guidelines for chemical substances contained in products
TRANSCRIPT
[ MGn5001 Appendix 2 ]
Fuji Electric Co., Ltd.
Electronic Devices Business Group
Guidelines for Chemical SubstancesContained in Products
【Semiconductors】
Version 6
April 16, 2015
― 1/25 ―
Foreword
1. Purpose
2. Scope
1) Applicable suppliers
※Our manufacturing companies
Matsumoto Factory
Yamanashi Branch Factory
Fuji Electric Tsugaru Semiconductor Co., Ltd.
Fuji Electric (Shenzhen) Co., Ltd. Semiconductor Section
2) Applicable parts and materials（parts and materials, hereinafter）
Guidelines for Chemical Substances contained in products【Semiconductors】
Version 6
Fuji Electric Co., Ltd. has promoted to provide the products and techniques contributing to theprotection of the global environment, to reduce environmental impact in the life cycle of a product, tolighten the environmental impact by our business activities, to contribute to the construction of asustainable recycling community.
It is necessary to procure the parts and the materials that are ecologically friendly and cause lessenvironmental impacts for achieving it. So we are tackling the promotion of Green procurementactively.
Fuji Electric Co., Ltd. Electronic Devices Business Group（our company, hereinafter） wants to realizethese with our suppliers to issue these guidelines and revise it. Your understanding and cooperation are earnestly requested.
Purpose of these guidelines is, on chemical substances contained in the parts and the materialsdelivered to our company, having our suppliers comply with these guidelines, to establish themanagement system and to acquire necessary information from our suppliers.
Suppliers that deliver parts, materials, packaging materials, subsidiary materials, and so on for theproduction of semiconductors of our company or our manufacturing companies
Fuji Electric Malaysia Sdn. Bhd.
Fuji Electric Co., Ltd. Electronic Devices Business Group Production Division
Fuji Electric Power Semiconductor Co., Ltd. Oomachi Factory
Our company asks for our suppliers that deliver the parts and materials to the companiesabove to follow these guidelines and give priority to these guidelines over "the Guidelines forGreen Procurement" separately issued by Fuji Electric Group.
Constituent parts (including products manufactured on commission), materials, packagingmaterials (that are used for packaging our company's products) , and subsidiary materials used inproducts（that get in or touch the products at process) of our company's semiconductors. However,supplies from our company are exempted.
Fuji Electric Philippines, Inc.
〃 Iiyama Factory
〃 Hokuriku Factory
― 2/25 ―
in the products
4. Chemical substance in delivered parts and materials
1) Prohibited substances
・Addition of candidate substance (PFOA) of EU REACH Annex XVII in advance.・Prohibited substances of GADSL are added to the scope of the prohibited substances.
Please refer to Table A “Prohibited substances” as to the details of substances.
(*1) Allowable concentrations and exemption of substances in EU RoHS/ELV/Package directive
Standards for allowable concentrations of substances on EU RoHS/ELV/Package directive（Lead，Cadmium，Mercury，Hexavalent Chromium，Polybromobiphenyl (PBB)，Polybromodiphenylether
[06] EU RoHS, ELV and Package Directive (*1) Restricted substances
[09]U.S. IEEE 1680 Standards (for environmentalassesment of Electronic Products)
Polyvinyl chloride (PVC)
[07]
[01] Ozone Layer Protection Law (Montreal Protocol) Annex A(I、II)、B(I、II、III)、C(I、II、III)、E(I）
[02] Chemical Substances Control Law
GADSL
[03]
P：Prohibited substances[08]
EU REACH (Regulation EC/1907/2006 )
Our company establishes two categories “Prohibited substances” and “Controlled substances” onthe chemical substances contained in parts and materials delivered by our suppliers, and asks towarrant not to contain any of them for the former, and to report the content for the latter.
These are the substances that their production and use are prohibited or restricted by law ortreaty or the prohibited substances specified our company's own standard. They are not allowed touse on purpose in principle except to our specified parts and materials .
Industrial Safety and Health Act
Specific PoisonA part of Poison and Deleterious substance
[05] Act on the Regulation of Nuclear Source Material etc. Radioactive material
Annex XIV (Authorisation list),Annex XⅦ (Restriction list) [Substance by whichthe condition of the restriction relates to ourcompany]
Prohibition of Manufacturing etc.Permission for Manufacturing
【The revisions】
No. Regulations on prohibited substances
[04]
Class I Specified Chemical Substances
3. A request for the construction of management system for chemical substances contained
Construction of the management system will be checked with Appendix 2 “Environmental QualityAssurance System Check-sheet”.
・Addition of "REACH Approved Substances" with the revision in EU REACH Annex XⅣ. (Reg. (EU)No 348/2013 and Reg. (EU) No 895/2014）
It is necessary to control the chemical substances contained in every product throughout supplychain to conform to restrictions on chemical substances contained in the products such as EU RoHSDirective.
Requirements for our suppliers to follow are completed in Appendix 1 “Requirements onEnvironmental Quality Assurance”. Suppliers are encouraged to construct the management system inaccordance with that requirements or equal system to improve environmental quality.
Scope
Poisonous and Deleterious Substances Control Law
【The revisions】Overall revision referring to " Guidelines for the management of chemical substances in products"Version 3.0. of JAMP council.
― 3/25 ―
(PBDE)） are established for each supply at Table B. Please pay attention to conformity to
package directive that is required for the materials used for packaging of our company's products.
Exemption is stipulated under the provision of EU RoHS directive and they are shown at Table C.
2) Controlled substances
・ Addition of 9th to 12th released substances of EU REACH SVHC.
・
・
・ Amendment with revision of GADSL. （2013 Ver 1.0, 2014 Ver 1.0 to Ver 1.4 and 2015 Ver 1.0）
・
・ Amendment with revision of Monitoring Chemical Substances of CSCL. (2014/5/1)
・ TSCA is shifted to controlled substances target from prohibited substances target.
The object substance follows the latest version of each regulations and industry standards.
Addition with revision of REACH Annex XVII (Restriction substance). （Reg. (EU) No 836/2012,Reg. (EU) No 848/2012, and Reg. (EU) No 474/2014）
Addition with revision of EU CLP regulation. （Reg. (EU) No 286/2011, Reg. (EU) No 618/2012,Reg. (EU) No 487/2013, Reg. (EU) No 944/2013 and Reg. (EU) No 605/2014)
Our controlled substance target is also shifted to IEC62474 because JIG-101 was taken over toIEC 62474. And amending with revision of IEC62474（Ver. D4.00 to D7.00）
Please refer to the attached list "Prohibited and controlled substances detailed list" as to thedetails on the illustrated substances and CAS number.
Perfluoroalkyl sulfonate (PFAS)
Norway PoHS Candidate substance
and Transfer Register (PRTR)
[14]※
[16]
IEC62474 （JIG-101）
EU CLP (Regulation EC/1272/2008)
EU ESIS PBT list
Class I Designated Chemical Substances
Class II Specified Chemical Substances
Scope
Criteria 1, 2, 3
Annex VI Table3.1 and 3.2 CMR Cat1,2
EU REACH
[15]※
Monitoring Chemical Substances
Polycyclic aromatic hydrocarbons (PAH)
Red phosphorus and Organophosphorus compounds(except Prohibited Substances)
JIG old version(The substance deleted by revision)
Chemical Substances Control Law
Controlled substances that should be properly managed by grasping the content are specified asfollows.
[12]※
No.
SVHC (Candidate List)
Annex XVII (Restriction substance) [Substance by whichthe condition of the restriction does not relate to our
Regulations oncontrolled substances
Law concerning Pollutant Release
(Regulation EC/1907/2006 )
[11]※
[18] Green House Gases (Kyoto Protocol)
GADSL D：Declarable substances
[13]※
[19]
Class II Designated Chemical Substances
[17]
(CSCL)
Fulfilling
U.S. TSCA[The object of SNUR is a substace of 'any use' (except for theprohibited substances of our company, medicine, explosive, etc.).]
