hellenic telecommunications organization sa · proposal number proponent proposal text mgmt rec...
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Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Hellenic Telecommunications Organization SA Meeting Date: 12/19/2018 Record Date: 12/13/2018
Country: Greece Meeting Type: Special
Primary Security ID: X3258B102 Ticker: HTO
Shares Voted: 110,800
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Special Meeting Agenda
Mgmt For For For Approve Service Arrangement between OTE SA, OTE Group Companies, Deutsche Telecom AG and Telekom Deutschland Gmbh
1
Mgmt For For For Amend Related Party Transactions 2
Mgmt For For For Elect Members of Audit Committee 3
Mgmt For For For Approve Reduction in Issued Share Capital 4
Mgmt For For For Amend Managing Director Contract 5
Mgmt Against Against For Elect Director 6
Mgmt Against Against For Other Business 7
PT Bukit Asam Tbk Meeting Date: 12/28/2018 Record Date: 12/05/2018
Country: Indonesia Meeting Type: Special
Primary Security ID: Y8520P101 Ticker: PTBA
Shares Voted: 2,203,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Exposure and Evaluation of Third Semester Performance 2018
SH None For For
SH Against Against None Approve Changes in Board of Company 2
Woori Bank Meeting Date: 12/28/2018 Record Date: 11/15/2018
Country: South Korea Meeting Type: Special
Primary Security ID: Y9695NNS8 Ticker: 000030
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Woori Bank Shares Voted: 179,600
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Formation of Holding Company Mgmt For For For
Mgmt For For For Elect Ro Sung-tae as Outside Director 2.1
Mgmt For For For Elect Park Sang-yong as Outside Director 2.2
Mgmt For For For Elect Park Soo-man as Outside Director 2.3
Mgmt For For For Elect Lee Jae-kyung as Non-independent Non-executive Director
2.4
Mgmt For For For Elect Chung Chan-hyoung as Outside Director to serve as Audit Committee member
3.1
Mgmt For For For Elect Kim Joon-ho as Outside Director to serve as Audit Committee member
3.2
OdontoPrev SA Meeting Date: 01/02/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P7344M104 Ticker: ODPV3
Shares Voted: 57,300
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Agreement to Absorb Odonto System Planos Odontologicos Ltda.
Mgmt For For For
Mgmt For For For Ratify PricewaterhouseCoopers Auditores Independentes as the Independent Firm to Appraise Proposed Transaction
2
Mgmt For For For Approve Independent Firm's Appraisal 3
Mgmt For For For Approve Absorption of Odonto System Planos Odontologicos Ltda.
4
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
5
Transmissora Alianca de Energia Eletrica SA Meeting Date: 01/03/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P9T5CD126 Ticker: TAEE11
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Transmissora Alianca de Energia Eletrica SA Shares Voted: 270,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Acquisition of 100 Percent of the Shares of Sao Joao Transmissora de Energia SA and Sao Pedro Transmissora de Energia SA
Mgmt For For For
Mgmt For For For Approve Acquisition of 51 Percent of the Shares of Triangulo Mineiro Transmissora de Energia SA and Vale do Sao Bartolomeu Transmissora de Energia SA
2
Bank of China Ltd. Meeting Date: 01/04/2019 Record Date: 12/04/2018
Country: China Meeting Type: Special
Primary Security ID: Y0698A107 Ticker: 3988
Shares Voted: 14,503,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Mgmt APPROVE RESOLUTIONS RELATING TO THE NON-PUBLIC ISSUANCE PLAN OF DOMESTIC PREFERENCE SHARES OF THE BANK
Mgmt For For For ApproveType of Securities to be Issued and Issue Size
2.1
Mgmt For For For Approve Par Value and Issue Price 2.2
Mgmt For For For Approve Term 2.3
Mgmt For For For Approve Method of Issuance 2.4
Mgmt For For For Approve Target Investors 2.5
Mgmt For For For Approve Lock-up Period 2.6
Mgmt For For For Approve Terms of Dividend Distribution 2.7
Mgmt For For For Approve Terms of Compulsory Conversion 2.8
Mgmt For For For Approve Terms of Conditional Redemption 2.9
Mgmt For For For Approve Voting Rights Restrictions 2.10
Mgmt For For For Approve Voting Rights Restoration 2.11
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Bank of China Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Order of Priority and Method of Liquidation
2.12
Mgmt For For For Approve Rating Arrangement 2.13
Mgmt For For For Approve Guarantee Arrangement 2.14
Mgmt For For For Approve Use of Proceeds from the Issuance of the Domestic Preference Shares
2.15
Mgmt For For For Approve Trading Transfer Arrangement 2.16
Mgmt For For For Approve Relationship Between Offshore and Domestic Issuance
2.17
Mgmt For For For Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares
2.18
Mgmt For For For Approve the Application and Approval Procedures to be Completed for the Issuance
2.19
Mgmt For For For Approve Matters Relating to Authorization 2.20
Mgmt APPROVE RESOLUTIONS RELATING TO THE NON-PUBLIC ISSUANCE PLAN OF OFFSHORE PREFERENCE SHARES OF THE BANK
Mgmt For For For Approve Type of Securities to be Issued and Issue Size
3.1
Mgmt For For For Approve Par Value and Issue Price 3.2
Mgmt For For For Approve Term 3.3
Mgmt For For For Approve Method of Issuance 3.4
Mgmt For For For Approve Target Investors 3.5
Mgmt For For For Approve Lock-up Period 3.6
Mgmt For For For Approve Terms of Dividend Distribution 3.7
Mgmt For For For Approve Terms of Compulsory Conversion 3.8
Mgmt For For For Approve Terms of Conditional Redemption 3.9
Mgmt For For For Approve Voting Rights Restrictions 3.10
Mgmt For For For Approve Voting Rights Restoration 3.11
Mgmt For For For Approve Order of Priority and Method of Liquidation
3.12
Mgmt For For For Approve Rating Arrangement 3.13
Mgmt For For For Approve Guarantee Arrangement 3.14
Mgmt For For For Approve Use of Proceeds from the Issuance of the Offshore Preference Shares
3.15
Mgmt For For For Approve Trading Transfer Arrangement 3.16
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Bank of China Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Relationship Between Offshore and Domestic Issuance
3.17
Mgmt For For For Approve Validity Period of the Resolution in Respect of the Issuance of the Offshore Preference Shares
3.18
Mgmt For For For Approve Application and Approval Procedures to be Completed for the Issuance
3.19
Mgmt For For For Approve Matters Relating to Authorization 3.20
Mgmt For For For Approve the Impact on Dilution of Current Returns and Remedial Measures Upon theIssuance of Preference Shares of the Bank
4
Mgmt For For For Approve Shareholder Return Plan in the Next Three Years (2018-2020)
5
SH For For For Elect Wu Fulin as Director 6
SH For For For Elect Lin Jingzhen as Director 7
Red Star Macalline Group Co., Ltd. Meeting Date: 01/14/2019 Record Date: 12/14/2018
Country: China Meeting Type: Special
Primary Security ID: Y7S99R100 Ticker: 1528
Shares Voted: 202,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Employee Stock Ownership Plan 1
Mgmt For For For Approve Implementation of Measures for Management of the Employee Stock Ownership Plan
2
Mgmt For For For Authorized Board to Deal with All Matters in Relation to the Employee Stock Ownership Plan
3
Fraser & Neave Holdings Bhd. Meeting Date: 01/23/2019 Record Date: 01/14/2019
Country: Malaysia Meeting Type: Annual
Primary Security ID: Y26429103 Ticker: 3689
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Fraser & Neave Holdings Bhd. Shares Voted: 37,800
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
ORDINARY RESOLUTIONS Mgmt
Mgmt For For For Approve Final Dividend 1
Mgmt For For For Elect Johan Tazrin bin Hamid Ngo as Director 2
Mgmt For For For Elect Lee Meng Tat as Director 3
Mgmt For For For Elect David Siew Kah Toong as Director 4
Mgmt For For For Elect Kamaruddin bin Taib as Director 5
Mgmt For For For Approve Remuneration of Directors 6
Mgmt For For For Approve KPMG PLT as Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt For For For Authorize Share Repurchase Program 8
Mgmt For For For Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
9
Mgmt SPECIAL RESOLUTION
Mgmt For For For Adopt New Constitution 10
Transmissora Alianca de Energia Eletrica SA Meeting Date: 01/25/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P9T5CD126 Ticker: TAEE11
Shares Voted: 270,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Ratify Exercise of Preemptive Rights and Approve Acquisition of Shares of Companhia Transirape de Transmissao, Companhia Transleste de Transmissao and Companhia Transudeste de Transmissao
Mgmt For For For
Container Corp. of India Ltd. Meeting Date: 01/26/2019 Record Date: 12/21/2018
Country: India Meeting Type: Special
Primary Security ID: Y1740A152 Ticker: 531344
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Container Corp. of India Ltd. Shares Voted: 84,244
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt For For For Approve Issuance of Bonus Shares 1
China CITIC Bank Corp. Ltd. Meeting Date: 01/30/2019 Record Date: 12/28/2018
Country: China Meeting Type: Special
Primary Security ID: Y1434M116 Ticker: 998
Shares Voted: 5,746,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Further Extension of the Validity Period in Relation to Public Issuance of A Share Convertible Corporate Bonds
1
Mgmt For For For Approve Further Extension of the Authorization Period in Relation to Issuance and Listing of A Share Convertible Corporate Bonds
2
Mgmt For For For Approve Conformity to Conditions on Non-public Offering of Preference Shares
3
Mgmt RESOLUTIONS IN RELATION NON-PUBLIC OFFERING OF PREFERENCE SHARES
Mgmt For For For Approve Type and Quantity of Securities to be Issued
4.01
Mgmt For For For Approve Par Value and Offering Price 4.02
Mgmt For For For Approve Term 4.03
Mgmt For For For Approve Use of Proceed 4.04
Mgmt For For For Approve Offering Method and Target Investors 4.05
Mgmt For For For Approve Profit Distribution Mode for Preference Shareholders
4.06
Mgmt For For For Approve Mandatory Conversion Clause 4.07
Mgmt For For For Approve Conditional Redemption Clause 4.08
Mgmt For For For Approve Voting Right Restriction and Restoration Clause
4.09
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China CITIC Bank Corp. Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Liquidation Preference and Method 4.10
Mgmt For For For Approve Rating Arrangements 4.11
Mgmt For For For Approve Guarantee Arrangements 4.12
Mgmt For For For Approve Transfer and Trading Arrangement 4.13
Mgmt For For For Approve Validity of the Resolution on This Offering
4.14
Mgmt For For For Approve Authorization in Relation to Non-public Offering of Preference Shares
5
Mgmt For For For Approve Amendments to Articles of Association 6
Mgmt For For For Approve Dilution of Immediate Return by Preference Share Issuance
7
Mgmt For For For Approve General Authorization to Issue Financial Bonds and Tier-Two Capital Bonds
8
Mgmt For For For Approve Administrative Measures on Equity of the Bank
9
China CITIC Bank Corp. Ltd. Meeting Date: 01/30/2019 Record Date: 12/28/2018
Country: China Meeting Type: Special
Primary Security ID: Y1434M116 Ticker: 998
Shares Voted: 5,746,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Further Extension of the Validity Period in Relation to Public Issuance of A Share Convertible Corporate Bonds
1
Mgmt For For For Approve Further Extension of the Authorization Period in Relation to Issuance and Listing of A Share Convertible Corporate Bonds
2
Mgmt RESOLUTIONS IN RELATION TO NON-PUBLIC OFFERING OF PREFERENCE SHARES
Mgmt For For For Approve Type and Quantity of Securities to be Issued
3.01
Mgmt For For For Approve Par Value and Offering Price 3.02
Mgmt For For For Approve Term 3.03
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China CITIC Bank Corp. Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Use of Proceeds 3.04
Mgmt For For For Approve Offering Method and Target Investors 3.05
Mgmt For For For Approve Profit Distribution Mode for Preference Shareholders
3.06
Mgmt For For For Approve Mandatory Conversion Clause 3.07
Mgmt For For For Approve Conditional Redemption Clause 3.08
Mgmt For For For Approve Voting Right Restriction and Restoration Clause
3.09
Mgmt For For For Approve Liquidation Preference and Method 3.10
Mgmt For For For Approve Rating Arrangements 3.11
Mgmt For For For Approve Guarantee Arrangements 3.12
Mgmt For For For Approve Transfer and Trading Arrangement 3.13
Mgmt For For For Approve Validity of the Resolution on This Offering
3.14
Mgmt For For For Approve Authorization in Relation to Non-public Offering of Preference Shares
4
Arrowhead Properties Ltd. Meeting Date: 02/05/2019 Record Date: 01/25/2019
Country: South Africa Meeting Type: Annual
Primary Security ID: S07526130 Ticker: AWA
Shares Voted: 482,800
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt For For For Re-elect Taffy Adler as Director 1.1.1
Mgmt For For For Re-elect Imraan Suleman as Director 1.1.2
Mgmt For For For Elect Sam Mokorosi as Director 1.2
Mgmt For For For Re-elect Selwyn Noik as Chairman of the Audit and Risk Committee
2.1
Mgmt For For For Re-elect Taffy Adler as Member of the Audit and Risk Committee
2.2
Mgmt For For For Elect Sam Mokorosi as Member of the Audit and Risk Committee
2.3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Arrowhead Properties Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Appoint BDO South Africa Incorporated as Auditors of the Company with Paul Badrick as the Designated Auditor
3
Mgmt For For For Place Authorised but Unissued Shares under Control of Directors
4
Mgmt For For For Authorise Board to Issue Shares for Cash 5
Mgmt For For For Approve Remuneration Policy 6.1
Mgmt For For For Approve Remuneration Implementation Report 6.2
Mgmt For For For Approve Conditional Share Plan 7
Mgmt For For For Authorise Issue of Shares Pursuant to a Reinvestment Option
8
Mgmt For For For Authorise Ratification of Approved Resolutions 9
Mgmt Special Resolutions
Mgmt For For For Authorise Repurchase of Issued Share Capital 1
Mgmt Against Against For Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
2
Mgmt For For For Approve Financial Assistance in Terms of Section 45 of the Companies Act
3
Mgmt For For For Approve Fees Payable to Non-executive Directors
4
Mgmt Against Against For Approve Financial Assistance to Mark Kaplan and Imraan Suleman
5
Mgmt For For For Authorise Issue of Shares under the Conditional Share Plan
6
YiChang HEC ChangJiang Pharmaceutical Co. Ltd. Meeting Date: 02/21/2019 Record Date: 01/21/2019
Country: China Meeting Type: Special
Primary Security ID: Y9828F100 Ticker: 1558
Shares Voted: 142,400
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Grant of a Conditional General Mandate to the Directors to Repurchase H Shares and Authorization of Board to Handle All Related Matters
Mgmt For For For
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
YiChang HEC ChangJiang Pharmaceutical Co. Ltd. Meeting Date: 02/21/2019 Record Date: 01/21/2019
Country: China Meeting Type: Special
Primary Security ID: Y9828F100 Ticker: 1558
Shares Voted: 142,400
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Grant of a Conditional General Mandate to the Directors to Repurchase H Shares and Authorization of Board to Handle All Related Matters
1
Wipro Ltd. Meeting Date: 02/22/2019 Record Date: 01/11/2019
Country: India Meeting Type: Special
Primary Security ID: Y96659142 Ticker: 507685
Shares Voted: 238,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt For For For Increase Authorized Share Capital and Amend Memorandum of Association
1
Mgmt For For For Approve Issuance of Bonus Shares 2
China Longyuan Power Group Corp. Ltd. Meeting Date: 02/28/2019 Record Date: 01/25/2019
Country: China Meeting Type: Special
Primary Security ID: Y1501T101 Ticker: 916
Shares Voted: 1,355,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Elect Jia Yanbing as Director Mgmt For For For
Wiz Solucoes e Corretagem de Seguros SA Meeting Date: 02/28/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P98806105 Ticker: WIZS3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Wiz Solucoes e Corretagem de Seguros SA Shares Voted: 292,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Article 2 Re: Corporate Purpose Mgmt For For For
Mgmt Against Against For Amend Articles Re: Decrease in Number of Statutory Executives From Three to a Minimum of Two Executives and from Five to a Maximum of Three Executives
2
Mgmt Against Against For Amend Articles Re: Allow Board Chairman to Act as an Executive Officer in Case of Absence
3
Mgmt For For For Amend Articles Re: Responsibilities of the CEO 4
Mgmt Against Against For Amend Articles Re: Removal of Statutory Positions for Executive Officer and Legal and Compliance Officer
5
Mgmt For For For Consolidate Bylaws 6
Shenzhen Expressway Co., Ltd. Meeting Date: 03/04/2019 Record Date: 02/01/2019
Country: China Meeting Type: Special
Primary Security ID: Y7741B107 Ticker: 548
Shares Voted: 1,478,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Extension of Validity Period in Relation to Public Issuance of A Share Convertible Bonds
1
SH Against Against For Approve Implementation of the Profit Increment Based Incentive and Restriction Scheme
2
SH For For For Elect Wen Liang as Director 3
Shenzhen Expressway Co., Ltd. Meeting Date: 03/04/2019 Record Date: 02/01/2019
Country: China Meeting Type: Special
Primary Security ID: Y7741B107 Ticker: 548
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Shenzhen Expressway Co., Ltd. Shares Voted: 1,478,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Extension of Validity Period in Relation to Public Issuance of A Share Convertible Bonds
1
PICC Property & Casualty Co. Ltd. Meeting Date: 03/07/2019 Record Date: 02/04/2019
Country: China Meeting Type: Special
Primary Security ID: Y6975Z103 Ticker: 2328
Shares Voted: 82,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Elect Miao Jianmin as Director Mgmt For For For
Mgmt For For For Elect Lin Zhiyong as Director 2
Mgmt For For For Elect Xie Xiaoyu as Director 3
Mgmt For For For Elect Hua Shan as Director 4
Mgmt For For For Elect Xie Yiqun as Director 5
Mgmt For For For Elect Tang Zhigang as Director 6
Mgmt For For For Elect Li Tao as Director 7
Mgmt For For For Elect Lin Hanchuan as Director 8
Mgmt For For For Elect Lo Chung Hing as Director 9
Mgmt For For For Elect Na Guoyi as Director 10
Mgmt For For For Elect Ma Yusheng as Director 11
Mgmt For For For Elect Chu Bende as Director 12
Mgmt For For For Elect Qu Xiaohui as Director 13
Mgmt For For For Elect Jiang Caishi as Supervisor 14
Mgmt For For For Elect Wang Yadong as Supervisor 15
Mgmt For For For Elect Lu Zhengfei as Supervisor 16
Mgmt For For For Elect Charlie Yucheng Shi as Supervisor 17
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Sinopharm Group Co., Ltd. Meeting Date: 03/08/2019 Record Date: 02/04/2019
Country: China Meeting Type: Special
Primary Security ID: Y8008N107 Ticker: 1099
Shares Voted: 154,800
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Elect Guan Xiaohui as Director and Authorize Board to Enter into the Service Contract with Her
Mgmt For For For
Infosys Ltd. Meeting Date: 03/12/2019 Record Date: 01/22/2019
Country: India Meeting Type: Special
Primary Security ID: Y4082C133 Ticker: 500209
Shares Voted: 516,687
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt For For For Approve Buyback of Equity Shares 1
Mgmt For For For Reelect Kiran Mazumdar-Shaw as Director 2
Corporacion Inmobiliaria Vesta SAB de CV Meeting Date: 03/13/2019 Record Date: 03/05/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P9781N108 Ticker: VESTA
Shares Voted: 761,100
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve CEO's Report Mgmt For For For
Mgmt For For For Approve Board's Report 2
Mgmt For For For Approve Audited and Consolidated Financial Statements
3
Mgmt For For For Approve Cash Dividends, Considering Current Dividend Policy and Board's Recommendation
4
Mgmt For For For Receive Report on Adherence to Fiscal Obligations
5
Mgmt For For For Approve Report on Share Repurchase 6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Corporacion Inmobiliaria Vesta SAB de CV Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Authorize Share Repurchase Reserve 7
Mgmt For For For Approve Report of Audit, Corporate Practices, Investment, Ethics, Debt and Capital, and Social and Environmental Responsibility Committees
8
Mgmt For For For Elect or Ratify Directors; Elect Chairmen of Audit and Corporate Practices Committees, and Approve their Remuneration
9
Mgmt For For For Appoint Legal Representatives 10
IRB Brasil Resseguros SA Meeting Date: 03/14/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P5876C106 Ticker: IRBR3
Shares Voted: 215,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Remuneration of Company's Management and Fiscal Council
Mgmt For Against Against
Mgmt For For For Approve Long-Term Incentive Plan 2
IRB Brasil Resseguros SA Meeting Date: 03/14/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P5876C106 Ticker: IRBR3
Shares Voted: 215,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Capital Budget, Allocation of Income and Dividends
2
Mgmt For For For Elect Directors 3
Mgmt Against Against None In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
IRB Brasil Resseguros SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate?
