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Harvard University Report on Federal Awards in Accordance with the OMB Uniform Guidance June 30, 2017 EIN #042103580

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  • Harvard University Report on Federal Awards in Accordance with the OMB Uniform Guidance June 30, 2017 EIN #042103580

  • Harvard University Report on Federal Awards in Accordance with the OMB Uniform Guidance Index June 30, 2017

    Page(s)

    Part I - Financial Statements and Schedule of Expenditures of Federal Awards

    Report of Independent Auditors ................................................................................................................. 1-2

    Consolidated Financial Statements and Notes to Consolidated Financial Statements .......................... 332

    Schedule of Expenditures of Federal Awards and Notes to Schedule of Expenditures of Federal Awards ...................................................................................................................................... 33-89

    Part II - Reports on Internal Control and Compliance

    Report of Independent Auditors on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ............................................................................ 90-92

    Report of Independent Auditors on Compliance with Requirements That Could Have a Direct and Material Effect on Each Major Program and on Internal Control over Compliance in Accordance with the Uniform Guidance .................................................... 93-94

    Part III - Audit Findings and Questioned Costs

    Schedule of Findings and Questioned Costs ......................................................................................... 95-96

    Summary Schedule of Prior Audit Findings ........................................................................................... 97-98

  • Part I

    Financial Statements and Schedule of Expenditures of Federal Awards

  • PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Boston, MA 02210T: (617) 530 5000, F: (617) 530 5001, www.pwc.com/us

    Report of Independent Auditors

    To the Joint Committee on Inspection of the Governing Boards of Harvard University: Report on the Consolidated Financial Statements We have audited the accompanying consolidated financial statements of Harvard University (the University), which comprise the consolidated balance sheet as of June 30, 2017, and the related consolidated statements of changes in net assets with general operating account detail, changes in net assets of the endowment and cash flows for the year then ended, and the related notes to the financial statements.

    Managements Responsibility for the Consolidated Financial Statements Management is responsible for the preparation and fair presentation of the consolidated financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditors Responsibility Our responsibility is to express an opinion on the consolidated financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the University's preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the University's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the consolidated financial position of Harvard University as of June 30, 2017, and the changes in its net assets and its cash flows for the year then ended in accordance with accounting principles generally accepted in the United States of America.

  • 2

    Other Matters We previously audited the consolidated balance sheet as of June 30, 2016, and the related consolidated statements changes in net assets with general operating account detail, changes in net assets of the endowment and of cash flows for the year then ended (not presented herein), and in our report dated November 1, 2016, we expressed an unmodified opinion on those consolidated financial statements. In our opinion, the information set forth in the accompanying summarized financial information as of June 30, 2016 and for the year then ended is consistent, in all material respects, with the audited consolidated financial statements from which it has been derived. Other Information Our audit was conducted for the purpose of forming an opinion on the consolidated financial statements as a whole. The accompanying schedule of expenditures of federal awards for the year ended June 30, 2017 is presented for purposes of additional analysis as required by Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and is not a required part of the consolidated financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the consolidated financial statements. The information has been subjected to the auditing procedures applied in the audit of the consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the consolidated financial statements or to the consolidated financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards is fairly stated, in all material respects, in relation to the consolidated financial statements as a whole. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated October 26, 2017 on our consideration of the Universitys internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing and not to provide an opinion on the effectiveness of internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the University's internal control over financial reporting and compliance.

    Boston, Massachusetts October 26, 2017

  • Schedule of Expenditures of Federal Awards

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipients

    ResearchandDevelopmentClusterDirectAwardsAgencyforInternationalDevelopment

    AllianceforFamilyStrengthening:AcollaborationtotesttheeffectivenessandscalabilityoftheFamilyStrengtheningInterventionforimprovedearlychildhooddevelopmentinRwanda

    98.RD AID696A1600003 $164,366 $40,000

    Rapiddiagnosisoffrailandsicknewbornswithahandheldvitalsignmonitor 98.RD AIDOAAF1400005 42,187 20,005Subtotalof98.RD 206,553 60,005TotalforAgencyforInternationalDevelopmentDirectAward 206,553 60,005

    CorporationforNationalandCommunityServicePFSGovernmentPerformanceLab 94.019 16PSHMA001 115,423 Subtotalof94.019 115,423 HarvardKennedySchoolSIBLab 94.024 14PSHMA001 653,410 Subtotalof94.024 653,410 TotalforCorporationforNationalandCommunityServiceDirectAward 768,833

    DepartmentofAgricultureDevelopingaFrameworkforMeasuringtheValueofConsumerConfidenceintheFoodSupply 10.250 58300040038 5,226 Subtotalof10.250 5,226 ANovelInterventionNanotechnologyForFreshProduceSurfaceDisinfectionUsingEngineeredWaterNanostructures 10.310 20136702121075 67,654 Understandingthecontributionsofremotelysensedchlorophyllfluorescencefordomesticandinternationalcropmonitoringprograms 10.310 20166701225208 76,882 Subtotalof10.310 144,536 TotalforDepartmentofAgricultureDirectAward 149,762

    DepartmentofCommerceEstimatingconvection'smoisturesensitivityfunctionusingDYNAMOobservations 11.431 NA13OAR4310154 40,760 Quantifyingcarbonsignaturesacrossurbantoruralgradients:Advancingthecapacityformonitoring,reporting,andverificationthroughobservations,models,andremotesensing

    11.431 NA14OAR4310180 70,103

    Subtotalof11.431 110,863 AircraftcampaignontheNorthSlopeofAlaska 11.Contract RA133R16SE1334 20,000 IANAStewardshipTransitionReview 11.Contract SB133516SE0091 348 Subtotalof11.Contract 20,348 TotalforDepartmentofCommerceDirectAward 131,211

    DepartmentofDefenseFastSparseCoding:ANewApproachtoAcceleratetheIntelligenceCycleComputations 12.300 N002441510050 (4,816) AComputationalApproachtoHumanMoralJudgment 12.300 N000141410800 142,778 BiLayerThermalBarrierCoatingsBasedontheYttriumTantalateZirconiaSystem 12.300 N000141512715 187,158 BiophysiokineticeffectofNIRoncochlearoxidativestressandTTS 12.300 N000141612966 270,333 ConfirmatoryGWASAnalysisoftheSamplesintheMarineRecruitArchive 12.300 N000141512518 512,854 CustomSuperResolutionMicroscopefortheStructuralAnalysisofNanostructures 12.300 N000141612563 285,811 DecentralizedPerceptionfromOnlineLearningandSemanticUnderstanding 12.300 N000141712075 44,094 19,879DesigningaDynamicPlatformthatProvidesMultipleDefenseMechanismsagainstFouling 12.300 N000141613169 234,476 DesigningCompositeCoatingsthatProvideaDualDefenseAgainstFouling 12.300 N000141512157 (3,460) EfficientBayesianComputationforMassiveDataSetsTheoryandMethods 12.300 P00002 186,170 ElementsofCausalLearning:BasicConcepts,Theory,Methods,AlgorithmsandApplications 12.300 N000141712131 845 FluidicPoweredSoftFabricBasedActuatorsforWearableRoboticApplications 12.300 N000141712121 32,906 GenotypingCompletionofsamplesintheMarineRecruitArchive 12.300 N000141612866 185,547 IntegratedNIRtestplatformforNIHLstudies 12.300 N000141310794 4,586 KineticselfassemblyofDNAtilesandbricks 12.300 N000141310593 (4,378) Measuringandunderstandinginformationandbehavioralpatternsforplanningandexecutingnonkineticcourseofactions 12.300 N000141410485 15,227 NanostructuredSurfacesforIntegratedOptoelectronics,Plasmonics,andQuantumOptics 12.300 N000141612825 508,052 NIReffectonexosomemediatedinflammationinacellularmodelofDCS 12.300 N000141612411 130,060 OptimizationforIntelligentEmbeddedDevices 12.300 N002441610018 145,287 PassthroughtoBCH:IdentifyingandcounteringearlyriskfactorsforviolentextremismamongSomalirefugeecommunitiesresettledinNorthAmerica

    12.300 N000141310243 43,482 43,482

    PracticalandScalableQuantumSimulatorsforChemistryandMaterials 12.300 N000141612008 428,098 ProgrammableArchitectedMaterials 12.300 N000141612823 524,781 ProgrammablesynthesisofDNAnanostructuresforspatialandtemporalcontrol 12.300 N000141612410 454,750 ProteinSensorsforVoltageandmagnetism 12.300 N000141110549 7,453

    FederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    34Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    QuantifyingtheefficiencyofMCMCmethodsinHighDimensionalBayesianProblems 12.300 N000141410188 28,504 QuantumOptoMechanicswithAtomsandNanostructuredDiamond:QOMAND 12.300 N000141512761 1,521,812 615,047QuantumSensingandMetrology:NovelMethodsandApplications 12.300 N0001415l2846 608,675 RandomizedDimensionalityReductionMethodsforMachineLearning 12.300 N000141512388 178,020 ReprogrammedCochlearResiliencetoInflammationandApoptosis 12.300 N000141612744 230,848 ScalableBayesianComputation:UsingDerandomizationtoEfficientlyCharacterizeUncertaintyinProbabilisticModels 12.300 FA87501420117 31,680 ScalingupcomplexityofDNAbrickstructures 12.300 N000141612182 313,663 Seedingcooperation. 12.300 N000141612914 115,530 Subtotalof12.300 7,360,826 678,408Identification,Characterization,andUtilizationofAdultMeniscalProgenitorCells 12.420 W81XWH1310244 356,231 AnHerbalDerivativeastheBasisforaNewApproachtoTreatingPostTraumaticOsteoarthritis 12.420 W81XWH1510396 330,600 AnHerbalDerivativeastheBasisforaNewApproachtoTreatingPostTraumaticOsteoarthritis 12.420 W81XWH1510397 410,106 BC120436ANewCellFreeSystemtoStudyBRCA1Function 12.420 W81XWH1310063 (5,866) BehavioralBasedPredictorsofWorkplaceViolenceintheArmySTARRS 12.420 W81XWH1220113 1,016,011 59,223ElucidatingtheRoleofStromalFactorsinHER2TherapyResistanceinBreastCancer 12.420 W81XWH1410222 88,437 Epigeneticsubtypesoftriplenegativebreastcancer 12.420 W81XWH1410213 64,004 IdentificationofPremotorParkinsondisease 12.420 W81XWH1410131 785,253 162,785Inhibitionofmetastasesbydisruptingplateletcancercellinteractionsusingexvivomodifiedplatelets 12.420 W81XWH1510305 146,857 18,327PC131803MolecularEpidemiologyInvestigationofObesityandLethalProstateCancer 12.420 W81XWH1410250 10,016 PreclinicalEvaluationofBCL2/BCLXLInhibitiontoEnhancetheEfficacyofAntibodyDrugConjugates(ADCs)fortheTreatmentofDistinctBreastCancerSubtypes

    12.420 W81XWH1610340 416,051

    RoleofKlothoinosteoporosisandrenalosteodystrophy 12.420 W81XWH1310200 73,574 SexualTraumaandPostTraumaticStressDisorderamongWarfightersinArmySTARRS 12.420 W81XWH1310037 305,911 AUniqueOpportunityforTSC:RepurposingFDAApprovedDrugsUsingaUniqueCombinatorialScreeningStrategy 12.420 W81XWH1610127 99,774 UnderstandingMicrobialSensinginInflammatoryBowelDiseaseUsingClickChemistry 12.420 W81XWH1510368 485,396 UnderstandingMicrobialSensinginInflammatoryBowelDiseaseUsingClickchemistry 12.420 W81XWH1510367 256,524 Subtotalof12.420 4,838,879 240,3356.2.3QuantumComputationandCommunication 12.431 W911NF1510256 272,501 AQuantumMicroscopeforCharacterizationofAdvancedMaterials 12.431 W911NF1510391 (6,881) Ascanninglaserdopplervibrometerforcharacterizingandoptimizinghighperformancematerials,actuators,andimpulsivesystems 12.431 W911NF1610282 275,000 AnalyzingtheLargeSystemLimitofStochasticProximalGradientMethodsforOnlineEstimation 12.431 W911NF1610265 35,102 CausalityGraphs,ApproximateKolmogorovInformation,Modeling,Prediction,andNetworkInference 12.431 W911NF1410508 442,814 ChargeDensityWavesinMesoscopic2DimensionalMaterialsforNanoelecronics 12.431 W911NF1410638 116,430 ContactingtheQuantumAnomalousHallState 12.431 W911NF1610491 76,815 ContinuationStudy:ASystemsApproachtoUnderstandingPostTraumaticStressDisorder 12.431 W911NF1620015 1,576,898 1,275,738ContinuationStudy:ASystemsApproachtoUnderstandingPostTraumaticStressDisorder 12.431 W911NF1720086 2,374 DesignofCellularBlocks,theirProgrammaticAssemblyintoBiologicalMeshes,andtheSynthesisofTissueLikeStructures 12.431 W911NF1720079 36,459 ExploringNewApproachesforCouplingSpinQubits 12.431 W911NF1510203 118,789 ImagingandControlofBiologicalTransductionusingNVDIamond 12.431 W911NF1510548 1,007,289 438,523IntegratedHumanOrganonChipMicrophysiologicalSystems 12.431 W911NF1220036 7,202,018 1,437,374Lowtemperaturesystemforintegratedquantumnodesbasedonatomlikesystemsinnanophotoniccavities 12.431 W911NF1610173 508,597 Measuring,Understanding,andRespondingtoCovertSocialNetworks:PassiveandActiveTomography 12.431 W911NF1110036 680,788 473,861MechanicallyActuatedPeptidepolymerthinfilmsforselectivecaptureandrelease 12.431 W911NF1310242 6,823 Programmaticmodellingforreasoningacrosscomplexmechanisms 12.431 W911NF1410397 1,077,249 252,394NanoandBioElectronics:CMOSEnabledMassivelyParallelIntracellularNanowireArrayasaNewNeuroscienceToolanditsBioticAbioticHybridApplicationforMicroNeuroprosthesisTechnology

