Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 1)

SUNDARAM GROWTH FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 148721 1728.06 7.242 INE040A01026 HDFC Bank Ltd Banks 146443 1565.18 6.563 INE001A01036 Housing Development Finance Corporation Ltd Finance 117449 1424.36 5.974 INE154A01025 ITC Ltd Consumer Non Durables 417624 1373.15 5.765 INE090A01021 ICICI Bank Ltd Banks 426450 1152.91 4.836 INE002A01018 Reliance Industries Ltd Petroleum Products 122840 1059.25 4.447 INE467B01029 Tata Consultancy Service Ltd Software 38315 991.61 4.168 INE018A01030 Larsen & Toubro Ltd Construction Project 61300 898.81 3.779 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 81360 706.53 2.9610 INE238A01034 Axis Bank Ltd Banks 125548 622.28 2.6111 INE062A01020 State Bank of India Ltd Banks 231596 549.23 2.3012 INE237A01028 Kotak Mahindra Bank Ltd Banks 76876 498.23 2.0913 INE585B01010 Maruti Suzuki India Ltd Auto 9971 467.20 1.9614 INE101A01026 Mahindra & Mahindra Ltd Auto 34187 432.06 1.8115 INE155A01022 TATA Motors Ltd Auto 143018 427.05 1.7916 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 52135 424.77 1.7817 INE860A01027 HCL Technologies Ltd Software 40928 401.97 1.6918 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 9345 388.97 1.6319 INE326A01037 Lupin Ltd. Pharmaceuticals 18033 366.79 1.5420 INE397D01024 Bharti Airtel Ltd Telecom - Services 103526 349.76 1.4721 INE095A01012 IndusInd Bank Ltd Banks 36506 344.05 1.4422 INE522F01014 Coal India Ltd Minerals/Mining 94668 310.13 1.3023 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 132325 303.49 1.2724 INE075A01022 Wipro Ltd Software 49428 295.51 1.2425 INE021A01026 Asian Paints Ltd Consumer Non Durables 34270 288.42 1.2126 INE669C01036 Tech Mahindra Ltd Software 45040 251.03 1.0527 INE059A01026 Cipla Ltd Pharmaceuticals 37903 241.08 1.0128 INE917I01010 Bajaj Auto Auto 10063 232.67 0.9829 INE752E01010 Power Grid Corporation of India Ltd Power 165722 219.33 0.9230 INE158A01026 Hero Motocorp Ltd Auto 9116 218.28 0.9231 INE481G01011 Ultratech Cement Ltd Cement 7383 197.38 0.8332 INE733E01010 NTPC Ltd Power 153687 190.19 0.8033 INE528G01019 Yes Bank Ltd Banks 24053 175.51 0.7434 INE047A01013 Grasim Industries Ltd. Cement 4766 167.66 0.7035 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 19109 162.56 0.6836 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 40484 158.88 0.6737 INE257A01026 Bharat Heavy Electricals Ltd. Industrial Capital Goods 67089 137.90 0.5838 INE323A01026 Bosch Ltd Auto Ancillaries 679 131.64 0.5539 INE028A01039 Bank Of Baroda Banks 70074 128.38 0.5440 INE669E01016 Idea Cellular Ltd Telecom - Services 84301 126.03 0.5341 INE079A01024 Ambuja Cements Ltd. Cement 56332 115.93 0.4942 INE081A01012 Tata Steel Ltd Ferrous Metals 49589 105.43 0.4443 INE129A01019 Gas Authority of India Ltd Gas 34078 103.02 0.4344 INE012A01025 ACC Ltd Cement 6717 90.46 0.3845 INE245A01021 Tata Power Company Ltd Power 129753 84.27 0.3546 INE160A01022 Punjab National Bank Banks 55898 74.48 0.3147 INE205A01025 Vedanta Ltd (Ex:Sesa Sterlite Ltd) Non - Ferrous Metals 84007 71.15 0.3048 INE038A01020 Hindalco Industries Ltd. Non - Ferrous Metals 96575 68.38 0.2949 INE910H01017 Cairn India Ltd Oil 41663 63.89 0.2750 INE584A01023 NMDC Ltd Minerals/Mining 60743 56.55 0.24

Sub Total 20941.86 87.79b) Derivative

1 NIFTY OPTION DEC-2017-CALL-8700 Index Option 103300 1093.95 4.592 NIFTY OPTION DEC-2017-CALL-8300 Index Option 68500 865.16 3.633 NIFTY OPTION DEC-2017-CALL-8500 Index Option 73450 844.31 3.54

Sub Total 2803.41 11.75Total for Equity & Equity Related 23745.27 99.54B) Money Market Instrumentsa) Reverse Repo / CBLO 127.00 0.53Total for Money Market Instruments 127.00 0.53C) OthersCash & Other Net Current Assets -25.24 -0.11Margin Money For Derivatives 8.35 0.04GRAND TOTAL 23855.38 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend 11.6673 10.0623 11.6241 10.0059 12.3099 10.6147Growth 131.7229 113.6054 129.9893 111.8490 - -d) Dividend/Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - As per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 18.05%h) Repo in corporate debt - NIL

SUNDARAM TAX SAVER

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE040A01026 HDFC Bank Ltd Banks 556784 5950.91 5.172 INE090A01021 ICICI Bank Ltd Banks 1884405 5094.49 4.433 INE296A01016 Bajaj Finance Ltd Finance 75524 3875.33 3.374 INE331A01037 Madras Cements Ltd Cement 1125404 3681.20 3.205 INE009A01021 Infosys Ltd Software 300388 3490.36 3.036 INE018A01030 Larsen & Toubro Ltd Construction Project 215000 3152.44 2.747 INE238A01034 Axis Bank Ltd Banks 635915 3151.91 2.748 INE036D01010 Karur Vysya Bank Ltd Banks 658661 2945.86 2.569 INE154A01025 ITC Ltd Consumer Non Durables 802573 2638.86 2.2910 INE528G01019 Yes Bank Ltd Banks 357773 2610.67 2.2711 INE002A01018 Reliance Industries Ltd Petroleum Products 300750 2593.37 2.2512 INE628A01036 United Phosphorous Ltd Pesticides 546596 2505.05 2.1813 INE585B01010 Maruti Suzuki India Ltd Auto 53127 2489.32 2.1614 INE208A01029 Ashok Leyland Ltd Auto 2643512 2438.64 2.1215 INE486A01013 CESC Ltd Power 469921 2428.79 2.1116 INE191H01014 PVR Ltd Media & Entertainment 296255 2418.33 2.1017 IN9155A01020 TATA Motors Ltd Auto 1064986 2305.16 2.0018 INE536A01023 Grindwell Norton Ltd Industrial Products 314113 2279.99 1.9819 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 888387 2268.94 1.9720 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 260175 2259.36 1.9621 INE647A01010 SRF Ltd Textile Products 200841 2256.65 1.9622 INE200A01026 Alstom T & D India Ltd Industrial Capital Goods 427778 2196.00 1.9123 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 23000 2122.53 1.8424 INE517F01014 Gujarat Pipavav Port Ltd Transportation 1082379 2006.19 1.7425 INE171A01029 The Federal Bank Ltd. Banks 2970481 1899.62 1.6526 INE481G01011 Ultratech Cement Ltd Cement 70000 1871.38 1.6327 INE513A01014 Fag Bearings India Ltd Industrial Products 45000 1815.73 1.5828 INE034A01011 Arvind Ltd Textile Products 620000 1731.97 1.5029 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 161939 1699.06 1.4830 INE062A01020 State Bank of India Ltd Banks 702263 1665.42 1.4531 INE317A01028 Shasun Chemicals & Drugs Pharmaceuticals 419462 1578.85 1.3732 INE151A01013 Tata Communications Ltd. Telecom - Services 375000 1551.00 1.3533 INE918I01018 Bajaj Finserv Ltd Finance 88628 1532.82 1.3334 INE326A01037 Lupin Ltd. Pharmaceuticals 74433 1513.97 1.3235 INE066A01013 Eicher Motors Ltd Auto 8500 1512.29 1.3136 INE028A01039 Bank Of Baroda Banks 765987 1403.29 1.2237 INE203G01019 Indraprastha Gas Ltd Gas 293463 1401.14 1.2238 INE115A01026 LIC Housing Finance Ltd Finance 296927 1397.19 1.2139 INE211B01039 The Phoenix Mills Ltd Construction 420183 1360.76 1.1840 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 793151 1354.31 1.1841 INE066P01011 INOX Wind Ltd Industrial Capital Goods 356460 1278.98 1.1142 INE721A01013 Shriram Transport Finance Company Ltd Finance 138221 1278.61 1.1143 INE562A01011 Indian Bank Banks 928665 1258.81 1.0944 INE053A01029 Indian Hotels Company Ltd (CCDs) Hotels, Resorts And

Other Recreational Activities 1400000 1204.70 1.0545 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 134804 1146.78 1.0046 INE989A01024 Sanghvi Movers Ltd Industrial Capital Goods 358169 1141.48 0.9947 INE280A01028 Titan Company Ltd. Consumer Durables 359101 1141.40 0.9948 INE434A01013 Andhra Bank Banks 1649007 1104.83 0.9649 INE089C01029 Sterlite Optical Technologies Ltd Industrial Products 1225410 1082.65 0.9450 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 132233 1077.37 0.9451 INE158A01026 Hero Motocorp Ltd Auto 44318 1061.19 0.9252 INE257A01026 Bharat Heavy Electricals Ltd. Industrial Capital Goods 506966 1042.07 0.9153 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 656610 1022.01 0.8954 INE169A01031 Coromandel International Ltd Fertilisers 501000 775.55 0.6755 INE733E01010 NTPC Ltd Power 514968 637.27 0.5556 INE081A01012 Tata Steel Ltd Ferrous Metals 295749 628.76 0.55

Total for Equity & Equity Related 111331.60 96.73

B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE053A08081 Indian Hotels Company Ltd (CCDs) CARE AA+ 315000 254.99 0.22Total for Debt Instruments 254.99 0.22C) Money Market Instrumentsa) Reverse Repo / CBLO 2941.00 2.56Total for Money Market Instruments 2941.00 2.56D) OthersCash & Other Net Current Assets 562.81 0.49GRAND TOTAL 115090.40 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 15.1867 13.7428 15.0663 13.6060Growth 74.1094 71.8972 73.5382 71.2476d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions / Plan Individual & HUF Others Individual & HUF Others Dividend 1.00000 - 1.00000 1.00000 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 29.61%i) Repo in corporate debt - NIL

SUNDARAM LONG TERM TAX ADVANTAGE FUND SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE018A01030 Larsen & Toubro Ltd Construction Project 12000 175.95 7.212 INE481G01011 Ultratech Cement Ltd Cement 6135 164.01 6.733 INE040A01026 HDFC Bank Ltd Banks 14922 159.49 6.544 INE062A01020 State Bank of India Ltd Banks 56563 134.14 5.505 INE002A01018 Reliance Industries Ltd Petroleum Products 15000 129.35 5.306 INE010A01011 Prism Cement Ltd Cement 138857 123.72 5.077 INE090A01021 ICICI Bank Ltd Banks 41235 111.48 4.578 INE528G01019 Yes Bank Ltd Banks 13740 100.26 4.119 INE028A01039 Bank Of Baroda Banks 52447 96.08 3.9410 INE177A01018 Ingersoll Rand India Ltd Industrial Products 12659 96.04 3.9411 INE238A01034 Axis Bank Ltd Banks 19228 95.30 3.9112 INE115A01026 LIC Housing Finance Ltd Finance 19000 89.40 3.6713 INE331A01037 The Ramco Cements Ltd. Cement 27324 89.38 3.6614 INE628A01036 United Phosphorous Ltd Pesticides 18000 82.49 3.3815 INE825A01012 Vardhman Textiles Ltd. Textiles - Cotton 8429 78.80 3.2316 INE692A01016 Union Bank of India Banks 42674 74.76 3.0717 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 18000 72.40 2.9718 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 22998 69.19 2.8419 INE034A01011 Arvind Ltd Textile Products 23642 66.04 2.7120 INE055A01016 Century Textiles and Industries Ltd Cement 12649 65.47 2.6821 INE257A01026 Bharat Heavy Electricals Ltd. Industrial Capital Goods 31217 64.17 2.6322 INE438A01022 Apollo Tyres Ltd Auto Ancillaries 29682 53.41 2.1923 INE089C01029 Sterlite Technologies Ltd. Industrial Products 56910 50.28 2.0624 INE863B01011 Premier Explosives Ltd Chemicals 15239 49.16 2.0225 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 25000 41.69 1.71

Total for Equity & Equity Related 2332.47 95.64B) Money Market Instrumentsa) Reverse Repo / CBLO 37.00 1.52Total for Money Market Instruments 37.00 1.52C) OthersCash & Other Net Current Assets 69.35 2.84GRAND TOTAL 2438.82 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.1458 9.4876 10.1458 9.4441Growth 10.1458 9.4876 10.1458 9.4441d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 104.63%h) Repo in corporate debt - NIL

SUNDARAM BALANCED FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE467B01029 Tata Consultancy Service Ltd Software 15000 388.21 4.812 INE009A01021 Infosys Ltd Software 30000 348.59 4.323 INE752E01010 Power Grid Corporation of India Ltd Power 163838 216.84 2.694 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd. Consumer Non Durables 3567 215.81 2.675 INE040A01026 HDFC Bank Ltd Banks 20089 214.71 2.666 INE062A01020 State Bank of India Ltd Banks 83729 198.56 2.467 INE331A01037 The Ramco Cements Ltd. Cement 60000 196.26 2.438 INE095A01012 IndusInd Bank Ltd Banks 20000 188.49 2.339 INE001A01036 Housing Development Finance Corporation Ltd Finance 15000 181.91 2.2510 INE021A01026 Asian Paints Ltd Consumer Non Durables 21555 181.41 2.2511 INE154A01025 ITC Ltd Consumer Non Durables 54839 180.31 2.2312 INE018A01030 Larsen & Toubro Ltd Construction Project 12242 179.50 2.2213 INE481G01011 Ultratech Cement Ltd Cement 6634 177.35 2.2014 INE585B01010 Maruti Suzuki India Ltd Auto 3500 164.00 2.0315 INE016A01026 Dabur India Ltd Consumer Non Durables 54447 150.27 1.8616 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 3500 145.68 1.8017 INE003A01024 Siemens Ltd Industrial Capital Goods 10922 144.82 1.7918 INE881D01027 Oracle Financial Services Software Ltd. Software 3643 143.75 1.7819 INE002A01018 Reliance Industries Ltd Petroleum Products 16660 143.66 1.7820 INE326A01037 Lupin Ltd. Pharmaceuticals 7000 142.38 1.7621 INE090A01021 ICICI Bank Ltd Banks 45000 121.66 1.5122 INE280A01028 Titan Company Ltd. Consumer Durables 33564 106.68 1.3223 INE669C01036 Tech Mahindra Ltd Software 19096 106.43 1.3224 INE117A01022 Asea Brown Boveri (I) Ltd Industrial Capital Goods 10000 105.98 1.3125 INE238A01034 Axis Bank Ltd Banks 20000 99.13 1.2326 INE716A01013 Whirlpool of India Ltd Consumer Durables 15000 98.30 1.2227 INE034A01011 Arvind Ltd Textile Products 26355 73.62 0.9128 INE028A01039 Bank Of Baroda Banks 40000 73.28 0.9129 INE503A01015 Development Credit Bank Ltd Banks 47785 68.36 0.8530 INE155A01022 TATA Motors Ltd Auto 22155 66.15 0.8231 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 22576 57.66 0.7132 INE115A01026 LIC Housing Finance Ltd Finance 12000 56.47 0.7033 INE101A01026 Mahindra & Mahindra Ltd Auto 4101 51.83 0.6434 INE020B01018 Rural Electrification Corpn Ltd Finance 8000 21.92 0.27

Total for Equity & Equity Related 5009.97 62.06B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE528G08246 Yes Bank Ltd-9.90-31/10/2022** ICRA AA+ 20 210.30 2.60Sub Total 210.30 2.60b) Govt Security

1 IN0020150044 8.13 Central Government securities 22/06/2045 Sovereign 1500000 1554.00 19.252 IN0020150028 7.88 Central Government securities 19/03/2030 Sovereign 200000 203.20 2.523 IN0020020171 6.35 Central Government securities 02/01/2020 Sovereign 26100 24.88 0.31

Sub Total 1782.08 22.07Total for Debt Instruments 1992.38 24.68C) Money Market Instrumentsa) Reverse Repo / CBLO 2116.00 26.21Total for Money Market Instruments 2116.00 26.21D) OthersCash & Other Net Current Assets -1044.96 -12.94GRAND TOTAL 8073.39 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend 14.6674 14.1469 14.4493 13.9094 15.3774 14.8365Growth 65.8992 64.0137 65.0799 63.1198 - -d) Dividend declared during the period (` per unit)

Direct plan Regular Plan Institutional PlanOptions / Plan Individual & HUF Others Individual & HUF Others Individual & HUF Others Dividend 0.10000 - 0.10000 0.10000 - 0.10000

e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 69.57%i) Repo in corporate debt - NIL

SUNDARAM SELECT MIDCAP

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE647A01010 SRF Ltd Textile Products 1518588 17062.85 5.282 INE513A01014 Fag Bearings India Ltd Industrial Products 409000 16502.95 5.113 INE342J01019 Wabco India Ltd Auto Ancillaries 208013 14298.50 4.434 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 4561723 11650.64 3.615 INE208A01029 Ashok Leyland Ltd Auto 11500000 10608.75 3.286 INE296A01016 Bajaj Finance Ltd Finance 200000 10262.50 3.187 INE628A01036 United Phosphorous Ltd Pesticides 2100000 9624.30 2.988 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 97000 8951.55 2.779 INE203G01019 Indraprastha Gas Ltd Gas 1825000 8713.46 2.7010 INE325A01013 Timken India Ltd Industrial Products 1450012 8702.25 2.6911 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 446033 8356.43 2.5912 INE503A01015 Development Credit Bank Ltd Banks 5460000 7810.53 2.4213 INE918I01018 Bajaj Finserv Ltd Finance 426411 7374.78 2.2814 INE331A01037 The Ramco Cements Ltd. Cement 2214227 7242.74 2.2415 INE528G01019 Yes Bank Ltd Banks 943720 6886.32 2.1316 INE034A01011 Arvind Ltd Textile Products 2400000 6704.40 2.0817 INE036D01010 Karur Vysya Bank Ltd Banks 1455817 6511.14 2.0218 INE171A01029 The Federal Bank Ltd. Banks 9687111 6194.91 1.9219 INE825A01012 Vardhman Textiles Ltd. Textiles - Cotton 620688 5802.81 1.8020 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 2080000 5588.96 1.7321 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 2981222 5090.44 1.5822 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 402574 5002.38 1.5523 INE172A01027 Castrol India Ltd Petroleum Products 1104319 4887.16 1.5124 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 1510000 4801.05 1.4925 INE692A01016 Union Bank of India Banks 2654400 4650.51 1.4426 INE121A01016 Cholamandalam Investment &

Finance Company Ltd Finance 665000 4331.48 1.3427 INE438A01022 Apollo Tyres Ltd Auto Ancillaries 2389602 4300.09 1.3328 INE562A01011 Indian Bank Banks 3142074 4259.08 1.3229 INE191H01014 PVR Ltd Media & Entertainment 511588 4176.09 1.2930 INE151A01013 Tata Communications Ltd. Telecom - Services 960397 3972.20 1.2331 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 367137 3852.00 1.1932 INE066P01011 INOX Wind Ltd Industrial Capital Goods 1048609 3762.41 1.1633 INE536A01023 Grindwell Norton Ltd Industrial Products 489755 3554.89 1.1034 INE939A01011 Strides Acrolab ltd Pharmaceuticals 284280 3471.34 1.0735 INE716A01013 Whirlpool of India Ltd Consumer Durables 528781 3465.37 1.0736 INE849A01012 Trent Ltd Retailing 261204 3404.53 1.0537 INE107A01015 Tamilnadu Newsprint and Papers Ltd Paper 1830839 3336.70 1.0338 INE383A01012 The India Cements Ltd. Cement 4252810 3321.44 1.0339 INE356A01018 MphasiS Ltd. Software 803018 3294.38 1.0240 INE878A01011 Alstom India Ltd Industrial Capital Goods 524753 3251.37 1.0141 INE200A01026 Alstom T & D India Ltd Industrial Capital Goods 629525 3231.67 1.0042 INE126A01031 EID Parry India Ltd Fertilisers 2422500 3180.74 0.9843 INE092A01019 Tata Chemicals Ltd. Chemicals 832560 3178.30 0.9844 INE774D01024 Mahindra & Mahindra Financial Services Ltd. Finance 1318461 3155.74 0.9845 INE280A01028 Titan Company Ltd. Consumer Durables 980950 3117.95 0.9746 INE199G01027 Jagran Prakashan Ltd Media & Entertainment 2054868 2920.99 0.9047 INE010A01011 Prism Cement Ltd Cement 3200000 2851.20 0.8848 INE262H01013 Persistent Systems Ltd Software 424424 2825.18 0.8749 INE211B01039 The Phoenix Mills Ltd Construction 865685 2803.52 0.8750 INE811K01011 Prestige Estates Projects Ltd Construction 1266534 2729.38 0.8451 INE055A01016 Century Textiles and Industries ltd Cement 428511 2217.97 0.6952 INE053A01029 The Indian Hotels Company Ltd. Hotels, Resorts And Other

Recreational Activities 2542158 2187.53 0.6853 INE152A01029 Thermax Ltd Industrial Capital Goods 254155 2164.89 0.6754 INE169A01031 Coromandel International Ltd Fertilisers 1370000 2120.76 0.6655 INE018I01017 MindTree Ltd Software 139039 2105.68 0.6556 INE486A01013 CESC Ltd Power 370000 1912.35 0.5957 INE549A01026 Hindustan Construction Co Ltd Construction Project 10116323 1886.69 0.5858 INE565A01014 Indian Overseas Bank Banks 4979323 1805.00 0.5659 INE233B01017 Blue Dart Express Ltd Transportation 21732 1627.86 0.5060 INE498L01015 L&T Finance Holdings Ltd Finance 2331649 1556.38 0.4861 INE476A01014 Canara Bank Banks 525000 1468.95 0.4562 INE343H01011 Solar Industries India Ltd Chemicals 34201 1197.02 0.3763 INE302A01020 Exide Industries Ltd. Auto Ancillaries 563934 877.76 0.2764 INE228A01035 Usha Martin Ltd. Ferrous Metals 5973961 848.30 0.26

Total for Equity & Equity Related 319007.50 98.74B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE053A08081 Indian Hotels Company Ltd (CCDs) CARE AA+ 550000 445.23 0.14Total for Debt Instruments 445.23 0.14C) Money Market Instrumentsa) Reverse Repo / CBLO 3459.82 1.07Total for Money Market Instruments 3459.82 1.07D) OthersCash & Other Net Current Assets -374.58 -0.12Margin Money For Derivatives 544.46 0.17GRAND TOTAL 323082.43 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend 33.0592 32.6243 32.5784 32.0569 29.9402 29.4334Growth 337.4922 343.8723 333.1608 338.6468 344.6822 351.0374d) Dividend declared during the period (` per unit)

Direct plan Regular Plan Institutional PlanOptions / Plan Individual & HUF Others Individual & HUF Others Individual & HUF Others Dividend 1.00000 1.00000 1.00000 1.00000 1.00000 - e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 16.73%i) Repo in corporate debt - NIL

SUNDARAM S.M.I.L.E. FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE317A01028 Shasun Pharmaceuticals Ltd. Pharmaceuticals 1580340 5948.40 4.802 INE503A01015 Development Credit Bank Ltd Banks 2978823 4261.21 3.443 INE951I01019 V Guard Industries Ltd Industrial Capital Goods 459272 4143.09 3.344 INE823G01014 J K Cement Ltd Cement 544002 3554.24 2.875 INE036D01010 Karur Vysya Bank Ltd Banks 779510 3486.36 2.816 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 1135551 3416.31 2.767 INE224A01026 Greaves Cotton Ltd. Industrial Products 2583138 3337.41 2.698 INE384A01010 Rane Holding Ltd Finance 548970 3302.33 2.679 INE074A01025 Praj Industries Ltd Industrial Capital Goods 3650976 3028.48 2.4410 INE349A01021 NRB Bearings Ltd Industrial Products 2529635 3016.59 2.4311 INE246B01019 Ramco Systems Ltd Software 381091 2880.67 2.3212 INE049A01027 Himatsingka Seide Ltd. Textile Products 1342399 2793.53 2.2513 INE325A01013 Timken India Ltd Industrial Products 457892 2748.04 2.2214 INE852F01015 Gateway Distriparks Ltd Transportation 730932 2609.79 2.1115 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 958694 2576.01 2.0816 INE048G01018 Navin Flourine International Ltd Chemicals 206171 2504.46 2.0217 INE208A01029 Ashok Leyland Ltd Auto 2706641 2496.88 2.0218 INE142I01023 Take Solutions Ltd Software 1525878 2387.24 1.9319 INE989A01024 Sanghvi Movers Ltd Industrial Capital Goods 747621 2382.67 1.9220 INE536A01023 Grindwell Norton Ltd Industrial Products 301744 2190.21 1.7721 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 43174 2051.76 1.6622 INE312H01016 INOX Leisure Ltd Media & Entertainment 895092 2039.47 1.6523 INE442H01029 Ashoka Buildcon Ltd Construction Project 1123367 1889.50 1.5224 INE246F01010 Gujarat State Petronet Ltd Gas 1580913 1860.73 1.5025 INE421D01022 CCL Products (India) Ltd Consumer Non Durables 774296 1821.14 1.4726 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 1156362 1799.88 1.4527 INE383A01012 The India Cements Ltd. Cement 2270398 1773.18 1.4328 INE089C01029 Sterlite Technologies Ltd. Industrial Products 1901516 1679.99 1.3629 INE578A01017 Heidelberg Cement India Ltd Cement 2283121 1675.81 1.3530 INE387A01021 Sundaram Fasteners Ltd Auto Ancillaries 1063803 1620.70 1.3131 INE891D01026 Redington India Ltd Trading 1466524 1615.38 1.3032 INE686A01026 ITD Cementation India Ltd Construction 1980700 1602.39 1.2933 INE220B01022 Kalpataru Power Transmission Ltd Power 600000 1524.90 1.2334 INE331A01037 The Ramco Cements Ltd. Cement 459741 1503.81 1.2135 INE180A01020 Max India Ltd Finance 290767 1488.15 1.2036 INE195J01011 PNC Infratech Ltd Construction 297428 1483.12 1.20

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Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 2)

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37 INE614A01028 Ramco Industries Ltd Cement 1251852 1415.84 1.1438 INE621L01012 Texmaco Rail And Engineering Ltd Industrial Capital Goods 1204586 1384.07 1.1239 INE978A01019 Heritage Foods (India) Ltd Consumer Non Durables 352402 1375.25 1.1140 INE562A01011 Indian Bank Banks 987158 1338.09 1.0841 INE337A01034 LG Balakrishnan & Bros Ltd. Auto Ancillaries 292758 1286.23 1.0442 INE791I01019 Brigade Enterprises Ltd Construction 808335 1279.59 1.0343 INE748A01016 McNally Bharat Engineering Co Ltd Industrial Capital Goods 1329389 1271.56 1.0344 INE495B01038 Suven Life Sciences Ltd Pharmaceuticals 470418 1254.60 1.0145 INE098F01023 Amrutanjan Health Care Ltd Pharmaceuticals 295915 1236.18 1.0046 INE428A01015 Allahabad Bank Banks 1605941 1232.56 0.9947 INE172N01012 Adlabs Entertainment Ltd Hotels, Resorts And Other

Recreational Activities 1087780 1219.95 0.9848 INE725G01011 ICRA Ltd Finance 29464 1196.39 0.9749 INE759A01021 Mastek Ltd Software 720098 1187.44 0.9650 INE391D01019 TRF Ltd Industrial Capital Goods 551434 1159.39 0.9451 INE434A01013 Andhra Bank Banks 1700393 1139.26 0.9252 INE070I01018 Insecticides India Ltd Pesticides 270084 1088.17 0.8853 INE999A01015 KSB Pumps Ltd Industrial Products 180217 1066.16 0.8654 INE289B01019 GIC Housing Finance Ltd Finance 542583 1065.09 0.8655 INE053A01029 The Indian Hotels Company Ltd. Hotels, Resorts And Other

Recreational Activities 1101619 947.94 0.7756 INE181G01025 Gammon Infrastructure Projects Ltd Construction Project 10428590 860.36 0.6957 INE893I01013 Vascon Engineers Ltd Construction 2433674 843.27 0.6858 INE085A01013 Chambal Fertilizers And Chemicals Ltd Fertilisers 1172051 687.41 0.5559 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment &

Accessories 440433 495.71 0.4060 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 1216799 464.21 0.3761 INE551A01022 Hindustan Dorr Oliver Ltd Engineering Services 2756639 439.68 0.3562 INE228A01035 Usha Martin Ltd. Ferrous Metals 2095521 297.56 0.2463 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 221991 201.68 0.16

Sub Total 117927.49 95.17b) Derivative

1 NIFTYOPTION JUNE-16-CALL- 8500 Index Option 47750 292.99 0.242 NIFTYOPTION DEC-15-CALL-8000 Index Option 42800 130.48 0.11

Sub Total 423.47 0.34Total for Equity & Equity Related 118350.95 95.51B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE053A08081 Indian Hotels Company Ltd (CCDs) CARE AA+ 250000 202.38 0.16Total for Debt Instruments 202.38 0.16C) Money Market Instrumentsa) Reverse Repo / CBLO 5137.00 4.15Total for Money Market Instruments 5137.00 4.15C) OthersCash & Other Net Current Assets 209.10 0.17Margin Money For Derivatives 11.57 0.01GRAND TOTAL 123911.00 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend 22.6092 20.8795 22.2883 20.5313 23.1020 21.3566Growth 71.7452 69.6662 70.8704 68.6975 73.2408 71.1287d) Dividend declared during the period (` per unit)

Direct plan Regular Plan Institutional PlanOptions / Plan Individual & HUF Others Individual & HUF Others Individual & HUF Others Dividend 1.00000 1.00000 1.00000 1.00000 1.00000 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - As per Annexure-Ag) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 16.58%i) Repo in corporate debt - NIL

SUNDARAM SELECT FOCUS

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 300000 3485.85 9.352 INE040A01026 HDFC Bank Ltd Banks 270000 2885.76 7.743 INE467B01029 Tata Consultancy Service Ltd Software 85000 2199.84 5.904 INE090A01021 ICICI Bank Ltd Banks 690005 1865.43 5.005 INE002A01018 Reliance Industries Ltd Petroleum Products 195000 1681.49 4.516 INE062A01020 State Bank of India Ltd Banks 600000 1422.90 3.827 INE154A01025 ITC Ltd Consumer Non Durables 400000 1315.20 3.538 INE238A01034 Axis Bank Ltd Banks 250000 1239.13 3.329 INE001A01036 Housing Development Finance Corporation Ltd Finance 95000 1152.11 3.0910 INE018A01030 Larsen & Toubro Ltd Construction Project 75000 1099.69 2.9511 INE585B01010 Maruti Suzuki India Ltd Auto 23000 1077.69 2.8912 INE522F01014 Coal India Ltd Minerals/Mining 300000 982.80 2.6413 INE245A01021 Tata Power Company Ltd Power 1300000 844.35 2.2614 INE481G01011 Ultratech Cement Ltd Cement 30000 802.02 2.1515 INE101A01026 Mahindra & Mahindra Ltd Auto 60000 758.28 2.0316 INE733E01010 NTPC Ltd Power 605000 748.69 2.0117 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 90000 733.28 1.9718 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 75627 656.74 1.7619 INE115A01026 LIC Housing Finance Ltd Finance 135000 635.24 1.7020 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 150000 603.30 1.6221 INE237A01028 Kotak Mahindra Bank Ltd Banks 86500 560.61 1.5022 INE059A01026 Cipla Ltd Pharmaceuticals 80000 508.84 1.3623 INE397D01024 Bharti Airtel Ltd Telecom - Services 150000 506.78 1.3624 INE066A01013 Eicher Motors Ltd Auto 2500 444.79 1.1925 INE462A01022 Bayer Cropscience Ltd Pesticides 12000 438.10 1.1726 INE089A01023 Dr. Reddy's Laboratories Ltd. Pharmaceuticals 10000 416.24 1.1227 INE257A01026 Bharat Heavy Electrictricals Ltd Industrial Capital Goods 200000 411.10 1.1028 INE070A01015 Shree Cement Ltd Cement 3401 399.28 1.0729 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 100000 392.45 1.0530 INE752E01010 Power Grid Corporation of India Ltd Power 266000 352.05 0.9431 INE095A01012 IndusInd Bank Ltd Banks 36916 347.91 0.9332 INE669E01016 Idea Cellular Ltd Telecom - Services 200000 299.00 0.8033 INE155A01022 TATA Motors Ltd Auto 83000 247.84 0.6634 INE094A01015 Hindustan Petroleum Corporation Ltd. Petroleum Products 30000 232.19 0.6235 IN9155A01020 Tata Motors Ltd - DVR Auto 100000 216.45 0.5836 INE075A01022 Wipro Ltd Software 35000 209.25 0.5637 INE028A01039 Bank Of Baroda Banks 100000 183.20 0.4938 INE918I01018 Bajaj Finserv Ltd Finance 10000 172.95 0.4639 INE129A01019 Gas Authority of India Ltd Gas 50000 151.15 0.4140 INE172A01027 Castrol India Ltd Petroleum Products 25455 112.65 0.30

Sub Total 32792.59 87.95Foreign Securities - Overseas equity share

1 US1924461023 Cognizant Technology Solutions GRP Software 10000 398.26 1.07Sub Total 398.26 1.07Total for Equity & Equity Related 33190.86 89.02B) Money Market Instrumentsa) Reverse Repo / CBLO 2929.00 7.86Total for Money Market Instruments 2929.00 7.86C) OthersCash & Other Net Current Assets 302.45 0.81Margin Money For Derivatives 863.40 2.32GRAND TOTAL 37285.71 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend 13.8810 13.3911 13.7338 13.2274 14.0361 13.5413Growth 128.4579 123.9205 126.9414 122.2597 131.3111 126.6653d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Rs. 398.26 Lakhsg) Portfolio Turnover Ratio - 42.79%h) Repo in corporate debt - NIL

SUNDARAM RURAL INDIA FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE585B01010 Maruti Suzuki India Ltd Auto 16250 761.41 6.442 INE628A01036 United Phosphorous Ltd Pesticides 145000 664.54 5.623 INE040A01026 HDFC Bank Ltd Banks 55000 587.84 4.974 INE462A01022 Bayer Cropsciences Ltd Pesticides 15000 547.63 4.635 INE978A01019 Heritage Foods (India) Ltd Consumer Non Durables 125000 487.81 4.126 INE069A01017 Aditya Birla Nuvo Ltd Services 21352 457.80 3.877 INE312H01016 INOX Leisure Ltd Media & Entertainment 200000 455.70 3.85