5
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 5 Votes Will Be Automatically Distributed in Equal % Amongst Below Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Otavio Ladeira de Medeiros as Director and Charles Carvalho Guedes as Alternate
6.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Pedro Duarte Guimaraes as Director and Luiza Damasio Ribeiro do Rosario as Alternate
6.2
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Alexsandro Broedel Lopes as Director and Osvaldo do Nascimento as Alternate
6.3
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Vinicius Jose de Almeida Albernaz as Director and Ivan Luiz Gontijo Junior as Alternate
6.4
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Werner Romera Suffert as Director and Rafael Augusto Sperendio as Alternate
6.5
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Marcos Bastos Rocha as Director and Jose Octavio Vianello de Mello as Alternate
6.6
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Roberto Dagnoni as Director and Marco Antonio Rosado Franca as Alternate
6.7
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Maria Elena Bidino as Director
6.8
Mgmt Abstain Abstain For Elect Fiscal Council Members 7
Mgmt Against Against None In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
8
Mgmt Abstain Abstain None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
9
Mgmt Do Not VoteDo Not Vote None As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
10
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
IRB Brasil Resseguros SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
SH For For None Elect Gabriela Soares Pedercini as Fiscal Council Member and Alexandre Pedercini Issa as Alternate Appointed by Minority Shareholder
11
Just Dial Ltd. Meeting Date: 03/14/2019 Record Date: 02/01/2019
Country: India Meeting Type: Special
Primary Security ID: Y4S789102 Ticker: 535648
Shares Voted: 109,883
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt For For For Approve Just Dial Limited Employees Stock Option Scheme - 2019
1
Mgmt For For For Approve Grant of Stock Options to the Employees of Subsidiary Companies Under the Just Dial Limited Employees Stock Option Scheme - 2019
2
DB Insurance Co., Ltd. Meeting Date: 03/15/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y2096K109 Ticker: 005830
Shares Voted: 18,064
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Kim Seong-guk as Outside Director 3.1
Mgmt For For For Elect Choi Jeong-ho as Outside Director 3.2
Mgmt For For For Elect Lee Seung-woo as Outside Director to Serve as an Audit Committee Member
4
Mgmt For For For Elect Kim Seong-guk as a Member of Audit Committee
5.1
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
DB Insurance Co., Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Choi Jeong-ho as a Member of Audit Committee
5.2
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
6
HYUNDAI ENGINEERING & CONSTRUCTION CO., LTD. Meeting Date: 03/15/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y38382100 Ticker: 000720
Shares Voted: 14,144
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect as Park Seong-deuk as Outside Director 3.1
Mgmt For For For Elect Kim Young-gi as Outside Director 3.2
Mgmt For For For Elect Park Seong-deuk as a Member of Audit Committee
4.1
Mgmt For For For Elect Kim Young-gi as a Member of Audit Committee
4.2
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Kia Motors Corp. Meeting Date: 03/15/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y47601102 Ticker: 000270
Shares Voted: 75,033
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Park Han-woo as Inside Director 3.1
Mgmt For For For Elect Chung Eui-sun as Inside Director 3.2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Kia Motors Corp. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Ju Woo-jeong as Inside Director 3.3
Mgmt For For For Elect Nam Sang-gu as Outside Director 3.4
Mgmt For For For Elect Nam Sang-gu as a Member of Audit Committee
4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
MERITZ SECURITIES Co., Ltd. Meeting Date: 03/15/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y594DP360 Ticker: 008560
Shares Voted: 161,671
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Choi Hui-moon as Inside Director 3.1
Mgmt For For For Elect Kim Hyeon-wook as Outside Director 3.2
Mgmt For For For Elect Koo Jeong-han as Outside Director to serve as an Audit Committee Member
4
Mgmt For For For Elect Kim Hyeon-wook as a Member of Audit Committee
5
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
6
Mgmt For For For Approve Terms of Retirement Pay 7
TAV Havalimanlari Holding AS Meeting Date: 03/18/2019 Record Date:
Country: Turkey Meeting Type: Annual
Primary Security ID: M8782T109 Ticker: TAVHL
Shares Voted: 31,974
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
TAV Havalimanlari Holding AS Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Open Meeting, Elect Presiding Council of Meeting and Authorize Presiding Council toSign Minutes of Meeting
1
Mgmt For For For Accept Board Report 2
Mgmt For For For Accept Audit Report 3
Mgmt For For For Accept Financial Statements 4
Mgmt For For For Approve Discharge of Board 5
Mgmt For For For Approve Allocation of Income 6
Mgmt For For For Approve Director Remuneration 7
Mgmt For For For Approve Remuneration Policy 8
Mgmt For For For Ratify Director Appointment 9
Mgmt For For For Ratify External Auditors 10
Mgmt For For For Receive Information on Donations Made in 2018 and Approve Upper Limit of Donations for 2019
11
Mgmt Receive Information on Related Party Transactions
12
Mgmt Receive Information on Guarantees, Pledges and Mortgages Provided to Third Parties
13
Mgmt For For For Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Mgmt Wishes 15
Mgmt Close Meeting 16
Godrej Consumer Products Ltd. Meeting Date: 03/19/2019 Record Date: 02/08/2019
Country: India Meeting Type: Special
Primary Security ID: Y2732X135 Ticker: 532424
Shares Voted: 62,312
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt For For For Approve Reappointment and Remuneration of Adi Godrej as Whole-time Director Designated as Chairman Emeritus
1
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Godrej Consumer Products Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Sumeet Narang as Director 2
Samsung Electro-Mechanics Co., Ltd. Meeting Date: 03/20/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y7470U102 Ticker: 009150
Shares Voted: 50,430
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
2
Samsung Electronics Co., Ltd. Meeting Date: 03/20/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y74718100 Ticker: 005930
Shares Voted: 254,105
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt Against Against For Elect Bahk Jae-wan as Outside Director 2.1.1
Mgmt For For For Elect Kim Han-jo as Outside Director 2.1.2
Mgmt For For For Elect Ahn Curie as Outside Director 2.1.3
Mgmt Against Against For Elect Bahk Jae-wan as a Member of Audit Committee
2.2.1
Mgmt For For For Elect Kim Han-jo as a Member of Audit Committee
2.2.2
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Samsung SDS Co., Ltd. Meeting Date: 03/20/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y7T72C103 Ticker: 018260
Shares Voted: 4,421
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Elect Hong Won-pyo as Inside Director 2
Mgmt For For For Amend Articles of Incorporation 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Daelim Industrial Co., Ltd. Meeting Date: 03/21/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y1860N109 Ticker: 000210
Shares Voted: 25,797
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Kim Il-yoon as Outside Director 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
MegaStudyEdu Co., Ltd. Meeting Date: 03/21/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y5933R104 Ticker: 215200
Shares Voted: 6,513
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles of Incorporation Mgmt For For For
Mgmt For For For Elect Ahn Geun-young as Outside Director 2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
MegaStudyEdu Co., Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
3
Mgmt For For For Authorize Board to Fix Remuneration of Internal Auditor(s)
4
NICE Information Service Co., Ltd. Meeting Date: 03/21/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y49066106 Ticker: 030190
Shares Voted: 22,100
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Elect Two Inside Directors (Bundled) 2.1
Mgmt For For For Elect Three Outside Directors (Bundled) 2.2
Mgmt For For For Elect Lee Hyeon-seok as Non-Independent Non-Executive Director
2.3
Mgmt For For For Elect Members of Audit Committee (Bundled) 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Mgmt For For For Amend Articles of Incorporation 5
Mgmt For For For Approve Stock Option Grants 6
Wal-Mart de Mexico SAB de CV Meeting Date: 03/21/2019 Record Date: 03/12/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P98180188 Ticker: WALMEX
Shares Voted: 1,530,900
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.a Approve Board of Directors' Report Mgmt For For For
Mgmt For For For Approve CEO's Reports 1.b
Mgmt For For For Approve Report of Audit and Corporate Practices Committees
1.c
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Wal-Mart de Mexico SAB de CV Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Report on Adherence to Fiscal Obligations
1.d
Mgmt For For For Approve Report Re: Employee Stock Purchase Plan
1.e
Mgmt For For For Approve Report on Share Repurchase Reserves 1.f
Mgmt For For For Approve Consolidated Financial Statements 2
Mgmt For For For Approve Allocation of Income and Dividends of MXN 1.75 Per Share
3
Mgmt For For For Elect or Ratify Enrique Ostale as Director 4.a
Mgmt For For For Elect or Ratify Richard Mayfield as Director 4.b
Mgmt For For For Elect or Ratify Guilherme Loureiro as Director 4.c
Mgmt For For For Elect or Ratify Lori Flees as Director 4.d
Mgmt For For For Elect or Ratify Gisel Ruiz as Director 4.e
Mgmt For For For Elect or Ratify Kirsten Evans as Director 4.f
Mgmt For For For Elect or Ratify Adolfo Cerezo as Director 4.g
Mgmt For For For Elect or Ratify Blanca Treviño as Director 4.h
Mgmt For For For Elect or Ratify Roberto Newell as Director 4.i
Mgmt For For For Elect or Ratify Ernesto Cervera as Director 4.j
Mgmt For For For Elect or Ratify Eric Perez Grovas as Director 4.k
Mgmt For For For Approve Remuneration of Board Chairman 4.l
Mgmt For For For Approve Remuneration of Director 4.m
Mgmt Approve Remuneration of Alternate Director 4.n
Mgmt For For For Elect or Ratify Chairman of the Audit and Corporate Practices Committees and Approve Remuneration
4.o
Mgmt For For For Approve Remuneration of Director of Audit and Corporate Practices Committees
4.p
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
5
BINGGRAE Co., Ltd. Meeting Date: 03/22/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y0887G105 Ticker: 005180
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
BINGGRAE Co., Ltd. Shares Voted: 1,327
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Park Jeong-hwan as Inside Director 3.1
Mgmt For For For Elect Park Chang-hun as Inside Director 3.2
Mgmt For For For Elect Kang Ho-sang as Outside Director 3.3
Mgmt For For For Appoint Hong Gi-taek as Internal Auditor 4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Mgmt For For For Authorize Board to Fix Remuneration of Internal Auditor
6
HYUNDAI MARINE & FIRE INSURANCE Co., Ltd. Meeting Date: 03/22/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y3842K104 Ticker: 001450
Shares Voted: 46,666
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Chung Mong-yoon as Inside Director 3.1
Mgmt For For For Elect Lee Cheol-young as Inside Director 3.2
Mgmt For For For Elect Park Chan-jong as Inside Director 3.3
Mgmt For For For Elect Jin Young-ho as Outside Director 3.4
Mgmt For For For Elect Kim Tae-jin as Outside Director to Serve as an Audit Committee Member
4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Korea Investment Holdings Co., Ltd. Meeting Date: 03/22/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y4862P106 Ticker: 071050
Shares Voted: 45,645
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles of Incorporation Mgmt For For For
Mgmt For For For Elect Hobart Lee Epstein as Outside Director 2.1
Mgmt For For For Elect Kim Jeong-gi as Outside Director 2.2
Mgmt For For For Elect Cho Young-tae as Outside Director 2.3
Mgmt For For For Elect Kim Tae-won as Outside Director 2.4
Mgmt For For For Elect Yoon Dae-hui as Outside Director to Serve as an Audit Committee Member
3
Mgmt For For For Elect Kim Jeong-gi as a Member of Audit Committee
4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Korea Zinc Co., Ltd. Meeting Date: 03/22/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y4960Y108 Ticker: 010130
Shares Voted: 1,143
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Choi Chang-geun as Inside Director 3.1
Mgmt For For For Elect Lee Je-jung as Inside Director 3.2
Mgmt For For For Elect Han Cheol-su as Outside Director 3.3
Mgmt For For For Elect Kim Ui-hwan as Outside Director 3.4
Mgmt For For For Elect Han Cheol-su as a Member of Audit Committee
4
Mgmt Against Against For Approve Total Remuneration of Inside Directors and Outside Directors
5
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Korean Reinsurance Co. Meeting Date: 03/22/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y49391108 Ticker: 003690
Shares Voted: 107,029
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Jeon Gwang-woo as Outside Director to Serve as an Audit Committee Member
3.1
Mgmt For For For Elect Kim Chang-rok as Outside Director to Serve as an Audit Committee Member
3.2
Mgmt For For For Elect Kim Hak-hyeon as Outside Director to Serve as an Audit Committee Member
3.3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Samsung Fire & Marine Insurance Co., Ltd. Meeting Date: 03/22/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y7473H108 Ticker: 000810
Shares Voted: 10,820
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Cho Dong-geun as Outside Director 3
Mgmt For For For Elect Cho Dong-geun as a Member of Audit Committee
4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
SK hynix, Inc. Meeting Date: 03/22/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y8085F100 Ticker: 000660
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
SK hynix, Inc. Shares Voted: 120,991
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Oh Jong-hoon as Inside Director 3
Mgmt For For For Elect Ha Young-gu as Outside Director 4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Mgmt For For For Approve Stock Option Grants 6
Mgmt For For For Approve Stock Option Grants 7
Youngone Corp. Meeting Date: 03/22/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y9849C102 Ticker: 111770
Shares Voted: 3,394
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Mark Fasold as Outside Director 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Graphite India Ltd. Meeting Date: 03/23/2019 Record Date: 02/13/2019
Country: India Meeting Type: Special
Primary Security ID: Y2851J149 Ticker: 509488
Shares Voted: 61,300
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Postal Ballot Mgmt
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Graphite India Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against For Reelect P K Khaitan as Director 1
Mgmt For For For Approve J D Curravala to Continue Office as Non-Executive Non-Independent Director
2
Construtora Tenda SA Meeting Date: 03/25/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P31432100 Ticker: TEND3
Shares Voted: 224,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve 1:2 Stock Split Mgmt For For For
Mgmt For For For Amend Article 5 to Reflect Changes in Capital 2
CJ Hello Co., Ltd. Meeting Date: 03/26/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y9T24Z107 Ticker: 037560
Shares Voted: 35,959
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Oh Ji-cheol as Outside Director 3
Mgmt For For For Elect Oh Ji-cheol as a Member of Audit Committee
4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
FIBRA Prologis Meeting Date: 03/26/2019 Record Date: 03/15/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P4559M101 Ticker: FIBRAPL14
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
FIBRA Prologis Shares Voted: 217,900
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for Holders of REITs - ISIN MXCFFI170008
Mgmt
Mgmt For For For Approve Financial Statements and Statutory Reports
1
Mgmt For For For Approve Annual Report of Trust 2
Mgmt For For For Elect or Ratify Directors and Alternates of Trust Technical Committee
3
Mgmt For For For Approve Remuneration of Independent Members and Alternates of Trust Technical Committee
4
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
5
Jin Air Co., Ltd. Meeting Date: 03/27/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y4S4DP107 Ticker: 272450
Shares Voted: 14,186
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Elect Choi Jeong-ho as Inside Director 2
Mgmt For For For Amend Articles of Incorporation 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
JYP Entertainment Corp. Meeting Date: 03/27/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y4494F104 Ticker: 035900
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
JYP Entertainment Corp. Shares Voted: 49,561
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Appoint Kim Jong-wan as Internal Auditor 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Mgmt For For For Authorize Board to Fix Remuneration of Internal Auditor(s)
5
KB Financial Group, Inc. Meeting Date: 03/27/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y46007103 Ticker: 105560
Shares Voted: 13,600
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Yoo Suk-ryul as Outside Director 3.1
Mgmt For For For Elect Stuart B. Solomon as Outside Director 3.2
Mgmt For For For Elect Park Jae-ha as Outside Director 3.3
Mgmt For For For Elect Kim Gyeong-ho as Outside Director to serve as an Audit Committee Member
4
Mgmt For For For Elect Sonu Suk-ho as a Member of Audit Committee
5.1
Mgmt For For For Elect Jeong Kou-whan as a Member of Audit Committee
5.2
Mgmt For For For Elect Park Jae-ha as a Member of Audit Committee
5.3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Korean Air Lines Co., Ltd. Meeting Date: 03/27/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y4936S102 Ticker: 003490
Shares Voted: 133,284
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt Against Against For Elect Cho Yang-ho as Inside Director and Elect Park Nam-gyu as Outside Director
3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
S.M. Entertainment Co., Ltd. Meeting Date: 03/27/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y8067A103 Ticker: 041510
Shares Voted: 3,300
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Appoint Lee Gang-bok as Internal Auditor 3
Mgmt For For For Approve Terms of Retirement Pay 4
Mgmt For For For Approve Stock Option Grants 5
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
6
Mgmt For For For Authorize Board to Fix Remuneration of Internal Auditor(s)
7
Tekfen Holding AS Meeting Date: 03/27/2019 Record Date:
Country: Turkey Meeting Type: Annual
Primary Security ID: M8788F103 Ticker: TKFEN
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Tekfen Holding AS Shares Voted: 128,355
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt For For For Open Meeting and Elect Presiding Council of Meeting
1
Mgmt For For For Accept Board Report 2
Mgmt For For For Accept Financial Statements and Audit Report 3
Mgmt For For For Approve Discharge of Board 4
Mgmt For For For Approve Allocation of Income 5
Mgmt For For For Approve Director Remuneration 6
Mgmt Against Against For Elect Directors 7
Mgmt For For For Ratify External Auditors 8
Mgmt Receive Information on Guarantees, Pledges and Mortgages Provided to Third Parties
9
Mgmt For For For Approve Upper Limit of Donations for 2019 and Receive Information on Donations Made in 2018
10
Mgmt For For For Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
11
Mgmt Wishes 12
Woori Bank Meeting Date: 03/27/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: 98105HAG5 Ticker: 316140
Shares Voted: 179,600
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Elect Director 2
Mgmt Against Against For Elect a Member of Audit Committee 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd. Meeting Date: 03/28/2019 Record Date: 02/25/2019
Country: China Meeting Type: Special
Primary Security ID: Y2932P106 Ticker: 874
Shares Voted: 296,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Provision of Guarantees to its Wholly-owned Subsidiaries
1
Mgmt For For For Approve Acquisition of Trademarks in Cash, the Relevant Agreements and Related Transactions
2
Mgmt For For For Approve Changes in the Use of Proceeds from the Fund Raising of the Company
3
Mgmt For For For Approve Addition of New Entities which may Use Part of the Proceeds from the Fund Raising of the Company
4
Handsome Corp. Meeting Date: 03/28/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y3004A118 Ticker: 020000
Shares Voted: 22,821
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Kim Min-deok as Inside Director 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
HYUNDAI HCN Co., Ltd. Meeting Date: 03/28/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y3835C101 Ticker: 126560
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
HYUNDAI HCN Co., Ltd. Shares Voted: 23,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Approve Financial Statements and Allocation of Income (KRW 60)
Mgmt For For For
SH Against Against Against Approve Allocation of Income (KRW 200) 1.2
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Kim Seong-il as Inside Director 3.1
Mgmt For For For Elect Min Wang-il as Inside Director 3.2
Mgmt For For For Elect Kim Dong-su as Outside Director 3.3
Mgmt For For For Elect Gong Yong-pyo as Outside Director 3.4
Mgmt For For For Elect Kim Dong-su as a Member of Audit Committee
4.1
Mgmt For For For Elect Gong Yong-pyo as a Member of Audit Committee
4.2
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Lotte Chilsung Beverage Co., Ltd. Meeting Date: 03/28/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y5345R106 Ticker: 005300
Shares Voted: 86
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt Against Against For Elect Shin Dong-bin as Inside Director 3.1
Mgmt For For For Elect Kim Tae-hwan as Inside Director 3.2
Mgmt For For For Elect Kim Jong-yong as Outside Director 3.3
Mgmt For For For Elect Lee Bok-sil as Outside Director 3.4
Mgmt For For For Elect Han Bo-hyeong as Outside Director 3.5
Mgmt For For For Elect Kim Jong-yong as a Member of Audit Committee
4.1
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Lotte Chilsung Beverage Co., Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Lee Bok-sil as a Member of Audit Committee
4.2
Mgmt For For For Elect Han Bo-hyeong as a Member of Audit Committee
4.3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
AfreecaTV Co., Ltd. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y63806106 Ticker: 067160
Shares Voted: 4,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation (Electronic Registration of stocks, etc.)
2.1
Mgmt For For For Amend Articles of Incorporation (Issuance and Type of Shares)
2.2
Mgmt For For For Amend Articles of Incorporation (Transfer Agent)
2.3
Mgmt For For For Amend Articles of Incorporation (Report of shareholders' address, name, seal, signature, or etc.)
2.4
Mgmt For For For Amend Articles of Incorporation (Record date) 2.5
Mgmt For For For Amend Articles of Incorporation (Regulations on Bonds Issuance)
2.6
Mgmt For For For Amend Articles of Incorporation (Appointment of External Auditor)
2.7
Mgmt Against Against For Approve Stock Option Grants 3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Mgmt For For For Authorize Board to Fix Remuneration of Internal Auditor(s)
5
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Asiana Airlines, Inc. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y03355107 Ticker: 020560
Shares Voted: 411,856
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt Against Against For Amend Articles of Incorporation 2
Mgmt Against Against For Elect Directors (Bundled) 3
Mgmt For For For Elect Park Hae-chun and Lee Hyeong-seok as a Members of Audit Committee
4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Cha Biotech Co., Ltd. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y2075H101 Ticker: 085660
Shares Voted: 63,800
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt Against Against For Elect Oh Sang-hun as Inside Director 3.1
Mgmt Against Against For Elect Song Jong-guk as Inside Director 3.2
Mgmt For For For Elect Kim Jung-ho as Outside Director 3.3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Mgmt For For For Authorize Board to Fix Remuneration of Internal Auditor(s)
5
Doosan Corp. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y2100N107 Ticker: 000150
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Doosan Corp. Shares Voted: 17,277
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Two Outside Directors (Bundled) 3
Mgmt For For For Elect Two Members of Audit Committee (Bundled)
4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Ecopetrol SA Meeting Date: 03/29/2019 Record Date: 02/25/2019
Country: Colombia Meeting Type: Annual
Primary Security ID: P3661P101 Ticker: ECOPETROL
Shares Voted: 94,762
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt Safety Guidelines 1
Mgmt Verify Quorum 2
Mgmt Opening by Chief Executive Officer 3
Mgmt For For For Approve Meeting Agenda 4
Mgmt For For For Elect Chairman of Meeting 5
Mgmt For For For Appoint Committee in Charge of Scrutinizing Elections and Polling
6
Mgmt For For For Elect Meeting Approval Committee 7
Mgmt Present Board of Directors' Report, CEO's Evaluation and Compliance with the Corporate Governance Code
8
Mgmt Present Board of Directors and Chairman's Report
9
Mgmt Present Individual and Consolidated Financial Statements
10
Mgmt Present Auditor's Report 11
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Ecopetrol SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Financial Statements and Statutory Reports
12
Mgmt For For For Approve Allocation of Income 13
Mgmt For For For Approve Auditors and Authorize Board to Fix Their Remuneration
14
Mgmt For For For Elect Directors 15
Mgmt Against Against For Amend Bylaws 16
Mgmt Against Against For Amend Regulations on General Meetings 17
Mgmt Transact Other Business (Non-Voting) 18
KT&G Corp. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y49904108 Ticker: 033780
Shares Voted: 6,935
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Elect Youn Hai-su as Outside Director 2.1
Mgmt For For For Elect Lee Eun-kyung as Outside Director 2.2
Mgmt For For For Elect Lee Eun-kyung as a Member of Audit Committee
3.1
Mgmt For For For Elect Baek Jong-soo as a Member of Audit Committee
3.2
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
KUMHO Industrial Co., Ltd. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y5044R100 Ticker: 002990
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
KUMHO Industrial Co., Ltd. Shares Voted: 21,396
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt For For For Elect Directors (Bundled) 3
Mgmt For For For Elect Kim Hui-cheol and Choi Young-jun as Members of Audit Committee
4
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Kumho Petrochemical Co., Ltd. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y5S159113 Ticker: 011780
Shares Voted: 22,055
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt Against Against For Elect Jeong Jin-ho as Outside Director 3.1.1
Mgmt For For For Elect Jeong Yong-seon as Outside Director 3.1.2
Mgmt Against Against For Elect Park Chan-koo as Inside Director 3.2.1
Mgmt For For For Elect Shin Woo-seong as Inside Director 3.2.2
Mgmt Against Against For Elect Jeong Jin-ho as a Member of Audit Committee
4
Mgmt Against Against For Approve Total Remuneration of Inside Directors and Outside Directors
5
Lotte Shopping Co., Ltd. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y5346T119 Ticker: 023530
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Lotte Shopping Co., Ltd. Shares Voted: 7,054
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Amend Articles of Incorporation 2
Mgmt Against Against For Elect Two Inside Directors (Bundled) 3.1
Mgmt Against Against For Elect Two Outside Directors (Bundled) 3.2
Mgmt Against Against For Elect Lee Jae-sul as a Member of Audit Committee
3.3
Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
4
Maeil Dairies Co., Ltd. Meeting Date: 03/29/2019 Record Date: 12/31/2018
Country: South Korea Meeting Type: Annual
Primary Security ID: Y5S64J103 Ticker: 267980
Shares Voted: 3,564
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt For For For Elect Kim Seon-hui as Inside Director 2.1
Mgmt For For For Elect Noh Yeon-hong as Outside Director 2.2
Mgmt For For For Elect Yoo Young-gi as Outside Director 2.3
Mgmt For For For Elect Noh Yeon-hong as a Member of Audit Committee
3.1
Mgmt For For For Elect Yoo Young-gi as a Member of Audit Committee
3.2
Mgmt Against Against For Approve Total Remuneration of Inside Directors and Outside Directors
4
Mgmt For For For Amend Articles of Incorporation 5
Porto Seguro SA Meeting Date: 03/29/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P7905C107 Ticker: PSSA3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Porto Seguro SA Shares Voted: 337,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles Re: Board Composition Mgmt For For For
Mgmt For For For Remove Article 23 2
Mgmt For For For Amend Article 24 3
Mgmt For For For Amend Articles 4
Mgmt For For For Consolidate Bylaws 5
Mgmt For For None In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
6
Porto Seguro SA Meeting Date: 03/29/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P7905C107 Ticker: PSSA3
Shares Voted: 337,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Allocation of Income and Dividends 2
Mgmt For For For Ratify Interest-on-Capital-Stock Payment 3
Mgmt For For For Approve Dividends and Interest-on-Capital-Stock Payment Dates
4
Mgmt Against Against For Approve Remuneration of Company's Management and Fiscal Council
5
Mgmt For For None Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
6
Mgmt For For None In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Yuexiu Property Co., Ltd. Meeting Date: 04/03/2019 Record Date: 03/29/2019
Country: Hong Kong Meeting Type: Special
Primary Security ID: Y9863Z102 Ticker: 123
Shares Voted: 982,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Issuance of the Subscription Shares, Grant of Specific Mandate and Related Transactions
Mgmt For For For
Mgmt For For For Elect Lin Feng as Director and Authorize Board to Fix His Remuneration
2
Mgmt For For For Elect Liu Yan as Director and Authorize Board to Fix Her Remuneration
3
Mgmt For For For Approve Whitewash Waiver and Related Transactions
4
Cia de Transmissao de Energia Eletrica Paulista Meeting Date: 04/04/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P30576113 Ticker: TRPL4
Shares Voted: 113,900
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for Preferred Shareholders Mgmt
SH For For None Elect Felipe Baptista da Silva as Fiscal Council Member and Luiz Alberto Meirelles Beleiro Barreiro Junior as Alternate Appointed by Preferred Shareholder
1
SH For For None Elect Marcos Simas Parentoni as Director Appointed by Preferred Shareholder
2
Mgmt For For None In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?
