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GUIDE FOR SPECIALTY COURT PROVIDERS DON’T GET INFORMATION OVERLOAD

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Page 1: GUIDE FOR SPECIALTY COURT PROVIDERS DON’T GET INFORMATION OVERLOAD

G U I D E F O R S P E C I A LT Y C O U RT P R OV I D E R S

DON’T GET INFORMATION OVERLOAD

Page 2: GUIDE FOR SPECIALTY COURT PROVIDERS DON’T GET INFORMATION OVERLOAD

DON’T GET INFORMATION OVERLOAD

Presenters:

Nisha Wilson, ODMHSAS

Ray Caesar, ODMHSAS

Page 3: GUIDE FOR SPECIALTY COURT PROVIDERS DON’T GET INFORMATION OVERLOAD

THE STRUGGLE

• A lot of assessment requirements

Risk

Assessmen

ts

ASI

ASAM

Criteria

• Evidence-Based Practices

• Best Practice StandardsEBP’s

BPS’s

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THE GOAL

Risk Assessmen

ts

ASI

ASAM Criteria

• How to use the information available in a practical way to provide the best care for our participants.

EBP’s

BPS’s

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THE GOAL

• Why do we need the information we get?

• How do we use it?

Page 6: GUIDE FOR SPECIALTY COURT PROVIDERS DON’T GET INFORMATION OVERLOAD

RISK ASSESSMENTS

Risk Assessme

nts

ASI

ASAM Criteria

• “Criminogenic risk” refers to the likelihood that someone will commit a crime without appropriate intervention.

EBP’s

BPS’s

• Best measured by a validated risk assessment instrument.

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RISK ASSESSMENTS

Risk Assessme

nts

ASI

ASAM Criteria

• Risk assessments are “Actuarial Assessments”• Predict group behavior• Not absolutes• Each item measured is predictive

EBP’s

BPS’s

• Two types of risk factors:• Dynamic – Changeable• Static - Fixed

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RISK ASSESSMENTS

Risk Assessme

nts

ASI

ASAM Criteria

Car Insurance Rates

EBP’s

BPS’s

AgeGenderMarital StatusDriving RecordGrades (School-Aged Kids)Current Driving Behavior

Dynamic or Static?

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RISK ASSESSMENTS

Risk Assessme

nts

ASI

ASAM Criteria

• Risk assessments measure the “Big 8” criminogenic risk factors.• Antisocial Attitudes• Antisocial Peers• Antisocial Personality• History of Antisocial Behavior

• Family• Prosocial Leisure Activities• Education/Employment• Substance Use

EBP’s

BPS’s

PR

IMA

RY

SEC

ON

DA

RY

Page 10: GUIDE FOR SPECIALTY COURT PROVIDERS DON’T GET INFORMATION OVERLOAD

RISK ASSESSMENTS

Risk Assessme

nts

ASI

ASAM Criteria

• Why do we need to know “risk” information?

EBP’s

BPS’s

High Risk Regular Status Hearings Restrictive

Consequences Manualized Pro-Social

Habilitation Adaptive Habilitation

Low Risk Non-compliance

Hearings Adaptive Habilitation,

Maybe…

Don’t mix risk levels.

High Risk and Low Risk offenders need different interventions.

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RISK ASSESSMENTS

Risk Assessme

nts

ASI

ASAM Criteria

• Why do we need to know “risk” information?

EBP’s

BPS’s

It identifies areas that need addressed in treatment to reduce recidivism.

Risk Factor Score

Antisocial Attitudes High

Antisocial Peers Mod

Antisocial Personality Mod

History of Antisocial Behavior Mod

Family Low

Prosocial Leisure Activities Mod

Education/Employment High

Substance Abuse High

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RISK ASSESSMENTS

Risk Assessme

nts

ASI

ASAM Criteria

• How do we use the information?

EBP’s

BPS’s

Risk assessments give us insight into how we should prioritize what we target in treatment.

