asset High Yield Fund Class A 957663396 WAYAX 4.25 .25 1.05000 BUY,SELL

Legg Mason Western Asset High Yield Fund Class C 957663388 WAYCX 1.00 1.00 1.79000 BUY,SELL

Legg Mason Western Asset High Yield Fund Class I 957663842 WAHYX 0.76000 SELL ONLY

Legg Mason Western Asset High Yield Fund Class IS 957663636 WAHSX 0.71000 SELL ONLY

Legg Mason Western Asset High Yield Fund Class R 957663370 WAYRX .50 1.53000 SELL ONLY

Legg Mason Western Asset Income Fund Class A 52469F754 SDSAX 4.25 .25 1.00000 BUY,SELL

Legg Mason Western Asset Income Fund Class C 52468A749 LWSIX 1.00 1.00 1.71000 BUY,SELL

Legg Mason Western Asset Income Fund Class C1 52469F739 SDSIX 1.00 .70 1.39000 SELL ONLY

Legg Mason Western Asset Income Fund Class I 52469F721 SDSYX 0.70000 SELL ONLY

Legg Mason Western Asset Income Fund Class IS 52470V822 WAGIX 0.62000 SELL ONLY

Legg Mason

Western Asset Inflation Indexed Plus

Bond Fund Class A 957663362 WAFAX 4.25 .25 0.70000 SELL ONLY

Legg Mason


Bond Fund Class C 957663354 WAFCX 1.00 1.00 1.36000 SELL ONLY

Legg Mason


Bond Fund Class C1 957663149 LWICX .75 1.17000 SELL ONLY

Legg Mason


Bond Fund Class FI 957663875 WATPX .25 0.68000 SELL ONLY

Legg Mason


Bond Fund Class I 957663883 WAIIX 0.38000 SELL ONLY

Legg Mason


Bond Fund Class IS 957663545 WAFSX 0.28000 SELL ONLY

Legg Mason


Bond Fund Class R 957663347 WAFRX .50 1.06000 SELL ONLY

Legg Mason

Western Asset Intermediate Bond Fund

Class A 957663339 WATAX 4.25 .25 0.85000 BUY,SELL


of 34


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Expense

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Redemption


Legg Mason


Class C 957663321 WATCX 1.00 1.00 1.57000 BUY,SELL

Legg Mason


Class I 957663701 WATIX 0.54000 SELL ONLY

Legg Mason


Class IS 957663610 WABSX 0.45000 SELL ONLY

Legg Mason


Class R 957663313 WATRX .50 1.34000 SELL ONLY

Legg Mason

Western Asset Intermediate Maturity

California Municipals Fund Class A 52469F267 ITCAX 2.25 .15 0.88000 SELL ONLY

Legg Mason


California Municipals Fund Class C 52469F259 SIMLX .75 1.44000 SELL ONLY

Legg Mason


California Municipals Fund Class I 52469F242 SICYX 0.72000 SELL ONLY

Legg Mason

Western Asset Intermediate Maturity New

York Municipals Fund Class A 52469F234 IMNYX 2.25 .15 0.86000 SELL ONLY

Legg Mason


York Municipals Fund Class C 52469F226 SINLX .75 1.44000 SELL ONLY

Legg Mason


York Municipals Fund Class I 52469F218 LMIIX 0.71000 SELL ONLY

Legg Mason

Western Asset Intermediate-Term

Municipals Fund Class A 52469L884 SBLTX 2.25 .15 0.61000 BUY,SELL

Legg Mason


Municipals Fund Class C 52469L868 SMLLX .75 1.19000 BUY,SELL

Legg Mason


Municipals Fund Class I 52469L843 SBTYX 0.46000 SELL ONLY

Legg Mason


Municipals Fund Class IS 52468A624 SMLSX 0.38000 SELL ONLY

Legg Mason

Western Asset Macro Opportunities Fund

Class A 95768D103 LAAAX 4.25 .25 1.59000 SELL ONLY

Legg Mason


Class C 95768D202 LAACX 1.00 1.00 2.29000 SELL ONLY

Legg Mason


Class FI 95768D301 LAFIX .25 1.65000 SELL ONLY

Legg Mason


Class I 95768D400 LAOIX 1.30000 SELL ONLY


of 34


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Redemption


Legg Mason


Class IS 95768D509 LAOSX 1.21000 SELL ONLY

Legg Mason

Western Asset Managed Municipals Fund

Class A 52469J202 SHMMX 4.25 .15 0.65000 BUY,SELL

Legg Mason


Class C 52469J400 SMMCX 1.00 .70 1.20000 BUY,SELL

Legg Mason


Class I 52469J509 SMMYX 0.50000 SELL ONLY

Legg Mason


Class IS 52468A616 SSMMX 0.43000 SELL ONLY

Legg Mason

Western Asset Massachusetts Municipals

Fund Class A 52469K100 SLMMX 4.25 .15 1.01000 SELL ONLY

Legg Mason


Fund Class C 52469K308 SMALX 1.00 .70 1.54000 SELL ONLY

Legg Mason


Fund Class I 52469K407 LHMIX 0.86000 SELL ONLY

Legg Mason

Western Asset Mortgage Total Return

Fund Class A 52469F366 SGVAX 4.25 .25 0.96000 BUY,SELL

Legg Mason


Fund Class C 52468A764 LWMSX 1.00 1.00 1.65000 BUY,SELL

Legg Mason


Fund Class C1 52469F341 SGSLX 1.00 .70 1.38000 SELL ONLY

Legg Mason


Fund Class I 52469F333 SGSYX 0.64000 SELL ONLY