3
Postal Savings Bank of China Co., Ltd. Meeting Date: 04/08/2019 Record Date: 03/08/2019
Country: China Meeting Type: Special
Primary Security ID: Y6987V108 Ticker: 1658
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Postal Savings Bank of China Co., Ltd. Shares Voted: 2,348,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Elect Zhang Jinliang as Director Mgmt For For For
Mgmt For For For Approve Remuneration Settlement Plan for Directors and Supervisors
2
Mgmt For For For Amend Articles of Association 3
ANTA Sports Products Ltd. Meeting Date: 04/09/2019 Record Date: 04/02/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G04011105 Ticker: 2020
Shares Voted: 120,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Ding Shizhong as Director 3
Mgmt For For For Elect Zheng Jie as Director 4
Mgmt For For For Elect Dai Zhongchuan as Director 5
Mgmt For For For Elect Yiu Kin Wah Stephen as Director 6
Mgmt For For For Elect Mei Ming Zhi as Director 7
Mgmt For For For Approve Remuneration of Directors 8
Mgmt For For For Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration
9
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Mgmt For For For Authorize Repurchase of Issued Share Capital 11
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 12
Gentera SAB de CV Meeting Date: 04/12/2019 Record Date: 04/04/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P4831V101 Ticker: GENTERA
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Gentera SAB de CV Shares Voted: 975,805
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Report of Board of Directors in Compliance with Article 172 of Mexican General Companies Law
Mgmt For For For
Mgmt For For For Approve Allocation of Income 2
Mgmt For For For Approve Report on Share Repurchase Reserve; Authorize Share Repurchase Reserve
3
Mgmt For For For Approve Cancellation of Treasury Shares 4
Mgmt For For For Approve Report on Adherence to Fiscal Obligations
5
Mgmt For For For Elect or Ratify Directors, Chairmen of Audit and Corporate Practices Committees; Approve their Remuneration; Verify Independence Classification
6
Mgmt For For For Elect or Ratify Chairman, Secretary and Deputy Secretary of Board
7
Mgmt For For For Appoint Legal Representatives 8
Krung Thai Bank Public Co., Ltd. Meeting Date: 04/12/2019 Record Date: 03/14/2019
Country: Thailand Meeting Type: Annual
Primary Security ID: Y49885190 Ticker: KTB
Shares Voted: 4,058,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Acknowledge Annual Report Mgmt
Mgmt For For For Approve Financial Statements 2
Mgmt For For For Approve Allocation of Income and Dividend Payment
3
Mgmt For For For Approve Remuneration of Directors 4
Mgmt For For For Elect Ekniti Nitithanprapas as Director 5.1
Mgmt For For For Elect Distat Hotrakitya as Director 5.2
Mgmt For For For Elect Vichai Assarasakorn as Director 5.3
Mgmt For For For Elect Nitima Thepvanangkul as Director 5.4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Krung Thai Bank Public Co., Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration
6
Mgmt Other Business 7
EDP Energias do Brasil SA Meeting Date: 04/16/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P3769R108 Ticker: ENBR3
Shares Voted: 873,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Capital Budget, Allocation of Income and Dividends
2
Mgmt For For For Approve Remuneration of Company's Management
3
Mgmt For For None Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
Anglo American Platinum Ltd. Meeting Date: 04/17/2019 Record Date: 04/12/2019
Country: South Africa Meeting Type: Annual
Primary Security ID: S9122P108 Ticker: AMS
Shares Voted: 101,105
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt For For For Re-elect Richard Dunne as Director 1.1
Mgmt For For For Re-elect Nombulelo Moholi as Director 1.2
Mgmt For For For Re-elect Daisy Naidoo as Director 1.3
Mgmt For For For Re-elect Tony O'Neill as Director 1.4
Mgmt For For For Elect Norman Mbazima as Director 2.1
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Anglo American Platinum Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Craig Miller as Director 2.2
Mgmt For For For Re-elect Richard Dunne as Member of the Audit and Risk Committee
3.1
Mgmt For For For Re-elect Peter Mageza as Member of the Audit and Risk Committee
3.2
Mgmt For For For Re-elect John Vice as Member of the Audit and Risk Committee
3.3
Mgmt For For For Re-elect Daisy Naidoo as Member of the Audit and Risk Committee
3.4
Mgmt For For For Reappoint Deloitte & Touche as Auditors of the Company with G Berry as the Individual Designated Auditor
4
Mgmt For For For Place Authorised but Unissued Shares under Control of Directors
5
Mgmt For For For Authorise Ratification of Approved Resolutions 6
Mgmt Non-binding Advisory Vote
Mgmt For For For Approve Remuneration Policy 7.1
Mgmt For For For Approve Remuneration Implementation Report 7.2
Mgmt Special Resolutions
Mgmt For For For Approve Non-Executive Directors' Fees 1
Mgmt For For For Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
2
Mgmt For For For Authorise Repurchase of Issued Share Capital 3
Cia Cervecerias Unidas SA Meeting Date: 04/17/2019 Record Date: 03/07/2019
Country: Chile Meeting Type: Annual
Primary Security ID: P24905104 Ticker: CCU
Shares Voted: 22,482
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt Receive Chairman's Report 1
Mgmt For For For Approve Consolidated Financial Statements and Statutory Reports
2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Cia Cervecerias Unidas SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Allocation of Income and Dividends of CLP 358.33 per Share and CLP 716.66 per ADR to Be Distributed on April 29, 2019
3
Mgmt Present Dividend Policy and Distribution Procedures
4
Mgmt For For For Elect Directors 5
Mgmt For For For Approve Remuneration of Directors 6
Mgmt For For For Approve Remuneration and Budget of Directors' Committee
7
Mgmt For For For Approve Remuneration and Budget of Audit Committee
8
Mgmt For For For Appoint Auditors 9a
Mgmt For For For Designate Risk Assessment Companies 9b
Mgmt Receive Directors' Committee Report on Activities
10
Mgmt Receive Report Regarding Related-Party Transactions
11
Mgmt Transact Other Business (Non-Voting) 12
China Communications Services Corp. Ltd. Meeting Date: 04/18/2019 Record Date: 03/18/2019
Country: China Meeting Type: Special
Primary Security ID: Y1436A102 Ticker: 552
Shares Voted: 492,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Services Framework Agreement, Proposed Annual Caps and Related Transactions
Mgmt For Against Against
China Telecom Corp. Ltd. Meeting Date: 04/18/2019 Record Date: 03/15/2019
Country: China Meeting Type: Special
Primary Security ID: Y1505D102 Ticker: 728
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Telecom Corp. Ltd. Shares Voted: 9,054,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve China Telecom Financial Services Framework Agreement, Annual Caps and Related Transactions
Mgmt For Against Against
Globe Telecom, Inc. Meeting Date: 04/23/2019 Record Date: 03/08/2019
Country: Philippines Meeting Type: Annual
Primary Security ID: Y27257149 Ticker: GLO
Shares Voted: 30,855
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve the Minutes of Previous Meeting Mgmt For For For
Mgmt For For For Approve the Annual Report and Audited Financial Statements
2
Mgmt For For For Ratify All Acts and Resolutions of the Board of Directors and Management Adopted During the Preceding Year
3
Mgmt Elect 11 Directors by Cumulative Voting
Mgmt Against Against For Elect Jaime Augusto Zobel de Ayala as Director 4.1
Mgmt Against Against For Elect Delfin L. Lazaro as Director 4.2
Mgmt Against Against For Elect Lang Tao Yih, Arthur as Director 4.3
Mgmt Against Against For Elect Fernando Zobel de Ayala as Director 4.4
Mgmt Against Against For Elect Jose Teodoro K. Limcaoco as Director 4.5
Mgmt Against Against For Elect Romeo L. Bernardo as Director 4.6
Mgmt For For For Elect Ernest L. Cu as Director 4.7
Mgmt Against Against For Elect Samba Natarajan as Director 4.8
Mgmt For For For Elect Saw Phaik Hwa as Director 4.9
Mgmt For For For Elect Cirilo P. Noel as Director 4.10
Mgmt For For For Elect Rex Ma. A. Mendoza as Director 4.11
Mgmt For For For Approve Independent Auditors and Approve the Fixing of Their Remuneration
5
Mgmt Against Against For Approve Other Matters 6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Grupo Aeroportuario del Pacifico SAB de CV Meeting Date: 04/23/2019 Record Date: 04/08/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P4959P100 Ticker: GAPB
Shares Voted: 188,400
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Reports in Compliance with Article 28, Section IV of Mexican Securities Market Law
Mgmt For For For
Mgmt For For For Approve Discharge of Directors and Officers 2
Mgmt For For For Approve Individual and Consolidated Financial Statements and Approve External Auditors' Report on Financial Statements
3
Mgmt For For For Approve Allocation of Income in the Amount of MXN 4.94 Billion
4
Mgmt For For For Approve Two Dividends of MXN 4.21 per Share to be Distributed on or Before Aug. 31, 2018 and Dec. 31, 2019 Respectively
5
Mgmt For For For Cancel Pending Amount of MXN 1.25 Billion of Share Repurchase Approved at AGM on April 25, 2018; Set Share Repurchase Maximum Amount of MXN 1.55 Billion
6
Mgmt Information on Election or Ratification of Four Directors and Their Alternates of Series BB Shareholders
7
Mgmt Elect or Ratify Directors of Series B Shareholders that Hold 10 Percent of Share Capital
8
Mgmt For For For Elect or Ratify Directors of Series B Shareholders
9
Mgmt For For For Elect or Ratify Board Chairman 10
Mgmt For For For Approve Remuneration of Directors for Years 2018 and 2019
11
Mgmt For For For Elect or Ratify Director of Series B Shareholders and Member of Nominations and Compensation Committee
12
Mgmt For For For Elect or Ratify Chairman of Audit and Corporate Practices Committee
13
Mgmt Present Report Regarding Individual or Accumulated Operations Greater Than USD 3 Million
14
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
15
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Grupo Aeroportuario del Pacifico SAB de CV Meeting Date: 04/23/2019 Record Date: 04/08/2019
Country: Mexico Meeting Type: Special
Primary Security ID: P4959P100 Ticker: GAPB
Shares Voted: 188,400
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Reduction in Capital by MXN 1.59 Billion; Amend Article 6 of Company's Bylaws Accordingly
Mgmt For For For
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
2
Cia de Saneamento do Parana Meeting Date: 04/24/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P3058Y103 Ticker: SAPR4
Shares Voted: 37,100
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles Mgmt For For For
Mgmt Against Against For Dismiss Evaluation and Nominating Committee Members
2
Mgmt Against Against For Elect Roberval Vieira as Evaluation and Nominating Committee Member
3
Mgmt Against Against For Elect Ariovaldo Vandrei Zampieri as Evaluation and Nominating Committee Member
4
Mgmt Against Against For Elect Antonio Dilson Picolo Filho as Evaluation and Nominating Committee Member
5
Mgmt Against Against For Elect Fabio Leandro Tokars as Evaluation and Nominating Committee Member
6
Mgmt Against Against For Elect Robson Augusto Pascoalini as Evaluation and Nominating Committee Member
7
Cia de Saneamento do Parana Meeting Date: 04/24/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P3058Y103 Ticker: SAPR4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Cia de Saneamento do Parana Shares Voted: 37,100
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for Unit Holders Mgmt
Mgmt For For For Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
1
Mgmt For For For Approve Allocation of Income 2
Mgmt Against Against For Approve Remuneration of Company's Management and Fiscal Council
3
Mgmt For For For Dismiss Francisco Feio Ribeiro Filho as Director 4
Mgmt For For For Dismiss Jose Roberto Ruiz as Director 5
Mgmt Abstain Abstain None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
6
Mgmt Against Against For Elect Jacques Geovani Shinemann as Director 7.1
Mgmt Against Against For Elect Rodrigo Sanchez Rios as Director 7.2
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees?
8
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 8, Votes Will Be Automatically Distributed in Equal % Amongst All Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Jacques Geovani Shinemann as Director
9.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Rodrigo Sanchez Rios as Director
9.2
Mgmt Abstain Abstain For Elect Ricardo Cansian Netto as Fiscal Council Member
10.1
Mgmt Abstain Abstain For Elect Luis Otavio Dias da Fonseca as Fiscal Council Member
10.2
Mgmt Abstain Abstain For Elect Laerzio Chiesorin Junior Fiscal Council Member
10.3
SH For For None Elect Reginaldo Ferreira Alexandre as Fiscal Council Member and Walter Luis Bernardes Albertoni as Alternate Appointed by Minority Shareholder
11
SH For For None Elect Paulo Roberto Franceschi as Fiscal Council Member and Ricardo Bertucci as Alternate Appointed by Preferred Shareholder
12
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Cia de Saneamento do Parana Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Designate Newspapers to Publish Company Announcements
13
Construtora Tenda SA Meeting Date: 04/24/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P31432100 Ticker: TEND3
Shares Voted: 449,400
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Allocation of Income and Dividends 2
Mgmt For For For Fix Number of Directors at Seven 3
Mgmt Abstain Abstain None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
4
Mgmt For For For Elect Directors 5
Mgmt Against Against None In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
6
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees?
7
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst All Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Mario Mello Freire Neto as Director
8.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Eduardo Ferreira Pradal as Director
8.2
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Claudio Jose Carvalho de Andrade as Director
8.3
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Rodolpho Amboss as Director
8.4
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Mauricio Luis Luchetti as Director
8.5
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Construtora Tenda SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Flavio Uchoa Teles de Menezes as Director
8.6
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Jose Urbano Duarte as Director
8.7
Mgmt For For For Approve Remuneration of Company's Management
9
Mgmt For For None Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
10
Mgmt For For None In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
11
FIBRA Macquarie Mexico Meeting Date: 04/24/2019 Record Date: 04/12/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P3515D155 Ticker: FIBRAMQ12
Shares Voted: 424,900
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Annual Ordinary Meeting for Holders of REITs - ISIN MXCFFI0U0002
Mgmt
Mgmt For For For Approve Audited Financial Statements 1
Mgmt For For For Approve Annual Report 2
Mgmt For For For Extend Share Repurchase for Additional Year; Set Maximum Amount for Share Repurchase
3
Mgmt For For For Ratify Juan Antonio Salazar Rigal as Independent Member of Technical Committee
4
Mgmt For For For Ratify Alvaro de Garay Arellano as Independent Member of Technical Committee
5
Mgmt For For For Ratify Luis Alberto Aziz Checa as Independent Member of Technical Committee
6
Mgmt For For For Ratify Jaime de la Garza as Independent Member of Technical Committee
7
Mgmt For For For Ratify Michael Brennan as Independent Member of Technical Committee
8
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
9
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Grupo Aeroportuario del Sureste SA de CV Meeting Date: 04/24/2019 Record Date: 03/18/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P4950Y100 Ticker: ASURB
Shares Voted: 1,860
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt For For For Approve CEO's and Auditor's Reports on Operations and Results of Company, and Board's Opinion on Reports
1a
Mgmt For For For Approve Board's Report on Accounting Policies and Criteria for Preparation of Financial Statements
1b
Mgmt For For For Approve Report on Activities and Operations Undertaken by Board
1c
Mgmt For For For Approve Individual and Consolidated Financial Statements
1d
Mgmt For For For Approve Report of Audit Committee's Activities and Report on Company's Subsidiaries
1e
Mgmt For For For Approve Report on Adherence to Fiscal Obligations
1f
Mgmt For For For Approve Increase in Legal Reserve by MXN 261.1 Million
2a
Mgmt For For For Approve Cash Dividends of MXN 10 Per Series B and BB Shares
2b
Mgmt For For For Set Maximum Amount of MXN 1.96 Billion for Share Repurchase; Approve Policy Related to Acquisition of Own Shares
2c
Mgmt For For For Approve Discharge of Board of Directors and CEO
3a
Mgmt For For For Elect/Ratify Fernando Chico Pardo as Director 3b.1
Mgmt Against Against For Elect/Ratify Jose Antonio Perez Anton as Director
3b.2
Mgmt Against Against For Elect/Ratify Luis Chico Pardo as Director 3b.3
Mgmt Against Against For Elect/Ratify Aurelio Perez Alonso as Director 3b.4
Mgmt Against Against For Elect/Ratify Rasmus Christiansen as Director 3b.5
Mgmt Against Against For Elect/Ratify Francisco Garza Zambrano as Director
3b.6
Mgmt Against Against For Elect/Ratify Ricardo Guajardo Touche as Director
3b.7
Mgmt For For For Elect/Ratify Guillermo Ortiz Martinez as Director 3b.8
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Grupo Aeroportuario del Sureste SA de CV Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect/Ratify Roberto Servitje Sendra as Director 3b.9
Mgmt For For For Elect/Ratify Rafael Robles Miaja as Secretary (without being a member) of Board
3b.10
Mgmt For For For Elect/Ratify Ana Maria Poblanno Chanona as Alternate Secretary (without being a member) of Board
3b.11
Mgmt Against Against For Elect/Ratify Ricardo Guajardo Touche as Chairman of Audit Committee
3c.1
Mgmt For For For Elect/Ratify Fernando Chico Pardo as Member of Nominations and Compensations Committee
3d.1
Mgmt Against Against For Elect/Ratify Jose Antonio Perez Anton as Member of Nominations and Compensations Committee
3d.2
Mgmt For For For Elect/Ratify Roberto Servitje Sendra as Member of Nominations and Compensations Committee
3d.3
Mgmt For For For Approve Remuneration of Directors in the Amount of MXN 66,000
3e.1
Mgmt For For For Approve Remuneration of Operations Committeein the Amount of MXN 66,000
3e.2
Mgmt For For For Approve Remuneration of Nominations and Compensations Committee in the Amount of MXN 66,000
3e.3
Mgmt For For For Approve Remuneration of Audit Committee in the Amount of MXN 93,500
3e.4
Mgmt For For For Approve Remuneration of Acquisitions and Contracts Committee in the Amount of MXN 22,000
3e.5
Mgmt For For For Authorize Claudio R. Gongora Morales to Ratify and Execute Approved Resolutions
4a
Mgmt For For For Authorize Rafael Robles Miaja to Ratify and Execute Approved Resolutions
4b
Mgmt For For For Authorize Ana Maria Poblanno Chanona to Ratify and Execute Approved Resolutions
4c
Petrobras Distribuidora SA Meeting Date: 04/24/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P1904D109 Ticker: BRDT3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Petrobras Distribuidora SA Shares Voted: 432,600
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Allocation of Income 2
Mgmt Abstain Abstain None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
3
Mgmt For For For Elect Augusto Marques da Cruz Filho as Director 4.1
Mgmt For For For Elect Clemir Carlos Magro as Director 4.2
Mgmt For For For Elect Edy Luiz Kogut as Director 4.3
Mgmt For For For Elect Jose Julio Senna as Director 4.4
Mgmt For For For Elect Roberto Oliveira de Lima as Director 4.5
SH For For None Elect Gregory Louis Piccininno as Director Appointed by Minority Shareholder
4.6
SH For For None Elect Shakhaf Wine as Director Appointed by Minority Shareholder
4.7
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees?
5
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 5, Votes Will Be Automatically Distributed in Equal % Amongst All Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Augusto Marques da Cruz Filho as Director
6.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Clemir Carlos Magro as Director
6.2
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Edy Luiz Kogut as Director
6.3
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Jose Julio Senna as Director
6.4
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Roberto Oliveira de Lima as Director
6.5
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Gregory Louis Piccininno as Director Appointed by Minority Shareholder
6.6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Petrobras Distribuidora SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Shakhaf Wine as Director Appointed by Minority Shareholder
6.7
Mgmt For For For Elect Bruno Passos da Silva Melo as Fiscal Council Member and Eduardo Damazio da Silva Rezende as Alternate
7.1
Mgmt For For For Elect Andre Luiz Campos Silva as Fiscal Council Member
7.2
Petrobras Distribuidora SA Meeting Date: 04/24/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P1904D109 Ticker: BRDT3
Shares Voted: 432,600
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Remuneration of Company's Management and Fiscal Council
Mgmt For For For
Mgmt For For For Authorize Capitalization of Reserves 2
Mgmt Against Against For Amend Articles and Consolidate Bylaws 3
Wiz Solucoes e Corretagem de Seguros SA Meeting Date: 04/24/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P98806105 Ticker: WIZS3
Shares Voted: 292,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Allocation of Income and Dividends 2
Mgmt Against Against For Approve Remuneration of Company's Management
3
Mgmt For For None Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Wiz Solucoes e Corretagem de Seguros SA Meeting Date: 04/24/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P98806105 Ticker: WIZS3
Shares Voted: 292,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Indemnity Contracts between the Company, Board of Directors and Committees
Mgmt For Against Against
Banco do Estado do Rio Grande do Sul SA Meeting Date: 04/25/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P12553247 Ticker: BRSR6
Shares Voted: 322,500
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for Preferred Shareholders Mgmt
SH For For None Elect Adriano Cives Seabra as Director Appointed by Preferred Shareholder
1
Mgmt For For None In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?
2
SH For For None Elect Massao Fabio Oya as Fiscal Council Member and Maria Elvira Lopes Gimenez as Alternate Appointed by Preferred Shareholder
3
PT Bukit Asam Tbk Meeting Date: 04/25/2019 Record Date: 04/01/2019
Country: Indonesia Meeting Type: Annual
Primary Security ID: Y8520P101 Ticker: PTBA
Shares Voted: 6,609,900
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners
Mgmt For For For
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
PT Bukit Asam Tbk Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Financial Statements, Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners
2
Mgmt For For For Approve Allocation of Income and Dividends 3
Mgmt For For For Approve Remuneration and Tantiem of Directors and Commissioners
4
Mgmt For For For Approve Auditors of the Company and the PCDP 5
SH Against Against None Approve Changes in Board of Company 6
AES Gener SA Meeting Date: 04/26/2019 Record Date: 04/18/2019
Country: Chile Meeting Type: Annual
Primary Security ID: P0607L111 Ticker: AESGENER
Shares Voted: 5,226,859
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Allocation of Income and Dividends of USD 0.034 per Share
2
Mgmt For For For Approve Dividend Policy 3
Mgmt Against Against For Elect Directors 4
Mgmt For For For Approve Remuneration and Budget of Directors' Committee; Present Report on Directors' Committee Expenses and Activities
5
Mgmt For For For Appoint Auditors 6
Mgmt For For For Designate Risk Assessment Companies 7
Mgmt For For For Receive Report Regarding Related-Party Transactions
8
Mgmt For For For Designate Newspaper to Publish Announcements
9
Mgmt Against Against For Other Business 10
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
11
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Banco do Brasil SA Meeting Date: 04/26/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P11427112 Ticker: BBAS3
Shares Voted: 304,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles Mgmt For For For
Banco do Brasil SA Meeting Date: 04/26/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P11427112 Ticker: BBAS3
Shares Voted: 304,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Allocation of Income and Dividends 2
Mgmt For For For Elect Luiz Fernando Figueiredo as Director 3.1
Mgmt For For For Elect Guilherme Horn as Director 3.2
Mgmt For For For Elect Waldery Rodrigues Junior as Director 3.3
Mgmt For For For Elect Marcelo Serfaty as Director 3.4
Mgmt For For For Elect Rubem de Freitas Novaes as Director 3.5
Mgmt For For For Elect Debora Cristina Fonseca as Director Appointed by the Employees
3.6
SH For For None Elect Paulo Roberto Evangelista de Lima as Director Appointed by Minority Shareholder
3.7
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees?
4
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 4, Votes Will Be Automatically Distributed in Equal % Amongst All Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Luiz Fernando Figueiredo as Director
5.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Guilherme Horn as Director
5.2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Banco do Brasil SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Waldery Rodrigues Junior as Director
5.3
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Marcelo Serfaty as Director
5.4
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Rubem de Freitas Novaes as Director
5.5
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Debora Cristina Fonseca as Director Appointed by the Employees
5.6
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Paulo Roberto Evangelista de Lima as Director Appointed by Minority Shareholder
5.7
Mgmt Abstain Abstain None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
6
Mgmt Abstain Abstain None As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
7
Mgmt For For For Elect Rafael Cavalcanti de Araujo as Fiscal Council Member and Marcia Fernanda de Oliveira Tapajos as Alternate
8.1
Mgmt For For For Elect Phelippe Toledo Pires de Oliveira as Fiscal Council Member and Ieda Aparecida de Moura Araujo as Alternate
8.2
Mgmt For For For Elect Aldo Cesar Martins Braido as Fiscal Council Member and Respective Alternate
8.3
SH For For None Elect Aloisio Macario Ferreira de Souza as Fiscal Council Member and Robert Juenemann as Alternate Appointed by Minority Shareholder
8.4
Mgmt For For For Approve Remuneration of Fiscal Council Members
9
Mgmt For For For Approve Remuneration of Company's Management
10
Mgmt Against Against For Approve Remuneration of Audit Committee Members
11
Companhia Siderurgica Nacional Meeting Date: 04/26/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P8661X103 Ticker: CSNA3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Companhia Siderurgica Nacional Shares Voted: 210,500
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Allocation of Income and Dividends 2
Mgmt For For For Fix Number of Directors 3
Mgmt Against Against For Approve Remuneration of Company's Management
4
Mgmt Abstain Abstain None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
5
Mgmt Abstain Abstain For Elect Directors 6
Mgmt Against Against None In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
7
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees?
8
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 8, Votes Will Be Automatically Distributed in Equal % Amongst All Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Benjamin Steinbruch as Director
9.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Antonio Bernardo Vieira Maia as Director
9.2
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Yoshiaki Nakano as Director
9.3
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Miguel Ethel Sobrinho as Director
9.4
Mgmt For For None As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
10
Mgmt For For None Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
11
SH For For None Elect Valmir Pedro Rossi as Director Appointed by Minority Shareholder
12
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Companhia Siderurgica Nacional Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For None In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?
13
SH For For None Elect Patricia Valente Stierli as Fiscal Council Member and Susana Hanna Stiphan Jabra as Appointed by Minority Shareholder
14
ENGIE Brasil Energia SA Meeting Date: 04/26/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P37625103 Ticker: EGIE3
Shares Voted: 144,900
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles Mgmt For For For
Mgmt For For For Consolidate Bylaws 2
ENGIE Brasil Energia SA Meeting Date: 04/26/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P37625103 Ticker: EGIE3
Shares Voted: 144,900
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Capital Budget 2
Mgmt For For For Approve Allocation of Income and Dividends 3
Mgmt For For For Approve Employees' Bonuses 4
Mgmt For For For Approve Remuneration of Company's Management and Fiscal Council
5
Mgmt For For For Elect Fiscal Council Members 6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
ENGIE Brasil Energia SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against None In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
7
Banco Santander Mexico SA Institucion de Banca Multiple Meeting Date: 04/29/2019 Record Date: 04/17/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P1507S164 Ticker: BSMXB
Shares Voted: 397,515
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for Series F and B Shareholders Mgmt
Mgmt For For For Accept Financial Statements 1.1
Mgmt For For For Accept Auditor's Report 1.2
Mgmt For For For Approve Allocation of Income and Share Repurchase Reserve
2
Mgmt For For For Receive Executive Chairman and CEO's Reports 3
Mgmt For For For Receive Report on Board's Opinion on Executive Chairman and CEO's Reports
4
Mgmt For For For Receive Board's Report on Principal Policies and Accounting and Information Criteria
5
Mgmt For For For Receive Report on Adherence to Fiscal Obligations
6
Mgmt For For For Receive Report on Activities and Operations Undertaken by Board
7
Mgmt For For For Receive Report on Activities of Audit, Corporate Practices, Nominations and Compensations Committees
8
Mgmt For For For Elect and Ratify Directors and Their Alternates Representatives of Series F and B Shareholders; Fix Their Remuneration
9
Mgmt For For For Approve Cash Dividends 10
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
11
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Banco Santander Mexico SA Institucion de Banca Multiple Meeting Date: 04/29/2019 Record Date: 04/17/2019
Country: Mexico Meeting Type: Special
Primary Security ID: P1507S164 Ticker: BSMXB
Shares Voted: 397,515
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Special Meeting for Series B Shareholders Mgmt
Mgmt For For For Elect or Ratify Directors and Commissioners Representing Series B Shareholders
1
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
2
Cia Hering SA Meeting Date: 04/29/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P25849160 Ticker: HGTX3
Shares Voted: 203,400
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Authorize Capitalization of Reserves and Amend Article 5 Accordingly
Mgmt For For For
Mgmt For For For Install Statutory Audit Committee and Amend Articles Accordingly
2
Mgmt For For For Amend Article 18 3
Mgmt For For For Amend Article 20 4
Mgmt For For For Amend Article 22 5
Mgmt For For For Remove Articles 22 and 23 6
Mgmt For For For Consolidate Bylaws 7
Mgmt For For For Approve Minutes of Meeting Summary 8
Mgmt For For For Approve Minutes of Meeting With Exclusion of Shareholder Names
9
Mgmt For For None In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
10
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Cia Hering SA Meeting Date: 04/29/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P25849160 Ticker: HGTX3
Shares Voted: 203,400
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt For For For Approve Allocation of Income and Dividends 2
Mgmt For For For Fix Number of Directors at Seven 3
Mgmt Abstain Abstain None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
4
Mgmt For For For Elect Directors 5
Mgmt Against Against None In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
6
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees?