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RISK ASSESSMENTS

Risk Assessme

nts

ASI

ASAM Criteria

• Steps in prioritizingMost RiskyInterest of the Offender/FamilyCourt OrdersMost DifficultEasiest

EBP’s

BPS’s

Risk Factor Score

Antisocial Attitudes High

Antisocial Peers Mod

Antisocial Personality Mod

History of Antisocial Behavior Mod

Family Low

Prosocial Leisure Activities Mod

Education/Employment High

Substance Abuse High

PR

IMA

RY

SEC

ON

DA

RY

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ADDICTION SEVERITY INDEX

Risk Assessme

nts

ASI

ASAM Criteria

• The ASI assesses seven areas of a client’s life that are commonly impacted by substance use disorders. (Medical, Employment, Drug Use, Alcohol Use, Legal, Family/Social, and Psychiatric.)

EBP’s

BPS’s

• Provides detail on use history.

• Why do we need to know ASI information?

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

ASAM is the template we use to look at information received from other assessments.

EBP’s

BPS’s

• Why do we need to know ASAM information?

By looking at the Six Dimensions of ASAM, we are provided information about the best level of care.

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• Dimension 1: Acute Intoxication and Withdrawal

Types of questions that impact this dimension:o Is there a risk of withdrawal symptoms or seizures?o Are they currently in withdrawal?o Is ambulatory detox safe for this person?o How much and how frequent was the drug use?o What are they/have they been using?

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• Dimension 2: Bio-Medical Conditions

Types of questions that impact this dimension:o Are there current physical ailments (other than

withdrawal)?o Are there chronic medical conditions that could impact

treatment?

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• Dimension 3: Cognitive, Behavioral, and Emotional Conditions

Types of questions that impact this dimension:o Are there current psychiatric illnesses or psychological,

behavioral, or cognitive problems that need addressed?o Are there chronic conditions that affect treatment?o Is mental health treatment warranted?o What coping skills does the individual have?

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• Dimension 4: Readiness/Motivation

Types of questions that impact this dimension:o What is the emotional and cognitive awareness of the

need to change?o What is the level of commitment to change?o What is the cooperation level with treatment?o Is there awareness about the relationship of substance use and negative consequences?

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• Dimension 5: Relapse, Continued Use

Types of questions that impact this dimension:o Is there an immediate danger of continued substance use

and or severe mental health distress?o Will the issue reappear if they don’t engage in treatment?o Is the person aware of relapse triggers, ways to cope, etc.?

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• Dimension 6: Recovery Environment

Types of questions that impact this dimension:o How supportive is the living environment to recovery or

treatment engagement?o Are there legal, vocational, social service mandates that

enhance the individual’s motivation?o Are there transportation, childcare, housing or other needs that need to be addressed?

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• The combination of dimension strengths and weaknesses will identify appropriate levels of care.

• For example:

An individual who has no withdrawal potential (Dim. 1),mild to no physical (Dim. 2) or behavioral health (Dim. 3) needs, who is in pre-contemplative or contemplative stages of change (Dim. 4), lacks coping skills (Dim. 5), and who has a risk support System (Dim. 6) would be most appropriate for….

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

Levels of care (currently available)

0.5 Early Intervention 1 Outpatient2.1 Intensive Outpatient3.1 Halfway House3.5 Residential TreatmentOTP Opioid Treatment Program(1-4 WM) Levels of Withdrawal Management

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

Levels of care (currently available)

0.5 Early Intervention Assessment and education for at-risk individuals. Do not meet diagnostic criteria for SUD.

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

Levels of care (currently available)

1 Outpatient Less than 9 hours of services per week. Recovery or motivational enhancement focus.

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

Levels of care (currently available)

2.1 Intensive Outpatient Nine or more hours of service per week

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

Levels of care (currently available)

3.5 Clinically Managed Low-Intensity Residential

24- hour structure with available, trained staff.At least 5 hours of service per week.