8 INE951I01019 V Guard Industries Ltd Industrial Capital Goods 50000 451.05 3.819 INE154A01025 ITC Ltd Consumer Non Durables 123000 404.42 3.4210 INE289B01019 GIC Housing Finance Ltd Finance 200000 392.60 3.3211 INE603J01030 P I Industries Ltd Pesticides 58000 369.46 3.1212 INE296A01016 Bajaj Finance Ltd Finance 7000 359.19 3.0413 INE001A01036 Housing Development Finance Corporation Ltd Finance 25000 303.19 2.5614 INE224A01026 Greaves Cotton Ltd. Industrial Products 220000 284.24 2.4015 INE825A01012 Vardhman Textiles Ltd. Textiles - Cotton 30000 280.47 2.3716 INE048G01018 Navin Flourine International Ltd Chemicals 21000 255.10 2.1617 INE049A01027 Himatsingka Seide Ltd. Textile Products 122500 254.92 2.1518 INE237A01028 Kotak Mahindra Bank Ltd Banks 38000 246.28 2.0819 INE070I01018 Insecticides India Ltd Pesticides 59000 237.71 2.0120 INE331A01037 The Ramco Cements Ltd. Cement 68000 222.43 1.8821 INE158A01026 Hero Motocorp Ltd Auto 9000 215.51 1.8222 INE062A01020 State Bank of India Ltd Banks 90000 213.44 1.8023 INE562A01011 Indian Bank Banks 155000 210.10 1.7824 INE092A01019 Tata Chemicals Ltd. Chemicals 55000 209.96 1.7725 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 122000 208.32 1.7626 INE503A01015 Development Credit Bank Ltd Banks 140000 200.27 1.6927 INE028A01039 Bank Of Baroda Banks 105000 192.36 1.6328 INE917I01010 Bajaj Auto Auto 8255 190.86 1.6129 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 69900 187.82 1.5930 INE472A01039 Blue Star Ltd Consumer Durables 52589 185.69 1.5731 INE021A01026 Asian Paints Ltd Consumer Non Durables 20000 168.32 1.4232 INE438A01022 Apollo Tyres Ltd Auto Ancillaries 84103 151.34 1.2833 INE397D01024 Bharti Airtel Ltd Telecom - Services 40000 135.14 1.1434 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 85000 132.30 1.1235 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd. Consumer Non Durables 1991 124.38 1.0536 INE169A01031 Coromandel International Ltd Fertilisers 79262 122.70 1.0437 INE085A01013 Chambal Fertilizers And Chemicals Ltd Fertilisers 200000 117.30 0.9938 INE079A01024 Ambuja Cements Ltd. Cement 55000 113.19 0.9639 INE126A01031 EID Parry India Ltd Fertilisers 70000 91.91 0.7840 INE716A01013 Whirlpool of India Ltd Consumer Durables 11891 77.93 0.66

Total for Equity & Equity Related 11272.62 95.28B) Money Market Instrumentsa) Reverse Repo / CBLO 664.00 5.61Total for Money Market Instruments 664.00 5.61C) OthersCash & Other Net Current Assets -105.21 -0.89GRAND TOTAL 11831.41 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend 16.9551 17.2791 16.7593 17.0550 24.7953 25.2686Growth 25.3495 25.8343 25.0739 25.5164 - -d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 22.77%h) Repo in corporate debt - NIL

SUNDARAM EQUITY MULTIPLIER

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 65000 755.27 5.602 INE040A01026 HDFC Bank Ltd Banks 65000 694.72 5.153 INE002A01018 Reliance Industries Ltd Petroleum Products 55000 474.27 3.514 INE062A01020 State Bank of India Ltd Banks 180000 426.87 3.165 INE467B01029 Tata Consultancy Service Ltd Software 16000 414.09 3.076 INE090A01021 ICICI Bank Ltd Banks 150000 405.53 3.007 INE018A01030 Larsen & Toubro Ltd Construction Project 25000 366.56 2.728 INE585B01010 Maruti Suzuki India Ltd Auto 6500 304.56 2.269 INE001A01036 Housing Development Finance Corporation Ltd Finance 25000 303.19 2.2510 INE725G01011 ICRA Ltd Finance 7000 284.24 2.1111 INE289B01019 GIC Housing Finance Ltd Finance 140000 274.82 2.0412 INE151A01013 Tata Communications Ltd. Telecom - Services 65000 268.84 1.9913 INE154A01025 ITC Ltd Consumer Non Durables 80000 263.04 1.9514 INE280B01018 Elantas Beck India Ltd Chemicals 20000 250.50 1.8615 INE066A01013 Eicher Motors Ltd Auto 1400 249.08 1.8516 INE238A01034 Axis Bank Ltd Banks 50000 247.83 1.8417 INE075A01022 Wipro Ltd Software 40000 239.14 1.7718 INE442H01029 Ashoka Buildcon Ltd Construction Project 140000 235.48 1.7419 INE522F01014 Coal India Ltd Minerals/Mining 65000 212.94 1.5820 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 50000 201.10 1.4921 INE640A01023 SKF India Ltd Industrial Products 16000 200.18 1.4822 INE733E01010 NTPC Ltd Power 158000 195.53 1.4523 INE322A01010 Gillette India Ltd Consumer Non Durables 4000 194.60 1.4424 INE101A01026 Mahindra & Mahindra Ltd Auto 15000 189.57 1.4025 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd. Consumer Non Durables 3000 187.42 1.3926 INE898S01029 Majesco Ltd Services 60000 185.79 1.3827 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 20000 173.68 1.2928 INE160A01022 Punjab National Bank Banks 125000 166.56 1.2329 INE200A01026 Alstom T & D India Ltd Industrial Capital Goods 30000 154.01 1.1430 INE092A01019 Tata Chemicals Ltd. Chemicals 40000 152.70 1.1331 INE079A01024 Ambuja Cements Ltd. Cement 70000 144.06 1.0732 INE203G01019 Indraprastha Gas Ltd Gas 30000 143.24 1.0633 INE813H01021 Torrent Power Ltd Power 80000 142.52 1.0634 INE133A01011 Akzo Nobel India Ltd Consumer Non Durables 10000 138.15 1.0235 INE397D01024 Bharti Airtel Ltd Telecom - Services 40000 135.14 1.0036 INE498L01015 L&T Finance Holdings Ltd Finance 200000 133.50 0.9937 INE759A01021 Mastek Ltd Software 80000 131.92 0.9838 INE486A01013 CESC Ltd Power 25000 129.21 0.9639 INE059A01026 Cipla Ltd Pharmaceuticals 20000 127.21 0.9440 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 15000 122.21 0.9141 INE182A01018 Pfizer Ltd. Pharmaceuticals 5000 121.26 0.9042 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd. Consumer Non Durables 2000 121.00 0.9043 INE774D01024 Mahindra & Mahindra Financial Services Ltd. Finance 50000 119.68 0.8944 INE868B01028 Nagarjuna Construction Co Ltd Construction Project 150000 112.20 0.8345 INE066P01011 INOX Wind Ltd Industrial Capital Goods 30000 107.64 0.8046 INE257A01026 Bharat Heavy Electricals Ltd. Industrial Capital Goods 50000 102.78 0.7647 INE129A01019 Gas Authority of India Ltd Gas 30000 90.69 0.6748 INE669E01016 Idea Cellular Ltd Telecom - Services 60000 89.70 0.6649 INE050A01025 Bombay Burmah Trading Corporation Ltd Consumer Non Durables 15000 72.19 0.5350 INE716A01013 Whirlpool of India Ltd Consumer Durables 10000 65.54 0.4951 INE141A01014 Oriental Bank of Commerce Banks 50000 65.23 0.4852 INE172A01027 Castrol India Ltd Petroleum Products 10000 44.26 0.33

Sub Total 11131.40 82.47b) Derivative

1 M&M Financial Services Ltd-Oct 15 Future Stock Future -50000 -117.73 -0.87Sub Total -117.73 -0.87Total for Equity & Equity Related 11013.67 81.60C) Money Market Instrumentsa) Reverse Repo / CBLO 1977.24 14.65Total for Money Market Instruments 1977.24 14.65C) OthersCash & Other Net Current Assets 169.59 1.26Margin Money For Derivatives 337.26 2.50GRAND TOTAL 13497.76 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 17.2501 17.0647 17.0047 16.7900Growth 22.9930 22.7459 22.6456 22.3598d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - As per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 36.06%h) Repo in corporate debt - NIL

SUNDARAM EQUITY PLUS

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 30000 348.59 6.772 INE040A01026 HDFC Bank Ltd Banks 27500 293.92 5.713 INE001A01036 Housing Development Finance Corporation Ltd Finance 20000 242.55 4.714 INE090A01021 ICICI Bank Ltd Banks 80000 216.28 4.205 INE002A01018 Reliance Industries Ltd Petroleum Products 25000 215.58 4.196 INE154A01025 ITC Ltd Consumer Non Durables 65000 213.72 4.15

7 INE467B01029 Tata Consultancy Service Ltd Software 8000 207.04 4.028 INE062A01020 State Bank of India Ltd Banks 80000 189.72 3.699 INE018A01030 Larsen & Toubro Ltd Construction Project 10000 146.63 2.8510 INE059A01026 Cipla Ltd Pharmaceuticals 20000 127.21 2.4711 INE481G01011 Ultratech Cement Ltd Cement 4000 106.94 2.0812 INE101A01026 Mahindra & Mahindra Ltd Auto 8000 101.10 1.9613 INE238A01034 Axis Bank Ltd Banks 20000 99.13 1.9314 INE237A01028 Kotak Mahindra Bank Ltd Banks 15000 97.22 1.8915 INE585B01010 Maruti Suzuki India Ltd Auto 2000 93.71 1.8216 INE075A01022 Wipro Ltd Software 15000 89.68 1.7417 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 8000 69.47 1.3518 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 8000 65.18 1.2719 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 1500 62.44 1.2120 IN9155A01020 Tata Motors Ltd - DVR Auto 25000 54.11 1.0521 INE397D01024 Bharti Airtel Ltd Telecom - Services 16000 54.06 1.0522 INE160A01022 Punjab National Bank Banks 40000 53.30 1.0423 INE326A01037 Lupin Ltd. Pharmaceuticals 2500 50.85 0.9924 INE733E01010 NTPC Ltd Power 40000 49.50 0.9625 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 12000 48.26 0.9426 INE522F01014 Coal India Ltd Minerals/Mining 9000 29.48 0.5727 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 3000 25.52 0.5028 INE669E01016 Idea Cellular Ltd Telecom - Services 15000 22.43 0.44

Total for Equity & Equity Related 3373.60 65.57B) Mutual Fund Unitsa) Investment in Mutual Fund Units

1 INF732E01102 Goldman Sachs Gold ETF Mutual Funds 20000 477.40 9.282 INF789F01059 UTI Mutual Gold ETF Mutual Funds 10000 238.35 4.633 INF373I01049 Kotakgold ETF Mutual Funds 100000 236.55 4.604 INF733I01010 Reliance Gold ETF Mutual Funds 10000 230.95 4.49

Total for Mutual Fund Units 1183.24 23.00C) Money Market Instrumentsa) Reverse Repo / CBLO 496.00 9.64Total for Money Market Instruments 496.00 9.64D) OthersCash & Other Net Current Assets -53.08 -1.03Margin Money For Derivatives 145.53 2.83GRAND TOTAL 5145.29 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 12.5403 12.0298 12.3786 11.8336Growth 13.6398 13.0843 13.4469 12.8546d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 20.17%h) Repo in corporate debt - NIL

SUNDARAM FINANCIAL SERVICES OPPORTUNITIES FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE040A01026 HDFC Bank Ltd Banks 275000 2939.20 22.302 INE090A01021 ICICI Bank Ltd Banks 820000 2216.87 16.823 INE238A01034 Axis Bank Ltd Banks 275000 1363.04 10.344 INE062A01020 State Bank of India Ltd Banks 470000 1114.61 8.465 INE237A01028 Kotak Mahindra Bank Ltd Banks 131250 850.63 6.456 INE528G01019 Yes Bank Ltd Banks 50000 364.85 2.777 INE180A01020 Max India Ltd Finance 60000 307.08 2.338 INE028A01039 Bank Of Baroda Banks 150000 274.80 2.089 INE498L01015 L&T Finance Holdings Ltd Finance 400000 267.00 2.0310 INE503A01015 Development Credit Bank Ltd Banks 185000 264.64 2.0111 INE115A01026 LIC Housing Finance Ltd Finance 50000 235.28 1.7812 INE562A01011 Indian Bank Banks 130000 176.22 1.3413 INE725G01011 ICRA Ltd Finance 4000 162.42 1.2314 INE648A01026 State Bank of Bikaner & Jaipur Banks 32050 153.10 1.1615 INE289B01019 GIC Housing Finance Ltd Finance 70000 137.41 1.0416 INE171A01029 The Federal Bank Ltd. Banks 200000 127.90 0.9717 INE095A01012 IndusInd Bank Ltd Banks 13084 123.31 0.9418 INE774D01024 Mahindra & Mahindra Financial Services Ltd. Finance 50000 119.68 0.9119 INE134E01011 Power Finance Corporation Ltd Finance 50000 115.05 0.8720 INE918I01018 Bajaj Finserv Ltd Finance 6500 112.42 0.8521 INE069A01017 Aditya Birla Nuvo Ltd Services 5000 107.20 0.8122 INE752H01013 Credit Analysis & Research Ltd Finance 9000 100.78 0.7623 INE160A01022 Punjab National Bank Banks 75000 99.94 0.7624 INE612J01015 Repco Home Finance Ltd Finance 10000 73.60 0.56

Sub Total 11807.01 89.57b) Derivative

1 M&M Financial Services Ltd-Oct 15 Future Stock Future -50000 -117.73 -0.89Sub Total -117.73 -0.89Total for Equity & Equity Related 11689.28 88.68B) Money Market Instrumentsa) Reverse Repo / CBLO 844.00 6.40Total for Money Market Instruments 844.00 6.40C) OthersCash & Other Net Current Assets 214.44 1.63Margin Money For Derivatives 433.80 3.29GRAND TOTAL 13181.52 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend 16.4657 15.7292 16.2288 15.4769 16.7226 15.9731Growth 28.8739 27.5828 28.5763 27.2534 29.7235 28.3920d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - As per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 22.79%h) Repo in corporate debt - NIL

SUNDARAM ENTERTAINMENT OPPORTUNITIES FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 120000 470.94 18.042 INE886H01027 TV18 Broadcast Ltd Media & Entertainment 450000 158.63 6.083 INE312H01016 INOX Leisure Ltd Media & Entertainment 60000 136.71 5.244 INE836F01026 Dish TV India Ltd Media & Entertainment 125000 132.94 5.095 INE191H01014 PVR Ltd Media & Entertainment 13000 106.12 4.066 INE038F01029 TV Today Ltd Media & Entertainment 35000 96.39 3.697 INE199G01027 Jagran Prakashan Ltd Media & Entertainment 60000 85.29 3.278 INE870H01013 Network 18 Media & Investments Ltd Media & Entertainment 150000 73.28 2.819 INE424H01027 SUN TV Network Ltd Media & Entertainment 20000 71.85 2.7510 INE849A01012 Trent Ltd Retailing 5000 65.17 2.5011 INE151A01013 Tata Communications Ltd. Telecom - Services 15000 62.04 2.3812 INE898S01029 Majesco Ltd Services 20000 61.93 2.3713 INE501G01024 HT Media Ltd Media & Entertainment 75000 61.09 2.3414 INE623B01027 Future Retail Ltd. Retailing 50000 60.90 2.3315 INE663F01024 Info Edge (India) Ltd Software 7500 59.88 2.2916 INE363M01019 Shemaroo Entertainment Ltd Media & Entertainment 20000 58.98 2.2617 INE759A01021 Mastek Ltd Software 35761 58.97 2.2618 INE155G01029 New Delhi Television Ltd. Media & Entertainment 60000 55.35 2.1219 INE230A01023 East India Hotels Ltd Hotels, Resorts And Other

Recreational Activities 50000 48.93 1.8720 INE211B01039 The Phoenix Mills Ltd Construction 15000 48.58 1.8621 INE854D01016 United Spirits Ltd Consumer Non Durables 1500 46.41 1.7822 INE982F01036 Hathway Cable & Datacom Ltd Media & Entertainment 125000 45.94 1.7623 INE498B01024 Shoppers Stop Ltd Retailing 11000 41.48 1.5924 INE686F01025 United Breweries Ltd Consumer Non Durables 4500 39.67 1.5225 INE502K01016 Talwalkars better Value Fitness Ltd Hotels, Resorts And Other

Recreational Activities 15000 35.20 1.3526 INE809I01019 OnMobile Global Ltd Telecom - Services 40000 34.56 1.3227 INE053A01029 Indian Hotels Company Ltd (CCDs) Hotels, Resorts And Other

Recreational Activities 40000 34.42 1.3228 INE950I01011 D B Corp Ltd Media & Entertainment 10000 32.34 1.2429 INE716A01013 Whirlpool of India Ltd Consumer Durables 4620 30.28 1.1630 INE947J01015 Den Networks Ltd Media & Entertainment 20000 24.21 0.9331 INE599M01018 Just Dial Ltd Software 1500 14.75 0.57

Total for Equity & Equity Related 2353.22 90.14

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 3)

www.sundarammutual.com

B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE053A08081 Indian Hotels Company Ltd (CCDs) CARE AA+ 15486 12.54 0.48Total for Debt Instruments 12.54 0.48C) Money Market Instrumentsa) Reverse Repo / CBLO 233.00 8.93Total for Money Market Instruments 233.00 8.93D) OthersCash & Other Net Current Assets 7.18 0.28Margin Money For Derivatives 4.64 0.18GRAND TOTAL 2610.57 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend 13.2434 14.1766 13.1092 14.0134 - -Growth 18.1029 19.3783 17.9075 19.1428 18.4175 19.7210d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 14.74%h) Repo in corporate debt - NIL

SUNDARAM SELECT THEMATIC FUNDS - PSU OPPORTUNITIES

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE062A01020 State Bank of India Ltd Banks 376047 891.80 9.162 INE522F01014 Coal India Ltd Minerals/Mining 240000 786.24 8.083 INE733E01010 NTPC Ltd Power 371000 459.11 4.724 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 100000 402.20 4.135 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 151878 348.33 3.586 INE203G01019 Indraprastha Gas Ltd Gas 65000 310.34 3.197 INE257A01026 Bharat Heavy Electricals Ltd. Industrial Capital Goods 150000 308.33 3.178 INE129A01019 Gas Authority of India Ltd Gas 100000 302.30 3.119 INE289B01019 GIC Housing Finance Ltd Finance 150000 294.45 3.0210 INE134E01011 Power Finance Corporation Ltd Finance 123259 283.62 2.9111 INE752H01013 Credit Analysis & Research Ltd Finance 25000 279.95 2.8812 INE028A01039 Bank Of Baroda Banks 150000 274.80 2.8213 INE562A01011 Indian Bank Banks 200000 271.10 2.7914 INE160A01022 Punjab National Bank Banks 200000 266.50 2.7415 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 30000 255.21 2.6216 INE752E01010 Power Grid Corporation of India Ltd Power 190000 251.47 2.5817 INE094A01015 Hindustan Petroleum Corporation Ltd. Petroleum Products 30000 232.19 2.3918 INE151A01013 Tata Communications Ltd. Telecom - Services 55000 227.48 2.3419 INE246F01010 Gujarat State Petronet Ltd Gas 179000 210.68 2.1620 INE506A01018 Dredging Corporation of India Ltd Engineering Services 60000 200.19 2.0621 INE111A01017 Container Corporation of India Ltd Transportation 13000 193.06 1.9822 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 15000 186.39 1.9123 INE066P01011 INOX Wind Ltd Industrial Capital Goods 50000 179.40 1.8424 INE263A01016 Bharat Electronics Ltd Industrial Capital Goods 15000 170.32 1.7525 INE497B01018 Seamec Ltd Oil 130000 154.57 1.5926 INE759A01021 Mastek Ltd Software 78863 130.05 1.3427 INE171A01029 The Federal Bank Ltd. Banks 200000 127.90 1.3128 INE274J01014 Oil India Ltd Oil 30000 127.01 1.3029 INE877F01012 Power Trading Corporation Power 200000 119.10 1.2230 INE848E01016 NHPC Ltd Power 500000 82.75 0.8531 INE648A01026 State Bank of Bikaner & Jaipur Banks 15621 74.62 0.7732 INE027A01015 Rashtriya Chemicals & Fertilizers Ltd Fertilisers 150000 71.70 0.7433 INE141A01014 Oriental Bank of Commerce Banks 50000 65.23 0.6734 INE589A01014 Neyveli Lignite Corporation Ltd Power 70000 50.65 0.5235 INE164A01016 Balmer Lawrie & Company Ltd Transportation 7000 39.03 0.40

Total for Equity & Equity Related 8628.03 88.64B) Money Market Instrumentsa) Reverse Repo / CBLO 748.00 7.68Total for Money Market Instruments 748.00 7.68C) OthersCash & Other Net Current Assets 108.90 1.12Margin Money For Derivatives 248.96 2.56GRAND TOTAL 9733.89 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.7966 10.1803 10.6545 10.0302Growth 11.8362 11.1587 11.7008 11.0152d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 15.17%h) Repo in corporate debt - NIL

SUNDARAM SELECT MICRO CAP - SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE782A01015 Hitachi Home and Life Solutions (India) Ltd Consumer Durables 42888 611.43 5.622 INE325A01013 Timken India Ltd Industrial Products 96280 577.82 5.313 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 206486 527.37 4.854 INE999A01015 KSB Pumps Ltd Industrial Products 88298 522.37 4.805 INE536A01023 Grindwell Norton Ltd Industrial Products 71864 521.62 4.806 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 278536 464.46 4.277 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 4877 450.07 4.148 INE177A01018 Ingersoll Rand India Ltd Industrial Products 51496 390.67 3.599 INE578A01017 Heidelberg Cement India Ltd Cement 511849 375.70 3.4510 INE045A01017 Ador Welding Ltd Industrial Products 136192 368.74 3.3911 INE373A01013 BASF India Ltd Chemicals 31368 339.89 3.1312 INE503A01015 Development Credit Bank Ltd Banks 237010 339.04 3.1213 INE349A01021 NRB Bearings Ltd Industrial Products 279358 333.13 3.0614 INE280B01018 Elantas Beck India Ltd Chemicals 25700 321.89 2.9615 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 25258 313.86 2.8916 INE823G01014 J K Cement Ltd Cement 47328 309.22 2.8417 INE234A01025 Novartis India Ltd Pharmaceuticals 39183 298.81 2.7518 INE142I01023 Take Solutions Ltd Software 165249 258.53 2.3819 INE457F01013 Salzer Electronics Ltd Industrial Products 93158 211.00 1.9420 INE878A01011 Alstom India Ltd Industrial Capital Goods 33430 207.13 1.9021 INE533A01012 Good Year ( I ) Ltd Auto Ancillaries 34397 195.37 1.8022 INE387A01021 Sundaram Fasteners Ltd Auto Ancillaries 121148 184.57 1.7023 INE294B01019 SML Isuzu Ltd. Auto 14771 174.41 1.6024 INE612J01015 Repco Home Finance Ltd Finance 23605 173.72 1.6025 INE421C01016 TVS Srichakra Ltd. Auto Ancillaries 6445 166.85 1.5326 INE386A01015 Vesuvius India Ltd Industrial Products 25101 166.58 1.5327 INE312H01016 INOX Leisure Ltd Media & Entertainment 71034 161.85 1.4928 INE647A01010 SRF Ltd Textile Products 13521 151.92 1.4029 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 53237 143.05 1.3230 INE189B01011 Styrolution ABS (India) Ltd Industrial Products 15992 118.96 1.0931 INE793A01012 Accelya Kale Solutions Ltd. Software 12457 118.14 1.0932 INE201K01015 SQS India BFSI Ltd. Software 16215 115.21 1.0633 INE472A01039 Blue Star Ltd Consumer Durables 32049 113.17 1.0434 INE492A01029 Clariant Chemicals India Ltd Chemicals 14537 112.81 1.0435 INE020G01017 Accel Frontline Ltd Software 166906 112.08 1.0336 INE278M01019 Navkar Corporation Ltd Transport Related Services 68970 109.35 1.0137 INE260B01028 Godfrey Phillips India Ltd. Consumer Non Durables 16425 105.18 0.9738 INE070I01018 Insecticides India Ltd Pesticides 23500 94.68 0.8739 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 235696 89.92 0.8340 INE712K01011 Shree Pushkar Chemicals & Fertilisers Ltd Chemicals 142225 89.67 0.8241 INE648A01026 State Bank of Bikaner & Jaipur Banks 17310 82.69 0.7642 INE089C01029 Sterlite Technologies Ltd. Industrial Products 90942 80.35 0.7443 INE199A01012 Merck Ltd Pharmaceuticals 8993 70.45 0.6544 INE287B01021 Subros Ltd Auto Ancillaries 29762 23.14 0.21

Total for Equity & Equity Related 10696.88 98.36B) Money Market Instrumentsa) Reverse Repo / CBLO 89.00 0.82Total for Money Market Instruments 89.00 0.82C) OthersCash & Other Net Current Assets 88.92 0.82GRAND TOTAL 10874.80 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 17.4648 16.2243 17.0147 15.6974Growth 25.1170 25.5334 24.5925 24.8635

d) Dividend declared during the period (` per unit)Direct plan Regular Plan

Options / Plan Individual & HUF Others Individual & HUF Others Dividend 1.50000 1.50000 1.50000 1.50000 e) Bonus Declared during the period- Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 20.54%i) Repo in corporate debt - NIL

SUNDARAM SELECT MICRO CAP - SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE782A01015 Hitachi Home and Life Solutions (India) Ltd Consumer Durables 28199 402.02 5.612 INE325A01013 Timken India Ltd Industrial Products 63541 381.34 5.323 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 135951 347.22 4.844 INE536A01023 Grindwell Norton Ltd Industrial Products 46801 339.71 4.745 INE999A01015 KSB Pumps Ltd Industrial Products 56697 335.42 4.686 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 182425 304.19 4.247 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 3226 297.71 4.158 INE177A01018 Ingersoll Rand India Ltd Industrial Products 34812 264.10 3.689 INE578A01017 Heidelberg Cement India Ltd Cement 336011 246.63 3.4410 INE045A01017 Ador Welding Ltd Industrial Products 89735 242.96 3.3911 INE373A01013 BASF India Ltd Chemicals 20560 222.78 3.1112 INE503A01015 Development Credit Bank Ltd Banks 155325 222.19 3.1013 INE349A01021 NRB Bearings Ltd Industrial Products 183337 218.63 3.0514 INE280B01018 Elantas Beck India Ltd Chemicals 16928 212.02 2.9615 INE823G01014 J K Cement Ltd Cement 31944 208.71 2.9116 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 16659 207.00 2.8917 INE234A01025 Novartis India Ltd Pharmaceuticals 25619 195.37 2.7318 INE142I01023 Take Solutions Ltd Software 108653 169.99 2.3719 INE457F01013 Salzer Electronics Ltd Industrial Products 61251 138.73 1.9420 INE878A01011 Alstom India Ltd Industrial Capital Goods 21931 135.88 1.9021 INE533A01012 Good Year ( I ) Ltd Auto Ancillaries 22631 128.54 1.7922 INE387A01021 Sundaram Fasteners Ltd Auto Ancillaries 78622 119.78 1.6723 INE612J01015 Repco Home Finance Ltd Finance 15446 113.67 1.5924 INE312H01016 INOX Leisure Ltd Media & Entertainment 49610 113.04 1.5825 INE386A01015 Vesuvius India Ltd Industrial Products 16741 111.10 1.5526 INE421C01016 TVS Srichakra Ltd. Auto Ancillaries 4188 108.42 1.5127 INE294B01019 SML Isuzu Ltd. Auto 9081 107.22 1.5028 INE647A01010 SRF Ltd Textile Products 8903 100.03 1.4029 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 34942 93.89 1.3130 INE189B01011 Styrolution ABS (India) Ltd Industrial Products 10270 76.39 1.0731 INE201K01015 SQS India BFSI Ltd. Software 10739 76.30 1.0632 INE793A01012 Accelya Kale Solutions Ltd. Software 7922 75.13 1.0533 INE472A01039 Blue Star Ltd Consumer Durables 21082 74.44 1.0434 INE278M01019 Navkar Corporation Ltd Transport Related Services 45980 72.90 1.0235 INE492A01029 Clariant Chemicals India Ltd Chemicals 9374 72.75 1.0136 INE020G01017 Accel Frontline Ltd Software 107271 72.03 1.0037 INE260B01028 Godfrey Phillips India Ltd. Consumer Non Durables 10660 68.26 0.9538 INE070I01018 Insecticides India Ltd Pesticides 15500 62.45 0.8739 INE712K01011 Shree Pushkar Chemicals & Fertilisers Ltd Chemicals 94816 59.78 0.8340 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 151399 57.76 0.8141 INE089C01029 Sterlite Technologies Ltd. Industrial Products 60706 53.63 0.7542 INE648A01026 State Bank of Bikaner & Jaipur Banks 11100 53.02 0.7443 INE199A01012 Merck Ltd Pharmaceuticals 6083 47.65 0.6644 INE287B01021 Subros Ltd Auto Ancillaries 19588 15.23 0.21

Total for Equity & Equity Related 7026.05 98.01B) Money Market Instrumentsa) Reverse Repo / CBLO 84.00 1.17Total for Money Market Instruments 84.00 1.17C) OthersCash & Other Net Current Assets 58.67 0.82GRAND TOTAL 7168.72 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 17.3285 16.1327 16.9103 15.6384Growth 24.9586 25.4114 24.4581 24.8002d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions / Plan Individual & HUF Others Individual & HUF Others Dividend 1.50000 - 1.50000 1.50000e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 20.32%i) Repo in corporate debt - NIL

SUNDARAM SELECT MICRO CAP - SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE782A01015 Hitachi Home and Life Solutions (India) Ltd Consumer Durables 23641 337.04 5.612 INE325A01013 Timken India Ltd Industrial Products 53194 319.24 5.323 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 114049 291.28 4.854 INE536A01023 Grindwell Norton Ltd Industrial Products 40094 291.02 4.855 INE999A01015 KSB Pumps Ltd Industrial Products 48455 286.66 4.776 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 153788 256.44 4.277 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 2713 250.37 4.178 INE177A01018 Ingersoll Rand India Ltd Industrial Products 29572 224.35 3.749 INE578A01017 Heidelberg Cement India Ltd Cement 282727 207.52 3.4610 INE045A01017 Ador Welding Ltd Industrial Products 75254 203.75 3.3911 INE373A01013 BASF India Ltd Chemicals 17282 187.26 3.1212 INE503A01015 Development Credit Bank Ltd Banks 129898 185.82 3.0913 INE349A01021 NRB Bearings Ltd Industrial Products 154262 183.96 3.0614 INE280B01018 Elantas Beck India Ltd Chemicals 14212 178.01 2.9615 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 13965 173.53 2.8916 INE823G01014 J K Cement Ltd Cement 26061 170.27 2.8317 INE234A01025 Novartis India Ltd Pharmaceuticals 21580 164.57 2.7418 INE142I01023 Take Solutions Ltd Software 91244 142.75 2.3819 INE457F01013 Salzer Electronics Ltd Industrial Products 51418 116.46 1.9420 INE878A01011 Alstom India Ltd Industrial Capital Goods 18444 114.28 1.9021 INE533A01012 Good Year ( I ) Ltd Auto Ancillaries 19371 110.03 1.8322 INE387A01021 Sundaram Fasteners Ltd Auto Ancillaries 68713 104.68 1.7423 INE386A01015 Vesuvius India Ltd Industrial Products 15412 102.28 1.7024 INE612J01015 Repco Home Finance Ltd Finance 13100 96.41 1.6125 INE312H01016 INOX Leisure Ltd Media & Entertainment 41285 94.07 1.5726 INE294B01019 SML Isuzu Ltd. Auto 7842 92.59 1.5427 INE421C01016 TVS Srichakra Ltd. Auto Ancillaries 3523 91.21 1.5228 INE647A01010 SRF Ltd Textile Products 7497 84.24 1.4029 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 29375 78.93 1.3130 INE189B01011 Styrolution ABS (India) Ltd Industrial Products 9097 67.67 1.1331 INE472A01039 Blue Star Ltd Consumer Durables 18856 66.58 1.1132 INE201K01015 SQS India BFSI Ltd. Software 9146 64.98 1.0833 INE793A01012 Accelya Kale Solutions Ltd. Software 6701 63.55 1.0634 INE020G01017 Accel Frontline Ltd Software 91508 61.45 1.0235 INE278M01019 Navkar Corporation Ltd Transport Related Services 38000 60.25 1.0036 INE260B01028 Godfrey Phillips India Ltd. Consumer Non Durables 9035 57.86 0.9637 INE070I01018 Insecticides India Ltd Pesticides 12800 51.57 0.8638 INE712K01011 Shree Pushkar Chemicals & Fertilisers Ltd Chemicals 78369 49.41 0.8239 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 124526 47.51 0.7940 INE492A01029 Clariant Chemicals India Ltd Chemicals 5929 46.01 0.7741 INE089C01029 Sterlite Technologies Ltd. Industrial Products 50531 44.64 0.7442 INE648A01026 State Bank of Bikaner & Jaipur Banks 7643 36.51 0.6143 INE199A01012 Merck Ltd Pharmaceuticals 4484 35.13 0.5844 INE287B01021 Subros Ltd Auto Ancillaries 16431 12.78 0.21

Total for Equity & Equity Related 5904.90 98.31B) Money Market Instrumentsa) Reverse Repo / CBLO 53.00 0.88Total for Money Market Instruments 53.00 0.88C) OthersCash & Other Net Current Assets 48.29 0.80GRAND TOTAL 6006.20 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 17.0200 15.7918 16.6294 15.3283Growth 24.4848 24.8885 24.0239 24.3212

d) Dividend declared during the period (` per unit)Direct plan Regular Plan

Options / Plan Individual & HUF Others Individual & HUF Others Dividend 1.50000 - 1.50000 1.50000 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 19.98%i) Repo in corporate debt - NIL

SUNDARAM SELECT MICRO CAP - SERIES IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE782A01015 Hitachi Home and Life Solutions (India) Ltd Consumer Durables 17844 254.39 5.632 INE325A01013 Timken India Ltd Industrial Products 39879 239.33 5.293 INE536A01023 Grindwell Norton Ltd Industrial Products 30432 220.89 4.894 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 85794 219.12 4.855 INE999A01015 KSB Pumps Ltd Industrial Products 36635 216.73 4.796 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 115586 192.74 4.267 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 2046 188.81 4.188 INE177A01018 Ingersoll Rand India Ltd Industrial Products 22750 172.59 3.829 INE045A01017 Ador Welding Ltd Industrial Products 56612 153.28 3.3910 INE578A01017 Heidelberg Cement India Ltd Cement 205257 150.66 3.3311 INE503A01015 Development Credit Bank Ltd Banks 100000 143.05 3.1612 INE373A01013 BASF India Ltd Chemicals 13074 141.66 3.1313 INE349A01021 NRB Bearings Ltd Industrial Products 116113 138.46 3.0614 INE280B01018 Elantas Beck India Ltd Chemicals 10641 133.28 2.9515 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 10492 130.37 2.8816 INE823G01014 J K Cement Ltd Cement 19608 128.11 2.8317 INE234A01025 Novartis India Ltd Pharmaceuticals 16245 123.88 2.7418 INE142I01023 Take Solutions Ltd Software 68592 107.31 2.3719 INE457F01013 Salzer Electronics Ltd Industrial Products 38776 87.83 1.9420 INE533A01012 Good Year ( I ) Ltd Auto Ancillaries 14609 82.98 1.8421 INE387A01021 Sundaram Fasteners Ltd Auto Ancillaries 49989 76.16 1.6822 INE878A01011 Alstom India Ltd Industrial Capital Goods 12171 75.41 1.6723 INE294B01019 SML Isuzu Ltd. Auto 6043 71.35 1.5824 INE312H01016 INOX Leisure Ltd Media & Entertainment 30616 69.76 1.5425 INE421C01016 TVS Srichakra Ltd. Auto Ancillaries 2629 68.06 1.5126 INE386A01015 Vesuvius India Ltd Industrial Products 10000 66.37 1.4727 INE647A01010 SRF Ltd Textile Products 5633 63.29 1.4028 INE612J01015 Repco Home Finance Ltd Finance 8092 59.55 1.3229 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 22160 59.54 1.3230 INE189B01011 Styrolution ABS (India) Ltd Industrial Products 6753 50.23 1.1131 INE201K01015 SQS India BFSI Ltd. Software 6787 48.22 1.0732 INE793A01012 Accelya Kale Solutions Ltd. Software 5013 47.54 1.0533 INE472A01039 Blue Star Ltd Consumer Durables 13340 47.10 1.0434 INE492A01029 Clariant Chemicals India Ltd Chemicals 5809 45.08 1.0035 INE278M01019 Navkar Corporation Ltd Transport Related Services 28025 44.43 0.9836 INE260B01028 Godfrey Phillips India Ltd. Consumer Non Durables 6825 43.70 0.9737 INE020G01017 Accel Frontline Ltd Software 64995 43.64 0.9738 INE070I01018 Insecticides India Ltd Pesticides 9800 39.48 0.8739 INE712K01011 Shree Pushkar Chemicals & Fertilisers Ltd Chemicals 59986 37.82 0.8440 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 91095 34.75 0.7741 INE648A01026 State Bank of Bikaner & Jaipur Banks 7177 34.28 0.7642 INE089C01029 Sterlite Technologies Ltd. Industrial Products 38477 33.99 0.7543 INE199A01012 Merck Ltd Pharmaceuticals 3858 30.22 0.6744 INE287B01021 Subros Ltd Auto Ancillaries 17752 13.80 0.31