7
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst All Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Andrea Oliveira Mota Baril as Director
8.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Celso Luis Loducca as Director
8.2
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Claudia Worms Sciama as Director
8.3
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Fabio Colletti Barbosa as Director
8.4
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Fabio Hering as Director
8.5
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Ivo Hering as Director
8.6
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Patrick Charles Morin Junior as Director
8.7
Mgmt Against Against For Approve Remuneration of Company's Management
9
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Cia Hering SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For None Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
10
Mgmt For For For Approve Minutes of Meeting Summary 11
Mgmt For For For Approve Minutes of Meeting With Exclusion of Shareholder Names
12
Mgmt For For None In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
13
Grupo Aeroportuario del Centro Norte SAB de CV Meeting Date: 04/29/2019 Record Date: 04/17/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P49530101 Ticker: OMAB
Shares Voted: 417,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Present Reports in Compliance with Article 28, Section IV (D and E) of Stock Market Law
Mgmt
Mgmt Present CEO and External Auditor Report in Compliance with Article 28, Section IV (B) of Stock Market Law
2
Mgmt Present Board of Directors' Report in Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report
3
Mgmt For For For Approve Reports Presented on Items 1 and 2 of this Agenda
4
Mgmt For For For Approve Allocation of Income, Increase in Reserves, Set Aggregate Nominal Amount of Share Repurchase and Dividends
5
Mgmt For For For Elect or Ratify Directors and Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration
6
Mgmt For For For Appoint Legal Representatives 7
Transmissora Alianca de Energia Eletrica SA Meeting Date: 04/29/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P9T5CD126 Ticker: TAEE11
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Transmissora Alianca de Energia Eletrica SA Shares Voted: 352,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles and Consolidate Bylaws Mgmt For For For
Transmissora Alianca de Energia Eletrica SA Meeting Date: 04/29/2019 Record Date:
Country: Brazil Meeting Type: Annual
Primary Security ID: P9T5CD126 Ticker: TAEE11
Shares Voted: 352,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for Unit Holders Mgmt
Mgmt For For For Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
1
Mgmt For For For Approve Allocation of Income and Dividends 2
Mgmt Abstain Abstain None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
3
Mgmt For For For Elect Jose Maria Rabelo as Director 4.1
Mgmt For For For Elect Antonio Dirceu de Araujo Xavier as Director
4.2
Mgmt For For For Elect Daniel Faria Costa as Director 4.3
Mgmt For For For Elect Paulo Mota Henriques as Director 4.4
Mgmt For For For Elect Carlos da Costa Parcias Junior as Director 4.5
Mgmt For For For Elect Daniel Alves Ferreira as Independent Director
4.6
Mgmt For For For Elect Francois Moreau as Independent Director 4.7
Mgmt For For For Elect Bernardo Vargas Gibsone as Director 4.8
Mgmt For For For Elect Cesar Augusto Ramirez Rojas as Director 4.9
Mgmt For For For Elect Fernando Augusto Rojas Pinto as Director 4.10
Mgmt For For For Elect Fernando Bunker Gentil as Director 4.11
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Transmissora Alianca de Energia Eletrica SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Celso Maia de Barros as Independent Director
4.12
Mgmt For For For Elect Hermes Jorge Chipp as Independent Director
4.13
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees?
5
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 5, Votes Will Be Automatically Distributed in Equal % Amongst All Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Jose Maria Rabelo as Director
6.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Antonio Dirceu de Araujo Xavier as Director
6.2
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Daniel Faria Costa as Director
6.3
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Paulo Mota Henriques as Director
6.4
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Carlos da Costa Parcias Junior as Director
6.5
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Daniel Alves Ferreira as Independent Director
6.6
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Francois Moreau as Independent Director
6.7
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Bernardo Vargas Gibsone as Director
6.8
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Cesar Augusto Ramirez Rojas as Director
6.9
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Fernando Augusto Rojas Pinto as Director
6.10
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Fernando Bunker Gentil as Director
6.11
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Celso Maia de Barros as Independent Director
6.12
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Hermes Jorge Chipp as Independent Director
6.13
Mgmt For For For Fix Number of Fiscal Council Members 7
Mgmt Abstain Abstain For Elect Luiz Felipe da Siva Veloso as Fiscal Council Member and Joao Alan Haddad as Alternate
8.1
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Transmissora Alianca de Energia Eletrica SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Abstain Abstain For Elect Julia Figueiredo Goytacaz SantAnna as Fiscal Council Member and Eduardo Jose de Souza as Alternate
8.2
Mgmt Abstain Abstain For Elect Manuel Domingues de Jesus e Pinho as Fiscal Council Member and Joao Henrique de Souza Brum as Alternate
8.3
SH For For None Elect Murici dos Santos as Fiscal Council Member and Renato Venicius da Silva as Alternate Appointed by Minority Shareholder
9
SH For For None Elect Marcello Joaquim Pacheco as Fiscal Council Member and Alberto Jorge Oliveira da Costa as Alternate Appointed by Preferred Shareholder
10
Mgmt For For For Approve Remuneration of Company's Management
11
Mgmt For For For Approve Remuneration of Fiscal Council Members
12
Mgmt For For For Re-Ratify Remuneration of Company's Fiscal Council for 2018
13
Grupo Financiero Banorte SAB de CV Meeting Date: 04/30/2019 Record Date: 04/15/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P49501201 Ticker: GFNORTEO
Shares Voted: 43,600
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.a Approve CEO's Report on Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information
1.b
Mgmt For For For Approve Board's Report on Operations and Activities Undertaken by Board
1.c
Mgmt For For For Approve Report on Activities of Audit and Corporate Practices Committee
1.d
Mgmt For For For Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee
1.e
Mgmt For For For Approve Allocation of Income 2
Mgmt For For For Amend Dividend Policy 3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Grupo Financiero Banorte SAB de CV Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Receive Auditor's Report on Tax Position of Company
4
Mgmt For For For Elect Carlos Hank Gonzalez as Board Chairman 5.a1
Mgmt For For For Elect Juan Antonio Gonzalez Moreno as Director 5.a2
Mgmt For For For Elect David Juan Villarreal Montemayor as Director
5.a3
Mgmt For For For Elect Jose Marcos Ramirez Miguel as Director 5.a4
Mgmt For For For Elect Everardo Elizondo Almaguer as Director 5.a5
Mgmt For For For Elect Carmen Patricia Armendariz Guerra as Director
5.a6
Mgmt For For For Elect Hector Federico Reyes Retana y Dahl as Director
5.a7
Mgmt For For For Elect Eduardo Livas Cantu as Director 5.a8
Mgmt For For For Elect Alfredo Elias Ayub as Director 5.a9
Mgmt For For For Elect Adrian Sada Cueva as Director 5.a10
Mgmt For For For Elect David Peñaloza Alanis as Director 5.a11
Mgmt For For For Elect Jose Antonio Chedraui Eguia as Director 5.a12
Mgmt For For For Elect Alfonso de Angoitia Noriega as Director 5.a13
Mgmt For For For Elect Thomas Stanley Heather Rodriguez as Director
5.a14
Mgmt For For For Elect Graciela Gonzalez Moreno as Alternate Director
5.a15
Mgmt For For For Elect Juan Antonio Gonzalez Marcos as Alternate Director
5.a16
Mgmt For For For Elect Alberto Halabe Hamui as Alternate Director
5.a17
Mgmt For For For Elect Carlos de la Isla Corry as Alternate Director
5.a18
Mgmt For For For Elect Diego Martinez Rueda-Chapital as Alternate Director
5.a19
Mgmt For For For Elect Gerardo Salazar Viezca as Alternate Director
5.a20
Mgmt For For For Elect Clemente Ismael Reyes Retana Valdes as Alternate Director
5.a21
Mgmt For For For Elect Roberto Kelleher Vales as Alternate Director
5.a22
Mgmt For For For Elect Isaac Becker Kabacnik as Alternate Director
5.a23
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Grupo Financiero Banorte SAB de CV Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Jose Maria Garza Treviño as Alternate Director
5.a24
Mgmt For For For Elect Carlos Cesarman Kolteniuk as Alternate Director
5.a25
Mgmt For For For Elect Humberto Tafolla Nuñez as Alternate Director
5.a26
Mgmt For For For Elect Guadalupe Phillips Margain as Alternate Director
5.a27
Mgmt For For For Elect Ricardo Maldonado Yañez as Alternate Director
5.a28
Mgmt For For For Elect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board
5.b
Mgmt For For For Approve Directors Liability and Indemnification 5.c
Mgmt For For For Approve Remuneration of Directors 6
Mgmt For For For Elect Hector Federico Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee
7
Mgmt For For For Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve
8
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
9
Promotora y Operadora de Infraestructura SA Meeting Date: 04/30/2019 Record Date: 04/22/2019
Country: Mexico Meeting Type: Annual
Primary Security ID: P7925L103 Ticker: PINFRA
Shares Voted: 407,320
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Approve Board of Directors Report Pursuant to Article 28 Fraction IV of Mexican Securities Market Law
Mgmt For For For
Mgmt For For For Approve Board's Report on Policies and Accounting Criteria Followed in Preparation of Financial Information
1b
Mgmt For For For Approve Individual and Consolidated Financial Statements
1c
Mgmt For For For Approve Report on Adherence to Fiscal Obligations
1d
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Promotora y Operadora de Infraestructura SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Allocation of Income 1e
Mgmt For For For Approve Discharge of Board and CEO 2a
Mgmt Against Against For Elect or Ratify Directors, Members, Chairmen of Audit and Corporate Governance Committees, Committee Members, CEO and Secretary
2b
Mgmt For For For Approve Corresponding Remuneration 2c
Mgmt Against Against For Set Maximum Amount of Share Repurchase Reserve
3a
Mgmt For For For Approve Report on Share Repurchase Reserve 3b
Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
4
Vale SA Meeting Date: 04/30/2019 Record Date: 03/27/2019
Country: Brazil Meeting Type: Annual/Special
Primary Security ID: P9661Q155 Ticker: VALE3
Shares Voted: 260,300
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt Special Meeting Agenda
Mgmt For For For Amend Articles 1
Mgmt Annual Meeting Agenda
Mgmt Against Against For Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
1
Mgmt For For For Approve Capital Budget and Allocation of Income
2
Mgmt For For None Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
27
Mgmt Against Against For Elect Directors 28
Mgmt Against Against None In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
29
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Vale SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Abstain Abstain None In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees?
30
Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 29, Votes Will Be Automatically Distributed in Equal % Amongst All Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Marcio Hamilton Ferreira as Director and Gilmar Dalilo Cezar Wanderley as Alternate
31.1
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate
31.2
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate
31.3
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Marcelo Augusto Dutra Labuto as Director and Ivan Luiz Modesto Schara as Alternate
31.4
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Oscar Augusto de Camargo Filho as Director and Yoshitomo Nishimitsu as Alternate
31.5
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate
31.6
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate
31.7
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director and Respective Alternate
31.8
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director and Respective Alternate
31.9
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Director and Respective Alternate
31.10
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Director and Adriano Cives Seabra as Alternate
31.11
Mgmt Abstain Abstain None Percentage of Votes to Be Assigned - Elect Clarissa de Araujo Lins as Director and Respective Alternate
31.12
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Vale SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
SH For For None Elect Patricia Gracindo Marques de Assis Bentes and Marcelo Gasparino da Silva as Board Members Appointed by Minority Shareholder
32
Mgmt For For None In Case Cumulative Voting Is Adopted, Do You Wish Distribute Your Full Position to the Above Nominee?
33
Mgmt Abstain Abstain None As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
35
Mgmt Abstain Abstain None In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?
36
Mgmt Abstain Abstain For Elect Fiscal Council Members 37
Mgmt Against Against None In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
38
SH For For None Elect Raphael Manhaes Martins as Fiscal Council Member and Gaspar Carreira Junior as Alternate Appointed by Minority Shareholder
39
Mgmt Against Against For Approve Remuneration of Company's Management and Fiscal Council
40
IGG, Inc. Meeting Date: 05/06/2019 Record Date: 04/26/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G6771K102 Ticker: 799
Shares Voted: 1,641,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Elect Hong Zhang as Director 2
Mgmt For For For Elect Jessie Shen as Director 3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
IGG, Inc. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Feng Chen as Director 4
Mgmt For For For Authorize Board to Fix Remuneration of Directors
5
Mgmt For For For Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt For For For Authorize Repurchase of Issued Share Capital 8
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 9
LT Group, Inc. Meeting Date: 05/07/2019 Record Date: 03/21/2019
Country: Philippines Meeting Type: Annual
Primary Security ID: Y5342M100 Ticker: LTG
Shares Voted: 2,012,100
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Call to Order Mgmt For For For
Mgmt For For For Secretary's Proof of Notice of Meeting/Certification of Quorum
2
Mgmt For For For Approve the Minutes of the 2018 Annual Stockholders' Meeting Held on May 8, 2018
3
Mgmt For For For Approve the Management Report and Audited Financial Statements
4
Mgmt For For For Ratify All Acts, Transactions, and Resolutions by the Board of Directors and Management in 2018
5
Mgmt Elect 11 Directors by Cumulative Voting
Mgmt For For For Elect Lucio C. Tan as Director 6.1
Mgmt For For For Elect Carmen K. Tan as Director 6.2
Mgmt For For For Elect Harry C. Tan as Director 6.3
Mgmt For For For Elect Michael G. Tan as Director 6.4
Mgmt For For For Elect Lucio K. Tan, Jr. as Director 6.5
Mgmt For For For Elect Juanita Tan Lee as Director 6.6
Mgmt For For For Elect Peter Y. Ong as Director 6.7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
LT Group, Inc. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Johnip Cua as Director 6.8
Mgmt For For For Elect Wilfrido E. Sanchez as Director 6.9
Mgmt For For For Elect Florencia G. Tarriela as Director 6.10
Mgmt For For For Elect Robin C. Sy as Director 6.11
Mgmt For For For Appoint External Auditor 7
Mgmt For For For Adjournment 8
First Gen Corporation Meeting Date: 05/08/2019 Record Date: 03/26/2019
Country: Philippines Meeting Type: Annual
Primary Security ID: Y2518H114 Ticker: FGEN
Shares Voted: 299,600
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Call to Order Mgmt
Mgmt Certification of Notice and Quorum 2
Mgmt For For For Approve the Minutes of the Annual General Meeting Held on May 9, 2018
3
Mgmt For For For Approve the Annual Report and Audited Consolidated Financial Statements
4
Mgmt For For For Ratify the Acts of the Board of Directors and Management
5
Mgmt Elect 9 Directors by Cumulative Voting
Mgmt For For For Elect Federico R. Lopez as Director 6.1
Mgmt For For For Elect Oscar M. Lopez as Director 6.2
Mgmt For For For Elect Francis Giles B. Puno as Director 6.3
Mgmt For For For Elect Richard B. Tantoco as Director 6.4
Mgmt For For For Elect Peter D. Garrucho Jr. as Director 6.5
Mgmt For For For Elect Eugenio L. Lopez III as Director 6.6
Mgmt For For For Elect Jaime I. Ayala as Director 6.7
Mgmt For For For Elect Cielito F. Habito as Director 6.8
Mgmt For For For Elect Alicia Rita L. Morales as Director 6.9
Mgmt For For For Appoint External Auditors 7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
First Gen Corporation Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Approve Other Matters 8
Mgmt Adjournment 9
Future Land Development Holdings Ltd. Meeting Date: 05/08/2019 Record Date: 05/02/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G3701A106 Ticker: 1030
Shares Voted: 498,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Wang Zhenhua as Director 3a1
Mgmt For For For Elect Lv Xiaoping as Director 3a2
Mgmt For For For Elect Wang Xiaosong as Director 3a3
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3b
Mgmt For For For Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
Mgmt For For For Authorize Repurchase of Issued Share Capital 5B
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 5C
AngloGold Ashanti Ltd. Meeting Date: 05/09/2019 Record Date: 03/29/2019
Country: South Africa Meeting Type: Annual
Primary Security ID: S04255196 Ticker: ANG
Shares Voted: 99,273
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
AngloGold Ashanti Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Re-elect Maria Richter as Director 1.1
Mgmt For For For Elect Kelvin Dushnisky as Director 2.1
Mgmt For For For Elect Alan Ferguson as Director 2.2
Mgmt For For For Elect Jochen Tilk as Director 2.3
Mgmt For For For Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee
3.1
Mgmt For For For Re-elect Rodney Ruston as Member of the Audit and Risk Committee
3.2
Mgmt For For For Re-elect Maria Richter as Member of the Audit and Risk Committee
3.3
Mgmt For For For Elect Alan Ferguson as Member of the Audit and Risk Committee
3.4
Mgmt For For For Reappoint Ernst & Young Inc as Auditors of the Company with Ernest Botha as the Lead Audit Partner
4
Mgmt For For For Place Authorised but Unissued Shares under Control of Directors
5
Mgmt For For For Approve Remuneration Policy 6.1
Mgmt Against Against For Approve Remuneration Implementation Report 6.2
Mgmt For For For Approve Remuneration of Non-executive Directors
7
Mgmt For For For Authorise Repurchase of Issued Share Capital 8
Mgmt For For For Authorise Board to Issue Shares for Cash 9
Mgmt For For For Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
10
Mgmt For For For Authorise Ratification of Approved Resolutions 11
China Petroleum & Chemical Corp. Meeting Date: 05/09/2019 Record Date: 04/08/2019
Country: China Meeting Type: Annual
Primary Security ID: Y15010104 Ticker: 386
Shares Voted: 7,636,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Petroleum & Chemical Corp. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Report of the Board of Directors 1
Mgmt For For For Approve Report of the Board of Supervisors 2
Mgmt For For For Approve 2018 Financial Reports 3
Mgmt For For For Approve 2018 Profit Distribution Plan 4
Mgmt For For For Approve Interim Profit Distribution Plan 5
Mgmt For For For Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration
6
Mgmt Against Against For Approve Issuance of Debt Financing Instruments
7
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
Mgmt For For For Amend Articles of Association and Authorize Secretary to the Board to Represent Sinopec Corp. in Handling Relevant Formalities for Amendments
9
China Resources Cement Holdings Ltd. Meeting Date: 05/10/2019 Record Date: 05/03/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G2113L106 Ticker: 1313
Shares Voted: 1,964,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Lau Chung Kwok Robert as Director 3.1
Mgmt Against Against For Elect Wang Yan as Director 3.2
Mgmt For For For Elect Wan Suet Fei as Director 3.3
Mgmt For For For Elect Jing Shiqing as Director 3.4
Mgmt Against Against For Elect Shek Lai Him Abraham as Director 3.5
Mgmt For For For Elect Zeng Xuemin as Director 3.6
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3.7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Resources Cement Holdings Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Appoint Ernst and Young as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt For For For Authorize Repurchase of Issued Share Capital 5
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
PT Bank Negara Indonesia (Persero) Tbk Meeting Date: 05/13/2019 Record Date: 04/16/2019
Country: Indonesia Meeting Type: Annual
Primary Security ID: Y74568166 Ticker: BBNI
Shares Voted: 214,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements, Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners
Mgmt For For For
Mgmt For For For Approve Allocation of Income 2
Mgmt For For For Approve Remuneration of Directors and Commissioners
3
Mgmt For For For Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)
4
Mgmt For For For Approve Updates in the Company's Recovery Plan
5
Mgmt Against Against For Approve Changes in Directors Nomenclature 6
Mgmt Against Against For Approve Changes in Board of Company 7
CITIC Telecom International Holdings Ltd. Meeting Date: 05/15/2019 Record Date: 05/08/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y1640H109 Ticker: 1883
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
CITIC Telecom International Holdings Ltd. Shares Voted: 945,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Xin Yue Jiang as Director 3a
Mgmt Against Against For Elect Luo Ning as Director 3b
Mgmt For For For Elect Fei Yiping as Director 3c
Mgmt For For For Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
PT Bank Rakyat Indonesia (Persero) Tbk Meeting Date: 05/15/2019 Record Date: 04/22/2019
Country: Indonesia Meeting Type: Annual
Primary Security ID: Y0697U112 Ticker: BBRI
Shares Voted: 16,973,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners
Mgmt For For For
Mgmt For For For Approve Allocation of Income 2
Mgmt For For For Approve Remuneration of Directors and Commissioners
3
Mgmt For For For Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)
4
Mgmt Against Against For Approve Changes in Board of Company 5
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Tencent Holdings Limited Meeting Date: 05/15/2019 Record Date: 05/08/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G87572163 Ticker: 700
Shares Voted: 479,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Jacobus Petrus (Koos) Bekker as Director 3a
Mgmt For For For Elect Ian Charles Stone as Director 3b
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3c
Mgmt For For For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
Tencent Holdings Limited Meeting Date: 05/15/2019 Record Date: 05/08/2019
Country: Cayman Islands Meeting Type: Special
Primary Security ID: G87572163 Ticker: 700
Shares Voted: 479,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme
Mgmt For Against Against
PT Bank Mandiri (Persero) Tbk Meeting Date: 05/16/2019 Record Date: 04/23/2019
Country: Indonesia Meeting Type: Annual
Primary Security ID: Y7123S108 Ticker: BMRI
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
PT Bank Mandiri (Persero) Tbk Shares Voted: 255,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners
Mgmt For For For
Mgmt For For For Approve Allocation of Income 2
Mgmt For For For Approve Remuneration and Tantiem of Directors and Commissioners
3
Mgmt For For For Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)
4
Mgmt For For For Approve Changes in Board of Company 5
Bank of China Limited Meeting Date: 05/17/2019 Record Date: 04/16/2019
Country: China Meeting Type: Annual
Primary Security ID: Y0698A107 Ticker: 3988
Shares Voted: 11,979,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Work Report of Board of Directors 1
Mgmt For For For Approve 2018 Work Report of Board of Supervisors
2
Mgmt For For For Approve 2018 Annual Financial Report 3
Mgmt For For For Approve 2018 Profit Distribution Plan 4
Mgmt For For For Approve 2019 Annual Budget for Fixed Assets Investment
5
Mgmt For For For Approve Ernst & Young Hua Ming LLP as External Auditor
6
Mgmt For For For Elect Zhang Jiangang as Director 7
Mgmt For For For Elect Martin Cheung Kong Liao as Director 8
Mgmt For For For Elect Wang Changyun as Director 9
Mgmt For For For Elect Angela Chao as Director 10
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Bank of China Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Wang Xiquan as Supervisor 11
Mgmt For For For Elect Jia Xiangsen as Supervisor 12
Mgmt For For For Elect Zheng Zhiguang as Supervisor 13
Mgmt For For For Approve 2017 Remuneration Distribution Plan of Directors
14
Mgmt For For For Approve 2017 Remuneration Distribution Plan of Supervisors
15
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
16
Mgmt For For For Approve Issuance of Bonds 17
Mgmt For For For Approve Issuance of Write-down Undated Capital Bonds
18
Mgmt For For For Approve Issuance of Qualified Write-down Tier 2 Capital Instruments
19
SH For For For Elect Tan Yiwu as Director 20
Times China Holdings Limited Meeting Date: 05/17/2019 Record Date: 05/10/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G8904A100 Ticker: 1233
Shares Voted: 943,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Shum Siu Hung as Director 3A1
Mgmt For For For Elect Niu Jimin as Director 3A2
Mgmt Against Against For Elect Jin Qingjun as Director 3A3
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3B
Mgmt Against Against For Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
Mgmt For For For Authorize Repurchase of Issued Share Capital 5B
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Times China Holdings Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 5C
Bank of Communications Co., Ltd. Meeting Date: 05/20/2019 Record Date: 04/18/2019
Country: China Meeting Type: Special
Primary Security ID: Y06988102 Ticker: 3328
Shares Voted: 7,582,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Issuance of Write-down Undated Capital Bonds and Authorize the Board to Handle Relevant Matters in Relation to Issuance of Write-down Undated Capital Bonds
1
Industrial & Commercial Bank of China Limited Meeting Date: 05/20/2019 Record Date: 01/15/2019
Country: China Meeting Type: Special
Primary Security ID: Y3990B112 Ticker: 1398
Shares Voted: 5,839,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Elect Hu Hao as Director 1
Mgmt For For For Elect Tan Jiong as Director 2
SH For For For Approve Issuance of Undated Additional Tier 1 Capital Bonds
3
SH For For For Elect Chen Siqing as Director 4
China Mobile Limited Meeting Date: 05/22/2019 Record Date: 05/15/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y14965100 Ticker: 941
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Mobile Limited Shares Voted: 608,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Yang Jie as Director 3.1
Mgmt For For For Elect Dong Xin as Director 3.2
Mgmt Against Against For Elect Moses Cheng Mo Chi as Director 4.1
Mgmt For For For Elect Yang Qiang as Director 4.2
Mgmt For For For Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 8
Greek Organisation of Football Prognostics SA Meeting Date: 05/22/2019 Record Date: 05/16/2019
Country: Greece Meeting Type: Annual
Primary Security ID: X3232T104 Ticker: OPAP
Shares Voted: 18,826
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt For For For Accept Financial Statements and Statutory Reports
1
Mgmt For For For Approve Allocation of Income 2
Mgmt For For For Approve Scrip Dividend Program 3
Mgmt For For For Authorize Capital Increase with Preemptive Rights
4
Mgmt For For For Approve Profit Sharing to Executive Management and Key Management Personnel
5
Mgmt For For For Approve Discharge of Board and Auditors 6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Greek Organisation of Football Prognostics SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Director Remuneration for 2018 7
Mgmt For For For Approve Remuneration Policy 8
Mgmt For For For Pre-approve Director Remuneration for 2019 9
Mgmt For For For Ratify Auditors 10
Mgmt For For For Authorize Board to Participate in Companies with Similar Business Interests
11
Mgmt For For For Approve Extension of Trademark License Agreement Between the Company and Hellenic Lotteries SA
12.1
Mgmt For For For Approve Software System Construction Agreement Between the Company and Neurosoft SA
12.2
Mgmt For For For Approve Second Amendment of Service Agreement Between the Company and Horse Races SA
12.3
Mgmt For For For Approve Frame Agreement Between the Company and Aegean Oil SA
12.4
Mgmt For For For Approve Frame Agreement Between the Company and Neurosoft SA
12.5
Mgmt For For For Approve Extension of Amendment for the Agreement Between the Company and Neurosoft SA
12.6
Mgmt For For For Approve Second Amendment of the Frame Services Agreement Between the Company and Neurosoft SA
12.7
Mgmt For For For Approve Thirty Agreements Between the Company, OPAP SERVICES SA, and Thirty Different OPAP Agents
12.8
Mgmt For For For Approve Corporate Guarantee in Favor of Hellenic Lotteries SA
12.9
Mgmt For For For Approve Corporate Guarantee in Favor of Hellenic Lotteries SA for the Amendment of Bond Loan with ALPHA BANK SA
12.10
Mgmt For For For Approve Subscription Agreement Between the Company and Hellenic Lotteries SA
12.11
Mgmt For For For Approve Subscription Agreement Between the Company and Tora Direct SA
12.12
Mgmt For For For Approve Subscription Agreement Between the Company and Horse Races SA
12.13
Mgmt For For For Authorize Share Repurchase Program 13
Mgmt For For For Amend Company Articles 14
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Shenzhen Expressway Company Limited Meeting Date: 05/22/2019 Record Date: 04/19/2019
Country: China Meeting Type: Annual
Primary Security ID: Y7741B107 Ticker: 548
Shares Voted: 1,872,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOTS FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Report of the Board of Directors 1
Mgmt For For For Approve 2018 Report of the Supervisory Committee
2
Mgmt For For For Approve 2018 Audited Accounts 3
Mgmt For For For Approve 2018 Distribution Scheme of Profits Including Declaration of Final Dividend
4
Mgmt For For For Approve 2019 Budget Report 5
Mgmt For For For Approve Ernst & Young Hua Ming LLP as Auditors
6
Mgmt Against Against For Approve Provision of Guarantee for Subsidiaries 7
Mgmt RESOLUTIONS IN RELATION TO THE ISSUANCE OF DEBENTURES
Mgmt For For For Approve Issue Size and Method 8.1
Mgmt For For For Approve Type of the Debentures 8.2
Mgmt For For For Approve Maturity of the Debentures 8.3
Mgmt For For For Approve Target Subscribers and Arrangement for Placement to Shareholders
8.4
Mgmt For For For Approve Interest Rate 8.5
Mgmt For For For Approve Use of Proceeds 8.6
Mgmt For For For Approve Listing 8.7
Mgmt For For For Approve Guarantee 8.8
Mgmt For For For Approve Validity of the Resolution 8.9
Mgmt For For For Authorize Board to Handle All Matters in Relation to the Issuance of Debentures
8.10
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Mgmt For For For Authorize Repurchase of Issued H Share Capital 10
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Shenzhen Expressway Company Limited Meeting Date: 05/22/2019 Record Date: 04/19/2019
Country: China Meeting Type: Special
Primary Security ID: Y7741B107 Ticker: 548
Shares Voted: 1,872,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Authorize Repurchase of Issued H Share Capital 1