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

Levels of care (currently available)

OTP Opioid Treatment Program

Daily, or several weekly opioid agonist medication.Counseling available to maintain stability.For those with severe opioid use disorder.

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

Levels of care (currently available)

(1-4 WM) Withdrawal Management

Four available levels of withdrawal management. Provided in multiple settings from ambulatory tomedically managed.

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EVIDENCE BASED PRACTICES

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• Evidence Based Practices are sets of activities which are shown to repeatedly have desirable effects. • SAMHSA National Registry of Evidence Based

Programs and Practices (NREBPP)

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EVIDENCE BASED PRACTICES

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• An EBP must be provided in it’s entirety and as it’s intended to get the benefit.

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EVIDENCE BASED PRACTICES

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EVIDENCE BASED PRACTICES

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PUTTING IT TOGETHER

• Assessments provide the information. Strengths (What to use)Needs (What to improve)

AssessmentsRisk

AssessmentASI

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PUTTING IT TOGETHER

• Assessments provide the information. Strengths (What to use)

AssessmentsRisk

AssessmentASI

Strengths Needs

Family

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PUTTING IT TOGETHER

• Assessments provide the information. Needs (What to improve)

Strengths Needs

Family Antisocial Attitudes

Education/ Employment

Substance Abuse

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PUTTING IT TOGETHER

• Assessments provide the information. Strengths (What to use)

Strengths Needs

Family Antisocial Attitudes

Education/ Employment

Substance Abuse

ASI Areas Score

Medical Low

Employment High

Drug Use High

Alcohol Use Mod

Legal Low

Family/Social Low

Psychiatric High

Medical

Legal

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PUTTING IT TOGETHER

• Assessments provide the information. Needs (What to improve)

Strengths Needs

Family Antisocial Attitudes

Education/ Employment

Substance Abuse

ASI Areas Score

Medical Low

Employment High

Drug Use High

Alcohol Use Mod

Legal Low

Family/Social Low

Psychiatric High

Medical

Legal

Mental Health

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PUTTING IT TOGETHER

• Assessments provide the information. Strengths (What to use)Needs (What to improve)

AssessmentsRisk

AssessmentASI

ASAMLevel of CareDimension

Scores

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PUTTING IT TOGETHER

• Assessments provide the information. Strengths (What to use)

ASAM Dimensions Score

Dimension 1: Withdrawal Pot. Low

Dimension 2: Physical Health Low

Dimension 3: Mental Health High

Dimension 4: Readiness to Change High

Dimension 5: Relapse/Continued Use

Mod

Dimension 6: Recovery Environment

High

Strengths Needs

Family Antisocial Attitudes

Medical Education/ Employment

Legal Substance Abuse

Mental Health

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PUTTING IT TOGETHER

• Assessments provide the information. Needs (What to improve)

ASAM Dimensions Score

Dimension 1: Withdrawal Pot. Low

Dimension 2: Physical Health Low

Dimension 3: Mental Health High

Dimension 4: Readiness to Change High

Dimension 5: Relapse/Continued Use

Mod

Dimension 6: Recovery Environment

High

What are we capturing in recovery environment?

Strengths Needs

Family Antisocial Attitudes

Medical Education/ Employment

Legal Substance Abuse

Mental Health

Motivation

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AMERICAN SOCIETY OF ADDICTION MEDICINE CRITERIA

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

• Dimension 6: Recovery Environment

Types of questions that impact this dimension:o How supportive is the living environment to recovery or

treatment engagement?o Are there legal, vocational, social service mandates that

enhance the individual’s motivation?o Are there transportation, childcare, housing or other needs that need to be addressed?

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PUTTING IT TOGETHER

• Assessments provide the information. Needs (What to improve)

ASAM Dimensions Score

Dimension 1: Withdrawal Pot. Low

Dimension 2: Physical Health Low

Dimension 3: Mental Health High

Dimension 4: Readiness to Change High

Dimension 5: Relapse/Continued Use

Mod

Dimension 6: Recovery Environment

High

What are we capturing in recovery environment?