Legg Mason


Fund Class IS 52468A665 LMBSX 0.56000 SELL ONLY

Legg Mason

Western Asset Municipal High Income

Fund Class A 52469F580 STXAX 4.25 .15 0.83000 BUY,SELL

Legg Mason


Fund Class C 52469F564 SMHLX 1.00 .70 1.40000 BUY,SELL

Legg Mason


Fund Class I 52469F556 LMHIX 0.70000 SELL ONLY

Legg Mason

Western Asset New Jersey Municipals

Fund Class A 52469M106 SHNJX 4.25 .15 0.83000 SELL ONLY

Legg Mason


Fund Class C 52469M304 SNJLX 1.00 .70 1.39000 SELL ONLY


of 34


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Redemption


Legg Mason


Fund Class I 52469M403 LNJIX 0.70000 SELL ONLY

Legg Mason

Western Asset New York Municipals

Fund Class A 52469L785 SBNYX 4.25 .15 0.76000 BUY,SELL

Legg Mason


Fund Class C 52469L769 SBYLX 1.00 .70 1.33000 BUY,SELL

Legg Mason


Fund Class I 52469L751 SNPYX 0.63000 SELL ONLY

Legg Mason

Western Asset Oregon Municipals Fund

Class A 52469N104 SHORX 4.25 .15 1.01000 BUY,SELL

Legg Mason


Class C 52469N302 SORLX 1.00 .70 1.56000 BUY,SELL

Legg Mason


Class I 52469N401 LMOOX 0.88000 SELL ONLY

Legg Mason

Western Asset Pennsylvania Municipals

Fund Class A 52469L744 SBPAX 4.25 .15 0.78000 BUY,SELL

Legg Mason


Fund Class C 52469L728 SPALX 1.00 .70 1.33000 BUY,SELL

Legg Mason


Fund Class I 52469L710 LPPIX 0.65000 SELL ONLY

Legg Mason

Western Asset Short Duration High

Income Fund Class A 52469F630 SHIAX 2.25 .25 1.01000 BUY,SELL

Legg Mason


Income Fund Class C 52468A772 LWHIX 1.00 1.00 1.71000 BUY,SELL

Legg Mason


Income Fund Class C1 52469F614 SHICX 1.00 .70 1.41000 SELL ONLY

Legg Mason


Income Fund Class I 52469F598 SHIYX 0.72000 SELL ONLY

Legg Mason


Income Fund Class R 52470V608 LWSRX .50 1.44000 SELL ONLY

Legg Mason

Western Asset Short Duration Municipal

Income Fund Class A 52469F192 SHDAX 2.25 .15 0.55000 BUY,SELL

Legg Mason


Income Fund Class C 52469F184 SHDLX .50 0.90000 BUY,SELL

Legg Mason


Income Fund Class I 52469F176 SMDYX 0.42000 SELL ONLY


of 34


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Redemption


Legg Mason


Income Fund Class IS 52468A632 SHDSX 0.34000 SELL ONLY

Legg Mason

Western Asset Short-Term Bond Fund

Class A 52469E500 SBSTX 2.25 .25 0.75000 BUY,SELL

Legg Mason


Class C 52468A756 LWSOX 1.00 1.00 1.49000 BUY,SELL

Legg Mason


Class C1 52469E708 SSTLX .50 0.97000 SELL ONLY

Legg Mason


Class I 52469E807 SBSYX 0.53000 SELL ONLY

Legg Mason


Class IS 52468A731 LWSTX 0.41000 SELL ONLY

Legg Mason


Class R 52470V707 LWARX .50 1.29000 SELL ONLY

Legg Mason

Western Asset Total Return

Unconstrained Fund Class A 957663230 WAUAX 4.25 .25 1.49000 SELL ONLY

Legg Mason


Unconstrained Fund Class C 957663222

WAUC

X 1.00 1.00 1.76000 SELL ONLY

Legg Mason


Unconstrained Fund Class FI 957663693 WARIX .25 1.02000 SELL ONLY

Legg Mason


Unconstrained Fund Class I 957663719 WAARX 0.73000 SELL ONLY

Legg Mason


Unconstrained Fund Class IS 957663685 WAASX 0.65000 SELL ONLY

Legg Mason


Unconstrained Fund Class R 957663214

WAUR

X .50 1.33000 SELL ONLY

Liberty Street

Braddock Multi-Strategy Income Fund

Class A Shares 46141Q618 BDKAX 4.25 .25 1.83000 SELL ONLY

Liberty Street


Class C Shares 46141Q592 BDKCX 1.00 1.00 2.58000 SELL ONLY

Liberty Street


Institutional Class Shares 46141Q584 BDKNX 1.58000 SELL ONLY

Liberty Street

Robinson Opportunistic Income Fund

Class A Shares 46141Q576 RBNAX 4.25 .25 3.74000 SELL ONLY

Liberty Street


Class C Shares 46141Q568 RBNCX 1.00 1.00 4.49000 SELL ONLY


of 34


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Expense

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Redemption


Liberty Street


Institutional Class Shares 46141Q550 RBNNX 3.49000 SELL ONLY

Liberty Street

Robinson Tax Advantaged Income Fund

Class A 46141Q105 ROBAX 3.75 .25 2.99000 SELL ONLY

Liberty Street


Class C 46141Q204 ROBCX 1.00 1.00 3.74000 SELL ONLY

Liberty Street


Institutional Class 46141Q303 ROBNX 2.74000 SELL ONLY

Liberty Street West Loop Realty Fund Class A Shares 46141P446 REIAX 5.75 .25 1.57000 SELL ONLY