Asia Cement (China) Holdings Corporation Meeting Date: 05/23/2019 Record Date: 05/17/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G0539C106 Ticker: 743
Shares Voted: 143,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Hsu, Shu-ping as Director 3a
Mgmt For For For Elect Chang, Chen-kuen as Director 3b
Mgmt Against Against For Elect Hsu, Shu-tong as Director 3c
Mgmt For For For Elect Wang Kuo-ming as Director 3d
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3e
Mgmt For For For Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
Mgmt For For For Approve 2019 Amended and Restated Operational Procedures for Acquisition and Disposal of Assets
8
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
CD Projekt SA Meeting Date: 05/23/2019 Record Date: 05/07/2019
Country: Poland Meeting Type: Annual
Primary Security ID: X0957E106 Ticker: CDR
Shares Voted: 28,540
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt For For For Elect Meeting Chairman 2
Mgmt Acknowledge Proper Convening of Meeting 3
Mgmt For For For Approve Agenda of Meeting 4
Mgmt Receive Management Board Report, Financial Statements, and Consolidated Financial Statements
5
Mgmt For For For Approve Financial Statements 6
Mgmt For For For Approve Consolidated Financial Statements 7
Mgmt For For For Approve Management Board Report on Company's and Group's Operations
8
Mgmt For For For Approve Allocation of Income and Dividends of PLN 1.05 per Share
9
Mgmt For For For Approve Discharge of Adam Kicinski (CEO) 10
Mgmt For For For Approve Discharge of Marcin Iwinski (Deputy CEO)
11
Mgmt For For For Approve Discharge of Piotr Nielubowicz (Deputy CEO)
12
Mgmt For For For Approve Discharge of Adam Badowski (Management Board Member)
13
Mgmt For For For Approve Discharge of Michal Nowakowski (Management Board Member)
14
Mgmt For For For Approve Discharge of Piotr Karwowski (Management Board Member)
15
Mgmt For For For Approve Discharge of Oleg Klapovskiy (Management Board Member)
16
Mgmt For For For Approve Discharge of Katarzyna Szwarc (Supervisory Board Chairman)
17
Mgmt For For For Approve Discharge of Piotr Pagowski (Supervisory Board Deputy Chairman)
18
Mgmt For For For Approve Discharge of Michal Bien (Supervisory Board Member)
19
Mgmt For For For Approve Discharge of Krzysztof Kilian (Supervisory Board Member)
20
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
CD Projekt SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Discharge of Maciej Nielubowicz (Supervisory Board Member)
21
Mgmt Close Meeting 22
China Everbright Limited Meeting Date: 05/23/2019 Record Date: 05/16/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y1421G106 Ticker: 165
Shares Voted: 1,006,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Cai Yunge as Director 3a
Mgmt Elect Chen Shuang as Director 3b
Mgmt For For For Elect Lin Zhijun as Director 3c
Mgmt For For For Elect Law Cheuk Kin, Stephen as Director 3d
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3e
Mgmt For For For Elect Zhao Wei as Director 3f
Mgmt For For For Elect Tang Chi Chun, Richard as Director 3g
Mgmt For For For Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
CNOOC Limited Meeting Date: 05/23/2019 Record Date: 05/17/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y1662W117 Ticker: 883
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
CNOOC Limited Shares Voted: 4,793,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
A1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend A2
Mgmt For For For Elect Wang Dongjin as Director A3
Mgmt For For For Elect Xu Keqiang as Director A4
Mgmt For For For Elect Chiu Sung Hong as Director A5
Mgmt For For For Elect Qiu Zhi Zhong as Director A6
Mgmt For For For Authorize Board to Fix the Remuneration of Directors
A7
Mgmt For For For Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration
A8
Mgmt For For For Authorize Repurchase of Issued Share Capital B1
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
B2
Mgmt Against Against For Authorize Reissuance of Repurchased Shares B3
COSCO SHIPPING Ports Ltd. Meeting Date: 05/23/2019 Record Date: 05/17/2019
Country: Bermuda Meeting Type: Annual
Primary Security ID: G2442N104 Ticker: 1199
Shares Voted: 142,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Feng Boming as Director 3.1a
Mgmt For For For Elect Zhang Wei as Director 3.1b
Mgmt For For For Elect Chen Dong as Director 3.1c
Mgmt For For For Elect Chan Ka Lok as Director 3.1d
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3.2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
COSCO SHIPPING Ports Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
Mgmt For For For Authorize Repurchase of Issued Share Capital 5B
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 5C
Exxaro Resources Ltd. Meeting Date: 05/23/2019 Record Date: 05/17/2019
Country: South Africa Meeting Type: Annual
Primary Security ID: S26949107 Ticker: EXX
Shares Voted: 98,495
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt For For For Elect Geraldine Fraser-Moleketi as Director 1.1
Mgmt For For For Elect Mark Moffett as Director 1.2
Mgmt For For For Elect Isaac Mophatlane as Director 1.3
Mgmt For For For Re-elect Ras Myburgh as Director 1.4
Mgmt For For For Re-elect Peet Snyders as Director 1.5
Mgmt For For For Elect Mark Moffett as Member of the Audit Committee
2.1
Mgmt For For For Elect Isaac Mophatlane as Member of the Audit Committee
2.2
Mgmt For For For Re-elect Ras Myburgh as Member of the Audit Committee
2.3
Mgmt For For For Re-elect Vuyisa Nkonyeni as Member of the Audit Committee
2.4
Mgmt For For For Elect Geraldine Fraser-Moleketi as Member of the Social and Ethics Committee
3.1
Mgmt For For For Elect Daphne Mashile-Nkosi as Member of the Social and Ethics Committee
3.2
Mgmt For For For Re-elect Likhapha Mbatha as Member of the Social and Ethics Committee
3.3
Mgmt For For For Elect Isaac Mophatlane as Member of the Social and Ethics Committee
3.4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Exxaro Resources Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Re-elect Peet Snyders as Member of the Social and Ethics Committee
3.5
Mgmt For For For Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company with TD Shango as the Designated Audit Partner
4
Mgmt For For For Authorise Board to Issue Shares for Cash 5
Mgmt For For For Place Authorised but Unissued Shares under Control of Directors
6
Mgmt For For For Authorise Ratification of Approved Resolutions 7
Mgmt Special Resolutions
Mgmt For For For Approve Non-executive Directors' Fees 1
Mgmt For For For Approve Financial Assistance in Terms of Section 44 of the Companies Act
2
Mgmt For For For Approve Financial Assistance in Terms of Section 45 of the Companies Act
3
Mgmt For For For Authorise Repurchase of Issued Share Capital 4
Mgmt Non-binding Advisory Votes
Mgmt For For For Approve Remuneration Policy 1
Mgmt For For For Approve Implementation Report of the Remuneration Policy
2
Chailease Holding Co., Ltd. Meeting Date: 05/24/2019 Record Date: 03/25/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G20288109 Ticker: 5871
Shares Voted: 658,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Approve the Issuance of New Shares by Capitalization of Profit
3
Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets
4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Chailease Holding Co., Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
5
Mgmt For For For Amend Procedures for Endorsement and Guarantees
6
Mgmt For For For Amend Trading Procedures Governing Derivatives Products
7
Mgmt For For For Amend Articles of Association 8
Mgmt For For For Amend Rules and Procedures Regarding General Meetings of Shareholders
9
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director Hsiu Tze Cheng
10
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director King Wai Alfred Wong
11
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director Chih Yang Chen
12
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director Steven Jeremy Goodman
13
China CITIC Bank Corporation Limited Meeting Date: 05/24/2019 Record Date: 04/23/2019
Country: China Meeting Type: Annual
Primary Security ID: Y1434M116 Ticker: 998
Shares Voted: 1,363,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Annual Report 1
Mgmt For For For Approve 2018 Financial Report 2
Mgmt For For For Approve 2018 Profit Distribution Plan 3
Mgmt For For For Approve 2019 Financial Budget Plan 4
Mgmt Against Against For Approve Engagement of Accounting Firms and Their Fees
5
Mgmt For For For Approve 2018 Special Report on Related Party Transactions
6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China CITIC Bank Corporation Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve 2018 Report of the Board of Directors 7
Mgmt For For For Approve 2018 Report of the Board of Supervisors
8
Mgmt For For For Approve Issuance of Undated Capital Bonds 9
SH For For For Elect Guo Danghuai as Director 10
Powszechny Zaklad Ubezpieczen SA Meeting Date: 05/24/2019 Record Date: 05/08/2019
Country: Poland Meeting Type: Annual
Primary Security ID: X6919T107 Ticker: PZU
Shares Voted: 584,199
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Management Proposals Mgmt
Mgmt Open Meeting 1
Mgmt For For For Elect Meeting Chairman 2
Mgmt Acknowledge Proper Convening of Meeting 3
Mgmt For For For Approve Agenda of Meeting 4
Mgmt Receive Financial Statements 5
Mgmt Receive Consolidated Financial Statements 6
Mgmt Receive Management Board Report on Company's, Group's Operations, and Non-Financial Information
7
Mgmt Receive Supervisory Board Reports on Its Review of Financial Statements, Management Board Report, and Management Board Proposal on Allocation of Income
8
Mgmt Receive Supervisory Board Report on Its Activities
9
Mgmt Receive Management Board Report on Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services
10
Mgmt For For For Approve Financial Statements 11
Mgmt For For For Approve Consolidated Financial Statements 12
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Powszechny Zaklad Ubezpieczen SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Management Board Report on Company's, Group's Operations, and Non-Financial Information
13
Mgmt For For For Approve Allocation of Income and Dividends of PLN 2.80 per Share
14
Mgmt For For For Approve Discharge of Roger Hodgkiss (Management Board Member)
15.1
Mgmt For For For Approve Discharge of Tomasz Kulik (Management Board Member)
15.2
Mgmt For For For Approve Discharge of Maciej Rapkiewicz (Management Board Member)
15.3
Mgmt For For For Approve Discharge of Malgorzata Sadurska (Management Board Member)
15.4
Mgmt For For For Approve Discharge of Pawel Surowka (Management Board Member)
15.5
Mgmt For For For Approve Discharge of Boguslaw Banaszak (Supervisory Board Member)
16.1
Mgmt For For For Approve Discharge of Marcin Chludzinski (Supervisory Board Member)
16.2
Mgmt For For For Approve Discharge of Aneta Falek (Supervisory Board Member)
16.3
Mgmt For For For Approve Discharge of Pawel Gorecki (Supervisory Board Member)
16.4
Mgmt For For For Approve Discharge of Agata Gornicka (Supervisory Board Member)
16.5
Mgmt For For For Approve Discharge of Robert Jastrzebski (Supervisory Board Member)
16.6
Mgmt For For For Approve Discharge of Katarzyna Lewandowska (Supervisory Board Member)
16.7
Mgmt For For For Approve Discharge of Maciej Lopinski (Supervisory Board Member)
16.8
Mgmt For For For Approve Discharge of Alojzy Nowak (Supervisory Board Member)
16.9
Mgmt For For For Approve Discharge of Robert Snitko (Supervisory Board Member)
16.10
Mgmt For For For Approve Discharge of Maciej Zaborowski (Supervisory Board Member)
16.11
Mgmt Against Against For Elect Supervisory Board Member 17
Mgmt Against Against For Amend Statute 18
Mgmt Against Against For Approve Investment in Securities Guaranteed by State Treasury
19
Mgmt Shareholder Proposals
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Powszechny Zaklad Ubezpieczen SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
SH For For None Amend Feb. 8, 2017, EGM Resolution 4/2017 Re: Remuneration Policy for Management Board Members
20
SH For For None Amend Feb. 8, 2017, EGM Resolution 5/2017 Re: Remuneration Policy for Supervisory Board Members
21
Mgmt Management Proposals
Mgmt Close Meeting 22
Yuexiu Transport Infrastructure Limited Meeting Date: 05/27/2019 Record Date: 05/21/2019
Country: Bermuda Meeting Type: Annual
Primary Security ID: G9880L102 Ticker: 1052
Shares Voted: 1,262,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Zhu Chunxiu as Director 3.1
Mgmt For For For Elect Lau Hon Chuen Ambrose as Director 3.2
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3.3
Mgmt For For For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
Mgmt For For For Authorize Repurchase of Issued Share Capital 5B
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 5C
Longfor Group Holdings Limited Meeting Date: 05/28/2019 Record Date: 05/22/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G5635P109 Ticker: 960
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Longfor Group Holdings Limited Shares Voted: 1,264,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Wu Yajun as Director 3.1
Mgmt Against Against For Elect Li Chaojiang as Director 3.2
Mgmt For For For Elect Zeng Ming as Director 3.3
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3.4
Mgmt For For For Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
Manila Electric Company Meeting Date: 05/28/2019 Record Date: 03/08/2019
Country: Philippines Meeting Type: Annual
Primary Security ID: Y5764J148 Ticker: MER
Shares Voted: 198,530
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Minutes of the Annual Meeting of Stockholders Held on May 29, 2018
Mgmt For For For
Mgmt For For For Approve 2018 Audited Financial Statements 2
Mgmt For For For Ratify the Acts of the Board and Management 3
Mgmt Elect 11 Directors by Cumulative Voting
Mgmt Against Against For Elect Anabelle L. Chua as Director 4.1
Mgmt For For For Elect Ray C. Espinosa as Director 4.2
Mgmt Against Against For Elect James L. Go as Director 4.3
Mgmt Against Against For Elect John L. Gokongwei, Jr. as Director 4.4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Manila Electric Company Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against For Elect Lance Y. Gokongwei as Director 4.5
Mgmt Against Against For Elect Jose Ma. K. Lim as Director 4.6
Mgmt Against Against For Elect Elpidio L. Ibañez as Director 4.7
Mgmt For For For Elect Artemio V. Panganiban as Director 4.8
Mgmt Against Against For Elect Manuel V. Pangilinan as Director 4.9
Mgmt For For For Elect Pedro E. Roxas as Director 4.10
Mgmt Against Against For Elect Victorico P. Vargas as Director 4.11
Mgmt For For For Appoint External Auditors 5
Xxentria Technology Materials Co., Ltd. Meeting Date: 05/28/2019 Record Date: 03/29/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y9724X106 Ticker: 8942
Shares Voted: 150,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Approve Amendment to Rules and Procedures for Election of Directors
5
BOC Aviation Limited Meeting Date: 05/29/2019 Record Date: 05/23/2019
Country: Singapore Meeting Type: Annual
Primary Security ID: Y09292106 Ticker: 2588
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
BOC Aviation Limited Shares Voted: 36,100
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Sun Yu as Director 3a
Mgmt For For For Elect Robert James Martin as Director 3b
Mgmt For For For Elect Liu Chenggang as Director 3c
Mgmt For For For Elect Wang Zhiheng as Director 3d
Mgmt For For For Elect Fu Shula as Director 3e
Mgmt For For For Elect Yeung Yin Bernard as Director 3f
Mgmt For For For Authorize Board to Fix Remuneration of Directors
4
Mgmt For For For Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 8
China Aoyuan Group Limited Meeting Date: 05/29/2019 Record Date: 05/23/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G2112H106 Ticker: 3883
Shares Voted: 1,406,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Guo Zi Ning as Director 3a
Mgmt For For For Elect Tsui King Fai as Director 3b
Mgmt For For For Elect Hu Jiang as Director 3c
Mgmt For For For Elect Chan Ka Yeung Jacky as Director 3d
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Aoyuan Group Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3e
Mgmt For For For Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt For For For Authorize Repurchase of Issued Share Capital 5
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
Mgmt Against Against For Approve AHL Share Option Scheme 8
China Telecom Corporation Limited Meeting Date: 05/29/2019 Record Date: 04/26/2019
Country: China Meeting Type: Annual
Primary Security ID: Y1505D102 Ticker: 728
Shares Voted: 10,160,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve 2018 Profit Distribution Plan and Final Dividend Payment
2
Mgmt For For For Approve Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration
3
Mgmt For For For Amend Articles of Association 4.1
Mgmt For For For Approve Authorization of Directors to Complete Registration or Filing of the Amendments to the Articles of Association
4.2
Mgmt Against Against For Approve Issuance of Debentures 5.1
Mgmt Against Against For Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures
5.2
Mgmt Against Against For Approve Centralized Registration of Debentures 5.3
Mgmt For For For Approve Issuance of Company Bonds in the People's Republic of China
6.1
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Telecom Corporation Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China
6.2
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares
7
Mgmt Against Against For Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company
8
Cia de Saneamento do Parana Meeting Date: 05/29/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P3058Y103 Ticker: SAPR4
Shares Voted: 37,100
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Elect Fabio Malina Losso as Evaluation and Nominating Committee Member
Mgmt For Against Against
Santam Ltd. Meeting Date: 05/29/2019 Record Date: 05/24/2019
Country: South Africa Meeting Type: Annual
Primary Security ID: S73323115 Ticker: SNT
Shares Voted: 24,147
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt For For For Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Zuhdi Abrahams as the Individual and Designated Auditor
1
Mgmt For For For Re-elect Bruce Campbell as Director 2
Mgmt For For For Re-elect Gugu Mtetwa as Director 3
Mgmt For For For Re-elect Preston Speckmann as Director 4
Mgmt For For For Re-elect Hennie Nel as Director 5
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Santam Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Re-elect Bruce Campbell as Member of the Audit Committee
6
Mgmt For For For Re-elect Gugu Mtetwa as Member of the Audit Committee
7
Mgmt For For For Re-elect Machiel Reyneke as Member of the Audit Committee
8
Mgmt For For For Re-elect Preston Speckmann as Member of the Audit Committee
9
Mgmt For For For Approve Remuneration Policy 10
Mgmt Against Against For Approve Remuneration Implementation Report 11
Mgmt Special Resolutions
Mgmt For For For Approve Remuneration of Non-executive Directors
1
Mgmt For For For Authorise Repurchase of Issued Share Capital 2
Mgmt For For For Approve Financial Assistance in Terms of Section 44 of the Companies Act
3
Mgmt For For For Approve Financial Assistance in Terms of Section 45 of the Companies Act
4
Yuexiu Property Company Limited Meeting Date: 05/29/2019 Record Date: 05/23/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y9863Z102 Ticker: 123
Shares Voted: 4,106,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Lee Ka Lun as Director 3.1
Mgmt For For For Elect Lau Hon Chuen Ambrose as Director 3.2
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3.3
Mgmt For For For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt For For For Authorize Repurchase of Issued Share Capital 5A
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Yuexiu Property Company Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5B
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 5C
Anhui Conch Cement Company Limited Meeting Date: 05/30/2019 Record Date: 04/29/2019
Country: China Meeting Type: Annual
Primary Security ID: Y01373102 Ticker: 914
Shares Voted: 984,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Report of the Board of Directors 1
Mgmt For For For Approve 2018 Report of the Supervisory Committee
2
Mgmt For For For Approve 2018 Audited Financial Reports 3
Mgmt For For For Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt For For For Approve 2018 Profit Appropriation Proposal and Declaration of Final Dividend
5
Mgmt For For For Approve Provision of Guarantee to Subsidiaries and Joint Venture Entities
6
Mgmt For For For Amend Rules and Procedures Regarding General Meetings of Shareholders
7
Mgmt For For For Amend Rules and Procedures Regarding Meetings of Board of Directors
8
Mgmt For For For Approve Amendments to Articles of Association 9
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Mgmt ELECT DIRECTORS VIA CUMULATIVE VOTING
Mgmt For For For Elect Gao Dengbang as Director 11a
Mgmt For For For Elect Wang Jianchao as Director 11b
Mgmt For For For Elect Wu Bin as Director 11c
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Anhui Conch Cement Company Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Li Qunfeng as Director 11d
Mgmt For For For Elect Ding Feng as Director 11e
Mgmt ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt For For For Elect Yang Mianzhi as Independent Director 12a
Mgmt For For For Elect Leung Tat Kwong Simon as Independent Director
12b
Mgmt For For For Elect Zhang Yunyan as Independent Director 12c
Mgmt ELECT SUPERVISOR VIA CUMULATIVE VOTING
Mgmt For For For Elect Wu Xiaoming as Supervisor 13a
Mgmt For For For Elect Wang Pengfei as Supervisor 13b
China BlueChemical Ltd. Meeting Date: 05/30/2019 Record Date: 04/29/2019
Country: China Meeting Type: Annual
Primary Security ID: Y14251105 Ticker: 3983
Shares Voted: 996,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve 2018 Report of the Board of Directors Mgmt For For For
Mgmt For For For Approve 2018 Report of the Supervisory Committee
2
Mgmt For For For Approve 2018 Audited Financial Statements and Auditors' Report
3
Mgmt For For For Approve 2018 Profit Distribution and Declaration of Final Dividends
4
Mgmt For For For Approve 2019 Budget Proposals 5
Mgmt For For For Approve BDO China Shu Lun Pan CPAs and BDO Limited as Domestic and Overseas Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration
6
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares
7
Mgmt For For For Authorize Repurchase of Issued H Share Capital 8
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China BlueChemical Ltd. Meeting Date: 05/30/2019 Record Date: 04/29/2019
Country: China Meeting Type: Special
Primary Security ID: Y14251105 Ticker: 3983
Shares Voted: 996,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Authorize Repurchase of Issued H Share Capital 1
Standard Bank Group Ltd. Meeting Date: 05/30/2019 Record Date: 05/24/2019
Country: South Africa Meeting Type: Annual
Primary Security ID: S80605140 Ticker: SBK
Shares Voted: 4,400
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Management Proposals Mgmt
Mgmt For For For Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2018
1
Mgmt For For For Re-elect Geraldine Fraser-Moleketi as Director 2.1
Mgmt For For For Re-elect Martin Oduor-Otieno as Director 2.2
Mgmt For For For Re-elect Andre Parker as Director 2.3
Mgmt For For For Re-elect Myles Ruck as Director 2.4
Mgmt For For For Re-elect Peter Sullivan as Director 2.5
Mgmt For For For Reappoint KPMG Inc as Auditors of the Company
3.1
Mgmt For For For Reappoint PricewaterhouseCoopers Inc as Auditors of the Company
3.2
Mgmt For For For Place Authorised but Unissued Ordinary Shares under Control of Directors
4
Mgmt For For For Place Authorised but Unissued Non-redeemable Preference Shares under Control of Directors
5
Mgmt For For For Approve Remuneration Policy 6.1
Mgmt For For For Approve Implementation Report 6.2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Standard Bank Group Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Authorise Repurchase of Issued Ordinary Share Capital
7
Mgmt For For For Authorise Repurchase of Issued Preference Share Capital
8
Mgmt For For For Approve Financial Assistance in Terms of Section 45 of the Companies Act
9
Mgmt Shareholder Proposals
SH Against Against Against Report to Shareholders on the Company's Assessment of Greenhouse Gas Emissions Resulting from its Financing Portfolio
10.1
SH For For Against Adopt and Publicly Disclose a Policy on Lending to Coal-fired Power Projects and Coal Mining Operations
10.2
Taiwan High Speed Rail Corp. Meeting Date: 05/30/2019 Record Date: 03/29/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y8421F103 Ticker: 2633
Shares Voted: 2,022,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Amend Corporate Governance Guidelines 3
Mgmt For For For Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting
4
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
5
Mgmt For For For Amendments to Trading Procedures Governing Derivatives Products
6
Porto Seguro SA Meeting Date: 05/31/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P7905C107 Ticker: PSSA3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Porto Seguro SA Shares Voted: 337,700
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Elect Bruno Campos Garfinkel as Board Chairman
Mgmt For For For
Mgmt Against Against For Elect Ana Luiza Campos Garfinkel as Director 2
Mgmt For For None In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
3
Shui On Land Ltd. Meeting Date: 05/31/2019 Record Date: 05/17/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G81151113 Ticker: 272
Shares Voted: 703,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Stephanie B. Y. Lo as Director 3a
Mgmt Against Against For Elect John R. H. Bond as Director 3b
Mgmt For For For Elect Gary C. Biddle as Director 3c
Mgmt For For For Elect Roger L. Mccarthy as Director 3d
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3e
Mgmt For For For Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
Mgmt For For For Authorize Repurchase of Issued Share Capital 5B
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 5C
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
TURKCELL Iletisim Hizmetleri AS Meeting Date: 05/31/2019 Record Date:
Country: Turkey Meeting Type: Annual
Primary Security ID: M8903B102 Ticker: TCELL
Shares Voted: 149,354
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt For For For Open Meeting and Elect Presiding Council of Meeting
1
Mgmt For For For Authorize Presiding Council to Sign Minutes of Meeting
2
Mgmt For For For Accept Board Report 3
Mgmt For For For Accept Audit Report 4
Mgmt For For For Accept Financial Statements 5
Mgmt For For For Approve Discharge of Board 6
Mgmt Against Against For Approve Upper Limit of Donations for 2019 and Receive Information on Donations Made in 2018
7
Mgmt For For For Amend Company Articles 8
Mgmt Against Against For Ratify Director Appointments and Elect Directors 9
Mgmt Against Against For Approve Director Remuneration 10
Mgmt For For For Ratify External Auditors 11
Mgmt For For For Approve Allocation of Income 12
Mgmt For For For Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
13
Mgmt Receive Information on Guarantees, Pledges and Mortgages Provided to Third Parties
14
Mgmt Close Meeting 15
Zhejiang Expressway Co., Ltd. Meeting Date: 05/31/2019 Record Date: 04/30/2019
Country: China Meeting Type: Annual
Primary Security ID: Y9891F102 Ticker: 576
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Zhejiang Expressway Co., Ltd. Shares Voted: 614,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve 2018 Report of the Directors Mgmt For For For
Mgmt For For For Approve 2018 Report of the Supervisory Committee
2
Mgmt For For For Approve 2018 Audited Financial Statements 3
Mgmt For For For Approve 2018 Final Dividend 4
Mgmt For For For Approve 2018 Final Accounts and 2019 Financial Budget
5
Mgmt For For For Approve Deloitte Touche Tohmatsu Certified Public Accountants Hong Kong as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration
6
Mgmt For For For Approve Pan China Certified Public Accountants as the PRC Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt Against Against For Approve Annual Caps for the Deposit Services Under the New Financial Services Agreement
8
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions
9
Wipro Limited Meeting Date: 06/01/2019 Record Date: 04/19/2019
Country: India Meeting Type: Special
Primary Security ID: Y96659142 Ticker: 507685
Shares Voted: 855,820
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt For For For Approve Buyback of Equity Shares 1
Mgmt For For For Elect Arundhati Bhattacharya as Director 2
Biocon Limited Meeting Date: 06/02/2019 Record Date: 04/19/2019
Country: India Meeting Type: Special
Primary Security ID: Y0905C102 Ticker: 532523
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Biocon Limited Shares Voted: 41,359
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt For For For Increase Authorized Share Capital and Amend Memorandum of Association
1
Mgmt For For For Approve Issuance of Bonus Shares 2
Absa Group Ltd. Meeting Date: 06/04/2019 Record Date: 05/24/2019
Country: South Africa Meeting Type: Annual
Primary Security ID: S0270C106 Ticker: ABG
Shares Voted: 132,374
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt For For For Reappoint Ernst & Young Inc. as Auditors of the Company with Ernest van Rooyen as the Designated Auditor
1
Mgmt For For For Re-elect Alex Darko as Director 2.1
Mgmt For For For Re-elect Daisy Naidoo as Director 2.2
Mgmt For For For Re-elect Francis Okomo-Okello as Director 2.3
Mgmt For For For Re-elect Mohamed Husain as Director 2.4
Mgmt For For For Re-elect Peter Matlare as Director 2.5
Mgmt For For For Elect Sipho Pityana as Director 3
Mgmt For For For Re-elect Alex Darko as Member of the Group Audit and Compliance Committee
4.1
Mgmt For For For Re-elect Colin Beggs as Member of the Group Audit and Compliance Committee
4.2
Mgmt For For For Re-elect Daisy Naidoo as Member of the Group Audit and Compliance Committee
4.3
Mgmt For For For Re-elect Mohamed Husain as Member of the Group Audit and Compliance Committee
4.4
Mgmt For For For Re-elect Tasneem Abdool-Samad as Member of the Group Audit and Compliance Committee
4.5
Mgmt For For For Place Authorised but Unissued Shares under Control of Directors
5
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Absa Group Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Share Incentive Plan 6
Mgmt Non-binding Advisory Vote
Mgmt For For For Approve Remuneration Policy 1
Mgmt Against Against For Approve Remuneration Implementation Report 2
Mgmt Special Resolutions
Mgmt For For For Approve Remuneration of Non-Executive Directors
1
Mgmt For For For Authorise Repurchase of Issued Share Capital 2
Mgmt For For For Approve Financial Assistance in Terms of Section 45 of the Companies Act
3
Bank Handlowy w Warszawie SA Meeting Date: 06/05/2019 Record Date: 05/20/2019
Country: Poland Meeting Type: Annual
Primary Security ID: X05318104 Ticker: BHW
Shares Voted: 6,208
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt For For For Elect Meeting Chairman 2
Mgmt Acknowledge Proper Convening of Meeting 3
Mgmt For For For Approve Agenda of Meeting 4
Mgmt For For For Approve Financial Statements 5.1
Mgmt For For For Approve Consolidated Financial Statements 5.2
Mgmt For For For Approve Management Board Report on Company's and Group's Operations
5.3
Mgmt For For For Approve Discharge of Slawomir Sikora (CEO) 5.4a
Mgmt For For For Approve Discharge of Maciej Kropidlowski (Deputy CEO)
5.4b
Mgmt For For For Approve Discharge of David Mouille (Deputy CEO)
5.4c
Mgmt For For For Approve Discharge of Barbara Sobala (Deputy CEO)
5.4d
Mgmt For For For Approve Discharge of Witold Zielinski (Deputy CEO)
5.4e
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Bank Handlowy w Warszawie SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Discharge of Natalia Bozek (Deputy CEO)
5.4f
Mgmt For For For Approve Discharge of Katarzyna Majewska (Management Board Member)
5.4g
Mgmt For For For Approve Discharge of Czeslaw Piasek (Management Board Member)
5.4h
Mgmt For For For Approve Supervisory Board Report 5.5
Mgmt For For For Approve Discharge of Andrzej Olechowski (Supervisory Board Chairman)
5.6a