    12.431 W911NF1510565 134,098

    QuantumSensingofQuantumMaterials 12.431 W911NF1710023 172,970 SelfAssemblyofRNABrickStructures 12.431 W911NF1210238 27,942 ShannonInspiredApproachtoLimitsofLearning 12.431 W911NF1610561 305,081 StatisticalStructuralHealthMonitoringinthePresenceofEnvironmentalVariabilityandUncertainty 12.431 W911NF1510172 66,247 STIR:MultilevelHiddenMarkovModelforCotranslationalProteinTargeting 12.431 W911NF1610286 50,082 Subtotalof12.431 14,185,485 3,877,890DiamondBasedHighPowerOpticalComponents 12.630 W911NF1710226 45,070 Subtotalof12.630 45,070 ActiveMetasurfacesforAdvancedWavefrontEngineeringandWaveguiding 12.800 FA95501410389 1,355,690 970,876CatalystsforLightweightSolarFuelsGeneration 12.800 FA95501310028 156,357 ChiralNanophotonics 12.800 FA95501610156 196,919

    35Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    Cyborgcell:MolecularNanoscaleCircuitsforActiveControlofCells 12.800 FA95501510401 471,638 EquipmentforLaserCoolingofPolyatomicandDiatomicMolecules 12.800 FA95501610264 150,731 FacilityforHighSpatialandSpectralResolutionOpticalImagingofMetasurfaces 12.800 FA95501510355 20,510 GeneratingMultipleHypothesesinNonnegativeMatrixFactorizationandRelatedLinearModels 12.800 FA95501710155 25,463 HighThroughputExperimentallyandComputationallyGuidedDiscoveryofNextGenerationHighTemperatureShapeMemoryAlloys 12.800 FA95501610180 147,556 29,962LaserCoolingofPolyatomicMolecules 12.800 FA95501510446 65,289 NanoElectronicsonAtomicallyControlledvanderWaalsQuantumHeterostructures 12.800 FA23861514003 71,726 NanoelectronicsInnervatedCells,CellNetworksandThreeDimensionalBiomaterials 12.800 FA95501410136 342,024 PumpProbeStudyoffsLaserHyperdopingandTexturingofSiliconforAdvancedNonequilibriumMaterials 12.800 FA95501410150 78,629 Systemfortimeresolvedcharacterizationoflightmatterinteractioninnanophotonicdevices 12.800 FA95500910042 (259) TheProductionandStudyofAntiprotonsandColdAntihydrogen 12.800 FA95501510275 437,349 UltraSubwavelengthGraphenePlasmonicTHzCircuitsandMetamaterials 12.800 FA95501310211 73,817 UltracoldMolecularAssemblyandQuantumChemistry 12.800 FA95501510260 157,020 WritingandSecuringPeertoPeerComputation 12.800 FA95501610351 141,781 Subtotalof12.800 3,892,240 1,000,838ActiveContext 12.910 W911NF1510544 1,583,407 730,957ContinuousDirectedEvolutionofSynthethicRegulatoryElementsforUseinMammalianCells 12.910 HR00111120003 (1,254) DARPABiologicalControl:Ageneralizableapproachtoengineerultraprecisecellularcontrolsystemswithapplicationstodrugresistance 12.910 HR00111620049 1,381,802 16,130DevelopingNewMethodsofMultiCoreStatisticalInferenceTowardsRapidDataFusionandInformationExtraction 12.910 N660011214219 (5,234)DevelopmentofDiamondNanoscaleMagnetometerUsingQuantumAssistedSensingandReadout 12.910 HR001111C0073 363,567 277,445DiamondMicroCombsandApplications 12.910 W31P4Q1510013 541,272 210,576DiscoveryofToleranceMediatingGutMicrobialMetabolites 12.910 HR00111620013 277,012 EngineeringSelfOrganizingSystems:InvestigatingTopDownSynthesisofResilientCollectivesUsinganExperimental1000RobotPlatform 12.910 W911NF1510078 30,866 EngineeringSelfOrganizingSystems:TheoryandTopdownSynthesisMethodologyforResilientCollectivesusingKilobotandMolecularRoboticsPlatforms

    12.910 W911NF1710075 96,413

    ExecutableKnowledge 12.910 W911NF1410367 969,327 179,187MultiscaleAnalysisofSpikeTimingDependentPlasticityinHeterogeneousCircuitsofNeurons 12.910 W31P4Q1510002 49,709 SmartExoskeletonSuit:BiomechanicallySynergisticBodySupportandProtectionSystem 12.910 W911QX12C0084 (585) SpleenonaChipSepsisTherapeuticDevice 12.910 N660011114180 90,207 68,936TranslationandSelectionofFunctionalSequenceDefinedSyntheticPolymers 12.910 N660011424053 1,078,464 UltrahighThroughputVirusHostCellPicoReactorSystemforPredictiveModelingofViralEvolution 12.910 HR001111C0093 212,674 212,674Subtotalof12.910 6,667,647 1,695,905BehavioralApproachtoSimplifiedLearningfromSpaceTimeData 12.Contract N6600115C4028 242,402 BiologicallyInspiredSoftSmartExosuitforInjuryPreventionandPerformanceAugmentation 12.Contract W911NF14C0051 5,257,855 293,647ContinuumModelsforMultiAgentCooperativeControl 12.Contract W911NF1210350 163,740 DARPAA2P:ConnectingtheMicroandMesoScalesthroughPopupBookMicroelectromechanicalSystemsMEMs 12.Contract FA865015C7548 497,808 ExaminingIndividualDifferencesintheCognitiveProcessesandBrainNetworksSupportingSocialCognitionintheContextualizedSoldier 12.Contract W911QY14C0009 180,241 FundamentalResearch:QuantumCommunicationandTeleportationoverlongdistances 12.Contract W911NF1420099 104,870 IntegratedMicrofluidicDLTDeviceforSepsisTherapy 12.Contract HR001113C0025 1,948,778 370,627NationalCyberSecuritySummit 12.Contract FA330016C0009 71,836 NewDiagnosticPlatformforBiodefense 12.Contract HDTRA114C0037 231,411 ReverseEngineeringHostResilience 12.Contract W911NF16C0050 5,032,635 778,823TowardsReProgrammingtheGutMicrobiome 12.Contract HR001115C0094 1,618,682 719,966Subtotalof12.Contract 15,350,258 2,163,063ProgrammingCellstoProduceNanoparticleswithControllableFeatures 12.RD NoAwrdNmbr (909) Subtotalof12.RD (909) TotalforDepartmentofDefenseDirectAward 52,339,496 9,656,439

    DepartmentofEducationPartneringinEducationResearch(PIER):APredoctoralInterdisciplinaryTrainingProgram 84.305 R305B15001016 528,007 StudentOutcomesofIntegrativeMentalHealthServices 84.305 R305A14025316 562,817 9,550Subtotalof84.305 1,090,824 9,550Developingmoreeffectivetestbasedaccountabilitybyimprovingvalidityunderhighstakesconditions 84.305A R305A11042014 29,318 29,318DigitalMessagingforImprovingCollegeEnrollmentandSuccess 84.305A R305A14012115 769,838 488,162Subtotalof84.305A 799,156 517,480UnderstandingandMeasuringTreatmentEffectHeterogeneityinLargeScaleExperimentsandPseudoExperimentsinEducation 84.305D R305D15004016 131,559 70,802Subtotalof84.305D 131,559 70,802ProjectREADS:UsingDatatoPromoteSummerReadingandClosetheAchievementGapforLowSESStudentsinNorthCarolina 84.396B U396B100195 141,549 47,037

    36Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    Subtotalof84.396B 141,549 47,037TotalforDepartmentofEducationDirectAward 2,163,088 644,869

    DepartmentofEnergyBrazilUSACollaborativeResearch:ModificationsbyAnthropogenicPollutionoftheNaturalAtmosphericChemistryandParticleMicrophysicsoftheTropicalRainForestDuringtheGoAmazonIOPs

    81.049 DESC0011115 108,358

    CorrelatedElectronsinGrapheneattheQuantumLimit 81.049 DESC0012260 99,067 DynamicSelfAssembly,Emergence,andComplexity 81.049 DEFG0200ER45852 339,123 EarlyCareer:Catalystdesignforsmallmoleculeactivationofenergyconsequence 81.049 DESC0008313 129,742 FluxesofCO2,CH4,CO,BVOCs,NOx,andO3inAnOldGrowthAmazonianForest:EcosystemProcesses,CarbonCycle,AtmosphericChemistry,andFeedbacksonClimate

    81.049 DESC0008311 65 65

    HarnessingChemomechanicalEnergyTransductiontoCreateSystemsthatSelectivelyCatchandReleaseBiomolecules 81.049 DESC0005247 338,287 166,142Harnessingthepowerofabinitiocalculations,distributedcomputingandmachinelearningtoefficientlylocateextrememoleculesforuseinCarbonbasedsolarcells

    81.049 DESC0015959 55,808

    ImagingElectronMotioninTwoDimensionalMaterials 81.049 DEFG0207ER46422 159,375 ImagingElectronsinAtomicallyLayeredMaterials 81.049 DEFG0207ER46422 (47,005) IntegratedMesoscaleArchitecturesForSustainableCatalysis(IMASC) 81.049 DESC0012573 2,889,272 518,538JetphysicsandquantumfieldtheoryfortheLargeHadronCollider 81.049 DESC0013607 112,518 MicrobialEcology,ProteogenomicsandComputationalOptima 81.049 DEFG0202ER63445 2,515,168 59,082Modelingthetemporaldynamicsofnonstructuralcarbohydratepoolsinforesttrees 81.049 DESC0012416 116,840 MolecularscaleUnderstandingofSelectiveOxidativeTransformationsofAlcoholsPromotedbyAuandAubasedAlloys 81.049 DEFG0284ER13289 777 PhysicalandThermodynamicPropertiesofSecondaryOrganicMaterialsforModeling 81.049 DESC0012792 283,920 ProtonCoupledElectronTransferMechanismsofSmallMoleculeActivation 81.049 DESC0009758 161,032 PursuingDarkEnergywithLargeGalaxyRedshiftSurveys:BaryonAcousticOscillationsandBeyond 81.049 DESC0013718 92,093 ResearchinHighEnergyPhysics 81.049 DESC0007881 1,406,783 ResearchTheoreticalinHighEnergyPhysics 81.049 DESC0007870 195,866 SISGER:TransportandImagingofMesoscopicPhenomenainSingleandBilayerGraphene 81.049 DESC0001819 243,797 147,116SISGR:RoomTemperatureSingleMoleculeDetectionandImagingbyStimulatedRamanScatteringMicroscopy 81.049 DESC0001548 42,372 Unravellipidaccumulationmechanisminoleaginousyeastthroughsinglecellsystemsbiologystudy 81.049 DESC0012411 555,502 310,053WaterSplittingbyThinFilmMetalOxoCatalysts 81.049 DESC0009565 60,105 Subtotalof81.049 9,858,865 1,200,996FromZtoPlanets:PhaseII 81.112 DENA0002937 395,488 104,252HighPressureMetallicHydrogen 81.112 DENA0003346 134,814 HydrogenanditsIsotopesatUltraHighPressure 81.112 DEFG5210NA29656 (151) PressingforMetallicHydrogen 81.112 DENA0001990 14,093 Subtotalof81.112 544,244 104,252Novelslipperycoatingsforextremeenergysavingsassociatedwithfluidhandlinginoilpipelinesandwatercirculationsystems 81.135 DEAR0000326 74,575 74,575OrganicAcidFlowBatteryforGridStorage 81.135 DEAR0000348 995,052 139,461TransistorlessPowerSupplyTechnologyBasedOnUWBGNonlinearTransmissionLine 81.135 DEAR0000858 3,593 Subtotalof81.135 1,073,220 214,036ICFellowship(Kehaylas)ResearchAdvisorstipendandlaballowance 81.RD NoAwrdNmbr 16,110 Subtotalof81.RD 16,110 TotalforDepartmentofEnergyDirectAward 11,492,439 1,519,284