Liberty Street West Loop Realty Fund Class C Shares 46141P438 REICX 1.00 1.00 2.32000 SELL ONLY

Liberty Street

West Loop Realty Fund Institutional Class

Shares 46141P420 REIIX 1.32000 SELL ONLY

Lisanti SmallCap Lisanti Small Cap Growth Fund 349903229 ASCGX 2.32000 1.00 SELL ONLY

Longleaf Partners Longleaf Partners Fund 543069108 LLPFX 0.97000 SELL ONLY

Longleaf Partners Longleaf Partners Global Fund 543069504 LLGLX 1.33000 SELL ONLY

Longleaf Partners Longleaf Partners International Fund 543069405 LLINX 1.18000 SELL ONLY

Longleaf Partners Longleaf Partners Small-Cap Fund 543069207 LLSCX 0.92000 SELL ONLY

Loomis Sayles Funds Loomis Sayles Bond Fund Admin Class 543495857 LBFAX .25 1.16000 SELL ONLY

Loomis Sayles Funds Loomis Sayles Bond Fund Class N 543495717 LSBNX .00 0.59000 SELL ONLY

Loomis Sayles Funds

Loomis Sayles Bond Fund Institutional

Class 543495840 LSBDX .00 0.66000 SELL ONLY

Loomis Sayles Funds Loomis Sayles Bond Fund Retail Class 543495832 LSBRX .25 0.91000 SELL ONLY

Loomis Sayles Funds Loomis Sayles Global Bond Fund Class N 543495691 LSGNX .00 0.68000 SELL ONLY

Loomis Sayles Funds

Loomis Sayles Global Bond Fund

Institutional Class 543495782 LSGBX .00 0.77000 SELL ONLY

Loomis Sayles Funds

Loomis Sayles Global Bond Fund Retail

Class 543495774 LSGLX .25 1.02000 SELL ONLY

Loomis Sayles Funds

Loomis Sayles Inflation Protected

Securities Fund Class Institutional 543495766 LSGSX .00 0.93000 SELL ONLY

Loomis Sayles Funds


Securities Fund Class N 543495659 LIPNX .00 0.86000 SELL ONLY

Loomis Sayles Funds


Securities Fund Retail Class 543495733 LIPRX .25 1.18000 SELL ONLY


of 34


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Expense

Ratio

Redemption


Loomis Sayles Funds

Loomis Sayles Small Cap Growth Fund

Class N 543488811 LSSNX .00 0.82000 SELL ONLY

Loomis Sayles Funds


Institutional Class 543487854 LSSIX .00 0.94000 SELL ONLY

Loomis Sayles Funds


Retail Class 543487680 LCGRX .25 1.19000 SELL ONLY

Loomis Sayles Funds

Loomis Sayles Small Cap Value Fund

Class N 543495683 LSCNX .00 0.86000 SELL ONLY

Loomis Sayles Funds

Loomis Sayles Small Capital Value Fund

Admin Class 543495824 LSVAX .25 1.45000 SELL ONLY

Loomis Sayles Funds


Institutional Class 543495816 LSSCX .00 0.95000 SELL ONLY

Loomis Sayles Funds


Retail Class 543495790 LSCRX .25 1.20000 SELL ONLY

Loomis Sayles Funds

Loomis Sayles Small/Mid Cap Growth

Fund Class N 543488654 LSMNX .00 1.41000 SELL ONLY

Loomis Sayles Funds

Loomis Sayles Small/Mid Cap Growth

Fund Institutional Class 543488779 LSMIX .00 1.42000 SELL ONLY

Lord Abbett Lord Abbett Affiliated Fund Class A 544001100 LAFFX 5.75 .25 0.71000 BUY,SELL

Lord Abbett Lord Abbett Affiliated Fund Class C 544001308 LAFCX 1.00 1.00 1.46000 BUY,SELL

Lord Abbett Lord Abbett Affiliated Fund Class F 544001605 LAAFX .10 0.56000 SELL ONLY

Lord Abbett Lord Abbett Affiliated Fund Class F3 544001845 LTFOX 0.39000 SELL ONLY

Lord Abbett Lord Abbett Affiliated Fund Class I 544001506 LAFYX 0.46000 SELL ONLY

Lord Abbett Lord Abbett Alpha Strategy Fund Class A 543915763 ALFAX 5.75 .25 1.52000 BUY,SELL

Lord Abbett Lord Abbett Alpha Strategy Fund Class C 543915748 ALFCX 1.00 1.00 2.27000 BUY,SELL

Lord Abbett Lord Abbett Alpha Strategy Fund Class F 543915532 ALFFX .10 1.37000 SELL ONLY