Strengths Needs

Family Antisocial Attitudes

Medical Education/ Employment

Legal Substance Abuse

Mental Health

Motivation

Transportation

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PUTTING IT TOGETHER

• Assessments provide the information. Strengths (What to use)Needs (What to improve)

AssessmentsRisk

AssessmentASI

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PUTTING IT TOGETHER

• Two types of needs:Criminogenic Needs- oOne of the “Big 8”. o Targeting will reduce risk.

Non-criminogenic Needs- o All other needs. o Targeting will NOT reduce

risk. But, ignoring will reduce success.

o Also know as “Responsivity Needs”

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PUTTING IT TOGETHER

Criminogenic Non-CriminogenicAnti-Social Attitudes

Education/Employment

Substance Abuse

Mental Health

Motivation

Transportation

Big 8 Risk FactorsAntisocial AttitudesAntisocial PeersAntisocial PersonalityHistory of Antisocial BehaviorFamilyProsocial Leisure ActivitiesEducation/EmploymentSubstance Abuse

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PUTTING IT TOGETHER

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

StrengthsCriminogenic NeedsNon-Criminogenic NeedsLevel of Care

• Identify the Evidence-Based Practices to target the needs.

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PUTTING IT TOGETHER

Criminogenic Non-CriminogenicAnti-Social Attitudes

Education/Employment

Substance Abuse

Mental Health

Motivation

Transportation

• Identify an EBP for each appropriate need.

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PUTTING IT TOGETHER

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PUTTING IT TOGETHER

Page 51: GUIDE FOR SPECIALTY COURT PROVIDERS DON’T GET INFORMATION OVERLOAD

PUTTING IT TOGETHER

Criminogenic Need EBP Intervention

Antisocial Attitudes Moral Reconation Therapy

Education/Employment **Case Management Needs

Substance Abuse Matrix Model Curriculum

Criminogenic EBP Intervention

Mental Health **Case Management Needs

Motivation Motivational Interviewing Approaches

Transportation **Case Management Needs

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PUTTING IT TOGETHER

Risk Assessme

nts

ASI

ASAM Criteria

EBP’s

BPS’s

StrengthsCriminogenic NeedsNon-Criminogenic NeedsLevel of Care

Interventions

• Incorporate Best Practice Standards

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BEST PRACTICE STANDARDS

2013 201

5

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BEST PRACTICE STANDARDS

• Volume I• I. Target Population• II. Historically Disadvantaged Groups• III. Roles and Responsibilities of the Judge• IV. Incentives, Sanctions, and Therapeutic

Adjustments• V. Substance Abuse Treatment

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BEST PRACTICE STANDARDS

• Substance Abuse Treatment

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BEST PRACTICE STANDARDS

Continuum of Care

• Standardized placement criteria govern the level of care that is provided.

• Drug court offers a continuum of care for substance abuse treatment including detoxification, residential, sober living, day treatment, intensive outpatient, and outpatient services.

• Adjustments to the level of care are predicated on each participant’s response to treatment and are not tied to the Drug Court’s programmatic phase structure.

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BEST PRACTICE STANDARDS

Continuum of Care

• Participants do not receive punitive sanctions or an augmented sentence if they fail to respond to a level of care that is substantially below or above their assessed treatment needs.

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BEST PRACTICE STANDARDS

Team Representation

• One or two treatment agencies are primarily responsible for managing the delivery of treatment services for Drug Court participants.

• If more than two agencies provide treatment to Drug Court participants, communication protocols are established to ensure accurate and timely information about each participant’s progress in treatment is conveyed to the Drug Court team.

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BEST PRACTICE STANDARDS

Team Representation

• Clinically trained representatives from these agencies are core members of the Drug Court team and regularly attend team meetings and status hearings. • Criminal recidivism may be reduced by as much as

two fold when representatives from these primary agencies are core members of the Drug Court team and regularly attend staff meetings and court hearings (Carey et al., 2012).