    DepartmentofHomelandSecurityNonInvasiveIdentificationofLVH/CardiomegalyinFirefighters 97.044 EMW2011FP00663 162,572 100,559Subtotalof97.044 162,572 100,559TSAMetaLeadershipTraining 97.Contract 2116206TWE018 225,641 Subtotalof97.Contract 225,641 FeedingAmerica'sBravest:MediterraneanDietBasedInterventionstoChangeFirefighter'seatingHabitsandImproveCardiovascularRiskProfilies

    97.RD EMW2014FP00612 416,333 238,107

    Subtotalof97.RD 416,333 238,107TotalforDepartmentofHomelandSecurityDirectAward 804,546 338,666

    DepartmentofHousing&UrbanDevelopmentProspectiveEvaluationofaComprehensiveSmokeFreePublicHousingPolicyinaMultiStateSetting 14.902 MAHHU002514 198,267 11,911Subtotalof14.902 198,267 11,911TotalforDepartmentofHousing&UrbanDevelopmentDirectAward 198,267 11,911

    DepartmentofJustice

    37Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    CommunityCorrections:AnExecutiveSessionontheFutureofCorrectionalPolicy 16.560 2012R2CX0048 213,416 EvaluationofthePeertoPeer(P2P):ChallengingExtremismInitiative 16.560 2016ZABXK001 9,591 ResearchAssistantshipProgram,VAIW 16.560 2015IJCX0014 71,433 Subtotalof16.560 294,440 TotalforDepartmentofJusticeDirectAward 294,440

    DepartmentofLaborTheRealEffectsofElectronicWagePayments:AnExperimentwithSalariedFactoryWorkersinBangladesh 17.791 EO302741760525 32,207 Subtotalof17.791 32,207 TotalforDepartmentofLaborDirectAward 32,207

    DepartmentofStateBuildingUniversityCapacityinResponsibleScienceinaScientificCollaborationContextfortheBMENABioScienceForum 19.033 SLMAQM14CA1182 125,985 Subtotalof19.033 125,985 TotalforDepartmentofStateDirectAward 125,985

    DepartmentoftheInteriorCollaborativeResearch:ActivityandearthquakepotentialoftheWilmingtonblindthrust,LosAngeles,CA 15.807 G17AP00008 13,903 DigitizationofHarvardAdamDziewonskiAnalogSeismogramsfrom1933to1953forImprovedSeismicityConstraintsintheNortheasternUnitedStates

    15.807 G16AP00021 13,696

    DigitizationofHarvardAdamDziewonskiAnalogSeismogramsfrom1933to1953withaFocusonCaribbeanEarthquakes 15.807 G17AP00007 1,927 Subtotalof15.807 29,526 AlgorithmsforRepresentationandInferenceinformedbytheAcquisitionofDatafromNeuroscienceExperiments(ARIADNE) 15.Contract D16PC00002 7,639,609 3,068,183Corticalarchitectureandalgorithmsformachinelistening 15.Contract D16PC00008 3,994,212 2,658,834Subtotalof15.Contract 11,633,821 5,727,017TotalforDepartmentoftheInteriorDirectAward 11,663,347 5,727,017

    DepartmentofTransportationRapidIdentificationofCrudeOilPropertiesUsingWInk(FollowOn) 20.Contract DTFR5315C00025 237,752 90,084Subtotalof20.Contract 237,752 90,084TotalforDepartmentofTransportationDirectAward 237,752 90,084

    DHHSImpactEvaluationofCombinationHIVPreventionInterventionsinBotswana 93.067 5U01GH00044704Revised 637,492 637,492ImpactEvaluationofCombinationHIVPreventionInterventionsinBotswana 93.067 5U2GGH00191102REVISED 4,278,508 2,763,113ImplementationofProgramsforthePrevention,CareandTreatmentofHIV/AIDSintheUnitedRepublicofTanzaniaunderthePresident'sEmergencyPlanforAIDSRelief(PEPFAR)

    93.067 5U2GPS00196605Revised 182,274 63,719

    Subtotalof93.067 5,098,274 3,464,324ECigaretteVapinginAdvertisingPortrayalsandBehavioralOutcomesResearch(EVAPORStudy) 93.077 1R03CA21254401A1 299 Subtotalof93.077 299 PreventionPolicyModelingLab 93.084 6NU38PS0046440302 1,289,398 527,536Subtotalof93.084 1,289,398 527,536TheMdepinetMedicalCounterMeasuresStudy 93.103 1U01FD00449301REVISED 338,100 88,118Subtotalof93.103 338,100 88,118EpidemiologicalMCH/SPHInstitute 93.110 6T03MC076481101 13,500 TrainingGrantinMaternalandChildHealth 93.110 5T76MC000016200 358,271 Subtotalof93.110 371,77128thAnnualConferenceInternationalSocietyforEnvironmentalEpidemiology 93.113 1R13ES02733701 11,701 AirPollutionandAutisminIsrael:APopulationWideStudy 93.113 1R21ES02690001 100,577 34,448AirpollutionandParkinsonDisease:aGISbasedapproach 93.113 5K01ES01918305 (1,183) ArsenicExposure,ERstreeandType2Diabetes 93.113 5R01ES02223005 350,998 BPA,PhthalatesandStress:MechanismsandInteractionsforChildhoodObesity 93.113 3R01ES02135704S1Revised 59,009 59,009CardiovascularHealthandAirPollution:ANationalStudy 93.113 5R01ES02433203 427,532 45,774CausalInferencewithInterferenceforEvaluatingAirQualityPolicies 93.113 5R01ES02621702 385,684 Chroniceffectsofweatherfluctuations:populationsusceptibilityandadaptationovertimeandspace 93.113 5R21ES02401202 47,176 ComprehensiveTranslationalScienceAnalyticsToolsfortheGlobalHealthAgenda 93.113 5DP1ES02545903 1,061,115 10,656COPDandResponsetoTrafficRelatedParticles 93.113 4R01ES01985305 345,469 162,228CrossoverStudyonHumanExposuretoPhthalatesandMaleFertility 93.113 5R01ES01728505Revised 15,978 13,551DataDrivenidentificationofenvironmentalfactorsincardiovasculardiseaase 93.113 5R00ES02350404 161,797 DioxinsandMalePubertalGrowthandDevelopment 93.113 3R01ES01437010S1 132,009 36,051DNAMethylationasaBiomarkerofExposureandEffectforParticlesandMetals 93.113 5R01ES01517209 100,183 4,451

    38Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    EarlyandlatelifemetalexposuresandAlzheimer'sdisease 93.113 5R01ES02416504 530,704 79,921EffectsofArseniconAdolescentGrowthandMetabolicHealth 93.113 5R03ES02490702 34,749 EffectsofEnvironmentalPhthalatesandChemicalMixturesonMalePubertyandSemenQuality 93.113 2R01ES01437011A1REVISED 188,700 87,001Effectsofenvironmentalstressorsonmitochondrialcellularcrosstalk 93.113 5R21ES02561502REVISED 172,467 EngineeredNanomaterialSynthesis,CharacterizationandMethodDevelopmentCenterforNanosafetyResearch 93.113 1U24ES02694601REVISED 561,753 140,223EnvironmentalChemicals,ExosomalmiRNAsinOvarianFollicles,andIVFSuccess 93.113 5R21ES02423602REVISED 156,439 31,185EnvironmentalObesogensandWeightChangeinthePOUNDSLOSTTrial 93.113 5R01ES02298104 497,732 20,450EpidemiologyofImmunotoxicantExposureinChildren 93.113 5R01ES01219910 167,222 167,222EpigeneticRegulationbyLargeNonCodingRNAsinthep53MediatedDNADamageResponse 93.113 5R01ES02026005 33,280 8,255Epigenomicdriversofhumanmuscleprogenitorcellsindevelopmentanddisease 93.113 5R01ES02493502 174,653 FlameRetardants,ThyroidFunction,andPsychomotorSkillsinChildren 93.113 1R21ES02484101A1REVISED 16,089 16,089GlucoseMetabolisminAdultsPrenatallyExposedtoDiabetogenicPollutants 93.113 5R01ES02147705REVISED 752,577 510,976GraduateTraininginBiostatistics 93.113 5T32ES00714235 437,463 GutMicrobiomeinAdultswithEarlyLifeExposurestoEnvironmentalChemicals 93.113 5R21ES02337603 80,128 10,915HSPHNIEHSCenterforEnvironmentalHealth 93.113 5P30ES00000254 1,666,651 40,656HumanExposuretoBisphenolA,PhthalatesandFertility,PregnancyOutcomes 93.113 5R01ES00971819 621,738 18,401ImmunotoxicityinHumanswithLifetimeExposuretoOceanPollutants 93.113 4R01ES02199305 117,117 64,201ImpactofObesityonAirwayResponsestoAirPollution 93.113 5R01ES01330713 344,999 32,429IncreasingthepowerofGxEdetectionbyusingmultilocusgenomewidepredictors 93.113 5R21ES02505203 143,120 65,467IntegrativegenomicanalysisontheroleoflncRNAsintheDNAdamageresponsetoenvironmentaltoxins 93.113 4K25ES02298404REVISED (18,719) InterdisciplinaryTraininginGenesandtheEnvironment 93.113 3T32ES01664508S1 364,913 LipoproteinCoronaFingerprints:ImplicationsforPulmonaryClearanceandToxicityofEngineeredNanoparticles 93.113 1K99ES02581301A1 76,581 ManganeseTransportandToxicity 93.113 5R01ES01463812 708,366 MaternalandPaternalFlameRetardantExposure,ImpactonFertilityandPregnancy 93.113 5R01ES02295504 614,895 250,281MaternalExposuretoAirPollutionandEarlyPregnancyOutcomes 93.113 1K99ES02664801A1 29,149 MolecularandEpigeneticMitochondriomicsofAirParticles,LeadandCognition 93.113 5R01ES02173304REVISED (5,621) NewToolsfortheinterpretationofPathogenGenomicDatawithafocusonMycobacteriumtuberculosis 93.113 7K01ES02683503 118,139 Obesityandasthma:microbiomemetabolomeinteractions 93.113 5R21ES02403202 179,727 Organonchiptechnologytoevaluateengineerednanomaterialtoxicity 93.113 1U01ES02727201 164,611 Phthalates,GestationalDiabetes,andMarkersofType2DiabetesRiskinWomen 93.113 7R01ES02616602Revised 456,843 34,243PollutantrelateddiabetesintheNurses'HealthStudyII 93.113 5R01ES02137205 534,810 119,311PopulationBasedStudyofEnvironmentalRiskFactorsforALS 93.113 5R01ES01918805 65 SemiparametricMethodsforGeneenvironmentInteraction 93.113 5R01ES02033704 215,601 SummerInternProgram(SIP)inEnvironmentalHealthSciences 93.113 5R25ES02072205REVISED 24,300 Theroleofbetaendorphinincutaneousinflammation 93.113 1F31ES02730101 25,546 TherolesofUV,neoantigens,andepitopespreadinginvitiligoandmelanoma 93.113 5F30ES02562602 43,572 Theoryandmethodsforinteraction 93.113 2R56ES01787606A1 57,093 TheoryandMethodsforSufficientCauseInteractions 93.113 5R01ES01787605REVISED 8,215 TrainingPrograminEnvironmentalEpidemiology 93.113 5T32ES00706935 3,329 TrainingPrograminEnvironmentalEpidemiology 93.113 5T32ES00706937 474,142 TransgenerationalSusceptibilitytoAsthmafromAirPollutionExposure 93.113 5R21ES02328102 (11,189) Subtotalof93.113 13,959,994 2,063,394ACognitiveApproachtoRefineandEnhanceUseofaDentalDiagnosticTerminology 93.121 5R01DE02105105REVISED 27,488 27,354Awholesystemsapproachtoimplementingstandardizeddentaldiagnosticterms 93.121 4R01DE02306104REVISED 44,797 38,429AntiInflammatoryMesenchymalStemCellTherapyforDentalApplications 93.121 5K08DE02529202 132,884

    DynamicsofthebacterialtypeIXsecretionsystemanditseffectonsubgingivalbiofilmformationbybacteriaofthehumanoralmicrobiome 93.121 1K99DE02682601 23,730