Lord Abbett

Lord Abbett Alpha Strategy Fund Class

F3 54400A464 ALFOX 1.19000 SELL ONLY

Lord Abbett Lord Abbett Alpha Strategy Fund Class I 543915581 ALFYX 1.27000 SELL ONLY

Lord Abbett

Lord Abbett Bond Debenture Fund Class

A 544004104 LBNDX 2.25 .20 0.79000 BUY,SELL

Lord Abbett


C 544004302 BDLAX 1.00 .84 1.43000 BUY,SELL


of 34


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Expense

Ratio

Redemption


Lord Abbett


F3 544004849 LBNOX 0.52000 SELL ONLY

Lord Abbett Lord Abbett Bond Debenture Fund Class I 544004401 LBNYX 0.59000 SELL ONLY

Lord Abbett

Lord Abbett Bond-Debenture Fund Class

F 544004609 LBDFX .10 0.69000 SELL ONLY

Lord Abbett

Lord Abbett Calibrated Dividend Growth

Fund Class A 543913859 LAMAX 5.75 .25 0.95000 BUY,SELL

Lord Abbett


Fund Class C 543913834 LAMCX 1.00 1.00 1.70000 BUY,SELL

Lord Abbett


Fund Class F 543913792 LAMFX .10 0.80000 SELL ONLY

Lord Abbett


Fund Class F3 543913560 LRMAX 0.62000 SELL ONLY

Lord Abbett


Fund Class I 543913818 LAMYX 0.70000 SELL ONLY

Lord Abbett

Lord Abbett California Tax Free Fund

Class F3 543902522 LCFOX 0.56000 SELL ONLY

Lord Abbett

Lord Abbett California Tax Free Income

Fund Class A 543902852 LCFIX 2.25 .20 0.79000 BUY,SELL

Lord Abbett

Lord Abbett California Tax Free Income

Fund Class C 543902845 CALAX 1.00 .82 1.41000 BUY,SELL

Lord Abbett

Lord Abbett California Tax-Free Income

Fund Class F 543902811 LCFFX .10 0.69000 SELL ONLY

Lord Abbett Lord Abbett Convertible Fund Class A 543916753 LACFX 2.25 .20 1.04000 BUY,SELL

Lord Abbett Lord Abbett Convertible Fund Class C 543916738 LACCX 1.00 .85 1.69000 BUY,SELL

Lord Abbett Lord Abbett Convertible Fund Class F 543916498 LBFFX .10 0.94000 SELL ONLY

Lord Abbett Lord Abbett Convertible Fund Class F3 54401E267 LOCFX 0.81000 SELL ONLY

Lord Abbett Lord Abbett Convertible Fund Class I 543916712 LCFYX 0.84000 SELL ONLY

Lord Abbett

Lord Abbett Core Fixed Income Fund

Class A 543916878 LCRAX 2.25 .20 0.62000 BUY,SELL

Lord Abbett


Class C 543916852 LCRCX 1.00 .82 1.24000 BUY,SELL

Lord Abbett


Class F 543916431 LCRFX .10 0.52000 SELL ONLY

Lord Abbett


Class F3 54401E259 LCROX 0.34000 SELL ONLY


of 34


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Fees

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Expense

Ratio

Redemption


Lord Abbett


Class I 543916803 LCRYX 0.42000 SELL ONLY

Lord Abbett

Lord Abbett Core Plus Bond Fund Class

A 54401E572 LAPLX 2.25 .20 2.39000 BUY,SELL

Lord Abbett


C 54401E564 LAPCX 1.00 .88 3.07000 BUY,SELL

Lord Abbett


F 54401E556 LPLFX .10 2.29000 SELL ONLY

Lord Abbett


F3 54401E242 LOPLX 2.17000 SELL ONLY

Lord Abbett Lord Abbett Core Plus Bond Fund Class I 54401E549 LAPIX 2.19000 SELL ONLY

Lord Abbett

Lord Abbett Corporate Bond Fund Class

A 54401X851 LBCAX 2.25 .20 4.41000 SELL ONLY

Lord Abbett


C 54401X844 LBCCX 1.00 .94 5.15000 SELL ONLY

Lord Abbett


F 54401X836 LCCFX .10 4.31000 SELL ONLY

Lord Abbett


F3 54401X828 LBCOX 4.16000 SELL ONLY

Lord Abbett Lord Abbett Corporate Bond Fund Class I 54401X810 LICIX 4.21000 SELL ONLY

Lord Abbett

Lord Abbett Developing Growth Fund

Class A 544006109 LAGWX 5.75 .25 0.94000 BUY,SELL

Lord Abbett


Class C 544006307 LADCX 1.00 1.00 1.69000 BUY,SELL

Lord Abbett


Class F 544006604 LADFX .10 0.79000 SELL ONLY

Lord Abbett


Class F3 544006844

LOGW

X 0.60000 SELL ONLY

Lord Abbett


Class I 544006505 LADYX 0.69000 SELL ONLY

Lord Abbett

Lord Abbett Durable Growth Fund Class

A 54400B652 LDAGX 5.75 .25 1.03000 SELL ONLY

Lord Abbett


C 54400B645 LDCGX 1.00 1.78000 SELL ONLY


of 34


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Expense

Ratio

Redemption


Lord Abbett


F 54400B637 LDFGX .10 0.88000 SELL ONLY

Lord Abbett


F3 54400B629 LDGOX 0.72000 SELL ONLY

Lord Abbett Lord Abbett Durable Growth Fund Class I 54400B611 LDGYX 0.78000 SELL ONLY