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BEST PRACTICE STANDARDS

Treatment Dosage and Duration (High Risk/High Need)

• Participants receive a sufficient dosage and duration of substance abuse treatment to achieve long-term sobriety and recovery from addition. • Participants ordinarily receive 6-10 hours of

treatment per week during the initial phase of treatment.

• Total of approximately 200 hours over 9-12 months. (Published general guidelines)

• Drug Court allows for flexibility to accommodate individual differences in each participant’s response to treatment.

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BEST PRACTICE STANDARDS

Treatment Modalities

• Participants meet with a treatment provider for at least one individual session per week during the first phase.

• The frequency of individual sessions may be reduced subsequently if doing so would be unlikely to precipitate a behavioral setback or relapse.

• Participants are screened for their suitability for group interventions, and group membership is guided by evidence-based selection criteria including: gender, trauma history, and co-occurring psychiatric symptoms. (Groups use EBPs)

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BEST PRACTICE STANDARDS

Evidence-Based Treatments

• Treatment providers administer behavioral or cognitive-behavioral treatment that are documented in manuals and have been demonstrated to improve outcomes for addicted persons involved in the criminal justice system.

• Treatment providers are proficient at delivering the interventions and are supervised regularly to ensure continuous fidelity to the treatment models.

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BEST PRACTICE STANDARDS

Medications

• Participants are prescribed psychotropic or addiction medications based on medical necessity as determined by a treating physician with expertise in addiction psychiatry, addiction medicine, or closely related field. • Increase opiate-addicted inmates engagement in

treatment, reduce illicit opiate use, reduce rearrests, reduce technical parole violations, reduce re-incarceration, reduce hepatitis C infections, reduce mortality.

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BEST PRACTICE STANDARDS

Provider Training and Credentials

• Treatment providers are licensed or certified to deliver substance abuse treatment, have substantial experience working with criminal justice populations, and are supervised regularly to ensure continuous fidelity to evidence-based practices. • Providers are better about the administer

evidence-based practice when they receive three days of pre-implementation training, periodic booster trainings, and monthly individualized supervision and feedback.

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BEST PRACTICE STANDARDS

Peer Support Groups

• Participants regularly attend self-help or peer support groups in addition to professional counseling.

• The peer support groups follow a structured model or curriculum such as the 12 step or Smart Recovery models.

• Before participants enter the peer support groups, treatment providers use an evidence-based preparatory intervention, such as 12-step facilitation therapy, to prepare the participants for what to expect in the groups and assist then to gain the most benefits from the groups.

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BEST PRACTICE STANDARDS

Peer Support Groups

• Participation in self-help or peer-support groups is consistently associated with better long-term outcomes following a substance abuse treatment episode.

• Individuals court-mandated to attend self-help groups perform as well or better than non-mandated individuals.

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BEST PRACTICE STANDARDS

Peer Support Groups

• Evidence based interventions, like 12-step facilitation therapy, which teaches participants about what to expect and how to gain the most out of 12-step meetings, enhances successful outcomes.

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BEST PRACTICE STANDARDS

Continuing Care

• Participants complete a final phase of the Drug Court focusing on relapse prevention and continuing care.

• Participants prepare a continuing-care plan together with their counselor to ensure they continue to engage in prosocial activities and remain connected with a peer support group after their discharge from Drug Court.

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BEST PRACTICE STANDARDS

Continuing Care

• For at least the first ninety days after discharge from the Drug Court, treatment providers attempt to contact previous participants periodically to check progress, offer brief advice and encouragement, and provide referrals for additional treatment when indicated.

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BEST PRACTICE STANDARDS

Continuing Care

• Relapse Prevention Therapy (RPT) is a manualized, cognitive-behavioral counseling intervention that has been demonstrated to extend the effects of substance abuse treatment.