    EngineeringSkeletalMuscleWithBiodegradableHydrogels 93.121 4R01DE01334916 625,263 58,757EpigeneticRegulationofHSVInfectionofOralCells 93.121 5R56DE02390902REVISED 131,884 GasHedgehogsignalinginintramembranousboneformationandexpansion 93.121 5R01DE02586602 470,137 LeveragingNovelMultivariateMethodsofSubphenotypesinGeneticAssociationStudiesofSjogrensSyndrome 93.121 1R03DE02566501A1Revised 78,616 35,617PolymericMatricesWithDefinedCellAdhesion 93.121 5R01DE01303320 490,536 ProbingthecAMPsignalingmicrodomainoftheprimarycilium 93.121 5R21DE02592102REVISED 101,207 RoleofaNovelSecretedProteinTyrosineKinaseinDevelopment 93.121 5R21DE02431202 24,492 TheRoleofSalivaryMucininPreventingCariogenicStreptococcusBiofilmFormation 93.121 5F30DE02491703 29,960 ToothMovementderivedbyPDLCellularManipulations 93.121 5K99DE02505302REVISED 103,803 Subtotalof93.121 2,284,797 160,157

    39Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    SafetyandHealthManagementofHazardsAssociatedwithEmergingTechnologies 93.143 5R25ES02363503 30,582 13,450SafetyandHealthManagementofHazardsAssociatedwithEmergingTechnologies 93.143 5R25ES02363505 134,584 1,606Subtotalof93.143 165,166 15,056CausalTranscriptionalConsequencesofHumanGeneticVariation(CTCHGV) 93.172 5P50HG00555005REVISED (651) CenterforGenomicallyEngineeredOrgans 93.172 5RM1HG00852503 1,613,379 143,373ElectronicSequencinginGrapheneNanopores 93.172 5R01HG00370310REVISED (2,833) FastandaccuratephasingusingthepositionalBurrowsWheelertransform(PBWT) 93.172 1R21HG00951301 37,713 FastandpowerfulextensionsofmixedmodelmethodsforGWAS 93.172 5F32HG00780503Revised 56,957 Flybase:ADrosophilaGenomicandGeneticDatabase 93.172 5U41HG00073925REVISED 3,262,128 1,042,927FunctionallyspecializedcomponentsofdiseaseheritabilityinENCODEdata 93.172 1U01HG00937901 59,964 Globalmeasurementofsplicingkinetics 93.172 5R21HG00926402 216,763 HMMERandInfernal:FindingdistanthomologsofsequencesandRNAstructures 93.172 5R01HG00911602 56,638 IdentifyingGenomescaleInteractionEffectsinHumanTraitsandDiseases 93.172 5R21HG00768702 247,990 43,777LargeScaleHighConfidenceBinaryProteinInteractionNetworkforDrosophila 93.172 5R01HG00711805 877,806 695,150LeveragingTissueSpecificRegulatoryGrammartoInterpretHumanEvolutionandNoncodingVariation 93.172 3F32HG00922601S1 24,218 MassivelyParallelPhenotypicCharacterizationofNoncodingGeneticVariation 93.172 5K99HG00817902REVISED 55,766 MechanismsofTranscriptionalControlRevealedbyNascentTranscriptSequencing 93.172 5R01HG00717305REVISED 433,584 Methodsfordiseasemappinginmultiethnicpopulations 93.172 2R01HG00639906A1 23,394 MethodsforGenomewideAssociationStudiesinAdmixedPopulations 93.172 5R01HG00639905 264,899 57,850Multialleliccopynumbervariationofthehumangenome 93.172 5R01HG00685504REVISED 65,392 PathwayCommons:ResearchResourceforBiologicalPathways 93.172 5U41HG00662306REVISED 956,674 578,536PatientCenteredInformationCommons(PIC) 93.172 3U54HG00796304S1 5,064,042 1,030,699PopulationBasedApproachestoGenomeStructureandStructuralVariation 93.172 5R01HG00685506 501,420 Poweringwholegenomesequencebasedgeneticdiscoveryforcommonhumandiseases 93.172 5U01HG00908802 768,630 521,476PreparingAssociationAnalysisSoftwareToolsforNextGenerationSequencingData 93.172 1R01HG00897601REV 122,126 SystematicExplorationoftheHumanInteractome 93.172 5U41HG00667305REVISED 671,074 TheFlybaseDiversityActionPlan 93.172 5R25HG00763003REVISED 226,903 214,982TraininginBioinformaticsandIntegrativeGenomics 93.172 4T32HG00229514REVISED 990,363 Visualizationof(Epi)GenomicDataforDiscoveryofDiseaseAssociatedVariants 93.172 5R00HG00758305 226,299 Subtotalof93.172 16,820,638 4,328,770CharacterizingtheFunctionalArchitectureoftheNecklaceOlfactorySystem 93.173 1R01DC01622201 81,055 Afferentefferentinteractionsinthedevelopingcochlea 93.173 1R01DC01597401 245,464 AtomicStructureofSensoryTransductionProteins 93.173 1F32DC01621001 22,529 CharacterizingOdorMapsintheOlfactoryBulbandCortex 93.173 5R01DC01155805 133,990 DissectingsensorytomotortransformationsinDrosophilamelanogaster 93.173 1F31DC01570101A1 5,844 Examiningbehavioralandneurallinksbetweenspeechdelayandliteracyskills 93.173 1F31DC01591901 23,598 ForceDependentUnbindingofMammalianInnerEarTipLinkProteins 93.173 1F31DC01619901REVISED 7,792 FunctionalcharacterizationofNetrin1inthespiralganglion 93.173 5F31DC01460302 30,442 Functionalintegrationofadultbornneuronsintothemammalianbrain 93.173 5R01DC01332905 233,530 GeneticDissectionofAuditoryCircuitAssembly 93.173 5R01DC00922308REVISED 476,094 Improvedbinauralstimulationstrategyforbilateralcochlearimplants 93.173 5F31DC01487302REVISED 11,861 Improvingroundwindowstimulationviamoldablecouplerandimpedancemodeling 93.173 1F31DC01591101REVISED 30,253 InformationCodinginIndividualOlfactorySensoryAxons 93.173 1F32DC01593801A1 12,622 Mechanismsofapraxiaofspeechinprimaryprogressiveaphasia 93.173 1F31DC01570301 31,267 Molecularandanatomicalcorrelatesofspiralganglionneuronheterogeneity 93.173 5F32DC01437102 53,428 MolecularAndCellularMechanismsOfANeuronalNetworkForOlfactoryLearning 93.173 5R01DC00985209 455,007 MolecularBasisofInheritedDeafness 93.173 5R01DC00228120 254,285 32,554MolecularMechanismsofAuditoryTransduction 93.173 5R01DC00030432REVISED 436,110 80,470Networkanatomyofolfactoryprocessing 93.173 5R03DC01362203 (18,965) NeuralMechanismsforOlfactoryandGustatoryIntegrationintheDrosophilaLarva 93.173 1F31DC01570401 31,267 Neuromodulationofsensoryprocessingbytheserotoninsystem 93.173 5R01DC01445303REVISED 249,048 Nonsensorycellsasapotentialsourceforsignalingmoleculesinthecochlea 93.173 5R21DC01491602 194,202 Olfactorycircuitsthatcontrolbehavior 93.173 5R01DC01328904REVISED 247,199 OptogeneticStimulationinaModeloftheAuditoryBrainstemImplant 93.173 5F31DC01487102 29,404 Optogeneticstudiesofmouseolfaction 93.173 5R01DC01129105REVISED 23,764 Sensoryprocessingofsocialanddefensivechemosignals 93.173 5R01DC01308705REVISED 246,673 Subcorticalauditoryfeedbackmechanismsinspeech:Functionandstructure 93.173 1F31DC01569501 31,267

    40Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    SynapticandCircuitMechanismsofOlfactoryProcessing 93.173 5R01DC00817410 66,600 Themechanismofinnerearpressurehomeostasisbytheendolymphaticsac 93.173 1R01DC01547801A1 186,317 TheroleofshorttermplasticityatthecalyxofHeldforauditoryprocessing 93.173 4F30DC01371604REVISED 4,775 TrainingforSpeechandHearingSciences 93.173 4T32DC00003825REVISED 809,712 Useofnewmeasurementstodevelopamodelofboneconductioninanimalandhuman 93.173 1F31DC01591501 29,253 Subtotalof93.173 4,675,687 113,024Sensoryreceptorsofthevagusnerve 93.212 1DP1AT00949701 541,524 Subtotalof93.212 541,524 Identificationandcharacterizationofgutmicrobialbioactivemoleculesthatdeterminepredispositiontoautoimmunediseaseandatopy 93.213 1R01AT00970801A1 153,448 NeurobiologicalandClinicalPhenotypesinOEFOIFONDVeteranswithmTBIorBlast 93.213 5R21AT00943002 157,857 26,034SensoryNeuronBacteriaInteractionsinModulatingPainandtheHostMicrobiota 93.213 1DP2AT00949901REVISED 613,207 Subtotalof93.213 924,512 26,034HealthPolicyTrainingProgram 93.225 5T32HS00005523 382,280 Subtotalof93.225 382,280 Engineeringhighlyreliablelearninglab 93.226 5P30HS02445302 943,878 626,366IdentifyingCascadesofLowValueCareandtheOrganizationalPracticesthatPreventThem 93.226 1R01HS02381201A1 28,518 MeasuringEffectsofAntihypertensiveMedicationAdherenceonBPlevelsthroughBayesianDynamicLinearModels 93.226 7R03HS02211202REVISED 5,053 MedicaidPolicy,Coverage,andAccesstoCareAmongLowIncomeAmericansUnderHealthReform 93.226 5K02HS02129105 102,511 PaymentIncreasesandPhysicianSupplyofCareforMedicaidBeneficiaries 93.226 1R36HS02445501 25,807 Subtotalof93.226 1,105,767 626,366GeneticsofSleepinZebrafish 93.233 5R01HL10952508REVISED 349,208 Subtotalof93.233 349,208 Insitutranscriptionalanalysisofbraincircuitsatsinglecellresolution 93.242 5R01MH11150202 1,480,963 191,746AssessingcausalityIsposttraumaticstressdisordercardiotoxic 93.242 5R01MH10126903 822,876 149,270BasalforebrainpurinergicP2receptormechanismsofsleepwakeregulation 93.242 5R03MH10765002 60,192 ComparativeSafetyofcommonlyprescribedPsychotropicDrugsinpregnantWomen 93.242 5R01MH10021603 450,945 218,101ComprehensiveClassificationOfNeuronalSubtypesBySingleCellTranscriptomics 93.242 5U01MH10596003REVISED 1,484,334 881,425Contextdependentmodulationsofdopaminesignaling 93.242 5R01MH11040402REVISED 478,391 DevelopingRiskAlgorithmsofInternalizingDisorderEtiologyandCourse 93.242 5K01MH10671002REVISED 64,368 Dissectingtheassemblyofvertebrateneurotransmitterreleasesites 93.242 1R01MH11334901 62,420 Dissectingtheroleofanteriorcingulatecortexprojectionstotheamygdalainobservationallearning 93.242 1F31MH10715101A1REVISED 6,228 Effectsofasinglesessionimplicittheoriesofpersonalityinterventiononrecoveryfromsocialstressandlongtermpsychologicalfunctioninginearlyadolescents.