Lord Abbett

Lord Abbett Emerging Markets Bond

Fund Class A 543908867 LDMAX 2.25 .20 0.98000 BUY,SELL

Lord Abbett


Fund Class C 543908842 LDMCX 1.00 .82 1.60000 BUY,SELL

Lord Abbett


Fund Class F 543908776 LDMFX .10 0.88000 SELL ONLY

Lord Abbett


Fund Class F3 543908420 LODMX 0.76000 SELL ONLY

Lord Abbett


Fund Class I 543908826 LDMYX 0.78000 SELL ONLY

Lord Abbett

Lord Abbett Emerging Markets Corporate

Debt Fund Class A 543908677 LCDAX 2.25 .20 1.54000 BUY,SELL

Lord Abbett


Debt Fund Class C 543908669 LEDCX 1.00 .86 2.20000 BUY,SELL

Lord Abbett


Debt Fund Class F 543908651 LCDFX .10 1.44000 SELL ONLY

Lord Abbett


Debt Fund Class F3 543908438 LCDOX 1.20000 SELL ONLY

Lord Abbett


Debt Fund Class I 543908644 LCDIX 1.34000 SELL ONLY

Lord Abbett Lord Abbett Floating Rate Fund Class A 543916191 LFRAX 2.25 .20 0.79000 BUY,SELL

Lord Abbett Lord Abbett Floating Rate Fund Class C 543916175 LARCX 1.00 .85 1.44000 BUY,SELL

Lord Abbett Lord Abbett Floating Rate Fund Class F 543916167 LFRFX .10 0.69000 SELL ONLY

Lord Abbett Lord Abbett Floating Rate Fund Class F3 54401E226 LFROX 0.53000 SELL ONLY

Lord Abbett Lord Abbett Floating Rate Fund Class I 543916134 LFRIX 0.59000 SELL ONLY

Lord Abbett

Lord Abbett Focused Growth Fund Class

A 543915243 LFGAX 5.75 .25 1.14000 SELL ONLY


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Lord Abbett


C 543915235 LFGCX 1.00 1.00 1.89000 SELL ONLY

Lord Abbett


F 543915227 LFGFX .10 0.99000 SELL ONLY

Lord Abbett

Lord Abbett Focused Large Cap Value

Fund Class A 54400B108 LAFLX 5.75 .25 1.09000 SELL ONLY

Lord Abbett


Fund Class C 54400B207 LCFLX 1.00 1.00 1.84000 SELL ONLY

Lord Abbett


Fund Class F 54400B306 LFFLX .10 0.94000 SELL ONLY

Lord Abbett


Fund Class F3 54400B405 LOFLX 0.76000 SELL ONLY

Lord Abbett


Fund Class I 54400B504 LIFLX 0.84000 SELL ONLY

Lord Abbett Lord Abbett Focused Small Cap Value C 54400B744 LFVCX 1.00 1.00 2.05000 SELL ONLY

Lord Abbett Lord Abbett Focused Small Cap Value F 54400B736 LFSFX .10 1.15000 SELL ONLY

Lord Abbett

Lord Abbett Focused Small Cap Value

Fund Class A 54400B751 LFVAX 5.75 .25 1.30000 SELL ONLY

Lord Abbett

Lord Abbett Focused Small Cap Value

Fund Class I 54400W102 LMVYX 1.05000 SELL ONLY

Lord Abbett

Lord Abbett Fundamental Equity Fund

Class A 543915862 LDFVX 5.75 .25 0.96000 BUY,SELL

Lord Abbett


Class C 543915607 GILAX 1.00 1.00 1.71000 BUY,SELL

Lord Abbett


Class F 543915565 LAVFX .10 0.81000 SELL ONLY

Lord Abbett


Class F3 54400A456 LDFOX 0.62000 SELL ONLY

Lord Abbett


Class I 543915714 LAVYX 0.71000 SELL ONLY

Lord Abbett Lord Abbett Global Bond Fund Class A 543908388 LAGGX 2.25 .20 2.77000 SELL ONLY

Lord Abbett Lord Abbett Global Bond Fund Class C 543908370 LGFCX 1.00 1.00 3.57000 SELL ONLY

Lord Abbett Lord Abbett Global Bond Fund Class F 543908362 LGBFX .10 2.67000 SELL ONLY

Lord Abbett

Lord Abbett Global Equity Research Fund

Class A 54400A654 LGCAX 5.75 .25 5.07000 SELL ONLY


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Lord Abbett


Class C 54400A647 LGCCX 1.00 1.00 5.82000 SELL ONLY

Lord Abbett


Class F 54400A639 LGCFX .10 4.92000 SELL ONLY

Lord Abbett


Class F3 54400A381 LGCOX 4.80000 SELL ONLY

Lord Abbett


Class I 54400A621 LGCYX 4.82000 SELL ONLY

Lord Abbett

Lord Abbett Growth Leaders Fund Class

A 543915326 LGLAX 5.75 .25 0.91000 BUY,SELL

Lord Abbett


C 543915318 LGLCX 1.00 1.00 1.66000 BUY,SELL

Lord Abbett


F 543915292 LGLFX .10 0.76000 SELL ONLY

Lord Abbett


F3 54400A449 LGLOX 0.60000 SELL ONLY

Lord Abbett Lord Abbett Growth Leaders Fund Class I 543915284 LGLIX 0.66000 SELL ONLY