Total for Equity & Equity Related 4429.31 97.99B) Money Market Instrumentsa) Reverse Repo / CBLO 55.00 1.22Total for Money Market Instruments 55.00 1.22C) OthersCash & Other Net Current Assets 35.89 0.79GRAND TOTAL 4520.20 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 15.6877 14.4825 15.3443 14.0716Growth 23.1711 23.6234 22.7583 23.1097d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions / Plan Individual & HUF Others Individual & HUF Others Dividend 1.50000 - 1.50000 1.50000 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 25.82%i) Repo in corporate debt - NIL

SUNDARAM SELECT MICRO CAP - SERIES V

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE049A01027 Himatsingka Seide Ltd. Textile Products 510000 1061.31 6.452 INE503A01015 Development Credit Bank Ltd Banks 508513 727.43 4.423 INE536A01023 Grindwell Norton Ltd Industrial Products 88050 639.11 3.894 INE227C01017 M M Forgings Ltd Industrial Products 107823 587.80 3.575 INE823G01014 J K Cement Ltd Cement 88984 581.38 3.536 INE378D01032 Madhucon Projects Ltd Construction 890000 568.71 3.467 INE191H01014 PVR Ltd Media & Entertainment 69552 567.75 3.458 INE325A01013 Timken India Ltd Industrial Products 94084 564.65 3.439 INE045A01017 Ador Welding Ltd Industrial Products 206814 559.95 3.4010 INE951I01019 V Guard Industries Ltd Industrial Capital Goods 54957 495.77 3.0111 INE442H01029 Ashoka Buildcon Ltd Construction Project 291904 490.98 2.9812 INE074A01025 Praj Industries Ltd Industrial Capital Goods 566986 470.31 2.8613 INE384A01010 Rane Holding Ltd Finance 77259 464.75 2.8314 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 297350 462.83 2.8115 INE477A01012 Can Fin Homes Ltd Finance 49425 451.62 2.7516 INE472A01039 Blue Star Ltd Consumer Durables 122519 432.61 2.6317 INE978A01019 Heritage Foods (India) Ltd Consumer Non Durables 109741 428.26 2.6018 INE387A01021 Sundaram Fasteners Ltd Auto Ancillaries 275341 419.48 2.5519 INE048G01018 Navin Flourine International Ltd Chemicals 34147 414.80 2.5220 INE383A01012 The India Cements Ltd. Cement 521506 407.30 2.4821 INE224A01026 Greaves Cotton Ltd. Industrial Products 297975 384.98 2.3422 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 139400 374.57 2.2823 INE612J01015 Repco Home Finance Ltd Finance 50214 369.55 2.2524 INE457F01013 Salzer Electronics Ltd Industrial Products 140716 318.72 1.9425 INE501G01024 HT Media Ltd Media & Entertainment 390608 318.15 1.9326 INE621L01012 Texmaco Rail And Engineering Ltd Industrial Capital Goods 271000 311.38 1.8927 INE999A01015 KSB Pumps Ltd Industrial Products 43858 259.46 1.5828 INE878A01011 Alstom India Ltd Industrial Capital Goods 41283 255.79 1.5529 INE647A01010 SRF Ltd Textile Products 21188 238.07 1.4530 INE863B01011 Premier Explosives Ltd Chemicals 72907 235.20 1.4331 INE181G01025 Gammon Infrastructure Projects Ltd Construction Project 2698834 222.65 1.3532 INE286K01024 Techno Electric & Engineering Company Ltd Construction Project 40662 216.93 1.3233 INE852F01015 Gateway Distriparks Ltd Transportation 60000 214.23 1.3034 INE765D01014 WPIL Ltd Industrial Machinery 49500 213.54 1.3035 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 231109 209.96 1.2836 INE126A01031 EID Parry India Ltd Fertilisers 155084 203.63 1.2437 INE195J01011 PNC Infratech Ltd Construction 38000 189.49 1.1538 INE877F01012 Power Trading Corporation Power 294644 175.46 1.0739 INE278M01019 Navkar Corporation Ltd Transport Related Services 104025 164.93 1.0040 INE040H01021 Suzlon Energy Ltd. Industrial Capital Goods 737742 153.82 0.9441 INE070I01018 Insecticides India Ltd Pesticides 35500 143.03 0.8742 INE712K01011 Shree Pushkar Chemicals & Fertilisers Ltd Chemicals 213821 134.81 0.8243 INE089C01029 Sterlite Optical Technologies Ltd Industrial Products 141164 124.72 0.7644 INE648A01026 State Bank of Bikaner & Jaipur Banks 25916 123.80 0.75

Total for Equity & Equity Related 16353.68 99.41B) Money Market Instrumentsa) Reverse Repo / CBLO 223.00 1.36Total for Money Market Instruments 223.00 1.36C) OthersCash & Other Net Current Assets -125.96 -0.77GRAND TOTAL 16450.72 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 13.0487 12.7696 12.8809 12.5421Growth 13.5755 13.7574 13.4075 13.5271

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 4)

www.sundarammutual.com

d) Dividend declared during the period (` per unit) Direct plan Regular Plan

Options / Plan Individual & HUF Others Individual & HUF Others Dividend 0.50000 - 0.50000 0.50000 e) Bonus declared during the period - Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 38.73%i) Repo in corporate debt - NIL

SUNDARAM SELECT MICRO CAP - SERIES VI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE049A01027 Himatsingka Seide Ltd. Textile Products 747177 1554.88 6.552 INE503A01015 Development Credit Bank Ltd Banks 765890 1095.61 4.623 INE325A01013 Timken India Ltd Industrial Products 178921 1073.79 4.534 INE191H01014 PVR Ltd Media & Entertainment 119980 979.40 4.135 INE536A01023 Grindwell Norton Ltd Industrial Products 130000 943.61 3.986 INE823G01014 J K Cement Ltd Cement 123733 808.41 3.417 INE951I01019 V Guard Industries Ltd Industrial Capital Goods 87030 785.10 3.318 INE378D01032 Madhucon Projects Ltd Construction 1220000 779.58 3.299 INE442H01029 Ashoka Buildcon Ltd Construction Project 460000 773.72 3.2610 INE227C01017 M M Forgings Ltd Industrial Products 138608 755.62 3.1811 INE978A01019 Heritage Foods (India) Ltd Consumer Non Durables 192934 752.92 3.1712 INE074A01025 Praj Industries Ltd Industrial Capital Goods 832099 690.23 2.9113 INE384A01010 Rane Holding Ltd Finance 113228 681.12 2.8714 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 433385 674.56 2.8415 INE472A01039 Blue Star Ltd Consumer Durables 182812 645.51 2.7216 INE477A01012 Can Fin Homes Ltd Finance 68833 628.96 2.6517 INE224A01026 Greaves Cotton Ltd. Industrial Products 437769 565.60 2.3818 INE612J01015 Repco Home Finance Ltd Finance 76261 561.24 2.3719 INE048G01018 Navin Flourine International Ltd Chemicals 40056 486.58 2.0520 INE383A01012 The India Cements Ltd. Cement 594147 464.03 1.9621 INE457F01013 Salzer Electronics Ltd Industrial Products 204711 463.67 1.9522 INE621L01012 Texmaco Rail And Engineering Ltd Industrial Capital Goods 397000 456.15 1.9223 INE501G01024 HT Media Ltd Media & Entertainment 545000 443.90 1.8724 INE878A01011 Alstom India Ltd Industrial Capital Goods 70385 436.11 1.8425 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 135108 363.04 1.5326 INE126A01031 EID Parry India Ltd Fertilisers 275000 361.08 1.5227 INE045A01017 Ador Welding Ltd Industrial Products 132305 358.22 1.5128 INE863B01011 Premier Explosives Ltd Chemicals 106905 344.88 1.4529 INE647A01010 SRF Ltd Textile Products 30634 344.20 1.4530 INE286K01024 Techno Electric & Engineering Company Ltd Construction Project 60020 320.21 1.3531 INE999A01015 KSB Pumps Ltd Industrial Products 53749 317.98 1.3432 INE765D01014 WPIL Ltd Industrial Machinery 72500 312.77 1.3233 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 339944 308.84 1.3034 INE181G01025 Gammon Infrastructure Projects Ltd Construction Project 3647788 300.94 1.2735 INE877F01012 Power Trading Corporation Power 470848 280.39 1.1836 INE195J01011 PNC Infratech Ltd Construction 55923 278.86 1.1837 INE089C01029 Sterlite Technologies Ltd. Industrial Products 307050 271.28 1.1438 INE852F01015 Gateway Distriparks Ltd Transportation 75209 268.53 1.1339 INE278M01019 Navkar Corporation Ltd Transport Related Services 150005 237.83 1.0040 INE040H01021 Suzlon Energy Ltd. Industrial Capital Goods 1138272 237.33 1.0041 INE387A01021 Sundaram Fasteners Ltd Auto Ancillaries 144611 220.31 0.9342 INE070I01018 Insecticides India Ltd Pesticides 51600 207.90 0.8843 INE712K01011 Shree Pushkar Chemicals & Fertilisers Ltd Chemicals 309605 195.21 0.8244 INE648A01026 State Bank of Bikaner & Jaipur Banks 39560 188.98 0.80

Total for Equity & Equity Related 23219.05 97.86B) Money Market Instrumentsa) Reverse Repo / CBLO 533.00 2.25Total for Money Market Instruments 533.00 2.25C) OthersCash & Other Net Current Assets -25.29 -0.11GRAND TOTAL 23726.76 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 12.0323 11.6973 11.9003 11.5115Growth 12.0323 12.1478 11.9003 11.9612d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions / Plan Individual & HUF Others Individual & HUF Others Dividend 0.50000 0.50000 0.50000 0.50000 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 26.98%i) Repo in corporate debt - NIL

SUNDARAM SELECT MICRO CAP - SERIES VII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE049A01027 Himatsingka Seide Ltd. Textile Products 390000 811.59 6.382 INE325A01013 Timken India Ltd Industrial Products 96350 578.24 4.543 INE503A01015 Development Credit Bank Ltd Banks 400267 572.58 4.504 INE191H01014 PVR Ltd Media & Entertainment 62000 506.11 3.985 INE536A01023 Grindwell Norton Ltd Industrial Products 67615 490.78 3.866 INE378D01032 Madhucon Projects Ltd Construction 657962 420.44 3.307 INE823G01014 J K Cement Ltd Cement 64235 419.68 3.308 INE951I01019 V Guard Industries Ltd Industrial Capital Goods 46324 417.89 3.289 INE978A01019 Heritage Foods (India) Ltd Consumer Non Durables 106706 416.42 3.2710 INE442H01029 Ashoka Buildcon Ltd Construction Project 240000 403.68 3.1711 INE227C01017 M M Forgings Ltd Industrial Products 69772 380.36 2.9912 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 237852 370.22 2.9113 INE074A01025 Praj Industries Ltd Industrial Capital Goods 440764 365.61 2.8714 INE384A01010 Rane Holding Ltd Finance 60768 365.55 2.8715 INE045A01017 Ador Welding Ltd Industrial Products 134623 364.49 2.8616 INE472A01039 Blue Star Ltd Consumer Durables 95623 337.64 2.6517 INE477A01012 Can Fin Homes Ltd Finance 34975 319.58 2.5118 INE224A01026 Greaves Cotton Ltd. Industrial Products 232741 300.70 2.3619 INE612J01015 Repco Home Finance Ltd Finance 40482 297.93 2.3420 INE048G01018 Navin Flourine International Ltd Chemicals 21335 259.17 2.0421 INE383A01012 The India Cements Ltd. Cement 323796 252.88 1.9922 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 94000 252.58 1.9823 INE457F01013 Salzer Electronics Ltd Industrial Products 109970 249.08 1.9624 INE621L01012 Texmaco Rail And Engineering Ltd Industrial Capital Goods 210000 241.29 1.9025 INE501G01024 HT Media Ltd Media & Entertainment 292692 238.40 1.8726 INE878A01011 Alstom India Ltd Industrial Capital Goods 36998 229.24 1.8027 INE647A01010 SRF Ltd Textile Products 16451 184.84 1.4528 INE181G01025 Gammon Infrastructure Projects Ltd Construction Project 2206440 182.03 1.4329 INE863B01011 Premier Explosives Ltd Chemicals 56015 180.70 1.4230 INE999A01015 KSB Pumps Ltd Industrial Products 30000 177.48 1.3931 INE126A01031 EID Parry India Ltd Fertilisers 132965 174.58 1.3732 INE387A01021 Sundaram Fasteners Ltd Auto Ancillaries 112698 171.70 1.3533 INE286K01024 Techno Electric & Engineering Company Ltd Construction Project 32031 170.89 1.3434 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 182000 165.35 1.3035 INE852F01015 Gateway Distriparks Ltd Transportation 45000 160.67 1.2636 INE195J01011 PNC Infratech Ltd Construction 29998 149.59 1.1837 INE278M01019 Navkar Corporation Ltd Transport Related Services 81035 128.48 1.0138 INE040H01021 Suzlon Energy Ltd. Industrial Capital Goods 613435 127.90 1.0039 INE877F01012 Power Trading Corporation Power 200000 119.10 0.9440 INE070I01018 Insecticides India Ltd Pesticides 27700 111.60 0.8841 INE712K01011 Shree Pushkar Chemicals & Fertilisers Ltd Chemicals 165445 104.31 0.8242 INE765D01014 WPIL Ltd Industrial Machinery 24000 103.54 0.8143 INE089C01029 Sterlite Optical Technologies Ltd Industrial Products 110134 97.30 0.7644 INE648A01026 State Bank of Bikaner & Jaipur Banks 13454 64.27 0.50

Total for Equity & Equity Related 12436.48 97.72B) Money Market Instrumentsa) Reverse Repo / CBLO 313.00 2.46Total for Money Market Instruments 313.00 2.46C) OthersCash & Other Net Current Assets -22.71 -0.18GRAND TOTAL 12726.77 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 11.7712 11.5187 11.6636 11.3596Growth 11.7661 11.9633 11.6637 11.8093

d) Dividend declared during the period (` per unit) - NilDirect plan Regular Plan

Options / Plan Individual & HUF Others Individual & HUF Others Dividend 0.50000 0.50000 0.50000 0.50000 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Portfolio Turnover Ratio - 25.83%i) Repo in corporate debt - NIL

SUNDARAM INFRASTRUCTURE ADVANTAGE FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE018A01030 Larsen & Toubro Ltd Construction Project 270000 3958.88 6.072 INE203G01019 Indraprastha Gas Ltd Gas 680000 3246.66 4.983 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 34000 3137.66 4.814 INE200A01026 Alstom T & D India Ltd Industrial Capital Goods 572000 2936.36 4.505 INE298A01020 Cummins India Ltd Industrial Products 250000 2738.50 4.206 INE956G01038 Va tech Wabag Ltd Engineering Services 330000 2194.50 3.377 INE062A01020 State Bank of India Ltd Banks 885000 2098.78 3.228 INE066P01011 INOX Wind Ltd Industrial Capital Goods 566481 2032.53 3.129 INE878A01011 Alstom India Ltd Industrial Capital Goods 325000 2013.70 3.0910 INE237A01028 Kotak Mahindra Bank Ltd Banks 300000 1944.30 2.9811 INE040A01026 HDFC Bank Ltd Banks 163500 1747.49 2.6812 INE442H01029 Ashoka Buildcon Ltd Construction Project 1037792 1745.57 2.6813 INE152A01029 Thermax Ltd Industrial Capital Goods 200000 1703.60 2.6114 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 950000 1622.13 2.4915 INE090A01021 ICICI Bank Ltd Banks 600000 1622.10 2.4916 INE918I01018 Bajaj Finserv Ltd Finance 93600 1618.81 2.4817 INE585B01010 Maruti Suzuki India Ltd Auto 34000 1593.10 2.4418 INE528G01019 Yes Bank Ltd Banks 210000 1532.37 2.3519 INE069A01017 Aditya Birla Nuvo Ltd Services 67000 1436.51 2.2020 INE331A01037 The Ramco Cements Ltd. Cement 405000 1324.76 2.0321 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 155000 1318.59 2.0222 INE220B01022 Kalpataru Power Transmission Ltd Power 516542 1312.79 2.0123 INE472A01039 Blue Star Ltd Consumer Durables 330508 1167.02 1.7924 INE002A01018 Reliance Industries Ltd Petroleum Products 130000 1120.99 1.7225 INE989A01024 Sanghvi Movers Ltd Industrial Capital Goods 325000 1035.78 1.5926 INE246F01010 Gujarat State Petronet Ltd Gas 850037 1000.49 1.5327 INE195J01011 PNC Infratech Ltd Construction 191000 952.42 1.4628 INE531A01024 Kansai Nerolac Paints Ltd Consumer Non Durables 380000 916.56 1.4129 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 329000 884.02 1.3630 INE536A01023 Grindwell Norton Ltd Industrial Products 120000 871.02 1.3431 INE503A01015 Development Credit Bank Ltd Banks 600000 858.30 1.3232 INE177A01018 Ingersoll Rand India Ltd Industrial Products 110000 834.52 1.2833 INE001A01036 Housing Development Finance Corporation Ltd Finance 65000 788.29 1.2134 INE325A01013 Timken India Ltd Industrial Products 119667 718.18 1.1035 INE278M01019 Navkar Corporation Ltd Transport Related Services 451725 716.21 1.1036 INE089C01029 Sterlite Technologies Ltd. Industrial Products 790020 697.98 1.0737 INE481G01011 Ultratech Cement Ltd Cement 26000 695.08 1.0738 INE686A01026 ITD Cementation India Ltd Construction 850000 687.65 1.0539 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 240000 612.96 0.9440 INE286K01024 Techno Electric & Engineering Company Ltd Construction Project 113925 607.79 0.9341 INE074A01025 Praj Industries Ltd Industrial Capital Goods 685860 568.92 0.8742 INE028A01039 Bank Of Baroda Banks 300000 549.60 0.8443 INE181G01025 Gammon Infrastructure Projects Ltd Construction Project 5500000 453.75 0.7044 INE621L01012 Texmaco Rail And Engineering Ltd Industrial Capital Goods 350000 402.15 0.6245 INE551A01022 Hindustan Dorr Oliver Ltd Engineering Services 2501813 399.04 0.6146 INE155A01022 TATA Motors Ltd Auto 127157 379.69 0.5847 INE040H01021 Suzlon Energy Ltd. Industrial Capital Goods 1800000 375.30 0.5848 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 100000 300.85 0.4649 INE228A01035 Usha Martin Ltd. Ferrous Metals 1500000 213.00 0.3350 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 126615 211.13 0.3251 INE391D01019 TRF Ltd Industrial Capital Goods 97500 204.99 0.31

Total for Equity & Equity Related 64103.37 98.30B) Money Market Instrumentsa) Reverse Repo / CBLO 552.00 0.85Total for Money Market Instruments 552.00 0.85C) OthersCash & Other Net Current Assets 558.29 0.86GRAND TOTAL 65213.66 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 25.8207 24.9077 25.4737 24.5785Growth 25.8277 24.9139 25.4740 24.5778d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 16.79%h) Repo in corporate debt - NIL

SUNDARAM TOP 100 - SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE040A01026 HDFC Bank Ltd Banks 43833 468.49 6.762 INE009A01021 Infosys Ltd Software 38179 443.62 6.413 INE002A01018 Reliance Industries Ltd Petroleum Products 41191 355.19 5.134 INE090A01021 ICICI Bank Ltd Banks 120730 326.39 4.715 INE585B01010 Maruti Suzuki India Ltd Auto 6119 286.71 4.146 INE018A01030 Larsen & Toubro Ltd Construction Project 19220 281.81 4.077 INE238A01034 Axis Bank Ltd Banks 43000 213.13 3.088 INE918I01018 Bajaj Finserv Ltd Finance 11500 198.89 2.879 INE467B01029 Tata Consultancy Service Ltd Software 7352 190.27 2.7510 INE062A01020 State Bank of India Ltd Banks 79105 187.60 2.7111 INE069A01017 Aditya Birla Nuvo Ltd Services 7603 163.01 2.3512 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 3898 162.25 2.3413 INE237A01028 Kotak Mahindra Bank Ltd Banks 25000 162.03 2.3414 INE528G01019 Yes Bank Ltd Banks 22000 160.53 2.3215 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 18388 156.43 2.2616 INE208A01029 Ashok Leyland Ltd Auto 157785 145.56 2.1017 INE115A01026 LIC Housing Finance Ltd Finance 30570 143.85 2.0818 INE001A01036 Housing Development Finance Corporation Ltd Finance 11700 141.89 2.0519 INE522F01014 Coal India Ltd Minerals/Mining 42705 139.90 2.0220 INE628A01036 United Phosphorous Ltd Pesticides 29596 135.64 1.9621 INE589A01014 Neyveli Lignite Corporation Ltd Power 185958 134.54 1.9422 INE155A01022 TATA Motors Ltd Auto 44098 131.68 1.9023 INE881D01027 Oracle Financial Services Software Ltd. Software 3300 130.21 1.8824 INE481G01011 Ultratech Cement Ltd Cement 4646 124.21 1.7925 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 11721 122.98 1.7826 INE669C01036 Tech Mahindra Ltd Software 21920 122.17 1.7627 INE158A01026 Hero Motocorp Ltd Auto 4891 117.11 1.6928 INE154A01025 ITC Ltd Consumer Non Durables 33904 111.48 1.6129 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 27279 109.72 1.5830 INE298A01020 Cummins India Ltd Industrial Products 9708 106.34 1.5431 INE361B01024 Divis Labaratories Ltd Pharmaceuticals 8746 97.51 1.4132 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 7233 89.88 1.3033 INE021A01026 Asian Paints Ltd Consumer Non Durables 10564 88.91 1.2834 INE028A01039 Bank Of Baroda Banks 46544 85.27 1.2335 INE860A01027 HCL Technologies Ltd Software 8118 79.73 1.1536 INE917I01010 Bajaj Auto Auto 3241 74.94 1.0837 INE101A01026 Mahindra & Mahindra Ltd Auto 5780 73.05 1.0538 INE465A01025 Bharat Forge Ltd Industrial Products 7812 70.90 1.0239 INE059A01026 Cipla Ltd Pharmaceuticals 10747 68.36 0.9940 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 39950 68.21 0.9841 INE111A01017 Container Corporation of India Ltd Transportation 4570 67.87 0.9842 INE160A01022 Punjab National Bank Banks 46604 62.10 0.9043 INE117A01022 Asea Brown Boveri (I) Ltd Industrial Capital Goods 5730 60.72 0.88

Total for Equity & Equity Related 6661.06 96.17B) Money Market Instrumentsa) Reverse Repo / CBLO 266.00 3.84Total for Money Market Instruments 266.00 3.84C) OthersCash & Other Net Current Assets -0.94 -0.01GRAND TOTAL 6926.12 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit)Direct plan Regular plan

Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 11.7984 11.4966 11.5881 11.2441Growth 12.3250 12.0097 12.1114 11.7518d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 27.08%h) Repo in corporate debt - NIL

SUNDARAM TOP 100 - SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE040A01026 HDFC Bank Ltd Banks 24627 263.21 6.762 INE009A01021 Infosys Ltd Software 21420 248.89 6.403 INE002A01018 Reliance Industries Ltd Petroleum Products 23110 199.28 5.124 INE090A01021 ICICI Bank Ltd Banks 68022 183.90 4.735 INE585B01010 Maruti Suzuki India Ltd Auto 3433 160.86 4.136 INE018A01030 Larsen & Toubro Ltd Construction Project 10800 158.36 4.077 INE238A01034 Axis Bank Ltd Banks 24050 119.20 3.068 INE918I01018 Bajaj Finserv Ltd Finance 6470 111.90 2.889 INE062A01020 State Bank of India Ltd Banks 44507 105.55 2.7110 INE467B01029 Tata Consultancy Service Ltd Software 3781 97.85 2.5111 INE237A01028 Kotak Mahindra Bank Ltd Banks 14500 93.97 2.4112 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 10894 92.68 2.3813 INE208A01029 Ashok Leyland Ltd Auto 100000 92.25 2.3714 INE069A01017 Aditya Birla Nuvo Ltd Services 4273 91.62 2.3515 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 2182 90.82 2.3316 INE528G01019 Yes Bank Ltd Banks 12000 87.56 2.2517 INE001A01036 Housing Development Finance Corporation Ltd Finance 6887 83.52 2.1518 INE115A01026 LIC Housing Finance Ltd Finance 17200 80.93 2.0819 INE589A01014 Neyveli Lignite Corporation Ltd Power 104439 75.56 1.9420 INE628A01036 United Phosphorous Ltd Pesticides 16240 74.43 1.9121 INE155A01022 TATA Motors Ltd Auto 24812 74.09 1.9022 INE881D01027 Oracle Financial Services Software Ltd. Software 1851 73.04 1.8823 INE669C01036 Tech Mahindra Ltd Software 12762 71.13 1.8324 INE481G01011 Ultratech Cement Ltd Cement 2607 69.70 1.7925 INE154A01025 ITC Ltd Consumer Non Durables 21139 69.51 1.7926 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 6577 69.01 1.7727 INE298A01020 Cummins India Ltd Industrial Products 5661 62.01 1.5928 INE158A01026 Hero Motocorp Ltd Auto 2564 61.39 1.5829 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 15249 61.33 1.5830 INE522F01014 Coal India Ltd Minerals/Mining 18530 60.70 1.5631 INE361B01024 Divis Labaratories Ltd Pharmaceuticals 4932 54.99 1.4132 INE021A01026 Asian Paints Ltd Consumer Non Durables 5934 49.94 1.2833 INE028A01039 Bank Of Baroda Banks 26208 48.01 1.2334 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 3785 47.03 1.2135 INE860A01027 HCL Technologies Ltd Software 4568 44.86 1.1536 INE111A01017 Container Corporation of India Ltd Transportation 2852 42.35 1.0937 INE917I01010 Bajaj Auto Auto 1819 42.06 1.0838 INE465A01025 Bharat Forge Ltd Industrial Products 4379 39.74 1.0239 INE101A01026 Mahindra & Mahindra Ltd Auto 3080 38.93 1.0040 INE059A01026 Cipla Ltd Pharmaceuticals 6033 38.37 0.9941 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 22384 38.22 0.9842 INE160A01022 Punjab National Bank Banks 26109 34.79 0.8943 INE117A01022 Asea Brown Boveri (I) Ltd Industrial Capital Goods 3220 34.12 0.88

Total for Equity & Equity Related 3737.67 96.04B) Money Market Instrumentsa) Reverse Repo / CBLO 155.00 3.98Total for Money Market Instruments 155.00 3.98C) OthersCash & Other Net Current Assets -1.01 -0.03GRAND TOTAL 3891.66 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 11.7964 11.5012 11.6062 11.2680Growth 11.7964 11.5012 11.6062 11.2680d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 28.34%h) Repo in corporate debt - NIL

SUNDARAM TOP 100 - SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE040A01026 HDFC Bank Ltd Banks 29974 320.36 6.772 INE009A01021 Infosys Ltd Software 26070 302.92 6.403 INE002A01018 Reliance Industries Ltd Petroleum Products 28054 241.91 5.114 INE090A01021 ICICI Bank Ltd Banks 82688 223.55 4.725 INE018A01030 Larsen & Toubro Ltd Construction Project 13505 198.02 4.186 INE585B01010 Maruti Suzuki India Ltd Auto 4173 195.53 4.137 INE238A01034 Axis Bank Ltd Banks 30000 148.70 3.148 INE918I01018 Bajaj Finserv Ltd Finance 7850 135.77 2.879 INE062A01020 State Bank of India Ltd Banks 54063 128.21 2.7110 INE467B01029 Tata Consultancy Service Ltd Software 4758 123.14 2.6011 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 14336 121.96 2.5812 INE237A01028 Kotak Mahindra Bank Ltd Banks 17400 112.77 2.3813 INE069A01017 Aditya Birla Nuvo Ltd Services 5206 111.62 2.3614 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 2660 110.72 2.3415 INE208A01029 Ashok Leyland Ltd Auto 120000 110.70 2.3416 INE528G01019 Yes Bank Ltd Banks 15000 109.46 2.3117 INE115A01026 LIC Housing Finance Ltd Finance 20810 97.92 2.0718 INE001A01036 Housing Development Finance Corporation Ltd Finance 7743 93.90 1.9819 INE589A01014 Neyveli Lignite Corporation Ltd Power 127146 91.99 1.9420 INE628A01036 United Phosphorous Ltd Pesticides 19806 90.77 1.9221 INE155A01022 TATA Motors Ltd Auto 30052 89.74 1.9022 INE881D01027 Oracle Financial Services Software Ltd. Software 2247 88.66 1.8723 INE669C01036 Tech Mahindra Ltd Software 15633 87.13 1.8424 INE481G01011 Ultratech Cement Ltd Cement 3160 84.48 1.7825 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 7991 83.84 1.7726 INE154A01025 ITC Ltd Consumer Non Durables 24385 80.18 1.6927 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 6243 77.58 1.6428 INE158A01026 Hero Motocorp Ltd Auto 3211 76.89 1.6229 INE298A01020 Cummins India Ltd Industrial Products 6881 75.37 1.5930 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 18534 74.54 1.5831 INE522F01014 Coal India Ltd Minerals/Mining 22466 73.60 1.5632 INE361B01024 Divis Labaratories Ltd Pharmaceuticals 5560 61.99 1.3133 INE028A01039 Bank Of Baroda Banks 31862 58.37 1.2334 INE021A01026 Asian Paints Ltd Consumer Non Durables 6550 55.12 1.1635 INE917I01010 Bajaj Auto Auto 2213 51.17 1.0836 INE860A01027 HCL Technologies Ltd Software 5132 50.40 1.0637 INE101A01026 Mahindra & Mahindra Ltd Auto 3959 50.03 1.0638 INE465A01025 Bharat Forge Ltd Industrial Products 5296 48.06 1.0239 INE111A01017 Container Corporation of India Ltd Transportation 3198 47.49 1.0040 INE059A01026 Cipla Ltd Pharmaceuticals 7325 46.59 0.9841 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 27103 46.28 0.9842 INE160A01022 Punjab National Bank Banks 31821 42.40 0.9043 INE117A01022 Asea Brown Boveri (I) Ltd Industrial Capital Goods 3916 41.50 0.88

Total for Equity & Equity Related 4561.33 96.38B) Money Market Instrumentsa) Reverse Repo / CBLO 173.00 3.66Total for Money Market Instruments 173.00 3.66C) OthersCash & Other Net Current Assets -1.45 -0.03GRAND TOTAL 4732.88 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 11.5260 11.2608 11.3627 11.0545Growth 11.5260 11.2608 11.3627 11.0545d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 28.25%h) Repo in corporate debt - NIL

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 5)

SUNDARAM TOP 100 - SERIES IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE040A01026 HDFC Bank Ltd Banks 22819 243.89 6.512 INE009A01021 Infosys Ltd Software 20637 239.79 6.403 INE002A01018 Reliance Industries Ltd Petroleum Products 22183 191.28 5.114 INE585B01010 Maruti Suzuki India Ltd Auto 3990 186.96 4.995 INE090A01021 ICICI Bank Ltd Banks 61229 165.53 4.426 INE018A01030 Larsen & Toubro Ltd Construction Project 10425 152.86 4.087 INE238A01034 Axis Bank Ltd Banks 23890 118.41 3.168 INE918I01018 Bajaj Finserv Ltd Finance 6609 114.30 3.059 INE208A01029 Ashok Leyland Ltd Auto 116869 107.81 2.8810 INE298A01020 Cummins India Ltd Industrial Products 9600 105.16 2.8111 INE155A01022 TATA Motors Ltd Auto 33980 101.46 2.7112 INE481G01011 Ultratech Cement Ltd Cement 3762 100.57 2.6913 INE361B01024 Divis Labaratories Ltd Pharmaceuticals 8518 94.97 2.5414 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 7243 90.00 2.4015 INE628A01036 United Phosphorous Ltd Pesticides 19528 89.50 2.3916 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 2141 89.12 2.3817 INE069A01017 Aditya Birla Nuvo Ltd Services 4154 89.06 2.3818 INE062A01020 State Bank of India Ltd Banks 34835 82.61 2.2119 INE115A01026 LIC Housing Finance Ltd Finance 16500 77.64 2.0720 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 45430 77.57 2.0721 INE528G01019 Yes Bank Ltd Banks 10600 77.35 2.0722 INE263A01016 Bharat Electronics Ltd Industrial Capital Goods 6780 76.98 2.0623 INE059A01026 Cipla Ltd Pharmaceuticals 11619 73.90 1.9724 INE589A01014 Neyveli Lignite Corporation Ltd Power 101978 73.78 1.9725 INE881D01027 Oracle Financial Services Software Ltd. Software 1787 70.51 1.8826 INE237A01028 Kotak Mahindra Bank Ltd Banks 10330 66.95 1.7927 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 6263 65.71 1.7528 INE257A01026 Bharat Heavy Electrictricals Ltd Industrial Capital Goods 31800 65.36 1.7529 INE092A01019 Tata Chemicals Ltd. Chemicals 16219 61.92 1.6530 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 7260 61.76 1.6531 INE158A01026 Hero Motocorp Ltd Auto 2539 60.80 1.6232 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 14786 59.47 1.5933 INE117A01022 Asea Brown Boveri (I) Ltd Industrial Capital Goods 4593 48.67 1.3034 INE021A01026 Asian Paints Ltd Consumer Non Durables 5037 42.39 1.1335 INE917I01010 Bajaj Auto Auto 1762 40.74 1.0936 INE101A01026 Mahindra & Mahindra Ltd Auto 3109 39.29 1.0537 INE465A01025 Bharat Forge Ltd Industrial Products 4210 38.21 1.0238 INE111A01017 Container Corporation of India Ltd Transportation 2552 37.90 1.0139 INE160A01022 Punjab National Bank Banks 24757 32.99 0.88

Total for Equity & Equity Related 3613.19 96.48B) Money Market Instrumentsa) Reverse Repo / CBLO 131.00 3.50Total for Money Market Instruments 131.00 3.50C) OthersCash & Other Net Current Assets 0.71 0.02GRAND TOTAL 3744.90 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.1483 9.8474 10.1173 9.7761Growth 10.1483 9.8474 10.1173 9.7761d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 30.97%h) Repo in corporate debt - NIL

