horkheimer schopenhauer and society
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SCHOPENHAUER AND SOCIETY (1955)Author(s): Max Horkheimer and Todd CronanSource: Qui Parle, Vol. 15, No. 1 (FALL / WINTER 2004), pp. 85-96Published by: University of Nebraska PressStable URL: http://www.jstor.org/stable/20686192 .
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SCHOPENHAUER AND SOCIETY (1955)1
Max Horkheimer
The concept of middle class society first settled into the sci
ences in Schopenhauer's time. It has a long prehistory. With the
decline of the hierarchical order in the Renaissance, the certainty of a natural arrangement of humanity faded as well, and the form
of social relations required justification. But the interest that was
philosophically registered in the course of the rising nation-states
denied at the same time the specific sphere we call society. In con
trast to the great Scholastics, modern philosophy positioned the state directly against the individual. Although Machiavelli present ed the social struggles in Florence with admirable vividness, in his
theoretical remarks it seems that the republican order or the
monarch only bears upon a crowd of individuals; history is not
determined so much through the dynamic structure of economi
cally and socially conditioned groupings, than directly through the
drives and passions of individuals, both on the part of the govern ment as well as the people. Hobbes thinks similarly to Schopen hauer, who is so clearly related to him. With all his insight into social phenomena and epiphenomena, such as that of ideology, and despite his comparison of the state with an organism, Hobbes
understands by all of this primarily individuals who are equipped with power and whose task consists in domination over other indi
viduals. It is not the case that the state is at the same time "in" indi
Qui Parle, Vol. 15, No. 1 Fall/Winter 2004
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86 MAX HORKHEIMER
viduals, who, according to social-contract theory, have joined
together for the purpose of security and subjected themselves to a
ruler; the state is merely outside and above them. If the state is
republican, then it is ruled by the many, if it is monarchic - in
Hobbes as well as in Machiavelli it has more to do with the
strength than on the form of rule - then it coincides with monar
chy. The statement "['Etat c'est moi" attributed to Ludwig XIV is, as
it were, the result of Hobbesian state-philosophy. In modern times, it was not until the Enlightenment that
thought of social essence was grasped in its own right. It dominates
the opposition between the Philosophes de la lumiere and
Rousseau. If Helv6tius, entirely in agreement with the rationalist
tradition, explains: "the fatherland is only its citizens; to make a
real entity out of the fatherland, means to call up many false
thoughts," then it is Rousseau who establishes the myth of the
nation. The fatherland should be its own entity, which penetrates the individuals, is constituted by the general will, and is eternally
self-renewing out of the same general will. The whole of organized
people - as a living power, as a second nature - reacts power
fully upon the individual, no less sublime and charitable than
unmutilated first nature. After the purity of conviction has been lost
in a mendacious civilization, in the "age of the perfected sinful
ness," to speak with Fichte, man must find his way back to first
nature on a higher level. The blatant inequality, the domination of
the few over the many has destroyed the naive virtue of the natur
al condition; it emerges again as social virtue, as love for universal
essence, for the fatherland, which one can rightfully recognize as
one's own. Society is the kernel of Rousseauian philosophy. Rous
seau refers - not entirely correctly - to Montesquieu. In his com
parative study of the dependency of national institutions on cultur
al and natural conditions - in the conservative and static sense -
Montesquieu had put forth the thesis of the mediator-role of clergy, aristocracy and corporations between the king and the people; he
made society the object of his analysis. Many German romantics,
including Hegel, have followed Rousseau in his admiration of Montesquieu, and one usually traces back the concept of the
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SCHOPENHAUER AND SOCIETY 87
"Volkgeistes" to his "esprit general." The first of the moderns, how
ever, who did not apply philosophy to society, but rather, devel
oped philosophy out of the idea of society is Rousseau, and after
him Kant, whose practical and historico-philosophical writings are
thoroughly based on the idea of the correct society. Independent of one another, Saint-Simon and Hegel finally distinguished the state
from society as its own area of research. With them, society counts
as a sphere of its own structure and energy that mediates state and
individual as well as individuals among one another; each individ
ual is no less determined by society than by nature and the state.
Whereas the theory of society still forms a unity with philosophy
among the young Hegelians, above all with Marx, it steps out of
philosophy with Comte (around 1840) as its own science, and
according to the other basic disciplines, it acts as last and highest
discipline and leaves behind a vacuum. The positivistic period of
sociology, like thinking generally, has dawned.