    93.242 5F31MH10828002REVISED 31,076

    EventrelatedNeuroimagingofHumanMemoryFormation 93.242 5R01MH06094117 457,323 Experimentalexaminationsofthemechanismsthatgeneratetheresponsesofmidbraindopamineneurons 93.242 5R01MH10120705REVISED 370,876 ExploringaNovelParadigmofSchizophreniaandBipolarDisorder 93.242 5R01MH11327902 435,187 FunctionalrolesoflongnoncodingRNAsduringneuronaldevelopment 93.242 5R01MH10241604REVISED 358,609 HealthPolicyTrainingProgram 93.242 5T32MH01973323REVISED 317,495 HealthyOptions:GrouppsychotherapyforHIVpositivedepressedperinatalwomen 93.242 5R01MH10033805 324,165 228,852IdentifyingcriticalfunctionsofDISC1disruptedinmajormentalillness 93.242 5F30MH10389002 4,408 IdentifyingRiskFactorsforPTSDbyPooledAnalysisofCurrentProspectiveStudies 93.242 5R01MH10122703REVISED 1,003,471 558,321ImprintingaConnectome:DevelopmentalCircuitApproachtoMentalIlness 93.242 5P50MH09427105 166,774 Insitutranscriptomeimaginginsinglecells 93.242 5R01MH11309402 1,038,603 InfluencesonPsychiatristPrescribingofAntipsychotics 93.242 5R01MH09335903REVISED (638) (638)MentalHealthCoverageandPaymentinPrivateHealthPlans 93.242 5R01MH09429004 411,705 34,849METTL23isessentialforhumancognitivefunction 93.242 4F30MH10290904 31,353 Molecularlydefiningtheneuralcircuitryoffearintheamgydala 93.242 5R21MH10478502 373,704 Neuralcircuitsthatregulatedopamineneuronactivity 93.242 4R01MH09595305 175,917 Neuronalmechanismsofattention:changesinsensitivityanddecisioncriterion 93.242 5F31MH10389503REVISED 11,642 NeuropsychiatricGenomeScaleandRDOCIndividualizedDomians(NGRID) 93.242 5P50MH10693303REVISED 3,719,394 1,814,850

    Newapproachestounderstandneuronalmicrocircuitdynamicsforworkingmemory 93.242 5R01MH10762003 502,269 OptimizingDeliveryofART/PrEPforHIVPreventionthroughQualitativeResearch 93.242 4R01MH10102704 499,459 169,705PeptideModulationofStriatalPatchandMatrixSubdivisions 93.242 5R01MH10056805 542,521 Ph.D.TraininginNeuroscience 93.242 5T32MH02001720 651,382 PhysiologicalGenomicsofCentralVasopressinCircuitsAcrossGender 93.242 5K01MH10971202 160,477 PosttraumaticStressDisorderandCognitiveDeclineinWomen 93.242 7R21MH10257002Revised 103,087 61,560RealtimefMRIfeedbackandauditoryprocessinginschizophrenia 93.242 5R21MH09450902REVISED 35,627

    41Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    SocialCapitalandLateHIVDiagnosisintheUnitedStates 93.242 1K01MH11137401A1 16,875 SynapticBasisofSleepCycleControl 93.242 5R01MH03968331 425,622 TechnologyDiffusionPathways 93.242 5U01MH10301805 694,736 Thealgorithmsusedbythegenometointerpretneuralactivity 93.242 5R01MH10152805 696,537 Thebiochemicalcorrelatesofsleephomeostasis 93.242 4R01MH09918004 292,671 TrainingPrograminPsychiatricGeneticsandTranslationalResearch 93.242 5T32MH01711931 265,992 Ventricles,CorpusCallosum,SymptomsAndMir137InLargeNStudyOfSchizophrenia 93.242 1R21MH10981901A1 70,597 33,700YouthFORWARD:CapacityBuildinginAlternateDeliveryPlatformsandImplementationModelsforBringingEvidenceBasedBehavioralInterventionstoScaleforYouthFacingAdversityinWestAfrica

    93.242 1U19MH10998901Revised 312,717 109,239

    Subtotalof93.242 19,412,350 4,450,980LungDiseaseinChineseTextileWorkers 93.262 5R01OH00242122REV 189,757 TheHarvardSchoolofPublicHealthCenterforWork,HealthandWellbeing 93.262 5U19OH00886109REV 618,731 571,846TheHarvardTHChanSchoolofPublicHealthCenterforWork,HealthandWellbeing 93.262 2U19OH00886110REVISED 714,984 496,386TheHSPHEducationandResearchCenterofOccupationalSafetyandHealth 93.262 5T42OH00841612REVISED 1,285,486 Subtotalof93.262 2,808,958 1,068,232AlcoholandCellAdhesion 93.273 4R01AA01297415 186,712 38,307Thegutmicrobiotaandethanol 93.273 5R21AA02320702 177,556 Subtotalof93.273 364,268 38,307BehavioralCouplesTherapyforFemaleDrugAbusingPatients 93.279 5R01DA02561805REVISED 27,865 Developmentalgenenetworksof5HTneuronsinaddiction,aggression,andanxiety 93.279 5R01DA03402204 659,256 50,814Drugabuseandjobs:racialdisparitiesinlaborforceparticipationandoutcomes 93.279 5R03DA03869702 43,799 Functionspecificserotonergicneurons,discretebraintargets,andaddiction 93.279 5R21DA03605602 16,559 10,061GenerationandcharacterizationoftoolsfortargetspecificdenovoDNAmethylation 93.279 5R01DA03689805 297,276 IntegrationandDynamicsofNeuromodulatorActionintheStriatum 93.279 5F32DA03554302 (1) Intergenerationalimpactsofparentmarijuanauseonadolescenthealthbehavior 93.279 5F31DA03958603REVISED 32,971 MonitoringNeuralActivityinFreelyBehavingZebrafishLarvaewithBioluminescence 93.279 5R01DA03030404 (97) SubstanceAbuseattheSchizophreniaInternationalResearchCongress 93.279 5R13DA03692504 7,452 SubstanceUseDisorderTreatmentunderNewPaymentandDeliverySystemModels 93.279 5R01DA03521403REVISED 363,703 114,340SyringeInjectableElectronicsPlatformforChronicMappingandModulationofNeuralCircuitsinAddiction 93.279 1R21DA04398501 62,164 Subtotalof93.279 1,510,947 175,215MentoringinQualitativeMethodsforPatientOrientedResearchonHIVCare 93.281 5K24MH09089405 9,953 9,953Subtotalof93.281 9,953 9,953Evaluationofacommunitybasedpsychosocialinterventionforwaraffectedyouth 93.282 5F31MH09733302Revised (2,169) Subtotalof93.282 (2,169) AutomatedProcedureGuidancewithUltrasoundImagingCatheters 93.286 5R21EB01893802 99,837 22,739Biomaterialbasedbreastcancervaccine 93.286 4R01EB01549804 357,479 BuildingtheHematopoieticStemCellNiche 93.286 5R01EB01470304 26,528 ContinuousEvolutionofProteinswithNovelTherapeuticPotential 93.286 5R01EB02237611REVISED 86,374 InvivoHandheldCoherentRamanScattering(CRS)MicroscopyforGliomaImaging 93.286 5R01EB01725404 458,259 249,496Mechanotransductionanalysisinamicroengineeredlungonachip 93.286 5R01EB02000403 762,406 451,183Subtotalof93.286 1,790,883 723,418AddressingMentalHealthDisparitiesinRefugeeChildrenThroughFamilyandCommunitybasedPrevention:ACBPRCollaborationandHybridImplementationEffectivenessTrial

    93.307 1U01MD01061301REVISED 132,680 27,231

    AddressingMentalHealthDisparitiesinRefugeeChildrenThroughFamilyandCommunitybasedPrevention:ACBPRCollaborationandHybridImplementationEffectivenessTrial

    93.307 7U01MD01061302REVISED 91,370

    AddressingMentalHealthDisparitiesinRefugeeChildren:ACBPRCollaboration 93.307 5R24MD00805703REVISED 257,745 120,423DisparitiesinExposureandHealthEffectsofMultipleEnvironmentalStressorsAcrosstheLifeCourse 93.307 5P50MD01042803REVISED 662,339 291,254HarvardSchoolofPublicHealthMHIRTTrainingProgramGrant 93.307 5T37MD00144920REVISED 271,126 UnderstandingDisparitiesinPatientCenteredHospitalCare 93.307 5R01MD00623003Rev 36,543 Subtotalof93.307 1,451,803 438,908ARoadMaptotheNeocortex 93.310 5DP1MH09990605 539,775 Artificiallymodulatingmemoriestoalleviatepsychiatricdiseaselikestates 93.310 1DP5OD02310601REVISED 247,338 BiocompatibleChemistryforInVivoMetaboliteModification 93.310 1DP2GM10543401 563,500 BiomedicalDataScienceOnlineCurriculumonHarvardX 93.310 5R25GM11481803 269,303 99,934BiophysicalapproachestocomplexnavigationalbehaviorsinlarvalDrosophilamelanogaster 93.310 8DP1GM10538305REVISED 139,643 CoordinatingCenterfortheUndiagnosedDiseasesNetwork 93.310 5U01HG00753004REVISED 2,572,931 381,127Dissectingbacterialcellwallsynthesisusinginvivosinglemoleculetracking 93.310 1DP2AI11792301 513,185

    42Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    Dynamiccellulararchitectureofbacteriabysystemwidesuperresolutionimaging 93.310 5R01GM09645005 58,120 HighResolutionConnectomicsofMammalianNeuralCircuits 93.310 5R01NS07646705 148,568 148,568Innovativereporterstocharacterizeheterogeneousstatesamongcells 93.310 5R21DA03958202 72,647 InvestigatingOrganFormationandtheEmergenceofComplexityintheVisualSystemUsingComparativeDevelopmentalApproaches 93.310 1DP5OD02311101 159,604 InvestigatingtheRoleofAlternativeSplicingRegulatoryNetworksinNervousSystemDevelopmentandFunction 93.310 5DP5OD00915305 69,156 Mechanismsofarousalthresholdandsleephomeostasis 93.310 1DP2AT00949801REVISED 229,852 ModelingtheAgingEpigenome 93.310 5DP1AG04416105REVISED 720,767 MolecularmechanismsofadiponectinsignalingandPAQRfunction 93.310 5DP5OD02134502 379,996 Newtoolsforunderstandingthebloodbrainbarrier 93.310 5DP1NS09247304 940,242 PharmacoResponseSignaturesandDiseaseMechanism 93.310 5U54HL12736503REVISED 1,976,191 193,335PhysicianDeterminantsofHealthCareSpending,Quality,andPatientOutcomes 93.310 4DP5OD01789704REVISED 396,598 ProbingDynamicsofTheHumanGenomebySingleCellSequencing 93.310 5DP1CA18669305 599,831 QuantificationandpredictionoftreatmentefficacyforHIVcurestrategies 93.310 5DP5OD01985103 381,180 Singlecellanalysisofmetabolismusinggeneticallyencodedfluorescentsensors 93.310 4DP1EB01698505 561,466 SmallMoleculeCatalystsfortheStereoselectiveSynthesisofOligosaccharides 93.310 5U01GM11624902REVISED 471,271 Superresolutionimagingviaprogrammableautonomousblinking 93.310 4R01EB01865904 628,169 222,579Theinheritanceofposition:It'snotjustwhoyouare,it'swhereyouare 93.310 4DP1GM10641205 673,063 Transportingestablishedinsightsfromclassicalexperimentaldesigntoaddresscausalquestionsinenvironmentalepidemiology,includingtheunderstandingofbiologicalmediatingmechanisms

    93.310 5DP5OD02141202 261,131

    Usingmobilephonesforsocialandbehavioralsensingofmooddisorderpatients 93.310 1DP2MH10390901REVISED 540,603 2,613Watchingavertebratebrainlearnandbehaveinavirtualenvironment 93.310 5DP1NS08212105REVISED 375,072 Subtotalof93.310 14,489,202 1,048,156HarvardClinicalandTranslationalScienceCenter 93.350 5KL2TR00110005 1,503,177 1,503,177HarvardClinicalandTranslationalScienceCenter 93.350 5TL1TR00110105 593,932 HarvardClinicalandTranslationalScienceCenter 93.350 5UL1TR00110205 25,614,252 15,818,170HumanCardioPulmonarySystemonaChip 93.350 3UH3TR00052205S1 788,954 Subtotalof93.350 28,500,315 17,321,347ARCGTinsitutranscriptomesequencerfortissueFISSEQ 93.351 1S10OD02169201 449,100 ARC:BuildingAwareness,Respect,andConfidencethroughGenetics 93.351 5R25OD02189502 278,942 9,883Drosophilaresourcesformodelinghumandiseases 93.351 5R24OD02199702 280,946 Subtotalof93.351 1,008,988 9,883NovelEpigenomicBiomarkersofPrenatalRiskFactors,andChildhoodObesity 93.361 5R01NR01394503Revised 45,882 34,860Subtotalof93.361 45,882 34,8604DNucleomeNetworkDataCoordinationandIntegrationCenter 93.393 5U01CA20005902REVISED 3,222,342 127,473Bonemetabolismandbonemetastasesinprostatecancer 93.393 4R01CA17912904 253,930 16,615CancerEpidemiologyCohortinMaleHealthProfessionals 93.393 4UM1CA16755205REVISED 2,470,940 719,318CircadianDisruptionandRiskofProstateCancerinaMultiethnicCohort 93.393 5R01CA20269002REVISED 310,881 78,114Clusteredsemicompetingrisksanalysisinqualityofendoflifecarestudies 93.393 5R01CA18136004REVISED 381,348 130,353ComparativeandCostEffectivenessofPreventingHPVRelatedDiseases 93.393 5R01CA16074404 93,651 ComparativeModelingtoInformCervicalCancerControlPolicies 93.393 5U01CA19933402REVISED 1,130,729 798,874ConferencesonEmergingStatisticalIssuesinBiomedicalResearch 93.393 5R13CA12436510 14,060 Discovery,BiologyandRiskofInheritedVariantsinBreastCancer 93.393 5U19CA14806504REV 15,097 4,844Earlyliferiskfactorsandriskofcolorectalneoplasia 93.393 5R03CA19787902 84,297 ExplainingVariationsinEndofLifeCareIntensity 93.393 5R01CA16402103 3,451 3,054Genomictargetsofoncoproteinsandtumorsuppressors 93.393 5R01CA10748610REVISED 539,310 Gutmicrobiotaandinflammatorymonocytesincolorectalcancer 93.393 5R01CA15442605 15,814 LeveragingGxEinteractiontounderstandpancreaticcancerandalteredmetabolism 93.393 5UH2CA19128402Revised 236,705 96,357LifeCourseCancerEpidemiologyCohortinWomen 93.393 5UM1CA17672605 3,793,331 2,213,706LongtermtrendsinbreastcancerDNAcopynumberalterationsanddisparities 93.393 5R03CA19307802REVISED 97,149 7,620LongTermTrendsinBreastCancerTumorProfilesandDisparities 93.393 5R21CA16611502 (114) (114)MeasuringandImprovingColonoscopyQualityUsingNaturalLanguageProcessing 93.393 5R01CA16895905 304,848 198,606MolecularBiologyofOncogenicPapillomaviruses 93.393 5R35CA19726202REVISED 891,238 ReducingSkinCancerRiskinChildhoodCancerSurvivors 93.393 5R01CA17523105REVISED 713,923 338,040RiskFactorsforBreastCancerinYoungerNurses 93.393 5R01CA05038525Revised (20,982) RiskFactorsforBreastCancerinYoungerNurses 93.393 5R01CA05038528REVISED 1,030,675 802,275SocialNetworksandtheSpreadofCancerCarePractices 93.393 4R01CA17446804 483,082 StatisticalInformaticsforCancerResearch 93.393 5P01CA13429410 633,866 18,265