Lord Abbett

Lord Abbett Growth Opportunities Fund

Class A 54400R103 LMGAX 5.75 .25 1.18000 BUY,SELL

Lord Abbett


Class C 54400R301 LMGCX 1.00 1.00 1.93000 BUY,SELL

Lord Abbett


Class F 54400R608 LGOFX .10 1.03000 SELL ONLY

Lord Abbett


Class F3 543913552 LOMGX 0.85000 SELL ONLY

Lord Abbett


Class I 54400R400 LMGYX 0.93000 SELL ONLY

Lord Abbett Lord Abbett Health Care Fund Class A 54400A233 LHCAX 5.75 .25 1.11000 SELL ONLY

Lord Abbett Lord Abbett Health Care Fund Class C 54400A225 LHCCX 1.00 1.00 1.86000 SELL ONLY

Lord Abbett Lord Abbett Health Care Fund Class F 54400A217 LHCFX .10 0.96000 SELL ONLY

Lord Abbett Lord Abbett Health Care Fund Class F3 54400A191 LHCOX 0.78000 SELL ONLY

Lord Abbett Lord Abbett Health Care Fund Class I 54400A183 LHCIX 0.86000 SELL ONLY

Lord Abbett Lord Abbett High Yield Fund Class A 54400N102 LHYAX 2.25 .20 0.90000 BUY,SELL

Lord Abbett Lord Abbett High Yield Fund Class C 54400N300 LHYCX 1.00 .85 1.55000 BUY,SELL

Lord Abbett Lord Abbett High Yield Fund Class F 54400N508 LHYFX .10 0.80000 SELL ONLY


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Lord Abbett Lord Abbett High Yield Fund Class F3 54401E218 LHYOX 0.60000 SELL ONLY

Lord Abbett Lord Abbett High Yield Fund Class I 54400N409 LAHYX 0.70000 SELL ONLY

Lord Abbett

Lord Abbett High Yield Municipal Bond

Fund Class A 543912877 HYMAX 2.25 .20 0.82000 BUY,SELL

Lord Abbett


Fund Class C 543912851 HYMCX 1.00 .82 1.44000 BUY,SELL

Lord Abbett


Fund Class F 543912810 HYMFX .10 0.72000 SELL ONLY

Lord Abbett


Fund Class F3 543902514 HYMOX 0.58000 SELL ONLY

Lord Abbett


Fund Class I 543912836 HYMIX 0.62000 SELL ONLY

Lord Abbett Lord Abbett Income Fund Class A 543916308 LAGVX 2.25 .20 0.77000 BUY,SELL

Lord Abbett Lord Abbett Income Fund Class C 543916506 LAUSX 1.00 .82 1.39000 BUY,SELL

Lord Abbett Lord Abbett Income Fund Class F 543916365 LAUFX .10 0.67000 SELL ONLY