Mgmt For For For Approve Discharge of Frank Mannion (Supervisory Board Deputy Chairman)
5.6b
Mgmt For For For Approve Discharge of Shirish Apte (Supervisory Board Member)
5.6c
Mgmt For For For Approve Discharge of Marek Belka (Supervisory Board Member)
5.6d
Mgmt For For For Approve Discharge of Grzegorz Bielicki (Supervisory Board Member)
5.6e
Mgmt For For For Approve Discharge of Igor Chalupec (Supervisory Board Member)
5.6f
Mgmt For For For Approve Discharge of Jenny Grey (Supervisory Board Member)
5.6g
Mgmt For For For Approve Discharge of Marek Kapuscinski (Supervisory Board Member)
5.6h
Mgmt For For For Approve Discharge of Marc Luet (Supervisory Board Member)
5.6i
Mgmt For For For Approve Discharge of Stanislaw Soltysinski (Supervisory Board Member)
5.6j
Mgmt For For For Approve Discharge of Anand Selvakesari (Supervisory Board Member)
5.6k
Mgmt For For For Approve Discharge of Stephen Volk (Supervisory Board Member)
5.6l
Mgmt For For For Approve Allocation of Income and Dividends of PLN 3.74 per Share
5.7
Mgmt For For For Amend Statute; Approve Consolidated Text of Statute
5.8
Mgmt Against Against For Elect Supervisory Board Member 5.9
Mgmt Close Meeting 6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
CITIC Limited Meeting Date: 06/05/2019 Record Date: 05/29/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y1639J116 Ticker: 267
Shares Voted: 1,641,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Li Qingping as Director 3
Mgmt For For For Elect Yan Shuqin as Director 4
Mgmt For For For Elect Liu Zhongyuan as Director 5
Mgmt For For For Elect Xu Jinwu as Director 6
Mgmt For For For Elect Gregory Lynn Curl as Director 7
Mgmt For For For Approve Not to Fill Up the Vacated Office of Paul Chow Man Yiu Upon His Retirement as a Director
8
Mgmt For For For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
9
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Mgmt For For For Authorize Repurchase of Issued Share Capital 11
Far East Horizon Ltd. Meeting Date: 06/05/2019 Record Date: 05/30/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y24286109 Ticker: 3360
Shares Voted: 207,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Ning Gaoning as Director 3a
Mgmt For For For Elect John Law as Director 3b
Mgmt For For For Elect Kuo Ming-Jian as Director 3c
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Far East Horizon Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Han Xiaojing as Director 3d
Mgmt For For For Elect Liu Jialin as Director 3e
Mgmt For For For Elect Cai Cunqiang Director 3f
Mgmt For For For Elect Yip Wai Ming as Director 3g
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3h
Mgmt For For For Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt For For For Authorize Repurchase of Issued Share Capital 5
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
Mgmt Against Against For Adopt New Share Option Scheme 8
Novatek Microelectronics Corp. Meeting Date: 06/05/2019 Record Date: 04/03/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y64153102 Ticker: 3034
Shares Voted: 463,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Amendments to Procedures Governing the Acquisition or Disposal of Assets
3
Taiwan Semiconductor Manufacturing Co., Ltd. Meeting Date: 06/05/2019 Record Date: 04/05/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y84629107 Ticker: 2330
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Taiwan Semiconductor Manufacturing Co., Ltd. Shares Voted: 278,800
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt For For For Approve Business Operations Report and Financial Statements
1
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
Mgmt For For For Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director
5.1
China Evergrande Group Meeting Date: 06/06/2019 Record Date: 05/31/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G2119W106 Ticker: 3333
Shares Voted: 861,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Elect Hui Ka Yan as Director 2
Mgmt For For For Elect Xia Haijun as Director 3
Mgmt For For For Elect He Miaoling as Director 4
Mgmt For For For Authorize Board to Fix Remuneration of Directors
5
Mgmt For For For Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
6
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt For For For Authorize Repurchase of Issued Share Capital 8
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 9
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Evergrande Group Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against For Adopt New Share Option Scheme 10
Mgmt For For For Approve Termination of 2009 Share Option Scheme
11
Mgmt Against Against For Adopt Share Option Scheme of Evergrande Intelligent Technology Co., Ltd.
12
Mgmt Against Against For Adopt Share Option Scheme of Evergrande Intelligent Charging Technology Co., Ltd.
13
China Jinmao Holdings Group Limited Meeting Date: 06/06/2019 Record Date: 05/31/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y1500V107 Ticker: 817
Shares Voted: 384,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Ning Gaoning as Director 3A
Mgmt For For For Elect Jiang Nan as Director 3B
Mgmt For For For Elect Gao Shibin as Director 3C
Mgmt For For For Elect An Hongjun as Director 3D
Mgmt For For For Authorize Board to Fix Remuneration of Directors
4
Mgmt For For For Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 8
China Resources Land Limited Meeting Date: 06/06/2019 Record Date: 05/31/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G2108Y105 Ticker: 1109
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Resources Land Limited Shares Voted: 1,098,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Li Xin as Director 3.1
Mgmt For For For Elect Shen Tongdong as Director 3.2
Mgmt For For For Elect Wu Bingqi as Director 3.3
Mgmt Against Against For Elect Chen Rong as Director 3.4
Mgmt Against Against For Elect Wang Yan as Director 3.5
Mgmt Against Against For Elect Zhong Wei as Director 3.6
Mgmt For For For Elect Sun Zhe as Director 3.7
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3.8
Mgmt For For For Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt For For For Authorize Repurchase of Issued Share Capital 5
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
Kunlun Energy Company Limited Meeting Date: 06/06/2019 Record Date: 05/31/2019
Country: Bermuda Meeting Type: Annual
Primary Security ID: G5320C108 Ticker: 135
Shares Voted: 724,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Zhao Zhongxun as Director 3A
Mgmt For For For Elect Liu Xiao Feng as Director 3B
Mgmt For For For Elect Sun Patrick as Director 3C
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Kunlun Energy Company Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Authorize Board to Fix Remuneration of Directors
4
Mgmt For For For Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration
5
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt For For For Authorize Share Repurchase Program 7
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 8
Radiant Opto-Electronics Corp. Meeting Date: 06/06/2019 Record Date: 04/03/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y7174K103 Ticker: 6176
Shares Voted: 319,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Amend Procedures for Endorsement and Guarantees
3
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
5
Petrobras Distribuidora SA Meeting Date: 06/07/2019 Record Date:
Country: Brazil Meeting Type: Special
Primary Security ID: P1904D109 Ticker: BRDT3
Shares Voted: 355,600
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles and Consolidate Bylaws Mgmt For Against Against
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
ELAN Microelectronics Corp. Meeting Date: 06/10/2019 Record Date: 04/11/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y2268H108 Ticker: 2458
Shares Voted: 564,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Revised Plan on Profit Distribution Mgmt For For For
Mgmt For For For Approve Business Operations Report and Financial Statements
2
Mgmt For For For Approve Plan on Profit Distribution 3
Mgmt For For For Approve Cash Distribution from Capital Reserve 4
Mgmt For For For Approve Amendments to Articles of Association 5
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
6
Mgmt ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
Mgmt For For For Elect CHUNG, RONG-DAR with ID No. K101486XXX as Independent Director
7.1
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Appointed Directors and Representatives
8
Highwealth Construction Corp. Meeting Date: 06/10/2019 Record Date: 04/11/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y31959102 Ticker: 2542
Shares Voted: 262,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt Against Against For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Highwealth Construction Corp. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Amend Procedures for Endorsement and Guarantees
5
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
6
MMC Norilsk Nickel PJSC Meeting Date: 06/10/2019 Record Date: 05/17/2019
Country: Russia Meeting Type: Annual
Primary Security ID: X5424N118 Ticker: GMKN
Shares Voted: 312,200
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt For For For Approve Annual Report 1
Mgmt For For For Approve Financial Statements 2
Mgmt For For For Approve Consolidated Financial Statements 3
Mgmt For For For Approve Allocation of Income and Dividends of RUB 792.52 per Share
4
Mgmt Elect 13 Directors by Cumulative Voting
Mgmt Against Against None Elect Sergei Barbashev as Director 5.1
Mgmt Against Against None Elect Aleksei Bashkirov as Director 5.2
Mgmt For For None Elect Sergei Bratukhin as Director 5.3
Mgmt Against Against None Elect Andrei Bugrov as Director 5.4
Mgmt For For None Elect Sergei Volk as Director 5.5
Mgmt Against Against None Elect Marianna Zakharova as Director 5.6
Mgmt For For None Elect Roger Munnings as Director 5.7
Mgmt Against Against None Elect Stalbek Mishakov as Director 5.8
Mgmt For For None Elect Gareth Penny as Director 5.9
Mgmt For For None Elect Maksim Poletaev as Director 5.10
Mgmt Against Against None Elect Viacheslav Solomin as Director 5.11
Mgmt For For None Elect Evgenii Shvarts as Director 5.12
Mgmt For For None Elect Robert Edwards as Director 5.13
Mgmt Elect Five Members of Audit Commisson
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
MMC Norilsk Nickel PJSC Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Aleksei Dzybalov as Member of Audit Commission
6.1
Mgmt For For For Elect Anna Masalova as Member of Audit Commission
6.2
Mgmt For For For Elect Georgii Svanidze as Members of Audit Commission
6.3
Mgmt For For For Elect Vladimir Shilkov as Member of Audit Commission
6.4
Mgmt For For For Elect Elena Ianevich as Member of Audit Commission
6.5
Mgmt Against Against For Ratify RAS Auditor 7
Mgmt Against Against For Ratify IFRS Auditor 8
Mgmt Against Against For Approve Remuneration of Directors 9
Mgmt For For For Approve Remuneration of Members of Audit Commission
10
Mgmt For For For Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives
11
Mgmt For For For Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives
12
Mgmt For For For Approve Company's Membership in Association 13
Beijing Enterprises Holdings Limited Meeting Date: 06/11/2019 Record Date: 06/04/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y07702122 Ticker: 392
Shares Voted: 191,500
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Li Yongcheng as Director 3.1
Mgmt For For For Elect E Meng as Director 3.2
Mgmt For For For Elect Jiang Xinhao as Director 3.3
Mgmt For For For Elect Yu Sun Say as Director 3.4
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Beijing Enterprises Holdings Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3.5
Mgmt For For For Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt For For For Authorize Repurchase of Issued Share Capital 5
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
Hellenic Telecommunications Organization SA Meeting Date: 06/12/2019 Record Date: 06/06/2019
Country: Greece Meeting Type: Annual
Primary Security ID: X3258B102 Ticker: HTO
Shares Voted: 76,596
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt For For For Approve Financial Statements and Income Allocation
1
Mgmt For For For Approve Discharge of Board and Auditors 2
Mgmt For For For Ratify Auditors 3
Mgmt For For For Approve Director Remuneration 4
Mgmt For For For Approve Director Liability Contracts 5
Mgmt Shareholder Proposals Submitted by Deutsche Telekom AG (Items 6.1 and 7.1) and Amber Capital (Items 6.2 and 7.2)
SH Do Not VoteAgainst None Elect Eelco Blok as Independent Director 6.1
SH For For None Elect Alberto Horcajo as Independent Director 6.2
SH Against Against None Elect Eelco Blok as a Member of Audit Committee
7.1
SH For For None Elect Alberto Horcajo as a Member of Audit Committee
7.2
Mgmt Various Announcements 8
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
LARGAN Precision Co., Ltd. Meeting Date: 06/12/2019 Record Date: 04/12/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y52144105 Ticker: 3008
Shares Voted: 2,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Amend Trading Procedures Governing Derivatives Products
5
Mgmt For For For Amend Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees
6
Mgmt ELECT NON-INDEPENDENT DIRECTORS, INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING
Mgmt For For For Elect Yao-Ying Lin, Representative of Mao Yu Commemorate Co., Ltd., with Shareholder No. 74145, as Non-Independent Director
7.1
Mgmt For For For Elect En-Chou Lin, Representative of Mao Yu Commemorate Co., Ltd., with Shareholder No. 74145, as Non-Independent Director
7.2
Mgmt For For For Elect En-Ping Lin, Representative of Mao Yu Commemorate Co., Ltd., with Shareholder No. 74145, as Non-Independent Director
7.3
Mgmt Against Against For Elect Shih-Ching Chen, with Shareholder No. 4, as Non-Independent Director
7.4
Mgmt Against Against For Elect Ming-Yuan Hsieh, with Shareholder No. 6, as Non-Independent Director
7.5
Mgmt For For For Elect Shan-Chieh Yen, with ID No. L120856XXX, as Independent Director
7.6
Mgmt For For For Elect Ming-Hua Peng, with Shareholder No. 253, as Independent Director
7.7
Mgmt For For For Elect Chung-Jen Liang, with Shareholder No. 7, as Supervisor
7.8
Mgmt For For For Elect Tsui-Ying Chiang, with Shareholder No. 2, as Supervisor
7.9
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors
8
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Phison Electronics Corp. Meeting Date: 06/12/2019 Record Date: 04/12/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y7136T101 Ticker: 8299
Shares Voted: 34,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Issuance of Shares via a Private Placement
3
Mgmt For For For Approve Amendments to Articles of Association 4
Mgmt For For For Approve Amendment to the Procedures for Acquisition or Disposal of Assets, Procedures for Engaging in Derivatives Trading, Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees
5
President Chain Store Corp. Meeting Date: 06/12/2019 Record Date: 04/12/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y7082T105 Ticker: 2912
Shares Voted: 206,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
5
Mgmt For For For Amend Procedures for Endorsement and Guarantees
6
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Directors
7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Realtek Semiconductor Corp. Meeting Date: 06/12/2019 Record Date: 04/12/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y7220N101 Ticker: 2379
Shares Voted: 472,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Cash Distribution from Capital Reserve 3
Mgmt For For For Approve Amendments to Articles of Association 4
Mgmt For For For Amendments to Trading Procedures Governing Derivatives Products
5
Mgmt For For For Amendments to Procedures Governing the Acquisition or Disposal of Assets
6
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
7
Coretronic Corp. Meeting Date: 06/13/2019 Record Date: 04/12/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y1756P150 Ticker: 5371
Shares Voted: 382,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Approve Cash Distribution from Capital Reserve 3
Mgmt For For For Approve Amendments to Articles of Association 4
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
5
Mgmt For For For Amend Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees
6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Coretronic Corp. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt For For For Elect Wade Chang with Shareholder No. 5 as Non-Independent Director
7.1
Mgmt For For For Elect a Representative of Hsun Chieh Investment Ltd. with Shareholder No. 29798 as Non-Independent Director
7.2
Mgmt For For For Elect Ted Tu with ID No. A110391XXX as Non-Independent Director
7.3
Mgmt For For For Elect Chual-Hsin Teng with ID No. K120370XXX as Non-Independent Director
7.4
Mgmt For For For Elect Houn-Gee Chen with ID No. E102316XXX as Independent Director
7.5
Mgmt For For For Elect Edward H. Chow with ID No. A120159XXX as Independent Director
7.6
Mgmt For For For Elect Yao Chien with ID No. D120152XXX as Independent Director
7.7
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors
8
Darfon Electronics Corp. Meeting Date: 06/13/2019 Record Date: 04/12/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y1997G126 Ticker: 8163
Shares Voted: 374,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
5
Mgmt For For For Amend Procedures for Endorsement and Guarantees
6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Feng Tay Enterprise Co., Ltd. Meeting Date: 06/13/2019 Record Date: 04/12/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y24815105 Ticker: 9910
Shares Voted: 428,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements and Business Report
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Amend Articles of Association 3
Mgmt For For For Approve Issuance of New Shares by Capitalization of Profit
4
Mgmt Against Against For Amend Procedures Governing the Acquisition or Disposal of Assets
5
Shinkong Insurance Co. Ltd. Meeting Date: 06/13/2019 Record Date: 04/12/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y7753R107 Ticker: 2850
Shares Voted: 47,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Tata Consultancy Services Limited Meeting Date: 06/13/2019 Record Date: 06/06/2019
Country: India Meeting Type: Annual
Primary Security ID: Y85279100 Ticker: 532540
Shares Voted: 11,855
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Confirm Interim Dividend and Declare Final Dividend
2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Tata Consultancy Services Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Reelect N Ganapathy Subramaniam as Director 3
Mgmt For For For Elect Hanne Birgitte Breinbjerg Sorensen as Director
4
Mgmt For For For Elect Keki Minoo Mistry as Director 5
Mgmt For For For Elect Daniel Hughes Callahan as Director 6
Mgmt For For For Reelect Om Prakash Bhatt as Director 7
Mgmt For For For Approve Commission to Non-Wholetime Directors
8
Chipbond Technology Corp. Meeting Date: 06/14/2019 Record Date: 04/15/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y15657102 Ticker: 6147
Shares Voted: 274,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets
3
Mgmt ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt For For For Elect CHENG, WEN-FENG, with ID No. X100131XXX, as Independent Director
4.1
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Directors
5
Taiwan Business Bank Meeting Date: 06/14/2019 Record Date: 04/15/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y8414R106 Ticker: 2834
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Taiwan Business Bank Shares Voted: 1,086,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve the Issuance of New Shares by Capitalization of Profit
3
Mgmt For For For Approve Amendments to Articles of Association 4
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
5
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors
6
Mgmt For For For Approve Issuance of Shares via a Private Placement
7
Vanguard International Semiconductor Corp. Meeting Date: 06/14/2019 Record Date: 04/15/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y9353N106 Ticker: 5347
Shares Voted: 273,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Amend Trading Procedures Governing Derivatives Products
5
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
6
Mgmt For For For Amend Procedures for Endorsement and Guarantees
7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Yuanta Financial Holding Co. Ltd. Meeting Date: 06/14/2019 Record Date: 04/15/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y2169H108 Ticker: 2885
Shares Voted: 7,445,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt For For For Elect Ting-Chien Shen with Shareholder No. 387394 and ID No. A10136XXXX as Non-Independent Director
5.1
Mgmt For For For Elect Wei-Chen Ma with ID No. A126649XXX as Non-Independent Director
5.2
Mgmt For For For Elect Yaw-Ming Song, Representative of Tsun Chueh Investments Co., Ltd., with Shareholder No. 366956 as Non-Independent Director
5.3
Mgmt For For For Elect Chung-Yuan Chen, Representative of Tsun Chueh Investments Co., Ltd., with Shareholder No. 366956 as Non-Independent Director
5.4
Mgmt For For For Elect Chao-Kuo Chiang, Representative of Modern Investments Co., Ltd., with Shareholder No. 389144 as Non-Independent Director
5.5
Mgmt For For For Elect Ming-Ling Hsueh with ID No. B101077XXX as Independent Director
5.6
Mgmt For For For Elect Yin-Hua Yeh with ID No. D121009XXX as Independent Director
5.7
Mgmt For For For Elect Kuang-Si Shiu with ID No. F102841XXX as Independent Director
5.8
Mgmt For For For Elect Hsing-Yi Chow with ID No. A120159XXX as Independent Director
5.9
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Zeng Hsing Industrial Co., Ltd. Meeting Date: 06/14/2019 Record Date: 04/15/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y9887W119 Ticker: 1558
Shares Voted: 11,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director CAI CHONG GUANG
3
Mgmt For For For Approve Amendments to Articles of Association 4
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
5
Mgmt For For For Amend Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees
6
Mgmt ELECT SUPERVISOR VIA CUMULATIVE VOTING
Mgmt For For For Elect HE,MENG-ZONG, with SHAREHOLDER NO.60, as Supervisor
7.1
BOC Aviation Limited Meeting Date: 06/18/2019 Record Date: 06/03/2019
Country: Singapore Meeting Type: Special
Primary Security ID: Y09292106 Ticker: 2588
Shares Voted: 36,100
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Proposed Annual Caps in Relation to Continuing Connected Transactions
Mgmt For For For
Makalot Industrial Co., Ltd. Meeting Date: 06/18/2019 Record Date: 04/19/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y5419P101 Ticker: 1477
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Makalot Industrial Co., Ltd. Shares Voted: 60,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve the Issuance of New Shares by Capitalization of Capital Surplus
3
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
5
Mgmt For For For Amend Procedures for Endorsement and Guarantees
6
Shimao Property Holdings Limited Meeting Date: 06/18/2019 Record Date: 06/11/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G81043104 Ticker: 813
Shares Voted: 1,201,500
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Hui Sai Tan, Jason as Director 3.1
Mgmt For For For Elect Tang Fei as Director 3.2
Mgmt For For For Elect Liu Sai Fei as Director 3.3
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3.4
Mgmt Against Against For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt For For For Authorize Repurchase of Issued Share Capital 6
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Uni-President Enterprises Corp. Meeting Date: 06/18/2019 Record Date: 04/19/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y91475106 Ticker: 1216
Shares Voted: 2,740,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Approve Amendment to Rules for Election of Directors
4
Mgmt For For For Approve Amendment to Procedures for Election of Directors
5
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
6
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
7
Mgmt For For For Amend Procedures for Endorsement and Guarantees
8
Mgmt ELECT INDEPENDENT AND NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt For For For Elect YUN LIN, with ID NO.G201060XXX, as Independent Director
9.1
Mgmt For For For Elect CHAO-TANG YUE, with ID NO.E101392XXX, as Independent Director
9.2
Mgmt Against Against For Elect HONG-TE LU, with ID NO.M120426XXX, as Independent Director
9.3
Mgmt For For For Elect Chih-Hsien Lo, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director
9.4
Mgmt Against Against For Elect Shiow-Ling Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director
9.5
Mgmt Against Against For Elect Jui-Tang Chen, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director
9.6
Mgmt Against Against For Elect Chung-Ho Wu, a Representative of Young Yun Inv. Co., Ltd. with SHAREHOLDER NO.69102650, as Non-Independent Director
9.7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Uni-President Enterprises Corp. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against For Elect Ping-Chih Wu, a Representative of Taipo Inv. Co., Ltd.. with SHAREHOLDER NO.69100060, as Non-Independent Director
9.8
Mgmt Against Against For Elect Chung-Shen Lin, a Representative of Ping Zech Corp. with SHAREHOLDER NO.83023195, as Non-Independent Director
9.9
Mgmt Against Against For Elect Pi-Ying Cheng, a Representative of Joyful Inv. Co. with SHAREHOLDER NO.69100010, as Non-Independent Director
9.10
Mgmt Against Against For Elect a Representative of YuPeng Inv. Co., Ltd. with SHAREHOLDER NO.82993970 as Non-Independent Director
9.11
Mgmt Against Against For Elect Po-Yu Hou, with SHAREHOLDER NO.23100013, as Non-Independent Director
9.12
Mgmt Against Against For Elect Chang-Sheng Lin, with SHAREHOLDER NO.15900071, as Non-Independent Director
9.13
Mgmt For For For Approve Release of Restrictions of Competitive Activities of Directors
10
Ruentex Industries Ltd. Meeting Date: 06/19/2019 Record Date: 04/19/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y7367H107 Ticker: 2915
Shares Voted: 412,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Financial Statements Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Approve Cash Dividends Distributed from Legal Reserve
3
Mgmt For For For Amend Articles of Association 4
Mgmt For For For Amend Guidelines for Loaning of Funds and Making of Endorsement and Guarantees
5
Mgmt For For For Amend Criteria for Handling Acquisition and Disposal of Assets
6
Mgmt For For For Amend Procedures for Election of Directors and Supervisors
7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Industrial & Commercial Bank of China Limited Meeting Date: 06/20/2019 Record Date: 05/21/2019
Country: China Meeting Type: Annual
Primary Security ID: Y3990B112 Ticker: 1398
Shares Voted: 5,839,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Work Report of the Board of Directors
1
Mgmt For For For Approve 2018 Work Report of the Board of Supervisors
2
Mgmt For For For Approve 2018 Audited Accounts 3
Mgmt For For For Approve 2018 Profit Distribution Plan 4
Mgmt For For For Approve 2019 Fixed Asset Investment Budget 5
Mgmt For For For Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors
6
Mgmt For For For Elect Yang Siu Shun as Director 7
Mgmt For For For Elect Zhang Wei as Supervisor 8
Mgmt For For For Elect Shen Bingxi as Supervisor 9
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
SH For For For Elect Lu Yongzhen as Director 11
Jiangsu Expressway Company Limited Meeting Date: 06/20/2019 Record Date: 05/20/2019
Country: China Meeting Type: Annual
Primary Security ID: Y4443L103 Ticker: 177
Shares Voted: 1,832,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Report of the Board of Directors 1
Mgmt For For For Approve 2018 Report of the Supervisory Committee
2
Mgmt For For For Approve 2018 Audit Report and Financial Statement
3
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Jiangsu Expressway Company Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve 2018 Final Accounting Report 4
Mgmt For For For Approve 2019 Financial Budget Report 5
Mgmt For For For Approve 2018 Final Profit Distribution Plan and Final Dividend
6
Mgmt For For For Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Internal Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt For For For Approve Registration and Issuance of Ultra-Short-Term Notes and Authorize Sun Xibin to Deal with All Matters in Relation to the Execution of Contract and Approval of Fund Appropriation
8
Logan Property Holdings Company Limited Meeting Date: 06/20/2019 Record Date: 06/13/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G55555109 Ticker: 3380
Shares Voted: 1,330,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend and Special Dividend 2
Mgmt For For For Elect Ji Jiande as Director 3
Mgmt For For For Elect Xiao Xu as Director 4
Mgmt For For For Elect Liu Ka Ying, Rebecca as Director 5
Mgmt For For For Authorize Board to Fix the Remuneration of Directors
6
Mgmt For For For Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt For For For Authorize Repurchase of Issued Share Capital 8
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Mgmt Against Against For Authorize Reissuance of Repurchased Shares 10
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Oil Co. LUKOIL PJSC Meeting Date: 06/20/2019 Record Date: 05/24/2019
Country: Russia Meeting Type: Annual
Primary Security ID: X6983S100 Ticker: LKOH
Shares Voted: 57,056
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR/GDR Holders Mgmt
Mgmt For For For Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 155 per Share
1
Mgmt Elect 11 Directors via Cumulative Voting
Mgmt Against Against None Elect Vagit Alekperov as Director 2.1
Mgmt Against Against None Elect Viktor Blazheev as Director 2.2
Mgmt Against Against None Elect Toby Gati as Director 2.3
Mgmt Against Against None Elect Valerii Graifer as Director 2.4
Mgmt Against Against None Elect Ravil Maganov as Director 2.5
Mgmt Against Against None Elect Roger Munnings as Director 2.6
Mgmt Against Against None Elect Nikolai Nikolaev as Director 2.7
Mgmt For For None Elect Pavel Teplukhin as Director 2.8
Mgmt Against Against None Elect Leonid Fedun as Director 2.9
Mgmt Against Against None Elect Liubov Khoba as Director 2.10
Mgmt Against Against None Elect Sergei Shatalov as Director 2.11
Mgmt Against Against None Elect Wolfgang Schussel as Director 2.12
Mgmt Elect Three Members of Audit Commission
Mgmt For For For Elect Ivan Vrublevskii as Member of Audit Commission
3.1
Mgmt For For For Elect Artem Otrubiannikov as Member of Audit Commission
3.2
Mgmt For For For Elect Pavel Suloev as Member of Audit Commission
3.3
Mgmt For For For Approve Remuneration of Directors for Fiscal 2018
4.1
Mgmt For For For Approve Remuneration of New Directors for Fiscal 2019
4.2
Mgmt For For For Approve Remuneration of Members of Audit Commission for Fiscal 2018
5.1
Mgmt For For For Approve Remuneration of New Members of Audit Commission for Fiscal 2019
5.2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Oil Co. LUKOIL PJSC Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Ratify KPMG as Auditor 6
Mgmt Against Against For Approve New Edition of Regulations on General Meetings
7
Mgmt For For For Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation
8
Mgmt For For For Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies
9
Weichai Power Co., Ltd. Meeting Date: 06/20/2019 Record Date: 05/20/2019
Country: China Meeting Type: Annual
Primary Security ID: Y9531A109 Ticker: 2338
Shares Voted: 2,757,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Annual Report 1
Mgmt For For For Approve 2018 Report of the Board of Directors 2
Mgmt For For For Approve 2018 Report of the Supervisory Committee
3
Mgmt For For For Approve 2018 Audited Financial Statements and Auditors' Report
4
Mgmt For For For Approve 2018 Final Financial Report 5
Mgmt For For For Approve 2019 Financial Budget Report 6
Mgmt For For For Approve Profit Distribution 7
Mgmt For For For Approve Interim Dividend 8
Mgmt For For For Approve Amendments to Articles of Association 9
Mgmt For For For Approve Shangdong Hexin Accountants LLP as Internal Control Auditors
10
Mgmt For For For Approve Continuing Connected Transaction with Shantui Construction Machinery Co. Ltd.