SUNDARAM TOP 100 - SERIES V

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE040A01026 HDFC Bank Ltd Banks 22710 242.72 6.522 INE009A01021 Infosys Ltd Software 20532 238.57 6.413 INE002A01018 Reliance Industries Ltd Petroleum Products 22056 190.19 5.114 INE585B01010 Maruti Suzuki India Ltd Auto 3950 185.08 4.975 INE090A01021 ICICI Bank Ltd Banks 60820 164.43 4.426 INE018A01030 Larsen & Toubro Ltd Construction Project 10378 152.17 4.097 INE238A01034 Axis Bank Ltd Banks 22428 111.16 2.988 INE918I01018 Bajaj Finserv Ltd Finance 6420 111.03 2.989 INE208A01029 Ashok Leyland Ltd Auto 117490 108.38 2.9110 INE298A01020 Cummins India Ltd Industrial Products 9698 106.23 2.8511 INE481G01011 Ultratech Cement Ltd Cement 3730 99.72 2.6812 INE155A01022 TATA Motors Ltd Auto 32068 95.76 2.5713 INE361B01024 Divis Labaratories Ltd Pharmaceuticals 8400 93.66 2.5114 INE628A01036 United Phosphorous Ltd Pesticides 20128 92.25 2.4815 INE258A01016 Bharat Earth Movers Ltd Industrial Capital Goods 7177 89.18 2.3916 INE069A01017 Aditya Birla Nuvo Ltd Services 4132 88.59 2.3817 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 2127 88.53 2.3818 INE062A01020 State Bank of India Ltd Banks 34505 81.83 2.2019 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 45993 78.53 2.1120 INE263A01016 Bharat Electronics Ltd Industrial Capital Goods 6810 77.32 2.0821 INE059A01026 Cipla Ltd Pharmaceuticals 12144 77.24 2.0722 INE115A01026 LIC Housing Finance Ltd Finance 16370 77.03 2.0723 INE528G01019 Yes Bank Ltd Banks 10473 76.42 2.0524 INE589A01014 Neyveli Lignite Corporation Ltd Power 101346 73.32 1.9725 INE881D01027 Oracle Financial Services Software Ltd. Software 1778 70.16 1.8826 INE257A01026 Bharat Heavy Electrictricals Ltd Industrial Capital Goods 33163 68.17 1.8327 INE237A01028 Kotak Mahindra Bank Ltd Banks 10360 67.14 1.8028 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 6239 65.46 1.7629 INE092A01019 Tata Chemicals Ltd. Chemicals 17090 65.24 1.7530 INE158A01026 Hero Motocorp Ltd Auto 2575 61.66 1.6631 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 7144 60.77 1.6332 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 14675 59.02 1.5833 INE117A01022 Asea Brown Boveri (I) Ltd Industrial Capital Goods 4550 48.22 1.2934 INE021A01026 Asian Paints Ltd Consumer Non Durables 5021 42.26 1.1335 INE917I01010 Bajaj Auto Auto 1753 40.53 1.0936 INE101A01026 Mahindra & Mahindra Ltd Auto 3126 39.51 1.0637 INE465A01025 Bharat Forge Ltd Industrial Products 4187 38.00 1.0238 INE111A01017 Container Corporation of India Ltd Transportation 2516 37.36 1.0039 INE160A01022 Punjab National Bank Banks 24780 33.02 0.89

Total for Equity & Equity Related 3595.88 96.56B) Money Market Instrumentsa) Reverse Repo / CBLO 129.00 3.46Total for Money Market Instruments 129.00 3.46C) OthersCash & Other Net Current Assets -0.73 -0.02GRAND TOTAL 3724.15 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 9.8406 9.5891 9.8406 9.5450Growth 9.8406 9.5891 9.8406 9.5450d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 36.27%h) Repo in corporate debt - NIL

SUNDARAM VALUE FUND - SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE707A01012 Vindhya Telelinks Ltd Telecom - Equipment & Accessories81303 581.36 5.862 INE317A01028 Shasun Chemicals & Drugs Pharmaceuticals 130000 489.32 4.943 INE205B01023 Elecon Engineering Company Ltd Industrial Capital Goods 600656 430.97 4.354 INE378D01032 Madhucon Projects Ltd Construction 655622 418.94 4.235 INE825A01012 Vardhman Textiles Ltd. Textiles - Cotton 42351 395.94 3.996 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 21000 393.44 3.977 INE121A01016 Cholamandalam Investment &

Finance Company Ltd Finance 60000 390.81 3.948 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 250000 389.13 3.939 INE891D01026 Redington India Ltd Trading 326802 359.97 3.6310 INE048G01018 Navin Flourine International Ltd Chemicals 27000 327.98 3.3111 INE694C01018 Lakshmi Vilas Bank Ltd Banks 349164 295.39 2.98

12 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 6000 285.14 2.8813 INE774D01024 Mahindra & Mahindra Financial Services Ltd. Finance 112682 269.70 2.7214 INE036D01010 Karur Vysya Bank Ltd Banks 58622 262.19 2.6415 INE177A01018 Ingersoll Rand India Ltd Industrial Products 33670 255.44 2.5816 INE349A01021 NRB Bearings Ltd Industrial Products 206019 245.68 2.4817 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 136738 233.48 2.3618 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 75100 201.79 2.0419 INE040H01021 Suzlon Enegy Ltd Industrial Capital Goods 855280 178.33 1.8020 INE383A01012 The India Cements Ltd. Cement 208406 162.77 1.6421 INE647A01010 SRF Ltd Textile Products 14000 157.30 1.5922 INE498L01015 L&T Finance Holdings Ltd Finance 234879 156.78 1.5823 INE287B01021 Subros Ltd Auto Ancillaries 190665 148.24 1.5024 INE628A01036 United Phosphorous Ltd Pesticides 31864 146.03 1.4725 INE203G01019 Indraprastha Gas Ltd Gas 26903 128.45 1.3026 INE220B01022 Kalpataru Power Transmission Ltd Power 50000 127.08 1.2827 INE614A01028 Ramco Industries Ltd Cement 103277 116.81 1.1828 INE337A01034 LG Balakrishnan & Bros Ltd. Auto Ancillaries 25813 113.41 1.1429 INE878A01011 Alstom India Ltd Industrial Capital Goods 17347 107.48 1.0830 INE050A01025 Bombay Burmah Trading Corporation Ltd Consumer Non Durables 22001 105.88 1.0731 INE621L01012 Texmaco Rail And Engineering Ltd Industrial Capital Goods 91838 105.52 1.0632 INE716A01013 Whirlpool of India Ltd Consumer Durables 15728 103.07 1.0433 INE565A01014 Indian Overseas Bank Banks 268534 97.34 0.9834 INE611L01013 Indian Terrain Fashions Ltd Textile Products 4678 29.76 0.3035 INE089C01029 Sterlite Optical Technologies Ltd Industrial Products 32445 28.67 0.29

Sub Total 8239.58 83.11b) Derivative

1 NIFTY OPTION DEC 17-Call 8300 Index Option 95500 1206.17 12.17Sub Total 1206.17 12.17Total for Equity & Equity Related 9445.75 95.28B) Money Market Instrumentsa) Reverse Repo / CBLO 480.00 4.84Total for Money Market Instruments 480.00 4.84C) OthersCash & Other Net Current Assets -11.75 -0.12GRAND TOTAL 9913.99 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.8142 10.1378 10.7720 10.0601Growth 10.8142 10.1379 10.7720 10.0601d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - As per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 6.62%h) Repo in corporate debt - NIL

SUNDARAM VALUE FUND - SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE707A01012 Vindhya Telelinks Ltd Telecom - Equipment & Accessories25298 180.89 7.502 INE825A01012 Vardhman Textiles Ltd. Textiles - Cotton 13000 121.54 5.043 INE069A01017 Aditya Birla Nuvo Ltd Services 5450 116.85 4.844 INE918I01018 Bajaj Finserv Ltd Finance 5750 99.45 4.125 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 49000 83.67 3.476 INE286K01024 Techno Electric & Engineering Company Ltd Construction Project 15000 80.03 3.327 INE562A01011 Indian Bank Banks 54000 73.20 3.038 INE048G01018 Navin Flourine International Ltd Chemicals 6000 72.89 3.029 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 17771 71.47 2.9610 INE246F01010 Gujarat State Petronet Ltd Gas 60000 70.62 2.9311 INE018A01030 Larsen & Toubro Ltd Construction Project 4750 69.65 2.8912 INE092A01019 Tata Chemicals Ltd. Chemicals 17500 66.81 2.7713 INE589A01014 Neyveli Lignite Corporation Ltd Power 90000 65.12 2.7014 INE224A01026 Greaves Cotton Ltd. Industrial Products 50000 64.60 2.6815 INE034A01011 Arvind Ltd Textile Products 22750 63.55 2.6316 INE878A01011 Alstom India Ltd Industrial Capital Goods 10000 61.96 2.5717 INE510A01028 Engineers India Ltd Construction Project 30000 57.35 2.3818 INE155A01022 TATA Motors Ltd Auto 18400 54.94 2.2819 INE522F01014 Coal India Ltd Minerals/Mining 16683 54.65 2.2720 INE074A01025 Praj Industries Ltd Industrial Capital Goods 65000 53.92 2.2321 INE628A01036 United Phosphorous Ltd Pesticides 11750 53.85 2.2322 INE066P01011 INOX Wind Ltd Industrial Capital Goods 14617 52.45 2.1723 INE472A01039 Blue Star Ltd Consumer Durables 14064 49.66 2.0624 INE107A01015 Tamilnadu Newsprint and Papers Ltd Paper 27000 49.21 2.0425 INE036D01010 Karur Vysya Bank Ltd Banks 11000 49.20 2.0426 INE438A01022 Apollo Tyres Ltd Auto Ancillaries 26900 48.41 2.0127 INE337A01034 LG Balakrishnan & Bros Ltd. Auto Ancillaries 11000 48.33 2.0028 INE287B01021 Subros Ltd Auto Ancillaries 62000 48.21 2.0029 INE203G01019 Indraprastha Gas Ltd Gas 9900 47.27 1.9630 INE614A01028 Ramco Industries Ltd Cement 40387 45.68 1.8931 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 16400 44.07 1.8332 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 14500 43.62 1.8133 INE383A01012 India Cements Ltd Cement 55000 42.96 1.7834 INE085A01013 Chambal Fertilizers And Chemicals Ltd Fertilisers 71000 41.64 1.7335 INE917I01010 Bajaj Auto Auto 1650 38.15 1.5836 INE263A01016 Bharat Electronics Ltd Industrial Capital Goods 3300 37.47 1.5537 INE349A01021 NRB Bearings Ltd Industrial Products 17300 20.63 0.86

Total for Equity & Equity Related 2343.92 97.15B) Money Market Instrumentsa) Reverse Repo / CBLO 68.00 2.82Total for Money Market Instruments 68.00 2.82C) OthersCash & Other Net Current Assets 0.64 0.03GRAND TOTAL 2412.56 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 9.9642 10.2097 9.9406 10.1471Growth 9.9642 10.2097 9.9406 10.1471d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 49.81%h) Repo in corporate debt - NIL

SUNDARAM SELECT SMALL CAP SERIES - II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 194976 332.92 5.482 INE774D01024 Mahindra & Mahindra Financial Services Ltd. Finance 104009 248.95 4.103 INE891D01026 Redington India Ltd Trading 217941 240.06 3.954 INE513A01014 Fag Bearings India Ltd Industrial Products 5360 216.27 3.565 INE918I01018 Bajaj Finserv Ltd Finance 12405 214.54 3.536 INE203G01019 Indraprastha Gas Ltd Gas 44850 214.14 3.537 INE825A01012 Vardhman Textiles Ltd. Textiles - Cotton 21829 204.08 3.368 INE647A01010 SRF Ltd Textile Products 18140 203.82 3.369 INE331A01037 The Ramco Cements Ltd. Cement 59216 193.70 3.1910 INE211B01039 The Phoenix Mills Ltd Construction 59000 191.07 3.1511 INE171A01029 The Federal Bank Ltd. Banks 271434 173.58 2.8612 INE172A01027 Castrol India Ltd Petroleum Products 39188 173.43 2.8613 INE692A01016 Union Bank of India Banks 98781 173.06 2.8514 INE034A01011 Arvind Ltd Textile Products 60000 167.61 2.7615 INE180A01020 Max India Ltd Finance 32458 166.12 2.7316 INE036D01010 Karur Vysya Bank Ltd Banks 35346 158.08 2.6017 INE066P01011 INOX Wind Ltd Industrial Capital Goods 42585 152.79 2.5218 INE152A01029 Thermax Ltd Industrial Capital Goods 17532 149.34 2.4619 INE589A01014 Neyveli Lignite Corporation Ltd Power 205913 148.98 2.4520 INE428A01015 Allahabad Bank Banks 186550 143.18 2.3621 INE053A01029 The Indian Hotels Company Ltd. Hotels, Resorts And Other

Recreational Activities 163855 141.00 2.3222 INE628A01036 United Phosphorous Ltd Pesticides 29628 135.79 2.2423 INE599M01018 Just Dial Ltd Software 13777 135.50 2.2324 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 12169 127.68 2.1025 INE562A01011 Indian Bank Banks 92892 125.92 2.0726 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 44043 112.49 1.8527 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 67193 112.04 1.8428 INE802G01018 Jet Airways (India) Ltd Transportation 34378 111.51 1.8429 INE716A01013 Whirlpool of India Ltd Consumer Durables 16864 110.52 1.8230 INE486A01013 CESC Ltd Power 20614 106.54 1.75

31 INE169A01031 Coromandel International Ltd Fertilisers 68375 105.84 1.7432 INE208A01029 Ashok Leyland Ltd Auto 100185 92.42 1.5233 INE823G01014 J K Cement Ltd Cement 13499 88.20 1.4534 INE498L01015 L&T Finance Holdings Ltd Finance 129447 86.41 1.4235 INE055A01016 Century Textiles and Industries ltd Cement 16619 86.02 1.4236 INE010A01011 Prism Cement Ltd Cement 88151 78.54 1.2937 INE018I01017 MindTree Ltd Software 4712 71.36 1.1738 INE040H01021 Suzlon Energy Ltd. Industrial Capital Goods 302113 62.99 1.0439 INE280A01028 Titan Company Ltd. Consumer Durables 19767 62.83 1.0340 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 34533 53.75 0.8841 INE246F01010 Gujarat State Petronet Ltd Gas 43350 51.02 0.8442 INE356A01018 MphasiS Ltd. Software 11000 45.13 0.74

Total for Equity & Equity Related 5969.21 98.27B) Money Market Instrumentsa) Reverse Repo / CBLO 113.00 1.86Total for Money Market Instruments 113.00 1.86C) OthersCash & Other Net Current Assets -7.75 -0.13GRAND TOTAL 6074.47 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.4292 10.0930 10.3528 9.9782Growth 10.4292 10.0930 10.3528 9.9782d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 36.42%h) Repo in corporate debt - NIL

SUNDARAM SELECT SMALL CAP SERIES - III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE774D01024 Mahindra & Mahindra Financial Services Ltd. Finance 65448 156.65 4.112 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 91128 155.60 4.083 INE891D01026 Redington India Ltd Trading 133567 147.12 3.864 INE918I01018 Bajaj Finserv Ltd Finance 8197 141.77 3.725 INE203G01019 Indraprastha Gas Ltd Gas 27554 131.56 3.456 INE513A01014 Fag Bearings India Ltd Industrial Products 3200 129.12 3.397 INE825A01012 Vardhman Textiles Ltd. Textiles - Cotton 13521 126.41 3.328 INE647A01010 SRF Ltd Textile Products 11229 126.17 3.319 INE331A01037 The Ramco Cements Ltd. Cement 37223 121.76 3.1910 INE171A01029 The Federal Bank Ltd. Banks 174656 111.69 2.9311 INE692A01016 Union Bank of India Banks 62847 110.11 2.8912 INE172A01027 Castrol India Ltd Petroleum Products 24445 108.18 2.8413 INE180A01020 Max India Ltd Finance 19983 102.27 2.6814 INE036D01010 Karur Vysya Bank Ltd Banks 22340 99.92 2.6215 INE034A01011 Arvind Ltd Textile Products 35416 98.93 2.5916 INE066P01011 INOX Wind Ltd Industrial Capital Goods 27451 98.49 2.5817 INE589A01014 Neyveli Lignite Corporation Ltd Power 130226 94.22 2.4718 INE211B01039 The Phoenix Mills Ltd Construction 27978 90.61 2.3819 INE428A01015 Allahabad Bank Banks 114825 88.13 2.3120 INE053A01029 The Indian Hotels Company Ltd. Hotels, Resorts And Other

Recreational Activities 99293 85.44 2.2421 INE599M01018 Just Dial Ltd Software 8584 84.43 2.2122 INE628A01036 United Phosphorous Ltd Pesticides 18227 83.53 2.1923 INE486A01013 CESC Ltd Power 16069 83.05 2.1824 INE356A01018 MphasiS Ltd. Software 19645 80.59 2.1125 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 7396 77.60 2.0426 INE498L01015 L&T Finance Holdings Ltd Finance 110799 73.96 1.9427 INE528G01019 Yes Bank Ltd Banks 10038 73.25 1.9228 INE562A01011 Indian Bank Banks 51621 69.97 1.8429 INE802G01018 Jet Airways (India) Ltd Transportation 21573 69.97 1.8430 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 41438 69.10 1.8131 INE169A01031 Coromandel International Ltd Fertilisers 44572 69.00 1.8132 INE152A01029 Thermax Ltd Industrial Capital Goods 8055 68.61 1.8033 INE716A01013 Whirlpool of India Ltd Consumer Durables 10303 67.52 1.7734 INE280A01028 Titan Industries Ltd Consumer Durables 18397 58.47 1.5335 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 21876 55.87 1.4736 INE208A01029 Ashok Leyland Ltd Auto 57572 53.11 1.3937 INE823G01014 J K Cement Ltd Cement 8120 53.05 1.3938 INE055A01016 Century Textiles and Industries Ltd Cement 10221 52.90 1.3939 INE010A01011 Prism Cement Ltd Cement 56232 50.10 1.3140 INE018I01017 MindTree Ltd Software 2975 45.05 1.1841 INE040H01021 Suzlon Energy Ltd. Industrial Capital Goods 188154 39.23 1.0342 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 24498 38.13 1.0043 INE246F01010 Gujarat State Petronet Ltd Gas 26947 31.72 0.83

Total for Equity & Equity Related 3772.38 98.94B) Money Market Instrumentsa) Reverse Repo / CBLO 42.00 1.10Total for Money Market Instruments 42.00 1.10C) OthersCash & Other Net Current Assets -1.43 -0.04GRAND TOTAL 3812.95 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.0000 9.8964 10.0000 9.8369Growth 10.0000 9.8812 10.0000 9.8369d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 86.85%h) Repo in corporate debt - NIL

SUNDARAM SELECT SMALL CAP SERIES - IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE067A01029 Crompton Greaves Ltd Industrial Capital Goods 98332 167.90 4.182 INE774D01024 Mahindra & Mahindra Financial Services Ltd. Finance 69011 165.18 4.113 INE891D01026 Redington India Ltd Trading 141187 155.52 3.874 INE918I01018 Bajaj Finserv Ltd Finance 8286 143.31 3.575 INE513A01014 Fag Bearings India Ltd Industrial Products 3500 141.22 3.526 INE203G01019 Indraprastha Gas Ltd Gas 29037 138.64 3.457 INE647A01010 SRF Ltd Textile Products 11862 133.28 3.328 INE825A01012 Vardhman Textiles Ltd. Textiles - Cotton 14211 132.86 3.319 INE331A01037 The Ramco Cements Ltd. Cement 39000 127.57 3.1810 INE692A01016 Union Bank of India Banks 68669 120.31 3.0011 INE171A01029 The Federal Bank Ltd. Banks 184442 117.95 2.9412 INE172A01027 Castrol India Ltd Petroleum Products 25749 113.95 2.8413 INE034A01011 Arvind Ltd Textile Products 40000 111.74 2.7814 INE180A01020 Max India Ltd Finance 21063 107.80 2.6815 INE036D01010 Karur Vysya Bank Ltd Banks 23688 105.94 2.6416 INE066P01011 INOX Wind Ltd Industrial Capital Goods 28905 103.71 2.5817 INE589A01014 Neyveli Lignite Corporation Ltd Power 142643 103.20 2.5718 INE211B01039 The Phoenix Mills Ltd Construction 29560 95.73 2.3819 INE428A01015 Allahabad Bank Banks 121151 92.98 2.3220 INE053A01029 The Indian Hotels Company Ltd. Hotels, Resorts And Other

Recreational Activities 105902 91.13 2.2721 INE152A01029 Thermax Ltd Industrial Capital Goods 10608 90.36 2.2522 INE628A01036 United Phosphorous Ltd Pesticides 19206 88.02 2.1923 INE486A01013 CESC Ltd Power 16938 87.54 2.1824 INE356A01018 MPhasis BFL Ltd Software 21177 86.88 2.1625 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 7796 81.80 2.0426 INE498L01015 L&T Finance Holdings Ltd Finance 116779 77.95 1.9427 INE528G01019 Yes Bank Ltd Banks 10581 77.21 1.9228 INE599M01018 Just Dial Ltd Software 7500 73.77 1.8429 INE562A01011 Indian Bank Banks 54414 73.76 1.8430 INE802G01018 Jet Airways (India) Ltd Transportation 22627 73.39 1.8331 INE169A01031 Coromandel International Ltd Fertilisers 46628 72.18 1.8032 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 43205 72.04 1.7933 INE716A01013 Whirlpool of India Ltd Consumer Durables 10862 71.18 1.7734 INE280A01028 Titan Company Ltd. Consumer Durables 19411 61.70 1.5435 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 23018 58.79 1.4636 INE208A01029 Ashok Leyland Ltd Auto 60815 56.10 1.4037 INE823G01014 J K Cement Ltd Cement 8560 55.93 1.3938 INE055A01016 Century Textiles and Industries ltd Cement 10763 55.71 1.3939 INE010A01011 Prism Cement Ltd Cement 59400 52.93 1.32

www.sundarammutual.com

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 6)

www.sundarammutual.com

40 INE018I01017 MindTree Ltd Software 3140 47.55 1.1841 INE040H01021 Suzlon Energy Ltd. Industrial Capital Goods 200365 41.78 1.0442 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 26037 40.53 1.0143 INE246F01010 Gujarat State Petronet Ltd Gas 28423 33.45 0.83

Total for Equity & Equity Related 4000.47 99.60B) Money Market Instrumentsa) Reverse Repo / CBLO 18.00 0.45Total for Money Market Instruments 18.00 0.45C) OthersCash & Other Net Current Assets -1.96 -0.05GRAND TOTAL 4016.50 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 17/04/15 30/09/15 17/04/15 30/09/15Dividend 10.0000 9.8251 10.0000 9.7947Growth 10.0000 9.8251 10.0000 9.7947d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Portfolio Turnover Ratio - 9.92%h) Repo in corporate debt - NIL

SUNDARAM WORLD BRAND FUND SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Foreign Securities(a) American Depository Receipt

1 US8923313071 Toyota Motor Corp Automotive 2740 211.26 4.752 US4381283088 Honda Motor Co Ltd Consumer Discretionary 6282 123.48 2.783 US4258831050 Hennes & Mauritz Ab-B Shs Consumer Discretionary 22785 108.30 2.444 US4042804066 HSBC Holdings Plc Banking 2884 71.82 1.625 US5024413065 LVMH Moet Hennessy Louis Vuitton Consumer Discretionary 1197 26.76 0.60

Sub Total 541.63 12.18(b) Overseas Equity Shares

1 US38259P5089 Google Inc-Cl A Internet / Intranet 636 266.91 6.002 US5949181045 Microsoft Corporation Computers - Software 8131 236.59 5.323 US5801351017 Mcdonald'S Corporation Restaurant 3595 232.87 5.244 US3696041033 General Electric Company Diversified Manufacturing 13842 229.50 5.165 US0378331005 Apple Inc Manufacturing 3154 228.71 5.146 US0231351067 Amazon.Com Inc Product Distribution 673 226.48 5.097 US1912161007 Coca-Cola Company Beverage 8445 222.74 5.018 US4592001014 International Business Machines Corp Computer Services 2151 205.00 4.619 DE0005190003 Bayerische Motoren Werke Ag Automobile Industry 2823 165.03 3.7110 DE0007100000 Daimler Ag-Registered Shares Consumer Discretionary 3080 147.40 3.3211 US4581401001 Intel Corporation Electronic Compon/Instruments 6851 135.75 3.0512 US2546871060 The Walt Disney Company Media & Broadcasting 2012 135.18 3.0413 US17275R1023 Cisco Systems Inc Networking 7429 128.20 2.8814 US7427181091 Procter & Gamble Co Consumer Staples 2600 122.97 2.7715 FR0000121014 Lvmh Moet Hennessy Louis Vuitton Sa Consumer Discretionary 1073 120.52 2.7116 US68389X1054 Oracle Corporation Software & Services 4936 117.21 2.6417 US6541061031 Nike Inc Footware 1434 115.93 2.6118 US4282361033 Hewlett-Packard Company Information Technology 6817 114.77 2.5819 US30303M1027 Facebook Inc Internet / Intranet 1718 101.54 2.2820 US4878361082 Kellogg Co Food N Staples Retailing 2195 96.03 2.1621 US9113121068 United Parcel Service Inc Courier 1478 95.89 2.1622 US7134481081 Pepsico Inc Beverage 1469 91.07 2.0523 US0258161092 American Express Company Financials 1824 88.89 2.0024 DE0007164600 Sap Se Information Technology 2031 86.85 1.9525 US70450Y1038 Paypal Holdings Inc-W/I Software & Services 2476 50.53 1.1426 US2786421030 Ebay Inc Commerce 2476 39.78 0.8927 DE0007100000 Daimler Ag-Registered Shares Consumer Discretionary 676 32.38 0.73

Sub Total 3834.73 86.25Total for Foreign Securities 4376.36 98.43B) Money Market Instrumentsa) Reverse REPO / CBLO 27.00 0.61Total for Money Market Instruments 27.00 0.61C) OthersCash & Other net current assets 42.83 0.96Sub Total 42.83 0.96GRAND TOTAL 4446.19 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.0718 9.9793 10.0144 9.8752Growth 10.0718 9.9793 10.0144 9.8752d) Dividend declared during the period (` per unit) - Nile) Bonus declared during the period (` per unit) - Nilf) Total outstanding exposure in derivative instruments at the end of the period - Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period - Rs 4376.36 Lacsh) Portfolio Turnover Ratio - 0.01i) Investment in repo in corporate debt - Nil

SUNDARAM WORLD BRAND FUND SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Foreign Securities(a) American Depository Receipt

1 US8923313071 Toyota Motor Corp Automotive 2464 189.98 4.752 US4381283088 Honda Motor Co Ltd Consumer Discretionary 5684 111.73 2.793 US4258831050 Hennes & Mauritz Ab-B Shs Consumer Discretionary 20490 97.39 2.434 US4042804066 Hsbc Holdings Plc Banking 2593 64.57 1.615 US5024413065 Lvmh Moet Hennessy Louis Vuitton Consumer Discretionary 1077 24.08 0.60

Sub Total 487.75 12.19(b) Overseas Equity Shares

1 US38259P5089 Google Inc-Cl A Internet / Intranet 575 241.31 6.032 US5949181045 Microsoft Corporation Computers - Software 7310 212.70 5.323 US5801351017 Mcdonald'S Corporation Restaurant 3254 210.78 5.274 US3696041033 General Electric Company Diversified Manufacturing 12526 207.68 5.195 US0378331005 Apple Inc Manufacturing 2836 205.65 5.146 US0231351067 Amazon.Com Inc Product Distribution 605 203.60 5.097 US1912161007 Coca-Cola Company Beverage 7643 201.59 5.048 US4592001014 International Business Machines Corp Computer Services 1934 184.32 4.619 DE0005190003 Bayerische Motoren Werke Ag Automobile Industry 2389 139.66 3.4910 DE0007100000 Daimler Ag-Registered Shares Consumer Discretionary 2740 131.13 3.2811 US4581401001 Intel Corporation Electronic Compon/Instruments 6201 122.87 3.0712 US2546871060 The Walt Disney Company Media & Broadcasting 1820 122.28 3.0613 US17275R1023 Cisco Systems Inc Networking 6723 116.02 2.9014 US7427181091 Procter & Gamble Co Consumer Staples 2352 111.24 2.7815 FR0000121014 Lvmh Moet Hennessy Louis Vuitton Sa Consumer Discretionary 970 108.95 2.7216 US68389X1054 Oracle Corporation Software & Services 4468 106.10 2.6517 US6541061031 Nike Inc Footware 1298 104.93 2.6218 US4282361033 Hewlett-Packard Company Information Technology 6169 103.86 2.6019 US30303M1027 Facebook Inc Internet / Intranet 1554 91.84 2.3020 US9113121068 United Parcel Service Inc Courier 1337 86.75 2.1721 US4878361082 Kellogg Co Food N Staples Retailing 1973 86.32 2.1622 US7134481081 Pepsico Inc Beverage 1331 82.51 2.0623 US0258161092 American Express Company Financials 1650 80.41 2.0124 DE0007164600 Sap Se Information Technology 1827 78.13 1.9525 US70450Y1038 Paypal Holdings Inc-W/I Software & Services 2241 45.73 1.1426 US2786421030 Ebay Inc Commerce 2241 36.01 0.9027 DE0007100000 Daimler Ag-Registered Shares Consumer Discretionary 615 29.45 0.74

Sub Total 3451.83 86.28Total for Foreign Securities 3939.59 98.47B) Money Market InstrumentsCBLO / Reverse Repoa) Reverse REPO / CBLO 23.00 0.57Total for Money Market Instruments 23.00 0.57C) OthersCash & other Net current assets 38.30 0.96Sub Total 38.30 0.96GRAND TOTAL 4000.88 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.0749 9.9895 10.0199 9.8896Growth 10.0749 9.9895 10.0199 9.8896d) Dividend declared during the period (` per unit) - Nile) Bonus declared during the period (` per unit) - Nilf) Total outstanding exposure in derivative instruments at the end of the period - Nil

g) Total investments in foreign securities /ADR'S/GDR'S at the end of the period - Rs 3939.59 Lacsh) Portfolio Turnover Ratio - 0.01i) Investment in repo in corporate debt - Nil

SUNDARAM WORLD BRAND FUND SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV

A) Foreign Securities(a) American Depository Receipt

1 US8923313071 Toyota Motor Corp Automotive 1780 137.24 4.752 US4381283088 Honda Motor Co Ltd Consumer Discretionary 4079 80.18 2.783 US4258831050 Hennes & Mauritz Ab-B Shs Consumer Discretionary 14798 70.34 2.444 US4042804066 Hsbc Holdings Plc Banking 1873 46.64 1.625 US5024413065 Lvmh Moet Hennessy Louis Vuitton Consumer Discretionary 778 17.40 0.60

Sub Total 351.80 12.18(b) Overseas Equity Shares

1 US38259P5089 Google Inc-Cl A Internet / Intranet 413 173.33 6.002 US5949181045 Microsoft Corporation Computers - Software 5279 153.60 5.323 US5801351017 Mcdonald'S Corporation Restaurant 2335 151.25 5.244 US3696041033 General Electric Company Diversified Manufacturing 8987 149.01 5.165 US0378331005 Apple Inc Manufacturing 2048 148.51 5.146 US0231351067 Amazon.Com Inc Product Distribution 437 147.06 5.097 US1912161007 Coca-Cola Company Beverage 5484 144.64 5.018 US4592001014 International Business Machines Corp Computer Services 1397 133.14 4.619 DE0007100000 Daimler Ag-Registered Shares Consumer Discretionary 2423 115.96 4.0210 DE0005190003 Bayerische Motoren Werke Ag Automobile Industry 1833 107.16 3.7111 US4581401001 Intel Corporation Electronic Compon/ Instruments 4449 88.16 3.0512 US2546871060 The Walt Disney Company Media & Broadcasting 1306 87.75 3.0413 US17275R1023 Cisco Systems Inc Networking 4823 83.23 2.8814 US7427181091 Procter & Gamble Co Consumer Staples 1688 79.83 2.7615 FR0000121014 Lvmh Moet Hennessy Louis Vuitton Sa Consumer Discretionary 701 78.73 2.7316 US68389X1054 Oracle Corporation Software & Services 3206 76.13 2.6417 US6541061031 Nike Inc Footware 931 75.26 2.6118 US4282361033 Hewlett-Packard Company Information Technology 4427 74.54 2.5819 US30303M1027 Facebook Inc Internet / Intranet 1116 65.96 2.2820 US4878361082 Kellogg Co Food N Staples Retailing 1425 62.35 2.1621 US9113121068 United Parcel Service Inc Courier 959 62.22 2.1522 US7134481081 Pepsico Inc Beverage 954 59.14 2.0523 US0258161092 American Express Company Financials 1185 57.75 2.0024 DE0007164600 Sap Se Information Technology 1319 56.41 1.9525 US70450Y1038 Paypal Holdings Inc-W/I Software & Services 1608 32.81 1.1426 US2786421030 Ebay Inc Commerce 1608 25.84 0.89

Sub Total 2489.76 86.22Total for Foreign Securities 2841.56 98.40B) Money Market Instrumentsa) Reverse REPO / CBLO 17.00 0.59Total for Money Market Instruments 17.00 0.59C) OthersCash & Other Net Current Assets 29.07 1.01Sub Total 29.07 1.01GRAND TOTAL 2887.62 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 10.2002 10.1063 10.1510 10.0117Growth 10.2002 10.1063 10.1510 10.0117d) Dividend declared during the period (` per unit) - Nile) Bonus declared during the period (` per unit) - Nilf) Total outstanding exposure in derivative instruments at the end of the period - Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period - Rs 2841.56 Lacsh) Portfolio Turnover Ratio - 0.01i) Investment in repo in corporate debt - Nil

SUNDARAM BOND SAVER

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E08FQ1 Power Finance Corporation Ltd-8.94-25/03/2028** CRISIL AAA 50 527.69 2.262 INE895D07487 TATA Sons Ltd-9.30-19/06/2024** CRISIL AAA 50 526.92 2.263 INE636F07183 North Eastern Electric Power Corporation Ltd-9.60-01/10/2024** ICRA AA 50 522.85 2.244 INE110L08060 Reliance Jio Infocomm Ltd-9.00-21/01/2025** CRISIL AAA 50 506.67 2.175 INE038A07266 Hindalco Industries Ltd.-9.55-27/06/2022** CRISIL AA- 50 490.90 2.10

Sub Total 2575.02 11.04b) Govt Security

1 IN0020150028 7.88 Central Government Securities 19/03/2030 Sovereign 6000000 6096.00 26.132 IN0020150044 8.13 Central Government Securities 22/06/2045 Sovereign 4000000 4144.00 17.763 IN0020140045 8.40 Central Government Securities 28/07/2024 Sovereign 2500000 2604.75 11.164 IN0020140060 8.15 Central Government Securities 24/11/2026 Sovereign 2500000 2565.00 10.995 IN0020140011 8.60 Central Government Securities 02/06/2028 Sovereign 1500000 1594.05 6.836 IN2220150063 8.26 Maharashtra State Development Loan 12/08/2025 Sovereign 1000000 1016.67 4.367 IN2220130057 9.60 Maharashtra State Development Loan 14/08/2023 Sovereign 500000 544.75 2.338 IN0020150036 7.72 Central Government Securities 25/05/2025 Sovereign 500000 506.05 2.179 IN2220150022 8.14 Maharashtra State Development Loan 27/05/2025 Sovereign 500000 504.95 2.1610 IN2220140148 8.43 Maharashtra State Development Loan 12/11/2024 Sovereign 350000 358.78 1.5411 IN0020080050 6.83 Central Government Securities 19/01/2039 Sovereign 8200 7.34 0.03

Sub Total 19942.34 85.47Total for Debt Instruments 22517.36 96.51B) Money Market Instrumentsa) Reverse Repo / CBLO 416.00 1.78Total for Money Market Instruments 416.00 1.78C) OthersCash & Other Net Current Assets 399.14 1.71GRAND TOTAL 23332.49 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct Plan Regular plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend - - 11.1618 11.4882 - -Growth 41.0280 42.2810 39.9920 41.1612 45.1964 46.5175Bonus - - 13.6589 14.0582 13.7152 14.1161Annual Dividend 11.4136 11.7622 11.1528 11.4788 - -Halfyearly Dividend - - 11.1958 11.5232 - -Quarterly Dividend 17.7047 18.2454 - - - -d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 14.60 yrsh) Average Duration - 7.76 yrsi) Repo in corporate debt Nil

