growth problems in a skeletal sample of children abandoned ...precise chronology of the series....

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1 © 2015 The Anthropological Society of Nippon Introduction In 2006, an archaeological survey done before the rehabil- itation of the building of Santa Casa da Misericórdia de Faro, Faro, Portugal, brought to light a necropolis dating from the 16th–19th centuries with several phases of use: (1) three adult burials with an east–west orientation, with their heads to the west (in accordance with the Christian belief in the resurrection of the soul); (2) one large ossuary and 27 adult burials of both sexes and different ages-at-death; and (3) 51 inhumations of sub-adults, chronologically more recent, mainly with a south–north orientation. There were, however, a few exceptions in the orientation of the position of the skeletons: six individuals were buried with a southwest– northeast orientation, one with a southeast–northwest orien- tation and one with a north–south orientation. None of the sub-adults had a typical Christian orientation (Corga and Ferreira, 2010). Although this third phase is stratigraphically more recent than the previous, the absence of archaeological material prevented us from deducing the time span of these burials. Unfortunately, it was not possible to perform a radio- carbon analysis of the remains that would allow for a more precise chronology of the series. Santa Casa da Misericórdia is a group of confraternities based on religious values and with charitable purposes. In those days, these were divided into fourteen works of mercy (Sá, 1997; Abreu, 2000), two of which were the burial of the dead and the care of aban- doned children (Sá, 1997; Araújo, 2000; Fonte, 2004). The abandoned newborns were received at the institution through the ‘foundling wheel’ (roda dos expostos). This de- vice, built into the wall with a revolving door, was designed with the aim of making it possible to abandon (‘expose’ in the language of the time) newborns, while maintaining the anonymity of the abandoner (Fonte, 2004; Dias, 2008; ANTHROPOLOGICAL SCIENCE Growth problems in a skeletal sample of children abandoned at Santa Casa da Misericórdia, Faro, Portugal (16th–19th centuries) Joana PAREDES 1 , Maria Teresa FERREIRA 2 , Sofia N. WASTERLAIN 1,3 * 1 Department of Life Sciences, University of Coimbra, Coimbra, Portugal 2 Forensic Sciences Centre, Department of Life Sciences, University of Coimbra, Coimbra, Portugal 3 Centro de Investigação em Antropologia e Saúde, Department of Life Sciences, University of Coimbra, Coimbra, Portugal Received 18 March 2015; accepted 29 June 2015 Abstract In 2006, an excavation at Santa Casa da Misericórdia de Faro, Portugal, revealed a cemetery dating from the 16th–19th centuries with several phases of use, one of which presented 51 sub-adult individuals that had been abandoned at the institution through the ‘foundling wheel’—a device that allowed people to leave unwanted newborns anonymously. Of the 46 individuals for whom it was possi- ble to estimate age-at-death, more than 80% were under two years. Skeletal samples from individuals of these ages are not commonly found in the archaeological record. This Faro sample is also unique in the sense that it is the first time it has been possible to study an osteological assemblage from abandoned children. Considering the assertion that dental development is buffered against environmental insults in comparison to skeletal development, and that discrepancies between dental and skeletal age estimations are suggestive of growth delay, this study aims to investigate if the immature individuals of this institu- tion were exposed to severe environmental restrictions. Skeletal age was estimated according to long bone lengths and epiphyseal fusion. Dental age was calculated on the basis of dental development, name- ly dental calcification and the sequence of formation and eruption of teeth. Furthermore, a palaeopatho- logical analysis of the sample was conducted. The age estimates obtained by the ossification and fusion of different skeletal elements resulted in too wide intervals and were therefore excluded from subsequent analysis. The age estimates obtained by the dental methods were consistent (100%). By contrast, the estimates obtained by osteometric and dental methods showed some disagreement (osteometric vs. den- tal calcification: 63.6%; osteometric vs. sequence of formation and eruption of teeth: 80.0%), the osteometric providing younger ages. Regarding the paleopathology, the high frequency of porotic lesions (60.8%) and new bone deposition (37.3%), especially in the individuals previously identified as small for their age, make evident the difficulties experienced by these individuals during their short lives. Key words: age-at-death estimation, development, paleopathology, abandoned children Advance Publication * Correspondence to: Sofia N. Wasterlain, Department of Life Sciences, Calçada Martim de Freitas, 3000-456 Coimbra, Portugal. E-mail: sofi[email protected] Published online 30 September 2015 in J-STAGE (www.jstage.jst.go.jp) DOI: 10.1537/ase.150629

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Page 1: Growth problems in a skeletal sample of children abandoned ...precise chronology of the series. Santa Casa da Misericórdia is a group of confraternities based on religious values

1© 2015 The Anthropological Society of Nippon

IntroductionIn 2006, an archaeological survey done before the rehabil-

itation of the building of Santa Casa da Misericórdia de Faro, Faro, Portugal, brought to light a necropolis dating from the 16th–19th centuries with several phases of use: (1) three adult burials with an east–west orientation, with their heads to the west (in accordance with the Christian belief in the resurrection of the soul); (2) one large ossuary and 27 adult burials of both sexes and different ages-at-death; and (3) 51 inhumations of sub-adults, chronologically more recent, mainly with a south–north orientation. There were, however, a few exceptions in the orientation of the position of the skeletons: six individuals were buried with a southwest–

northeast orientation, one with a southeast–northwest orien-tation and one with a north–south orientation. None of the sub-adults had a typical Christian orientation (Corga and Ferreira, 2010). Although this third phase is stratigraphically more recent than the previous, the absence of archaeological material prevented us from deducing the time span of these burials. Unfortunately, it was not possible to perform a radio-carbon analysis of the remains that would allow for a more precise chronology of the series. Santa Casa da Misericórdia is a group of confraternities based on religious values and with charitable purposes. In those days, these were divided into fourteen works of mercy (Sá, 1997; Abreu, 2000), two of which were the burial of the dead and the care of aban-doned children (Sá, 1997; Araújo, 2000; Fonte, 2004). The abandoned newborns were received at the institution through the ‘foundling wheel’ (roda dos expostos). This de-vice, built into the wall with a revolving door, was designed with the aim of making it possible to abandon (‘expose’ in the language of the time) newborns, while maintaining the anonymity of the abandoner (Fonte, 2004; Dias, 2008;

