HORIZON 2020

The New EU Framework Programme for Research and Innovation

Raffaella Bruzzone

- Presentazione del contesto

- La struttura del Programma Quadro H2020

- Servizi a sostegno della partecipazione a H2020

Europe 2020 strategy - key principles:

- Smart

- Sustainable GROWTH

- Inclusive

7 flagship initiatives:

- Innovation Union

- Resource efficient Europe

Europa2020

Innovation

Union

Horizon 2020

A core part of Europe 2020, Innovation Union & European Research Area:

* Responding to the economic crisis to invest in future jobs and growth

* Addressing people’s concerns about their livelihoods, safety and environment

* Strengthening the EU’s global position in research, innovation and technology

2014 - 2020

Europa 2020

InnovationUnion

7

PQ

EIT

CIP

Horizon2020

2007 - 2013

*Un singolo programma che riunisce tre iniziative finoad ora separate

*Value chain che va dalla ricerca di frontiera , allosviluppo tecnologico, dimostrazione, valorizzazione deirisultati e innovazione

*Innovazione, in tutte le sue forme

*Focus su societal challenges

*Accesso semplificato per le imprese, le università, etcin tutti gli stati europei

*Sinergie con i Fondi Strutturali

*Budget: € 78,6 miliardi (2014-2020)

Excellent Science

� European Research Council

� Frontier research by the best individual teams

� Future and Emerging Technologies

� Collaborative research to open new fields of innovation

� Marie Skłodowska Curie actions

� Opportunities for training and career development

� Research infrastructures (including e-infrastructure)

� Ensuring access to world-class facilities

Industrial Leadership

� Leadership in enabling and industrial technologies

� ICT, nanotechnologies, materials, biotechnology, manufacturing, space

� Access to risk finance

� Leveraging private finance and venture capital for research and innovation

� Innovation in SMEs

� Fostering all forms of innovation in all types of SMEs

Societal Challenges

� Health, demographic change and wellbeing

� Food security, sustainable agriculture, marine and maritime research & the bioeconomy

� Secure, clean and efficient energyInclusive, innovative and reflective societies

� Smart, green and integrated transport

� Climate action, resource efficiency and raw materials

� Inclusive, innovative and reflective societies

� Security society

European Institute of Innovation and Technology (EIT)

Spreading Excellence and Widening Participation

Science with and for society

Joint Research Center (JRC)

Compromise % 27.06.13 Million € ( current prices

I. Excellent Science, of which: 31,73% 24.441

1. ERC 17,00% 13.095

2. FET 3,50% 2.696

3. MS Curie Actions 8,00% 6.162

4. Research Infrastructures 3,23% 2.488

II. Industrial Leadership, of which: 22,09% 17.016

Leadership in Enabling and Industrial Technologies 17,60% 13.557

Access to Risk Finance 3,69% 2.842

Innovation in SME’s 0,80% 616

II.I Societal Challenges, of which:38,53% 29.679

Health, demographic change and well being 9,70%7.472

Food security, sustainable agriculture, marine and maritime

research & the bio economy

5,00%

3.851

Secure, clean and efficient energy 7,70%5.931

Smart, green and integrated transport 8,23%6.339

Climate action, resource efficiency and raw materials 4,00%

3.081

Europe in a changing world – Inclusive, innovative and reflective

society

1,70%

1.309

Secure societies – Protecting freedom and security of Europe

and its citizens

2,20%

1.695

Spreading Excellence and Widening Participation 1,06%816

Science with and for society 0,60%462

European Institute of Innovation and Technology - EIT 3,52%

2.711

JRC Non-nuclear 2,47% 1.903

Total EU REGULATION 100,00% 77.028

Societal

challenges

Industrial Leadership

54%

11%

25%

10%

European Research

Council

Future and Emerging

Technologies

Marie Skłodowska Curie

Actions

European Research

Infrastructures (including

eInfrastructures)

80%

16%

4%Leadership in enabling

and industrial

technologies

Access to risk finance

Innovation in SMEs

25%

13%

20%

21%

10%

5%

6%

Health, demographic change and wellbeing

Food security, sustainable agriculture and forestry, marine and

maritime and inland water research and the bioeconomy:

Secure, clean and efficient energy

Smart, green and integrated transport

Climate action, environment, resource efficiency and raw

materials

inclusive, innovative and reflective Societies

Secure Societies

Excellent Science

*

Why:

*World class science is the foundation of tomorrow’s technologies, jobs and wellbeing

*Europe needs to develop, attract and retain research talent

*Researchers need access to the best infrastructures

*

*

Why:

*Strategic investments in key technologies (e.g. advanced manufacturing, micro-electronics) underpin innovation across existing and emerging sectors

*Europe needs to attract more private investment in research and innovation

*Europe needs more innovative small and medium-sized enterprises (SMEs) to create growth and jobs

*

*

Why:

*Concerns of citizens and society/EU policy objectives (climate, environment, energy, transport, etc) cannot be achieved without innovation

*Breakthrough solutions come from multi-disciplinary collaborations, including social sciences & humanities

*Promising solutions need to be tested, demonstrated and scaled up

*

*

Public private partnerships:

* Through Joint Technology Initiatives or other formal structures (Art. 187)

* Through contractual agreements, which provide inputs for work programmes

* Only when criteria met, e.g. clear commitments from private partners

Public public partnerships:

* Through « ERA-Nets » for topping up individual calls/actions (replacing current ERA-Net, ERA-Net Plus, Inco-Net, Inno-net)

* Through participation in joint programmes between Member States (Art. 185)

* Supporting agendas of Joint Programming Initiatives when in line with Horizon 2020

* Only when criteria met, e.g. financial commitments of participating countries

European Innovation Partnerships:

* Not funding instruments, but for coordination with broader policies and programmes

*

€22 billion Innovation Investment Package

Joint Technology Initiatives (under Article 187)

* Innovative Medicines Initiative 2

* Clean Sky (Aeronautics) 2

* Fuel Cell and Hydrogen 2

* Bio-based Industries

* Electronic components and systems

Joint programmes (under Article 185)

* European and Developing Countries Clinical Trials Partnership (EDCTP) 2

* European Metrology Research Programme 2

* Eurostars (for SMEs) 2

* Active and Assisted Living 2

*

2014 2015 2016 2017 2018 2019 2020

Strategic Programme

Work Programme 1 Strategic Programme

Work Programme 2Strategic Programme

Work Programme 3

Work

Programme 4

Smaller and continuous updates to respond to unexpected developments

Calls published

on basis of WP

Ad hoc financing

decision

Calls published

on basis of WP

Ad hoc financing

decision

Calls published

on basis of WP

Ad hoc financing

decision

Calls published

on basis of WP

�Work programme elaborato sulla base di una programmazionestrategica

�Per aumentare l’impatto del finanziamento e per un maggioreapproccio integrato

� 'Key drivers' usate per identificare le aree sulle quali le risorse e gli sforzi devono essere focalizzati per massimizzare il loroimpatto

*

competitività sostenibile,

l'innovazione e la crescita;

coinvolgimento dell'industria, incluse le PMI;

accesso ai finanziamenti;

sviluppo di nuove conoscenze e miglioramento

delle skills;

diffusione di tecnologie abilitanti;

misure per affrontare il

divide tra ricerca e innovazione;

sostegno forte partnership con gli Stati membri,

e

approccio strategico alla cooperazione

internazionale.

*

• sets the context, the problem to be addressed, why intervention is necessary

SPECIFIC CHALLENGE

• delineates the problem, specifies the focus and the boundaries of the potential action BUT without describing specific approaches

SCOPE

• describe the key elements of what is expected to be achieved in relation to the specific challenge

EXPECTED IMPACT

*

*

� Qualsiasi soggetto giuridico, universita’ o

centro di ricerca stabilito in uno stato

membro o associato* o in un paese terzo

� JRC (Joint Research Centre)

� Organizzazioni internazionali di interesse

EU

� Organizzazioni internazionali e soggetti

stabiliti in paesi terzi in aggiunta alle

condizioni minime

*Albania, Bosnia-Herzegovina, CroaZia, FYR Macedonia, Islanda,

Israele, Liechtenstein, Montenegro, Norvegia, Serbia, Svizzera,

Turchia

CHI PUO’ PARTECIPARE?CHI PUO’ RICEVERE

IL FINANZIAMENTO?

� Qualsiasi soggetto giuridico, universita’

o centro di ricerca stabilito in uno stato

membro o associato o in un paese terzo

� JRC (Joint Research Centre)

� Paesi ICPC

� Organizzazioni internazionali di

interesse EU

Organizzazioni internazionali e soggettistabiliti in paesi terzi non ICPC soloeccezionalmente se previsto dalWP/accordo bilaterale oppure seessenziale per l’azione

POSSIBILITA’ DI JOINT CALL CON I PAESI TERZI E LE ORG. INTERNAZIONALI

3 SOGGETTI GIURIDICI indipendenti stabiliti in 3 diversi stati membri o associati

ERC, SME Instrument, Azioni Co-fund, CSA, Azioni a Supporto della Mobilità e della Formazione dei Ricercatori (Marie Curie)