11
Mgmt Against Against For Approve New Financial Services Agreement and Relevant New Caps
12
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Weichai Power Co., Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration
13
Bank of Communications Co., Ltd. Meeting Date: 06/21/2019 Record Date: 05/21/2019
Country: China Meeting Type: Annual
Primary Security ID: Y06988102 Ticker: 3328
Shares Voted: 7,582,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Report of the Board of Directors 1
Mgmt For For For Approve 2018 Report of the Supervisory Committee
2
Mgmt For For For Approve 2018 Financial Report 3
Mgmt For For For Approve 2018 Profit Distribution Plan 4
Mgmt For For For Approve 2019 Fixed Assets Investment Plan 5
Mgmt For For For Approve PricewaterhouseCoopers as International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them
6
Mgmt For For For Approve Utilization Report of Raised Funds 7
Mgmt For For For Approve Extension of the Validity Period of the Resolutions in Relation to the Public Issuance of A Share Convertible Corporate Bonds and the Authorization Period
8
Mgmt For For For Approve Remuneration Plan for Independent Non-Executive Directors
9
Mgmt For For For Approve Remuneration Plan of Supervisors 10
Mgmt RESOLUTIONS IN RELATION TO THE RE-ELECTION OF DIRECTORS OF THE BANK
Mgmt For For For Elect Ren Deqi as Director 11.01
Mgmt For For For Elect Hou Weidong as Director 11.02
Mgmt For For For Elect Wu Wei as Director 11.03
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Bank of Communications Co., Ltd. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Wong Pik Kuen, Helen as Director 11.04
Mgmt For For For Elect Chan Siu Chung as Director 11.05
Mgmt For For For Elect Song Hongjun as Director 11.06
Mgmt For For For Elect Chen Junkui as Director 11.07
Mgmt For For For Elect Liu Haoyang as Director 11.08
Mgmt For For For Elect Li Jian as Director 11.09
Mgmt For For For Elect Liu Li as Director 11.10
Mgmt For For For Elect Yeung Chi Wai, Jason as Director 11.11
Mgmt For For For Elect Woo Chin Wan, Raymond as Director 11.12
Mgmt For For For Elect Cai Haoyi as Director 11.13
Mgmt For For For Elect Shi Lei as Director 11.14
Mgmt RESOLUTIONS IN RELATION TO THE APPOINTMENT AND RE-ELECTION OF SHAREHOLDER SUPERVISORS AND EXTERNAL SUPERVISORS OF THE BANK
Mgmt For For For Elect Feng Xiaodong as Supervisor 12.01
Mgmt For For For Elect Wang Xueqing as Supervisor 12.02
Mgmt For For For Elect Tang Xinyu as Supervisor 12.03
Mgmt For For For Elect Xia Zhihua as Supervisor 12.04
Mgmt For For For Elect Li Yao as Supervisor 12.05
Mgmt For For For Elect Chen Hanwen as Supervisor 12.06
Bank of Communications Co., Ltd. Meeting Date: 06/21/2019 Record Date: 05/21/2019
Country: China Meeting Type: Special
Primary Security ID: Y06988102 Ticker: 3328
Shares Voted: 7,582,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve Extension of the Validity Period of the Resolutions in Relation to the Public Issuance of A Share Convertible Corporate Bonds and the Authorization Period
1
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Communications Services Corporation Limited Meeting Date: 06/21/2019 Record Date: 05/21/2019
Country: China Meeting Type: Annual
Primary Security ID: Y1436A102 Ticker: 552
Shares Voted: 372,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve 2018 Profit Distribution Plan and Payment of Final Dividend
2
Mgmt For For For Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration
3
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
Mgmt Against Against For Authorize Board to Increase Registered Capital of the Company and Amend Articles of Association to Reflect Such Increase
5
China Construction Bank Corporation Meeting Date: 06/21/2019 Record Date: 05/21/2019
Country: China Meeting Type: Annual
Primary Security ID: Y1397N101 Ticker: 939
Shares Voted: 8,354,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Report of the Board of Directors 1
Mgmt For For For Approve 2018 Report of the Board of Supervisors
2
Mgmt For For For Approve 2018 Final Financial Accounts 3
Mgmt For For For Approve 2018 Profit Distribution Plan 4
Mgmt For For For Approve Budget for 2019 Fixed Assets Investment
5
Mgmt For For For Approve Remuneration Distribution and Settlement Plan for Directors in 2017
6
Mgmt For For For Approve Remuneration Distribution and Settlement Plan for Supervisors in 2017
7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
China Construction Bank Corporation Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Liu Guiping as Director 8
Mgmt For For For Elect Murray Horn as Director 9
Mgmt For For For Elect Graeme Wheeler as Director 10
Mgmt For For For Elect Zhao Xijun as Supervisor 11
Mgmt For For For Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration
12
Mgmt For For For Approve Issuance of Write-down Undated Capital Bonds
13
Mgmt For For For Approve Issuance of Write-down Eligible Tier-two Capital Instruments
14
SH For For For Elect Tian Bo as Director 15
SH For For For Elect Xia Yang as Director 16
Mega Financial Holding Co., Ltd. Meeting Date: 06/21/2019 Record Date: 04/22/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y59456106 Ticker: 2886
Shares Voted: 1,007,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Amendments to Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Approve Release of Restrictions of Competitive Activities of a Representative of MINISTRY OF FINANCE, R.O.C.
5
Mgmt For For For Approve Release of Restrictions of Competitive Activities of CHAO-SHUN CHANG
6
Mgmt For For For Approve Release of Restrictions of Competitive Activities of KUANG-HUA-HU
7
Mgmt For For For Approve Release of Restrictions of Competitive Activities of YE-CHIN CHIOU
8
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
PICC Property & Casualty Co. Ltd. Meeting Date: 06/21/2019 Record Date: 05/21/2019
Country: China Meeting Type: Annual
Primary Security ID: Y6975Z103 Ticker: 2328
Shares Voted: 1,048,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve 2018 Report of the Board of Directors Mgmt For For For
Mgmt For For For Approve 2018 Report of the Supervisory Committee
2
Mgmt For For For Approve 2018 Audited Consolidated Financial Statements and Auditor's Report
3
Mgmt For For For Approve 2018 Profit Distribution Plan 4
Mgmt For For For Approve Appropriation of Discretionary Surplus Reserve
5
Mgmt For For For Approve 2019 Directors' Fees 6
Mgmt For For For Approve 2019 Supervisors' Fees 7
Mgmt For For For Approve Deloitte Touche Tohmatsu as International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
8
Mgmt For For For Approve 2018 Performance Report and Performance Evaluation Results of Independent Directors
9
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Mgmt For For For Approve Issuance of 10-Year Capital Supplementary Bonds and Related Transactions
11
Tripod Technology Corp. Meeting Date: 06/21/2019 Record Date: 04/22/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y8974X105 Ticker: 3044
Shares Voted: 274,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Tripod Technology Corp. Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Amendments to Procedures Governing the Acquisition or Disposal of Assets
3
Mgmt For For For Amendments to Trading Procedures Governing Derivatives Products
4
Mgmt For For For Amend Procedures for Endorsement and Guarantees
5
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
6
Unimicron Technology Corp. Meeting Date: 06/21/2019 Record Date: 04/22/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y90668107 Ticker: 3037
Shares Voted: 673,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Amendments to Articles of Association 3
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
5
Mgmt For For For Amend Procedures for Endorsement and Guarantees
6
Mgmt For For For Approve Issuance of Shares via Private Placement and Issuance of Overseas or Local, Secured or Unsecured Convertible Bonds
7
Zhen Ding Technology Holding Ltd. Meeting Date: 06/21/2019 Record Date: 04/22/2019
Country: Cayman Islands Meeting Type: Annual
Primary Security ID: G98922100 Ticker: 4958
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Zhen Ding Technology Holding Ltd. Shares Voted: 814,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Profit Distribution 2
Mgmt For For For Amend Articles of Association 3
Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt For For For Amend Trading Procedures Governing Derivatives Products
5
Mgmt For For For Amend Procedures for Endorsement and Guarantees
6
Mgmt For For For Amend Procedures for Lending Funds to Other Parties
7
Infosys Limited Meeting Date: 06/22/2019 Record Date: 05/20/2019
Country: India Meeting Type: Annual
Primary Security ID: Y4082C133 Ticker: 500209
Shares Voted: 686,809
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt For For For Accept Financial Statements and Statutory Reports
1
Mgmt For For For Approve Dividend 2
Mgmt For For For Elect Nandan M. Nilekani as Director 3
Mgmt For For For Approve Infosys Expanded Stock Ownership Program - 2019 to Eligible Employees of the Company
4
Mgmt For For For Approve Infosys Expanded Stock Ownership Program - 2019 to Eligible Employees of the Company's Subsidiaries
5
Mgmt For For For Approve Secondary Acquisition of Shares of the Company by the Infosys Expanded Stock Ownership Trust
6
Mgmt For For For Approve Grant of Stock Incentives to Salil Parekh Under Infosys Expanded Stock Ownership Program - 2019
7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Infosys Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Change of Terms of Appointment of Salil Parekh as Chief Executive Officer and Managing Director
8
Mgmt For For For Approve Grant of Stock Incentives to U. B. Pravin Rao Under Infosys Expanded Stock Ownership Program - 2019
9
Greaves Cotton Limited Meeting Date: 06/23/2019 Record Date: 05/17/2019
Country: India Meeting Type: Special
Primary Security ID: Y2881B140 Ticker: 501455
Shares Voted: 157,299
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt For For For Approve Buyback of Equity Shares 1
CRRC Corporation Limited Meeting Date: 06/25/2019 Record Date: 05/24/2019
Country: China Meeting Type: Annual
Primary Security ID: Y1818X100 Ticker: 1766
Shares Voted: 86,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt For For For Approve 2018 Final Financial Accounts Report 1
Mgmt For For For Approve 2018 Work Report of the Board of Directors
2
Mgmt For For For Approve 2018 Work Report of the Supervisory Committee
3
Mgmt For For For Approve Remuneration of Directors 4
Mgmt For For For Approve Remuneration of Supervisors 5
Mgmt For For For Approve 2018 Profit Distribution Plan 6
Mgmt Against Against For Approve 2019 Arrangement of Guarantees 7
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
CRRC Corporation Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu Certified Public Accountants as Auditors as well as Deloitte Touche Tohmatsu CPA LLP as Internal Control Auditors and Authorize Board to Fix Their Remuneration
8
Mgmt For For For Elect Chen Zhenhan as Supervisor 9
Mgmt For For For Approve Amendments to Articles of Association 10
Mgmt For For For Amend Rules and Procedures Regarding General Meetings of Shareholders
11
Mgmt For For For Amend Rules and Procedures Regarding Meetings of Board of Directors
12
Mgmt For For For Amend Rules and Procedures Regarding Meetings of Board of Supervisors
13
Mgmt Against Against For Approve Issuance of Debt Financing Instruments
14
Mgmt Against Against For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares
15
BANK POLSKA KASA OPIEKI SA Meeting Date: 06/26/2019 Record Date: 06/10/2019
Country: Poland Meeting Type: Annual
Primary Security ID: X0R77T117 Ticker: PEO
Shares Voted: 64,854
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Management Proposals Mgmt
Mgmt Open Meeting 1
Mgmt For For For Elect Meeting Chairman 2
Mgmt Acknowledge Proper Convening of Meeting 3
Mgmt For For For Elect Members of Vote Counting Commission 4
Mgmt For For For Approve Agenda of Meeting 5
Mgmt Receive Management Board Report on Company's Operations
6
Mgmt Receive Financial Statements 7
Mgmt Receive Management Board Report on Group's Operations
8
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
BANK POLSKA KASA OPIEKI SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Receive Consolidated Financial Statements 9
Mgmt Receive Management Board Proposal on Treatment of Net Loss From Previous Years
10
Mgmt Receive Management Board Proposal on Allocation of Income
11
Mgmt Receive Supervisory Board Report 12
Mgmt For For For Approve Management Board Report on Company's Operations
13.1
Mgmt For For For Approve Financial Statements 13.2
Mgmt For For For Approve Management Board Report on Group's Operations
13.3
Mgmt For For For Approve Consolidated Financial Statements 13.4
Mgmt For For For Approve Treatment of Net Loss From Previous Years
13.5
Mgmt For For For Approve Allocation of Income and Dividends of PLN 6.60 per Share
13.6
Mgmt For For For Approve Supervisory Board Report 13.7
Mgmt For For For Approve Discharge of Michal Krupinski (CEO) 13.8a
Mgmt For For For Approve Discharge of Tomasz Kubiak (Deputy CEO)
13.8b
Mgmt For For For Approve Discharge of Michal Lehmann (Deputy CEO)
13.8c
Mgmt For For For Approve Discharge of Marek Lusztyn (Deputy CEO)
13.8d
Mgmt For For For Approve Discharge of Tomasz Styczynski (Deputy CEO)
13.8e
Mgmt For For For Approve Discharge of Marek Tomczuk (Deputy CEO)
13.8f
Mgmt For For For Approve Discharge of Magdalena Zmitrowicz (Deputy CEO)
13.8g
Mgmt For For For Approve Discharge of Andrzej Kopyrski (Deputy CEO)
13.8h
Mgmt For For For Approve Discharge of Roksana Ciurysek-Gedir (Deputy CEO)
13.8i
Mgmt For For For Approve Discharge of Pawel Surowka (Supervisory Board Chairman)
13.9a
Mgmt For For For Approve Discharge of Joanna Blaszczyk (Supervisory Board Deputy Chairman)
13.9b
Mgmt For For For Approve Discharge of Stanislaw Kaczoruk (Supervisory Board Deputy Chairman)
13.9c
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
BANK POLSKA KASA OPIEKI SA Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Discharge of Pawel Stopczynski (Supervisory Board Member)
13.9d
Mgmt For For For Approve Discharge of Grzegorz Janas (Supervisory Board Member)
13.9e
Mgmt For For For Approve Discharge of Michal Kaszynski (Supervisory Board Member)
13.9f
Mgmt For For For Approve Discharge of Justyna Glebikowska-Michalak (Supervisory Board Member)
13.9g
Mgmt For For For Approve Discharge of Sabina Bigos-Jaworowska (Supervisory Board Member)
13.9h
Mgmt For For For Approve Discharge of Marian Majcher (Supervisory Board Member)
13.9i
Mgmt Receive Information on Division of Centralny Dom Maklerski Pekao SA
14
Mgmt For For For Division of Centralny Dom Maklerski Pekao SA and Approve Transfer of Organized Part of Centralny Dom Maklerski Pekao SA to Bank Polska Kasa Opieki SA and Centrum Bankowosci Bezposredniej sp. z o.o.
15
Mgmt For For For Approve Remuneration Policy 16
Mgmt Receive Supervisory Board Report on Company's Compliance with Corporate Governance Principles for Supervised Institutions
17
Mgmt For For For Amend Statute Re: Corporate Purpose 18.1
Mgmt For For For Amend Statute Re: Corporate Purpose 18.2
Mgmt For For For Amend Statute 18.3
Mgmt Shareholder Proposals
SH Against Against None Amend Statute 19.1
SH Against Against None Amend Statute 19.2
SH Against Against None Amend Statute 19.3
SH For For None Amend June 21, 2018, AGM Resolution Re: Approve Terms of Remuneration of Management Board Members
20
SH For For None Amend June 21, 2018, AGM Resolution Re: Approve Terms of Remuneration of Supervisory Board Members
21
Mgmt Management Proposals
Mgmt Close Meeting 22
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Hisense Home Appliances Group Co., Ltd. Meeting Date: 06/26/2019 Record Date: 05/27/2019
Country: China Meeting Type: Annual
Primary Security ID: Y3226R105 Ticker: 921
Shares Voted: 194,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ORDINARY RESOLUTIONS
Mgmt For For For Approve 2018 Report of the Board of Directors 1
Mgmt For For For Approve 2018 Report of the Supervisory Committee
2
Mgmt For For For Approve 2018 Annual Report and Its Summary 3
Mgmt For For For Approve 2018 Audited Financial Statements 4
Mgmt For For For Approve 2018 Profit Distribution Proposal 5
Mgmt For For For Approve Shareholders' Return Plan for the Next Three Years (2019-2021)
6
Mgmt For For For Approve Purchase of Liability Insurance for Directors and Senior Management and AuthorizeBoard to Handle All Relevant Matters
7
Mgmt For For For Approve Ruihua Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration
8
Mgmt For For For Approve Adjustment on the Basic Annual Remuneration of the Chairman of the Board
9
Mgmt For For For Amend Rules and Procedures Regarding General Meetings of Shareholders
10
Mgmt For For For Amend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
11
Mgmt For For For Elect Fei Li Cheng as Director and Authorize Board to Fix His Remuneration
12
Mgmt For For For Elect Gao Yu Ling as Supervisor and Authorize Board to Fix His Remuneration
13
Mgmt SPECIAL RESOLUTIONS
Mgmt For For For Approve Amendments to Articles of Association 1
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
PT Gudang Garam Tbk Meeting Date: 06/26/2019 Record Date: 05/24/2019
Country: Indonesia Meeting Type: Annual
Primary Security ID: Y7121F165 Ticker: GGRM
Shares Voted: 213,800
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Directors' Report Mgmt For For For
Mgmt For For For Accept Financial Statements 2
Mgmt For For For Approve Dividends 3
Mgmt For For For Approve Changes in Board of Company 4
Mgmt For For For Approve Auditors 5
Sinotruk (Hong Kong) Limited Meeting Date: 06/26/2019 Record Date: 06/20/2019
Country: Hong Kong Meeting Type: Annual
Primary Security ID: Y8014Z102 Ticker: 3808
Shares Voted: 205,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend 2
Mgmt For For For Elect Cai Dong as Director 3A
Mgmt Against Against For Elect Dai Lixin as Director 3B
Mgmt Against Against For Elect Sun Chenglong as Director 3C
Mgmt Against Against For Elect Jörg Mommertz as Director 3D
Mgmt Against Against For Elect Andreas Hermann Renschler as Director 3E
Mgmt For For For Elect Joachim Gerhard Drees as Director 3F
Mgmt For For For Elect Jiang Kui as Director 3G
Mgmt For For For Elect Annette Danielski as Director 3H
Mgmt For For For Elect Lin Zhijun as Director 3I
Mgmt For For For Elect Zhao Hang as Director 3J
Mgmt For For For Authorize Board to Fix Remuneration of Directors
3K
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Sinotruk (Hong Kong) Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt For For For Elect Lyu Shousheng as Director 5A
Mgmt For For For Authorize Board to Fix Remuneration of Lyu Shousheng
5B
Basso Industry Corp. Ltd. Meeting Date: 06/27/2019 Record Date: 04/26/2019
Country: Taiwan Meeting Type: Annual
Primary Security ID: Y0718G100 Ticker: 1527
Shares Voted: 77,000
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt For For For Approve Plan on Profit Distribution 2
Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
3
Shriram Transport Finance Company Limited Meeting Date: 06/27/2019 Record Date: 06/20/2019
Country: India Meeting Type: Annual
Primary Security ID: Y7758E119 Ticker: 511218
Shares Voted: 22,441
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt For For For Approve Final Dividend and Confirm Interim Dividend
2
Mgmt For For For Reelect D. V. Ravi as Director 3
Mgmt For For For Approve Remuneration of Joint Auditors 4
Mgmt For For For Approve Cancellation of Forfeited Equity Shares 5
Mgmt For For For Elect Pradeep Kumar Panja as Director 6
Vote Summary Report Date range covered: 07/01/2018 to 06/30/2019 Location(s): All Locations Institution Account(s): NBI Diversified Emerging Markets Equity
Shriram Transport Finance Company Limited Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Ignatius Michael Viljoen as Director 7
Mgmt For For For Approve Reappointment and Remuneration of Umesh Revankar as Managing Director and CEO
8
Mgmt For For For Reelect S. Sridhar as Director 9
Mgmt For For For Reelect S. Lakshminarayanan as Director 10
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
PVR Ltd.