AnthropologicAl Science

Growth problems in a skeletal sample of children abandoned at Santa Casa da Misericórdia, Faro, Portugal (16th–19th centuries)

Joana PAredeS1, Maria Teresa FerreirA2, Sofia N. WASterlAin1,3*1Department of Life Sciences, University of Coimbra, Coimbra, Portugal

2Forensic Sciences Centre, Department of Life Sciences, University of Coimbra, Coimbra, Portugal3Centro de Investigação em Antropologia e Saúde, Department of Life Sciences, University of Coimbra, Coimbra, Portugal

Received 18 March 2015; accepted 29 June 2015

Abstract In 2006, an excavation at Santa Casa da Misericórdia de Faro, Portugal, revealed a cemetery dating from the 16th–19th centuries with several phases of use, one of which presented 51 sub-adult individuals that had been abandoned at the institution through the ‘foundling wheel’—a device that allowed people to leave unwanted newborns anonymously. Of the 46 individuals for whom it was possi-ble to estimate age-at-death, more than 80% were under two years. Skeletal samples from individuals of these ages are not commonly found in the archaeological record. This Faro sample is also unique in the sense that it is the first time it has been possible to study an osteological assemblage from abandoned children. Considering the assertion that dental development is buffered against environmental insults in comparison to skeletal development, and that discrepancies between dental and skeletal age estimations are suggestive of growth delay, this study aims to investigate if the immature individuals of this institu-tion were exposed to severe environmental restrictions. Skeletal age was estimated according to long bone lengths and epiphyseal fusion. Dental age was calculated on the basis of dental development, name-ly dental calcification and the sequence of formation and eruption of teeth. Furthermore, a palaeopatho-logical analysis of the sample was conducted. The age estimates obtained by the ossification and fusion of different skeletal elements resulted in too wide intervals and were therefore excluded from subsequent analysis. The age estimates obtained by the dental methods were consistent (100%). By contrast, the estimates obtained by osteometric and dental methods showed some disagreement (osteometric vs. den-tal calcification: 63.6%; osteometric vs. sequence of formation and eruption of teeth: 80.0%), the osteometric providing younger ages. Regarding the paleopathology, the high frequency of porotic lesions (60.8%) and new bone deposition (37.3%), especially in the individuals previously identified as small for their age, make evident the difficulties experienced by these individuals during their short lives.

Key words: age-at-death estimation, development, paleopathology, abandoned children

Advance Publication

* Correspondence to: Sofia N. Wasterlain, Department of Life Sciences, Calçada Martim de Freitas, 3000-456 Coimbra, Portugal. E-mail: [email protected] online 30 September 2015 in J-STAGE (www.jstage.jst.go.jp) DOI: 10.1537/ase.150629

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J. PAREDES ET AL.2 AnthropologicAl Science

Leandro, 2011). The anonymity was in fact a crucial issue because in several instances these women were young and single mothers from all socioeconomic strata for whom motherhood was not socially accepted. In other cases, pover-ty was the reason behind child abandonment (Dias, 2008; Leandro, 2011). A strong positive correlation has been ob-served between periods of subsistence crisis and the number of abandoned children. But there was also the possibility of socially unacceptable motherhood resulting in poverty. After arriving at the institution, the child was frequently delivered to a nanny, usually a wet nurse. Most of these women were illiterate and lived in rural areas, working in agriculture (Fonte, 2004).

Skeletal samples from such young individuals are found rarely in the archaeological record, and to date this Faro sample is the only osteological assemblage from abandoned children to be described and studied. Therefore, it provides a unique opportunity to investigate whether the immature in-dividuals of this institution were exposed to severe environ-mental constraints. This objective may be attained by the evaluation of their growth and health.

Growth is a graded process that involves various changes related to age, characterized mainly by the increase in size and the differentiation in shape of each part of the body (Ribot and Roberts, 1996; Scheuer and Black, 2000). Its most important aspect is variation due to the complex inter-action between genetic and environmental factors (Ribot and Roberts, 1996; Bogin, 1999; King and Ulijaszek, 1999; Scheuer and Black, 2000; Lewis, 2007). Modern studies have shown that growth is considerably adaptable, and can be affected by several factors, including nutrition, infection, socioeconomic status, urbanization, migration, physical ac-tivity, physiological stress, climate, altitude and parasitism (Lewis, 2007). However, the two main groups of environ-mental stressors that may lead to growth disruption are in-fection and nutrition (King and Ulijaszek, 1999; Saunders and Barrans, 1999). These two factors present a complex and intricate interaction. Poor nutritional status induces a decline in immunocompetence, while exposure to infectious agents leads to anorexia, malabsorption, elevated basal metabolic rate as a consequence of fever, and protein catabolism need-ed for the immune response (King and Ulijaszek, 1999). During a stressful period, the growth rate slows until normal conditions are resumed, with the magnitude of decelerated growth reflecting the severity of the episode (Bogin, 1999; Lewis, 2007). Therefore, individuals reach developmental stages, or biological ages, along the maturity continuum, at different chronological ages (Scheuer and Black, 2000). Given that growth disruptions are cumulative, the older the individual, the larger may be the discrepancy between phys-iological and chronological ages. Once the child’s health condition has been re-established, it has the ability to ‘catch-up’ with its peers and resume growth at an increased rate. Such ability is impaired with age, and if growth is decelerat-ed for a long period of time, the increased growth velocity necessary for ‘catch-up’ cannot be realized (Lewis, 2007).