Other Controlled Substances
Measures to Tackle Global Warming
GADSL old version(The substance deleted by revision)
【The revisions】
― 4/25 ―
※ laws from ［11］ to ［15］ are also served as follow-up for AIS relevant substances of JAMP council.
http://www.jamp-info.com/english
5. A request of investigation into green procurement to our suppliers
1) Submission of “Environmental quality management system check sheet”
2) Submission of “The warranty on the prohibited substances”
3) Submission of “The list of information on the constituent”
・
・
・
・
・
Please report the substances with their concentration of 0.1 wt% and over and make the sumof concentration 100% for each material. However, Please report on our prohibited orcontrolled substances even less than 0.1 wt%.
The unit of the material is "the homogeneous material" defined by RoHS Directive. (Refer toappendix 7 "Periodic analysis guideline")
・Investigation into the use of ozone-depleting substances in the process
Our company periodically confirms the construction of management system at our suppliers withAppendix 2 “Environmental Quality Assurance System Check-sheet”. we may audit againdepending on the result of that check.
Please report on all of material, components, and concentration in each supplied model.
Necessary information on chemical substances to complete the list should be acquired from yoursuppliers and answer with taking into account its change of composition in your process.
Submission of Appendix 3 “The warranty on the prohibited substances” is requested to ensurethat parts and materials which contains prohibited substances specified at clause 4. 1） are notdelivered to our company. Even though intentional containing shall not be allowed in principleexcept to the designated parts and materials by us, please report regardless of its relevant law, use,exemption, threshold value, etc. because we want to grasp containing ingredients.
When the substance is relevant to ourprohibited and controlled substance
Please enter “×” on “Other substances “ box.
Please enter “×” on the box of the relevantclass and law.
Submission of Appendix 4 “The list of information on the constituent” is requested to graspchemical substances constituting parts and materials delivered to our company. For chemicalsubstances used intentionally as well as prohibited and controlled substances mentioned at clause4. 1) and 2) contained in delivered parts and materials, please report all of their defined or measuredcontent.
When the substance isn't relevant toour prohibited and controlled substance
Our company confirms the use of prohibited ozone-depleting substances in our suppliers'process. Please report with Appendix 3 “The warranty on the prohibited substances”.
The specific name and CAS No. of chemical substances do not have to be disclosed becauseof manufacturing method etc. on condition that its composition is less than 10 wt% in thematerial.Even in this case, please be sure to enter “×” on the relevant box.
Please fill the finally remained substances for resin, plating solution, ink, etc. that theircomposition change.
Please enter “×” on the relevant box of " <7> Judgment of substance".
The concrete entry to this form is specified in the examples of “The list of information on theconstituent.xls”. Please pay attention to the following points.
― 5/25 ―
4） Submission of “REACH SVHC survey form ”
*The latest list： http://echa.europa.eu/web/guest/candidate-list-table
5） Submission of “Additional controlled substances survey form ”
6) Submission of “Data of analysis”
7) Submission of “ＳＤＳ（Safety Data Sheet）”
6. Alteration management
7. Inquiries on these guidelines
Takashi Inanuma or Tsutomu Kasuga
Any questions on these guidelines, please contact the section in charge of the investigation intogreen procurement or below.
Environment & Quality Management Sec. Quality Assurance Dept.Production Division Electronic Devices Business GroupFuji Electric Co., Ltd.
For the parts and materials delivered to our company, submission of precise analysis data forrelevant substances (Lead, Cadmium, Mercury, Hexavalent Chromium, PBB, PBDE) is requested foreach homogeneous material as evidence of conformity to the EU RoHS/ELV/Packgae directiveexcept some exemption. This data is effective within one year from the analyzed date and requiredto update continuously.
Please refer to Appendix 7 “Periodic analysis guideline” about analyzing method. If analysis data is not available, please provide samples for the analysis for every homogeneousmaterial.
As for the parts and materials that our company requested halogen-free, the analysis on therelated substances (Chloride, Bromine, Antimony) are also requested. Standards for allowableconcentrations of the related substances are established at Table B.
Please submit SDS（Safety Data Sheet） with the parts and materials delivered to our company. Ifa supply is an article, SDS of used materials should be submitted.
When EU REACH SVHC(Candidate List) is updated, Appendix 5 “REACH SVHC survey form” is sent to you each time. Please report information on containment of SVHC indicated in thesurvey form.
E-mail：
When controlled substances is added, Appendix 6 “Additional controlled substances surveyform” is sent to you each time. Please report information on containment of additionalcontrolled substances indicated in the survey form. (However, the addition of SVHC is surveyed by clause 5.4). )
If processes or materials involving to the parts and materials delivered to our company are changed,that alteration shall be noticed to our purchase division in advance and approval must be obtained. In that case, please submit the document of preceding clause 5 again.
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Table A. Prohibited substancesPlease refer to Table B. Threshold values as to the threshold values.Please refer to Table C Exemption from prohibited substances as to the exemption.
Applicable laws and regulations
Ozone Layer Protection LawChemical Substances Control Law[Class I Specified Chemical
Industrial Safety and Health Act[Prohibition of Manufacturing etc.]
[Permission for Manufacturing]
Ozone-Depleting Substances [Montreal Protocol]Polychlorinated biphenyl (PCB)Polychloronaphthalene (PCN)Hexachlorobenzene andpigment containing by-product hexachlorobenzene
EndrinDDT
AldrinDieldrin
Dichlorobendizine and its saltsalpha-Naphthylamine and its salts
HexabromobiphenylPolybromodiphenyl ether [Br:4-8]
4-amino diphenyl and its saltAsbestos [asbestos, amosite, Crocidolite, etc.]4-nitrodiphenyl and its saltBis(chloromethyl)ether
Benzidine and its salt
Benzene
Pentachlorobenzene (PeCB)α-Hexachlorocyclohexane(α-HCH)β-Hexachlorocyclohexane(β-HCH)
ChlordaneBis(tributyltin)oxide
ToxapheneMirex
p-Phenylenediamine2,4,6-tri-tert-butylphenol
Dicofol or KelthaneHexachlorobuta- 1,3-diene
EndosulfanHexabromocyclododecane (HBCDD) and all majordiastereoisomers identified
2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-di-tert-butylphenolPerfluorooctane sulfonate (PFOS) and its salt
γ-Hexachlorocyclohexane(γ-HCH, Lindane)Chlordecone
Yellow phosphorus match
beta-naphthylamine and its salt
Perfluorooctane sulfonyl fluoride (PFOS-F)
Dianisidine and its saltso-Tolidine and its salts
Beryllium and its compoundsBenzotrichloride
Substance name
119-93-7119-90-41304-56-998-07-7
92-67-11332-21-492-93-3542-88-191-59-871-43-284-68-4134-32-7
92-87-5
307-35-7608-93-5319-84-6319-85-758-89-9143-50-0
36355-01-840088-47-9115-29-7
118-74-1
8001-35-22385-85-5115-32-287-68-3
12185-10-3
3194-55-6
No.
1
2
3
3846-71-7
71463-74-6
CAS-No.
75-69-41336-36-31321-64-8
8
9
10
11
4
5
6
7
16
17
18
19
12
13
14
15
24
25
26
27
20
21
22
23
32
33
34
35
28
29
30
31
40
41
42
36
37
38
39
Please refer to the attached list "Prohibited and controlled substances detailed list" as tothe details on the illustrated substances and CAS number.
309-00-260-57-172-20-850-29-357-74-956-35-9620-91-7732-26-3
― 7/25 ―
Applicable laws and regulations Substance nameNo. CAS-No.
Poisonous and DeleteriousSubstances Control Law[Specific Poison ]
[Poison & Deleterious substance]Act on the Regulation of Nuclear Source Material etc.
EU RoHS[Restricted substances]
*Refer to Table B for maximum values.