CONDIZIONI AGGIUNTIVE: possono essere previste nel work programme (n. di partecipanti, tipologie di partecipanti, etc…)

1 SOLO PARTECIPANTE

*

�Capacità in R&I�Contributo ai commitmentinternazionali

�Apertura del mercato�Frameworks in atto per avviare una cooperazione

Enlargement and neighbourhood

countries, and EFTA

• Focus su allineamentocon ERA

• Supporto alle politichedi allargamento e vicinato (supportonello sviluppare un comune 'Knowledge and Innovation Space')

• (compresi AssociatedCountries)

Industrialisedcountries and

emerging economies

• Focus su competitività• Affrontare sfide

globali• Opportunità di

business e accesso a nuovi mercati

Developing countries

• Supportare politiche di sviluppo costruendopartnerships checontribuiscono allo sviluppo sostenibile

• Indirizzate a sfiderilevanti (e.g. poverty-related diseases, energy and foodsecurity, biodiversity)

AREE DI INTERESSE IDENTIFICATE IN BASE A :

*

CSA

Co –

Fund

(+)I

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zione

Ric

erc

a c

ollabora

tiva

Researchand innovationaction

Innovationaction

Strumento PMI

Eranet

Pre –commercial procurement

(PCP)

PubblicProcurementof Innovative solution (PPI)

Coordination

and SupportAction

Prize

Fast trackto innovation

*

*

Ric

erc

a c

ollabora

tiva

Researchand innovationaction

Innovationaction

Strumento PMI

Basic research, applied research, technologydevelopment and integration, and testing e validation on a small scale prototype in a laboratory or simulatedenvironment

Funding rate: 100% costi diretti, 25% costi indiretti

R&I actions Prototyping, testing,

demostrating, piloting, large - scale product validationand market replication

Funding Rate: 70% costi diretti (100% no profit); 25% costi indiretti

a. Demostrationor pilot

b. Market replication

I actions

Funding rate: The Union contribution will be limited to a maximum of 33% of the total eligible costs of the action.

Co –

FundEranet

Pre –commercial procurement

(PCP)

PubblicProcurement of Innovative solution (PPI)

ERA-NET Cofund under Horizon 2020 is designed to support public-public partnerships, including joint programming initiatives between Member States, in their preparation, establishment of networking structures, design, implementation and coordinationof joint activities as well as Union topping-up of a trans-national call for proposals.The main and compulsory activity of the ERA-NET Cofund under Horizon 2020 is theimplementation of the co-funded joint call for proposals that leads to the funding of transnationalresearch and/or innovation projects.

Funding rate: the Union contribution will be limited to maximum 70% of the total eligible costs of the action.

Co –

FundEranet

Pre –commercial procurement

(PCP)

PubblicProcurement of Innovative solution (PPI)

PCP cofund actions aim to encourage public procurement of research, development and validation of new solutions that can bring significant quality and efficiency improvements in areas of public interest, whilst opening market opportunities for industry andresearchers active in Europe. A PCP cofund action provides Union cofunding for a group of procurers (‘buyers group’) to undertake together one joint PCP procurement, so that there isone joint call for tender, one joint evaluation of offers, and a lead procurer awarding the R&D service contracts in the name and on behalf of the buyers group.

Funding rate: the Union contribution will be limited to maximum 20% of the total eligible costs of the action.

Co –

FundEranet

Pre –commercial procurement

(PCP)

Public Procurementof Innovative solution (PPI)

The objective of PPI cofund actions is to enable groups of procurers to share therisks of acting as early adopters of innovative solutions, whilst opening market opportunitiesfor industry. A PPI Cofund action provides Union cofunding for a group of procurers (‘buyersgroup’) to undertake together one joint PPI procurement, so that there is one joint PPI call fortender launched by the ‘lead procurer’ and one joint evaluation of offers.

CSA

Coordinationand SupportAction

Actions consisting primarily of accompanying measures such as:

standardisation, dissemination, awareness-raising and communication, networking, coordination or support services, policy dialogues and mutual learning exercises and studies, including design studies for new infrastructure.

They may also include complementary activities of strategic planning, networking and coordination between programmes in different countries.

