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Form 8937(December 2011)Department of the TreasuryInternal Revenue Service

Report of Organizational ActionsAffecting Basis of Securities

See separate instructions.

OMB No. 1545-2224

Part I Reporting Issuer1 Issuer's name 2 Issuer's employer identification number (EIN)

3 Name of contact for additional information 4 Telephone No. of contact 5 Email address of contact

6 Number and street (or P.O. box if mail is not delivered to street address) of contact 7 City, town, or post office, state, and Zip code of contact

8 Date of action 9 Classification and description

10 CUSIP number 11 Serial number(s) 12 Ticker symbol 13 Account number(s)

Part II Organizational Action Attach additional statements if needed. See back of form for additional questions.14 Describe the organizational action and, if applicable, the date of the action or the date against which shareholders' ownership is measured for

the action

15 Describe the quantitative effect of the organizational action on the basis of the security in the hands of a U.S. taxpayer as an adjustment pershare or as a percentage of old basis

16 Describe the calculation of the change in basis and the data that supports the calculation, such as the market values of securities and thevaluation dates

For Paperwork Reduction Act Notice, see the separate Instructions. Form 8937 (12-2011)

ISA

SEE APPENDIX A SEE APPENDIX A

BNY MELLON, TRUSTEE 800-813-3074 [email protected]

P.O. BOX 455 EAST SYRACUSE, NY 13057

SEE APPENDIX A RETURN OF CAPITAL

SEE APPENDIX N/A SEE APPENDIX A N/A

DURING THE YEAR ENDED DECEMBER 31, 2013, THE ISSUER DISTRIBUTED AMOUNTS TO ITSUNITHOLDERS, A PORTION OR ALL OF WHICH CONSTITUTED A RETURN OF CAPITAL. SEE APPENDIX A FOR A COMPLETE LIST OF DISTRIBUTIONS AND RETURN OF CAPITAL AMOUNTS.

APPENDIX A PROVIDES THE TOTAL DISTRIBUTIONS PER UNIT, AS WELL AS THE RETURN OF CAPITAL PER UNIT, ON A DISTRIBUTION BY DISTRIBUTION BASIS. THE RETURN OF CAPITAL REPORTED SHOULD REDUCE THE TAXPAYER'S ADJUSTED BASIS OF EACH UNIT HELD ON THE DATEOF THE DISTRIBUTION.

AN ANALYSIS OF THE ISSUER'S CURRENT AND ACCUMULATED EARNINGS AND PROFITS WASPERFORMED IN ORDER TO DETERMINE THE PORTION OF THE DISTRIBUTION THAT CONSTITUTED A DIVIDEND AND THE PORTION THAT CONSTITUTED A RETURN OF CAPITAL.

Form 8937 (Rev. 12-2011) Page 2Part II Organizational Action (continued)

17 List the applicable Internal Revenue Code section(s) and subsection(s) upon which the tax treatment is based

18 Can any resulting loss be recognized?

19 Provide any other information necessary to implement the adjustment, such as the reportable tax year

SignHere

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge andbelief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Signature Date

Print your name Title

PaidPreparerUse Only

Print/Type preparer’s name Preparer's signature DateCheck if self-employed

PTIN

Firm’s name

Firm's address

Firm's EIN

Phone no.

Send Form 8937 (including accompanying statements) to: Department of the Treasury, Internal Revenue Service, Ogden, UT 84201-0054

I.R.C. SECTION 301(c)(2)

THE RETURN OF CAPITAL REPORTED SHOULD REDUCE THE ADJUSTED BASIS OF EACH UNIT HELD ON THE DATE OF THE DISTRIBUTION. UPON THE DISPOSITION OF ALL OR APORTION OF THE UNITS, THE TAXPAYER SHOULD RECOGNIZE GREATER GAIN/LESS LOSS.

THE REPORTABLE TAX YEAR OF THE DISTRIBUTIONS IS 2013.

EXECUTED COPY AVAILABLE AT ADDRESS ABOVE

Issuer's NameIssuer's EIN CUSIP 1 CUSIP 2 CUSIP 3 CUSIP 4 CUSIP 5

Ticker Symbol

Date of Corporate Action

Distribution Per Unit

Per Unit Reduction of Taxpayer's Basis

FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 1/1/2013 0.09090 0.02040FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 2/1/2013 0.02120 0.00476FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 3/1/2013 0.02080 0.00467FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 4/1/2013 0.02000 0.00449FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 5/1/2013 0.02040 0.00458FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 5/1/2013 0.35480 0.35480FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 6/1/2013 0.02000 0.00449FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 7/1/2013 0.01940 0.00435FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 8/1/2013 0.01900 0.00426FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 8/1/2013 0.34070 0.34070FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 9/1/2013 0.01880 0.00422FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 10/1/2013 0.01880 0.00422FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 11/1/2013 0.01790 0.00402FIXED INC SECURITIES GNMA ADVANTAGE INC PORT SER 2 86-1109902 007582208 007582216 GNMA002 12/1/2013 0.01770 0.00397

FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 3 61-1484617 007582380 007582398 GNMA003 6/1/2013 0.39970 0.31824

TAX EXEMPT SECURITIES TRUST CALIFORNIA TRUST 230 (ADVISOR'S DISCIPLINED TRUST 26-2998624 007582786 CA230 4/10/2013 57.98000 57.06392

FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 4 20-3253759 00765T267 00765T275 00765T283 00765T291 GNMA004 2/1/2013 0.31880 0.31485FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 4 20-3253759 00765T267 00765T275 00765T283 00765T291 GNMA004 5/1/2013 0.32160 0.31761FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 4 20-3253759 00765T267 00765T275 00765T283 00765T291 GNMA004 9/1/2013 0.33840 0.33420

FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 5 AM TEST 20-4318730 00765V445 00765V452 00765V460 00765V478 GNMA005 4/1/2013 0.20650 0.19403FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 5 AM TEST 20-4318730 00765V445 00765V452 00765V460 00765V478 GNMA005 7/1/2013 0.27330 0.25679FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 5 AM TEST 20-4318730 00765V445 00765V452 00765V460 00765V478 GNMA005 10/1/2013 0.35750 0.33591

FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 6 20-5455780 00765W682 00765W690 00765W708 00765W716 GNMA006 1/1/2013 0.32630 0.31498FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 6 20-5455780 00765W682 00765W690 00765W708 00765W716 GNMA006 4/1/2013 0.35010 0.33795FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 6 20-5455780 00765W682 00765W690 00765W708 00765W716 GNMA006 6/1/2013 0.28820 0.27820FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 6 20-5455780 00765W682 00765W690 00765W708 00765W716 GNMA006 12/1/2013 0.36750 0.35475

FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 7 20-8436340 00766J680 00766J698 00766J706 00766J714 GNMA007 3/1/2013 0.43620 0.33810FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 7 20-8436340 00766J680 00766J698 00766J706 00766J714 GNMA007 6/1/2013 0.17940 0.13905

FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 8 11-3818744 00766N426 00766N434 00766N442 00766N459 GNMA008 4/1/2013 0.57530 0.52772

FIXED INCOME SECURITIES TAXABLE MUNICIPAL PORTFOLIO SERIES 1 11-3824241 00767D146 00767D161 TMB001 12/18/2013 0.09001 0.06105

FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 1/1/2013 0.02560 0.00010FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 2/1/2013 0.02410 0.00009FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 3/1/2013 0.02300 0.00009FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 3/1/2013 0.59210 0.59210FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 4/1/2013 0.02240 0.00009FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 5/1/2013 0.02230 0.00009FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 6/1/2013 0.02150 0.00008FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 7/1/2013 0.02140 0.00008FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 8/1/2013 0.02110 0.00008FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 9/1/2013 0.02050 0.00008FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 9/1/2013 0.49320 0.49320FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 10/1/2013 0.01960 0.00008FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 11/1/2013 0.01920 0.00007FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 9 11-3829163 00767G701 00767G719 00767G727 00767G735 GNMA009 12/1/2013 0.01980 0.00008

TAX EXEMPT SECURITIES TRUST, NATIONAL TRUST 445 (ADVISOR'S DISCIPLINED TRUST 11-3834009 00767G784 NAT445 9/10/2013 19.00000 18.67510

TAX EXEMPT SECURITIES TRUST, NATIONAL TRUST 446 (ADT 247) 11-3834041 00767J515 NAT446 2/10/2013 30.16000 20.91898

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 447 ADT 255 11-3839399 00767K108 NAT447 1/10/2013 28.11000 19.48304

TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 1/10/2013 3.35000 0.14372TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 2/10/2013 3.34000 0.14329TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 3/10/2013 3.35000 0.14372TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 4/10/2013 3.33000 0.14286TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 5/10/2013 3.34000 0.14329TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 6/10/2013 3.33000 0.14286TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 7/10/2013 3.34000 0.14329TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 8/10/2013 3.29000 0.14114TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 8/10/2013 30.84000 30.84000TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 9/10/2013 3.19000 0.13685TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 10/10/2013 3.19000 0.13685TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 11/10/2013 3.22000 0.13814TAX EXEMPT SECURITIES TRUST, NEW JERSEY 185 (ADT 258) 11-3839402 00767K231 NJ185 12/10/2013 3.19000 0.13685

Combined Form 8937 Appendix A Page 1 of 276


Ticker Symbol




TAX EXEMPT SECURITIES TRUST CALIFORNIA 229-ADT 257 11-3839401 00767K249 CA229 5/10/2013 14.40000 12.57408

TAX EXEMPT SECURITIES TRUST NEW YORK 268 - ADT 257 11-3839400 00767K256 NY268 7/10/2013 117.02000 115.62746

FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 1/1/2013 0.07340 0.00924FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 2/1/2013 0.02380 0.00300FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 3/1/2013 0.02330 0.00293FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 3/1/2013 0.26790 0.26777FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 4/1/2013 0.02230 0.00281FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 5/1/2013 0.02210 0.00278FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 5/1/2013 0.22310 0.22299FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 6/1/2013 0.02140 0.00269FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 7/1/2013 0.02040 0.00257FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 7/1/2013 0.35580 0.35562FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 8/1/2013 0.02000 0.00252FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 9/1/2013 0.01970 0.00248FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 10/1/2013 0.01890 0.00238FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 11/1/2013 0.01840 0.00232FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 12/1/2013 0.01760 0.00222FIXED INCOME SECURITIES GNMA ADVANTAGE INC SER 10 11-3841945 00767K710 00767K728 00767K736 00767K744 GNMA010 12/1/2013 0.27120 0.27106

TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 1/10/2013 3.15000 0.00882TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 2/10/2013 3.14000 0.00879TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 3/10/2013 3.16000 0.00885TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 4/10/2013 3.14000 0.00879TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 5/10/2013 3.14000 0.00879TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 6/10/2013 3.14000 0.00879TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 7/10/2013 3.15000 0.00882TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 8/10/2013 3.14000 0.00879TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 9/10/2013 3.15000 0.00882TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 10/10/2013 3.15000 0.00882TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 11/10/2013 3.15000 0.00882TAX EXEMPT SECURITIES TRUST, NEW YORK 269 (ADT 272) 30-0492312 00767L353 NY269 12/10/2013 3.12000 0.00874

TAX EXEMPT SECURITIES TRUST, NATIONAL TRUST 450 (ADVISORS DISCIPLINED TRUST 3 32-0259607 00767Q337 NAT450 11/10/2013 27.37000 15.03708

TAX EXEMPT SECURITIES TRUST, NEW YORK TRUST 270 (ADVISORS DISCIPLINED TRUST 3 32-0270412 00767Q832 NY270 2/10/2013 45.34000 37.44177TAX EXEMPT SECURITIES TRUST, NEW YORK TRUST 270 (ADVISORS DISCIPLINED TRUST 3 32-0270412 00767Q832 NY270 3/10/2013 35.00000 28.90300TAX EXEMPT SECURITIES TRUST, NEW YORK TRUST 270 (ADVISORS DISCIPLINED TRUST 3 32-0270412 00767Q832 NY270 5/10/2013 49.46000 40.84407TAX EXEMPT SECURITIES TRUST, NEW YORK TRUST 270 (ADVISORS DISCIPLINED TRUST 3 32-0270412 00767Q832 NY270 7/10/2013 32.88000 27.15230

TAX EXEMPT SECURITIES TRUST, NATIONAL TRUST 452 (ADVISORS DISCIPLINED TRUST 3 32-0270444 00767V104 NAT452 10/10/2013 77.71000 50.93113

GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 1/1/2013 0.04610 0.00326GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 2/1/2013 0.02750 0.00195GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 3/1/2013 0.02740 0.00194GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 4/1/2013 0.02690 0.00190GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 4/1/2013 0.25240 0.25240GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 5/1/2013 0.02580 0.00183GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 5/1/2013 0.17370 0.17370GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 6/1/2013 0.02500 0.00177GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 6/1/2013 0.20790 0.20790GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 7/1/2013 0.02420 0.00171GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 7/1/2013 0.12140 0.12140GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 8/1/2013 0.02390 0.00169GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 9/1/2013 0.02330 0.00165GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 10/1/2013 0.02360 0.00167GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 11/1/2013 0.02280 0.00161GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 11/1/2013 0.23960 0.23960GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 12/1/2013 0.02210 0.00156GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 11 (ADVISORS DISCIPLINED TRUST 3 26-3997477 00767V518 00767V526 00767V534 00767V542 GNMA11 12/1/2013 0.16780 0.16780

INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 1/10/2013 3.65000 0.03577INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 2/10/2013 3.63000 0.03557INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 3/10/2013 3.65000 0.03577INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 4/10/2013 3.63000 0.03557INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 5/10/2013 3.64000 0.03567INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 6/10/2013 3.64000 0.03567INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 7/10/2013 3.64000 0.03567INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 8/10/2013 3.64000 0.03567INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 9/10/2013 3.64000 0.03567INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 10/10/2013 3.63000 0.03557



Ticker Symbol




INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 11/10/2013 3.66000 0.03587INSURED TAX EXEMPT MUNICIPAL PORTFOLIO SERIES 3 ADT 331 26-4718319 00767V690 00767V708 ITEM003 12/10/2013 3.63000 0.03557

ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 1/10/2013 3.90000 0.01092ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 2/10/2013 3.96000 0.01109ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 3/10/2013 3.99000 0.01117ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 4/10/2013 3.97000 0.01112ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 5/10/2013 3.98000 0.01114ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 6/10/2013 3.97000 0.01112ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 7/10/2013 4.04000 0.01131ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 8/10/2013 4.00000 0.01120ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 9/10/2013 4.00000 0.01120ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 10/10/2013 4.09000 0.01145ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 11/10/2013 4.04000 0.01131ADVISORS CORPORATE TRUST-NON-FINANCIAL, SERIES 1 (ADT 347) 26-4270943 00767W250 00767W268 NFACT001 12/10/2013 4.03000 0.01128

TAX EXEMPT SECURITIES TRUST, NEW YORK TRUST 271 (INTERMEDIATE INVESTMENT GRAD 26-4518362 00767X142 00767X159 NY271 6/10/2013 39.27000 24.92467

ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 1/10/2013 4.75000 0.05273ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 2/10/2013 4.75000 0.05273ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 3/10/2013 4.78000 0.05306ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 4/10/2013 4.75000 0.05273ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 5/10/2013 4.72000 0.05239ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 6/10/2013 4.73000 0.05250ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 7/10/2013 4.75000 0.05273ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 8/10/2013 4.74000 0.05261ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 9/10/2013 4.75000 0.05273ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 10/10/2013 4.78000 0.05306ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 11/10/2013 4.79000 0.05317ADVISORS CORPORATE TRUST - STRATEGIC SERIES 1 ADT 375 27-0165570 00767X480 00767X498 ACTST001 12/10/2013 4.75000 0.05273

BUILD AMERICA BOND PORTFOLIO SERIES 2 ADT 387 27-0583079 00767X662 00767X670 BAB002 7/10/2013 58.02000 51.26647

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 1/10/2013 4.08000 0.09425TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 2/10/2013 4.06000 0.09379TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 3/10/2013 4.08000 0.09425TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 4/10/2013 4.05000 0.09356TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 5/10/2013 4.02000 0.09286TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 5/10/2013 34.97000 30.07070TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 6/10/2013 3.91000 0.09032TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 7/10/2013 3.94000 0.09101TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 8/10/2013 3.92000 0.09055TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 9/10/2013 3.91000 0.09032TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 10/10/2013 3.92000 0.09055TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 11/10/2013 3.93000 0.09078TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 457 ADT 388 27-0329420 00767X704 00767X712 NAT457 12/10/2013 3.91000 0.09032

ADVISOR CORP TR-NAVELLIER-DIAL HIGH INC OPP PORT SR 1 ADT 382 27-0408706 00767X746 00767X753 ACTND001 1/10/2013 32.02000 29.80101ADVISOR CORP TR-NAVELLIER-DIAL HIGH INC OPP PORT SR 1 ADT 382 27-0408706 00767X746 00767X753 ACTND001 2/10/2013 40.41000 37.60959ADVISOR CORP TR-NAVELLIER-DIAL HIGH INC OPP PORT SR 1 ADT 382 27-0408706 00767X746 00767X753 ACTND001 4/10/2013 240.36000 223.70305ADVISOR CORP TR-NAVELLIER-DIAL HIGH INC OPP PORT SR 1 ADT 382 27-0408706 00767X746 00767X753 ACTND001 7/10/2013 21.39000 19.90767ADVISOR CORP TR-NAVELLIER-DIAL HIGH INC OPP PORT SR 1 ADT 382 27-0408706 00767X746 00767X753 ACTND001 8/10/2013 212.94000 198.18326ADVISOR CORP TR-NAVELLIER-DIAL HIGH INC OPP PORT SR 1 ADT 382 27-0408706 00767X746 00767X753 ACTND001 9/10/2013 50.75000 47.23303

GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 1/1/2013 0.03690 0.00019GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 2/1/2013 0.03340 0.00017GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 2/1/2013 0.16250 0.16250GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 3/1/2013 0.03230 0.00016GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 3/1/2013 0.16290 0.16290GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 4/1/2013 0.03160 0.00016GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 4/1/2013 0.16200 0.16200GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 5/1/2013 0.03100 0.00016GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 5/1/2013 0.13250 0.13250GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 6/1/2013 0.02930 0.00015GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 6/1/2013 0.21140 0.21140GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 7/1/2013 0.02850 0.00015GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 7/1/2013 0.13480 0.13480GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 8/1/2013 0.02840 0.00014GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 8/1/2013 0.11970 0.11970GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 9/1/2013 0.02830 0.00014GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 10/1/2013 0.02670 0.00014GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 11/1/2013 0.02730 0.00014GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 12/1/2013 0.02710 0.00014



Ticker Symbol




GNMA ADVANTAGE INCOME PORTFOLIO SERIES 12 ADT 394 27-0542600 00767X803 00767X811 00767X829 00767X837 GNMA12 12/1/2013 0.10400 0.10400

ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 1/10/2013 4.38000 0.05606ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 2/10/2013 4.40000 0.05632ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 3/10/2013 4.42000 0.05658ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 4/10/2013 4.41000 0.05645ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 5/10/2013 4.41000 0.05645ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 6/10/2013 4.41000 0.05645ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 7/10/2013 4.42000 0.05658ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 8/10/2013 4.42000 0.05658ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 9/10/2013 4.42000 0.05658ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 10/10/2013 4.42000 0.05658ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 11/10/2013 4.44000 0.05683ADVISORS CORPORATE TRUST STRATEGIC - SERIES 4 ADT 381 27-0409268 00768A380 00768A398 ACTST004 12/10/2013 4.42000 0.05658

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 1/10/2013 4.75000 0.13538ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 2/10/2013 4.76000 0.13566ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 3/10/2013 4.78000 0.13623ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 4/10/2013 4.74000 0.13509ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 4/10/2013 23.42000 22.17406ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 5/10/2013 4.69000 0.13367ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 6/10/2013 4.70000 0.13395ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 7/10/2013 4.61000 0.13139ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 7/10/2013 19.51000 18.47207ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 8/10/2013 3.31000 0.09434ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 8/10/2013 232.81000 220.42451ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 9/10/2013 2.76000 0.07866ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 9/10/2013 61.17000 57.91576ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 10/10/2013 2.66000 0.07581ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 11/10/2013 2.67000 0.07610ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 2 ADT 397 27-0543897 00768A448 00768A455 ACTND002 12/10/2013 2.68000 0.07638

ADV CORP TR-NAVELLIER-DIAL HIGH INC OPPORT PORT SER 4 ADT 417 27-0786838 00768B263 00768B271 ACTND004 3/10/2013 26.55000 25.51190ADV CORP TR-NAVELLIER-DIAL HIGH INC OPPORT PORT SER 4 ADT 417 27-0786838 00768B263 00768B271 ACTND004 4/10/2013 75.29000 72.34616ADV CORP TR-NAVELLIER-DIAL HIGH INC OPPORT PORT SER 4 ADT 417 27-0786838 00768B263 00768B271 ACTND004 6/10/2013 12.41000 11.92477ADV CORP TR-NAVELLIER-DIAL HIGH INC OPPORT PORT SER 4 ADT 417 27-0786838 00768B263 00768B271 ACTND004 7/10/2013 113.36000 108.92762ADV CORP TR-NAVELLIER-DIAL HIGH INC OPPORT PORT SER 4 ADT 417 27-0786838 00768B263 00768B271 ACTND004 8/10/2013 117.45000 112.85771

INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 7 ADT 408 27-0747174 00768B289 00768B297 ITEML007 7/10/2013 53.76000 43.00800

TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 1/10/2013 3.70000 0.10989TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 2/10/2013 3.71000 0.11019TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 3/10/2013 3.84000 0.11405TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 4/10/2013 3.75000 0.11138TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 5/10/2013 3.77000 0.11197TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 6/10/2013 3.70000 0.10989TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 7/10/2013 3.70000 0.10989TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 8/10/2013 3.71000 0.11019TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 9/10/2013 3.71000 0.11019TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 10/10/2013 3.74000 0.11108TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 11/10/2013 3.72000 0.11048TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 5 ADT 407 27-0747024 00768B305 00768B313 TEMPI005 12/10/2013 3.71000 0.11019

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 1/10/2013 3.15000 0.17924ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 1/10/2013 23.77000 23.08067ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 2/10/2013 3.10000 0.17639ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 3/10/2013 3.13000 0.17810ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 4/10/2013 2.97000 0.16899ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 4/10/2013 44.81000 43.51051ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 5/10/2013 2.90000 0.16501ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 6/10/2013 2.91000 0.16558ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 7/10/2013 2.66000 0.15135ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 7/10/2013 78.62000 76.34002ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 8/10/2013 1.64000 0.09332ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 8/10/2013 168.97000 164.06987ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 9/10/2013 1.49000 0.08478ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 10/10/2013 1.49000 0.08478ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 11/10/2013 1.52000 0.08649ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 3 ADT 405 27-0670101 00768B321 00768B339 ACTND003 12/10/2013 1.50000 0.08535

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 458 ADT 418 27-0670276 00768B461 00768B479 NAT458 1/10/2013 3.33000 2.82684TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 458 ADT 418 27-0670276 00768B461 00768B479 NAT458 3/10/2013 18.88000 16.02723TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 458 ADT 418 27-0670276 00768B461 00768B479 NAT458 7/10/2013 25.25000 21.43473



Ticker Symbol




INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 1/10/2013 3.65000 0.39092INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 2/10/2013 3.64000 0.38984INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 3/10/2013 3.80000 0.40698INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 4/10/2013 3.65000 0.39092INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 5/10/2013 3.64000 0.38984INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 6/10/2013 3.63000 0.38877INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 7/10/2013 3.65000 0.39092INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 8/10/2013 3.64000 0.38984INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 9/10/2013 3.63000 0.38877INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 10/10/2013 3.63000 0.38877INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 11/10/2013 3.65000 0.39092INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 8 ADT 424 27-0954933 00768B529 00768B537 ITEML008 12/10/2013 3.63000 0.38877

TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 1/10/2013 3.57000 0.63582TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 2/10/2013 3.59000 0.63938TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 3/10/2013 3.75000 0.66788TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 4/10/2013 3.58000 0.63760TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 5/10/2013 3.60000 0.64116TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 6/10/2013 3.58000 0.63760TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 7/10/2013 3.59000 0.63938TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 8/10/2013 3.59000 0.63938TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 9/10/2013 3.59000 0.63938TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 10/10/2013 3.58000 0.63760TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 11/10/2013 3.60000 0.64116TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 12/10/2013 3.57000 0.63582TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 6 ADT 425 27-0955010 00768B545 00768B552 TEMPI006 12/10/2013 21.05000 21.05000

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 1/10/2013 3.38000 0.58339ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 1/10/2013 61.29000 59.71485ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 2/10/2013 3.30000 0.56958ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 3/10/2013 3.22000 0.55577ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 3/10/2013 19.91000 19.39831ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 4/10/2013 3.09000 0.53333ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 4/10/2013 59.14000 57.62010ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 5/10/2013 2.89000 0.49881ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 5/10/2013 19.48000 18.97936ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 6/10/2013 2.86000 0.49364ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 7/10/2013 2.74000 0.47292ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 7/10/2013 24.10000 23.48063ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 8/10/2013 2.54000 0.43840ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 8/10/2013 42.53000 41.43698ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 9/10/2013 2.55000 0.44013ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 10/10/2013 2.56000 0.44186ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 11/10/2013 2.57000 0.44358ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 5 ADT 426 27-0883964 00768B602 00768B610 ACTND005 12/10/2013 2.57000 0.44358

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 6 ADT 431 27-0955118 00768B628 00768B636 ACTND006 1/10/2013 27.12000 26.69422ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 6 ADT 431 27-0955118 00768B628 00768B636 ACTND006 3/10/2013 23.17000 22.80623ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 6 ADT 431 27-0955118 00768B628 00768B636 ACTND006 4/10/2013 72.13000 70.99756ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 6 ADT 431 27-0955118 00768B628 00768B636 ACTND006 5/10/2013 27.86000 27.42260ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 6 ADT 431 27-0955118 00768B628 00768B636 ACTND006 6/10/2013 57.13000 56.23306ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 6 ADT 431 27-0955118 00768B628 00768B636 ACTND006 8/10/2013 55.79000 54.91410ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 6 ADT 431 27-0955118 00768B628 00768B636 ACTND006 9/10/2013 60.86000 59.90450

TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 1/10/2013 3.48000 0.01636TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 2/10/2013 3.44000 0.01617TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 3/10/2013 3.57000 0.01678TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 4/10/2013 3.44000 0.01617TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 5/10/2013 3.45000 0.01622TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 6/10/2013 3.44000 0.01617TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 7/10/2013 3.47000 0.01631TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 8/10/2013 3.44000 0.01617TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 9/10/2013 3.43000 0.01612TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 10/10/2013 3.43000 0.01612TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 11/10/2013 3.43000 0.01612TAX EXEMPT SECURITIES TRUST - NATIONAL TRUST 459 ADT 432 27-1027907 00768H104 00768H112 NAT459 12/10/2013 3.44000 0.01617

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 1/10/2013 3.10000 1.15134ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 1/10/2013 25.21000 24.71336ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 2/10/2013 3.14000 1.16620ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 3/10/2013 3.17000 1.17734ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 4/10/2013 3.04000 1.12906



Ticker Symbol




ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 4/10/2013 52.91000 51.86767ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 5/10/2013 2.86000 1.06220ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 5/10/2013 9.53000 9.34226ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 6/10/2013 2.85000 1.05849ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 7/10/2013 2.88000 1.06963ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 8/10/2013 2.21000 0.82079ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 8/10/2013 123.77000 121.33173ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 9/10/2013 2.09000 0.77623ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 10/10/2013 2.11000 0.78365ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 11/10/2013 2.13000 0.79108ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 7 ADT 436 27-1076720 00768H146 00768H153 ACTND007 12/10/2013 2.12000 0.78737

ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 1/10/2013 3.49000 1.15589ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 1/10/2013 35.44000 33.19310ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 2/10/2013 3.51000 1.16251ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 3/10/2013 3.54000 1.17245ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 4/10/2013 3.43000 1.13602ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 4/10/2013 52.03000 48.73130ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 5/10/2013 3.28000 1.08634ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 6/10/2013 3.34000 1.10621ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 7/10/2013 3.20000 1.05984ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 7/10/2013 16.11000 15.08863ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 8/10/2013 2.95000 0.97704ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 8/10/2013 53.50000 50.10810ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 9/10/2013 2.98000 0.98698ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 10/10/2013 2.99000 0.99029ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 11/10/2013 3.03000 1.00354ADV CORP TR - NAVELLIER-DIAL HIGH INC OPPOR PORT SR 8 ADT 437 27-1145706 00768H161 00768H179 ACTND008 12/10/2013 3.02000 1.00022

INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 1/10/2013 3.57000 0.17172INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 2/10/2013 3.56000 0.17124INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 3/10/2013 3.70000 0.17797INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 4/10/2013 3.56000 0.17124INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 5/10/2013 3.58000 0.17220INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 6/10/2013 3.57000 0.17172INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 7/10/2013 3.57000 0.17172INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 8/10/2013 3.57000 0.17172INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 9/10/2013 3.56000 0.17124INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 10/10/2013 3.58000 0.17220INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 11/10/2013 3.58000 0.17220INSURED TAX EXEMPT MUNI PORT LONG TERM SER9 ADT 434 27-1136163 00768H187 00768H195 ITEML009 12/10/2013 3.56000 0.17124

ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 1/10/2013 2.47000 0.45670ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 1/10/2013 19.50000 18.66540ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 2/10/2013 2.50000 0.46225ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 3/10/2013 2.53000 0.46780ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 4/10/2013 2.00000 0.36980ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 4/10/2013 113.28000 108.43162ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 5/10/2013 1.71000 0.31618ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 6/10/2013 1.72000 0.31803ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 7/10/2013 1.49000 0.27550ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 7/10/2013 58.83000 56.31208ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 8/10/2013 1.21000 0.22373ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 8/10/2013 47.02000 45.00754ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 9/10/2013 0.97000 0.17935ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 9/10/2013 46.11000 44.13649ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 10/10/2013 0.93000 0.17196ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 11/10/2013 0.95000 0.17566ADV CORP TR NAVELLIER-DIAL HIGH INC OPPOR PORT SER 9 ADT 444 27-1239975 00768H526 00768H534 ACTND009 12/10/2013 0.95000 0.17566

ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 1/10/2013 2.94000 0.96550ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 2/10/2013 2.95000 0.96878ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 3/10/2013 2.96000 0.97206ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 4/10/2013 2.90000 0.95236ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 4/10/2013 31.40000 29.15176ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 5/10/2013 2.81000 0.92280ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 6/10/2013 2.82000 0.92609ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 7/10/2013 2.54000 0.83414ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 7/10/2013 62.27000 57.81147ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 8/10/2013 2.56000 0.84070ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 9/10/2013 2.56000 0.84070ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 10/10/2013 2.56000 0.84070ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 11/10/2013 2.58000 0.84727



Ticker Symbol




ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SER 10 ADT 450 27-1341439 00768H542 00768H559 ACTND010 12/10/2013 2.56000 0.84070

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 1/10/2013 3.66000 0.01244TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 1/10/2013 31.54000 29.92200TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 2/10/2013 3.54000 0.01204TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 3/10/2013 3.68000 0.01251TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 4/10/2013 3.54000 0.01204TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 5/10/2013 3.55000 0.01207TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 6/10/2013 3.54000 0.01204TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 7/10/2013 3.56000 0.01210TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 8/10/2013 3.54000 0.01204TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 9/10/2013 3.54000 0.01204TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 10/10/2013 3.55000 0.01207TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 11/10/2013 3.56000 0.01210TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 460 ADT 449 27-1295161 00768H583 00768H591 NAT460 12/10/2013 3.55000 0.01207

TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 1/10/2013 3.61000 0.30144TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 2/10/2013 3.60000 0.30060TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 3/10/2013 3.76000 0.31396TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 4/10/2013 3.59000 0.29977TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 4/10/2013 9.68000 2.76074TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 5/10/2013 3.58000 0.29893TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 6/10/2013 3.57000 0.29810TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 7/10/2013 3.57000 0.29810TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 8/10/2013 3.57000 0.29810TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 9/10/2013 3.79000 0.31647TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 10/10/2013 3.66000 0.30561TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 11/10/2013 3.60000 0.30060TAX EXEMPT MUNICIPAL PORT INTERMEDIATE SER 8 ADT 446 27-1321347 00768H609 00768H617 TEMPI008 12/10/2013 3.59000 0.29977

INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 1/10/2013 3.73000 0.27229INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 2/10/2013 3.71000 0.27083INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 3/10/2013 3.84000 0.28032INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 4/10/2013 3.71000 0.27083INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 5/10/2013 3.72000 0.27156INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 6/10/2013 3.71000 0.27083INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 7/10/2013 3.71000 0.27083INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 8/10/2013 3.72000 0.27156INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 9/10/2013 3.71000 0.27083INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 10/10/2013 3.71000 0.27083INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 11/10/2013 3.72000 0.27156INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 11 ADT 454 27-1472325 00768H849 00768H856 ITEML011 12/10/2013 3.71000 0.27083

ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 1/10/2013 2.90000 0.96686ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 2/10/2013 2.93000 0.97686ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 3/10/2013 2.96000 0.98686ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 4/10/2013 2.98000 0.99353ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 5/10/2013 3.01000 1.00353ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 6/10/2013 3.00000 1.00020ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 7/10/2013 2.90000 0.96686ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 7/10/2013 23.55000 18.25125ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 8/10/2013 2.91000 0.97019ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 9/10/2013 2.92000 0.97353ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 10/10/2013 2.94000 0.98020ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 11/10/2013 2.95000 0.98353ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR 27-1410893 00768N101 00768N119 ACTND011 12/10/2013 2.93000 0.97686

ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 1/10/2013 3.54000 0.58516ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 1/10/2013 14.61000 14.13518ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 2/10/2013 3.59000 0.59343ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 3/10/2013 3.61000 0.59673ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 4/10/2013 3.56000 0.58847ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 4/10/2013 11.74000 11.35845ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 5/10/2013 3.55000 0.58682ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 6/10/2013 3.55000 0.58682ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 7/10/2013 2.95000 0.48764ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 7/10/2013 179.89000 174.04358ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 8/10/2013 2.66000 0.43970ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 9/10/2013 2.41000 0.39837ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 9/10/2013 49.87000 48.24923ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 10/10/2013 2.28000 0.37688ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 10/10/2013 24.80000 23.99400ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 11/10/2013 2.30000 0.38019



Ticker Symbol




ADV CORP TR NAVELLIER DIAL HIGH INC OPPOR PORT SR 12 ADT 430 27-1472241 00768N127 00768N135 ACTND012 12/10/2013 2.30000 0.38019

BUILD AMERICA BOND PORTFOLIO SERIES 6 ADT 456 27-1321204 00768N143 00768N150 BAB006 9/10/2013 88.08000 79.77406

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 1/10/2013 3.78000 0.03024TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 1/10/2013 27.33000 27.33000TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 2/10/2013 3.68000 0.02944TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 3/10/2013 3.81000 0.03048TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 4/10/2013 3.68000 0.02944TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 5/10/2013 3.68000 0.02944TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 6/10/2013 3.68000 0.02944TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 7/10/2013 3.70000 0.02960TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 8/10/2013 3.68000 0.02944TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 9/10/2013 3.68000 0.02944TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 10/10/2013 3.69000 0.02952TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 11/10/2013 3.69000 0.02952TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 461 ADT 457 27-1569771 00768N168 00768N176 NAT461 12/10/2013 3.69000 0.02952

GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 1/1/2013 0.03100 0.00074GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 1/1/2013 0.13290 0.13290GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 2/1/2013 0.03080 0.00073GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 3/1/2013 0.03040 0.00072GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 3/1/2013 0.11920 0.11920GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 4/1/2013 0.02990 0.00071GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 5/1/2013 0.03000 0.00071GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 6/1/2013 0.02960 0.00070GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 6/1/2013 0.18180 0.18180GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 7/1/2013 0.02910 0.00069GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 8/1/2013 0.02930 0.00070GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 9/1/2013 0.02910 0.00069GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 10/1/2013 0.02870 0.00068GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 11/1/2013 0.02880 0.00069GNMA ADVANTAGE INCOME PORTFOLIO SERIES 13 ADT 464 27-1630144 00768N226 00768N234 00768N242 00768N259 GNMA13 12/1/2013 0.02910 0.00069

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 13 ADT463 27-1630234 00768N523 00768N531 ACTND013 1/10/2013 74.01000 69.93945ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 13 ADT463 27-1630234 00768N523 00768N531 ACTND013 4/10/2013 119.40000 112.83300ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 13 ADT463 27-1630234 00768N523 00768N531 ACTND013 7/10/2013 199.64000 188.65980ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 13 ADT463 27-1630234 00768N523 00768N531 ACTND013 8/10/2013 38.20000 36.09900ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 13 ADT463 27-1630234 00768N523 00768N531 ACTND013 9/10/2013 47.39000 44.78355ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 13 ADT463 27-1630234 00768N523 00768N531 ACTND013 10/10/2013 21.91000 20.70495

TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 1/10/2013 3.67000 0.12184TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 2/10/2013 3.68000 0.12218TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 3/10/2013 3.82000 0.12682TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 4/10/2013 3.68000 0.12218TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 5/10/2013 3.70000 0.12284TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 6/10/2013 3.68000 0.12218TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 7/10/2013 3.68000 0.12218TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 8/10/2013 3.68000 0.12218TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 9/10/2013 3.68000 0.12218TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 10/10/2013 3.68000 0.12218TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 11/10/2013 3.69000 0.12251TAX EXEMPT MUNICIPAL PORTFOLIO INTERMEDIATE SER 10 ADT 471 27-1719676 00768N549 00768N556 TEMPI010 12/10/2013 3.67000 0.12184

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 1/10/2013 4.97000 0.63467ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 2/10/2013 5.00000 0.63850ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 3/10/2013 5.03000 0.64233ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 4/10/2013 4.05000 0.51719ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 4/10/2013 217.90000 207.54975ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 5/10/2013 3.45000 0.44057ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 6/10/2013 3.38000 0.43163ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 6/10/2013 17.44000 16.61160ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 7/10/2013 3.06000 0.39076ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 7/10/2013 113.64000 108.24210ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 8/10/2013 2.68000 0.34224ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 8/10/2013 38.41000 36.58553ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 9/10/2013 2.42000 0.30903ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 9/10/2013 51.40000 48.95850ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 10/10/2013 2.22000 0.28349ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 10/10/2013 36.61000 34.87103ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 11/10/2013 2.25000 0.28733ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 14 ADT 469 27-1764698 00768N564 00768N572 ACTND014 12/10/2013 2.23000 0.28477



Ticker Symbol




BUILD AMERICA BOND PORTFOLIO SERIES 8 ADT 482 27-1630302 00768N648 00768N655 BAB008 1/10/2013 3.53000 3.49894BUILD AMERICA BOND PORTFOLIO SERIES 8 ADT 482 27-1630302 00768N648 00768N655 BAB008 9/10/2013 41.16000 40.79779BUILD AMERICA BOND PORTFOLIO SERIES 8 ADT 482 27-1630302 00768N648 00768N655 BAB008 12/10/2013 3.71000 3.67735

SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 1/10/2013 0.05420 0.00534SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 2/10/2013 0.05420 0.00534SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 3/10/2013 0.05400 0.00532SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 4/10/2013 0.05400 0.00532SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 5/10/2013 0.05420 0.00534SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 6/10/2013 0.05390 0.00531SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 7/10/2013 0.05380 0.00530SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 8/10/2013 0.05370 0.00529SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 9/10/2013 0.05320 0.00524SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 10/10/2013 0.05250 0.00517SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 11/10/2013 0.05250 0.00517SENIOR VARIABLE RATE AND INC CLOSED-END PORT SER 15 ADT 480 27-1846805 00768V186 00768V194 00768V202 00768V210 SRVAR015 12/10/2013 0.05180 0.00510

ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 1/10/2013 4.38000 0.07534ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 2/10/2013 4.40000 0.07568ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 3/10/2013 4.42000 0.07602ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 4/10/2013 4.39000 0.07551ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 5/10/2013 4.39000 0.07551ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 6/10/2013 4.38000 0.07534ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 7/10/2013 4.40000 0.07568ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 8/10/2013 4.38000 0.07534ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 9/10/2013 4.39000 0.07551ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 10/10/2013 4.42000 0.07602ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 11/10/2013 4.42000 0.07602ADVISORS CORPORATE TRUST - STRATEGIC SERIES 6 ADT 493 27-1800036 00768V269 00768V277 ACTST006 12/10/2013 4.39000 0.07551

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 1/10/2013 4.60000 0.77878ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 2/10/2013 4.60000 0.77878ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 3/10/2013 4.63000 0.78386ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 4/10/2013 4.55000 0.77032ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 4/10/2013 33.18000 31.67695ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 5/10/2013 4.48000 0.75846ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 6/10/2013 4.39000 0.74323ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 6/10/2013 23.58000 22.51183ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 7/10/2013 3.99000 0.67551ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 7/10/2013 119.91000 114.47808ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 8/10/2013 3.65000 0.61795ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 8/10/2013 18.57000 17.72878ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 9/10/2013 3.51000 0.59424ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 9/10/2013 56.55000 53.98829ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 10/10/2013 3.37000 0.57054ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 10/10/2013 27.89000 26.62658ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 11/10/2013 3.38000 0.57223ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 16 ADT 489 27-2031429 00768V301 00768V319 ACTND016 12/10/2013 3.40000 0.57562

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 1/10/2013 5.00000 0.34700ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 2/10/2013 5.02000 0.34839ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 3/10/2013 5.06000 0.35116ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 4/10/2013 4.23000 0.29356ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 4/10/2013 137.11000 129.62379ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 5/10/2013 3.91000 0.27135ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 6/10/2013 3.82000 0.26511ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 6/10/2013 27.53000 26.02686ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 7/10/2013 3.26000 0.22624ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 7/10/2013 146.56000 138.55782ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 8/10/2013 2.97000 0.20612ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 8/10/2013 35.30000 33.37262ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 9/10/2013 2.63000 0.18252ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 9/10/2013 69.95000 66.13073ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 10/10/2013 2.44000 0.16934ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 10/10/2013 29.56000 27.94602ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 11/10/2013 2.51000 0.17419ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SR 15 ADT 488 27-1937631 00768V327 00768V335 ACTND015 12/10/2013 2.51000 0.17419

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 1/10/2013 3.69000 0.01181TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 2/10/2013 3.67000 0.01174TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 3/10/2013 3.82000 0.01222TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 4/10/2013 3.67000 0.01174TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 5/10/2013 3.67000 0.01174



Ticker Symbol




TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 6/10/2013 3.67000 0.01174TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 7/10/2013 3.69000 0.01181TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 8/10/2013 3.67000 0.01174TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 9/10/2013 3.66000 0.01171TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 10/10/2013 3.66000 0.01171TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 11/10/2013 3.70000 0.01184TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 462 ADT 481 27-1858162 00768V343 00768V350 NAT462 12/10/2013 3.63000 0.01162

INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 1/10/2013 3.48000 0.10475INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 2/10/2013 3.45000 0.10385INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 3/10/2013 3.60000 0.10836INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 4/10/2013 3.44000 0.10354INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 5/10/2013 3.45000 0.10385INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 6/10/2013 3.44000 0.10354INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 7/10/2013 3.45000 0.10385INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 8/10/2013 3.44000 0.10354INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 9/10/2013 3.45000 0.10385INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 10/10/2013 3.43000 0.10324INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 11/10/2013 3.44000 0.10354INSURED TAX EXEMPT MUNICIPAL PORT LONG TERM SER 13 ADT 491 27-1914634 00768V368 00768V376 ITEML013 12/10/2013 3.44000 0.10354

ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 1/10/2013 4.79000 0.57911ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 2/10/2013 4.81000 0.58153ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 3/10/2013 4.84000 0.58516ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 4/10/2013 4.06000 0.49085ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 4/10/2013 148.81000 139.50938ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 5/10/2013 3.70000 0.44733ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 6/10/2013 3.55000 0.42920ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 6/10/2013 115.51000 108.29063ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 7/10/2013 2.79000 0.33731ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 7/10/2013 55.73000 52.24688ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 8/10/2013 2.79000 0.33731ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 9/10/2013 2.79000 0.33731ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 10/10/2013 2.79000 0.33731ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 10/10/2013 5.95000 5.57813ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 11/10/2013 2.46000 0.29741ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 11/10/2013 57.99000 54.36563ADV CORP TR NAV DIAL HI SR19 ADT520 27-2555859 00768X406 00768X414 ACTND019 12/10/2013 2.49000 0.30104

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 1/10/2013 4.32000 0.33350ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 2/10/2013 4.32000 0.33350ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 3/10/2013 4.34000 0.33505ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 4/10/2013 4.34000 0.33505ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 5/10/2013 4.36000 0.33659ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 6/10/2013 4.22000 0.32578ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 6/10/2013 46.43000 43.45384ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 7/10/2013 3.91000 0.30185ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 7/10/2013 72.66000 68.00249ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 8/10/2013 3.58000 0.27638ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 8/10/2013 51.96000 48.62936ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 9/10/2013 3.62000 0.27946ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 10/10/2013 3.47000 0.26788ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 10/10/2013 42.53000 39.80383ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 11/10/2013 3.12000 0.24086ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 11/10/2013 52.97000 49.57462ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 17 ADT 510 27-2132243 00768X422 00768X430 ACTND017 12/10/2013 3.18000 0.24550

ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 1/10/2013 4.90000 0.82418ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 2/10/2013 4.90000 0.82418ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 3/10/2013 4.92000 0.82754ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 4/10/2013 4.09000 0.68794ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 4/10/2013 163.84000 154.77965ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 5/10/2013 3.53000 0.59375ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 5/10/2013 51.79000 48.92601ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 6/10/2013 3.43000 0.57693ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 6/10/2013 8.40000 7.93548ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 7/10/2013 3.25000 0.54665ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 7/10/2013 50.58000 47.78293ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 8/10/2013 3.25000 0.54665ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 9/10/2013 3.26000 0.54833ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 10/10/2013 3.14000 0.52815ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 10/10/2013 33.88000 32.00644ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 11/10/2013 2.80000 0.47096



Ticker Symbol




ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 11/10/2013 61.86000 58.43914ADV CORP TR NAVELLIER DIAL HIGH INC OPPORT PORT SER 18 ADT514 27-2273394 00768X448 00768X455 ACTND018 12/10/2013 2.83000 0.47601

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 1/10/2013 3.81000 0.03924TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 2/10/2013 3.78000 0.03893TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 3/10/2013 3.86000 0.03976TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 4/10/2013 3.78000 0.03893TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 5/10/2013 3.79000 0.03904TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 6/10/2013 3.78000 0.03893TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 7/10/2013 1.96000 1.89571TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 7/10/2013 3.78000 0.03893TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 8/10/2013 3.77000 0.03883TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 9/10/2013 3.77000 0.03883TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 10/10/2013 3.75000 0.03863TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 11/10/2013 3.80000 0.03914TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 12/10/2013 3.64000 0.03749TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 463 ADT 523 27-2251068 00768X703 00768X711 NAT463 12/10/2013 36.88000 35.67034

BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 1/10/2013 5.20000 0.01248BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 2/10/2013 5.17000 0.01241BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 3/10/2013 5.19000 0.01246BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 4/10/2013 5.17000 0.01241BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 5/10/2013 5.19000 0.01246BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 6/10/2013 5.16000 0.01238BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 7/10/2013 5.20000 0.01248BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 8/10/2013 5.16000 0.01238BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 9/10/2013 5.14000 0.01234BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 10/10/2013 5.16000 0.01238BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 11/10/2013 5.17000 0.01241BUILD AMERICA BOND PORT SER 13 - AN SMC FIM PORT ADT 524 27-2600163 00769B221 00769B239 BAB013 12/10/2013 5.16000 0.01238

BUILD AMER BOND LTD MAT PORT SER 1 - AN SMC FIM PORT ADT 539 27-2357324 00769B320 00769B338 BABLM001 3/10/2013 21.08000 10.54422BUILD AMER BOND LTD MAT PORT SER 1 - AN SMC FIM PORT ADT 539 27-2357324 00769B320 00769B338 BABLM001 4/10/2013 8.50000 4.25170

ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 1/10/2013 4.66000 0.45621ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 2/10/2013 4.63000 0.45328ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 3/10/2013 4.65000 0.45524ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 4/10/2013 4.63000 0.45328ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 5/10/2013 4.65000 0.45524ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 6/10/2013 4.64000 0.45426ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 7/10/2013 4.64000 0.45426ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 8/10/2013 4.65000 0.45524ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 9/10/2013 4.65000 0.45524ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 10/10/2013 4.66000 0.45621ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 11/10/2013 4.67000 0.45719ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 4 ADT 589 27-3270144 00769B825 00769B833 ACTCT004 12/10/2013 4.66000 0.45621

ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 1/10/2013 5.10000 1.19493ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 2/10/2013 5.14000 1.20430ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 3/10/2013 5.17000 1.21133ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 4/10/2013 4.35000 1.01921ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 4/10/2013 167.14000 151.47898ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 5/10/2013 3.95000 0.92549ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 6/10/2013 3.91000 0.91611ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 6/10/2013 24.75000 22.43093ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 7/10/2013 3.67000 0.85988ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 7/10/2013 22.59000 20.47332ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 8/10/2013 3.70000 0.86691ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 9/10/2013 3.71000 0.86925ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 10/10/2013 3.72000 0.87160ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 11/10/2013 3.57000 0.83645ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 11/10/2013 37.95000 34.39409ADV CORP TR NAVELLIER DIAL HI INC OPPORT PORT SER 22 ADT590 27-3259906 00769B841 00769B858 ACTND022 12/10/2013 3.53000 0.82708

TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 1/10/2013 3.24000 0.23101TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 2/10/2013 3.17000 0.22602TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 3/10/2013 3.28000 0.23386TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 4/10/2013 3.15000 0.22460TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 5/10/2013 3.15000 0.22460TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 6/10/2013 3.15000 0.22460TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 7/10/2013 3.17000 0.22602TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 8/10/2013 3.15000 0.22460TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 9/10/2013 3.13000 0.22317



Ticker Symbol




TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 10/10/2013 3.13000 0.22317TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 11/10/2013 3.13000 0.22317TAX EXEMPT MUNICIPAL PORTFOLIO,SERIES 3 (INSURED)- AN SMC FIM PORTFOLIO 27-3215111 00769B866 00769B874 TEMP003 12/10/2013 3.11000 0.22174

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 1/10/2013 3.48000 0.05116TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 2/10/2013 3.45000 0.05072TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 3/10/2013 3.58000 0.05263TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 4/10/2013 3.45000 0.05072TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 5/10/2013 3.46000 0.05086TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 6/10/2013 3.45000 0.05072TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 7/10/2013 3.48000 0.05116TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 8/10/2013 3.45000 0.05072TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 9/10/2013 3.45000 0.05072TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 10/10/2013 3.45000 0.05072TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 11/10/2013 3.46000 0.05086TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 464 ADT 543 27-2785185 00769C229 00769C237 NAT464 12/10/2013 3.45000 0.05072

ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 1/10/2013 5.05000 0.48228ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 2/10/2013 5.07000 0.48419ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 3/10/2013 5.10000 0.48705ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 4/10/2013 4.33000 0.41352ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 4/10/2013 157.29000 148.24583ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 5/10/2013 3.91000 0.37341ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 6/10/2013 3.73000 0.35622ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 6/10/2013 86.40000 81.43200ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 7/10/2013 3.23000 0.30847ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 7/10/2013 79.69000 75.10783ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 8/10/2013 3.13000 0.29892ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 9/10/2013 3.13000 0.29892ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 10/10/2013 3.02000 0.28841ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 10/10/2013 31.50000 29.68875ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 11/10/2013 2.70000 0.25785ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 11/10/2013 59.68000 56.24840ADV CORP TR NAV DIAL HI SR20 ADT 545 27-2785334 00769C245 00769C252 ACTND020 12/10/2013 2.71000 0.25881

BUILD AMER BOND LTD MAT PORT SER 3 AN SMC FIM PORT ADT 547 27-2789075 00769C302 00769C310 BABLM003 12/10/2013 92.34000 80.28963

ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 1/10/2013 4.60000 0.62100ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 2/10/2013 4.56000 0.61560ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 3/10/2013 4.57000 0.61695ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 4/10/2013 4.56000 0.61560ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 5/10/2013 4.57000 0.61695ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 6/10/2013 4.56000 0.61560ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 7/10/2013 4.57000 0.61695ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 8/10/2013 4.58000 0.61830ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 9/10/2013 4.57000 0.61695ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 10/10/2013 4.60000 0.62100ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 11/10/2013 4.61000 0.62235ADV CORP TR CUTWATER INC SR1 ADT540 27-2560601 00769C344 00769C351 ACTCT001 12/10/2013 4.60000 0.62100

ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 1/10/2013 4.98000 0.11305ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 2/10/2013 5.02000 0.11395ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 3/10/2013 5.02000 0.11395ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 4/10/2013 5.01000 0.11373ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 5/10/2013 5.03000 0.11418ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 6/10/2013 5.03000 0.11418ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 7/10/2013 5.04000 0.11441ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 8/10/2013 5.05000 0.11464ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 9/10/2013 5.05000 0.11464ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 10/10/2013 5.09000 0.11554ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 11/10/2013 5.07000 0.11509ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 2 ADT 549 27-2790024 00769C401 00769C419 ACTCT002 12/10/2013 5.07000 0.11509

GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 1/1/2013 0.03180 0.00113GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 2/1/2013 0.03060 0.00109GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 3/1/2013 0.03030 0.00108GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 3/1/2013 0.15890 0.15890GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 4/1/2013 0.02980 0.00106GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 5/1/2013 0.02940 0.00105GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 5/1/2013 0.17760 0.17760GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 6/1/2013 0.02880 0.00103GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 6/1/2013 0.10210 0.10210GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 7/1/2013 0.02900 0.00103



Ticker Symbol




GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 8/1/2013 0.02780 0.00099GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 9/1/2013 0.02920 0.00104GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 10/1/2013 0.02840 0.00101GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 11/1/2013 0.02830 0.00101GNMA ADVANTAGE INCOME PORTFOLIO SERIES 14 ADT 554 27-2970382 00769C468 00769C476 00769C484 00769C492 GNMA014 12/1/2013 0.02830 0.00101

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 1/10/2013 4.79000 1.09116ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 2/10/2013 4.81000 1.09572ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 3/10/2013 4.84000 1.10255ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 4/10/2013 4.82000 1.09800ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 5/10/2013 4.81000 1.09572ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 5/10/2013 15.44000 13.69065ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 6/10/2013 4.70000 1.07066ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 6/10/2013 43.73000 38.77539ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 7/10/2013 4.38000 0.99776ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 7/10/2013 36.39000 32.26701ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 8/10/2013 4.40000 1.00232ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 9/10/2013 4.40000 1.00232ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 10/10/2013 4.41000 1.00460ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 11/10/2013 4.32000 0.98410ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 11/10/2013 12.30000 10.90641ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 21 ADT 562 27-2978671 00769C542 00769C567 ACTND021 12/10/2013 4.35000 0.99093

ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 1/10/2013 4.81000 0.03127ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 2/10/2013 4.78000 0.03107ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 3/10/2013 4.80000 0.03120ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 4/10/2013 4.77000 0.03101ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 5/10/2013 4.78000 0.03107ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 6/10/2013 4.78000 0.03107ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 7/10/2013 4.79000 0.03114ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 8/10/2013 4.80000 0.03120ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 9/10/2013 5.36000 0.03484ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 10/10/2013 4.94000 0.03211ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 11/10/2013 4.93000 0.03205ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 3 ADT 563 27-2978768 00769C583 00769C609 ACTCT003 12/10/2013 4.90000 0.03185

BUILD AMER BOND LTD MAT PORT SER 4 AN SMC FIM PORT ADT 564 27-2978880 00769C625 00769C641 BABLM004 11/10/2013 35.61000 27.82922

TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 1/10/2013 3.52000 0.47626TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 2/10/2013 3.51000 0.47490TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 3/10/2013 3.61000 0.48843TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 4/10/2013 3.50000 0.47355TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 5/10/2013 3.52000 0.47626TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 6/10/2013 3.50000 0.47355TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 7/10/2013 3.53000 0.47761TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 8/10/2013 3.51000 0.47490TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 9/10/2013 3.50000 0.47355TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 10/10/2013 3.50000 0.47355TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 11/10/2013 3.50000 0.47355TAX EXEMPT MUNI PORT INTER SER 16 AB SMC FIM PORT ADT 566 27-2978985 00769C708 00769C724 TEMPI016 12/10/2013 3.51000 0.47490

SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 1/10/2013 0.05620 0.00517SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 2/10/2013 0.05620 0.00517SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 3/10/2013 0.05620 0.00517SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 4/10/2013 0.05640 0.00519SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 5/10/2013 0.05640 0.00519SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 6/10/2013 0.05630 0.00518SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 7/10/2013 0.05630 0.00518SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 8/10/2013 0.05570 0.00512SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 9/10/2013 0.05570 0.00512SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 10/10/2013 0.05520 0.00508SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 11/10/2013 0.05520 0.00508SENIOR VARIABLE RATE AND INCOME CLOSED-END PORT 17 ADT 586 27-3396243 00769F628 00769F636 00769F644 00769F651 SRVAR017 12/10/2013 0.05450 0.00501

TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 1/10/2013 3.28000 0.59434TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 2/10/2013 3.26000 0.59071TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 3/10/2013 3.39000 0.61427TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 4/10/2013 3.27000 0.59252TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 5/10/2013 3.28000 0.59434TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 6/10/2013 3.26000 0.59071TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 7/10/2013 3.27000 0.59252TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 8/10/2013 3.27000 0.59252TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 9/10/2013 3.26000 0.59071



Ticker Symbol




TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 10/10/2013 3.26000 0.59071TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 11/10/2013 3.28000 0.59434TAX EXEMPT MUNI PORT INTER SER 17 AN SMC FIM PORT ADT 472 27-3270054 00769F743 00769F750 TEMPI017 12/10/2013 3.27000 0.59252

BUILD AMER BOND LTD MAT PORT SER 5 AN SMC FIM PORT ADT 593 27-3269923 00769F768 00769F776 BABLM005 12/18/2013 1.94000 0.27955

TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 1/10/2013 3.27000 0.43393TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 2/10/2013 3.29000 0.43658TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 3/10/2013 3.44000 0.45649TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 4/10/2013 3.29000 0.43658TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 5/10/2013 3.29000 0.43658TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 6/10/2013 3.28000 0.43526TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 7/10/2013 3.32000 0.44056TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 8/10/2013 3.29000 0.43658TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 9/10/2013 3.30000 0.43791TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 10/10/2013 3.28000 0.43526TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 11/10/2013 3.30000 0.43791TAX EXEMPT MUNI PORT INTER SER 18 AN SMC FIM PORT ADT 583 27-3449481 00769F784 00769F792 TEMPI018 12/10/2013 3.25000 0.43128

BUILD AMERICA BOND PORT SER 16 - AN SMC FIM PORT ADT 592 27-3270239 00769F800 00769F818 BAB016 12/18/2013 0.76000 0.40706

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 1/10/2013 5.10000 1.24797ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 2/10/2013 5.12000 1.25286ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 3/10/2013 5.15000 1.26021ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 4/10/2013 4.44000 1.08647ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 4/10/2013 142.23000 127.15362ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 5/10/2013 4.07000 0.99593ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 6/10/2013 4.02000 0.98369ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 6/10/2013 37.42000 33.45348ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 7/10/2013 3.73000 0.91273ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 7/10/2013 21.55000 19.26570ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 8/10/2013 3.77000 0.92252ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 9/10/2013 3.78000 0.92497ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 10/10/2013 3.80000 0.92986ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 11/10/2013 3.53000 0.86379ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 11/10/2013 57.79000 51.66426ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 23 ADT 601 27-3310175 00769J182 00769J190 ACTND023 12/10/2013 3.48000 0.85156

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 1/10/2013 5.11000 1.30101ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 2/10/2013 5.13000 1.30610ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 3/10/2013 5.15000 1.31119ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 4/10/2013 4.82000 1.22717ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 5/10/2013 4.95000 1.26027ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 6/10/2013 4.82000 1.22717ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 6/10/2013 106.04000 86.95280ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 7/10/2013 4.35000 1.10751ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 8/10/2013 4.35000 1.10751ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 9/10/2013 4.35000 1.10751ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 10/10/2013 4.36000 1.11006ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 11/10/2013 4.38000 1.11515ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 24 ADT 607 27-3440323 00769J265 00769J273 ACTND024 12/10/2013 4.36000 1.11006

ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 1/10/2013 4.58000 0.12000ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 2/10/2013 4.52000 0.11842ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 3/10/2013 4.55000 0.11921ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 4/10/2013 4.53000 0.11869ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 5/10/2013 4.54000 0.11895ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 6/10/2013 4.53000 0.11869ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 7/10/2013 4.55000 0.11921ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 8/10/2013 4.55000 0.11921ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 9/10/2013 4.53000 0.11869ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 10/10/2013 4.54000 0.11895ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 11/10/2013 4.56000 0.11947ADV CORP TR CUTWATER INCOME OPPORT PORTFOLIO SER 5 ADT 605 27-3449653 00769J307 00769J315 ACTCT005 12/10/2013 4.56000 0.11947

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 1/10/2013 5.17000 1.42123ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 2/10/2013 5.18000 1.42398ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 3/10/2013 5.24000 1.44048ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 4/10/2013 5.01000 1.37725ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 4/10/2013 44.88000 37.34016ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 5/10/2013 4.90000 1.34701ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 6/10/2013 1.87000 1.55584ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 6/10/2013 5.01000 1.37725



Ticker Symbol




ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 7/10/2013 4.73000 1.30028ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 7/10/2013 26.59000 22.12288ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 8/10/2013 4.75000 1.30578ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 9/10/2013 4.76000 1.30852ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 10/10/2013 4.78000 1.31402ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 11/10/2013 4.80000 1.31952ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 25 ADT 608 27-3631065 00769J364 00769J372 ACTND025 12/10/2013 4.82000 1.32502

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 1/10/2013 3.60000 0.24696TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 2/10/2013 3.58000 0.24559TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 3/10/2013 3.75000 0.25725TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 4/10/2013 3.58000 0.24559TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 5/10/2013 3.58000 0.24559TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 6/10/2013 3.57000 0.24490TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 7/10/2013 3.63000 0.24902TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 8/10/2013 3.56000 0.24422TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 9/10/2013 3.56000 0.24422TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 10/10/2013 3.56000 0.24422TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 11/10/2013 3.57000 0.24490TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 466 ADT 609 27-3530924 00769J489 00769J497 NAT466 12/10/2013 3.57000 0.24490

ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 1/10/2013 4.42000 0.00221ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 2/10/2013 4.41000 0.00221ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 3/10/2013 4.43000 0.00222ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 4/10/2013 4.41000 0.00221ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 5/10/2013 4.42000 0.00221ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 6/10/2013 4.40000 0.00220ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 7/10/2013 4.44000 0.00222ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 8/10/2013 4.43000 0.00222ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 9/10/2013 4.42000 0.00221ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 10/10/2013 4.44000 0.00222ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 11/10/2013 4.45000 0.00223ADV CORP TR CUTWATER INCOME OPPORT ADT 617 27-3840410 00769J521 00769J539 ACTCT006 12/10/2013 4.45000 0.00223

TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 1/10/2013 3.29000 0.47244TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 2/10/2013 3.27000 0.46957TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 3/10/2013 3.40000 0.48824TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 4/10/2013 3.27000 0.46957TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 5/10/2013 3.27000 0.46957TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 6/10/2013 3.26000 0.46814TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 7/10/2013 3.27000 0.46957TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 8/10/2013 3.25000 0.46670TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 9/10/2013 3.28000 0.47101TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 10/10/2013 3.30000 0.47388TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 11/10/2013 3.32000 0.47675TAX EXEMPT MUNI PORT INTER SER 19 AN SMC FIM PORT ADT 618 27-3631199 00769J547 00769J554 TEMPI019 12/10/2013 3.29000 0.47244

TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 1/10/2013 3.67000 0.16992TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 2/10/2013 3.64000 0.16853TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 3/10/2013 3.79000 0.17548TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 4/10/2013 3.64000 0.16853TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 5/10/2013 3.66000 0.16946TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 6/10/2013 3.64000 0.16853TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 7/10/2013 3.65000 0.16900TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 8/10/2013 3.64000 0.16853TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 9/10/2013 3.64000 0.16853TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 10/10/2013 3.64000 0.16853TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 11/10/2013 3.63000 0.16807TAX EXEMPT SECURITIES TRUST NATIONAL TRUST 467 ADT 623 27-3840342 00769J786 00769J794 NAT467 12/10/2013 3.63000 0.16807

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 1/10/2013 5.27000 1.40077ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 2/10/2013 5.25000 1.39545ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 3/10/2013 5.27000 1.40077ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 4/10/2013 5.26000 1.39811ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 5/10/2013 5.27000 1.40077ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 6/10/2013 5.28000 1.40342ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 7/10/2013 5.29000 1.40608ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 8/10/2013 5.29000 1.40608ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 9/10/2013 5.59000 1.48582ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 10/10/2013 5.34000 1.41937ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 11/10/2013 5.18000 1.37684ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 11/10/2013 39.55000 28.81613ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 27 ADT 631 27-4199007 00769K403 00769K411 ACTND027 12/10/2013 5.13000 1.36355



Ticker Symbol




TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 1/10/2013 3.30000 0.09966TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 2/10/2013 3.24000 0.09785TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 3/10/2013 3.27000 0.09875TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 4/10/2013 3.24000 0.09785TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 5/10/2013 3.25000 0.09815TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 6/10/2013 3.23000 0.09755TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 7/10/2013 3.24000 0.09785TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 8/10/2013 3.23000 0.09755TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 9/10/2013 3.85000 0.11627TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 10/10/2013 3.31000 0.09996TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 11/10/2013 3.32000 0.10026TAX EXEMPT MUNI PORT INTER SER 20 AN SMC FIM PORT ADT 634 27-3840532 00769K528 00769K536 TEMPI020 12/10/2013 3.26000 0.09845

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 1/10/2013 5.17000 1.38866ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 2/10/2013 5.16000 1.38598ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 3/10/2013 5.19000 1.39403ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 4/10/2013 5.00000 1.34300ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 4/10/2013 28.31000 17.68243ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 5/10/2013 4.93000 1.32420ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 6/10/2013 4.92000 1.32151ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 7/10/2013 4.94000 1.32688ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 8/10/2013 4.93000 1.32420ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 9/10/2013 4.96000 1.33226ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 10/10/2013 4.99000 1.34031ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 11/10/2013 5.02000 1.34837ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 26 ADT 530 27-3840469 00769K544 00769K551 ACTND026 12/10/2013 5.05000 1.35643

BUILD AMER BOND LTD MAT PORT SER 8 AN SMC FIM PORT ADT 648 27-4255563 00769K700 00769K718 BABLM008 8/10/2013 119.67000 107.47563

ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2011-1 ADT 670 27-4708077 00769N589 00769N597 00769N605 00769N613 ENOP111 1/10/2013 0.03430 0.03430

PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-1 ADT 668 27-5301057 00769N746 00769N753 00769N761 00769N779 PFD2Y111 1/10/2013 0.02400 0.01305PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-1 ADT 668 27-5301057 00769N746 00769N753 00769N761 00769N779 PFD2Y111 1/10/2013 0.13340 0.13340PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-1 ADT 668 27-5301057 00769N746 00769N753 00769N761 00769N779 PFD2Y111 2/10/2013 0.02060 0.01120PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-1 ADT 668 27-5301057 00769N746 00769N753 00769N761 00769N779 PFD2Y111 2/10/2013 0.52850 0.52850

GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2011-1 ADT 671 27-5302613 00769N829 00769N837 00769N845 00769N852 GLOBM111 1/10/2013 0.05090 0.04400

GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 1/1/2013 0.03050 0.00083GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 2/1/2013 0.02990 0.00081GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 3/1/2013 0.02970 0.00080GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 4/1/2013 0.02960 0.00080GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 5/1/2013 0.03030 0.00082GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 6/1/2013 0.02950 0.00080GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 7/1/2013 0.02920 0.00079GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 8/1/2013 0.03060 0.00083GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 9/1/2013 0.02960 0.00080GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 10/1/2013 0.02980 0.00081GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 11/1/2013 0.02970 0.00080GNMA ADVANTAGE INCOME PORTFOLIO SERIES 15 ADT 651 27-4382449 00769P105 00769P113 GNMA015 12/1/2013 0.02880 0.00078

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 1/10/2013 5.10000 0.87057ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 2/10/2013 5.10000 0.87057ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 3/10/2013 5.13000 0.87569ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 4/10/2013 5.12000 0.87398ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 5/10/2013 5.14000 0.87740ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 6/10/2013 5.14000 0.87740ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 7/10/2013 5.15000 0.87911ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 8/10/2013 5.16000 0.88081ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 9/10/2013 5.17000 0.88252ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 10/10/2013 5.20000 0.88764ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 11/10/2013 5.19000 0.88593ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 28 ADT 642 27-4478705 00769P121 00769P139 ACTND028 12/10/2013 5.19000 0.88593

GLOBAL COVERED CALL & INC STRAT CE PORT SER 2011-1 ADT 656 27-4708291 00769P188 00769P196 00769P204 00769P212 GCV2Y111 1/10/2013 0.05640 0.05640

ENERGY OPP PORTFOLIO SER 2011-2 ADT 740 45-2864122 00769P584 00769P592 00769P600 00769P618 ENOP112 1/10/2013 0.03740 0.03740ENERGY OPP PORTFOLIO SER 2011-2 ADT 740 45-2864122 00769P584 00769P592 00769P600 00769P618 ENOP112 4/10/2013 0.03850 0.03850ENERGY OPP PORTFOLIO SER 2011-2 ADT 740 45-2864122 00769P584 00769P592 00769P600 00769P618 ENOP112 7/10/2013 0.03730 0.03730ENERGY OPP PORTFOLIO SER 2011-2 ADT 740 45-2864122 00769P584 00769P592 00769P600 00769P618 ENOP112 7/10/2013 0.38580 0.07924

NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 1/10/2013 16.44000 12.83964



Ticker Symbol




NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 2/10/2013 5.91000 4.61571NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 3/10/2013 3.75000 2.92875NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 4/10/2013 1.78000 1.39018NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 4/10/2013 18.77000 18.77000NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 5/10/2013 3.17000 2.47577NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 6/10/2013 4.44000 3.46764NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 7/10/2013 6.61000 5.16241NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 8/10/2013 0.21000 0.16401NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 9/10/2013 0.41000 0.32021NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 10/10/2013 2.57000 2.00717NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 1 27-1908201 00769P709 00769P717 NTIB001 12/10/2013 2.99000 2.33519

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 1/10/2013 5.09000 0.18731ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 2/10/2013 5.10000 0.18768ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 3/10/2013 5.13000 0.18878ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 4/10/2013 5.11000 0.18805ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 5/10/2013 5.12000 0.18842ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 6/10/2013 5.14000 0.18915ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 7/10/2013 5.15000 0.18952ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 8/10/2013 5.15000 0.18952ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 9/10/2013 5.16000 0.18989ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 10/10/2013 5.17000 0.19026ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 11/10/2013 5.19000 0.19099ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 35 ADT 742 45-2825779 00769P808 00769P816 ACTND035 12/10/2013 5.19000 0.19099

CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIES 2011-1 ADT 672 27-5303426 00769T107 00769T115 00769T123 00769T131 CONV111 1/10/2013 0.05610 0.02288CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIES 2011-1 ADT 672 27-5303426 00769T107 00769T115 00769T123 00769T131 CONV111 2/10/2013 0.05580 0.02276

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 1/10/2013 4.65000 0.48779ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 2/10/2013 4.64000 0.48674ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 3/10/2013 4.68000 0.49093ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 4/10/2013 4.66000 0.48883ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 5/10/2013 4.68000 0.49093ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 6/10/2013 4.68000 0.49093ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 7/10/2013 4.70000 0.49303ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 8/10/2013 4.71000 0.49408ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 9/10/2013 4.72000 0.49513ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 10/10/2013 4.73000 0.49618ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 11/10/2013 4.75000 0.49828ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 29 ADT 663 27-5002501 00769T164 00769T172 ACTND029 12/10/2013 4.73000 0.49618

SR VAR RATE AND INCOME CE PORT 2-YR, SER 2011-1 ADT 630 27-5300578 00769T362 00769T370 00769T388 00769T396 SRV2111 1/10/2013 0.05300 0.02571SR VAR RATE AND INCOME CE PORT 2-YR, SER 2011-1 ADT 630 27-5300578 00769T362 00769T370 00769T388 00769T396 SRV2111 2/10/2013 0.05300 0.02571



BRIC ADVANTAGE PORTFOLIO, SERIES 2011-2 ADT 723 45-2758407 00769Y148 00769Y155 00769Y163 00769Y171 BRICA112 6/10/2013 0.05310 0.05310BRIC ADVANTAGE PORTFOLIO, SERIES 2011-2 ADT 723 45-2758407 00769Y148 00769Y155 00769Y163 00769Y171 BRICA112 6/10/2013 0.54590 0.54590



Ticker Symbol




GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 1/1/2013 0.03240 0.00092GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 2/1/2013 0.03240 0.00092GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 3/1/2013 0.03280 0.00093GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 4/1/2013 0.03210 0.00091GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 5/1/2013 0.03190 0.00091GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 6/1/2013 0.03120 0.00089GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 7/1/2013 0.03150 0.00090GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 8/1/2013 0.03280 0.00093GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 9/1/2013 0.03140 0.00089GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 10/1/2013 0.03080 0.00088GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 11/1/2013 0.03250 0.00093GNMA ADVANTAGE INCOME PORTFOLIO SERIES 16 ADT 719 45-2761537 00769Y387 00769Y395 GNMA016 12/1/2013 0.03100 0.00088

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 1/10/2013 4.70000 0.47047ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 2/10/2013 4.61000 0.46146ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 3/10/2013 4.65000 0.46547ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 4/10/2013 4.63000 0.46346ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 5/10/2013 4.63000 0.46346ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 6/10/2013 4.65000 0.46547ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 7/10/2013 4.67000 0.46747ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 8/10/2013 4.68000 0.46847ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 9/10/2013 4.68000 0.46847ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 10/10/2013 4.69000 0.46947ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 11/10/2013 4.69000 0.46947ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 32 ADT 743 45-2280984 00769Y767 00769Y775 ACTND032 12/10/2013 4.69000 0.46947

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 1/10/2013 4.80000 0.08064ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 2/10/2013 4.80000 0.08064ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 3/10/2013 4.84000 0.08131ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 4/10/2013 4.83000 0.08114ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 5/10/2013 4.87000 0.08182ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 6/10/2013 4.87000 0.08182ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 7/10/2013 4.89000 0.08215ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 8/10/2013 4.88000 0.08198ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 9/10/2013 4.89000 0.08215ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 10/10/2013 4.91000 0.08249ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 11/10/2013 4.92000 0.08266ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 34 ADT 739 45-2761561 00769Y783 00769Y791 ACTND034 12/10/2013 4.94000 0.08299

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 1/10/2013 4.77000 0.75414ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 2/10/2013 4.77000 0.75414ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 3/10/2013 4.81000 0.76046ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 4/10/2013 4.78000 0.75572ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 5/10/2013 4.79000 0.75730ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 6/10/2013 4.79000 0.75730ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 7/10/2013 4.84000 0.76520ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 8/10/2013 4.81000 0.76046ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 9/10/2013 4.82000 0.76204ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 10/10/2013 4.75000 0.75098ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 10/10/2013 30.68000 23.28612ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 11/10/2013 4.63000 0.73200ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 33 ADT 738 45-2580462 00769Y841 00769Y858 ACTND033 12/10/2013 4.64000 0.73358

NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 1/10/2013 8.24000 4.68032NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 2/10/2013 4.13000 2.34584NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 3/10/2013 6.30000 3.57840NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 4/10/2013 1.53000 0.86904NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 4/10/2013 17.28000 17.28000NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 5/10/2013 7.42000 4.21456NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 6/10/2013 4.89000 2.77752NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 7/10/2013 7.21000 4.09528NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 9/10/2013 0.64000 0.36352NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 10/10/2013 2.46000 1.39728NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 11/10/2013 3.26000 1.85168NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 2 45-2610104 00769Y866 00769Y874 NTIB002 12/10/2013 3.84000 2.18112

NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 1/10/2013 7.48000 3.42360NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 2/10/2013 5.09000 2.32969NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 3/10/2013 2.21000 1.01152NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 4/10/2013 2.40000 1.09848NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 4/10/2013 27.57000 27.57000NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 5/10/2013 6.45000 2.95217NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 6/10/2013 4.08000 1.86742



Ticker Symbol




NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 7/10/2013 8.84000 4.04607NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 9/10/2013 1.09000 0.49889NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 10/10/2013 3.41000 1.56076NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 11/10/2013 1.78000 0.81471NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 3 45-2684366 00770B145 00770B152 NTIB003 12/10/2013 3.24000 1.48295

NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 1/10/2013 9.49000 4.92721NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 2/10/2013 4.90000 2.54408NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 3/10/2013 6.48000 3.36442NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 4/10/2013 2.76000 1.43299NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 5/10/2013 8.38000 4.35090NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 6/10/2013 4.48000 2.32602NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 7/10/2013 7.70000 3.99784NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 9/10/2013 1.38000 0.71650NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 10/10/2013 4.48000 2.32602NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 11/10/2013 3.71000 1.92623NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 4 45-2802776 00770B244 00770B251 NTIB004 12/10/2013 1.01000 0.52439

NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 1/10/2013 10.12000 2.53000NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 2/10/2013 6.08000 1.52000NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 3/10/2013 3.90000 0.97500NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 4/10/2013 0.97000 0.24250NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 5/10/2013 8.19000 2.04750NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 6/10/2013 8.07000 2.01750NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 7/10/2013 9.17000 2.29250NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 8/10/2013 0.74000 0.18500NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 9/10/2013 0.80000 0.20000NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 10/10/2013 3.10000 0.77500NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 11/10/2013 4.23000 1.05750NAVELLIER/TRADEWINDS INTERNATIONAL BOND PORTFOLIO, SERIES 5 45-2825503 00770B269 00770B277 NTIB005 12/10/2013 1.68000 0.42000

ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 1/10/2013 5.12000 0.24269ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 2/10/2013 5.15000 0.24411ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 3/10/2013 5.08000 0.24079ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 3/10/2013 19.20000 1.53792ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 4/10/2013 5.05000 0.23937ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 5/10/2013 5.06000 0.23984ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 6/10/2013 5.06000 0.23984ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 7/10/2013 5.10000 0.24174ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 8/10/2013 5.10000 0.24174ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 9/10/2013 5.12000 0.24269ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 10/10/2013 5.14000 0.24364ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 11/10/2013 5.12000 0.24269ADV CORP TR NAV DIAL HIGH INC OPPORT PORT SER 36 ADT 752 45-3233024 00770B285 00770B293 ACTND036 12/10/2013 5.14000 0.24364

PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 1/10/2013 0.04630 0.00886PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 2/10/2013 0.04630 0.00886PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 3/10/2013 0.04630 0.00886PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 4/10/2013 0.04140 0.00792PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 4/10/2013 0.75760 0.67108PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 5/10/2013 0.04140 0.00792PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 6/10/2013 0.04040 0.00773PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 7/10/2013 0.04040 0.00773PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 7/10/2013 0.19800 0.17539PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 8/10/2013 0.03660 0.00700PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2011-2 ADT 745 45-3141977 00770B541 00770B558 00770B566 00770B574 PFD2Y112 8/10/2013 0.62220 0.55114

NAVELLIER / TRADEWINDS EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2011-2 ADT 749 45-3167814 00770B707 00770B715 00770B723 00770B731 EMP112 6/10/2013 0.07400 0.07400

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 1/10/2013 5.02000 0.09990ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 2/10/2013 5.04000 0.10030ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 3/10/2013 4.99000 0.09930ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 3/10/2013 15.13000 1.30118ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 4/10/2013 4.95000 0.09851ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 5/10/2013 4.96000 0.09870ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 6/10/2013 4.95000 0.09851ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 7/10/2013 5.01000 0.09970ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 8/10/2013 5.02000 0.09990ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 9/10/2013 5.03000 0.10010ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 10/10/2013 5.04000 0.10030ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 11/10/2013 5.05000 0.10050ADV CORP TR - NAVELLIER DIAL HIGH INC OPP POR SR 37 ADT 768 45-3274693 00770E180 00770E206 ACTND037 12/10/2013 5.05000 0.10050



Ticker Symbol




CONFLUENCE HARD ASSETS PORTFOLIO, SERIES 2011-2 ADT 783 45-3217187 00770E784 00770E792 00770E800 00770E818 CHA112 6/10/2013 0.05430 0.05015CONFLUENCE HARD ASSETS PORTFOLIO, SERIES 2011-2 ADT 783 45-3217187 00770E784 00770E792 00770E800 00770E818 CHA112 6/10/2013 0.66020 0.66020

ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 1/10/2013 4.89000 0.09731ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 2/10/2013 4.89000 0.09731ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 3/10/2013 4.91000 0.09771ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 4/10/2013 4.92000 0.09791ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 5/10/2013 4.95000 0.09851ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 6/10/2013 4.94000 0.09831ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 7/10/2013 4.97000 0.09890ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 8/10/2013 4.97000 0.09890ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 9/10/2013 4.98000 0.09910ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 10/10/2013 4.98000 0.09910ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 11/10/2013 4.99000 0.09930ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 47 ADT 825 45-4696959 00770E867 00770E875 ACTND047 12/10/2013 4.99000 0.09930

ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 1/10/2013 5.21000 0.05887ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 2/10/2013 5.22000 0.05899ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 3/10/2013 5.24000 0.05921ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 4/10/2013 5.23000 0.05910ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 5/10/2013 5.24000 0.05921ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 6/10/2013 5.25000 0.05933ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 7/10/2013 5.28000 0.05966ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 8/10/2013 5.30000 0.05989ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 9/10/2013 5.31000 0.06000ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 10/10/2013 5.32000 0.06012ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 11/10/2013 5.34000 0.06034ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 39 ADT 790 45-3658823 00770H449 00770H456 ACTND039 12/10/2013 5.33000 0.06023

ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 1/10/2013 5.16000 0.05882ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 2/10/2013 5.17000 0.05894ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 3/10/2013 5.22000 0.05951ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 4/10/2013 5.20000 0.05928ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 5/10/2013 5.21000 0.05939ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 6/10/2013 5.22000 0.05951ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 7/10/2013 5.25000 0.05985ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 8/10/2013 5.25000 0.05985ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 9/10/2013 5.26000 0.05996ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 10/10/2013 5.27000 0.06008ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 11/10/2013 5.28000 0.06019ADVISORS CORP TR--NAVELLIER DIAL HGH INC OPP PT SR 41 ADT 807 45-3986063 00770H522 00770H530 ACTND041 12/10/2013 5.28000 0.06019

GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 1/10/2013 0.06660 0.02657GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 2/10/2013 0.06660 0.02657GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 3/10/2013 0.06660 0.02657GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 4/10/2013 0.06720 0.02681GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 5/10/2013 0.06720 0.02681GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 6/10/2013 0.06730 0.02685GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 7/10/2013 0.06560 0.02617GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 8/10/2013 0.06540 0.02609GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 9/10/2013 0.06570 0.02621GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 10/10/2013 0.06520 0.02601GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 11/10/2013 0.06530 0.02605GLOBAL CLOSED END PORTFOLIO SERIES 2012-1 ADT 793 45-4209377 00770H704 00770H712 00770H720 00770H738 GCE121 12/10/2013 0.06390 0.02549

CONFLUENCE HARD ASSETS PORTFOLIO, SERIES 2012-1 ADT 817 45-4505301 00770H829 00770H837 00770H845 00770H852 CHA121 6/10/2013 0.05830 0.03732CONFLUENCE HARD ASSETS PORTFOLIO, SERIES 2012-1 ADT 817 45-4505301 00770H829 00770H837 00770H845 00770H852 CHA121 6/10/2013 0.60960 0.60960CONFLUENCE HARD ASSETS PORTFOLIO, SERIES 2012-1 ADT 817 45-4505301 00770H829 00770H837 00770H845 00770H852 CHA121 12/10/2013 0.05640 0.03611

ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 1/10/2013 4.86000 0.22210ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 2/10/2013 4.86000 0.22210ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 3/10/2013 4.91000 0.22439ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 4/10/2013 4.88000 0.22302ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 5/10/2013 4.91000 0.22439ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 6/10/2013 4.89000 0.22347ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 7/10/2013 4.91000 0.22439ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 8/10/2013 4.92000 0.22484ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 9/10/2013 4.93000 0.22530ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 10/10/2013 4.94000 0.22576ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 11/10/2013 4.95000 0.22622ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 46 ADT 824 45-4584740 00770H860 00770H878 ACTND046 12/10/2013 4.95000 0.22622

HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 1/10/2013 0.06070 0.01400



Ticker Symbol




HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 2/10/2013 0.06070 0.01400HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 3/10/2013 0.06060 0.01397HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 4/10/2013 0.06070 0.01400HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 5/10/2013 0.06030 0.01391HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 6/10/2013 0.05970 0.01377HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 7/10/2013 0.05880 0.01356HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 8/10/2013 0.05740 0.01324HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 9/10/2013 0.05730 0.01321HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 10/10/2013 0.05730 0.01321HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 11/10/2013 0.05750 0.01326HIGH YIELD AND INC C-E PORT SERIES 2012-1 ADT 801 45-4247202 00770L267 00770L275 00770L283 00770L291 CEHY121 12/10/2013 0.05740 0.01324

GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 1/1/2013 0.03130 0.00046GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 2/1/2013 0.03170 0.00047GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 3/1/2013 0.03120 0.00046GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 4/1/2013 0.03150 0.00046GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 5/1/2013 0.03100 0.00046GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 6/1/2013 0.03090 0.00045GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 7/1/2013 0.03120 0.00046GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 8/1/2013 0.03040 0.00045GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 9/1/2013 0.03030 0.00045GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 10/1/2013 0.02940 0.00043GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 11/1/2013 0.02970 0.00044GNMA ADVANTAGE INCOME PORTFOLIO SERIES 17 ADT 800 45-4247215 00770L309 00770L317 GNMA017 12/1/2013 0.03030 0.00045

BRIC ADVANTAGE PORTFOLIO, SERIES 2012-1 ADT 804 45-4259856 00770L382 00770L390 00770L408 00770L416 BRICA121 6/10/2013 0.07380 0.03710BRIC ADVANTAGE PORTFOLIO, SERIES 2012-1 ADT 804 45-4259856 00770L382 00770L390 00770L408 00770L416 BRICA121 6/10/2013 0.41580 0.41580BRIC ADVANTAGE PORTFOLIO, SERIES 2012-1 ADT 804 45-4259856 00770L382 00770L390 00770L408 00770L416 BRICA121 8/10/2013 0.32150 0.32150BRIC ADVANTAGE PORTFOLIO, SERIES 2012-1 ADT 804 45-4259856 00770L382 00770L390 00770L408 00770L416 BRICA121 12/10/2013 0.07020 0.03529

GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-1Q ADT 803 45-4236152 00770L465 00770L473 GOLD121Q 3/10/2013 0.04000 0.04000GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-1Q ADT 803 45-4236152 00770L465 00770L473 GOLD121Q 3/10/2013 0.15960 0.15960GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-1Q ADT 803 45-4236152 00770L465 00770L473 GOLD121Q 6/10/2013 0.02520 0.02520GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-1Q ADT 803 45-4236152 00770L465 00770L473 GOLD121Q 6/10/2013 0.15850 0.15850GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-1Q ADT 803 45-4236152 00770L465 00770L473 GOLD121Q 9/10/2013 0.02100 0.02100GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-1Q ADT 803 45-4236152 00770L465 00770L473 GOLD121Q 9/10/2013 0.15820 0.15820GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-1Q ADT 803 45-4236152 00770L465 00770L473 GOLD121Q 12/10/2013 0.15760 0.15760

ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2012-1 ADT 815 45-4428383 00770L606 00770L614 00770L622 00770L630 ENOP121 1/10/2013 0.03170 0.01989ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2012-1 ADT 815 45-4428383 00770L606 00770L614 00770L622 00770L630 ENOP121 4/10/2013 0.03420 0.02146ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2012-1 ADT 815 45-4428383 00770L606 00770L614 00770L622 00770L630 ENOP121 7/10/2013 0.03570 0.02241ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2012-1 ADT 815 45-4428383 00770L606 00770L614 00770L622 00770L630 ENOP121 7/10/2013 0.31360 0.05786ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2012-1 ADT 815 45-4428383 00770L606 00770L614 00770L622 00770L630 ENOP121 10/10/2013 0.03840 0.02410

GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 1/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 2/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 3/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 4/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 5/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 6/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 7/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 8/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 9/10/2013 0.07160 0.05265GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 10/10/2013 0.07080 0.05206GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 11/10/2013 0.06240 0.04588GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 11/10/2013 0.99510 0.70005GLOBAL COVERED CALL & INC STRATEGIES C-E SR 2012-1 ADT 819 45-4455996 00770L689 00770L697 00770L705 00770L713 GCV2Y121 12/10/2013 0.06240 0.04588

TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 1/10/2013 0.06200 0.01429TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 2/10/2013 0.06200 0.01429TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 3/10/2013 0.06190 0.01427TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 4/10/2013 0.06190 0.01427TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 5/10/2013 0.06190 0.01427TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 6/10/2013 0.06190 0.01427TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 7/10/2013 0.06160 0.01420TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 8/10/2013 0.06150 0.01418TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 9/10/2013 0.06160 0.01420TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 10/10/2013 0.06140 0.01415TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 11/10/2013 0.06150 0.01418TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 12/10/2013 0.06170 0.01422TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012-1 ADT 818 45-4455802 00770L721 00770L739 00770L747 00770L754 TICE2121 12/18/2013 0.06820 0.01572

ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 1/10/2013 4.98000 0.27091



Ticker Symbol




ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 2/10/2013 4.98000 0.27091ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 3/10/2013 5.02000 0.27309ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 4/10/2013 4.99000 0.27146ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 5/10/2013 5.00000 0.27200ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 6/10/2013 4.99000 0.27146ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 7/10/2013 5.02000 0.27309ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 8/10/2013 5.01000 0.27254ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 9/10/2013 5.03000 0.27363ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 10/10/2013 5.03000 0.27363ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 11/10/2013 5.05000 0.27472ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 45 ADT 823 45-4391113 00770L861 00770L879 ACTND045 12/10/2013 5.03000 0.27363

SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 1/10/2013 0.05560 0.00066SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 2/10/2013 0.05560 0.00066SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 3/10/2013 0.05530 0.00066SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 4/10/2013 0.05450 0.00065SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 5/10/2013 0.05470 0.00065SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 6/10/2013 0.05450 0.00065SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 7/10/2013 0.05410 0.00064SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 8/10/2013 0.05330 0.00063SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 9/10/2013 0.05300 0.00063SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 10/10/2013 0.05270 0.00063SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 11/10/2013 0.05270 0.00063SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 12/10/2013 0.05230 0.00062SENIOR VARIABLE RATE AND INCOME CLOSED END PORTFOLIO 2-YR, SERIES 2012-1 ADT 827 45-4637742 00770N149 00770N156 00770N164 00770N172 SRV2121 12/18/2013 0.03350 0.00040

CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 1/10/2013 0.05660 0.01608CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 2/10/2013 0.05630 0.01599CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 3/10/2013 0.05560 0.01580CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 4/10/2013 0.05560 0.01580CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 5/10/2013 0.05560 0.01580CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 6/10/2013 0.05560 0.01580CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 7/10/2013 0.05550 0.01577CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 8/10/2013 0.05550 0.01577CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 9/10/2013 0.05550 0.01577CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 10/10/2013 0.05550 0.01577CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 11/10/2013 0.05550 0.01577CONVERTIBLE AND INCOME CLOSED END PORTFOLIO, SERIES 2012-1 ADT 828 45-4646880 00770N180 00770N198 00770N206 00770N214 CONV121 12/10/2013 0.05630 0.01599

PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 1/10/2013 0.04860 0.00971PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 2/10/2013 0.04860 0.00971PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 3/10/2013 0.04860 0.00971PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 4/10/2013 0.04860 0.00971PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 5/10/2013 0.04860 0.00971PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 6/10/2013 0.04860 0.00971PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 7/10/2013 0.04850 0.00969PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 8/10/2013 0.04850 0.00969PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 9/10/2013 0.04850 0.00969PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 10/10/2013 0.04850 0.00969PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 11/10/2013 0.04850 0.00969PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 12/10/2013 0.04850 0.00969PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SERIES 2012-1 ADT 829 45-4647080 00770N222 00770N230 00770N248 00770N255 PFD2Y121 12/18/2013 0.03920 0.00783

GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-1 ADT 831 45-4670140 00770N305 00770N313 00770N321 00770N339 GLOBM121 1/10/2013 0.05410 0.01753GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-1 ADT 831 45-4670140 00770N305 00770N313 00770N321 00770N339 GLOBM121 4/10/2013 0.05460 0.01770GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-1 ADT 831 45-4670140 00770N305 00770N313 00770N321 00770N339 GLOBM121 7/10/2013 0.05280 0.01711GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-1 ADT 831 45-4670140 00770N305 00770N313 00770N321 00770N339 GLOBM121 9/10/2013 0.36070 0.36070GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-1 ADT 831 45-4670140 00770N305 00770N313 00770N321 00770N339 GLOBM121 10/10/2013 0.05090 0.01650

ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 1/10/2013 4.91000 0.34714ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 2/10/2013 4.92000 0.34784ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 3/10/2013 4.96000 0.35067ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 4/10/2013 4.93000 0.34855ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 5/10/2013 4.96000 0.35067ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 6/10/2013 4.95000 0.34997ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 7/10/2013 5.00000 0.35350ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 8/10/2013 4.98000 0.35209ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 9/10/2013 4.99000 0.35279ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 10/10/2013 5.00000 0.35350ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 11/10/2013 5.01000 0.35421ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 49 ADT 845 45-5008998 00770N602 00770N610 ACTND049 12/10/2013 5.00000 0.35350

BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 1/10/2013 0.05190 0.01478



Ticker Symbol




BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 2/10/2013 0.05190 0.01478BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 3/10/2013 0.05200 0.01481BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 4/10/2013 0.05180 0.01475BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 5/10/2013 0.05120 0.01458BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 6/10/2013 0.05100 0.01452BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 7/10/2013 0.05070 0.01444BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 8/10/2013 0.05050 0.01438BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 9/10/2013 0.05010 0.01427BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 10/10/2013 0.05000 0.01424BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 11/10/2013 0.05000 0.01424BALANCED PORTFOLIO, SERIES 2012-1 ADT 840 45-4885287 00770N628 00770N636 00770N644 00770N651 BAL2121 12/10/2013 0.05040 0.01435

ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 1/10/2013 4.92000 0.06052ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 2/10/2013 4.92000 0.06052ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 3/10/2013 4.95000 0.06089ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 4/10/2013 4.95000 0.06089ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 5/10/2013 4.96000 0.06101ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 6/10/2013 4.98000 0.06125ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 7/10/2013 5.01000 0.06162ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 8/10/2013 5.02000 0.06175ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 9/10/2013 5.03000 0.06187ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 10/10/2013 5.03000 0.06187ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 11/10/2013 5.03000 0.06187ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 48 ADT 844 45-4702617 00770P185 00770P193 ACTND048 12/10/2013 5.01000 0.06162

GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-2Q ADT 855 45-4900631 00770P227 00770P235 GOLD122Q 3/10/2013 0.04730 0.04730GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-2Q ADT 855 45-4900631 00770P227 00770P235 GOLD122Q 3/10/2013 0.18350 0.18350GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-2Q ADT 855 45-4900631 00770P227 00770P235 GOLD122Q 6/10/2013 0.02930 0.02930GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-2Q ADT 855 45-4900631 00770P227 00770P235 GOLD122Q 6/10/2013 0.18500 0.18500GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-2Q ADT 855 45-4900631 00770P227 00770P235 GOLD122Q 9/10/2013 0.02260 0.02260GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-2Q ADT 855 45-4900631 00770P227 00770P235 GOLD122Q 9/10/2013 0.17570 0.17570GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-2Q ADT 855 45-4900631 00770P227 00770P235 GOLD122Q 12/10/2013 0.18420 0.18420



CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 1/10/2013 0.03320 0.00140CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 2/10/2013 0.03350 0.00141CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 3/10/2013 0.03400 0.00143CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 4/10/2013 0.03420 0.00144CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 5/10/2013 0.03420 0.00144CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 6/10/2013 0.03490 0.00147CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 7/10/2013 0.03490 0.00147CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 8/10/2013 0.03520 0.00149CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 9/10/2013 0.03530 0.00149CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 10/10/2013 0.03580 0.00151CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 11/10/2013 0.03580 0.00151CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 12/10/2013 0.03600 0.00152CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 12/18/2013 0.04120 0.00174CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P292 00770P482 00770P490 CRP121 12/18/2013 0.13920 0.05100



Ticker Symbol




CONFLUENCE REIT PORTFOLIO, SERIES 2012-1 ADT 838 45-5044996 00770P284 00770P482 00770P490 00770P292 CRP121 12/31/2013 0.02100 0.00089

COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 1/10/2013 0.07250 0.05158COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 2/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 3/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 4/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 5/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 6/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 7/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 8/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 9/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 10/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 11/10/2013 0.07190 0.05116COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2012-1 ADT 848 45-5153412 00770P326 00770P334 00770P342 00770P359 CV2Y121 12/10/2013 0.07190 0.05116

INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 1/10/2013 0.05640 0.01673INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 2/10/2013 0.05610 0.01664INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 3/10/2013 0.05620 0.01667INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 4/10/2013 0.05600 0.01661INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 5/10/2013 0.05600 0.01661INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 6/10/2013 0.05640 0.01673INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 7/10/2013 0.05610 0.01664INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 8/10/2013 0.05610 0.01664INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 9/10/2013 0.05630 0.01670INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 10/10/2013 0.05540 0.01643INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 11/10/2013 0.05560 0.01649INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-1 ADT 852 45-5044728 00770P409 00770P417 00770P425 00770P433 INFL121 12/10/2013 0.05620 0.01667

BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 1/10/2013 0.07200 0.00886BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 2/10/2013 0.07140 0.00879BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 3/10/2013 0.07110 0.00875BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 4/10/2013 0.07150 0.00880BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 5/10/2013 0.07140 0.00879BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 6/10/2013 0.07180 0.00884BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 7/10/2013 0.07190 0.00885BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 8/10/2013 0.07200 0.00886BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 9/10/2013 0.07220 0.00889BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 10/10/2013 0.06940 0.00854BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 11/10/2013 0.07010 0.00863BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 12/10/2013 0.07080 0.00872BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-1 - ADT 821 35-2447384 00770P847 00770P854 00770P862 00770P870 BDC121 12/18/2013 0.11160 0.01374

EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 1/10/2013 0.06990 0.02237EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 2/10/2013 0.06860 0.02195EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 3/10/2013 0.06790 0.02173EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 4/10/2013 0.06770 0.02166EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 5/10/2013 0.06720 0.02150EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 6/10/2013 0.06770 0.02166EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 7/10/2013 0.06760 0.02163EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 8/10/2013 0.06770 0.02166EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 9/10/2013 0.06780 0.02170EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 10/10/2013 0.06780 0.02170EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 11/10/2013 0.06780 0.02170EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 12/10/2013 0.06920 0.02214EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2012-2 - ADT 865 35-2447388 00770T104 00770T112 00770T120 00770T138 EDICE122 12/18/2013 0.06520 0.02086

GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 1/10/2013 0.06520 0.02498GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 2/10/2013 0.06410 0.02456GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 3/10/2013 0.06350 0.02433GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 4/10/2013 0.06380 0.02444GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 5/10/2013 0.06380 0.02444GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 6/10/2013 0.06380 0.02444GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 7/10/2013 0.06260 0.02398GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 8/10/2013 0.06260 0.02398GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 9/10/2013 0.06300 0.02414GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 10/10/2013 0.06290 0.02410GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 11/10/2013 0.06290 0.02410GLOBAL CLOSED END PORTFOLIO, SERIES 2012-2 35-2449251 00770T302 00770T310 00770T328 00770T336 GCE122 12/10/2013 0.06150 0.02356

STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 1/10/2013 0.05480 0.00621STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 2/10/2013 0.05520 0.00626STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 3/10/2013 0.05480 0.00621STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 4/10/2013 0.05470 0.00620



Ticker Symbol




STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 5/10/2013 0.05440 0.00617STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 6/10/2013 0.05450 0.00618STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 7/10/2013 0.05470 0.00620STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 8/10/2013 0.05490 0.00623STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 9/10/2013 0.05510 0.00625STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 10/10/2013 0.05560 0.00631STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 11/10/2013 0.05580 0.00633STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 12/10/2013 0.05580 0.00633STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T369 00770T377 MLP122 12/18/2013 0.00070 0.00008STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-2 35-2449250 00770T344 00770T351 00770T377 00770T369 MLP122 12/31/2013 0.03250 0.00369

CONFLUENCE HARD ASSETS PORTFOLIO, SERIES 2012-2 ADT 884 35-2449246 00770T500 00770T518 00770T526 00770T534 CHA122 6/10/2013 0.06860 0.04511CONFLUENCE HARD ASSETS PORTFOLIO, SERIES 2012-2 ADT 884 35-2449246 00770T500 00770T518 00770T526 00770T534 CHA122 6/10/2013 0.33060 0.33060CONFLUENCE HARD ASSETS PORTFOLIO, SERIES 2012-2 ADT 884 35-2449246 00770T500 00770T518 00770T526 00770T534 CHA122 12/10/2013 0.06530 0.04294

HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 1/10/2013 0.06100 0.00770HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 2/10/2013 0.06050 0.00764HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 3/10/2013 0.05890 0.00744HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 4/10/2013 0.05840 0.00738HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 5/10/2013 0.05750 0.00726HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 6/10/2013 0.05720 0.00722HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 7/10/2013 0.05650 0.00714HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 8/10/2013 0.05530 0.00698HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 9/10/2013 0.05530 0.00698HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 10/10/2013 0.05530 0.00698HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 11/10/2013 0.05550 0.00701HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 012-2 - ADT 871 35-2449255 00770T708 00770T716 00770T724 00770T732 CEHY122 12/10/2013 0.05530 0.00698

GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 1/1/2013 0.02670 0.00052GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 2/1/2013 0.02650 0.00051GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 3/1/2013 0.02670 0.00052GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 4/1/2013 0.02670 0.00052GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 5/1/2013 0.02580 0.00050GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 6/1/2013 0.02550 0.00049GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 7/1/2013 0.02610 0.00050GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 8/1/2013 0.02550 0.00049GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 9/1/2013 0.02620 0.00051GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 10/1/2013 0.02560 0.00049GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 11/1/2013 0.02610 0.00050GNMA ADVANTAGE INCOME PORTFOLIO SERIES 18 ADT 870 35-2449286 00770T740 00770T757 GNMA018 12/1/2013 0.02520 0.00049

GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-3Q ADT88 0 45-5574865 00770T765 00770T773 GOLD123Q 3/10/2013 0.05390 0.05390GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-3Q ADT88 0 45-5574865 00770T765 00770T773 GOLD123Q 3/10/2013 0.22420 0.22420GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-3Q ADT88 0 45-5574865 00770T765 00770T773 GOLD123Q 6/10/2013 0.03180 0.03180GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-3Q ADT88 0 45-5574865 00770T765 00770T773 GOLD123Q 6/10/2013 0.22660 0.22660GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-3Q ADT88 0 45-5574865 00770T765 00770T773 GOLD123Q 9/10/2013 0.02670 0.02670GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-3Q ADT88 0 45-5574865 00770T765 00770T773 GOLD123Q 9/10/2013 0.22150 0.22150GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-3Q ADT88 0 45-5574865 00770T765 00770T773 GOLD123Q 12/10/2013 0.23100 0.23100

ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2012-3Q 35-2449297 00770T807 00770T815 EEI123Q 3/10/2013 0.09480 0.01717ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2012-3Q 35-2449297 00770T807 00770T815 EEI123Q 6/10/2013 0.09500 0.01720ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2012-3Q 35-2449297 00770T807 00770T815 EEI123Q 9/10/2013 0.09490 0.01719ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2012-3Q 35-2449297 00770T807 00770T815 EEI123Q 12/10/2013 0.11300 0.02046

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 1/10/2013 4.99000 0.59032ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 2/10/2013 4.99000 0.59032ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 3/10/2013 5.00000 0.59150ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 4/10/2013 5.01000 0.59268ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 5/10/2013 5.05000 0.59742ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 6/10/2013 5.04000 0.59623ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 7/10/2013 5.06000 0.59860ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 8/10/2013 5.08000 0.60096ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 9/10/2013 5.10000 0.60333ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 10/10/2013 5.10000 0.60333ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 11/10/2013 5.13000 0.60688ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 54 ADT 904 45-5536071 00770T823 00770T831 ACTND054 12/10/2013 5.11000 0.60451

ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 1/10/2013 4.78000 0.21080ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 2/10/2013 4.78000 0.21080ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 3/10/2013 4.82000 0.21256ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 4/10/2013 4.80000 0.21168ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 5/10/2013 4.81000 0.21212ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 6/10/2013 4.81000 0.21212



Ticker Symbol




ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 7/10/2013 4.86000 0.21433ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 8/10/2013 4.86000 0.21433ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 9/10/2013 4.86000 0.21433ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 10/10/2013 4.87000 0.21477ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 11/10/2013 4.87000 0.21477ADV CORP TR - NAVEILLER DIAL HIGH INC OPP PORT SER 52 ADT 882 45-5338722 00770V109 00770V117 ACTND052 12/10/2013 4.87000 0.21477

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 1/10/2013 4.75000 0.29023ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 2/10/2013 4.75000 0.29023ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 3/10/2013 4.80000 0.29328ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 4/10/2013 4.78000 0.29206ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 5/10/2013 4.79000 0.29267ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 6/10/2013 4.78000 0.29206ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 7/10/2013 4.81000 0.29389ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 8/10/2013 4.81000 0.29389ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 9/10/2013 4.80000 0.29328ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 10/10/2013 4.81000 0.29389ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 11/10/2013 4.85000 0.29634ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 53 ADT 883 45-5438676 00770V125 00770V133 ACTND053 12/10/2013 4.82000 0.29450

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 1/10/2013 5.01000 1.06713ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 2/10/2013 5.01000 1.06713ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 3/10/2013 5.03000 1.07139ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 4/10/2013 5.02000 1.06926ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 5/10/2013 5.03000 1.07139ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 6/10/2013 5.02000 1.06926ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 7/10/2013 5.04000 1.07352ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 8/10/2013 5.04000 1.07352ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 9/10/2013 5.05000 1.07565ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 10/10/2013 5.05000 1.07565ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 11/10/2013 5.08000 1.08204ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 55 ADT 905 35-2449270 00770V141 00770V158 ACTND055 12/10/2013 5.07000 1.07991

TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 1/10/2013 0.06340 0.01519TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 2/10/2013 0.06280 0.01505TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 3/10/2013 0.06280 0.01505TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 4/10/2013 0.06280 0.01505TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 5/10/2013 0.06280 0.01505TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 6/10/2013 0.06280 0.01505TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 7/10/2013 0.06260 0.01500TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 8/10/2013 0.06260 0.01500TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 9/10/2013 0.06270 0.01502TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 10/10/2013 0.06260 0.01500TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 11/10/2013 0.06260 0.01500TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 12/10/2013 0.06340 0.01519TACTICAL INCOME CLOSED-END PORTFOLIO,SERIES 2012-2 ADT 850 45-5159351 00770V166 00770V174 00770V182 00770V190 TICE2122 12/18/2013 0.01710 0.00410

ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2012-2 - AD T 837 35-2449306 00770V240 00770V257 00770V265 00770V273 ENOP122 7/10/2013 0.47340 0.35041

GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 1/10/2013 0.07850 0.04761GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 2/10/2013 0.07830 0.04749GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 3/10/2013 0.07680 0.04658GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 4/10/2013 0.07610 0.04615GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 5/10/2013 0.07550 0.04579GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 6/10/2013 0.07550 0.04579GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 7/10/2013 0.07550 0.04579GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 8/10/2013 0.07550 0.04579GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 9/10/2013 0.07550 0.04579GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 10/10/2013 0.07470 0.04531GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 11/10/2013 0.07470 0.04531GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2012-2 - A 35-2451305 00770V281 00770V299 00770V307 00770V315 GCV2Y122 12/10/2013 0.07470 0.04531

TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 1/10/2013 0.06260 0.01166TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 2/10/2013 0.06300 0.01174TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 3/10/2013 0.06290 0.01172TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 4/10/2013 0.06240 0.01163TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 5/10/2013 0.06180 0.01151TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 6/10/2013 0.06180 0.01151TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 7/10/2013 0.06180 0.01151TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 8/10/2013 0.06190 0.01153TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 9/10/2013 0.06210 0.01157TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 10/10/2013 0.06190 0.01153TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 11/10/2013 0.06190 0.01153



Ticker Symbol




TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 12/10/2013 0.06280 0.01170TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 3 - ADT 889 35-2451306 00770V323 00770V331 00770V349 00770V356 TICE2123 12/18/2013 0.02050 0.00382

TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 1/10/2013 0.06300 0.00306TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 2/10/2013 0.06270 0.00304TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 3/10/2013 0.06260 0.00304TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 4/10/2013 0.06260 0.00304TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 5/10/2013 0.06240 0.00303TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 6/10/2013 0.06270 0.00304TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 7/10/2013 0.06240 0.00303TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 8/10/2013 0.06240 0.00303TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2012-3Q -- ADT 923 35-2449256 00770V364 00770V372 00770V380 00770V398 TICE123Q 9/10/2013 0.06250 0.00303

SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 1/10/2013 0.05630 0.00799SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 2/10/2013 0.05600 0.00795SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 3/10/2013 0.05570 0.00791SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 4/10/2013 0.05560 0.00790SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 5/10/2013 0.05590 0.00794SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 6/10/2013 0.05490 0.00780SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 7/10/2013 0.05460 0.00775SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 8/10/2013 0.05440 0.00772SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-3Q 35-2449252 00770V406 00770V414 00770V422 00770V430 SRV123Q 9/10/2013 0.05420 0.00770

GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-2 - ADT 896 35-2451371 00770V646 00770V653 00770V661 00770V679 GLOBM122 1/10/2013 0.08030 0.03060GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-2 - ADT 896 35-2451371 00770V646 00770V653 00770V661 00770V679 GLOBM122 4/10/2013 0.06160 0.02348GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-2 - ADT 896 35-2451371 00770V646 00770V653 00770V661 00770V679 GLOBM122 7/10/2013 0.05710 0.02176GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2012-2 - ADT 896 35-2451371 00770V646 00770V653 00770V661 00770V679 GLOBM122 10/10/2013 0.05710 0.02176

SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 1/10/2013 0.05520 0.00592SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 2/10/2013 0.05520 0.00592SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 3/10/2013 0.05500 0.00590SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 4/10/2013 0.05440 0.00584SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 5/10/2013 0.05410 0.00580SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 6/10/2013 0.05250 0.00563SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 7/10/2013 0.05140 0.00552SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 8/10/2013 0.05120 0.00549SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 9/10/2013 0.05070 0.00544SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 10/10/2013 0.04940 0.00530SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 11/10/2013 0.04940 0.00530SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-2 - ADT 35-2451370 00770V687 00770V695 00770V703 00770V711 SRV2122 12/10/2013 0.04820 0.00517

CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 1/10/2013 0.05990 0.01612CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 2/10/2013 0.05950 0.01601CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 3/10/2013 0.05880 0.01582CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 4/10/2013 0.05820 0.01566CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 5/10/2013 0.05770 0.01553CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 6/10/2013 0.05720 0.01539CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 7/10/2013 0.05660 0.01523CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 8/10/2013 0.05660 0.01523CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 9/10/2013 0.05660 0.01523CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 10/10/2013 0.05660 0.01523CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 11/10/2013 0.05660 0.01523CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2012-2 - ADT 895 35-2451372 00770V729 00770V737 00770V745 00770V752 CONV122 12/10/2013 0.05730 0.01542

AGRI - BUSINESS OPPORTUNITIES PORTFOLIO, SERIES 20 12-2 ADT 9 35-2453343 00770V844 00770V851 00770V869 00770V877 AGR122 7/10/2013 0.03380 0.01599AGRI - BUSINESS OPPORTUNITIES PORTFOLIO, SERIES 20 12-2 ADT 9 35-2453343 00770V844 00770V851 00770V869 00770V877 AGR122 10/10/2013 0.02940 0.01391

CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 1/10/2013 0.03350 0.00323CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 2/10/2013 0.03340 0.00322CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 3/10/2013 0.03340 0.00322CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 4/10/2013 0.03350 0.00323CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 5/10/2013 0.03280 0.00317CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 6/10/2013 0.03290 0.00317CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 7/10/2013 0.03300 0.00318CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 8/10/2013 0.03300 0.00318CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 9/10/2013 0.03320 0.00320CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 10/10/2013 0.03320 0.00320CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 11/10/2013 0.03320 0.00320CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-1 ADT 908 45-5366175 00770W107 00770W115 00770W123 00770W131 UTIL121 12/10/2013 0.03330 0.00321

EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 1/10/2013 0.02790 0.00326EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 2/10/2013 0.02800 0.00327EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 3/10/2013 0.02850 0.00333



Ticker Symbol




EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 4/10/2013 0.03000 0.00351EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 5/10/2013 0.03030 0.00354EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 6/10/2013 0.02870 0.00336EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 7/10/2013 0.02940 0.00344EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 8/10/2013 0.02930 0.00343EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 9/10/2013 0.02920 0.00341EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 10/10/2013 0.02930 0.00343EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 11/10/2013 0.02880 0.00337EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 12/10/2013 0.03020 0.00353EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-1 35-2447383 00770W198 00770W206 00770W214 00770W222 EMDV121 12/18/2013 0.05980 0.00699

BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 1/10/2013 0.05350 0.01459BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 2/10/2013 0.05340 0.01456BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 3/10/2013 0.05330 0.01453BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 4/10/2013 0.05330 0.01453BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 5/10/2013 0.05210 0.01421BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 6/10/2013 0.05150 0.01404BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 7/10/2013 0.05060 0.01380BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 8/10/2013 0.05060 0.01380BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 9/10/2013 0.05030 0.01372BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 10/10/2013 0.05030 0.01372BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 11/10/2013 0.05030 0.01372BALANCED PORTFOLIO, SERIES 2012-2 - ADT 903 35-2453433 00770W263 00770W271 00770W289 00770W297 BAL2122 12/10/2013 0.05010 0.01366

STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 1/10/2013 0.02320 0.00011STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 2/10/2013 0.02280 0.00011STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 3/10/2013 0.02250 0.00011STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 4/10/2013 0.02210 0.00010STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 5/10/2013 0.02160 0.00010STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 6/10/2013 0.02150 0.00010STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 7/10/2013 0.02130 0.00010STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 8/10/2013 0.02130 0.00010STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 9/10/2013 0.02070 0.00010STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 10/10/2013 0.02080 0.00010STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 11/10/2013 0.02130 0.00010STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2012-4Q - ADT 910 35-2453425 00770W347 00770W354 00770W362 00770W370 Q50H124Q 12/10/2013 0.02130 0.00010

PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 1/10/2013 0.05430 0.01115PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 2/10/2013 0.05410 0.01111PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 3/10/2013 0.05360 0.01101PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 4/10/2013 0.05310 0.01091PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 5/10/2013 0.05260 0.01080PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 6/10/2013 0.05120 0.01052PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 7/10/2013 0.05080 0.01043PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 8/10/2013 0.05170 0.01062PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 9/10/2013 0.05170 0.01062PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 10/10/2013 0.05170 0.01062PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 11/10/2013 0.05170 0.01062PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 12/10/2013 0.05170 0.01062PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2012-2 - ADT 898 35-2453338 00770W388 00770W396 00770W404 00770W412 PFD2Y122 12/18/2013 0.08560 0.01758

GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-4Q ADT 911 35-2453419 00770W446 00770W453 GOLD124Q 3/10/2013 0.01070 0.01070GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-4Q ADT 911 35-2453419 00770W446 00770W453 GOLD124Q 3/10/2013 0.22650 0.22650GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-4Q ADT 911 35-2453419 00770W446 00770W453 GOLD124Q 6/10/2013 0.02630 0.02630GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-4Q ADT 911 35-2453419 00770W446 00770W453 GOLD124Q 6/10/2013 0.22780 0.22780GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-4Q ADT 911 35-2453419 00770W446 00770W453 GOLD124Q 9/10/2013 0.02130 0.02130GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-4Q ADT 911 35-2453419 00770W446 00770W453 GOLD124Q 9/10/2013 0.23280 0.23280GLOBAL GOLD INCOME PORTFOLIO, SERIES 2012-4Q ADT 911 35-2453419 00770W446 00770W453 GOLD124Q 12/10/2013 0.23000 0.23000

TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 1/10/2013 0.06320 0.00372TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 2/10/2013 0.06220 0.00366TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 3/10/2013 0.06190 0.00365TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 4/10/2013 0.06290 0.00370TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 5/10/2013 0.06270 0.00369TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 6/10/2013 0.06280 0.00370TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 7/10/2013 0.06230 0.00367TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 8/10/2013 0.06230 0.00367TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 9/10/2013 0.06280 0.00370TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 10/10/2013 0.06270 0.00369TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 11/10/2013 0.06270 0.00369TACTICAL INCOME CLOSED-END PORTFOLIO 15 MONTH, SER IES 2012-4Q -- ADT 924 35-2453434 00770W503 00770W511 00770W529 00770W537 TICE124Q 12/10/2013 0.06210 0.00366

SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 1/10/2013 0.05680 0.00749



Ticker Symbol




SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 2/10/2013 0.05570 0.00735SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 3/10/2013 0.05540 0.00731SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 4/10/2013 0.05610 0.00740SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 5/10/2013 0.02350 0.02350SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 5/10/2013 0.05610 0.00740SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 6/10/2013 0.05530 0.00729SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 7/10/2013 0.05520 0.00728SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 8/10/2013 0.05510 0.00727SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 9/10/2013 0.05510 0.00727SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 10/10/2013 0.05400 0.00712SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 11/10/2013 0.05390 0.00711SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH SERIES 2012-4Q 35-2453428 00770W545 00770W552 00770W560 00770W578 SRV124Q 12/10/2013 0.05240 0.00691

GLOBAL INFLATION GROWTH PORTFOLIO, SERIES 2012-2 - ADT 925 35-2453436 00770W628 00770W636 00770W644 00770W651 GIG122 6/10/2013 0.03540 0.01281GLOBAL INFLATION GROWTH PORTFOLIO, SERIES 2012-2 - ADT 925 35-2453436 00770W628 00770W636 00770W644 00770W651 GIG122 12/10/2013 0.09330 0.03377

GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 1/10/2013 0.07910 0.03196GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 2/10/2013 0.07790 0.03147GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 3/10/2013 0.07760 0.03135GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 4/10/2013 0.07720 0.03119GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 5/10/2013 0.07720 0.03119GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 6/10/2013 0.07720 0.03119GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 7/10/2013 0.07730 0.03123GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 8/10/2013 0.07730 0.03123GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 9/10/2013 0.07730 0.03123GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 10/10/2013 0.07580 0.03062GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 11/10/2013 0.06660 0.02691GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 11/10/2013 1.10570 0.98363GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO 15-MONTH, SERIES 2 35-2453429 00770W669 00770W677 00770W685 00770W693 GCV124Q 12/10/2013 0.06670 0.02695

BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 1/10/2013 0.05400 0.00360BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 2/10/2013 0.05300 0.00354BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 3/10/2013 0.05270 0.00352BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 4/10/2013 0.05260 0.00351BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 5/10/2013 0.05210 0.00348BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 6/10/2013 0.05200 0.00347BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 7/10/2013 0.05150 0.00344BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 8/10/2013 0.05150 0.00344BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 9/10/2013 0.05120 0.00342BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 10/10/2013 0.05130 0.00342BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 11/10/2013 0.05130 0.00342BALANCED PORTFOLIO -- 15 MONTH, SERIES 2012-4Q - A DT 913 35-2453431 00770W701 00770W719 00770W727 00770W735 BAL124Q 12/10/2013 0.05110 0.00341

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 1/10/2013 5.02000 1.11193ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 2/10/2013 5.02000 1.11193ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 3/10/2013 5.04000 1.11636ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 4/10/2013 5.03000 1.11415ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 5/10/2013 5.03000 1.11415ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 6/10/2013 5.03000 1.11415ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 7/10/2013 5.05000 1.11858ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 8/10/2013 5.06000 1.12079ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 9/10/2013 5.06000 1.12079ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 10/10/2013 5.06000 1.12079ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 11/10/2013 5.07000 1.12301ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 56 ADT 906 35-2449294 00770W800 00770W818 ACTND056 12/10/2013 5.08000 1.12522

COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 1/10/2013 0.07250 0.03367COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 2/10/2013 0.07220 0.03353COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 3/10/2013 0.07220 0.03353COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 4/10/2013 0.07140 0.03316COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 5/10/2013 0.07220 0.03353COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 6/10/2013 0.07130 0.03311COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 7/10/2013 0.07080 0.03288COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 8/10/2013 0.07020 0.03260COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 9/10/2013 0.06960 0.03232COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 10/10/2013 0.06960 0.03232COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 11/10/2013 0.06960 0.03232COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 12/10/2013 0.06980 0.03242COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2012-2 - ADT 929 35-2456875 00770W826 00770W834 00770W842 00770W859 CV2Y122 12/18/2013 0.07110 0.03302

CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 2/10/2013 0.01500 0.00311CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 3/10/2013 0.03190 0.00662CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 4/10/2013 0.03190 0.00662



Ticker Symbol




CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 5/10/2013 0.03200 0.00664CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 6/10/2013 0.03170 0.00658CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 7/10/2013 0.03150 0.00654CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 8/10/2013 0.03150 0.00654CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 9/10/2013 0.03160 0.00656CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 10/10/2013 0.03160 0.00656CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 11/10/2013 0.03180 0.00660CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 12/10/2013 0.03190 0.00662CONFLUENCE REIT PORTFOLIO, SERIES 2012-2 ADT 928 35-2456876 00771A104 00771A112 00771A120 00771A138 CRP122 12/18/2013 0.07520 0.01560

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 1/10/2013 4.68000 0.10530ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 2/10/2013 4.68000 0.10530ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 3/10/2013 4.71000 0.10598ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 4/10/2013 4.69000 0.10553ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 5/10/2013 4.72000 0.10620ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 6/10/2013 4.74000 0.10665ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 7/10/2013 4.77000 0.10733ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 8/10/2013 4.77000 0.10733ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 9/10/2013 4.78000 0.10755ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 10/10/2013 4.79000 0.10778ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 11/10/2013 4.80000 0.10800ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 57 ADT 916 35-2451327 00771A146 00771A153 ACTND057 12/10/2013 4.80000 0.10800




CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 1/10/2013 0.01740 0.00367CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 2/10/2013 0.03480 0.00735CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 3/10/2013 0.03510 0.00741CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 4/10/2013 0.03500 0.00739CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 5/10/2013 0.03390 0.00716CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 6/10/2013 0.03410 0.00720CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 7/10/2013 0.03490 0.00737CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 8/10/2013 0.03360 0.00710CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 9/10/2013 0.03350 0.00708CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 10/10/2013 0.03350 0.00708CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 11/10/2013 0.03350 0.00708



Ticker Symbol




CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 12/10/2013 0.03350 0.00708CONFLUENCE UTILITIES PORTFOLIO, SERIES 2012-2 - AD T 937 35-2456884 00771A302 00771A310 00771A328 00771A336 UTIL122 12/18/2013 0.04770 0.01007

BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 2/10/2013 0.02720 0.00795BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 3/10/2013 0.07430 0.02171BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 4/10/2013 0.07340 0.02145BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 5/10/2013 0.07420 0.02168BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 6/10/2013 0.07450 0.02177BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 7/10/2013 0.07320 0.02139BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 8/10/2013 0.07260 0.02121BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 9/10/2013 0.07220 0.02110BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 10/10/2013 0.06950 0.02031BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 11/10/2013 0.06950 0.02031BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 12/10/2013 0.06990 0.02042BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2012-2 - ADT 950 35-2459437 00771A385 00771A393 00771A401 00771A419 BDC122 12/18/2013 0.21000 0.06136

EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 5/10/2013 0.05650 0.00038EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 6/10/2013 0.02650 0.00018EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 7/10/2013 0.02670 0.00018EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 8/10/2013 0.02650 0.00018EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 9/10/2013 0.02670 0.00018EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 10/10/2013 0.02800 0.00019EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 11/10/2013 0.02740 0.00019EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 12/10/2013 0.02810 0.00019EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2012-2 - ADT 951 35-2459438 00771A427 00771A435 00771A443 00771A450 EMDV122 12/18/2013 0.02620 0.00018

TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 1/10/2013 0.06470 0.01209TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 2/10/2013 0.06470 0.01209TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 3/10/2013 0.06410 0.01198TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 4/10/2013 0.06560 0.01226TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 5/10/2013 0.06560 0.01226TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 6/10/2013 0.06570 0.01228TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 7/10/2013 0.06480 0.01211TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 8/10/2013 0.06440 0.01204TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 9/10/2013 0.06450 0.01206TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 10/10/2013 0.06470 0.01209TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 11/10/2013 0.06480 0.01211TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2012- 4 - ADT 935 35-2456882 00771A468 00771A476 00771A484 00771A492 TICE2124 12/10/2013 0.06470 0.01209



ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 1/10/2013 4.77000 2.18418ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 2/10/2013 4.77000 2.18418ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 3/10/2013 4.81000 2.20250ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 4/10/2013 4.78000 2.18876ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 5/10/2013 4.79000 2.19334ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 6/10/2013 4.78000 2.18876ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 7/10/2013 4.79000 2.19334ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 8/10/2013 4.79000 2.19334



Ticker Symbol




ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 9/10/2013 4.79000 2.19334ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 10/10/2013 4.79000 2.19334ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 11/10/2013 4.80000 2.19792ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 63 ADT 945 35-2456909 00771A666 00771A674 ACTND063 12/10/2013 4.80000 2.19792


ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 2/10/2013 3.54000 2.17214ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 3/10/2013 4.44000 2.72438ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 4/10/2013 4.43000 2.71825ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 5/10/2013 4.47000 2.74279ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 6/10/2013 4.43000 2.71825ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 7/10/2013 4.43000 2.71825ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 8/10/2013 4.44000 2.72438ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 9/10/2013 4.43000 2.71825ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 10/10/2013 4.43000 2.71825ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 11/10/2013 4.46000 2.73666ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 65 ADT 947 35-2463551 00771A708 00771A716 ACTND065 12/10/2013 4.47000 2.74279

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 2/10/2013 1.50000 0.94260ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 3/10/2013 4.53000 2.84665ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 4/10/2013 4.52000 2.84037ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 5/10/2013 4.55000 2.85922ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 6/10/2013 4.52000 2.84037ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 7/10/2013 4.53000 2.84665ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 8/10/2013 4.53000 2.84665ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 9/10/2013 4.52000 2.84037ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 10/10/2013 4.52000 2.84037ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 11/10/2013 4.54000 2.85294ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 66 ADT 948 35-2463593 00771A724 00771A732 ACTND066 12/10/2013 4.52000 2.84037

INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 2/10/2013 0.02700 0.00527INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 3/10/2013 0.05770 0.01127INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 4/10/2013 0.05760 0.01125INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 5/10/2013 0.05780 0.01129INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 6/10/2013 0.05760 0.01125INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 7/10/2013 0.05700 0.01113INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 8/10/2013 0.05670 0.01107INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 9/10/2013 0.05690 0.01111INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 10/10/2013 0.05590 0.01092INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 11/10/2013 0.05610 0.01096INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 12/10/2013 0.05660 0.01105INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2012-2 ADT 890 35-2456879 00771A740 00771A757 00771A765 00771A773 INFL122 12/18/2013 0.07550 0.01475

INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 1/10/2013 0.04390 0.01033INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 2/10/2013 0.04410 0.01037INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 3/10/2013 0.04390 0.01033INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 4/10/2013 0.04380 0.01030INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 5/10/2013 0.04230 0.00995INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 6/10/2013 0.04170 0.00981INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 7/10/2013 0.03790 0.00891INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 8/10/2013 0.03770 0.00887INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 9/10/2013 0.03640 0.00856INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 10/10/2013 0.03650 0.00858INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 11/10/2013 0.03660 0.00861INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 012-4Q - ADT 938 35-2456881 00771A781 00771A799 00771A807 00771A815 IHT124Q 12/10/2013 0.03600 0.00847

DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2012-4Q - ADT 930 35-2456877 00771B102 00771B110 00771B128 00771B136 DAP124Q 7/10/2013 0.22260 0.15874

BLUE CHIP PORTFOLIO, SERIES 2013-1 - ADT 985 35-2466405 00771B144 00771B151 00771B169 00771B177 BCP131 7/10/2013 0.04130 0.01355BLUE CHIP PORTFOLIO, SERIES 2013-1 - ADT 985 35-2466405 00771B144 00771B151 00771B169 00771B177 BCP131 10/10/2013 0.03840 0.01260BLUE CHIP PORTFOLIO, SERIES 2013-1 - ADT 985 35-2466405 00771B144 00771B151 00771B169 00771B177 BCP131 12/18/2013 0.01320 0.00433



Ticker Symbol




BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2013-1Q ADT 970 35-2463536 00771B185 00771B193 00771B201 00771B219 BFF131Q 4/10/2013 0.01070 0.00229BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2013-1Q ADT 970 35-2463536 00771B185 00771B193 00771B201 00771B219 BFF131Q 7/10/2013 0.03470 0.00744BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2013-1Q ADT 970 35-2463536 00771B185 00771B193 00771B201 00771B219 BFF131Q 7/10/2013 0.20480 0.20480BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2013-1Q ADT 970 35-2463536 00771B185 00771B193 00771B201 00771B219 BFF131Q 10/10/2013 0.03540 0.00759

DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -1Q - ADT 968 35-2463501 00771B268 00771B284 DRCC131Q 6/10/2013 0.03750 0.03546DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -1Q - ADT 968 35-2463501 00771B268 00771B284 DRCC131Q 9/10/2013 0.03820 0.03612DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -1Q - ADT 968 35-2463501 00771B268 00771B284 DRCC131Q 12/10/2013 0.03840 0.03631

ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2013-1 - AD T 987 35-2466406 00771B300 00771B318 00771B326 00771B334 ENOP131 7/10/2013 0.05020 0.01746ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2013-1 - AD T 987 35-2466406 00771B300 00771B318 00771B326 00771B334 ENOP131 10/10/2013 0.04390 0.01527ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2013-1 - AD T 987 35-2466406 00771B300 00771B318 00771B326 00771B334 ENOP131 12/18/2013 0.02880 0.01002

GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 3/1/2013 0.03440 0.00317GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 4/1/2013 0.02680 0.00247GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 5/1/2013 0.02660 0.00245GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 6/1/2013 0.02630 0.00242GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 7/1/2013 0.02630 0.00242GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 8/1/2013 0.02720 0.00251GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 9/1/2013 0.02710 0.00250GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 10/1/2013 0.02680 0.00247GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 11/1/2013 0.02610 0.00240GNMA ADVANTAGE INCOME PORTFOLIO SERIES 19 ADT 966 35-2463554 00771B342 00771B359 GNMA019 12/1/2013 0.02510 0.00231

GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-1Q -- AN SMC PORTFOLIO - ADT 967 35-2463534 00771B367 00771B375 GOLD131Q 6/10/2013 0.03140 0.02014GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-1Q -- AN SMC PORTFOLIO - ADT 967 35-2463534 00771B367 00771B375 GOLD131Q 6/10/2013 0.15490 0.15490GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-1Q -- AN SMC PORTFOLIO - ADT 967 35-2463534 00771B367 00771B375 GOLD131Q 9/10/2013 0.03420 0.02194GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-1Q -- AN SMC PORTFOLIO - ADT 967 35-2463534 00771B367 00771B375 GOLD131Q 9/10/2013 0.15050 0.15050GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-1Q -- AN SMC PORTFOLIO - ADT 967 35-2463534 00771B367 00771B375 GOLD131Q 12/10/2013 0.01460 0.00936GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-1Q -- AN SMC PORTFOLIO - ADT 967 35-2463534 00771B367 00771B375 GOLD131Q 12/10/2013 0.15100 0.15100

HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 3/10/2013 0.06930 0.00175HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 4/10/2013 0.06290 0.00159HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 5/10/2013 0.06140 0.00155HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 6/10/2013 0.06160 0.00156HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 7/10/2013 0.06230 0.00158HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 8/10/2013 0.06040 0.00153HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 9/10/2013 0.05980 0.00151HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 10/10/2013 0.05880 0.00149HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 11/10/2013 0.05820 0.00147HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 12/10/2013 0.05700 0.00144HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-1 - ADT 962 35-2463499 00771B383 00771B391 00771B409 00771B417 CEHY131 12/18/2013 0.02030 0.00051

BRIC ADVANTAGE PORTFOLIO, SERIES 2013-1 - ADT 963 35-2463500 00771B425 00771B433 00771B441 00771B458 BRICA131 6/10/2013 0.35000 0.13164

ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-1Q ADT 971 35-2463502 00771B466 00771B474 EEI131Q 3/10/2013 0.03460 0.00493ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-1Q ADT 971 35-2463502 00771B466 00771B474 EEI131Q 6/10/2013 0.05140 0.05085ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-1Q ADT 971 35-2463502 00771B466 00771B474 EEI131Q 6/10/2013 0.14510 0.02069ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-1Q ADT 971 35-2463502 00771B466 00771B474 EEI131Q 9/10/2013 0.05280 0.05224ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-1Q ADT 971 35-2463502 00771B466 00771B474 EEI131Q 9/10/2013 0.12760 0.01820ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-1Q ADT 971 35-2463502 00771B466 00771B474 EEI131Q 12/10/2013 0.05440 0.05382ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-1Q ADT 971 35-2463502 00771B466 00771B474 EEI131Q 12/10/2013 0.13260 0.01891

DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 3/10/2013 0.01830 0.00414DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 4/10/2013 0.03640 0.00824DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 5/10/2013 0.03610 0.00817DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 6/10/2013 0.03520 0.00797DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 7/10/2013 0.03530 0.00799DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 7/10/2013 0.21450 0.21450DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 8/10/2013 0.03430 0.00776DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 9/10/2013 0.03370 0.00763DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 10/10/2013 0.03450 0.00781DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 11/10/2013 0.03460 0.00783DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-1Q ADT 979 35-2466400 00771B565 00771B573 00771B581 00771B599 DAP131Q 12/10/2013 0.03470 0.00785

SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 4/10/2013 0.03720 0.00340SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 5/10/2013 0.05510 0.00503SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 6/10/2013 0.05470 0.00499SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 7/10/2013 0.05480 0.00500SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 8/10/2013 0.05420 0.00495SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 9/10/2013 0.05400 0.00493SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 10/10/2013 0.05290 0.00483



Ticker Symbol




SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 11/10/2013 0.05240 0.00478SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 12/10/2013 0.05160 0.00471SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-1 66 35-2466487 00771B649 00771B656 00771B664 00771B672 SRV2131 12/18/2013 0.09350 0.00854

GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 4/10/2013 0.09780 0.03813GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 5/10/2013 0.07490 0.02920GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 6/10/2013 0.07490 0.02920GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 7/10/2013 0.07490 0.02920GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 8/10/2013 0.07470 0.02913GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 9/10/2013 0.07320 0.02854GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 10/10/2013 0.07110 0.02772GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 11/10/2013 0.06150 0.02398GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 11/10/2013 1.07850 1.06879GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-1 - A 35-2466404 00771B722 00771B730 00771B748 00771B755 GCV2Y131 12/10/2013 0.06150 0.02398

INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 3/10/2013 0.01690 0.00341INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 4/10/2013 0.03770 0.00760INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 5/10/2013 0.03680 0.00742INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 6/10/2013 0.03570 0.00720INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 7/10/2013 0.03370 0.00679INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 8/10/2013 0.03330 0.00671INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 9/10/2013 0.03200 0.00645INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 10/10/2013 0.03220 0.00649INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 11/10/2013 0.03230 0.00651INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 12/10/2013 0.03290 0.00663INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-1Q ADT 98 35-2466403 00771B805 00771B813 00771B821 00771B839 IHT131Q 12/18/2013 0.01510 0.00304

SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 2/10/2013 0.03550 0.00358SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 3/10/2013 0.05680 0.00573SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 4/10/2013 0.05660 0.00571SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 5/10/2013 0.05660 0.00571SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 6/10/2013 0.05590 0.00563SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 7/10/2013 0.05600 0.00564SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 8/10/2013 0.05510 0.00555SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 9/10/2013 0.05460 0.00550SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 10/10/2013 0.05320 0.00536SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 11/10/2013 0.05320 0.00536SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2012-3 - ADT 35-2459490 00771B847 00771B854 00771B862 00771B870 SRV2123 12/10/2013 0.05200 0.00524

EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 2/10/2013 0.03820 0.01178EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 3/10/2013 0.06930 0.02137EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 4/10/2013 0.06870 0.02119EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 5/10/2013 0.06920 0.02134EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 6/10/2013 0.06970 0.02150EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 7/10/2013 0.06900 0.02128EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 8/10/2013 0.06840 0.02109EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 9/10/2013 0.06840 0.02109EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 10/10/2013 0.06770 0.02088EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 11/10/2013 0.06330 0.01952EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 11/10/2013 0.53030 0.41347EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-1 - ADT 939 35-2459376 00771C183 00771C191 00771C209 00771C217 EDICE131 12/10/2013 0.06390 0.01971

GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 2/10/2013 0.01110 0.00455GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 3/10/2013 0.06590 0.02701GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 4/10/2013 0.06540 0.02681GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 5/10/2013 0.06550 0.02685GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 6/10/2013 0.06540 0.02681GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 7/10/2013 0.06450 0.02644GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 8/10/2013 0.06320 0.02591GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 9/10/2013 0.06300 0.02582GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 10/10/2013 0.06200 0.02541GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 11/10/2013 0.06270 0.02570GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 12/10/2013 0.06170 0.02529GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C282 00771C290 GCE131 12/18/2013 0.00550 0.00225GLOBAL CLOSED END PORTFOLIO, SERIES 2013-1 - ADT 9 59 35-2463505 00771C266 00771C274 00771C290 00771C282 GCE131 12/31/2013 0.00990 0.00406

HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 3/10/2013 0.03220 0.00597HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 4/10/2013 0.04620 0.00856HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 5/10/2013 0.04430 0.00821HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 6/10/2013 0.04380 0.00812HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 7/10/2013 0.04330 0.00802HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 8/10/2013 0.04320 0.00800HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 9/10/2013 0.04210 0.00780



Ticker Symbol




HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 10/10/2013 0.04200 0.00778HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 11/10/2013 0.04200 0.00778HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 12/10/2013 0.04220 0.00782HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2012-4 Q ADT 952 35-2459436 00771C308 00771C316 00771C324 00771C332 HI50124Q 12/18/2013 0.11810 0.02188

STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 1/10/2013 0.05280 0.01068STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 2/10/2013 0.05290 0.01070STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 3/10/2013 0.05250 0.01062STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 4/10/2013 0.05270 0.01066STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 5/10/2013 0.05280 0.01068STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 6/10/2013 0.05230 0.01058STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 7/10/2013 0.05270 0.01066STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 8/10/2013 0.05180 0.01048STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 9/10/2013 0.05210 0.01054STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 10/10/2013 0.05210 0.01054STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 11/10/2013 0.05240 0.01060STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 12/10/2013 0.05250 0.01062STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 12/18/2013 0.00030 0.00006STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C407 00771C415 MLP123 12/18/2013 0.10120 0.01627STEELPATH/ALERIAN MLP AND INCOME PORTFOLIO, SERIES 2012-3 - ADT 965 35-2456848 00771C381 00771C399 00771C415 00771C407 MLP123 12/31/2013 0.03060 0.00619

STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 3/10/2013 0.01860 0.00223STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 4/10/2013 0.02450 0.00294STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 5/10/2013 0.02330 0.00279STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 6/10/2013 0.02310 0.00277STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 7/10/2013 0.02270 0.00272STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 8/10/2013 0.02260 0.00271STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 9/10/2013 0.02210 0.00265STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 10/10/2013 0.02200 0.00264STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 11/10/2013 0.02240 0.00269STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 11/10/2013 0.14350 0.14191STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-1Q - ADT 931 35-2459377 00771C423 00771C431 00771C449 00771C456 Q50H131Q 12/10/2013 0.02220 0.00266

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 3/10/2013 2.00000 1.32700ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 4/10/2013 4.63000 3.07201ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 5/10/2013 4.64000 3.07864ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 6/10/2013 4.63000 3.07201ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 7/10/2013 4.63000 3.07201ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 8/10/2013 4.63000 3.07201ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 9/10/2013 4.64000 3.07864ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 10/10/2013 4.65000 3.08528ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 11/10/2013 4.67000 3.09855ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 67 ADT 973 35-2466474 00771C464 00771C472 ACTND067 12/10/2013 4.66000 3.09191

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 4/10/2013 1.97000 1.42431ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 5/10/2013 4.57000 3.30411ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 6/10/2013 4.56000 3.29688ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 7/10/2013 4.59000 3.31857ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 8/10/2013 4.56000 3.29688ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 9/10/2013 4.56000 3.29688ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 10/10/2013 4.56000 3.29688ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 11/10/2013 4.57000 3.30411ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 68 ADT 974 35-2466496 00771C480 00771C498 ACTND068 12/10/2013 4.56000 3.29688

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 69 ADT 975 35-2469676 00771C506 00771C514 ACTND069 5/10/2013 4.75000 3.05805ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 69 ADT 975 35-2469676 00771C506 00771C514 ACTND069 6/10/2013 4.59000 2.95504ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 69 ADT 975 35-2469676 00771C506 00771C514 ACTND069 7/10/2013 4.62000 2.97436ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 69 ADT 975 35-2469676 00771C506 00771C514 ACTND069 8/10/2013 4.60000 2.96148ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 69 ADT 975 35-2469676 00771C506 00771C514 ACTND069 9/10/2013 4.59000 2.95504ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 69 ADT 975 35-2469676 00771C506 00771C514 ACTND069 10/10/2013 4.59000 2.95504ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 69 ADT 975 35-2469676 00771C506 00771C514 ACTND069 11/10/2013 4.60000 2.96148ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 69 ADT 975 35-2469676 00771C506 00771C514 ACTND069 12/10/2013 4.60000 2.96148

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 70 ADT 976 35-2472920 00771C522 00771C530 ACTND070 5/10/2013 1.50000 1.07250ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 70 ADT 976 35-2472920 00771C522 00771C530 ACTND070 6/10/2013 4.51000 3.22465ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 70 ADT 976 35-2472920 00771C522 00771C530 ACTND070 7/10/2013 4.52000 3.23180ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 70 ADT 976 35-2472920 00771C522 00771C530 ACTND070 8/10/2013 4.52000 3.23180ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 70 ADT 976 35-2472920 00771C522 00771C530 ACTND070 9/10/2013 4.51000 3.22465ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 70 ADT 976 35-2472920 00771C522 00771C530 ACTND070 10/10/2013 4.51000 3.22465ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 70 ADT 976 35-2472920 00771C522 00771C530 ACTND070 11/10/2013 4.51000 3.22465ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 70 ADT 976 35-2472920 00771C522 00771C530 ACTND070 12/10/2013 4.51000 3.22465

DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 4/10/2013 0.05690 0.00822



Ticker Symbol




DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 5/10/2013 0.02520 0.00364DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 6/10/2013 0.02540 0.00367DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 7/10/2013 0.02550 0.00368DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 8/10/2013 0.02550 0.00368DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 9/10/2013 0.02570 0.00371DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 10/10/2013 0.02570 0.00371DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 11/10/2013 0.02590 0.00374DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 12/10/2013 0.02610 0.00377DIVIDEND RULER PORTFOLIO, SERIES 2013A - ADT 771 35-2463535 00771C605 00771C613 00771C621 00771C639 DVRUL13A 12/18/2013 0.01840 0.00266

GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 3/10/2013 0.05540 0.02997GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 4/10/2013 0.07520 0.04068GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 5/10/2013 0.07490 0.04051GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 6/10/2013 0.07450 0.04030GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 7/10/2013 0.07410 0.04008GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 8/10/2013 0.07410 0.04008GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 9/10/2013 0.07410 0.04008GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 10/10/2013 0.07330 0.03965GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 11/10/2013 0.06450 0.03489GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 11/10/2013 1.06200 1.03035GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO - 15-MONTH, SERIES 35-2463496 00771C647 00771C654 00771C662 00771C670 GCV131Q 12/10/2013 0.06450 0.03489

TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 2/10/2013 0.02020 0.00440TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 3/10/2013 0.06110 0.01331TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 4/10/2013 0.06110 0.01331TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 5/10/2013 0.06060 0.01320TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 6/10/2013 0.06080 0.01325TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 7/10/2013 0.06090 0.01327TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 8/10/2013 0.06090 0.01327TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 9/10/2013 0.06130 0.01336TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 10/10/2013 0.06130 0.01336TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 11/10/2013 0.06130 0.01336TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 12/10/2013 0.06170 0.01344TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH, SERIES 2013-1Q -- ADT 960 35-2463497 00771C688 00771C696 00771C704 00771C712 TICE131Q 12/18/2013 0.00510 0.00111

SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 2/10/2013 0.03370 0.00250SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 3/10/2013 0.05480 0.00406SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 4/10/2013 0.04960 0.00368SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 5/10/2013 0.05480 0.00406SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 6/10/2013 0.05380 0.00399SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 7/10/2013 0.05370 0.00398SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 8/10/2013 0.05310 0.00393SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 9/10/2013 0.05290 0.00392SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 10/10/2013 0.05190 0.00385SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 11/10/2013 0.05190 0.00385SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 12/10/2013 0.05090 0.00377SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO - 15 MONTH, SERIES 2013-1Q 35-2463495 00771C720 00771C738 00771C746 00771C753 SRV131Q 12/18/2013 0.01100 0.00082

BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 3/10/2013 0.04940 0.01231BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 4/10/2013 0.05230 0.01303BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 5/10/2013 0.05180 0.01291BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 6/10/2013 0.05170 0.01288BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 7/10/2013 0.05130 0.01278BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 8/10/2013 0.05130 0.01278BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 9/10/2013 0.05100 0.01271BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 10/10/2013 0.05090 0.01268BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 11/10/2013 0.05090 0.01268BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 12/10/2013 0.05120 0.01276BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-1Q - A DT 957 35-2463506 00771C761 00771C779 00771C787 00771C795 BAL131Q 12/18/2013 0.04770 0.01189

HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 3/10/2013 0.01100 0.01100HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 3/10/2013 0.02010 0.00163HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 4/10/2013 0.03430 0.00279HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 5/10/2013 0.03340 0.00272HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 6/10/2013 0.03320 0.00270HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 7/10/2013 0.03220 0.00262HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 8/10/2013 0.03200 0.00260HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 9/10/2013 0.03210 0.00261HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 10/10/2013 0.01240 0.01240HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 10/10/2013 0.03180 0.00259HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 11/10/2013 0.03160 0.00257HARTFORD GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIE S 2013-1Q ADT 96 35-2459378 00771C845 00771C852 00771C860 00771C878 HGD131Q 12/10/2013 0.03190 0.00259



Ticker Symbol




STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 4/10/2013 0.04790 0.01316STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 5/10/2013 0.04010 0.01102STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 6/10/2013 0.03900 0.01072STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 7/10/2013 0.03780 0.01039STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 8/10/2013 0.03750 0.01031STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 9/10/2013 0.03650 0.01003STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 10/10/2013 0.03640 0.01000STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 11/10/2013 0.03650 0.01003STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 12/10/2013 0.03680 0.01011STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 1Q - ADT 982 35-2466402 00771D108 00771D116 00771D124 00771D132 HI80131Q 12/18/2013 0.04440 0.01220

PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 5/10/2013 0.02670 0.00723PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 6/10/2013 0.05130 0.01388PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 7/10/2013 0.05120 0.01385PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 8/10/2013 0.05220 0.01413PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 9/10/2013 0.05220 0.01413PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 10/10/2013 0.05170 0.01399PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 11/10/2013 0.05120 0.01385PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 12/10/2013 0.05070 0.01372PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-1 - ADT 993 35-2466485 00771D165 00771D181 PFD2Y131 12/18/2013 0.15450 0.04181

CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 5/10/2013 0.03250 0.00538CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 6/10/2013 0.05470 0.00905CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 7/10/2013 0.05460 0.00903CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 8/10/2013 0.05460 0.00903CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 9/10/2013 0.05460 0.00903CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 10/10/2013 0.05340 0.00883CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 11/10/2013 0.05300 0.00877CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 12/10/2013 0.05330 0.00882CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D223 00771D231 CONV131 12/18/2013 0.03080 0.00509CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-1 - ADT 994 35-2466484 00771D207 00771D215 00771D231 00771D223 CONV131 12/31/2013 0.01460 0.00241

TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 3/10/2013 0.02120 0.00490TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 4/10/2013 0.06070 0.01403TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 5/10/2013 0.06220 0.01438TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 6/10/2013 0.06160 0.01424TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 7/10/2013 0.06200 0.01433TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 8/10/2013 0.06200 0.01433TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 9/10/2013 0.06170 0.01427TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 10/10/2013 0.06080 0.01406TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 11/10/2013 0.06020 0.01392TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 12/10/2013 0.06050 0.01399TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 1 - ADT 984 35-2466409 00771D363 00771D371 00771D389 00771D397 TICE2131 12/18/2013 0.02300 0.00532

DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -4Q ADT 1103 35-2485435 00771D405 00771D413 DRCC134Q 12/10/2013 0.02420 0.01221DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -4Q ADT 1103 35-2485435 00771D405 00771D413 DRCC134Q 12/18/2013 0.03940 0.01987

ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-4Q ADT 1104 35-2485434 00771D421 00771D439 EEI134Q 12/10/2013 0.04770 0.01760ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-4Q ADT 1104 35-2485434 00771D421 00771D439 EEI134Q 12/18/2013 0.07590 0.02800

GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-4Q - AN SMC PORTFOLIO ADT 1102 35-2485436 00771D447 00771D454 GOLD134Q 12/18/2013 0.01650 0.01650

STRATEGIC HIGH 50«/Q-50 DIVIDEND AND GROWTH PORTFO LIO, SERIES 2013-4Q - ADT 109 35-2485438 00771D462 00771D470 00771D488 00771D496 Q50H134Q 12/10/2013 0.02290 0.01010STRATEGIC HIGH 50«/Q-50 DIVIDEND AND GROWTH PORTFO LIO, SERIES 2013-4Q - ADT 109 35-2485438 00771D462 00771D470 00771D488 00771D496 Q50H134Q 12/18/2013 0.07410 0.03267

BALANCED PORTFOLIO, SERIES 2013-2 - ADT 1093 35-2485437 00771D504 00771D512 00771D520 00771D538 BAL2132 11/10/2013 0.01350 0.00419BALANCED PORTFOLIO, SERIES 2013-2 - ADT 1093 35-2485437 00771D504 00771D512 00771D520 00771D538 BAL2132 12/10/2013 0.05270 0.01635BALANCED PORTFOLIO, SERIES 2013-2 - ADT 1093 35-2485437 00771D504 00771D512 00771D520 00771D538 BAL2132 12/18/2013 0.16930 0.05253

GLOBAL DIVIDEND STRATEGY PORTFOLIO -- A HARTFORD I NVESTMENT MANAGEMENT COMPANY SERIES 2013-4Q - ADT 1094 35-2485456 00771D546 00771D561 00771D579 00771D587 HGD134Q 12/10/2013 0.03800 0.03638

DIVIDEND RULER PORTFOLIO, SERIES 2013D - ADT 1095 35-2485455 00771D553 00771D595 00771D603 00771D611 DVRUL13D 12/10/2013 0.01960 0.01028DIVIDEND RULER PORTFOLIO, SERIES 2013D - ADT 1095 35-2485455 00771D553 00771D595 00771D603 00771D611 DVRUL13D 12/18/2013 0.06580 0.03453

ANGELS PORTFOLIO, SERIES 2013-4Q - ADT 1096 35-2485454 00771D629 00771D637 00771D645 00771D652 ANGL134Q 12/18/2013 0.03190 0.01782

BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-4Q - A DT 1097 35-2485453 00771D660 00771D678 00771D686 00771D694 BAL134Q 11/10/2013 0.01140 0.00344BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-4Q - A DT 1097 35-2485453 00771D660 00771D678 00771D686 00771D694 BAL134Q 12/10/2013 0.05190 0.01565BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-4Q - A DT 1097 35-2485453 00771D660 00771D678 00771D686 00771D694 BAL134Q 12/18/2013 0.15360 0.04633

TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-4Q -- ADT 1098 35-2485452 00771D702 00771D710 00771D728 00771D736 TICE134Q 11/10/2013 0.02100 0.00558TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-4Q -- ADT 1098 35-2485452 00771D702 00771D710 00771D728 00771D736 TICE134Q 12/10/2013 0.06210 0.01650TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-4Q -- ADT 1098 35-2485452 00771D702 00771D710 00771D728 00771D736 TICE134Q 12/18/2013 0.19380 0.05149



Ticker Symbol




SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1099 SE 35-2485451 00771D744 00771D751 00771D769 00771D777 SRV134Q 11/10/2013 0.03970 0.00773SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1099 SE 35-2485451 00771D744 00771D751 00771D769 00771D777 SRV134Q 12/10/2013 0.05590 0.01088SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1099 SE 35-2485451 00771D744 00771D751 00771D769 00771D777 SRV134Q 12/18/2013 0.11880 0.02313

GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2485450 00771D785 00771D793 00771D801 00771D819 GCV134Q 12/10/2013 0.05540 0.02069GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2485450 00771D785 00771D793 00771D801 00771D819 GCV134Q 12/18/2013 0.13690 0.05113GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2485450 00771D785 00771D793 00771D819 00771D801 GCV134Q 12/31/2013 0.01540 0.00575

BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2013-4Q - ADT 1101 35-2485449 00771D827 00771D835 00771D843 00771D850 BFF134Q 12/18/2013 0.03810 0.02220

HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 5/10/2013 0.03840 0.01201HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 6/10/2013 0.04240 0.01326HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 7/10/2013 0.04220 0.01320HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 8/10/2013 0.04110 0.01286HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 9/10/2013 0.04000 0.01251HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 10/10/2013 0.03980 0.01245HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 11/10/2013 0.03970 0.01242HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 12/10/2013 0.03990 0.01248HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-1 Q - ADT 1000 35-2466488 00771G143 00771G150 00771G168 00771G176 HI50131Q 12/18/2013 0.09590 0.03000

STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 3/10/2013 0.05750 0.02197STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 4/10/2013 0.04950 0.01891STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 5/10/2013 0.05050 0.01930STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 6/10/2013 0.04980 0.01903STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 7/10/2013 0.04930 0.01884STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 8/10/2013 0.04910 0.01876STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 9/10/2013 0.04940 0.01888STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 10/10/2013 0.04940 0.01888STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 11/10/2013 0.04970 0.01899STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-1- AN OFI STEELPATH PORTFOLIO - 35-2466425 00771G226 00771G234 00771G242 00771G259 MLP131 12/10/2013 0.04980 0.01903

ADVISORS CORE EQUITY STRATEGY PORTFOLIO , SERIES 2 013-1Q - ADT 983 35-2466401 00771G267 00771G275 00771G283 00771G291 ACES131Q 8/10/2013 0.11700 0.03824

INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 3/10/2013 0.02280 0.00756INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 4/10/2013 0.05450 0.01806INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 5/10/2013 0.05520 0.01829INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 6/10/2013 0.05490 0.01819INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 7/10/2013 0.05430 0.01800INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 8/10/2013 0.05400 0.01790INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 9/10/2013 0.05350 0.01773INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 10/10/2013 0.05300 0.01756INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 11/10/2013 0.05320 0.01763INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 12/10/2013 0.05330 0.01766INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-1 - ADT 1019 35-2466399 00771G309 00771G317 00771G325 00771G333 INFL131 12/18/2013 0.07300 0.02419

ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 4/10/2013 3.76000 1.62620ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 5/10/2013 5.63000 2.43498ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 6/10/2013 5.63000 2.43498ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 7/10/2013 5.66000 2.44795ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 8/10/2013 5.63000 2.43498ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 9/10/2013 5.63000 2.43498ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 10/10/2013 5.63000 2.43498ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 11/10/2013 5.66000 2.44795ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MARCH -A HIMCO PORT - ADT 1005 35-2469598 00771G341 00771G358 HYBD1303 12/10/2013 5.65000 2.44363

DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -2Q 35-2469675 00771G366 00771G374 DRCC132Q 6/10/2013 0.01980 0.00331DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -2Q 35-2469675 00771G366 00771G374 DRCC132Q 9/10/2013 0.05690 0.05690DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -2Q 35-2469675 00771G366 00771G374 DRCC132Q 9/10/2013 0.06650 0.01111DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -2Q 35-2469675 00771G366 00771G374 DRCC132Q 12/10/2013 0.05700 0.05700DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -2Q 35-2469675 00771G366 00771G374 DRCC132Q 12/10/2013 0.05980 0.00999

GLOBAL INFLATION GROWTH PORTFOLIO, SERIES 2013-1 - ADT 1018 35-2469667 00771G440 00771G457 00771G465 00771G473 GIG131 12/10/2013 0.07940 0.05248

STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-2Q - ADT 1006 35-2469665 00771G481 00771G499 00771G507 00771G515 Q50H132Q 6/10/2013 0.01630 0.00247STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-2Q - ADT 1006 35-2469665 00771G481 00771G499 00771G507 00771G515 Q50H132Q 7/10/2013 0.02220 0.00337STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-2Q - ADT 1006 35-2469665 00771G481 00771G499 00771G507 00771G515 Q50H132Q 8/10/2013 0.02180 0.00331STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-2Q - ADT 1006 35-2469665 00771G481 00771G499 00771G507 00771G515 Q50H132Q 9/10/2013 0.02130 0.00323STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-2Q - ADT 1006 35-2469665 00771G481 00771G499 00771G507 00771G515 Q50H132Q 10/10/2013 0.02100 0.00319STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-2Q - ADT 1006 35-2469665 00771G481 00771G499 00771G507 00771G515 Q50H132Q 11/10/2013 0.02110 0.00320STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-2Q - ADT 1006 35-2469665 00771G481 00771G499 00771G507 00771G515 Q50H132Q 11/10/2013 0.13800 0.13701STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-2Q - ADT 1006 35-2469665 00771G481 00771G499 00771G507 00771G515 Q50H132Q 12/10/2013 0.02120 0.00322



Ticker Symbol




SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 5/10/2013 0.02320 0.00239SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 6/10/2013 0.05210 0.00536SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 7/10/2013 0.05230 0.00538SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 8/10/2013 0.05070 0.00522SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 9/10/2013 0.05020 0.00517SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 10/10/2013 0.04920 0.00506SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 11/10/2013 0.04920 0.00506SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 12/10/2013 0.04830 0.00497SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH 35-2469673 00771G523 00771G531 00771G549 00771G556 SRV132Q 12/18/2013 0.04820 0.00496

GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G580 00771G598 GCV132Q 5/10/2013 0.01600 0.01034GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G580 00771G598 GCV132Q 6/10/2013 0.07370 0.04761GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G580 00771G598 GCV132Q 7/10/2013 0.07330 0.04735GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G580 00771G598 GCV132Q 8/10/2013 0.07220 0.04664GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G580 00771G598 GCV132Q 9/10/2013 0.07180 0.04638GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G580 00771G598 GCV132Q 10/10/2013 0.06970 0.04503GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G580 00771G598 GCV132Q 11/10/2013 0.06980 0.04509GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G580 00771G598 GCV132Q 12/10/2013 0.06970 0.04503GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2469666 00771G564 00771G572 00771G598 00771G580 GCV132Q 12/31/2013 0.00910 0.00588

TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 5/10/2013 0.02030 0.00797TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 6/10/2013 0.05790 0.02273TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 7/10/2013 0.05820 0.02284TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 8/10/2013 0.05730 0.02249TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 9/10/2013 0.05720 0.02245TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 10/10/2013 0.05640 0.02214TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 11/10/2013 0.05640 0.02214TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 12/10/2013 0.05690 0.02233TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-2Q -- ADT 1012 35-2469672 00771G606 00771G614 00771G622 00771G630 TICE132Q 12/18/2013 0.03010 0.01181

BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 5/10/2013 0.01040 0.00369BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 6/10/2013 0.04920 0.01744BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 7/10/2013 0.04910 0.01740BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 8/10/2013 0.04830 0.01712BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 9/10/2013 0.04770 0.01690BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 10/10/2013 0.04710 0.01669BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 11/10/2013 0.04720 0.01673BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 12/10/2013 0.04750 0.01683BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-2Q - A DT 1009 35-2469654 00771G689 00771G697 00771G705 00771G713 BAL132Q 12/18/2013 0.06220 0.02204

ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-2Q - ADT 1017 35-2469677 00771G721 00771G739 EEI132Q 9/10/2013 0.06580 0.05167ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-2Q - ADT 1017 35-2469677 00771G721 00771G739 EEI132Q 12/10/2013 0.06710 0.05269

GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-2Q -- AN SMC PORTFOLIO - ADT 1015 35-2469674 00771G747 00771G754 GOLD132Q 9/10/2013 0.05310 0.05282GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-2Q -- AN SMC PORTFOLIO - ADT 1015 35-2469674 00771G747 00771G754 GOLD132Q 9/10/2013 0.19720 0.19720GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-2Q -- AN SMC PORTFOLIO - ADT 1015 35-2469674 00771G747 00771G754 GOLD132Q 12/10/2013 0.02250 0.02238GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-2Q -- AN SMC PORTFOLIO - ADT 1015 35-2469674 00771G747 00771G754 GOLD132Q 12/10/2013 0.19740 0.19740

DIVIDEND RULER PORTFOLIO, SERIES 2013B - ADT 1007 35-2469653 00771G762 00771G770 00771G788 00771G796 DVRUL13B 6/10/2013 0.01850 0.00580DIVIDEND RULER PORTFOLIO, SERIES 2013B - ADT 1007 35-2469653 00771G762 00771G770 00771G788 00771G796 DVRUL13B 7/10/2013 0.02370 0.00743DIVIDEND RULER PORTFOLIO, SERIES 2013B - ADT 1007 35-2469653 00771G762 00771G770 00771G788 00771G796 DVRUL13B 8/10/2013 0.02330 0.00731DIVIDEND RULER PORTFOLIO, SERIES 2013B - ADT 1007 35-2469653 00771G762 00771G770 00771G788 00771G796 DVRUL13B 9/10/2013 0.02340 0.00734DIVIDEND RULER PORTFOLIO, SERIES 2013B - ADT 1007 35-2469653 00771G762 00771G770 00771G788 00771G796 DVRUL13B 10/10/2013 0.02340 0.00734DIVIDEND RULER PORTFOLIO, SERIES 2013B - ADT 1007 35-2469653 00771G762 00771G770 00771G788 00771G796 DVRUL13B 11/10/2013 0.02350 0.00737DIVIDEND RULER PORTFOLIO, SERIES 2013B - ADT 1007 35-2469653 00771G762 00771G770 00771G788 00771G796 DVRUL13B 12/10/2013 0.02370 0.00743DIVIDEND RULER PORTFOLIO, SERIES 2013B - ADT 1007 35-2469653 00771G762 00771G770 00771G788 00771G796 DVRUL13B 12/18/2013 0.00650 0.00204

BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 5/10/2013 0.01090 0.00369BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 6/10/2013 0.04930 0.01669BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 7/10/2013 0.04930 0.01669BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 8/10/2013 0.04930 0.01669BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 9/10/2013 0.04880 0.01652BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 10/10/2013 0.04850 0.01642BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 11/10/2013 0.04770 0.01615BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 12/10/2013 0.04750 0.01608BALANCED PORTFOLIO, SERIES 2013-1 - ADT 941 35-2469656 00771G804 00771G812 00771G820 00771G838 BAL2131 12/18/2013 0.07660 0.02593

ANGELS PORTFOLIO, SERIES 2013-2Q - ADT 1008 35-2469655 00771G846 00771G853 00771G861 00771G879 ANGL132Q 12/10/2013 0.02640 0.00356ANGELS PORTFOLIO, SERIES 2013-2Q - ADT 1008 35-2469655 00771G846 00771G853 00771G861 00771G879 ANGL132Q 12/18/2013 0.02690 0.00362

DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-2Q - ADT 989 35-2472953 00771H182 00771H190 00771H208 00771H216 DAP132Q 6/10/2013 0.01170 0.00436DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-2Q - ADT 989 35-2472953 00771H182 00771H190 00771H208 00771H216 DAP132Q 7/10/2013 0.03790 0.01412DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-2Q - ADT 989 35-2472953 00771H182 00771H190 00771H208 00771H216 DAP132Q 8/10/2013 0.03700 0.01379



Ticker Symbol




DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-2Q - ADT 989 35-2472953 00771H182 00771H190 00771H208 00771H216 DAP132Q 9/10/2013 0.03560 0.01326DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-2Q - ADT 989 35-2472953 00771H182 00771H190 00771H208 00771H216 DAP132Q 10/10/2013 0.03640 0.01356DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-2Q - ADT 989 35-2472953 00771H182 00771H190 00771H208 00771H216 DAP132Q 11/10/2013 0.03630 0.01353DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-2Q - ADT 989 35-2472953 00771H182 00771H190 00771H208 00771H216 DAP132Q 12/10/2013 0.03640 0.01356DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-2Q - ADT 989 35-2472953 00771H182 00771H190 00771H208 00771H216 DAP132Q 12/18/2013 0.06770 0.02523

STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 2Q - ADT 998 35-2472954 00771H224 00771H232 00771H240 00771H257 HI80132Q 6/10/2013 0.01370 0.00473STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 2Q - ADT 998 35-2472954 00771H224 00771H232 00771H240 00771H257 HI80132Q 7/10/2013 0.03910 0.01349STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 2Q - ADT 998 35-2472954 00771H224 00771H232 00771H240 00771H257 HI80132Q 8/10/2013 0.03900 0.01345STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 2Q - ADT 998 35-2472954 00771H224 00771H232 00771H240 00771H257 HI80132Q 9/10/2013 0.03690 0.01273STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 2Q - ADT 998 35-2472954 00771H224 00771H232 00771H240 00771H257 HI80132Q 10/10/2013 0.03650 0.01259STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 2Q - ADT 998 35-2472954 00771H224 00771H232 00771H240 00771H257 HI80132Q 11/10/2013 0.03650 0.01259STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 2Q - ADT 998 35-2472954 00771H224 00771H232 00771H240 00771H257 HI80132Q 12/10/2013 0.03680 0.01269STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 2Q - ADT 998 35-2472954 00771H224 00771H232 00771H240 00771H257 HI80132Q 12/18/2013 0.07210 0.02487

INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-2Q - ADT 997 35-2472947 00771H265 00771H273 00771H281 00771H299 IHT132Q 6/10/2013 0.02250 0.00794INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-2Q - ADT 997 35-2472947 00771H265 00771H273 00771H281 00771H299 IHT132Q 7/10/2013 0.03550 0.01252INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-2Q - ADT 997 35-2472947 00771H265 00771H273 00771H281 00771H299 IHT132Q 8/10/2013 0.03510 0.01238INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-2Q - ADT 997 35-2472947 00771H265 00771H273 00771H281 00771H299 IHT132Q 9/10/2013 0.03220 0.01136INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-2Q - ADT 997 35-2472947 00771H265 00771H273 00771H281 00771H299 IHT132Q 10/10/2013 0.03220 0.01136INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-2Q - ADT 997 35-2472947 00771H265 00771H273 00771H281 00771H299 IHT132Q 11/10/2013 0.03210 0.01132INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-2Q - ADT 997 35-2472947 00771H265 00771H273 00771H281 00771H299 IHT132Q 12/10/2013 0.03280 0.01157INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-2Q - ADT 997 35-2472947 00771H265 00771H273 00771H281 00771H299 IHT132Q 12/18/2013 0.00230 0.00081

STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-2 - AN OFI STEELPATH PORTFOLIO 35-2472952 00771H307 00771H315 00771H323 00771H331 MLP132 6/10/2013 0.04670 0.02705STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-2 - AN OFI STEELPATH PORTFOLIO 35-2472952 00771H307 00771H315 00771H323 00771H331 MLP132 7/10/2013 0.04920 0.02850STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-2 - AN OFI STEELPATH PORTFOLIO 35-2472952 00771H307 00771H315 00771H323 00771H331 MLP132 8/10/2013 0.04860 0.02815STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-2 - AN OFI STEELPATH PORTFOLIO 35-2472952 00771H307 00771H315 00771H323 00771H331 MLP132 9/10/2013 0.04830 0.02798STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-2 - AN OFI STEELPATH PORTFOLIO 35-2472952 00771H307 00771H315 00771H323 00771H331 MLP132 10/10/2013 0.04800 0.02780STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-2 - AN OFI STEELPATH PORTFOLIO 35-2472952 00771H307 00771H315 00771H323 00771H331 MLP132 11/10/2013 0.04770 0.02763STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-2 - AN OFI STEELPATH PORTFOLIO 35-2472952 00771H307 00771H315 00771H323 00771H331 MLP132 12/10/2013 0.04780 0.02769

UTILITIES PORTFOLIO-A HARTFORD INVESTMENT MANAGEME NT COMPANY ("HIMCO") PORTFOLI ADT 1021 35-2466494 00771H349 00771H356 00771H364 00771H372 UTIL131 6/10/2013 0.03040 0.00902UTILITIES PORTFOLIO-A HARTFORD INVESTMENT MANAGEME NT COMPANY ("HIMCO") PORTFOLI ADT 1021 35-2466494 00771H349 00771H356 00771H364 00771H372 UTIL131 7/10/2013 0.03130 0.00929UTILITIES PORTFOLIO-A HARTFORD INVESTMENT MANAGEME NT COMPANY ("HIMCO") PORTFOLI ADT 1021 35-2466494 00771H349 00771H356 00771H364 00771H372 UTIL131 8/10/2013 0.03090 0.00917UTILITIES PORTFOLIO-A HARTFORD INVESTMENT MANAGEME NT COMPANY ("HIMCO") PORTFOLI ADT 1021 35-2466494 00771H349 00771H356 00771H364 00771H372 UTIL131 9/10/2013 0.03100 0.00920UTILITIES PORTFOLIO-A HARTFORD INVESTMENT MANAGEME NT COMPANY ("HIMCO") PORTFOLI ADT 1021 35-2466494 00771H349 00771H356 00771H364 00771H372 UTIL131 10/10/2013 0.03040 0.00902UTILITIES PORTFOLIO-A HARTFORD INVESTMENT MANAGEME NT COMPANY ("HIMCO") PORTFOLI ADT 1021 35-2466494 00771H349 00771H356 00771H364 00771H372 UTIL131 11/10/2013 0.03010 0.00893UTILITIES PORTFOLIO-A HARTFORD INVESTMENT MANAGEME NT COMPANY ("HIMCO") PORTFOLI ADT 1021 35-2466494 00771H349 00771H356 00771H364 00771H372 UTIL131 12/10/2013 0.02990 0.00887UTILITIES PORTFOLIO-A HARTFORD INVESTMENT MANAGEME NT COMPANY ("HIMCO") PORTFOLI ADT 1021 35-2466494 00771H349 00771H356 00771H364 00771H372 UTIL131 12/18/2013 0.06960 0.02066

INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-2 - ADT 1022 35-2472948 00771H380 00771H398 00771H414 00771H422 INFL132 6/10/2013 0.01160 0.00305INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-2 - ADT 1022 35-2472948 00771H380 00771H398 00771H414 00771H422 INFL132 7/10/2013 0.05120 0.01344INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-2 - ADT 1022 35-2472948 00771H380 00771H398 00771H414 00771H422 INFL132 8/10/2013 0.05090 0.01336INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-2 - ADT 1022 35-2472948 00771H380 00771H398 00771H414 00771H422 INFL132 9/10/2013 0.05050 0.01326INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-2 - ADT 1022 35-2472948 00771H380 00771H398 00771H414 00771H422 INFL132 10/10/2013 0.04850 0.01273INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-2 - ADT 1022 35-2472948 00771H380 00771H398 00771H414 00771H422 INFL132 11/10/2013 0.04830 0.01268INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-2 - ADT 1022 35-2472948 00771H380 00771H398 00771H414 00771H422 INFL132 12/10/2013 0.04840 0.01271INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-2 - ADT 1022 35-2472948 00771H380 00771H398 00771H414 00771H422 INFL132 12/18/2013 0.08190 0.02150

REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 5/10/2013 0.02120 0.00779REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 6/10/2013 0.03930 0.01443REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 7/10/2013 0.03840 0.01410REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 8/10/2013 0.03860 0.01418REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 9/10/2013 0.03890 0.01429REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 10/10/2013 0.03650 0.01341REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 11/10/2013 0.03530 0.01297REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 12/10/2013 0.03510 0.01289REIT PORTFOLIO, SERIES 2013-1 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY PORTFO 35-2466493 00771H406 00771H505 00771H604 00771H703 REIT131 12/10/2013 0.24940 0.24940

STRATEGIC FOUNDATIONS OF GROWTH PORTFOLIO, SERIES 2013-1 - ADT 1023 35-2472960 00771H430 00771H448 00771H455 00771H463 FGR131 12/10/2013 0.06600 0.05320

TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 2 - ADT 1024 35-2472966 00771H471 00771H489 00771H497 00771H513 TICE2132 6/10/2013 0.01970 0.00438TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 2 - ADT 1024 35-2472966 00771H471 00771H489 00771H497 00771H513 TICE2132 7/10/2013 0.05720 0.01272TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 2 - ADT 1024 35-2472966 00771H471 00771H489 00771H497 00771H513 TICE2132 8/10/2013 0.05700 0.01267TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 2 - ADT 1024 35-2472966 00771H471 00771H489 00771H497 00771H513 TICE2132 9/10/2013 0.05670 0.01260TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 2 - ADT 1024 35-2472966 00771H471 00771H489 00771H497 00771H513 TICE2132 10/10/2013 0.05620 0.01249TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 2 - ADT 1024 35-2472966 00771H471 00771H489 00771H497 00771H513 TICE2132 11/10/2013 0.05220 0.01160TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 2 - ADT 1024 35-2472966 00771H471 00771H489 00771H497 00771H513 TICE2132 11/10/2013 0.41390 0.37901TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 2 - ADT 1024 35-2472966 00771H471 00771H489 00771H497 00771H513 TICE2132 12/10/2013 0.05180 0.01152

COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2013-1 - ADT 1025 35-2472961 00771H521 00771H539 00771H547 00771H554 CV2Y131 6/10/2013 0.01900 0.00617COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2013-1 - ADT 1025 35-2472961 00771H521 00771H539 00771H547 00771H554 CV2Y131 7/10/2013 0.07020 0.02279



Ticker Symbol




COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2013-1 - ADT 1025 35-2472961 00771H521 00771H539 00771H547 00771H554 CV2Y131 8/10/2013 0.07020 0.02279COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2013-1 - ADT 1025 35-2472961 00771H521 00771H539 00771H547 00771H554 CV2Y131 9/10/2013 0.07020 0.02279COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2013-1 - ADT 1025 35-2472961 00771H521 00771H539 00771H547 00771H554 CV2Y131 10/10/2013 0.06930 0.02249COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2013-1 - ADT 1025 35-2472961 00771H521 00771H539 00771H547 00771H554 CV2Y131 11/10/2013 0.06120 0.01987COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2013-1 - ADT 1025 35-2472961 00771H521 00771H539 00771H547 00771H554 CV2Y131 11/10/2013 0.96680 0.85417COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2 -YR, SERIES 2013-1 - ADT 1025 35-2472961 00771H521 00771H539 00771H547 00771H554 CV2Y131 12/10/2013 0.06000 0.01948

ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-APRIL -A HIMCO PORT - ADT 1033 35-2472925 00771H562 00771H570 HYBD1304 5/10/2013 3.20000 1.51488ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-APRIL -A HIMCO PORT - ADT 1033 35-2472925 00771H562 00771H570 HYBD1304 6/10/2013 5.65000 2.67471ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-APRIL -A HIMCO PORT - ADT 1033 35-2472925 00771H562 00771H570 HYBD1304 7/10/2013 5.67000 2.68418ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-APRIL -A HIMCO PORT - ADT 1033 35-2472925 00771H562 00771H570 HYBD1304 8/10/2013 5.65000 2.67471ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-APRIL -A HIMCO PORT - ADT 1033 35-2472925 00771H562 00771H570 HYBD1304 9/10/2013 5.65000 2.67471ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-APRIL -A HIMCO PORT - ADT 1033 35-2472925 00771H562 00771H570 HYBD1304 10/10/2013 5.65000 2.67471ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-APRIL -A HIMCO PORT - ADT 1033 35-2472925 00771H562 00771H570 HYBD1304 11/10/2013 5.66000 2.67944ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-APRIL -A HIMCO PORT - ADT 1033 35-2472925 00771H562 00771H570 HYBD1304 12/10/2013 5.68000 2.68891

�GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2Q - A HARTFORD INVESTMENT MANA O ) PORTFOLIO 35-2469691 00771H588 00771H596 00771H612 00771H620 HGD132Q 6/10/2013 0.04110 0.00951�GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2Q - A HARTFORD INVESTMENT MANA O ) PORTFOLIO 35-2469691 00771H588 00771H596 00771H612 00771H620 HGD132Q 7/10/2013 0.03230 0.00747�GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2Q - A HARTFORD INVESTMENT MANA O ) PORTFOLIO 35-2469691 00771H588 00771H596 00771H612 00771H620 HGD132Q 8/10/2013 0.03140 0.00727�GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2Q - A HARTFORD INVESTMENT MANA O ) PORTFOLIO 35-2469691 00771H588 00771H596 00771H612 00771H620 HGD132Q 9/10/2013 0.03130 0.00724�GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2Q - A HARTFORD INVESTMENT MANA O ) PORTFOLIO 35-2469691 00771H588 00771H596 00771H612 00771H620 HGD132Q 10/10/2013 0.03070 0.00710�GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2Q - A HARTFORD INVESTMENT MANA O ) PORTFOLIO 35-2469691 00771H588 00771H596 00771H612 00771H620 HGD132Q 11/10/2013 0.03060 0.00708�GLOBAL DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2Q - A HARTFORD INVESTMENT MANA O ) PORTFOLIO 35-2469691 00771H588 00771H596 00771H612 00771H620 HGD132Q 12/10/2013 0.03080 0.00713

BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2013-1 - ADT 1031 35-2475873 00771H638 00771H646 00771H653 00771H661 BDC131 7/10/2013 0.05090 0.02086BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2013-1 - ADT 1031 35-2475873 00771H638 00771H646 00771H653 00771H661 BDC131 8/10/2013 0.06940 0.02845BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2013-1 - ADT 1031 35-2475873 00771H638 00771H646 00771H653 00771H661 BDC131 9/10/2013 0.06960 0.02853BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2013-1 - ADT 1031 35-2475873 00771H638 00771H646 00771H653 00771H661 BDC131 10/10/2013 0.06660 0.02730BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2013-1 - ADT 1031 35-2475873 00771H638 00771H646 00771H653 00771H661 BDC131 11/10/2013 0.06630 0.02718BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2013-1 - ADT 1031 35-2475873 00771H638 00771H646 00771H653 00771H661 BDC131 12/10/2013 0.06670 0.02734BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOL IO, SERIES 2013-1 - ADT 1031 35-2475873 00771H638 00771H646 00771H653 00771H661 BDC131 12/18/2013 0.24150 0.09899

EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2013-1 -ADT 1030 35-2475872 00771H760 00771H778 00771H786 00771H794 EMDV131 7/10/2013 0.01820 0.00699EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2013-1 -ADT 1030 35-2475872 00771H760 00771H778 00771H786 00771H794 EMDV131 8/10/2013 0.02740 0.01052EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2013-1 -ADT 1030 35-2475872 00771H760 00771H778 00771H786 00771H794 EMDV131 9/10/2013 0.02760 0.01060EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2013-1 -ADT 1030 35-2475872 00771H760 00771H778 00771H786 00771H794 EMDV131 10/10/2013 0.02770 0.01064EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2013-1 -ADT 1030 35-2475872 00771H760 00771H778 00771H786 00771H794 EMDV131 11/10/2013 0.02750 0.01056EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2013-1 -ADT 1030 35-2475872 00771H760 00771H778 00771H786 00771H794 EMDV131 12/10/2013 0.02860 0.01099EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2013-1 -ADT 1030 35-2475872 00771H760 00771H778 00771H786 00771H794 EMDV131 12/18/2013 0.02220 0.00853

GNMA ADVANTAGE INCOME PORTFOLIO SERIES 20 ADT 1032 35-2475921 00771H802 00771H810 GNMA020 8/1/2013 0.03270 0.00896GNMA ADVANTAGE INCOME PORTFOLIO SERIES 20 ADT 1032 35-2475921 00771H802 00771H810 GNMA020 9/1/2013 0.02710 0.00743GNMA ADVANTAGE INCOME PORTFOLIO SERIES 20 ADT 1032 35-2475921 00771H802 00771H810 GNMA020 10/1/2013 0.02700 0.00740GNMA ADVANTAGE INCOME PORTFOLIO SERIES 20 ADT 1032 35-2475921 00771H802 00771H810 GNMA020 11/1/2013 0.02710 0.00743GNMA ADVANTAGE INCOME PORTFOLIO SERIES 20 ADT 1032 35-2475921 00771H802 00771H810 GNMA020 12/1/2013 0.02710 0.00743

HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2 Q - ADT 1026 35-2475874 00771H828 00771H836 00771H844 00771H851 HI50132Q 8/10/2013 0.03850 0.01460HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2 Q - ADT 1026 35-2475874 00771H828 00771H836 00771H844 00771H851 HI50132Q 9/10/2013 0.04430 0.01680HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2 Q - ADT 1026 35-2475874 00771H828 00771H836 00771H844 00771H851 HI50132Q 10/10/2013 0.04220 0.01601HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2 Q - ADT 1026 35-2475874 00771H828 00771H836 00771H844 00771H851 HI50132Q 11/10/2013 0.04190 0.01589HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2 Q - ADT 1026 35-2475874 00771H828 00771H836 00771H844 00771H851 HI50132Q 12/10/2013 0.04190 0.01589HIGH 50 DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-2 Q - ADT 1026 35-2475874 00771H828 00771H836 00771H844 00771H851 HI50132Q 12/18/2013 0.11230 0.04260

PERONI GROWTH PORTFOLIO, SUMMER 2013 SERIES - ADT 1028 35-2475871 00771K102 00771K110 00771K128 00771K136 PGR13SM 12/10/2013 0.03860 0.01595

ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MAY - A HIMCO PORT - ADT 1038 35-2475836 00771K185 00771K193 HYBD1305 6/10/2013 3.32000 1.91664ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MAY - A HIMCO PORT - ADT 1038 35-2475836 00771K185 00771K193 HYBD1305 7/10/2013 5.54000 3.19824ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MAY - A HIMCO PORT - ADT 1038 35-2475836 00771K185 00771K193 HYBD1305 8/10/2013 5.58000 3.22133ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MAY - A HIMCO PORT - ADT 1038 35-2475836 00771K185 00771K193 HYBD1305 9/10/2013 5.58000 3.22133ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MAY - A HIMCO PORT - ADT 1038 35-2475836 00771K185 00771K193 HYBD1305 10/10/2013 5.55000 3.20402ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MAY - A HIMCO PORT - ADT 1038 35-2475836 00771K185 00771K193 HYBD1305 11/10/2013 5.57000 3.21556ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-MAY - A HIMCO PORT - ADT 1038 35-2475836 00771K185 00771K193 HYBD1305 12/10/2013 5.57000 3.21556

GLOBAL DIVIDEND STRATEGY PORTFOLIO -- A HARTFORD I NVESTMENT MANAGEMENT COMPANY RIES 2013-3Q - ADT 1056 35-2475923 00771K201 00771K219 00771K227 00771K235 HGD133Q 9/10/2013 0.02250 0.00551GLOBAL DIVIDEND STRATEGY PORTFOLIO -- A HARTFORD I NVESTMENT MANAGEMENT COMPANY RIES 2013-3Q - ADT 1056 35-2475923 00771K201 00771K219 00771K227 00771K235 HGD133Q 10/10/2013 0.03300 0.00808GLOBAL DIVIDEND STRATEGY PORTFOLIO -- A HARTFORD I NVESTMENT MANAGEMENT COMPANY RIES 2013-3Q - ADT 1056 35-2475923 00771K201 00771K219 00771K227 00771K235 HGD133Q 11/10/2013 0.03240 0.00793GLOBAL DIVIDEND STRATEGY PORTFOLIO -- A HARTFORD I NVESTMENT MANAGEMENT COMPANY RIES 2013-3Q - ADT 1056 35-2475923 00771K201 00771K219 00771K227 00771K235 HGD133Q 12/10/2013 0.01480 0.01480GLOBAL DIVIDEND STRATEGY PORTFOLIO -- A HARTFORD I NVESTMENT MANAGEMENT COMPANY RIES 2013-3Q - ADT 1056 35-2475923 00771K201 00771K219 00771K227 00771K235 HGD133Q 12/10/2013 0.03240 0.00793GLOBAL DIVIDEND STRATEGY PORTFOLIO -- A HARTFORD I NVESTMENT MANAGEMENT COMPANY RIES 2013-3Q - ADT 1056 35-2475923 00771K201 00771K219 00771K227 00771K235 HGD133Q 12/18/2013 0.01010 0.00247

GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-3Q 35-2475934 00771K243 00771K250 GOLD133Q 12/10/2013 0.01040 0.01040GLOBAL GOLD INCOME PORTFOLIO, SERIES 2013-3Q 35-2475934 00771K243 00771K250 GOLD133Q 12/10/2013 0.28550 0.28550



Ticker Symbol




STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-3Q - ADT 1041 35-2475930 00771K268 00771K276 00771K284 00771K292 Q50H133Q 9/10/2013 0.01280 0.00250STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-3Q - ADT 1041 35-2475930 00771K268 00771K276 00771K284 00771K292 Q50H133Q 10/10/2013 0.02220 0.00433STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-3Q - ADT 1041 35-2475930 00771K268 00771K276 00771K284 00771K292 Q50H133Q 11/10/2013 0.02190 0.00427STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-3Q - ADT 1041 35-2475930 00771K268 00771K276 00771K284 00771K292 Q50H133Q 11/10/2013 0.08910 0.08910STRATEGIC HIGH 50/Q-50 DIVIDEND AND GROWTH PORTFOL IO, SERIES 2013-3Q - ADT 1041 35-2475930 00771K268 00771K276 00771K284 00771K292 Q50H133Q 12/10/2013 0.02170 0.00423

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 75 - ADT 1058 35-2485433 00771K300 00771K318 ACTND075 10/10/2013 1.49000 1.49000ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 75 - ADT 1058 35-2485433 00771K300 00771K318 ACTND075 11/10/2013 4.34000 4.34000ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 75 - ADT 1058 35-2485433 00771K300 00771K318 ACTND075 12/10/2013 4.49000 4.49000

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 76 ADT 1059 35-2485478 00771K326 00771K334 ACTND076 11/10/2013 3.49000 3.49000ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 76 ADT 1059 35-2485478 00771K326 00771K334 ACTND076 12/10/2013 4.49000 4.49000

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 77 ADT 1061 35-2485490 00771K342 00771K359 ACTND077 11/10/2013 1.46000 1.46000ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 77 ADT 1061 35-2485490 00771K342 00771K359 ACTND077 12/10/2013 4.40000 4.40000

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 78 ADT 1062 35-2487150 00771K367 00771K375 ACTND078 12/10/2013 2.19000 2.19000

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 71 ADT 1034 35-2472995 00771K383 00771K391 ACTND071 6/10/2013 1.58000 1.42500ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 71 ADT 1034 35-2472995 00771K383 00771K391 ACTND071 7/10/2013 4.33000 3.90523ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 71 ADT 1034 35-2472995 00771K383 00771K391 ACTND071 8/10/2013 4.33000 3.90523ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 71 ADT 1034 35-2472995 00771K383 00771K391 ACTND071 9/10/2013 4.32000 3.89621ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 71 ADT 1034 35-2472995 00771K383 00771K391 ACTND071 10/10/2013 4.32000 3.89621ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 71 ADT 1034 35-2472995 00771K383 00771K391 ACTND071 11/10/2013 4.35000 3.92327ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 71 ADT 1034 35-2472995 00771K383 00771K391 ACTND071 12/10/2013 4.33000 3.90523

ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JUNE - A HIMCO PORT - ADT 1060 35-2475896 00771K409 00771K417 HYBD1306 7/10/2013 3.98000 2.30641ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JUNE - A HIMCO PORT - ADT 1060 35-2475896 00771K409 00771K417 HYBD1306 8/10/2013 5.67000 3.28577ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JUNE - A HIMCO PORT - ADT 1060 35-2475896 00771K409 00771K417 HYBD1306 9/10/2013 5.68000 3.29156ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JUNE - A HIMCO PORT - ADT 1060 35-2475896 00771K409 00771K417 HYBD1306 10/10/2013 5.68000 3.29156ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JUNE - A HIMCO PORT - ADT 1060 35-2475896 00771K409 00771K417 HYBD1306 11/10/2013 5.73000 3.32054ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JUNE - A HIMCO PORT - ADT 1060 35-2475896 00771K409 00771K417 HYBD1306 12/10/2013 5.72000 3.31474

EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-2 - ADT 1039 35-2475922 00771K425 00771K433 00771K441 00771K458 EDICE132 8/10/2013 0.03130 0.00245EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-2 - ADT 1039 35-2475922 00771K425 00771K433 00771K441 00771K458 EDICE132 9/10/2013 0.06010 0.00471EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-2 - ADT 1039 35-2475922 00771K425 00771K433 00771K441 00771K458 EDICE132 10/10/2013 0.06010 0.00471EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-2 - ADT 1039 35-2475922 00771K425 00771K433 00771K441 00771K458 EDICE132 11/10/2013 0.06010 0.00471EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-2 - ADT 1039 35-2475922 00771K425 00771K433 00771K441 00771K458 EDICE132 12/10/2013 0.06090 0.00477EQUITY DIVIDEND & INCOME CLOSED-END PORTFOLIO, SER IES 2013-2 - ADT 1039 35-2475922 00771K425 00771K433 00771K441 00771K458 EDICE132 12/18/2013 0.08550 0.00670

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 72 ADT 1035 35-2475897 00771K466 00771K474 ACTND072 7/10/2013 2.09000 1.83481ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 72 ADT 1035 35-2475897 00771K466 00771K474 ACTND072 8/10/2013 4.48000 3.93299ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 72 ADT 1035 35-2475897 00771K466 00771K474 ACTND072 9/10/2013 4.49000 3.94177ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 72 ADT 1035 35-2475897 00771K466 00771K474 ACTND072 10/10/2013 4.49000 3.94177ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 72 ADT 1035 35-2475897 00771K466 00771K474 ACTND072 11/10/2013 4.35000 3.81887ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 72 ADT 1035 35-2475897 00771K466 00771K474 ACTND072 12/10/2013 4.50000 3.95055

BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2013-3Q - ADT 1040 35-2475931 00771K482 00771K490 00771K508 00771K516 BFF133Q 10/10/2013 0.01580 0.01364BRAND FAVORITES FOCUS PORTFOLIO, SERIES 2013-3Q - ADT 1040 35-2475931 00771K482 00771K490 00771K508 00771K516 BFF133Q 12/18/2013 0.01570 0.01355

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 73 - ADT 1036 35-2479766 00771K524 00771K532 ACTND073 8/10/2013 1.50000 1.38960ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 73 - ADT 1036 35-2479766 00771K524 00771K532 ACTND073 9/10/2013 4.53000 4.19659ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 73 - ADT 1036 35-2479766 00771K524 00771K532 ACTND073 10/10/2013 4.53000 4.19659ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 73 - ADT 1036 35-2479766 00771K524 00771K532 ACTND073 11/10/2013 4.39000 4.06690ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 73 - ADT 1036 35-2479766 00771K524 00771K532 ACTND073 12/10/2013 4.54000 4.20586

DIVIDEND RULER PORTFOLIO, SERIES 2013C - ADT 1042 35-2475929 00771K540 00771K557 00771K565 00771K573 DVRUL13C 9/10/2013 0.02250 0.00994DIVIDEND RULER PORTFOLIO, SERIES 2013C - ADT 1042 35-2475929 00771K540 00771K557 00771K565 00771K573 DVRUL13C 10/10/2013 0.02280 0.01008DIVIDEND RULER PORTFOLIO, SERIES 2013C - ADT 1042 35-2475929 00771K540 00771K557 00771K565 00771K573 DVRUL13C 11/10/2013 0.02260 0.00999DIVIDEND RULER PORTFOLIO, SERIES 2013C - ADT 1042 35-2475929 00771K540 00771K557 00771K565 00771K573 DVRUL13C 12/10/2013 0.02270 0.01003DIVIDEND RULER PORTFOLIO, SERIES 2013C - ADT 1042 35-2475929 00771K540 00771K557 00771K565 00771K573 DVRUL13C 12/18/2013 0.03330 0.01472

BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-3Q - A DT 1044 35-2475927 00771K581 00771K599 00771K607 00771K615 BAL133Q 9/10/2013 0.04390 0.01134BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-3Q - A DT 1044 35-2475927 00771K581 00771K599 00771K607 00771K615 BAL133Q 10/10/2013 0.05120 0.01322BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-3Q - A DT 1044 35-2475927 00771K581 00771K599 00771K607 00771K615 BAL133Q 11/10/2013 0.05050 0.01304BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-3Q - A DT 1044 35-2475927 00771K581 00771K599 00771K607 00771K615 BAL133Q 12/10/2013 0.05060 0.01307BALANCED PORTFOLIO -- 15 MONTH, SERIES 2013-3Q - A DT 1044 35-2475927 00771K581 00771K599 00771K607 00771K615 BAL133Q 12/18/2013 0.08090 0.02090

TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-3Q -- ADT 1045 35-2475926 00771K623 00771K631 00771K649 00771K656 TICE133Q 8/10/2013 0.02860 0.00259TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-3Q -- ADT 1045 35-2475926 00771K623 00771K631 00771K649 00771K656 TICE133Q 9/10/2013 0.05940 0.00538TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-3Q -- ADT 1045 35-2475926 00771K623 00771K631 00771K649 00771K656 TICE133Q 10/10/2013 0.05990 0.00542TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-3Q -- ADT 1045 35-2475926 00771K623 00771K631 00771K649 00771K656 TICE133Q 11/10/2013 0.05920 0.00536TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-3Q -- ADT 1045 35-2475926 00771K623 00771K631 00771K649 00771K656 TICE133Q 12/10/2013 0.05940 0.00538



Ticker Symbol




TACTICAL INCOME CLOSED-END PORTFOLIO -- 15 MONTH S ERIES 2013-3Q -- ADT 1045 35-2475926 00771K623 00771K631 00771K649 00771K656 TICE133Q 12/18/2013 0.01920 0.00174

SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1046 SERIE 35-2475925 00771K664 00771K672 00771K680 00771K698 SRV133Q 8/10/2013 0.03900 0.00594SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1046 SERIE 35-2475925 00771K664 00771K672 00771K680 00771K698 SRV133Q 9/10/2013 0.05610 0.00854SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1046 SERIE 35-2475925 00771K664 00771K672 00771K680 00771K698 SRV133Q 10/10/2013 0.05530 0.00842SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1046 SERIE 35-2475925 00771K664 00771K672 00771K680 00771K698 SRV133Q 11/10/2013 0.05440 0.00828SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1046 SERIE 35-2475925 00771K664 00771K672 00771K680 00771K698 SRV133Q 12/10/2013 0.05320 0.00810SENIOR VARIABLE RATE AND INCOME CLOSED-END PORTFOL IO -- 15 MONTH ADT 1046 SERIE 35-2475925 00771K664 00771K672 00771K680 00771K698 SRV133Q 12/18/2013 0.08110 0.01234

GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2475924 00771K706 00771K714 00771K722 00771K730 GCV133Q 8/10/2013 0.01390 0.00847GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2475924 00771K706 00771K714 00771K722 00771K730 GCV133Q 9/10/2013 0.07560 0.04608GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2475924 00771K706 00771K714 00771K722 00771K730 GCV133Q 10/10/2013 0.07460 0.04547GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2475924 00771K706 00771K714 00771K722 00771K730 GCV133Q 11/10/2013 0.07320 0.04462GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2475924 00771K706 00771K714 00771K722 00771K730 GCV133Q 12/10/2013 0.07280 0.04437GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2475924 00771K706 00771K714 00771K722 00771K730 GCV133Q 12/18/2013 0.04350 0.02651GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO -- 15-MONTH SERIES 35-2475924 00771K706 00771K714 00771K730 00771K722 GCV133Q 12/31/2013 0.01770 0.01079

GLOBAL CLOSED END PORTFOLIO, SERIES 2013-2 - ADT 1 048 35-2475932 00771K748 00771K755 00771K763 00771K771 GCE132 8/10/2013 0.03250 0.00018GLOBAL CLOSED END PORTFOLIO, SERIES 2013-2 - ADT 1 048 35-2475932 00771K748 00771K755 00771K763 00771K771 GCE132 9/10/2013 0.06460 0.00036GLOBAL CLOSED END PORTFOLIO, SERIES 2013-2 - ADT 1 048 35-2475932 00771K748 00771K755 00771K763 00771K771 GCE132 10/10/2013 0.06460 0.00036GLOBAL CLOSED END PORTFOLIO, SERIES 2013-2 - ADT 1 048 35-2475932 00771K748 00771K755 00771K763 00771K771 GCE132 11/10/2013 0.06450 0.00035GLOBAL CLOSED END PORTFOLIO, SERIES 2013-2 - ADT 1 048 35-2475932 00771K748 00771K755 00771K763 00771K771 GCE132 12/10/2013 0.06460 0.00036GLOBAL CLOSED END PORTFOLIO, SERIES 2013-2 - ADT 1 048 35-2475932 00771K748 00771K755 00771K763 00771K771 GCE132 12/18/2013 0.08790 0.00048GLOBAL CLOSED END PORTFOLIO, SERIES 2013-2 - ADT 1 048 35-2475932 00771K748 00771K755 00771K771 00771K763 GCE132 12/31/2013 0.00810 0.00004

GLOBAL TECHNOLOGY PORTFOLIO, SERIES 2013-2 - ADT 1 052 35-2479682 00771K789 00771K797 00771K805 00771K813 GTP132 12/10/2013 0.02550 0.01153GLOBAL TECHNOLOGY PORTFOLIO, SERIES 2013-2 - ADT 1 052 35-2479682 00771K789 00771K797 00771K805 00771K813 GTP132 12/18/2013 0.01550 0.00701

STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-3 ADT 1053 35-2479688 00771K821 00771K839 00771K847 00771K854 MLP133 8/10/2013 0.01940 0.01056STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-3 ADT 1053 35-2479688 00771K821 00771K839 00771K847 00771K854 MLP133 9/10/2013 0.04780 0.02601STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-3 ADT 1053 35-2479688 00771K821 00771K839 00771K847 00771K854 MLP133 10/10/2013 0.04780 0.02601STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-3 ADT 1053 35-2479688 00771K821 00771K839 00771K847 00771K854 MLP133 11/10/2013 0.04740 0.02580STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-3 ADT 1053 35-2479688 00771K821 00771K839 00771K847 00771K854 MLP133 12/10/2013 0.04700 0.02558STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-3 ADT 1053 35-2479688 00771K821 00771K839 00771K854 00771K847 MLP133 12/31/2013 0.01280 0.00697

HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-2 - ADT 1054 35-2479689 00771L100 00771L118 00771L126 00771L134 CEHY132 9/10/2013 0.07150 0.01229HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-2 - ADT 1054 35-2479689 00771L100 00771L118 00771L126 00771L134 CEHY132 10/10/2013 0.06770 0.01164HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-2 - ADT 1054 35-2479689 00771L100 00771L118 00771L126 00771L134 CEHY132 11/10/2013 0.06770 0.01164HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-2 - ADT 1054 35-2479689 00771L100 00771L118 00771L126 00771L134 CEHY132 12/10/2013 0.06640 0.01141HIGH YIELD & INCOME CLOSED END PORTFOLIO, SERIES 2 013-2 - ADT 1054 35-2479689 00771L100 00771L118 00771L126 00771L134 CEHY132 12/18/2013 0.09120 0.01568

BRIC ADVANTAGE PORTFOLIO, SERIES 2013-2 - ADT 1055 35-2479690 00771L142 00771L159 00771L167 00771L175 BRICA132 12/10/2013 0.03430 0.00838BRIC ADVANTAGE PORTFOLIO, SERIES 2013-2 - ADT 1055 35-2479690 00771L142 00771L159 00771L167 00771L175 BRICA132 12/18/2013 0.02510 0.00613

DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -3Q ADT1050 35-2475935 00771L183 00771L191 DRCC133Q 9/10/2013 0.02550 0.00730DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -3Q ADT1050 35-2475935 00771L183 00771L191 DRCC133Q 12/10/2013 0.04900 0.01403DIVIDEND RULER COVERED CALL PORTFOLIO, SERIES 2013 -3Q ADT1050 35-2475935 00771L183 00771L191 DRCC133Q 12/10/2013 0.05890 0.05890

ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-3Q 35-2475936 00771L209 00771L217 EEI133Q 9/10/2013 0.04390 0.00678ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-3Q 35-2475936 00771L209 00771L217 EEI133Q 12/10/2013 0.07870 0.07686ENHANCED EQUITY INCOME PORTFOLIO, SERIES 2013-3Q 35-2475936 00771L209 00771L217 EEI133Q 12/10/2013 0.12270 0.01896

ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 74 - ADT 1037 35-2482810 00771L225 00771L233 ACTND074 9/10/2013 1.94000 1.92099ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 74 - ADT 1037 35-2482810 00771L225 00771L233 ACTND074 10/10/2013 4.47000 4.42619ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 74 - ADT 1037 35-2482810 00771L225 00771L233 ACTND074 11/10/2013 4.35000 4.30737ADV CORP TR - NAVELLIER DIAL HIGH INC OPP PORT SER 74 - ADT 1037 35-2482810 00771L225 00771L233 ACTND074 12/10/2013 4.47000 4.42619

ANGELS PORTFOLIO, SERIES 2013-3Q - ADT 1043 35-2475928 00771L241 00771L258 00771L266 00771L274 ANGL133Q 12/10/2013 0.01900 0.01900ANGELS PORTFOLIO, SERIES 2013-3Q - ADT 1043 35-2475928 00771L241 00771L258 00771L266 00771L274 ANGL133Q 12/18/2013 0.00350 0.00350

GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED-END PORTFOLIO, SERIES 2013-2 - A 35-2482775 00771L282 00771L290 00771L308 00771L316 GCV2Y132 11/10/2013 0.78760 0.76744

INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-3 - ADT 1063 35-2479726 00771L324 00771L332 00771L340 00771L357 INFL133 9/10/2013 0.03850 0.01218INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-3 - ADT 1063 35-2479726 00771L324 00771L332 00771L340 00771L357 INFL133 10/10/2013 0.04850 0.01534INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-3 - ADT 1063 35-2479726 00771L324 00771L332 00771L340 00771L357 INFL133 11/10/2013 0.04870 0.01540INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-3 - ADT 1063 35-2479726 00771L324 00771L332 00771L340 00771L357 INFL133 12/10/2013 0.04790 0.01515INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-3 - ADT 1063 35-2479726 00771L324 00771L332 00771L340 00771L357 INFL133 12/18/2013 0.08840 0.02796

ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2013-2 - AD T 1069 35-2479783 00771L365 00771L373 00771L381 00771L399 ENOP132 10/10/2013 0.02100 0.00024ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2013-2 - AD T 1069 35-2479783 00771L365 00771L373 00771L381 00771L399 ENOP132 12/18/2013 0.01010 0.01010ENERGY OPPORTUNITIES PORTFOLIO, SERIES 2013-2 - AD T 1069 35-2479783 00771L365 00771L373 00771L381 00771L399 ENOP132 12/18/2013 0.03510 0.00040

DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-3Q - ADT 1064 35-2479776 00771L407 00771L415 00771L423 00771L431 DAP133Q 10/10/2013 0.04320 0.02172



Ticker Symbol




DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-3Q - ADT 1064 35-2479776 00771L407 00771L415 00771L423 00771L431 DAP133Q 11/10/2013 0.03590 0.01805DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-3Q - ADT 1064 35-2479776 00771L407 00771L415 00771L423 00771L431 DAP133Q 12/10/2013 0.03540 0.01780DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-3Q - ADT 1064 35-2479776 00771L407 00771L415 00771L423 00771L431 DAP133Q 12/18/2013 0.08120 0.04082

BLUE CHIP PORTFOLIO, SERIES 2013-2 - ADT 1068 35-2479781 00771L449 00771L456 00771L464 00771L472 BCP132 12/18/2013 0.01310 0.00164

MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2475844 00771L480 00771L498 00771L506 00771L514 MLTI132Q 7/10/2013 0.05950 0.03105MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2475844 00771L480 00771L498 00771L506 00771L514 MLTI132Q 8/10/2013 0.04370 0.02280MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2475844 00771L480 00771L498 00771L506 00771L514 MLTI132Q 9/10/2013 0.04330 0.02259MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2475844 00771L480 00771L498 00771L506 00771L514 MLTI132Q 10/10/2013 0.04300 0.02244MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2475844 00771L480 00771L498 00771L506 00771L514 MLTI132Q 11/10/2013 0.04290 0.02239MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2475844 00771L480 00771L498 00771L506 00771L514 MLTI132Q 12/10/2013 0.04310 0.02249MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2475844 00771L480 00771L498 00771L506 00771L514 MLTI132Q 12/18/2013 0.04490 0.02343

STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 3Q - ADT 1067 35-2479777 00771L589 00771L597 00771L605 00771L613 HI80133Q 10/10/2013 0.04640 0.01986STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 3Q - ADT 1067 35-2479777 00771L589 00771L597 00771L605 00771L613 HI80133Q 11/10/2013 0.03960 0.01695STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 3Q - ADT 1067 35-2479777 00771L589 00771L597 00771L605 00771L613 HI80133Q 12/10/2013 0.03950 0.01691STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013- 3Q - ADT 1067 35-2479777 00771L589 00771L597 00771L605 00771L613 HI80133Q 12/18/2013 0.08620 0.03689

INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-3Q - ADT 1066 35-2479778 00771L621 00771L639 00771L647 00771L654 IHT133Q 9/10/2013 0.01360 0.00767INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-3Q - ADT 1066 35-2479778 00771L621 00771L639 00771L647 00771L654 IHT133Q 10/10/2013 0.03500 0.01974INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-3Q - ADT 1066 35-2479778 00771L621 00771L639 00771L647 00771L654 IHT133Q 11/10/2013 0.03500 0.01974INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-3Q - ADT 1066 35-2479778 00771L621 00771L639 00771L647 00771L654 IHT133Q 12/10/2013 0.03530 0.01991INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2 013-3Q - ADT 1066 35-2479778 00771L621 00771L639 00771L647 00771L654 IHT133Q 12/18/2013 0.05300 0.02989

TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 3 - ADT 1070 35-2479782 00771L662 00771L670 00771L688 00771L696 TICE2133 10/10/2013 0.09620 0.03031TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 3 - ADT 1070 35-2479782 00771L662 00771L670 00771L688 00771L696 TICE2133 11/10/2013 0.06120 0.01928TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 3 - ADT 1070 35-2479782 00771L662 00771L670 00771L688 00771L696 TICE2133 12/10/2013 0.06050 0.01906TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013- 3 - ADT 1070 35-2479782 00771L662 00771L670 00771L688 00771L696 TICE2133 12/18/2013 0.14150 0.04459

SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-2 - ADT 35-2475887 00771L704 00771L712 00771L720 00771L738 SRV2132 7/10/2013 0.03650 0.00472SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-2 - ADT 35-2475887 00771L704 00771L712 00771L720 00771L738 SRV2132 8/10/2013 0.05430 0.00702SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-2 - ADT 35-2475887 00771L704 00771L712 00771L720 00771L738 SRV2132 9/10/2013 0.05420 0.00701SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-2 - ADT 35-2475887 00771L704 00771L712 00771L720 00771L738 SRV2132 10/10/2013 0.05230 0.00676SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-2 - ADT 35-2475887 00771L704 00771L712 00771L720 00771L738 SRV2132 11/10/2013 0.05170 0.00668SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-2 - ADT 35-2475887 00771L704 00771L712 00771L720 00771L738 SRV2132 12/10/2013 0.05030 0.00650SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-2 - ADT 35-2475887 00771L704 00771L712 00771L720 00771L738 SRV2132 12/18/2013 0.08170 0.01056

MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2479779 00771L746 00771L753 00771L761 00771L779 MLTI133Q 9/10/2013 0.01870 0.00738MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2479779 00771L746 00771L753 00771L761 00771L779 MLTI133Q 10/10/2013 0.04450 0.01756MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2479779 00771L746 00771L753 00771L761 00771L779 MLTI133Q 11/10/2013 0.04450 0.01756MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2479779 00771L746 00771L753 00771L761 00771L779 MLTI133Q 12/10/2013 0.04450 0.01756MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-2Q - AD T 1072 35-2479779 00771L746 00771L753 00771L761 00771L779 MLTI133Q 12/18/2013 0.08060 0.03180

ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JULY - A HIMCO PORT - ADT 1086 35-2479738 00771L787 00771L795 HYBD1307 8/10/2013 2.96000 2.02050ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JULY - A HIMCO PORT - ADT 1086 35-2479738 00771L787 00771L795 HYBD1307 9/10/2013 5.64000 3.84986ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JULY - A HIMCO PORT - ADT 1086 35-2479738 00771L787 00771L795 HYBD1307 10/10/2013 5.57000 3.80208ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JULY - A HIMCO PORT - ADT 1086 35-2479738 00771L787 00771L795 HYBD1307 11/10/2013 5.67000 3.87034ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-JULY - A HIMCO PORT - ADT 1086 35-2479738 00771L787 00771L795 HYBD1307 12/10/2013 5.59000 3.81573

ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-AUGUS T- A HIMCO PORT - ADT 1088 35-2482809 00771L803 00771L811 HYBD1308 9/10/2013 3.64000 2.85376ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-AUGUS T- A HIMCO PORT - ADT 1088 35-2482809 00771L803 00771L811 HYBD1308 10/10/2013 5.74000 4.50016ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-AUGUS T- A HIMCO PORT - ADT 1088 35-2482809 00771L803 00771L811 HYBD1308 11/10/2013 5.76000 4.51584ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-AUGUS T- A HIMCO PORT - ADT 1088 35-2482809 00771L803 00771L811 HYBD1308 12/10/2013 5.76000 4.51584

HIGH 50« DIVIDEND STRATEGY PORTFOLIO, SERIES 2013- 3Q - ADT 1077 35-2482840 00771M140 00771M157 00771M165 00771M173 HI50133Q 10/10/2013 0.01350 0.00643HIGH 50« DIVIDEND STRATEGY PORTFOLIO, SERIES 2013- 3Q - ADT 1077 35-2482840 00771M140 00771M157 00771M165 00771M173 HI50133Q 11/10/2013 0.04290 0.02045HIGH 50« DIVIDEND STRATEGY PORTFOLIO, SERIES 2013- 3Q - ADT 1077 35-2482840 00771M140 00771M157 00771M165 00771M173 HI50133Q 12/10/2013 0.04310 0.02054HIGH 50« DIVIDEND STRATEGY PORTFOLIO, SERIES 2013- 3Q - ADT 1077 35-2482840 00771M140 00771M157 00771M165 00771M173 HI50133Q 12/18/2013 0.11280 0.05376

SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-3 - ADT 35-2482838 00771M181 00771M199 00771M207 00771M215 SRV2133 10/10/2013 0.04200 0.00934SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-3 - ADT 35-2482838 00771M181 00771M199 00771M207 00771M215 SRV2133 11/10/2013 0.05740 0.01277SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-3 - ADT 35-2482838 00771M181 00771M199 00771M207 00771M215 SRV2133 12/10/2013 0.05620 0.01250SENIOR VARIABLE RATE AND INCOME CLOSED-END 2-YR PO RTFOLIO, SERIES 2013-3 - ADT 35-2482838 00771M181 00771M199 00771M207 00771M215 SRV2133 12/18/2013 0.10540 0.02344

PERONI GROWTH PORTFOLIO, AUTUMN 2013 SERIES - ADT 1079 35-2482839 00771M264 00771M272 00771M280 00771M298 PGR13A 12/10/2013 0.01620 0.01158PERONI GROWTH PORTFOLIO, AUTUMN 2013 SERIES - ADT 1079 35-2482839 00771M264 00771M272 00771M280 00771M298 PGR13A 12/18/2013 0.02850 0.02037

AGRI - BUSINESS OPPORTUNITIES PORTFOLIO, SERIES 20 13-2 - ADT 1085 35-2482845 00771M306 00771M314 00771M322 00771M330 AGR132 12/18/2013 0.02870 0.01723

PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-2 - ADT 1084 35-2482846 00771M348 00771M363 PFD2Y132 11/10/2013 0.03460 0.01523PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-2 - ADT 1084 35-2482846 00771M348 00771M363 PFD2Y132 12/10/2013 0.05910 0.02602PREFERRED INCOME OPPORTUNITIES PORTFOLIO 2-YR, SER IES 2013-2 - ADT 1084 35-2482846 00771M348 00771M363 PFD2Y132 12/18/2013 0.20640 0.09086



Ticker Symbol




REIT PORTFOLIO, SERIES 2013-2 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY ("HIMC 35-2482844 00771M389 00771M397 00771M405 00771M413 REIT132 11/10/2013 0.03280 0.01837REIT PORTFOLIO, SERIES 2013-2 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY ("HIMC 35-2482844 00771M389 00771M397 00771M405 00771M413 REIT132 12/10/2013 0.03710 0.02078REIT PORTFOLIO, SERIES 2013-2 - A HARTFORD INVESTM ENT MANAGEMENT COMPANY ("HIMC 35-2482844 00771M389 00771M397 00771M405 00771M413 REIT132 12/18/2013 0.07080 0.03965

UTILITIES PORTFOLIO - A HARTFORD INVESTMENT MANAGE MENT COMPANY ("HIMCO") PORTFO ADT 1082 35-2482843 00771M421 00771M439 00771M447 00771M454 UTIL132 12/10/2013 0.05170 0.02197UTILITIES PORTFOLIO - A HARTFORD INVESTMENT MANAGE MENT COMPANY ("HIMCO") PORTFO ADT 1082 35-2482843 00771M421 00771M439 00771M447 00771M454 UTIL132 12/18/2013 0.08680 0.03688

GLOBAL BASIC MATERIALS PORTFOLIO, SERIES 2013-2 - ADT 1080 35-2482842 00771M462 00771M470 00771M488 00771M496 GLOBM132 12/18/2013 0.01130 0.00235

CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-2 - ADT 1081 35-2482841 00771M504 00771M512 00771M520 00771M538 CONV132 11/10/2013 0.04030 0.00542CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-2 - ADT 1081 35-2482841 00771M504 00771M512 00771M520 00771M538 CONV132 12/10/2013 0.05490 0.00739CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-2 - ADT 1081 35-2482841 00771M504 00771M512 00771M520 00771M538 CONV132 12/18/2013 0.05820 0.00783CONVERTIBLE AND INCOME CLOSED-END PORTFOLIO, SERIE S 2013-2 - ADT 1081 35-2482841 00771M504 00771M512 00771M538 00771M520 CONV132 12/31/2013 0.03110 0.00419

STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-4 - AN OFI STEELPATH PORTFOLIO 35-2485457 00771M587 00771M595 00771M603 00771M611 MLP134 12/10/2013 0.07730 0.03644STEELPATH MLP AND INCOME PORTFOLIO, SERIES 2013-4 - AN OFI STEELPATH PORTFOLIO 35-2485457 00771M587 00771M595 00771M611 00771M603 MLP134 12/31/2013 0.00260 0.00123

GLOBAL INFLATION GROWTH PORTFOLIO, SERIES 2013-2 - ADT 1108 35-2485458 00771M660 00771M678 00771M686 00771M694 GIG132 12/18/2013 0.03070 0.01712

ADVISORS CORE EQUITY STRATEGY PORTFOLIO , SERIES 2 013-3Q - ADT 1109 35-2479780 00771M702 00771M710 00771M728 00771M736 ACES133Q 12/10/2013 0.01620 0.01620ADVISORS CORE EQUITY STRATEGY PORTFOLIO , SERIES 2 013-3Q - ADT 1109 35-2479780 00771M702 00771M710 00771M728 00771M736 ACES133Q 12/18/2013 0.00110 0.00110

ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-SEPTE MBER- A HIMCO PORT - ADT 1090 35-2485411 00771M744 00771M751 HYBD1309 10/10/2013 2.77000 2.77000ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-SEPTE MBER- A HIMCO PORT - ADT 1090 35-2485411 00771M744 00771M751 HYBD1309 11/10/2013 5.53000 5.53000ADV CORP TR - HIGH YIELD BOND PORT, SER 2013-SEPTE MBER- A HIMCO PORT - ADT 1090 35-2485411 00771M744 00771M751 HYBD1309 12/10/2013 5.56000 5.56000

ADV CORP TR - HIGH YIELD BOND PORT, SER 8 - A HIMCO PORT - ADT 1091 35-2485481 00771M769 00771M777 HYBD008 12/10/2013 5.44000 5.44000

INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-4- ADT 1113 35-2487095 00771M785 00771M793 00771M801 00771M819 INFL134 12/10/2013 0.01810 0.00481INFLATION INCOME STRATEGY PORTFOLIO, SERIES 2013-4- ADT 1113 35-2487095 00771M785 00771M793 00771M801 00771M819 INFL134 12/18/2013 0.11190 0.02973

MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-4Q - ADT 1118 35-2487099 00771M827 00771M835 00771M843 00771M850 MLTI134Q 12/10/2013 0.01020 0.00183MULTI SOURCE INCOME PORTFOLIO, SERIES 2013-4Q - ADT 1118 35-2487099 00771M827 00771M835 00771M843 00771M850 MLTI134Q 12/18/2013 0.12090 0.02169

INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO, SERIES 2013-4Q 35-2487098 00771N106 00771N114 00771N122 00771N130 IHT134Q 12/18/2013 0.07680 0.03923

STRATEGIC HIGH 80 DIVIDEND PORTFOLIO, SERIES 2013-4Q - ADT 1114 35-2487096 00771N148 00771N155 00771N163 00771N171 HI80134Q 12/18/2013 0.01010 0.00936

COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2013-2 - ADT 1120 35-2487101 00771N221 00771N239 00771N247 00771N254 CV2Y132 12/10/2013 0.01130 0.00271COVERED CALL & INCOME STRATEGIES CLOSED-END PORT 2-YR, SERIES 2013-2 - ADT 1120 35-2487101 00771N221 00771N239 00771N247 00771N254 CV2Y132 12/18/2013 0.20450 0.04900

TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013-4 - ADT 1115 35-2487097 00771N304 00771N312 00771N320 00771N338 TICE2134 12/10/2013 0.01790 0.00286TACTICAL INCOME CLOSED-END PORTFOLIO, SERIES 2013-4 - ADT 1115 35-2487097 00771N304 00771N312 00771N320 00771N338 TICE2134 12/18/2013 0.18930 0.03021

ADVISORS CORE EQUITY STRATEGY PORTFOLIO , SERIES 2013-4Q - ADT 1119 35-2487100 00771N346 00771N353 00771N361 00771N379 ACES134Q 12/18/2013 0.01180 0.00368ADVISORS CORE EQUITY STRATEGY PORTFOLIO , SERIES 2013-4Q - ADT 1119 35-2487100 00771N379 00771N353 00771N346 00771N361 ACES134Q 12/31/2013 0.00020 0.00006

DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-4Q - ADT1111 35-2487094 00771N387 00771N395 00771N403 00771N411 DAP134Q 12/10/2013 0.01000 0.00400DIVIDEND ADVANTAGE PORTFOLIO, SERIES 2013-4Q - ADT1111 35-2487094 00771N387 00771N395 00771N403 00771N411 DAP134Q 12/18/2013 0.09930 0.03970

SMALL/MID-CAP ADVANTAGE PORTFOLIO, SERIES 2013-1 - ADT 1122 35-2482855 00771N429 00771N437 00771N445 00771N452 SMID131 12/18/2013 0.01010 0.00860

AMERICAN RENAISSANCE PORTFOLIO - ("ISI INC.") PORT FOLIO SERIES 2013-1 - ADT 111 35-2482856 00771N460 00771N478 00771N486 00771N494 AMRN131 12/10/2013 0.01350 0.00560AMERICAN RENAISSANCE PORTFOLIO - ("ISI INC.") PORT FOLIO SERIES 2013-1 - ADT 111 35-2482856 00771N460 00771N478 00771N486 00771N494 AMRN131 12/18/2013 0.02900 0.01204

BUSINESS DEVELOPMENT COMPANY OPPORTUNITIES PORTFOLIO, SERIES 2013-2 - ADT 1127 35-2487186 00771N502 00771N510 00771N536 00771N528 BDC132 12/31/2013 0.03530 0.00543

EMERGING MARKETS DIVIDEND PORTFOLIO, SERIES 2013-2 (ADT 1126) 35-2487187 00771N544 00771N551 00771N577 00771N569 EMDV132 12/31/2013 0.00480 0.00055

PERONI GROWTH PORTFOLIO, WINTER 2014 SERIES - ADT 1124 35-2487184 00771N650 00771N635 00771N627 00771N643 PGR14W 12/31/2013 0.01370 0.00093

HIGH 50« DIVIDEND STRATEGY PORTFOLIO, SERIES 2013-4Q - ADT 1123 35-2487185 00771N668 00771N676 00771N692 00771N684 HI50134Q 12/31/2013 0.04310 0.00609

VALUE ARCHITECTS NEW MEDIA SCORE PORTFOLIO, SERIES 2013-4Q - ADT 1157 35-2487126 00771Q844 00771Q851 00771Q869 00771Q877 VAAM134Q 12/18/2013 0.02060 0.01247

YIELD PROTECTION PORTFOLIO, SERIES 2013 - ADT 1158 35-2487125 00771T103 00771T111 00771T129 00771T137 YPP2013 12/10/2013 0.01690 0.00775YIELD PROTECTION PORTFOLIO, SERIES 2013 - ADT 1158 35-2487125 00771T103 00771T111 00771T129 00771T137 YPP2013 12/18/2013 0.05600 0.02569

TAX EXEMPT SECURITIES TRUST, INTERMEDIATE DURATIONNAT TRUST 469 ADT 1159 35-2487132 00771T145 00771T152 NATID469 12/10/2013 2.52000 2.52000

STRATEGIC FOUNDATIONS OF GROWTH PORTFOLIO, SERIES2013-2 - ADT 1121 35-2487102 00771T186 00771T194 00771T202 00771T210 FGR132 12/18/2013 0.01010 0.00980



Ticker Symbol




BLUE CHIP COVERED CALL PORTFOLIO, SERIES 2013-4Q 35-2490101 00771T640 00771T657 BCCV134Q 12/31/2013 0.00150 0.00150

AMERICAFIRST DEFENSIVE GROWTH & INCOME PORTFOLIO, SERIES 1 46-2564540 023659105 023659113 DGIS001 10/15/2013 0.10550 0.04686AMERICAFIRST DEFENSIVE GROWTH & INCOME PORTFOLIO, SERIES 1 46-2564540 023659105 023659113 DGIS001 10/15/2013 0.34680 0.34680



BUILD AMERICA BONDS INCOME TRUST SERIES 35 27-2489111 12008A781 12008A799 BABS35 11/10/2013 131.75000 74.84718





BUILD AMERICA BONDS INCOME TRUST SERIES 40 27-2862460 12008C100 12008C118 BABS40 11/10/2013 42.00000 5.65320


BUILD AMERICA BONDS INCOME TRUST SER 46 27-3228653 12008C225 12008C233 BABS46 11/10/2013 50.93000 19.61824

BUILD AMRICA BONDS INCOME TRUST, SER 47 27-3275740 12008C241 12008C258 BABS47 11/10/2013 58.61000 23.82497

BUILD AMRICA BONDS INCOME TRUST SERIES 48 27-3316761 12008C266 12008C274 BABS48 11/10/2013 23.38000 1.87741





BUILD AMERICA BONDS INCOME TRUST 10-20 YEAR SERIES 7 27-2373286 12008M223 12008M231 LBAB7 11/10/2013 37.97000 14.15901


BUILD AMERICA BONDS INCOME TRUST, 10-20 YEAR SERIES 17 27-3264890 12008M421 12008M439 LBAB17 11/10/2013 44.44000 21.11789


CALIFORNIA INSURED MUNICIPALS INC TRUST SERIES 245 20-5471879 13033V162 13033V170 I-CA245 6/10/2013 87.00000 84.36390

CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 1/10/2013 3.17000 0.02504CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 2/10/2013 3.17000 0.02504CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 3/10/2013 3.19000 0.02520CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 4/10/2013 3.21000 0.02536CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 5/10/2013 3.16000 0.02496CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 6/10/2013 3.17000 0.02504CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 7/10/2013 3.20000 0.02528CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 8/10/2013 3.14000 0.02481CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 9/10/2013 3.06000 0.02417CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 13033V196 I-CA246 9/10/2013 46.95000 46.95000CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 10/10/2013 2.94000 0.02323CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 11/10/2013 2.93000 0.02315CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V188 I-CA246 12/10/2013 2.93000 0.02315CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V196 I-CA246 1/10/2013 19.51000 0.15413CALIFORNIA INSURED MUNICIPALS INCOME TRUST,SER 246 20-5738437 13033V196 I-CA246 7/10/2013 19.29000 0.15239

CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 1/10/2013 3.73000 0.37151CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 2/10/2013 2.99000 0.29780CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 3/10/2013 2.99000 0.29780CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 4/10/2013 2.99000 0.29780CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 5/10/2013 2.99000 0.29780CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 6/10/2013 2.69000 0.26792CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 13033V212 I-CA247 6/10/2013 118.19000 118.19000CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 7/10/2013 2.51000 0.25000



Ticker Symbol




CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 8/10/2013 2.52000 0.25099CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 9/10/2013 2.51000 0.25000CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 10/10/2013 2.52000 0.25099CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 11/10/2013 2.53000 0.25199CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V204 I-CA247 12/10/2013 2.52000 0.25099CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V212 I-CA247 1/10/2013 19.15000 1.90734CALIFORNIA INSURED MUNICIPALS TRST SERIES 247 11-3797673 13033V212 I-CA247 7/10/2013 17.34000 1.72706

CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 1/10/2013 3.18000 0.16091CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 2/10/2013 3.19000 0.16141CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 3/10/2013 3.17000 0.16040CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 4/10/2013 3.17000 0.16040CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 5/10/2013 3.25000 0.16445CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 6/10/2013 3.09000 0.15635CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 13033V238 I-CA248 6/10/2013 19.46000 19.46000CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 7/10/2013 3.10000 0.15686CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 8/10/2013 3.08000 0.15585CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 9/10/2013 3.08000 0.15585CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 10/10/2013 3.07000 0.15534CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 11/10/2013 3.06000 0.15484CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V220 I-CA248 12/10/2013 3.05000 0.15433CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V238 I-CA248 1/10/2013 19.41000 0.98215CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 248 11-3804680 13033V238 I-CA248 7/10/2013 19.14000 0.96848

CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 1/10/2013 3.39000 0.09356CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 2/10/2013 3.39000 0.09356CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 3/10/2013 3.38000 0.09329CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 4/10/2013 3.39000 0.09356CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 5/10/2013 3.38000 0.09329CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 6/10/2013 3.38000 0.09329CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 7/10/2013 3.38000 0.09329CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 8/10/2013 3.36000 0.09274CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 9/10/2013 3.36000 0.09274CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 10/10/2013 3.37000 0.09301CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 11/10/2013 3.37000 0.09301CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V287 I-CA249 12/10/2013 3.35000 0.09246CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V295 I-CA249 1/10/2013 20.67000 0.57049CALIFORNIA INSURED MUNCIPALS INCOME TRUST SER 249 11-3818730 13033V295 I-CA249 7/10/2013 20.51000 0.56608

CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 1/10/2013 3.26000 0.05607CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 2/10/2013 3.26000 0.05607CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 3/10/2013 3.26000 0.05607CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 4/10/2013 3.25000 0.05590CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 5/10/2013 3.25000 0.05590CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 6/10/2013 3.25000 0.05590CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 7/10/2013 3.25000 0.05590CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 8/10/2013 3.24000 0.05573CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 9/10/2013 3.25000 0.05590CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 10/10/2013 3.24000 0.05573CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 11/10/2013 3.23000 0.05556CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V303 I-CA250 12/10/2013 3.23000 0.05556CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V311 I-CA250 1/10/2013 20.20000 0.34744CALIFORNIA INSURED MUNICIPAL INCOME TRUST, SERIES 250 11-3819609 13033V311 I-CA250 7/10/2013 19.73000 0.33936

CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 1/10/2013 3.39000 0.09797CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 2/10/2013 3.40000 0.09826CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 3/10/2013 3.41000 0.09855CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 4/10/2013 3.41000 0.09855CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 5/10/2013 3.38000 0.09768CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 6/10/2013 3.38000 0.09768CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 7/10/2013 3.39000 0.09797CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 8/10/2013 3.38000 0.09768CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 9/10/2013 3.37000 0.09739CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 10/10/2013 3.37000 0.09739CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 11/10/2013 3.37000 0.09739CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V329 I-CA251 12/10/2013 3.37000 0.09739CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V337 I-CA251 1/10/2013 20.56000 0.59418CALIFORNIA INSURED MUNICIPALS INCOME TRUST, SERIES 251 11-3824304 13033V337 I-CA251 7/10/2013 20.57000 0.59447

CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 1/10/2013 3.40000 0.25024CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 2/10/2013 3.41000 0.25098CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 3/10/2013 3.40000 0.25024CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 4/10/2013 3.43000 0.25245



Ticker Symbol




CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 5/10/2013 3.43000 0.25245CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 6/10/2013 3.38000 0.24877CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 7/10/2013 3.38000 0.24877CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 8/10/2013 3.40000 0.25024CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 9/10/2013 3.40000 0.25024CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 10/10/2013 3.39000 0.24950CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 11/10/2013 3.38000 0.24877CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 36 27-0970915 130350267 130350291 Q-CA36 12/10/2013 3.40000 0.25024

CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST,SER 21 11-3829158 130350408 130350416 Q-CA21 9/10/2013 51.16000 50.15726

CALIFORNIA INVESTORS'QUALITY TAX-EXEMPT TR,SER 22 11-3833989 130350424 130350432 Q-CA22 6/10/2013 17.77000 16.49056

CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST, SERIES 23 11-3834046 130350440 130350457 Q-CA23 8/10/2013 17.84000 16.70181

CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 1/10/2013 3.44000 0.01926CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 2/10/2013 3.42000 0.01915CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 3/10/2013 3.43000 0.01921CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 4/10/2013 3.44000 0.01926CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 5/10/2013 3.41000 0.01910CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 6/10/2013 3.41000 0.01910CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 7/10/2013 3.41000 0.01910CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 8/10/2013 3.44000 0.01926CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 9/10/2013 3.41000 0.01910CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 10/10/2013 3.40000 0.01904CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 11/10/2013 3.41000 0.01910CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 42 27-3306560 130350804 130350812 Q-CA42 12/10/2013 3.41000 0.01910

CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 1/10/2013 3.46000 0.01972CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 2/10/2013 3.45000 0.01967CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 3/10/2013 3.48000 0.01984CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 4/10/2013 3.45000 0.01967CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 5/10/2013 3.45000 0.01967CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 6/10/2013 3.45000 0.01967CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 7/10/2013 3.47000 0.01978CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 8/10/2013 3.44000 0.01961CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 9/10/2013 3.44000 0.01961CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 10/10/2013 3.44000 0.01961CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 11/10/2013 3.44000 0.01961CALIFORNIA INVESTORS QUALITY TAX-EXEMPT TRUST SERIES 43 27-3574690 130350820 130350838 Q-CA43 12/10/2013 3.47000 0.01978

CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 1/10/2013 3.36000 0.33667CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 2/10/2013 3.35000 0.33567CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 3/10/2013 3.36000 0.33667CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 4/10/2013 3.41000 0.34168CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 5/10/2013 3.35000 0.33567CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 6/10/2013 3.33000 0.33367CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 7/10/2013 3.36000 0.33667CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 8/10/2013 3.40000 0.34068CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 9/10/2013 3.36000 0.33667CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 10/10/2013 3.33000 0.33367CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 11/10/2013 3.33000 0.33367CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 44 45-1498093 130350846 130350853 Q-CA44 12/10/2013 3.32000 0.33266


CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 1/10/2013 3.20000 0.15456CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 2/10/2013 3.21000 0.15504CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 3/10/2013 3.20000 0.15456CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 4/10/2013 3.16000 0.15263CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 5/10/2013 3.16000 0.15263CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 6/10/2013 3.16000 0.15263



Ticker Symbol




CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 7/10/2013 3.16000 0.15263CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 8/10/2013 3.16000 0.15263CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 9/10/2013 3.17000 0.15311CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 10/10/2013 3.16000 0.15263CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 11/10/2013 3.17000 0.15311CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 46 45-5213204 130351125 130351133 Q-CA46 12/10/2013 3.17000 0.15311



CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 3/10/2013 1.35000 0.69107CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 4/10/2013 2.90000 1.48451CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 5/10/2013 2.91000 1.48963CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 6/10/2013 2.90000 1.48451CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 7/10/2013 2.90000 1.48451CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 8/10/2013 2.91000 1.48963CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 9/10/2013 2.92000 1.49475CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 10/10/2013 2.90000 1.48451CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 11/10/2013 2.89000 1.47939CALIFORNIA INVESTORS' QUALITY TAX-EXEMPT TRUST SERIES 49 35-2466469 130351182 130351190 Q-CA49 12/10/2013 2.95000 1.51011

CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 1/15/2013 0.00792 0.00791CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 2/15/2013 0.01274 0.01273CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 3/15/2013 0.01247 0.01246CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 5/15/2013 0.01503 0.01501CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 6/15/2013 0.00854 0.00853CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 7/15/2013 0.00519 0.00518CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 10/15/2013 0.00324 0.00324CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 11/15/2013 0.01189 0.01188CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 16 55-0884783 183840222 DGNMA16 12/15/2013 0.00365 0.00365

CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 1/1/2013 0.00176 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 1/1/2013 0.00863 0.00863CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 2/1/2013 0.00174 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 2/1/2013 0.00547 0.00547CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 3/1/2013 0.00171 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 3/1/2013 0.00478 0.00478CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 4/1/2013 0.00164 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 4/1/2013 0.01155 0.01155CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 5/1/2013 0.00164 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 5/1/2013 0.00242 0.00242CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 6/1/2013 0.00160 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 6/1/2013 0.00684 0.00684CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 7/1/2013 0.00157 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 7/1/2013 0.00692 0.00692CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 8/1/2013 0.00159 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 8/1/2013 0.00481 0.00481CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 9/1/2013 0.00152 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 9/1/2013 0.00515 0.00515CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 10/1/2013 0.00149 0.00001



Ticker Symbol




CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 10/1/2013 0.00457 0.00457CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 11/1/2013 0.00144 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 11/1/2013 0.00925 0.00925CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 12/1/2013 0.00142 0.00001CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 17 20-3855985 183842236 DGNMA17 12/1/2013 0.00548 0.00548

CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 1/1/2013 0.00832 0.00805CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 2/1/2013 0.02005 0.01940CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 3/1/2013 0.01688 0.01633CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 4/1/2013 0.01177 0.01139CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 5/1/2013 0.00482 0.00466CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 6/1/2013 0.01766 0.01709CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 7/1/2013 0.00947 0.00916CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 8/1/2013 0.00278 0.00269CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 9/1/2013 0.01953 0.01890CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 10/1/2013 0.00980 0.00948CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 11/1/2013 0.01528 0.01478CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 14 01-0721519 183845452 DGNMA 014 12/1/2013 0.01625 0.01572

CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 1/1/2013 0.00936 0.00024CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 1/1/2013 0.01754 0.01754CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 2/1/2013 0.00909 0.00023CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 2/1/2013 0.06658 0.06658CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 3/1/2013 0.00877 0.00022CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 3/1/2013 0.05485 0.05485CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 4/1/2013 0.00851 0.00022CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 4/1/2013 0.06348 0.06348CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 5/1/2013 0.00820 0.00021CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 5/1/2013 0.01762 0.01762CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 6/1/2013 0.00806 0.00020CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 6/1/2013 0.06807 0.06807CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 7/1/2013 0.00772 0.00020CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 7/1/2013 0.07505 0.07505CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 8/1/2013 0.00879 0.00022CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 9/1/2013 0.00764 0.00019CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 10/1/2013 0.00760 0.00019CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 11/1/2013 0.00734 0.00019CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 11/1/2013 0.01485 0.01485CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 12/1/2013 0.00726 0.00018CLAYMORE SECURITIES DEFINED PORTFOLIOS GNMA SER 15 51-0449681 18384P193 DGNMA15 12/1/2013 0.03796 0.03796

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 1/15/2013 0.03710 0.01071FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 1/15/2013 0.73440 0.49557FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 2/15/2013 0.01200 0.00347FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 2/15/2013 0.23930 0.16148FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 3/15/2013 0.04300 0.01242FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 3/15/2013 0.15230 0.10277FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 4/15/2013 0.03230 0.00933FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 4/15/2013 0.80310 0.54193FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 5/15/2013 0.16830 0.11357FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 6/15/2013 0.03690 0.01066FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 6/15/2013 0.35480 0.23942FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 7/15/2013 0.02190 0.00632FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 7/15/2013 0.34270 0.23125FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 8/15/2013 0.92090 0.62142FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 9/15/2013 0.01090 0.00315FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 10/15/2013 0.01710 0.00494FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16 26-4366605 18387B746 18387B753 18387B761 18387B779 PREF 016 12/15/2013 0.01120 0.00323

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 1/15/2013 0.04430 0.00855FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 1/15/2013 0.57500 0.49174FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 2/15/2013 0.03230 0.00624FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 2/15/2013 0.61390 0.52501FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 3/15/2013 0.03710 0.00716FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 4/15/2013 0.04480 0.00865FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 4/15/2013 0.50900 0.43530FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 5/15/2013 0.02070 0.00400FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 6/15/2013 0.03520 0.00680FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 6/15/2013 0.61380 0.52492FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 7/15/2013 0.03550 0.00686FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 7/15/2013 0.43450 0.37158FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 8/15/2013 0.01450 0.00280FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 8/15/2013 1.13430 0.97005



Ticker Symbol




FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 9/15/2013 0.01710 0.00330FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 10/15/2013 0.02240 0.00433FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 10/15/2013 0.30470 0.26058FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 11/15/2013 0.01130 0.00218FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 17 26-4756469 18387C421 18387C439 18387C447 18387C454 PREF 017 12/15/2013 0.01650 0.00319

CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 3 26-4798192 18387C546 18387C553 GIIC003 2/15/2013 39.71000 12.64366

CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 1/15/2013 4.17000 1.28895CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 2/15/2013 4.17000 1.28895CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 3/15/2013 4.19000 1.29513CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 3/15/2013 25.64000 25.64000CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 4/15/2013 3.91000 1.20858CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 5/15/2013 3.95000 1.22095CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 6/15/2013 3.91000 1.20858CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 6/15/2013 16.57000 16.57000CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 7/15/2013 3.84000 1.18694CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 8/15/2013 3.81000 1.17767CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 8/15/2013 16.68000 16.68000CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 9/15/2013 3.76000 1.16222CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 10/15/2013 3.80000 1.17458CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 10/15/2013 28.29000 28.29000CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 11/15/2013 3.65000 1.12822CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 11/15/2013 41.07000 41.07000CLAY-GUGGEN SHORT INTER INV-GRADE CORP TR SER 1 27-0565190 18387F184 18387F200 GISC001 12/15/2013 3.45000 1.06640

CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 1/15/2013 4.68000 0.37627CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 2/15/2013 4.41000 0.35456CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 2/15/2013 33.94000 12.27610CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 3/15/2013 4.39000 0.35296CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 4/15/2013 4.38000 0.35215CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 5/15/2013 4.39000 0.35296CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 6/15/2013 4.38000 0.35215CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 7/15/2013 4.39000 0.35296CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 8/15/2013 4.38000 0.35215CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 9/15/2013 4.43000 0.35617CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 10/15/2013 4.40000 0.35376CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 11/15/2013 4.39000 0.35296CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 6 27-0602716 18387F192 18387F218 GIIC006 12/15/2013 4.39000 0.35296

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 1/15/2013 0.03970 0.00906FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 1/15/2013 0.63260 0.57016FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 2/15/2013 0.02550 0.00582FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 2/15/2013 0.71230 0.64200FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 3/15/2013 0.05270 0.01203FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 3/15/2013 0.05830 0.05255FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 4/15/2013 0.03720 0.00849FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 4/15/2013 0.35040 0.31582FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 5/15/2013 0.01450 0.00331FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 5/15/2013 0.19890 0.17927FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 6/15/2013 0.05460 0.01247FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 6/15/2013 0.87190 0.78584FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 7/15/2013 0.02370 0.00541FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 7/15/2013 0.40410 0.36422FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 8/15/2013 0.25720 0.23181FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 9/15/2013 0.04440 0.01014FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 9/15/2013 0.19060 0.17179FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 10/15/2013 0.01850 0.00422FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 10/15/2013 0.51420 0.46345FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 18 27-0573233 18387F226 18387F234 18387F242 18387F259 PREF 018 12/15/2013 0.03390 0.00774

CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 1/15/2013 4.64000 0.16286CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 2/15/2013 4.38000 0.15374CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 3/15/2013 4.39000 0.15409CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 4/15/2013 4.39000 0.15409CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 5/15/2013 4.39000 0.15409CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 6/15/2013 4.39000 0.15409CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 7/15/2013 4.39000 0.15409CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 8/15/2013 4.44000 0.15584CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 9/15/2013 4.42000 0.15514CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 10/15/2013 4.43000 0.15549CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 11/15/2013 4.42000 0.15514CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GR CORP TR SR 7 27-0671906 18387F309 18387F317 GIIC007 12/15/2013 4.42000 0.15514



Ticker Symbol




FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 1/15/2013 0.02830 0.01144FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 1/15/2013 0.76620 0.71418FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 2/15/2013 0.01530 0.00619FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 2/15/2013 0.25920 0.24160FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 3/15/2013 0.04690 0.01897FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 3/15/2013 0.11160 0.10402FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 4/15/2013 0.02370 0.00958FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 4/15/2013 0.51810 0.48292FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 6/15/2013 0.05230 0.02115FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 6/15/2013 0.60240 0.56150FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 7/15/2013 0.01410 0.00570FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 7/15/2013 0.31600 0.29454FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 8/15/2013 0.57760 0.53838FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 9/15/2013 0.02590 0.01047FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 9/15/2013 0.35980 0.33537FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 10/15/2013 0.01090 0.00441FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 10/15/2013 0.17130 0.15967FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 19 27-0808099 18387F663 18387F671 18387F689 18387F697 PREF 019 12/15/2013 0.01370 0.00554

CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 1/15/2013 4.41000 0.32281CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 2/15/2013 4.16000 0.30451CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 2/15/2013 35.85000 16.52327CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 3/15/2013 4.10000 0.30012CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 4/15/2013 4.11000 0.30085CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 5/15/2013 4.11000 0.30085CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 6/15/2013 4.12000 0.30158CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 7/15/2013 4.10000 0.30012CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 8/15/2013 4.11000 0.30085CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 9/15/2013 4.12000 0.30158CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 10/15/2013 4.12000 0.30158CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 11/15/2013 4.14000 0.30305CLAYMORE-GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 9 27-0806262 18387F705 18387F713 GIIC009 12/15/2013 4.14000 0.30305

CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 1/15/2013 4.45000 0.09123CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 2/15/2013 4.45000 0.09123CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 3/15/2013 4.44000 0.09102CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 4/15/2013 4.44000 0.09102CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 5/15/2013 4.43000 0.09082CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 6/15/2013 4.44000 0.09102CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 7/15/2013 4.46000 0.09143CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 8/15/2013 4.45000 0.09123CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 9/15/2013 4.47000 0.09164CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 10/15/2013 4.45000 0.09123CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 11/15/2013 4.45000 0.09123CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 14 27-1311427 18387G588 18387G596 GIIC014 12/15/2013 4.43000 0.09082

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 1/15/2013 0.04700 0.01066FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 1/15/2013 0.61090 0.57675FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 2/15/2013 0.01020 0.00231FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 2/15/2013 0.19720 0.18618FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 3/15/2013 0.04420 0.01002FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 3/15/2013 0.10220 0.09649FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 4/15/2013 0.04250 0.00964FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 4/15/2013 0.56690 0.53521FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 5/15/2013 0.20920 0.19751FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 6/15/2013 0.04150 0.00941FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 6/15/2013 0.43590 0.41153FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 7/15/2013 0.03520 0.00798FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 7/15/2013 0.39920 0.37688FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 8/15/2013 0.28850 0.27237FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 9/15/2013 0.02180 0.00494FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 9/15/2013 0.12570 0.11867FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 10/15/2013 0.03170 0.00719FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 20 27-1016486 18387G604 18387G612 18387G620 18387G638 PREF 020 12/15/2013 0.01830 0.00415

CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 1/15/2013 4.36000 0.08851CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 2/15/2013 4.34000 0.08810CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 3/15/2013 4.34000 0.08810CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 4/15/2013 4.31000 0.08749CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 5/15/2013 4.33000 0.08790CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 6/15/2013 4.32000 0.08770CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 7/15/2013 4.32000 0.08770



Ticker Symbol




CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 8/15/2013 4.32000 0.08770CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 9/15/2013 4.32000 0.08770CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 10/15/2013 4.32000 0.08770CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 11/15/2013 4.32000 0.08770CLAYMORE GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 15 27-1400282 18387J269 18387J277 GIIC015 12/15/2013 4.33000 0.08790

CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 1/15/2013 4.43000 0.38807CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 2/15/2013 4.41000 0.38632CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 3/15/2013 4.42000 0.38719CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 4/15/2013 4.41000 0.38632CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 5/15/2013 4.41000 0.38632CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 6/15/2013 4.41000 0.38632CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 7/15/2013 4.41000 0.38632CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 8/15/2013 4.44000 0.38894CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 9/15/2013 4.43000 0.38807CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 10/15/2013 4.46000 0.39070CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 11/15/2013 4.44000 0.38894CLAY-GUGGEN INTERMEDIATE INVEST GRADE CORP TRUST SERIES 16 27-1494233 18387J285 18387J293 GIIC016 12/15/2013 4.42000 0.38719

CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 1/15/2013 4.62000 0.03788CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 2/15/2013 4.60000 0.03772CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 3/15/2013 4.59000 0.03764CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 4/15/2013 4.58000 0.03756CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 5/15/2013 4.59000 0.03764CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 6/15/2013 4.60000 0.03772CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 7/15/2013 4.61000 0.03780CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 8/15/2013 4.61000 0.03780CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 9/15/2013 4.63000 0.03797CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 10/15/2013 4.62000 0.03788CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 11/15/2013 4.61000 0.03780CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 17 27-1716991 18387J343 18387J350 GIIC017 12/15/2013 4.58000 0.03756

CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 1/15/2013 4.49000 0.13246CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 2/15/2013 4.50000 0.13275CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 3/15/2013 4.48000 0.13216CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 4/15/2013 4.48000 0.13216CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 5/15/2013 4.47000 0.13187CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 6/15/2013 4.48000 0.13216CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 7/15/2013 4.48000 0.13216CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 8/15/2013 4.47000 0.13187CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 9/15/2013 4.49000 0.13246CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 10/15/2013 4.51000 0.13305CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 11/15/2013 4.49000 0.13246CLAY GUGGEN INTERMED INVESTMENT GRADE CORP TRUST SERIES 18 27-1966640 18387J368 18387J376 GIIC018 12/15/2013 4.46000 0.13157

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 1/15/2013 0.02800 0.00678FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 1/15/2013 0.53120 0.50607FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 2/15/2013 0.01490 0.00361FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 2/15/2013 0.35350 0.33678FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 3/15/2013 0.04700 0.01137FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 3/15/2013 0.10020 0.09546FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 4/15/2013 0.02630 0.00636FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 4/15/2013 0.32400 0.30867FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 5/15/2013 0.25080 0.23894FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 6/15/2013 0.05100 0.01234FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 6/15/2013 0.60930 0.58048FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 7/15/2013 0.01630 0.00394FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 7/15/2013 0.36100 0.34392FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 8/15/2013 0.56620 0.53942FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 9/15/2013 0.02640 0.00639FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 9/15/2013 0.03970 0.03782FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 10/15/2013 0.01300 0.00315FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 10/15/2013 0.09000 0.08574FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 11/15/2013 0.03580 0.03411FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 21 27-1453367 18387K340 18387K357 18387K365 18387K373 PREF 021 12/15/2013 0.02390 0.00578

CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 1/15/2013 4.26000 0.21257CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 2/15/2013 4.22000 0.21058CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 3/15/2013 4.24000 0.21158CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 4/15/2013 4.23000 0.21108CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 5/15/2013 4.21000 0.21008CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 6/15/2013 4.22000 0.21058CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 7/15/2013 4.21000 0.21008



Ticker Symbol




CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 8/15/2013 4.21000 0.21008CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 9/15/2013 4.21000 0.21008CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 10/15/2013 4.22000 0.21058CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 11/15/2013 4.24000 0.21158CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 19 27-2096960 18387K381 18387K399 GIIC019 12/15/2013 4.23000 0.21108

CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 1/15/2013 4.39000 0.10536CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 2/15/2013 4.33000 0.10392CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 3/15/2013 4.33000 0.10392CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 4/15/2013 4.33000 0.10392CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 5/15/2013 4.33000 0.10392CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 6/15/2013 4.34000 0.10416CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 7/15/2013 4.35000 0.10440CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 8/15/2013 4.27000 0.10248CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 9/15/2013 4.27000 0.10248CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 10/15/2013 4.36000 0.10464CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 11/15/2013 4.28000 0.10272CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 20 27-2459140 18387K407 18387K415 GIIC020 12/15/2013 4.26000 0.10224

CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 1/15/2013 4.56000 0.03785CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 2/15/2013 4.55000 0.03777CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 3/15/2013 4.55000 0.03777CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 4/15/2013 4.55000 0.03777CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 5/15/2013 4.55000 0.03777CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 6/15/2013 4.55000 0.03777CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 7/15/2013 4.54000 0.03768CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 8/15/2013 4.50000 0.03735CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 9/15/2013 4.52000 0.03752CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 10/15/2013 4.52000 0.03752CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 11/15/2013 4.52000 0.03752CLAYMORE GUGGENHEIM INTER INVESTMENT-GRADE CORP TR SER 21 27-2691180 18387K423 18387K431 GIIC021 12/15/2013 4.51000 0.03743

CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 1/15/2013 4.53000 0.21835CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 2/15/2013 4.54000 0.21883CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 3/15/2013 4.51000 0.21738CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 4/15/2013 4.49000 0.21642CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 5/15/2013 4.51000 0.21738CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 6/15/2013 4.49000 0.21642CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 7/15/2013 4.47000 0.21545CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 8/15/2013 4.49000 0.21642CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 9/15/2013 4.49000 0.21642CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 10/15/2013 4.50000 0.21690CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 11/15/2013 4.52000 0.21786CLAYMORE GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORP TR SER 22 27-2918843 18387K449 18387K456 GIIC022 12/15/2013 4.52000 0.21786

CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 1/15/2013 3.07000 0.71777CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 2/15/2013 3.06000 0.71543CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 3/15/2013 3.07000 0.71777CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 4/15/2013 3.09000 0.72244CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 4/15/2013 35.11000 31.51825CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 5/15/2013 2.78000 0.64996CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 5/15/2013 33.39000 29.97420CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 6/15/2013 2.78000 0.64996CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 6/15/2013 4.89000 4.38975CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 7/15/2013 2.76000 0.64529CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 8/15/2013 2.75000 0.64295CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 9/15/2013 2.76000 0.64529CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 10/15/2013 2.77000 0.64763CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 11/15/2013 2.74000 0.64061CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 12/15/2013 2.58000 0.60320CLAYMOREGUGGENHEIM SHORT INTER INVESTMENT-GRADE CORP TR SER 2 27-1525248 18387K464 18387K472 GISC002 12/15/2013 32.87000 29.50740

CLAYMORE GUGGENHEIM HIGH YIELD TRUST SER 1 27-2472094 18387K522 18387K530 GSHY 001 4/15/2013 43.47000 40.07934CLAYMORE GUGGENHEIM HIGH YIELD TRUST SER 1 27-2472094 18387K522 18387K530 GSHY 001 5/15/2013 22.25000 20.51450CLAYMORE GUGGENHEIM HIGH YIELD TRUST SER 1 27-2472094 18387K522 18387K530 GSHY 001 8/15/2013 43.63000 40.22686

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 1/15/2013 0.03370 0.00665FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 1/15/2013 0.56220 0.52290FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 2/15/2013 0.02240 0.00442FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 2/15/2013 0.09450 0.08789FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 3/15/2013 0.04640 0.00915FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 3/15/2013 0.09260 0.08613FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 4/15/2013 0.02900 0.00572



Ticker Symbol




FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 4/15/2013 0.30660 0.28517FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 5/15/2013 0.02040 0.00402FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 5/15/2013 0.41270 0.38385FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 6/15/2013 0.04030 0.00795FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 6/15/2013 0.45700 0.42506FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 7/15/2013 0.02120 0.00418FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 7/15/2013 0.36360 0.33818FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 8/15/2013 0.01140 0.00225FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 8/15/2013 0.59610 0.55443FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 9/15/2013 0.02540 0.00501FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 9/15/2013 0.16720 0.15551FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 10/15/2013 0.01570 0.00310FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 10/15/2013 0.13850 0.12882FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 22 27-1679258 18387L306 18387L314 18387L322 18387L330 PREF 022 12/15/2013 0.03140 0.00619

CLAYMORE GUGGENHEIM HIGH YIELD TRUST SERIES 2 27-2805320 18387M668 18387M676 GSHY002 1/15/2013 5.90000 5.41207CLAYMORE GUGGENHEIM HIGH YIELD TRUST SERIES 2 27-2805320 18387M668 18387M676 GSHY002 4/15/2013 42.16000 38.67337CLAYMORE GUGGENHEIM HIGH YIELD TRUST SERIES 2 27-2805320 18387M668 18387M676 GSHY002 5/15/2013 49.59000 45.48891CLAYMORE GUGGENHEIM HIGH YIELD TRUST SERIES 2 27-2805320 18387M668 18387M676 GSHY002 8/15/2013 11.67000 10.70489

CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 1/15/2013 4.56000 0.15139CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 2/15/2013 4.51000 0.14973CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 3/15/2013 4.48000 0.14874CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 4/15/2013 4.49000 0.14907CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 5/15/2013 4.50000 0.14940CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 6/15/2013 4.49000 0.14907CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 7/15/2013 4.49000 0.14907CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 8/15/2013 4.50000 0.14940CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 9/15/2013 4.48000 0.14874CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 10/15/2013 4.49000 0.14907CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 11/15/2013 4.48000 0.14874CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SERIES 23 27-2997887 18387Q305 18387Q313 GIIC 023 12/15/2013 4.46000 0.14807

CLAYMORE GUGG HIGH YIELD TR SER 3 27-2989314 18387Q404 18387Q412 GSHY003 4/15/2013 116.21000 112.29372CLAYMORE GUGG HIGH YIELD TR SER 3 27-2989314 18387Q404 18387Q412 GSHY003 5/15/2013 50.59000 48.88512

CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 1/15/2013 4.21000 0.19661CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 2/15/2013 4.21000 0.19661CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 3/15/2013 4.19000 0.19567CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 4/15/2013 4.21000 0.19661CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 5/15/2013 4.21000 0.19661CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 6/15/2013 4.21000 0.19661CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 7/15/2013 4.23000 0.19754CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 8/15/2013 4.22000 0.19707CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 9/15/2013 4.25000 0.19848CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 10/15/2013 4.22000 0.19707CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 11/15/2013 4.18000 0.19521CLAYMORE GUGGENHEIM INTERMEDIATE INVEST-GRADE CORP TR SER 24 27-3162574 18387Q420 18387Q438 GIIC024 12/15/2013 4.16000 0.19427

CLAYMORE GUGGENHEIM BUILD AMERICA BONDS TR SER 2 27-3162598 18387Q503 18387Q511 GBAB002 12/18/2013 19.72000 1.35082

CLAYMORE GUGGENHEIM BUILD AMERICA TRUST SERIES 3 27-3250287 18387Q529 18387Q537 GBAB003 12/18/2013 5.35000 3.72681

CLAYMORE GUGGENHEIM HIGH YIELD TRUST SERIES 4 27-3162611 18387Q545 18387Q552 GSHY004 2/15/2013 14.38000 13.61786CLAYMORE GUGGENHEIM HIGH YIELD TRUST SERIES 4 27-3162611 18387Q545 18387Q552 GSHY004 4/15/2013 96.56000 91.44232CLAYMORE GUGGENHEIM HIGH YIELD TRUST SERIES 4 27-3162611 18387Q545 18387Q552 GSHY004 5/15/2013 39.43000 37.34021CLAYMORE GUGGENHEIM HIGH YIELD TRUST SERIES 4 27-3162611 18387Q545 18387Q552 GSHY004 8/15/2013 41.30000 39.11110

CLAYMORE GUGG BUILD AMERICA TR SR 4 27-3368575 18387R105 18387R113 GBAB 004 12/18/2013 7.84000 3.46058

CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 1/15/2013 4.24000 0.16833CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 2/15/2013 4.24000 0.16833CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 3/15/2013 4.21000 0.16714CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 4/15/2013 4.20000 0.16674CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 5/15/2013 4.23000 0.16793CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 6/15/2013 4.22000 0.16753CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 7/15/2013 4.23000 0.16793CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 8/15/2013 4.24000 0.16833CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 9/15/2013 4.25000 0.16873CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 10/15/2013 4.23000 0.16793CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 11/15/2013 4.26000 0.16912CLAYMORE GUGGENHEIM INTERMIDIATE INVEST GRADE CORP TR SER 25 27-3244289 18387R204 18387R212 GIIC025 12/15/2013 4.23000 0.16793



Ticker Symbol




CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 1/15/2013 3.52000 0.26787CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 1/15/2013 43.88000 43.88000CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 2/15/2013 2.99000 0.22754CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 2/15/2013 51.26000 51.26000CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 3/15/2013 2.91000 0.22145CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 4/15/2013 2.71000 0.20623CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 4/15/2013 53.90000 53.90000CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 5/15/2013 2.61000 0.19862CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 6/15/2013 2.62000 0.19938CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 7/15/2013 2.61000 0.19862CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 8/15/2013 2.47000 0.18797CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 8/15/2013 46.42000 46.42000CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 9/15/2013 2.20000 0.16742CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 9/15/2013 46.32000 46.32000CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 10/15/2013 1.93000 0.14687CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 10/15/2013 44.11000 44.11000CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 11/15/2013 1.81000 0.13774CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 12/15/2013 1.77000 0.13470CLAYMORE GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 5 27-3368465 18387R220 18387R238 GSHY005 12/15/2013 5.76000 5.76000

COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 1/10/2013 3.44000 0.47988COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 2/10/2013 3.38000 0.47151COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 3/10/2013 3.39000 0.47291COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 4/10/2013 3.38000 0.47151COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 5/10/2013 3.38000 0.47151COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 6/10/2013 3.40000 0.47430COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 7/10/2013 3.39000 0.47291COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 8/10/2013 3.41000 0.47570COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 9/10/2013 3.41000 0.47570COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 10/10/2013 3.41000 0.47570COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 11/10/2013 3.40000 0.47430COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497549 I-CO104 12/10/2013 3.39000 0.47291COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497556 I-CO104 1/10/2013 20.58000 2.87091COLORADO INSURED MUNICIPALS INCOME TRUST SER 104 11-3797650 196497556 I-CO104 7/10/2013 20.52000 2.86254

COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 1/10/2013 3.36000 0.23251COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 2/10/2013 3.38000 0.23390COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 3/10/2013 3.36000 0.23251COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 4/10/2013 3.35000 0.23182COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 5/10/2013 3.34000 0.23113COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 6/10/2013 3.33000 0.23044COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 7/10/2013 3.33000 0.23044COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 8/10/2013 3.33000 0.23044COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 9/10/2013 3.34000 0.23113COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 10/10/2013 3.33000 0.23044COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 11/10/2013 3.33000 0.23044COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497564 I-CO105 12/10/2013 3.33000 0.23044COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497572 I-CO105 5/10/2013 20.39000 1.41099COLORADO INSURED MUNCIPALS INCOME TRUST SERIES 105 11-3808357 196497572 I-CO105 11/10/2013 20.17000 1.39576

COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 1/10/2013 3.49000 0.16054COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 2/10/2013 3.46000 0.15916COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 3/10/2013 3.47000 0.15962COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 4/10/2013 3.44000 0.15824COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 5/10/2013 3.41000 0.15686COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 6/10/2013 3.39000 0.15594COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 7/10/2013 3.39000 0.15594COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 8/10/2013 3.39000 0.15594COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 9/10/2013 3.40000 0.15640COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 10/10/2013 3.41000 0.15686COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 11/10/2013 3.38000 0.15548COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523104 IGCO1 12/10/2013 3.39000 0.15594COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523112 IGCO1 1/10/2013 20.55000 0.94530COLORADO INVESTMENT GRADE MUNICIPAL TRUST, SERIES 1 11-3829186 196523112 IGCO1 7/10/2013 20.77000 0.95542

COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 1/10/2013 3.60000 0.16668COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 2/10/2013 3.57000 0.16529COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 3/10/2013 3.57000 0.16529COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 4/10/2013 3.55000 0.16437COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 5/10/2013 3.55000 0.16437COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 6/10/2013 3.56000 0.16483COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 7/10/2013 3.54000 0.16390COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 8/10/2013 3.55000 0.16437



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COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 9/10/2013 3.53000 0.16344COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 10/10/2013 3.53000 0.16344COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 11/10/2013 3.52000 0.16298COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524466 Q-CO20 12/10/2013 3.51000 0.16251COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524474 Q-CO20 5/10/2013 21.59000 0.99962COLORADO INVESTORS'QUALIT TAX-EXEMPT TR, SER 20 11-3839398 196524474 Q-CO20 11/10/2013 21.42000 0.99175

CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 1/10/2013 3.83000 1.07087CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 2/10/2013 3.82000 1.06807CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 3/10/2013 3.84000 1.07366CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 4/10/2013 3.83000 1.07087CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 5/10/2013 3.83000 1.07087CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 6/10/2013 3.80000 1.06248CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 7/10/2013 3.82000 1.06807CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 8/10/2013 3.82000 1.06807CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 9/10/2013 3.83000 1.07087CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 10/10/2013 3.80000 1.06248CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 11/10/2013 3.81000 1.06528CORPORATE INCOME TRUST SERIES 2 27-2996126 21989W100 21989W118 VKCT2 12/10/2013 3.80000 1.06248

CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 1/10/2013 1.85000 0.28990CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 2/10/2013 1.86000 0.29146CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 3/10/2013 1.85000 0.28990CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 4/10/2013 1.85000 0.28990CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 5/10/2013 1.85000 0.28990CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 6/10/2013 1.85000 0.28990CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 7/10/2013 1.85000 0.28990CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 8/10/2013 1.88000 0.29460CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 9/10/2013 1.86000 0.29146CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 10/10/2013 1.84000 0.28833CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 11/10/2013 1.84000 0.28833CORPORATE INCOME TRUST SERIES 3 45-3190009 21989W126 21989W134 VKCT3 12/10/2013 1.84000 0.28833

THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 1/31/2013 0.01177 0.00726THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 1/31/2013 0.01640 0.01011THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 2/28/2013 0.01088 0.00671THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 3/28/2013 0.01020 0.00629THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 3/28/2013 0.01082 0.00667THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 4/30/2013 0.01075 0.00663THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 4/30/2013 0.02880 0.01776THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 5/31/2013 0.01053 0.00649THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 6/28/2013 0.01176 0.00725THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 6/28/2013 0.04920 0.03034THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 7/31/2013 0.01013 0.00625THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 7/31/2013 0.04860 0.02997THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 8/30/2013 0.01052 0.00649THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 8/30/2013 0.02220 0.01369THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 9/30/2013 0.01038 0.00640THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 9/30/2013 0.02640 0.01628THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 10/31/2013 0.01028 0.00634THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 11/29/2013 0.01023 0.00631THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 11/29/2013 0.01440 0.00888THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 12/31/2013 0.01011 0.00623THE FIRST TRUST GNMA, SERIES 72 13-7146122 30264P599 12/31/2013 0.01510 0.00931

THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 1/31/2013 0.03703 0.02699THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 1/31/2013 0.09990 0.07282THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 2/28/2013 0.03487 0.02542THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 2/28/2013 0.05850 0.04264THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 3/28/2013 0.03451 0.02515THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 3/28/2013 0.13570 0.09891THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 4/30/2013 0.03370 0.02456THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 4/30/2013 0.10700 0.07799THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 5/31/2013 0.03288 0.02397THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 5/31/2013 0.07720 0.05627THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 6/28/2013 0.03504 0.02554THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 6/28/2013 0.07880 0.05744THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 7/31/2013 0.03194 0.02328THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 7/31/2013 0.06690 0.04876THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 8/30/2013 0.03146 0.02293THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 8/30/2013 0.10640 0.07755THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 9/30/2013 0.03067 0.02236THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 9/30/2013 0.08780 0.06400



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THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 10/31/2013 0.03010 0.02194THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 10/31/2013 0.07040 0.05131THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 11/29/2013 0.02973 0.02167THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 11/29/2013 0.04090 0.02981THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 12/31/2013 0.03079 0.02244THE FIRST TRUST GNMA, SERIES 74 13-7186713 30264V547 12/31/2013 0.07130 0.05197

THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 1/31/2013 0.03115 0.02107THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 1/31/2013 0.05100 0.03450THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 2/28/2013 0.02927 0.01980THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 2/28/2013 0.04490 0.03037THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 3/28/2013 0.02894 0.01958THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 3/28/2013 0.11860 0.08022THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 4/30/2013 0.01570 0.01062THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 4/30/2013 0.02810 0.01901THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 5/31/2013 0.02782 0.01882THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 5/31/2013 0.13230 0.08949THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 6/28/2013 0.02929 0.01981THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 6/28/2013 0.06970 0.04715THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 7/31/2013 0.01750 0.01184THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 7/31/2013 0.02639 0.01785THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 8/30/2013 0.02613 0.01767THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 8/30/2013 0.05520 0.03734THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 9/30/2013 0.02577 0.01743THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 9/30/2013 0.04500 0.03044THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 10/31/2013 0.02540 0.01718THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 10/31/2013 0.06670 0.04512THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 11/29/2013 0.02484 0.01680THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 11/29/2013 0.06320 0.04275THE FIRST TRUST GNMA, SERIES 75 13-7186712 30264V554 12/31/2013 0.02588 0.01751

THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 1/31/2013 0.03596 0.02689THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 1/31/2013 0.08900 0.06655THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 2/28/2013 0.03356 0.02510THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 2/28/2013 0.14010 0.10477THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 3/28/2013 0.03272 0.02447THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 3/28/2013 0.07410 0.05541THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 4/30/2013 0.03217 0.02406THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 4/30/2013 0.07070 0.05287THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 5/31/2013 0.03170 0.02371THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 5/31/2013 0.06620 0.04950THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 6/28/2013 0.03404 0.02546THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 6/28/2013 0.06040 0.04517THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 7/31/2013 0.03078 0.02302THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 7/31/2013 0.07630 0.05706THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 8/30/2013 0.03073 0.02298THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 8/30/2013 0.07570 0.05661THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 9/30/2013 0.02969 0.02220THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 9/30/2013 0.15840 0.11845THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 10/31/2013 0.02863 0.02141THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 10/31/2013 0.08100 0.06057THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 11/29/2013 0.02813 0.02104THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 11/29/2013 0.09660 0.07224THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 12/31/2013 0.02924 0.02187THE FIRST TRUST GNMA, SERIES 77 13-7265008 30265L530 30265L548 12/31/2013 0.07030 0.05257

THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 1/31/2013 0.03333 0.02308THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 1/31/2013 0.07340 0.05084THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 2/28/2013 0.03128 0.02166THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 2/28/2013 0.05640 0.03906THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 3/28/2013 0.03088 0.02139THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 3/28/2013 0.08310 0.05756THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 4/30/2013 0.03023 0.02094THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 4/30/2013 0.07110 0.04924THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 5/31/2013 0.02976 0.02061THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 5/31/2013 0.06430 0.04453THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 6/28/2013 0.03181 0.02203THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 6/28/2013 0.04570 0.03165THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 7/31/2013 0.02881 0.01995THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 7/31/2013 0.07950 0.05506THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 8/30/2013 0.02828 0.01959THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 8/30/2013 0.04490 0.03110THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 9/30/2013 0.02785 0.01929



Ticker Symbol




THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 9/30/2013 0.09740 0.06746THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 10/31/2013 0.02719 0.01883THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 10/31/2013 0.04530 0.03137THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 11/29/2013 0.02676 0.01853THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 11/29/2013 0.03330 0.02306THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 12/31/2013 0.02801 0.01940THE FIRST TRUST GNMA, SERIES 78 13-7265009 30265L563 30265L555 12/31/2013 0.07480 0.05181

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 1/31/2013 0.03998 0.02599THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 1/31/2013 0.08140 0.05291THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 2/28/2013 0.03808 0.02475THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 2/28/2013 0.07260 0.04719THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 3/28/2013 0.03739 0.02430THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 3/28/2013 0.06950 0.04518THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 4/30/2013 0.03696 0.02402THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 4/30/2013 0.07550 0.04908THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 5/31/2013 0.03643 0.02368THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 5/31/2013 0.06260 0.04069THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 6/28/2013 0.03850 0.02503THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 6/28/2013 0.06990 0.04544THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 7/31/2013 0.03554 0.02310THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 7/31/2013 0.07250 0.04713THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 8/30/2013 0.03569 0.02320THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 8/30/2013 0.09780 0.06357THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 9/30/2013 0.03442 0.02237THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 9/30/2013 0.10620 0.06903THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 10/31/2013 0.03365 0.02187THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 10/31/2013 0.10420 0.06773THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 11/29/2013 0.03297 0.02143THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 11/29/2013 0.08960 0.05824THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 12/31/2013 0.03392 0.02205THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST (GRIT) SERIES 79 13-7275241 30266E543 30266E550 ZFGMX 12/31/2013 0.07690 0.04999

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 1/31/2013 0.04132 0.02948THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 1/31/2013 0.13130 0.09367THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 2/28/2013 0.03980 0.02839THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 2/28/2013 0.10610 0.07569THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 3/28/2013 0.03906 0.02787THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 3/28/2013 0.15660 0.11172THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 4/30/2013 0.03710 0.02647THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 4/30/2013 0.03822 0.02727THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 5/31/2013 0.03808 0.02717THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 5/31/2013 0.19370 0.13819THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 6/28/2013 0.03804 0.02714THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 6/28/2013 0.16690 0.11907THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 7/31/2013 0.03595 0.02565THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 7/31/2013 0.07970 0.05686THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 8/30/2013 0.03584 0.02557THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 8/30/2013 0.13400 0.09560THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 9/30/2013 0.03467 0.02473THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 9/30/2013 0.08960 0.06392THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 10/31/2013 0.03372 0.02406THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 10/31/2013 0.11240 0.08019THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 11/29/2013 0.03315 0.02365THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 12/31/2013 0.03413 0.02435THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 80 13-7305257 30266E824 30266E832 33733K316 FGNMAX 12/31/2013 0.09050 0.06456

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 1/31/2013 0.03826 0.02414THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 1/31/2013 0.05550 0.03501THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 2/28/2013 0.03690 0.02328THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 2/28/2013 0.04810 0.03035THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 3/28/2013 0.03681 0.02322THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 3/28/2013 0.12860 0.08113THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 4/30/2013 0.02860 0.01804THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 4/30/2013 0.03573 0.02254THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 5/31/2013 0.03170 0.02000THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 5/31/2013 0.03560 0.02246THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 6/28/2013 0.03704 0.02337THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 6/28/2013 0.08040 0.05072THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 7/31/2013 0.03464 0.02185THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 7/31/2013 0.04340 0.02738THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 8/30/2013 0.03442 0.02172THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 8/30/2013 0.08420 0.05312



Ticker Symbol




THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 9/30/2013 0.03389 0.02138THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 9/30/2013 0.06010 0.03792THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 10/31/2013 0.02400 0.01514THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 10/31/2013 0.03355 0.02117THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 11/29/2013 0.03335 0.02104THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 11/29/2013 0.04850 0.03060THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 12/31/2013 0.03383 0.02134THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST SERIES 81 13-7305261 30266E865 30266E840 30266E857 FGRITX 12/31/2013 0.05360 0.03382

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 1/31/2013 0.04060 0.02585THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 1/31/2013 0.05960 0.03794THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 2/28/2013 0.03918 0.02494THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 2/28/2013 0.05180 0.03298THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 3/28/2013 0.03889 0.02476THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 3/28/2013 0.07150 0.04552THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 4/30/2013 0.03850 0.02451THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 4/30/2013 0.06500 0.04138THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 5/31/2013 0.03812 0.02427THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 5/31/2013 0.06550 0.04170THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 6/28/2013 0.03954 0.02517THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 6/28/2013 0.05940 0.03781THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 7/31/2013 0.03708 0.02361THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 7/31/2013 0.08790 0.05596THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 8/30/2013 0.03645 0.02320THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 8/30/2013 0.08300 0.05284THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 9/30/2013 0.03280 0.02088THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 9/30/2013 0.03589 0.02285THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 10/31/2013 0.03610 0.02298THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 10/31/2013 0.05940 0.03781THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 11/29/2013 0.03543 0.02255THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 11/29/2013 0.05680 0.03616THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 12/31/2013 0.03593 0.02287THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 83 13-7320099 30267C868 33733P133 33733P885 30267C876 33733P125 FGRMAX 12/31/2013 0.07520 0.04787

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 1/31/2013 0.03908 0.03340THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 2/28/2013 0.03753 0.03208THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 2/28/2013 0.55140 0.47128THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 3/28/2013 0.03707 0.03168THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 3/28/2013 0.23500 0.20085THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 4/30/2013 0.03622 0.03096THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 4/30/2013 0.11750 0.10043THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 5/31/2013 0.03517 0.03006THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 5/31/2013 0.09750 0.08333THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 6/28/2013 0.03654 0.03123THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 6/28/2013 0.20520 0.17538THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 7/31/2013 0.03366 0.02877THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 7/31/2013 0.23430 0.20026THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 8/30/2013 0.03280 0.02803THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 8/30/2013 0.13910 0.11889THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 9/30/2013 0.03188 0.02725THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 9/30/2013 0.12510 0.10692THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 10/31/2013 0.03144 0.02687THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 10/31/2013 0.14070 0.12026THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 11/29/2013 0.03046 0.02603THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 11/29/2013 0.11490 0.09821THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 12/31/2013 0.03083 0.02635THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 84 13-7331942 30267D106 33733P877 30267D114 33733P869 FGRINX 12/31/2013 0.06190 0.05291

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 1/31/2013 0.04268 0.03262THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 1/31/2013 0.10760 0.08223THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 2/28/2013 0.04081 0.03119THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 2/28/2013 0.08500 0.06496THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 3/28/2013 0.04019 0.03071THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 3/28/2013 0.10380 0.07932THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 4/30/2013 0.03948 0.03017THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 4/30/2013 0.10560 0.08070THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 5/31/2013 0.03873 0.02960THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 5/31/2013 0.07850 0.05999THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 6/28/2013 0.04058 0.03101THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 6/28/2013 0.10920 0.08345THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 7/31/2013 0.03780 0.02889THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 7/31/2013 0.21550 0.16469THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 8/30/2013 0.03629 0.02773



Ticker Symbol




THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 8/30/2013 0.09210 0.07038THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 9/30/2013 0.03586 0.02740THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 9/30/2013 0.11520 0.08804THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 10/31/2013 0.03550 0.02713THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 10/31/2013 0.11390 0.08704THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 11/29/2013 0.03492 0.02669THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 11/29/2013 0.07090 0.05418THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 12/31/2013 0.03546 0.02710THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 86 25-6821736 30267G810 33733K332 30267G786 30267G794 30267G802 FTGRSX 12/31/2013 0.11170 0.08536

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 1/31/2013 0.04182 0.02790THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 1/31/2013 0.07710 0.05144THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 2/28/2013 0.04016 0.02679THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 2/28/2013 0.05210 0.03476THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 3/28/2013 0.03987 0.02660THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 3/28/2013 0.05790 0.03863THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 4/30/2013 0.03954 0.02638THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 4/30/2013 0.04400 0.02936THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 5/31/2013 0.03914 0.02611THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 5/31/2013 0.15290 0.10201THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 6/28/2013 0.04061 0.02709THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 6/28/2013 0.10340 0.06899THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 7/31/2013 0.03735 0.02492THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 7/31/2013 0.05520 0.03683THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 8/30/2013 0.03725 0.02485THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 8/30/2013 0.04590 0.03062THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 9/30/2013 0.03662 0.02443THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 9/30/2013 0.05410 0.03610THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 10/31/2013 0.03624 0.02418THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 10/31/2013 0.09460 0.06312THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 11/29/2013 0.03563 0.02377THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 11/29/2013 0.06570 0.04384THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 12/31/2013 0.03636 0.02426THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 87 25-6821737 30267G844 30267G828 30267G851 30267G836 30276G751 FTGREX 12/31/2013 0.07200 0.04804

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 1/31/2013 0.03854 0.03395THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 2/28/2013 0.03609 0.03180THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 2/28/2013 0.85120 0.74991THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 3/28/2013 0.03551 0.03128THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 3/28/2013 0.10470 0.09224THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 4/30/2013 0.03519 0.03100THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 4/30/2013 0.11270 0.09929THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 5/31/2013 0.03441 0.03032THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 5/31/2013 0.10480 0.09233THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 6/28/2013 0.03575 0.03150THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 6/28/2013 0.45270 0.39883THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 7/31/2013 0.03169 0.02792THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 7/31/2013 0.11170 0.09841THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 8/30/2013 0.03098 0.02729THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 8/30/2013 0.09540 0.08405THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 9/30/2013 0.03057 0.02693THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 9/30/2013 0.14150 0.12466THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 10/31/2013 0.02968 0.02615THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 10/31/2013 0.12760 0.11242THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 11/29/2013 0.02925 0.02577THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 11/29/2013 0.11010 0.09700THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 12/31/2013 0.02965 0.02612THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 88 11-6579121 30267J236 30267J210 30267J202 30267J228 FGRMEX 12/31/2013 0.07530 0.06634

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 1/25/2013 0.04710 0.00716INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 2/25/2013 0.00160 0.00024INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 2/25/2013 0.04710 0.00716INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 3/25/2013 0.04710 0.00716INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 4/25/2013 0.04650 0.00707INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 5/25/2013 0.04650 0.00707INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 6/25/2013 0.04650 0.00707INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 7/25/2013 0.00140 0.00021INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 7/25/2013 0.04650 0.00707INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 8/25/2013 0.04650 0.00707INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 9/25/2013 0.04650 0.00707INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 10/25/2013 0.04740 0.00721INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 11/25/2013 0.04740 0.00721INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 32 45-4957202 30267S418 30267S426 30267S400 30267S442 30267S434 FYGLMX 12/25/2013 0.04740 0.00721



Ticker Symbol




INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 1/25/2013 0.04420 0.00222INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 2/25/2013 0.04420 0.00222INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 3/25/2013 0.04420 0.00222INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 4/25/2013 0.04390 0.00221INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 5/25/2013 0.04390 0.00221INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 6/25/2013 0.04390 0.00221INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 7/25/2013 0.02230 0.00112INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 7/25/2013 0.04390 0.00221INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 8/25/2013 0.00260 0.00013INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 8/25/2013 0.04390 0.00221INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 9/25/2013 0.04390 0.00221INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 10/25/2013 0.04580 0.00230INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 11/25/2013 0.04580 0.00230INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 12/25/2013 0.04580 0.00230INTEREST RATE HEDGE PORTFOLIO, SERIES 43 45-4982396 30267S558 30267S566 30267S574 30267S582 30267S590 FHGRTX 12/25/2013 0.18540 0.00933

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 1/25/2013 0.05810 0.00227SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 2/25/2013 0.05810 0.00227SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 3/25/2013 0.05810 0.00227SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 4/25/2013 0.05790 0.00226SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 5/25/2013 0.01040 0.00041SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 5/25/2013 0.05790 0.00226SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 6/25/2013 0.00170 0.00007SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 6/25/2013 0.05790 0.00226SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 7/25/2013 0.02630 0.00103SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 7/25/2013 0.05790 0.00226SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 8/25/2013 0.00300 0.00012SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 8/25/2013 0.05790 0.00226SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 9/25/2013 0.05790 0.00226SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 10/25/2013 0.05770 0.00225SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 11/25/2013 0.05770 0.00225SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 12/25/2013 0.03890 0.00152SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 53 45-4992994 30267S616 30267S640 30267S608 30267S632 30267S624 FDHRUX 12/25/2013 0.05770 0.00225

HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 1/25/2013 5.97000 3.46439HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 1/25/2013 20.25000 11.75108HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 2/25/2013 5.87000 3.40636HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 3/25/2013 5.83000 3.38315HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 4/25/2013 5.84000 3.38895HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 5/25/2013 5.86000 3.40056HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 6/25/2013 6.01000 3.48760HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 7/25/2013 5.85000 3.39476HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 8/25/2013 5.88000 3.41216HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 9/25/2013 5.88000 3.41216HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 10/25/2013 5.89000 3.41797HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 11/25/2013 5.54000 3.21486HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 11/25/2013 89.19000 51.75696HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 12/25/2013 5.40000 3.13362HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 4 45-4934315 30267S657 30267S665 30267S673 FCMEBX 12/25/2013 20.96000 12.16309

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 1/25/2013 0.05760 0.00868SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 2/25/2013 0.05760 0.00868SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 3/25/2013 0.05760 0.00868SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 4/25/2013 0.05720 0.00862SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 5/25/2013 0.01080 0.00163SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 5/25/2013 0.05720 0.00862SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 6/25/2013 0.00180 0.00027SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 6/25/2013 0.05720 0.00862SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 7/25/2013 0.02470 0.00372SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 7/25/2013 0.05720 0.00862SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 8/25/2013 0.00280 0.00042SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 8/25/2013 0.05720 0.00862SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 9/25/2013 0.05720 0.00862SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 10/25/2013 0.05630 0.00848SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 11/25/2013 0.05630 0.00848SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 12/25/2013 0.05630 0.00848SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 12 45-4982492 30267S731 30267S749 30267S723 30267S707 30267S715 FCGRJX 12/25/2013 0.18760 0.02827

EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 1/25/2013 0.07020 0.00452EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 2/25/2013 0.07020 0.00452EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 3/25/2013 0.07020 0.00452EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 4/25/2013 0.06710 0.00432



Ticker Symbol




EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 5/25/2013 0.06710 0.00432EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 6/25/2013 0.06710 0.00432EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 7/25/2013 0.06710 0.00432EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 8/25/2013 0.06710 0.00432EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 9/25/2013 0.06710 0.00432EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 10/25/2013 0.06940 0.00447EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 11/25/2013 0.06940 0.00447EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 12/25/2013 0.06940 0.00447EQUITY CLOSED-END PORTFOLIO, SERIES 21 45-5152643 30267S814 30267S806 30267S830 30267S848 30267S822 FPRLTX 12/25/2013 0.61880 0.03985

TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 2/25/2013 0.01250 0.00038TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 3/25/2013 0.04980 0.00153TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 4/25/2013 0.05900 0.00181TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 5/25/2013 0.05370 0.00165TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 6/25/2013 0.04990 0.00153TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 7/25/2013 0.07040 0.00216TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 8/25/2013 0.03830 0.00118TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 9/25/2013 0.05230 0.00161TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 10/25/2013 0.05550 0.00170TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 11/25/2013 0.04130 0.00127TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 12/25/2013 0.04970 0.00153TACTICAL INCOME PORTFOLIO, SERIES 17 35-2463520 30269S135 30269S101 30269S143 30269S119 30269S127 FKRPAX 1/8/2014 0.04950 0.00152

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 2/25/2013 0.04360 0.00190SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 3/25/2013 0.05500 0.00239SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 4/25/2013 0.05470 0.00238SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 5/25/2013 0.00380 0.00017SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 5/25/2013 0.05470 0.00238SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 6/25/2013 0.00060 0.00003SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 6/25/2013 0.05470 0.00238SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 7/25/2013 0.01900 0.00083SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 7/25/2013 0.05470 0.00238SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 8/25/2013 0.00220 0.00010SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 8/25/2013 0.05470 0.00238SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 9/25/2013 0.05470 0.00238SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 10/25/2013 0.05250 0.00228SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 11/25/2013 0.05250 0.00228SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 12/25/2013 0.00350 0.00015SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 29 35-2463528 30269S168 30269S184 30269S176 30269S150 30269S192 FCTHBX 12/25/2013 0.05250 0.00228

DEFENSIVE EQUITY PORTFOLIO, SERIES 22 35-2463547 30269S226 30269S234 30269S200 30269S218 30269S242 FRHRNX 6/25/2013 0.07710 0.00504DEFENSIVE EQUITY PORTFOLIO, SERIES 22 35-2463547 30269S226 30269S234 30269S200 30269S218 30269S242 FRHRNX 7/25/2013 0.39150 0.02560DEFENSIVE EQUITY PORTFOLIO, SERIES 22 35-2463547 30269S226 30269S234 30269S200 30269S218 30269S242 FRHRNX 12/25/2013 0.08580 0.00561

MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 2/25/2013 0.03340 0.00172MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 3/25/2013 0.04280 0.00220MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 4/25/2013 0.04280 0.00220MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 5/25/2013 0.04280 0.00220MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 6/25/2013 0.04280 0.00220MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 7/25/2013 0.04280 0.00220MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 8/25/2013 0.04280 0.00220MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 9/25/2013 0.04280 0.00220MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 10/25/2013 0.04260 0.00219MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 11/25/2013 0.04260 0.00219MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 12/25/2013 0.00150 0.00008MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2463527 30269S374 30269S358 30269S366 30269S382 30269S390 FWSHIX 12/25/2013 0.04260 0.00219

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 2/25/2013 0.04840 0.02829GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 3/25/2013 0.06760 0.03951GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 4/25/2013 0.06850 0.04004GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 5/25/2013 0.06850 0.04004GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 6/25/2013 0.06850 0.04004GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 7/25/2013 0.06850 0.04004GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 8/25/2013 0.06850 0.04004GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 9/25/2013 0.06850 0.04004GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 10/25/2013 0.06720 0.03928GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 11/25/2013 0.06720 0.03928GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 11/25/2013 0.62120 0.36309GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 27 35-2463541 30269S465 30269S473 30269S481 30269S457 30269S499 FOISNX 12/25/2013 0.06720 0.03928

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 1/25/2013 0.00660 0.00005NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 2/25/2013 0.03930 0.00029NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 3/25/2013 0.03930 0.00029



Ticker Symbol




NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 4/25/2013 0.03860 0.00029NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 5/25/2013 0.03860 0.00029NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 6/25/2013 0.03860 0.00029NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 7/25/2013 0.03860 0.00029NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 8/25/2013 0.03860 0.00029NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 9/25/2013 0.03860 0.00029NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 10/25/2013 0.03960 0.00030NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 11/25/2013 0.03960 0.00030NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2459489 30269S549 30269S556 30269S515 30269S523 30269S531 FMLTNX 12/25/2013 0.03960 0.00030

CLOUD COMPUTING PORTFOLIO, SERIES 7 35-2463574 30269S598 30269S564 30269S580 30269S572 30269S606 FWGRHX 6/25/2013 0.01850 0.01581CLOUD COMPUTING PORTFOLIO, SERIES 7 35-2463574 30269S598 30269S564 30269S580 30269S572 30269S606 FWGRHX 10/25/2013 0.32950 0.28166CLOUD COMPUTING PORTFOLIO, SERIES 7 35-2463574 30269S598 30269S564 30269S580 30269S572 30269S606 FWGRHX 12/25/2013 0.03490 0.02983

MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 2/25/2013 0.04370 0.00055MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 3/25/2013 0.04300 0.00054MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 4/25/2013 0.04300 0.00054MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 5/25/2013 0.04300 0.00054MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 6/25/2013 0.04300 0.00054MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 7/25/2013 0.04300 0.00054MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 8/25/2013 0.04300 0.00054MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 9/25/2013 0.04300 0.00054MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 10/25/2013 0.04180 0.00052MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 11/25/2013 0.04180 0.00052MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 12/25/2013 0.00160 0.00002MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 54 35-2463508 30269S614 30269S648 30269S622 30269S655 30269S630 FPYLBX 12/25/2013 0.04180 0.00052

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 2/25/2013 0.00210 0.00020INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 2/25/2013 0.04580 0.00446INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 3/25/2013 0.04640 0.00451INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 4/25/2013 0.04630 0.00450INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 5/25/2013 0.04630 0.00450INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 6/25/2013 0.04630 0.00450INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 7/25/2013 0.00190 0.00018INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 7/25/2013 0.04630 0.00450INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 8/25/2013 0.04630 0.00450INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 9/25/2013 0.04630 0.00450INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 10/25/2013 0.04590 0.00447INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 11/25/2013 0.04590 0.00447INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 41 35-2463514 30269S671 30269S689 30269S705 30269S663 30269S697 FCTGLX 12/25/2013 0.04590 0.00447

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 2/25/2013 0.03450 0.00065MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 3/25/2013 0.04400 0.00083MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 4/25/2013 0.04400 0.00083MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 5/25/2013 0.04400 0.00083MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 6/25/2013 0.04400 0.00083MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 7/25/2013 0.04400 0.00083MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 8/25/2013 0.04400 0.00083MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 9/25/2013 0.04400 0.00083MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 10/25/2013 0.04310 0.00081MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 11/25/2013 0.04310 0.00081MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 12/25/2013 0.00020 0.00000MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 50 35-2463531 30269S820 30269S846 30269S804 30269S812 30269S838 FWAINX 12/25/2013 0.04310 0.00081

DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 2/25/2013 0.01560 0.00476DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 3/25/2013 0.02950 0.00900DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 4/25/2013 0.02990 0.00913DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 5/25/2013 0.02990 0.00913DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 6/25/2013 0.02990 0.00913DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 7/25/2013 0.02990 0.00913DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 7/25/2013 0.23750 0.07249DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 8/25/2013 0.02990 0.00913DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 9/25/2013 0.02990 0.00913DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 10/25/2013 0.03130 0.00955DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 11/25/2013 0.03130 0.00955DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 8 35-2463560 30271S115 30271S123 30271S149 30271S107 30271S131 FNEADX 12/25/2013 0.03130 0.00955

GLOBAL INFRASTRUCTURE PORTFOLIO, SERIES 20 35-2463557 30271S222 30271S214 30271S248 30271S230 30271S206 FKGUPX 6/25/2013 0.05610 0.00358GLOBAL INFRASTRUCTURE PORTFOLIO, SERIES 20 35-2463557 30271S222 30271S214 30271S248 30271S230 30271S206 FKGUPX 8/25/2013 0.01710 0.00109GLOBAL INFRASTRUCTURE PORTFOLIO, SERIES 20 35-2463557 30271S222 30271S214 30271S248 30271S230 30271S206 FKGUPX 12/25/2013 0.00270 0.00017GLOBAL INFRASTRUCTURE PORTFOLIO, SERIES 20 35-2463557 30271S222 30271S214 30271S248 30271S230 30271S206 FKGUPX 12/25/2013 0.06660 0.00425

GLOBAL AGRICULTURE PORTFOLIO, SERIES 23 35-2463575 30271S396 30271S362 30271S370 30271S354 30271S388 FGOODX 6/25/2013 0.04720 0.03069



Ticker Symbol




GLOBAL AGRICULTURE PORTFOLIO, SERIES 23 35-2463575 30271S396 30271S362 30271S370 30271S354 30271S388 FGOODX 10/25/2013 0.54420 0.35389GLOBAL AGRICULTURE PORTFOLIO, SERIES 23 35-2463575 30271S396 30271S362 30271S370 30271S354 30271S388 FGOODX 12/25/2013 0.05440 0.03538

MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 2/25/2013 0.01070 0.00140MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 3/25/2013 0.03420 0.00447MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 4/25/2013 0.06690 0.00874MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 5/25/2013 0.03370 0.00440MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 6/25/2013 0.04370 0.00571MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 7/25/2013 0.06500 0.00850MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 8/25/2013 0.02280 0.00298MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 9/25/2013 0.04070 0.00532MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 10/25/2013 0.05980 0.00782MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 11/25/2013 0.02470 0.00323MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 12/25/2013 0.03520 0.00460MULTI-SECTOR INCOME PORTFOLIO, SERIES 12 35-2463561 30271S438 30271S404 30271S412 30271S420 30271S446 FVRNOX 12/25/2013 0.05080 0.00664

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 2/25/2013 0.02240 0.00529STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 3/25/2013 0.05400 0.01275STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 4/25/2013 0.05590 0.01320STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 5/25/2013 0.05590 0.01320STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 6/25/2013 0.05590 0.01320STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 7/25/2013 0.05590 0.01320STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 8/25/2013 0.00190 0.00045STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 8/25/2013 0.05590 0.01320STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 9/25/2013 0.05590 0.01320STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 10/25/2013 0.05450 0.01287STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 11/25/2013 0.05450 0.01287STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2463566 30271S453 30271S487 30271S495 30271S461 30271S479 FGAYTX 12/25/2013 0.05450 0.01287

STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 3/25/2013 0.04450 0.00077STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 4/25/2013 0.05390 0.00094STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 5/25/2013 0.02400 0.00042STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 6/25/2013 0.04820 0.00084STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 7/25/2013 0.06150 0.00107STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 8/25/2013 0.01860 0.00032STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 9/25/2013 0.04180 0.00073STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 10/25/2013 0.05640 0.00098STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 11/25/2013 0.01920 0.00033STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 12/25/2013 0.02950 0.00051STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 8 35-2463563 30271S594 30271S552 30271S560 30271S578 30271S586 FPRLBX 12/25/2013 0.04590 0.00080

DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 3/25/2013 0.02940 0.00067DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 4/25/2013 0.01600 0.00037DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 6/25/2013 0.04800 0.00110DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 7/25/2013 0.02630 0.00060DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 8/25/2013 0.01640 0.00038DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 9/25/2013 0.03390 0.00078DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 10/25/2013 0.01810 0.00041DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 11/25/2013 0.01500 0.00034DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 11/25/2013 0.33530 0.00768DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 7 35-2463573 30271S602 30271S610 30271S636 30271S628 30271S644 FSGNEX 12/25/2013 0.04230 0.00097

GLOBAL HARD ASSETS PORTFOLIO, SERIES 14 35-2466450 30271S669 30271S677 30271S685 30271S651 30271S693 FKDRVX 6/25/2013 0.04980 0.01021GLOBAL HARD ASSETS PORTFOLIO, SERIES 14 35-2466450 30271S669 30271S677 30271S685 30271S651 30271S693 FKDRVX 12/25/2013 0.09360 0.01919

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 2/25/2013 0.03310 0.00086CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 3/25/2013 0.04180 0.00109CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 4/25/2013 0.04170 0.00109CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 5/25/2013 0.04170 0.00109CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 6/25/2013 0.04170 0.00109CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 7/25/2013 0.04170 0.00109CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 8/25/2013 0.04170 0.00109CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 9/25/2013 0.04170 0.00109CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 10/25/2013 0.04200 0.00110CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 11/25/2013 0.04200 0.00110CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 12/25/2013 0.00030 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2463526 30271S792 30271S750 30271S784 30271S776 30271S768 FRPYJX 12/25/2013 0.04200 0.00110

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 2/25/2013 0.03250 0.00117NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 3/25/2013 0.03680 0.00133NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 4/25/2013 0.03710 0.00134NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 5/25/2013 0.03710 0.00134NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 6/25/2013 0.03710 0.00134



Ticker Symbol




NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 7/25/2013 0.03710 0.00134NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 8/25/2013 0.03710 0.00134NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 9/25/2013 0.03710 0.00134NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 10/25/2013 0.03840 0.00139NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 11/25/2013 0.03840 0.00139NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2463519 30272S106 30272S130 30272S148 30272S114 30272S122 FMEGPX 12/25/2013 0.03840 0.00139

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 2/25/2013 0.05800 0.02843COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 3/25/2013 0.07630 0.03740COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 4/25/2013 0.07590 0.03721COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 5/25/2013 0.07590 0.03721COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 6/25/2013 0.07590 0.03721COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 7/25/2013 0.07590 0.03721COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 8/25/2013 0.07590 0.03721COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 9/25/2013 0.07590 0.03721COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 10/25/2013 0.07550 0.03701COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 11/25/2013 0.07550 0.03701COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 12/25/2013 0.03970 0.01946COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2463539 30272S163 30272S197 30272S155 30272S189 30272S171 FPARKX 12/25/2013 0.07550 0.03701

HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 2/25/2013 2.15000 1.10897HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 3/25/2013 5.87000 3.02775HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 4/25/2013 5.87000 3.02775HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 5/25/2013 5.87000 3.02775HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 6/25/2013 5.92000 3.05354HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 7/25/2013 5.87000 3.02775HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 8/25/2013 5.89000 3.03806HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 9/25/2013 5.87000 3.02775HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 10/25/2013 5.87000 3.02775HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 11/25/2013 5.85000 3.01743HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 11/25/2013 24.64000 12.70931HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 9 35-2463571 30272S221 30272S205 30272S213 FHYPMX 12/25/2013 5.81000 2.99680

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 2/25/2013 0.01620 0.00666STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 3/25/2013 0.05450 0.02239STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 4/25/2013 0.05560 0.02285STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 5/25/2013 0.05560 0.02285STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 6/25/2013 0.05560 0.02285STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 7/25/2013 0.05560 0.02285STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 8/25/2013 0.00200 0.00082STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 8/25/2013 0.05560 0.02285STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 9/25/2013 0.05560 0.02285STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 10/25/2013 0.05580 0.02293STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 11/25/2013 0.05580 0.02293STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 34 35-2463580 30272S288 30272S304 30272S320 30272S296 30272S312 FBCPNX 12/25/2013 0.05580 0.02293

CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 2/25/2013 1.25000 0.65300CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 3/25/2013 4.19000 2.18886CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 4/25/2013 4.19000 2.18886CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 5/25/2013 4.19000 2.18886CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 6/25/2013 4.21000 2.19930CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 7/25/2013 4.19000 2.18886CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 8/25/2013 4.19000 2.18886CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 9/25/2013 4.18000 2.18363CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 10/25/2013 4.18000 2.18363CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 11/25/2013 4.19000 2.18886CORPORATE HIGH INCOME PORTFOLIO, SERIES 7 35-2463586 30272S353 30272S338 30272S346 FNDSHX 12/25/2013 4.26000 2.22542

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 2/25/2013 0.01860 0.00077TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 3/25/2013 0.03890 0.00161TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 4/25/2013 0.03880 0.00160TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 5/25/2013 0.03880 0.00160TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 6/25/2013 0.03880 0.00160TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 7/25/2013 0.03880 0.00160TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 8/25/2013 0.03880 0.00160TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 9/25/2013 0.03880 0.00160TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 10/25/2013 0.03940 0.00163TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 11/25/2013 0.03940 0.00163TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 12/25/2013 0.00070 0.00003TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 34 35-2463558 30272S429 30272S437 30272S445 30272S452 30272S411 FICLFX 12/25/2013 0.03940 0.00163

INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 2/25/2013 0.00670 0.00051INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 3/25/2013 0.04360 0.00334



Ticker Symbol




INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 4/25/2013 0.04350 0.00333INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 5/25/2013 0.04350 0.00333INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 6/25/2013 0.04350 0.00333INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 7/25/2013 0.00220 0.00017INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 7/25/2013 0.04350 0.00333INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 8/25/2013 0.04350 0.00333INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 9/25/2013 0.04350 0.00333INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 10/25/2013 0.04440 0.00340INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 11/25/2013 0.04440 0.00340INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 12/25/2013 0.01240 0.00095INTEREST RATE HEDGE PORTFOLIO, SERIES 61 35-2463585 30272S460 30272S478 30272S502 30272S486 30272S494 FHVLPX 12/25/2013 0.04440 0.00340

GLOBAL COMMODITIES PORTFOLIO, SERIES 22 35-2463590 30272S577 30272S601 30272S569 30272S585 30272S593 FIUYTX 6/25/2013 0.07550 0.00306GLOBAL COMMODITIES PORTFOLIO, SERIES 22 35-2463590 30272S577 30272S601 30272S569 30272S585 30272S593 FIUYTX 12/25/2013 0.13260 0.00537

INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 3/25/2013 0.00480 0.00062INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 4/25/2013 0.05640 0.00730INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 5/25/2013 0.00480 0.00062INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 5/25/2013 0.05640 0.00730INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 6/25/2013 0.00080 0.00010INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 6/25/2013 0.05640 0.00730INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 7/25/2013 0.05640 0.00730INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 8/25/2013 0.00170 0.00022INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 8/25/2013 0.05640 0.00730INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 9/25/2013 0.05640 0.00730INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 10/25/2013 0.05650 0.00732INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 11/25/2013 0.05650 0.00732INCOME ALLOCATION CLOSED-END MAR. '13 35-2466451 30272S668 30272S700 30272S676 30272S684 30272S692 FPBREX 12/25/2013 0.05650 0.00732

TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 4/25/2013 0.02600 0.00180TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 5/25/2013 0.02850 0.00197TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 6/25/2013 0.03930 0.00272TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 7/25/2013 0.03860 0.00267TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 8/25/2013 0.01350 0.00093TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 9/25/2013 0.03330 0.00230TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 10/25/2013 0.02190 0.00151TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 11/25/2013 0.01720 0.00119TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 12/25/2013 0.03330 0.00230TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 7 35-2466440 30272S825 30272S858 30272S817 30272S841 30272S833 FIATEX 1/8/2014 0.01320 0.00091

CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT TERM, SERIES 10 27-0249775 30273B367 30273B375 30273B359 FCRSTX 1/25/2013 0.40000 0.36752CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT TERM, SERIES 10 27-0249775 30273B367 30273B375 30273B359 FCRSTX 2/25/2013 0.17000 0.15620CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT TERM, SERIES 10 27-0249775 30273B367 30273B375 30273B359 FCRSTX 2/25/2013 56.32000 51.74682CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT TERM, SERIES 10 27-0249775 30273B367 30273B375 30273B359 FCRSTX 3/25/2013 0.16000 0.14701

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 1/25/2013 0.03170 0.02460AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 2/25/2013 0.03170 0.02460AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 2/25/2013 0.52590 0.40815AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 3/25/2013 0.03170 0.02460AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 4/25/2013 0.02520 0.01956AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 5/25/2013 0.02520 0.01956AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 6/25/2013 0.02520 0.01956AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 7/25/2013 0.01730 0.01343AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 7/25/2013 2.01640 1.56493AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 8/25/2013 0.01730 0.01343AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 9/25/2013 0.01730 0.01343AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 10/25/2013 0.01330 0.01032AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 11/25/2013 0.01330 0.01032AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 5 27-0228626 30273B599 30273B581 30273B623 30273B607 30273B615 FTHLJX 12/25/2013 0.01330 0.01032

CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 9 26-4789996 30273C100 30273C118 30273C126 FSTBLX 1/25/2013 1.41000 1.21965CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 9 26-4789996 30273C100 30273C118 30273C126 FSTBLX 2/25/2013 1.36000 1.17640CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 9 26-4789996 30273C100 30273C118 30273C126 FSTBLX 3/25/2013 1.10000 0.95150CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 9 26-4789996 30273C100 30273C118 30273C126 FSTBLX 3/25/2013 116.56999 100.83304CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 9 26-4789996 30273C100 30273C118 30273C126 FSTBLX 4/25/2013 0.85000 0.73525

CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 1/25/2013 4.22000 1.91841CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 2/25/2013 4.17000 1.89568CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 3/25/2013 4.19000 1.90477CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 4/25/2013 4.17000 1.89568CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 5/25/2013 4.13000 1.87750CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 5/25/2013 32.11000 14.59721CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 6/25/2013 4.15000 1.88659



Ticker Symbol




CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 7/25/2013 4.03000 1.83204CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 7/25/2013 13.31000 6.05073CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 8/25/2013 3.96000 1.80022CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 9/25/2013 3.95000 1.79567CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 10/25/2013 3.96000 1.80022CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 11/25/2013 3.92000 1.78203CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 12 27-0641049 30273R552 30273R560 30273R578 FVIJEX 12/25/2013 4.02000 1.82749

SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 2/25/2013 0.02770 0.00078SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 3/25/2013 0.05370 0.00151SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 4/25/2013 0.05350 0.00150SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 5/25/2013 0.05350 0.00150SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 6/25/2013 0.05350 0.00150SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 7/25/2013 0.05350 0.00150SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 8/25/2013 0.05350 0.00150SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 9/25/2013 0.05350 0.00150SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 10/25/2013 0.05210 0.00146SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 11/25/2013 0.05210 0.00146SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 12/25/2013 0.00130 0.00004SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2463555 30273S105 30273S139 30273S147 30273S113 30273S121 FIRAQX 12/25/2013 0.05210 0.00146

MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 2/25/2013 0.02580 0.00062MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 3/25/2013 0.04400 0.00106MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 4/25/2013 0.04400 0.00106MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 5/25/2013 0.04400 0.00106MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 6/25/2013 0.04400 0.00106MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 7/25/2013 0.04400 0.00106MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 8/25/2013 0.04400 0.00106MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 9/25/2013 0.04400 0.00106MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 10/25/2013 0.04270 0.00103MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 11/25/2013 0.04270 0.00103MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 12/25/2013 0.00020 0.00000MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 35-2463548 30273S154 30273S170 30273S162 30273S188 30273S196 FEAKSX 12/25/2013 0.04270 0.00103

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 2/25/2013 0.01480 0.00028NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 3/25/2013 0.03740 0.00070NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 4/25/2013 0.03770 0.00070NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 5/25/2013 0.03770 0.00070NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 6/25/2013 0.03770 0.00070NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 7/25/2013 0.03770 0.00070NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 8/25/2013 0.03770 0.00070NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 9/25/2013 0.03770 0.00070NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 10/25/2013 0.03830 0.00071NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 11/25/2013 0.03830 0.00071NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2463565 30273S220 30273S238 30273S204 30273S212 30273S246 FPESHX 12/25/2013 0.03830 0.00071

EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 3/25/2013 0.03480 0.00218EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 4/25/2013 0.04160 0.00260EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 5/25/2013 0.04160 0.00260EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 6/25/2013 0.04160 0.00260EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 7/25/2013 0.04160 0.00260EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 8/25/2013 0.00560 0.00035EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 8/25/2013 0.04160 0.00260EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 9/25/2013 0.04160 0.00260EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 10/25/2013 0.04220 0.00264EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 11/25/2013 0.04220 0.00264EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 2 35-2466386 30273S253 30273S261 30273S279 30273S287 30273S295 FHPQDX 12/25/2013 0.04220 0.00264

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 2/25/2013 0.01580 0.00135STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 3/25/2013 0.05340 0.00457STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 4/25/2013 0.05600 0.00479STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 5/25/2013 0.05600 0.00479STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 6/25/2013 0.05600 0.00479STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 7/25/2013 0.00090 0.00008STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 7/25/2013 0.05600 0.00479STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 8/25/2013 0.05600 0.00479STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 9/25/2013 0.05600 0.00479STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 10/25/2013 0.05360 0.00459STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 11/25/2013 0.05360 0.00459STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 46 35-2463579 30273S360 30273S386 30273S394 30273S352 30273S378 FDUINX 12/25/2013 0.05360 0.00459

CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 2/25/2013 0.00600 0.00133CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 3/25/2013 0.05110 0.01130



Ticker Symbol




CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 4/25/2013 0.05100 0.01128CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 5/25/2013 0.05100 0.01128CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 6/25/2013 0.05100 0.01128CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 7/25/2013 0.00190 0.00042CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 7/25/2013 0.05100 0.01128CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 8/25/2013 0.00040 0.00009CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 8/25/2013 0.05100 0.01128CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 9/25/2013 0.05100 0.01128CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 10/25/2013 0.05060 0.01119CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 11/25/2013 0.05060 0.01119CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 12/25/2013 0.00050 0.00011CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 6 35-2463595 30273S444 30273S402 30273S410 30273S428 30273S436 FDPYMX 12/25/2013 0.05060 0.01119

CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 4 35-2466392 30273S477 30273S451 30273S469 FHKGUX 6/25/2013 0.04490 0.02914CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 4 35-2466392 30273S477 30273S451 30273S469 FHKGUX 6/25/2013 0.12570 0.08159CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 4 35-2466392 30273S477 30273S451 30273S469 FHKGUX 9/25/2013 0.12650 0.08211CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 4 35-2466392 30273S477 30273S451 30273S469 FHKGUX 12/25/2013 0.08910 0.05783CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 4 35-2466392 30273S477 30273S451 30273S469 FHKGUX 12/25/2013 0.12510 0.08120

NATURAL GAS PORTFOLIO, SERIES 16 35-2466414 30273S618 30273S584 30273S626 30273S592 30273S600 FOWMRX 6/25/2013 0.05140 0.01861NATURAL GAS PORTFOLIO, SERIES 16 35-2466414 30273S618 30273S584 30273S626 30273S592 30273S600 FOWMRX 6/25/2013 0.31480 0.11399NATURAL GAS PORTFOLIO, SERIES 16 35-2466414 30273S618 30273S584 30273S626 30273S592 30273S600 FOWMRX 12/25/2013 0.06120 0.02216

PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 2/25/2013 0.00650 0.00020PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 3/25/2013 0.04170 0.00128PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 4/25/2013 0.04210 0.00129PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 5/25/2013 0.04210 0.00129PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 6/25/2013 0.04210 0.00129PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 7/25/2013 0.04210 0.00129PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 8/25/2013 0.04210 0.00129PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 9/25/2013 0.04210 0.00129PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 10/25/2013 0.04300 0.00132PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 11/25/2013 0.04300 0.00132PREFERRED INCOME PORTFOLIO, SERIES 60 35-2463599 30273S766 30273S733 30273S741 30273S758 30273S774 FGEOSX 12/25/2013 0.04300 0.00132

CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 1/25/2013 4.59000 3.52007CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 1/25/2013 30.10000 23.08369CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 2/25/2013 4.46000 3.42037CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 2/25/2013 27.23000 20.88269CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 3/25/2013 4.26000 3.26699CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 3/25/2013 30.11000 23.09136CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 4/25/2013 4.18000 3.20564CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 4/25/2013 17.85000 13.68917CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 5/25/2013 2.49000 1.90958CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 5/25/2013 4.09000 3.13662CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 6/25/2013 4.36000 3.34368CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 7/25/2013 4.21000 3.22865CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 8/25/2013 3.98000 3.05226CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 8/25/2013 27.85000 21.35817CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 9/25/2013 3.82000 2.92956CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 9/25/2013 24.40000 18.71236CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 10/25/2013 3.81000 2.92189CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 11/25/2013 3.82000 2.92956CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 11 27-0449878 30273T400 30273T418 30273T426 FTCNBX 12/25/2013 4.63000 3.55075

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 1/25/2013 0.02820 0.02167AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 2/25/2013 0.02820 0.02167AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 2/25/2013 0.45090 0.34652AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 3/25/2013 0.02820 0.02167AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 4/25/2013 0.02050 0.01575AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 5/25/2013 0.02050 0.01575AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 6/25/2013 0.02050 0.01575AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 7/25/2013 0.02050 0.01575AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 7/25/2013 1.10120 0.84627AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 8/25/2013 0.02050 0.01575AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 9/25/2013 0.02050 0.01575AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 9/25/2013 0.25140 0.19320AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 10/25/2013 0.01290 0.00991AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 11/25/2013 0.01290 0.00991AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 6 27-0798759 30273Y367 30273Y383 30273Y359 30273Y375 30273Y391 FAPGDX 12/25/2013 0.01290 0.00991

CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 1/25/2013 4.21000 2.96216CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 2/25/2013 4.17000 2.93401



Ticker Symbol




CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 3/25/2013 4.19000 2.94808CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 4/25/2013 4.09000 2.87772CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 4/25/2013 24.92000 17.53371CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 5/25/2013 4.11000 2.89180CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 6/25/2013 4.59000 3.22952CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 7/25/2013 3.98000 2.80033CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 7/25/2013 61.35000 43.16586CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 8/25/2013 3.82000 2.68775CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 9/25/2013 3.68000 2.58925CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 9/25/2013 26.37000 18.55393CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 10/25/2013 3.64000 2.56110CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 11/25/2013 3.64000 2.56110CORPORATE INVESTMENT GRADE PORTFOLIO - INTERMEDIATE (5 YEAR), SERIES 13 27-0896193 30274A210 30274A202 30274A228 FIGRSX 12/25/2013 3.72000 2.61739

CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 1/25/2013 1.60000 1.56624CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 2/25/2013 1.34000 1.31173CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 2/25/2013 59.60999 58.35222CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 3/25/2013 1.21000 1.18447CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 3/25/2013 79.24999 77.57782CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 4/25/2013 0.79000 0.77333CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 4/25/2013 37.66999 36.87515CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 5/25/2013 0.57000 0.55797CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 5/25/2013 109.28998 106.98396CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 6/25/2013 0.38000 0.37198CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 14 27-1027697 30274C109 30274C117 30274C125 FTWNDX 6/25/2013 39.35999 38.52949

CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 1/25/2013 1.35000 1.32948CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 1/25/2013 30.11000 29.65233CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 2/25/2013 1.19000 1.17191CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 2/25/2013 20.75000 20.43460CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 3/25/2013 0.97000 0.95526CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 3/25/2013 124.98000 123.08030CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 4/25/2013 0.64000 0.63027CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 5/25/2013 0.30000 0.29544CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 5/25/2013 119.50000 117.68360CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 6/25/2013 0.20000 0.19696CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 6/25/2013 13.30000 13.09784CORPORATE INVESTMENT GRADE PORTFOLIO - SHORT-TERM, SERIES 15 27-1238245 30274J500 30274J526 30274J518 FBWTJX 7/25/2013 0.08000 0.07878

CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 1/25/2013 4.83000 3.53701CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 2/25/2013 4.79000 3.50772CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 3/25/2013 4.79000 3.50772CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 4/25/2013 4.38000 3.20747CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 4/25/2013 65.80000 48.18534CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 5/25/2013 4.12000 3.01708CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 5/25/2013 49.64000 36.35137CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 6/25/2013 4.02000 2.94385CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 7/25/2013 3.90000 2.85597CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 7/25/2013 16.49000 12.07563CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 8/25/2013 3.87000 2.83400CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 9/25/2013 3.73000 2.73148CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 9/25/2013 30.89000 22.62075CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 10/25/2013 3.69000 2.70219CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 11/25/2013 3.69000 2.70219CORPORATE HIGH INCOME PORTFOLIO SERIES 27-1418592 30274N121 30274N105 30274N113 FCRPHX 12/25/2013 3.96000 2.89991

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 1/25/2013 0.02410 0.02214AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 2/25/2013 0.02410 0.02214AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 2/25/2013 0.45880 0.42145AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 3/25/2013 0.02410 0.02214AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 3/25/2013 0.46620 0.42825AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 4/25/2013 0.01540 0.01415AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 5/25/2013 0.01540 0.01415AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 6/25/2013 0.01540 0.01415AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 7/25/2013 0.01540 0.01415AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 7/25/2013 1.07110 0.98391AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 8/25/2013 0.01540 0.01415AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 9/25/2013 0.01540 0.01415AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 9/25/2013 0.15610 0.14339AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 10/25/2013 0.00900 0.00827AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 11/25/2013 0.00900 0.00827AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 7 27-1420549 30274N170 30274N147 30274N154 30274N162 30274N139 FLENRX 12/25/2013 0.00900 0.00827



Ticker Symbol




INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 3/25/2013 0.04580 0.00787INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 4/25/2013 0.04820 0.00828INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 5/25/2013 0.04820 0.00828INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 6/25/2013 0.04820 0.00828INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 7/25/2013 0.04820 0.00828INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 8/25/2013 0.00300 0.00052INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 8/25/2013 0.04820 0.00828INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 9/25/2013 0.04820 0.00828INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 10/25/2013 0.04700 0.00807INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 11/25/2013 0.04700 0.00807INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 12/25/2013 0.00090 0.00015INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 42 35-2466388 30274S146 30274S104 30274S112 30274S120 30274S138 FCHRIX 12/25/2013 0.04700 0.00807

INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 3/25/2013 0.03260 0.00474INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 4/25/2013 0.04330 0.00629INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 5/25/2013 0.04330 0.00629INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 6/25/2013 0.04330 0.00629INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 7/25/2013 0.00220 0.00032INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 7/25/2013 0.04330 0.00629INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 8/25/2013 0.04330 0.00629INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 9/25/2013 0.04330 0.00629INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 10/25/2013 0.04400 0.00639INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 11/25/2013 0.04400 0.00639INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 12/25/2013 0.01100 0.00160INTEREST RATE HEDGE PORTFOLIO, SERIES 62 35-2466408 30274S179 30274S161 30274S195 30274S187 30274S153 FYPARX 12/25/2013 0.04400 0.00639

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 3/25/2013 0.04270 0.00178SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 4/25/2013 0.05680 0.00237SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 5/25/2013 0.00680 0.00028SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 5/25/2013 0.05680 0.00237SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 6/25/2013 0.00110 0.00005SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 6/25/2013 0.05680 0.00237SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 7/25/2013 0.05680 0.00237SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 8/25/2013 0.05680 0.00237SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 9/25/2013 0.05680 0.00237SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 10/25/2013 0.05300 0.00221SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 11/25/2013 0.05300 0.00221SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 12/25/2013 0.00140 0.00006SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 72 35-2466407 30274S245 30274S237 30274S203 30274S211 30274S229 FBASOX 12/25/2013 0.05300 0.00221

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 3/25/2013 0.03210 0.00134SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 4/25/2013 0.05570 0.00232SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 5/25/2013 0.05570 0.00232SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 6/25/2013 0.05570 0.00232SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 7/25/2013 0.02370 0.00099SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 7/25/2013 0.05570 0.00232SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 8/25/2013 0.00270 0.00011SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 8/25/2013 0.05570 0.00232SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 9/25/2013 0.05570 0.00232SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 10/25/2013 0.05350 0.00223SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 11/25/2013 0.05350 0.00223SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 12/25/2013 0.00160 0.00007SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 31 35-2466390 30274S294 30274S252 30274S260 30274S278 30274S286 FGUNKX 12/25/2013 0.05350 0.00223

EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 3/25/2013 0.01590 0.00070EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 4/25/2013 0.05770 0.00254EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 5/25/2013 0.05770 0.00254EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 6/25/2013 0.05770 0.00254EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 7/25/2013 0.00570 0.00025EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 7/25/2013 0.05770 0.00254EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 8/25/2013 0.05770 0.00254EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 9/25/2013 0.05770 0.00254EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 10/25/2013 0.06010 0.00265EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 11/25/2013 0.06010 0.00265EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 12/25/2013 0.01650 0.00073EQUITY CLOSED-END PORTFOLIO, SERIES 25 35-2466419 30274S328 30274S344 30274S302 30274S310 30274S336 FDRYAX 12/25/2013 0.06010 0.00265

STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 4/25/2013 0.05690 0.00273STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 5/25/2013 0.00100 0.00005STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 5/25/2013 0.02690 0.00129STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 6/25/2013 0.05380 0.00258STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 7/25/2013 0.07400 0.00355STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 8/25/2013 0.02300 0.00110



Ticker Symbol




STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 9/25/2013 0.04240 0.00204STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 10/25/2013 0.05310 0.00255STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 11/25/2013 0.02140 0.00103STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 12/25/2013 0.03940 0.00189STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 10 35-2466418 30274S351 30274S393 30274S369 30274S385 30274S377 FDEHSX 12/25/2013 0.04760 0.00228

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 3/25/2013 0.02770 0.00497GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 4/25/2013 0.05120 0.00919GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 5/25/2013 0.05120 0.00919GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 6/25/2013 0.05120 0.00919GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 7/25/2013 0.05120 0.00919GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 8/25/2013 0.00490 0.00088GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 8/25/2013 0.05120 0.00919GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 9/25/2013 0.05120 0.00919GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 10/25/2013 0.05010 0.00899GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 11/25/2013 0.05010 0.00899GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 12/25/2013 0.00180 0.00032GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466397 30274S427 30274S435 30274S443 30274S401 30274S419 FEIBBX 12/25/2013 0.05010 0.00899

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 2/25/2013 0.00210 0.00002NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 3/25/2013 0.03760 0.00034NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 4/25/2013 0.03760 0.00034NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 5/25/2013 0.03760 0.00034NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 6/25/2013 0.03760 0.00034NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 7/25/2013 0.03760 0.00034NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 8/25/2013 0.03760 0.00034NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 9/25/2013 0.03760 0.00034NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 10/25/2013 0.03900 0.00035NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 11/25/2013 0.03900 0.00035NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 35-2463592 30274S500 30274S542 30274S518 30274S534 30274S526 FPYOIX 12/25/2013 0.03900 0.00035

INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 3/25/2013 0.01100 0.00123INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 4/25/2013 0.04380 0.00490INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 5/25/2013 0.04380 0.00490INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 6/25/2013 0.04380 0.00490INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 7/25/2013 0.01190 0.00133INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 7/25/2013 0.04380 0.00490INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 8/25/2013 0.00110 0.00012INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 8/25/2013 0.04380 0.00490INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 9/25/2013 0.04380 0.00490INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 10/25/2013 0.04460 0.00499INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 11/25/2013 0.04460 0.00499INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 12/25/2013 0.00060 0.00007INTEREST RATE HEDGE PORTFOLIO, SERIES 63 35-2466443 30274S740 30274S716 30274S724 30274S708 30274S732 FRDERX 12/25/2013 0.04460 0.00499

CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 1/25/2013 3.97000 1.71941CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 2/25/2013 3.92000 1.69775CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 3/25/2013 3.91000 1.69342CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 4/25/2013 3.90000 1.68909CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 5/25/2013 3.92000 1.69775CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 6/25/2013 4.00000 1.73240CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 7/25/2013 3.93000 1.70208CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 8/25/2013 3.81000 1.65011CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 9/25/2013 3.79000 1.64145CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 10/25/2013 3.66000 1.58515CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 10/25/2013 39.45000 17.08580CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 11/25/2013 3.66000 1.58515CORPORATE HIGH INCOME PORTFOLIO, SERIES 2 27-1981548 30274U604 30274U596 30274U588 FBGTDX 12/25/2013 3.77000 1.63279

MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 3/25/2013 0.04160 0.00229MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 4/25/2013 0.04610 0.00254MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 5/25/2013 0.04610 0.00254MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 6/25/2013 0.04610 0.00254MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 7/25/2013 0.04610 0.00254MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 8/25/2013 0.04610 0.00254MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 9/25/2013 0.04610 0.00254MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 10/25/2013 0.04550 0.00251MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 11/25/2013 0.04550 0.00251MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 18 35-2466387 30275S129 30275S137 30275S145 30275S103 30275S111 FEHMRX 12/25/2013 0.04550 0.00251

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 3/25/2013 0.05640 0.01375DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 4/25/2013 0.06920 0.01687DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 5/25/2013 0.00380 0.00093



Ticker Symbol




DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 5/25/2013 0.06920 0.01687DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 6/25/2013 0.06920 0.01687DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 7/25/2013 0.06920 0.01687DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 8/25/2013 0.06920 0.01687DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 9/25/2013 0.06920 0.01687DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 10/25/2013 0.06820 0.01663DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 11/25/2013 0.06820 0.01663DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 30 35-2466383 30275S152 30275S186 30275S194 30275S178 30275S160 FRNLFX 12/25/2013 0.06820 0.01663

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 3/25/2013 0.02430 0.00013MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 4/25/2013 0.04360 0.00023MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 5/25/2013 0.04360 0.00023MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 6/25/2013 0.04360 0.00023MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 7/25/2013 0.04360 0.00023MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 8/25/2013 0.04360 0.00023MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 9/25/2013 0.04360 0.00023MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 10/25/2013 0.04320 0.00023MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 11/25/2013 0.04320 0.00023MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 51 35-2466396 30275S244 30275S202 30275S210 30275S228 30275S236 FSCHNX 12/25/2013 0.04320 0.00023

BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 3/25/2013 0.01010 0.00020BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 4/25/2013 0.05050 0.00100BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 5/25/2013 0.03730 0.00074BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 6/25/2013 0.03730 0.00074BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 7/25/2013 0.05270 0.00105BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 8/25/2013 0.00330 0.00007BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 8/25/2013 0.03210 0.00064BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 9/25/2013 0.04030 0.00080BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 10/25/2013 0.05240 0.00104BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 11/25/2013 0.04270 0.00085BALANCED INCOME SELECT PORTFOLIO, SERIES 35 35-2466411 30275S277 30275S293 30275S269 30275S251 30275S285 FMYSTX 12/25/2013 0.03270 0.00065

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 3/25/2013 0.05220 0.02110DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 4/25/2013 0.07030 0.02842DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 5/25/2013 0.00380 0.00154DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 5/25/2013 0.07030 0.02842DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 6/25/2013 0.07030 0.02842DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 7/25/2013 0.07030 0.02842DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 8/25/2013 0.07030 0.02842DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 9/25/2013 0.07030 0.02842DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 10/25/2013 0.06830 0.02761DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 11/25/2013 0.06830 0.02761DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 35-2466394 30275S301 30275S335 30275S343 30275S319 30275S327 FIPMGX 12/25/2013 0.06830 0.02761

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 3/25/2013 0.04390 0.00389STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 4/25/2013 0.05760 0.00510STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 5/25/2013 0.05760 0.00510STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 6/25/2013 0.05760 0.00510STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 7/25/2013 0.05760 0.00510STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 8/25/2013 0.00200 0.00018STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 8/25/2013 0.05760 0.00510STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 9/25/2013 0.05760 0.00510STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 10/25/2013 0.05650 0.00501STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 11/25/2013 0.05650 0.00501STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 49 35-2466393 30275S376 30275S350 30275S368 30275S384 30275S392 FLYNHX 12/25/2013 0.05650 0.00501

REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 3/25/2013 0.00260 0.00094REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 4/25/2013 0.03890 0.01399REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 5/25/2013 0.03890 0.01399REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 6/25/2013 0.03890 0.01399REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 7/25/2013 0.03890 0.01399REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 8/25/2013 0.03890 0.01399REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 9/25/2013 0.03890 0.01399REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 10/25/2013 0.03630 0.01306REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 11/25/2013 0.03630 0.01306REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 14 35-2466465 30275S616 30275S624 30275S608 30275S632 30275S640 FBHEDX 12/25/2013 0.03630 0.01306

EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 17 35-2466464 30275S657 30275S665 30275S681 30275S699 30275S673 FJINSX 6/25/2013 0.04260 0.00592EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 17 35-2466464 30275S657 30275S665 30275S681 30275S699 30275S673 FJINSX 12/25/2013 0.00030 0.00004EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 17 35-2466464 30275S657 30275S665 30275S681 30275S699 30275S673 FJINSX 12/25/2013 0.12500 0.01738

INTERNATIONAL CAPITAL STRENGTH PORTFOLIO, SERIES 15 35-2466445 30275S707 30275S723 30275S731 30275S749 30275S715 FNDKLX 6/25/2013 0.08460 0.01701INTERNATIONAL CAPITAL STRENGTH PORTFOLIO, SERIES 15 35-2466445 30275S707 30275S723 30275S731 30275S749 30275S715 FNDKLX 12/25/2013 0.10590 0.02130



Ticker Symbol




HOMEBUILDERS RECOVERY PORTFOLIO, SERIES 5 35-2466463 30275S814 30275S806 30275S822 30275S830 30275S848 FKECPX 6/25/2013 0.01240 0.00058HOMEBUILDERS RECOVERY PORTFOLIO, SERIES 5 35-2466463 30275S814 30275S806 30275S822 30275S830 30275S848 FKECPX 12/25/2013 0.02890 0.00136

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 1/25/2013 0.00550 0.00138AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 1/25/2013 0.03420 0.00858AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 2/25/2013 0.03420 0.00858AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 2/25/2013 0.49050 0.12307AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 3/25/2013 0.03420 0.00858AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 4/25/2013 0.02490 0.00625AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 4/25/2013 0.21920 0.05500AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 5/25/2013 0.02490 0.00625AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 6/25/2013 0.02490 0.00625AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 7/25/2013 0.01870 0.00469AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 7/25/2013 1.01150 0.25379AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 8/25/2013 0.01870 0.00469AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 8/25/2013 0.09770 0.02451AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 2 32-0259616 30275X466 30275X458 30275X474 30275X482 30275X490 FTARKX 9/25/2013 0.01870 0.00469

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 1/25/2013 0.00940 0.00439AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 1/25/2013 0.02720 0.01269AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 2/25/2013 0.02720 0.01269AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 2/25/2013 0.27860 0.13002AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 3/25/2013 0.02720 0.01269AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 4/25/2013 0.01770 0.00826AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 4/25/2013 0.20560 0.09595AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 5/25/2013 0.01770 0.00826AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 6/25/2013 0.01770 0.00826AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 6/25/2013 0.11400 0.05320AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 7/25/2013 0.01770 0.00826AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 7/25/2013 0.78660 0.36711AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 8/25/2013 0.01770 0.00826AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 3 32-0259639 30275Y506 30275Y514 30275Y548 30275Y522 30275Y530 FTAPRX 9/25/2013 0.01770 0.00826

PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 1/25/2013 0.01820 0.01429PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 2/25/2013 0.01820 0.01429PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 2/25/2013 0.85980 0.67520PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 3/25/2013 0.01820 0.01429PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 4/25/2013 0.01260 0.00989PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 5/25/2013 0.01260 0.00989PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 5/25/2013 0.23580 0.18517PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 6/25/2013 0.01260 0.00989PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 6/25/2013 0.33050 0.25954PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 7/25/2013 0.01260 0.00989PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 8/25/2013 0.01260 0.00989PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 9/25/2013 0.01260 0.00989PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 9/25/2013 0.15300 0.12015PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 10/25/2013 0.00800 0.00628PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 11/25/2013 0.00800 0.00628PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 3 26-3997549 30276C875 30276C842 30276C883 30276C859 30276C867 FOPYFX 12/25/2013 0.00800 0.00628

PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 1/25/2013 0.02020 0.00761PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 2/25/2013 0.02020 0.00761PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 2/25/2013 0.88930 0.33491PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 3/25/2013 0.02020 0.00761PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 4/25/2013 0.01200 0.00452PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 5/25/2013 0.01200 0.00452PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 5/25/2013 0.27560 0.10379PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 6/25/2013 0.01200 0.00452PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 7/25/2013 0.01200 0.00452PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 8/25/2013 0.00600 0.00226PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 8/25/2013 0.01200 0.00452PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 9/25/2013 0.01200 0.00452PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 9/25/2013 0.17050 0.06421PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 10/25/2013 0.01100 0.00414PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 11/25/2013 0.01100 0.00414PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 32-0270440 30276E160 30276E178 30276E186 30276E194 30276E202 FPIOPX 11/25/2013 0.05550 0.02090

PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 1/25/2013 0.01780 0.01359PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 2/25/2013 0.01780 0.01359PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 2/25/2013 0.84530 0.64522PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 3/25/2013 0.01780 0.01359PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 4/25/2013 0.01220 0.00931



Ticker Symbol




PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 5/25/2013 0.01220 0.00931PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 5/25/2013 0.15070 0.11503PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 6/25/2013 0.01220 0.00931PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 6/25/2013 0.07440 0.05679PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 7/25/2013 0.01220 0.00931PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 8/25/2013 0.01220 0.00931PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 9/25/2013 0.01220 0.00931PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 9/25/2013 0.15470 0.11808PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 10/25/2013 0.01070 0.00817PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 11/25/2013 0.01070 0.00817PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 2 32-0270449 30276E384 30276E392 30276E376 30276E400 30276E418 FOPPYX 12/25/2013 0.01070 0.00817