Before cessation of growth in height, age may be estimat-ed from several dental and/or skeletal markers.

The dental age estimation is derived from dental develop-ment, namely tooth formation and emergence (Moorrees et

al., 1963; Ubelaker, 1989). According to several authors (Moorrees et al., 1963; Demirjian et al., 1973), tooth forma-tion is more informative than tooth emergence because the majority of the teeth can be analysed at each examination. Conversely, emergence represents only a specific stage of short duration in the continuous process of dental eruption, or migration to reach the occlusal level. Moreover, gingival emergence may be influenced by local and/or environmental factors, such as caries, loss of deciduous predecessors, lack of space in the dental arch, and malnutrition (Moorrees et al., 1963; Demirjian et al., 1973; Alvarez and Navia, 1989). In contrast, the formation rate of the permanent teeth is not affected by early loss of the deciduous teeth and is less prone to be influenced by environmental stressors (Moorrees et al., 1963; Demirjian et al., 1973; Meinl, 2007; Pinhasi, 2008). Another potential problem with the tooth eruption charts is that, in most clinical research, ‘eruption’ is defined by the emergence of teeth through the gingiva or gum, whereas in skeletal remains eruption is considered in terms of alveolar emergence (Halcrow et al., 2007). However, ac-cording to some authors, alveolar emergence in deciduous teeth probably occurs a short time before gingival emergence (Konigsberg and Holman, 1997) and only two months before the occlusion of teeth (Hulland et al., 2000). Regarding permanent teeth, the reported differences in timing between alveolar and gingival emergence are greater: 0.6 years for teeth with deciduous predecessors, and 1.4 years for first and second molars (Haavikko, 1970). Therefore, if eruption standards are used in archaeological remains, researchers should be aware of this issue.

The skeletal age may be estimated from the developmen-tal state of ossification centres and/or from the dimensions of numerous osteological elements (Hoppa and FitzGerald, 1999; Scheuer and Black, 2000; Scheuer, 2002). It is gener-ally observed that dental age is the most accurate indicator in the postnatal period (Hoppa and FitzGerald, 1999; Scheuer and Black, 2000; Scheuer, 2002; Brickley, 2004; Cardoso, 2007; Boccone et al., 2010; Elamin and Liversidge, 2013; García-Mancuso, 2014). A possible reason is that the devel-opment of part of the dentition takes place before birth, in a protected environment, whereas skeletal growth and devel-opment are exposed for a longer period of time to external factors such as nutritional quality, sanitary conditions, socio-economic status, and possibly climate and altitude (Bogin, 1999; Hoppa and FitzGerald, 1999; Scheuer, 2002; Cardoso and Garcia, 2009). This difference is the basis of growth- related studies where the children’s development is believed to be the reflection of health and nutritional status better than any other index (Lampl and Johnston, 1996; Hoppa and Fitzgerald, 1999; Saunders and Barrans, 1999; Larsen, 2002; Lewis, 2002). Moreover, growth of the various skeletal ele-ments may vary in velocity and growth faltering due to differ-ing susceptibilities to environmental insults (Pinhasi, 2008).

Non-specific stress indicators (e.g. dental enamel hypo-plasias and porotic lesions such as cribra orbitalia, cribra humeralis, cribra femoralis, and abnormal porosity) may provide indirect information regarding the health of past populations (Larsen, 2002; Lewis, 2007). These lesions can arise in the developing child but, with the exception of den-tal enamel hypoplasias, will disappear if the child recovers

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GROWTH IN A SKELETAL SAMPLE OF ABANDONED CHILDREN 3

(Lewis, 2007). The frequency of these stress indicators by age, the relation between them, and the comparison of their frequencies with both demographic and growth curves may provide more information about the sub-adults’ health (Ribot and Roberts, 1996; Larsen, 2002).

The aim of the present study is to compare the pattern of skeletal and dental development of the immature individuals of Santa Casa da Misericórdia de Faro in order to know if they were affected by poor living conditions and/or limited access to proper nutrition and healthcare. Furthermore, the paleopathological profile of these children, namely concern-ing enamel defects, cribra orbitalia, cribra humeralis, cribra femoralis, porosity, woven bone, osteomyelitis, trauma, en-docranial lesions, and other osteolytic and/or osteoblastic lesions, will be drawn to help in the interpretation of their health status.

Material and MethodsThe 51 subjects studied were found in a poor state of pres-

ervation and completeness (Table 1), which hampered the examination.

The following methods were used to estimate the age-at-death: Moorrees et al. (1963) for dental calcification; Ubelaker (1989) for the sequence of formation and eruption of teeth; Schaefer et al. (2009) for the skeletal dimensions; Fazekas and Kósa (1978) for the prenatal long bone lengths; Maresh (1970, reviewed by Cardoso, 2005) for the postnatal long bone lengths; and Scheuer and Black (2000) for devel-opment and bony fusion. As already highlighted by Ribot and Roberts (1996), the accuracy of these odontological and osteological methods has been tested by several authors on various American and European samples. Regarding Ubelaker’s (1989) chart, although it was originally created for anthropological work with American Indians, it has been approved by the Workshop of European Anthropologists (Ferembach et al., 1980).

Although tooth formation is more informative than tooth emergence (as explained in the Introduction) both approaches were used to estimate age-at-death because the macroscopic evaluation of the morphological changes occurring during the formation of teeth is not completely possible unless the walls of the tooth crypts have been damaged, exposing the tooth root and/or crown for observation. Unfortunately, it was not possible to perform a radiographic analysis of the jaws. On the other hand, it will be interesting to see if these two methods of dental age estimation give similar results.