When Schopenhauer speaks of social life, he more often means sociable "being together" (la compagnie, le monde) than
middle class society as a whole. However, if society is in question, then the affinity with the Aufk/srers in the proper sense reveals
itself far more than with Rousseau or the romantics, not to mention
Hegel. As particles of matter are controlled by mechanical laws, so
the relation of the individual is controlled through psychological ones. Society is held together through the psychological mecha nism of anxiety and aggression, in which caution at times comes to
assist. Since education according to Schopenhauer - and here he
stands in contrast to Helv6tius and the others - only concerns the
intellect and not character, it is clear that this essence of society cannot be changed. Like all thinkers who do not strive to under
stand the dark sides of the human psyche in their connection with the social whole, but rather directly hypostatize them as eternal characteristics, as a natural condition, Schopenhauer believes in
the endless continuance and naturalness of an essentially repres sive society.
As much as previous history seems to confirm Schopen hauer's skepticism, as dreadful the attempts, above all, to change
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88 MAX HORKHEIMER
manifested themselves, the justification for repression belongs to
the world that makes repression necessary. If the social pessimism of Hobbes still had an enlightening, progressive meaning
- if it was indeed all about bringing an end to the religious and civil wars
through a strong state - then it functions since the Biedermeier
period as pure reaction. Voltaire's contempt for the populace refers to the misused masses, who thwarted a better life against their own
interests. Schopenhauer, on the other hand, does not see the
canaille in the plebeian and aristocratic mob, who find pleasure in
the martyrdoms of Greve-place and applaud every act of atrocity, but in the uprisings of 1848. The same thought, the same theory in a different historical moment is a different thought, a different the
ory. In the nineteenth century, the glorification of strong state
power against the insatiable desires of the mass no longer serves
the rational arrangement of the territory, the unfettering of eco
nomic forces, but rather increasingly serves the struggle against all
tendencies aiming at reform. It gives the one who is failing a clear
conscience. This is the case in the second half of the century even
more than in the first. The history of the economy is not indifferent
to Schopenhauer's increasing renown. The triumphs of technology and the development of industry, which stand in "interaction" with one another - Schopenhauer hated the category
- did not bring man the expected happier existence. Just as little as the societal dif
ferences between approximately 1850 and 1914 had expanded, so
much did their meaning, subjectively and objectively, increase. The
relationships become strained, the upswing leads to active insecu
rity. Germany above all experiences this phenomenon since the
foundation of the Reich. It is not, like others, saturated. The fact that
it owes its unity to military victory establishes its political style. Since agriculture needed protective tariffs due to external competi tion, and industry wanted to feel power behind it in foreign trade and needed a firm hand against socialistic demands on the home
front, even national-liberals finally saw hope in the quick extension
of army and navy, in the strong state. International competition led
to large alliances, the arms race, and the power blocs. The colonial
system, the place in the sun, the inner and external crises produced
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SCHOPENHAUER AND SOCIETY 89
in the unconscious of the people's disappointment and resignation, the overcompensating feeling of guilt
- that is all characteristic of
the Wilhelminian epoch. Pessimistic philosophy became the rationalization of disturb
ing conditions in reality. It helped to push the absence of facilita
tions expected by technical progress onto the being of the world, instead of deriving the upcoming disaster out of a state of society in
which technology has grown over the head of man. Philosophical
quietism and fin de siecle-mood fit together well. In contrast to the
Aufk/srer faith in reason and the perfectibility of man, with whom
Schopenhauer shares the atomistic picture of society, he insists on
the senselessness of historical striving, be it in theory or practice, word or deed. And while the well-founded suspicion against his
toric movements, especially glorious ones, is contained in
Schopenhauer's rejection of the philosophy of history, his affirma
tion of the existing is contained in the pronouncement of sense
lessness. In the absence of a sufficient theory of society, however, and above all in the assumption of the practical insignificance of all
results of every creaturely effort, it is difficult to see for whom
Schopenhauer demands quiet and order, and why an independent
philosopher's interest in the maintenance of relations should be
philosophically weightier than a dependent unskilled worker's
interest in the change of such relations. From a strictly logical per
spective, philosophical pessimism is no more consistent with ratio
nal argumentation for the status quo than with propaganda for a
coup. The maintenance, the continuance of an order, in any case
does not leave the order unchanged. The same society that Scho
penhauer wanted to see protected from change finally became,
according to its immanent laws, according to its own concept, a dif
ferent society. The effective defense of this society contributed in its own right to abolishing the peace and exposing the so-called great times in Europe, from which philosophy has always taken flight.