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 1/25/2013 0.00230 0.00197AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 1/25/2013 0.02640 0.02258AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 2/25/2013 0.02640 0.02258AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 3/25/2013 0.02640 0.02258AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 3/25/2013 0.21890 0.18720AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 4/25/2013 0.01900 0.01625AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 4/25/2013 0.22660 0.19379AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 5/25/2013 0.01900 0.01625AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 5/25/2013 0.50250 0.42974AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 6/25/2013 0.01900 0.01625AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 7/25/2013 0.00880 0.00753AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 7/25/2013 1.40790 1.20404AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 8/25/2013 0.00880 0.00753AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 9/25/2013 0.00880 0.00753AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 10/25/2013 0.00860 0.00735AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 11/25/2013 0.00860 0.00735AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 4 26-3983341 30276E533 30276E517 30276E525 30276E541 30276E558 FPRSCX 12/25/2013 0.00860 0.00735

PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 1/25/2013 0.01690 0.01174PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 2/25/2013 0.01690 0.01174PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 2/25/2013 0.76830 0.53358PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 3/25/2013 0.01690 0.01174PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 4/25/2013 0.01240 0.00861PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 5/25/2013 0.01240 0.00861PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 5/25/2013 0.22380 0.15543PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 6/25/2013 0.01240 0.00861PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 6/25/2013 0.38420 0.26683PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 7/25/2013 0.01240 0.00861PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 8/25/2013 0.01240 0.00861PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 9/25/2013 0.01240 0.00861PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 9/25/2013 0.14790 0.10272PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 10/25/2013 0.00820 0.00569PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 11/25/2013 0.00820 0.00569PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 4 26-4055418 30276G447 30276G470 30276G439 30276G454 30276G462 FOPYJX 12/25/2013 0.00820 0.00569

PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 1/25/2013 0.02770 0.02188PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 2/25/2013 0.02770 0.02188PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 2/25/2013 0.80150 0.63302PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 3/25/2013 0.02770 0.02188PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 4/25/2013 0.02210 0.01745PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 5/25/2013 0.02210 0.01745PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 5/25/2013 0.91140 0.71982PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 6/25/2013 0.02210 0.01745PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 6/25/2013 0.46720 0.36899PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 7/25/2013 0.01160 0.00916PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 8/25/2013 0.01160 0.00916PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 8/25/2013 0.23810 0.18805PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 9/25/2013 0.01160 0.00916PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 9/25/2013 0.17450 0.13782PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 10/25/2013 0.00990 0.00782PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 11/25/2013 0.00990 0.00782PREFERRED INCOME OPPORTUNITY PORTFOLIO, SERIES 5 26-4177096 30276J417 30276J425 30276J391 30276J409 30276J433 FTZPIX 12/25/2013 0.00990 0.00782

INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 4/25/2013 0.00850 0.00081INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 5/25/2013 0.05730 0.00545INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 6/25/2013 0.05730 0.00545INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 7/25/2013 0.05730 0.00545INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 8/25/2013 0.05730 0.00545INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 9/25/2013 0.05730 0.00545INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 10/25/2013 0.05790 0.00551INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 11/25/2013 0.05790 0.00551



Ticker Symbol




INCOME ALLOCATION CLOSED-END APR. '13 35-2469619 30276S177 30276S193 30276S151 30276S169 30276S185 FSWISX 12/25/2013 0.05790 0.00551

TARGET DBL. PLAY 2Q ’13 - TERM 7/9/14 35-2469625 30276S698 30276S656 30276S672 30276S680 30276S664 FHELAX 5/25/2013 0.01300 0.00068TARGET DBL. PLAY 2Q ’13 - TERM 7/9/14 35-2469625 30276S698 30276S656 30276S672 30276S680 30276S664 FHELAX 6/25/2013 0.02960 0.00155TARGET DBL. PLAY 2Q ’13 - TERM 7/9/14 35-2469625 30276S698 30276S656 30276S672 30276S680 30276S664 FHELAX 8/25/2013 0.02170 0.00113TARGET DBL. PLAY 2Q ’13 - TERM 7/9/14 35-2469625 30276S698 30276S656 30276S672 30276S680 30276S664 FHELAX 9/25/2013 0.03010 0.00157TARGET DBL. PLAY 2Q ’13 - TERM 7/9/14 35-2469625 30276S698 30276S656 30276S672 30276S680 30276S664 FHELAX 11/25/2013 0.02290 0.00120TARGET DBL. PLAY 2Q ’13 - TERM 7/9/14 35-2469625 30276S698 30276S656 30276S672 30276S680 30276S664 FHELAX 12/25/2013 0.03120 0.00163

TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 5/25/2013 0.04450 0.00389TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 6/25/2013 0.07670 0.00671TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 7/25/2013 0.05580 0.00488TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 8/25/2013 0.02040 0.00179TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 9/25/2013 0.05490 0.00480TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 10/25/2013 0.03790 0.00332TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 11/25/2013 0.03200 0.00280TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 12/25/2013 0.04220 0.00369TARGET GLOBAL DVD. LEADERS 2Q '13 - TERM 7/9/14 35-2469614 30276S714 30276S706 30276S722 30276S730 30276S748 FOIAMX 1/8/2014 0.06420 0.00562

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 1/25/2013 0.03400 0.03064AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 2/25/2013 0.03400 0.03064AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 2/25/2013 0.34020 0.30655AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 3/25/2013 0.03400 0.03064AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 3/25/2013 0.43810 0.39477AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 4/25/2013 0.02070 0.01865AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 4/25/2013 0.55570 0.50074AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 5/25/2013 0.02070 0.01865AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 6/25/2013 0.02070 0.01865AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 6/25/2013 0.29220 0.26330AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 7/25/2013 0.02070 0.01865AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 7/25/2013 0.57780 0.52066AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 8/25/2013 0.02070 0.01865AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 9/25/2013 0.02070 0.01865AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 10/25/2013 0.01380 0.01244AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 11/25/2013 0.01380 0.01244AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 8 27-2289250 30276T563 30276T597 30276T555 30276T571 30276T589 FCHRNX 12/25/2013 0.01380 0.01244

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 26 45-1845870 30277N334 30277N342 30277N318 30277N326 30277N300 FWEDNX 1/25/2013 0.06920 0.02568COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 26 45-1845870 30277N334 30277N342 30277N318 30277N326 30277N300 FWEDNX 2/25/2013 0.06920 0.02568COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 26 45-1845870 30277N334 30277N342 30277N318 30277N326 30277N300 FWEDNX 3/25/2013 0.06920 0.02568

PREFERRED INCOME PORTFOLIO, SERIES 42 45-1069522 30277N482 30277N458 30277N466 30277N474 30277N490 FTALKX 1/25/2013 0.04010 0.00151PREFERRED INCOME PORTFOLIO, SERIES 42 45-1069522 30277N482 30277N458 30277N466 30277N474 30277N490 FTALKX 2/25/2013 0.04010 0.00151PREFERRED INCOME PORTFOLIO, SERIES 42 45-1069522 30277N482 30277N458 30277N466 30277N474 30277N490 FTALKX 2/25/2013 0.09520 0.00359

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 16 61-1648522 30277Q519 30277Q550 30277Q543 30277Q527 30277Q535 FTMOBX 1/25/2013 0.06100 0.03127GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 16 61-1648522 30277Q519 30277Q550 30277Q543 30277Q527 30277Q535 FTMOBX 2/25/2013 0.06100 0.03127GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 16 61-1648522 30277Q519 30277Q550 30277Q543 30277Q527 30277Q535 FTMOBX 3/25/2013 0.06100 0.03127GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 16 61-1648522 30277Q519 30277Q550 30277Q543 30277Q527 30277Q535 FTMOBX 4/25/2013 0.05350 0.02742

DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 1/25/2013 0.04310 0.00118DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 2/25/2013 0.04310 0.00118DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 3/25/2013 0.04310 0.00118DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 4/25/2013 0.04210 0.00115DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 5/25/2013 0.04210 0.00115DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 6/25/2013 0.04210 0.00115DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 7/25/2013 0.04210 0.00115DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 7/25/2013 0.09590 0.00262DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 8/25/2013 0.04210 0.00115DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 9/25/2013 0.04210 0.00115DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 10/25/2013 0.04350 0.00119DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 11/25/2013 0.04350 0.00119DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 12/25/2013 0.04350 0.00119DIVIDEND INCOME TRUST, SERIES 9 45-2209271 30277R202 30277R210 30277R228 30277R236 FRCLMX 12/25/2013 0.09920 0.00271

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 1/25/2013 0.05630 0.00331SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 2/25/2013 0.05630 0.00331SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 3/25/2013 0.05630 0.00331SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 4/25/2013 0.05280 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 5/25/2013 0.00370 0.00022SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 5/25/2013 0.05280 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 6/25/2013 0.00060 0.00004SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 6/25/2013 0.05280 0.00310



Ticker Symbol




SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 7/25/2013 0.05280 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 39 45-1858333 30277R327 30277R293 30277R301 30277R319 30277R335 FSTRWX 8/25/2013 0.05280 0.00310

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 1/25/2013 0.05480 0.00520SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 2/25/2013 0.05480 0.00520SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 3/25/2013 0.05480 0.00520SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 4/25/2013 0.05250 0.00498SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 5/25/2013 0.00460 0.00044SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 5/25/2013 0.05250 0.00498SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 6/25/2013 0.00080 0.00008SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 6/25/2013 0.05250 0.00498SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 7/25/2013 0.05250 0.00498SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 8/25/2013 0.05250 0.00498SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 40 45-2075100 30277R467 30277R475 30277R442 30277R483 30277R459 FHAONX 9/25/2013 0.05250 0.00498

TARGET FOCUS 5 2Q '13 - TERM 7/9/14 35-2469617 30277S218 30277S226 30277S234 30277S242 30277S200 FCHENX 6/25/2013 0.04410 0.00030TARGET FOCUS 5 2Q '13 - TERM 7/9/14 35-2469617 30277S218 30277S226 30277S234 30277S242 30277S200 FCHENX 12/25/2013 0.00890 0.00006TARGET FOCUS 5 2Q '13 - TERM 7/9/14 35-2469617 30277S218 30277S226 30277S234 30277S242 30277S200 FCHENX 12/25/2013 0.07340 0.00049

TARGET GROWTH 2Q ’13 - TERM 7/9/14 35-2469613 30277S291 30277S267 30277S275 30277S259 30277S283 FTHINX 6/25/2013 0.01410 0.00004TARGET GROWTH 2Q ’13 - TERM 7/9/14 35-2469613 30277S291 30277S267 30277S275 30277S259 30277S283 FTHINX 12/25/2013 0.04960 0.00015

TARGET VIP 2Q '13 - TERM 7/9/14 35-2469615 30277S382 30277S358 30277S374 30277S390 30277S366 FILIRX 6/25/2013 0.04440 0.00513TARGET VIP 2Q '13 - TERM 7/9/14 35-2469615 30277S382 30277S358 30277S374 30277S390 30277S366 FILIRX 7/25/2013 0.04030 0.00466TARGET VIP 2Q '13 - TERM 7/9/14 35-2469615 30277S382 30277S358 30277S374 30277S390 30277S366 FILIRX 12/25/2013 0.07200 0.00832

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 3/25/2013 0.02160 0.00029CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 4/25/2013 0.04240 0.00057CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 5/25/2013 0.04240 0.00057CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 6/25/2013 0.04240 0.00057CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 7/25/2013 0.04240 0.00057CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 8/25/2013 0.04240 0.00057CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 9/25/2013 0.04240 0.00057CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 10/25/2013 0.04260 0.00058CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 11/25/2013 0.04260 0.00058CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 12/25/2013 0.00030 0.00000CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 35-2466415 30277S432 30277S440 30277S424 30277S408 30277S416 FGEIRX 12/25/2013 0.04260 0.00058

TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 4/25/2013 0.04790 0.00090TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 5/25/2013 0.05500 0.00103TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 6/25/2013 0.06040 0.00113TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 7/25/2013 0.06760 0.00126TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 8/25/2013 0.04140 0.00077TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 9/25/2013 0.05440 0.00102TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 10/25/2013 0.05210 0.00097TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 11/25/2013 0.04390 0.00082TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 12/25/2013 0.05410 0.00101TACTICAL INCOME PORTFOLIO, SERIES 18 35-2466444 30277S457 30277S465 30277S499 30277S473 30277S481 FMINTX 1/8/2014 0.03540 0.00066

CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 3/25/2013 0.02710 0.00529CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 4/25/2013 0.05360 0.01046CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 5/25/2013 0.05360 0.01046CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 6/25/2013 0.05360 0.01046CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 7/25/2013 0.00830 0.00162CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 7/25/2013 0.05360 0.01046CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 8/25/2013 0.00270 0.00053CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 8/25/2013 0.05360 0.01046CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 9/25/2013 0.05360 0.01046CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 10/25/2013 0.05390 0.01052CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 11/25/2013 0.05390 0.01052CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 12/25/2013 0.00040 0.00008CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2466412 30277S572 30277S598 30277S564 30277S556 30277S580 FDGEBX 12/25/2013 0.05390 0.01052

REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 4/25/2013 0.03360 0.01095REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 5/25/2013 0.03470 0.01131REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 6/25/2013 0.03470 0.01131REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 7/25/2013 0.03470 0.01131REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 8/25/2013 0.03470 0.01131REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 9/25/2013 0.03470 0.01131REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 10/25/2013 0.03590 0.01170REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 11/25/2013 0.03590 0.01170REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 23 35-2466477 30277S689 30277S655 30277S663 30277S671 30277S697 FNIBUX 12/25/2013 0.03590 0.01170



Ticker Symbol




RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 4/25/2013 0.01330 0.00256RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 5/25/2013 0.03330 0.00641RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 6/25/2013 0.05970 0.01149RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 7/25/2013 0.01780 0.00343RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 8/25/2013 0.00500 0.00096RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 8/25/2013 0.02450 0.00472RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 9/25/2013 0.03290 0.00633RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 10/25/2013 0.01200 0.00231RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 10/25/2013 0.03100 0.00597RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 11/25/2013 0.01930 0.00372RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 5 35-2466476 30277S721 30277S739 30277S747 30277S713 30277S705 FALESX 12/25/2013 0.03110 0.00599

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 1/25/2013 0.05480 0.00325SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 2/25/2013 0.05480 0.00325SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 3/25/2013 0.00250 0.00015SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 3/25/2013 0.05480 0.00325SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 4/25/2013 0.05310 0.00315SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 5/25/2013 0.00370 0.00022SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 5/25/2013 0.05310 0.00315SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 6/25/2013 0.00060 0.00004SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 6/25/2013 0.05310 0.00315SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 7/25/2013 0.05310 0.00315SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 8/25/2013 0.05310 0.00315SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 41 45-2366420 30277T638 30277T661 30277T646 30277T653 30277T679 FYLRTX 9/25/2013 0.05310 0.00315

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 1/25/2013 0.05700 0.00750SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 2/25/2013 0.05700 0.00750SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 3/25/2013 0.05700 0.00750SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 4/25/2013 0.05350 0.00704SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 5/25/2013 0.00370 0.00049SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 5/25/2013 0.05350 0.00704SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 6/25/2013 0.00060 0.00008SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 6/25/2013 0.05350 0.00704SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 7/25/2013 0.05350 0.00704SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 8/25/2013 0.05350 0.00704SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO SERIES 45-2158042 30277W151 30277W185 30277W177 30277W169 30277W193 FTRVHX 9/25/2013 0.05350 0.00704

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 35 45-2420761 30277W474 30277W490 30277W458 30277W482 30277W466 FTOWYX 1/25/2013 0.05690 0.00554STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 35 45-2420761 30277W474 30277W490 30277W458 30277W482 30277W466 FTOWYX 2/25/2013 0.05690 0.00554STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 35 45-2420761 30277W474 30277W490 30277W458 30277W482 30277W466 FTOWYX 3/25/2013 0.00250 0.00024STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 35 45-2420761 30277W474 30277W490 30277W458 30277W482 30277W466 FTOWYX 3/25/2013 0.05690 0.00554STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 35 45-2420761 30277W474 30277W490 30277W458 30277W482 30277W466 FTOWYX 4/25/2013 0.05350 0.00521STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 35 45-2420761 30277W474 30277W490 30277W458 30277W482 30277W466 FTOWYX 5/25/2013 0.00620 0.00060STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 35 45-2420761 30277W474 30277W490 30277W458 30277W482 30277W466 FTOWYX 5/25/2013 0.05350 0.00521

COAL PORTFOLIO SERIES 45-2206850 30277W508 30277W516 30277W532 30277W540 30277W524 FJLKAX 2/25/2013 0.30800 0.30800

GLOBAL BOND INCOME CLOSED-END PORTFOLIO SERIES 45-2383456 30277W631 30277W649 30277W607 30277W615 30277W623 FTVNCX 1/25/2013 0.05200 0.02235GLOBAL BOND INCOME CLOSED-END PORTFOLIO SERIES 45-2383456 30277W631 30277W649 30277W607 30277W615 30277W623 FTVNCX 2/25/2013 0.05200 0.02235GLOBAL BOND INCOME CLOSED-END PORTFOLIO SERIES 45-2383456 30277W631 30277W649 30277W607 30277W615 30277W623 FTVNCX 3/25/2013 0.00270 0.00116GLOBAL BOND INCOME CLOSED-END PORTFOLIO SERIES 45-2383456 30277W631 30277W649 30277W607 30277W615 30277W623 FTVNCX 3/25/2013 0.05200 0.02235GLOBAL BOND INCOME CLOSED-END PORTFOLIO SERIES 45-2383456 30277W631 30277W649 30277W607 30277W615 30277W623 FTVNCX 4/25/2013 0.05070 0.02180

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 45-2383490 30277X100 30277X142 30277X134 30277X118 30277X126 FGRMKX 1/25/2013 0.05990 0.00333DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 45-2383490 30277X100 30277X142 30277X134 30277X118 30277X126 FGRMKX 2/25/2013 0.05990 0.00333DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 45-2383490 30277X100 30277X142 30277X134 30277X118 30277X126 FGRMKX 3/25/2013 0.05990 0.00333DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 45-2383490 30277X100 30277X142 30277X134 30277X118 30277X126 FGRMKX 4/25/2013 0.05660 0.00315

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 45-2510212 30277X167 30277X183 30277X159 30277X175 30277X191 FPERSX 1/25/2013 0.06460 0.03137DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 45-2510212 30277X167 30277X183 30277X159 30277X175 30277X191 FPERSX 2/25/2013 0.06460 0.03137DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 45-2510212 30277X167 30277X183 30277X159 30277X175 30277X191 FPERSX 3/25/2013 0.06460 0.03137DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 45-2510212 30277X167 30277X183 30277X159 30277X175 30277X191 FPERSX 4/25/2013 0.05870 0.02850DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 45-2510212 30277X167 30277X183 30277X159 30277X175 30277X191 FPERSX 5/25/2013 0.05870 0.02850

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 26 45-2512339 30277X209 30277X225 30277X241 30277X217 30277X233 FMLIZX 1/25/2013 0.05680 0.02132STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 26 45-2512339 30277X209 30277X225 30277X241 30277X217 30277X233 FMLIZX 2/25/2013 0.05680 0.02132STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 26 45-2512339 30277X209 30277X225 30277X241 30277X217 30277X233 FMLIZX 3/25/2013 0.05680 0.02132STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 26 45-2512339 30277X209 30277X225 30277X241 30277X217 30277X233 FMLIZX 4/25/2013 0.05490 0.02060STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 26 45-2512339 30277X209 30277X225 30277X241 30277X217 30277X233 FMLIZX 5/25/2013 0.05490 0.02060

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 1/25/2013 0.05670 0.00377SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 2/25/2013 0.05670 0.00377SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 3/25/2013 0.05670 0.00377



Ticker Symbol




SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 4/25/2013 0.05430 0.00361SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 5/25/2013 0.05430 0.00361SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 6/25/2013 0.05430 0.00361SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 7/25/2013 0.05430 0.00361SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 8/25/2013 0.05430 0.00361SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 9/25/2013 0.05430 0.00361SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 43 45-2512310 30277X423 30277X431 30277X407 30277X415 30277X449 FVNHGX 10/25/2013 0.05450 0.00362

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 1/25/2013 0.05790 0.00577SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 2/25/2013 0.05790 0.00577SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 3/25/2013 0.00210 0.00021SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 3/25/2013 0.05790 0.00577SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 4/25/2013 0.05570 0.00555SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 5/25/2013 0.00560 0.00056SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 5/25/2013 0.05570 0.00555SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 6/25/2013 0.00090 0.00009SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 6/25/2013 0.05570 0.00555SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 7/25/2013 0.05570 0.00555SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 8/25/2013 0.05570 0.00555SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 9/25/2013 0.05570 0.00555SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 42 45-2451569 30277X506 30277X514 30277X548 30277X522 30277X530 FTROEX 10/25/2013 0.05580 0.00556

PREFERRED INCOME PORTFOLIO, SERIES 43 45-2408406 30277X589 30277X555 30277X563 30277X597 30277X571 FTSVGX 1/25/2013 0.04370 0.03163PREFERRED INCOME PORTFOLIO, SERIES 43 45-2408406 30277X589 30277X555 30277X563 30277X597 30277X571 FTSVGX 2/25/2013 0.04370 0.03163PREFERRED INCOME PORTFOLIO, SERIES 43 45-2408406 30277X589 30277X555 30277X563 30277X597 30277X571 FTSVGX 2/25/2013 0.77680 0.56217PREFERRED INCOME PORTFOLIO, SERIES 43 45-2408406 30277X589 30277X555 30277X563 30277X597 30277X571 FTSVGX 3/25/2013 0.04370 0.03163PREFERRED INCOME PORTFOLIO, SERIES 43 45-2408406 30277X589 30277X555 30277X563 30277X597 30277X571 FTSVGX 4/25/2013 0.03690 0.02670PREFERRED INCOME PORTFOLIO, SERIES 43 45-2408406 30277X589 30277X555 30277X563 30277X597 30277X571 FTSVGX 4/25/2013 0.24270 0.17564PREFERRED INCOME PORTFOLIO, SERIES 43 45-2408406 30277X589 30277X555 30277X563 30277X597 30277X571 FTSVGX 5/25/2013 0.03690 0.02670

HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 41 45-2466595 30277X712 30277X720 30277X704 30277X738 30277X746 FPHOEX 1/25/2013 0.06620 0.00126HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 41 45-2466595 30277X712 30277X720 30277X704 30277X738 30277X746 FPHOEX 2/25/2013 0.06620 0.00126HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 41 45-2466595 30277X712 30277X720 30277X704 30277X738 30277X746 FPHOEX 3/25/2013 0.06620 0.00126HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 41 45-2466595 30277X712 30277X720 30277X704 30277X738 30277X746 FPHOEX 4/25/2013 0.06270 0.00120HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 41 45-2466595 30277X712 30277X720 30277X704 30277X738 30277X746 FPHOEX 5/25/2013 0.06270 0.00120

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 1/25/2013 0.05890 0.00581SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 2/25/2013 0.05890 0.00581SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 3/25/2013 0.00240 0.00024SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 3/25/2013 0.05890 0.00581SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 4/25/2013 0.05510 0.00544SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 5/25/2013 0.00480 0.00047SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 5/25/2013 0.05510 0.00544SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 6/25/2013 0.00080 0.00008SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 6/25/2013 0.05510 0.00544SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 7/25/2013 0.05510 0.00544SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 8/25/2013 0.05510 0.00544SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 2 45-2476150 30278A422 30278A448 30278A406 30278A430 30278A414 FTNAKX 9/25/2013 0.05510 0.00544

HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 2 45-2572357 30278A638 30278A646 30278A604 30278A612 30278A620 FCOLMX 1/25/2013 0.05240 0.00338HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 2 45-2572357 30278A638 30278A646 30278A604 30278A612 30278A620 FCOLMX 2/25/2013 0.05240 0.00338HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 2 45-2572357 30278A638 30278A646 30278A604 30278A612 30278A620 FCOLMX 3/25/2013 0.05240 0.00338HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 2 45-2572357 30278A638 30278A646 30278A604 30278A612 30278A620 FCOLMX 4/25/2013 0.04680 0.00302HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 2 45-2572357 30278A638 30278A646 30278A604 30278A612 30278A620 FCOLMX 5/25/2013 0.04680 0.00302

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 1/25/2013 0.05390 0.00329INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 2/25/2013 0.00130 0.00008INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 2/25/2013 0.05390 0.00329INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 3/25/2013 0.05390 0.00329INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 4/25/2013 0.05230 0.00320INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 5/25/2013 0.05230 0.00320INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 6/25/2013 0.05230 0.00320INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 7/25/2013 0.00110 0.00007INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 7/25/2013 0.05230 0.00320INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 26 45-3444529 30278B487 30278B461 30278B495 30278B479 30278B453 FZALOX 8/25/2013 0.05230 0.00320

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 24 45-2625350 30278C600 30278C626 30278C634 30278C618 30278C642 FDYLNX 1/25/2013 0.05420 0.01323INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 24 45-2625350 30278C600 30278C626 30278C634 30278C618 30278C642 FDYLNX 2/25/2013 0.00130 0.00032INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 24 45-2625350 30278C600 30278C626 30278C634 30278C618 30278C642 FDYLNX 2/25/2013 0.05420 0.01323INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 24 45-2625350 30278C600 30278C626 30278C634 30278C618 30278C642 FDYLNX 3/25/2013 0.05420 0.01323INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 24 45-2625350 30278C600 30278C626 30278C634 30278C618 30278C642 FDYLNX 4/25/2013 0.05170 0.01262INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 24 45-2625350 30278C600 30278C626 30278C634 30278C618 30278C642 FDYLNX 5/25/2013 0.05170 0.01262



Ticker Symbol




SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 1/25/2013 0.05650 0.00665SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 2/25/2013 0.05650 0.00665SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 3/25/2013 0.05650 0.00665SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 4/25/2013 0.05480 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 5/25/2013 0.00560 0.00066SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 5/25/2013 0.05480 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 6/25/2013 0.00090 0.00011SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 6/25/2013 0.05480 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 7/25/2013 0.05480 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 8/25/2013 0.05480 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 9/25/2013 0.05480 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 10/25/2013 0.05470 0.00644SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 44 45-2656728 30278C766 30278C758 30278C774 30278C782 30278C790 FGRMHX 11/25/2013 0.05470 0.00644

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 1/25/2013 0.05730 0.00249SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 2/25/2013 0.05730 0.00249SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 3/25/2013 0.05730 0.00249SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 4/25/2013 0.05540 0.00240SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 5/25/2013 0.05540 0.00240SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 6/25/2013 0.05540 0.00240SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 7/25/2013 0.05540 0.00240SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 8/25/2013 0.05540 0.00240SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 9/25/2013 0.05540 0.00240SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 10/25/2013 0.05500 0.00239SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 11/25/2013 0.05500 0.00239SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 45 45-2713674 30278D160 30278D186 30278D178 30278D152 30278D194 FDRKTX 12/25/2013 0.05500 0.00239

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 1/25/2013 0.05680 0.00341SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 2/25/2013 0.05680 0.00341SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 3/25/2013 0.05680 0.00341SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 4/25/2013 0.05490 0.00329SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 5/25/2013 0.05490 0.00329SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 6/25/2013 0.05490 0.00329SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 7/25/2013 0.05490 0.00329SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 8/25/2013 0.05490 0.00329SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 9/25/2013 0.05490 0.00329SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 10/25/2013 0.05480 0.00329SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 3 45-2643121 30278D434 30278D442 30278D400 30278D426 30278D418 FGUTRX 11/25/2013 0.05480 0.00329

BICK PORTFOLIO, SERIES 7 45-2814089 30278D525 30278D541 30278D533 30278D509 30278D517 FCHSQX 6/25/2013 0.11080 0.07314BICK PORTFOLIO, SERIES 7 45-2814089 30278D525 30278D541 30278D533 30278D509 30278D517 FCHSQX 6/25/2013 0.31630 0.20879

PREFERRED INCOME PORTFOLIO, SERIES 44 45-2702368 30278E598 30278E606 30278E614 30278E622 30278E630 FPARSX 1/25/2013 0.04350 0.01994PREFERRED INCOME PORTFOLIO, SERIES 44 45-2702368 30278E598 30278E606 30278E614 30278E622 30278E630 FPARSX 2/25/2013 0.04350 0.01994PREFERRED INCOME PORTFOLIO, SERIES 44 45-2702368 30278E598 30278E606 30278E614 30278E622 30278E630 FPARSX 2/25/2013 0.50960 0.23365PREFERRED INCOME PORTFOLIO, SERIES 44 45-2702368 30278E598 30278E606 30278E614 30278E622 30278E630 FPARSX 3/25/2013 0.04350 0.01994PREFERRED INCOME PORTFOLIO, SERIES 44 45-2702368 30278E598 30278E606 30278E614 30278E622 30278E630 FPARSX 4/25/2013 0.03960 0.01816PREFERRED INCOME PORTFOLIO, SERIES 44 45-2702368 30278E598 30278E606 30278E614 30278E622 30278E630 FPARSX 5/25/2013 0.03960 0.01816PREFERRED INCOME PORTFOLIO, SERIES 44 45-2702368 30278E598 30278E606 30278E614 30278E622 30278E630 FPARSX 6/25/2013 0.03960 0.01816

GLOBAL COMMODITIES PORTFOLIO, SERIES 17 45-2866255 30278F504 30278F546 30278F512 30278F520 30278F538 FRYHKX 6/25/2013 0.10490 0.06227GLOBAL COMMODITIES PORTFOLIO, SERIES 17 45-2866255 30278F504 30278F546 30278F512 30278F520 30278F538 FRYHKX 6/25/2013 0.32710 0.19417

GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 22 45-2914638 30278G262 30278G270 30278G254 30278G288 30278G296 FTSJMX 1/25/2013 0.05440 0.02281GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 22 45-2914638 30278G262 30278G270 30278G254 30278G288 30278G296 FTSJMX 2/25/2013 0.05440 0.02281GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 22 45-2914638 30278G262 30278G270 30278G254 30278G288 30278G296 FTSJMX 3/25/2013 0.00270 0.00113GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 22 45-2914638 30278G262 30278G270 30278G254 30278G288 30278G296 FTSJMX 3/25/2013 0.05440 0.02281GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 22 45-2914638 30278G262 30278G270 30278G254 30278G288 30278G296 FTSJMX 4/25/2013 0.05130 0.02151GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 22 45-2914638 30278G262 30278G270 30278G254 30278G288 30278G296 FTSJMX 5/25/2013 0.05130 0.02151GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 22 45-2914638 30278G262 30278G270 30278G254 30278G288 30278G296 FTSJMX 6/25/2013 0.05130 0.02151GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 22 45-2914638 30278G262 30278G270 30278G254 30278G288 30278G296 FTSJMX 7/25/2013 0.05130 0.02151

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 1/25/2013 0.06130 0.01220STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 2/25/2013 0.00110 0.00022STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 2/25/2013 0.06130 0.01220STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 3/25/2013 0.00100 0.00020STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 3/25/2013 0.06130 0.01220STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 4/25/2013 0.05810 0.01157STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 5/25/2013 0.00760 0.00151STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 5/25/2013 0.05810 0.01157STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 6/25/2013 0.00120 0.00024STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 6/25/2013 0.05810 0.01157STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 7/25/2013 0.00100 0.00020



Ticker Symbol




STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 36 45-2911229 30278G445 30278G403 30278G411 30278G429 30278G437 FRLSCX 7/25/2013 0.05810 0.01157

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2954666 30278G759 30278G767 30278G775 30278G783 30278G791 FAIRLX 1/25/2013 0.05460 0.01978GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2954666 30278G759 30278G767 30278G775 30278G783 30278G791 FAIRLX 2/25/2013 0.05460 0.01978GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2954666 30278G759 30278G767 30278G775 30278G783 30278G791 FAIRLX 3/25/2013 0.00240 0.00087GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2954666 30278G759 30278G767 30278G775 30278G783 30278G791 FAIRLX 3/25/2013 0.05460 0.01978GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2954666 30278G759 30278G767 30278G775 30278G783 30278G791 FAIRLX 4/25/2013 0.05210 0.01888GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2954666 30278G759 30278G767 30278G775 30278G783 30278G791 FAIRLX 5/25/2013 0.05210 0.01888GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2954666 30278G759 30278G767 30278G775 30278G783 30278G791 FAIRLX 6/25/2013 0.05210 0.01888GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2954666 30278G759 30278G767 30278G775 30278G783 30278G791 FAIRLX 7/25/2013 0.05210 0.01888

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 25 45-2990444 30278K453 30278K479 30278K487 30278K461 30278K495 FTEAMX 1/25/2013 0.05500 0.01214INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 25 45-2990444 30278K453 30278K479 30278K487 30278K461 30278K495 FTEAMX 2/25/2013 0.05500 0.01214INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 25 45-2990444 30278K453 30278K479 30278K487 30278K461 30278K495 FTEAMX 3/25/2013 0.05500 0.01214INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 25 45-2990444 30278K453 30278K479 30278K487 30278K461 30278K495 FTEAMX 4/25/2013 0.05090 0.01124INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 25 45-2990444 30278K453 30278K479 30278K487 30278K461 30278K495 FTEAMX 5/25/2013 0.05090 0.01124INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 25 45-2990444 30278K453 30278K479 30278K487 30278K461 30278K495 FTEAMX 6/25/2013 0.05090 0.01124INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 25 45-2990444 30278K453 30278K479 30278K487 30278K461 30278K495 FTEAMX 7/25/2013 0.05090 0.01124

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 1/25/2013 0.05710 0.04456AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 2/25/2013 0.05710 0.04456AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 2/25/2013 0.09790 0.07640AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 3/25/2013 0.05710 0.04456AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 3/25/2013 0.18060 0.14094AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 4/25/2013 0.04930 0.03847AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 4/25/2013 0.67000 0.52287AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 5/25/2013 0.04930 0.03847AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 6/25/2013 0.04930 0.03847AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 6/25/2013 0.58490 0.45646AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 7/25/2013 0.04270 0.03332AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 7/25/2013 0.44480 0.34712AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 11 45-3081031 30278L535 30278L543 30278L576 30278L550 30278L568 FJOANX 8/25/2013 0.04270 0.03332

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 3 45-3217737 30278N713 30278N721 30278N705 30278N739 30278N747 FJSYNX 1/25/2013 0.04700 0.00066NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 3 45-3217737 30278N713 30278N721 30278N705 30278N739 30278N747 FJSYNX 2/25/2013 0.04700 0.00066NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 3 45-3217737 30278N713 30278N721 30278N705 30278N739 30278N747 FJSYNX 3/25/2013 0.04700 0.00066NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 3 45-3217737 30278N713 30278N721 30278N705 30278N739 30278N747 FJSYNX 4/25/2013 0.04190 0.00059NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 3 45-3217737 30278N713 30278N721 30278N705 30278N739 30278N747 FJSYNX 5/25/2013 0.04190 0.00059NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 3 45-3217737 30278N713 30278N721 30278N705 30278N739 30278N747 FJSYNX 6/25/2013 0.04190 0.00059NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 3 45-3217737 30278N713 30278N721 30278N705 30278N739 30278N747 FJSYNX 7/25/2013 0.04190 0.00059NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 3 45-3217737 30278N713 30278N721 30278N705 30278N739 30278N747 FJSYNX 8/25/2013 0.04190 0.00059

PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 1/25/2013 0.04750 0.03573PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 2/25/2013 0.04750 0.03573PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 2/25/2013 0.28450 0.21403PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 3/25/2013 0.04750 0.03573PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 4/25/2013 0.04510 0.03393PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 5/25/2013 0.04510 0.03393PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 6/25/2013 0.04510 0.03393PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 6/25/2013 0.39100 0.29415PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 7/25/2013 0.03900 0.02934PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 7/25/2013 0.55950 0.42091PREFERRED INCOME PORTFOLIO, SERIES 45 45-3258363 30278N788 30278N770 30278N754 30278N762 30278N796 FAKLRX 8/25/2013 0.03900 0.02934

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 1/25/2013 0.06000 0.00661STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 2/25/2013 0.00120 0.00013STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 2/25/2013 0.06000 0.00661STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 3/25/2013 0.00100 0.00011STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 3/25/2013 0.06000 0.00661STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 4/25/2013 0.05810 0.00640STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 5/25/2013 0.05810 0.00640STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 6/25/2013 0.05810 0.00640STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 7/25/2013 0.00110 0.00012STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 7/25/2013 0.05810 0.00640STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 8/25/2013 0.05810 0.00640STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 37 45-3588271 30278P254 30278P288 30278P270 30278P262 30278P296 FJGRRX 9/25/2013 0.05810 0.00640

PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 1/25/2013 0.04460 0.03721PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 2/25/2013 0.04460 0.03721PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 2/25/2013 0.31080 0.25933PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 3/25/2013 0.04460 0.03721PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 4/25/2013 0.04350 0.03630PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 5/25/2013 0.04350 0.03630



Ticker Symbol




PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 6/25/2013 0.04350 0.03630PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 6/25/2013 0.44990 0.37540PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 7/25/2013 0.03640 0.03037PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 7/25/2013 0.70380 0.58725PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 8/25/2013 0.03640 0.03037PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 9/25/2013 0.03640 0.03037PREFERRED INCOME PORTFOLIO, SERIES 46 45-3556821 30278P551 30278P577 30278P569 30278P593 30278P585 FCSTMX 9/25/2013 0.57050 0.47603

GLOBAL COMMODITIES PORTFOLIO, SERIES 18 45-3701024 30278R664 30278R698 30278R656 30278R672 30278R680 FJOPAX 6/25/2013 0.12680 0.07290GLOBAL COMMODITIES PORTFOLIO, SERIES 18 45-3701024 30278R664 30278R698 30278R656 30278R672 30278R680 FJOPAX 6/25/2013 0.32050 0.18426

INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 1/25/2013 0.02240 0.00159INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 2/25/2013 0.04490 0.00318INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 3/25/2013 0.04490 0.00318INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 4/25/2013 0.04470 0.00317INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 5/25/2013 0.04470 0.00317INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 6/25/2013 0.04470 0.00317INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 7/25/2013 0.00960 0.00068INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 7/25/2013 0.04470 0.00317INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 8/25/2013 0.00110 0.00008INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 8/25/2013 0.04470 0.00317INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 9/25/2013 0.04470 0.00317INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 10/25/2013 0.04610 0.00327INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 11/25/2013 0.04610 0.00327INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 12/25/2013 0.04610 0.00327INTEREST RATE HEDGE PORTFOLIO, SERIES 59 35-2459449 30278S126 30278S100 30278S118 30278S134 30278S142 FQLTRX 12/25/2013 0.11510 0.00816

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 1/25/2013 0.02820 0.00118SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 2/25/2013 0.05700 0.00238SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 3/25/2013 0.05700 0.00238SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 4/25/2013 0.05610 0.00234SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 5/25/2013 0.05610 0.00234SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 6/25/2013 0.05610 0.00234SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 7/25/2013 0.05610 0.00234SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 8/25/2013 0.05610 0.00234SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 9/25/2013 0.05610 0.00234SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 10/25/2013 0.05430 0.00227SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 11/25/2013 0.05430 0.00227SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 12/25/2013 0.00430 0.00018SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 69 35-2459448 30278S183 30278S167 30278S175 30278S159 30278S191 FRONTX 12/25/2013 0.05430 0.00227

JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 1/25/2013 0.06670 0.02064JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 2/25/2013 0.06920 0.02141JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 3/25/2013 0.06920 0.02141JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 4/25/2013 0.06870 0.02126JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 5/25/2013 0.06870 0.02126JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 6/25/2013 0.06870 0.02126JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 7/25/2013 0.00580 0.00179JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 7/25/2013 0.06870 0.02126JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 8/25/2013 0.00120 0.00037JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 8/25/2013 0.06870 0.02126JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 9/25/2013 0.06870 0.02126JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 10/25/2013 0.06790 0.02101JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 11/25/2013 0.06790 0.02101JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 12/25/2013 0.06790 0.02101JANUARY EFFECT PLUS PORTFOLIO, SERIES 2 35-2459424 30278S290 30278S266 30278S282 30278S258 30278S274 FALICX 12/25/2013 0.11740 0.03632

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 1/25/2013 0.03560 0.00029STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 2/25/2013 0.05350 0.00044STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 3/25/2013 0.05350 0.00044STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 4/25/2013 0.05410 0.00044STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 5/25/2013 0.05410 0.00044STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 6/25/2013 0.05410 0.00044STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 7/25/2013 0.05410 0.00044STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 8/25/2013 0.05410 0.00044STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 9/25/2013 0.05410 0.00044STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 10/25/2013 0.05280 0.00043STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 11/25/2013 0.05280 0.00043STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 45 35-2459431 30278S407 30278S415 30278S423 30278S431 30278S449 FZOBJX 12/25/2013 0.05280 0.00043

RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 1/25/2013 0.00500 0.00117RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 2/25/2013 0.03080 0.00721RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 3/25/2013 0.03080 0.00721



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RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 4/25/2013 0.03070 0.00719RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 5/25/2013 0.03070 0.00719RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 6/25/2013 0.03070 0.00719RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 7/25/2013 0.03070 0.00719RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 8/25/2013 0.03070 0.00719RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 8/25/2013 0.21740 0.05089RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 9/25/2013 0.03070 0.00719RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 10/25/2013 0.03260 0.00763RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 11/25/2013 0.03260 0.00763RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 7 35-2459457 30278S464 30278S480 30278S498 30278S456 30278S472 FRLIVX 12/25/2013 0.03260 0.00763

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 1/25/2013 0.03700 0.00161NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 2/25/2013 0.03480 0.00152NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 3/25/2013 0.03480 0.00152NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 4/25/2013 0.03710 0.00162NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 5/25/2013 0.03710 0.00162NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 6/25/2013 0.03710 0.00162NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 7/25/2013 0.03710 0.00162NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 8/25/2013 0.03710 0.00162NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 9/25/2013 0.03710 0.00162NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 10/25/2013 0.03780 0.00165NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 11/25/2013 0.03780 0.00165NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2459422 30278S522 30278S548 30278S530 30278S506 30278S514 FBADJX 12/25/2013 0.03780 0.00165

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 1/25/2013 0.04310 0.00664INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 2/25/2013 0.00170 0.00026INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 2/25/2013 0.04820 0.00743INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 3/25/2013 0.04820 0.00743INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 4/25/2013 0.04750 0.00732INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 5/25/2013 0.04750 0.00732INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 6/25/2013 0.04750 0.00732INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 7/25/2013 0.00140 0.00022INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 7/25/2013 0.04750 0.00732INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 8/25/2013 0.04750 0.00732INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 9/25/2013 0.04750 0.00732INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 10/25/2013 0.04730 0.00729INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 11/25/2013 0.04730 0.00729INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 40 35-2459423 30278S571 30278S555 30278S563 30278S589 30278S597 FMAKYX 12/25/2013 0.04730 0.00729

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 1/25/2013 0.02520 0.00043TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 2/25/2013 0.03730 0.00064TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 3/25/2013 0.03730 0.00064TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 4/25/2013 0.04050 0.00070TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 5/25/2013 0.04050 0.00070TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 6/25/2013 0.04050 0.00070TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 7/25/2013 0.04050 0.00070TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 8/25/2013 0.04050 0.00070TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 9/25/2013 0.04050 0.00070TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 10/25/2013 0.04130 0.00071TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 11/25/2013 0.04130 0.00071TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 12/25/2013 0.00050 0.00001TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 33 35-2459429 30278S605 30278S613 30278S647 30278S621 30278S639 FTUVLX 12/25/2013 0.04130 0.00071

SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 3/25/2013 0.04060 0.00181SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 4/25/2013 0.01680 0.00075SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 5/25/2013 0.01340 0.00060SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 6/25/2013 0.03580 0.00159SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 7/25/2013 0.01560 0.00069SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 8/25/2013 0.01480 0.00066SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 9/25/2013 0.03480 0.00155SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 10/25/2013 0.01570 0.00070SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 11/25/2013 0.01190 0.00053SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 12/25/2013 0.01010 0.00045SELECT DSIP PORTFOLIO, 1ST QUARTER 2013 SERIES 35-2463540 30278S696 30278S662 30278S670 30278S688 30278S654 FGOWRX 12/25/2013 0.04480 0.00199

SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 1/25/2013 0.03630 0.00206SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 2/25/2013 0.05350 0.00303SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 3/25/2013 0.00200 0.00011SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 3/25/2013 0.05350 0.00303SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 4/25/2013 0.05550 0.00315SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 5/25/2013 0.05550 0.00315SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 6/25/2013 0.05550 0.00315SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 7/25/2013 0.05550 0.00315



Ticker Symbol




SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 8/25/2013 0.05550 0.00315SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 9/25/2013 0.05550 0.00315SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 10/25/2013 0.05480 0.00311SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 11/25/2013 0.05480 0.00311SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 17 35-2459447 30278S712 30278S720 30278S738 30278S704 30278S746 FIVYPX 12/25/2013 0.05480 0.00311

GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 1/25/2013 0.05830 0.02284GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 2/25/2013 0.05830 0.02284GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 3/25/2013 0.00280 0.00110GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 3/25/2013 0.05830 0.02284GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 4/25/2013 0.05700 0.02233GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 5/25/2013 0.05700 0.02233GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 6/25/2013 0.05700 0.02233GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 7/25/2013 0.05700 0.02233GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 8/25/2013 0.00530 0.00208GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 8/25/2013 0.05700 0.02233GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 9/25/2013 0.05700 0.02233GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 23 45-3736253 30278T207 30278T215 30278T223 30278T231 30278T249 FKLCRX 10/25/2013 0.05770 0.02261

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 1/25/2013 0.06010 0.00892STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 2/25/2013 0.06010 0.00892STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 3/25/2013 0.06010 0.00892STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 4/25/2013 0.05830 0.00865STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 5/25/2013 0.05830 0.00865STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 6/25/2013 0.05830 0.00865STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 7/25/2013 0.05830 0.00865STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 8/25/2013 0.00270 0.00040STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 8/25/2013 0.05830 0.00865STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 9/25/2013 0.05830 0.00865STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 38 45-3868641 30278T751 30278T769 30278T777 30278T785 30278T793 FBMPLX 10/25/2013 0.05790 0.00859

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 1/25/2013 0.05540 0.02444GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 2/25/2013 0.05540 0.02444GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 3/25/2013 0.00130 0.00057GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 3/25/2013 0.05540 0.02444GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 4/25/2013 0.05400 0.02382GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 5/25/2013 0.05400 0.02382GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 6/25/2013 0.05400 0.02382GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 7/25/2013 0.05400 0.02382GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 8/25/2013 0.00690 0.00304GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 8/25/2013 0.05400 0.02382GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 9/25/2013 0.05400 0.02382GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 3 45-3730653 30278U139 30278U113 30278U121 30278U147 30278U105 FGCABX 10/25/2013 0.05380 0.02373

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 1/25/2013 0.04870 0.00437INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 2/25/2013 0.00150 0.00013INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 2/25/2013 0.04870 0.00437INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 3/25/2013 0.04870 0.00437INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 4/25/2013 0.04820 0.00432INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 5/25/2013 0.04820 0.00432INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 6/25/2013 0.04820 0.00432INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 7/25/2013 0.00130 0.00012INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 7/25/2013 0.04820 0.00432INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 8/25/2013 0.04820 0.00432INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 27 45-3650092 30278U352 30278U378 30278U386 30278U394 30278U360 FBLNYX 9/25/2013 0.04820 0.00432

NYSE INTL. TARGET 25 1Q '12 - TERM 3/28/13 45-4054762 30278W317 30278W341 30278W325 30278W309 30278W333 FTJMKX 1/25/2013 0.05520 0.01691

PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 1/25/2013 0.04890 0.03779PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 2/25/2013 0.04890 0.03779PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 2/25/2013 0.22010 0.17009PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 3/25/2013 0.04890 0.03779PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 4/25/2013 0.04870 0.03764PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 5/25/2013 0.04870 0.03764PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 6/25/2013 0.04870 0.03764PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 7/25/2013 0.04230 0.03269PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 7/25/2013 0.56900 0.43972PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 8/25/2013 0.04230 0.03269PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 8/25/2013 0.34270 0.26484PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 9/25/2013 0.04230 0.03269PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 9/25/2013 0.60460 0.46723PREFERRED INCOME PORTFOLIO, SERIES 47 45-3939948 30278Y826 30278Y834 30278Y867 30278Y842 30278Y859 FCHGNX 10/25/2013 0.03970 0.03068



Ticker Symbol




CLOUD COMPUTING PORTFOLIO, SERIES 5 45-3977613 30279A314 30279A322 30279A330 30279A348 30279A306 FPILDX 2/25/2013 0.30660 0.14297CLOUD COMPUTING PORTFOLIO, SERIES 5 45-3977613 30279A314 30279A322 30279A330 30279A348 30279A306 FPILDX 4/25/2013 0.29510 0.13761CLOUD COMPUTING PORTFOLIO, SERIES 5 45-3977613 30279A314 30279A322 30279A330 30279A348 30279A306 FPILDX 6/25/2013 0.01510 0.00704CLOUD COMPUTING PORTFOLIO, SERIES 5 45-3977613 30279A314 30279A322 30279A330 30279A348 30279A306 FPILDX 11/25/2013 0.28970 0.13509

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 1/25/2013 0.05100 0.00773INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 2/25/2013 0.00150 0.00023INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 2/25/2013 0.05100 0.00773INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 3/25/2013 0.05100 0.00773INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 4/25/2013 0.05110 0.00775INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 5/25/2013 0.05110 0.00775INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 6/25/2013 0.05110 0.00775INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 7/25/2013 0.00130 0.00020INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 7/25/2013 0.05110 0.00775INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 8/25/2013 0.05110 0.00775INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 9/25/2013 0.05110 0.00775INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 10/25/2013 0.05170 0.00784INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 28 45-3986229 30279B254 30279B270 30279B262 30279B296 30279B288 FGRDVX 11/25/2013 0.05170 0.00784

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 1/25/2013 0.07690 0.01538COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 2/25/2013 0.07690 0.01538COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 3/25/2013 0.07690 0.01538COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 4/25/2013 0.07750 0.01550COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 5/25/2013 0.07750 0.01550COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 6/25/2013 0.07750 0.01550COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 7/25/2013 0.07750 0.01550COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 8/25/2013 0.07750 0.01550COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 9/25/2013 0.07750 0.01550COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 10/25/2013 0.07810 0.01562COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 11/25/2013 0.07810 0.01562COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 12/25/2013 0.07810 0.01562COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4111206 30279B353 30279B361 30279B379 30279B395 30279B387 FMANGX 12/25/2013 0.17350 0.03470

HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 1/25/2013 5.98000 4.28766HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 1/25/2013 21.36000 15.31512HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 2/25/2013 5.81000 4.16577HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 3/25/2013 5.84000 4.18728HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 4/25/2013 5.83000 4.18011HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 5/25/2013 5.26000 3.77142HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 5/25/2013 116.12000 83.25804HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 6/25/2013 5.09000 3.64953HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 7/25/2013 5.00000 3.58500HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 8/25/2013 5.00000 3.58500HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 9/25/2013 4.90000 3.51330HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 9/25/2013 33.19000 23.79723HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 10/25/2013 4.75000 3.40575HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 11/25/2013 4.44000 3.18348HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 11/25/2013 75.96000 54.46332HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 12/25/2013 4.24000 3.04008HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 45-4222543 30279B601 30279B627 30279B619 FBTLEX 12/25/2013 6.49000 4.65333

ECONOMIC EXPANSION PORTFOLIO, SERIES 5 37-1658212 30279B668 30279B635 30279B643 30279B650 30279B676 FNLAUX 6/25/2013 0.12110 0.01117ECONOMIC EXPANSION PORTFOLIO, SERIES 5 37-1658212 30279B668 30279B635 30279B643 30279B650 30279B676 FNLAUX 12/25/2013 0.00740 0.00068ECONOMIC EXPANSION PORTFOLIO, SERIES 5 37-1658212 30279B668 30279B635 30279B643 30279B650 30279B676 FNLAUX 12/25/2013 0.09990 0.00921

GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 1/25/2013 0.05340 0.01295GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 2/25/2013 0.05340 0.01295GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 3/25/2013 0.00260 0.00063GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 3/25/2013 0.05340 0.01295GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 4/25/2013 0.05190 0.01259GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 5/25/2013 0.05190 0.01259GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 6/25/2013 0.05190 0.01259GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 7/25/2013 0.05190 0.01259GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 8/25/2013 0.00690 0.00167GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 8/25/2013 0.05190 0.01259GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 9/25/2013 0.05190 0.01259GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 10/25/2013 0.05290 0.01283GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 11/25/2013 0.05290 0.01283GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 12/25/2013 0.00210 0.00051GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 24 45-4470143 30279B775 30279B767 30279B734 30279B759 30279B742 FWENTX 12/25/2013 0.05290 0.01283

MARCELLUS SHALE PORTFOLIO, SERIES 4 45-4194110 30279C153 30279C161 30279C187 30279C179 30279C195 FHALNX 6/25/2013 0.04340 0.01384MARCELLUS SHALE PORTFOLIO, SERIES 4 45-4194110 30279C153 30279C161 30279C187 30279C179 30279C195 FHALNX 12/25/2013 0.04520 0.01441



Ticker Symbol




MARCELLUS SHALE PORTFOLIO, SERIES 4 45-4194110 30279C153 30279C161 30279C187 30279C179 30279C195 FHALNX 12/25/2013 0.09450 0.03014

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 1/25/2013 0.07120 0.02115DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 2/25/2013 0.07120 0.02115DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 3/25/2013 0.07120 0.02115DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 4/25/2013 0.06760 0.02008DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 5/25/2013 0.06760 0.02008DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 6/25/2013 0.06760 0.02008DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 7/25/2013 0.06760 0.02008DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 8/25/2013 0.06760 0.02008DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 9/25/2013 0.06760 0.02008DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 10/25/2013 0.06950 0.02065DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 11/25/2013 0.06950 0.02065DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 12/25/2013 0.06950 0.02065DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 45-4300246 30279C708 30279C724 30279C716 30279C732 30279C740 FPPAYX 12/25/2013 0.14030 0.04168

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 1/25/2013 0.07170 0.03052GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 2/25/2013 0.07170 0.03052GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 3/25/2013 0.07170 0.03052GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 4/25/2013 0.06860 0.02920GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 5/25/2013 0.06860 0.02920GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 6/25/2013 0.06860 0.02920GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 7/25/2013 0.06860 0.02920GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 8/25/2013 0.06860 0.02920GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 9/25/2013 0.06860 0.02920GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 10/25/2013 0.06910 0.02941GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 11/25/2013 0.06910 0.02941GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 12/25/2013 0.06910 0.02941GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 20 45-4351773 30279D474 30279D490 30279D466 30279D482 30279D458 FROYLX 12/25/2013 0.14060 0.05984

GLOBAL COMMODITIES PORTFOLIO, SERIES 19 45-4385943 30279D581 30279D599 30279D557 30279D565 30279D573 FONTAX 6/25/2013 0.11150 0.06349GLOBAL COMMODITIES PORTFOLIO, SERIES 19 45-4385943 30279D581 30279D599 30279D557 30279D565 30279D573 FONTAX 6/25/2013 0.27070 0.15414GLOBAL COMMODITIES PORTFOLIO, SERIES 19 45-4385943 30279D581 30279D599 30279D557 30279D565 30279D573 FONTAX 12/25/2013 0.11190 0.06372

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 1/25/2013 0.04890 0.00990INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 2/25/2013 0.00180 0.00036INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 2/25/2013 0.04890 0.00990INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 3/25/2013 0.04890 0.00990INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 4/25/2013 0.04870 0.00986INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 5/25/2013 0.04870 0.00986INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 6/25/2013 0.04870 0.00986INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 7/25/2013 0.00150 0.00030INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 7/25/2013 0.04870 0.00986INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 8/25/2013 0.04870 0.00986INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 9/25/2013 0.04870 0.00986INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 10/25/2013 0.04910 0.00994INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 11/25/2013 0.04910 0.00994INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4450666 30279D706 30279D714 30279D722 30279D730 30279D748 FKPRAX 12/25/2013 0.04910 0.00994

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 1/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 2/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 3/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 4/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 5/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 6/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 7/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 8/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 9/25/2013 0.07200 0.02774COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 10/25/2013 0.07340 0.02828COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 11/25/2013 0.07340 0.02828COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 12/25/2013 0.07340 0.02828COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 30 45-4832356 30279D763 30279D789 30279D755 30279D771 30279D797 FLGHTX 12/25/2013 0.32800 0.12638

MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 1/25/2013 0.02920 0.00066MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 2/25/2013 0.00700 0.00016MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 2/25/2013 0.02920 0.00066MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 3/25/2013 0.02920 0.00066MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 4/25/2013 0.02870 0.00065MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 5/25/2013 0.02870 0.00065MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 6/25/2013 0.02870 0.00065MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 7/25/2013 0.02870 0.00065MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 8/25/2013 0.02870 0.00065MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 9/25/2013 0.02870 0.00065



Ticker Symbol




MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 10/25/2013 0.03060 0.00069MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 11/25/2013 0.03060 0.00069MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 12/25/2013 0.00230 0.00005MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 10 45-4259833 30279E688 30279E670 30279E696 30279E662 30279E654 FBOEIX 12/25/2013 0.03060 0.00069

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 1/25/2013 0.06770 0.01108STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 2/25/2013 0.06770 0.01108STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 3/25/2013 0.06770 0.01108STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 4/25/2013 0.06400 0.01047STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 5/25/2013 0.00650 0.00106STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 5/25/2013 0.06400 0.01047STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 6/25/2013 0.00110 0.00018STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 6/25/2013 0.06400 0.01047STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 7/25/2013 0.06400 0.01047STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 8/25/2013 0.06400 0.01047STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 9/25/2013 0.06400 0.01047STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 10/25/2013 0.06470 0.01058STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 11/25/2013 0.06470 0.01058STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 12/25/2013 0.06470 0.01058STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 45-4193588 30279F115 30279F123 30279F131 30279F107 30279F149 FIYRUX 12/25/2013 0.11530 0.01886

PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 1/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 2/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 3/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 4/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 5/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 6/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 7/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 7/25/2013 0.44180 0.30064PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 8/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 8/25/2013 0.17320 0.11786PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 9/25/2013 0.05110 0.03477PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 9/25/2013 0.60140 0.40925PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 10/25/2013 0.04480 0.03049PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 11/25/2013 0.04480 0.03049PREFERRED INCOME PORTFOLIO, SERIES 48 45-4193287 30279F156 30279F164 30279F180 30279F172 30279F198 FDAOLX 12/25/2013 0.04480 0.03049

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 1/25/2013 0.06040 0.00125SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 2/25/2013 0.06040 0.00125SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 3/25/2013 0.06040 0.00125SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 4/25/2013 0.05950 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 5/25/2013 0.01020 0.00021SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 5/25/2013 0.05950 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 6/25/2013 0.00170 0.00004SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 6/25/2013 0.05950 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 7/25/2013 0.05950 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 8/25/2013 0.05950 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 9/25/2013 0.05950 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 10/25/2013 0.05920 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 11/25/2013 0.05920 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 12/25/2013 0.05920 0.00123SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 8 45-4209783 30279F214 30279F222 30279F248 30279F206 30279F230 FPLCKX 12/25/2013 0.10950 0.00227

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 1/25/2013 0.05350 0.01809GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 2/25/2013 0.05350 0.01809GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 3/25/2013 0.00290 0.00098GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 3/25/2013 0.05350 0.01809GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 4/25/2013 0.05230 0.01768GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 5/25/2013 0.05230 0.01768GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 6/25/2013 0.05230 0.01768GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 7/25/2013 0.05230 0.01768GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 8/25/2013 0.00750 0.00254GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 8/25/2013 0.05230 0.01768GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 9/25/2013 0.05230 0.01768GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 10/25/2013 0.05220 0.01765GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 11/25/2013 0.05220 0.01765GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 12/25/2013 0.00220 0.00074GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 4 45-4411580 30279F511 30279F529 30279F537 30279F545 30279F503 FLYCJX 12/25/2013 0.05220 0.01765

INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 1/25/2013 0.04210 0.00165INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 2/25/2013 0.04210 0.00165INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 3/25/2013 0.04210 0.00165INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 4/25/2013 0.04210 0.00165



Ticker Symbol




INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 5/25/2013 0.04210 0.00165INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 6/25/2013 0.04210 0.00165INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 7/25/2013 0.00240 0.00009INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 7/25/2013 0.04210 0.00165INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 8/25/2013 0.04210 0.00165INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 9/25/2013 0.04210 0.00165INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 10/25/2013 0.04440 0.00174INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 11/25/2013 0.04440 0.00174INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 12/25/2013 0.04440 0.00174INTEREST RATE HEDGE PORTFOLIO, SERIES 40 45-4385887 30279F651 30279F669 30279F677 30279F685 30279F693 FCRHEX 12/25/2013 0.22170 0.00867

DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 1/25/2013 0.06790 0.02192DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 2/25/2013 0.06790 0.02192DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 3/25/2013 0.00090 0.00029DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 3/25/2013 0.06790 0.02192DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 4/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 5/25/2013 0.00940 0.00304DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 5/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 6/25/2013 0.00100 0.00032DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 6/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 7/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 8/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 9/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 10/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 11/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 12/25/2013 0.06630 0.02141DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4351909 30279H103 30279H145 30279H111 30279H137 30279H129 FDRVFX 12/25/2013 0.13820 0.04462

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 1/25/2013 0.06030 0.01953STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 2/25/2013 0.06030 0.01953STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 3/25/2013 0.06030 0.01953STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 4/25/2013 0.05960 0.01930STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 5/25/2013 0.00600 0.00194STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 5/25/2013 0.05960 0.01930STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 6/25/2013 0.00100 0.00032STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 6/25/2013 0.05960 0.01930STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 7/25/2013 0.05960 0.01930STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 8/25/2013 0.00220 0.00071STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 8/25/2013 0.05960 0.01930STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 9/25/2013 0.05960 0.01930STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 10/25/2013 0.06060 0.01963STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 11/25/2013 0.06060 0.01963STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4351814 30279H152 30279H160 30279H194 30279H186 30279H178 FPMHIX 12/25/2013 0.06060 0.01963

GLOBAL AGRICULTURE PORTFOLIO, SERIES 20 45-4391605 30279H285 30279H293 30279H251 30279H277 30279H269 FGOURX 2/25/2013 0.59910 0.38798GLOBAL AGRICULTURE PORTFOLIO, SERIES 20 45-4391605 30279H285 30279H293 30279H251 30279H277 30279H269 FGOURX 6/25/2013 0.14400 0.09325GLOBAL AGRICULTURE PORTFOLIO, SERIES 20 45-4391605 30279H285 30279H293 30279H251 30279H277 30279H269 FGOURX 10/25/2013 0.57340 0.37133GLOBAL AGRICULTURE PORTFOLIO, SERIES 20 45-4391605 30279H285 30279H293 30279H251 30279H277 30279H269 FGOURX 11/25/2013 0.54410 0.35236GLOBAL AGRICULTURE PORTFOLIO, SERIES 20 45-4391605 30279H285 30279H293 30279H251 30279H277 30279H269 FGOURX 12/25/2013 0.05160 0.03342

GLOBAL HARD ASSETS PORTFOLIO, SERIES 11 45-4391442 30279H319 30279H335 30279H343 30279H301 30279H327 FBAKDX 6/25/2013 0.07310 0.00578GLOBAL HARD ASSETS PORTFOLIO, SERIES 11 45-4391442 30279H319 30279H335 30279H343 30279H301 30279H327 FBAKDX 12/25/2013 0.10300 0.00815

MARKET STRENGTH ALLOCATION SELECT PORTFOLIO, SERIES 4 45-4385995 30279H376 30279H368 30279H392 30279H350 30279H384 FASGRX 2/25/2013 0.12910 0.02027MARKET STRENGTH ALLOCATION SELECT PORTFOLIO, SERIES 4 45-4385995 30279H376 30279H368 30279H392 30279H350 30279H384 FASGRX 3/25/2013 0.11130 0.01747MARKET STRENGTH ALLOCATION SELECT PORTFOLIO, SERIES 4 45-4385995 30279H376 30279H368 30279H392 30279H350 30279H384 FASGRX 6/25/2013 0.11050 0.01735MARKET STRENGTH ALLOCATION SELECT PORTFOLIO, SERIES 4 45-4385995 30279H376 30279H368 30279H392 30279H350 30279H384 FASGRX 8/25/2013 0.09310 0.01462MARKET STRENGTH ALLOCATION SELECT PORTFOLIO, SERIES 4 45-4385995 30279H376 30279H368 30279H392 30279H350 30279H384 FASGRX 12/25/2013 0.10310 0.01619

MARKET STRENGTH ALLOCATION PLUS PORTFOLIO, SERIES 10 45-4470320 30279H467 30279H475 30279H483 30279H459 30279H491 FRISTX 2/25/2013 0.12860 0.03615MARKET STRENGTH ALLOCATION PLUS PORTFOLIO, SERIES 10 45-4470320 30279H467 30279H475 30279H483 30279H459 30279H491 FRISTX 3/25/2013 0.11380 0.03199MARKET STRENGTH ALLOCATION PLUS PORTFOLIO, SERIES 10 45-4470320 30279H467 30279H475 30279H483 30279H459 30279H491 FRISTX 6/25/2013 0.11110 0.03123MARKET STRENGTH ALLOCATION PLUS PORTFOLIO, SERIES 10 45-4470320 30279H467 30279H475 30279H483 30279H459 30279H491 FRISTX 8/25/2013 0.10040 0.02822MARKET STRENGTH ALLOCATION PLUS PORTFOLIO, SERIES 10 45-4470320 30279H467 30279H475 30279H483 30279H459 30279H491 FRISTX 12/25/2013 0.10380 0.02918

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 1/25/2013 0.05010 0.00795INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 2/25/2013 0.00160 0.00025INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 2/25/2013 0.05010 0.00795INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 3/25/2013 0.05010 0.00795INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 4/25/2013 0.04970 0.00788INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 5/25/2013 0.04970 0.00788INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 6/25/2013 0.04970 0.00788INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 7/25/2013 0.00130 0.00021



Ticker Symbol




INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 7/25/2013 0.04970 0.00788INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 8/25/2013 0.04970 0.00788INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 9/25/2013 0.04970 0.00788INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 10/25/2013 0.05060 0.00803INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 11/25/2013 0.05060 0.00803INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 29 45-4222576 30279H533 30279H541 30279H509 30279H517 30279H525 FRYMCX 12/25/2013 0.05060 0.00803

TECHNOLOGY SELECT PORTFOLIO, SERIES 43 45-4470431 30279H640 30279H608 30279H616 30279H624 30279H632 FHIGDX 6/25/2013 0.04870 0.03193TECHNOLOGY SELECT PORTFOLIO, SERIES 43 45-4470431 30279H640 30279H608 30279H616 30279H624 30279H632 FHIGDX 11/25/2013 0.24250 0.15898TECHNOLOGY SELECT PORTFOLIO, SERIES 43 45-4470431 30279H640 30279H608 30279H616 30279H624 30279H632 FHIGDX 12/25/2013 0.08520 0.05586

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 1/25/2013 0.04010 0.00079NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 2/25/2013 0.04010 0.00079NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 3/25/2013 0.04010 0.00079NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 4/25/2013 0.00060 0.00001NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 4/25/2013 0.03960 0.00078NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 5/25/2013 0.03960 0.00078NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 6/25/2013 0.03960 0.00078NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 7/25/2013 0.03960 0.00078NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 8/25/2013 0.03960 0.00078NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 9/25/2013 0.03960 0.00078NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 10/25/2013 0.04170 0.00083NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 11/25/2013 0.04170 0.00083NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 5 45-4265242 30279J182 30279J166 30279J174 30279J158 30279J190 FTHCMX 12/25/2013 0.04170 0.00083

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 1/25/2013 0.06470 0.01126DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 2/25/2013 0.06470 0.01126DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 3/25/2013 0.06470 0.01126DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 4/25/2013 0.06370 0.01108DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 5/25/2013 0.06370 0.01108DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 6/25/2013 0.06370 0.01108DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 7/25/2013 0.06370 0.01108DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 8/25/2013 0.06370 0.01108DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 9/25/2013 0.06370 0.01108DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 10/25/2013 0.06700 0.01166DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 11/25/2013 0.06700 0.01166DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 12/25/2013 0.06700 0.01166DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 21 45-4324480 30279J257 30279J281 30279J273 30279J299 30279J265 FVBWNX 12/25/2013 0.23230 0.04042

INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 1/25/2013 0.04160 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 2/25/2013 0.04160 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 3/25/2013 0.04160 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 4/25/2013 0.00060 0.00000INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 4/25/2013 0.04170 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 5/25/2013 0.04170 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 6/25/2013 0.04170 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 7/25/2013 0.04170 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 8/25/2013 0.04170 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 9/25/2013 0.04170 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 10/25/2013 0.04360 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 11/25/2013 0.04360 0.00017INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 12/25/2013 0.00090 0.00000INSURED MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 38 45-4403524 30279J380 30279J398 30279J356 30279J364 30279J372 FCRVNX 12/25/2013 0.04360 0.00017

VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 1/25/2013 0.06570 0.02092VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 2/25/2013 0.06570 0.02092VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 3/25/2013 0.06570 0.02092VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 4/25/2013 0.06260 0.01993VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 5/25/2013 0.00330 0.00105VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 5/25/2013 0.06260 0.01993VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 6/25/2013 0.06260 0.01993VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 7/25/2013 0.06260 0.01993VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 8/25/2013 0.06260 0.01993VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 9/25/2013 0.06260 0.01993VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 10/25/2013 0.06380 0.02031VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 11/25/2013 0.06380 0.02031VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 12/25/2013 0.06380 0.02031VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO SERIES 45-4312663 30279J455 30279J497 30279J463 30279J471 30279J489 FOPICX 12/25/2013 0.27060 0.08616

HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 1/25/2013 5.92000 3.83971HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 1/25/2013 9.29000 6.02549HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 2/25/2013 5.84000 3.78782HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 3/25/2013 5.84000 3.78782



Ticker Symbol




HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 4/25/2013 5.84000 3.78782HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 5/25/2013 5.84000 3.78782HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 6/25/2013 5.94000 3.85268HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 7/25/2013 5.87000 3.80728HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 8/25/2013 5.82000 3.77485HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 8/25/2013 7.89000 5.11745HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 9/25/2013 5.73000 3.71648HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 9/25/2013 24.74000 16.04636HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 10/25/2013 5.62000 3.64513HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 11/25/2013 5.33000 3.45704HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 11/25/2013 88.88000 57.64757HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 12/25/2013 5.05000 3.27543HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 2 45-4450618 30279J505 30279J513 30279J521 FSWALX 12/25/2013 20.19000 13.09523

HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 1/25/2013 0.04460 0.00128HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 3/25/2013 0.02130 0.00061HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 4/25/2013 0.01550 0.00045HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 5/25/2013 0.03980 0.00115HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 6/25/2013 0.02170 0.00062HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 7/25/2013 0.08310 0.00239HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 8/25/2013 0.01430 0.00041HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 9/25/2013 0.02590 0.00075HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 10/25/2013 0.01610 0.00046HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 11/25/2013 0.02120 0.00061HIGH DIVIDEND EMERGING MARKETS EQUITY PORTFOLIO, SERIES 2 45-4484373 30279J588 30279J604 30279J596 30279J612 30279J620 FGAOLX 12/25/2013 0.03550 0.00102

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 1/25/2013 0.05580 0.00622STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 2/25/2013 0.05580 0.00622STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 3/25/2013 0.00100 0.00011STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 3/25/2013 0.05580 0.00622STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 4/25/2013 0.05440 0.00607STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 5/25/2013 0.05440 0.00607STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 6/25/2013 0.05440 0.00607STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 7/25/2013 0.05440 0.00607STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 8/25/2013 0.00260 0.00029STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 8/25/2013 0.05440 0.00607STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 9/25/2013 0.05440 0.00607STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 10/25/2013 0.05490 0.00612STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 11/25/2013 0.05490 0.00612STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 39 45-4440402 30279K163 30279K155 30279K197 30279K171 30279K189 FEGOMX 12/25/2013 0.05490 0.00612

EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 1/25/2013 0.06470 0.01473EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 2/25/2013 0.06470 0.01473EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 3/25/2013 0.06470 0.01473EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 4/25/2013 0.06230 0.01418EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 5/25/2013 0.06230 0.01418EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 6/25/2013 0.06230 0.01418EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 7/25/2013 0.00410 0.00093EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 7/25/2013 0.06230 0.01418EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 8/25/2013 0.06230 0.01418EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 9/25/2013 0.06230 0.01418EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 10/25/2013 0.06550 0.01491EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 11/25/2013 0.06550 0.01491EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 12/25/2013 0.06550 0.01491EQUITY CLOSED-END PORTFOLIO, SERIES 20 45-4530685 30279K239 30279K247 30279K205 30279K213 30279K221 FJRBUX 12/25/2013 0.52290 0.11901

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 1/25/2013 0.06310 0.01711STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 2/25/2013 0.06310 0.01711STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 3/25/2013 0.00080 0.00022STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 3/25/2013 0.06310 0.01711STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 4/25/2013 0.06100 0.01654STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 5/25/2013 0.06100 0.01654STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 6/25/2013 0.06100 0.01654STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 7/25/2013 0.06100 0.01654STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 8/25/2013 0.06100 0.01654STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 9/25/2013 0.06100 0.01654STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 10/25/2013 0.06140 0.01665STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 11/25/2013 0.06140 0.01665STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 12/25/2013 0.06140 0.01665STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 38 45-4362933 30279K270 30279K288 30279K262 30279K254 30279K296 FSWTEX 12/25/2013 0.06400 0.01735

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 1/25/2013 0.05670 0.01757STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 2/25/2013 0.00140 0.00043



Ticker Symbol




STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 2/25/2013 0.05670 0.01757STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 3/25/2013 0.05670 0.01757STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 4/25/2013 0.05740 0.01779STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 5/25/2013 0.05740 0.01779STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 6/25/2013 0.05740 0.01779STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 7/25/2013 0.00120 0.00037STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 7/25/2013 0.05740 0.01779STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 8/25/2013 0.05740 0.01779STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 9/25/2013 0.05740 0.01779STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 10/25/2013 0.05970 0.01850STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 11/25/2013 0.05970 0.01850STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 12/25/2013 0.05970 0.01850STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 29 45-4550493 30279K528 30279K486 30279K502 30279K510 30279K494 FKNPDX 12/25/2013 0.17730 0.05495

INCOME ALLOCATION CLOSED-END APR. ’12 45-4757675 30279K536 30279K569 30279K577 30279K544 30279K551 FPAOLX 1/25/2013 0.05970 0.01251INCOME ALLOCATION CLOSED-END APR. ’12 45-4757675 30279K536 30279K569 30279K577 30279K544 30279K551 FPAOLX 2/25/2013 0.00090 0.00019INCOME ALLOCATION CLOSED-END APR. ’12 45-4757675 30279K536 30279K569 30279K577 30279K544 30279K551 FPAOLX 2/25/2013 0.05970 0.01251INCOME ALLOCATION CLOSED-END APR. ’12 45-4757675 30279K536 30279K569 30279K577 30279K544 30279K551 FPAOLX 3/25/2013 0.05970 0.01251INCOME ALLOCATION CLOSED-END APR. ’12 45-4757675 30279K536 30279K569 30279K577 30279K544 30279K551 FPAOLX 4/25/2013 0.05820 0.01220INCOME ALLOCATION CLOSED-END APR. ’12 45-4757675 30279K536 30279K569 30279K577 30279K544 30279K551 FPAOLX 5/25/2013 0.05820 0.01220

OIL & GAS EQUIPMENT & SERVICES PORTFOLIO SERIES 45-4540244 30279K858 30279K833 30279K841 30279K866 30279K874 FAHMOX 6/25/2013 0.04490 0.01690OIL & GAS EQUIPMENT & SERVICES PORTFOLIO SERIES 45-4540244 30279K858 30279K833 30279K841 30279K866 30279K874 FAHMOX 12/25/2013 0.04830 0.01818

FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 1/25/2013 0.02400 0.00840FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 2/25/2013 0.02400 0.00840FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 3/25/2013 0.02400 0.00840FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 4/25/2013 0.00450 0.00158FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 5/25/2013 0.00450 0.00158FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 6/25/2013 0.00450 0.00158FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 7/25/2013 0.00450 0.00158FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 8/25/2013 0.00450 0.00158FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 9/25/2013 0.00450 0.00158FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 10/25/2013 0.00990 0.00347FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 11/25/2013 0.00990 0.00347FIRST TRUST ETF ALLOCATION PORTFOLIO SERIES 45-4804563 30279L310 30279L336 30279L328 30279L344 30279L302 FPAYBX 12/25/2013 0.00990 0.00347

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 1/25/2013 0.03850 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 2/25/2013 0.03850 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 3/25/2013 0.03850 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 4/25/2013 0.00080 0.00001NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 4/25/2013 0.03880 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 5/25/2013 0.03880 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 6/25/2013 0.03880 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 7/25/2013 0.03880 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 8/25/2013 0.03880 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 9/25/2013 0.03880 0.00059NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 10/25/2013 0.04040 0.00061NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 11/25/2013 0.04040 0.00061NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4417295 30279L534 30279L500 30279L518 30279L526 30279L542 FTWLKX 12/25/2013 0.04040 0.00061

PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 1/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 2/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 3/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 4/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 5/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 6/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 7/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 7/25/2013 0.12410 0.05553PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 8/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 9/25/2013 0.04970 0.02224PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 9/25/2013 0.35500 0.15886PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 10/25/2013 0.04850 0.02170PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 11/25/2013 0.04850 0.02170PREFERRED INCOME PORTFOLIO, SERIES 49 45-4417152 30279L559 30279L575 30279L583 30279L591 30279L567 FDLURX 12/25/2013 0.04850 0.02170

MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 1/25/2013 0.02870 0.00026MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 2/25/2013 0.01660 0.00015MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 2/25/2013 0.02870 0.00026MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 3/25/2013 0.02870 0.00026MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 4/25/2013 0.02820 0.00026MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 5/25/2013 0.02820 0.00026MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 6/25/2013 0.02820 0.00026



Ticker Symbol




MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 7/25/2013 0.02820 0.00026MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 8/25/2013 0.02820 0.00026MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 9/25/2013 0.02820 0.00026MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 10/25/2013 0.03000 0.00028MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 11/25/2013 0.03000 0.00028MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 12/25/2013 0.00260 0.00002MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 11 45-4588850 30279L773 30279L799 30279L765 30279L757 30279L781 FPSCHX 12/25/2013 0.03000 0.00028

BAKKEN SHALE PORTFOLIO, SERIES 5 45-4656483 30279N217 30279N233 30279N225 30279N241 30279N209 FBENOX 6/25/2013 0.04250 0.00809BAKKEN SHALE PORTFOLIO, SERIES 5 45-4656483 30279N217 30279N233 30279N225 30279N241 30279N209 FBENOX 12/25/2013 0.02980 0.00567

AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 1/25/2013 0.05250 0.03336AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 2/25/2013 0.05250 0.03336AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 2/25/2013 0.09550 0.06068AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 3/25/2013 0.05250 0.03336AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 4/25/2013 0.05000 0.03177AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 4/25/2013 0.37120 0.23586AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 5/25/2013 0.05000 0.03177AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 6/25/2013 0.05000 0.03177AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 7/25/2013 0.05000 0.03177AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 7/25/2013 0.36380 0.23116AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 8/25/2013 0.05000 0.03177AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 9/25/2013 0.05000 0.03177AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 10/25/2013 0.05010 0.03183AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 11/25/2013 0.05010 0.03183AGGRESSIVE PREFERRED SECURITIES PORTFOLIO, SERIES 12 45-4605977 30279N290 30279N258 30279N266 30279N274 30279N282 FLTAEX 12/25/2013 0.05010 0.03183

HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 1/25/2013 0.04990 0.00324HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 2/25/2013 0.04990 0.00324HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 3/25/2013 0.04990 0.00324HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 4/25/2013 0.04970 0.00323HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 5/25/2013 0.04970 0.00323HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 6/25/2013 0.04970 0.00323HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 7/25/2013 0.04970 0.00323HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 8/25/2013 0.04970 0.00323HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 9/25/2013 0.04970 0.00323HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 10/25/2013 0.04940 0.00321HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 11/25/2013 0.04940 0.00321HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 5 45-4660971 30279N704 30279N696 30279N712 30279N688 30279N720 FETUCX 12/25/2013 0.04940 0.00321

HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 1/25/2013 6.02000 2.61930HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 2/25/2013 5.99000 2.60625HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 3/25/2013 5.98000 2.60190HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 4/25/2013 6.03000 2.62365HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 5/25/2013 6.04000 2.62800HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 6/25/2013 6.69000 2.91082HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 7/25/2013 6.01000 2.61495HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 8/25/2013 6.05000 2.63236HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 9/25/2013 6.02000 2.61930HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 10/25/2013 6.11000 2.65846HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 11/25/2013 5.99000 2.60625HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 11/25/2013 48.90000 21.27639HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 12/25/2013 5.62000 2.44526HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 3 45-4719423 30279P170 30279P162 30279P154 FPOSTX 12/25/2013 32.53000 14.15380

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 1/25/2013 0.06990 0.03808GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 2/25/2013 0.06990 0.03808GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 3/25/2013 0.06990 0.03808GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 4/25/2013 0.06670 0.03634GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 5/25/2013 0.06670 0.03634GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 6/25/2013 0.06670 0.03634GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 7/25/2013 0.06670 0.03634GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 8/25/2013 0.06670 0.03634GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 9/25/2013 0.06670 0.03634GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 10/25/2013 0.06830 0.03721GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 11/25/2013 0.06830 0.03721GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 12/25/2013 0.06830 0.03721GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 21 45-4584470 30279P196 30279P204 30279P188 30279P212 30279P220 FHDLPX 12/25/2013 0.12120 0.06603

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 1/25/2013 0.06120 0.01400STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 2/25/2013 0.06120 0.01400STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 3/25/2013 0.06120 0.01400STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 4/25/2013 0.05950 0.01361



Ticker Symbol




STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 5/25/2013 0.05950 0.01361STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 6/25/2013 0.05950 0.01361STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 7/25/2013 0.05950 0.01361STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 8/25/2013 0.00220 0.00050STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 8/25/2013 0.05950 0.01361STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 9/25/2013 0.05950 0.01361STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 10/25/2013 0.05970 0.01365STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 11/25/2013 0.05970 0.01365STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 45-4597777 30279P295 30279P329 30279P287 30279P303 30279P311 FCNASX 12/25/2013 0.05970 0.01365