Skeletal measures (in millimeters) were obtained from the left side of the skeleton (or from the right side if the left bone was missing or severely damaged), using a sliding calliper and an osteometric board, following Redfield (1970), Fazekas and Kosá (1978), Buikstra and Ubelaker (1994), and Schaefer et al. (2009).

All data were collected blindly by one observer (J.P.) on two different occasions. In the case of metric data, the intra- evaluator error was assessed by the technical error of meas-urement (TEM). This index allows researchers to verify the accuracy when performing and repeating anthropometrical measurements (intra-observer) (Perini et al., 2005). For non- metric data, the intra-evaluator error was assessed through

Table 1. State of preservation and completeness of the individuals exhumed from Santa Casa da Misericórdia de Faro (Faro, Portugal)

Individual no. Preservation Completeness

1 Fair Relatively complete 2 Poor Very incomplete 3 Fair Very incomplete 4 Poor Very incomplete 5 Poor Very incomplete 6 Poor Very incomplete 7 Poor Very incomplete 8 Poor Very incomplete 9 Poor Very incomplete10 Poor Very Incomplete11 Poor Very incomplete12 Poor Very incomplete13 Fair Very incomplete15 Fair Very incomplete16 Poor Very incomplete17 Fair Very incomplete19 Fair Very incomplete20 Poor Very incomplete21 Fair Relatively complete25 Poor Very incomplete26 Fair Relatively complete27 Fair Relatively complete28 Fair Relatively complete29 Poor Very incomplete30 Fair Very incomplete31 Fair Very incomplete32 Poor Very incomplete33 Poor Very incomplete34 Fair Very incomplete36 Fair Very incomplete38 Fair Very incomplete40 Poor Very incomplete42 Poor Very incomplete43 Fair Very incomplete45 Poor Very incomplete46 Poor Very incomplete47 Poor Very incomplete48 Poor Very incomplete49 Poor Very incomplete50 Poor Very incomplete51 Poor Very incomplete52 Poor Very incomplete53 Poor Very incomplete54 Poor Very incomplete55 Poor Very incomplete56 Poor Very incomplete57 Poor Very incomplete58 Fair Relatively complete63 Poor Very incomplete64 Poor Very incomplete65 Poor Very incomplete

Poor = severe bone damage, metaphyseal loss with long bones and cancellous exposure of the vertebrae.

Fair = slight bone damage, erosion of bone surface and/or bone frag-mentation.

Good = no significant damage of the bone surface or bone fragmen-tation.

Very incomplete = more than 50% of the skeleton is absent.Relatively complete = 25–50% of the skeleton is absent.Almost complete = less than 25% of the skeleton is absent.

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J. PAREDES ET AL.4 AnthropologicAl Science

the percentage of agreement between observations and also with Cohen’s kappa coefficient.

All skeletal dimensions obtained for each individual were used to estimate age-at-death. In this case, the age estimation is given by an interval whose lower limit corresponds to the youngest age obtained and whose upper limit corresponds to the oldest age.

In order to compare the estimates of age-at-death obtained by the four methodological approaches, the percentages of agreement between the different ages were compared two by two.

Following Goode et al. (1993), Maresh’s data was used to standardize the long bone lengths with the following modifi-cation: the long bone data of Fazekas and Kósa (1978) for 10 lunar month individuals to represent the birth (0 year) age class was used.

Several pathological lesions were scrutinized according to Ortner (2003) and Buikstra and Ubelaker (1994): cribra or-bitalia, cribra humeralis, cribra femoralis, porosity, woven bone, osteomyelitis, trauma, endocranial lesions, and other osteolytic and/or osteoblastic lesions. Cribra humeralis and cribra femoralis are similar in appearance to cribra orbitalia, but are located in the medial anterior region of the proximal end, near the metaphysis, of the humerus and femur, respec-tively. Given the high number of bone elements whose poor preservation hampered the observation and since the macro-scopic characteristics and aetiology of these lesions are identical, the three types of cribra were grouped with the same general designation: cribra (Miquel-Feucht et al., 2000; Garcia et al., 2002). Following Ortner et al. (1999, 2001), abnormal porosity was defined as a localized condi-tion, in which fine holes, typically less than 1 mm in diame-ter, penetrate a compact bone surface. Although vascular holes in cortical bone are a normal anatomical feature, these are much fewer in number in a given area and more variable in size, frequently exceeding 1 mm in diameter (Ortner et al., 2001). Abnormal porosity of methaphyses was distin-guished from porosity associated with normal remodelling on the basis of the size of the affected area, extending more than a centimeter from the end of the bone (Krenz-Niedbała, 2015). For all available anatomical sites, the lesions were recorded as absent, present, or non-observable.

Enamel defects (hypoplasia or others) were investigated following Hillson (2001).

The statistical significance of the recorded values was tested with independent samples chi-square test. Statistical analysis was conducted by using the IBM SPSS statistics® program (version 22.0).

ResultsThe age estimates obtained by the ossification and fusion

of different skeletal elements resulted in too wide intervals and were therefore excluded from the subsequent analysis.

Table 2 presents age-at-death estimations for each indi-vidual by the three remaining methodologies. As can be seen, in five individuals it was not possible to estimate age-at-death due to the high level of fragmentation and incom-pleteness of the osteological elements (Table 1). Therefore, the sample studied hereinafter is composed of 46 sub-adults.

Table 2. Age-at-death estimations for each individual according to dental calcification (Moorrees et al., 1963), the sequence of formation and eruption of teeth (Ubelaker, 1989), and osteometric data (Schaefer et al., 2009; Fazekas and Kósa, 1978 for the prenatal long bones; Maresh, 1970 reviewed by Cardoso, 2005, for the postnatal long bones)

Individual no.