SUNDARAM MONEY FUND (Liquid Fund)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE752E07HP0 Power Grid Corporation of India Ltd-8.84-21/10/2015** CRISIL AAA 600 7502.52 1.822 INE202B07688 Dewan Housing Finance Corp Ltd-10.80-05/12/2015** CARE AAA 500 5020.61 1.223 INE155A08159 TATA Motors Ltd-9.05-30/10/2015** CARE AA 200 2001.77 0.49

Total for Debt Instruments 14524.89 3.52B) Money Market Instrumentsa) Certificate of Deposits

1 INE008A16XM0 IDBI Bank Ltd** CRISIL A1+ 29500 29294.26 7.112 INE565A16AD6 Indian Overseas Bank** CRISIL A1+ 29000 28825.32 6.993 INE608A16KE1 Punjab and Sind Bank** CRISIL A1+ 24500 24317.83 5.904 INE434A16JT2 Andhra Bank** CRISIL A1+ 20000 19768.45 4.805 INE608A16KD3 Punjab and Sind Bank** CRISIL A1+ 10000 9926.95 2.416 INE112A16IJ7 Corporation Bank** CRISIL A1+ 10000 9903.00 2.407 INE095A16RD8 IndusInd Bank Ltd** CRISIL A1+ 10000 9895.21 2.408 INE112A16HD2 Corporation Bank** CRISIL A1+ 9000 8948.73 2.179 INE476A16PJ1 Canara Bank** CRISIL A1+ 2500 2464.15 0.6010 INE008A16E68 IDBI Bank Ltd** CRISIL A1+ 500 497.79 0.1211 INE112A16HC4 Corporation Bank** CRISIL A1+ 500 497.26 0.1212 INE238A16B71 Axis Bank Ltd** CRISIL A1+ 500 495.22 0.12

Sub Total 144834.16 35.13b) Commercial Papers

1 INE508F14883 Rashtriya Ispat Nigam Ltd** CRISIL A1+ 7000 34707.23 8.422 INE572E14718 PNB Housing Finance** CRISIL A1+ 2000 9892.28 2.403 INE532F14TT6 Edelweiss Financial Services Ltd** CRISIL A1+ 2000 9869.09 2.394 INE532F14TY6 Edelweiss Financial Services Ltd** CRISIL A1+ 2000 9859.01 2.395 INE560K14348 PTC India Financial Services Ltd** CRISIL A1+ 2000 9857.63 2.396 INE001A14LQ6 Housing Development Finance Corporation Ltd** CRISIL A1+ 1800 8911.05 2.16

7 INE514E14IZ7 Export Import Bank of India** CRISIL A1+ 1780 8842.00 2.148 INE020E14ER1 STCI Finance Ltd ** CRISIL A1+ 1660 8227.83 2.009 INE759E14BD0 L & T Fin Corp Ltd** CRISIL A1+ 1600 7902.43 1.9210 INE001A14NW0 Housing Development Finance Corporation Ltd** CRISIL A1+ 1500 7430.81 1.8011 INE729N14426 TVS Credit Services Ltd** CRISIL A1+ 1500 7395.70 1.7912 INE909H14GZ6 TATA Motors Finance Ltd** CRISIL A1+ 1500 7366.27 1.7913 INE020E14EL4 STCI Finance Ltd ** CRISIL A1+ 1200 5966.86 1.4514 INE958G14QN0 Religare Finvest Ltd ** CRISIL A1+ 1000 4970.89 1.2115 INE958G14QW1 Religare Finvest Ltd ** CRISIL A1+ 1000 4963.04 1.2016 INE560K14322 PTC India Financial Services Ltd** CRISIL A1+ 1000 4956.01 1.2017 INE001A14NS8 Housing Development Finance Corporation Ltd** CRISIL A1+ 1000 4926.23 1.1918 INE233A14FP9 Godrej Industries Ltd** CRISIL A1+ 600 2993.26 0.7319 INE486H14383 Kribhco Shyam Fertilizers Ltd** CRISIL A1+ 500 2493.70 0.6020 INE001A14NF5 Housing Development Finance Corporation Ltd** CRISIL A1+ 500 2487.04 0.6021 INE306N14DP1 TATA Capital Financial Services Ltd** CRISIL A1+ 500 2478.49 0.6022 INE535H14EX9 Fullerton India Credit Company Ltd** IND A1+ 200 992.50 0.2423 INE387A14545 Sundaram Fasteners** CRISIL A1+ 200 990.91 0.2424 INE110L14506 Reliance Jio Infocomm Ltd** CRISIL A1+ 100 497.20 0.1225 INE580B14EH1 Gruh Finance Ltd** CRISIL A1+ 100 496.94 0.1226 INE110L14563 Reliance Jio Infocomm Ltd** CRISIL A1+ 100 494.31 0.12

Sub Total 169968.71 41.23c) Treasury Bills

1 IN002015X274 91 Days - T Bill 31/12/2015 Sovereign 45889500 45099.05 10.942 IN002015X183 91 Days - T Bill 29/10/2015 Sovereign 6500000 6463.64 1.573 IN002015X191 91 Days - T Bill 05/11/2015 Sovereign 6000000 5958.05 1.45

Sub Total 57520.74 13.95d) Reverse Repo / CBLO 48850.49 11.85Sub Total 48850.49 11.85Total for Money Market Instruments 421174.10 102.16C) Othersa) FDs with Commercial Banks

1 Corporation Bank 15000.00 3.642 Rabo Bank 5000.00 1.21

Sub Total 20000.00 4.85Cash & Other Net Current Assets -43447.03 -10.54GRAND TOTAL 412251.96 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Retail Plan Institutional Plan Regular PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Dividend - - 11.0020 11.4532 - - - -Growth 29.5168 30.7386 27.5489 28.6786 28.7473 29.9261 29.4792 30.6881Bonus 10.5633 11.0005 - - - - 10.5373 10.9694Daily Dividend 10.1025 10.1025 10.0953 10.0953 10.0953 10.0953 10.0953 10.0953Weekly Dividend 11.5722 11.4075 11.2911 11.3505 - - 11.3326 11.3922Fortnightly Dividend 25.6397 25.6542 10.8259 10.8319 - - 10.8492 10.8552Monthly Dividend 10.6515 10.6050 10.5228 10.4772 - - 10.5099 10.4643Quarterly Dividend - 30.6963 - - - - 29.4792 30.6885d) Dividend declared during the period (` per unit)

Direct plan Retail Plan Institutional Plan Regular PlanOptions/Plan Individual & HUF Others Individual & HUF Others Individual & HUF Others Individual & HUF Others Daily Dividend 0.29596 0.27423 0.29312 0.27160 0.29521 0.27353 0.29308 0.27155 Weekly Dividend 0.28318 - 0.28559 0.26460 - - 0.28660 0.26553 Fortnightly Dividend 0.74121 - 0.30747 0.28486 - - 0.31090 0.28804 Monthly Dividend 0.34493 - 0.33781 0.31297 - - 0.33740 0.31259 e) Bonus declared during the period - Nilf) Total outstanding exposure in derivative instruments at the end of the period - Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Average Maturity - 0.13 yrsi) Average Duration - 0.13 yrsj) Repo in corporate debt Nil

SUNDARAM ULTRA SHORT TERM FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE514E08EC7 Export Import Bank of India-8.63-27/10/2017** CRISIL AAA 2000 20005.73 10.292 INE688I07154 Capital First Ltd-9.40-27/12/2016 CARE AA+ 500 5011.54 2.583 INE148I07CY5 Indiabulls Housing Finance Ltd-9.10-24/10/2016 CARE AAA 500 5000.50 2.574 INE134E08GX5 Power Finance Corporation Ltd-8.36-26/02/2020** CRISIL AAA 450 4510.37 2.325 INE001A07NW4 Housing Development Finance Corporation Ltd-8.70-18/05/2020** CRISIL AAA 700 3531.53 1.826 INE306N07BY1 TATA Capital Financial Services Ltd-9.65-26/05/2016** CRISIL AA+ 300 3014.34 1.557 INE721A07HH0 Shriram Transport Finance Company Ltd-9.85-15/07/2017** CRISIL AA+ 260000 2635.07 1.368 INE306N07DJ8 TATA Capital Financial Services Ltd-9.66-26/09/2017** ICRA AA+ 250 2540.21 1.319 INE121A07HL5 Cholamandalam Investment and Finance

Company Ltd-9.7733-22/12/2015** ICRA AA 250 2511.13 1.2910 INE121A07IT6 Cholamandalam Investment and Finance

Company Ltd-9.5228-15/03/2017** ICRA AA 200 2014.50 1.0411 INE134E08GE5 Power Finance Corporation Ltd-9.30-26/08/2017** CRISIL AAA 150 1532.87 0.7912 INE202B07EG8 Dewan Housing Finance Corp Ltd-9.74-09/06/2017** CARE AAA 150 1511.53 0.7813 INE202B07AL6 Dewan Housing Finance Corp Ltd-0.00-25/04/2016** CARE AAA 118 1374.18 0.7114 INE202B07753 Dewan Housing Finance Corp Ltd-5.00-06/05/2016** CARE AAA 100 1131.41 0.5815 INE134E07406 Power Finance Corporation Ltd-9.81-07/10/2018** CRISIL AAA 104 1084.38 0.5616 INE115A07GF1 LIC Housing Finance Ltd-8.79-24/11/2017** CRISIL AAA 100 1007.21 0.5217 INE020B08948 Rural Electrification Corporation Ltd-8.37-14/08/2020 CRISIL AAA 100 1006.13 0.5218 INE148I07407 Indiabulls Housing Finance Ltd-10.80-10/12/2015 BWR AAA 100 1004.54 0.5219 INE134E08HU9 Power Finance Corporation Ltd-8.28-04/09/2018 CRISIL AAA 100 1002.70 0.5220 INE020B08468 Rural Electrification Corporation Ltd-8.80-29/11/2020** CRISIL AAA 50 511.63 0.2621 INE134E08FD9 Power Finance Corporation Ltd-8.72-08/02/2018** CRISIL AAA 50 505.62 0.2622 INE134E08HP9 Power Finance Corporation Ltd-8.53-24/07/2020 CRISIL AAA 50 504.25 0.2623 INE134E08HB9 Power Finance Corporation Ltd-8.40-19/06/2018** CRISIL AAA 50 503.00 0.2624 INE296A07BD5 Bajaj Finance Ltd-9.85-25/04/2016** CRISIL AA+ 50 502.51 0.2625 INE752E07ME4 Power Grid Corporation of India Ltd-8.20-23/01/2020** CRISIL AAA 50 500.72 0.2626 INE031A09FH4 Housing and Urban Development Corp. Ltd-8.92-02/11/2017** CRISIL AAA 50 500.21 0.2627 INE861G07094 Food Corp Of India-7.58-16/12/2015** CRISIL AAA 50 499.74 0.2628 INE115A07EH2 LIC Housing Finance Ltd-10.60-06/09/2016 CRISIL AAA 27 275.21 0.1429 INE115A07DJ0 LIC Housing Finance Ltd-9.39-02/12/2015** CRISIL AAA 18 180.40 0.09

Total for Debt Instruments 65913.15 33.90B) Money Market Instrumentsa) Certificate of Deposits

1 INE476A16PS2 Canara Bank** CRISIL A1+ 15000 14574.24 7.502 INE112A16HM3 Corporation Bank** CRISIL A1+ 10000 9709.24 4.993 INE112A16HH3 Corporation Bank** CRISIL A1+ 7500 7398.26 3.804 INE095A16QD0 IndusInd Bank Ltd** CRISIL A1+ 7500 7282.70 3.755 INE476A16PR4 Canara Bank** CRISIL A1+ 5000 4857.14 2.506 INE476A16PQ6 Canara Bank** CRISIL A1+ 2500 2430.45 1.257 INE503A16CZ6 Development Credit Bank Ltd** CRISIL A1+ 2500 2422.91 1.258 INE476A16PX2 Canara Bank** CRISIL A1+ 1020 990.24 0.519 INE434A16KY0 Andhra Bank** IND A1+ 240 232.31 0.12

Sub Total 49897.49 25.66b) Commercial Papers

1 INE205A14CG3 Vedanta Ltd** CRISIL A1+ 2000 9822.69 5.052 INE532F14RR4 Edelweiss Financial Services Ltd** CRISIL A1+ 2000 9694.63 4.993 INE804I14JC0 ECL Finance Ltd** CRISIL A1+ 1700 8234.81 4.244 INE165K14122 Jhajjar Power LTD** CRISIL A1+ 1000 4993.74 2.575 INE580B14EL3 Gruh Finance LTD** CRISIL A1+ 1000 4941.24 2.546 INE472A14EL5 Blue Star Ltd** CARE A1+ 1000 4933.49 2.547 INE657K14DG2 RHC Holding Private Ltd** CARE A1 1000 4881.05 2.518 INE094O14662 Daimler Financial Services India P Ltd** IND A1+ 1000 4718.51 2.439 INE179J14DC8 Birla Tmt Holdings Private Ltd** CRISIL A1+ 1000 4637.89 2.3910 INE909H14HD1 TATA Motors Finance Ltd** CRISIL A1+ 600 2794.79 1.4411 INE349A14669 Nrb Bearings LTD** CRISIL A1+ 500 2476.46 1.2712 INE945G14FS9 Religare Securities Ltd** CRISIL A1+ 500 2463.47 1.2713 INE909H14GZ6 TATA Motors Finance Ltd** CRISIL A1+ 500 2455.42 1.2614 INE597H14EF6 TGS Investment & Trade Pvt Ltd** ICRA A1+ 500 2318.95 1.1915 INE020E14ER1 STCI Finance Ltd ** CRISIL A1+ 340 1685.22 0.8716 INE492E14CX4 National Engineering Industries Ltd** CRISIL A1+ 300 1481.70 0.7617 INE492E14CW6 National Engineering Industries Ltd** CRISIL A1+ 100 494.60 0.25

Sub Total 73028.63 37.56c) Reverse Repo / CBLO 2406.00 1.24Sub Total 2406.00 1.24Total for Money Market Instruments 125332.12 64.46C) OthersCash & Other Net Current Assets 3198.41 1.65GRAND TOTAL 194443.68 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct Plan Retail Plan Institutional Plan Regular PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Growth 19.3091 20.1385 17.6250 18.2511 18.5600 19.2473 19.1436 19.9124Bonus 11.0309 11.5043 - - - - 10.9592 11.3992

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 7)

Daily Dividend 10.0439 10.0439 10.0370 10.0370 10.0370 10.0370 10.0370 10.0370Weekly Dividend 11.5133 11.6281 11.3453 11.4442 11.4439 - 11.4733 11.5824Fortnightly Dividend 11.4599 11.3703 10.8500 10.8837 - - 10.9476 10.9823Monthly Dividend 10.9876 11.0019 10.6644 10.6753 10.7401 10.7518 10.8316 10.8444Quarterly Dividend 10.7311 11.1917 10.6092 10.9851 - - 10.7302 11.1610d) Dividend declared during the period (` per unit)

Direct Plan Retail Plan Institutional Plan Regular PlanOptions/Plan Individual & HUF Others Individual & HUF Others Individual & HUF Others Individual & HUF Others Daily Dividend 0.30490 0.28249 0.25248 0.23392 0.26372 0.24433 0.28548 0.26449 Weekly Dividend 0.26802 - 0.21488 0.19909 - 0.17260 0.24881 0.23052 Fortnightly Dividend 0.40075 - 0.24987 - - - 0.28634 - Monthly Dividend 0.32234 0.29864 0.25979 0.24069 0.27307 0.25299 0.29787 0.27598 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - As per Annexure-Ag) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Average Maturity - 0.93 yrsi) Average Duration - 0.63 yrsj) Repo in corporate debt Nil

SUNDARAM INCOME PLUS

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE202B07AW3 Dewan Housing Finance Corp Ltd-10.70-03/06/2016** CARE AAA 85 857.22 11.812 INE721A07GK6 Shriram Transport Finance Company Ltd-10.72-24/09/2016** CARE AA+ 50 508.57 7.013 INE148I07407 Indiabulls Housing Finance Ltd-10.8-10/12/2015 BWR AAA 50 502.27 6.924 INE148I07CY5 Indiabulls Housing Finance Ltd-9.1-24/10/2016 CARE AAA 50 500.05 6.895 INE202B07EG8 Dewan Housing Finance Corp Ltd-9.74-09/06/2017** CARE AAA 20 201.54 2.786 INE694L07040 Talwandi Sabo Power Ltd-9.70-18/09/2017** CRISIL AA 20 198.32 2.73

Total for Debt Instruments 2767.96 38.15B) Money Market Instrumentsa) Certificate of Deposits

1 INE434A16LC4 Andhra Bank** IND A1+ 1500 1449.97 19.982 INE705A16KX5 Vijaya Bank** CARE A1+ 1000 970.16 13.373 INE476A16PX2 Canara Bank** CRISIL A1+ 500 485.41 6.69

Sub Total 2905.54 40.05b) Reverse Repo / CBLO 113.00 1.56Sub Total 113.00 1.56Total for Money Market Instruments 3018.54 41.60C) OthersCash & Other Net Current Assets 1469.17 20.25GRAND TOTAL 7255.67 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 11.1291 11.3442 11.1271 11.3308Growth 20.5637 21.5180 20.5600 21.4966d) Dividend declared during the period (` per unit)

Direct plan Regular planOptions / Plan Individual & HUF Others Individual & HUF Others Dividend 0.21177 0.19620 0.21177 - e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Average Maturity - 0.65 yrsi) Average Duration - 0.60 yrsj) Repo in corporate debt Nil

SUNDARAM FLEXIBLE FUND SHORT TERM PLAN

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Money Market Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE112A16HM3 Corporation Bank** CRISIL A1+ 20000 19418.48 12.682 INE476A16PX2 Canara Bank** CRISIL A1+ 19490 18921.40 12.363 INE705A16KX5 Vijaya Bank** CARE A1+ 18570 18015.87 11.774 INE476A16PR4 Canara Bank** CRISIL A1+ 15000 14571.42 9.525 INE434A16LC4 Andhra Bank** IND A1+ 13500 13049.72 8.526 INE514E16AF1 Export Import Bank of India** CRISIL A1+ 12500 12076.90 7.897 INE008A16ZQ6 IDBI Bank Ltd** CRISIL A1+ 11600 11256.95 7.358 INE457A16GO0 Bank of Maharashtra** CRISIL A1+ 7500 7265.88 4.759 INE090A16V90 ICICI Bank Ltd** ICRA A1+ 5000 4863.75 3.1810 INE095A16QD0 IndusInd Bank Ltd** CRISIL A1+ 5000 4855.14 3.1711 INE705A16LE3 Vijaya Bank** CARE A1+ 5000 4845.17 3.1612 INE705A16LH6 Vijaya Bank** CARE A1+ 5000 4843.29 3.1613 INE112A16HO9 Corporation Bank** CRISIL A1+ 4610 4466.86 2.9214 INE008A16ZO1 IDBI Bank Ltd** CRISIL A1+ 2500 2425.13 1.5815 INE112A16HR2 Corporation Bank** CRISIL A1+ 2500 2420.98 1.5816 INE090A16X49 ICICI Bank Ltd** ICRA A1+ 2500 2419.82 1.5817 INE476A16QB6 Canara Bank** CRISIL A1+ 2500 2419.17 1.5818 INE434A16KY0 Andhra Bank** IND A1+ 2200 2129.49 1.3919 INE562A16HN7 Indian Bank** IND A1+ 1500 1454.54 0.9520 INE476A16PQ6 Canara Bank** CRISIL A1+ 1000 972.18 0.63

Sub Total 152692.13 99.73b) Reverse Repo / CBLO 440.00 0.29Sub Total 440.00 0.29Total for Money Market Instruments 153132.13 100.02B) OthersCash & Other Net Current Assets -27.45 -0.02GRAND TOTAL 153104.68 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Retail Plan Regular PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Growth 22.0897 23.0358 20.3057 21.0351 22.0322 22.9725Bonus 11.0515 11.5249 - - 11.1103 11.5844Daily Dividend 10.0519 10.0519 - - 10.0519 10.0519Weekly Dividend 10.5718 - - - 10.5762 10.6829Monthly Dividend 10.8065 10.7844 10.7044 10.6890 10.8027 10.7806d) Dividend declared during the period (` per unit)

Direct plan Retail Plan Regular PlanOptions / Plan Individual & HUF Others Individual & HUF Others Individual & HUF Others Daily Dividend 0.30457 - - - 0.30348 0.28118 Weekly Dividend 0.03505 - - - 0.24346 - Monthly Dividend 0.34274 - 0.28348 0.26264 0.34124 0.31616 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Average Maturity - 0.43 yrsi) Average Duration - 0.43 yrsj) Repo in corporate debt Nil

SUNDARAM FLEXIBLE FUND FLEXIBLE INCOME PLAN

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE752E07KN9 Power Grid Corporation of India Ltd-8.80-13/03/2023** CRISIL AAA 600 6207.02 15.722 INE020B08831 Rural Electrification Corporation Ltd-8.82-12/04/2023 CRISIL AAA 600 6196.99 15.693 INE134E08FN8 Power Finance Corporation Ltd-8.90-18/03/2023** CRISIL AAA 450 4662.51 11.814 INE936D07067 Reliance Utilities and Power Pvt Ltd-8.95-26/04/2023** CRISIL AAA 300 2992.59 7.585 INE941D07133 Reliance Ports and Terminals Ltd-8.45-12/06/2023** CRISIL AAA 300 2943.51 7.456 INE053F07603 Indian Railway Finance Corporation Ltd-8.83-25/03/2023** CRISIL AAA 250 2602.85 6.597 INE134E08FJ6 Power Finance Corporation Ltd-8.84-04/03/2023** CRISIL AAA 200 2065.51 5.238 INE514E08CK4 Export Import Bank of India-8.50-26/04/2023** CRISIL AAA 200 2039.22 5.169 INE895D08576 TATA Sons Ltd-8.32-21/05/2023** CRISIL AAA 200 1984.78 5.0310 INE514E08CI8 Export Import Bank of India-8.80-15/03/2023** CRISIL AAA 150 1553.46 3.9311 INE514E08CY5 Export Import Bank of India-9.58-04/10/2023** CRISIL AAA 100 1083.04 2.7412 INE514E08CQ1 Export Import Bank of India-8.50-08/07/2023** CRISIL AAA 100 1020.23 2.5813 INE020B08849 Rural Electrification Corporation Ltd-8.06-31/05/2023** CRISIL AAA 50 494.61 1.25

Sub Total 35846.31 90.78Total for Debt Instruments 35846.31 90.78B) Money Market Instrumentsa) Reverse Repo / CBLO 2148.00 5.44Sub Total 2148.00 5.44Total for Money Market Instruments 2148.00 5.44C) OthersCash & Other Net Current Assets 1492.98 3.78GRAND TOTAL 39487.29 100.00

** Thinly traded / Non Traded securities

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular Plan Institutional PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15 31/03/15 30/09/15Growth 19.4974 20.3251 19.4427 20.2519 - -Monthly Dividend 10.4702 10.4632 10.2352 10.2277 10.2353 -Annual Dividend - - 11.9461 12.4432 - -Quarterly Dividend - - 12.5807 13.1043 - -d) Dividend declared during the period (` per unit)

Direct Plan Regular plan Options/Plan Individual & HUF Others Individual & HUF Others Monthly Dividend 0.31760 - 0.30527 0.28283 e) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 7.14 yrsh) Average Duration - 4.91 yrsi) Repo in corporate debt Nil

SUNDARAM GILT FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Govt Security

1 IN0020150028 7.88 Central Government Securities 19/03/2030 Sovereign 1800000 1828.80 36.602 IN0020140045 8.40 Central Government Securities 28/07/2024 Sovereign 1000000 1041.90 20.853 IN0020150044 8.13 Central Government Securities 22/06/2045 Sovereign 1000000 1036.00 20.734 IN2220150063 8.26 Maharashtra State Development Loan 12/08/2025 Sovereign 500000 508.33 10.175 IN0020150036 7.72 Central Government Securities 25/05/2025 Sovereign 250000 253.03 5.066 IN2220140148 8.43 Maharashtra State Development Loan 12/11/2024 Sovereign 120800 123.83 2.48

Total for Debt Instruments 4791.89 95.90B) Money Market Instrumentsa) Reverse Repo / CBLO 47.00 0.94Total for Money Market Instruments 47.00 0.94C) OthersCash & Other Net Current Assets 157.77 3.16GRAND TOTAL 4996.66 100.00

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 11.3206 11.6974 11.1978 11.5416Growth 23.8394 24.6327 23.6668 24.3932d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 15.54 yrsh) Average Duration - 8.15 yrsi) Repo in corporate debt Nil

SUNDARAM SELECT DEBT SHORT TERM ASSET PLAN

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE202B07AW3 Dewan Housing Finance Corporation Ltd-10.70-03/06/2016** CARE AAA 550 5546.71 6.192 INE148I07CY5 Indiabulls Housing Finance Ltd-9.10-24/10/2016 CARE AAA 450 4500.45 5.033 INE721A07GK6 Shriram Transport Finance Company Ltd-10.72-24/09/2016** CARE AA+ 413 4200.82 4.694 INE636F07183 North Eastern Electric Power Corporation Ltd-9.60-01/10/2024** ICRA AA 290 3032.53 3.395 INE001A07NW4 Housing Development Finance Corporation Ltd-8.70-18/05/2020** CRISIL AAA 500 2522.52 2.826 INE121A07IT6 Cholamandalam Investment and Finance

Company Ltd-9.5228-15/03/2017** ICRA AA 250 2518.12 2.817 INE306N07GZ7 TATA Capital Financial Services Ltd-8.99-23/06/2017** CRISIL AA+ 250 2508.26 2.808 INE134E08HU9 Power Finance Corporation Ltd-8.28-04/09/2018 CRISIL AAA 250 2506.75 2.809 INE694L07057 Talwandi Sabo Power Ltd-9.27-10/11/2017** CRISIL AA 250 2456.44 2.7410 INE721A07FU7 Shriram Transport Finance Company Ltd-9.65-01/08/2016** CRISIL AA+ 205000 2063.60 2.3011 INE115A07EJ8 LIC Housing Finance Ltd-10.18-19/09/2016** CRISIL AAA 200 2033.68 2.2712 INE261F08469 National Bank for Agricultural & Rural

Development-8.19-08/06/2018** CRISIL AAA 200 2009.86 2.2413 INE202B07753 Dewan Housing Finance Corporation Ltd-5.00-06/05/2016** CARE AAA 150 1697.12 1.9014 INE134E08GC9 Power Finance Corporation Ltd-9.32-19/08/2017** CRISIL AAA 150 1532.96 1.7115 INE752E07HG9 Power Grid Corporation of India Ltd-8.64-08/07/2018** CRISIL AAA 102 1293.72 1.4416 INE134E07406 Power Finance Corporation Ltd-9.81-07/10/2018** CRISIL AAA 100 1042.67 1.1617 INE020B07IA8 Rural Electrification Corporation Ltd-9.63-05/02/2019** CRISIL AAA 100 1039.87 1.1618 INE115A07EH2 LIC Housing Finance Ltd-10.6-06/09/2016 CRISIL AAA 100 1019.31 1.1419 INE115A07ES9 LIC Housing Finance Ltd-9.69-11/01/2017** CARE AAA 100 1014.66 1.1320 INE721A07HH0 Shriram Transport Finance Company Ltd-9.85-15/07/2017** CRISIL AA+ 100000 1013.49 1.1321 INE110L08060 Reliance Jio Infocomm Ltd-9.00-21/01/2025** CRISIL AAA 100 1013.34 1.1322 INE134E08HB9 Power Finance Corporation Ltd-8.40-19/06/2018** CRISIL AAA 100 1006.00 1.1223 INE114A07919 Steel Authority of India Ltd-8.25-27/07/2018** IND AAA 100 1004.19 1.1224 INE001A07LU2 Housing Development Finance Corporation Ltd-9.75-10/10/2016** CRISIL AAA 63 638.31 0.7125 INE895D07479 TATA Sons Ltd-9.25-19/06/2019** CRISIL AAA 58 592.37 0.6626 INE752E07LQ0 Power Grid Corporation of India Ltd-9.30-04/09/2024** CRISIL AAA 50 535.63 0.6027 INE238A08286 UTI Bank Ltd-10.10-30/03/2017** ICRA AAA 50 512.90 0.5728 INE134E08GN6 Power Finance Corporation Ltd-8.96-21/10/2019 CRISIL AAA 50 510.67 0.5729 INE752E07LA4 Power Grid Corporation of India Ltd-8.70-15/07/2018** CRISIL AAA 50 508.13 0.5730 INE020B08815 Rural Electrification Corporation Ltd-8.70-01/02/2018** CRISIL AAA 50 506.36 0.5731 INE134E08HP9 Power Finance Corporation Ltd-8.53-24/07/2020 CRISIL AAA 50 504.25 0.5632 INE148I07407 Indiabulls Housing Finance Ltd-10.8-10/12/2015 BWR AAA 50 502.27 0.5633 INE134E08CK1 Power Finance Corporation Ltd-10.30-20/11/2019** CRISIL AAA 40 413.40 0.46

Sub Total 53801.35 60.08b) Govt Security

1 IN0020150028 7.88 Central Government Securities 19/03/2030 Sovereign 5000000 5080.00 5.672 IN0020150036 7.72 Central Government Securities 25/05/2025 Sovereign 4000000 4048.40 4.523 IN0020140045 8.40 Central Government Securities 28/07/2024 Sovereign 3000000 3125.70 3.494 IN0020150044 8.13 Central Government Securities 22/06/2045 Sovereign 3000000 3108.00 3.475 IN3120150088 8.27 Tamil Nadu State Development Loan 12/08/2025 Sovereign 2000000 2035.80 2.276 IN0020130053 9.20 Central Government Securities 30/09/2030 Sovereign 500000 557.55 0.627 IN2820150026 8.32 Punjab State Development Loan 13/05/2025 Sovereign 500000 509.50 0.578 IN2220150014 8.25 Maharashtra State Development Loan 13/05/2025 Sovereign 500000 508.40 0.579 IN1620140039 8.81 Haryana State Development Loan 09/07/2018 Sovereign 350000 358.24 0.40

Sub Total 19331.60 21.59Total for Debt Instruments 73132.94 81.66B) Money Market Instrumentsa) Certificate of Deposits

1 INE095A16QD0 IndusInd Bank Ltd** CRISIL A1+ 2500 2427.57 2.712 INE008A16A54 IDBI Bank Ltd** CRISIL A1+ 2500 2418.59 2.703 INE514E16AE4 Export Import Bank of India** CRISIL A1+ 1500 1451.74 1.624 INE476A16PX2 Canara Bank** CRISIL A1+ 500 485.41 0.54

Sub Total 6783.31 7.57b) Commercial Papers

1 INE094O14670 Daimler Financial Services India P Ltd** IND A1+ 500 2356.17 2.632 INE597H14EF6 TGS Investment & Trade Pvt Ltd** ICRA A1+ 500 2318.95 2.59

Sub Total 4675.11 5.22c) Reverse Repo / CBLO 67.00 0.07Sub Total 67.00 0.07Total for Money Market Instruments 11525.42 12.87C) OthersCash & Other Net Current Assets 4894.39 5.47GRAND TOTAL 89552.75 100.00

** Thinly traded/Non Traded SecuritiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 24.5505 25.6316 24.1855 25.1295Bonus 12.2177 12.7561 12.0772 12.5488Weekly Dividend 13.3104 13.5364 13.2168 13.4003Fortnightly Dividend 12.6338 12.7103 12.5806 12.6551Monthly Dividend 12.2907 12.3687 12.1561 12.2307Annual Dividend 10.9730 11.4561 10.9727 11.4011Halfyearly Dividend 11.1368 11.6315 11.0623 11.4943Quarterly Dividend 11.0115 11.2215 11.0958 11.2535d) Dividend declared during the period (` per unit)

Direct plan Regular planOptions / Plan Individual & HUF Others Individual & HUF Others Weekly Dividend 0.26055 0.11597 0.23480 0.21754 Fortnightly Dividend 0.33787 - 0.29395 - Quarterly Dividend 0.19501 - 0.19501 0.18068 Monthly Dividend 0.32644 0.30244 0.28232 0.09666 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - As per Annexure-Ag) Total investments in foreign securities /ADR'S/GDR'S at the end of the period - Nilh) Average Maturity - 4.69 yrsi) Average Duration - 2.92 yrsj) Repo in corporate debt - Nil

SUNDARAM MONTHLY INCOME PLAN - AGGRESSIVE

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 50000 158.98 1.79

2 INE233B01017 Blue Dart Express Ltd Transportation 2000 149.81 1.683 INE036D01010 Karur Vysya Bank Ltd Banks 30000 134.18 1.514 INE203G01019 Indraprastha Gas Ltd Gas 25000 119.36 1.345 INE438A01022 Apollo Tyres Ltd Auto Ancillaries 60000 107.97 1.216 INE066P01011 INOX Wind Ltd Industrial Capital

Goods 30000 107.64 1.217 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 10000 104.92 1.188 INE296A01016 Bajaj Finance Ltd Finance 2000 102.63 1.159 INE278M01019 Navkar Corporation Ltd Transport Related

Services 64505 102.27 1.1510 INE092A01019 Tata Chemicals Ltd. Chemicals 25000 95.44 1.0711 INE356A01018 MphasiS Ltd. Software 22000 90.26 1.0112 INE498L01015 L&T Finance Holdings Ltd Finance 130000 86.78 0.9813 INE067A01029 Crompton Greaves Ltd Industrial Capital

Goods 50000 85.38 0.9614 INE280A01028 Titan Company Ltd. Consumer Durables 25000 79.46 0.8915 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 30000 76.62 0.8616 INE415A01038 Hindustan Sanitaryware Indus Ltd Consumer Durables 15000 40.31 0.45

Total for Equity & Equity Related 1641.98 18.46B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE721A07GK6 Shriram Transport Finance Company Ltd-10.72-24/09/2016** CARE AA+ 102 1037.49 11.662 INE202B07AW3 Dewan Housing Finance Corp Ltd-10.70-03/06/2016** CARE AAA 98 988.32 11.113 INE694L07040 Talwandi Sabo Power Ltd-9.70-18/09/2017** CRISIL AA 60 594.95 6.694 INE895D08253 TATA Sons Ltd-8.97-15/07/2020** CRISIL AAA 50 509.24 5.725 INE121A07IT6 Cholamandalam Investment and Finance

Company Ltd-9.5228-15/03/2017** ICRA AA 50 503.62 5.666 INE636F07183 North Eastern Electric Power Corporation Ltd-9.60-01/10/2024** ICRA AA 40 418.28 4.707 INE296A07BD5 Bajaj Finance Ltd-9.85-25/04/2016** CRISIL AA+ 37 371.86 4.188 INE752E07GI7 Power Grid Corporation of India Ltd-8.90-25/02/2018** CRISIL AAA 26 330.81 3.729 INE020B07JB4 Rural Electrification Corporation Ltd-9.06-23/09/2017** CRISIL AAA 19 193.75 2.1810 INE134E08HR5 Power Finance Corporation Ltd-8.12-17/04/2017** CRISIL AAA 17 170.35 1.9111 INE296A07BC7 Bajaj Finance Ltd-9.90-25/04/2017** CRISIL AA+ 12 121.86 1.3712 INE557F08EW1 National Housing Bank -8.00-10/04/2018** CRISIL AAA 8 79.98 0.9013 INE001A07JC4 Housing Development Finance Corporation Ltd-9.50-13/08/2017** CRISIL AAA 7 71.30 0.80

Total for Debt Instruments 5391.81 60.61C) Money Market Instrumentsa) Certificate of Deposits