In Schopenhauer's intransigent nominalism in the face of
society, however, lies at the same time the root of his greatness. Just as in nature genera are bare abstractions, he says, "so in the human
race only the individuals and their course of life are real, the
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90 MAX HORKHEIMER
nations and their lives are mere abstractions."2 He expressed no
enthusiasm for Rousseauian myth. He denies the existence of the
collective and insists on living individual entities, on man and ani
mal with their needs and passions, their striving after existence
[Dasein] and well-being, and their misery. In the presentation of his
doctrine it has been well noted that he describes the will to happi ness as blind and insatiable. Fewer however have noticed that he
did not measure merely the universe by this happiness, but also the
intelligible order. Kant and Rousseau also saw that in the course of
civilization the welfare of the individual did not improve steadily; it does not appear as the aim of history. Schopenhauer and his suc
cessors however, not to mention university philosophy, have nev
ertheless justified history, have indeed made its justification the
task of comprehensive constructions. Schopenhauer's philosophy on the other hand - and not merely in its practical, but also in its
theoretical part - withheld from reality the honor of embedding it
in a gold-mine of eternity. His rejection of the coup is motivated
neither by the categorical imperative, nor the objective spirit, nor
through a concealed philosophical sense, but rather explicitly by the freedom that he is blessed with by his monetary means and
pension. The fear of being exposed to social reality without means, no less than his gratitude towards the defenders of an order feared
by him, passes no kind sentence over this. The sense of the busi
nessman, which he adopted from his father, the impartiality which
owes itself to the talent of being at home even in other countries
and languages, and educated sobriety have with Schopenhauer become philosophical. Behind the pessimism that let itself be ide
ologically used in the Wilhelminian age, behind the contempt of
contemporary business in all spheres stands the unwavering inter
est in the earthly and otherworldly fate of the individual. Philoso
phy has to take account and because the balance is negative, the
Saint is right in the end. He who bets on the world is deceived.
Through Schopenhauer's mistrust of reform and revolution the
existing is not glorified. The caution of the businessman organizes the innermost ele
ments of his doctrine. The transcendental aesthetic attains such
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SCHOPENHAUER AND SOCIETY 91
great meaning in the World as Will and Representation because it
demonstrates the subjectivity of the principle of individuation.
Since space and time do not concern the things in themselves, the
multiplicity of all men and things proves itself to be semblance, just as the effort on behalf of one's own well-being at the expense of
others proves to be a bad investment. The successful one in this
world reckons himself rich on the basis of illusions. The doctrine of
the ideality of pure intuition corrects a mistaken calculation. The
fact that someone will injure the majority for the sake of wealth
and power does not brand him so much a sinner as one who is
bruised, for what he receives is actually nothing. Philosophy exists
so that one isn't made a fool of. Schopenhauer's work is dominat
ed throughout by this instinct, and it is, among all his successors,
passed on unadulterated to Nietzsche.
The characteristics of an enlightened citizen of the eighteenth century come forward more powerfully in the superior, thoroughly cultured style and details than in the conception of the whole. No
linguistic gesture that feigns at depth in order to render meaning lessness and death meaningful by a sleight-of-hand, no theology of
Nothingness, no replacement of the philosophy of history through a historicization of Being, in which the victims do not appear and
the hangmen hide themselves - none of this would be compatible with the clear tone of Schopenhauer's writings. As much as he
maintains the thesis of the unalterability of suffering and nastiness, and as much as he stresses the uselessness of protest, his style forms in equal measure a singular protest against that fact that it is so. The
horror is not to be idolized, and its interpretation into something
positive he regards as wicked. If irreconcilability with the eternal
cycle of disaster is understood as sublimated revenge, then Scho
penhauer was a vindictive philosopher. It is certainly the case that he perceives the negative through the medium of the historical decline of his own social form of existence. Citizens of his kind dis appear. But if general interest in progress for the better can simul
taneously register in the emancipatory literature of a particular social class, in its optimism, then in the philosophy of its downfall, the interest in so-called progress is preserved in its pessimism. The
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92 MAX HORKHEIMER
black and white schema of rise and fall does suffice for the social estimation of cultural phenomena.