EU REACH[Annex XIV]
（Authorisation substances）
[Annex XVII]（Restriction substances）[Substance by which the condition ofthe restriction relates to ourcompany]
（Candidate substance）
GADSL[P：Prohibited substances]
4,4'- Diaminodiphenylmethane (MDA)
Bis (2-ethylhexyl)phthalate (DEHP)Benzyl butyl phthalate (BBP)Dibutyl phthalate (DBP)
2,4-Dinitrotoluene
Azodyes that can form carcinogenic amines,selected
Trichloroethylene
Fluoroacetic acid, its salt, and amideAluminium phosphide
Cadmium and its compoundsHexavalent chromium compounds
Mercury and its compounds
5-tert-butyl-2,4,6-trinitro-m-xylene (musk xylene)
Diisobutyl phthalate (DＩBP)
Cobalt dichlorideFormaldehydeNickel compoundChloroform
1,1,1,2-tetrachloroethane
1,1-dichloroethylenePentachloroethane
Hexachloroethane
Perfluorooctanoic acid (PFOA), including its salts
Bis(2-methoxyethyl) ether
Polychloro terphenyl (PCT)
Lead and its compounds
tris(2-chloroethyl)phosphate
Octamethylphosphoramide
Specified organophosphorus compound [Parathion, Methyl Demeton, Phosphamidon, MethylParathion, TEPP]
2,2'-dichloro-4,4'-methylenedianiline (MOCA)
Monomethyl-dichloro-diphenyl methanes (Ugilec
ArsenideOrganostannic compounds [Dibutyltin/Dioctyltin/All tri-substitutedorganostannic compounds]Monomethyl-tetrachloro-diphenyl methane (Ugilec141)
Cyanide
Radioactive material
Specified Brominated flame retardants [PBB and
1,2-dichloroethane
Formaldehyde, oligomeric reaction products with
Monomethyl-dibromo-diphenyl methane (DBBT)
1,1,2-trichloroethane1,1,2,2-tetrachloroethane
Nonyl phenol, Nonyl phenol ethoxy rateDimethyl fumarate
335-67-1
12217-14-0
7440-02-067-66-3
630-20-676-01-775-35-467-72-1
25154-52-3624-49-7
79-00-579-34-5
61788-33-87440-38-256-35-9
76253-60-6
81161-70-899688-47-87646-79-950-00-0
84-69-5115-96-8121-14-279-01-6
25214-70-4111-96-6
7440-43-9
1333-82-0
7439-97-67439-92-1
107-06-2101-14-4
101-77-9
117-81-785-68-784-74-2
67774-32-781-15-2
152-16-9
56-38-2
144-49-020859-73-8143-33-9
7440-61-1
43
48
49
50
51
44
45
46
47
56
57
58
59
52
53
54
55
64
65
66
67
60
61
62
63
72
73
74
75
68
69
70
71
80
81
82
76
77
78
79
83
84
85
86
― 8/25 ―
Applicable laws and regulations Substance nameNo. CAS-No.
（Old P：Prohibited substances）
U.S. IEEE 1680
【The amendments】
No.62 TrichloroethyleneNo.63 Formaldehyde, oligomeric reaction products with anilineNo.64 Bis(2-methoxyethyl) ether
No.85 Perfluorooctanoic acid (PFOA), including its salts・Addition of prohibited substances of GADSLNo.86 Azodyes that can form carcinogenic amines, selectedNo.87 Benzenamine, N-phenyl-, reaction products with styrene and 2,4,4-trimethylpentene (BNST)No.90 2-MethoxyethanolNo.91 Hydrofluorocarbons (HFC's), all members
No.92 N-Nitroso dimethyl amine
Benzenamine, N-phenyl-, reaction products withstyrene and 2,4,4-trimethylpentene (BNST)
Chlorinated or brominated Dibenzo-p-dioxins orDibenzofurans, all members
Amines, carcinogenic, which are formed from Azo-dyes, selectedPolyvinyl chloride (PVC) and a polyvinyl chloride
Chlorinated paraffins, short chain length (SCCP), allmembers
Hydrofluorocarbons (HFC's), all membersN-Nitroso dimethyl amine
Phosphoric Acid tris(2,3-dibromopropyl)esterChloroethylene (vinyl chloride monomer)
Pentachlorophenol (PCP) and its salts, all membersTetrachlorobenzene, all members
68921-45-9
1746-01-6
2-Methoxyethanol
TriAziridinylphosphineoxide
75-46-762-75-9
9002-86-2
87-86-595-94-3545-55-1126-72-775-01-4137-17-7
85535-84-8
109-86-4
93
94
87
88
99
89
90
91
92
95
96
97
98
・Precedence addition of candidate substance of EU REACH Annex XVII
・Addition with the revision of "Approved Substances" in EU REACH Annex XⅣ
― 9/25 ―
1. Threshold values for prohibited substances of RoHS and ELV Directive
Parts or Materials Unit (ppm)
Substance name
Allowableconcentration（Threshold
value）
Our company'sstandard at
acceptance ※
Lead 100 80
500 500
1000 500
1000 700
1000 700
40000 -
4000 -
3500 -
≧85% -
― -
Cadmium 5
20
75
Mercury 1000
Hexavalent chromium 1000
1000
1000
PBB (Polybromobiphenyl) 1000
PBDE (Polybromodiphenyl ether) 1000
That standard should be the indicator for your control, as lead is often contained as an impurity.
2. Threshold values for prohibited substances of Package Directive
Packaging materials Unit (ppm)
Substance name
Lead -
Cadmium 5
Mercury -
Hexavalent chromium -
3. Threshold values for halogen-free related substances
Unit (ppm)
Substance name
Chlorine 900
Bromine 900
Antimony[as Diantimony trioxide]
Table B.Threshold values
※ Inspections with the fluorescence X-ray at acceptance are conducted in our company and its standard is mentioned.
parts and materials
Allowable concentration（Threshold value）
Resin, Ink
Plating（including electroless Niplating, electroless Au plating）
Lead free solder
Lead free solder plating
The others
Copper alloys, Brass,Phosphor bronze
All
total 100
total 1500
Lead free solder, Solder plating
Resin (Flame retardants)
High melting temperature type solder
Lead glass
Allowable concentration（Threshold value）
Aluminium alloy
Steel
835[1000]
Parts and materials requested halogen-free
Resin, Ink
The others
Resin, Ink
Chromate coating
The others
Resin (Flame retardants)
― 10/25 ―
Table C. Exemption from prohibited substances
No. RoHS exemption listScope and dates of
applicability1～4(f) Mercury in lamps （An acceptable value sets up according to the kind of lamp. )
（For details, please refer to the directive.）（It sets up for every item. )
5(a) Lead in glass of cathode ray tubes
5(b) Lead in glass of fluorescent tubes not exceeding 0.2% by weight
6(a) Lead as an alloying element in steel for machining purposes and in galvanised steelcontaining up to 0.35% lead by weight
6(b) Lead as an alloying element in aluminium containing up to 0.4% lead by weight
6(c) Copper alloy containing up to 4% lead by weight
7(a) Lead in high melting temperature type solders (i.e. lead-based alloys containing 85% byweight or more lead)
7(b) Lead in solders for servers, storage and storage array systems, network infrastructureequipment for switching, signalling, transmission, and network management for tele communications
7(c)-Ⅰ Electrical and electronic components containing lead in a glass or ceramic other thandielectric ceramic in capacitors, e.g. piezoelectronic devices, or in a glass or ceramicmatrix compound
7(c)-Ⅱ Lead in dielectric ceramic in capacitors for a rated voltage of 125V AC or 250V DC orhigher
7(c)-Ⅳ Lead in PZT based dielectric ceramic materials for capacitors being part of integratedcircuits or discrete semiconductors’
8(b) Cadmium and its compounds in electrical contacts
9 Hexavalent chromium as an anticorrosion agent of the carbon steel cooling system inabsorption refrigerators up to 0.75% by weight in the cooling solution
9(b) Lead in bearing shells and bushes for refrigerant-containing compressors for heating,ventilation, air conditioning and refrigeration (HVACR) applications
13(a) Lead in white glasses used for optical applications
13(b) Cadmium and lead in filter glasses and glasses used for reflectance standards
15 Lead in solders to complete a viable electrical connection between semiconductor dieand carrier within integrated circuit flip chip packages
17 Lead halide as radiant agent in high intensity discharge (HID) lamps used for professionalreprography applications
18(b) Lead as activator in the fluorescent powder (1% lead by weight or less) of discharge lampswhen used as sun tanning lamps containing phosphors such as BSP (BaSi2O5:Pb)
21 Lead and cadmium in printing inks for the application of enamels on glasses, such asborosilicate and soda lime glasses
24 Lead in solders for the soldering to machined through hole discoidal and planar arrayceramic multilayer capacitors
25 Lead oxide in surface conduction electron emitter displays (SED) used in structuralelements, notably in the seal frit and frit ring
29 Lead bound in crystal glass as defined in Annex I (Categories 1, 2, 3 and 4) of CouncilDirective 69/493/EEC (1)
30 Cadmium alloys as electrical/mechanical solder joints to electrical conductors located directly onthe voice coil in transducers used in high-powered loudspeakers with sound pressure levels of100dB (A) and more
31 Lead in soldering materials in mercury free flat fluorescent lamps (which, e.g. are used forliquid crystal displays, design or industrial lighting)
32 Lead oxide in seal frit used for making window assemblies for Argon and Krypton lasertubes
33 Lead in solders for the soldering of thin copper wires of 100μm diameter and less inpower transformers
34 Lead in cermet-based trimmer potentiometer elements
37 Lead in the plating layer of high voltage diodes on the basis of a zinc borate glass body
38 Cadmium and cadmium oxide in thick film pastes used on aluminium bonded berylliumoxide
※This list is based on official journal of the European Union (10-Sep-2011)
― 11/25 ―
Appendix 1
Requirements on Environmental Quality Assurance
Please develop, maintain and improve the management system of chemical substances in products in order to ensureenvironment quality of products.