Dental calcification

Sequence of formation and

eruption of teethOsteometric

Data

1 0.4–0.5 y 6 ± 3 m 4–9 m 2 — — 38 fw–9 m 3 — 0 ± 2 m 34 fw–2 w 4 — 6 ± 3 m 36 fw–2 m 5 — — 30–38 fw 6 — — 32–36 fw 7 — 1 y ± 4 m — 8 — — 0–6 m 9 — — 38 fw–6 m10 — 9 ± 3 m 6 m–2 y11 — 0 ± 2 m 36 fw–6 m12 — — 36–38 fw13 — — 32 fw–2 m15 — 7 ± 2 fm 32–40 fw16 — — 0–6 m17 — — 36 fw–6 m19 — 0 ± 2 m 36 fw–6 m20 — — —21 7.0–10.2 y 9 y ± 24 m 6–10 y25 2.4–4.3 y 3 y ± 12 m 1–3 y26 — 0 ± 2 m 34 fw–6 m27 1.8–1.9 y — 1–2 y28 1.3–1.7 y 1 y ± 4 m 0–2 y29 — 0 ± 2 m 36 fw–6 m30 — — 36 fw–6 m31 — 0 ± 2 m 34–40 fw32 — — 14–15 y33 — — —34 1.8–3.5 y 18 ± 6 m 7–24 m36 — — 0–9 m38 — — 4–12 m40 — 6 ± 3 m 2–4 m42 — — 0–6 m43 — — 0–9 m45 — — 28–32 fw46 7.4–7.8 y 8 y ± 24 m 7–8 y47 — — 6–18 m48 4.5–4.8 y 5 y ± 16 m 2.5–3 y49 — — —50 — — 2–5 y51 — — 0–2 m52 — — 2.5–3 y53 — 6 ± 3 m —54 — — —55 — — 0.5–1 y56 — — 6–24 m57 1.8–3.5 y 18 ± 6 m 2–3 y58 2.4–4.3 y 3 y ± 12 m 1.5–2 y63 4.4–5.8 y 6 y ± 24 m 7–12 y64 — — 0–6 m65 — — —

y = years; m = months; fm = fetal months; fw = fetal weeks.

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GROWTH IN A SKELETAL SAMPLE OF ABANDONED CHILDREN 5

These were all under 15 years of age and more than 80% were under 2 years of age.

Regarding the intra-evaluator error for metric data, all relative TEM values were lower than 7.5%, and were thus considered acceptable (Table 3). Therefore, no osteological measurement was excluded from the remaining analysis. For non-metric data, although the values of N were small, both the percentages of agreement between the observations and Cohen’s kappa coefficients were high for the two approaches to dental age estimation, and the results were considered acceptable (Table 4). The same occurred in the paleopatho-logical analysis (Table 5).

Table 6 shows the percentage of agreement between the three methods for estimating age-at-death (dental calcifica-tion, sequence of formation and eruption of teeth, and os-teometric data). The age estimates obtained by the methods of dental calcification and sequence of formation and erup-tion of teeth were absolutely concordant (100%). By con-trast, the estimates obtained by osteometric and dental meth-ods showed some disagreement (tooth calcification vs. osteometric: 63.6%; sequence of formation and eruption of teeth vs. osteometric: 80.0%), i.e. the osteometric methods

indicate younger ages.Standardized long bone lengths are presented in Table 7,

following Goode et al. (1993). A strong trend was observed for fetuses and newborns to present measures very close to or slightly higher than those obtained by Fazekas and Kósa (1978) for the same dental age. On the other hand, older in-dividuals had lower measures that the ones tabulated by Maresh (1970, values corrected by Cardoso, 2005). When considering the total sample’s average, a slight discrepancy between the upper and lower limbs was recognized, with the lower limbs presenting slightly lower values.

The most frequent pathological conditions observed were porosity (Figure 1), woven bone (Figure 2), and cribra (Figure 3). The chi-square test showed that the presence of cribra is distributed similarly in the different bone elements analysed (chi-square test: 0.345; d.f. = 2; P = 0.841), i.e. in the orbital cavity (cribra orbitalia: n observed = 5; 40% affected), humerus (cribra humeralis: n observed = 25; 52.0% affected) and femur (cribra femoralis: n observed

Table 3. Intra-evaluator relative TEM results for metric data

Bone Measurement n Relative TEM (%)

Pars basilaris Maximum length 10 0.73Saggital length 11 0.25Maximum width 10 0.04

Pars lateralis Maximum length 7 6.18Width 5 0.22

Pars petrosa Maximum length 7 0.13Width 11 6.18

Mandible Body length 2 4.98Clavicle Maximum length 9 0.96Scapula Height 2 0.27

Breath 8 0.26Ilium Maximum length 18 0.05

Width 19 1.08Ischium Maximum length 15 0.59

Width 15 0.11Pubis Maximum length 19 0.71Humerus Maximum length 16 1.14Radius Maximum length 9 0.07Ulna Maximum length 11 0.01Femur Maximum length 13 0.04

Distal width 9 0.01Tibia Maximum length 10 0.06Fibula Maximum length 14 0.141st Metatarsal Maximum length 10 0.07

Table 4. Percentage of agreement and Cohen’s kappa coefficient be-tween the two observations for both approaches of dental age estimation

Age-at-death estimation method n Error

(n)Error (%)

Agreement (%)

Cohen’s kappa

Moorrees et al. (1963) 11 1 9.09 90.91 0.889Ubelaker (1989) 23 1 4.35 95.65 0.902

Table 5. Percentage of agreement and Cohen’s kappa coefficient between the two observations for paleopathological analysis

Type of lesion n Error (n)

Error (%)

Agreement (%)

Cohen’s kappa

Porosity 551 65 11.98 88.02 0.712Woven bone 547 24 4.39 95.61 0.788Cribra (orbitalia, humeralis, femoralis)

52 3 5.77 94.23 0.885

Table 6. Percentage of agreement between the methods for esti-mating age-at-death (dental calcification, sequence of formation and eruption of teeth, and osteometric data)