Lord Abbett Lord Abbett Income Fund Class F3 54401E192 LOGVX 0.48000 SELL ONLY

Lord Abbett Lord Abbett Income Fund Class I 543916670 LAUYX 0.57000 SELL ONLY

Lord Abbett

Lord Abbett Inflation Focused Fund Class

A 54400U205 LIFAX 2.25 .20 0.66000 BUY,SELL

Lord Abbett


C 54400U304 LIFCX 1.00 .85 1.31000 BUY,SELL

Lord Abbett


F 54400U403 LIFFX .10 0.56000 SELL ONLY

Lord Abbett


F3 54401E184 LIFOX 0.40000 SELL ONLY

Lord Abbett


I 54400U502 LIFIX 0.46000 SELL ONLY

Lord Abbett

Lord Abbett Intermediate Tax Free Fund

Class A 543912604 LISAX 2.25 .20 0.70000 BUY,SELL

Lord Abbett


Class C 543912802 LISCX 1.00 .82 1.32000 BUY,SELL

Lord Abbett


Class F3 543902498 LOISX 0.46000 SELL ONLY

Lord Abbett


Class I 543902647 LAIIX 0.50000 SELL ONLY

Lord Abbett

Lord Abbett Intermediate Tax-Free Fund

Class F 543912794 LISFX .10 0.60000 SELL ONLY


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Lord Abbett

Lord Abbett International Equity Fund

Class A 543915649 LICAX 5.75 .25 1.17000 BUY,SELL

Lord Abbett


Class C 543915623 LICCX 1.00 1.00 1.92000 BUY,SELL

Lord Abbett


Class F 543915490 LICFX .10 1.02000 SELL ONLY

Lord Abbett


Class F3 54400A431 LICOX 0.85000 SELL ONLY

Lord Abbett


Class I 543915599 LICYX 0.92000 SELL ONLY

Lord Abbett

Lord Abbett International Opportunities

Fund Class A 543915854 LAIEX 5.75 .25 1.20000 BUY,SELL

Lord Abbett


Fund Class C 543915839 LINCX 1.00 1.00 1.95000 BUY,SELL

Lord Abbett


Fund Class F 543915466 LINFX .10 1.05000 SELL ONLY

Lord Abbett


Fund Class F3 54400A415 LOIEX 0.87000 SELL ONLY

Lord Abbett


Fund Class I 543915813 LINYX 0.95000 SELL ONLY

Lord Abbett

Lord Abbett International Value Fund

Class A 543915391 LIDAX 5.75 .25 1.14000 BUY,SELL

Lord Abbett


Class C 543915375 LIDCX 1.00 1.00 1.89000 BUY,SELL

Lord Abbett


Class F 543915367 LIDFX .10 0.99000 SELL ONLY

Lord Abbett


Class F3 54400A423 LIDOX 0.83000 SELL ONLY

Lord Abbett


Class I 543915359 LAIDX 0.89000 SELL ONLY

Lord Abbett Lord Abbett Mid Cap Stock Fund Class A 543919104 LAVLX 5.75 .25 0.98000 BUY,SELL

Lord Abbett Lord Abbett Mid Cap Stock Fund Class C 543919302 LMCCX 1.00 1.00 1.73000 BUY,SELL

Lord Abbett Lord Abbett Mid Cap Stock Fund Class F 543919609 LMCFX .10 0.83000 SELL ONLY


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Lord Abbett

Lord Abbett Mid Cap Stock Fund Class

F3 543919849 LOVLX 0.64000 SELL ONLY

Lord Abbett Lord Abbett Mid Cap Stock Fund Class I 543919500 LMCYX 0.73000 SELL ONLY