Where Schopenhauer reports on history, war, crusades, inqui sition, he sounds like Voltaire, for whom he, like Goethe and
Nietzsche, felt the greatest respect. With Voltaire he shares not only the assertiveness with which he rejects free will and theodicy, but also and above all the defense of religion for pragmatic reasons and as a folk-ethics. To be sure, when it is a matter of determining the truth of faith Schopenhauer is far more radical than the determined French theist, whose criticism did not apply at all to religion but to
fanaticism. Both keep to philosophy instead of revelation, but
Schopenhauer sought information about the essence of the world, about this world and the next and claims in no way to miscalcu late. For him, the private man, the question about the fate of the
soul, death, and original innocence lies closer to the center of his
thoughts than for Voltaire, the militant writer, to whom a more just order in this world was closer to his heart. However, the fact that
Schopenhauer brought the same piercing intellect into play in
metaphysics as the Aufkkirer did in worldly criticism, the fact that he considered and dedicated himself to the ultimate things not only
with transparent, logical methods - one only needs to think of the deduction via analogy by which he expanded the perception of the inner sense to the very foundation of his system
- but also with a
cultivated, psychological experience that was free of an employee's fear and equal to that of the great novelists - this unification of
depth and businesslike impartiality made his work the expression of a never again recurring constellation and a key to the history of
philosophy. Just as the Other stands out against its will in Schopenhauer's
dark view of the world, his insistence on the bad society points towards a better one.3 In some places to be sure the passion of
thought strives beyond the verdict of social pessimism. Already in
the first volume of the World as Will and Representation, one fi nds the thought of "Cockaigne,"4 which in an enlightened state could be realized with a truly harmonious order. Of course, he heaps on reasons why it nevertheless doesn't work: the fact that we remain
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SCHOPENHAUER AND SOCIETY 93
so distant from this goal, the useless leisure, the boredom that must
arise, the private little businesses and finally war and overpopula tion. The thought of societal good is more decisively formulated in
the second volume of the Parerga: "If further progress at the same
rate is made in the development of machinery, the result after time
may be that the efforts of human labor will be almost entirely saved, just as are those of horses to a large extent even now, for we
could, of course, conceive of a certain universality of mental cul ture in the human race which, however, is impossible so long as a
large part thereof must apply itself to heavy physical labor.
Irritability and sensibility in general as well as in particular are
always and everywhere in antagonism just because on and the same vital force underlies both. Further, since artes molliunt mores
[the arts mitigate manners and customs], wars on a large scale and rows or duels on a small will then perhaps disappear entirely from
the world, just as both have now become much rarer. It is not, how
ever, my purpose here to write a Utopia."5 Whatever was not inten
tional is fulfilled more fundamentally by the negative diagnoses than by deviations into the positive. The manner in which those bit ter and humane recognitions were confirmed in most recent histo
ry still exceeds the premonition of the evils that - as is quoted in section 62 of the World as Will and Representation
- "only a bold
imagination can conjure up in the mind."6 At the same time, one
need not think only of the fanaticism, the endless persecutions, and the cruel expulsions and extermination of entire national and reli
gious groups, which Philalethes describes in the Dialogue on
Religion,7 they found their monstrous afterlife in the century of
Hitler and Stalin; it is enough to recall the everyday life of society in countries where the struggle against the poor has been most suc
cessfully carried out. An infinite amount has been achieved; not
merely economic crises, but also the crises of liberal institutions were banished again and again. Schopenhauer's utopian outlook is
all but realized, however the pressure did not give way. In spite of the unimaginable increase of the forces of production, life did not become easier with advancing alleviation. The abating misery --
which, to be sure, still exists in the middle of civilization (in regions
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94 MAX HORKHEIMER
like Southern Italy it appears most blatantly), lies not merely as
threat, inside and outside, in the ambush, but the improvement has
created new, ideal and real, burdens.
It would be easy in Schopenhauer's sense to make the present
speak. People multiply quicky, those bound to technological needs
even more quickly. If the number of inhabitants in a country has
doubled since 1900, then at the same time the special types of new
appliances, which the man on the street must acquire, partly because of his occupation, partly because of the indispensable
prestige, have multiplied a thousandfold. The civilizing effect of
such equipment is unmistakable: the progressive abolition of
domestic voluntary work for women, the assimilation of the exis
tence of worker and entrepreneur, the democratization of exis
tence. And civilization is not the opposite of culture, as it was
claimed by the agents of the third Reich, but its prerequisite. The
compulsorily accepted shift of economic energies to the instrument
is also unmistakable. The acquisition of automobiles and radios
becomes indispensable and within reach, the investment in a seri ous private library becomes a rarer and much less rewarding luxu
ry; one learns the summary and conclusion of books on broadcasts
and the press, nuance only counts for the expert. In any case, this
same shift results in the favorable reduction of working hours, but
it can only be converted into leisure to a modest extent. Before the
various instruments of mass-entertainment can fight boredom in
one's free-time (which itself is reduced by the way to and from
work), the maintenance of the apartment and the appliances await, a maintenance that even a well-paid worker must take care of him
self as a result of the rising prices for household work and repairs. Women themselves are pursuing careers. Monthly payments for
these ever more comfortable appliances continue until the appli ances themselves become obsolete and need to be replaced by still more "'comfortable" ones. It is therefore a matter of keeping step with the obligations that each alleviation of labor imposes on us.