Age-at-death estimation method n Error (n)

Error (%)

Agreement (%)

Dental calcification vs. sequen-ce of formation and eruption of teeth

10 0 0.00 100.00

Dental calcification vs. osteo-metric data

11 4 36.36 63.64

Sequence of formation and eruption of teeth vs. osteome-tric data

20 4 20.00 80.00

Table 7. Standardized maximum bone lengths, following Goode et al. (1993)

Humerus Radius Ulna Femur Tibia Fibula Bones average

Individuals aged ≤0 years 1.02 1.02 0.98 1.034 1.05 1.03 1.00Individuals aged >6 months 0.87 0.88 0.85 0.83 0.81 0.82 0.84All sample 0.94 0.96 0.92 0.92 0.90 0.91 0.91

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J. PAREDES ET AL.6 AnthropologicAl Science

= 22; 45.5% affected). In contrast, the presence of porosity (chi-square test: 161.538; d.f. = 21; P < 0.000) and woven bone varies (chi-square test: 61.035; d.f. = 21; P < 0.000) according to the bone element under analysis. Regarding porosity, the bone elements most affected were: sphenoid; occipital; pubis, ilia, and ischia; temporal; mandible; and humerus (Table 8). The woven bone was more frequently

observed in the following bone elements: pubis, ilia, and ischia; humerus; femur; occipital; temporal; mandible; frontal; tibia; and scapula (Table 8).

When evaluating the frequencies of pathological evidence between age-groups (Table 9), a close relation was observed

Figure 1. Inferior view of the pars basilaris (individual no. 43; 0–9 months old) with porosity.

Figure 2. Medial view of the right tibia diaphysis (individual no. 43; 0–9 months old) presenting woven bone.

Figure 3. Anterior view of the proximal end of the left femur dia-physis (individual no. 34; 1.8–3.5 years old) where cribra femoralis is visible.

Table 8. Frequencies of woven bone and porosity by bone element

Bone elementPorosity Woven bone

n observed

% present

n observed

% present

Occipital 25 68.0 25 24.0Parietal 24 29.2 24 8.3Temporal 22 59.1 22 22.7Frontal 16 43.8 16 18.9Sphenoid 17 70.6 17 5.9Zygomatic 13 53.8 13 7.7Maxilla 8 25.0 8 0.0Mandible 22 59.1 22 22.7Clavicle 28 7.1 28 3.7Scapula 35 8.6 35 17.1Sternum 24 4.2 24 0.0Vertebra 43 7.0 43 0.0Ribs 42 0.0 42 0.0Humerus 33 36.4 33 27.3Radius 26 15.4 26 11.6Ulna 27 14.8 27 7.4Hand bones 31 0.0 31 0.0Pubis, ilia, and ischia 29 65.5 29 31.0Femur 26 42.3 26 26.9Tibia 22 50.0 22 18.2Fibula 22 4.5 22 4.5Foot bones 16 18.8 16 0.0

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GROWTH IN A SKELETAL SAMPLE OF ABANDONED CHILDREN 7

between the estimated age-at-death and the presence of po-rosity (chi-square test: 12.846; d.f. = 5; P = 0.025) and wo-ven bone (chi-square test: 14.888; d.f. = 5; P = 0.011), with both conditions more frequently observed between the fetal period and the age of 3 years. Conversely, there was no rela-tion between the presence of cribra and age (chi-square test: 7.269; d.f. = 5; P = 0.201).

The diaphyseal lengths of the humerus and femur were plotted against dental ages for each sub-adult, in order to obtain a growth curve (Figure 4, Figure 5). The dental age estimation method by Ubelaker (1989) was the one that allowed more estimations and consequently was the most appropriate to use. In both graphics (Figure 4, Figure 5), two lines were drawn in order to compare the stressed children (with several stress indicators) with the less or unstressed children (with only one stress indicator or none). Although the sample size is small, it is possible to observe in both graphs that the stressed children had smaller diaphyseal lengths than less or unstressed children.

The paleopathological analysis of the sample also re-vealed two cases that should be mentioned here. One is a 2-year-old child (individual no. 27) who presented unusual intracranial marks consistent with bacterial meningitis (for more details about the differential diagnosis see Paredes et al., 2013). The other is an individual of about 3 years (indi-vidual no. 58) who presented plane-form enamel defects in the occlusal region (in which layers of enamel matrix are missing and a prominent step runs around the edge (Hillson, 2001)), above the contact area, of the labial surface of decid-uous lateral incisors. Enamel hypoplasias were also found in the permanent teeth of three other children: individual no. 7 (1 year ± 4 months of age) had a linear hypoplasia in the upper right canine; individual no. 46 (7.4–7.8 years of age) had one linear defect in the left lower first premolar; and in-dividual no. 63 (4.4–5.8 years of age) had two linear enamel hypoplasias in the left lower canine.

No further significant pathological lesions were found in the analysed sample.

Figure 4. Growth curve with humeral diaphyseal lengths plotted against dental age estimation (Ubelaker’s method). —○: with no or one stress indicator; ---□: with more than one stress indicator.