• Participants in RPT learn to identify their personal triggers, take measures to avoid triggers, rehearse strategies to deal with high-risk situations.

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BEST PRACTICE STANDARDS

Continuing Care

• Vulnerability to relapse remains high for 3-6 months after completion of substance abuse treatment.

• In one study, Drug Courts that included a formal phase focusing on relapse prevention and aftercare preparation significantly reduced recidivism.

• Drug Courts that required their participants to plan for engaging in prosocial activities after graduation, such as employment or schooling, were found to be more effective.

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BEST PRACTICE STANDARDS

Continuing Care

• Multiple aftercare strategies exist (Recovery Management Check-Ups, assertive case management, etc.). Those that are most successful continue for at least 90 days and had trained counselors, nurses, or case managers contact participants briefly to check on their progress, probe for warning signs or impending relapse, offer advice and encouragement, and make suitable referrals if a return to treatment appeared warranted.

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BEST PRACTICE STANDARDS

Continuing Care

• Alumni group strategies are promising, but have not been studied to the effect to see the exact benefit.

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BEST PRACTICE STANDARDS

2013 201

5

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BEST PRACTICE STANDARDS

• Volume II• I. Complimentary Treatment and Social

Services• II. Drug and Alcohol Testing• III. Multidisciplinary Team• IV. Census and Caseloads• V. Monitoring and Evaluation

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BEST PRACTICE STANDARDS

Scope of Complementary Services

• The Drug Court provides or refers participants for treatment and social services to address conditions that are likely to interfere with their response to substance abuse treatment or other Drug Court services (responsivity needs), to increase criminal recidivism (criminogenic needs), or to diminish long-term treatment gains (maintenance needs). • Examples: housing, mental health treatment,

trauma-informed services, criminal thinking, family or interpersonal counseling, vocational or educational services, medical, dental, etc.

• Participants only get what they need.

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BEST PRACTICE STANDARDS

Sequence and Timing of Services

In addition to treatment services targeting addiction.

• Phase One: Services primarily address responsivity needs (housing, mental health, withdrawal, etc.)

• Interim Phases (Two-Three): Services address criminogenic needs

• Later Phases (Three-Four): Services address the maintenance of treatment gains by enhancing long-term adaptive functioning (ex. vocational or educational counseling)

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BEST PRACTICE STANDARDS

Clinical Case Management

• Participants meet individually with a “clinical case manager” (program navigator) or comparable treatment professional at least weekly during the first phase of Drug Court. This person helps determine what complimentary treatment or social services are needed, provides or refers for indicated services, and keeps the Drug Court team apprised of participants’ progress.

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BEST PRACTICE STANDARDS

Housing Assistance

• As needed, participants receive assistance finding safe, stable, and drug-free housing beginning in the first phase of the Drug Court, and ongoing as necessary.

• Participants are not excluded from participation in Drug Court because they lack a stable place of residence.

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Mental Health Treatment

• Participants are assessed using a validated instrument for major mental health disorders that co-occur frequently in Drug Courts (major depression, bipolar disorder, PTSD, etc.)

• Participants in need of mental health treatment receive necessary services beginning in the first phase of Drug Court.

• Mental illness and addiction are treated concurrently.

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BEST PRACTICE STANDARDS

Mental Health Treatment

• Participants receive psychiatric medication based on a determination of medical necessity or medical indication by a qualified medical provider.

• Applicants are not denied entry to Drug Court because they are receiving a lawfully prescribed psychiatric medication.

• Participants are not required to discontinue lawfully prescribed psychiatric medication as a condition of graduating from Drug Court.

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Trauma-Informed Services

• Participants are assessed using a validated instrument for trauma history, trauma-related symptoms, and posttraumatic stress disorder (PTSD).

• Participants with PTSD receive an evidence-based intervention that teaches them how to manage distress without resorting to substance abuse or other avoidance behaviors, desensitizes then gradually to symptoms of panic and anxiety, and encourages them to engage in productive actions that reduce the risk of re-traumatization.

