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result in legal action.

Securities offered through LPL Financial, member FINRA/SIPC. Investment Advice offered through Great Valley Advisor Group, a Registered Investment Advisor and separate entity from LPL Financial.

GVA Hybrid RIA Value Proposition

GVA is happy to offer a Hybrid RIA solution to a select group of advisors. Our solution was built by advisors who seek comprehensive operational support, along with multiple business opportunities. Through our selective review process, we ensure all advisors of GVA maintain the same objectives and principles.

GVA Hybrid RIA Solution

OSJ/CCO Responsibilities

Let GVA take on all the compliance responsibilities of your office through our centralized tracking system. Our dedicated team of licensed staff ensures your office gets the attention it deserves, allowing you to free up time and meet with clients, or prospect new ones.

GVA's ongoing compliance service allows you to consider us an extension of your company, focused on one thing, compliance. Our goal is to help you feel confident that you have a dedicated team of professionals focused on ensuring continuous and proactive monitoring of your business. Some items our compliance team handles includes:

1. Trade blotter review and detailed tracking2. Maintenance of your IAR and DBA registrations (i.e. U4, ADV 2B)3. Access to our Online portal for compliance tracking4. Implementation of GVA's policies and procedures / Code of Ethics5. Pre-Approved Agreements (i.e. CEA, Solicitation, Consulting Services)6. Advertising materials review7. Business Continuity Plan8. Annual State Requirements9. Risk assessment reviews

Technology

Succession Planning

Virtual Assistance

CPA Alliance

Customized CRM Solution

National Conference

Acquisition Services

Investment Strategies

Dedicated Service Team

Transition Assistance

Additional Services