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 1/25/2013 0.06220 0.01360DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 2/25/2013 0.06220 0.01360DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 3/25/2013 0.06220 0.01360DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 4/25/2013 0.06060 0.01325DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 5/25/2013 0.06060 0.01325DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 6/25/2013 0.06060 0.01325DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 7/25/2013 0.00370 0.00081DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 7/25/2013 0.06060 0.01325DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 8/25/2013 0.06060 0.01325DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 9/25/2013 0.06060 0.01325DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 10/25/2013 0.06300 0.01378DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 11/25/2013 0.06300 0.01378DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 12/25/2013 0.06300 0.01378DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 45-4793051 30279P659 30279P675 30279P642 30279P667 30279P634 FROSTX 12/25/2013 0.24620 0.05384

PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 1/25/2013 0.04990 0.02385PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 2/25/2013 0.04990 0.02385PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 3/25/2013 0.04990 0.02385PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 4/25/2013 0.04870 0.02328PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 4/25/2013 0.17970 0.08590PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 5/25/2013 0.04870 0.02328PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 6/25/2013 0.04870 0.02328PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 7/25/2013 0.04870 0.02328PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 8/25/2013 0.04870 0.02328PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 9/25/2013 0.04870 0.02328PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 9/25/2013 0.34980 0.16720PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 10/25/2013 0.04810 0.02299PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 11/25/2013 0.04810 0.02299PREFERRED INCOME PORTFOLIO, SERIES 50 45-4618313 30279Q210 30279Q228 30279Q244 30279Q202 30279Q236 FPRTBX 12/25/2013 0.04810 0.02299

HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 1/25/2013 0.06270 0.00088HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 2/25/2013 0.06270 0.00088HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 3/25/2013 0.06270 0.00088HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 4/25/2013 0.06180 0.00087HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 5/25/2013 0.06180 0.00087HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 6/25/2013 0.06180 0.00087HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 7/25/2013 0.06180 0.00087HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 8/25/2013 0.06180 0.00087HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 9/25/2013 0.06180 0.00087HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 10/25/2013 0.06170 0.00086HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 11/25/2013 0.06170 0.00086HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 47 45-4618851 30279Q301 30279Q335 30279Q327 30279Q343 30279Q319 FBLDNX 12/25/2013 0.06170 0.00086

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 1/25/2013 0.05490 0.00279STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 2/25/2013 0.05490 0.00279STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 3/25/2013 0.05490 0.00279STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 4/25/2013 0.05340 0.00272STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 5/25/2013 0.05340 0.00272STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 6/25/2013 0.05340 0.00272STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 7/25/2013 0.05340 0.00272STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 8/25/2013 0.00250 0.00013STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 8/25/2013 0.05340 0.00272STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 9/25/2013 0.05340 0.00272STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 10/25/2013 0.05390 0.00274STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 11/25/2013 0.05390 0.00274STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 40 45-4648405 30279Q400 30279Q418 30279Q426 30279Q434 30279Q442 FCHTRX 12/25/2013 0.05390 0.00274

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 1/25/2013 0.06190 0.01387DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 2/25/2013 0.06190 0.01387DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 3/25/2013 0.06190 0.01387DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 4/25/2013 0.06060 0.01357DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 5/25/2013 0.06060 0.01357DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 6/25/2013 0.06060 0.01357



Ticker Symbol




DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 7/25/2013 0.00480 0.00108DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 7/25/2013 0.06060 0.01357DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 8/25/2013 0.06060 0.01357DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 9/25/2013 0.06060 0.01357DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 10/25/2013 0.06240 0.01398DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 11/25/2013 0.06240 0.01398DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 12/25/2013 0.06240 0.01398DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 45-4719380 30279Q582 30279Q558 30279Q590 30279Q566 30279Q574 FWGKJX 12/25/2013 0.37130 0.08317

INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 1/25/2013 0.04170 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 2/25/2013 0.04170 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 3/25/2013 0.04170 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 4/25/2013 0.04160 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 5/25/2013 0.04160 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 6/25/2013 0.04160 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 7/25/2013 0.00240 0.00002INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 7/25/2013 0.04160 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 8/25/2013 0.04160 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 9/25/2013 0.04160 0.00027INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 10/25/2013 0.04400 0.00028INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 11/25/2013 0.04400 0.00028INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 12/25/2013 0.04400 0.00028INTEREST RATE HEDGE PORTFOLIO, SERIES 41 45-4719349 30279Q640 30279Q608 30279Q616 30279Q624 30279Q632 FLKPOX 12/25/2013 0.24070 0.00154

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 1/25/2013 0.06170 0.01982STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 2/25/2013 0.06170 0.01982STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 3/25/2013 0.00080 0.00026STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 3/25/2013 0.06170 0.01982STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 4/25/2013 0.05960 0.01915STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 5/25/2013 0.05960 0.01915STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 6/25/2013 0.05960 0.01915STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 7/25/2013 0.05960 0.01915STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 8/25/2013 0.05960 0.01915STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 9/25/2013 0.05960 0.01915STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 10/25/2013 0.06030 0.01937STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 11/25/2013 0.06030 0.01937STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 12/25/2013 0.00150 0.00048STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 6 45-4689270 30279Q657 30279Q673 30279Q681 30279Q699 30279Q665 FARYAX 12/25/2013 0.06030 0.01937

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 1/25/2013 0.04900 0.00592INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 2/25/2013 0.04900 0.00592INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 3/25/2013 0.04900 0.00592INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 4/25/2013 0.04890 0.00591INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 5/25/2013 0.04890 0.00591INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 6/25/2013 0.04890 0.00591INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 7/25/2013 0.04890 0.00591INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 8/25/2013 0.04890 0.00591INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 9/25/2013 0.04890 0.00591INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 10/25/2013 0.04990 0.00603INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 11/25/2013 0.04990 0.00603INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 31 45-4702595 30279R481 30279R457 30279R465 30279R473 30279R499 FHERSX 12/25/2013 0.04990 0.00603

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 1/25/2013 0.05410 0.01563GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 2/25/2013 0.05410 0.01563GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 3/25/2013 0.00290 0.00084GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 3/25/2013 0.05410 0.01563GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 4/25/2013 0.05320 0.01537GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 5/25/2013 0.05320 0.01537GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 6/25/2013 0.05320 0.01537GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 7/25/2013 0.05320 0.01537GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 8/25/2013 0.00540 0.00156GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 8/25/2013 0.05320 0.01537GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 9/25/2013 0.05320 0.01537GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 10/25/2013 0.05420 0.01566GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 11/25/2013 0.05420 0.01566GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 12/25/2013 0.00370 0.00107GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 5 45-4681829 30279R507 30279R515 30279R531 30279R549 30279R523 FLAPSX 12/25/2013 0.05420 0.01566

INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 1/25/2013 0.06180 0.00218INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 2/25/2013 0.06180 0.00218INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 3/25/2013 0.06180 0.00218INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 4/25/2013 0.05960 0.00210INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 5/25/2013 0.00560 0.00020



Ticker Symbol




INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 5/25/2013 0.05960 0.00210INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 6/25/2013 0.00090 0.00003INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 6/25/2013 0.05960 0.00210INCOME ALLOCATION CLOSED-END MAY '12 45-5034617 30279R689 30279R697 30279R655 30279R663 30279R671 FPGRNX 7/25/2013 0.05960 0.00210

DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 9 45-4941388 30279R705 30279R713 30279R739 30279R747 30279R721 FPRADX 1/25/2013 0.03570 0.00542DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 9 45-4941388 30279R705 30279R713 30279R739 30279R747 30279R721 FPRADX 2/25/2013 0.03570 0.00542DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 9 45-4941388 30279R705 30279R713 30279R739 30279R747 30279R721 FPRADX 3/25/2013 0.03570 0.00542DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 9 45-4941388 30279R705 30279R713 30279R739 30279R747 30279R721 FPRADX 4/25/2013 0.02730 0.00414DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 9 45-4941388 30279R705 30279R713 30279R739 30279R747 30279R721 FPRADX 5/25/2013 0.02730 0.00414DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 9 45-4941388 30279R705 30279R713 30279R739 30279R747 30279R721 FPRADX 6/25/2013 0.02730 0.00414

TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 2/25/2013 0.01620 0.00150TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 3/25/2013 0.04700 0.00437TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 4/25/2013 0.03880 0.00360TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 5/25/2013 0.04650 0.00432TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 6/25/2013 0.04870 0.00452TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 7/25/2013 0.06790 0.00631TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 8/25/2013 0.02610 0.00242TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 9/25/2013 0.04800 0.00446TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 10/25/2013 0.03680 0.00342TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 11/25/2013 0.03250 0.00302TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 12/25/2013 0.04210 0.00391TARGET GLOBAL DVD. LEADERS 1Q '13 - TERM 4/9/14 35-2459484 30279S604 30279S612 30279S620 30279S638 30279S646 FBMAHX 1/8/2014 0.09080 0.00844

S&P TARGET SMID 60 1Q '13 - TERM 4/9/14 35-2459486 30279S703 30279S729 30279S737 30279S745 30279S711 FSLGHX 6/25/2013 0.04440 0.01431S&P TARGET SMID 60 1Q '13 - TERM 4/9/14 35-2459486 30279S703 30279S729 30279S737 30279S745 30279S711 FSLGHX 11/25/2013 0.31510 0.10153S&P TARGET SMID 60 1Q '13 - TERM 4/9/14 35-2459486 30279S703 30279S729 30279S737 30279S745 30279S711 FSLGHX 12/25/2013 0.07930 0.02555

TARGET FOCUS 5 1Q '13 - TERM 4/9/14 35-2459488 30279S752 30279S760 30279S794 30279S778 30279S786 FECIUX 6/25/2013 0.07340 0.00062TARGET FOCUS 5 1Q '13 - TERM 4/9/14 35-2459488 30279S752 30279S760 30279S794 30279S778 30279S786 FECIUX 11/25/2013 0.07600 0.00065TARGET FOCUS 5 1Q '13 - TERM 4/9/14 35-2459488 30279S752 30279S760 30279S794 30279S778 30279S786 FECIUX 12/25/2013 0.09510 0.00081

TARGET GROWTH 1Q ’13 - TERM 4/9/14 35-2459477 30279S802 30279S810 30279S828 30279S836 30279S844 FWBAKX 6/25/2013 0.02040 0.00288TARGET GROWTH 1Q ’13 - TERM 4/9/14 35-2459477 30279S802 30279S810 30279S828 30279S836 30279S844 FWBAKX 7/25/2013 0.14890 0.02105TARGET GROWTH 1Q ’13 - TERM 4/9/14 35-2459477 30279S802 30279S810 30279S828 30279S836 30279S844 FWBAKX 12/25/2013 0.09630 0.01362

INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 1/25/2013 0.04390 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 2/25/2013 0.04390 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 3/25/2013 0.04390 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 4/25/2013 0.04340 0.00337INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 5/25/2013 0.04340 0.00337INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 6/25/2013 0.04340 0.00337INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 7/25/2013 0.00230 0.00018INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 7/25/2013 0.04340 0.00337INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 8/25/2013 0.04340 0.00337INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 9/25/2013 0.04340 0.00337INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 10/25/2013 0.04530 0.00352INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 11/25/2013 0.04530 0.00352INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 12/25/2013 0.04530 0.00352INTEREST RATE HEDGE PORTFOLIO, SERIES 44 45-5074708 30279T248 30279T289 30279T263 30279T271 30279T255 FKLNHX 12/25/2013 0.10990 0.00854

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 1/25/2013 0.05720 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 2/25/2013 0.05720 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 3/25/2013 0.00220 0.00007SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 3/25/2013 0.05720 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 4/25/2013 0.05710 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 5/25/2013 0.05710 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 6/25/2013 0.05710 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 7/25/2013 0.02720 0.00088SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 7/25/2013 0.05710 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 8/25/2013 0.00320 0.00010SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 8/25/2013 0.05710 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 9/25/2013 0.05710 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 10/25/2013 0.05670 0.00183SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 11/25/2013 0.05670 0.00183SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 12/25/2013 0.05670 0.00183SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 54 45-5074630 30279T313 30279T297 30279T305 30279T321 30279T339 FTMWPX 12/25/2013 0.10670 0.00344

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 1/25/2013 0.07030 0.01348DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 2/25/2013 0.07030 0.01348DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 3/25/2013 0.07030 0.01348DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 4/25/2013 0.06880 0.01320



Ticker Symbol




DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 5/25/2013 0.06880 0.01320DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 6/25/2013 0.06880 0.01320DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 7/25/2013 0.06880 0.01320DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 8/25/2013 0.06880 0.01320DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 9/25/2013 0.06880 0.01320DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 10/25/2013 0.07070 0.01356DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 11/25/2013 0.07070 0.01356DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 11/25/2013 0.44280 0.08493DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 12/25/2013 0.07070 0.01356DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 23 45-4998801 30279T479 30279T487 30279T453 30279T461 30279T446 FWTIPX 12/25/2013 0.08590 0.01648

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 1/25/2013 0.06110 0.01663STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 2/25/2013 0.06110 0.01663STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 3/25/2013 0.00080 0.00022STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 3/25/2013 0.06110 0.01663STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 4/25/2013 0.05730 0.01559STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 5/25/2013 0.00620 0.00169STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 5/25/2013 0.05730 0.01559STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 6/25/2013 0.00110 0.00030STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 6/25/2013 0.05730 0.01559STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 7/25/2013 0.05730 0.01559STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 8/25/2013 0.00220 0.00060STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 8/25/2013 0.05730 0.01559STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 9/25/2013 0.05730 0.01559STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 10/25/2013 0.05900 0.01605STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 11/25/2013 0.05900 0.01605STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 11/25/2013 0.27610 0.07513STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 7 45-5095709 30279T800 30279T792 30279T834 30279T818 30279T826 FDYEHX 12/25/2013 0.05900 0.01605

RCS MUNICIPAL CLOSED-END AND ETF TRUST 45-5106576 30279U104 30279U112 FKGEBX 1/25/2013 0.03370 0.00047RCS MUNICIPAL CLOSED-END AND ETF TRUST 45-5106576 30279U104 30279U112 FKGEBX 2/25/2013 0.01780 0.00025RCS MUNICIPAL CLOSED-END AND ETF TRUST 45-5106576 30279U104 30279U112 FKGEBX 2/25/2013 0.03370 0.00047RCS MUNICIPAL CLOSED-END AND ETF TRUST 45-5106576 30279U104 30279U112 FKGEBX 3/25/2013 0.03370 0.00047RCS MUNICIPAL CLOSED-END AND ETF TRUST 45-5106576 30279U104 30279U112 FKGEBX 4/25/2013 0.03330 0.00047RCS MUNICIPAL CLOSED-END AND ETF TRUST 45-5106576 30279U104 30279U112 FKGEBX 5/25/2013 0.03330 0.00047RCS MUNICIPAL CLOSED-END AND ETF TRUST 45-5106576 30279U104 30279U112 FKGEBX 6/25/2013 0.03330 0.00047

GLOBAL AGRICULTURE PORTFOLIO, SERIES 21 45-5106344 30279U542 30279U534 30279U567 30279U575 30279U559 FPGLPX 6/25/2013 0.14320 0.06022GLOBAL AGRICULTURE PORTFOLIO, SERIES 21 45-5106344 30279U542 30279U534 30279U567 30279U575 30279U559 FPGLPX 10/25/2013 0.65330 0.27471GLOBAL AGRICULTURE PORTFOLIO, SERIES 21 45-5106344 30279U542 30279U534 30279U567 30279U575 30279U559 FPGLPX 11/25/2013 0.55690 0.23418GLOBAL AGRICULTURE PORTFOLIO, SERIES 21 45-5106344 30279U542 30279U534 30279U567 30279U575 30279U559 FPGLPX 12/25/2013 0.05440 0.02288

CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 1/25/2013 4.30000 0.86215CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 2/25/2013 4.30000 0.86215CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 3/25/2013 4.30000 0.86215CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 4/25/2013 4.29000 0.86015CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 5/25/2013 4.30000 0.86215CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 6/25/2013 4.32000 0.86616CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 7/25/2013 4.28000 0.85814CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 8/25/2013 4.27000 0.85614CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 9/25/2013 4.23000 0.84812CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 10/25/2013 4.25000 0.85213CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 11/25/2013 4.33000 0.86817CORPORATE HIGH INCOME PORTFOLIO, SERIES 5 45-5153150 30279V102 30279V110 30279V128 FSCRNX 12/25/2013 6.36000 1.27518

HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 1/25/2013 6.06000 4.02566HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 1/25/2013 12.69000 8.42997HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 2/25/2013 5.97000 3.96587HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 3/25/2013 5.98000 3.97251HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 4/25/2013 5.99000 3.97916HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 5/25/2013 5.96000 3.95923HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 5/25/2013 36.79000 24.43960HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 6/25/2013 5.84000 3.87951HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 7/25/2013 5.61000 3.72672HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 8/25/2013 5.61000 3.72672HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 9/25/2013 5.61000 3.72672HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 10/25/2013 5.68000 3.77322HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 11/25/2013 5.48000 3.64036HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 11/25/2013 70.33000 46.72022HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 12/25/2013 5.25000 3.48758HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 5 45-5236449 30279V144 30279V136 30279V151 FKROPX 12/25/2013 34.84000 23.14421

PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 1/25/2013 0.04990 0.01221



Ticker Symbol




PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 2/25/2013 0.04990 0.01221PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 3/25/2013 0.04990 0.01221PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 4/25/2013 0.04980 0.01219PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 5/25/2013 0.04980 0.01219PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 6/25/2013 0.04980 0.01219PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 7/25/2013 0.04980 0.01219PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 8/25/2013 0.04980 0.01219PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 9/25/2013 0.04980 0.01219PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 9/25/2013 0.18090 0.04427PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 10/25/2013 0.05040 0.01233PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 11/25/2013 0.05040 0.01233PREFERRED INCOME PORTFOLIO, SERIES 52 45-5204503 30279V177 30279V193 30279V169 30279V201 30279V185 FPINKX 12/25/2013 0.05040 0.01233

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 1/25/2013 0.06090 0.01406STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 2/25/2013 0.06090 0.01406STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 3/25/2013 0.06090 0.01406STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 4/25/2013 0.05950 0.01373STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 5/25/2013 0.05950 0.01373STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 6/25/2013 0.05950 0.01373STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 7/25/2013 0.05950 0.01373STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 8/25/2013 0.05950 0.01373STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 9/25/2013 0.05950 0.01373STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 10/25/2013 0.05950 0.01373STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 11/25/2013 0.05950 0.01373STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 12/25/2013 0.02660 0.00614STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 41 45-5141268 30279V235 30279V219 30279V243 30279V250 30279V227 FUNDIX 12/25/2013 0.05950 0.01373

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 1/25/2013 0.05370 0.00219STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 2/25/2013 0.00110 0.00004STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 2/25/2013 0.05370 0.00219STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 3/25/2013 0.05370 0.00219STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 4/25/2013 0.05260 0.00214STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 5/25/2013 0.05260 0.00214STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 6/25/2013 0.05260 0.00214STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 7/25/2013 0.00100 0.00004STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 7/25/2013 0.05260 0.00214STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 8/25/2013 0.00260 0.00011STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 8/25/2013 0.05260 0.00214STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 9/25/2013 0.05260 0.00214STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 10/25/2013 0.05330 0.00217STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 11/25/2013 0.05330 0.00217STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 41 45-5219248 30279V466 30279V490 30279V508 30279V474 30279V482 FOLSNX 12/25/2013 0.05330 0.00217

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 1/25/2013 0.06630 0.00658DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 2/25/2013 0.06630 0.00658DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 3/25/2013 0.06630 0.00658DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 4/25/2013 0.06600 0.00655DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 5/25/2013 0.06600 0.00655DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 6/25/2013 0.06600 0.00655DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 7/25/2013 0.00370 0.00037DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 7/25/2013 0.06600 0.00655DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 8/25/2013 0.06600 0.00655DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 9/25/2013 0.06600 0.00655DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 10/25/2013 0.06890 0.00683DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 11/25/2013 0.06890 0.00683DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 11/25/2013 0.37170 0.03687DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 12/25/2013 0.06890 0.00683DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 35 45-5195428 30279V599 30279V607 30279V565 30279V573 30279V581 FBRCSX 12/25/2013 0.08140 0.00807

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 1/25/2013 0.05330 0.01046GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 2/25/2013 0.05330 0.01046GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 3/25/2013 0.00320 0.00063GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 3/25/2013 0.05330 0.01046GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 4/25/2013 0.05220 0.01024GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 5/25/2013 0.05220 0.01024GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 6/25/2013 0.05220 0.01024GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 7/25/2013 0.05220 0.01024GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 8/25/2013 0.00740 0.00145GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 8/25/2013 0.05220 0.01024GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 9/25/2013 0.05220 0.01024GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 10/25/2013 0.05300 0.01040GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 11/25/2013 0.05300 0.01040GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 12/25/2013 0.00220 0.00043



Ticker Symbol




GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 6 45-5195393 30279V623 30279V631 30279V615 30279V649 30279V656 FTILTX 12/25/2013 0.05300 0.01040

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 1/25/2013 0.07590 0.01860GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 2/25/2013 0.00450 0.00110GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 2/25/2013 0.07590 0.01860GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 3/25/2013 0.07590 0.01860GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 4/25/2013 0.07320 0.01793GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 5/25/2013 0.00120 0.00029GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 5/25/2013 0.07320 0.01793GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 6/25/2013 0.07320 0.01793GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 7/25/2013 0.07320 0.01793GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 8/25/2013 0.07320 0.01793GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 9/25/2013 0.07320 0.01793GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 10/25/2013 0.07380 0.01808GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 11/25/2013 0.07380 0.01808GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 11/25/2013 0.20750 0.05084GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 12/25/2013 0.07380 0.01808GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 23 45-5204426 30279V748 30279V755 30279V714 30279V730 30279V722 FTAYVX 12/25/2013 0.24160 0.05919

INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 1/25/2013 0.06220 0.02023INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 2/25/2013 0.00080 0.00026INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 2/25/2013 0.06220 0.02023INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 3/25/2013 0.00120 0.00039INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 3/25/2013 0.06220 0.02023INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 4/25/2013 0.06020 0.01958INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 5/25/2013 0.06020 0.01958INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 6/25/2013 0.06020 0.01958INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 7/25/2013 0.00070 0.00023INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 7/25/2013 0.06020 0.01958INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 8/25/2013 0.06020 0.01958INCOME ALLOCATION CLOSED-END JULY '12 35-2447368 30279X256 30279X298 30279X264 30279X272 30279X280 FISRMX 9/25/2013 0.06020 0.01958

MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 1/25/2013 0.02790 0.00109MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 2/25/2013 0.01490 0.00058MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 2/25/2013 0.02790 0.00109MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 3/25/2013 0.02790 0.00109MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 4/25/2013 0.02740 0.00107MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 5/25/2013 0.02740 0.00107MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 6/25/2013 0.02740 0.00107MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 7/25/2013 0.02740 0.00107MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 8/25/2013 0.02740 0.00107MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 9/25/2013 0.02740 0.00107MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 10/25/2013 0.02920 0.00114MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 11/25/2013 0.02920 0.00114MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 12/25/2013 0.00190 0.00007MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 13 45-5300313 30279X751 30279X793 30279X777 30279X769 30279X785 FGNRYX 12/25/2013 0.02920 0.00114

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 1/25/2013 0.04020 0.00114TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 2/25/2013 0.04020 0.00114TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 3/25/2013 0.04020 0.00114TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 4/25/2013 0.04000 0.00113TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 5/25/2013 0.04000 0.00113TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 6/25/2013 0.04000 0.00113TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 7/25/2013 0.04000 0.00113TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 8/25/2013 0.04000 0.00113TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 9/25/2013 0.04000 0.00113TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 10/25/2013 0.04250 0.00120TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 11/25/2013 0.04250 0.00120TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 12/25/2013 0.00050 0.00001TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 26 45-5201087 30279Y106 30279Y130 30279Y114 30279Y122 30279Y148 FLRPUX 12/25/2013 0.04250 0.00120

MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 1/25/2013 0.04400 0.00036MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 2/25/2013 0.04400 0.00036MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 3/25/2013 0.04400 0.00036MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 4/25/2013 0.04360 0.00035MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 5/25/2013 0.04360 0.00035MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 6/25/2013 0.04360 0.00035MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 7/25/2013 0.04360 0.00035MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 8/25/2013 0.04360 0.00035MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 9/25/2013 0.04360 0.00035MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 10/25/2013 0.04460 0.00036MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 11/25/2013 0.04460 0.00036MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 12/25/2013 0.00020 0.00000



Ticker Symbol




MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 45-5307779 30279Y452 30279Y460 30279Y478 30279Y486 30279Y494 FADVOX 12/25/2013 0.04460 0.00036

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 1/25/2013 0.07440 0.01289DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 2/25/2013 0.00620 0.00107DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 2/25/2013 0.07440 0.01289DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 3/25/2013 0.07440 0.01289DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 4/25/2013 0.07570 0.01311DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 5/25/2013 0.00180 0.00031DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 5/25/2013 0.07570 0.01311DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 6/25/2013 0.07570 0.01311DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 7/25/2013 0.07570 0.01311DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 8/25/2013 0.07570 0.01311DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 9/25/2013 0.07570 0.01311DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 10/25/2013 0.07690 0.01332DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 11/25/2013 0.07690 0.01332DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 12/25/2013 0.07690 0.01332DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 32-0379124 30279Y528 30279Y544 30279Y510 30279Y536 30279Y502 FCQLNX 12/25/2013 0.55240 0.09568

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 1/25/2013 0.04950 0.00747INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 2/25/2013 0.04950 0.00747INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 3/25/2013 0.04950 0.00747INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 4/25/2013 0.04900 0.00739INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 5/25/2013 0.04900 0.00739INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 6/25/2013 0.04900 0.00739INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 7/25/2013 0.04900 0.00739INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 8/25/2013 0.00230 0.00035INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 8/25/2013 0.04900 0.00739INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 9/25/2013 0.04900 0.00739INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 10/25/2013 0.04900 0.00739INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 11/25/2013 0.04900 0.00739INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 33 45-5408957 30279Y593 30279Y551 30279Y569 30279Y585 30279Y577 FHMMEX 12/25/2013 0.04900 0.00739

EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 14 32-0379336 30279Y791 30279Y759 30279Y767 30279Y775 30279Y783 FBRHUX 6/25/2013 0.10600 0.01137EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 14 32-0379336 30279Y791 30279Y759 30279Y767 30279Y775 30279Y783 FBRHUX 6/25/2013 0.43260 0.04642EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 14 32-0379336 30279Y791 30279Y759 30279Y767 30279Y775 30279Y783 FBRHUX 12/25/2013 0.13490 0.01447

GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 1/25/2013 0.05460 0.01594GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 2/25/2013 0.05460 0.01594GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 3/25/2013 0.00240 0.00070GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 3/25/2013 0.05460 0.01594GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 4/25/2013 0.05370 0.01568GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 5/25/2013 0.05370 0.01568GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 6/25/2013 0.05370 0.01568GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 7/25/2013 0.05370 0.01568GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 8/25/2013 0.00630 0.00184GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 8/25/2013 0.05370 0.01568GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 9/25/2013 0.05370 0.01568GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 10/25/2013 0.05380 0.01571GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 11/25/2013 0.05380 0.01571GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 12/25/2013 0.00270 0.00079GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 25 45-4851565 30280A170 30280A188 30280A154 30280A196 30280A162 FKWSNX 12/25/2013 0.05380 0.01571

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 1/25/2013 0.04120 0.00220TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 2/25/2013 0.04120 0.00220TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 3/25/2013 0.04120 0.00220TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 4/25/2013 0.04020 0.00215TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 5/25/2013 0.04020 0.00215TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 6/25/2013 0.04020 0.00215TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 7/25/2013 0.04020 0.00215TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 8/25/2013 0.04020 0.00215TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 9/25/2013 0.04020 0.00215TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 10/25/2013 0.04270 0.00228TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 11/25/2013 0.04270 0.00228TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 12/25/2013 0.00070 0.00004TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 25 45-4868415 30280A261 30280A295 30280A253 30280A279 30280A287 FPIPOX 12/25/2013 0.04270 0.00228

DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 1/25/2013 0.06700 0.01771DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 2/25/2013 0.06700 0.01771DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 3/25/2013 0.06700 0.01771DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 4/25/2013 0.06590 0.01742DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 5/25/2013 0.06590 0.01742DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 6/25/2013 0.06590 0.01742DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 7/25/2013 0.06590 0.01742



Ticker Symbol




DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 8/25/2013 0.06590 0.01742DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 9/25/2013 0.06590 0.01742DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 10/25/2013 0.06630 0.01752DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 11/25/2013 0.06630 0.01752DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 12/25/2013 0.06630 0.01752DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 6 45-4872826 30280A360 30280A378 30280A386 30280A394 30280A352 FPKATX 12/25/2013 0.22390 0.05918

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 1/25/2013 0.05600 0.01901STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 2/25/2013 0.00130 0.00044STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 2/25/2013 0.05600 0.01901STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 3/25/2013 0.05600 0.01901STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 4/25/2013 0.05550 0.01884STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 5/25/2013 0.05550 0.01884STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 6/25/2013 0.05550 0.01884STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 7/25/2013 0.00110 0.00037STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 7/25/2013 0.05550 0.01884STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 8/25/2013 0.05550 0.01884STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 9/25/2013 0.05550 0.01884STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 10/25/2013 0.05730 0.01945STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 11/25/2013 0.05730 0.01945STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 11/25/2013 0.35860 0.12171STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 30 45-4872837 30280A493 30280A469 30280A477 30280A485 30280A451 FZKPLX 12/25/2013 0.05730 0.01945

PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 1/25/2013 0.05100 0.03216PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 2/25/2013 0.05100 0.03216PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 3/25/2013 0.05100 0.03216PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 4/25/2013 0.04970 0.03134PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 4/25/2013 0.18220 0.11488PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 5/25/2013 0.04970 0.03134PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 6/25/2013 0.04970 0.03134PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 6/25/2013 0.42290 0.26664PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 7/25/2013 0.04970 0.03134PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 7/25/2013 0.09560 0.06028PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 8/25/2013 0.04970 0.03134PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 9/25/2013 0.04970 0.03134PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 9/25/2013 0.21960 0.13846PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 10/25/2013 0.04700 0.02963PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 11/25/2013 0.04700 0.02963PREFERRED INCOME PORTFOLIO, SERIES 51 45-4804698 30280A568 30280A576 30280A592 30280A550 30280A584 FCANTX 12/25/2013 0.04700 0.02963

MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 1/25/2013 0.02840 0.00098MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 2/25/2013 0.01500 0.00052MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 2/25/2013 0.02840 0.00098MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 3/25/2013 0.02840 0.00098MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 4/25/2013 0.02790 0.00096MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 5/25/2013 0.02790 0.00096MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 6/25/2013 0.02790 0.00096MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 7/25/2013 0.02790 0.00096MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 8/25/2013 0.02790 0.00096MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 9/25/2013 0.02790 0.00096MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 10/25/2013 0.02960 0.00102MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 11/25/2013 0.02960 0.00102MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 12/25/2013 0.00010 0.00000MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 12 45-5009161 30280A717 30280A725 30280A733 30280A741 30280A709 FHIMVX 12/25/2013 0.02960 0.00102

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 1/25/2013 0.06120 0.00976STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 2/25/2013 0.06120 0.00976STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 3/25/2013 0.06120 0.00976STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 4/25/2013 0.06130 0.00978STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 5/25/2013 0.06130 0.00978STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 6/25/2013 0.06130 0.00978STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 7/25/2013 0.06130 0.00978STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 8/25/2013 0.06130 0.00978STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 9/25/2013 0.06130 0.00978STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 10/25/2013 0.06220 0.00992STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 11/25/2013 0.06220 0.00992STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 12/25/2013 0.05020 0.00801STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 36-4734492 30280B269 30280B277 30280B251 30280B285 30280B293 FNOGAX 12/25/2013 0.06220 0.00992

EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 1/25/2013 0.06830 0.00764EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 2/25/2013 0.06830 0.00764EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 3/25/2013 0.06830 0.00764EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 4/25/2013 0.06490 0.00726



Ticker Symbol




EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 5/25/2013 0.06490 0.00726EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 6/25/2013 0.06490 0.00726EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 7/25/2013 0.00380 0.00042EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 7/25/2013 0.06490 0.00726EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 8/25/2013 0.06490 0.00726EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 9/25/2013 0.06490 0.00726EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 10/25/2013 0.06700 0.00749EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 11/25/2013 0.06700 0.00749EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 12/25/2013 0.06700 0.00749EQUITY CLOSED-END PORTFOLIO, SERIES 22 45-5419101 30280B301 30280B343 30280B327 30280B319 30280B335 FLAGUX 12/25/2013 0.60860 0.06804

DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 1/25/2013 0.07120 0.01905DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 2/25/2013 0.07120 0.01905DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 3/25/2013 0.07120 0.01905DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 4/25/2013 0.07160 0.01916DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 5/25/2013 0.07160 0.01916DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 6/25/2013 0.07160 0.01916DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 7/25/2013 0.07160 0.01916DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 8/25/2013 0.07160 0.01916DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 9/25/2013 0.07160 0.01916DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 10/25/2013 0.07210 0.01929DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 11/25/2013 0.07210 0.01929DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 12/25/2013 0.07210 0.01929DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2447350 30280B350 30280B368 30280B384 30280B376 30280B392 FTENIX 12/25/2013 0.22600 0.06048

PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 1/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 2/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 3/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 4/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 5/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 6/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 6/25/2013 0.18600 0.08563PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 7/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 7/25/2013 0.09720 0.04475PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 8/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 9/25/2013 0.05030 0.02316PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 9/25/2013 0.18030 0.08301PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 10/25/2013 0.04920 0.02265PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 11/25/2013 0.04920 0.02265PREFERRED INCOME PORTFOLIO, SERIES 53 35-2447344 30280B756 30280B764 30280B772 30280B780 30280B798 FPNEVX 12/25/2013 0.04920 0.02265

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 1/25/2013 0.06250 0.01573STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 2/25/2013 0.06250 0.01573STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 3/25/2013 0.06250 0.01573STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 4/25/2013 0.06110 0.01537STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 5/25/2013 0.06110 0.01537STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 6/25/2013 0.06110 0.01537STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 7/25/2013 0.06110 0.01537STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 8/25/2013 0.06110 0.01537STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 9/25/2013 0.06110 0.01537STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 10/25/2013 0.06160 0.01550STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 11/25/2013 0.06160 0.01550STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 12/25/2013 0.00910 0.00229STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 45-4840661 30280C101 30280C127 30280C135 30280C143 30280C119 FRUESX 12/25/2013 0.06160 0.01550

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 1/25/2013 0.07130 0.02494GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 2/25/2013 0.07130 0.02494GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 3/25/2013 0.07130 0.02494GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 4/25/2013 0.06790 0.02375GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 5/25/2013 0.06790 0.02375GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 6/25/2013 0.06790 0.02375GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 7/25/2013 0.06790 0.02375GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 8/25/2013 0.06790 0.02375GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 9/25/2013 0.06790 0.02375GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 10/25/2013 0.06870 0.02403GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 11/25/2013 0.06870 0.02403GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 12/25/2013 0.06870 0.02403GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 22 45-4862648 30280C234 30280C218 30280C200 30280C226 30280C242 FCHRPX 12/25/2013 0.26680 0.09333

HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 1/25/2013 0.06370 0.00078HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 2/25/2013 0.06370 0.00078HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 3/25/2013 0.06370 0.00078HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 4/25/2013 0.06310 0.00077



Ticker Symbol




HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 5/25/2013 0.06310 0.00077HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 6/25/2013 0.06310 0.00077HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 7/25/2013 0.06310 0.00077HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 8/25/2013 0.06310 0.00077HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 9/25/2013 0.06310 0.00077HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 10/25/2013 0.06290 0.00077HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 11/25/2013 0.06290 0.00077HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 48 45-4840646 30280C259 30280C291 30280C267 30280C283 30280C275 FCPLHX 12/25/2013 0.06290 0.00077

VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 1/25/2013 0.06470 0.00486VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 2/25/2013 0.06470 0.00486VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 3/25/2013 0.06470 0.00486VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 4/25/2013 0.06270 0.00471VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 5/25/2013 0.06270 0.00471VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 6/25/2013 0.06270 0.00471VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 7/25/2013 0.06270 0.00471VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 8/25/2013 0.06270 0.00471VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 9/25/2013 0.06270 0.00471VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 10/25/2013 0.06390 0.00480VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 11/25/2013 0.06390 0.00480VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 11/25/2013 0.34740 0.02609VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 12/25/2013 0.06390 0.00480VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 2 45-4957324 30280C408 30280C416 30280C424 30280C432 30280C440 FNLCRX 12/25/2013 0.45490 0.03416

INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 1/25/2013 0.04420 0.00254INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 2/25/2013 0.04420 0.00254INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 3/25/2013 0.04420 0.00254INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 4/25/2013 0.04400 0.00253INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 5/25/2013 0.04400 0.00253INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 6/25/2013 0.04400 0.00253INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 7/25/2013 0.02530 0.00145INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 7/25/2013 0.04400 0.00253INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 8/25/2013 0.00260 0.00015INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 8/25/2013 0.04400 0.00253INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 9/25/2013 0.04400 0.00253INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 10/25/2013 0.04540 0.00261INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 11/25/2013 0.04540 0.00261INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 12/25/2013 0.04540 0.00261INTEREST RATE HEDGE PORTFOLIO, SERIES 42 45-4902654 30280C812 30280C804 30280C820 30280C838 30280C846 FTSENX 12/25/2013 0.12760 0.00732

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 1/25/2013 0.05650 0.00839SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 2/25/2013 0.05650 0.00839SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 3/25/2013 0.00220 0.00033SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 3/25/2013 0.05650 0.00839SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 4/25/2013 0.05670 0.00842SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 5/25/2013 0.05670 0.00842SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 6/25/2013 0.05670 0.00842SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 7/25/2013 0.02210 0.00328SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 7/25/2013 0.05670 0.00842SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 8/25/2013 0.00250 0.00037SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 8/25/2013 0.05670 0.00842SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 9/25/2013 0.05670 0.00842SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 10/25/2013 0.05800 0.00861SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 11/25/2013 0.05800 0.00861SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 12/25/2013 0.05800 0.00861SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 58 35-2447361 30280D166 30280D174 30280D182 30280D158 30280D190 FYACEX 12/25/2013 0.07220 0.01072

STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 2/25/2013 0.06610 0.01914STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 3/25/2013 0.06390 0.01850STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 4/25/2013 0.06500 0.01882STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 5/25/2013 0.06500 0.01882STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 6/25/2013 0.06500 0.01882STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 7/25/2013 0.06500 0.01882STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 8/25/2013 0.06500 0.01882STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 9/25/2013 0.06500 0.01882STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 10/25/2013 0.06340 0.01835STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 11/25/2013 0.06340 0.01835STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2463509 30280D208 30280D216 30280D232 30269S507 30280D224 FKVOWX 12/25/2013 0.06340 0.01835

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 1/25/2013 0.07700 0.03540COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 2/25/2013 0.07700 0.03540COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 3/25/2013 0.07700 0.03540COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 4/25/2013 0.07690 0.03535



Ticker Symbol




COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 5/25/2013 0.07690 0.03535COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 6/25/2013 0.07690 0.03535COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 7/25/2013 0.07690 0.03535COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 8/25/2013 0.07690 0.03535COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 9/25/2013 0.07690 0.03535COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 10/25/2013 0.07830 0.03599COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 11/25/2013 0.07830 0.03599COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 12/25/2013 0.07830 0.03599COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2447357 30280D299 30280D315 30280D323 30280D307 30280D331 FLATPX 12/25/2013 0.29430 0.13529

INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 1/25/2013 0.04400 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 2/25/2013 0.04400 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 3/25/2013 0.04400 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 4/25/2013 0.04460 0.00346INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 5/25/2013 0.04460 0.00346INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 6/25/2013 0.04460 0.00346INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 7/25/2013 0.01080 0.00084INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 7/25/2013 0.04460 0.00346INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 8/25/2013 0.00120 0.00009INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 8/25/2013 0.04460 0.00346INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 9/25/2013 0.04460 0.00346INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 10/25/2013 0.04650 0.00360INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 11/25/2013 0.04650 0.00360INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 12/25/2013 0.04650 0.00360INTEREST RATE HEDGE PORTFOLIO, SERIES 49 35-2449193 30280D653 30280D661 30280D679 30280D646 30280D687 FTPEDX 12/25/2013 0.13800 0.01070

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 1/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 2/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 3/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 4/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 5/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 6/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 7/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 8/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 9/25/2013 0.05590 0.00608SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 10/25/2013 0.05600 0.00609SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 11/25/2013 0.05600 0.00609SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 59 35-2447379 30280D703 30280D711 30280D695 30280D737 30280D729 FNALPX 12/25/2013 0.05600 0.00609

INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 1/25/2013 0.05810 0.01537INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 2/25/2013 0.05810 0.01537INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 3/25/2013 0.05810 0.01537INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 4/25/2013 0.05780 0.01529INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 5/25/2013 0.00540 0.00143INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 5/25/2013 0.05780 0.01529INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 6/25/2013 0.00090 0.00024INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 6/25/2013 0.05780 0.01529INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 7/25/2013 0.05780 0.01529INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 8/25/2013 0.05780 0.01529INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 9/25/2013 0.05780 0.01529INCOME ALLOCATION CLOSED-END SEPT. '12 35-2451299 30280D745 30280D752 30280D760 30280D786 30280D778 FHJMPX 10/25/2013 0.05850 0.01548

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 1/25/2013 0.05570 0.00956SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 2/25/2013 0.05570 0.00956SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 3/25/2013 0.05570 0.00956SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 4/25/2013 0.05600 0.00962SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 5/25/2013 0.05600 0.00962SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 6/25/2013 0.05600 0.00962SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 7/25/2013 0.02290 0.00393SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 7/25/2013 0.05600 0.00962SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 8/25/2013 0.00260 0.00045SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 8/25/2013 0.05600 0.00962SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 9/25/2013 0.05600 0.00962SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 10/25/2013 0.05620 0.00965SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 11/25/2013 0.05620 0.00965SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 12/25/2013 0.05620 0.00965SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 17 35-2447377 30280D810 30280D836 30280D802 30280D828 30280D794 FSETNX 12/25/2013 0.09640 0.01655

INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 1/25/2013 0.05970 0.01749INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 2/25/2013 0.05970 0.01749INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 3/25/2013 0.05970 0.01749INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 4/25/2013 0.05840 0.01711INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 5/25/2013 0.05840 0.01711



Ticker Symbol




INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 6/25/2013 0.05840 0.01711INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 7/25/2013 0.05840 0.01711INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 8/25/2013 0.05840 0.01711INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 9/25/2013 0.05840 0.01711INCOME ALLOCATION CLOSED-END AUG. '12 35-2449218 30280D877 30280D869 30280D844 30280D885 30280D851 FGDVTX 10/25/2013 0.05880 0.01722

HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 1/25/2013 0.04910 0.00051HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 2/25/2013 0.04910 0.00051HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 3/25/2013 0.04910 0.00051HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 4/25/2013 0.04870 0.00050HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 5/25/2013 0.04870 0.00050HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 6/25/2013 0.04870 0.00050HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 7/25/2013 0.04870 0.00050HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 8/25/2013 0.04870 0.00050HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 9/25/2013 0.04870 0.00050HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 10/25/2013 0.04880 0.00050HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 11/25/2013 0.04880 0.00050HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 7 35-2447402 30280E305 30280E313 30280E339 30280E347 30280E321 FHPELX 12/25/2013 0.04880 0.00050

INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 1/25/2013 0.04550 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 2/25/2013 0.04550 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 3/25/2013 0.04550 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 4/25/2013 0.04560 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 5/25/2013 0.04560 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 6/25/2013 0.04560 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 7/25/2013 0.01110 0.00028INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 7/25/2013 0.04560 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 8/25/2013 0.00130 0.00003INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 8/25/2013 0.04560 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 9/25/2013 0.04560 0.00114INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 10/25/2013 0.04730 0.00118INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 11/25/2013 0.04730 0.00118INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 12/25/2013 0.04730 0.00118INTEREST RATE HEDGE PORTFOLIO, SERIES 48 35-2447359 30280E362 30280E354 30280E388 30280E396 30280E370 FLICYX 12/25/2013 0.19770 0.00494

DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 1/25/2013 0.03320 0.00248DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 2/25/2013 0.03320 0.00248DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 3/25/2013 0.03320 0.00248DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 4/25/2013 0.02260 0.00169DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 5/25/2013 0.00010 0.00001DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 5/25/2013 0.02260 0.00169DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 6/25/2013 0.02260 0.00169DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 7/25/2013 0.02260 0.00169DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 8/25/2013 0.02260 0.00169DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 10 45-5585563 30280E412 30280E438 30280E446 30280E404 30280E420 FMERHX 9/25/2013 0.02260 0.00169

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 1/25/2013 0.05520 0.00468SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 2/25/2013 0.05520 0.00468SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 3/25/2013 0.05520 0.00468SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 4/25/2013 0.05480 0.00464SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 5/25/2013 0.05480 0.00464SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 6/25/2013 0.05480 0.00464SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 7/25/2013 0.05480 0.00464SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 8/25/2013 0.05480 0.00464SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 9/25/2013 0.05480 0.00464SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 10/25/2013 0.05460 0.00462SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 11/25/2013 0.05460 0.00462SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 18 35-2449198 30280E560 30280E578 30280E552 30280E594 30280E586 FZMIEX 12/25/2013 0.05460 0.00462

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 1/25/2013 0.06220 0.01488STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 2/25/2013 0.06220 0.01488STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 3/25/2013 0.06220 0.01488STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 4/25/2013 0.06170 0.01476STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 5/25/2013 0.06170 0.01476STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 6/25/2013 0.06170 0.01476STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 7/25/2013 0.06170 0.01476STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 8/25/2013 0.00220 0.00053STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 8/25/2013 0.06170 0.01476STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 9/25/2013 0.06170 0.01476STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 10/25/2013 0.06230 0.01491STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 11/25/2013 0.06230 0.01491STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 8 35-2447389 30280E628 30280E602 30280E610 30280E636 30280E644 FPERAX 12/25/2013 0.06230 0.01491



Ticker Symbol




GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 1/25/2013 0.05270 0.00832GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 2/25/2013 0.05270 0.00832GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 3/25/2013 0.00260 0.00041GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 3/25/2013 0.05270 0.00832GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 4/25/2013 0.05220 0.00824GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 5/25/2013 0.05220 0.00824GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 6/25/2013 0.05220 0.00824GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 7/25/2013 0.05220 0.00824GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 8/25/2013 0.00610 0.00096GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 8/25/2013 0.05220 0.00824GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 9/25/2013 0.05220 0.00824GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 10/25/2013 0.05270 0.00832GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 11/25/2013 0.05270 0.00832GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 12/25/2013 0.00230 0.00036GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 26 35-2447390 30280E651 30280E685 30280E693 30280E669 30280E677 FPELTX 12/25/2013 0.05270 0.00832

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 1/25/2013 0.07240 0.01757DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 2/25/2013 0.07240 0.01757DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 3/25/2013 0.07240 0.01757DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 4/25/2013 0.07110 0.01726DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 5/25/2013 0.07110 0.01726DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 6/25/2013 0.07110 0.01726DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 7/25/2013 0.07110 0.01726DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 8/25/2013 0.07110 0.01726DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 9/25/2013 0.07110 0.01726DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 10/25/2013 0.07250 0.01760DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 11/25/2013 0.07250 0.01760DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 12/25/2013 0.07250 0.01760DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 45-5581432 30280E750 30280E768 30280E776 30280E792 30280E784 FGPREX 12/25/2013 0.18220 0.04422

VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 1/25/2013 0.04920 0.01417VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 2/25/2013 0.00100 0.00029VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 2/25/2013 0.04920 0.01417VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 3/25/2013 0.04920 0.01417VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 4/25/2013 0.04950 0.01426VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 5/25/2013 0.04950 0.01426VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 6/25/2013 0.04950 0.01426VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 7/25/2013 0.00760 0.00219VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 7/25/2013 0.04950 0.01426VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 8/25/2013 0.00220 0.00063VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 8/25/2013 0.04950 0.01426VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 9/25/2013 0.04950 0.01426VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 10/25/2013 0.05200 0.01498VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 11/25/2013 0.05200 0.01498VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 12/25/2013 0.00510 0.00147VALUE OPPORTUNITY AND INCOME CLOSED-END PORTFOLIO, SERIES 3 35-2449205 30280E818 30280E826 30280E842 30280E800 30280E834 FDETHX 12/25/2013 0.05200 0.01498

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 1/25/2013 0.07410 0.01784GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 2/25/2013 0.07410 0.01784GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 3/25/2013 0.07410 0.01784GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 4/25/2013 0.07000 0.01685GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 5/25/2013 0.07000 0.01685GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 6/25/2013 0.07000 0.01685GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 7/25/2013 0.07000 0.01685GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 8/25/2013 0.07000 0.01685GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 9/25/2013 0.07000 0.01685GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 10/25/2013 0.01200 0.00289GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 10/25/2013 0.07150 0.01721GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 11/25/2013 0.07150 0.01721GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 12/25/2013 0.07150 0.01721GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 24 35-2447403 30280F161 30280F153 30280F187 30280F179 30280F195 FOTNPX 12/25/2013 0.15940 0.03837

BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 1/25/2013 0.04320 0.00116BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 2/25/2013 0.00120 0.00003BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 2/25/2013 0.04320 0.00116BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 3/25/2013 0.04320 0.00116BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 4/25/2013 0.04360 0.00117BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 5/25/2013 0.04360 0.00117BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 6/25/2013 0.04360 0.00117BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 7/25/2013 0.00100 0.00003BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 7/25/2013 0.04360 0.00117BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 8/25/2013 0.04360 0.00117BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 9/25/2013 0.04360 0.00117



Ticker Symbol




BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 10/25/2013 0.04460 0.00120BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 11/25/2013 0.04460 0.00120BALANCED INCOME SELECT PORTFOLIO, SERIES 28 45-5538858 30280F229 30280F237 30280F245 30280F203 30280F211 FSBUTX 12/25/2013 0.04460 0.00120

MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 1/25/2013 0.02790 0.00124MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 2/25/2013 0.01440 0.00064MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 2/25/2013 0.02790 0.00124MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 3/25/2013 0.02790 0.00124MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 4/25/2013 0.02770 0.00123MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 5/25/2013 0.02770 0.00123MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 6/25/2013 0.02770 0.00123MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 7/25/2013 0.02770 0.00123MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 8/25/2013 0.02770 0.00123MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 9/25/2013 0.02770 0.00123MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 10/25/2013 0.02930 0.00130MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 11/25/2013 0.02930 0.00130MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 12/25/2013 0.00170 0.00008MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 14 35-2449204 30280F260 30280F286 30280F252 30280F278 30280F294 FNKAWX 12/25/2013 0.02930 0.00130

INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 1/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 2/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 3/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 4/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 5/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 6/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 7/25/2013 0.01030 0.00078INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 7/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 8/25/2013 0.00120 0.00009INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 8/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 9/25/2013 0.04390 0.00335INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 10/25/2013 0.04560 0.00347INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 11/25/2013 0.04560 0.00347INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 12/25/2013 0.04560 0.00347INTEREST RATE HEDGE PORTFOLIO, SERIES 50 35-2449209 30280F328 30280F336 30280F344 30280F310 30280F302 FNIUMX 12/25/2013 0.14210 0.01083

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 1/25/2013 0.05630 0.00648SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 2/25/2013 0.05630 0.00648SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 3/25/2013 0.05630 0.00648SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 4/25/2013 0.05620 0.00647SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 5/25/2013 0.05620 0.00647SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 6/25/2013 0.05620 0.00647SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 7/25/2013 0.02880 0.00331SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 7/25/2013 0.05620 0.00647SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 8/25/2013 0.00330 0.00038SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 8/25/2013 0.05620 0.00647SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 9/25/2013 0.05620 0.00647SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 10/25/2013 0.05600 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 11/25/2013 0.05600 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 12/25/2013 0.05600 0.00645SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 60 35-2449210 30280F351 30280F377 30280F393 30280F385 30280F369 FUXLRX 12/25/2013 0.07100 0.00817

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 1/25/2013 0.05600 0.00882SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 2/25/2013 0.05600 0.00882SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 3/25/2013 0.05600 0.00882SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 4/25/2013 0.05580 0.00879SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 5/25/2013 0.05580 0.00879SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 6/25/2013 0.05580 0.00879SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 7/25/2013 0.02100 0.00331SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 7/25/2013 0.05580 0.00879SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 8/25/2013 0.00240 0.00038SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 8/25/2013 0.05580 0.00879SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 9/25/2013 0.05580 0.00879SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 10/25/2013 0.05520 0.00869SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 11/25/2013 0.05520 0.00869SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 12/25/2013 0.05520 0.00869SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 19 35-2449214 30280F740 30280F765 30280F757 30280F773 30280F781 FPVIOX 12/25/2013 0.05940 0.00936

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 1/25/2013 0.05680 0.00666SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 2/25/2013 0.05680 0.00666SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 3/25/2013 0.00210 0.00025SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 3/25/2013 0.05680 0.00666SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 4/25/2013 0.05590 0.00656SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 5/25/2013 0.05590 0.00656



Ticker Symbol




SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 6/25/2013 0.05590 0.00656SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 7/25/2013 0.01020 0.00120SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 7/25/2013 0.05590 0.00656SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 8/25/2013 0.00110 0.00013SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 8/25/2013 0.05590 0.00656SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 9/25/2013 0.05590 0.00656SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 10/25/2013 0.05540 0.00650SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 11/25/2013 0.05540 0.00650SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 12/25/2013 0.00450 0.00053SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 21 35-2451301 30280F849 30280F864 30280F880 30280F856 30280F872 FRHPAX 12/25/2013 0.05540 0.00650

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 1/25/2013 0.04020 0.00163TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 2/25/2013 0.04020 0.00163TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 3/25/2013 0.04020 0.00163TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 4/25/2013 0.04010 0.00162TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 5/25/2013 0.04010 0.00162TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 6/25/2013 0.04010 0.00162TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 7/25/2013 0.04010 0.00162TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 8/25/2013 0.04010 0.00162TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 9/25/2013 0.04010 0.00162TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 10/25/2013 0.04200 0.00170TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 11/25/2013 0.04200 0.00170TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 12/25/2013 0.00070 0.00003TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 28 45-5548728 30280G144 30280G102 30280G110 30280G136 30280G128 FGSVPX 12/25/2013 0.04200 0.00170

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 1/25/2013 0.03850 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 2/25/2013 0.03850 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 3/25/2013 0.03850 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 4/25/2013 0.03830 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 5/25/2013 0.03830 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 6/25/2013 0.03830 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 7/25/2013 0.03830 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 8/25/2013 0.03830 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 9/25/2013 0.03830 0.00055NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 10/25/2013 0.04040 0.00058NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 11/25/2013 0.04040 0.00058NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 45-5603950 30280G193 30280G151 30280G177 30280G185 30280G169 FKRITX 12/25/2013 0.04040 0.00058

STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 1/25/2013 0.04320 0.00166STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 2/25/2013 0.01280 0.00049STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 3/25/2013 0.04020 0.00154STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 4/25/2013 0.06040 0.00232STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 5/25/2013 0.03300 0.00127STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 6/25/2013 0.04150 0.00159STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 7/25/2013 0.05800 0.00223STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 8/25/2013 0.02600 0.00100STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 9/25/2013 0.03970 0.00152STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 10/25/2013 0.05680 0.00218STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 11/25/2013 0.02190 0.00084STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 12/25/2013 0.04450 0.00171STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 6 35-2449222 30280G292 30280G334 30280G300 30280G318 30280G326 FDHPIX 12/25/2013 0.23900 0.00918

TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 1/25/2013 0.05200 0.00399TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 2/25/2013 0.05200 0.00399TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 3/25/2013 0.05200 0.00399TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 4/25/2013 0.05080 0.00390TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 5/25/2013 0.05080 0.00390TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 6/25/2013 0.05080 0.00390TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 7/25/2013 0.05080 0.00390TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 8/25/2013 0.05080 0.00390TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 9/25/2013 0.05080 0.00390TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 10/25/2013 0.04960 0.00381TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 11/25/2013 0.04960 0.00381TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 12/25/2013 0.04960 0.00381TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 12/25/2013 0.05590 0.00429TACTICAL INCOME PORTFOLIO, SERIES 14 35-2449220 30280G359 30280G367 30280G383 30280G342 30280G375 FHRKMX 1/8/2014 0.03260 0.00250

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 1/25/2013 0.04330 0.00190MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 2/25/2013 0.04330 0.00190MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 3/25/2013 0.04330 0.00190MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 4/25/2013 0.04310 0.00189MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 5/25/2013 0.04310 0.00189MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 6/25/2013 0.04310 0.00189



Ticker Symbol




MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 7/25/2013 0.04310 0.00189MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 8/25/2013 0.04310 0.00189MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 9/25/2013 0.04310 0.00189MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 10/25/2013 0.04400 0.00193MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 11/25/2013 0.04400 0.00193MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 12/25/2013 0.00030 0.00001MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 41 35-2449190 30280G458 30280G441 30280G466 30280G474 30280G482 FDNYSX 12/25/2013 0.04400 0.00193

MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 1/25/2013 0.04210 0.00112MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 2/25/2013 0.04210 0.00112MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 3/25/2013 0.04210 0.00112MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 4/25/2013 0.04160 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 5/25/2013 0.04160 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 6/25/2013 0.04160 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 7/25/2013 0.04160 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 8/25/2013 0.04160 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 9/25/2013 0.04160 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 10/25/2013 0.04300 0.00114MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 11/25/2013 0.04300 0.00114MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 49 35-2449200 30280G532 30280G490 30280G508 30280G516 30280G524 FSNPBX 12/25/2013 0.04300 0.00114

MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 1/25/2013 0.04330 0.00155MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 2/25/2013 0.04330 0.00155MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 3/25/2013 0.04330 0.00155MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 4/25/2013 0.04290 0.00154MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 5/25/2013 0.04290 0.00154MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 6/25/2013 0.04290 0.00154MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 7/25/2013 0.04290 0.00154MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 8/25/2013 0.04290 0.00154MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 9/25/2013 0.04290 0.00154MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 10/25/2013 0.04350 0.00156MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 11/25/2013 0.04350 0.00156MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 28 35-2449201 30280G540 30280G565 30280G557 30280G573 30280G581 FGEHMX 12/25/2013 0.04350 0.00156

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 1/25/2013 0.07330 0.02187DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 2/25/2013 0.07330 0.02187DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 3/25/2013 0.07330 0.02187DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 4/25/2013 0.07140 0.02131DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 5/25/2013 0.07140 0.02131DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 6/25/2013 0.07140 0.02131DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 7/25/2013 0.07140 0.02131DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 8/25/2013 0.07140 0.02131DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 9/25/2013 0.07140 0.02131DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 10/25/2013 0.07250 0.02163DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 11/25/2013 0.07250 0.02163DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 12/25/2013 0.07250 0.02163DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 25 35-2449202 30280G599 30280G623 30280G615 30280G631 30280G607 FYEHDX 12/25/2013 0.19800 0.05908

PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 1/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 2/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 3/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 4/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 5/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 6/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 7/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 8/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 9/25/2013 0.04800 0.00241PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 10/25/2013 0.04990 0.00250PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 11/25/2013 0.04990 0.00250PREFERRED INCOME PORTFOLIO, SERIES 54 35-2449191 30280G672 30280G656 30280G680 30280G649 30280G664 FVTBLX 12/25/2013 0.04990 0.00250

SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 1/25/2013 0.05940 0.00124SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 2/25/2013 0.05940 0.00124SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 3/25/2013 0.05940 0.00124SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 4/25/2013 0.05960 0.00125SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 5/25/2013 0.05960 0.00125SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 6/25/2013 0.05960 0.00125SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 7/25/2013 0.05960 0.00125SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 8/25/2013 0.05960 0.00125SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 13 35-2449196 30280G698 30280G714 30280G706 30280G722 30280G730 FYCHEX 9/25/2013 0.05960 0.00125

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 1/25/2013 0.06060 0.02843STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 2/25/2013 0.06060 0.02843



Ticker Symbol




STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 3/25/2013 0.06060 0.02843STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 4/25/2013 0.05890 0.02764STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 5/25/2013 0.05890 0.02764STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 6/25/2013 0.05890 0.02764STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 7/25/2013 0.05890 0.02764STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 8/25/2013 0.05890 0.02764STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 9/25/2013 0.05890 0.02764STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 10/25/2013 0.05950 0.02792STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 11/25/2013 0.05950 0.02792STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 11/25/2013 0.28260 0.13260STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2449238 30280G763 30280G755 30280G771 30280G748 30280G789 FIBOIX 12/25/2013 0.05950 0.02792

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 1/25/2013 0.04680 0.00666INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 2/25/2013 0.00160 0.00023INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 2/25/2013 0.04680 0.00666INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 3/25/2013 0.04680 0.00666INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 4/25/2013 0.04650 0.00662INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 5/25/2013 0.04650 0.00662INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 6/25/2013 0.04650 0.00662INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 7/25/2013 0.00140 0.00020INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 7/25/2013 0.04650 0.00662INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 8/25/2013 0.00350 0.00050INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 8/25/2013 0.04650 0.00662INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 9/25/2013 0.04650 0.00662INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 10/25/2013 0.04730 0.00673INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 11/25/2013 0.04730 0.00673INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2449189 30280G821 30280G813 30280G839 30280G805 30280G797 FNEBAX 12/25/2013 0.04730 0.00673

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 1/25/2013 0.04220 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 2/25/2013 0.04220 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 3/25/2013 0.04220 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 4/25/2013 0.04200 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 5/25/2013 0.04200 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 6/25/2013 0.04200 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 7/25/2013 0.04200 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 8/25/2013 0.04200 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 9/25/2013 0.04200 0.00082CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 10/25/2013 0.04340 0.00085CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 11/25/2013 0.04340 0.00085CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 12/25/2013 0.00030 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449188 30280G854 30280G862 30280G870 30280G888 30280G847 FZUNIX 12/25/2013 0.04340 0.00085

TECHNOLOGY SELECT PORTFOLIO, SERIES 45 35-2449243 30280H357 30280H365 30280H373 30280H381 30280H399 FAIKVX 6/25/2013 0.05240 0.00956TECHNOLOGY SELECT PORTFOLIO, SERIES 45 35-2449243 30280H357 30280H365 30280H373 30280H381 30280H399 FAIKVX 11/25/2013 0.36390 0.06638TECHNOLOGY SELECT PORTFOLIO, SERIES 45 35-2449243 30280H357 30280H365 30280H373 30280H381 30280H399 FAIKVX 12/25/2013 0.08150 0.01487

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 1/25/2013 0.05260 0.00545STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 2/25/2013 0.05260 0.00545STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 3/25/2013 0.05260 0.00545STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 4/25/2013 0.05170 0.00536STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 5/25/2013 0.05170 0.00536STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 6/25/2013 0.05170 0.00536STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 7/25/2013 0.05170 0.00536STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 8/25/2013 0.05170 0.00536STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 9/25/2013 0.05170 0.00536STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 10/25/2013 0.05180 0.00537STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 11/25/2013 0.05180 0.00537STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 42 46-0556275 30280H696 30280H662 30280H670 30280H654 30280H688 FPENKX 12/25/2013 0.05180 0.00537

HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 1/25/2013 0.06230 0.00085HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 2/25/2013 0.06230 0.00085HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 3/25/2013 0.06230 0.00085HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 4/25/2013 0.06050 0.00082HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 5/25/2013 0.06050 0.00082HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 6/25/2013 0.06050 0.00082HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 7/25/2013 0.06050 0.00082HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 8/25/2013 0.06050 0.00082HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 9/25/2013 0.06050 0.00082HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 10/25/2013 0.06060 0.00082HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 11/25/2013 0.06060 0.00082HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2449264 30280H761 30280H795 30280H753 30280H779 30280H787 FCYBGX 12/25/2013 0.06060 0.00082

BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 1/25/2013 0.04250 0.00253



Ticker Symbol




BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 2/25/2013 0.04250 0.00253BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 3/25/2013 0.00100 0.00006BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 3/25/2013 0.04250 0.00253BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 4/25/2013 0.04170 0.00249BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 5/25/2013 0.04170 0.00249BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 6/25/2013 0.04170 0.00249BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 7/25/2013 0.04170 0.00249BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 8/25/2013 0.04170 0.00249BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 9/25/2013 0.04170 0.00249BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 10/25/2013 0.04470 0.00266BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 11/25/2013 0.04470 0.00266BALANCED INCOME PORTFOLIO, SERIES 35 35-2449265 30280H837 30280H803 30280H811 30280H845 30280H829 FATJIX 12/25/2013 0.04470 0.00266

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 1/25/2013 0.03820 0.00114NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 2/25/2013 0.03820 0.00114NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 3/25/2013 0.03820 0.00114NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 4/25/2013 0.03770 0.00113NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 5/25/2013 0.03770 0.00113NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 6/25/2013 0.03770 0.00113NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 7/25/2013 0.03770 0.00113NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 8/25/2013 0.03770 0.00113NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 9/25/2013 0.03770 0.00113NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 10/25/2013 0.03940 0.00118NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 11/25/2013 0.03940 0.00118NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2449245 30280J130 30280J114 30280J148 30280J106 30280J122 FWNKEX 12/25/2013 0.03940 0.00118

INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 1/25/2013 0.04310 0.00466INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 2/25/2013 0.04310 0.00466INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 3/25/2013 0.04310 0.00466INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 4/25/2013 0.04320 0.00467INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 5/25/2013 0.04320 0.00467INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 6/25/2013 0.04320 0.00467INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 7/25/2013 0.01230 0.00133INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 7/25/2013 0.04320 0.00467INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 8/25/2013 0.00110 0.00012INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 8/25/2013 0.04320 0.00467INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 9/25/2013 0.04320 0.00467INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 10/25/2013 0.04470 0.00484INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 11/25/2013 0.04470 0.00484INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 12/25/2013 0.04470 0.00484INTEREST RATE HEDGE PORTFOLIO, SERIES 51 46-0548148 30280J171 30280J189 30280J155 30280J197 30280J163 FECPHX 12/25/2013 0.10720 0.01160

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 1/25/2013 0.05600 0.00314SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 2/25/2013 0.05600 0.00314SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 3/25/2013 0.05600 0.00314SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 4/25/2013 0.05530 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 5/25/2013 0.05530 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 6/25/2013 0.05530 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 7/25/2013 0.05530 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 8/25/2013 0.05530 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 9/25/2013 0.05530 0.00310SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 10/25/2013 0.05500 0.00309SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 11/25/2013 0.05500 0.00309SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 12/25/2013 0.00480 0.00027SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 61 46-0527231 30280J239 30280J205 30280J213 30280J247 30280J221 FENFLX 12/25/2013 0.05500 0.00309

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 1/25/2013 0.05630 0.00489SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 2/25/2013 0.05630 0.00489SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 3/25/2013 0.00210 0.00018SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 3/25/2013 0.05630 0.00489SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 4/25/2013 0.05570 0.00484SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 5/25/2013 0.05570 0.00484SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 6/25/2013 0.05570 0.00484SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 7/25/2013 0.05570 0.00484SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 8/25/2013 0.05570 0.00484SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 9/25/2013 0.05570 0.00484SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 10/25/2013 0.05480 0.00476SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 11/25/2013 0.05480 0.00476SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 12/25/2013 0.00470 0.00041SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 20 45-5633339 30280J262 30280J296 30280J270 30280J288 30280J254 FTINIX 12/25/2013 0.05480 0.00476

INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 1/25/2013 0.04320 0.00345INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 2/25/2013 0.04320 0.00345



Ticker Symbol




INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 3/25/2013 0.04320 0.00345INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 4/25/2013 0.04280 0.00342INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 5/25/2013 0.04280 0.00342INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 6/25/2013 0.04280 0.00342INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 7/25/2013 0.01230 0.00098INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 7/25/2013 0.04280 0.00342INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 8/25/2013 0.00110 0.00009INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 8/25/2013 0.04280 0.00342INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 9/25/2013 0.04280 0.00342INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 10/25/2013 0.04470 0.00357INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 11/25/2013 0.04470 0.00357INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 12/25/2013 0.04470 0.00357INTEREST RATE HEDGE PORTFOLIO, SERIES 52 35-2451293 30280J486 30280J478 30280J452 30280J460 30280J494 FSILAX 12/25/2013 0.10170 0.00812

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 1/25/2013 0.05620 0.00775SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 2/25/2013 0.05620 0.00775SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 3/25/2013 0.05620 0.00775SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 4/25/2013 0.05530 0.00763SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 5/25/2013 0.05530 0.00763SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 6/25/2013 0.05530 0.00763SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 7/25/2013 0.02010 0.00277SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 7/25/2013 0.05530 0.00763SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 8/25/2013 0.00230 0.00032SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 8/25/2013 0.05530 0.00763SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 9/25/2013 0.05530 0.00763SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 10/25/2013 0.05480 0.00756SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 11/25/2013 0.05480 0.00756SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 12/25/2013 0.00450 0.00062SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 62 35-2451296 30280J510 30280J528 30280J536 30280J502 30280J544 FEGHMX 12/25/2013 0.05480 0.00756

STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 1/25/2013 0.06620 0.02286STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 2/25/2013 0.06620 0.02286STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 3/25/2013 0.00080 0.00028STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 3/25/2013 0.06620 0.02286STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 4/25/2013 0.06380 0.02203STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 5/25/2013 0.00620 0.00214STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 5/25/2013 0.06380 0.02203STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 6/25/2013 0.00100 0.00035STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 6/25/2013 0.06380 0.02203STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 7/25/2013 0.06380 0.02203STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 8/25/2013 0.06380 0.02203STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 10 35-2449291 30280J551 30280J569 30280J577 30280J585 30280J593 FLARTX 9/25/2013 0.06380 0.02203

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 1/25/2013 0.03930 0.00173TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 2/25/2013 0.03930 0.00173TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 3/25/2013 0.03930 0.00173TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 4/25/2013 0.03890 0.00171TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 5/25/2013 0.03890 0.00171TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 6/25/2013 0.03890 0.00171TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 7/25/2013 0.03890 0.00171TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 8/25/2013 0.03890 0.00171TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 9/25/2013 0.03890 0.00171TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 10/25/2013 0.04100 0.00180TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 11/25/2013 0.04100 0.00180TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 12/25/2013 0.00070 0.00003TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 29 46-0574362 30280J700 30280J726 30280J718 30280J742 30280J734 FCHDRX 12/25/2013 0.04100 0.00180

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 1/25/2013 0.05130 0.00572GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 2/25/2013 0.05130 0.00572GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 3/25/2013 0.00120 0.00013GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 3/25/2013 0.05130 0.00572GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 4/25/2013 0.05010 0.00559GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 5/25/2013 0.05010 0.00559GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 6/25/2013 0.05010 0.00559GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 7/25/2013 0.05010 0.00559GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 8/25/2013 0.00560 0.00062GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 8/25/2013 0.05010 0.00559GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 9/25/2013 0.05010 0.00559GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 10/25/2013 0.05120 0.00571GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 11/25/2013 0.05120 0.00571GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 12/25/2013 0.00160 0.00018GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 12/25/2013 0.05120 0.00571GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 7 35-2451294 30280J809 30280J833 30280J817 30280J825 30280J841 FKODAX 1/8/2014 0.01250 0.00139



Ticker Symbol




HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 1/25/2013 5.98000 3.87325HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 2/25/2013 5.97000 3.86677HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 3/25/2013 5.98000 3.87325HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 4/25/2013 5.97000 3.86677HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 5/25/2013 5.98000 3.87325HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 6/25/2013 6.12000 3.96392HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 7/25/2013 5.96000 3.86029HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 8/25/2013 5.97000 3.86677HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 9/25/2013 5.98000 3.87325HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 10/25/2013 5.80000 3.75666HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 10/25/2013 25.87000 16.75600HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 11/25/2013 5.46000 3.53644HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 11/25/2013 99.53000 64.46558HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 6 35-2449292 30280J866 30280J874 30280J858 FLCUIX 12/25/2013 5.48000 3.54940

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 1/25/2013 0.03760 0.00036NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 2/25/2013 0.03760 0.00036NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 3/25/2013 0.03760 0.00036NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 4/25/2013 0.03720 0.00035NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 5/25/2013 0.03720 0.00035NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 6/25/2013 0.03720 0.00035NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 7/25/2013 0.03720 0.00035NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 8/25/2013 0.03720 0.00035NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 9/25/2013 0.03720 0.00035NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 10/25/2013 0.03950 0.00038NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 11/25/2013 0.03950 0.00038NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2449284 30280K111 30280K145 30280K103 30280K137 30280K129 FMSUIX 12/25/2013 0.03950 0.00038

BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 1/25/2013 0.04350 0.00199BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 2/25/2013 0.04350 0.00199BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 3/25/2013 0.00100 0.00005BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 3/25/2013 0.04350 0.00199BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 4/25/2013 0.04290 0.00196BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 5/25/2013 0.04290 0.00196BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 6/25/2013 0.04290 0.00196BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 7/25/2013 0.04290 0.00196BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 8/25/2013 0.04290 0.00196BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 9/25/2013 0.04290 0.00196BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 10/25/2013 0.04520 0.00207BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 11/25/2013 0.04520 0.00207BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 12/25/2013 0.00070 0.00003BALANCED INCOME SELECT PORTFOLIO, SERIES 29 46-0595130 30280K152 30280K178 30280K194 30280K160 30280K186 FKRAEX 12/25/2013 0.04520 0.00207

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 1/25/2013 0.04460 0.00189MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 2/25/2013 0.04460 0.00189MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 3/25/2013 0.04460 0.00189MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 4/25/2013 0.04370 0.00185MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 5/25/2013 0.04370 0.00185MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 6/25/2013 0.04370 0.00185MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 7/25/2013 0.04370 0.00185MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 8/25/2013 0.04370 0.00185MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 9/25/2013 0.04370 0.00185MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 10/25/2013 0.04400 0.00187MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 11/25/2013 0.04400 0.00187MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 42 46-0585428 30280K210 30280K202 30280K228 30280K236 30280K244 FWABLX 12/25/2013 0.04400 0.00187

MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 1/25/2013 0.03310 0.00239MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 2/25/2013 0.03310 0.00239MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 3/25/2013 0.03310 0.00239MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 4/25/2013 0.03280 0.00237MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 5/25/2013 0.03280 0.00237MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 6/25/2013 0.03280 0.00237MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 7/25/2013 0.03280 0.00237MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 8/25/2013 0.03280 0.00237MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 9/25/2013 0.03280 0.00237MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 10/25/2013 0.03440 0.00249MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 11/25/2013 0.03440 0.00249MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 12/25/2013 0.00140 0.00010MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF SERIES 35-2451304 30280K368 30280K376 30280K384 30280K350 30280K392 FGRDYX 12/25/2013 0.03440 0.00249

U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 1/25/2013 0.05520 0.00066U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 2/25/2013 0.05520 0.00066



Ticker Symbol




U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 3/25/2013 0.05520 0.00066U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 4/25/2013 0.05420 0.00064U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 5/25/2013 0.05420 0.00064U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 6/25/2013 0.05420 0.00064U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 7/25/2013 0.00420 0.00005U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 7/25/2013 0.05420 0.00064U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 8/25/2013 0.00090 0.00001U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 8/25/2013 0.05420 0.00064U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 9/25/2013 0.05420 0.00064U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 10/25/2013 0.05800 0.00069U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 11/25/2013 0.05800 0.00069U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 12/25/2013 0.05800 0.00069U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 4 35-2451302 30280K418 30280K442 30280K426 30280K400 30280K434 FKENUX 12/25/2013 0.32930 0.00392

MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 1/25/2013 0.04340 0.00157MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 2/25/2013 0.04340 0.00157MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 3/25/2013 0.04340 0.00157MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 4/25/2013 0.04220 0.00153MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 5/25/2013 0.04220 0.00153MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 6/25/2013 0.04220 0.00153MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 7/25/2013 0.04220 0.00153MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 8/25/2013 0.04220 0.00153MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 9/25/2013 0.04220 0.00153MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 10/25/2013 0.04330 0.00157MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 11/25/2013 0.04330 0.00157MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 12/25/2013 0.00020 0.00001MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2449290 30280K459 30280K491 30280K467 30280K475 30280K483 FPUCCX 12/25/2013 0.04330 0.00157

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 1/25/2013 0.04670 0.00624INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 2/25/2013 0.04670 0.00624INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 3/25/2013 0.04670 0.00624INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 4/25/2013 0.04590 0.00613INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 5/25/2013 0.04590 0.00613INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 6/25/2013 0.04590 0.00613INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 7/25/2013 0.04590 0.00613INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 8/25/2013 0.00300 0.00040INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 8/25/2013 0.04590 0.00613INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 9/25/2013 0.04590 0.00613INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 10/25/2013 0.04700 0.00628INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 11/25/2013 0.04700 0.00628INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2449295 30280K525 30280K541 30280K517 30280K533 30280K509 FABSDX 12/25/2013 0.04700 0.00628

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 1/25/2013 0.03860 0.00130NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 2/25/2013 0.03860 0.00130NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 3/25/2013 0.03860 0.00130NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 4/25/2013 0.03780 0.00127NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 5/25/2013 0.03780 0.00127NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 6/25/2013 0.03780 0.00127NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 7/25/2013 0.03780 0.00127NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 8/25/2013 0.03780 0.00127NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 9/25/2013 0.03780 0.00127NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 10/25/2013 0.03950 0.00133NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 11/25/2013 0.03950 0.00133NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 12 35-2449305 30280K566 30280K574 30280K582 30280K590 30280K558 FCIARX 12/25/2013 0.03950 0.00133

INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 1/25/2013 0.05830 0.01609INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 2/25/2013 0.05830 0.01609INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 3/25/2013 0.00190 0.00052INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 3/25/2013 0.05830 0.01609INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 4/25/2013 0.05750 0.01587INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 5/25/2013 0.00520 0.00144INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 5/25/2013 0.05750 0.01587INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 6/25/2013 0.00090 0.00025INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 6/25/2013 0.05750 0.01587INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 7/25/2013 0.05750 0.01587INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 8/25/2013 0.05750 0.01587INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 9/25/2013 0.05750 0.01587INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 10/25/2013 0.05790 0.01598INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 11/25/2013 0.05790 0.01598INCOME ALLOCATION CLOSED-END OCT. '12 35-2451393 30280K665 30280K673 30280K681 30280K657 30280K699 FQETZX 12/25/2013 0.05790 0.01598

CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 1/25/2013 0.05290 0.01467CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 2/25/2013 0.05290 0.01467



Ticker Symbol




CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 3/25/2013 0.00070 0.00019CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 3/25/2013 0.05290 0.01467CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 4/25/2013 0.05190 0.01440CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 5/25/2013 0.05190 0.01440CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 6/25/2013 0.05190 0.01440CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 7/25/2013 0.00810 0.00225CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 7/25/2013 0.05190 0.01440CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 8/25/2013 0.00100 0.00028CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 8/25/2013 0.05190 0.01440CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 9/25/2013 0.05190 0.01440CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 10/25/2013 0.05360 0.01487CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 11/25/2013 0.05360 0.01487CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 12/25/2013 0.00250 0.00069CORE THREE CLOSED-END ALLOCATION PORTFOLIO SERIES 35-2451297 30280K731 30280K764 30280K723 30280K756 30280K749 FHAIKX 12/25/2013 0.05360 0.01487

PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 1/25/2013 0.04740 0.00261PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 2/25/2013 0.04740 0.00261PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 3/25/2013 0.04740 0.00261PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 4/25/2013 0.04710 0.00259PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 5/25/2013 0.04710 0.00259PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 6/25/2013 0.04710 0.00259PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 7/25/2013 0.04710 0.00259PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 8/25/2013 0.04710 0.00259PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 9/25/2013 0.04710 0.00259PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 10/25/2013 0.04870 0.00268PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 11/25/2013 0.04870 0.00268PREFERRED INCOME PORTFOLIO, SERIES 55 46-0671293 30280K772 30280K798 30280K806 30280K780 30280K814 FBUCKX 12/25/2013 0.04870 0.00268

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 1/25/2013 0.03830 0.00079NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 2/25/2013 0.03830 0.00079NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 3/25/2013 0.03830 0.00079NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 4/25/2013 0.03790 0.00078NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 5/25/2013 0.03790 0.00078NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 6/25/2013 0.03790 0.00078NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 7/25/2013 0.03790 0.00078NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 8/25/2013 0.03790 0.00078NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 9/25/2013 0.03790 0.00078NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 10/25/2013 0.04040 0.00083NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 11/25/2013 0.04040 0.00083NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451279 30280M323 30280M349 30280M307 30280M315 30280M331 FHVFLX 12/25/2013 0.04040 0.00083

MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 1/25/2013 0.04390 0.00118MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 2/25/2013 0.04390 0.00118MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 3/25/2013 0.04390 0.00118MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 4/25/2013 0.04320 0.00116MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 5/25/2013 0.04320 0.00116MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 6/25/2013 0.04320 0.00116MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 7/25/2013 0.04320 0.00116MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 8/25/2013 0.04320 0.00116MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 9/25/2013 0.04320 0.00116MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 10/25/2013 0.04430 0.00119MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 11/25/2013 0.04430 0.00119MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 50 35-2451282 30280M356 30280M398 30280M364 30280M372 30280M380 FRCELX 12/25/2013 0.04430 0.00119

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 1/25/2013 0.06100 0.01688STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 2/25/2013 0.06100 0.01688STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 3/25/2013 0.06100 0.01688STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 4/25/2013 0.05880 0.01627STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 5/25/2013 0.05880 0.01627STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 6/25/2013 0.05880 0.01627STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 7/25/2013 0.05880 0.01627STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 8/25/2013 0.05880 0.01627STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 9/25/2013 0.05880 0.01627STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 10/25/2013 0.05950 0.01646STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 11/25/2013 0.05950 0.01646STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2451281 30280M430 30280M406 30280M414 30280M422 30280M448 FRLDMX 12/25/2013 0.05950 0.01646

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 1/25/2013 0.04310 0.00079CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 2/25/2013 0.04310 0.00079CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 3/25/2013 0.04310 0.00079CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 4/25/2013 0.04240 0.00078CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 5/25/2013 0.04240 0.00078CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 6/25/2013 0.04240 0.00078



Ticker Symbol




CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 7/25/2013 0.04240 0.00078CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 8/25/2013 0.04240 0.00078CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 9/25/2013 0.04240 0.00078CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 10/25/2013 0.04390 0.00081CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 11/25/2013 0.04390 0.00081CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 12/25/2013 0.00030 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2451283 30280M455 30280M497 30280M471 30280M489 30280M463 FZEYLX 12/25/2013 0.04390 0.00081