Meeting Date: 01/29/2019
Record Date: 12/14/2018
Country: India
Meeting Type: Special
Primary Security ID: Y71626108
Ticker: 532689
Shares Voted: 305,429
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtPostal Ballot
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Clicks Group Ltd.
Meeting Date: 01/30/2019
Record Date: 01/25/2019
Country: South Africa
Meeting Type: Annual
Primary Security ID: S17249111
Ticker: CLS
Shares Voted: 325,393
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2018
Mgmt For For For
Mgmt ForForForReappoint Ernst & Young Inc as Auditors of the Company with Anthony Cadman as the Individual Registered Auditor
2
Mgmt ForForForRe-elect Fatima Daniels as Director 3
Mgmt ForForForRe-elect David Nurek as Director 4
Mgmt ForForForElect Vikesh Ramsunder as Director 5
Mgmt ForForForRe-elect John Bester as Member of the Audit and Risk Committee
6.1
Mgmt ForForForRe-elect Fatima Daniels as Member of the Audit and Risk Committee
6.2
Mgmt ForForForRe-elect Nonkululeko Gobodo as Member of the Audit and Risk Committee
6.3
Mgmt ForForForApprove Remuneration Policy 7
Mgmt ForForForApprove Remuneration Implementation Report
8
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 9
Mgmt ForForForApprove Directors' Fees 10
Mgmt ForForForApprove Financial Assistance to Related or Inter-related Company or Corporation
11
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Applied Materials, Inc.
Meeting Date: 03/07/2019
Record Date: 01/10/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 038222105
Ticker: AMAT
Shares Voted: 240,810
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Judy Bruner Mgmt For For For
Mgmt ForForForElect Director Xun (Eric) Chen 1b
Mgmt ForForForElect Director Aart J. de Geus 1c
Mgmt ForForForElect Director Gary E. Dickerson 1d
Mgmt ForForForElect Director Stephen R. Forrest 1e
Mgmt ForForForElect Director Thomas J. Iannotti 1f
Mgmt ForForForElect Director Alexander A. Karsner 1g
Mgmt ForForForElect Director Adrianna C. Ma 1h
Mgmt ForForForElect Director Scott A. McGregor 1i
Mgmt ForForForElect Director Dennis D. Powell 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForAgainstAgainstProvide Right to Act by Written Consent 4
CVC Brasil Operadora e Agencia de Viagens SA
Meeting Date: 03/15/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P3R154102
Ticker: CVCB3
Shares Voted: 540,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Acquisition of Esferatur Passagens e Turismo S.A.
Mgmt For For For
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
LG Household & Health Care Ltd.
Meeting Date: 03/15/2019
Record Date: 12/31/2018
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y5275R100
Ticker: 051900
Shares Voted: 8,071
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForElect Cha Suk-yong as Inside Director 3.1
Mgmt ForForForElect Kim Hong-gi as Inside Director 3.2
Mgmt ForForForElect Ha Beom-jong as Non-Independent Non-Executive Director
3.3
Mgmt ForForForElect Lee Tae-hui as Outside Director 3.4
Mgmt ForForForElect Kim Sang-hun as Outside Director 3.5
Mgmt ForForForElect Lee Tae-hui as a Member of Audit Committee
4.1
Mgmt ForForForElect Kim Sang-hun as a Member of Audit Committee
4.2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Godrej Consumer Products Ltd.
Meeting Date: 03/19/2019
Record Date: 02/08/2019
Country: India
Meeting Type: Special
Primary Security ID: Y2732X135
Ticker: 532424
Shares Voted: 895,593
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt ForForForApprove Reappointment and Remuneration of Adi Godrej as Whole-time Director Designated as Chairman Emeritus
1
Mgmt ForForForElect Sumeet Narang as Director 2
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Samsung Electronics Co., Ltd.
Meeting Date: 03/20/2019
Record Date: 12/31/2018
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y74718100
Ticker: 005930
Shares Voted: 387,913
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt AgainstForForElect Bahk Jae-wan as Outside Director 2.1.1
Mgmt ForForForElect Kim Han-jo as Outside Director 2.1.2
Mgmt ForForForElect Ahn Curie as Outside Director 2.1.3
Mgmt AgainstForForElect Bahk Jae-wan as a Member of Audit Committee
2.2.1
Mgmt ForForForElect Kim Han-jo as a Member of Audit Committee
2.2.2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung SDI Co., Ltd.
Meeting Date: 03/20/2019
Record Date: 12/31/2018
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y74866107
Ticker: 006400
Shares Voted: 108,514
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForElect Ahn Tae-hyeok as Inside Director 2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Mgmt ForForForAmend Articles of Incorporation 4
Fomento Economico Mexicano SAB de CV
Meeting Date: 03/22/2019
Record Date: 03/08/2019
Country: Mexico
Meeting Type: Annual
Primary Security ID: P4182H115
Ticker: FEMSAUBD
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Fomento Economico Mexicano SAB de CV
Shares Voted: 477,559
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
Mgmt For For Against
Mgmt ForForForApprove Allocation of Income and Cash Dividends
2
Mgmt AgainstForForSet Maximum Amount of Share Repurchase Reserve
3
Mgmt AgainstForForElect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration
4
Mgmt AgainstForForElect Members and Chairmen of Planning and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration
5
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Mgmt ForForForApprove Minutes of Meeting 7
Samsung BioLogics Co., Ltd.
Meeting Date: 03/22/2019
Record Date: 12/31/2018
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y7T7DY103
Ticker: 207940
Shares Voted: 1,976
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For Against
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForElect Kim Dong-joong as Inside Director 3.1
Mgmt ForForForElect Jeong Suk-woo as Outside Director 3.2
Mgmt ForForForElect Kwon Soon-jo as Outside Director 3.3
Mgmt ForForForElect Heo Geun-nyeong as Outside Director 3.4
Mgmt ForForForElect Jeong Suk-woo as a Member of Audit Committee
4.1
Mgmt ForForForElect Kwon Soon-jo as a Member of Audit Committee
4.2
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Samsung BioLogics Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Heo Geun-nyeong as a Member of Audit Committee
4.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
5
CVC Brasil Operadora e Agencia de Viagens SA
Meeting Date: 03/27/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P3R154102
Ticker: CVCB3
Shares Voted: 586,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Agreement to Absorb Shares of Esferatur Passagens e Turismo S.A.
Mgmt For For For
Mgmt ForForForRatify Cabrera Assessoria, Consultoria e Planejamento Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction
2
Mgmt ForForForApprove Independent Firm's Appraisal 3
Mgmt ForForForApprove Absorption of Shares of Esferatur Passagens e Turismo S.A. and Approve Capital Increase
4
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
5
Mgmt ForForForAmend Article 5 to Reflect Changes in Capital and Consolidate Bylaws
6
PVR Limited
Meeting Date: 04/24/2019
Record Date: 03/08/2019
Country: India
Meeting Type: Court
Primary Security ID: Y71626108
Ticker: 532689
Shares Voted: 380,386
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court-Ordered Meeting for Shareholders Mgmt
Mgmt ForForForApprove Scheme of Amalgamation 1
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
British American Tobacco plc
Meeting Date: 04/25/2019
Record Date: 04/23/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G1510J102
Ticker: BATS
Shares Voted: 418,523
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForReappoint KPMG LLP as Auditors 4
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
5
Mgmt ForForForRe-elect Richard Burrows as Director 6
Mgmt ForForForRe-elect Sue Farr as Director 7
Mgmt ForForForRe-elect Dr Marion Helmes as Director 8
Mgmt ForForForRe-elect Luc Jobin as Director 9
Mgmt ForForForRe-elect Holly Koeppel as Director 10
Mgmt ForForForRe-elect Savio Kwan as Director 11
Mgmt ForForForRe-elect Dimitri Panayotopoulos as Director 12
Mgmt ForForForRe-elect Kieran Poynter as Director 13
Mgmt ForForForRe-elect Ben Stevens as Director 14
Mgmt ForForForElect Jack Bowles as Director 15
Mgmt ForForForAuthorise Issue of Equity 16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Grupo Financiero Galicia SA
Meeting Date: 04/25/2019
Record Date: 03/21/2019
Country: Argentina
Meeting Type: Annual/Special
Primary Security ID: P49525101
Ticker: GGAL
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Grupo Financiero Galicia SA
Shares Voted: 45,117
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary and Extraordinary Meeting Agenda - Items 4, 13 and 14 are Extraordinary
Mgmt ForForForDesignate Two Shareholders to Sign Minutes of Meeting
1
Mgmt ForForForPresent Business Affairs of Subsidiary Banco de Galicia y Buenos Aires SA; Determine Grupo Financiero Galicia's Position Regarding Banco Galicia's Next AGM
2
Mgmt ForForForConsider Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Allocation of Income, Increase to Discretionary Reserve and Dividends
4
Mgmt ForForForApprove Discharge of Directors and Internal Statutory Auditors Committee (Comision Fiscalizadora)
5
Mgmt ForForForApprove Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora)
6
Mgmt ForForForApprove Remuneration of Directors 7
Mgmt ForForForApprove Advance Remuneration of Directors up to the Amount Determined by AGM
8
Mgmt ForForForElect Three Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Their Respective Alternates for One-Year Term
9
Mgmt AgainstForForFix Number of and Elect Directors and Alternates
10
Mgmt ForForForApprove Remuneration of Auditors 11
Mgmt ForForForElect Principal and Alternate Auditors 12
Mgmt ForForForAmend Articles 1, 5, 10 and 11 13
Mgmt ForForForConsolidate Bylaws 14
Mgmt ForForForConsider Period Extension and Update of Global Program for Issuance of Negotiable Non-Convertible Obligations
15
Mgmt ForForForDelegate Powers to Board to Set Terms and Conditions of Global Program for Issuance of Negotiable Non-Convertible Obligations
16
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Sociedad Quimica y Minera de Chile SA
Meeting Date: 04/25/2019
Record Date: 04/04/2019
Country: Chile
Meeting Type: Annual
Primary Security ID: P8716X108
Ticker: SQM.B
Shares Voted: 158,255
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForAppoint Auditors, Account Inspectors and Risk Assessment Companies
2
Mgmt ForForForApprove Report Regarding Related-Party Transactions
3
Mgmt ForForForApprove Investment and Financing Policy 4
Mgmt ForForForApprove Allocation of Income and Dividends 5
Mgmt ForForForApprove Dividend Policy 6
Mgmt ForForForApprove Report on Board's Expenses 7
MgmtVote for Item 8A or Item 8B only; If You Vote for Both Items 8A and 8B then the Ballot on this Resolution will not Count
Mgmt AbstainForForElect Directors 8A
Mgmt WithholdForForElect Laurence Golborne as Director Representing Series B Shareholders
8B
Mgmt ForForForApprove Remuneration of Directors 9
Mgmt ForForForReceive Matters Related to Directors' Committee, Audit Committee, Corporate Governance Committee and Health, Safety and Environmental Committee
10
Mgmt AgainstForForOther Business 11
Grupo Aeroportuario del Centro Norte SAB de CV
Meeting Date: 04/29/2019
Record Date: 04/17/2019
Country: Mexico
Meeting Type: Annual
Primary Security ID: P49530101
Ticker: OMAB
Shares Voted: 328,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Present Reports in Compliance with Article 28, Section IV (D and E) of Stock Market Law
Mgmt
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Grupo Aeroportuario del Centro Norte SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtPresent CEO and External Auditor Report in Compliance with Article 28, Section IV (B) of Stock Market Law
2
MgmtPresent Board of Directors' Report in Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report
3
Mgmt ForForForApprove Reports Presented on Items 1 and 2 of this Agenda
4
Mgmt ForForForApprove Allocation of Income, Increase in Reserves, Set Aggregate Nominal Amount of Share Repurchase and Dividends
5
Mgmt ForForForElect or Ratify Directors and Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration
6
Mgmt ForForForAppoint Legal Representatives 7
CVC Brasil Operadora e Agencia de Viagens SA
Meeting Date: 04/30/2019
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P3R154102
Ticker: CVCB3
Shares Voted: 619,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Management Statements for Fiscal Year Ended Dec. 31, 2018
Mgmt For For For
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
2
Mgmt ForForForApprove Capital Budget 3
Mgmt ForForForApprove Allocation of Income and Dividends 4
Mgmt AgainstForForApprove Remuneration of Company's Management
5
Mgmt ForNoneNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
6
CVC Brasil Operadora e Agencia de Viagens SA
Meeting Date: 04/30/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P3R154102
Ticker: CVCB3
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
CVC Brasil Operadora e Agencia de Viagens SA
Shares Voted: 619,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Share Based Incentive and Retention Plan
Mgmt For For Against
Mgmt AgainstForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Edelweiss Financial Services Limited
Meeting Date: 04/30/2019
Record Date: 03/27/2019
Country: India
Meeting Type: Special
Primary Security ID: Y22490208
Ticker: 532922
Shares Voted: 3,202,581
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt ForForForApprove Edelweiss Employee Stock Appreciation Rights Plan 2019
1
Mgmt ForForForApprove Extension of Benefits of Edelweiss Employee Stock Appreciation Rights Plan 2019 to Eligible Employees of Subsidiary Companies
2
Livent Corporation
Meeting Date: 05/01/2019
Record Date: 03/11/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 53814L108
Ticker: LTHM
Shares Voted: 318,944
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael F. Barry Mgmt For For For
Mgmt ForForForElect Director Steven T. Merkt 1b
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Unilever Plc
Meeting Date: 05/02/2019
Record Date: 04/30/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G92087165
Ticker: ULVR
Shares Voted: 122,135
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstForForApprove Remuneration Report 2
Mgmt ForForForRe-elect Nils Andersen as Director 3
Mgmt ForForForRe-elect Laura Cha as Director 4
Mgmt AgainstForForRe-elect Vittorio Colao as Director 5
Mgmt ForForForRe-elect Dr Marijn Dekkers as Director 6
Mgmt ForForForRe-elect Dr Judith Hartmann as Director 7
Mgmt ForForForRe-elect Andrea Jung as Director 8
Mgmt AgainstForForRe-elect Mary Ma as Director 9
Mgmt ForForForRe-elect Strive Masiyiwa as Director 10
Mgmt ForForForRe-elect Youngme Moon as Director 11
Mgmt ForForForRe-elect Graeme Pitkethly as Director 12
Mgmt ForForForRe-elect John Rishton as Director 13
Mgmt ForForForRe-elect Feike Sijbesma as Director 14
Mgmt ForForForElect Alan Jope as Director 15
Mgmt ForForForElect Susan Kilsby as Director 16
Mgmt ForForForReappoint KPMG LLP as Auditors 17
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAuthorise Issue of Equity 20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
22
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 23
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
24
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
GT Capital Holdings, Inc.
Meeting Date: 05/08/2019
Record Date: 04/10/2019
Country: Philippines
Meeting Type: Annual
Primary Security ID: Y29045104
Ticker: GTCAP
Shares Voted: 148,110
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Minutes of Previous Annual Stockholders' Meeting Held on May 9, 2018
Mgmt For For For
Mgmt ForForForApprove Annual Report for the Year 2018 2
Mgmt ForForForRatify All Acts and Resolutions of the Board of Directors, Executive Committee and Management from the Date of the Last Annual Stockholders' Meeting up to Date of This Meeting
3
Mgmt ForForForAppoint External Auditors 4
Mgmt ForForForApprove Stock Dividend for Common Shares 5
MgmtElect 11 Directors by Cumulative Voting
Mgmt ForForForElect Arthur Vy Ty as Director 6.1
Mgmt ForForForElect Francisco C. Sebastian as Director 6.2
Mgmt ForForForElect Alfred Vy Ty as Director 6.3
Mgmt ForForForElect Carmelo Maria Luza Bautista as Director 6.4
Mgmt ForForForElect David T. Go as Director 6.5
Mgmt ForForForElect Regis V. Puno as Director 6.6
Mgmt ForForForElect Pascual M. Garcia III as Director 6.7
Mgmt ForForForElect Jaime Miguel G. Belmonte, Jr. as Director
6.8
Mgmt ForForForElect Wilfredo A. Paras as Director 6.9
Mgmt ForForForElect Renato C. Valencia as Director 6.10
Mgmt ForForForElect Rene J. Buenaventura as Director 6.11
Tencent Holdings Limited
Meeting Date: 05/15/2019
Record Date: 05/08/2019
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G87572163
Ticker: 700
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Tencent Holdings Limited
Shares Voted: 390,713
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstForForElect Jacobus Petrus (Koos) Bekker as Director
3a
Mgmt AgainstForForElect Ian Charles Stone as Director 3b
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3c
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstForForAuthorize Reissuance of Repurchased Shares 7
Tencent Holdings Limited
Meeting Date: 05/15/2019
Record Date: 05/08/2019
Country: Cayman Islands
Meeting Type: Special
Primary Security ID: G87572163
Ticker: 700
Shares Voted: 390,713
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme
Mgmt For For Against
AIA Group Limited
Meeting Date: 05/17/2019
Record Date: 05/10/2019
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y002A1105
Ticker: 1299
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
AIA Group Limited
Shares Voted: 2,178,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Special Dividend 2A
Mgmt ForForForApprove Final Dividend 2B
Mgmt ForForForElect Swee-Lian Teo as Director 3
Mgmt ForForForElect Narongchai Akrasanee as Director 4
Mgmt ForForForElect George Yong-Boon Yeo Director 5
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7A
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 7B
Mgmt ForForForApprove Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme
7C
Mgmt ForForForApprove Increase in Rate of Directors' Fees 8
Mgmt ForForForAmend Articles of Association 9
Laureate Education, Inc.
Meeting Date: 05/22/2019
Record Date: 03/27/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 518613203
Ticker: LAUR
Shares Voted: 84,693
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brian F. Carroll Mgmt For For Withhold
Mgmt WithholdForForElect Director Andrew B. Cohen 1.2
Mgmt WithholdForForElect Director William L. Cornog 1.3
Mgmt WithholdForForElect Director Pedro del Corro 1.4
Mgmt WithholdForForElect Director Michael J. Durham 1.5
Mgmt WithholdForForElect Director Kenneth W. Freeman 1.6
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Laureate Education, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdForForElect Director George Munoz 1.7
Mgmt WithholdForForElect Director Judith Rodin 1.8
Mgmt ForForForElect Director Eilif Serck-Hanssen 1.9
Mgmt WithholdForForElect Director Ian K. Snow 1.10
Mgmt ForForForElect Director Steven M. Taslitz 1.11
Mgmt AgainstForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
China Yongda Automobiles Services Holdings Limited
Meeting Date: 05/31/2019
Record Date: 05/27/2019
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G2162W102
Ticker: 3669
Shares Voted: 8,937,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Cheung Tak On as Director 3
Mgmt ForForForElect Wang Zhigao as Director 4
Mgmt ForForForElect Zhu Anna Dezhen as Director 5
Mgmt ForForForElect Mu Binrui as Director 6
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
7
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
8
Mgmt AgainstForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9A
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 9B
Mgmt AgainstForForAuthorize Reissuance of Repurchased Shares 9C
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Globant SA
Meeting Date: 05/31/2019
Record Date: 05/17/2019
Country: Luxembourg
Meeting Type: Annual/Special
Primary Security ID: L44385109
Ticker: GLOB
Shares Voted: 121,541
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Board's and Auditor's Reports 1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Financial Statements 3
Mgmt ForForForApprove Allocation of Income 4
Mgmt ForForForApprove Discharge of Directors 5
Mgmt ForForForApprove Grant of Equity Awards to Mario Vazquez and Linda Rottenberg
6
Mgmt ForForForApprove Remuneration of Directors 7
Mgmt ForForForApprove Share Based Compensation Payable to Mario Eduardo Vazquez, Linda Rottenberg, and Richard Haythornthwaite
8
Mgmt ForForForRenew Appointment of Deloitte as Auditor for Annual Accounts
9
Mgmt ForForForAppoint Deloitte & Co S.A. as Auditor for Consolidated Accounts
10
Mgmt ForForForReelect Mario Vazquez as Director 11
Mgmt ForForForReelect Francisco Alvarez-Demalde as Director
12
Mgmt ForForForReelect Marcos Galperin as Director 13
Mgmt ForForForElect Richard Haythornthwaite as Director 14
Mgmt ForForForAuthorize Share Repurchase Program 15
MgmtSpecial Meeting Agenda
Mgmt ForForForAmend Article 8 Re: Ownership of Common Shares
1
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: 06/05/2019
Record Date: 04/03/2019
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y84629107
Ticker: 2330
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Taiwan Semiconductor Manufacturing Co., Ltd.
Shares Voted: 2,968,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Mgmt ForForForApprove Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets
4
MgmtELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
Mgmt ForForForElect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director
5.1
Delivery Hero SE
Meeting Date: 06/12/2019
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D1T0KZ103
Ticker: DHER
Shares Voted: 93,637
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)
Mgmt
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2018
2
Mgmt ForForForApprove Discharge of Supervisory Board Member Martin Enderle for Fiscal 2018
3.1
Mgmt ForForForApprove Discharge of Supervisory Board Member Hilary Gosher for Fiscal 2018
3.2
Mgmt ForForForApprove Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal 2018
3.3
Mgmt ForForForApprove Discharge of Supervisory Board Member Patrick Kolek for Fiscal 2018
3.4
Mgmt ForForForApprove Discharge of Supervisory Board Member Vera Stachowiak for Fiscal 2018
3.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Semih Yalcin for Fiscal 2018
3.6
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Delivery Hero SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Supervisory Board Member Jonathan Green for Fiscal 2018
3.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Jeffrey Lieberman for Fiscal 2018
3.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Georg Graf von Waldersee for Fiscal 2018
3.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Janis Zech for Fiscal 2018
3.10
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2019 4
Mgmt AgainstForForApprove Creation of EUR 54.1 Million Pool of Capital without Preemptive Rights
5
Mgmt AgainstForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 61.2 Million Pool of Capital to Guarantee Conversion Rights
6
Mgmt ForForForAmend Articles Re: AGM Convocation 7
Mgmt ForForForApprove Remuneration of Supervisory Board 8
Mgmt ForForForAmend Articles Re: Number of Employee Representatives in the Supervisory Board
9
Mgmt ForForForAmend Articles Re: Annulment of the Court and Arbitration Proceedings Clause
10
Mgmt ForForForApprove Stock Option Plan for Key Employees; Approve Creation of EUR 3 Million Pool of Conditional Capital to Guarantee Conversion Rights
11
Mgmt ForForForAmend 2017 Stock Option Plan and Connected Pool of Conditional Capital
12
3SBio, Inc.
Meeting Date: 06/20/2019
Record Date: 06/14/2019
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G8875G102
Ticker: 1530
Shares Voted: 1,627,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForElect Lou Jing as Director 2A
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
3SBio, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Tan Bo as Director 2B
Mgmt ForForForElect Pu Tianruo as Director 2C
Mgmt ForForForElect Wang Rui as Director 2D
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
2E
Mgmt ForForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt AgainstForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4A
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 4B
Mgmt AgainstForForAuthorize Reissuance of Repurchased Shares 4C
Arco Platform Limited
Meeting Date: 06/25/2019
Record Date: 05/28/2019
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G04553106
Ticker: ARCE
Shares Voted: 68,106
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Hindustan Unilever Ltd.
Meeting Date: 06/29/2019
Record Date: 06/21/2019
Country: India
Meeting Type: Annual
Primary Security ID: Y3222L102
Ticker: 500696
Shares Voted: 382,975
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForConfirm Interim Dividend and Declare Final Dividend
2
Mgmt ForForForReelect Pradeep Banerjee as Director 3
Mgmt ForForForReelect Dev Bajpai as Director 4
Vote Summary ReportReporting Period: 12/10/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): N754 NBI Diversified Emerging MKT Eq PP CAD
Hindustan Unilever Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Srinivas Phatak as Director 5
Mgmt ForForForApprove B S R & Co. LLP, Chartered Accountants, Mumbai as Auditors and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove Increase in Overall Limits of Remuneration for Managing/Whole-time Director(s)
7
Mgmt ForForForElect Leo Puri as Director 8
Mgmt ForForForReelect Aditya Narayan as Director 9
Mgmt ForForForReelect O. P. Bhatt as Director 10
Mgmt ForForForReelect Sanjiv Misra as Director 11
Mgmt ForForForApprove Sanjiv Misra to Continue Office as Independent Director
12
Mgmt ForForForReelect Kalpana Morparia as Director 13
Mgmt ForForForApprove Kalpana Morparia to Continue Office as Independent Director
14
Mgmt ForForForApprove Remuneration of Cost Auditors 15
Hindustan Unilever Ltd.
Meeting Date: 06/29/2019
Record Date: 04/19/2019
Country: India
Meeting Type: Court
Primary Security ID: Y3222L102
Ticker: 500696
Shares Voted: 382,975
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court-Ordered Meeting for Shareholders Mgmt
Mgmt ForForForApprove Scheme of Amalgamation 1