1 INE476A16PX2 Canara Bank** CRISIL A1+ 200 194.17 2.18Sub Total 194.17 2.18b) Reverse Repo / CBLO 1566.00 17.60Sub Total 1566.00 17.60Total for Money Market Instruments 1760.17 19.79D) OthersCash & Other Net Current Assets 102.17 1.15GRAND TOTAL 8896.13 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 15.0578 15.5247 14.9357 15.3836Monthly Dividend - - 12.9632 13.2519Halfyearly Dividend - - 12.5761 12.9532Quarterly Dividend 12.9534 13.2051 12.8976 13.1342d) Dividend declared during the period (˜` per unit)

Direct plan Regular PlanOptions / Plan Individual & HUF Others Individual & HUF Others Monthly Dividend - - 0.07223 0.06692 Quarterly Dividend 0.10834 - 0.10834 0.10038 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Average Maturity - 1.71 yrsi) Average Duration - 1.27 yrsj) Repo in corporate debt Nil

SUNDARAM MONTHLY INCOME PLAN - CONSERVATIVE

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE237A01028 Kotak Mahindra Bank Ltd Banks 2000 12.96 0.202 INE030A01027 Hindustan UniLever Ltd Consumer Non

Durables 1400 11.41 0.173 INE075A01022 Wipro Ltd Software 1750 10.46 0.164 INE101A01026 Mahindra & Mahindra Ltd Auto 800 10.11 0.155 INE018A01030 Larsen & Toubro Ltd Construction Project 500 7.33 0.11

Total for Equity & Equity Related 52.27 0.80B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07513 Power Finance Corporation Ltd-9.69-02/03/2019** CRISIL AAA 103 1070.53 16.402 INE121A07HX0 Cholamandalam Investment and Finance

Company Ltd-9.9022-28/06/2019** ICRA AA 100 1021.99 15.663 INE860H07466 Aditya Birla Finance Ltd-9.75-04/04/2019** IND AA+ 78 800.13 12.264 INE020B07IA8 Rural Electrification Corporation Ltd-9.63-05/02/2019** CRISIL AAA 57 592.73 9.085 INE476M07131 L&T Housing Finance Ltd-9.79-28/06/2019** ICRA AA+ 23 590.64 9.056 INE752E07ML9 Power Grid Corporation of India Ltd-8.4-27/05/2019** CRISIL AAA 50 502.90 7.717 INE310L07522 IOT Utkal Energy Services Ltd-9.843-20/06/2019** CRISIL AAA 430 458.03 7.028 INE752E07GK3 Power Grid Corporation of India Ltd-8.9-25/02/2020** CRISIL AAA 20 256.60 3.939 INE310L07514 IOT Utkal Energy Services Ltd-9.843-20/05/2019** CRISIL AAA 210 223.37 3.4210 INE514E08DA3 Export Import Bank of India-9.28-15/10/2018** CRISIL AAA 17 175.77 2.6911 INE134E08CK1 Power Finance Corporation Ltd-10.3-20/11/2019** CRISIL AAA 10 103.35 1.5812 INE296A07BB9 Bajaj Finance Ltd-10.00-25/04/2019** CRISIL AA+ 4 41.35 0.63

Total for Debt Instruments 5837.38 89.43C) Money Market Instrumentsa) Reverse Repo / CBLO 362.00 5.55Total for Money Market Instruments 362.00 5.55D) OthersCash & Other Net Current Assets 275.30 4.22GRAND TOTAL 6526.96 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 13.3803 13.9692 13.2087 13.7596Monthly Dividend - - 11.1654 11.5304Halfyearly Dividend - - 10.9234 11.3790Quarterly Dividend - 11.2122 10.9000 11.2035d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions / Plan Individual & HUF Others Individual & HUF Others Monthly Dividend - - 0.07223 - Quarterly Dividend 0.10834 - 0.10834 - e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Average Maturity - 3.60 yrsi) Average Duration - 2.914 yrsj) Repo in corporate debt Nil

SUNDARAM MONTHLY INCOME PLAN - MODERATE

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE010B01019 Cadila Healthcare Ltd Pharmaceuticals 3000 62.75 2.542 INE075A01022 Wipro Ltd Software 8000 47.83 1.933 INE090A01021 ICICI Bank Ltd Banks 17500 47.31 1.914 INE030A01027 Hindustan UniLever Ltd Consumer Non

Durables 5500 44.81 1.815 INE101A01026 Mahindra & Mahindra Ltd Auto 3500 44.23 1.796 INE018A01030 Larsen & Toubro Ltd Construction Project 3000 43.99 1.787 INE002A01018 Reliance Industries Ltd Petroleum Products 5000 43.12 1.748 INE079A01024 Gujarat Ambuja Cements Ltd Cement 13000 26.75 1.089 INE062A01020 State Bank of India Ltd Banks 10000 23.72 0.96

Sub Total 384.51 15.55Total for Equity & Equity Related 384.51 15.55

www.sundarammutual.com

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 8)

B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE202B07AL6 Dewan Housing Finance Corp Ltd-0.00-25/04/2016** CARE AAA 32 372.66 15.072 INE296A07BC7 Bajaj Finance Ltd-9.90-25/04/2017** CRISIL AA+ 33 335.11 13.563 INE694L07040 Talwandi Sabo Power Ltd-9.70-18/09/2017** CRISIL AA 30 297.47 12.034 INE134E08HR5 Power Finance Corporation Ltd-8.12-17/04/2017** CRISIL AAA 25 250.51 10.135 INE636F07183 North Eastern Electric Power Corporation Ltd-9.60-01/10/2024** ICRA AA 20 209.14 8.466 INE020B07CL8 Rural Electrification Corporation Ltd-7.85-14/03/2016** CRISIL AAA 13 130.17 5.277 INE667F08046 Sundaram BNP Paribas Home Finance Ltd-10.00-03/02/2017** CARE AA 11 111.37 4.518 INE445L08037 Nabha Power Ltd-9.35-07/09/2016** ICRA AAA 9 91.18 3.699 INE134E08GC9 Power Finance Corporation Ltd-9.32-19/08/2017** CRISIL AAA 5 51.10 2.07

Total for Debt Instruments 1848.72 74.78C) Money Market Instrumentsa) Reverse Repo / CBLO 199.00 8.05Total for Money Market Instruments 199.00 8.05D) OthersCash & Other Net Current Assets 39.88 1.61GRAND TOTAL 2472.11 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 20.0582 20.3470 19.6863 19.8801Bonus - - 13.1179 13.2470Monthly Dividend 11.8357 11.9055 11.6627 11.6771Halfyearly Dividend - - 10.8659 10.9729Quarterly Dividend 10.9567 10.9637 10.8800 10.8364d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions / Plan Individual & HUF Others Individual & HUF Others Monthly Dividend 0.07223 - 0.07223 0.06692 Quarterly Dividend 0.10834 - 0.10834 0.10038 e) Bonus declared during the period-Nilf) Total outstanding exposure in derivative instruments at the end of the period - NILg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilh) Average Maturity - 1.97 yrsi) Average Duration - 1.41 yrsj) Repo in corporate debt Nil

SUNDARAM CAPITAL PROTECTION ORIENTED FUND 5 YEARS (SERIES 2)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 15880 184.52 2.082 INE040A01026 HDFC Bank Ltd Banks 15810 168.98 1.903 INE001A01036 Housing Development Finance Corporation Ltd Finance 11845 143.65 1.624 INE090A01021 ICICI Bank Ltd Banks 49400 133.55 1.515 INE002A01018 Reliance Industries Ltd Petroleum Products 14273 123.08 1.396 INE018A01030 Larsen & Toubro Ltd Construction Project 8148 119.47 1.357 INE154A01025 ITC Ltd Consumer

Non Durables 33411 109.86 1.248 INE326A01037 Lupin Ltd. Pharmaceuticals 5300 107.80 1.229 INE467B01029 Tata Consultancy Service Ltd Software 3792 98.14 1.1110 INE062A01020 State Bank of India Ltd Banks 30090 71.36 0.8011 INE669C01036 Tech Mahindra Ltd Software 11812 65.83 0.7412 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 7174 62.30 0.7013 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 1482 61.69 0.7014 INE030A01027 Hindustan UniLever Ltd Consumer

Non Durables 6971 56.80 0.6415 INE585B01010 Maruti Suzuki India Ltd Auto 1113 52.15 0.5916 INE101A01026 Mahindra & Mahindra Ltd Auto 3897 49.25 0.5617 INE397D01024 Bharti Airtel Ltd Telecom - Services 14069 47.53 0.5418 INE860A01027 HCL Technologies Ltd Software 4744 46.59 0.5319 INE155A01022 TATA Motors Ltd Auto 15403 45.99 0.5220 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 4711 40.08 0.4521 INE075A01022 Wipro Ltd Software 6637 39.68 0.4522 INE237A01028 Kotak Mahindra Bank Ltd Banks 5834 37.81 0.4323 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 15935 36.55 0.4124 INE121J01017 Bharti Infratel Ltd Telecom -

Equipment & Accessories 8838 31.39 0.35

25 INE481G01011 Ultratech Cement Ltd Cement 1035 27.67 0.3126 INE059A01026 Cipla Ltd Pharmaceuticals 3654 23.24 0.2627 INE245A01021 Tata Power Company Ltd Power 35680 23.17 0.2628 INE158A01026 Hero Motocorp Ltd Auto 773 18.51 0.2129 INE522F01014 Coal India Ltd Minerals/Mining 5372 17.60 0.2030 INE669E01016 Idea Cellular Ltd Telecom - Services 11215 16.77 0.1931 INE129A01019 Gas Authority of India Ltd Gas 5010 15.15 0.1732 INE021A01026 Asian Paints Ltd Consumer

Non Durables 1758 14.80 0.1733 INE910H01017 Cairn India Ltd Oil 9608 14.73 0.1734 INE003A01024 Siemens Ltd Industrial

Capital Goods 1079 14.31 0.1635 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 3558 13.96 0.1636 INE081A01012 Tata Steel Ltd Ferrous Metals 5646 12.00 0.1437 INE160A01022 Punjab National Bank Banks 6490 8.65 0.1038 INE205A01025 Vedanta Ltd. Non - Ferrous Metals 8412 7.12 0.08

Total for Equity & Equity Related 2161.72 24.37B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE514E08985 Export Import Bank of India-9.20-06/03/2016** CRISIL AAA 120 1206.81 13.602 INE001A07GH9 Housing Development Finance Corporation Ltd-9.70-09/02/2016** CRISIL AAA 120 1205.47 13.593 INE752E07GG1 Power Grid Corporation of India Ltd-8.90-25/02/2016** CRISIL AAA 90 1129.60 12.734 INE895D08303 TATA Sons Ltd-9.90-24/02/2016** CRISIL AAA 107 1075.73 12.125 INE001A07KK5 Housing Development Finance Corporation Ltd-9.35-04/03/2016** CRISIL AAA 37 371.41 4.196 INE134E08883 Power Finance Corporation Ltd-7.60-30/12/2015** CRISIL AAA 35 349.88 3.947 INE115A07DJ0 LIC Housing Finance Ltd-9.39-02/12/2015** CRISIL AAA 12 120.27 1.368 INE094A07046 Hindustan Petroleum Corporation Ltd.-8.75-09/11/2015** CRISIL AAA 5 50.03 0.56

Total for Debt Instruments 5509.20 62.10C) Money Market Instrumentsa) Certificate of Deposits

1 INE476A16PX2 Canara Bank** CRISIL A1+ 890 864.04 9.74Sub Total 864.04 9.74b) Reverse Repo / CBLO 8.00 0.09Sub Total 8.00 0.09Total for Money Market Instruments 872.04 9.83D) OthersCash & Other Net Current Assets 329.24 3.71GRAND TOTAL 8872.20 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Regular planOptions / Plan 31/03/15 30/09/15Dividend 13.5228 13.6307Growth 13.5229 13.6308d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.28 yrsh) Average Duration - 0.26 yrsi) Repo in corporate debt Nil

SUNDARAM CAPITAL PROTECTION ORIENTED FUND 5 YEARS (SERIES 3)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 27048 314.28 2.202 INE040A01026 HDFC Bank Ltd Banks 27025 288.84 2.033 INE001A01036 Housing Development Finance Corporation Ltd Finance 21867 265.19 1.864 INE090A01021 ICICI Bank Ltd Banks 84465 228.35 1.605 INE018A01030 Larsen & Toubro Ltd Construction Project 13941 204.41 1.436 INE002A01018 Reliance Industries Ltd Petroleum Products 23683 204.22 1.437 INE154A01025 ITC Ltd Consumer

Non Durables 55958 183.99 1.298 INE467B01029 Tata Consultancy Service Ltd Software 6780 175.47 1.239 INE326A01037 Lupin Ltd. Pharmaceuticals 8412 171.10 1.2010 INE062A01020 State Bank of India Ltd Banks 57650 136.72 0.9611 INE669C01036 Tech Mahindra Ltd Software 19936 111.11 0.7812 INE585B01010 Maruti Suzuki India Ltd Auto 2269 106.32 0.7513 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 2512 104.56 0.73

14 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 11358 98.63 0.6915 INE030A01027 Hindustan UniLever Ltd Consumer

Non Durables 11075 90.23 0.6316 INE860A01027 HCL Technologies Ltd Software 8930 87.71 0.6217 INE101A01026 Mahindra & Mahindra Ltd Auto 6724 84.98 0.6018 INE397D01024 Bharti Airtel Ltd Telecom - Services 24945 84.28 0.5919 INE155A01022 TATA Motors Ltd Auto 27401 81.82 0.5720 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 31557 72.38 0.5121 INE121J01017 Bharti Infratel Ltd Telecom -

Equipment & Accessories 18319 65.07 0.46

22 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 7449 63.37 0.4423 INE075A01022 Wipro Ltd Software 10505 62.80 0.4424 INE237A01028 Kotak Mahindra Bank Ltd Banks 9210 59.69 0.4225 INE059A01026 Cipla Ltd Pharmaceuticals 6925 44.05 0.3126 INE481G01011 Ultratech Cement Ltd Cement 1644 43.95 0.3127 INE245A01021 Tata Power Company Ltd Power 56410 36.64 0.2628 INE522F01014 Coal India Ltd Minerals/Mining 9607 31.47 0.2229 INE158A01026 Hero Motocorp Ltd Auto 1271 30.43 0.2130 INE669E01016 Idea Cellular Ltd Telecom - Services 18904 28.26 0.2031 INE021A01026 Asian Paints Ltd Consumer

Non Durables 3208 27.00 0.1932 INE910H01017 Cairn India Ltd Oil 17310 26.54 0.1933 INE129A01019 Gas Authority of India Ltd Gas 7941 24.01 0.1734 INE003A01024 Siemens Ltd Industrial

Capital Goods 1706 22.62 0.1635 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 5666 22.24 0.1636 INE160A01022 Punjab National Bank Banks 15590 20.77 0.1537 INE081A01012 Tata Steel Ltd Ferrous Metals 9179 19.51 0.1438 INE205A01025 Vedanta Ltd. Non - Ferrous

Metals 13299 11.26 0.08Total for Equity & Equity Related 3734.28 26.19B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE975F07EO4 Kotak Mahindra Investments Ltd-0.00-07/11/2016** CRISIL AAA 220 2006.73 14.072 INE001A07HF1 Housing Development Finance Corporation Ltd-9.65-29/08/2016** CRISIL AAA 153 1548.79 10.863 INE115A07AX7 LIC Housing Finance Ltd-9.74-15/07/2016** CRISIL AAA 149 1506.28 10.564 INE134E07398 Power Finance Corporation Ltd-9.80-27/09/2016** CRISIL AAA 117 1192.32 8.365 INE020B08609 Rural Electrification Corporation Ltd-9.38-06/09/2016 CRISIL AAA 104 1054.76 7.406 INE261F09GO0 National Bank for Agricultural &

Rural Development-9.40-13/09/2016** CRISIL AAA 100 1015.45 7.127 INE134E08DT0 Power Finance Corporation Ltd-9.41-01/09/2016** CRISIL AAA 87 882.19 6.198 INE020B08583 Rural Electrification Corporation Ltd-9.45-10/08/2016** CRISIL AAA 31 314.44 2.219 INE001A07LU2 Housing Development Finance Corporation Ltd-9.75-10/10/2016** CRISIL AAA 30 303.96 2.1310 INE115A07EH2 LIC Housing Finance Ltd-10.6-06/09/2016 CRISIL AAA 9 91.74 0.64

Total for Debt Instruments 9916.65 69.55C) Money Market Instrumentsa) Reverse Repo / CBLO 467.00 3.28Total for Money Market Instruments 467.00 3.28D) OthersCash & Other Net Current Assets 140.96 0.99GRAND TOTAL 14258.89 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Regular planOptions / Plan 31/03/15 30/09/15Dividend 13.7699 13.8593Growth 13.7693 13.8588d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.66 yrsh) Average Duration - 0.61 yrsi) Repo in corporate debt Nil

SUNDARAM CAPITAL PROTECTION ORIENTED FUND 5 YEARS (SERIES 4)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 21316 247.68 2.212 INE040A01026 HDFC Bank Ltd Banks 21271 227.34 2.033 INE001A01036 Housing Development Finance Corporation Ltd Finance 16054 194.69 1.744 INE090A01021 ICICI Bank Ltd Banks 66500 179.78 1.615 INE018A01030 Larsen & Toubro Ltd Construction Project 11058 162.14 1.456 INE002A01018 Reliance Industries Ltd Petroleum Products 18679 161.07 1.447 INE154A01025 ITC Ltd Consumer

Non Durables 44794 147.28 1.328 INE467B01029 Tata Consultancy Service Ltd Software 5308 137.37 1.239 INE326A01037 Lupin Ltd. Pharmaceuticals 6624 134.73 1.2010 INE062A01020 State Bank of India Ltd Banks 45340 107.52 0.9611 INE669C01036 Tech Mahindra Ltd Software 15616 87.04 0.7812 INE585B01010 Maruti Suzuki India Ltd Auto 1792 83.97 0.7513 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 1979 82.37 0.7414 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 8842 76.78 0.6915 INE030A01027 Hindustan UniLever Ltd Consumer

Non Durables 8682 70.74 0.6316 INE860A01027 HCL Technologies Ltd Software 7058 69.32 0.6217 INE101A01026 Mahindra & Mahindra Ltd Auto 5280 66.73 0.6018 INE397D01024 Bharti Airtel Ltd Telecom - Services 19727 66.65 0.6019 INE155A01022 TATA Motors Ltd Auto 21453 64.06 0.5720 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 24857 57.01 0.5121 INE121J01017 Bharti Infratel Ltd Telecom -

Equipment & Accessories 14452 51.33 0.46

22 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 5908 50.26 0.4523 INE075A01022 Wipro Ltd Software 8308 49.67 0.4424 INE237A01028 Kotak Mahindra Bank Ltd Banks 7146 46.31 0.4125 INE059A01026 Cipla Ltd Pharmaceuticals 5456 34.70 0.3126 INE481G01011 Ultratech Cement Ltd Cement 1289 34.46 0.3127 INE245A01021 Tata Power Company Ltd Power 44740 29.06 0.2628 INE522F01014 Coal India Ltd Minerals/Mining 7583 24.84 0.2229 INE158A01026 Hero Motocorp Ltd Auto 1008 24.14 0.2230 INE669E01016 Idea Cellular Ltd Telecom - Services 14861 22.22 0.2031 INE021A01026 Asian Paints Ltd Consumer

Non Durables 2537 21.35 0.1932 INE910H01017 Cairn India Ltd Oil 13663 20.95 0.1933 INE003A01024 Siemens Ltd Industrial

Capital Goods 1450 19.23 0.1734 INE129A01019 Gas Authority of India Ltd Gas 6260 18.92 0.1735 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 4440 17.42 0.1636 INE160A01022 Punjab National Bank Banks 12275 16.36 0.1537 INE081A01012 Tata Steel Ltd Ferrous Metals 7243 15.40 0.1438 INE205A01025 Vedanta Ltd. Non - Ferrous

Metals 10548 8.93 0.08Total for Equity & Equity Related 2929.84 26.20B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE001A07HN5 Housing Development Finance Corporation Ltd-9.75-07/12/2016 CRISIL AAA 150 1521.99 13.612 INE134E07398 Power Finance Corporation Ltd-9.80-27/09/2016** CRISIL AAA 122 1243.27 11.123 INE020B08583 Rural Electrification Corporation Ltd-9.45-10/08/2016** CRISIL AAA 100 1014.33 9.074 INE115A07BO4 LIC Housing Finance Ltd-9.75-30/11/2016** CRISIL AAA 100 1013.91 9.075 INE895D08378 TATA Sons Ltd-9.75-19/07/2016** CRISIL AAA 100 1010.15 9.036 INE752E07HQ8 Power Grid Corporation of India Ltd-8.84-21/10/2016** CRISIL AAA 80 1010.04 9.037 INE001A07LU2 Housing Development Finance Corporation Ltd-9.75-10/10/2016** CRISIL AAA 50 506.60 4.538 INE261F09GO0 National Bank for Agricultural &

Rural Development-9.40-13/09/2016** CRISIL AAA 23 233.55 2.099 INE115A07EH2 LIC Housing Finance Ltd-10.60-06/09/2016 CRISIL AAA 5 50.97 0.4610 INE134E08FV1 Power Finance Corporation Ltd-8.27-25/06/2016** CRISIL AAA 5 50.17 0.45

Total for Debt Instruments 7654.99 68.45C) Money Market Instrumentsa) Reverse Repo / CBLO 197.00 1.76Total for Money Market Instruments 197.00 1.76D) OthersCash & Other Net Current Assets 400.98 3.59GRAND TOTAL 11182.81 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit)Regular plan

Options / Plan 31/03/15 30/09/15Dividend 13.6074 13.7017Growth 13.6074 13.7017d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.7 yrsh) Average Duration - 0.61 yrsi) Repo in corporate debt Nil

SUNDARAM CAPITAL PROTECTION ORIENTED FUND 3 YEARS (SERIES 9)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 12484 145.06 1.592 INE040A01026 HDFC Bank Ltd Banks 11894 127.12 1.393 INE001A01036 Housing Development Finance Corporation Ltd Finance 8824 107.01 1.174 INE090A01021 ICICI Bank Ltd Banks 37420 101.16 1.115 INE002A01018 Reliance Industries Ltd Petroleum Products 10588 91.30 1.006 INE154A01025 ITC Ltd Consumer

Non Durables 24782 81.48 0.897 INE018A01030 Larsen & Toubro Ltd Construction Project 5509 80.78 0.888 INE467B01029 Tata Consultancy Service Ltd Software 2908 75.26 0.829 INE326A01037 Lupin Ltd. Pharmaceuticals 3650 74.24 0.8110 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 1100 45.79 0.5011 INE585B01010 Maruti Suzuki India Ltd Auto 975 45.68 0.5012 INE669C01036 Tech Mahindra Ltd Software 7840 43.70 0.4813 INE075A01022 Wipro Ltd Software 7202 43.06 0.4714 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 4890 42.46 0.4715 INE121J01017 Bharti Infratel Ltd Telecom-Equipment

& Accessories 11375 40.40 0.4416 INE030A01027 Hindustan UniLever Ltd Consumer

Non Durables 4788 39.01 0.4317 INE860A01027 HCL Technologies Ltd Software 3818 37.50 0.4118 INE101A01026 Mahindra & Mahindra Ltd Auto 2945 37.22 0.4119 INE155A01022 TATA Motors Ltd Auto 11877 35.46 0.3920 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 14100 32.34 0.3521 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 3554 30.23 0.3322 INE397D01024 Bharti Airtel Ltd Telecom - Services 8000 27.03 0.3023 INE237A01028 Kotak Mahindra Bank Ltd Banks 3950 25.60 0.2824 INE062A01020 State Bank of India Ltd Banks 9800 23.24 0.2525 INE481G01011 Ultratech Cement Ltd Cement 713 19.06 0.2126 INE059A01026 Cipla Ltd Pharmaceuticals 2933 18.66 0.2027 INE245A01021 Tata Power Company Ltd Power 26914 17.48 0.1928 INE669E01016 Idea Cellular Ltd Telecom - Services 11427 17.08 0.1929 INE158A01026 Hero Motocorp Ltd Auto 593 14.20 0.1630 INE522F01014 Coal India Ltd Minerals/Mining 4204 13.77 0.1531 INE021A01026 Asian Paints Ltd Consumer

Non Durables 1420 11.95 0.1332 INE910H01017 Cairn India Ltd Oil 7672 11.77 0.1333 INE129A01019 Gas Authority of India Ltd Gas 3606 10.90 0.1234 INE160A01022 Punjab National Bank Banks 7500 9.99 0.1135 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 2456 9.64 0.1136 INE081A01012 Tata Steel Ltd Ferrous Metals 4292 9.12 0.1037 INE079A01024 Ambuja Cements Ltd. Cement 3573 7.35 0.0838 INE012A01025 ACC Ltd Cement 519 6.99 0.0839 INE205A01025 Vedanta Ltd. Non - Ferrous Metals 6345 5.37 0.06

Total for Equity & Equity Related 1615.49 17.70B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07471 Power Finance Corporation Ltd-9.58-05/12/2015 CRISIL AAA 150 1504.50 16.482 INE094A07046 Hindustan Petroleum Corporation Ltd.-8.75-09/11/2015** CRISIL AAA 145 1450.92 15.903 INE115A07DJ0 LIC Housing Finance Ltd-9.39-02/12/2015** CRISIL AAA 70 701.55 7.694 INE851M07028 Volkswagen Finance Private Ltd-9.70-23/11/2015** CRISIL AAA 50 500.63 5.485 INE115A07DC5 LIC Housing Finance Ltd-9.38-06/11/2015** CRISIL AAA 50 500.42 5.486 INE752E07HP0 Power Grid Corporation of India Ltd-8.84-21/10/2015** CRISIL AAA 20 250.08 2.74

Total for Debt Instruments 4908.10 53.77C) Money Market Instrumentsa) Certificate of Deposits

1 INE040A16AI9 HDFC Bank Ltd** CRISIL A1+ 500 498.90 5.47Sub Total 498.90 5.47b) Commercial Papers

1 INE514E14IZ7 Export Import Bank of India** CRISIL A1+ 220 1092.83 11.97Sub Total 1092.83 11.97c) Reverse Repo / CBLO 596.07 6.53Sub Total 596.07 6.53Total for Money Market Instruments 2187.80 23.97D) OthersCash & Other Net Current Assets 416.10 4.56GRAND TOTAL 9127.49 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Regular planOptions / Plan 31/03/15 30/09/15Dividend 12.1583 12.3272Growth 12.1588 12.3277d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.09 yrsh) Average Duration - 0.09 yrsi) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-A

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 6804 79.06 3.052 INE001A01036 Housing Development Finance Corporation Ltd Finance 5696 69.08 2.663 INE040A01026 HDFC Bank Ltd Banks 6383 68.22 2.634 INE090A01021 ICICI Bank Ltd Banks 21550 58.26 2.255 INE018A01030 Larsen & Toubro Ltd Construction Project 3783 55.47 2.146 INE467B01029 Tata Consultancy Service Ltd Software 1817 47.02 1.817 INE002A01018 Reliance Industries Ltd Petroleum Products 5198 44.82 1.738 INE154A01025 ITC Ltd Consumer Non

Durables 10521 34.59 1.339 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 3451 29.97 1.1510 INE237A01028 Kotak Mahindra Bank Ltd Banks 4068 26.36 1.0211 INE238A01034 Axis Bank Ltd Banks 5175 25.65 0.9912 INE062A01020 State Bank of India Ltd Banks 10690 25.35 0.9813 INE326A01037 Lupin Ltd. Pharmaceuticals 1124 22.86 0.8814 INE860A01027 HCL Technologies Ltd Software 2082 20.45 0.7915 INE397D01024 Bharti Airtel Ltd Telecom - Services 6000 20.27 0.7816 INE030A01027 Hindustan UniLever Ltd Consumer Non

Durables 2440 19.88 0.7717 INE585B01010 Maruti Suzuki India Ltd Auto 405 18.98 0.7318 INE669C01036 Tech Mahindra Ltd Software 3252 18.13 0.7019 INE155A01022 TATA Motors Ltd Auto 5322 15.89 0.6120 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 6800 15.60 0.6021 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 1771 15.07 0.5822 INE075A01022 Wipro Ltd Software 2419 14.46 0.5623 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 309 12.86 0.5024 INE021A01026 Asian Paints Ltd Consumer Non

Durables 1405 11.82 0.4625 INE101A01026 Mahindra & Mahindra Ltd Auto 898 11.35 0.4426 INE481G01011 Ultratech Cement Ltd Cement 344 9.20 0.3527 INE003A01024 Siemens Ltd Industrial Capital

Goods 597 7.92 0.3128 INE669E01016 Idea Cellular Ltd Telecom - Services 5225 7.81 0.3029 INE158A01026 Hero Motocorp Ltd Auto 290 6.94 0.2730 INE129A01019 Gas Authority of India Ltd Gas 1813 5.48 0.2131 INE160A01022 Punjab National Bank Banks 3760 5.01 0.1932 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 1249 4.90 0.1933 INE059A01026 Cipla Ltd Pharmaceuticals 750 4.77 0.1834 INE245A01021 Tata Power Company Ltd Power 7319 4.75 0.1835 INE028A01039 Bank Of Baroda Banks 2520 4.62 0.1836 INE079A01024 Ambuja Cements Ltd. Cement 2125 4.37 0.1737 INE012A01025 ACC Ltd Cement 308 4.15 0.1638 INE910H01017 Cairn India Ltd Oil 2322 3.56 0.1439 INE081A01012 Tata Steel Ltd Ferrous Metals 1283 2.73 0.11

www.sundarammutual.com

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 9)

40 INE205A01025 Vedanta Ltd. Non - Ferrous Metals 2579 2.18 0.0841 INE038A01020 Hindalco Industries Ltd. Non - Ferrous Metals 2776 1.97 0.08

Total for Equity & Equity Related 861.84 33.22B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE667F07BV8 Sundaram BNP Paribas Home Finance Ltd-0.00-08/08/2016** CARE AA+ 40 502.23 19.362 INE043D07BP9 Infrastructure Development

Finance Company Ltd-9.54-11/07/2016** ICRA AAA 44 444.17 17.123 INE306N07823 TATA Capital Financial Services Ltd-10.75-08/08/2016** CRISIL AA+ 40 406.54 15.674 INE134E08FV1 Power Finance Corporation Ltd-8.27-25/06/2016** CRISIL AAA 24 240.84 9.28

Total for Debt Instruments 1593.78 61.42C) Money Market Instrumentsa) Reverse Repo / CBLO 102.00 3.93Total for Money Market Instruments 102.00 3.93D) OthersCash & Other Net Current Assets 37.09 1.43GRAND TOTAL 2594.70 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 12.7836 12.7745 12.4704 12.4119Annual Dividend 12.7836 12.7745 12.4704 12.4119Halfyearly Dividend - - 12.4704 12.4119d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.5 yrsh) Average Duration - 0.46 yrsi) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-C

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 6616 76.87 3.042 INE040A01026 HDFC Bank Ltd Banks 6125 65.46 2.593 INE001A01036 Housing Development Finance Corporation Ltd Finance 4564 55.35 2.194 INE090A01021 ICICI Bank Ltd Banks 20270 54.80 2.175 INE002A01018 Reliance Industries Ltd Petroleum Products 5420 46.74 1.856 INE018A01030 Larsen & Toubro Ltd Construction Project 2985 43.77 1.737 INE154A01025 ITC Ltd Consumer Non

Durables 13210 43.43 1.728 INE467B01029 Tata Consultancy Service Ltd Software 1541 39.88 1.589 INE326A01037 Lupin Ltd. Pharmaceuticals 1428 29.05 1.1510 INE238A01034 Axis Bank Ltd Banks 5045 25.01 0.9911 INE062A01020 State Bank of India Ltd Banks 10170 24.12 0.9512 INE237A01028 Kotak Mahindra Bank Ltd Banks 3646 23.63 0.9313 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 2533 22.00 0.8714 INE860A01027 HCL Technologies Ltd Software 2046 20.09 0.7915 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 452 18.81 0.7416 INE669C01036 Tech Mahindra Ltd Software 3224 17.97 0.7117 INE030A01027 Hindustan UniLever Ltd Consumer Non

Durables 1996 16.26 0.6418 INE101A01026 Mahindra & Mahindra Ltd Auto 1213 15.33 0.6119 INE075A01022 Wipro Ltd Software 2502 14.96 0.5920 INE397D01024 Bharti Airtel Ltd Telecom - Services 4392 14.84 0.5921 INE155A01022 TATA Motors Ltd Auto 4709 14.06 0.5622 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 1650 14.04 0.5523 INE021A01026 Asian Paints Ltd Consumer Non

Durables 1026 8.63 0.3424 INE669E01016 Idea Cellular Ltd Telecom - Services 5295 7.92 0.3125 INE481G01011 Ultratech Cement Ltd Cement 295 7.89 0.3126 INE003A01024 Siemens Ltd Industrial Capital

Goods 582 7.72 0.3027 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 1588 6.23 0.2528 INE059A01026 Cipla Ltd Pharmaceuticals 975 6.20 0.2529 INE158A01026 Hero Motocorp Ltd Auto 250 5.99 0.2430 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 2500 5.73 0.2331 INE585B01010 Maruti Suzuki India Ltd Auto 100 4.69 0.1932 INE028A01039 Bank Of Baroda Banks 2460 4.51 0.1833 INE129A01019 Gas Authority of India Ltd Gas 1430 4.32 0.1734 INE079A01024 Ambuja Cements Ltd. Cement 2075 4.27 0.1735 INE012A01025 ACC Ltd Cement 301 4.05 0.1636 INE245A01021 Tata Power Company Ltd Power 6107 3.97 0.1637 INE522F01014 Coal India Ltd Minerals/Mining 1046 3.43 0.1438 INE160A01022 Punjab National Bank Banks 2545 3.39 0.1339 INE081A01012 Tata Steel Ltd Ferrous Metals 1545 3.28 0.1340 INE910H01017 Cairn India Ltd Oil 2136 3.28 0.1341 INE205A01025 Vedanta Ltd. Non - Ferrous Metals 2900 2.46 0.1042 INE038A01020 Hindalco Industries Ltd. Non - Ferrous Metals 2706 1.92 0.08

Total for Equity & Equity Related 796.33 31.47B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE694L07032 Talwandi Sabo Power Ltd-9.60-16/09/2016** CRISIL AA 49 487.96 19.282 INE001A07LU2 Housing Development Finance Corporation Ltd-9.75-10/10/2016** CRISIL AAA 45 455.94 18.023 INE134E07398 Power Finance Corporation Ltd-9.80-27/09/2016** CRISIL AAA 42 428.01 16.914 INE261F09GO0 National Bank for Agricultural & Rural

Development-9.40-13/09/2016** CRISIL AAA 10 101.55 4.015 INE020B07JA6 Rural Electrification Corporation Ltd-8.97-08/09/2016 CRISIL AAA 3 30.32 1.206 INE043D07BP9 Infrastructure Development

Finance Company Ltd-9.54-11/07/2016** ICRA AAA 3 30.28 1.207 INE721A07GK6 Shriram Transport Finance Company Ltd-10.72-24/09/2016** CARE AA+ 2 20.34 0.80

Total for Debt Instruments 1554.40 61.43C) Money Market Instrumentsa) Reverse Repo / CBLO 116.00 4.58Total for Money Market Instruments 116.00 4.58D) OthersCash & Other Net Current Assets 63.82 2.52GRAND TOTAL 2530.55 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 12.2920 12.4042 11.8932 11.8556Annual Dividend - - 11.8931 11.8556Halfyearly Dividend - - 11.8932 11.8556d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.61 yrsh) Average Duration - 0.54 yrsi) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-D

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 17016 197.72 3.182 INE040A01026 HDFC Bank Ltd Banks 16464 175.97 2.833 INE001A01036 Housing Development Finance Corporation Ltd Finance 13577 164.66 2.654 INE090A01021 ICICI Bank Ltd Banks 53555 144.79 2.335 INE018A01030 Larsen & Toubro Ltd Construction Project 9144 134.07 2.156 INE467B01029 Tata Consultancy Service Ltd Software 4516 116.88 1.887 INE002A01018 Reliance Industries Ltd Petroleum Products 13387 115.44 1.868 INE154A01025 ITC Ltd Consumer Non