Table 9. Frequencies of porosity, woven bone, and cribra (orbitalia, humeralis, and femoralis) by age group

Age-groupPorosity Woven bone Cribra

(orbitalia, humeralis, femoralis)

n observed % present n observed % present n observed % present

7th lunar month–birth 6 83.3 6 100 4 25.0Birth–28 days 10 100 10 40.0 10 70.02nd month–3 years 21 61.9 21 42.9 15 73.33–6 years 6 50.0 6 0.0 5 40.07–10/12 years 2 0.0 2 0.0 1 0.0Adolescence 1 0.0 1 0.0 1 0.0

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J. PAREDES ET AL.8 AnthropologicAl Science

DiscussionDuring growth, each individual has a genetic potential for

increasing in size and shape, which depends upon different environmental conditions (Ribot and Roberts, 1996; Lewis, 2007). As highlighted by many authors (e.g. Bogin, 1999; Lewis, 2007; Pinhasi, 2008), several studies on modern pop-ulations have shown that low socioeconomic status can sig-nificantly affect the growth pattern of a given population. Dental development is less influenced by environment than skeletal development, and is considered the best indicator of chronological age in skeletal remains (Saunders et al., 1993; Cardoso, 2007). Therefore, the difference between skeletal and dental development may provide a measure of growth and health in a population. However, there are few studies comparing age estimations based on dental and skeletal de-velopment in fetal and infant periods in the osteoarchaeolog-ical literature (Lewis, 2000; García-Mancuso, 2014). In this sense, this Faro sample, comprising immature abandoned individuals, offers a unique opportunity to investigate whether these children were exposed to severe environmen-tal constraints.

In the present study, the age estimates obtained by the ossification and fusion of different skeletal elements resulted in too wide intervals, as previously postulated by Pinhasi (2008).

When applying the methods of dental calcification and sequence of formation and eruption of teeth to this Faro sample, the results were concordant. Given that, according to Pinhasi (2008), dental eruption patterns may be more af-fected by environmental stressors than dental calcification (i.e. delayed eruption may be indicative of high levels of

stress), the present results could be interpreted as suggesting that these Faro children did not suffer high levels of physio-logical stress. However, in contrast to these results, the ages obtained by osteometric and dental methods were different. The disagreement between dental calcification and os-teometric data was 63.6% and between the sequence of for-mation and eruption of teeth and osteometric data was 80% (these different percentages are probably related to the wider age intervals given by the Ubelaker’s chart that more easily comprise the age estimation obtained by osteometric data). The fact that linear size measurements of different osteolog-ical elements provided younger ages when compared with observations of dental development indicates that growth in the Faro orphans deviated from the general path, a pattern that tends to be associated with malnutrition or disease. Moreover, it should be noted that in Ubelaker’s chart (1989: 64) “Eruption refers to emergence through the gum, not to emergence from the bone” and as the gums are not present in skeletons, these estimates could be slightly higher for decid-uous teeth and even higher for permanent teeth. Taking into account the origin and age span of these individuals, such results are not surprising. High rates of infection and mal-nourishment (related to weaning practices and/or poor die-tary quality) affect growth more severely during the period of maximal growth velocity, i.e. between 6 and 35 months of life (Pinhasi, 2008). Moreover, the difference between den-tal and skeletal ages increased with age which is consistent with a cumulative effect of growth constraints. In this sam-ple, it was possible to identify a strong trend for fetuses and newborns to present very close or slightly higher skeletal measurements than the ones obtained by Fazekas and Kósa (1978) for the same dental ages. The closeness of the results

Figure 5. Growth curve with femoral diaphyseal lengths plotted against dental age estimation (Ubelaker’s method). —○: with no or one stress indicator; ---□: with more than one stress indicator.

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GROWTH IN A SKELETAL SAMPLE OF ABANDONED CHILDREN 9

may be related to a more protective environment in utero in comparison to postnatal life. In contrast, older individuals have lower skeletal measurements than the ones tabulated in Maresh (1970, values corrected by Cardoso, 2005). Howev-er, unlike the Faro sample, Maresh’s tables were developed based on live sub-adults of average to high social status. The differences observed suggest that for the Faro individuals, childhood probably took place with hygiene and food re-strictions. Moreover, the older the child, the longer he/she would have lived in the institution, resulting in a cumulative effect of the environmental constraints. Despite not being possible to be certain about how long these children lived in the institution it is believed that it would depend on their age-at-death, since the ‘foundling wheel’ was used mainly to abandon newborns (Fonte, 2004).

According to some authors (Grauer, 1993; Lewis, 2007), if a stress period lasts less than 3 months, the child can com-pensate the delay by catch-up growth, but if the problem lasts longer, normal growth may be irreversibly compro-mised. In other words, catch-up growth is related to the re-covery of normal growth rate, by improved environmental conditions (Binns, 1998), or a process of habituation of the body to environmental restrictions. Although, at first sight, the Faro results suggest that growth disturbances lasted long enough to impede catch-up growth, as older individuals are shorter for their ages, it should not be ignored that the sam-ple size for this age cohort may not be sufficiently large for this phenomenon to be noted.

Observing the total sample’s average, a slight discrepancy between the upper and the lower limbs can be recognized, the latter being more affected by environmental constraints experienced during development. The same result was also obtained by Sciulli (1994). This may be due to the fact that bones of the lower limb are larger, have greater growth ve-locity, and are more variable in terms of both size and growth than those of the upper limb (Smith and Buschang, 2004). Greater relative lower than upper limb growth has already been reported for fetal (Moss et al., 1955) and post-natal (Maresh, 1959) periods. According to Sciulli (1994), the most rapidly growing long bones are more susceptible to nutritional and disease stress.

Concerning paleopathology, a higher frequency of poros-ity and woven bone in younger individuals was noted, par-ticularly those under 3 years of age. It is still possible to see the same tendency in cribra despite the lack of statistically significant differences. Cribra, porosity, and woven bone are frequently related to anaemia, i.e. iron deficiency (Lewis, 2007). However, these lesions can also appear in other defi-ciency diseases, such as rickets and scurvy, as well as due to non-specific infections (Ribot and Roberts, 1996; King and Ulijaszek, 1999; Lewis, 2007). In fact, conditions such as malnutrition, dietary deficiency, and increased pathogen load can be on the origin of anaemia (Lewis, 2000). Abun-dant blood supply in the red bone marrow, especially at the metaphysis of the long bones, makes young sub-adults par-ticularly susceptible to bone infections. Rapid growth in these areas requires a good blood supply which also trans-ports pathogens that rely on iron to achieve their replication potential (Lewis, 2000, 2007). However, the extremely rapid growth during fetal and infancy periods may cause bone

porosity, striation, and remodelling, making it difficult to distinguish between this normal process and a pathological aetiology (Ribot and Roberts, 1996; Lewis, 2000, 2007). In the present study, great care was taken when distinguishing normal and pathological porosity, following the criteria rec-ommended by Ortner et al. (1999, 2001). In fact, when dia-physeal lengths of humerus and femurs were plotted against dental age estimations for each sub-adult, and taking into account the level of stress, it was possible to observe that the very stressed children had smaller diaphyseal lengths than less or unstressed children.