1. The Management PolicyTop management shall define the management policy of chemical substances in products and shall state that the organization works on that policy.
2. Planning(1) The organization shall define and document the management criteria of chemical substances in products.
The management criteria shall be determined in accordance with laws, regulations and customers' requirement, etc.And the management criteria shall be reviewed where necessary.
(2) The organization shall set the target in order to develop, maintain and improve the management of chemical substances in products.The organization shall establish and implement the program to achieve the target.
(3) The organization shall define responsibilities and authorities to implement management of chemical substances in products effectively.And the organization shall clarify departments and their roles and shall document.
(4) The organization should identify necessary information on management of chemical substances in products, and establish a procedure for the internal communication in order to communicate appropriately.
3. Management at Design and Development(1) For the purpose of producing products which can fulfil the management criteria of chemical substances in products,
the organization shall define clearly and document the management criteria at the stage of purchasing, manufacturing and delivery respectively.
・ Management at the stage of PurchasingVerification of information on chemical substances in purchased materials and parts.Verification of information on some chemical product applied on manufactured articles. Examples of these chemical products are refrigerant, grease, lubricant or rustproof.
・ Management at the stage of Manufacturing ProcessUnderstanding a change (concentration or kind) of prohibited substances in the manufacturing process.The management method to prevent contamination by incorrect use or admixture, in case there is a parallel production.The management method of recycled material
・ Management at the stage of DeliveryThe method to verify that products to be shipped satisfy the requirement of chemical substances in products.
(2) The organization shall clearly define and implement the necessary check items at the respective stage of development. (testing, trial and mass production, etc).For example, the verification of the components before trial products are input into the mass manufacturing line, etc.
(3) At the respective stage of purchasing, manufacturing and delivery, the organization shall clearly define the instruction for the management. (For example, specifications, drawings, work request, etc.)
4. Management at Purchasing(1) Collection and Verification of Information of Chemical Substances in Products
・ The organization shall present the requirement (the management criteria) of chemical substances in products to suppliers.
・ The organization shall collect necessary information of chemical substances in products from suppliers.( In case of purchasing from multiple suppliers, necessary information shall be collected from all suppliers.)
・ The organization shall verify if the collected information satisfies the requirement (the management criteria) of chemical substances in products before the start of production and record the result accordingly.
・ The organization shall define the action to the case that necessary information could not be collected, or it does not satisfy the requirement (the management criteria).
― 12/25 ―
(2) Verification of the Management Status of Chemical Substances in Products at Supplier・ The organization shall request the suppliers to establish and operate the management system of chemical
substances in products.・ When the organization selects the supplier, the organization shall verify the management status of chemical
substances in products at the supplier.・ In case that the organization continues business with the supplier, for the purpose of fulfilling the management
criteria of chemical substances in products, the organization shall verify the supplier’s management status of chemical substances in products again whenever necessary.
・ The organization shall define the response or the action to take, when verification for the management status of chemical substances in products is incomplete or when verification result has some problems.
(3) Management of Chemical Substances in Products at Receiving・ The organization shall verify purchased materials and parts upon receiving if they fulfil the requirement (the
management criteria) and record accordingly.・ Corresponding to risks (of the targets), the organization shall have the analysis equipment for chemical substance
and analyzes materials and parts or products.
5. Management for the Manufacturing Process(1) The manegement of "change of composition and change of concentration" of chemical substances in products
・ The organization shall manage declarable chemical substances subject to the management criteria of chemical substances in products not to be generated or remained exceeding the level specified in the management criteria at the manufacturing process by composition change or concentration change.
・ The organization shall identify "the priority management process" and shall implement the appropriate management. "The priority management process" is the process that has any possibility to generate any restricted substances or residue of restricted substances exceeding the standard. For example,
・ Ink, Solder paste, Adhesive（Concentration change by volatilization）・ Polymerization, UV ink（Composition change by hardening）・ Plating（Composition change or concentration change by separation)・ Solder bath （Concentration change by charge of solder/ soldering), etc.
・ In case that the organization is unable to identify a change of chemical composition, the organization shall take a necessary action such as contacting the supplier of chemical product.
・ The management criteria of chemical substances in products for manufacturing processes shall be reflected in QC process chart, management process chart, management flow chart and operation.
(2) Prevention of Contamination by Incorrect Use or Admixture・ The organization shall implement the preventive measures properly to avoid any admixture or contamination of
chemical substances to the products at the manufacturing process.(The management criteria shall be reflected in management process chart, etc.)
・ The management of "the priority management process" shall be implemented separate from other general processes. In specific, "the priority management process" should separate from other general process."The priority management process" includes parallel production（in case that the prohibited substances are used in the same factory building) and the process which recycled materials are used.
・ In "the priority management process", the organization shall conduct proper management to prevent contamination by incorrect use, admixture or mix-up.In specific, the organization shall implement the appropriate management by identification of the equipment, mold/die, tools and jigs to be used and materials, parts, work in progress and end products (including warehouse storage)
・ In case "the priority management process" can be not isolated from other processes, the organization shall ensure thorough implementation of the appropriate procedures(cleaning, verification by analyzing,etc.) at switch changeover.
・ In case that recycled materials are used, upon full understanding of risks in the management of chemical substances in products, the organization shall define the management method and use them accordingly.
6. Management at Delivery(1) At shipment of products, the organization shall verify again that the check items of chemical substances in products
at receiving or at the manufacturing process satisfy the management criteria. And their result shall be recorded accordingly.
(2) The organization shall also manage to prevent contamination by any incorrect shipment or mixed-up in the product warehouse.
― 13/25 ―
7. Management at OutsourcingIn case that the organization outsources some processes such as product design and development or manufacturing to another organization, the organization shall verify the management status of chemical substances in products at the outsourced organization to ensure that the management criteria of chemical substances in products are complied with and shall record the result accordingly.The management items and the management contents should be instructed to the outsourced organization with document,etc.
8. TraceabilityThe organization shall manage in order to trace a receiving lot of components/parts/raw materials, manufacturing time, manufacturing process, outsourced organizations from the delivered products.And the organization shall manage in order to grasp, utilize, disclose and communicate of chemical substances in products promptly.
9. Exchange of Information with the CustomerThe organization shall clearly define and implement the method of communication with the customer for
a) Laws, regulations and the industry criteria that are required by the customer to complyb) Information on chemical substances in productsc) Information on the management of chemical substances in products
10. Change Management(1) When any change which may have the possibility to affect chemical substances subject to the management criteria
of chemical substances in products are made, the organization shall confirm that the management criteria of chemical substances in products are fulfilled before the change. (The examples: Change or addition of a supplier, Change of a purchased product, Alteration of the manufacturing process, etc.)
(2) When any change arises in the internal or suppliers or the outsourced organization, information on the change shall be reported to the customers prior to the change.
(3) The organization shall document the procedures of change management and record the result of the change.
11. Response to Nonconformity(1) The organization shall develop and document procedure for dealing with nonconformity concerring chemical
substances in products including the method of in-house contacts, the temporary corrective actions and the method of contacting customers.
(2) The organization requests that the suppliers and the outsourced organizations report their of nonconformance immediately.
(3) The organization shall investigate and identify the cause, determine and implement the necessary countermeasures to prevent recurrence of nonconformity. Recurrence-preventive measures should be implemented at relevant department. And preventive measures should be implemented to avoid nonconformance.