    43Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    StatisticalMethodsforAnalysisofMassiveGeneticandGenomicDatainCancerResearch 93.393 5R35CA19744903 779,709 35,350Statisticalmethodsforanalysisofpooledcontinuousbiomarkerdataarisenfrommultiplestudies 93.393 1R03CA21279901 30,713 TheObesityParadoxinRenalCellCarcinoma 93.393 5R03CA19509802 91,111 25,572UnderstandingtheMechanismofaGutMicrobialGenotoxinInvolvedinColorectalCarcinogenesis 93.393 5R01CA20883402 335,654 14,714ValidityofDietandActivityMeasuresinMen 93.393 5U01CA15290404Rev 48,002 48,002Weightcyclingandtotalandsitespecificcancerincidenceandmortality 93.393 1R03CA20482501A1 29,669 WholeGenomeAmplificationandSequencingofSingleCancerCells 93.393 5R33CA17456003 43,810 8,496Subtotalof93.393 18,058,239 5,685,534Dropletmicrofluidictechnologyforsinglecellcancergenomics 93.394 1R33CA21269701 80,858 EffectiveTrainingModelsforImplementingHealthPromotingPracticesAfterschool 93.394 5R21CA20156702 188,311 Subtotalof93.394 269,169 Ap53/NFkBmediatedmetabolicmechanismforchemotherapyprotection 93.395 5R01CA18307404 403,496 MechanisticPharmacologyofAntiMitoticsandApoptosisRegulation 93.395 5P01CA13998005 (2) Modulationofp53functionbytyrosinekinasenetworks 93.395 4R01CA16781405 358,905 RegulationofApoptoticPrimingandCompetenceinHealthyandCancerousCells 93.395 4R00CA18867903 35,417 SynthesisandStudyofNaturalandNonnaturalAntiproliferativeAgents 93.395 5R01CA04714828 334 SynthesisandStudyofNaturalandNonnaturalAntiproliferativeAgents 93.395 5R01CA04714830REVISED 1,005,589 Subtotalof93.395 1,803,739 3DModelsofImmunotherapy 93.396 1U01CA21436901 16,624 AnalysisofIntratumoralCrosstalkinClonalPopulationsofOvarianTumorCells 93.396 5R01CA18154304REVISED 406,305 DecodingandtargetingthePI3KmTORsignalingnetworkincancer 93.396 5R35CA19745902REVISED 1,179,161 34,745Epitheliallayerjamminginbreastcancercellmigration 93.396 5U01CA20212302REVISED 612,426 197,745MDM2andMDMXfunctiontogetherasthep53E3ligase 93.396 5R01CA08567914 18,812 RegulatorymechanismsandroleofthePI3KTSCmTORsignalingnetworkintumors 93.396 2R01CA12261710Rev (1,954) RolesofEukaryoticTranslationInitiationFactorsinGeneExpression 93.396 5R01CA20091302 370,133 SCH:INT:CollaborativeResearch:IntelligentInformationSharing:AdvancingTeamworkinComplexCare 93.396 5R01CA20458502 295,155 90,386StructuralandMechanisticStudiesofRegulationoflet7biogenesisbyLin28' 93.396 4R01CA16364705 252,345 StructureandfunctioninNotchSignaling 93.396 5R01CA09243314 473,916 18,496VisualAnalysisofGenomicandClinicalDatafromLargePatientCohorts 93.396 5U01CA19893503 527,773 66,981VisualizinghealthcaresystemdynamicsinbiomedicalBigData 93.396 5U01CA19893403 466,481 159,767Subtotalof93.396 4,617,177 568,120HarvardTransdisciplinaryResearchinEnergeticsandCancer 93.397 5U54CA15562605Revised 649,402 341,801Subtotalof93.397 649,402 341,801Adaptiveregulationofcancercellfatefollowingoncogeneinhibition 93.398 5K99CA19416302REVISED 134,403 AlternativeEndJoininginDNARepairandChromosomalTranslocations 93.398 5F30CA18974004 30,404 Androgenreceptorexpressionandsignalingandbreastcancerriskandprogression 93.398 5F31CA19246202 28,438 BehavioralEconomicsandImprovingChemotherapyDecisionsforAdvancedCancer 93.398 5K24CA18151004 179,035 Biostatistics/EpidemiologyTrainingGrantinBiostatistics 93.398 5T32CA00933735 26,043 CharacterizationofanovelRNAguidedendoRNAseandapplicationstowardsgenomewidescreeningfornoncodingRNArolesinmelanomaresistance

    93.398 1F30CA21038201REVISED 22,845

    CharacterizationofGATOR1signalingtomTORC1anditsroleincancer 93.398 7F30CA18933303REVISED 5,844 Characterizationoforganwasting/cachexiamechanisms 93.398 1F32CA21380501 28,836 CharacterizingCellSurvivalPathwaysDownstreamofmTORC1inCancer 93.398 5F31CA18629503 30,442 Chemicalsuppressorsoftheneuralcrestlineageforthetreatmentofmelanoma 93.398 5F31CA18031303 1,910 Collectivecellularmigration,celljamming,andmatrixadhesioninbreastcancermodelsystems 93.398 5F32CA21044702 52,100 ComputationalAnalysisofSubclonalEvolutioninChronicLymphocyticLeukemia 93.398 5F31CA20623602 34,102 DefiningandmanipulatingquiescenceassociatedDNAdamageresistanceinsinglecells 93.398 5K99CA20772702 158,482 DefiningtheCD44STAT3axisinthepathogenesisoftriplenegativebreastcancer 93.398 4F30CA18034004REVISED 46,590 DissectregulationofRNAtranslationinhumancancers 93.398 5K99CA20786502 79,865 DissectingCRBNsubstrateinteractionsinthemechanismoflenalidomide 93.398 5F30CA19998802 35,895 DissectingresponseandresistancetoCDK4/6inhibitioninER+breastcancer 93.398 5F31CA19575103REVISED 28,335 DissectingtheFunctionalRolesofTwoBH3BindingSitesonProApoptoticBAX 93.398 5F31CA18965103 30,516 EGFRT790Mmediateddrugresistanceinnonsmallcelllungcancer 93.398 5F31CA19262303 30,442 Elucidatingtheroleofbisphosphonatesintheinhibitionofbreastcancer 93.398 5F31CA19579702REVISED 36,034 Elucidationoftheimpactofcommonlycoalteredgenesonchemosensitivityusinganovelmodelofhighgradeserousovariancancer 93.398 5F32CA19600803 56,056 Estrogensignalingandepigeneticsinbreasttumorigenesis 93.398 5F30CA19247703 48,576 Evaluationofdynamicstrategiesofcancercare 93.398 1K99CA20773001A1 32,492

    44Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    HarvardEducationPrograminCancerPreventionControl 93.398 5R25CA05771123REVISED 512,586 13,356Hemizygousdeletionofesentialgenesenablesanoveltherqpeuticvulnerabilityincancer 93.398 5F30CA19272503 65,709 Highresolutionmeasuresofbehavioralcancerriskfactorsfrommobiletechnology 93.398 1K99CA20154201REVISED 104,906 Inductionoftumorsuppressorp16INK4Abyhumanpapillomavirus16E7oncoprotein 93.398 5F31CA18001203 27,330 Inflammationandgynecologiccancer:theroleofprostaglandinsinovariancancer 93.398 1F99CA21222201 29,080 InvestigatingBranchedChainAminoAcidMetabolisminPancreaticCancer 93.398 5F30CA18347403 46,590 InvestigatinghostproteininteractionsoftheHumanPapillomavirusE2protein 93.398 5F31CA18951203 30,035 InvestigatingMerkelCellPolyomavirusSmallTAntigenHostInteractions 93.398 5F31CA17727403 1,910 InvestigatingmetabolicadaptationsofMycdependentcancers 93.398 1F31CA21031001A1 7,792 InvestigatingtheMechanismofBmybDependentGeneExpression 93.398 5F31CA18932803 29,366 InvestigatingtheNovelFunctionofATRCheckpointKinaseinRLoopResponses 93.398 1F31CA21031101 25,546 InvestigatingtheroleofARID1Ainactivationincoloncancerpathogenesis 93.398 5F31CA19999402REVISED 27,141 Linkingoncogenicsignalingtotumormetabolism 93.398 5K99CA19419202REVISED 88,339 NutritionalEpidemiologyofCancerEducationandCareerDevelopmentProgram 93.398 5R25CA09856610Revised (1,069) OncolyticHerpesSimplexVirusInteractionswithGlioblastomaStemCells 93.398 5F31CA19245302 30,236 PerturbationofacellularmicroRNAbyhumanpapillomavirustype16. 93.398 5F31CA18051603 2,678 ProgramforTraininginCancerEpidemiology 93.398 3T32CA00900141S1 542,279 Proinflammatoryandhyperinsulinemicdietarypatternsandcolorectalcancerrisk:roleofthemetabolome 93.398 5K99CA20773602 115,616 Regulationofargininemetabolismasatherapeutictargetinbreastcancer 93.398 1F31CA21346001A1 5,844 RoleofAktisoformsinPTENdeficientbreastcancer 93.398 5F31CA19570102 25,722 TantigensinhibitNotchtopromoteMerkelcellcarcinomainskinstemcells 93.398 1F31CA21346401 10,725 TheMolecularAtlasProject 93.398 5F32CA20403802 58,987 TheRoleofDriverMutationsinLungCancerResponsetoAntiPD1Therapy 93.398 5F31CA19603503 28,603 TheroleofFolliculin,tumorsuppressormutatedinBHD,inmTORnutrientsensing 93.398 5F30CA18075402REVISED 5,619 TheroleofLin28/let7pathwayinWilms'tumor 93.398 5F99CA21248702 26,755 TheRoleofSWI/SNFAlternativeSplicinginCancer 93.398 5F31CA18355803 5,730 TrainingGrantinQuantitativeSciencesforCancerResearch 93.398 5T32CA00933737 490,377 Subtotalof93.398 3,502,117 13,356AdefendanddestroyapproachtocuringHIV 93.837 5U19HL12990303 2,116,530 1,709,092Aubiquitinconjugatingenzymecriticalforterminalerythroiddifferentiation 93.837 5F30HL12498002 22,978 Assessingtheeffectsofantihypertensivemedicationadherencethroughbayesiandynamiclinearmodels 93.837 7R21HL12136603 20,392 BiasingMyocardialNeuregulinSignalingwithEngineeredLigands 93.837 7R01HL11798605 287,173 CVDEpidemiologyTrainingPrograminBehavior,theEnvironmentandGlobalHealth 93.837 5T32HL09804808 328,473 DeconstructingRolesofSensoryNeuronSubtypesinRespirationandAirwayDefense 93.837 5F31HL13264502 36,032 DefiningGeneticArchitectureandPathwaysofDCM 93.837 5R01HL08049407REVISED (108) DefiningGeneticArchitectureandPathwaysofDCM 93.837 5R01HL08049410 234,968 DevelopingintegrativemethodstoimproveGWASinferenceusingepigenomicdata 93.837 5F31HL12658103REVISED 30,494 DevelopingStandardizedIntraoperativeProcessModelstoEnhanceSurgicalSafety 93.837 5R01HL12689602 283,438 197,549DietqualityandcardiometabolicdisparitiesamongLatinoethnicsubgroups 93.837 5K01HL12095103 125,723 DietaryEtiologiesofHeartDisease 93.837 5R01HL03546427 642,091 158,954DietaryPatternsandRiskofCardiovascularDisease 93.837 5R01HL06071214 565,740 208,893GeneticDeterminantsofChagasCardiomyopathy 93.837 1R01HL13316501A1 63,942 GeneticSignalsinVentricularHypertrophy 93.837 5R01HL08455308 293,721 GlobalCardiovascularDiseasePolicyModelforScreeningPreventionandTreatment 93.837 5R01HL10428404 11,425 HDLProteinsandCoronaryHeartDisease 93.837 5R01HL12391704 858,121 60,387HIVinducedtranscriptionalchangesinalveolarmacrophagesinsusceptibilitytoM.tuberculosisinfection 93.837 1F30HL13456601 29,953 HumanPluripotentStemCellandProgenitorModelsofCardiacandBloodDiseases 93.837 7U01HL10040807REVISED (33,067) MechanismandinhibitionofSREBPdependentcholesterol/lipidmetabolism 93.837 4R01HL11639104 634,623 330,930MechanismsofDNAinterstrandcrosslinkrepair 93.837 5R01HL09831606 477,944 Mediterraneandiet,Metabolites,andcardiovascularDisease 93.837 4R01HL11826404 444,000 249,664ModulationofvascularpermeabilitybyshearstressviaNotchsignaling 93.837 1F32HL12973301A1 48,479 MolecularArchitectureOfTheMitochondrialCalciumUniporter 93.837 1R01HL13014301A1 241,601 57,393NHLBISummerTrainingExperiencetoIncreaseDiversityinHealthRelatedResearch 93.837 5R25HL12102904 91,920 PretermdeliveryandriskofmaternalcardiovasculardiseaseintheNurses'HealthStudyII 93.837 5F31HL13122202 33,036 RegulationofCardiacDevelopmentinHealthandDisease 93.837 5UM1HL09816609 406,948 338,147ReprogrammingNonmyocytestoCardiomyocytesinvivo 93.837 5R01HL11923002 392,679 65,264Sensorybiologyofrespiratorycontrolneuronsinthevagusnerve 93.837 5R01HL13225502 258,941