The skeletal parts identified as the most affected by poros-ity were the sphenoid, occipital, pubis, ilia, and ischia, tem-poral, mandible, and humerus. Regarding the deposition of woven bone, this was more observed in the pubis, ilia, and ischia, humerus, femur, occipital, temporal, mandible, fron-tal, tibia, and scapula. In both cases, the most affected ele-ments are some of the largest bones in the skeleton, which are more resistant to post-mortem alterations and, on the other hand, more easily analysed.

Apparently there are no differences in the susceptibility of the various bone elements to cribra. According to Miquel- Feucht et al. (2000), the three forms of cribra (orbitalia, hu-meralis, and femoralis) are similar lesions, sharing macro-scopic, microscopic, and radiographic characteristics, relat-ed to pathologies with the same aetiology. One of the possi-ble aetiologies is anaemia, either of genetic, infectious, or nutritional origin. However, it should be noted that the high number of bone elements exhibiting poor preservation made observation impossible.

The paleopathological analysis of the Faro sample also revealed plane-form enamel defects in an individual about 3 years of age. Dental enamel hypoplasias are a non-specific stress indicator. Among the conditions that have been shown to cause these enamel defects are fever and starvation (Hillson and Bond, 1997; Lewis, 2000). Exposed-plane-form defects are more commonly found in the occlusal part of the crown, and are the most noticeable manifestation of enamel hypoplasia. They presumably represent a pro-nounced growth disruption (Hillson and Bond, 1997). Al-though several studies have tried to assess the age at which a defect was formed by measuring the distance between the defect and the cemento-enamel junction, Hillson and Bond (1997) argued that the position of the hypoplasia is more an expression of the pattern of enamel layers than the timing of a particular stress episode. In addition, the extent of an exposed-plane-form defect frequently bears no relation to the duration of the stress episode that caused it (Hillson and Bond, 1997).

Child growth standards and non-specific stress indicators are frequently used as measures of the general health status of a community since their growth, development, and dis-eases are sensitive indicators of the quality of the socio-economic environment in which they live (Johnston and Zimmer, 1989; Bogin, 1999; Lewis, 2007). Child survivabil-ity depends greatly on the surrounding environment, in par-ticular, the level of sanitation and availability of healthcare facilities (Lewis, 2007).

In the Faro skeletal sample of abandoned children both growth and paleopathological results suggest unfavourable

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J. PAREDES ET AL.10 AnthropologicAl Science

conditions, as expected when food and hygiene were scarce as mentioned in historical documents (Fonte, 2004; Dias, 2008). The exposed children were subject to more risks than other children. These risks were diverse, namely malnutri-tion, a high probability of contracting infectious diseases either by contact with wet nurses or with other children, ne-glect and maltreatment (Dias, 2008). In the first months/years of life, malnutrition was mainly due to weaning. Sometimes, newborns were breastfed by their wet nurses, but in many cases, the care-givers were themselves malnour-ished or had no milk. In these cases, young babies were fed with animal milk (cow, goat, or donkey) (Fonte, 2004). In addition to the lack of the most basic health and hygiene practices and the absence of prophylactic measures and al-ternative forms of artificial feeding, the institutions and the family care homes did not meet minimum living conditions. Without water and sanitation, most of these homes would consist of unhealthy spaces, sometimes contiguous with the stables. All this obviously could encourage infectious dis-eases and lead to premature death of the exposed children (Fonte, 2004). In the present study, and regarding paleopa-thology, the relatively high frequency of porotic injuries and new bone deposition corroborate the poor conditions experi-enced by the Santa Casa’s orphans during their short lives.

ConclusionThis Faro sample provides the first opportunity to learn

more about children who were abandoned in the south of Portugal via a ‘foundling wheel’ in the 16th–19th centuries. Not only are there few skeletal samples from such young individuals in the archaeological record, but to date this sam-ple is the only osteological assemblage from abandoned children in the world to be described and studied. Despite the impossibility of inferring a specific aetiology for the ob-served paleopathological lesions or even to understand how the analysed skeletal stress indicators are related to each other, the detailed study of growth and health of the individ-uals who make up this sample is extremely important for a better knowledge of the living conditions and the degree of stress imposed on the children delivered to Santa Casa da Misericórdia de Faro at that time. In sum, the fact that age estimates obtained by osteometric gave younger ages than the dental methods suggests that these individuals experi-enced great difficulties during their short lives. Moreover, the paleopathological data, namely the high frequency of porotic lesions and new bone deposition, especially in the individuals previously identified as small for their age, corroborate this conclusion. Hence, we believe this study enriches the scanty osteoarchaeological documentation of both growth and health in abandoned children, and can contribute to reduce the discrepancy between historical and biological evidence.

AcknowledgmentsThe authors thank the Centro de Ciências Forenses, Cen-

tro de Investigação em Antropologia e Saúde, Grupo Dryas Octopetala, and Mónica Corga. The authors also acknowl-edge the three anonymous reviewers and the handling editor whose valuable comments and suggestions allowed us to

improve the manuscript. This work was financed by national funds by FCT—Fundação para a Ciência e Tecnologia, under the project with the reference PEst-OE/SADG/UI0283/2013.

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