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Trauma-Informed Services

• Participants with PTSD or severe trauma-related symptoms are evaluated for their suitability for group interventions and are treated on an individual basis or in small groups when necessary. • Female participants receive trauma-related services

in gender-specific groups.

• All Drug Court team members, including court personnel and other criminal justice professionals, receive formal training on delivering trauma-informed services.

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Criminal Thinking Interventions

• Participants receive an evidence-based criminal thinking intervention after they are stabilized clinically and are no longer experiencing acute symptoms of distress (cravings, withdrawal, depression, etc.)

• Staff members are trained to administer a standardized and validated cognitive-behavioral criminal thinking intervention such as Moral Reconation Therapy, Thinking for a Change, or Reasoning & Rehabilitation.

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Family and Interpersonal Counseling

• When feasible, at least one reliable and prosocial family member/friend is enlisted to provide firsthand observations to staff about participants’ conduct outside of the program, to help participants arrive on time for appointments, and help participants satisfy other reporting obligations in the program.

• After participants are stabilized clinically, they receive an evidence-based cognitive behavioral intervention that focuses on improving their interpersonal communication and problem-solving skills, reducing family conflicts, and eliminating associations with substance-abusing and antisocial peers and relatives.

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Vocational and Educational Services

• Participants with deficient employment or academic histories receive vocational or education services beginning in a late phase of Drug Court.

• Vocational or educational services are delivered after participants have found safe and stable housings, their substance abuse and mental health symptoms have resolved substantially, they have completed a criminal thinking intervention, and are spending more of their time interacting with prosocial and sober peers.

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Vocational and Educational Services

• Vocational interventions are standardized and cognitive behavioral in orientation. They teach participants to find a job, keep a job, and earn a better or higher-paying job in the future through continuous self-improvement.

• Participants are required to have a stable job, be enrolled in a vocational or educational program, or be engaged in comparable prosocial activity as a condition of graduating from Drug Court.

• Continued involvement in work, education, or comparable prosocial activity is a component of each participant’s continuing care plan.

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Medical and Dental Treatment

• Participants receive immediate medical or dental treatment for conditions that are life-threatening, cause serious pain or discomfort, or may lead to long-term disability or impairment.

• Treatment for nonessential or non-acute conditions that are exacerbated by substance abuse may be provided in a late phase of Drug Court or included in the participant’s continuing care plan.

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Prevention of Health-Risk Behaviors

• Participants complete a brief evidence-based educational curriculum describing concrete measures they can take to reduce their exposure to sexually transmitted and other communicable diseases.

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Overdose Prevention and Reversal

• Participants complete a brief evidence-based educational curriculum describing concrete measures they can take to prevent or reverse drug overdose.

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Team Composition

• The Drug Court team comprises representatives from all partner agencies involved in the creation of the program, including but not limited to judge, coordinator, prosecutor, defense counsel, treatment representative, community supervision officer, and law enforcement.

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BEST PRACTICE STANDARDS

Pre-Court Staff Meetings

• Team members consistently attend pre-court staff meetings to review participant progress, determine appropriate actions to improve outcomes, and prepare for status hearings in court. Pre-court staff meetings are presumptively closed to participants and the public unless the court as a good reason for a participant to attend discussions related to that participant’s case.

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BEST PRACTICE STANDARDS

Sharing Information

• Team members share information as necessary to appraise participants’ progress in treatment and compliance with the conditions of the Drug Court.

• Partner agencies execute memoranda or understanding (MOUs) specifying what information will be shared among team members.

• Participants provide voluntary and informed consent permitting team members to share specified data elements relating to participants’ progress in treatment and compliance with program requirements.

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Sharing Information

• Defense attorneys make it clear to participants and other team members whether they will share communications from participants with the Drug Court team.

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Sharing Information

• Scope of the disclosure must be limited to the minimum amount necessary to achieve the intended aims of the disclosure.