    45Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    StatisticalandComputationalMethodsforLargeScaleSequencingStudies 93.837 1K99HL13059301REVISED 39,634 Statisticalmethodsforanalysisofsinglecellvariability 93.837 5R01HL13176803 314,739 163,153Theroleofimmunometabolicpathwaysinatherosclerosis 93.837 5R01HL12575303 374,123 TheRoleofInflammationandInflammatoryMediatorsinHematopoiesis 93.837 1F31HL13241001A1 5,844 TraininginInterdisciplinaryPulmonarySciences 93.837 5T32HL00711842 313,095 VitaminDsupplementationsasadjuncttoantituberculosisdrugsinMongolia 93.837 5R00HL08971006Revised 7,895 Subtotalof93.837 10,003,520 3,539,426MechanicsofMonolayerMigration 93.838 5R01HL10756105Revised 262,488 MechanismandFunctionofBeta2AdrenergicReceptorDegradationintheLung 93.838 4R01HL11476904 346,980 72,219MolecularEpidemiologyofARDS 93.838 5R01HL06071013 5,548 (1,031)Physicsofcollectivecellularmigrationinlunghealthanddisease 93.838 5P01HL12083902 2,481,393 895,475PlasmaGelsolinandHostDefenseAfterLungInjury 93.838 5R01HL11577803 107,802 Theresidentcellintheasthmaticairway:avictimofitsphysicalmicroenvironment 93.838 5R01HL10237304rev 55 TraininginInterdisciplinaryPulmonarySciences 93.838 3T32HL00711840S1REV 208,626 TrialofVitaminDSupplementationtoPreventTBInfectioninSchoolchildren 93.838 5R01HL12262404 678,643 480,289WholeBloodMicroRNAsasRiskandSurvivalBiomarkersforARDS 93.838 1R56HL13435601 274,446 Subtotalof93.838 4,365,981 1,446,95211,12Epoxyeicosatrienoicacidregulationofhematopoieticstemcellengraftment 93.839 5F31HL12951702 30,044 Anovelprogramofubiquitinationinglobalremodelingoftheerythroidproteome 93.839 5R01HL12571003 526,734 164,158Asyntheticbiologyapproachtotargetingerythropoietinbasedtherapeutics 93.839 5F32HL12200703REVISED 2,735 FunctionalanalysisofredbloodcelldeterminantsofPlasmodiuminvasion 93.839 1R01HL13933701 71,318 Identifyingfactorsthatpromoteclonaldominanceinzebrafishhematopoiesis 93.839 5F31HL12633803 29,891 IntegrinBasedMechanismsinTerminalErythroidMaturation 93.839 5R01HL11632704 (16,235) Subtotalof93.839 644,487 164,15811thInternationalBMPMeeting 93.846 1R13AR07063601 18,000 AdultBoneMassRegulationbyType2BMPReceptors 93.846 5R01AR06422704REVISED 483,596 AssessmentandEvaluationofHilltypeMuscleModelsforPredictingInVivoForce 93.846 5R01AR05564808 338,425 65,606BiogenesisofExtracellularMatrix 93.846 4R01AR03681932 449,962 BMP2signalingofthedevelopmentofosetoarthritis 93.846 5R21AR06395502 (77) CharacterizationoftheInsulintoAutophagyPathwayinMuscles 93.846 5R01AR05735208 324,241 Epigeneticregulationofskeletalpatterningandmorphogenesisduringdevelopment 93.846 5K01AR06919702 114,241 HypertrophyandInflammationinOsteoarthritis:epistasisorsynergy 93.846 5R01AR06967102 394,649 Igfsignalingcontrolofchondrocytehypertrophyinbonedevelopmentandrepair 93.846 5F32AR06709703 56,715 Interdependenceoflineageswithinthemammalianskin 93.846 1R01AR07082501 252,404 Mechanismsandfunctionofthemicrotubulepodosomeconnectioninosteoclasts 93.846 4R01AR06205405 441,056 MolecularMechanismofWnt/PlanarCellPolaritySignaling 93.846 1R01AR07087701 187,810 MuscleTregsinhealthanddisease 93.846 5R01AR07033402REVISED 395,428 RSpondin3asatargetforanabolicbonetherapy 93.846 5R01AR06472404REVISED 576,531 RegulationofQuiescenceandActivationinSkinStemCells 93.846 5R00AR06312705 250,226 RegulationofSkinInflammationbyNociceptiveSensoryNeurons 93.846 5R01AR06838303REVISED 397,834 RoleofGATA6inregulatinghedgehogsignalinginthegrowthplate 93.846 5R01AR06073505REVISED 326,267 Roleofthefirstsecretedtyrosinekinaseinbonedevelopment,homeostasis,andrepair. 93.846 5R01AR06671703REVISED 508,788 RoleofZfp521inboneformationandanabolicresponses 93.846 5R01AR05776905 (27,566) Transcriptomicsinsynoviocytesdefinespathogenesisofrheumatoidarthritis 93.846 1F31AR07058201 25,546 Subtotalof93.846 5,514,076 65,606AnovelpathwayforsmallmoleculedeliverytoPeyer'spatchfollicles 93.847 5F31DK10559603 30,402 AdiposetissueTregs:importantplayersinimmunologicalcontrolofmetabolism 93.847 5R01DK09254107 274,886 Aire,azincfingerproteinthatcontrolsautoimmunity 93.847 5R01DK06002717 485,326 Biomarkersfordiabetesusingstemcellderivedbetacells 93.847 1UC4DK10415901 728,378 CellandMolecularDynamicsofHematopoiesisInVivo 93.847 5R24DK10307403 885,486 260,192Chartingvagalcircuitscontainingglucagonlikepeptide1receptor 93.847 5R01DK10370302REVISED 378,610 Chemosensorytuftcellsandintestinalhomeostasis 93.847 1K01DK11304101 31,190 Controlofmetabolichomeostasisindiabetesbysirtuins 93.847 5R01DK10329503REVISED 532,772 DecipheringCD160contributioninintestinalhomeostasisandinflammation 93.847 1F31DK10562401A1 28,374 DecipheringthemolecularbasisofT1Dinhumancellsusingfunctionalgenomics 93.847 1DP3DK11189801REVISED 392,028 181,377Developmentalprocessesshapingtheluminalsurfaceandstemcellzonesinthegut 93.847 5F32DK10356303 53,963 DevelopmentalRegulationofBoneMorphogenesis 93.847 5P01DK05624615 93,647 88,232

    46Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    DietaryInterventions,Metabolites,andRiskofType2Diabetes 93.847 5R01DK10289603 326,855 222,613DissectingYapActivityintheRegulationofAdultLiverDuctalProgenitors 93.847 5F31DK10704902 30,096 ElucidatingmechanismsofSIRT1activation 93.847 5R01DK10026302 577,311 Empowermentasamechanismforchangeinchildhoodobesityprevention 93.847 5R01DK10820002 657,801 281,883GLP1Rneuronsinthesubfornicalorganandintegrationofthirstandsatietycues 93.847 1K01DK11304701 36,777 HumanCellBasedModelsofPrimaryAdipocyteDisorders 93.847 4R01DK09538405 272,864 IdentificationofNovelRegulatorsofFetalHemoglobinExpression 93.847 5F30DK10335903REVISED 48,557 IdentifyingtheNeuralcircuitforpresystemiccontrolofvasopressinrelease 93.847 1F31DK10957501A1 5,844 Immunesignalinginskeletalmuscleoxidativemetabolism 93.847 5F31DK10725602REVISED 36,361 Inflammatoryandstresssignalingnetworksinmetabolicdisease 93.847 5R01DK05253920 596,325 InvestigatingthephysiologicalmechanismsthatallowtheblindcavefishAstyanaxmexicanustothriveinalownutrientenvironment 93.847 5F32DK10849502 51,965 Investigatingtheroleofnaturalandengineeredcurlifibersinmediatinginteractionswiththegutepithelium 93.847 1R01DK11077001A1 9,270 Isletonachip 93.847 1UC4DK10416501 1,088,802 300,049Linkinghypothalamicandamygdalarcircuitsunderlyingattentiontofoodcues 93.847 5F31DK10567802 29,328 Mechanismsofdietarycontrolofthetranssulfurationpathwayandincreasedendogenoushydrogensulfideproduction 93.847 5R01DK09062906 292,103 MetabolomicsandType2DiabetesinaCohortofOlderPuertoRicans 93.847 5K01DK10780402 110,329 NKTcellmediatedimmunoregulationbysymbioticgutmicrobialglycosphingolipids 93.847 5K01DK10277102 119,233 ObesityGenes,EnergyRegulationinResponsetoWeightLossDiets 93.847 5R01DK09171804Revised (12,664) PediatricArtificialPancreasSystemforEnhancedDiabetesManagementInYoungChildrenwithType1Diabetes 93.847 7DP3DK10405702REVISED 625,578 187,856PhysiologyofLipidDropletsandTriglycerideStorage 93.847 5R01DK10157905REVISED 452,765 PPARDeltaFunctionsinLiver 93.847 5R01DK07504609 (1,994) PTHresistanceandmarrowadipogenesisR56Bridge 93.847 1R56DK11237401 84,245 Quantificationofgeneticcircuitsfordetectionofintestinalinflammation 93.847 1F32DK11264001A1 9,292 Radialpatterningofsmoothmuscleinthevertebrategut 93.847 1F31DK11105901 26,546 Reducingdisparitiesindiabetesthroughexpandedinsurancecoverage 93.847 5R01DK09043504Revised 18,696 RegulationofdenovolipogenesisthroughBADdependentglucosesignaling 93.847 5F31DK10559503 30,374 RegulationofFructoseTransportbyThioredoxinInteractingProtein 93.847 5R01DK10739602 421,121 Reprogramgastrictissuetofunctionalinsulinsecretingcells 93.847 5R01DK10625302REVISED 480,131 85,500Resolvingtheroleofnicotinemediatedphosphorylationonpancreaticfibrosis 93.847 4K01DK09828504 120,297 RoleofDGATinTriacyglycerolMetabolism 93.847 7R01DK05608413REVISED 92,037 RoleofDNTcellsincolonicmicrobiotaimmunesystemmaturation 93.847 1F32DK11112601A1 12,107 TheEffectofAutophagyontheGenerationandFunctionofGutRegulatoryTCells 93.847 5F31DK10565302 30,442 TheRegulationoftheParathyroidGland 93.847 5R01DK09710504 4,975 TheroleofadipocytealphaarrestinARRDC3inobesity 93.847 7F32DK10568202 50,608 TrainingGrantinAcademicNutrition 93.847 3T32DK00770323S1 286,467 TrialofVitaminDinHIVProgression 93.847 5R01DK09807505REVISED 895,254 809,982Subtotalof93.847 11,831,160 2,417,684MolecularControlsoverNeurogenesis,SubtypeDevelopment,andDiversityofCorticalOutputProjectionNeurons 93.853 5R01NS04552313 323,547 Actionandinteractionofionotropicandmetabotropicneurotransmission 93.853 4R01NS04657913 572,128 BigdatascreeningforassociationsbetweenmedicationuseandALS 93.853 1R21NS09991001 7,683 C9ORF72inMotorSystemBiologyandALS 93.853 5R01NS08974204 578,738 Cellularmechanismsofdietarytherapyforepilepsy 93.853 4R01NS05503109 191,801 CerebellarOutputs 93.853 1F32NS10188901 13,848 CoreFacilitiesforAnalysisofNeuralCircuitStructureandFunction 93.853 5P30NS06268509REVISED 673,454 DefiningSynapseRegulatoryFunctionsoftheMicrotubule+TIPTACCinDrosophila 93.853 1F31NS10175601 5,844 Definingthecellularmetabolicresponsestobrainactivityusingfluorescentbiosensors 93.853 1F32NS10033101A1 14,556 Developmentofnoveltranssynaptictracersforuseinthecentralnervoussystem 93.853 5R01NS08384805REVISED 132,366 Dopaminergicmodulationofbraincircuitsthatcontrolmovement 93.853 5K99NS08709802REVISED (308) Dynamiccontrolofsensoryprocessingbyanactivenetworkofinterneurons 93.853 5F32NS08770803 59,502 ElectricalStimulationofImmediateEarlyGenes 93.853 4R37NS02882928 487,556 Elucidatingcutaneousmechanosensorycircuits,fromdevelopmenttodisease 93.853 1R35NS09734401REVISED 823,671 ExploringtheRegenerativeCapacityofNeuronsintheAxolotlBrain 93.853 5F31NS08933603REVISED 29,262 Exploringtheroleofneuronalactivitydependentenhancersinbraindevelopmentandplasticity 93.853 5F32NS08627003 55,016 Extracellularmatrixdependentmaintenanceofcorticalneuronidentity 93.853 1F31NS09853901 31,488 FunctionalGenomicAnalysisofNeuralActivityRegulatedEnhancerDeactivation 93.853 5F30NS09545802REVISED 36,941 FundamentalNeurobiology 93.853 5T32NS00748415 13,817 GeneticDissectionofDirectandIndirectTouchPathways 93.853 1F32NS09563102 56,757