(4) The responses taken at nonconformity shall be recorded.
12. Education and TrainingThe organization shall develop the education and training program for management of chemical substances in products which reflects duty and work of train. The personnel who need education and training shall be identified. The organization shall conduct the training and education, and record accordingly.
13. Control of Document and RecordThe standards and manuals those are necessary to the operation of the management of chemical substances in products shall be documented and managed. And the operation record shall be managed accordingly with retention period appropriate.
14. Evaluation and Improvement of Implementation Status(1) The organization shall conduct internal audit and evaluate the management status of chemical substances in
products periodically.(2) The organization shall take corrective actions as necessary.(3) The result of evaluation and the corrective actions shall be recorded and reported to the top management.
The top management shall review them.
That's it.
― 14/25 ―
Appendix 2
Environmental Quality Assurance System Check-sheet
Direction: Before filling the following form, please read the following description carefully.
1. the products or manufacturing sites, please separate the sheet and answer.
2. low. (Where the question with mark “*”, please answer it if necessary)
3. According to the business, there are some items that may not be applicable for you. In such condition, please contact the Purchasing Department of Fuji Electric Co., Ltd.
Please fill the following form.
E-1 Policy 1
E-2 Plan 2
3
4
E-3 Design / Development 5
E-4Acquisition / confirmationof component information
6
E-5 Purchasing Management 7
8
9
10
E-6 Manufacture process 11
12
13 *
14
15 *
16 *
17 *
18 *
19 *
20 *
21 *
E-7 Change management 22
23
E-8 Delivery Inspection 24
E-9Correspondence at thetime of non-conformity
25
26
27
E-10Human resourcemanagement
28
E-11Documentationmanagement
29
E-12 Communication 30
31
32
33
34
E-13Performance evaluationand improvement
35
E-14 Management review 36
評価 0 0%Point of estimation Estimate guideline
0 Supplier is not familiar with the requirements and has no relevant source documentation.1 Supplier is familiar with the requirements and has only preliminary source documentation2 Source documentation is available and implementation is in progress. 3 Implementation has progressed and there is preliminary evidence of relevant result.4 Implementation is nearly complete and documented evidence of implementation effectiveness exists.5 Supplier has met requirement, and on-going continuous improvement.- Not Applicable (input "-")
Date
Company name
Rater (department, job title, full name)
No. ELEMENTQuestionNo
Product name or Commissionedbusiness nameManufactured country and name ofmanufacturing factory
Comment
Has the supplier's management with executive responsibility defined a policy for chemical substance contained in product?
Is the request from Fuji Electric Co.,Ltd. (Hereafter "our company") kept with condition of easily conforming at any time?
Is improving plan concerning management of chemical substance contained in product kept and promoted?
QuestionSelf
Assessment
Have the supplier been demanded to develop the chemical substance management system?
Are the guarantee of free of restrict substance or below of threshold acquired from the supplier?
Are the suppliers been evaluated on chemical substance management? Have inspection/correction been implemented ifnecessary?
When receiving component, do you confirm only determined component being used?
Has the person responsible to management of chemical substance contained in product been designated by managementwith executive responsibility, clarifying whose responsibility, authority, and roles?
Have you confirm the chemical substance information and the requirement-conformity when adoption new component?
Do you define the chemical substance and evaluate its ratio of delivered product to our company?
Are the list of components / materials which should be contained in product and the list of their suppliers available?
In case of restricted substance are been carried into the process and warehouse, have the facility/metallurgic tool beenexclusively used?
In case of restricted substance are been carried into the process and warehouse and the facility/metallurgic tools areshared, have the thorough cleanup been carried out after use?
In case of restricted substance are been carried into the process and warehouse and the facility/metallurgic tools areshared, have the contamination measurement been carried out after use?
In case of recycled component been used in the product delivery to our company, have you confirmed that they all meetthe requirement?
Are the measurement equipments of relevant chemical substance available at the manufacturing site? Have measurementof product been carried out in necessary?
Have the condition been under close monitored in case of that the chemical changes or composition changes occur inprocess (such like chemical reaction process, solder tank, etc)?
Are the restrict substance not been carried into the process and warehouse?
In case of restricted substance are been carried into the process and warehouse, are the identification management beenimplemented on product/component/facility/metallurgic tool/warehouse?
Are the management result been confirmed in stack and delivery?
Are measures of identification management of restricted substance and unconformity substance available to preventmixture?
Have you established the lot management system, and is traceability maintained and recorded, through all stage ofmaterial, production and delivery (to where the lot delivered)?
Are the measures to report to customers available when there is apprehension of unconformity in products delivering tocustomers (or the products were delivered)?
In case of using the cadmium at the same process that manufacture products delivery to Fuji Group, are clauses No 15and 16 surely carried out?
In case of the product delivery to our company are manufactured by outsource, are the chemical substance managementbeen implemented/monitored and correction been carried out if necessary?
Have you confirmed the chemical substance meet our requirement when material change or process change occur?
Are advance application for change been presented when product material or process change occur?
Are the employees been educated on the chemical substance management accordingly?
Are the standard documents of chemical substance management available and implemented in progress?
Have the unconformity results of internal audit, correction measurements and effectiveness confirmations been reportedto the management?
Are the information concerning chemical substance been spread to the relevant internal departments and manufacturingconsigners?
Have you committed yourself to complying with “Requirements on Environmental Quality Assurance ” to us.
Have you presented the Guarantee for Free of Restricted Substance?
Have you presented the ingredients or MSDS which show the chemical substance contained in product and its rate ofcontent to Fuji?
Have you presented Data of RoHS6 substance rate of content measured by accurate analytical methods such as ICP?
Are the internal audit on chemical substance management been implemented periodically?
― 15/25 ―
Appendix 3
-Ver. 6- [ MRn0260 Form 4 ]
Date of answerYour company's
nameDepartment /An official title
The person incharge/Signature
Department
The contactperson
TEL
※ Supplies from Fuji Electric Co., Ltd. are exempted. E-mail※The person in charge should be general manager or higher rank.
✔
Used region Substance name CAS No.Maximum
percentage ofa constituent
↑If lines are not sufficient, please add lines.
No. CAS-No.
1 75-69-4
2 1336-36-33 1321-64-84 118-74-15 309-00-26 60-57-17 72-20-88 50-29-39 57-74-910 56-35-911 620-91-712 732-26-313 8001-35-214 2385-85-515 115-32-216 87-68-317 3846-71-718 71463-74-619 307-35-720 608-93-521 319-84-622 319-85-723 58-89-924 143-50-025 36355-01-826 40088-47-927 115-29-728 3194-55-629 12185-10-330 92-87-531 92-67-132 1332-21-433 92-93-334 542-88-135 91-59-836 71-43-2
[Class I Specified Chemical Substances] Polychloronaphthalene (PCN) ―
Applicable laws and regulations Substance name Note of the warranty
There is no use in themanufacturing process.
Chemical Substances Control Law Polychlorinated biphenyl (PCB) ―
Benzene ―
Bis(chloromethyl)ether ―beta-naphthylamine and its salt ―
Asbestos [asbestos, amosite, Crocidolite, etc.] ―4-nitrodiphenyl and its salt ―
Benzidine and its salt ―4-amino diphenyl and its salt ―
Industrial Safety and Health ActHexabromocyclododecane (HBCDD) and all major ―Yellow phosphorus match ―
[Prohibition of Manufacturing etc.]
Polybromodiphenyl ether [Br:4-8] ―Endosulfan ―
Chlordecone ―Hexabromobiphenyl ―
β-Hexachlorocyclohexane(β-HCH) ―γ-Hexachlorocyclohexane(γ-HCH, Lindane) ―
Pentachlorobenzene (PeCB) ―α-Hexachlorocyclohexane(α-HCH) ―
Perfluorooctane sulfonate (PFOS) and its salt ―Perfluorooctane sulfonyl fluoride (PFOS-F) ―
Hexachlorobuta- 1,3-diene ―2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-di-tert-butylphenol ―
Mirex ―Dicofol or Kelthane ―
2,4,6-tri-tert-butylphenol ―Toxaphene ―
Bis(tributyltin)oxide ―p-Phenylenediamine ―
DDT ―Chlordane ―
[2] Prohibited substances list
Dieldrin ―
Ozone Layer Protection Law Ozone-Depleting Substances [Montreal Protocol]
Fe codeProduct number,
Type number, NameContaining
Note
On Ozone-Depleting
Substances
There is no use in all process of the products.