• Team members may ordinarily share information pursuant to a valid waiver to the degree necessary to ensure that participants are progressing adequately in treatment and complying with other conditions of the program.

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Sharing Information

• At a minimum: Assessment results pertaining to a participant’s

eligibility for Drug Court and treatment and supervision needs;

Attendance at scheduled appointments;Drug and alcohol testing results (if treatment has

access);Attainment of treatment plan goals, such as completion

of a required counseling regimen;Evidence of symptom resolution, such as reductions in

drug cravings or withdrawal symptoms;Evidence of treatment-related attitudinal

improvements, such as increased insight or motivation for change;

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Sharing Information

• At a minimum (cont.): Attainment of Drug Court phase requirements, such as

obtaining and maintaining employment or enrolling in an educational program;

Compliance with electronic monitoring, home curfews, travel limitations, and geographic or association restrictions;

Adherence to legally prescribed and authorized medically assisted treatments;

Procurement or unauthorized prescriptions for addictive or intoxicating medications;

Commission of or arrests for new offenses; andMenacing, threatening, or disruptive behavior directed at

staff members, participants or other persons.

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BEST PRACTICE STANDARDS

Team Communication and Decision Making

• Team members contribute relevant insights, observations, and recommendations based on their professional knowledge, training, and experience.

• The judge considers the perspectives of all team members before making decisions that affect participants’ welfare or liberty interests and explains the rationale for such decisions to team members and participants.

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BEST PRACTICE STANDARDS

Status Hearings

• Team members attend status hearings on a consistent basis. During the status hearings, team members contribute relevant information or recommendations when requested by the judge or as necessary to improve outcomes or protect participants’ legal interests.

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BEST PRACTICE STANDARDS

Team Training

• Before starting a Drug Court, team members attend a formal pre-implementation training to learn from expert faculty about best practices in Drug Courts and develop fair and effective policies and procedures for the program.

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Team Training

• Subsequently, team members attend continuing education workshops on at least an annual basis to gain up-to-date knowledge about best practices on topics including substance abuse and mental health treatment, complimentary treatment and social services, behavior modification, community supervision, drug and alcohol testing, team decision making, and constitutional and legal issues in Drug Courts.

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BEST PRACTICE STANDARDS

Team Training

• New staff hires receive a formal orientation training on the Drug Court model and best practices in Drug Courts as soon as practicable after assuming their position and attend annual continuing education workshops thereafter.

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Drug Court Census

• The Drug Court does not impose arbitrary restrictions on the number of participants it serves.

• When the census reaches 125 active participants, program operations are monitored carefully to ensure they remain consistent with best practice standards.

• If evidence suggests some operations are drifting away from best practices, the team develops a remedial action plan and timetable to rectify the deficiencies and evaluates the success of the remedial actions.

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BEST PRACTICE STANDARDS

Drug Court Census

• Things to review when census reaches over 125 participants:Time with judge Team members attend staffingTreatment and law enforcement attend courtDrug testing frequencyTreatment providers communicate to court about

all participants (especially electronically)Large numbers of treatment providers ,

consistent practices and expectationsTraining on best practices for team members

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BEST PRACTICE STANDARDS

Clinician Caseloads

• Caseloads for clinicians must permit sufficient opportunities to assess participant needs and deliver adequate and effective dosages of substance abuse treatment and indicated complimentary services.

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BEST PRACTICE STANDARDS

Clinician Caseloads

• Program operations are monitored carefully to ensure adequate services are delivered when caseloads exceed the following thresholds:• 50 active participants for clinicians providing

clinical case management• 40 active participants for clinicians providing

individual therapy or counseling• 30 active participants for clinicians providing both

clinical case management and individual therapy or counseling.

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BEST PRACTICE STANDARDS

Clinician Caseloads

• As caseloads increase, individuals received fewer services, are more likely to abuse illicit substances, clinicians are more likely to behave punitively toward patients, and clinicians are more likely to report significant job burnout and dissatisfaction.