    47Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    GeneticModelingforSMATherapeuticPathways 93.853 5P01NS06688805 24,979 21,667GenomeWideLightInducibleTuningofTranscriptionalNetworkDynamic 93.853 5R01NS07312406REVISED (4,643) HMS/CHBCenterforNeuroscienceResearch 93.853 5P30NS07203005REVISED 306,414 Imagingcellularenergymetabolisminvivousingfluorescentbiosensors 93.853 5F32NS09378403 54,698 InvestigatingGenomicAlterationsinNeuronsoftheMammalianCerebralCortex 93.853 5F30NS09552002 36,089 InvestigatingthemechanismofTNFalphamediatedcelldeathinoligodendrocytes 93.853 5R01NS08225705 516,035 InvestigatingtheRoleofLongGeneMisregulationinRettSyndrome 93.853 1F32NS10173901 9,354 LaggingorLeadingLinkingSubstantiaNigraActivitytoSpontaneousMotorSequences 93.853 5U01NS09419102 898,238 Localsynaptosismechanismstargetdevelopingsynapsesforelimination 93.853 1F31NS10022101 16,180 Mammaliancircadianclock:geneticsofPERIODcomplexcompositionandstructure. 93.853 5R01NS09597702 619,804 Mechanismsandfunctionsofsynapsesandcircuits 93.853 1R35NS09728401REVISED 204,431 MechanismsUnderlyingtheSuppressionofTranscytosisattheBloodBrainBarrier 93.853 5F31NS09066903 29,328 MetabolomicsandriskofParkinson'sDisease 93.853 5R01NS08961902 575,549 282,721MicroRNADependentRegulationofSynapticandBehavioralPlasticityinDrosophila 93.853 5P01NS09099402REVISED 1,327,829 853,067Moleculardevelopmentanddiversityofcallosalprojectionneurons 93.853 1R56NS09337601A1 257,795 MolecularDissectionofActiveZoneFunctionsinNeurotransmitterRelease 93.853 5R01NS08389804 348,434 MolecularMechanismsofCTIP2FunctioninCorticospinalMotorNeuronDevelopment 93.853 4R01NS07567205 181,973 Molecularmechanismsofneuronmotilityandaxonguidance 93.853 5R01NS06991307REVISED 441,541 Neuralcircuitsinzebrafish:form,functionandplasticity 93.853 5U01NS09044902REVISED 1,693,042 246,024Neuralcircuitsunderlyingtheacquisitionandcontrolofmotorskills 93.853 5R01NS09932302 260,483 NeuroimagingandNeuropsychologicalBiomarkersofVascularRiskFactors 93.853 5R01NS08688204 430,365 54,600NeuronalActivityDependentRegulationofMeCP2 93.853 5R01NS04827613 710,383 NeurotrophicFactorRegulationofGeneExpression 93.853 5R01NS04550030 621,391 Novellipoproteinparticles,brainabnormalities,andriskofdementiaandstroke 93.853 5R01NS08963803REVISED 755,160 166,303Noveloptrodesforlargescaleelectrophysiologyandsitespecificstimulation 93.853 3U01NS09419002S1 502,956 104,372OGlcNAcasaregulatorofmitochondrialmotilityindiabeticneuropathy 93.853 5F31NS08462903 1,910 Optogenticdissectionofbasalforebrainneuronsinvolvedinsleephomeostasis 93.853 5R21NS07986602REVISED 30,209 Parietalcortexnetworksforsensorimotorprocessingduringnavigation 93.853 5R01NS08952103REVISED 400,699 Projectionneuroncontroloverinterneuronpositioningintoneocorticalcircuitry 93.853 5R01NS07816405 458,590 ProspectivestudyofbiomarkersandriskfactorsforALSincidenceandprogression 93.853 4R01NS04589311 252,598 72,560ProspectiveStudyofVitaminDandMultipleSclerosis 93.853 5R01NS04663507REV (7,834) QuantifyingSynapticReorganizationintheDevelopingCerebellumUsingSerialSectionScanningElectronMicroscopyData 93.853 5F31NS08922302 15,389 RegulationofCorticalCircuitDevelopmentbySonicHedgehogSignaling 93.853 5K01NS08972003 187,664 RegulationofSynapseMorphogenesisinDrosophila 93.853 5R01NS06969508REVISED 356,782 RegulationofsynapticspecificitybytwoIgdomaincontainingfamilies 93.853 5K01NS09454502 256,421 RegulationofSynchronyandInputLayerExcitabilitybyPurkinjeCellCollaterals 93.853 5R01NS09270702REVISED 258,366 RoleofnNOScorticalneuronsinslowwaveactivityproductionandcognition 93.853 5R21NS09292602 148,763 Sensorymotorprocessinginadevelopingnervoussystem 93.853 5R01NS08252503 423,657 205,435ShortTermSynapticPlasticityintheCNS 93.853 2R01NS03240522REVISED 497,430 ShortTermSynapticPlasticityintheCNS 93.853 5R01NS03240521 (1,088) SignalTransductioninAxonGuidance 93.853 5R01NS06991305 (3,015) Statisticalmethodsforcensoredanddependentlytruncateddata 93.853 1R01NS09461001A1Rev 177,881 8,564SynapticChoicesintheRetinotectalSystem 93.853 4R37NS02916926REVISED 154,565 SystematicdiscoveryandfunctionalanalysisofthePARKINmodifiedproteome 93.853 4R37NS08352412 465,013 TraininginNeurostatisticsandNeuroepidemiology 93.853 5T32NS04800514 233,170 Transgeniczebrafishforneurobiology 93.853 5R24NS08660104 284,600 TuningofInhibitorySynapticTransmissionatthePresynapticActiveZone 93.853 5F31NS08907703 30,442 Usingsilkasabiocompatibleviraldeliverysysteminthebrain 93.853 5R21NS09349802 250,772 vGLUT2Tomatomice:anoveltooltostudyBasalForebrainGlutamateNeurons 93.853 5R21NS09300002 137,391 VitaminD,EpsteinBarrvirusinfection,andcigarettesmokingandriskofmultiplesclerosisamongwomenintheFinnishMaternityCohortandtheiroffspring

    93.853 5R01NS07363305 8,459

    VoltageDependentIonChannelsControllingFiringPatternsofCentralNeurons 93.853 5R01NS03685520REVISED 451,198 Subtotalof93.853 20,395,507 2,015,3132017BostonBacterialMeeting(BBM) 93.855 1R13AI13160101 2,902 AccurateandEfficientMeasuresforHIVIncidence 93.855 5R01AI09701504Revised 325,032 AnalyticMethodsforHIVTreatmentandCoFactorEffects 93.855 5R37AI03247523REV 152,179 BacterialMeeting20162021 93.855 1R13AI12456501 5,475

    48Theaccompanyingnotesareanintegralpartofthisschedule.

  • Harvard UniversitySchedule of Expenditures of Federal AwardsYear Ended June 30, 2017

    CFDANumber AwardNumberPassthroughEntity

    IdentificationNumberFederalExpenditures

    PassedtoSubRecipientsFederalGrantor/PassthroughGrantor/ProgramorClusterTitle

    Biostatistics/EpidemiologyTrainingGrantsinAIDS 93.855 5T32AI00735829Revised 493,821 BotswanaHarvardSchoolofPublicHealthAIDSInitiativePartnershipCTU 93.855 5UM1AI06945611 1,187,444 945,252Characterizationof3.47,aNPC1targetinginhibitorofEbolaGPmediatedentry 93.855 1F31AI13145201 3,896 Chemicalgeneticscreeningtoidentifysynergisticinhibitorsofmalariaparasitecellcycleregulators 93.855 1R21AI12848001 85,416 ChemicalToolsfortheStudyofDengueVirusEntry 93.855 5R01AI09549903 342,825 44,692ControlofmacrophageactivationbyAktsignalingandmetabolicinput 93.855 5R21AI11976302 232,790 CoordinateRegulationofBacterialVirulenceFactors 93.855 5R01AI02628929 580,829 CytotoxicTCellMediatedImmunitytoChlamydia 93.855 4R01AI03955820REVISED 755,441 DecodingtherolesofcriticalgenesofunknownfunctioninM.tuberculosis 93.855 5U19AI10777405 2,436,261 1,593,512Definingphysiologicalcorrelatesofthehumanmalariainfectiousreservoir 93.855 5R21AI11730402REVISED 165,208 46,222DefiningtheroleofClpXinmycobacterialcellcycleprogression 93.855 5F31AI12061602 42,102 DetectingInfectionatItsOnset:TheSiteofRIGISignaling 93.855 1F31AI13146901 5,844 Developingamicrofluidicplatformforsinglevirusgenomicsandvirusdiscovery 93.855 1R21AI12862301 97,078 Developinginvitroassaystoidentifysmallmoleculesthatinhibithumanprions 93.855 1F31AI12259201A1 31,538 Discoveryofantibioticsactiveagainstmultidrugresistantbacteria 93.855 5R21AI11702502 188,507 DissectingtheroleofEscherichiacolipeptidoglycansynthaseactivators 93.855 5F31AI12236302 34,068 DoctoralTrainingPrograminTropicalDiseases 93.855 5T32AI04992814REVISED 174,873 DynamicStrategiesfortheclinicalmanagementofHIVdisease 93.855 4R01AI10263404 472,953 EarlyInfantTreatment 93.855 5U01AI11423504 1,048,121 808,830Ecologicalandgeneticcontributionstothespreadofresistanceinpneumococcus 93.855 5R01AI10678605 511,712 ElucidatingaroleforCalciumsignalinginactivationoftheNlrp3inflammasome 93.855 5R01AI10296405 390,962 ElucidatingtheroleofcisregulatoryelementsinmediatingV(D)Jrecombination 93.855 5F31AI11792003 31,678 Elucidationofstructureanddynamicsofbacterialbiofilmsbyparticletracking 93.855 5F30AI11005304 47,896 EpidemiologyofInfectiousDiseases 93.855 5T32AI00753518 179,767 Evolutionarymedicineinthedevelopmentofantimalariadrugs 93.855 5R01AI10673404 496,970 FactorsMediatingHostResistancetoChlamydiatrachomatis 93.855 5R01AI06282709 68 FunctionandmechanismoftheHCVp7channelanditstherapeuticpotential 93.855 1R56AI11296001 (79) Functionalanalysisoferythrocytedeterminantsofmalariainfection 93.855 5R01AI09178705 18,094 FunctionalanalysisofPlasmodiumvivaxdrugresistancepolymorphisms 93.855 5R21AI12615402 212,160 FunctionalcharacterizationofTrypanosomacruzihostcytoskeletalinteractions 93.855 5R21AI11312102 184,542 GenerationandFunctionofNKCellMemory(Project1Disaggregatedproject) 93.855 4R01AI11159504 662,265 GeneticAnalysisofToxinogenesisinVibrioCholerae 93.855 5R01AI01804537 648,495 GeneticAnalysisofVibrioparahaemolyticusPathogenicity