There is use in a process of the products.
[1] Delivering products list ※If yes is selected at the box of containing, please enter substance name, CAS No, and maximum percentage of a constituent.
Information on prohibited substances※Please enter the used region in the case of composite material.
ExemptionNo.
(shown inTable C)
We warrant that the prohibited substances (shown in [2] Prohibited substances list)contained in our products (shown in [1] Delivering products list) delivered to FujiElectric Co., Ltd. Electronic Devices Business Headquarters and its manufacturingcompanies meet item <1>-<3>.
<1> There is no intentional inclusion (except for the substance of <3>). <2> The concentration of the substance including impurities is less than the threshold value of Table B. <3> Only the prohibited substance shown in "Information on prohibited substances" is contained.
The use of ozone-depleting substances in production process of our deliveringproduct/s is specified as follows.
The warranty on the prohibited substances
Aldrin ―Hexachlorobenzene and ―
* Please refer to the attached list version6 Prohibited and controlled substances detailed list as to the detailson the illustrated substances.
Endrin ―
― 16/25 ―
37 84-68-438 134-32-739 119-93-740 119-90-441 1304-56-942 98-07-743 152-16-944 56-38-2
45 144-49-046 20859-73-847 143-33-948 7440-61-149 7440-43-950 1333-82-051 7439-97-652 7439-92-153 67774-32-754 81-15-255 101-77-956 117-81-757 85-68-758 84-74-259 84-69-560 115-96-861 121-14-262 79-01-663 25214-70-4
64 111-96-665 107-06-266 101-14-467 61788-33-868 7440-38-269 56-35-970 76253-60-671 81161-70-872 99688-47-873 7646-79-974 50-00-0
75 7440-02-0
76 67-66-377 79-00-578 79-34-579 630-20-680 76-01-781 75-35-482 67-72-183 25154-52-384 624-49-785 335-67-186 12217-14-0
87 68921-45-9
88 1746-01-6
89 85535-84-8
90 109-86-491 75-46-792 62-75-993 87-86-594 95-94-395 545-55-196 126-72-797 75-01-498 137-17-7
99 9002-86-2
2,2'-dichloro-4,4'-methylenedianiline (MOCA) ―
Bis(2-methoxyethyl) ether ―
―Diisobutyl phthalate (DＩBP) ―
――――
Trichloroethylene ―2,4-Dinitrotoluene ―
[Annex XVII]（Restriction substances）
1,2-dichloroethane ―
Arsenide ―
N-Nitroso dimethyl amine ―Pentachlorophenol (PCP) and its salts, all members ―
Polychloro terphenyl (PCT) ―
2-Methoxyethanol ―Hydrofluorocarbons (HFC's), all members ―
Chlorinated or brominated Dibenzo-p-dioxins orDibenzofurans, all members
―
Chlorinated paraffins, short chain length (SCCP), allmembers:
―
[P：Prohibited substances]
Azodyes that can form carcinogenic amines, selected ―
Benzenamine, N-phenyl-, reaction products withstyrene and 2,4,4-trimethylpentene (BNST)
―
（Candidate substance）Dimethyl fumarate ―Perfluorooctanoic acid (PFOA), including its salts ―
GADSL
Hexachloroethane ―Nonyl phenol, Nonyl phenol ethoxy rate ―
Pentachloroethane ―1,1-dichloroethylene ―
1,1,2,2-tetrachloroethane ―1,1,1,2-tetrachloroethane ―
Chloroform ―1,1,2-trichloroethane ―
Formaldehyde ―
Nickel compoundHuman body contact parts areprohibition and alloy content
are excepted
Monomethyl-dibromo-diphenyl methane (DBBT) ―Cobalt dichloride ―
Monomethyl-tetrachloro-diphenyl methane (Ugilec 141) ―Monomethyl-dichloro-diphenyl methanes (Ugilec 121) ―
―Organostannic compounds
Formaldehyde, oligomeric reaction products withaniline
―
（Authorisation substances） Bis (2-ethylhexyl)phthalate (DEHP)Benzyl butyl phthalate (BBP)
tris(2-chloroethyl)phosphate ―
Dibutyl phthalate (DBP)
Lead and its compoundsSpecified Brominated flame retardants [PBB and PBDE]
EU REACH[Annex XIV]
5-tert-butyl-2,4,6-trinitro-m-xylene (musk xylene)4,4'- Diaminodiphenylmethane (MDA)
Cadmium and its compounds[Restricted substances]*Refer to Table B for maximum concentration
Hexavalent chromium compoundsMercury and its compounds
values.
[Poison & Deleterious substance]Aluminium phosphide ―Cyanide ―
The concentrations areless than the threshold
value of Table B.
Act on the Regulation of Nuclear Source Material etc.
EU RoHSRadioactive material ―
Specified organophosphorus compound [Parathion, Methyl Demeton, Phosphamidon, MethylParathion, TEPP]
―
Fluoroacetic acid, its salt, and amide ―
Poisonous and Deleterious Substances Control LawBenzotrichloride ―Octamethylphosphoramide ―
[Specific Poison ]
Dianisidine and its salts ―Beryllium and its compounds ―
alpha-Naphthylamine and its salts ―o-Tolidine and its salts ―
[Permission for Manufacturing] Dichlorobendizine and its salts ―
―（Old P：Prohibited substances）
TriAziridinylphosphineoxide ―
Amines, carcinogenic, which are formed from Azo-dyes,selected
―
Phosphoric Acid tris(2,3-dibromopropyl)ester ―
U.S. IEEE 1680 Polyvinyl chloride (PVC) and a polyvinyl chloride ―
Chloroethylene (vinyl chloride monomer)
Tetrachlorobenzene, all members ―
― 17/25 ―
Appendix 4 The list of information on the constituent ―Version 6.0― [ MRn0260 Form 5 ]
<3> Name of supplies （Product No.）
Procurement specification No.・Figure No.
Name/Use(by homogeneous
material)
Manufacturer'sname
(Manufacturer's nameof plating process)
Weight of thematerial（Three
significantfigures）
Substance Name CAS No.
Concentration
（wt%）
mg
Total 0
Note2： On the applicable supplies (product No.), Please see [1] Delivering products list on the warranty on the prohibited substances .
After confirming the content of Fuji Electric Co., Ltd. Electronic Devices Business Headquarters' "Guidelines for chemicalsubstances contained in products (Version 6) ", please separate your supplies to <4> Component, <5> Material, and <6>Substance, and report weight,etc. Please judge in < 7> of Table whether the substance contained in supplies is relevantto our prohibited and controlled substance.
Supplementation： ①Please report the substance contained more than 0.1 wt% in the material (the total of the concentration is 100wt% per material). And please report also the substance contained less than 0.1wt% in the case of our prohibited and controlled substances. ②Please judge in < 7> of Table whether the substance is relevant to our prohibited and controlled substance and enter "×". Even if the specific name and CAS No. of substances are not disclosed because of manufacturing method etc. , please judge in < 7>. ③ Please fill the finally remained composition of supplies like resin, plating solution, ink, etc. that their composition change. Manufacturing factory
Weight ofsupplies mg
<2> Manufactured country
TEL
Date of answer
<1> Company name
Department/Title
The contact person
Oth
er
subs
tances
0
<4> Component
※unnecessary to fill infor the raw material
<5> Material※unnecessary to fill in for the raw material
<6> Substance ※The name and the CAS No. of the substance contained more than 10 % in the material shall be disclosed.
<7> Judgment of substance
Pro
hib
ited
subs
tances
SV
HC
161
CLP
Annex
Ⅳ
ESIS
PB
T
IEC
62474 (
D7.0
0)
Our
contr
olle
d su
bsta
nces
REA
CH
Annex
ⅩⅦ
PO
Ps
Annex
I
Note1： If you have two or more supplies, please copy this sheet.
ELV
RoH
S
GA
DSL (
2015-1.0
)
Substance selection
― 18/25 ―
Appendix 5 [ MGn5001 Appendix3 ]
REACH SVHC survey form
①Supplier
※1： Please refer to the attached list on the relevant REACH SVHC substances.