Lord Abbett

Lord Abbett Multi-Asset Balanced

Opportunity Fund Class A 543916209 LABFX 2.25 .25 1.20000 BUY,SELL

Lord Abbett


Opportunity Fund Class C 543916605 BFLAX 1.00 1.00 1.95000 BUY,SELL

Lord Abbett


Opportunity Fund Class F 543916332 BLAFX .10 1.05000 SELL ONLY

Lord Abbett


Opportunity Fund Class F3 54401E176 LOBFX 0.87000 SELL ONLY

Lord Abbett


Opportunity Fund Class I 543916696 LABYX 0.95000 SELL ONLY

Lord Abbett

Lord Abbett Multi-Asset Income Fund

Class A 543916662 ISFAX 2.25 .25 1.17000 BUY,SELL

Lord Abbett


Class C 543916647 ISFCX 1.00 1.00 1.92000 BUY,SELL

Lord Abbett


Class F 543916290 LIGFX .10 1.02000 SELL ONLY

Lord Abbett


Class F3 54401E150 ISFOX 0.86000 SELL ONLY

Lord Abbett


Class I 543916621 ISFYX 0.92000 SELL ONLY

Lord Abbett

Lord Abbett National Tax Free Fund

Class A 543902100 LANSX 2.25 .20 0.77000 BUY,SELL

Lord Abbett


Class C 543902860 LTNSX 1.00 .82 1.39000 BUY,SELL

Lord Abbett


Class F 543902761 LANFX .10 0.67000 SELL ONLY

Lord Abbett


Class F3 543902480 LONSX 0.53000 SELL ONLY

Lord Abbett


Class I 543902829 LTNIX 0.57000 SELL ONLY

Lord Abbett

Lord Abbett New Jersey Tax Free Fund

Class A 543902407 LANJX 2.25 .20 0.88000 BUY,SELL


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Lord Abbett


Class F 543902753 LNJFX .10 0.78000 SELL ONLY

Lord Abbett


Class F3 543902472 LONJX 0.64000 SELL ONLY

Lord Abbett

Lord Abbett New York Tax Free Fund

Class A 543902209 LANYX 2.25 .20 0.79000 BUY,SELL

Lord Abbett


Class C 543902837 NYLAX 1.00 .82 1.41000 BUY,SELL

Lord Abbett


Class F 543902746 LNYFX .10 0.69000 SELL ONLY

Lord Abbett


Class F3 543902464 LONYX 0.55000 SELL ONLY

Lord Abbett

Lord Abbett Short Duration Core Bond

Fund Class A 54401X109 LDCAX 2.25 .20 3.11000 SELL ONLY

Lord Abbett


Fund Class C 54401X208 LDCCX 1.00 .99 3.90000 SELL ONLY

Lord Abbett


Fund Class F 54401X307 LDCFX .10 3.01000 SELL ONLY

Lord Abbett


Fund Class F3 54401X406 LSCOX 2.89000 SELL ONLY

Lord Abbett


Fund Class I 54401X505 LSCIX 2.91000 SELL ONLY

Lord Abbett

Lord Abbett Short Duration High Yield

Municipal Bond Fund Class A 543912729 SDHAX 2.25 .20 0.78000 BUY,SELL

Lord Abbett


Municipal Bond Fund Class C 543912711 SDHCX 1.00 .87 1.45000 BUY,SELL

Lord Abbett


Municipal Bond Fund Class F 543912695 SDHFX .10 0.68000 SELL ONLY

Lord Abbett


Municipal Bond Fund Class F3 543902456 HYMQX 0.53000 SELL ONLY

Lord Abbett


Municipal Bond Fund Class I 543912687 SDHIX 0.58000 SELL ONLY

Lord Abbett

Lord Abbett Short Duration Income Fund

Class A 543916100 LALDX 2.25 .20 0.59000 BUY,SELL

Lord Abbett


Class C 543916704 LDLAX 1.00 .84 1.23000 BUY,SELL


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Lord Abbett


Class F 543916464 LDLFX .10 0.49000 SELL ONLY

Lord Abbett


Class F3 54401E143 LOLDX 0.32000 SELL ONLY

Lord Abbett


Class I 543916688 LLDYX 0.39000 SELL ONLY

Lord Abbett

Lord Abbett Short Duration Tax Free

Fund Class A 543912778 LSDAX 2.25 .20 0.66000 BUY,SELL

Lord Abbett


Fund Class C 543912752 LSDCX 1.00 .81 1.27000 BUY,SELL

Lord Abbett


Fund Class F 543912745 LSDFX .10 0.56000 SELL ONLY

Lord Abbett


Fund Class F3 543902449 LSDOX 0.43000 SELL ONLY

Lord Abbett


Fund Class I 543912737 LISDX 0.46000 SELL ONLY

Lord Abbett

Lord Abbett Small Cap Value Fund Class

A 543913305 LRSCX 5.75 .25 1.18000 BUY,SELL

Lord Abbett


C 543913701 LSRCX 1.00 1.00 1.93000 BUY,SELL

Lord Abbett


F 543913735 LRSFX .10 1.03000 SELL ONLY

Lord Abbett


F3 543913545 LRSOX 0.84000 SELL ONLY

Lord Abbett


I 543913800 LRSYX 0.93000 SELL ONLY

Lord Abbett Lord Abbett Total Return Fund Class A 543916845 LTRAX 2.25 .20 0.68000 BUY,SELL

Lord Abbett Lord Abbett Total Return Fund Class C 543916829 LTRCX 1.00 .83 1.31000 BUY,SELL

Lord Abbett Lord Abbett Total Return Fund Class F 543916399 LTRFX .10 0.58000 SELL ONLY

Lord Abbett Lord Abbett Total Return Fund Class F3 54401E135 LTROX 0.37000 SELL ONLY

Lord Abbett Lord Abbett Total Return Fund Class I 54400U106 LTRYX 0.48000 SELL ONLY

Lord Abbett

Lord Abbett Ultra Short Bond Fund Class

A 54401E473 LUBAX .15 0.49000 SELL ONLY

Lord Abbett


F 54401E465 LUBFX .10 0.44000 SELL ONLY


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Lord Abbett


F3 54401E127 LUBOX 1.50 0.29000 SELL ONLY

Lord Abbett


I 54401E457 LUBYX 0.34000 SELL ONLY

Lord Abbett

Lord Abbett Value Opportunities Fund

Class A 54400A100 LVOAX 5.75 .25 1.11000 BUY,SELL

Lord Abbett


Class C 54400A308 LVOCX 1.00 1.00 1.86000 BUY,SELL

Lord Abbett


Class F 54400A605 LVOFX .10 0.96000 SELL ONLY

Lord Abbett


Class F3 54400A399 LVOOX 0.78000 SELL ONLY

Lord Abbett


Class I 54400A506 LVOYX 0.86000 SELL ONLY

LSV Fund LSV Conservative Value Equity Fund 0075W0676 LSVVX 0.54000 SELL ONLY

LSV Fund

LSV Conservative Value Equity Fund

Investor Class 00769G345 LVAVX .25 0.79000 SELL ONLY

LSV Fund

LSV Emerging Markets Equity Fund

Institutional Class Shares 0075W0361 LSVZX 2.89000 SELL ONLY

LSV Fund

LSV Emerging Markets Equity Fund

Investor Class Shares 0075W0353 LVAZX .25 3.14000 SELL ONLY

LSV Fund

LSV Global Managed Volatility Fund

Institutional Class 00769G386 LSVFX 1.51000 SELL ONLY

LSV Fund

LSV Global Managed Volatility Fund

Investor Class 00769G378 LVAFX .25 1.85000 SELL ONLY

LSV Fund LSV Global Value Fund Institutional Class 00769G352 LSVGX 3.17000 SELL ONLY

LSV Fund LSV Global Value Fund Investor Class 00769G360 LVAGX .25 3.43000 SELL ONLY

LSV Fund

LSV Small Cap Value Fund Institutional

Class 00769G535 LSVQX 0.81000 SELL ONLY

LSV Fund

LSV Small Cap Value Fund Investor

Class 00769G329 LVAQX .25 1.06000 SELL ONLY

LSV Fund

LSV U.S. Managed Volatility Fund

Institutional Class 00769G410 LSVMX 0.65000 SELL ONLY

LSV Fund

LSV U.S. Managed Volatility Fund

Investor Class 00769G394 LVAMX .25 0.90000 SELL ONLY


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LSV Fund LSV Value Equity Fund 00758M634 LSVEX 0.64000 SELL ONLY

LSV Fund LSV Value Equity Fund Investor Class 00769G337 LVAEX .25 0.89000 SELL ONLY


of 34

gross front end 12b-1 redemption fund family fund name ...kopernik kopernik global all-cap fund...

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