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 1/25/2013 0.06840 0.02493DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 2/25/2013 0.00450 0.00164DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 2/25/2013 0.06840 0.02493DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 3/25/2013 0.06840 0.02493DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 4/25/2013 0.06820 0.02486DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 5/25/2013 0.00120 0.00044DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 5/25/2013 0.06820 0.02486DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 6/25/2013 0.06820 0.02486DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 7/25/2013 0.06820 0.02486DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 8/25/2013 0.06820 0.02486DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 9/25/2013 0.06820 0.02486DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 10/25/2013 0.06920 0.02522DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 11/25/2013 0.06920 0.02522DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 12/25/2013 0.06920 0.02522DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 26 35-2451289 30280M513 30280M521 30280M539 30280M505 30280M547 FRTAGX 12/25/2013 0.06960 0.02537

HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 1/25/2013 0.06090 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 2/25/2013 0.06090 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 3/25/2013 0.06090 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 4/25/2013 0.05920 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 5/25/2013 0.05920 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 6/25/2013 0.05920 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 7/25/2013 0.05920 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 8/25/2013 0.05920 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 9/25/2013 0.05920 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 10/25/2013 0.05920 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 11/25/2013 0.05920 0.00017HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 52 35-2451295 30280M570 30280M554 30280M596 30280M588 30280M562 FROTIX 12/25/2013 0.05920 0.00017

MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 1/25/2013 0.02820 0.00109MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 2/25/2013 0.01460 0.00057MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 2/25/2013 0.02820 0.00109MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 3/25/2013 0.02820 0.00109MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 4/25/2013 0.02740 0.00106MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 5/25/2013 0.02740 0.00106MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 6/25/2013 0.02740 0.00106MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 7/25/2013 0.02740 0.00106MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 8/25/2013 0.02740 0.00106MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 9/25/2013 0.02740 0.00106MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 10/25/2013 0.02920 0.00113MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 11/25/2013 0.02920 0.00113MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 12/25/2013 0.00210 0.00008MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 15 35-2451325 30280M851 30280M877 30280M869 30280M885 30280M844 FRPEAX 12/25/2013 0.02920 0.00113

UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 2/27/2013 0.10190 0.01577UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 4/25/2013 0.09710 0.01503UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 6/25/2013 0.08510 0.01317UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 7/25/2013 0.09770 0.01512UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 8/25/2013 0.17970 0.02782UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 9/25/2013 0.16320 0.02526UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 10/25/2013 0.09880 0.01529UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 11/25/2013 0.31380 0.04858UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 12/25/2013 0.08230 0.01274UBS EQUITY BARBELL BUY-WRITE PORTFOLIO, AUGUST 2012 SERIES 35-2451331 30280N107 30280N123 30280N115 FECKPX 12/25/2013 0.96430 0.14927

REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 1/25/2013 0.03330 0.00566REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 2/25/2013 0.03330 0.00566REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 3/25/2013 0.03330 0.00566REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 4/25/2013 0.03910 0.00665REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 5/25/2013 0.03910 0.00665REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 6/25/2013 0.03910 0.00665REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 7/25/2013 0.03910 0.00665REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 8/25/2013 0.03910 0.00665REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 9/25/2013 0.03910 0.00665REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 10/25/2013 0.03730 0.00634



Ticker Symbol




REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 11/25/2013 0.03730 0.00634REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 12/25/2013 0.03730 0.00634REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 21 35-2451347 30280N180 30280N214 30280N198 30280N206 30280N222 FMVKDX 12/25/2013 0.17510 0.02978

DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 1/25/2013 0.06840 0.02075DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 2/25/2013 0.06840 0.02075DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 3/25/2013 0.06840 0.02075DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 4/25/2013 0.06560 0.01990DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 5/25/2013 0.06560 0.01990DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 6/25/2013 0.06560 0.01990DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 7/25/2013 0.06560 0.01990DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 8/25/2013 0.06560 0.01990DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 9/25/2013 0.06560 0.01990DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 10/25/2013 0.06590 0.01999DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 11/25/2013 0.06590 0.01999DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 12/25/2013 0.03150 0.00956DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 8 35-2451346 30280N230 30280N248 30280N255 30280N263 30280N271 FWRAUX 12/25/2013 0.06590 0.01999

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 1/25/2013 0.04500 0.00126MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 2/25/2013 0.00010 0.00000MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 2/25/2013 0.04500 0.00126MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 3/25/2013 0.04500 0.00126MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 4/25/2013 0.04380 0.00123MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 5/25/2013 0.04380 0.00123MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 6/25/2013 0.04380 0.00123MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 7/25/2013 0.04380 0.00123MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 8/25/2013 0.04380 0.00123MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 9/25/2013 0.04380 0.00123MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 10/25/2013 0.04430 0.00124MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 11/25/2013 0.04430 0.00124MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 43 35-2451343 30280N370 30280N404 30280N362 30280N388 30280N396 FSBOOX 12/25/2013 0.04430 0.00124

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 1/25/2013 0.04010 0.00150TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 2/25/2013 0.04010 0.00150TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 3/25/2013 0.04010 0.00150TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 4/25/2013 0.03950 0.00147TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 5/25/2013 0.03950 0.00147TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 6/25/2013 0.03950 0.00147TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 7/25/2013 0.03950 0.00147TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 8/25/2013 0.03950 0.00147TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 9/25/2013 0.03950 0.00147TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 10/25/2013 0.04130 0.00154TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 11/25/2013 0.04130 0.00154TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 12/25/2013 0.00080 0.00003TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 30 35-2451342 30280N420 30280N412 30280N446 30280N438 30280N453 FNERUX 12/25/2013 0.04130 0.00154

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 1/25/2013 0.06840 0.02533DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 2/25/2013 0.00450 0.00167DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 2/25/2013 0.06840 0.02533DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 3/25/2013 0.06840 0.02533DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 4/25/2013 0.06770 0.02507DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 5/25/2013 0.00120 0.00044DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 5/25/2013 0.06770 0.02507DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 6/25/2013 0.06770 0.02507DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 7/25/2013 0.06770 0.02507DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 8/25/2013 0.06770 0.02507DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 9/25/2013 0.06770 0.02507DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 10/25/2013 0.06870 0.02544DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 11/25/2013 0.06870 0.02544DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 12/25/2013 0.06860 0.02540DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 37 35-2451344 30280N461 30280N487 30280N495 30280N479 30280N503 FRAKCX 12/25/2013 0.06870 0.02544

PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 1/25/2013 0.04730 0.00263PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 2/25/2013 0.04730 0.00263PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 3/25/2013 0.04730 0.00263PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 4/25/2013 0.04660 0.00260PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 5/25/2013 0.04660 0.00260PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 6/25/2013 0.04660 0.00260PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 7/25/2013 0.04660 0.00260PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 8/25/2013 0.04660 0.00260PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 9/25/2013 0.04660 0.00260PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 10/25/2013 0.04840 0.00270PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 11/25/2013 0.04840 0.00270



Ticker Symbol




PREFERRED INCOME PORTFOLIO, SERIES 56 35-2451309 30280N529 30280N552 30280N537 30280N511 30280N545 FNJMRX 12/25/2013 0.04840 0.00270

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 1/25/2013 0.04630 0.00860INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 2/25/2013 0.00120 0.00022INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 2/25/2013 0.04630 0.00860INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 3/25/2013 0.04630 0.00860INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 4/25/2013 0.04500 0.00836INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 5/25/2013 0.04500 0.00836INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 6/25/2013 0.04500 0.00836INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 7/25/2013 0.00100 0.00019INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 7/25/2013 0.04500 0.00836INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 8/25/2013 0.00250 0.00046INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 8/25/2013 0.04500 0.00836INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 9/25/2013 0.04500 0.00836INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 10/25/2013 0.04640 0.00862INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 11/25/2013 0.04640 0.00862INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2451376 30280N560 30280N602 30280N578 30280N586 30280N594 FBEARX 12/25/2013 0.04640 0.00862

MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 1/25/2013 0.04500 0.00170MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 2/25/2013 0.04500 0.00170MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 3/25/2013 0.04500 0.00170MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 4/25/2013 0.04370 0.00165MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 5/25/2013 0.04370 0.00165MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 6/25/2013 0.04370 0.00165MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 7/25/2013 0.04370 0.00165MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 8/25/2013 0.04370 0.00165MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 9/25/2013 0.04370 0.00165MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 10/25/2013 0.04440 0.00168MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 11/25/2013 0.04440 0.00168MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 12/25/2013 0.00020 0.00001MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2451357 30280N610 30280N628 30280N636 30280N644 30280N651 FEGOHX 12/25/2013 0.04440 0.00168

SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 1/25/2013 0.05610 0.00201SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 2/25/2013 0.05610 0.00201SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 3/25/2013 0.05610 0.00201SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 4/25/2013 0.05580 0.00200SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 5/25/2013 0.00980 0.00035SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 5/25/2013 0.05580 0.00200SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 6/25/2013 0.00160 0.00006SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 6/25/2013 0.05580 0.00200SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 7/25/2013 0.05580 0.00200SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 8/25/2013 0.05580 0.00200SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 9/25/2013 0.05580 0.00200SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 10/25/2013 0.05660 0.00203SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2451356 30280N669 30280N677 30280N693 30280N701 30280N685 FOYCEX 11/25/2013 0.05660 0.00203

PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 5/25/2013 0.04050 0.00013PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 6/25/2013 0.04250 0.00014PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 7/25/2013 0.04250 0.00014PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 8/25/2013 0.04250 0.00014PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 9/25/2013 0.04250 0.00014PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 10/25/2013 0.04180 0.00013PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 11/25/2013 0.04180 0.00013PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 12/25/2013 0.04180 0.00013PREFERRED INCOME PORTFOLIO, SERIES 61 35-2469662 30280N826 30280N859 30280N818 30280N834 30280N842 FPHSIX 1/8/2014 0.01540 0.00005

REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 1/25/2013 0.03390 0.00343REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 2/25/2013 0.03390 0.00343REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 3/25/2013 0.03390 0.00343REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 4/25/2013 0.03980 0.00403REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 5/25/2013 0.03980 0.00403REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 6/25/2013 0.03980 0.00403REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 7/25/2013 0.03980 0.00403REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 8/25/2013 0.03980 0.00403REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 9/25/2013 0.03980 0.00403REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 10/25/2013 0.03780 0.00383REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 11/25/2013 0.03780 0.00383REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 12/25/2013 0.03780 0.00383REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 12 35-2451354 30280P144 30280P102 30280P136 30280P128 30280P110 FHAWKX 12/25/2013 0.32220 0.03264

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 1/25/2013 0.06720 0.02402GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 2/25/2013 0.00890 0.00318GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 2/25/2013 0.06720 0.02402



Ticker Symbol




GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 3/25/2013 0.06720 0.02402GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 4/25/2013 0.06740 0.02409GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 5/25/2013 0.00250 0.00089GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 5/25/2013 0.06740 0.02409GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 6/25/2013 0.06740 0.02409GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 7/25/2013 0.06740 0.02409GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 8/25/2013 0.06740 0.02409GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 9/25/2013 0.06740 0.02409GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 10/25/2013 0.06930 0.02477GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 11/25/2013 0.06930 0.02477GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 12/25/2013 0.01990 0.00711GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 25 35-2451359 30280P227 30280P201 30280P235 30280P219 30280P243 FEAKRX 12/25/2013 0.06930 0.02477

GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 1/25/2013 0.05010 0.00204GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 2/25/2013 0.05010 0.00204GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 3/25/2013 0.00250 0.00010GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 3/25/2013 0.05010 0.00204GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 4/25/2013 0.04840 0.00197GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 5/25/2013 0.04840 0.00197GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 6/25/2013 0.04840 0.00197GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 7/25/2013 0.04840 0.00197GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 8/25/2013 0.00570 0.00023GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 8/25/2013 0.04840 0.00197GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 9/25/2013 0.04840 0.00197GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 10/25/2013 0.05060 0.00206GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 11/25/2013 0.05060 0.00206GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 12/25/2013 0.00200 0.00008GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 12/25/2013 0.05060 0.00206GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 27 35-2451360 30280P318 30280P326 30280P300 30280P334 30280P342 FRPOEX 1/8/2014 0.02770 0.00113

NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 1/25/2013 5.97000 1.08654NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 2/25/2013 5.96000 1.08472NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 3/25/2013 5.96000 1.08472NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 4/25/2013 5.96000 1.08472NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 5/25/2013 5.97000 1.08654NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 6/25/2013 6.01000 1.09382NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 7/25/2013 5.98000 1.08836NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 8/25/2013 5.96000 1.08472NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 9/25/2013 5.96000 1.08472NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 10/25/2013 5.97000 1.08654NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 11/25/2013 5.94000 1.08108NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 11/25/2013 6.95000 1.26490NORTHLAND SECURITIES HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE SERIES 35-2451379 30280P409 30280P417 FHAIRX 12/25/2013 6.14000 1.11748

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 1/25/2013 0.03910 0.00077NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 2/25/2013 0.03910 0.00077NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 3/25/2013 0.03910 0.00077NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 4/25/2013 0.03820 0.00075NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 5/25/2013 0.03820 0.00075NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 6/25/2013 0.03820 0.00075NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 7/25/2013 0.03820 0.00075NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 8/25/2013 0.03820 0.00075NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 9/25/2013 0.03820 0.00075NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 10/25/2013 0.04040 0.00079NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 11/25/2013 0.04040 0.00079NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2451353 30280P441 30280P466 30280P433 30280P458 30280P425 FKPRQX 12/25/2013 0.04040 0.00079

Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 1/25/2013 0.05280 0.00229Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 2/25/2013 0.05280 0.00229Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 3/25/2013 0.05280 0.00229Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 4/25/2013 0.05200 0.00225Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 5/25/2013 0.05200 0.00225Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 6/25/2013 0.05200 0.00225Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 7/25/2013 0.05200 0.00225Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 8/25/2013 0.05200 0.00225Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 9/25/2013 0.05200 0.00225Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 10/25/2013 0.05090 0.00220Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 11/25/2013 0.05090 0.00220Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 12/25/2013 0.05090 0.00220Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 12/25/2013 0.05860 0.00254Tactical Income Portfolio, Series 15 35-2453349 30280P698 30280P672 30280P680 30280P714 30280P706 FCUDOX 1/8/2014 0.01810 0.00078

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 1/25/2013 0.04330 0.00093



Ticker Symbol




CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 2/25/2013 0.04330 0.00093CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 3/25/2013 0.04330 0.00093CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 4/25/2013 0.04260 0.00091CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 5/25/2013 0.04260 0.00091CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 6/25/2013 0.04260 0.00091CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 7/25/2013 0.04260 0.00091CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 8/25/2013 0.04260 0.00091CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 9/25/2013 0.04260 0.00091CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 10/25/2013 0.04390 0.00094CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 11/25/2013 0.04390 0.00094CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 12/25/2013 0.00030 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 16 35-2453355 30280P755 30280P763 30280P722 30280P730 30280P748 FOBFLX 12/25/2013 0.04390 0.00094

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 1/25/2013 0.06030 0.01876STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 2/25/2013 0.00100 0.00031STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 2/25/2013 0.06030 0.01876STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 3/25/2013 0.06030 0.01876STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 4/25/2013 0.05860 0.01823STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 5/25/2013 0.00310 0.00096STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 5/25/2013 0.05860 0.01823STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 6/25/2013 0.05860 0.01823STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 7/25/2013 0.00080 0.00025STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 7/25/2013 0.05860 0.01823STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 8/25/2013 0.05860 0.01823STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 9/25/2013 0.05860 0.01823STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 10/25/2013 0.05940 0.01848STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 11/25/2013 0.05940 0.01848STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2453354 30280P797 30280P771 30280P789 30280P805 30280P813 FVEAZX 12/25/2013 0.05940 0.01848

Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 1/25/2013 0.05730 0.01419Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 2/25/2013 0.00080 0.00020Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 2/25/2013 0.05730 0.01419Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 3/25/2013 0.05730 0.01419Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 4/25/2013 0.05650 0.01399Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 5/25/2013 0.05650 0.01399Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 6/25/2013 0.05650 0.01399Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 7/25/2013 0.00070 0.00017Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 7/25/2013 0.05650 0.01399Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 8/25/2013 0.00170 0.00042Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 8/25/2013 0.05650 0.01399Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 9/25/2013 0.05650 0.01399Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 10/25/2013 0.05740 0.01421Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 11/25/2013 0.05740 0.01421Income Allocation Closed-End Nov. ’12 35-2456833 30280P821 30280P847 30280P862 30280P839 30280P854 FWNVEX 12/25/2013 0.05740 0.01421

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 1/25/2013 0.03830 0.00105NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 2/25/2013 0.03830 0.00105NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 3/25/2013 0.03830 0.00105NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 4/25/2013 0.03720 0.00102NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 5/25/2013 0.03720 0.00102NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 6/25/2013 0.03720 0.00102NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 7/25/2013 0.03720 0.00102NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 8/25/2013 0.03720 0.00102NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 9/25/2013 0.03720 0.00102NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 10/25/2013 0.03900 0.00107NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 11/25/2013 0.03900 0.00107NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2453350 30280Q100 30280Q118 30280Q142 30280Q126 30280Q134 FWPVUX 12/25/2013 0.03900 0.00107

MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 1/25/2013 0.04400 0.00105MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 2/25/2013 0.04400 0.00105MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 3/25/2013 0.04400 0.00105MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 4/25/2013 0.04200 0.00100MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 5/25/2013 0.04200 0.00100MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 6/25/2013 0.04200 0.00100MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 7/25/2013 0.04200 0.00100MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 8/25/2013 0.04200 0.00100MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 9/25/2013 0.04200 0.00100MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 10/25/2013 0.04250 0.00101MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 11/25/2013 0.04250 0.00101MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 51 35-2453356 30280Q183 30280Q191 30280Q175 30280Q159 30280Q167 FSILBX 12/25/2013 0.04250 0.00101

STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 1/25/2013 0.05210 0.00569STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 2/25/2013 0.00110 0.00012



Ticker Symbol




STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 2/25/2013 0.05210 0.00569STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 3/25/2013 0.05210 0.00569STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 4/25/2013 0.05100 0.00557STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 5/25/2013 0.05100 0.00557STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 6/25/2013 0.05100 0.00557STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 7/25/2013 0.00090 0.00010STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 7/25/2013 0.05100 0.00557STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 8/25/2013 0.05100 0.00557STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 9/25/2013 0.05100 0.00557STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 10/25/2013 0.05080 0.00555STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 11/25/2013 0.05080 0.00555STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 12/25/2013 0.00180 0.00020STRATEGIC INCOME CLOSED-END PORTFOLIO, SERIES 43 35-2453344 30280Q209 30280Q225 30280Q217 30280Q241 30280Q233 FAHWJX 12/25/2013 0.05080 0.00555

HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 1/25/2013 0.06240 0.00265HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 2/25/2013 0.06240 0.00265HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 3/25/2013 0.06240 0.00265HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 4/25/2013 0.06060 0.00258HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 5/25/2013 0.06060 0.00258HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 6/25/2013 0.06060 0.00258HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 7/25/2013 0.06060 0.00258HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 8/25/2013 0.06060 0.00258HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 9/25/2013 0.06060 0.00258HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 10/25/2013 0.05940 0.00252HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 11/25/2013 0.05940 0.00252HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2453364 30280Q340 30280Q316 30280Q332 30280Q308 30280Q324 FAEMNX 12/25/2013 0.05940 0.00252

BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 1/25/2013 0.04290 0.00047BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 2/25/2013 0.00110 0.00001BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 2/25/2013 0.04290 0.00047BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 3/25/2013 0.00100 0.00001BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 3/25/2013 0.04290 0.00047BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 4/25/2013 0.04170 0.00045BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 5/25/2013 0.04170 0.00045BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 6/25/2013 0.04170 0.00045BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 7/25/2013 0.00090 0.00001BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 7/25/2013 0.04170 0.00045BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 8/25/2013 0.04170 0.00045BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 9/25/2013 0.04170 0.00045BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 10/25/2013 0.04430 0.00048BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 11/25/2013 0.04430 0.00048BALANCED INCOME PORTFOLIO, SERIES 36 35-2453370 30280Q365 30280Q373 30280Q357 30280Q399 30280Q381 FCJVKX 12/25/2013 0.04430 0.00048

STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 1/25/2013 0.05670 0.02090STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 2/25/2013 0.05670 0.02090STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 3/25/2013 0.05670 0.02090STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 4/25/2013 0.05750 0.02119STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 5/25/2013 0.00600 0.00221STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 5/25/2013 0.05750 0.02119STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 6/25/2013 0.00100 0.00037STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 6/25/2013 0.05750 0.02119STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 7/25/2013 0.05750 0.02119STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 8/25/2013 0.05750 0.02119STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 9/25/2013 0.05750 0.02119STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 10/25/2013 0.05910 0.02178STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 11 35-2453371 30280Q415 30280Q407 30280Q423 30280Q431 30280Q449 FPGAEX 11/25/2013 0.05910 0.02178

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 1/25/2013 0.03680 0.00057NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 2/25/2013 0.03680 0.00057NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 3/25/2013 0.03680 0.00057NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 4/25/2013 0.03610 0.00056NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 5/25/2013 0.03610 0.00056NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 6/25/2013 0.03610 0.00056NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 7/25/2013 0.03610 0.00056NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 8/25/2013 0.03610 0.00056NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 9/25/2013 0.03610 0.00056NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 10/25/2013 0.03830 0.00059NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 11/25/2013 0.03830 0.00059NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 17 35-2453361 30280Q472 30280Q480 30280Q498 30280Q456 30280Q464 FJOINX 12/25/2013 0.03830 0.00059

Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 1/25/2013 0.04390 0.00443Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 2/25/2013 0.04390 0.00443Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 3/25/2013 0.04390 0.00443



Ticker Symbol




Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 4/25/2013 0.04320 0.00435Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 5/25/2013 0.04320 0.00435Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 6/25/2013 0.04320 0.00435Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 7/25/2013 0.01180 0.00119Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 7/25/2013 0.04320 0.00435Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 8/25/2013 0.00110 0.00011Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 8/25/2013 0.04320 0.00435Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 9/25/2013 0.04320 0.00435Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 10/25/2013 0.04500 0.00454Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 11/25/2013 0.04500 0.00454Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 12/25/2013 0.04500 0.00454Interest Rate Hedge Portfolio, Series 55 35-2453369 30280Q548 30280Q506 30280Q514 30280Q522 30280Q530 FBRHEX 12/25/2013 0.04620 0.00466

Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 1/25/2013 0.05670 0.00672Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 2/25/2013 0.05670 0.00672Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 3/25/2013 0.00210 0.00025Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 3/25/2013 0.05670 0.00672Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 4/25/2013 0.05500 0.00652Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 5/25/2013 0.00950 0.00113Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 5/25/2013 0.05500 0.00652Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 6/25/2013 0.00160 0.00019Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 6/25/2013 0.05500 0.00652Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 7/25/2013 0.01930 0.00229Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 7/25/2013 0.05500 0.00652Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 8/25/2013 0.00220 0.00026Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 8/25/2013 0.05500 0.00652Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 9/25/2013 0.05500 0.00652Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 10/25/2013 0.05560 0.00659Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 11/25/2013 0.05560 0.00659Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 65 35-2453368 30280Q555 30280Q563 30280Q571 30280Q589 30280Q597 FBLENX 12/25/2013 0.05560 0.00659

Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 1/25/2013 0.05710 0.00614Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 2/25/2013 0.05710 0.00614Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 3/25/2013 0.05710 0.00614Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 4/25/2013 0.05540 0.00596Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 5/25/2013 0.05540 0.00596Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 6/25/2013 0.05540 0.00596Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 7/25/2013 0.02370 0.00255Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 7/25/2013 0.05540 0.00596Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 8/25/2013 0.00270 0.00029Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 8/25/2013 0.05540 0.00596Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 9/25/2013 0.05540 0.00596Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 10/25/2013 0.05480 0.00590Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 11/25/2013 0.05480 0.00590Senior Loan & Limited Duration ClosedEnd Portfolio, Series 24 35-2453372 30280Q605 30280Q639 30280Q647 30280Q613 30280Q621 FVDMPX 12/25/2013 0.05480 0.00590

CAPITAL STRENGTH BUY-WRITE PORTFOLIO SERIES 35-2453365 30280Q662 30280Q654 30280Q670 FAMUEX 2/27/2013 0.12120 0.05498CAPITAL STRENGTH BUY-WRITE PORTFOLIO SERIES 35-2453365 30280Q662 30280Q654 30280Q670 FAMUEX 4/25/2013 0.11840 0.05371CAPITAL STRENGTH BUY-WRITE PORTFOLIO SERIES 35-2453365 30280Q662 30280Q654 30280Q670 FAMUEX 6/25/2013 0.07460 0.03384CAPITAL STRENGTH BUY-WRITE PORTFOLIO SERIES 35-2453365 30280Q662 30280Q654 30280Q670 FAMUEX 7/25/2013 0.11960 0.05425CAPITAL STRENGTH BUY-WRITE PORTFOLIO SERIES 35-2453365 30280Q662 30280Q654 30280Q670 FAMUEX 10/25/2013 0.12320 0.05588CAPITAL STRENGTH BUY-WRITE PORTFOLIO SERIES 35-2453365 30280Q662 30280Q654 30280Q670 FAMUEX 11/25/2013 0.08380 0.03801CAPITAL STRENGTH BUY-WRITE PORTFOLIO SERIES 35-2453365 30280Q662 30280Q654 30280Q670 FAMUEX 12/25/2013 0.07690 0.03488CAPITAL STRENGTH BUY-WRITE PORTFOLIO SERIES 35-2453365 30280Q662 30280Q654 30280Q670 FAMUEX 12/25/2013 2.08690 0.94662

Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 1/25/2013 0.03490 0.00496Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 2/25/2013 0.00050 0.00007Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 2/25/2013 0.03490 0.00496Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 3/25/2013 0.03490 0.00496Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 4/25/2013 0.02740 0.00389Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 5/25/2013 0.02740 0.00389Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 6/25/2013 0.02740 0.00389Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 7/25/2013 0.02740 0.00389Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 8/25/2013 0.02740 0.00389Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 9/25/2013 0.02740 0.00389Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 10/25/2013 0.02920 0.00415Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 11/25/2013 0.02920 0.00415Diversified Fixed Income ETF Portfolio, Series 11 35-2453400 30280Q803 30280Q811 30280Q795 30280Q829 30280Q787 FRGOAX 12/25/2013 0.02920 0.00415

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 1/25/2013 0.04500 0.00142MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 2/25/2013 0.00020 0.00001MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 2/25/2013 0.04500 0.00142MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 3/25/2013 0.04500 0.00142



Ticker Symbol




MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 4/25/2013 0.04410 0.00139MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 5/25/2013 0.04410 0.00139MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 6/25/2013 0.04410 0.00139MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 7/25/2013 0.04410 0.00139MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 8/25/2013 0.04410 0.00139MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 9/25/2013 0.04410 0.00139MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 10/25/2013 0.04480 0.00141MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 11/25/2013 0.04480 0.00141MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 44 35-2453352 30280R371 30280R355 30280R363 30280R389 30280R397 FNUDOX 12/25/2013 0.04480 0.00141

TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 1/25/2013 0.01990 0.00347TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 2/25/2013 0.01990 0.00347TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 2/27/2013 0.13090 0.02284TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 3/25/2013 0.01990 0.00347TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 4/25/2013 0.02130 0.00372TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 4/25/2013 0.12600 0.02199TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 5/25/2013 0.02130 0.00372TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 6/25/2013 0.02130 0.00372TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 7/25/2013 0.02130 0.00372TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 7/25/2013 0.12620 0.02202TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 8/25/2013 0.02130 0.00372TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 9/25/2013 0.02130 0.00372TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 10/25/2013 0.02410 0.00421TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 10/25/2013 0.44470 0.07760TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 11/25/2013 0.02410 0.00421TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 11/25/2013 0.50570 0.08824TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 12/25/2013 0.02410 0.00421TECHNOLOGY DIVIDEND BUY-WRITE PORTFOLIO SERIES 35-2453363 30280R579 30280R561 30280R553 FBWKLX 12/25/2013 0.10500 0.01832

Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 1/25/2013 4.56000 1.08984Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 2/25/2013 4.52000 1.08028Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 3/25/2013 4.52000 1.08028Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 4/25/2013 4.53000 1.08267Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 5/25/2013 4.53000 1.08267Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 6/25/2013 4.53000 1.08267Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 7/25/2013 4.52000 1.08028Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 8/25/2013 4.49000 1.07311Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 9/25/2013 4.51000 1.07789Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 10/25/2013 4.51000 1.07789Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 11/25/2013 4.51000 1.07789Corporate High Income Portfolio, Series 6 35-2453392 30280R603 30280R587 30280R595 FBZKJX 12/25/2013 4.88000 1.16632

Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 1/25/2013 0.05800 0.00366Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 2/25/2013 0.05800 0.00366Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 3/25/2013 0.05800 0.00366Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 4/25/2013 0.05590 0.00353Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 5/25/2013 0.05590 0.00353Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 6/25/2013 0.05590 0.00353Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 7/25/2013 0.05590 0.00353Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 8/25/2013 0.05590 0.00353Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 9/25/2013 0.05590 0.00353Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 10/25/2013 0.05370 0.00339Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 11/25/2013 0.05370 0.00339Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 12/25/2013 0.00750 0.00047Senior Loan & Limited Duration Plus Closed-End Portfolio, Series 66 35-2453439 30280S395 30280S379 30280S353 30280S361 30280S387 FBUSYX 12/25/2013 0.05370 0.00339

Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 1/25/2013 0.04390 0.00514Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 2/25/2013 0.04390 0.00514Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 3/25/2013 0.04390 0.00514Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 4/25/2013 0.04340 0.00508Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 5/25/2013 0.04340 0.00508Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 6/25/2013 0.04340 0.00508Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 7/25/2013 0.00220 0.00026Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 7/25/2013 0.04340 0.00508Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 8/25/2013 0.04340 0.00508Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 9/25/2013 0.04340 0.00508Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 10/25/2013 0.04510 0.00528Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 11/25/2013 0.04510 0.00528Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 12/25/2013 0.04510 0.00528Interest Rate Hedge Portfolio, Series 56 35-2453440 30280S429 30280S445 30280S403 30280S411 30280S437 FBRSKX 12/25/2013 0.05200 0.00608

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 1/25/2013 0.04380 0.00141MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 2/25/2013 0.04380 0.00141



Ticker Symbol




MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 3/25/2013 0.04380 0.00141MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 4/25/2013 0.04230 0.00136MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 5/25/2013 0.04230 0.00136MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 6/25/2013 0.04230 0.00136MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 7/25/2013 0.04230 0.00136MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 8/25/2013 0.04230 0.00136MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 9/25/2013 0.04230 0.00136MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 10/25/2013 0.04280 0.00137MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 11/25/2013 0.04280 0.00137MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 45 35-2453395 30280S494 30280S460 30280S486 30280S452 30280S478 FQBOLX 12/25/2013 0.04280 0.00137

Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 1/25/2013 0.05120 0.01328Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 2/25/2013 0.05120 0.01328Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 3/25/2013 0.00030 0.00008Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 3/25/2013 0.05120 0.01328Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 4/25/2013 0.04910 0.01274Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 5/25/2013 0.04910 0.01274Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 6/25/2013 0.04910 0.01274Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 7/25/2013 0.00810 0.00210Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 7/25/2013 0.04910 0.01274Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 8/25/2013 0.00110 0.00029Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 8/25/2013 0.04910 0.01274Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 9/25/2013 0.04910 0.01274Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 10/25/2013 0.05090 0.01320Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 11/25/2013 0.05090 0.01320Core Three Closed-End Allocation Portfolio, Series 2 35-2453404 30280S510 30280S528 30280S502 30280S536 30280S544 FETKSX 12/25/2013 0.05090 0.01320

Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 1/25/2013 0.04520 0.00190Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 2/25/2013 0.04520 0.00190Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 3/25/2013 0.04520 0.00190Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 4/25/2013 0.04300 0.00181Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 5/25/2013 0.04300 0.00181Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 6/25/2013 0.04300 0.00181Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 7/25/2013 0.04300 0.00181Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 8/25/2013 0.04300 0.00181Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 9/25/2013 0.04300 0.00181Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 10/25/2013 0.04610 0.00194Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 11/25/2013 0.04610 0.00194Preferred Income Portfolio, Series 57 35-2453403 30280S551 30280S569 30280S577 30280S593 30280S585 FHAVEX 12/25/2013 0.04610 0.00194

Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 1/25/2013 0.03920 0.00146Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 2/25/2013 0.03920 0.00146Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 3/25/2013 0.03920 0.00146Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 4/25/2013 0.03840 0.00143Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 5/25/2013 0.03840 0.00143Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 6/25/2013 0.03840 0.00143Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 7/25/2013 0.03840 0.00143Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 8/25/2013 0.03840 0.00143Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 9/25/2013 0.03840 0.00143Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 10/25/2013 0.04030 0.00150Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 11/25/2013 0.04030 0.00150Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 12/25/2013 0.00080 0.00003Tax-Advantaged Municipal Closed-EndPortfolio, Series 31 35-2453402 30280S601 30280S627 30280S643 30280S619 30280S635 FORIEX 12/25/2013 0.04030 0.00150

Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 1/25/2013 0.06900 0.01922Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 2/25/2013 0.00530 0.00148Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 2/25/2013 0.06900 0.01922Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 3/25/2013 0.06900 0.01922Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 4/25/2013 0.06820 0.01900Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 5/25/2013 0.00140 0.00039Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 5/25/2013 0.06820 0.01900Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 6/25/2013 0.06820 0.01900Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 7/25/2013 0.06820 0.01900Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 8/25/2013 0.06820 0.01900Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 9/25/2013 0.06820 0.01900Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 10/25/2013 0.06920 0.01928Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 11/25/2013 0.06920 0.01928Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 12/25/2013 0.06920 0.01928Dividend & Income Select Closed-End Portfolio, Series 27 35-2453408 30280S668 30280S676 30280S684 30280S692 30280S650 FHMWCX 12/25/2013 0.07760 0.02162

Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 1/25/2013 0.04580 0.00823Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 2/25/2013 0.04580 0.00823Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 3/25/2013 0.04580 0.00823



Ticker Symbol




Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 4/25/2013 0.04500 0.00809Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 5/25/2013 0.04500 0.00809Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 6/25/2013 0.04500 0.00809Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 7/25/2013 0.04500 0.00809Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 8/25/2013 0.04500 0.00809Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 9/25/2013 0.04500 0.00809Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 10/25/2013 0.04610 0.00829Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 11/25/2013 0.04610 0.00829Investment Grade Select Closed-End Portfolio, Series 37 35-2453407 30280S734 30280S700 30280S726 30280S742 30280S718 FTQBDX 12/25/2013 0.04610 0.00829

High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 1/25/2013 5.97000 2.16651High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 2/25/2013 5.97000 2.16651High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 3/25/2013 5.97000 2.16651High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 4/25/2013 5.97000 2.16651High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 5/25/2013 5.98000 2.17014High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 6/25/2013 6.09000 2.21006High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 7/25/2013 5.97000 2.16651High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 8/25/2013 5.97000 2.16651High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 9/25/2013 5.96000 2.16288High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 10/25/2013 5.98000 2.17014High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 11/25/2013 5.95000 2.15926High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 11/25/2013 26.03000 9.44629High Yield Corporate Trust, Short Intermediate, Series 7 35-2453450 30280S775 30280S759 30280S767 FRUHGX 12/25/2013 5.99000 2.17377

Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 1/25/2013 0.05730 0.00429Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 2/25/2013 0.05730 0.00429Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 3/25/2013 0.05730 0.00429Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 4/25/2013 0.05590 0.00419Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 5/25/2013 0.05590 0.00419Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 6/25/2013 0.05590 0.00419Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 7/25/2013 0.00930 0.00070Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 7/25/2013 0.05590 0.00419Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 8/25/2013 0.00100 0.00007Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 8/25/2013 0.05590 0.00419Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 9/25/2013 0.05590 0.00419Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 10/25/2013 0.05370 0.00402Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 11/25/2013 0.05370 0.00402Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 12/25/2013 0.00750 0.00056Senior Loan & Limited Duration ClosedEnd Portfolio, Series 25 35-2456801 30280S809 30280S783 30280S817 30280S825 30280S791 FSAUGX 12/25/2013 0.05370 0.00402

Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 1/25/2013 0.06920 0.01822Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 2/25/2013 0.00450 0.00118Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 2/25/2013 0.06920 0.01822Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 3/25/2013 0.06920 0.01822Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 4/25/2013 0.06720 0.01769Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 5/25/2013 0.00120 0.00032Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 5/25/2013 0.06720 0.01769Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 6/25/2013 0.06720 0.01769Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 7/25/2013 0.06720 0.01769Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 8/25/2013 0.06720 0.01769Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 9/25/2013 0.06720 0.01769Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 10/25/2013 0.06820 0.01796Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 11/25/2013 0.06820 0.01796Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 12/25/2013 0.06820 0.01796Dividend & Income Plus Closed-End Portfolio, Series 38 35-2453445 30280S833 30280S858 30280S841 30280S866 30280S874 FSHOPX 12/25/2013 0.08120 0.02138

Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 1/25/2013 0.05880 0.00746Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 2/25/2013 0.05880 0.00746Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 3/25/2013 0.05880 0.00746Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 4/25/2013 0.05830 0.00740Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 5/25/2013 0.00740 0.00094Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 5/25/2013 0.05830 0.00740Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 6/25/2013 0.00120 0.00015Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 6/25/2013 0.05830 0.00740Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 7/25/2013 0.01940 0.00246Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 7/25/2013 0.05830 0.00740Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 8/25/2013 0.00220 0.00028Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 8/25/2013 0.05830 0.00740Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 9/25/2013 0.05830 0.00740Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 10/25/2013 0.05790 0.00735Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 11/25/2013 0.05790 0.00735Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 12/25/2013 0.00590 0.00075Senior Loan & Limited Duration Opportunities Closed-End Porfolio, Series 15 35-2453420 30280T351 30280T369 30280T393 30280T385 30280T377 FRAUGX 12/25/2013 0.05790 0.00735



Ticker Symbol




Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 1/25/2013 0.04400 0.00183Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 2/25/2013 0.04400 0.00183Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 3/25/2013 0.04400 0.00183Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 4/25/2013 0.04220 0.00176Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 5/25/2013 0.04220 0.00176Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 6/25/2013 0.04220 0.00176Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 7/25/2013 0.04220 0.00176Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 8/25/2013 0.04220 0.00176Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 9/25/2013 0.04220 0.00176Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 10/25/2013 0.04240 0.00177Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 11/25/2013 0.04240 0.00177Municipal Income Plus Closed-End Portfolio, Series 31 35-2453423 30280T401 30280T427 30280T435 30280T419 30280T443 FNGENX 12/25/2013 0.04240 0.00177

Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 1/25/2013 0.04160 0.00332Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 2/25/2013 0.04160 0.00332Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 3/25/2013 0.00100 0.00008Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 3/25/2013 0.04160 0.00332Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 4/25/2013 0.04110 0.00328Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 5/25/2013 0.04110 0.00328Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 6/25/2013 0.04110 0.00328Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 7/25/2013 0.04110 0.00328Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 8/25/2013 0.04110 0.00328Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 9/25/2013 0.04110 0.00328Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 10/25/2013 0.04290 0.00343Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 11/25/2013 0.04290 0.00343Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 12/25/2013 0.00180 0.00014Balanced Income Select Portfolio, Series 31 35-2453422 30280T476 30280T450 30280T484 30280T468 30280T492 FYEMVX 12/25/2013 0.04290 0.00343

Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 1/25/2013 0.04200 0.00214Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 2/25/2013 0.04200 0.00214Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 3/25/2013 0.04200 0.00214Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 4/25/2013 0.04130 0.00210Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 5/25/2013 0.04130 0.00210Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 6/25/2013 0.04130 0.00210Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 7/25/2013 0.04130 0.00210Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 8/25/2013 0.04130 0.00210Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 9/25/2013 0.04130 0.00210Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 10/25/2013 0.04250 0.00216Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 11/25/2013 0.04250 0.00216Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 12/25/2013 0.00090 0.00005Municipal Income Opportunities Closed-End Portfolio, Series 15 35-2453444 30280T542 30280T518 30280T534 30280T500 30280T526 FCLRNX 12/25/2013 0.04250 0.00216

Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 1/25/2013 0.02790 0.00245Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 2/25/2013 0.01270 0.00111Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 2/25/2013 0.02790 0.00245Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 3/25/2013 0.02790 0.00245Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 4/25/2013 0.02750 0.00241Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 5/25/2013 0.02750 0.00241Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 6/25/2013 0.02750 0.00241Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 7/25/2013 0.02750 0.00241Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 8/25/2013 0.02750 0.00241Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 9/25/2013 0.02750 0.00241Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 10/25/2013 0.02910 0.00255Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 11/25/2013 0.02910 0.00255Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 12/25/2013 0.00160 0.00014Municipal Advantage Closed-End and ETF Portfolio, Series 16 35-2456806 30280T567 30280T575 30280T583 30280T591 30280T559 FILADX 12/25/2013 0.02910 0.00255

Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 1/25/2013 0.05130 0.00542Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 2/25/2013 0.05130 0.00542Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 3/25/2013 0.00280 0.00030Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 3/25/2013 0.05130 0.00542Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 4/25/2013 0.05070 0.00535Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 5/25/2013 0.05070 0.00535Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 6/25/2013 0.05070 0.00535Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 7/25/2013 0.05070 0.00535Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 8/25/2013 0.00640 0.00068Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 8/25/2013 0.05070 0.00535Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 9/25/2013 0.05070 0.00535Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 10/25/2013 0.05160 0.00545Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 11/25/2013 0.05160 0.00545Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 12/25/2013 0.00210 0.00022Global Bond Income Closed-End Portfolio, Series 8 35-2456818 30280T690 30280T682 30280T658 30280T666 30280T674 FHGIUX 12/25/2013 0.05160 0.00545



Ticker Symbol




INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 1/25/2013 0.05970 0.01051INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 2/25/2013 0.05970 0.01051INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 3/25/2013 0.05970 0.01051INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 4/25/2013 0.05940 0.01045INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 5/25/2013 0.05940 0.01045INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 6/25/2013 0.05940 0.01045INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 7/25/2013 0.05940 0.01045INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 8/25/2013 0.05940 0.01045INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 9/25/2013 0.05940 0.01045INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 10/25/2013 0.05980 0.01052INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 11/25/2013 0.05980 0.01052INCOME ALLOCATION CLOSED-END DEC. '12 35-2456905 30280T773 30280T757 30280T781 30280T799 30280T765 FQRDCX 12/25/2013 0.05980 0.01052

California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 1/25/2013 0.04280 0.00104California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 2/25/2013 0.04280 0.00104California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 3/25/2013 0.04280 0.00104California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 4/25/2013 0.04190 0.00102California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 5/25/2013 0.04190 0.00102California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 6/25/2013 0.04190 0.00102California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 7/25/2013 0.04190 0.00102California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 8/25/2013 0.04190 0.00102California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 9/25/2013 0.04190 0.00102California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 10/25/2013 0.04320 0.00105California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 11/25/2013 0.04320 0.00105California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 12/25/2013 0.00030 0.00001California Municipal Income Select Closed-End Portfolio, Series 17 35-2453443 30280U127 30280U143 30280U101 30280U119 30280U135 FINDNX 12/25/2013 0.04320 0.00105

Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 1/25/2013 0.06000 0.01445Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 2/25/2013 0.06000 0.01445Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 3/25/2013 0.06000 0.01445Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 4/25/2013 0.05830 0.01404Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 5/25/2013 0.05830 0.01404Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 6/25/2013 0.05830 0.01404Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 7/25/2013 0.05830 0.01404Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 8/25/2013 0.05830 0.01404Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 9/25/2013 0.05830 0.01404Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 10/25/2013 0.05940 0.01431Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 11/25/2013 0.05940 0.01431Strategic Income Plus Closed-End Portfolio, Series 46 35-2456802 30280U168 30280U150 30280U176 30280U184 30280U192 FRENPX 12/25/2013 0.05940 0.01431

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 1/25/2013 0.06900 0.04007GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 2/25/2013 0.00740 0.00430GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 2/25/2013 0.06900 0.04007GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 3/25/2013 0.06900 0.04007GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 4/25/2013 0.07130 0.04140GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 5/25/2013 0.00780 0.00453GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 5/25/2013 0.07130 0.04140GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 6/25/2013 0.07130 0.04140GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 7/25/2013 0.07130 0.04140GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 8/25/2013 0.07130 0.04140GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 9/25/2013 0.07130 0.04140GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 10/25/2013 0.07060 0.04100GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 11/25/2013 0.07060 0.04100GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 11/25/2013 0.54800 0.31822GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 26 35-2456835 30280U291 30280U259 30280U275 30280U283 30280U267 FIEGPX 12/25/2013 0.07060 0.04100

Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 1/25/2013 0.05190 0.00293Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 2/25/2013 0.05190 0.00293Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 3/25/2013 0.00100 0.00006Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 3/25/2013 0.05190 0.00293Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 4/25/2013 0.05060 0.00286Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 5/25/2013 0.05060 0.00286Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 6/25/2013 0.05060 0.00286Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 7/25/2013 0.05060 0.00286Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 8/25/2013 0.00230 0.00013Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 8/25/2013 0.05060 0.00286Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 9/25/2013 0.05060 0.00286Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 10/25/2013 0.05030 0.00284Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 11/25/2013 0.05030 0.00284Strategic Income Closed-End Portfolio, Series 44 35-2456828 30280U473 30280U457 30280U465 30280U481 30280U499 FLPMIX 12/25/2013 0.05030 0.00284

GLOBAL AGRICULTURE PORTFOLIO, SERIES 22 35-2456822 30280U721 30280U747 30280U739 30280U713 30280U705 FBERGX 6/25/2013 0.03090 0.01413



Ticker Symbol




GLOBAL AGRICULTURE PORTFOLIO, SERIES 22 35-2456822 30280U721 30280U747 30280U739 30280U713 30280U705 FBERGX 10/25/2013 0.61880 0.28304GLOBAL AGRICULTURE PORTFOLIO, SERIES 22 35-2456822 30280U721 30280U747 30280U739 30280U713 30280U705 FBERGX 12/25/2013 0.06150 0.02813

Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 1/25/2013 0.04460 0.00179Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 2/25/2013 0.04460 0.00179Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 3/25/2013 0.04460 0.00179Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 4/25/2013 0.04310 0.00173Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 5/25/2013 0.04310 0.00173Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 6/25/2013 0.04310 0.00173Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 7/25/2013 0.04310 0.00173Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 8/25/2013 0.04310 0.00173Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 9/25/2013 0.04310 0.00173Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 10/25/2013 0.04310 0.00173Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 11/25/2013 0.04310 0.00173Municipal Income Select, Closed-End Portfolio, Series 46 35-2453446 30280V232 30280V240 30280V208 30280V224 30280V216 FGNADX 12/25/2013 0.04310 0.00173

New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 1/25/2013 0.03500 0.00067New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 2/25/2013 0.03500 0.00067New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 3/25/2013 0.03500 0.00067New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 4/25/2013 0.03570 0.00068New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 5/25/2013 0.03570 0.00068New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 6/25/2013 0.03570 0.00068New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 7/25/2013 0.03570 0.00068New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 8/25/2013 0.03570 0.00068New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 9/25/2013 0.03570 0.00068New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 10/25/2013 0.03760 0.00071New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 11/25/2013 0.03760 0.00071New Jersey Municipal Income Select Closed-End Portfolio, Series 18 35-2453448 30280V273 30280V281 30280V257 30280V265 30280V299 FHOWRX 12/25/2013 0.03760 0.00071

Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 1/25/2013 0.06100 0.01804Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 2/25/2013 0.06100 0.01804Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 3/25/2013 0.00080 0.00024Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 3/25/2013 0.06100 0.01804Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 4/25/2013 0.05740 0.01697Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 5/25/2013 0.05740 0.01697Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 6/25/2013 0.05740 0.01697Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 7/25/2013 0.05740 0.01697Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 8/25/2013 0.05740 0.01697Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 9/25/2013 0.05740 0.01697Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 10/25/2013 0.05800 0.01715Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 11/25/2013 0.05800 0.01715Strategic Income Select Closed-End Portfolio, Series 10 35-2453447 30280V315 30280V349 30280V307 30280V323 30280V331 FYMEBX 12/25/2013 0.05800 0.01715

Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 1/25/2013 0.05070 0.00134Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 2/25/2013 0.05070 0.00134Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 3/25/2013 0.00270 0.00007Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 3/25/2013 0.05070 0.00134Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 4/25/2013 0.04910 0.00130Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 5/25/2013 0.04910 0.00130Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 6/25/2013 0.04910 0.00130Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 7/25/2013 0.04910 0.00130Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 8/25/2013 0.00630 0.00017Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 8/25/2013 0.04910 0.00130Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 9/25/2013 0.04910 0.00130Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 10/25/2013 0.05110 0.00135Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 11/25/2013 0.05110 0.00135Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 12/25/2013 0.00160 0.00004Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 12/25/2013 0.05110 0.00135Global Bond Income Plus Closed-End Portfolio, Series 28 35-2456821 30280V414 30280V422 30280V430 30280V406 30280V448 FVCJOX 1/8/2014 0.01860 0.00049

New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 1/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 2/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 3/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 4/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 5/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 6/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 7/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 8/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 9/25/2013 0.03810 0.00128New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 10/25/2013 0.03900 0.00131New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 11/25/2013 0.03900 0.00131New York Municipal Income Select Closed-End Portfolio, Series 14 35-2456813 30280V455 30280V489 30280V471 30280V497 30280V463 FREVLX 12/25/2013 0.03900 0.00131



Ticker Symbol




Capital Strength Buy-Write Portfolio, Series 2 35-2456812 30280V554 30280V562 30280V570 FNHPMX 2/27/2013 0.10790 0.06315Capital Strength Buy-Write Portfolio, Series 2 35-2456812 30280V554 30280V562 30280V570 FNHPMX 5/25/2013 0.10830 0.06339Capital Strength Buy-Write Portfolio, Series 2 35-2456812 30280V554 30280V562 30280V570 FNHPMX 6/25/2013 0.06990 0.04091Capital Strength Buy-Write Portfolio, Series 2 35-2456812 30280V554 30280V562 30280V570 FNHPMX 8/25/2013 0.10820 0.06333Capital Strength Buy-Write Portfolio, Series 2 35-2456812 30280V554 30280V562 30280V570 FNHPMX 11/25/2013 0.10890 0.06374Capital Strength Buy-Write Portfolio, Series 2 35-2456812 30280V554 30280V562 30280V570 FNHPMX 12/25/2013 0.07670 0.04489Capital Strength Buy-Write Portfolio, Series 2 35-2456812 30280V554 30280V562 30280V570 FNHPMX 12/25/2013 2.75970 1.61525

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 1/25/2013 0.03710 0.00199TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 2/25/2013 0.03710 0.00199TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 3/25/2013 0.03710 0.00199TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 4/25/2013 0.03840 0.00206TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 5/25/2013 0.03840 0.00206TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 6/25/2013 0.03840 0.00206TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 7/25/2013 0.03840 0.00206TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 8/25/2013 0.03840 0.00206TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 9/25/2013 0.03840 0.00206TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 10/25/2013 0.03990 0.00214TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 11/25/2013 0.03990 0.00214TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 12/25/2013 0.00070 0.00004TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 32 35-2456898 30280V836 30280V844 30280V869 30280V851 30280V877 FBHTRX 12/25/2013 0.03990 0.00214

Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 1/25/2013 0.04360 0.00133Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 2/25/2013 0.00020 0.00001Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 2/25/2013 0.04360 0.00133Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 3/25/2013 0.04360 0.00133Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 4/25/2013 0.04280 0.00130Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 5/25/2013 0.04280 0.00130Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 6/25/2013 0.04280 0.00130Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 7/25/2013 0.04280 0.00130Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 8/25/2013 0.04280 0.00130Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 9/25/2013 0.04280 0.00130Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 10/25/2013 0.04280 0.00130Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 11/25/2013 0.04280 0.00130Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 12/25/2013 0.00020 0.00001Municipal Income Closed-End Portfolio, Series 52 35-2456820 30280W123 30280W131 30280W149 30280W107 30280W115 FHMBKX 12/25/2013 0.04280 0.00130

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 1/25/2013 0.05800 0.00614SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 2/25/2013 0.05800 0.00614SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 3/25/2013 0.05800 0.00614SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 4/25/2013 0.05630 0.00596SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 5/25/2013 0.05630 0.00596SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 6/25/2013 0.05630 0.00596SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 7/25/2013 0.02790 0.00295SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 7/25/2013 0.05630 0.00596SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 8/25/2013 0.00320 0.00034SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 8/25/2013 0.05630 0.00596SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 9/25/2013 0.05630 0.00596SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 10/25/2013 0.05430 0.00574SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 11/25/2013 0.05430 0.00574SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 12/25/2013 0.00200 0.00021SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 67 35-2456861 30280W164 30280W180 30280W156 30280W172 30280W198 FYONGX 12/25/2013 0.05430 0.00574

INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 1/25/2013 0.04380 0.00438INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 2/25/2013 0.04380 0.00438INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 3/25/2013 0.04380 0.00438INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 4/25/2013 0.04360 0.00436INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 5/25/2013 0.04360 0.00436INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 6/25/2013 0.04360 0.00436INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 7/25/2013 0.04360 0.00436INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 8/25/2013 0.04360 0.00436INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 9/25/2013 0.04360 0.00436INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 10/25/2013 0.04490 0.00449INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 11/25/2013 0.04490 0.00449INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 12/25/2013 0.04490 0.00449INTEREST RATE HEDGE PORTFOLIO, SERIES 57 35-2456860 30280W214 30280W222 30280W206 30280W230 30280W248 FKCRDX 12/25/2013 0.06710 0.00672

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 1/25/2013 0.05590 0.00557SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 2/25/2013 0.05590 0.00557SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 3/25/2013 0.05590 0.00557SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 4/25/2013 0.05470 0.00545SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 5/25/2013 0.05470 0.00545SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 6/25/2013 0.05470 0.00545



Ticker Symbol




SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 7/25/2013 0.02100 0.00209SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 7/25/2013 0.05470 0.00545SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 8/25/2013 0.00240 0.00024SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 8/25/2013 0.05470 0.00545SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 9/25/2013 0.05470 0.00545SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 10/25/2013 0.05320 0.00530SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 11/25/2013 0.05320 0.00530SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 12/25/2013 0.00150 0.00015SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 26 35-2456893 30280W271 30280W289 30280W263 30280W255 30280W297 FNIVEX 12/25/2013 0.05320 0.00530

Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 1/25/2013 0.04250 0.00174Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 2/25/2013 0.04250 0.00174Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 3/25/2013 0.04250 0.00174Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 4/25/2013 0.04120 0.00169Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 5/25/2013 0.04120 0.00169Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 6/25/2013 0.04120 0.00169Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 7/25/2013 0.04120 0.00169Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 8/25/2013 0.04120 0.00169Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 9/25/2013 0.04120 0.00169Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 10/25/2013 0.04200 0.00172Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 11/25/2013 0.04200 0.00172Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 12/25/2013 0.00010 0.00000Municipal Income Plus Closed-End Portfolio, Series 32 35-2456852 30280W370 30280W396 30280W362 30280W388 30280W354 FSUNAX 12/25/2013 0.04200 0.00172

Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 1/25/2013 0.05310 0.01195Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 2/25/2013 0.05310 0.01195Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 3/25/2013 0.05310 0.01195Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 4/25/2013 0.05220 0.01175Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 5/25/2013 0.05220 0.01175Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 6/25/2013 0.05220 0.01175Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 7/25/2013 0.00960 0.00216Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 7/25/2013 0.05220 0.01175Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 8/25/2013 0.00130 0.00029Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 8/25/2013 0.05220 0.01175Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 9/25/2013 0.05220 0.01175Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 10/25/2013 0.05310 0.01195Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 11/25/2013 0.05310 0.01195Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 12/25/2013 0.00310 0.00070Core Three Closed-End Allocation Portfolio, Series 3 35-2456853 30280W412 30280W438 30280W404 30280W420 30280W446 FIRRLX 12/25/2013 0.05310 0.01195

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 1/25/2013 0.04260 0.00173MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 2/25/2013 0.04260 0.00173MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 3/25/2013 0.04260 0.00173MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 4/25/2013 0.04170 0.00169MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 5/25/2013 0.04170 0.00169MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 6/25/2013 0.04170 0.00169MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 7/25/2013 0.04170 0.00169MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 8/25/2013 0.04170 0.00169MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 9/25/2013 0.04170 0.00169MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 10/25/2013 0.04250 0.00172MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 11/25/2013 0.04250 0.00172MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 12/25/2013 0.00010 0.00000MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 47 35-2456856 30280W461 30280W495 30280W453 30280W479 30280W487 FRYKCX 12/25/2013 0.04250 0.00172

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 1/25/2013 0.07600 0.04163COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 2/25/2013 0.07600 0.04163COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 3/25/2013 0.07600 0.04163COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 4/25/2013 0.07670 0.04202COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 5/25/2013 0.07670 0.04202COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 6/25/2013 0.07670 0.04202COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 7/25/2013 0.07670 0.04202COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 8/25/2013 0.07670 0.04202COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 9/25/2013 0.07670 0.04202COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 10/25/2013 0.07750 0.04245COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 11/25/2013 0.07750 0.04245COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 11/25/2013 0.43790 0.23988COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2456859 30280W537 30280W545 30280W503 30280W511 30280W529 FPOISX 12/25/2013 0.07750 0.04245

Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 1/25/2013 0.04490 0.00558Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 2/25/2013 0.00190 0.00024Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 2/25/2013 0.04490 0.00558Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 3/25/2013 0.04490 0.00558Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 4/25/2013 0.04460 0.00554



Ticker Symbol




Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 5/25/2013 0.04460 0.00554Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 6/25/2013 0.04460 0.00554Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 7/25/2013 0.00160 0.00020Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 7/25/2013 0.04460 0.00554Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 8/25/2013 0.04460 0.00554Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 9/25/2013 0.04460 0.00554Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 10/25/2013 0.04560 0.00567Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 11/25/2013 0.04560 0.00567Investment Grade Select Closed-End Portfolio, Series 38 35-2456858 30280W594 30280W578 30280W586 30280W552 30280W560 FBAILX 12/25/2013 0.04560 0.00567

U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 1/25/2013 0.04610 0.00517U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 2/25/2013 0.04610 0.00517U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 3/25/2013 0.04610 0.00517U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 4/25/2013 0.05880 0.00659U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 5/25/2013 0.05880 0.00659U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 6/25/2013 0.05880 0.00659U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 7/25/2013 0.00430 0.00048U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 7/25/2013 0.05880 0.00659U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 8/25/2013 0.05880 0.00659U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 9/25/2013 0.00090 0.00010U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 9/25/2013 0.05880 0.00659U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 10/25/2013 0.06100 0.00684U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 11/25/2013 0.06100 0.00684U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 12/25/2013 0.06100 0.00684U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 5 35-2456917 30280W610 30280W636 30280W644 30280W602 30280W628 FESWTX 12/25/2013 0.26870 0.03012

DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 1/25/2013 0.07080 0.02756DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 2/25/2013 0.07080 0.02756DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 3/25/2013 0.07080 0.02756DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 4/25/2013 0.07010 0.02728DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 5/25/2013 0.07010 0.02728DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 6/25/2013 0.07010 0.02728DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 7/25/2013 0.07010 0.02728DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 8/25/2013 0.07010 0.02728DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 9/25/2013 0.07010 0.02728DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 10/25/2013 0.06920 0.02693DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 11/25/2013 0.06920 0.02693DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2456874 30280W669 30280W651 30280W677 30280W685 30280W693 FGWEBX 12/25/2013 0.06920 0.02693

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 1/25/2013 0.06010 0.03226STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 2/25/2013 0.06010 0.03226STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 3/25/2013 0.06010 0.03226STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 4/25/2013 0.06380 0.03425STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 5/25/2013 0.06380 0.03425STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 6/25/2013 0.06380 0.03425STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 7/25/2013 0.06380 0.03425STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 8/25/2013 0.00270 0.00145STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 8/25/2013 0.06380 0.03425STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 9/25/2013 0.06380 0.03425STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 10/25/2013 0.06370 0.03419STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 11/25/2013 0.06370 0.03419STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 11/25/2013 0.40650 0.21821STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 33 35-2456872 30280W727 30280W735 30280W701 30280W719 30280W743 FCHNTX 12/25/2013 0.06370 0.03419

TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 1/25/2013 0.09320 0.01690TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 2/25/2013 0.09320 0.01690TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 3/25/2013 0.09320 0.01690TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 4/25/2013 0.05270 0.00955TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 5/25/2013 0.05270 0.00955TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 6/25/2013 0.05270 0.00955TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 7/25/2013 0.05270 0.00955TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 8/25/2013 0.05270 0.00955TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 9/25/2013 0.05270 0.00955TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 10/25/2013 0.05050 0.00916TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 11/25/2013 0.05050 0.00916TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 12/25/2013 0.03280 0.00595TACTICAL INCOME PORTFOLIO, SERIES 16 35-2456885 30280W768 30280W792 30280W750 30280W776 30280W784 FWDANX 12/25/2013 0.05050 0.00916

EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 1/25/2013 0.06950 0.01905EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 2/25/2013 0.06950 0.01905EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 3/25/2013 0.06950 0.01905EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 4/25/2013 0.07050 0.01932EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 5/25/2013 0.07050 0.01932



Ticker Symbol




EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 6/25/2013 0.07050 0.01932EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 7/25/2013 0.07050 0.01932EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 8/25/2013 0.07050 0.01932EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 9/25/2013 0.07050 0.01932EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 10/25/2013 0.07080 0.01941EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 11/25/2013 0.07080 0.01941EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 12/25/2013 0.04320 0.01184EQUITY CLOSED-END PORTFOLIO, SERIES 24 35-2459398 30280X139 30280X105 30280X113 30280X121 30280X147 FYLAIX 12/25/2013 0.07080 0.01941

STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 1/25/2013 0.01710 0.00049STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 2/25/2013 0.01940 0.00056STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 3/25/2013 0.04090 0.00117STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 4/25/2013 0.05980 0.00172STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 5/25/2013 0.02580 0.00074STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 6/25/2013 0.05330 0.00153STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 7/25/2013 0.05820 0.00167STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 8/25/2013 0.02360 0.00068STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 9/25/2013 0.04670 0.00134STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 10/25/2013 0.05480 0.00157STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 11/25/2013 0.02090 0.00060STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 12/25/2013 0.03190 0.00092STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 9 35-2459397 30280X154 30280X196 30280X162 30280X170 30280X188 FMNSOX 12/25/2013 0.04930 0.00141

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 1/25/2013 0.03500 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 2/25/2013 0.03500 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 3/25/2013 0.03500 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 4/25/2013 0.03530 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 5/25/2013 0.03530 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 6/25/2013 0.03530 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 7/25/2013 0.03530 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 8/25/2013 0.03530 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 9/25/2013 0.03530 0.00084NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 10/25/2013 0.03720 0.00089NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 11/25/2013 0.03720 0.00089NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2456886 30280X204 30280X212 30280X238 30280X220 30280X246 FICVPX 12/25/2013 0.03720 0.00089

PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 1/25/2013 0.04420 0.00162PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 2/25/2013 0.04420 0.00162PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 3/25/2013 0.04420 0.00162PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 4/25/2013 0.04260 0.00156PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 5/25/2013 0.04260 0.00156PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 6/25/2013 0.04260 0.00156PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 7/25/2013 0.04260 0.00156PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 8/25/2013 0.04260 0.00156PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 9/25/2013 0.04260 0.00156PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 10/25/2013 0.04530 0.00166PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 11/25/2013 0.04530 0.00166PREFERRED INCOME PORTFOLIO, SERIES 58 35-2456892 30280X261 30280X279 30280X287 30280X253 30280X295 FRPBHX 12/25/2013 0.04530 0.00166

SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 1/25/2013 0.05980 0.00633SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 2/25/2013 0.05980 0.00633SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 3/25/2013 0.05980 0.00633SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 4/25/2013 0.05990 0.00634SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 5/25/2013 0.00750 0.00079SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 5/25/2013 0.05990 0.00634SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 6/25/2013 0.00120 0.00013SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 6/25/2013 0.05990 0.00634SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 7/25/2013 0.05990 0.00634SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 8/25/2013 0.05990 0.00634SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 9/25/2013 0.05990 0.00634SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 10/25/2013 0.05880 0.00623SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 11/25/2013 0.05880 0.00623SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 12/25/2013 0.00160 0.00017SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2456873 30280X337 30280X303 30280X311 30280X329 30280X345 FALDZX 12/25/2013 0.05880 0.00623

BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 1/25/2013 0.04690 0.00103BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 2/25/2013 0.04690 0.00103BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 3/25/2013 0.00100 0.00002BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 3/25/2013 0.04690 0.00103BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 4/25/2013 0.04630 0.00101BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 5/25/2013 0.04630 0.00101BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 6/25/2013 0.04630 0.00101BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 7/25/2013 0.04630 0.00101



Ticker Symbol




BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 8/25/2013 0.04630 0.00101BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 9/25/2013 0.04630 0.00101BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 10/25/2013 0.04760 0.00104BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 11/25/2013 0.04760 0.00104BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 12/25/2013 0.00070 0.00002BALANCED INCOME SELECT PORTFOLIO, SERIES 32 35-2456899 30280X352 30280X394 30280X360 30280X386 30280X378 FSGPUX 12/25/2013 0.04760 0.00104

Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 1/25/2013 0.06030 0.01582Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 2/25/2013 0.06030 0.01582Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 3/25/2013 0.06030 0.01582Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 4/25/2013 0.05960 0.01564Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 5/25/2013 0.05960 0.01564Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 6/25/2013 0.05960 0.01564Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 7/25/2013 0.05960 0.01564Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 8/25/2013 0.05960 0.01564Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 9/25/2013 0.05960 0.01564Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 10/25/2013 0.06000 0.01574Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 11/25/2013 0.06000 0.01574Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 12/25/2013 0.00670 0.00176Strategic Income Opporunities Closed-End Portfolio, Series 12 35-2456870 30280X493 30280X469 30280X485 30280X451 30280X477 FSINGX 12/25/2013 0.06000 0.01574

HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 1/25/2013 6.09000 2.39093HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 2/25/2013 6.08000 2.38701HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 3/25/2013 6.08000 2.38701HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 4/25/2013 6.09000 2.39093HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 5/25/2013 6.10000 2.39486HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 6/25/2013 6.16000 2.41842HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 7/25/2013 6.08000 2.38701HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 8/25/2013 6.10000 2.39486HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 9/25/2013 6.08000 2.38701HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 10/25/2013 6.09000 2.39093HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 11/25/2013 6.00000 2.35560HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 11/25/2013 37.09000 14.56153HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 8 35-2456902 30280X527 30280X501 30280X535 FPNELX 12/25/2013 6.17000 2.42234

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 2/25/2013 0.07100 0.01967DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 3/25/2013 0.06960 0.01928DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 4/25/2013 0.06960 0.01928DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 5/25/2013 0.06960 0.01928DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 6/25/2013 0.06960 0.01928DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 7/25/2013 0.06960 0.01928DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 8/25/2013 0.06960 0.01928DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 9/25/2013 0.06960 0.01928DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 10/25/2013 0.06900 0.01911DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 11/25/2013 0.06900 0.01911DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 12/25/2013 0.05400 0.01496DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 40 35-2463510 30280X634 30280X667 30280X642 30280X659 30280X675 FRGHTX 12/25/2013 0.06900 0.01911

INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 1/25/2013 0.04930 0.00659INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 2/25/2013 0.04320 0.00578INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 3/25/2013 0.04320 0.00578INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 4/25/2013 0.04440 0.00594INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 5/25/2013 0.04440 0.00594INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 6/25/2013 0.04440 0.00594INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 7/25/2013 0.00230 0.00031INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 7/25/2013 0.04440 0.00594INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 8/25/2013 0.04440 0.00594INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 9/25/2013 0.04440 0.00594INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 10/25/2013 0.04570 0.00611INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 11/25/2013 0.04570 0.00611INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 12/25/2013 0.04570 0.00611INTEREST RATE HEDGE PORTFOLIO, SERIES 58 35-2459391 30280X691 30280X709 30280X725 30280X683 30280X717 FRVYPX 12/25/2013 0.04910 0.00656

REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 1/25/2013 0.03980 0.01001REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 2/25/2013 0.03650 0.00918REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 3/25/2013 0.03650 0.00918REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 4/25/2013 0.04360 0.01097REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 5/25/2013 0.04360 0.01097REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 6/25/2013 0.04360 0.01097REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 7/25/2013 0.03840 0.00966REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 8/25/2013 0.03840 0.00966REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 9/25/2013 0.03840 0.00966REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 10/25/2013 0.04030 0.01014



Ticker Symbol




REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 11/25/2013 0.04030 0.01014REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 12/25/2013 0.04030 0.01014REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 13 35-2459390 30280X774 30280X733 30280X758 30280X741 30280X766 FGBLYX 12/25/2013 0.06710 0.01688

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 1/25/2013 0.06380 0.00626SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 2/25/2013 0.05690 0.00558SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 3/25/2013 0.05690 0.00558SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 4/25/2013 0.05650 0.00554SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 5/25/2013 0.05650 0.00554SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 6/25/2013 0.05650 0.00554SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 7/25/2013 0.05650 0.00554SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 8/25/2013 0.05650 0.00554SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 9/25/2013 0.05650 0.00554SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 10/25/2013 0.05360 0.00526SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 11/25/2013 0.05360 0.00526SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 12/25/2013 0.00130 0.00013SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 68 35-2459389 30280X782 30280X808 30280X816 30280X824 30280X790 FTRLOX 12/25/2013 0.05360 0.00526

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 1/25/2013 0.07580 0.03027DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 2/25/2013 0.00470 0.00188DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 2/25/2013 0.07580 0.03027DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 3/25/2013 0.07580 0.03027DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 4/25/2013 0.07600 0.03035DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 5/25/2013 0.00120 0.00048DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 5/25/2013 0.07600 0.03035DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 6/25/2013 0.07600 0.03035DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 7/25/2013 0.07600 0.03035DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 8/25/2013 0.07600 0.03035DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 9/25/2013 0.07600 0.03035DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 10/25/2013 0.07590 0.03031DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 11/25/2013 0.07590 0.03031DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 11/25/2013 0.40640 0.16228DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 39 35-2456900 30280Y103 30280Y111 30280Y137 30280Y145 30280Y129 FKNEUX 12/25/2013 0.07590 0.03031

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 1/25/2013 0.07460 0.01894DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 2/25/2013 0.07460 0.01894DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 3/25/2013 0.07460 0.01894DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 4/25/2013 0.07330 0.01861DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 5/25/2013 0.07330 0.01861DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 6/25/2013 0.07330 0.01861DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 7/25/2013 0.07330 0.01861DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 8/25/2013 0.07330 0.01861DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 9/25/2013 0.07330 0.01861DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 10/25/2013 0.07320 0.01859DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 11/25/2013 0.07320 0.01859DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 12/25/2013 0.07320 0.01859DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 28 35-2456916 30280Y178 30280Y152 30280Y186 30280Y160 30280Y194 FPUMLX 12/25/2013 0.15260 0.03875

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 1/25/2013 0.05690 0.00699SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 2/25/2013 0.05710 0.00701SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 3/25/2013 0.05710 0.00701SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 4/25/2013 0.05710 0.00701SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 5/25/2013 0.05710 0.00701SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 6/25/2013 0.05710 0.00701SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 7/25/2013 0.02390 0.00293SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 7/25/2013 0.05710 0.00701SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 8/25/2013 0.00270 0.00033SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 8/25/2013 0.05710 0.00701SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 9/25/2013 0.05710 0.00701SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 10/25/2013 0.05560 0.00683SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 11/25/2013 0.05560 0.00683SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 27 35-2459407 30280Y400 30280Y418 30280Y426 30280Y434 30280Y442 FENQRX 12/25/2013 0.05560 0.00683

INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 1/25/2013 0.00930 0.00145INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 2/25/2013 0.00080 0.00012INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 2/25/2013 0.06020 0.00937INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 3/25/2013 0.00040 0.00006INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 3/25/2013 0.06020 0.00937INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 4/25/2013 0.05870 0.00913INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 5/25/2013 0.05870 0.00913INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 6/25/2013 0.05870 0.00913INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 7/25/2013 0.00070 0.00011INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 7/25/2013 0.05870 0.00913



Ticker Symbol




INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 8/25/2013 0.00180 0.00028INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 8/25/2013 0.05870 0.00913INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 9/25/2013 0.05870 0.00913INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 10/25/2013 0.05910 0.00920INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 11/25/2013 0.05910 0.00920INCOME ALLOCATION CLOSED-END JAN. ’13 35-2459478 30280Y467 30280Y475 30280Y491 30280Y459 30280Y483 FKMLDX 12/25/2013 0.05910 0.00920

TARGET FOCUS 4 1Q '13 - TERM 4/9/14 35-2459482 30280Y582 30280Y590 30280Y566 30280Y558 30280Y574 FSNIFX 6/25/2013 0.08170 0.00540TARGET FOCUS 4 1Q '13 - TERM 4/9/14 35-2459482 30280Y582 30280Y590 30280Y566 30280Y558 30280Y574 FSNIFX 11/25/2013 0.09440 0.00624TARGET FOCUS 4 1Q '13 - TERM 4/9/14 35-2459482 30280Y582 30280Y590 30280Y566 30280Y558 30280Y574 FSNIFX 12/25/2013 0.11230 0.00742

TARGET TRIAD 1Q '13 - TERM 4/9/14 35-2459483 30280Y608 30280Y624 30280Y640 30280Y632 30280Y616 FLCGSX 6/25/2013 0.06570 0.00263TARGET TRIAD 1Q '13 - TERM 4/9/14 35-2459483 30280Y608 30280Y624 30280Y640 30280Y632 30280Y616 FLCGSX 7/25/2013 0.08950 0.00359TARGET TRIAD 1Q '13 - TERM 4/9/14 35-2459483 30280Y608 30280Y624 30280Y640 30280Y632 30280Y616 FLCGSX 12/25/2013 0.13020 0.00522

TARGET VIP 1Q '13 - TERM 4/9/14 35-2459479 30280Y673 30280Y699 30280Y657 30280Y665 30280Y681 FTYLJX 5/25/2013 0.03420 0.01242TARGET VIP 1Q '13 - TERM 4/9/14 35-2459479 30280Y673 30280Y699 30280Y657 30280Y665 30280Y681 FTYLJX 6/25/2013 0.06420 0.02332TARGET VIP 1Q '13 - TERM 4/9/14 35-2459479 30280Y673 30280Y699 30280Y657 30280Y665 30280Y681 FTYLJX 7/25/2013 0.06530 0.02372TARGET VIP 1Q '13 - TERM 4/9/14 35-2459479 30280Y673 30280Y699 30280Y657 30280Y665 30280Y681 FTYLJX 10/25/2013 0.05670 0.02060TARGET VIP 1Q '13 - TERM 4/9/14 35-2459479 30280Y673 30280Y699 30280Y657 30280Y665 30280Y681 FTYLJX 12/25/2013 0.07960 0.02892TARGET VIP 1Q '13 - TERM 4/9/14 35-2459479 30280Y673 30280Y699 30280Y657 30280Y665 30280Y681 FTYLJX 12/25/2013 0.10010 0.03637

INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 2/25/2013 0.00530 0.00101INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 3/25/2013 0.05650 0.01076INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 4/25/2013 0.05610 0.01068INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 5/25/2013 0.05610 0.01068INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 6/25/2013 0.05610 0.01068INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 7/25/2013 0.05610 0.01068INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 8/25/2013 0.00170 0.00032INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 8/25/2013 0.05610 0.01068INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 9/25/2013 0.05610 0.01068INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 10/25/2013 0.05610 0.01068INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 11/25/2013 0.05610 0.01068INCOME ALLOCATION CLOSED-END FEB. '13 35-2463596 30280Y723 30280Y749 30280Y707 30280Y715 30280Y731 FSIGBX 12/25/2013 0.05610 0.01068

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 1/25/2013 0.03010 0.00051MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 2/25/2013 0.00010 0.00000MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 2/25/2013 0.04400 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 3/25/2013 0.04400 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 4/25/2013 0.04410 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 5/25/2013 0.04410 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 6/25/2013 0.04410 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 7/25/2013 0.04410 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 8/25/2013 0.04410 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 9/25/2013 0.04410 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 10/25/2013 0.04400 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 11/25/2013 0.04400 0.00074MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 49 35-2459451 30280Y756 30280Y772 30280Y780 30280Y764 30280Y798 FGKPTX 12/25/2013 0.04400 0.00074

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 1/25/2013 0.04160 0.00187CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 2/25/2013 0.04160 0.00187CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 3/25/2013 0.04160 0.00187CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 4/25/2013 0.04210 0.00189CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 5/25/2013 0.04210 0.00189CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 6/25/2013 0.04210 0.00189CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 7/25/2013 0.04210 0.00189CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 8/25/2013 0.04210 0.00189CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 9/25/2013 0.04210 0.00189CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 10/25/2013 0.04280 0.00193CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 11/25/2013 0.04280 0.00193CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 12/25/2013 0.00030 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 18 35-2456915 30281A120 30281A138 30281A104 30281A112 30281A146 FHKJGX 12/25/2013 0.04280 0.00193

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 1/25/2013 0.06330 0.01300STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 2/25/2013 0.06330 0.01300STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 3/25/2013 0.06330 0.01300STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 4/25/2013 0.06230 0.01280STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 5/25/2013 0.06230 0.01280STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 6/25/2013 0.06230 0.01280STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 7/25/2013 0.06230 0.01280STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 8/25/2013 0.06230 0.01280STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 9/25/2013 0.06230 0.01280STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 10/25/2013 0.06130 0.01259



Ticker Symbol




STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 11/25/2013 0.06130 0.01259STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 47 35-2456913 30281A153 30281A179 30281A161 30281A187 30281A195 FBGLMX 12/25/2013 0.06130 0.01259

HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 1/25/2013 0.06690 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 2/25/2013 0.06690 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 3/25/2013 0.06690 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 4/25/2013 0.06630 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 5/25/2013 0.06630 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 6/25/2013 0.06630 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 7/25/2013 0.06630 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 8/25/2013 0.06630 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 9/25/2013 0.06630 0.00043HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 10/25/2013 0.06470 0.00042HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 11/25/2013 0.06470 0.00042HIGH-YIELD INCOME CLOSED-END PORTFOLIO, SERIES 55 35-2456908 30281A245 30281A237 30281A203 30281A211 30281A229 FOYCMX 12/25/2013 0.06470 0.00042

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 1/25/2013 0.06250 0.01849STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 2/25/2013 0.06250 0.01849STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 3/25/2013 0.06250 0.01849STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 4/25/2013 0.06140 0.01816STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 5/25/2013 0.06140 0.01816STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 6/25/2013 0.06140 0.01816STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 7/25/2013 0.06140 0.01816STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 8/25/2013 0.06140 0.01816STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 9/25/2013 0.06140 0.01816STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 10/25/2013 0.06120 0.01810STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 11/25/2013 0.06120 0.01810STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 11 35-2456911 30281A278 30281A252 30281A294 30281A260 30281A286 FNWDAX 12/25/2013 0.06120 0.01810

MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 1/25/2013 0.02490 0.00225MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 2/25/2013 0.01590 0.00144MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 2/25/2013 0.02570 0.00232MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 3/25/2013 0.02570 0.00232MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 4/25/2013 0.02670 0.00241MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 5/25/2013 0.02670 0.00241MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 6/25/2013 0.02670 0.00241MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 7/25/2013 0.02670 0.00241MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 8/25/2013 0.02670 0.00241MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 9/25/2013 0.02670 0.00241MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 10/25/2013 0.02750 0.00249MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 11/25/2013 0.02750 0.00249MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 12/25/2013 0.00240 0.00022MUNICIPAL ADVANTAGE CLOSED-END AND ETF PORTFOLIO, SERIES 17 35-2459392 30281A393 30281A351 30281A369 30281A377 30281A385 FPUREX 12/25/2013 0.02750 0.00249

NATURAL GAS PORTFOLIO, SERIES 15 35-2459379 30281A526 30281A484 30281A492 30281A500 30281A518 FDSPVX 6/25/2013 0.04690 0.00563NATURAL GAS PORTFOLIO, SERIES 15 35-2459379 30281A526 30281A484 30281A492 30281A500 30281A518 FDSPVX 6/25/2013 0.41910 0.05033NATURAL GAS PORTFOLIO, SERIES 15 35-2459379 30281A526 30281A484 30281A492 30281A500 30281A518 FDSPVX 12/25/2013 0.06490 0.00779

CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 1/25/2013 0.05370 0.01428CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 2/25/2013 0.05370 0.01428CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 3/25/2013 0.05370 0.01428CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 4/25/2013 0.05300 0.01410CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 5/25/2013 0.05300 0.01410CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 6/25/2013 0.05300 0.01410CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 7/25/2013 0.00140 0.00037CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 7/25/2013 0.05300 0.01410CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 8/25/2013 0.00030 0.00008CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 8/25/2013 0.05300 0.01410CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 9/25/2013 0.05300 0.01410CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 10/25/2013 0.05260 0.01399CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 11/25/2013 0.05260 0.01399CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 12/25/2013 0.00050 0.00013CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 4 35-2459380 30281A542 30281A559 30281A534 30281A567 30281A575 FBKURX 12/25/2013 0.05260 0.01399

MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 1/25/2013 0.04410 0.00224MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 2/25/2013 0.04410 0.00224MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 3/25/2013 0.04410 0.00224MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 4/25/2013 0.04360 0.00222MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 5/25/2013 0.04360 0.00222MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 6/25/2013 0.04360 0.00222MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 7/25/2013 0.04360 0.00222MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 8/25/2013 0.04360 0.00222MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 9/25/2013 0.04360 0.00222



Ticker Symbol




MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 10/25/2013 0.04260 0.00217MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 11/25/2013 0.04260 0.00217MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 33 35-2459385 30281A625 30281A583 30281A591 30281A609 30281A617 FHKYUX 12/25/2013 0.04260 0.00217

MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 1/25/2013 0.04140 0.00258MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 2/25/2013 0.04140 0.00258MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 3/25/2013 0.04140 0.00258MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 4/25/2013 0.04240 0.00264MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 5/25/2013 0.04240 0.00264MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 6/25/2013 0.04240 0.00264MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 7/25/2013 0.04240 0.00264MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 8/25/2013 0.04240 0.00264MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 9/25/2013 0.04240 0.00264MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 10/25/2013 0.04230 0.00263MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 11/25/2013 0.04230 0.00263MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 12/25/2013 0.00140 0.00009MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 16 35-2459386 30281A641 30281A674 30281A633 30281A658 30281A666 FSTWAX 12/25/2013 0.04230 0.00263

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 1/25/2013 0.04330 0.00168MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 2/25/2013 0.04330 0.00168MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 3/25/2013 0.04330 0.00168MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 4/25/2013 0.04300 0.00166MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 5/25/2013 0.04300 0.00166MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 6/25/2013 0.04300 0.00166MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 7/25/2013 0.04300 0.00166MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 8/25/2013 0.04300 0.00166MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 9/25/2013 0.04300 0.00166MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 10/25/2013 0.04280 0.00166MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 11/25/2013 0.04280 0.00166MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 48 35-2459406 30281A682 30281A690 30281A708 30281A724 30281A716 FHBKWX 12/25/2013 0.04280 0.00166