Funding rate: 100% costi diretti, 25% costi indiretti

PRIZE: recentemente aperto il bando per la presentazione di idee altamente innovative in ambito:

- “qualità dell’aria” (scadenza 23/1/2018);

- “tecnologie digitali” per abbattimento barriereottiche alla trasmissione (scadenza 15/3/2016) e per “collaborative spectrum sharing” (scadenza17/12/2015);

- a breve disponibile il bando per “qualità deiprodotti alimentari”

FTI aims to accelerate the commercialization process by providing extended funding opportunities through an open and agile scheme nurturing bottom-up ideas from innovative constituencies across Europe.

Funding rate: 70% costi diretti, 25% costi indiretti

(+)I

nnova

zionePrize

Fast track to innovation

*

*Work Programme (introduction e WP specifico per tema)

*General Annexes (A-K)

*Template (per tipologia di azione)

*Regolamenti (1.Horizon 2020 - Regulation of Establishment; 2. Euratom Horizon 2020 -Regulation of Establishment; 3. Rules for participation; 4 Specific programme; 5. European institute of Innovation and Technology (EIT))

*Annoted grant agreement

*

�ECAS password

�PICs per tutti I partners

�PREPARAZIONE della PROPOSTA, � On-line per la parte strutturata (5 sezioni)

� Upload della parte non strutturata (template fornito dalla CE, da caricare in pdf)

�SOTTOMISSIONE DELLA PROPOSTA

�Validation checks

�PRESENTAZIONE COMPLETA entro la SCADENZA delle17h00

�Tasso di fallimento nella presentazione= + 1%

�Unica ragione per il fallimento; sottomissione last minute

� Problemi tecnici

� Errori indotti dal panico (es. Caricamento della versione errata)

� Caricamento tardivo, oltre la scadenza del bando

http://ec.europa.eu/research/participants/portal/page/home

*

*PRESENTAZIONE IN ONE STAGE*PRESENTAZIONE IN DOPPIO

STAGE

*R&IA, IA

CRITERI:

*Eccellenza

*Impatto (parte)

*Limiti pagina:

15 (att.ne eccezioni) inclusa cover page

*R&A/IA, CSA

CRITERI:

*Eccellenza,

*Impatto

*Implementazione

*Limiti pagina :

70 (R&IA), 50 (CSA)

SEZIONE 1*Titolo, acronimo, obiettivo etc.

*Keywords (fisse e libere)

*Abstract della proposta (2000 caratteri max)

*Presentazioni precedenti/simultanee

SEZIONE 2 (1 form per partner)

*Participant Identification Code (PIC) obbligatorio!

*Dipartmento

*Dipendenza

*Contatti

*

SEZIONE 3*Costi e contributo UE

SEZIONE 4*Questionario su etica

SEZIONE 5*Questionario sul bando

*

1. EXCELLENCE

1.1 Objectives*

1.2 Relation to the work programme *

1.3 Concept and approach*

1.4 Ambition*

2. IMPACT

2.1 Expected impacts *

2.2 Measures to maximise impact

a) Dissemination and exploitation of results

b) Communication activities

3. IMPLEMENTATION

3.1 Work plan — Work packages, deliverables and milestones

3.2 Management structure and procedures

3.3 Consortium as a whole

3.4 Resources to be committed

4. Members of the consortium

5. Ethics and Security

*

*

*A. direct personnel costs;

*B. direct costs of subcontracting;

*C. not applicable;

*D. other direct costs;

*E. indirect costs;

*

Deadlines in 2015 (for both phases):

*29 April 1 September 1 December

*

FTI aims to accelerate the commercialization process by providing extended funding opportunities through an open and agile scheme nurturing bottom-up ideas from innovative constituencies across Europe.The FTI pilot supports projects undertaking innovation from the demonstration stage through to market uptake, including stages such as piloting, test-beds, systems validation in real world/working conditions, validation of business models, pre-normative research, and standard-setting. It targets relatively mature new technologies, concepts, processes and business models that need a last development step to reach the market and achieve wider deployment. To this end, if a proposal involves technological innovation, the consortium must declare that the technology or the technologies concerned are at least at Technology Readiness Level (TRL) 6. Projects can be interdisciplinary.

Proposals must relate to any field under the specific objective "Leadership in enabling and industrial technologies" and/or to any of the specific objectives under the priority "Societal challenges"

*

*Sul programma

http://ec.europa.eu/research/horizon2020/index_en.cfm

http://ec.europa.eu/horizon2020

*Su servizi di assistenza

* NCP network (National Contact Points)

* EEN Network (Enterprise Europe Network)

*

Unioncamere LiguriaVia San Lorenzo, 15/1

16123 - Genovawww.alpsliguria.eu

Tel. (+39) 010-24852207/09Fax. (+39) 010-2471522

Raffaella Bruzzonealpsliguria@lig.camcom.it