The psychic energy that is at the disposal of the individual for per sonal interests is, however, by nature limited, and the great internal
expense that the life of the whole (which reproduces itself without
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SCHOPENHAUER AND SOCIETY 95
external compulsion) currently demands of the individual - the
tense attention at work as well as in mechanically transmitted plea sure - requires much of this energy. Perhaps Helvetius was not
wrong, when he connects boredom, which Schopenhauer only views as evil and at best as responsible for superstitions,8 with cor
rect culture, since he sees boredom as the ground of the imagina tion. The boundary between leisure and boredom is blurry; people arrive at neither. In technical civilization, people become so thor
oughly cured of their ponderousness that they forget resistance.
Resistance however is the soul of Schopenhauerian philosophy. His idea of the compensation of progress through fresh suf
fering, in whose execution the representation of the better imposes itself, would today find rich illustrative material, even if one looks
only to the free western countries and closes one's eyes to the need
and terror in the East. As one who spoke disdainfully about smok
ing and of the childlike games of people that require no spiritual exertion, Schopenhauer could wrathfully point to mass-culture
today and its advertisements, which would have found for him their
proper place. But in the - negative -
critique of the present con
dition, in which the structural has absolutely risen in power, he
would have to advance to the recognition that the power and inten
tion of the individual who enters into the whole is as much deter
mined by it as it by the individual. The totality of social relations
currently constitutes itself as a reality with its own lawfulness. It is
the society that produces itself and changes from socially connect
ed individuals and not the individual isolated from society that
grants provision and protection in its particular distribution and
gradation. It is individuals and groups - which always have differ
ent effects depending on their place in society and which fulfill
their function as it arises from the power-play of the whole - and not independent affects and ideas, that form the foundation of the
institutions that are decisive for right and wrong. The whole, in
which the person who is free and independent vis-Ai-vis society reports and slaves away, generates culture and mass-culture, the state of the whole determines the state of language, indeed all intel lectual realms; like the development of organs to experience and
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96 MAX HORKHEIMER
advance intellectual realms, the whole causes the rise of technolo
gy and higher life expectancy, the necessary production of
machines and consumer goods, as well as their irrational force. The
superhuman social being is produced by men; without their activ
ity and against its will, it would be able to do nothing, it is only
strong through their power and yet it effects in turn all individuals.
Just as few of the psychological laws are derived from the
social - such attempts to run indulge in superficiality - so are few
of the social laws derived from the psychological. The interplay of
both, like that of individual and society, is in each epoch, indeed
in each historical moment, different. If the psychic mechanisms in
all individuals, taken in isolation, are the same, then they have a
different effect in every different whole. Every general solution
remains abstract, even the pessimistic, if only because practice does not merely depend on truth, but truth depends also on the
actions of man. This is what the doctrine of the primacy of practi cal reason in Kant meant. In the face of his legacy, which is pre served everywhere in Schopenhauer's philosophy, psychologism carries so little standing as the social universalism of every type.
Translated By Todd Cronan
1 Gesammelte Schriften, Band 7: Vortr?ge und Aufzeichnungen, 1949-1973, ed.
Gunzelin Schmid Noerr (Frankfurt am Main: S. Fischer, 1985), 43-54.
2 Schopenhauer, S?mtliche Werke, ed. Grisebach, vol. II (Leipzig o.J.), 519.
3 Cf. Heinz Maus, Kritik am Justemi Heu. Eine sozialphilosophishce Studie ?ber
Schopenhauer (Bottrop i. W.), 1940.
4 Schopenahuer, S?mtliche Werke, vol. I, 451.
5 Schopenhauer, S?mtliche Werke, vol. V, 254f.
6 Schopenhauer, S?mtliche Werke, vol. I, 451.
7 Schopenhauer, S?mtliche Werke, vol. V, 372ff.
8 Schopenhauer, S?mtliche Werke, vol. I, 417.
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