Durables 25387 83.47 1.349 INE237A01028 Kotak Mahindra Bank Ltd Banks 9684 62.76 1.0110 INE238A01034 Axis Bank Ltd Banks 12515 62.03 1.0011 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 7058 61.29 0.9812 INE062A01020 State Bank of India Ltd Banks 24180 57.34 0.9213 INE669C01036 Tech Mahindra Ltd Software 10232 57.03 0.9214 INE030A01027 Hindustan UniLever Ltd Consumer Non

Durables 6988 56.93 0.9115 INE326A01037 Lupin Ltd. Pharmaceuticals 2675 54.41 0.8716 INE860A01027 HCL Technologies Ltd Software 5088 49.97 0.8017 INE155A01022 TATA Motors Ltd Auto 15377 45.92 0.7418 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 4649 39.55 0.6419 INE075A01022 Wipro Ltd Software 6331 37.85 0.6120 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 873 36.34 0.58

21 INE397D01024 Bharti Airtel Ltd Telecom - Services 10583 35.75 0.5722 INE101A01026 Mahindra & Mahindra Ltd Auto 2547 32.19 0.5223 INE481G01011 Ultratech Cement Ltd Cement 1027 27.46 0.4424 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 11000 25.23 0.4125 INE585B01010 Maruti Suzuki India Ltd Auto 525 24.60 0.4026 INE669E01016 Idea Cellular Ltd Telecom - Services 13238 19.79 0.3227 INE003A01024 Siemens Ltd Industrial Capital

Goods 1443 19.13 0.3128 INE160A01022 Punjab National Bank Banks 13695 18.25 0.2929 INE021A01026 Asian Paints Ltd Consumer Non

Durables 1801 15.16 0.2430 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 3541 13.90 0.2231 INE129A01019 Gas Authority of India Ltd Gas 4425 13.38 0.2132 INE158A01026 Hero Motocorp Ltd Auto 533 12.76 0.2133 INE245A01021 Tata Power Company Ltd Power 19217 12.48 0.2034 INE028A01039 Bank Of Baroda Banks 6100 11.18 0.1835 INE079A01024 Ambuja Cements Ltd. Cement 5146 10.59 0.1736 INE012A01025 ACC Ltd Cement 745 10.03 0.1637 INE910H01017 Cairn India Ltd Oil 5642 8.65 0.1438 INE081A01012 Tata Steel Ltd Ferrous Metals 3622 7.70 0.1239 INE205A01025 Vedanta Ltd. Non - Ferrous Metals 7279 6.17 0.1040 INE038A01020 Hindalco Industries Ltd. Non - Ferrous Metals 6709 4.75 0.08

Total for Equity & Equity Related 2083.55 33.48B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE694L07032 Talwandi Sabo Power Ltd-9.60-16/09/2016** CRISIL AA 110 1095.43 17.602 INE296A07948 Bajaj Finance Ltd-10.05-22/12/2016** ICRA AA+ 105 1065.48 17.123 INE134E07398 Power Finance Corporation Ltd-9.80-27/09/2016** CRISIL AAA 92 937.55 15.074 INE001A07LU2 Housing Development Finance Corporation Ltd-9.75-10/10/2016** CRISIL AAA 38 385.01 6.195 INE202B07FE0 Dewan Housing Finance Corp Ltd-0.00-23/12/2016 CARE AAA 20 205.08 3.306 INE261F09GO0 National Bank for Agricultural & Rural

Development-9.40-13/09/2016** CRISIL AAA 10 101.55 1.63Total for Debt Instruments 3790.09 60.91C) Money Market Instrumentsa) Reverse Repo / CBLO 212.00 3.41Total for Money Market Instruments 212.00 3.41D) OthersCash & Other Net Current Assets 136.93 2.20GRAND TOTAL 6222.57 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 12.1182 12.0872 11.8266 11.7471Annual 12.1030 12.0723 11.8267 11.7473Halfyearly 12.1015 12.0707 11.8267 11.7473d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.65 yrsh) Average Duration - 0.58 yrsi) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-F

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE001A01036 Housing Development Finance Corporation Ltd Finance 7134 86.52 2.732 INE040A01026 HDFC Bank Ltd Banks 8066 86.21 2.723 INE090A01021 ICICI Bank Ltd Banks 26025 70.36 2.224 INE018A01030 Larsen & Toubro Ltd Construction Project 4547 66.67 2.105 INE009A01021 Infosys Ltd Software 5452 63.35 2.006 INE002A01018 Reliance Industries Ltd Petroleum Products 6688 57.67 1.827 INE154A01025 ITC Ltd Consumer Non

Durables 16845 55.39 1.758 INE467B01029 Tata Consultancy Service Ltd Software 1824 47.21 1.499 INE237A01028 Kotak Mahindra Bank Ltd Banks 5792 37.54 1.1810 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 3739 32.47 1.0211 INE238A01034 Axis Bank Ltd Banks 6320 31.33 0.9912 INE062A01020 State Bank of India Ltd Banks 12690 30.09 0.9513 INE059A01026 Cipla Ltd Pharmaceuticals 4534 28.84 0.9114 INE326A01037 Lupin Laboratories Ltd Pharmaceuticals 1347 27.40 0.8615 INE030A01027 Hindustan UniLever Ltd Consumer Non

Durables 3345 27.25 0.8616 INE101A01026 Mahindra & Mahindra Ltd Auto 1956 24.72 0.7817 INE585B01010 Maruti Suzuki India Ltd Auto 523 24.51 0.7718 INE075A01022 Wipro Ltd Software 3981 23.80 0.7519 INE155A01022 TATA Motors Ltd Auto 7462 22.28 0.7020 INE669C01036 Tech Mahindra Ltd Software 3416 19.04 0.6021 INE397D01024 Bharti Airtel Ltd Telecom - Services 5485 18.53 0.5822 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 2177 18.52 0.5823 INE860A01027 HCL Technologies Ltd Software 1772 17.40 0.5524 INE158A01026 Hero Motocorp Ltd Auto 638 15.28 0.4825 INE481G01011 Ultratech Cement Ltd Cement 532 14.22 0.4526 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 6013 13.79 0.4327 INE021A01026 Asian Paints Ltd Consumer Non

Durables 1342 11.29 0.3628 INE669E01016 Idea Cellular Ltd Telecom - Services 6840 10.23 0.3229 INE003A01024 Siemens Ltd Industrial Capital

Goods 729 9.67 0.3030 INE160A01022 Punjab National Bank Banks 6105 8.13 0.2631 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 1857 7.29 0.2332 INE129A01019 Gas Authority of India Ltd Gas 2205 6.67 0.2133 INE079A01024 Ambuja Cements Ltd. Cement 3225 6.64 0.2134 INE028A01039 Bank Of Baroda Banks 3070 5.62 0.1835 INE910H01017 Cairn India Ltd Oil 3549 5.44 0.1736 INE012A01025 ACC Ltd Cement 348 4.69 0.1537 INE081A01012 Tata Steel Ltd Ferrous Metals 2142 4.55 0.1438 INE205A01025 Vedanta Ltd. Non - Ferrous Metals 4377 3.71 0.1239 INE038A01020 Hindalco Industries Ltd. Non - Ferrous Metals 4565 3.23 0.10

Total for Equity & Equity Related 1047.53 33.02B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE020B07IA8 Rural Electrification Corporation Ltd-9.63-05/02/2019** CRISIL AAA 57 592.73 18.692 INE860H07466 Aditya Birla Finance Ltd-9.75-04/04/2019** IND AA+ 51 523.16 16.493 INE134E07513 Power Finance Corporation Ltd-9.69-02/03/2019** CRISIL AAA 50 519.67 16.384 INE752E07GJ5 Power Grid Corporation of India Ltd-8.90-25/02/2019** CRISIL AAA 20 255.19 8.045 INE514E08DA3 Export Import Bank of India-9.28-15/10/2018** CRISIL AAA 8 82.71 2.61

Total for Debt Instruments 1973.47 62.21C) Money Market Instrumentsa) Reverse Repo / CBLO 38.00 1.20Total for Money Market Instruments 38.00 1.20D) OthersCash & Other Net Current Assets 113.06 3.56GRAND TOTAL 3172.06 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.8057 11.7759 11.6088 11.5351Annual Dividend 11.8058 11.7759 11.6088 11.5351Halfyearly Dividend 11.8057 11.7759 11.6088 11.5351d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.12 yrsh) Average Duration - 1.68 yrsi) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-H

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE001A01036 Housing Development Finance Corporation Ltd Finance 6145 74.52 2.792 INE040A01026 HDFC Bank Ltd Banks 6640 70.97 2.663 INE090A01021 ICICI Bank Ltd Banks 23865 64.52 2.414 INE018A01030 Larsen & Toubro Ltd Construction Project 3792 55.60 2.085 INE009A01021 Infosys Ltd Software 4436 51.54 1.936 INE154A01025 ITC Ltd Consumer Non

Durables 15573 51.20 1.927 INE002A01018 Reliance Industries Ltd Petroleum Products 5547 47.83 1.798 INE467B01029 Tata Consultancy Service Ltd Software 1528 39.55 1.489 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 3133 27.21 1.0210 INE062A01020 State Bank of India Ltd Banks 10990 26.06 0.9811 INE237A01028 Kotak Mahindra Bank Ltd Banks 4018 26.04 0.9712 INE326A01037 Lupin Ltd. Pharmaceuticals 1201 24.43 0.9113 INE030A01027 Hindustan UniLever Ltd Consumer Non

Durables 2890 23.55 0.8814 INE155A01022 TATA Motors Ltd Auto 7492 22.37 0.8415 INE238A01034 Axis Bank Ltd Banks 4330 21.46 0.8016 INE101A01026 Mahindra & Mahindra Ltd Auto 1643 20.76 0.7817 INE585B01010 Maruti Suzuki India Ltd Auto 436 20.43 0.7618 INE397D01024 Bharti Airtel Ltd Telecom - Services 5267 17.79 0.6719 INE669C01036 Tech Mahindra Ltd Software 2776 15.47 0.5820 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 1781 15.15 0.5721 INE860A01027 HCL Technologies Ltd Software 1486 14.59 0.5522 INE075A01022 Wipro Ltd Software 2240 13.39 0.5023 INE059A01026 Cipla Ltd Pharmaceuticals 2080 13.23 0.5024 INE481G01011 Ultratech Cement Ltd Cement 450 12.03 0.4525 INE158A01026 Hero Motocorp Ltd Auto 487 11.66 0.4426 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 4751 10.90 0.4127 INE003A01024 Siemens Ltd Industrial Capital

Goods 616 8.17 0.3128 INE669E01016 Idea Cellular Ltd Telecom - Services 5097 7.62 0.2929 INE160A01022 Punjab National Bank Banks 5410 7.21 0.2730 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 1567 6.15 0.2331 INE081A01012 Tata Steel Ltd Ferrous Metals 2865 6.09 0.2332 INE129A01019 Gas Authority of India Ltd Gas 1860 5.62 0.2133 INE028A01039 Bank Of Baroda Banks 2600 4.76 0.1834 INE079A01024 Ambuja Cements Ltd. Cement 2180 4.49 0.1735 INE012A01025 ACC Ltd Cement 295 3.97 0.1536 INE910H01017 Cairn India Ltd Oil 2426 3.72 0.1437 INE021A01026 Asian Paints Ltd Consumer Non

Durables 384 3.23 0.1238 INE038A01020 Hindalco Industries Ltd. Non - Ferrous Metals 2931 2.08 0.0839 INE205A01025 Vedanta Ltd. Non - Ferrous Metals 1877 1.59 0.06

Total for Equity & Equity Related 856.97 32.07B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07513 Power Finance Corporation Ltd-9.69-02/03/2019** CRISIL AAA 47 488.49 18.282 INE296A07BB9 Bajaj Finance Ltd-10.00-25/04/2019** CRISIL AA+ 46 475.54 17.793 INE043D07GJ1 IDFC Ltd-9.50-29/04/2019** ICRA AAA 45 462.45 17.304 INE860H07466 Aditya Birla Finance Ltd-9.75-04/04/2019** IND AA+ 21 215.42 8.065 INE020B07IA8 Rural Electrification Corporation Ltd-9.63-05/02/2019** CRISIL AAA 6 62.39 2.33

Total for Debt Instruments 1704.30 63.77C) Money Market Instrumentsa) Reverse Repo / CBLO 36.00 1.35Total for Money Market Instruments 36.00 1.35D) OthersCash & Other Net Current Assets 75.17 2.81GRAND TOTAL 2672.44 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.6248 11.5976 11.4430 11.3725Annual Dividend - - 11.4430 11.3725Halfyearly Dividend 11.6247 11.5976 11.4430 11.3725d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.24 yrsh) Average Duration - 1.78 yrsi) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-K

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 6228 72.37 3.042 INE040A01026 HDFC Bank Ltd Banks 6017 64.31 2.703 INE001A01036 Housing Development Finance Corporation Ltd Finance 5202 63.09 2.654 INE090A01021 ICICI Bank Ltd Banks 21875 59.14 2.485 INE467B01029 Tata Consultancy Service Ltd Software 1704 44.10 1.856 INE002A01018 Reliance Industries Ltd Petroleum Products 4941 42.61 1.797 INE154A01025 ITC Ltd Consumer Non

Durables 9580 31.50 1.328 INE018A01030 Larsen & Toubro Ltd Construction Project 2071 30.37 1.279 INE237A01028 Kotak Mahindra Bank Ltd Banks 3988 25.85 1.0810 INE238A01034 Axis Bank Ltd Banks 5075 25.15 1.0611 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 2850 24.75 1.0412 INE062A01020 State Bank of India Ltd Banks 9860 23.38 0.9813 INE030A01027 Hindustan UniLever Ltd Consumer Non

Durables 2639 21.50 0.9014 INE326A01037 Lupin Ltd. Pharmaceuticals 999 20.32 0.8515 INE860A01027 HCL Technologies Ltd Software 2026 19.90 0.8416 INE669C01036 Tech Mahindra Ltd Software 3532 19.69 0.8317 INE155A01022 TATA Motors Ltd Auto 6202 18.52 0.7818 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 1895 16.12 0.6819 INE075A01022 Wipro Ltd Software 2600 15.54 0.6520 INE397D01024 Bharti Airtel Ltd Telecom - Services 4252 14.37 0.6021 INE089A01023 Dr.Reddy's Laboratories Pharmaceuticals 345 14.36 0.6022 INE101A01026 Mahindra & Mahindra Ltd Auto 1047 13.23 0.5623 INE481G01011 Ultratech Cement Ltd Cement 425 11.36 0.4824 INE585B01010 Maruti Suzuki India Ltd Auto 212 9.93 0.4225 INE213A01029 Oil & Natural Gas Corpn. Ltd Oil 4172 9.57 0.4026 INE669E01016 Idea Cellular Ltd Telecom - Services 5371 8.03 0.3427 INE003A01024 Siemens Ltd Industrial Capital

Goods 588 7.80 0.3328 INE160A01022 Punjab National Bank Banks 5665 7.55 0.3229 INE021A01026 Asian Paints Ltd Consumer Non

Durables 723 6.08 0.2630 INE256A01028 Zee Entertainment Enterprises Ltd Media &

Entertainment 1435 5.63 0.2431 INE129A01019 Gas Authority of India Ltd Gas 1801 5.44 0.2332 INE158A01026 Hero Motocorp Ltd Auto 215 5.15 0.2233 INE245A01021 Tata Power Company Ltd Power 7734 5.02 0.2134 INE028A01039 Bank Of Baroda Banks 2505 4.59 0.1935 INE079A01024 Ambuja Cements Ltd. Cement 2119 4.36 0.1836 INE012A01025 ACC Ltd Cement 309 4.16 0.1737 INE910H01017 Cairn India Ltd Oil 2285 3.50 0.1538 INE081A01012 Tata Steel Ltd Ferrous Metals 1481 3.15 0.1339 INE205A01025 Vedanta Ltd. Non - Ferrous Metals 2999 2.54 0.1140 INE038A01020 Hindalco Industries Ltd. Non - Ferrous Metals 2750 1.95 0.08

Total for Equity & Equity Related 785.98 32.99B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE476M07131 L&T Housing Finance Ltd-9.79-28/06/2019** ICRA AA+ 17 436.56 18.322 INE895D07479 TATA Sons Ltd-9.25-19/06/2019** CRISIL AAA 42 428.96 18.003 INE020B07IA8 Rural Electrification Corporation Ltd-9.63-05/02/2019** CRISIL AAA 30 311.96 13.094 INE310L07514 IOT Utkal Energy Services Ltd-9.843-20/05/2019** CRISIL AAA 220 234.00 9.825 INE043D07GJ1 IDFC Ltd-9.50-29/04/2019** ICRA AAA 5 51.38 2.16

Total for Debt Instruments 1462.87 61.40C) Money Market Instrumentsa) Reverse Repo / CBLO 39.00 1.64Total for Money Market Instruments 39.00 1.64D) OthersCash & Other Net Current Assets 94.62 3.97GRAND TOTAL 2382.46 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.0220 11.0047 10.8846 10.8260Annual Dividend 11.0225 11.0062 10.8846 10.8260Halfyearly Dividend 11.0218 11.0041 10.8846 10.8260d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.23 yrsh) Average Duration - 1.81 yrsi) Repo in corporate debt Nil

www.sundarammutual.com

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 10)

SUNDARAM HYBRID FUND SERIES-M

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 31428 365.18 2.122 INE040A01026 HDFC Bank Ltd Banks 28800 307.81 1.793 INE001A01036 Housing Development Finance Corporation Ltd Finance 25329 307.18 1.794 INE090A01021 ICICI Bank Ltd Banks 86407 233.60 1.365 INE002A01018 Reliance Industries Ltd Petroleum Products 26172 225.68 1.316 INE467B01029 Tata Consultancy Service Ltd Software 8028 207.77 1.217 INE018A01030 Larsen & Toubro Ltd Construction Project 13790 202.20 1.188 INE238A01034 Axis Bank Ltd Banks 29237 144.91 0.849 INE062A01020 State Bank of India Ltd Banks 57490 136.34 0.7910 INE585B01010 Maruti Suzuki India Ltd Auto 2053 96.20 0.5611 INE397D01024 Bharti Airtel Ltd Telecom - Services 22915 77.42 0.4512 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 8733 75.84 0.4413 INE101A01026 Mahindra & Mahindra Ltd Auto 5884 74.36 0.4314 INE326A01037 Lupin Ltd. Pharmaceuticals 2944 59.88 0.3515 INE522F01014 Coal India Ltd Minerals/Mining 17329 56.77 0.3316 INE860A01027 HCL Technologies Ltd Software 5403 53.07 0.3117 INE021A01026 Asian Paints Ltd Consumer Non

Durables 3985 33.54 0.2018 INE481G01011 Ultratech Cement Ltd Cement 1041 27.83 0.1619 INE528G01019 Yes Bank Ltd Banks 3456 25.22 0.1520 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 2689 22.88 0.13

Total for Equity & Equity Related 2733.66 15.91B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07406 Power Finance Corporation Ltd-9.81-07/10/2018** CRISIL AAA 250 2606.68 15.172 INE020B07HY0 Rural Electrification Corporation Ltd-9.38-06/11/2018** CRISIL AAA 250 2586.33 15.053 INE202B07EY1 Dewan Housing Finance Corp Ltd-9.25-24/12/2018** CARE AAA 250 2497.64 14.534 INE523E07CE0 L & T Finance Ltd-8.8501-24/12/2018** CARE AA+ 80 2004.93 11.675 INE752E07LS6 Power Grid Corporation of India Ltd-8.93-20/10/2018 CRISIL AAA 150 1534.51 8.936 INE476M07610 L&T Housing Finance Ltd-8.8798-24/12/2018** ICRA AA+ 40 1001.85 5.837 INE860H07BH4 Aditya Birla Finance Ltd-8.8699-24/12/2018** ICRA AA+ 100 1001.24 5.83

Total for Debt Instruments 13233.17 77.00C) Money Market Instrumentsa) Reverse Repo / CBLO 455.00 2.65Total for Money Market Instruments 455.00 2.65D) OthersCash & Other Net Current Assets 765.15 4.45GRAND TOTAL 17186.97 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 03/06/15 30/09/15 03/06/15 30/09/15Growth 10.0000 10.1493 10.0000 10.1377Annual Dividend 10.0000 10.1491 10.0000 10.1377Halfyearly Dividend 10.0000 10.1494 10.0000 10.1377d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.42 yrsh) Average Duration - 2.01 yrsi) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-N

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Equity & Equity Relateda) Listed / awaiting listing on Stock Exchange

1 INE009A01021 Infosys Ltd Software 15511 180.23 1.942 INE040A01026 HDFC Bank Ltd Banks 14146 151.19 1.633 INE001A01036 Housing Development Finance Corporation Ltd Finance 10888 132.04 1.424 INE090A01021 ICICI Bank Ltd Banks 41604 112.48 1.215 INE467B01029 Tata Consultancy Service Ltd Software 3972 102.80 1.116 INE002A01018 Reliance Industries Ltd Petroleum Products 11245 96.97 1.047 INE018A01030 Larsen & Toubro Ltd Construction Project 6211 91.07 0.988 INE062A01020 State Bank of India Ltd Banks 27869 66.09 0.719 INE238A01034 Axis Bank Ltd Banks 12997 64.42 0.6910 INE585B01010 Maruti Suzuki India Ltd Auto 914 42.83 0.4611 INE397D01024 Bharti Airtel Ltd Telecom - Services 10238 34.59 0.3712 INE044A01036 Sun Pharmaceuticals Industries Ltd Pharmaceuticals 3939 34.21 0.3713 INE101A01026 Mahindra & Mahindra Ltd Auto 2653 33.53 0.3614 INE326A01037 Lupin Ltd. Pharmaceuticals 1328 27.01 0.2915 INE522F01014 Coal India Ltd Minerals/Mining 7815 25.60 0.2816 INE860A01027 HCL Technologies Ltd Software 2437 23.93 0.2617 INE021A01026 Asian Paints Ltd Consumer Non

Durables 1797 15.12 0.1618 INE481G01011 Ultratech Cement Ltd Cement 469 12.54 0.1319 INE528G01019 Yes Bank Ltd Banks 1559 11.38 0.1220 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 1213 10.32 0.11

Total for Equity & Equity Related 1268.34 13.64B) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07406 Power Finance Corporation Ltd-9.81-07/10/2018** CRISIL AAA 171 1782.97 19.182 INE020B07HY0 Rural Electrification Corporation Ltd-9.38-06/11/2018** CRISIL AAA 150 1551.80 16.693 INE202B07FB6 Dewan Housing Finance Corp Ltd-9.34-28/12/2018** CARE AAA 150 1502.37 16.164 INE296A07HC4 Bajaj Finance Ltd-0.00-07/01/2019** ICRA AA+ 100 1026.34 11.045 INE759E07681 L & T FIN CORP Ltd-8.95-07/01/2019** CARE AA+ 20 500.90 5.396 INE033L07CZ0 TATA Capital Housing Finance Ltd-8.89-07/01/2019** CRISIL AA+ 50 500.67 5.397 INE514E08DA3 Export Import Bank of India-9.28-15/10/2018** CRISIL AAA 25 258.48 2.78

Total for Debt Instruments 7123.52 76.62C) Money Market Instrumentsa) Reverse Repo / CBLO 527.00 5.67Total for Money Market Instruments 527.00 5.67D) OthersCash & Other Net Current Assets 378.23 4.07GRAND TOTAL 9297.09 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 16/06/15 30/09/15 16/06/15 30/09/15Growth 10.0000 10.1474 10.0000 10.1371Annual 10.0000 10.1475 10.0000 10.1371Halfyearly 10.0000 10.1474 10.0000 10.1371d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.42 yrsh) Average Duration - 1.98 yrsi) Repo in corporate debt Nil

SUNDARAM BANKING & PSU DEBT FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Govt Security

1 IN0020150036 7.72 Central Government Securities 25/05/2025 Sovereign 1250000 1265.13 16.252 IN3120150013 8.06 Tamil Nadu State Development Loan 15/04/2025 Sovereign 830000 833.13 10.703 IN2220150014 8.25 Maharashtra State Development Loan 13/05/2025 Sovereign 500000 508.40 6.534 IN2220150063 8.26 Maharashtra State Development Loan 12/08/2025 Sovereign 500000 508.33 6.535 IN0020150028 7.88 Central Government Securities 19/03/2030 Sovereign 500000 508.00 6.536 IN1620140187 8.09 Haryana State Development Loan 11/03/2025 Sovereign 500000 502.53 6.46

Total for Debt Instruments 4125.52 52.99B) Money Market Instrumentsa) Certificate of Deposits

1 INE476A16PQ6 Canara Bank** CRISIL A1+ 1500 1458.27 18.732 INE562A16HN7 Indian Bank** IND A1+ 1000 969.69 12.463 INE514E16AE4 Export Import Bank of India** CRISIL A1+ 1000 967.83 12.43

Sub Total 3395.79 43.62b) Reverse Repo / CBLO 172.00 2.21Sub Total 172.00 2.21Total for Money Market Instruments 3567.79 45.83C) OthersCash & Other Net Current Assets 91.68 1.18GRAND TOTAL 7784.99 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit)Direct plan Regular plan

Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 10.0316 10.4805 10.0268 10.4662Annual Bonus - - 10.0268 10.4662Quarterly Bonus - - 10.0269 10.4690Weekly Dividend - - 10.0268 10.4657Monthly Dividend 10.0271 10.6439 10.0318 10.4716Quarterly Dividend - - 10.0269 10.4678d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 5.72 yrsh) Average Duration - 3.84 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DD

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Money Market Instrumentsa) Certificate of Deposits

1 INE476A16PX2 Canara Bank** CRISIL A1+ 400 388.33 27.682 INE008A16ZQ6 IDBI Bank Ltd** CRISIL A1+ 400 388.17 27.673 INE705A16KX5 Vijaya Bank** CARE A1+ 400 388.06 27.664 INE112A16HO9 Corporation Bank** CRISIL A1+ 240 232.55 16.58

Sub Total 1397.11 99.59b) Reverse Repo / CBLO 4.00 0.29Sub Total 4.00 0.29Total for Money Market Instruments 1401.11 99.87B) OthersCash & Other Net Current Assets 1.76 0.13GRAND TOTAL 1402.87 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.9777 12.5379 11.7749 12.2390d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period - Nilg) Average Maturity - 0.42 yrsh) Average Duration - 0.42 yrsi) Repo in corporate debt - Nil

SUNDARAM FIXED TERM PLAN - DO

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE115A07AX7 LIC Housing Finance Ltd-9.74-15/07/2016** CRISIL AAA 101 1021.04 19.092 INE020B07IX0 Rural Electrification Corporation Ltd-9.27-08/08/2016** CRISIL AAA 95 962.15 17.993 INE134E08GB1 Power Finance Corporation Ltd-9.16-31/07/2016** CRISIL AAA 95 960.44 17.964 INE137K08016 HPCL Mittal Energy Ltd-0.00-11/06/2016 ICRA AA- 87 820.40 15.345 INE121A07HT8 Cholamandalam Investment And Fin. Co. Ltd-9.899-24/06/2016** ICRA AA 70 704.42 13.176 INE261F09BZ7 National Bank For Agriculture And Rural

Development-8.45-18/05/2016** CRISIL AAA 35 351.29 6.577 INE202B07AW3 Dewan Housing Finance Corporation Ltd-10.7-03/06/2016** CARE AAA 21 211.78 3.968 INE001A07KK5 Housing Development Finance Corporation Ltd-9.35-04/03/2016** CRISIL AAA 13 130.50 2.449 INE043D07BP9 Infrastructure Development

Finance Company Ltd-9.54-11/07/2016** ICRA AAA 3 30.28 0.57Total for Debt Instruments 5192.29 97.07B) Money Market Instrumentsa) Reverse Repo / CBLO 64.00 1.20Total for Money Market Instruments 64.00 1.20C) OthersCash & Other Net Current Assets 92.56 1.73GRAND TOTAL 5348.85 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.7154 12.2621 11.6921 12.2301d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.74 yrsh) Average Duration - 0.68 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DP

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE202B07AW3 Dewan Housing Finance Corporation Ltd-10.7-03/06/2016** CARE AAA 45 453.82 18.752 INE721A07FU7 Shriram Transport Finance Company Ltd-9.65-01/08/2016** CRISIL AA+ 45000 452.99 18.713 INE134E08FV1 Power Finance Corporation Ltd-8.27-25/06/2016** CRISIL AAA 45 451.57 18.654 INE020B08583 Rural Electrification Corporation Ltd-9.45-10/08/2016** CRISIL AAA 19 192.72 7.965 INE020B07IX0 Rural Electrification Corporation Ltd-9.27-08/08/2016** CRISIL AAA 9 91.15 3.776 INE001A07HF1 Housing Development Finance Corporation Ltd-9.65-29/08/2016** CRISIL AAA 2 20.25 0.84

Total for Debt Instruments 1662.50 68.67B) Money Market Instrumentsa) Certificate of Deposits

1 INE528G16B74 Yes Bank Ltd** ICRA A1+ 750 703.31 29.05Sub Total 703.31 29.05b) Reverse Repo / CBLO 3.00 0.12Sub Total 3.00 0.12Total for Money Market Instruments 706.31 29.18C) OthersCash & Other Net Current Assets 52.06 2.15GRAND TOTAL 2420.87 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct Plan Regular PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.6689 12.1282 11.6115 12.0520Halfyearly Dividend - - 11.6126 12.0531Quarterly Dividend - - 11.6113 -d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.79 yrsh) Average Duration - 0.74 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DS

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE071G08445 ICICI Home Finance Company Ltd-0.00-01/09/2016** CARE AAA 37 465.20 18.762 INE445L08037 Nabha Power Ltd-9.35-07/09/2016** ICRA AAA 44 445.75 17.983 INE134E08GB1 Power Finance Corporation Ltd-9.16-31/07/2016** CRISIL AAA 40 404.40 16.314 INE027E07071 Family Credit Ltd-9.95-10/06/2016** ICRA AA+ 16 402.54 16.245 INE020B07IX0 Rural Electrification Corporation Ltd-9.27-08/08/2016** CRISIL AAA 31 313.96 12.666 INE137K08016 HPCL Mittal Energy Ltd-0.00-11/06/2016 ICRA AA- 13 122.59 4.947 INE115A07EH2 LIC Housing Finance Ltd-10.6-06/09/2016 CRISIL AAA 9 91.74 3.708 INE134E08DT0 Power Finance Corporation Ltd-9.41-01/09/2016** CRISIL AAA 4 40.56 1.64

Total for Debt Instruments 2286.74 92.24B) Money Market Instrumentsa) Certificate of Deposits

1 INE528G16B74 Yes Bank Ltd** ICRA A1+ 110 103.15 4.16Sub Total 103.15 4.16b) Reverse Repo / CBLO 60.00 2.42Sub Total 60.00 2.42Total for Money Market Instruments 163.15 6.58C) OthersCash & Other Net Current Assets 29.35 1.18GRAND TOTAL 2479.24 100.00

** Thinly traded / Non Traded securities

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct Plan Regular PlanOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.6518 12.1822 11.5996 12.1133Quarterly Dividend - - 11.5996 12.1133d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.82 yrsh) Average Duration - 0.76 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DT

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE020B08609 Rural Electrification Corporation Ltd-9.38-06/09/2016 CRISIL AAA 46 466.53 19.192 INE134E08DT0 Power Finance Corporation Ltd-9.41-01/09/2016** CRISIL AAA 46 466.45 19.183 INE001A07HF1 Housing Development Finance Corporation Ltd-9.65-29/08/2016** CRISIL AAA 45 455.53 18.73

Total for Debt Instruments 1388.50 57.11B) Money Market Instrumentsa) Certificate of Deposits

1 INE095A16RB2 IndusInd Bank Ltd** CRISIL A1+ 500 468.20 19.26Sub Total 468.20 19.26b) Commercial Papers

1 INE975F14GS6 Kotak Mahindra Investments Ltd** CRISIL A1+ 110 510.11 20.98Sub Total 510.11 20.98c) Reverse Repo / CBLO 52.00 2.14Sub Total 52.00 2.14Total for Money Market Instruments 1030.31 42.37C) OthersCash & Other Net Current Assets 12.66 0.52GRAND TOTAL 2431.46 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.7880 12.2904 11.6945 12.1663Halfyearly Dividend 11.7888 12.2920 11.6945 12.1663Quarterly Dividend - - 11.6945 12.1663d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.9 yrsh) Average Duration - 0.86 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DU

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE445L08037 Nabha Power Ltd-9.35-07/09/2016** ICRA AAA 22 222.88 18.052 INE020B07JA6 Rural Electrification Corporation Ltd-8.97-08/09/2016 CRISIL AAA 22 222.34 18.013 INE115A07EH2 LIC Housing Finance Ltd-10.6-06/09/2016 CRISIL AAA 21 214.05 17.344 INE027E07071 Family Credit Ltd-9.95-10/06/2016** ICRA AA+ 8 201.27 16.305 INE134E08DT0 Power Finance Corporation Ltd-9.41-01/09/2016** CRISIL AAA 13 131.82 10.686 INE694L07032 Talwandi Sabo Power Ltd-9.6-16/09/2016** CRISIL AA 11 109.54 8.87

Total for Debt Instruments 1101.90 89.24B) Money Market Instrumentsa) Certificate of Deposits

1 INE528G16B74 Yes Bank Ltd** ICRA A1+ 30 28.13 2.28Sub Total 28.13 2.28b) Reverse Repo / CBLO 92.00 7.45Sub Total 92.00 7.45Total for Money Market Instruments 120.13 9.73C) OthersCash & Other Net Current Assets 12.72 1.03GRAND TOTAL 1234.76 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.7372 12.2506 11.6448 12.1284Quarterly Dividend - - 11.6307 12.1136d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.82 yrsh) Average Duration - 0.76 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DV

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE445L08037 Nabha Power Ltd-9.35-07/09/2016** ICRA AAA 22 222.88 17.802 INE115A07EH2 LIC Housing Finance Ltd-10.6-06/09/2016 CRISIL AAA 18 183.48 14.653 INE071G08445 ICICI Home Finance Company Ltd-0.00-01/09/2016** CARE AAA 13 163.45 13.054 INE020B07IX0 Rural Electrification Corporation Ltd-9.27-08/08/2016** CRISIL AAA 15 151.92 12.135 INE134E08GB1 Power Finance Corporation Ltd-9.16-31/07/2016** CRISIL AAA 15 151.65 12.116 INE027E07071 Family Credit Ltd-9.95-10/06/2016** ICRA AA+ 4 100.63 8.047 INE020B07JA6 Rural Electrification Corporation Ltd-8.97-08/09/2016 CRISIL AAA 7 70.74 5.658 INE134E08FV1 Power Finance Corporation Ltd-8.27-25/06/2016** CRISIL AAA 6 60.21 4.81

Total for Debt Instruments 1104.96 88.24B) Money Market Instrumentsa) Certificate of Deposits

1 INE528G16B74 Yes Bank Ltd** ICRA A1+ 80 75.02 5.99Sub Total 75.02 5.99b) Reverse Repo / CBLO 57.00 4.55Sub Total 57.00 4.55Total for Money Market Instruments 132.02 10.54C) OthersCash & Other Net Current Assets 15.25 1.22GRAND TOTAL 1252.23 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.6877 12.2165 11.6596 12.1793d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.83 yrsh) Average Duration - 0.77 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DW

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE445L08037 Nabha Power Ltd-9.35-07/09/2016** ICRA AAA 13 131.70 18.092 INE020B07JA6 Rural Electrification Corporation Ltd-8.97-08/09/2016 CRISIL AAA 13 131.38 18.053 INE027E07071 Family Credit Ltd-9.95-10/06/2016** ICRA AA+ 5 125.79 17.284 INE134E07398 Power Finance Corporation Ltd-9.8-27/09/2016** CRISIL AAA 12 122.29 16.805 INE115A07EH2 LIC Housing Finance Ltd-10.6-06/09/2016 CRISIL AAA 11 112.12 15.40