※2： If more than one substance are contained at the part, or a relevant substance is contained at
more than one part, please add a line and fill in.
※3： Excluding the parts provided by Fuji Electric Co., Ltd..
②Manufacturer
Fe code Product's name・Type No.containment
The containing part※2（The constituent parts
／Homogeneousmaterial name）
Contentrate tothe part（ppm）
Contentrate to
theproduct（ppm）
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Please answer the details on theproducts containing SVHC
Date
Section
↓
Company
Section
Company
The responsible person（Position）
The responsible person（Position）
Delivered products list REACH SVHC substances
NoteThe contained substance name※1
On REACH SVHCsubstances
All of the below products do notcontain. Date
Products do not contain except someproducts. ✔
― 19/25 ―
Appendix 6 [ MGn5001 Appendix 4 ]
Additional controlled substances survey form
※1： Please refer to the attached tables from 1 to 2 on the surveryed substances. ①Supplier
※2： If more than one substance are contained at the part, or a relevant substance is contained at
more than one part, please add a line and fill in.
※3： Excluding the parts provided by Fuji Electric Co., Ltd..
②Manufacturer
Fe code Product's name・Type No.containment
The containing part※2（The constituent parts
／Homogeneousmaterial name）
Contentrate tothe part（ppm）
Contentrate to
theproduct（ppm）
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
↓ The responsible person（Position）
Information on the surveyed substances
NoteThe contained substance name※1
Company
Section
Delivered products list
The responsible person（Position）
Date
On surveyed substances
All of the below products do not containor do not intentionally contain them.
Products do not contain or do notintentionally contain them except someproducts.
✔Please answer the details on theproducts containing the surveyedsubstances Section
Date
Company
― 20/25 ―
Appendix 7
Periodic analysis guideline
1. ScopeAll of parts, materials, packaging materials that constitute semicondutor products.
2. Analysis unitAnalysis is carried out for every component unit shown in 1) and 2).
1) Definition of homogeneous material in RoHS(ELV) directive
【Example: Separation of homogeneous materials】
2) Analysis unit of EU Packaging directive
However, since US State Toxics in Packaging Clearinghouse regards ink as a separate
“packaging component”, the concentration of ink in itself is analyzed for ink.
3. Analysis methodThe following methods are recommended for the precise anlysis of each homogeneous material.
1) Cadmium, Lead, Total Chromium① Sample preparation
Use below methods for pretreatment.
・ Closed system for acid decompositon(microwave decomposition method: IEC 62321-5：2013, EN13346 , EPA3052：1996)
・ Acid digestion met ・ Ashing method under H2SO4 (not applicable for lead.)・
Note: Any extraction methods (including EN 71-3：1994, ASTM F963-96a, ASTM aF963-03, ASTM D 5517, and ISO 8124-3：1997 ) shall not be applied.
② Measurement methodsThe following methods shall be used. （i.e. IEC 62321-5：2013 ）
・ Inductively Coupled Plasma Optical Emission Spectrometry （ICP-OES、ICP-AES）・ Atomic absorption spectrometry (AAS) or flameless atomic absorption spectrometry (FL-AAS)・ Inductively Coupled Plasma Mass Spectrometry (ICP-MS)
Analysis method for "Substances required the periodic report of analysis data" and necessary itemson the analysis report are prescribed below.
（Example） resin, ink, lead-frame, solder, plating, electronic parts, adhesive, aluminum wire,packaging material, etc.
On the other hand, the threshold value of the EU packaging directive is the concentration ineach part unit which constitutes a package.
The threshold value in RoHS (ELV) directive is the concentration in homogeneous material.Homogeneous material is defined as “the minimum unit that can be separated into parts andmaterials by mechanical method for every constituent”.
Precipitates must be completely dissolved by some technical methods (e.g. hydrofluoric aciddissolution, Alkaline dissolution）
Wet decomposition method under H2SO4, HNO3 and H2O2（EN1122） (not applicable for lead.)
Especially on plating, a base material and plating are defined as a independent homogeneousmaterial, respectively.
In the following figure, nine kinds of homogeneous materials, Semiconductor Chip,Conductive adhesive, Wire, Molding resin, Lead frame base material, Lead frame plating,Terminal solder plating, Printing ink (Color A) and Printing ink (Color B) constitute theelectronic component (example).
（Srrictly speaking, the each electrode metal layer of a semiconductor chip is considered to be the homogeneousmaterial respectively. They are omitted here. ）
Lead frame base material
Lead frame Plating
Terminal solder
Printing ink（Color A）
Wire
Semiconductor Chip
Molding resin
Conductive adhesive
Printing ink（Color B）
― 21/25 ―
Note:
2) Mercury① Sample preparation
Use below methods for pretreatment, it will help to prevent volatilization.
・ Pressurized acid decomposition method in sealed container.(microwave decomposition method: IEC 62321-4：2013, EN13346, EPA3052：1996)
・ Heating Vaporized Atomic Absorption Spectroscopy・ Wet decomposition method by H2SO4 and HNO3（Kjeldahl method）
② Measurement methods
The following methods shall be used. （i.e. IEC 62321-4：2013）・ Inductively Coupled Plasma Optical Emission Spectrometry （ICP-OES、ICP-AES）・ Cold Vapour Atomic Absorption Spectrometry (CV-AAS) ・ Inductively Coupled Plasma Mass Spectrometry (ICP-MS)
Note:
3) Hexavalent ChromiumConfirmation method is defined if measured total chromium value comes under below cases.・ 100ppm or more for Resin or ink, Metal, inplating etc.・ 100ppm or more for the total of Cadmium, Lead, Mercury, total Chromium in packaging materials
① Sample preparationElution methods（like IEC 62321：2008 Annex C, EPA 3060A）・ Boiling water extraction・ Alkaline digestion
② Measurement methods・ Ultraviolet-Visible(UV‐Vis) absorptiometry （i.e. IEC 62321：2008 Annex C, EPA 7196A）
Note:
4) Specific Brominated flame retardants （PBB, PBDE）① Sample preparation・ Soxhlet Extraction Method (i.e. IEC 62321：2008 Annex)
② Measurement methods・ Gas Chromatography - Mass Spectrometry（GC‐MS）
（ as in IEC 62321：2008 Annex ）Note:
Resin, inkpackagingmaterial
MDL
If a combination of a sample preparation and a measurement method can ensure that themethod detection limit (MDL) is less than below list, the combination is applicable.
Metal Plating
10ppm 10ppm10ppm or
0.05μg/cm210ppm or
0.05μg/cm2Hexavalent Chromium
5ppm 5ppm 30ppm 30ppmMercury
Resin, inkpackagingmaterial
30ppm
MDL
CadmiumLeadTotal Chromium
Metal PlatingMDL
If a combination of a sample preparation and a measurement method can ensure that themethod detection limit (MDL) is less than 10ppm, the combination is applicable.
Resin, inkpackagingmaterial
5ppm 5ppm 15ppm30ppm 30ppm
If a combination of a sample preparation and a measurement method can ensure that themethod detection limit (MDL) is less than below list, the combination is applicable.
Metal Plating
10ppm30ppm 30ppm
If a combination of a sample preparation and a measurement method can ensure that themethod detection limit (MDL) is less than below list, the combination is applicable.
Precipitates must be completely dissolved by some technical methods (e.g. hydrofluoric aciddissolution, Alkaline dissolution）
5ppm 5ppm 30ppm
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5) Halogen （Cl, Br)① Sample preparation・Quartz-tube combustion method （BS EN14582：2007）※Oxygen bomb method shall not be applied.
（Resin containing silica or metal cause incomplete combustion.)
② Measurement methods・ Ion chromatography （IC）
Note: The method detection limit (MDL) shall be less than 100ppm.
6) Antimony① Sample preparation・ Pressurized acid decomposition method in sealed container.
(Microwave decomposition method: IEC 62321：2008, EN13346, EPA3052：1996)※Since Antimony is evaporated easily, acid decompositon in open system shall not be applied.
② Measurement methods・ Inductively Coupled Plasma Optical Emission Spectrometry （ICP-OES、ICP-AES）・ Atomic absorption spectrometry (AAS) or flameless atomic absorption spectrometry (FL-AAS)・ Inductively Coupled Plasma Mass Spectrometry (ICP-MS)
Note: The method detection limit (MDL) shall be less than 10ppm.