Total for Debt Instruments 623.29 85.61B) Money Market Instrumentsa) Certificate of Deposits

1 INE476A16PX2 Canara Bank** CRISIL A1+ 40 38.83 5.33Sub Total 38.83 5.33b) Reverse Repo / CBLO 56.00 7.69Sub Total 56.00 7.69Total for Money Market Instruments 94.83 13.03C) OthersCash & Other Net Current Assets 9.96 1.37GRAND TOTAL 728.08 100.00

** Thinly traded / Non Traded securities

www.sundarammutual.com

Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 11)

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.6358 12.1534 11.6050 12.1126d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.79 yrsh) Average Duration - 0.73 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DY

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07398 Power Finance Corporation Ltd-9.8-27/09/2016** CRISIL AAA 48 489.16 18.362 INE020B07JA6 Rural Electrification Corporation Ltd-8.97-08/09/2016 CRISIL AAA 45 454.78 17.073 INE721A07GK6 Shriram Transport Finance Company Ltd-10.72-24/09/2016** CARE AA+ 40 406.86 15.274 INE001A07LU2 Housing Development Finance Corporation Ltd-9.75-10/10/2016** CRISIL AAA 37 374.88 14.075 INE445L08037 Nabha Power Ltd-9.35-07/09/2016** ICRA AAA 29 293.79 11.036 INE694L07032 Talwandi Sabo Power Ltd-9.6-16/09/2016** CRISIL AA 20 199.17 7.477 INE027E07071 Family Credit Ltd-9.95-10/06/2016** ICRA AA+ 7 176.11 6.61

Total for Debt Instruments 2394.75 89.87B) Money Market Instrumentsa) Certificate of Deposits

1 INE476A16PX2 Canara Bank** CRISIL A1+ 30 29.12 1.092 INE528G16B74 Yes Bank Ltd** ICRA A1+ 30 28.13 1.06

Sub Total 57.26 2.15b) Reverse Repo / CBLO 161.00 6.04Sub Total 161.00 6.04Total for Money Market Instruments 218.26 8.19C) OthersCash & Other Net Current Assets 51.53 1.93GRAND TOTAL 2664.54 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.5520 12.0639 11.4733 11.9590Quarterly Dividend 11.5956 12.1094 11.5372 12.0255d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.88 yrsh) Average Duration - 0.79 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - DZ

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE721A07GK6 Shriram Transport Finance Company Ltd-10.72-24/09/2016** CARE AA+ 37 376.34 19.782 INE001A07LU2 Housing Development Finance Corporation Ltd-9.75-10/10/2016** CRISIL AAA 37 374.88 19.703 INE020B07CL8 Rural Electrification Corporation Ltd-7.85-14/03/2016** CRISIL AAA 37 370.49 19.47

Total for Debt Instruments 1121.72 58.94B) Money Market Instrumentsa) Certificate of Deposits

1 INE008A16ZQ6 IDBI Bank Ltd** CRISIL A1+ 500 485.21 25.502 INE476A16PX2 Canara Bank** CRISIL A1+ 300 291.25 15.30

Sub Total 776.46 40.80b) Reverse Repo / CBLO 10.00 0.53Sub Total 10.00 0.53Total for Money Market Instruments 786.46 41.33C) OthersCash & Other Net Current Assets -5.07 -0.27GRAND TOTAL 1903.11 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.5532 12.0363 11.4662 11.9204Halfyearly Dividend 11.5530 12.0367 11.4662 11.9203Quarterly Dividend 11.5530 - 11.4661 11.9201d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.66 yrsh) Average Duration - 0.6 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - ER

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE020B07JB4 Rural Electrification Corporation Ltd-9.06-23/09/2017** CRISIL AAA 115 1172.69 19.842 INE033L07CP1 TATA Capital Housing Finance Ltd-8.8376-02/01/2018** CRISIL AA+ 114 1140.76 19.303 INE774D07MD2 Mahindra & Mahindra Financial Services Ltd-8.6743-02/01/2018** IND AAA 114 1139.17 19.274 INE134E08GE5 Power Finance Corporation Ltd-9.3-26/08/2017** CRISIL AAA 100 1021.91 17.295 INE445L08169 Nabha Power Ltd-9.4-30/09/2017** ICRA AAA 64 654.52 11.076 INE445L08177 Nabha Power Ltd-9.4-17/10/2017** ICRA AAA 50 511.33 8.657 INE752E07IN3 Power Grid Corporation of India Ltd-9.35-29/08/2017** CRISIL AAA 6 61.48 1.048 INE134E08GC9 Power Finance Corporation Ltd-9.32-19/08/2017** CRISIL AAA 5 51.10 0.869 INE134E08EZ5 Power Finance Corporation Ltd-8.91-15/10/2017** CRISIL AAA 5 50.79 0.86

Total for Debt Instruments 5803.74 98.17B) Money Market Instrumentsa) Reverse Repo / CBLO 24.00 0.41Total for Money Market Instruments 24.00 0.41C) OthersCash & Other Net Current Assets 83.91 1.42GRAND TOTAL 5911.65 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.2918 11.8060 11.2402 11.7338Halfyearly Dividend - - 11.2402 11.7338Quarterly Dividend 11.2916 - 11.2402 -d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.05 yrsh) Average Duration - 1.81 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - ES

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07398 Power Finance Corporation Ltd - 9.80 -27/09/2016** CRISIL AAA 10 101.91 16.272 INE071G07165 ICICI Home Finance Co Ltd - 9.00 - 30/12/2016** ICRA AAA 20 100.61 16.063 INE756I07522 9.06 HDB Financial Services Ltd- 20/12/2016** CRISIL AAA 10 100.44 16.034 INE694L07032 9.60 Talwandi Sabo Power Ltd - 16/09/2016** CRISIL AA 10 99.58 15.905 INE020B07JA6 Rural Electrification Corporation Ltd - 8.97-08/09/2016 CRISIL AAA 8 80.85 12.916 INE445L08037 9.35 Nabha Power Ltd - 07/09/2016** ICRA AAA 7 70.92 11.327 INE202B07AW3 10.70 Dewan Housing Finance - 03/06/2016** CARE AAA 1 10.08 1.61

Total for Debt Instruments 564.39 90.10B) Money Market Instrumentsa) Reverse Repo / CBLO 47.00 7.50Total for Money Market Instruments 47.00 7.50C) OthersCash & Other Net Current Assets 15.01 2.40GRAND TOTAL 626.40 100.00

** Thinly traded / Non Traded securities

Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.2095 11.6926 11.1517 11.6126Half Yearly Dividend - - - -Quarterly Dividend - - 11.1518 11.6127d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.95 yrsh) Average Duration - 0.85 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - EU

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07398 Power Finance Corporation Ltd - 9.80 -27/09/2016** CRISIL AAA 4 40.76 16.822 INE721A07GK6 Shriram Transport Finance Company Ltd-10.72-24/09/2016** CARE AA+ 4 40.69 16.793 INE261F09GO0 NABARD - 9.40 -13/09/2016** CRISIL AAA 4 40.62 16.764 INE667F08046 Sundaram Bnp Home Finance Ltd - 10 - 03/02/2017** CARE AA 4 40.50 16.715 INE445L08037 9.35 Nabha Power Ltd - 07/09/2016** ICRA AAA 2 20.26 8.366 INE020B07JA6 Rural Electrification Corporation Ltd -8.97-08/09/2016 CRISIL AAA 2 20.21 8.34

Total for Debt Instruments 203.04 83.79B) Money Market Instrumentsa) Reverse Repo / CBLO 33.00 13.62Total for Money Market Instruments 33.00 13.62C) OthersCash & Other Net Current Assets 6.27 2.59GRAND TOTAL 242.31 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.1301 11.6219 11.0963 11.5707Halfyearly Dividend - - 11.0962 11.5706Quarterly Dividend - - 11.0963 11.5706d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.88 yrsh) Average Duration - 0.79 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - FA

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E07398 Power Finance Corporation Ltd - 9.80 -27/09/2016** CRISIL AAA 3 30.57 17.592 INE261F09GO0 NABARD - 9.40 -13/09/2016** CRISIL AAA 3 30.46 17.523 INE667F08046 Sundaram Bnp Home Finance Ltd - 10- 03/02/2017** CARE AA 3 30.37 17.474 INE752E07GH9 Power Grid Corporation Ltd - 8.90- 25/02/2017** CRISIL AAA 2 25.30 14.565 INE721A07GK6 Shriram Transport Finance Company Ltd-10.72--24/09/2016** CARE AA+ 2 20.34 11.706 INE445L08037 9.35 Nabha Power Ltd - 07/09/2016** ICRA AAA 2 20.26 11.66

Total for Debt Instruments 157.32 90.50B) Money Market Instrumentsa) Reverse Repo / CBLO 10.00 5.75Total for Money Market Instruments 10.00 5.75C) OthersCash & Other Net Current Assets 6.51 3.75GRAND TOTAL 173.83 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.0515 11.5196 10.9912 11.4312d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 1.01 yrsh) Average Duration - 0.9 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - FD

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE296A07GC6 Bajaj Finance Ltd - 0.00- 10/04/2018** ICRA AA+ 17 177.61 19.152 INE033L07BP3 Tata Capital Housing Finance Ltd - 8.90 - 10/04/2018** CRISIL AA+ 17 170.21 18.353 INE557F08EW1 National Housing Bank - 8.00 -10/04/2018** CRISIL AAA 17 169.95 18.324 INE752E07GI7 Power Grid Corporation of India Ltd-8.90-25/02/2018** CRISIL AAA 13 165.41 17.835 INE134E08HH6 Power Finance Corporation Ltd-8.03-09/04/2018** CRISIL AAA 10 99.69 10.756 INE445L08185 Nabha Power Ltd - 8.95 - 09/04/2018** ICRA AAA 9 91.31 9.84

Total for Debt Instruments 874.17 94.23B) Money Market Instrumentsa) Reverse Repo / CBLO 18.00 1.94Total for Money Market Instruments 18.00 1.94C) OthersCash & Other Net Current Assets 35.51 3.83GRAND TOTAL 927.68 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 11.0302 11.5100 11.0184 11.4556Halfyearly Dividend 11.0298 - 11.0169Quarterly Dividend - - 11.0184 11.4556d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.36 yrsh) Average Duration - 2.01 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - FL

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE202B07AL6 Dewan Housing Finance Ltd-0.00-25/04/2016** CARE AAA 113 1315.95 20.152 INE296A07BD5 Bajaj Finance Limited-9.85-25/04/2016** CRISIL AA+ 113 1135.68 17.393 INE261F09II8 NABARD- 8.95 -07/03/2016** CRISIL AAA 100 1004.05 15.374 INE134E07471 Power Finance Corporation Ltd - 9.58 -05/12/2015 CRISIL AAA 100 1003.00 15.365 INE020B07CL8 Rural Electrification Corporation Ltd - 7.85 -14/03/2016** CRISIL AAA 100 1001.33 15.336 INE043D07DU5 IDFC Ltd-8.85-15/01/2016** ICRA AAA 50 500.54 7.66

Total for Debt Instruments 5960.55 91.26B) Money Market Instrumentsa) Certificate of Deposits

1 INE112A16HO9 Corporation Bank** CRISIL A1+ 150 145.34 2.232 INE476A16PX2 Canara Bank** CRISIL A1+ 130 126.21 1.933 INE434A16KY0 Andhra Bank** IND A1+ 60 58.08 0.894 INE705A16KX5 Vijaya Bank** CARE A1+ 10 9.70 0.15

Sub Total 339.33 5.20b) Reverse Repo / CBLO 17.00 0.26Sub Total 17.00 0.26Total for Money Market Instruments 356.33 5.46C) OthersCash & Other Net Current Assets 214.39 3.28GRAND TOTAL 6531.27 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit)Direct plan Regular plan

Options / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 10.9718 11.4539 10.9327 11.3947Halfyearly Dividend - - 10.9327 11.3947Quarterly Dividend - - 10.9327 11.3946d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 0.42 yrsh) Average Duration - 0.39 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - FM

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE296A07BC7 Bajaj Finance Limited--9.90-25/04/2017** CRISIL AA+ 33 335.11 19.242 INE667F08046 Sundaram Bnp Home Finance Ltd - 10 - 03/02/2017** CARE AA 32 324.00 18.603 INE445L08201 Nabha Power Ltd - 8.11-10/04/2017** ICRA AAA 30 299.53 17.194 INE752E07GH9 Power Grid Corporation Ltd - 8.90- 25/02/2017** CRISIL AAA 16 202.42 11.625 INE134E08HR5 Power Finance Corporation Ltd-8.12-17/04/2017** CRISIL AAA 4 40.08 2.30

Sub Total 1201.15 68.95b) Govt Security

1 IN3120030074 5.9 Tamil Nadu State Developmemt Loan 21/01/2017 Sovereign 480000 469.02 26.92Sub Total 469.02 26.92Total for Debt Instruments 1670.17 95.88B) Money Market Instrumentsa) Reverse Repo / CBLO 11.00 0.63Total for Money Market Instruments 11.00 0.63C) OthersCash & Other Net Current Assets 60.83 3.49GRAND TOTAL 1742.00 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 10.8603 11.3168 10.8257 11.2645Halfyearly Dividend - - 10.8257 -Quarterly Dividend 10.8606 11.3170 10.8256 11.2653d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 1.37 yrsh) Average Duration - 1.21 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GE

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE916DA7HJ0 Kotak Mahindra Prime Ltd - 8.7572 - 22/05/2017** CRISIL AAA 105 1050.88 19.162 INE445L08201 Nabha Power Ltd - 8.11 -10/04/2017** ICRA AAA 101 1008.43 18.393 INE134E08HS3 8.12-Power Finance Corporation Ltd-22/05/2017** CRISIL AAA 100 1002.04 18.274 INE476M07503 L & T Housing Finance Ltd - 8.8087 - 22/05/2017** CARE AA+ 35 874.70 15.955 INE296A07BC7 Bajaj Finance Limited-9.90-25/04/2017** CRISIL AA+ 19 192.94 3.526 INE752E07GH9 Power Grid Corporation Ltd - 8.90- 25/02/2017** CRISIL AAA 1 12.65 0.23

Sub Total 4141.64 75.51b) Govt Security

1 IN2220030083 5.90 Maharashtra State Development Loan 21/01/2017 Sovereign 1000000 977.27 17.822 IN2820030061 5.90 Punjab State Development Loan 21/01/2017 Sovereign 210000 205.22 3.743 IN3120030074 5.9 Tamil Nadu State Development Loan 21/01/2017 Sovereign 27000 26.38 0.48

Sub Total 1208.87 22.04Total for Debt Instruments 5350.51 97.55B) Money Market Instrumentsa) Reverse Repo / CBLO 1.00 0.02Total for Money Market Instruments 1.00 0.02C) OthersCash & Other Net Current Assets 133.39 2.43GRAND TOTAL 5484.90 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 10.8289 11.2865 10.7956 11.2353Halfyearly Dividend - - 10.7956 -Quarterly Dividend - - 10.7956 11.2352d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 1.51 yrsh) Average Duration - 1.36 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GG

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE202B07FA8 Dewan Housing Finance Corporation Ltd - 9.26 -19/06/2017** CARE AAA 24 240.07 19.072 INE523E07CJ9 L & T Finance Ltd - 8.8187 - 19/06/2017** CARE AA+ 9 225.22 17.893 INE445L08201 Nabha Power Ltd - 8.11 - 10/04/2017** ICRA AAA 22 219.66 17.454 INE134E08HL8 Power Finance Corporation Ltd - 8.35 - 27/05/2017** CRISIL AAA 20 200.93 15.965 INE752E07IC6 Power Grid Corporation Ltd-9.64-31/05/2017** CRISIL AAA 10 128.19 10.186 INE261F09CW2 NABARD- 9.90 - 30/03/2017** CRISIL AAA 10 102.74 8.167 INE134E08HR5 Power Finance Corporation Ltd-8.12-17/04/2017** CRISIL AAA 4 40.08 3.188 INE296A07BC7 Bajaj Finance Ltd-9.90-25/04/2017** CRISIL AA+ 2 20.31 1.619 INE752E07GH9 Power Grid Corporation Ltd - 8.90- 25/02/2017** CRISIL AAA 1 12.65 1.00

Sub Total 1189.85 94.50b) Govt Security

1 IN2220040082 7.20 Maharashtra State Development Loan 16/03/2017 Sovereign 9000 8.93 0.71Sub Total 8.93 0.71Total for Debt Instruments 1198.78 95.21B) Money Market Instrumentsa) Certificate of Deposits

1 INE705A16KX5 Vijaya Bank** CARE A1+ 20 19.40 1.54Sub Total 19.40 1.54b) Reverse Repo / CBLO 3.00 0.24Sub Total 3.00 0.24Total for Money Market Instruments 22.40 1.78C) OthersCash & Other Net Current Assets 37.95 3.01GRAND TOTAL 1259.13 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 10.7430 11.2121 10.7113 11.1621Halfyearly Dividend - - 10.7112 11.1620Quarterly Dividend - - 10.7113 -d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 1.57 yrsh) Average Duration - 1.38 yrsi) Repo in corporate debt Nil

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Half yearly Portfolio Statement for the schemes of Sundaram Mutual Fund for the period ended September 30, 2015 (Page 12)

SUNDARAM FIXED TERM PLAN - GJ

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE849A08041 Trent Ltd -0.00- 30/06/2017** BWR AA- 27 444.94 19.652 INE134E08GC9 9.32 Power Finance Corporation Ltd - 19/08/2017** CRISIL AAA 43 439.45 19.413 INE001A07JC4 Housing Development Finance

Corporation Ltd -9.50 - 13/08/2017** CRISIL AAA 43 437.98 19.354 INE721A07HH0 Shriram Transport Finance Ltd - 9.85- 15 07 2017** CRISIL AA+ 40000 405.40 17.915 INE020B08757 Rural Electrification Corporation Ltd - 9.40 - 20/07/2017** CRISIL AAA 39 399.03 17.636 INE445L08201 Nabha Power Ltd - 8.11 -10/04/2017** ICRA AAA 7 69.89 3.097 INE296A07BC7 Bajaj Finance Limited--9.90-25/04/2017** CRISIL AA+ 1 10.15 0.45

Total for Debt Instruments 2206.84 97.48B) Money Market Instrumentsa) Reverse Repo / CBLO 26.00 1.15Total for Money Market Instruments 26.00 1.15C) OthersCash & Other Net Current Assets 31.00 1.37GRAND TOTAL 2263.85 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 10.7081 11.2202 10.6719 11.1913Halfyearly Dividend 10.7076 11.2194 10.6722 11.1918Quarterly Dividend 10.7079 11.2199 10.6719 11.1913d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 1.77 yrsh) Average Duration - 1.56 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GK

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE296A07DD1 BAJAJ FINANCE LIMITED - 0.00 - 10/10/2017** ICRA AA+ 44 492.04 19.912 INE202B07BR1 Dewan Housing Finance Ltd-0.00 -10/10/2017** CARE AAA 44 490.84 19.863 INE134E08GC9 9.32 Power Finance Corporation Ltd- 19/08/2017** CRISIL AAA 47 480.33 19.444 INE694L07040 9.7 Talwandi Sabo Power Ltd - 18/09/2017** CRISIL AA 40 396.63 16.055 INE445L08169 Nabha Power Ltd - 9.40 - 30/09/2017** ICRA AAA 27 276.12 11.176 INE020B07JB4 Rural Electrification Corporation Ltd-9.06-23/09/2017** CRISIL AAA 16 163.16 6.607 INE020B08757 Rural Electrification Corporation Ltd - 9.40 - 20/07/2017** CRISIL AAA 11 112.55 4.55

Total for Debt Instruments 2411.66 97.60B) Money Market Instrumentsa) Reverse Repo / CBLO 44.00 1.78Total for Money Market Instruments 44.00 1.78C) OthersCash & Other Net Current Assets 15.30 0.62GRAND TOTAL 2470.96 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 10.6316 11.0760 10.6003 11.0485Halfyearly Dividend 10.6316 11.0761 - -Quarterly Dividend - - 10.6003 11.0484d) Dividend / Bonus declared during the period (` per unit) - NILe) Total outstanding exposure in derivative instruments at the end of the period - NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 1.93 yrsh) Average Duration - 1.72 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GU

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE020B08815 Rural Electricification Corporation Ltd - 8.70-01/02/2018** CRISIL AAA 150 1519.07 17.882 INE134E08FD9 Power Finance Corporation Ltd - 8.72 -08/02/2018** CRISIL AAA 150 1516.86 17.853 INE445L08193 Nabha Power Ltd - 8.72 - 23/01/2018** ICRA AAA 150 1511.73 17.794 INE296A07EY5 Bajaj Finance Ltd -0.00-14/02/2018** ICRA AA+ 135 1434.08 16.885 INE774D07KM7 Mahindra & Mahindra Financial Services Ltd- 9.05- 07/11/2017** IND AAA 100 1006.85 11.856 INE033L07BB3 Tata Capital Housing Finance Limited - 8.95 - 14/02/2018** CRISIL AA+ 80 801.92 9.447 INE261F09DY6 NABARD-0.00-01/01/2018** CRISIL AAA 1000 168.19 1.988 INE445L08169 Nabha Power Ltd - 9.40 - 30/09/2017** ICRA AAA 9 92.04 1.08

Total for Debt Instruments 8050.75 94.76B) Money Market Instrumentsa) Reverse Repo / CBLO 53.00 0.62Total for Money Market Instruments 53.00 0.62C) OthersCash & Other Net Current Assets 391.83 4.61GRAND TOTAL 8495.59 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Growth 10.1729 10.6093 10.1705 10.6037Halfyearly Dividend - - 10.1705 10.6040d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.2 yrsh) Average Duration - 1.86 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GY

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE134E08HB9 Power Finance Corporation Ltd-8.40-19/06/2018** CRISIL AAA 850 8551.03 19.022 INE774D07MY8 Mahindra & Mahindra Financial

Services Ltd- 8.8248 - 26/07/2018** IND AAA 660 6615.96 14.723 INE752E07LA4 Power Grid Corporation Ltd - 8.70-15/07/2018** CRISIL AAA 600 6097.52 13.564 INE261F08493 NABARD-8.25- 24/05/2018** CRISIL AAA 550 5536.90 12.325 INE860H07BN2 Aditya Birla Finance Ltd-26/07/2018** ICRA AA+ 440 4489.91 9.996 INE033L07DJ2 TATA Capital Housing Finance Ltd - 8.92- 26/07/2018** CRISIL AA+ 440 4410.30 9.817 INE916DA7IP5 Kotak Mahindra Prime Ltd -26/07/2018** CRISIL AAA 284 2244.75 4.998 INE261F08469 NABARD-8.19 -08/06/2018** CRISIL AAA 200 2009.86 4.479 INE261F08519 8.30 NABARD-12/06/2018** CRISIL AAA 100 1007.07 2.2410 INE752E07JR2 9.30 Power Grid Corporation Ltd-28/06/2018** CRISIL AAA 40 515.07 1.1511 INE445L08185 Nabha Power Ltd - 8.95 -09/04/2018** ICRA AAA 7 71.02 0.1612 INE557F08EW1 National Housing Bank - 8.00- 10/04/2018** CRISIL AAA 5 49.99 0.11

Sub Total 41599.35 92.54b) Govt Security

1 IN1620140039 8.81 Haryana State Development Loan 09/07/2018 Sovereign 2150000 2200.64 4.90Sub Total 2200.64 4.90Total for Debt Instruments 43799.99 97.43B) Money Market Instrumentsa) Reverse Repo / CBLO 32.00 0.07Total for Money Market Instruments 32.00 0.07C) OthersCash & Other Net Current Assets 1122.99 2.50GRAND TOTAL 44954.98 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 14/07/15 30/09/15 14/07/15 30/09/15Growth 10.0000 10.2099 10.0000 10.2033Halfyearly Dividend - - 10.0000 10.2044Quarterly Dividend - - 10.0000 10.2044

d) Dividend / Bonus declared during the period (` per unit) - Nile) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.69 yrsh) Average Duration - 2.35 yrsi) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GW

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV

A) Debt Instrumentsa) Listed / awaiting listing on Stock Exchange

1 INE033L07CC9 Tata Capital Housing Finance Ltd - 8.78 - 27/04/2018** CRISIL AA+ 210 2097.17 19.122 INE134E08FK4 Power Finance Corporation Ltd - 8.95-11/03/2018** CRISIL AAA 200 2032.95 18.533 INE445L08185 Nabha Power Ltd - 8.95 - 09/04/2018** ICRA AAA 200 2029.01 18.504 INE774D07JG1 Mahindra & Mahidra Financial Services Ltd - 9.25 - 20/04/2018** CRISIL AA+ 200 2019.45 18.415 INE114A07893 Steel Authority of India Ltd - 7.95 - 09/04/2018** IND AAA 200 1993.77 18.176 INE752E07GI7 Power Grid Corporation Ltd - 8.90- 25/02/2018** CRISIL AAA 21 267.19 2.44

Total for Debt Instruments 10439.54 95.16B) Money Market Instrumentsa) Reverse Repo / CBLO 33.00 0.30Total for Money Market Instruments 33.00 0.30C) OthersCash & Other Net Current Assets 497.69 4.54GRAND TOTAL 10970.23 100.00

** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular planOptions / Plan 23/04/15 30/09/15 23/04/15 30/09/15Growth 10.0000 10.3287 10.0000 10.3260Quarterly Dividend 10.0000 10.3279 10.0000 10.3253d) Dividend / Bonus declared during the period (` per unit)e) Total outstanding exposure in derivative instruments at the end of the period - Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period -Nilg) Average Maturity - 2.4 yrsh) Average Duration - 1.99 yrsi) Repo in corporate debt Nil

SUNDARAM GLOBAL ADVANTAGE FUND

Sl No Investment Rating/ Quantity Mkt Value % of Industry ` in NAV

LakhsA) Investment in Foreign Securities - Units in Mutual Fund :1 Fidelity Investment Mgt (Hk) Ltd-Fidelity Funds-

Major Market Funds-South East Asia Fund Mutual Fund 94,334.65 378.31 17.462 D B Tracker Em Asia Mutual Fund 15,880.00 363.46 16.773 Templeton Asia Gr Fd Pr Sh Cl A(Ydis)Usd Mutual Fund 19,415.50 295.11 13.624 Morgan Stanley Inv Mgt-Morgan Stanley Sicav-

Asian Property Fund I Cap Mutual Fund 17,264.77 221.78 10.245 Morgan Stanley Inv Mgt-Morgan Stanley Sicav-

Global Property Fund Class I Mutual Fund 9,090.65 172.54 7.966 Parvest Equity World Energy Mutual Fund 380.25 148.80 6.877 Parvest Equity Latin America Mutual Fund 8,340.02 135.43 6.258 D B Tracker Latam Mutual Fund 5,884.00 116.47 5.389 Nevsky Eastern European Mutual Fund 3,160.05 111.52 5.1510 First State Global Resources Fd Cl A Gbp Mutual Fund 60,072.41 96.96 4.48

Total for Foreign Securities 2,040.37 94.17B) Money Market Instruments

Reverse Repo/CBLO 150.00 6.92Total for Money Market Instruments 150.00 6.92

C) OthersCash & Net Current Assets -23.66 -1.09Sub Total -23.66 -1.09GRAND TOTAL 2,166.71 100.00

Notes :a) Total NPAs provided for and its percentage to NAV - NILb) Total Value and percentage of Illiquid Equity Shares - NILc) NAV per unit

Direct plan Regular planOptions / Plan 31/03/15 30/09/15 31/03/15 30/09/15Dividend 13.0341 11.1380 12.2225 10.4259Growth 14.3899 12.2964 14.2572 12.1616d) Dividend/Bonus declared during the period (` per unit) - NILe) Total Outstanding exposure in derivative instruments at the end of the half year period - NILf) Total investments in foreign securities/ADRs/GDRs at the end of the half-year period. is Rs.2,040.37 Lakhs (Market Value)g) Repo in corporate debt Nil

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Mutual Fund Investments are subject to market risks, read all scheme related documents carefully.

A) Hedging Positions through Futures as on September 30, 2015

Scheme Name Underlying Long/Short Futures Price Current Price of Margin maintainedWhen Purchased (`) the contract (`) in (` in Lakhs)

Sundaram Equity Multiplier Fund Mahindra & Mahindra Financial Services Ltd-29-Oct 15 Short 227.97 235.45 337.26Sundaram Financial Opp Fund Mahindra & Mahindra Financial Services Ltd-29-Oct 15 Short 227.60 235.45 433.80

Total percentage of existing assets hedged through futures as a %age of net assets

Scheme Name PercentageSundaram Equity Multiplier fund (0.87%)Sundaram Financial Opp Fund (0.89%)

For the period ended September 30, 2015 following were the hedging transactions through futures which have been squared off/ expired

Total Number of contracts Total Number of contracts Gross Notional value of contracts Gross Notional value of contracts Net Profit / (Loss) value onScheme Name where future were Bought where future were Sold where futures were bought where futures were sold all contracts combined

(` in Lakhs) (` in Lakhs) (` in lakhs)Sundaram Equity Mutliplier Fund - 1,133 - 3,631.42 91.88 Sundaram Select Focus Fund - 3,332 - 10,552.83 245.61 Sundaram Equity Plus Fund - 542 - 1,748.49 49.51 Sundaram Financial Opp Fund - 1,080 - 3,932.80 100.42 Sundaram Select Thematic Funds-PSU Opportunities - 618 - 2,291.61 46.90 Sundaram Select Debt Short Term - 500 - 1,000.75 7.77

B) Other than hedging positions through futures on September 30, 2015

Scheme Name Underlying Long/Short Futures Price Current Price of Margin maintainedWhen Purchased the contract in (` in Lakhs)

NIL

Total exposures due to futures (non-hedging positions) as a percentage of net assets

Scheme Name PercentageNIL

For the period ended September 30, 2015 following were the non-hedging transactions through futures which have been squared off / expired

Total Number of contracts Total Number of contracts Gross Notional value of contracts Gross Notional value of contracts Net Profit / (Loss) value onScheme Name where future were Bought where future were Sold where futures were bought where futures were sold all contracts combined

(` in Lakhs) (` in Lakhs) (` in lakhs)Sundaram Select Midcap Fund 1,238 - 3,978.05 - 296.27

Sundaram Equity Multiplier Fund 123 - 375.77 - (5.93)

Sundaram Select Focus Fund 611 - 1,534.05 - (37.74)

Sundaram Rural India Fund 230 - 497.94 - 6.45

Sundaram SMILE Fund 542 - 2,505.97 - (18.24)

Sundaram Financial Services Opportunities Fund 88 - 269.06 - (4.46)

Sundaram Growth Fund 1,506 - 3,514.83 - (34.08)

Sundaram Ultra Short term Fund 2,250 - 4,521.71 - 17.81

C) Hedging Positions through Put Options as on September 30, 2015 - Nil

Scheme Name Underlying Long/Short Futures Price Current Price of Margin maintainedWhen Purchased the contract in (` in Lakhs)

NIL

Total percentage of existing assets hedged through put options a %age of net assets

Scheme Name PercentageNIL

For the period ended September 30,2015, the following hedging transactions through options which have been already exercised/expired

Scheme Name Total Number of contracts entered into Gross Notional Value of contracts (` in Lakhs) "Net Profit/(Loss) on all contracts (` in Lakhs)Sundaram Midcap Fund 4,000 66.41 (66.04)

Sundaram Equity Multiplier Fund 321 3.93 (3.93)

Sundaram Select Focus fund 974 12.19 (12.19)

Sundaram SMILE Fund 1,350 22.20 (22.20)

Sundaram Equity Plus fund 146 1.80 (1.80)

Sundaram Financial Services Opportunities Fund 344 4.23 (4.23)

Sundaram Select Thematic Funds - PSU Opportunities 287 3.56 (3.56)

D) Other than Hedging Positions through options as on September 30, 2015

Scheme Name Underlying Call/Put Number of Option Price Current Contracts when purchased (`) Option Price (`)

Sundaram Growth Fund NIFTY OPTION 28-DEC-2017-CALL-8300 Call 1,370 2,041.80 1,263.00Sundaram Growth Fund NIFTY OPTION 28-DEC-2017-CALL-8500 Call 1,469 2,052.30 1,149.50Sundaram Growth Fund NIFTY OPTION 28-DEC-2017-CALL-8700 Call 2,066 1,943.43 1,059.00Sundaram SMILE Fund NIFTYOPTION 31-DEC-15-CALL-8000 Call 856 960.83 304.85Sundaram SMILE Fund NIFTYOPTION30- JUNE-16-CALL- 8500 Call 955 1,045.05 613.59Sundaram Value Fund Series -1 NIFTYOPTION 28-DEC-17-CALL- 8300 Call 1,910 1,687.41 1,263.00

Total Exposure through option (Other than hedging) as a percentage of net assets

Scheme Name PercentageSundaram Growth Fund 3.63%Sundaram Growth Fund 3.54%Sundaram Growth Fund 4.59%Sundaram SMILE Fund 0.11%Sundaram SMILE Fund 0.24%Sundaram Value Fund Series -I 12.17%

For the period ended September 30, 2015, the following non hedging transactions through options have been already exercised/expired

Scheme Name Total Number of contracts entered into Gross Notional Value of contracts (` in Lakhs) Net Profit/Loss on all contracts (` in Lakhs)Sundaram Equity Mutliplier Fund 1,155 81.23 (51.77)

Sundaram Select Focus Fund 3,838 103.72 (108.74)

Sundaram Equity Plus Fund 506 10.09 (24.69)

Sundaram Growth Fund 706 339.81 2.25

Sundaram Select Thematic PSU Opportunities Fund 959 77.69 (45.76)

Sundaram Entertainment Opportunities Fund 28 1.91 1.63

Sundaram Financial Services Opportunities Fund 982 15.96 (9.71)

E) Hedging Positions through Swaps as on September 30, 2015 - Nil

Annexure A - Portfolio disclosure for derivative positions

For more information please contact:Sundaram Asset Management Company

(Investment Manager to Sundaram Mutual Fund)Corporate Office: 2nd Floor, Sundaram Towers, 46, Whites Road, Royapettah, Chennai –14.

Toll Free 1800 103 7237 (India) 044 49057300 (NRI)Regd. Office: No. 21, Patullos Road, Chennai 600 002

CIN: U93090TN1996PLC034615 Fax: +91 44 2841 8108 www.sundarammutual.com

Statutory Details: Sundaram Mutual Fund has been set up as a Trust under Indian Trust Act, 1882. Sponsor: Sundaram Finance Limited. Trustee: Sundaram Trustee Company Limited. Investment Manager: Sundaram Asset ManagementCompany Limited. The Sponsor is not responsible for any loss resulting from the operations of the Schemes beyond the contribution of ` .1 lakh made towards setting up the Mutual Fund. Risk Factors: Mutual funds, like securitiesinvestments, are subject to market and other risks and there can be no assurance that the Scheme’s objectives will be achieved. As with any investment in securities, the NAV of Units issued under the Scheme can go up ordown depending on the factors and forces affecting capital markets. Past performance of the sponsor/AMC/mutual fund does not indicate the future performance of the Schemes. Investors in the Schemes are not offered a guarateedor assured rate of return. The names of the Schemes do not in any manner indicate the quality of the Schemes, their future prospects or returns. For investment objective, asset allocation, exit load structure, scheme specific riskfactors and other details, please refer the relevant Scheme Information Document (SID) and Key Information Memorandum cum Application Forms which are available on the website, www.sundarammutual.com, and at the ISCs/Distributors. The Unaudited Half-yearly Portfolio Statements of the Schemes of Sundaram Mutual funds have been approved by the Board of Directors of Sundaram Asset Management Company Limited on 27th October 2015 and by theBoard of Directors of Sundaram Trustee Company Limited on 29th October 2015.