4. Items for analysis reportBelow items are specified in your anlysis report.
①
② Measurement method：Name of the method③
④ Testing date（Year/Month/Day）⑤ Test result （MDL: Method detection limit）⑥ Measurement flow chart （essential for Cadmium and Lead）
（Please refer to the example of flow chart at right）⑦ Sample name（Material name, model name etc.）
( ⑧ Sample photo)
Sample preparation method: Please specify the officialmethod or other methods you adopt
Name of the measurer, Name of the responsible person,analyzing organization
Measurement Flow Chart
Sample cutting & grinding
Sample measurement
Addition
Microwave decomposition
Residue none
ICP analysis
No
Yes
Compliance with
Complete dissolution
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Revision history
Version Date
1st 2008/10/1
2nd 2010/1/22
3rd 2010/7/1
4th 2012/1/6
・
・
・ Compensated the shortage of U.S. TSCA [The object of SNUR is 'any use']（Benzenamine、4,4’-[[1,1’-biphenyl]-2,5-diylbis(oxy)]bis- ）
・
・ Addition of 6th released substances of EU REACH SVHC・
・ Addition of revision of EU CLP regulation （2009/2/EC）
・ Addition with the issue of GADSL 2011 Ver 1.1・ Addition with JIG-101 Ed 4.0・
・
・
・ y p y
request・ Added perchlorate compounds （10 of them）to comply with customers' request・ Added PFAS（260 of them listed on OECD's list） to comply with customers' request
・ Deletion of Annex VI CMR Cat.3 in EU CLP regulation.
Revision detail
Methoxalen is change to controlled substances because it is removed from Lawconcerning Pollutant Release and Transfer Register (Class I )
Addition with the revision of EU REACH Annex XVII （added substances areoverlapped with existing controlled substances）
Alteration from prohibited substances to controlled substances （one substance）
Addition of controlled substances
Deletion of controlled substances
Compensated the shortage of “Permission for Manufacturing” in Industrial Safetyand Health Act（alpha-Naphthylamine and its salt, Beryllium and its compounds）
Addition of Appendix 3 Periodic analysis guideline
Text is revised.Addition of the investigation into the use of ozone-depleting substances in the process
Addition of prohibited substances（former 136 substance groups ⇒ this version 140 substance groups）
Addition with the revision of Export Trade Control Order （Alachlor, Aldicarb, Endosulfan）.
Revised Appendix 3, 4, and 5(Method detection limit)
Added substances on Chemical Substances Control Law (Class II SpecifiedChemical Substances) to reinforce the communication on chemical substancesi f i
Added substances on Law concerning Pollutant Release and Transfer Register(Class I and II) to reinforce the communication on chemical substances information
Addition of Monitoring Chemical Substances on the Chemical Substances ControlLaw with its revision
Addition of prohibited substances with reinforcement against chemical substances likeEU REACH regulation
（Beryllium oxide、Cobalt chloride）Addition of controlled substances
（SVHC(added third released substances), JIG-101（updated to Ed 3.0),GADSL(updated to 2010.02 revised edition), Chromium and its compounds（excepthexavalent）, tellurium and its compounds（except hydrogen tellurium）, Titanium andits compounds, other inorganic compounds）
（SVHC（added as substance groups with second release), ESIS PBT(Fulfilling), JIG-101 Ed 2.0, GADSL（updated to 2009.03 revised edition） ）
Enacted with effectuation of REACH regulation
Addition of prohibited substances with reinforcement of restriction against chemicalsubstances both domestically and internationally like chemical substance examinationlaw and EU REACH regulation
（Chlordecone, PFOSF, Dibutyltin compounds, Dioctyltin compounds, Dimethyl fumarate, DBP, DEHP, BBP, Musk xylene, HBCDD）Addition of controlled substances
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Version Date Revision detail
5th 2013/2/20
・ Fuji Electric Tsugaru Semiconductor Co., Ltd.・ Fuji Electric (Shenzhen) Co., Ltd. Semiconductor Section
・ Addition with the revision of EU REACH Annex XⅣ （No.89-96)
・ Expansion of scope of organostannic compounds. （All of tri-substituted organostannic compounds are designated）
・ Change of Applicable laws and regulations of Dimethyl fumarate (No.120).(EU 2009/251/EC was deleted and integrated into EU REACH Annex XⅦ）
・ Addition of 7th and 8th released substances of EU REACH SVHC・ Addition with revision of EU CLP regulation （286/2011/EC）・ Addition with the issue of GADSL 2012 Ver 1.0 (2012/02/01)・ Addition with JIG-101 Ed 4.1・ Addition of Monitoring Chemical Substances on the Chemical Substances Control
Law with its revision (2012/03/22)・ Addition of “Organophosphorus compounds” （into Other Controlled Substances） to
comply with customers' request
3.3) Detection limit of Hexavalent Chromium (0.1→0.05μg/cm2)
3.5), 3.6) Addition of Analysis method (Halogen and Antimony)
6th 2015/4/16
・ Addition with the revision of "Approved Substances" in EU REACH Annex XⅣ No.62 Trichloroethylene No.63 Formaldehyde, oligomeric reaction products with aniline No.64 Bis(2-methoxyethyl) ether
・ Addition of candidate substance of EU REACH Annex XVII in advance. No.85 Perfluorooctanoic acid (PFOA), including its salts
・ Addition of prohibited substances of GADSL No.86 Azodyes that can form carcinogenic amines, selected No.87 BNST No.90 2-Methoxyethanol No.91 Hydrofluorocarbons (HFC's), all members No.92 N-Nitroso dimethyl amine
・ The substances judged that there is not possibility to be included in our purchasedproducts from the former survey result are deleted from the survey of Prohibitedsubstances.（Chemical weapon, Pesticide and Medicine, etc.）And the three regulations relevant to above are deleted from the target ofProhibited substance. Old No. [6] Act on Prohibition of Chemical Weapons and control of Specific Old No. [8] Export Trade Control Order Old No. [11] U.S. TSCA
・ "Law Concerning Special Measures against Dioxins"(Old No.[7]) is deleted from thetarget of Prohibited substance. Because the law overlaps with [01]CSCL and[08]GADSL.
2.1）Scope Addition of our manufacturing companies
（former 140 substance groups ⇒148 substance groups in this version ）
4. 2) Addition of controlled substances
Addition of 5.4） Submission of “REACH SVHC survey form ”Addition of 5.5） Submission of “Additional controlled substances survey form ”
Deletion of the Table of “Controlled substances”.
4. 1) Revision of prohibited substances
Revised Appendix 7： 2. Analysis unit
（former 148 substance groups ⇒99 substance groups in this version ）
4. 1) Revision of prohibited substances
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Version Date Revision detail
6th 2015/4/16
・ Addition of 9th to 12th released substances of EU REACH SVHC.・ Addition with revision of REACH Annex XVII (Restriction substance). （Reg. (EU) No
836/2012, Reg. (EU) No 848/2012, and Reg. (EU) No 474/2014）・ Amendment with revision of GADSL. （2013 Ver 1.0, 2014 Ver 1.0 to Ver 1.4 and
2015 Ver 1.0）・ Amendment with revision of GADSL. （2013 Ver 1.0, 2014 Ver 1.0 to Ver 1.4 and
2015 Ver 1.0）・ Our controlled substance target is also shifted to IEC62474 because JIG-101 was
taken over to IEC 62474. And amendment with revision of IEC62474（Ver. D4.00 toD7.00）
・ Amendment with revision of Monitoring Chemical Substances of CSCL. (2014/5/1)・ TSCA is shifted to controlled substances target from prohibited substances target.
・ The threshold of antimony (900ppm→835ppm).
・ The expired exemption uses are deleted.（7(c)-Ⅲ、11(b)、16、39、40）
Appendix 1 ： Overall revision referring to " Guidelines for the management of
chemical substances in products" Version 3.0. of JAMP council.
Appendix 3-6 ： Revision of survey form
・ The part of MDL is reconsidered.Revised Appendix 7： 3. Analysis method
4. 2) Revision of controlled substances
Table B.Threshold values
Table C. Exemption from prohibited substances