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 1/25/2013 0.04520 0.00183GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 2/25/2013 0.05170 0.00209GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 3/25/2013 0.00160 0.00006GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 3/25/2013 0.05170 0.00209GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 4/25/2013 0.05010 0.00203GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 5/25/2013 0.05010 0.00203GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 6/25/2013 0.05010 0.00203GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 7/25/2013 0.05010 0.00203GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 8/25/2013 0.00620 0.00025GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 8/25/2013 0.05010 0.00203GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 9/25/2013 0.05010 0.00203GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 10/25/2013 0.05110 0.00207GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 11/25/2013 0.05110 0.00207GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 12/25/2013 0.00240 0.00010GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 12/25/2013 0.05110 0.00207GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 9 35-2459403 30281A757 30281A765 30281A732 30281A773 30281A740 FCLKUX 1/8/2014 0.01690 0.00068

GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 1/25/2013 0.04680 0.00180GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 2/25/2013 0.05200 0.00200GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 3/25/2013 0.00130 0.00005GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 3/25/2013 0.05200 0.00200GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 4/25/2013 0.05050 0.00194GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 5/25/2013 0.05050 0.00194GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 6/25/2013 0.05050 0.00194GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 7/25/2013 0.05050 0.00194GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 8/25/2013 0.00630 0.00024GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 8/25/2013 0.05050 0.00194GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 9/25/2013 0.05050 0.00194GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 10/25/2013 0.05110 0.00196GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 11/25/2013 0.05110 0.00196GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 12/25/2013 0.00240 0.00009GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 12/25/2013 0.05110 0.00196GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 29 35-2459404 30281A799 30281A807 30281A815 30281A823 30281A781 FPRZOX 1/8/2014 0.02570 0.00099

TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 1/25/2013 0.00670 0.00305TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 2/25/2013 0.01550 0.00705TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 3/25/2013 0.01550 0.00705TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 4/25/2013 0.02170 0.00987TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 5/25/2013 0.02170 0.00987TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 6/25/2013 0.02170 0.00987TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 7/25/2013 0.02170 0.00987TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 8/25/2013 0.02170 0.00987



Ticker Symbol




TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 9/25/2013 0.02170 0.00987TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 10/25/2013 0.02460 0.01119TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 11/25/2013 0.02460 0.01119TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 11/25/2013 0.49800 0.22644TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 2 35-2459426 30281B136 30281B102 30281B144 30281B110 30281B128 FKPNAX 12/25/2013 0.02460 0.01119

REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 1/25/2013 0.02180 0.00623REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 2/25/2013 0.03550 0.01015REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 3/25/2013 0.03550 0.01015REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 4/25/2013 0.04330 0.01238REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 5/25/2013 0.04330 0.01238REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 6/25/2013 0.04330 0.01238REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 7/25/2013 0.04330 0.01238REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 8/25/2013 0.04330 0.01238REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 9/25/2013 0.04330 0.01238REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 10/25/2013 0.04020 0.01149REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 11/25/2013 0.04020 0.01149REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 12/25/2013 0.03360 0.00961REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 22 35-2459428 30281B151 30281B169 30281B185 30281B193 30281B177 FTOGEX 12/25/2013 0.04020 0.01149

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 1/25/2013 0.04980 0.00789INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 2/25/2013 0.00180 0.00029INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 2/25/2013 0.04980 0.00789INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 3/25/2013 0.04980 0.00789INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 4/25/2013 0.04930 0.00781INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 5/25/2013 0.04930 0.00781INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 6/25/2013 0.04930 0.00781INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 7/25/2013 0.00150 0.00024INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 7/25/2013 0.04930 0.00781INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 8/25/2013 0.04930 0.00781INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 9/25/2013 0.04930 0.00781INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 10/25/2013 0.04970 0.00788INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 11/25/2013 0.04970 0.00788INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 39 35-2456910 30281B268 30281B250 30281B292 30281B276 30281B284 FCNHPX 12/25/2013 0.04970 0.00788

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 1/25/2013 0.03610 0.00169NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 2/25/2013 0.03610 0.00169NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 3/25/2013 0.03610 0.00169NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 4/25/2013 0.03720 0.00174NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 5/25/2013 0.03720 0.00174NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 6/25/2013 0.03720 0.00174NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 7/25/2013 0.03720 0.00174NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 8/25/2013 0.03720 0.00174NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 9/25/2013 0.03720 0.00174NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 10/25/2013 0.03820 0.00179NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 11/25/2013 0.03820 0.00179NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 15 35-2456912 30281B326 30281B342 30281B300 30281B318 30281B334 FVIOLX 12/25/2013 0.03820 0.00179

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 1/25/2013 0.03270 0.00042NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 2/25/2013 0.03270 0.00042NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 3/25/2013 0.03270 0.00042NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 4/25/2013 0.03590 0.00046NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 5/25/2013 0.03590 0.00046NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 6/25/2013 0.03590 0.00046NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 7/25/2013 0.03590 0.00046NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 8/25/2013 0.03590 0.00046NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 9/25/2013 0.03590 0.00046NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 10/25/2013 0.03750 0.00048NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 11/25/2013 0.03750 0.00048NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2459388 30281B359 30281B383 30281B391 30281B367 30281B375 FGKEIX 12/25/2013 0.03750 0.00048

MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 1/25/2013 0.04480 0.00109MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 2/25/2013 0.04450 0.00109MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 3/25/2013 0.04450 0.00109MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 4/25/2013 0.04510 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 5/25/2013 0.04510 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 6/25/2013 0.04510 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 7/25/2013 0.04510 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 8/25/2013 0.04510 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 9/25/2013 0.04510 0.00110MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 10/25/2013 0.04440 0.00108MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 11/25/2013 0.04440 0.00108MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 53 35-2459413 30281B425 30281B433 30281B409 30281B441 30281B417 FQMCNX 12/25/2013 0.04440 0.00108



Ticker Symbol




SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 1/25/2013 0.02250 0.00074SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 2/25/2013 0.05750 0.00190SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 3/25/2013 0.05750 0.00190SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 4/25/2013 0.05680 0.00187SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 5/25/2013 0.05680 0.00187SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 6/25/2013 0.05680 0.00187SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 7/25/2013 0.00950 0.00031SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 7/25/2013 0.05680 0.00187SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 8/25/2013 0.00110 0.00004SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 8/25/2013 0.05680 0.00187SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 9/25/2013 0.05680 0.00187SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 10/25/2013 0.05410 0.00179SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 11/25/2013 0.05410 0.00179SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 12/25/2013 0.00130 0.00004SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 28 35-2459446 30281B607 30281B649 30281B631 30281B615 30281B623 FBRGHX 12/25/2013 0.05410 0.00179

DIVERSIFIED EQUITY STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/15/14 35-2463511 30281C134 30281C100 30281C118 30281C126 30281C142 FGUTNX 6/25/2013 0.06520 0.01885DIVERSIFIED EQUITY STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/15/14 35-2463511 30281C134 30281C100 30281C118 30281C126 30281C142 FGUTNX 11/25/2013 0.10040 0.02903DIVERSIFIED EQUITY STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/15/14 35-2463511 30281C134 30281C100 30281C118 30281C126 30281C142 FGUTNX 12/25/2013 0.09030 0.02611

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 1/25/2013 0.02780 0.00003CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 2/25/2013 0.04030 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 3/25/2013 0.04030 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 4/25/2013 0.04250 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 5/25/2013 0.04250 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 6/25/2013 0.04250 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 7/25/2013 0.04250 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 8/25/2013 0.04250 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 9/25/2013 0.04250 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 10/25/2013 0.04300 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 11/25/2013 0.04300 0.00005CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 12/25/2013 0.00020 0.00000CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2459441 30281C266 30281C282 30281C290 30281C274 30281C258 FWEDVX 12/25/2013 0.04300 0.00005

MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 1/25/2013 0.02400 0.00024MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 2/25/2013 0.00010 0.00000MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 2/25/2013 0.04770 0.00047MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 3/25/2013 0.04770 0.00047MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 4/25/2013 0.04690 0.00046MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 5/25/2013 0.04690 0.00046MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 6/25/2013 0.04690 0.00046MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 7/25/2013 0.04690 0.00046MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 8/25/2013 0.04690 0.00046MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 9/25/2013 0.04690 0.00046MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 10/25/2013 0.04640 0.00045MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 11/25/2013 0.04640 0.00045MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 34 35-2459443 30281C357 30281C399 30281C365 30281C373 30281C381 FSHDLX 12/25/2013 0.04640 0.00045

CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 1/25/2013 0.02040 0.00472CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 2/25/2013 0.05350 0.01237CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 3/25/2013 0.05350 0.01237CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 4/25/2013 0.05300 0.01225CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 5/25/2013 0.05300 0.01225CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 6/25/2013 0.05300 0.01225CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 7/25/2013 0.00830 0.00192CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 7/25/2013 0.05300 0.01225CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 8/25/2013 0.00110 0.00025CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 8/25/2013 0.05300 0.01225CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 9/25/2013 0.05300 0.01225CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 10/25/2013 0.05290 0.01223CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 11/25/2013 0.05290 0.01223CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 12/25/2013 0.00040 0.00009CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 5 35-2459444 30281C449 30281C423 30281C431 30281C407 30281C415 FMAHTX 12/25/2013 0.05290 0.01223

60/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 3/25/2013 0.02880 0.0035260/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 4/25/2013 0.02350 0.0028760/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 5/25/2013 0.01630 0.0019960/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 6/25/2013 0.02320 0.0028460/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 7/25/2013 0.02530 0.0030960/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 8/25/2013 0.01360 0.0016660/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 9/25/2013 0.02130 0.0026060/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 10/25/2013 0.02170 0.00265



Ticker Symbol




60/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 11/25/2013 0.01630 0.0019960/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 11/25/2013 0.06090 0.0074460/40 STRATEGIC ALLOCATION PORT. 1Q ’13 - TERM 4/16/14 35-2463513 30281C506 30281C514 30281C522 30281C530 30281C548 FAWMNX 12/25/2013 0.02240 0.00274

75/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 3/25/2013 0.02350 0.0029875/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 4/25/2013 0.02180 0.0027775/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 5/25/2013 0.01420 0.0018075/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 6/25/2013 0.02220 0.0028275/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 7/25/2013 0.02400 0.0030575/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 8/25/2013 0.01110 0.0014175/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 9/25/2013 0.02020 0.0025775/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 10/25/2013 0.01910 0.0024375/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 11/25/2013 0.01350 0.0017175/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 11/25/2013 0.07610 0.0096675/25 STRATEGIC ALLOCATION PORT. 1Q '13 - TERM 4/16/14 35-2463512 30281C563 30281C571 30281C589 30281C597 30281C555 FBELCX 12/25/2013 0.02110 0.00268

CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 3 35-2463523 30281C654 30281C662 30281C670 FPYLJX 5/25/2013 0.13580 0.03529CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 3 35-2463523 30281C654 30281C662 30281C670 FPYLJX 6/25/2013 0.06160 0.01601CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 3 35-2463523 30281C654 30281C662 30281C670 FPYLJX 8/25/2013 0.13620 0.03540CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 3 35-2463523 30281C654 30281C662 30281C670 FPYLJX 11/25/2013 0.13590 0.03532CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 3 35-2463523 30281C654 30281C662 30281C670 FPYLJX 12/25/2013 0.09890 0.02570

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 2/25/2013 0.07100 0.02003DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 3/25/2013 0.07060 0.01992DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 4/25/2013 0.07070 0.01994DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 5/25/2013 0.07070 0.01994DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 6/25/2013 0.07070 0.01994DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 7/25/2013 0.07070 0.01994DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 8/25/2013 0.07070 0.01994DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 9/25/2013 0.07070 0.01994DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 10/25/2013 0.07000 0.01975DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 11/25/2013 0.07000 0.01975DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 12/25/2013 0.00040 0.00011DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 29 35-2463516 30281C696 30281C704 30281C712 30281C720 30281C688 FWMSHX 12/25/2013 0.07000 0.01975

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 2/25/2013 0.06260 0.01702STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 3/25/2013 0.00020 0.00005STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 3/25/2013 0.06260 0.01702STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 4/25/2013 0.06180 0.01680STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 5/25/2013 0.06180 0.01680STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 6/25/2013 0.06180 0.01680STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 7/25/2013 0.06180 0.01680STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 8/25/2013 0.00190 0.00052STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 8/25/2013 0.06180 0.01680STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 9/25/2013 0.06180 0.01680STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 10/25/2013 0.06030 0.01640STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 11/25/2013 0.06030 0.01640STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 48 35-2463515 30281C738 30281C761 30281C746 30281C753 30281C779 FORTDX 12/25/2013 0.06030 0.01640

INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 2/25/2013 0.03770 0.00290INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 3/25/2013 0.04440 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 4/25/2013 0.04440 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 5/25/2013 0.04440 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 6/25/2013 0.04440 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 7/25/2013 0.01190 0.00091INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 7/25/2013 0.04440 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 8/25/2013 0.00110 0.00008INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 8/25/2013 0.04440 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 9/25/2013 0.04440 0.00341INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 10/25/2013 0.04530 0.00348INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 11/25/2013 0.04530 0.00348INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 12/25/2013 0.02410 0.00185INTEREST RATE HEDGE PORTFOLIO, SERIES 60 35-2463522 30281C787 30281C803 30281C811 30281C795 30281C829 FBHRQX 12/25/2013 0.04530 0.00348

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 2/25/2013 0.04880 0.00184SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 3/25/2013 0.05670 0.00214SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 4/25/2013 0.05680 0.00214SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 5/25/2013 0.00490 0.00018SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 5/25/2013 0.05680 0.00214SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 6/25/2013 0.00080 0.00003SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 6/25/2013 0.05680 0.00214SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 7/25/2013 0.01950 0.00074SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 7/25/2013 0.05680 0.00214



Ticker Symbol




SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 8/25/2013 0.00220 0.00008SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 8/25/2013 0.05680 0.00214SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 9/25/2013 0.05680 0.00214SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 10/25/2013 0.05450 0.00205SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 11/25/2013 0.05450 0.00205SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 12/25/2013 0.00130 0.00005SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 70 35-2463521 30281C845 30281C837 30281C860 30281C852 30281C878 FOAHPX 12/25/2013 0.05450 0.00205

HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 3/25/2013 0.05040 0.00041HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 4/25/2013 0.03360 0.00028HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 6/25/2013 0.12020 0.00099HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 7/25/2013 0.03140 0.00026HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 9/25/2013 0.07800 0.00064HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 10/25/2013 0.03080 0.00025HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 11/25/2013 0.01210 0.00010HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 12/25/2013 0.03310 0.00027HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 13 35-2466384 30281D264 30281D256 30281D272 30281D280 30281D298 FOABCX 12/25/2013 0.06690 0.00055

CREDIT SUISSE HOLT SHARE BUYBACK PORTFOLIO SERIES 35-2463572 30281D413 30281D447 30281D405 30281D421 30281D439 FHNYOX 3/25/2013 0.01300 0.00313CREDIT SUISSE HOLT SHARE BUYBACK PORTFOLIO SERIES 35-2463572 30281D413 30281D447 30281D405 30281D421 30281D439 FHNYOX 6/25/2013 0.03520 0.00848CREDIT SUISSE HOLT SHARE BUYBACK PORTFOLIO SERIES 35-2463572 30281D413 30281D447 30281D405 30281D421 30281D439 FHNYOX 6/25/2013 0.11490 0.02768CREDIT SUISSE HOLT SHARE BUYBACK PORTFOLIO SERIES 35-2463572 30281D413 30281D447 30281D405 30281D421 30281D439 FHNYOX 8/25/2013 0.01450 0.00349CREDIT SUISSE HOLT SHARE BUYBACK PORTFOLIO SERIES 35-2463572 30281D413 30281D447 30281D405 30281D421 30281D439 FHNYOX 9/25/2013 0.02350 0.00566CREDIT SUISSE HOLT SHARE BUYBACK PORTFOLIO SERIES 35-2463572 30281D413 30281D447 30281D405 30281D421 30281D439 FHNYOX 10/25/2013 0.40580 0.09776CREDIT SUISSE HOLT SHARE BUYBACK PORTFOLIO SERIES 35-2463572 30281D413 30281D447 30281D405 30281D421 30281D439 FHNYOX 12/25/2013 0.03640 0.00877

DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 3/25/2013 0.04830 0.01170DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 4/25/2013 0.06340 0.01536DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 5/25/2013 0.06340 0.01536DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 6/25/2013 0.06340 0.01536DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 7/25/2013 0.06340 0.01536DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 8/25/2013 0.06340 0.01536DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 9/25/2013 0.06340 0.01536DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 10/25/2013 0.06290 0.01524DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 11/25/2013 0.06290 0.01524DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 10 35-2466395 30281D454 30281D462 30281D470 30281D488 30281D496 FVITYX 12/25/2013 0.06290 0.01524

UTILITIES SELECT PORTFOLIO, SERIES 25 35-2469687 30281D652 30281D660 30281D686 30281D645 30281D678 FMOECX 5/25/2013 0.01970 0.00005UTILITIES SELECT PORTFOLIO, SERIES 25 35-2469687 30281D652 30281D660 30281D686 30281D645 30281D678 FMOECX 6/25/2013 0.02770 0.00007UTILITIES SELECT PORTFOLIO, SERIES 25 35-2469687 30281D652 30281D660 30281D686 30281D645 30281D678 FMOECX 7/25/2013 0.02770 0.00007UTILITIES SELECT PORTFOLIO, SERIES 25 35-2469687 30281D652 30281D660 30281D686 30281D645 30281D678 FMOECX 8/25/2013 0.02770 0.00007UTILITIES SELECT PORTFOLIO, SERIES 25 35-2469687 30281D652 30281D660 30281D686 30281D645 30281D678 FMOECX 9/25/2013 0.02770 0.00007UTILITIES SELECT PORTFOLIO, SERIES 25 35-2469687 30281D652 30281D660 30281D686 30281D645 30281D678 FMOECX 10/25/2013 0.02920 0.00008UTILITIES SELECT PORTFOLIO, SERIES 25 35-2469687 30281D652 30281D660 30281D686 30281D645 30281D678 FMOECX 11/25/2013 0.02920 0.00008UTILITIES SELECT PORTFOLIO, SERIES 25 35-2469687 30281D652 30281D660 30281D686 30281D645 30281D678 FMOECX 12/25/2013 0.02920 0.00008

MEGA-CAP PORTFOLIO, SERIES 27 35-2472898 30281D769 30281D777 30281D744 30281D751 30281D785 FOIVRX 6/25/2013 0.02150 0.00009MEGA-CAP PORTFOLIO, SERIES 27 35-2472898 30281D769 30281D777 30281D744 30281D751 30281D785 FOIVRX 12/25/2013 0.11720 0.00049

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 5/25/2013 0.02530 0.00366STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 6/25/2013 0.05660 0.00818STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 7/25/2013 0.00080 0.00012STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 7/25/2013 0.05660 0.00818STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 8/25/2013 0.05660 0.00818STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 9/25/2013 0.05660 0.00818STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 10/25/2013 0.05690 0.00823STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 11/25/2013 0.05690 0.00823STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 13 35-2472897 30281D801 30281D819 30281D835 30281D827 30281D793 FWDHMX 12/25/2013 0.05690 0.00823

STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 9 35-2472899 30281D884 30281D843 30281D850 30281D868 30281D876 FCTLSX 6/25/2013 0.06190 0.00475STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 9 35-2472899 30281D884 30281D843 30281D850 30281D868 30281D876 FCTLSX 7/25/2013 0.06180 0.00474STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 9 35-2472899 30281D884 30281D843 30281D850 30281D868 30281D876 FCTLSX 8/25/2013 0.02200 0.00169STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 9 35-2472899 30281D884 30281D843 30281D850 30281D868 30281D876 FCTLSX 9/25/2013 0.04010 0.00308STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 9 35-2472899 30281D884 30281D843 30281D850 30281D868 30281D876 FCTLSX 10/25/2013 0.05750 0.00441STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 9 35-2472899 30281D884 30281D843 30281D850 30281D868 30281D876 FCTLSX 11/25/2013 0.02000 0.00153STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 9 35-2472899 30281D884 30281D843 30281D850 30281D868 30281D876 FCTLSX 12/25/2013 0.04300 0.00330

GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 3/25/2013 0.01930 0.00220GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 4/25/2013 0.05160 0.00589GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 5/25/2013 0.05160 0.00589GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 6/25/2013 0.05160 0.00589GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 7/25/2013 0.05160 0.00589GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 8/25/2013 0.00560 0.00064



Ticker Symbol




GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 8/25/2013 0.05160 0.00589GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 9/25/2013 0.05160 0.00589GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 10/25/2013 0.05040 0.00576GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 11/25/2013 0.05040 0.00576GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 12/25/2013 0.00220 0.00025GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 30 35-2466453 30281E130 30281E148 30281E114 30281E106 30281E122 FHYCNX 12/25/2013 0.05040 0.00576

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 3/25/2013 0.01610 0.01041GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 4/25/2013 0.06910 0.04467GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 5/25/2013 0.06910 0.04467GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 6/25/2013 0.06910 0.04467GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 7/25/2013 0.06910 0.04467GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 8/25/2013 0.06910 0.04467GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 9/25/2013 0.06910 0.04467GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 10/25/2013 0.06940 0.04487GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 11/25/2013 0.06940 0.04487GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 11/25/2013 0.63690 0.41176GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 28 35-2466448 30281E239 30281E213 30281E205 30281E247 30281E221 FHSLUX 12/25/2013 0.06940 0.04487

MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 3/25/2013 0.01040 0.00004MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 4/25/2013 0.04490 0.00016MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 5/25/2013 0.04490 0.00016MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 6/25/2013 0.04490 0.00016MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 7/25/2013 0.04490 0.00016MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 8/25/2013 0.04490 0.00016MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 9/25/2013 0.04490 0.00016MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 10/25/2013 0.04440 0.00016MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 11/25/2013 0.04440 0.00016MUNICIPAL INCOME PLUS CLOSED-END PORTFOLIO, SERIES 36 35-2466430 30281E262 30281E288 30281E270 30281E296 30281E254 FRCTAX 12/25/2013 0.04440 0.00016

MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 4/25/2013 0.05610 0.00485MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 5/25/2013 0.03360 0.00290MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 6/25/2013 0.04650 0.00402MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 7/25/2013 0.06070 0.00524MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 8/25/2013 0.02320 0.00200MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 9/25/2013 0.04280 0.00370MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 10/25/2013 0.05560 0.00480MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 11/25/2013 0.02680 0.00232MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 12/25/2013 0.02450 0.00212MULTI-SECTOR INCOME PORTFOLIO, SERIES 13 35-2466441 30281E346 30281E304 30281E312 30281E338 30281E320 FLVOIX 12/25/2013 0.04800 0.00415

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 4/25/2013 0.04150 0.00106NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 5/25/2013 0.03830 0.00098NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 6/25/2013 0.03830 0.00098NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 7/25/2013 0.03830 0.00098NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 8/25/2013 0.03830 0.00098NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 9/25/2013 0.03830 0.00098NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 10/25/2013 0.03900 0.00100NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 11/25/2013 0.03900 0.00100NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 19 35-2466479 30281E353 30281E361 30281E379 30281E387 30281E395 FCMNLX 12/25/2013 0.03900 0.00100

CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 3/25/2013 0.01190 0.00226CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 4/25/2013 0.05090 0.00967CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 5/25/2013 0.00290 0.00055CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 5/25/2013 0.05090 0.00967CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 6/25/2013 0.00050 0.00009CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 6/25/2013 0.05090 0.00967CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 7/25/2013 0.00260 0.00049CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 7/25/2013 0.05090 0.00967CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 8/25/2013 0.00060 0.00011CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 8/25/2013 0.05090 0.00967CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 9/25/2013 0.05090 0.00967CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 10/25/2013 0.05080 0.00965CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 11/25/2013 0.05080 0.00965CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 12/25/2013 0.00040 0.00008CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 7 35-2466431 30281E445 30281E411 30281E429 30281E437 30281E403 FQLEAX 12/25/2013 0.05080 0.00965

CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 5 35-2466492 30281E502 30281E510 30281E528 FRLTQX 6/25/2013 0.02510 0.01276CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 5 35-2466492 30281E502 30281E510 30281E528 FRLTQX 7/25/2013 0.12840 0.06527CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 5 35-2466492 30281E502 30281E510 30281E528 FRLTQX 10/25/2013 0.12860 0.06537CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 5 35-2466492 30281E502 30281E510 30281E528 FRLTQX 12/25/2013 0.09260 0.04707

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 3/25/2013 0.00250 0.00156



Ticker Symbol




COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 4/25/2013 0.07190 0.04482COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 5/25/2013 0.07190 0.04482COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 6/25/2013 0.07190 0.04482COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 7/25/2013 0.07190 0.04482COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 8/25/2013 0.07190 0.04482COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 9/25/2013 0.07190 0.04482COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 10/25/2013 0.07440 0.04638COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 11/25/2013 0.07440 0.04638COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 11/25/2013 0.20800 0.12967COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2466462 30281E619 30281E593 30281E601 30281E627 30281E585 FTWESX 12/25/2013 0.07440 0.04638

EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 4/25/2013 0.02650 0.00024EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 5/25/2013 0.03920 0.00036EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 6/25/2013 0.03920 0.00036EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 7/25/2013 0.03920 0.00036EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 8/25/2013 0.00440 0.00004EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 8/25/2013 0.03920 0.00036EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 9/25/2013 0.03920 0.00036EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 10/25/2013 0.04220 0.00039EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 11/25/2013 0.04220 0.00039EMERGING MARKETS CLOSED-END AND ETF PORTFOLIO, SERIES 3 35-2466491 30281E726 30281E692 30281E700 30281E718 30281E684 FEASOX 12/25/2013 0.04220 0.00039

CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 8 35-2475879 30281E742 30281E734 30281E759 FDUNEX 10/25/2013 0.12740 0.03858CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 8 35-2475879 30281E742 30281E734 30281E759 FDUNEX 12/25/2013 0.06290 0.01905

MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 4/25/2013 0.01940 0.00074MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 5/25/2013 0.03640 0.00139MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 6/25/2013 0.03640 0.00139MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 7/25/2013 0.03640 0.00139MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 8/25/2013 0.03640 0.00139MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 9/25/2013 0.03640 0.00139MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 10/25/2013 0.03620 0.00139MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 11/25/2013 0.03620 0.00139MUNICIPAL INCOME SELECT CLOSED-END AND SHORT TREASURY ETF, SERIES 2 35-2469588 30281E775 30281E783 30281E791 30281E767 30281E809 FHATUX 12/25/2013 0.03620 0.00139

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 4/25/2013 0.04110 0.00120NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 5/25/2013 0.03870 0.00113NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 6/25/2013 0.03870 0.00113NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 7/25/2013 0.03870 0.00113NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 8/25/2013 0.03870 0.00113NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 9/25/2013 0.03870 0.00113NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 10/25/2013 0.03990 0.00117NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 11/25/2013 0.03990 0.00117NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2466480 30281F145 30281F103 30281F111 30281F129 30281F137 FRAITX 12/25/2013 0.03990 0.00117

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 4/25/2013 0.04530 0.00039SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 5/25/2013 0.05490 0.00047SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 6/25/2013 0.05490 0.00047SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 7/25/2013 0.05490 0.00047SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 8/25/2013 0.05490 0.00047SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 9/25/2013 0.05490 0.00047SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 10/25/2013 0.05270 0.00045SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 11/25/2013 0.05270 0.00045SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 12/25/2013 0.00060 0.00001SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 74 35-2466500 30281F178 30281F186 30281F152 30281F160 30281F194 FRTVRX 12/25/2013 0.05270 0.00045

INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 4/25/2013 0.03450 0.00880INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 5/25/2013 0.04240 0.01082INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 6/25/2013 0.04240 0.01082INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 7/25/2013 0.00210 0.00054INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 7/25/2013 0.04240 0.01082INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 8/25/2013 0.04240 0.01082INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 9/25/2013 0.04240 0.01082INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 10/25/2013 0.04270 0.01089INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 11/25/2013 0.04270 0.01089INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 12/25/2013 0.00340 0.00087INTEREST RATE HEDGE PORTFOLIO, SERIES 64 35-2466499 30281F228 30281F202 30281F244 30281F210 30281F236 FOADLX 12/25/2013 0.04270 0.01089

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 4/25/2013 0.04480 0.01720DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 5/25/2013 0.06910 0.02653DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 6/25/2013 0.06910 0.02653DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 7/25/2013 0.06910 0.02653DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 8/25/2013 0.06910 0.02653



Ticker Symbol




DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 9/25/2013 0.06910 0.02653DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 10/25/2013 0.06850 0.02630DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 11/25/2013 0.06850 0.02630DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 31 35-2469585 30281F335 30281F301 30281F319 30281F327 30281F343 FKJCGX 12/25/2013 0.06850 0.02630

INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 4/25/2013 0.00910 0.00162INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 5/25/2013 0.04200 0.00747INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 6/25/2013 0.04200 0.00747INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 7/25/2013 0.00210 0.00037INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 7/25/2013 0.04200 0.00747INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 8/25/2013 0.04200 0.00747INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 9/25/2013 0.04200 0.00747INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 10/25/2013 0.04220 0.00751INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 11/25/2013 0.04220 0.00751INTEREST RATE HEDGE PORTFOLIO, SERIES 65 35-2469603 30281F459 30281F467 30281F475 30281F483 30281F491 FCHBAX 12/25/2013 0.04220 0.00751

HOMEBUILDERS RECOVERY SELECT PORTFOLIO, SERIES 3 35-2469596 30281F608 30281F616 30281F632 30281F640 30281F624 FGPRTX 12/25/2013 0.03770 0.00852

RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 5/25/2013 0.03960 0.01275RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 6/25/2013 0.03360 0.01082RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 7/25/2013 0.02760 0.00888RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 8/25/2013 0.01480 0.00476RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 8/25/2013 0.14050 0.04523RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 9/25/2013 0.03470 0.01117RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 10/25/2013 0.02900 0.00934RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 11/25/2013 0.01560 0.00502RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 8 35-2469595 30281F699 30281F665 30281F673 30281F657 30281F681 FKSNCX 12/25/2013 0.03690 0.01188

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 4/25/2013 0.02820 0.00105TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 5/25/2013 0.04450 0.00166TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 6/25/2013 0.04450 0.00166TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 7/25/2013 0.04450 0.00166TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 8/25/2013 0.04450 0.00166TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 9/25/2013 0.04450 0.00166TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 10/25/2013 0.04490 0.00167TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 11/25/2013 0.04490 0.00167TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 12/25/2013 0.00080 0.00003TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 35 35-2469580 30281F715 30281F723 30281F731 30281F749 30281F707 FRAEUX 12/25/2013 0.04490 0.00167

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 4/25/2013 0.03300 0.01260DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 5/25/2013 0.06790 0.02592DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 6/25/2013 0.06790 0.02592DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 7/25/2013 0.06790 0.02592DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 8/25/2013 0.06790 0.02592DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 9/25/2013 0.06790 0.02592DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 10/25/2013 0.06800 0.02596DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 11/25/2013 0.06800 0.02596DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 42 35-2469582 30281G226 30281G234 30281G200 30281G218 30281G242 FCFHLX 12/25/2013 0.06800 0.02596

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 4/25/2013 0.02110 0.00270STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 5/25/2013 0.05740 0.00734STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 6/25/2013 0.05740 0.00734STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 7/25/2013 0.05740 0.00734STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 8/25/2013 0.05740 0.00734STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 9/25/2013 0.05740 0.00734STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 10/25/2013 0.05640 0.00721STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 11/25/2013 0.05640 0.00721STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 50 35-2469591 30281G259 30281G267 30281G275 30281G291 30281G283 FCKETX 12/25/2013 0.05640 0.00721

INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 5/25/2013 0.00500 0.00045INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 6/25/2013 0.05450 0.00492INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 7/25/2013 0.05450 0.00492INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 8/25/2013 0.00180 0.00016INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 8/25/2013 0.05450 0.00492INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 9/25/2013 0.05450 0.00492INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 10/25/2013 0.05450 0.00492INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 11/25/2013 0.05450 0.00492INCOME ALLOCATION CLOSED-END MAY ’13 35-2472941 30281G309 30281G317 30281G325 30281G333 30281G341 FECHSX 12/25/2013 0.05450 0.00492

INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 4/25/2013 0.03340 0.00407INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 5/25/2013 0.04620 0.00563INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 6/25/2013 0.04620 0.00563INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 7/25/2013 0.00120 0.00015



Ticker Symbol




INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 7/25/2013 0.04620 0.00563INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 8/25/2013 0.00320 0.00039INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 8/25/2013 0.04620 0.00563INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 9/25/2013 0.04620 0.00563INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 10/25/2013 0.04730 0.00576INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 11/25/2013 0.04730 0.00576INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 12/25/2013 0.00080 0.00010INVESTMENT GRADE SELECT CLOSED-END PORTFOLIO, SERIES 43 35-2469584 30281G440 30281G424 30281G408 30281G416 30281G432 FNVLPX 12/25/2013 0.04730 0.00576

MORGAN STANLEY - TRIBECA STRATEGIC CORPORATE BOND PORTFOLIO SERIES 35-2487134 30281G523 30281G507 30281G515 FGCNVX 12/25/2013 1.97000 1.97000

STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2469660 30281G531 30281G556 30281G564 30281G572 30281G549 FWIEDX 5/25/2013 0.05460 0.00985STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2469660 30281G531 30281G556 30281G564 30281G572 30281G549 FWIEDX 6/25/2013 0.05730 0.01034STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2469660 30281G531 30281G556 30281G564 30281G572 30281G549 FWIEDX 7/25/2013 0.05730 0.01034STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2469660 30281G531 30281G556 30281G564 30281G572 30281G549 FWIEDX 8/25/2013 0.05730 0.01034STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2469660 30281G531 30281G556 30281G564 30281G572 30281G549 FWIEDX 9/25/2013 0.05730 0.01034STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2469660 30281G531 30281G556 30281G564 30281G572 30281G549 FWIEDX 10/25/2013 0.05800 0.01046STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2469660 30281G531 30281G556 30281G564 30281G572 30281G549 FWIEDX 11/25/2013 0.05800 0.01046STRATEGIC INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 14 35-2469660 30281G531 30281G556 30281G564 30281G572 30281G549 FWIEDX 12/25/2013 0.05800 0.01046

SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 4/25/2013 0.04900 0.00330SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 5/25/2013 0.05550 0.00374SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 6/25/2013 0.05550 0.00374SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 7/25/2013 0.05550 0.00374SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 8/25/2013 0.05550 0.00374SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 9/25/2013 0.05550 0.00374SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 10/25/2013 0.05380 0.00362SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 11/25/2013 0.05380 0.00362SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 12/25/2013 0.00120 0.00008SENIOR LOAN & LIMITED DURATION OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 20 35-2469579 30281H232 30281H240 30281H224 30281H208 30281H216 FCTORX 12/25/2013 0.05380 0.00362

BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 5/25/2013 0.03410 0.00018BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 6/25/2013 0.04360 0.00024BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 7/25/2013 0.04990 0.00027BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 8/25/2013 0.03540 0.00019BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 9/25/2013 0.04730 0.00026BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 10/25/2013 0.04870 0.00026BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 11/25/2013 0.04360 0.00024BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 12/25/2013 0.03910 0.00021BALANCED INCOME SELECT PORTFOLIO, SERIES 36 35-2469601 30281H307 30281H331 30281H349 30281H315 30281H323 FBSCLX 1/8/2014 0.04150 0.00022

CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 4/25/2013 0.02080 0.00411CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 5/25/2013 0.05110 0.01010CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 6/25/2013 0.05110 0.01010CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 7/25/2013 0.00200 0.00040CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 7/25/2013 0.05110 0.01010CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 8/25/2013 0.05110 0.01010CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 9/25/2013 0.05110 0.01010CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 10/25/2013 0.05110 0.01010CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 11/25/2013 0.05110 0.01010CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 12/25/2013 0.05110 0.01010CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 8 35-2469590 30281H448 30281H406 30281H414 30281H422 30281H430 FROWGX 1/8/2014 0.01770 0.00350

LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 5/25/2013 0.02670 0.00019LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 6/25/2013 0.03840 0.00028LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 7/25/2013 0.03840 0.00028LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 8/25/2013 0.03840 0.00028LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 9/25/2013 0.03840 0.00028LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 10/25/2013 0.03810 0.00028LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 11/25/2013 0.03810 0.00028LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 12/25/2013 0.03810 0.00028LIMITED DURATION FIXED INCOME ETF PORTFOLIO SERIES 35-2469684 30281H489 30281H455 30281H497 30281H463 30281H471 FSRTLX 1/8/2014 0.03300 0.00024

MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 19 35-2469645 30281H562 30281H554 30281H570 30281H588 30281H596 FERLEX 5/25/2013 0.05330 0.00296MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 19 35-2469645 30281H562 30281H554 30281H570 30281H588 30281H596 FERLEX 6/25/2013 0.04770 0.00265MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 19 35-2469645 30281H562 30281H554 30281H570 30281H588 30281H596 FERLEX 7/25/2013 0.04770 0.00265MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 19 35-2469645 30281H562 30281H554 30281H570 30281H588 30281H596 FERLEX 8/25/2013 0.04770 0.00265MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 19 35-2469645 30281H562 30281H554 30281H570 30281H588 30281H596 FERLEX 9/25/2013 0.04770 0.00265MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 19 35-2469645 30281H562 30281H554 30281H570 30281H588 30281H596 FERLEX 10/25/2013 0.04780 0.00265MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 19 35-2469645 30281H562 30281H554 30281H570 30281H588 30281H596 FERLEX 11/25/2013 0.04780 0.00265MUNICIPAL INCOME OPPORTUNITIES CLOSED-END PORTFOLIO, SERIES 19 35-2469645 30281H562 30281H554 30281H570 30281H588 30281H596 FERLEX 12/25/2013 0.04780 0.00265

MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 4/25/2013 0.01600 0.00261



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MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 5/25/2013 0.03830 0.00624MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 6/25/2013 0.03840 0.00626MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 7/25/2013 0.06200 0.01010MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 8/25/2013 0.02560 0.00417MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 9/25/2013 0.04100 0.00668MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 10/25/2013 0.05790 0.00943MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 11/25/2013 0.02900 0.00472MULTI-SECTOR INCOME PORTFOLIO, SERIES 14 35-2469599 30281H729 30281H703 30281H711 30281H737 30281H745 FPRVCX 12/25/2013 0.04950 0.00806

TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 5/25/2013 0.04270 0.00196TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 6/25/2013 0.05830 0.00268TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 7/25/2013 0.07130 0.00328TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 8/25/2013 0.03380 0.00155TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 9/25/2013 0.05350 0.00246TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 10/25/2013 0.06040 0.00278TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 11/25/2013 0.03740 0.00172TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 12/25/2013 0.04570 0.00210TACTICAL INCOME PORTFOLIO, SERIES 19 35-2469647 30281H794 30281H760 30281H752 30281H786 30281H778 FTLANX 1/8/2014 0.07240 0.00333

CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 5/25/2013 0.05600 0.00846CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 6/25/2013 0.05220 0.00789CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 7/25/2013 0.00230 0.00035CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 7/25/2013 0.05220 0.00789CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 8/25/2013 0.00270 0.00041CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 8/25/2013 0.05220 0.00789CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 9/25/2013 0.05220 0.00789CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 10/25/2013 0.05230 0.00790CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 11/25/2013 0.05230 0.00790CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 12/25/2013 0.05230 0.00790CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 2 35-2469646 30281H810 30281H828 30281H836 30281H844 30281H802 FJDIHX 1/8/2014 0.02050 0.00310

CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 6 35-2469694 30281J139 30281J147 30281J154 FRGJNX 6/25/2013 0.02020 0.01130CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 6 35-2469694 30281J139 30281J147 30281J154 FRGJNX 8/25/2013 0.12610 0.07053CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 6 35-2469694 30281J139 30281J147 30281J154 FRGJNX 11/25/2013 0.12680 0.07092CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 6 35-2469694 30281J139 30281J147 30281J154 FRGJNX 12/25/2013 0.09850 0.05509

SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 6/25/2013 0.04500 0.00088SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 7/25/2013 0.03050 0.00060SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 8/25/2013 0.02470 0.00048SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 9/25/2013 0.03710 0.00073SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 10/25/2013 0.03100 0.00061SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 11/25/2013 0.02570 0.00050SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 12/25/2013 0.04380 0.00086SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 1/8/2014 0.05750 0.00113SABRIENT DIVIDEND PORTFOLIO SERIES 35-2469649 30281J170 30281J188 30281J196 30281J162 30281J204 FHTWEX 1/8/2014 0.07930 0.00155

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2469669 30281J220 30281J246 30281J212 30281J238 30281J253 FVIRUX 5/25/2013 0.03670 0.00097NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2469669 30281J220 30281J246 30281J212 30281J238 30281J253 FVIRUX 6/25/2013 0.03920 0.00103NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2469669 30281J220 30281J246 30281J212 30281J238 30281J253 FVIRUX 7/25/2013 0.03920 0.00103NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2469669 30281J220 30281J246 30281J212 30281J238 30281J253 FVIRUX 8/25/2013 0.03920 0.00103NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2469669 30281J220 30281J246 30281J212 30281J238 30281J253 FVIRUX 9/25/2013 0.03920 0.00103NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2469669 30281J220 30281J246 30281J212 30281J238 30281J253 FVIRUX 10/25/2013 0.04070 0.00107NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2469669 30281J220 30281J246 30281J212 30281J238 30281J253 FVIRUX 11/25/2013 0.04070 0.00107NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 20 35-2469669 30281J220 30281J246 30281J212 30281J238 30281J253 FVIRUX 12/25/2013 0.04070 0.00107

CORPORATE HIGH INCOME PORTFOLIO, SERIES 8 35-2479732 30281J329 30281J337 30281J311 FRVICX 9/25/2013 1.87000 1.26225CORPORATE HIGH INCOME PORTFOLIO, SERIES 8 35-2479732 30281J329 30281J337 30281J311 FRVICX 10/25/2013 4.34000 2.92950CORPORATE HIGH INCOME PORTFOLIO, SERIES 8 35-2479732 30281J329 30281J337 30281J311 FRVICX 11/25/2013 4.34000 2.92950CORPORATE HIGH INCOME PORTFOLIO, SERIES 8 35-2479732 30281J329 30281J337 30281J311 FRVICX 12/25/2013 4.34000 2.92950

GLOBAL DIVIDEND PORTFOLIO, SERIES 33 35-2469697 30281J469 30281J477 30281J444 30281J451 30281J485 FAEMSX 6/25/2013 0.05450 0.00142GLOBAL DIVIDEND PORTFOLIO, SERIES 33 35-2469697 30281J469 30281J477 30281J444 30281J451 30281J485 FAEMSX 7/25/2013 0.04040 0.00105GLOBAL DIVIDEND PORTFOLIO, SERIES 33 35-2469697 30281J469 30281J477 30281J444 30281J451 30281J485 FAEMSX 8/25/2013 0.02810 0.00073GLOBAL DIVIDEND PORTFOLIO, SERIES 33 35-2469697 30281J469 30281J477 30281J444 30281J451 30281J485 FAEMSX 9/25/2013 0.01200 0.00031GLOBAL DIVIDEND PORTFOLIO, SERIES 33 35-2469697 30281J469 30281J477 30281J444 30281J451 30281J485 FAEMSX 10/25/2013 0.05140 0.00134GLOBAL DIVIDEND PORTFOLIO, SERIES 33 35-2469697 30281J469 30281J477 30281J444 30281J451 30281J485 FAEMSX 11/25/2013 0.02500 0.00065GLOBAL DIVIDEND PORTFOLIO, SERIES 33 35-2469697 30281J469 30281J477 30281J444 30281J451 30281J485 FAEMSX 12/25/2013 0.01890 0.00049

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 5/25/2013 0.04180 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 6/25/2013 0.04460 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 7/25/2013 0.04460 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 8/25/2013 0.04460 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 9/25/2013 0.04460 0.00001



Ticker Symbol




CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 10/25/2013 0.04510 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 11/25/2013 0.04510 0.00001CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 12/25/2013 0.00030 0.00000CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2469661 30281J501 30281J535 30281J527 30281J493 30281J519 FGIEYX 12/25/2013 0.04510 0.00001

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 5/25/2013 0.05230 0.01924GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 6/25/2013 0.06940 0.02553GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 7/25/2013 0.06940 0.02553GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 8/25/2013 0.06940 0.02553GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 9/25/2013 0.06940 0.02553GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 10/25/2013 0.06700 0.02464GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 11/25/2013 0.06700 0.02464GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 12/25/2013 0.00910 0.00335GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 29 35-2469679 30281J618 30281J626 30281J600 30281J592 30281J634 FVENPX 12/25/2013 0.06700 0.02464

MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 52 35-2469678 30281J659 30281J675 30281J683 30281J642 30281J667 FRUGWX 5/25/2013 0.03630 0.00027MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 52 35-2469678 30281J659 30281J675 30281J683 30281J642 30281J667 FRUGWX 6/25/2013 0.04640 0.00034MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 52 35-2469678 30281J659 30281J675 30281J683 30281J642 30281J667 FRUGWX 7/25/2013 0.04640 0.00034MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 52 35-2469678 30281J659 30281J675 30281J683 30281J642 30281J667 FRUGWX 8/25/2013 0.04640 0.00034MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 52 35-2469678 30281J659 30281J675 30281J683 30281J642 30281J667 FRUGWX 9/25/2013 0.04640 0.00034MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 52 35-2469678 30281J659 30281J675 30281J683 30281J642 30281J667 FRUGWX 10/25/2013 0.04560 0.00034MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 52 35-2469678 30281J659 30281J675 30281J683 30281J642 30281J667 FRUGWX 11/25/2013 0.04560 0.00034MUNICIPAL INCOME SELECT, CLOSED-END PORTFOLIO, SERIES 52 35-2469678 30281J659 30281J675 30281J683 30281J642 30281J667 FRUGWX 12/25/2013 0.04560 0.00034

GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 5/25/2013 0.02620 0.00203GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 6/25/2013 0.04640 0.00359GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 7/25/2013 0.05330 0.00413GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 8/25/2013 0.00290 0.00022GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 8/25/2013 0.05330 0.00413GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 9/25/2013 0.05330 0.00413GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 10/25/2013 0.05350 0.00414GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 11/25/2013 0.05350 0.00414GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 12/25/2013 0.00350 0.00027GLOBAL BOND INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472896 30281J717 30281J725 30281J709 30281J733 30281J691 FIVCUX 12/25/2013 0.05350 0.00414

U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 5/25/2013 0.02490 0.00095U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 6/25/2013 0.04840 0.00184U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 7/25/2013 0.00390 0.00015U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 7/25/2013 0.04840 0.00184U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 8/25/2013 0.00110 0.00004U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 8/25/2013 0.04840 0.00184U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 9/25/2013 0.04840 0.00184U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 10/25/2013 0.05100 0.00194U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 11/25/2013 0.05100 0.00194U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 12/25/2013 0.03040 0.00116U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 12/25/2013 0.05100 0.00194U.S. EQUITY CLOSED-END PORTFOLIO, SERIES 7 35-2472895 30281J758 30281J782 30281J741 30281J766 30281J774 FGARMX 1/8/2014 0.09590 0.00364

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 5/25/2013 0.02590 0.00591STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 6/25/2013 0.05700 0.01300STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 7/25/2013 0.00120 0.00027STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 7/25/2013 0.05700 0.01300STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 8/25/2013 0.00290 0.00066STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 8/25/2013 0.05700 0.01300STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 9/25/2013 0.05700 0.01300STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 10/25/2013 0.05720 0.01304STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 11/25/2013 0.05720 0.01304STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 35 35-2472902 30281J824 30281J790 30281J808 30281J816 30281J832 FOERQX 12/25/2013 0.05720 0.01304

INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 5/25/2013 0.03140 0.00671INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 6/25/2013 0.04150 0.00887INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 7/25/2013 0.00200 0.00043INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 7/25/2013 0.04150 0.00887INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 8/25/2013 0.04150 0.00887INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 9/25/2013 0.04150 0.00887INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 10/25/2013 0.04200 0.00898INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 11/25/2013 0.04200 0.00898INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 12/25/2013 0.00060 0.00013INTEREST RATE HEDGE PORTFOLIO, SERIES 66 35-2469690 30281J840 30281J857 30281J865 30281J881 30281J873 FLGFAX 12/25/2013 0.04200 0.00898

GLOBAL AGRICULTURE PORTFOLIO, SERIES 24 35-2472917 30281K268 30281K276 30281K292 30281K284 30281K250 FSIPRX 6/25/2013 0.02610 0.02136GLOBAL AGRICULTURE PORTFOLIO, SERIES 24 35-2472917 30281K268 30281K276 30281K292 30281K284 30281K250 FSIPRX 10/25/2013 0.51090 0.41812GLOBAL AGRICULTURE PORTFOLIO, SERIES 24 35-2472917 30281K268 30281K276 30281K292 30281K284 30281K250 FSIPRX 12/25/2013 0.05400 0.04419



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DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 5/25/2013 0.01880 0.00152DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 6/25/2013 0.03850 0.00312DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 7/25/2013 0.03590 0.00291DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 8/25/2013 0.00520 0.00042DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 8/25/2013 0.01810 0.00147DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 9/25/2013 0.02780 0.00225DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 10/25/2013 0.01570 0.00127DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 10/25/2013 0.02050 0.00166DORSEY WRIGHT RELATIVE STRENGTH INTERNATIONAL DIVIDEND PORTFOLIO SERIES 35-2472905 30281K334 30281K318 30281K326 30281K342 30281K300 FCHRVX 11/25/2013 0.01430 0.00116

INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 5/25/2013 0.01070 0.00166INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 6/25/2013 0.04090 0.00636INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 7/25/2013 0.00200 0.00031INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 7/25/2013 0.04090 0.00636INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 8/25/2013 0.04090 0.00636INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 9/25/2013 0.04090 0.00636INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 10/25/2013 0.04160 0.00647INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 11/25/2013 0.04160 0.00647INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 12/25/2013 0.00060 0.00009INTEREST RATE HEDGE PORTFOLIO, SERIES 67 35-2472907 30281K433 30281K417 30281K425 30281K409 30281K441 FVKLIX 12/25/2013 0.04160 0.00647

CLOUD COMPUTING PORTFOLIO, SERIES 8 35-2472904 30281K466 30281K474 30281K482 30281K458 30281K490 FNTBLX 10/25/2013 0.34000 0.32062CLOUD COMPUTING PORTFOLIO, SERIES 8 35-2472904 30281K466 30281K474 30281K482 30281K458 30281K490 FNTBLX 12/25/2013 0.03640 0.03433

DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 8 35-2472903 30281K540 30281K524 30281K532 30281K508 30281K516 FDSTMX 6/25/2013 0.03560 0.00005DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 8 35-2472903 30281K540 30281K524 30281K532 30281K508 30281K516 FDSTMX 7/25/2013 0.02300 0.00003DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 8 35-2472903 30281K540 30281K524 30281K532 30281K508 30281K516 FDSTMX 8/25/2013 0.01640 0.00002DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 8 35-2472903 30281K540 30281K524 30281K532 30281K508 30281K516 FDSTMX 9/25/2013 0.03220 0.00004DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 8 35-2472903 30281K540 30281K524 30281K532 30281K508 30281K516 FDSTMX 10/25/2013 0.01090 0.00001DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 8 35-2472903 30281K540 30281K524 30281K532 30281K508 30281K516 FDSTMX 11/25/2013 0.01760 0.00002DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 8 35-2472903 30281K540 30281K524 30281K532 30281K508 30281K516 FDSTMX 12/25/2013 0.03560 0.00005

HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 14 35-2472918 30281K607 30281K615 30281K623 30281K631 30281K649 FTWIEX 6/25/2013 0.10630 0.00386HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 14 35-2472918 30281K607 30281K615 30281K623 30281K631 30281K649 FTWIEX 7/25/2013 0.05360 0.00195HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 14 35-2472918 30281K607 30281K615 30281K623 30281K631 30281K649 FTWIEX 9/25/2013 0.06950 0.00252HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 14 35-2472918 30281K607 30281K615 30281K623 30281K631 30281K649 FTWIEX 10/25/2013 0.04460 0.00162HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 14 35-2472918 30281K607 30281K615 30281K623 30281K631 30281K649 FTWIEX 11/25/2013 0.01500 0.00054HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 14 35-2472918 30281K607 30281K615 30281K623 30281K631 30281K649 FTWIEX 12/25/2013 0.05600 0.00203

GLOBAL COMMODITIES PORTFOLIO, SERIES 23 35-2472914 30281K656 30281K680 30281K698 30281K664 30281K672 FPMUCX 6/25/2013 0.03070 0.00599GLOBAL COMMODITIES PORTFOLIO, SERIES 23 35-2472914 30281K656 30281K680 30281K698 30281K664 30281K672 FPMUCX 12/25/2013 0.00040 0.00008GLOBAL COMMODITIES PORTFOLIO, SERIES 23 35-2472914 30281K656 30281K680 30281K698 30281K664 30281K672 FPMUCX 12/25/2013 0.14550 0.02839

TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 8 35-2475842 30281L258 30281L274 30281L266 30281L282 30281L290 FLRPQX 7/25/2013 0.02510 0.00026TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 8 35-2475842 30281L258 30281L274 30281L266 30281L282 30281L290 FLRPQX 8/25/2013 0.01360 0.00014TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 8 35-2475842 30281L258 30281L274 30281L266 30281L282 30281L290 FLRPQX 9/25/2013 0.03040 0.00031TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 8 35-2475842 30281L258 30281L274 30281L266 30281L282 30281L290 FLRPQX 10/25/2013 0.02210 0.00023TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 8 35-2475842 30281L258 30281L274 30281L266 30281L282 30281L290 FLRPQX 11/25/2013 0.01440 0.00015TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 8 35-2475842 30281L258 30281L274 30281L266 30281L282 30281L290 FLRPQX 12/25/2013 0.00030 0.00000TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 8 35-2475842 30281L258 30281L274 30281L266 30281L282 30281L290 FLRPQX 12/25/2013 0.03400 0.00035TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 8 35-2475842 30281L258 30281L274 30281L266 30281L282 30281L290 FLRPQX 1/8/2014 0.02080 0.00021

DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472956 30281L472 30281L464 30281L498 30281L456 30281L480 FOOJAX 6/25/2013 0.06450 0.01355DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472956 30281L472 30281L464 30281L498 30281L456 30281L480 FOOJAX 7/25/2013 0.06450 0.01355DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472956 30281L472 30281L464 30281L498 30281L456 30281L480 FOOJAX 8/25/2013 0.06450 0.01355DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472956 30281L472 30281L464 30281L498 30281L456 30281L480 FOOJAX 9/25/2013 0.06450 0.01355DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472956 30281L472 30281L464 30281L498 30281L456 30281L480 FOOJAX 10/25/2013 0.06510 0.01367DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472956 30281L472 30281L464 30281L498 30281L456 30281L480 FOOJAX 11/25/2013 0.06510 0.01367DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472956 30281L472 30281L464 30281L498 30281L456 30281L480 FOOJAX 12/25/2013 0.00160 0.00034DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 11 35-2472956 30281L472 30281L464 30281L498 30281L456 30281L480 FOOJAX 12/25/2013 0.06510 0.01367

RICHARD BERNSTEIN ADVISORS TACTICAL SERIES, MERGER & ACQUISITION PORTFOLIO, 2013-1 35-2472894 30281L514 30281L530 30281L548 30281L506 30281L522 FORIAX 9/25/2013 0.02250 0.01982RICHARD BERNSTEIN ADVISORS TACTICAL SERIES, MERGER & ACQUISITION PORTFOLIO, 2013-1 35-2472894 30281L514 30281L530 30281L548 30281L506 30281L522 FORIAX 11/25/2013 0.40330 0.35527RICHARD BERNSTEIN ADVISORS TACTICAL SERIES, MERGER & ACQUISITION PORTFOLIO, 2013-1 35-2472894 30281L514 30281L530 30281L548 30281L506 30281L522 FORIAX 12/25/2013 0.03120 0.02748

DIVERSIFIED INCOME & GROWTH PORTFOLIO, SUMMER 2013 SERIES 35-2472972 30281L654 30281L662 30281L670 30281L688 30281L696 FRORPX 6/25/2013 0.02740 0.00027DIVERSIFIED INCOME & GROWTH PORTFOLIO, SUMMER 2013 SERIES 35-2472972 30281L654 30281L662 30281L670 30281L688 30281L696 FRORPX 7/25/2013 0.01170 0.00012DIVERSIFIED INCOME & GROWTH PORTFOLIO, SUMMER 2013 SERIES 35-2472972 30281L654 30281L662 30281L670 30281L688 30281L696 FRORPX 8/25/2013 0.01460 0.00014DIVERSIFIED INCOME & GROWTH PORTFOLIO, SUMMER 2013 SERIES 35-2472972 30281L654 30281L662 30281L670 30281L688 30281L696 FRORPX 9/25/2013 0.03500 0.00035DIVERSIFIED INCOME & GROWTH PORTFOLIO, SUMMER 2013 SERIES 35-2472972 30281L654 30281L662 30281L670 30281L688 30281L696 FRORPX 10/25/2013 0.01210 0.00012DIVERSIFIED INCOME & GROWTH PORTFOLIO, SUMMER 2013 SERIES 35-2472972 30281L654 30281L662 30281L670 30281L688 30281L696 FRORPX 11/25/2013 0.01440 0.00014DIVERSIFIED INCOME & GROWTH PORTFOLIO, SUMMER 2013 SERIES 35-2472972 30281L654 30281L662 30281L670 30281L688 30281L696 FRORPX 12/25/2013 0.03720 0.00037



Ticker Symbol




BANKING OPPORTUNITY PORTFOLIO, SERIES 10 35-2472982 30281L704 30281L738 30281L720 30281L746 30281L712 FTIWHX 6/25/2013 0.01220 0.00089BANKING OPPORTUNITY PORTFOLIO, SERIES 10 35-2472982 30281L704 30281L738 30281L720 30281L746 30281L712 FTIWHX 7/25/2013 0.01590 0.00116BANKING OPPORTUNITY PORTFOLIO, SERIES 10 35-2472982 30281L704 30281L738 30281L720 30281L746 30281L712 FTIWHX 8/25/2013 0.01590 0.00116BANKING OPPORTUNITY PORTFOLIO, SERIES 10 35-2472982 30281L704 30281L738 30281L720 30281L746 30281L712 FTIWHX 9/25/2013 0.01590 0.00116BANKING OPPORTUNITY PORTFOLIO, SERIES 10 35-2472982 30281L704 30281L738 30281L720 30281L746 30281L712 FTIWHX 10/25/2013 0.01770 0.00129BANKING OPPORTUNITY PORTFOLIO, SERIES 10 35-2472982 30281L704 30281L738 30281L720 30281L746 30281L712 FTIWHX 11/25/2013 0.01770 0.00129BANKING OPPORTUNITY PORTFOLIO, SERIES 10 35-2472982 30281L704 30281L738 30281L720 30281L746 30281L712 FTIWHX 12/25/2013 0.01770 0.00129

CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 5/25/2013 0.01460 0.00275CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 6/25/2013 0.04970 0.00937CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 7/25/2013 0.00220 0.00041CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 7/25/2013 0.04970 0.00937CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 8/25/2013 0.00050 0.00009CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 8/25/2013 0.04970 0.00937CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 9/25/2013 0.04970 0.00937CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 10/25/2013 0.04970 0.00937CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 11/25/2013 0.04970 0.00937CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 12/25/2013 0.00040 0.00008CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 12/25/2013 0.04970 0.00937CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 9 35-2472915 30281L761 30281L787 30281L753 30281L779 30281L795 FBOEWX 1/8/2014 0.02130 0.00402

BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 6/25/2013 0.03220 0.00089BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 7/25/2013 0.05930 0.00164BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 8/25/2013 0.02950 0.00081BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 9/25/2013 0.04120 0.00114BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 10/25/2013 0.05840 0.00161BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 11/25/2013 0.04190 0.00116BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 12/25/2013 0.00180 0.00005BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 12/25/2013 0.03070 0.00085BALANCED INCOME SELECT PORTFOLIO, SERIES 37 35-2472921 30281L803 30281L837 30281L845 30281L811 30281L829 FRSECX 1/8/2014 0.03280 0.00091

TACTICAL INCOME PORTFOLIO, SERIES 20 35-2472968 30281M306 30281M322 30281M298 30281M280 30281M314 FCEKLX 6/25/2013 0.06180 0.00164TACTICAL INCOME PORTFOLIO, SERIES 20 35-2472968 30281M306 30281M322 30281M298 30281M280 30281M314 FCEKLX 7/25/2013 0.05740 0.00152TACTICAL INCOME PORTFOLIO, SERIES 20 35-2472968 30281M306 30281M322 30281M298 30281M280 30281M314 FCEKLX 8/25/2013 0.03190 0.00085TACTICAL INCOME PORTFOLIO, SERIES 20 35-2472968 30281M306 30281M322 30281M298 30281M280 30281M314 FCEKLX 9/25/2013 0.05710 0.00151TACTICAL INCOME PORTFOLIO, SERIES 20 35-2472968 30281M306 30281M322 30281M298 30281M280 30281M314 FCEKLX 10/25/2013 0.05580 0.00148TACTICAL INCOME PORTFOLIO, SERIES 20 35-2472968 30281M306 30281M322 30281M298 30281M280 30281M314 FCEKLX 11/25/2013 0.03680 0.00098TACTICAL INCOME PORTFOLIO, SERIES 20 35-2472968 30281M306 30281M322 30281M298 30281M280 30281M314 FCEKLX 12/25/2013 0.05030 0.00133TACTICAL INCOME PORTFOLIO, SERIES 20 35-2472968 30281M306 30281M322 30281M298 30281M280 30281M314 FCEKLX 1/8/2014 0.04480 0.00119

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2472927 30281M355 30281M371 30281M363 30281M330 30281M348 FPMDTX 6/25/2013 0.07750 0.05323COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2472927 30281M355 30281M371 30281M363 30281M330 30281M348 FPMDTX 7/25/2013 0.07750 0.05323COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2472927 30281M355 30281M371 30281M363 30281M330 30281M348 FPMDTX 8/25/2013 0.07750 0.05323COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2472927 30281M355 30281M371 30281M363 30281M330 30281M348 FPMDTX 9/25/2013 0.07750 0.05323COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2472927 30281M355 30281M371 30281M363 30281M330 30281M348 FPMDTX 10/25/2013 0.07390 0.05076COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2472927 30281M355 30281M371 30281M363 30281M330 30281M348 FPMDTX 11/25/2013 0.07390 0.05076COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2472927 30281M355 30281M371 30281M363 30281M330 30281M348 FPMDTX 11/25/2013 0.35210 0.24186COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 36 35-2472927 30281M355 30281M371 30281M363 30281M330 30281M348 FPMDTX 12/25/2013 0.07390 0.05076

CLOSED-END INCOME PORTFOLIO 35-2472969 30281M439 30281M462 30281M447 30281M454 FMEWHX 5/25/2013 0.00450 0.00126CLOSED-END INCOME PORTFOLIO 35-2472969 30281M439 30281M462 30281M447 30281M454 FMEWHX 6/25/2013 0.05540 0.01552CLOSED-END INCOME PORTFOLIO 35-2472969 30281M439 30281M462 30281M447 30281M454 FMEWHX 7/25/2013 0.05540 0.01552CLOSED-END INCOME PORTFOLIO 35-2472969 30281M439 30281M462 30281M447 30281M454 FMEWHX 8/25/2013 0.05540 0.01552CLOSED-END INCOME PORTFOLIO 35-2472969 30281M439 30281M462 30281M447 30281M454 FMEWHX 9/25/2013 0.05540 0.01552CLOSED-END INCOME PORTFOLIO 35-2472969 30281M439 30281M462 30281M447 30281M454 FMEWHX 10/25/2013 0.05960 0.01669CLOSED-END INCOME PORTFOLIO 35-2472969 30281M439 30281M462 30281M447 30281M454 FMEWHX 11/25/2013 0.05960 0.01669CLOSED-END INCOME PORTFOLIO 35-2472969 30281M439 30281M462 30281M447 30281M454 FMEWHX 12/25/2013 0.05960 0.01669

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 5/25/2013 0.00460 0.00165DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 6/25/2013 0.06540 0.02340DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 7/25/2013 0.06540 0.02340DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 8/25/2013 0.06540 0.02340DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 9/25/2013 0.06540 0.02340DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 10/25/2013 0.06800 0.02433DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 11/25/2013 0.06800 0.02433DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 12/25/2013 0.00080 0.00029DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2472965 30281M488 30281M496 30281M512 30281M504 30281M470 FGIBSX 12/25/2013 0.06800 0.02433

CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 7 35-2472988 30281M587 30281M579 30281M595 FORHMX 9/25/2013 0.11930 0.08717CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 7 35-2472988 30281M587 30281M579 30281M595 FORHMX 12/25/2013 0.07650 0.05590CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 7 35-2472988 30281M587 30281M579 30281M595 FORHMX 12/25/2013 0.12130 0.08863



Ticker Symbol




GLOBAL HARD ASSETS PORTFOLIO, SERIES 15 35-2472998 30281M660 30281M686 30281M694 30281M652 30281M678 FSALOX 12/25/2013 0.00710 0.00177GLOBAL HARD ASSETS PORTFOLIO, SERIES 15 35-2472998 30281M660 30281M686 30281M694 30281M652 30281M678 FSALOX 12/25/2013 0.10350 0.02573

GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 6/25/2013 0.02650 0.00116GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 7/25/2013 0.05260 0.00230GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 8/25/2013 0.00470 0.00021GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 8/25/2013 0.05260 0.00230GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 9/25/2013 0.05260 0.00230GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 10/25/2013 0.05330 0.00233GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 11/25/2013 0.05330 0.00233GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 12/25/2013 0.00310 0.00014GLOBAL BOND INCOME PLUS CLOSED-END PORTFOLIO, SERIES 31 35-2472993 30281M728 30281M736 30281M702 30281M744 30281M710 FHPVJX 12/25/2013 0.05330 0.00233

GLOBAL EQUITY PURCHASING POWER PORTFOLIO 35-2475870 30281M785 30281M751 30281M777 30281M769 FGLBAX 7/25/2013 0.04530 0.00015GLOBAL EQUITY PURCHASING POWER PORTFOLIO 35-2475870 30281M785 30281M751 30281M777 30281M769 FGLBAX 8/25/2013 0.02140 0.00007GLOBAL EQUITY PURCHASING POWER PORTFOLIO 35-2475870 30281M785 30281M751 30281M777 30281M769 FGLBAX 9/25/2013 0.03160 0.00010GLOBAL EQUITY PURCHASING POWER PORTFOLIO 35-2475870 30281M785 30281M751 30281M777 30281M769 FGLBAX 10/25/2013 0.02780 0.00009GLOBAL EQUITY PURCHASING POWER PORTFOLIO 35-2475870 30281M785 30281M751 30281M777 30281M769 FGLBAX 11/25/2013 0.02590 0.00009GLOBAL EQUITY PURCHASING POWER PORTFOLIO 35-2475870 30281M785 30281M751 30281M777 30281M769 FGLBAX 12/25/2013 0.00190 0.00001GLOBAL EQUITY PURCHASING POWER PORTFOLIO 35-2475870 30281M785 30281M751 30281M777 30281M769 FGLBAX 12/25/2013 0.04990 0.00016GLOBAL EQUITY PURCHASING POWER PORTFOLIO 35-2475870 30281M785 30281M751 30281M777 30281M769 FGLBAX 1/8/2014 0.01560 0.00005

STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 12 35-2472912 30281N106 30281N148 30281N122 30281N130 30281N114 FGINEX 6/25/2013 0.05840 0.00663STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 12 35-2472912 30281N106 30281N148 30281N122 30281N130 30281N114 FGINEX 7/25/2013 0.06100 0.00692STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 12 35-2472912 30281N106 30281N148 30281N122 30281N130 30281N114 FGINEX 8/25/2013 0.02230 0.00253STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 12 35-2472912 30281N106 30281N148 30281N122 30281N130 30281N114 FGINEX 9/25/2013 0.04000 0.00454STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 12 35-2472912 30281N106 30281N148 30281N122 30281N130 30281N114 FGINEX 10/25/2013 0.05740 0.00651STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 12 35-2472912 30281N106 30281N148 30281N122 30281N130 30281N114 FGINEX 11/25/2013 0.01960 0.00222STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 12 35-2472912 30281N106 30281N148 30281N122 30281N130 30281N114 FGINEX 12/25/2013 0.04220 0.00479

STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 5/25/2013 0.00370 0.00073STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 6/25/2013 0.05280 0.01039STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 7/25/2013 0.05280 0.01039STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 8/25/2013 0.05280 0.01039STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 9/25/2013 0.05280 0.01039STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 10/25/2013 0.05320 0.01046STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 11/25/2013 0.05320 0.01046STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 12/25/2013 0.05320 0.01046STRATEGIC INCOME PLUS CLOSED-END PORTFOLIO, SERIES 51 35-2472970 30281N205 30281N221 30281N239 30281N213 30281N247 FOWRPX 1/8/2014 0.02430 0.00478

CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO SERIES 35-2472974 30281N338 30281N312 30281N304 30281N320 30281N346 FTHYLX 6/25/2013 0.02750 0.01292CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO SERIES 35-2472974 30281N338 30281N312 30281N304 30281N320 30281N346 FTHYLX 7/25/2013 0.02750 0.01292CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO SERIES 35-2472974 30281N338 30281N312 30281N304 30281N320 30281N346 FTHYLX 8/25/2013 0.02750 0.01292CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO SERIES 35-2472974 30281N338 30281N312 30281N304 30281N320 30281N346 FTHYLX 9/25/2013 0.02750 0.01292CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO SERIES 35-2472974 30281N338 30281N312 30281N304 30281N320 30281N346 FTHYLX 10/25/2013 0.03120 0.01466CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO SERIES 35-2472974 30281N338 30281N312 30281N304 30281N320 30281N346 FTHYLX 11/25/2013 0.03120 0.01466CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO SERIES 35-2472974 30281N338 30281N312 30281N304 30281N320 30281N346 FTHYLX 12/25/2013 0.03120 0.01466

DIVIDEND INCOME TRUST, SERIES 11 35-2472978 30281N403 30281N437 30281N411 30281N429 FDILBX 6/25/2013 0.01860 0.00084DIVIDEND INCOME TRUST, SERIES 11 35-2472978 30281N403 30281N437 30281N411 30281N429 FDILBX 7/25/2013 0.06070 0.00274DIVIDEND INCOME TRUST, SERIES 11 35-2472978 30281N403 30281N437 30281N411 30281N429 FDILBX 8/25/2013 0.02660 0.00120DIVIDEND INCOME TRUST, SERIES 11 35-2472978 30281N403 30281N437 30281N411 30281N429 FDILBX 9/25/2013 0.03460 0.00156DIVIDEND INCOME TRUST, SERIES 11 35-2472978 30281N403 30281N437 30281N411 30281N429 FDILBX 10/25/2013 0.05460 0.00247DIVIDEND INCOME TRUST, SERIES 11 35-2472978 30281N403 30281N437 30281N411 30281N429 FDILBX 11/25/2013 0.03080 0.00139DIVIDEND INCOME TRUST, SERIES 11 35-2472978 30281N403 30281N437 30281N411 30281N429 FDILBX 12/25/2013 0.03460 0.00156DIVIDEND INCOME TRUST, SERIES 11 35-2472978 30281N403 30281N437 30281N411 30281N429 FDILBX 1/8/2014 0.02660 0.00120

TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 36 35-2472977 30281N494 30281N502 30281N528 30281N536 30281N510 FTJBLX 6/25/2013 0.03020 0.00168TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 36 35-2472977 30281N494 30281N502 30281N528 30281N536 30281N510 FTJBLX 7/25/2013 0.04320 0.00240TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 36 35-2472977 30281N494 30281N502 30281N528 30281N536 30281N510 FTJBLX 8/25/2013 0.04320 0.00240TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 36 35-2472977 30281N494 30281N502 30281N528 30281N536 30281N510 FTJBLX 9/25/2013 0.04320 0.00240TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 36 35-2472977 30281N494 30281N502 30281N528 30281N536 30281N510 FTJBLX 10/25/2013 0.04380 0.00243TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 36 35-2472977 30281N494 30281N502 30281N528 30281N536 30281N510 FTJBLX 11/25/2013 0.04380 0.00243TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 36 35-2472977 30281N494 30281N502 30281N528 30281N536 30281N510 FTJBLX 12/25/2013 0.00100 0.00006TAX-ADVANTAGED MUNICIPAL CLOSED-END PORTFOLIO, SERIES 36 35-2472977 30281N494 30281N502 30281N528 30281N536 30281N510 FTJBLX 12/25/2013 0.04380 0.00243

EQUITY CLOSED-END PORTFOLIO, SERIES 26 35-2472999 30281N551 30281N569 30281N544 30281N577 30281N585 FWRMOX 6/25/2013 0.03950 0.02300EQUITY CLOSED-END PORTFOLIO, SERIES 26 35-2472999 30281N551 30281N569 30281N544 30281N577 30281N585 FWRMOX 7/25/2013 0.07050 0.04105EQUITY CLOSED-END PORTFOLIO, SERIES 26 35-2472999 30281N551 30281N569 30281N544 30281N577 30281N585 FWRMOX 8/25/2013 0.07050 0.04105EQUITY CLOSED-END PORTFOLIO, SERIES 26 35-2472999 30281N551 30281N569 30281N544 30281N577 30281N585 FWRMOX 9/25/2013 0.07050 0.04105EQUITY CLOSED-END PORTFOLIO, SERIES 26 35-2472999 30281N551 30281N569 30281N544 30281N577 30281N585 FWRMOX 10/25/2013 0.06970 0.04059EQUITY CLOSED-END PORTFOLIO, SERIES 26 35-2472999 30281N551 30281N569 30281N544 30281N577 30281N585 FWRMOX 11/25/2013 0.06970 0.04059EQUITY CLOSED-END PORTFOLIO, SERIES 26 35-2472999 30281N551 30281N569 30281N544 30281N577 30281N585 FWRMOX 11/25/2013 0.30370 0.17684



Ticker Symbol




EQUITY CLOSED-END PORTFOLIO, SERIES 26 35-2472999 30281N551 30281N569 30281N544 30281N577 30281N585 FWRMOX 12/25/2013 0.06970 0.04059

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2472981 30281N734 30281N692 30281N700 30281N726 30281N718 FORALX 6/25/2013 0.04920 0.02056DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2472981 30281N734 30281N692 30281N700 30281N726 30281N718 FORALX 7/25/2013 0.06700 0.02799DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2472981 30281N734 30281N692 30281N700 30281N726 30281N718 FORALX 8/25/2013 0.06700 0.02799DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2472981 30281N734 30281N692 30281N700 30281N726 30281N718 FORALX 9/25/2013 0.06700 0.02799DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2472981 30281N734 30281N692 30281N700 30281N726 30281N718 FORALX 10/25/2013 0.06670 0.02787DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2472981 30281N734 30281N692 30281N700 30281N726 30281N718 FORALX 11/25/2013 0.06670 0.02787DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 43 35-2472981 30281N734 30281N692 30281N700 30281N726 30281N718 FORALX 12/25/2013 0.06670 0.02787

MULTI-SECTOR INCOME PORTFOLIO, SERIES 15 35-2472991 30281N791 30281N817 30281N833 30281N809 30281N825 FLEITX 6/25/2013 0.03700 0.00287MULTI-SECTOR INCOME PORTFOLIO, SERIES 15 35-2472991 30281N791 30281N817 30281N833 30281N809 30281N825 FLEITX 7/25/2013 0.04850 0.00376MULTI-SECTOR INCOME PORTFOLIO, SERIES 15 35-2472991 30281N791 30281N817 30281N833 30281N809 30281N825 FLEITX 8/25/2013 0.02480 0.00192MULTI-SECTOR INCOME PORTFOLIO, SERIES 15 35-2472991 30281N791 30281N817 30281N833 30281N809 30281N825 FLEITX 9/25/2013 0.03290 0.00255MULTI-SECTOR INCOME PORTFOLIO, SERIES 15 35-2472991 30281N791 30281N817 30281N833 30281N809 30281N825 FLEITX 10/25/2013 0.05510 0.00427MULTI-SECTOR INCOME PORTFOLIO, SERIES 15 35-2472991 30281N791 30281N817 30281N833 30281N809 30281N825 FLEITX 11/25/2013 0.02800 0.00217MULTI-SECTOR INCOME PORTFOLIO, SERIES 15 35-2472991 30281N791 30281N817 30281N833 30281N809 30281N825 FLEITX 12/25/2013 0.04270 0.00331

INTEREST RATE HEDGE PORTFOLIO, SERIES 68 35-2472985 30281P150 30281P176 30281P192 30281P168 30281P184 FLETNX 6/25/2013 0.03440 0.00741INTEREST RATE HEDGE PORTFOLIO, SERIES 68 35-2472985 30281P150 30281P176 30281P192 30281P168 30281P184 FLETNX 7/25/2013 0.00190 0.00041INTEREST RATE HEDGE PORTFOLIO, SERIES 68 35-2472985 30281P150 30281P176 30281P192 30281P168 30281P184 FLETNX 7/25/2013 0.04000 0.00861INTEREST RATE HEDGE PORTFOLIO, SERIES 68 35-2472985 30281P150 30281P176 30281P192 30281P168 30281P184 FLETNX 8/25/2013 0.04000 0.00861INTEREST RATE HEDGE PORTFOLIO, SERIES 68 35-2472985 30281P150 30281P176 30281P192 30281P168 30281P184 FLETNX 9/25/2013 0.04000 0.00861INTEREST RATE HEDGE PORTFOLIO, SERIES 68 35-2472985 30281P150 30281P176 30281P192 30281P168 30281P184 FLETNX 10/25/2013 0.04110 0.00885INTEREST RATE HEDGE PORTFOLIO, SERIES 68 35-2472985 30281P150 30281P176 30281P192 30281P168 30281P184 FLETNX 11/25/2013 0.04110 0.00885INTEREST RATE HEDGE PORTFOLIO, SERIES 68 35-2472985 30281P150 30281P176 30281P192 30281P168 30281P184 FLETNX 12/25/2013 0.04110 0.00885

INTEREST RATE HEDGE PORTFOLIO, SERIES 69 35-2473004 30281P325 30281P309 30281P317 30281P333 30281P341 FONSGX 6/25/2013 0.01220 0.00069INTEREST RATE HEDGE PORTFOLIO, SERIES 69 35-2473004 30281P325 30281P309 30281P317 30281P333 30281P341 FONSGX 7/25/2013 0.00240 0.00014INTEREST RATE HEDGE PORTFOLIO, SERIES 69 35-2473004 30281P325 30281P309 30281P317 30281P333 30281P341 FONSGX 7/25/2013 0.03960 0.00225INTEREST RATE HEDGE PORTFOLIO, SERIES 69 35-2473004 30281P325 30281P309 30281P317 30281P333 30281P341 FONSGX 8/25/2013 0.03960 0.00225INTEREST RATE HEDGE PORTFOLIO, SERIES 69 35-2473004 30281P325 30281P309 30281P317 30281P333 30281P341 FONSGX 9/25/2013 0.03960 0.00225INTEREST RATE HEDGE PORTFOLIO, SERIES 69 35-2473004 30281P325 30281P309 30281P317 30281P333 30281P341 FONSGX 10/25/2013 0.04100 0.00233INTEREST RATE HEDGE PORTFOLIO, SERIES 69 35-2473004 30281P325 30281P309 30281P317 30281P333 30281P341 FONSGX 11/25/2013 0.04100 0.00233INTEREST RATE HEDGE PORTFOLIO, SERIES 69 35-2473004 30281P325 30281P309 30281P317 30281P333 30281P341 FONSGX 12/25/2013 0.04100 0.00233

REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 15 35-2475833 30281P408 30281P416 30281P424 30281P440 30281P432 FOHLDX 6/25/2013 0.00520 0.00145REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 15 35-2475833 30281P408 30281P416 30281P424 30281P440 30281P432 FOHLDX 7/25/2013 0.03420 0.00955REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 15 35-2475833 30281P408 30281P416 30281P424 30281P440 30281P432 FOHLDX 8/25/2013 0.03420 0.00955REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 15 35-2475833 30281P408 30281P416 30281P424 30281P440 30281P432 FOHLDX 9/25/2013 0.03420 0.00955REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 15 35-2475833 30281P408 30281P416 30281P424 30281P440 30281P432 FOHLDX 10/25/2013 0.03560 0.00994REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 15 35-2475833 30281P408 30281P416 30281P424 30281P440 30281P432 FOHLDX 11/25/2013 0.03560 0.00994REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 15 35-2475833 30281P408 30281P416 30281P424 30281P440 30281P432 FOHLDX 12/25/2013 0.03560 0.00994

EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 18 35-2473012 30281P465 30281P473 30281P481 30281P499 30281P457 FSGARX 12/25/2013 0.00040 0.00007EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 18 35-2473012 30281P465 30281P473 30281P481 30281P499 30281P457 FSGARX 12/25/2013 0.09010 0.01626

INTERNATIONAL CAPITAL STRENGTH PORTFOLIO, SERIES 16 35-2475832 30281P507 30281P515 30281P523 30281P531 30281P549 FEASGX 12/25/2013 0.00170 0.00018INTERNATIONAL CAPITAL STRENGTH PORTFOLIO, SERIES 16 35-2475832 30281P507 30281P515 30281P523 30281P531 30281P549 FEASGX 12/25/2013 0.08950 0.00968

HOMEBUILDERS RECOVERY PORTFOLIO, SERIES 6 35-2473011 30281P622 30281P630 30281P648 30281P606 30281P614 FHSPNX 12/25/2013 0.02550 0.00018

TARGET DBL. PLAY 3Q '13 - TERM 10/9/14 35-2479684 30281Q513 30281Q521 30281Q539 30281Q547 30281Q505 FBIHMX 9/25/2013 0.04610 0.00345TARGET DBL. PLAY 3Q '13 - TERM 10/9/14 35-2479684 30281Q513 30281Q521 30281Q539 30281Q547 30281Q505 FBIHMX 10/25/2013 0.01600 0.00120TARGET DBL. PLAY 3Q '13 - TERM 10/9/14 35-2479684 30281Q513 30281Q521 30281Q539 30281Q547 30281Q505 FBIHMX 11/25/2013 0.01170 0.00088TARGET DBL. PLAY 3Q '13 - TERM 10/9/14 35-2479684 30281Q513 30281Q521 30281Q539 30281Q547 30281Q505 FBIHMX 12/25/2013 0.00210 0.00016TARGET DBL. PLAY 3Q '13 - TERM 10/9/14 35-2479684 30281Q513 30281Q521 30281Q539 30281Q547 30281Q505 FBIHMX 12/25/2013 0.04120 0.00308

TARGET GLOBAL DVD. LEADERS 3Q '13 - TERM 10/9/14 35-2479679 30281Q554 30281Q570 30281Q562 30281Q588 30281Q596 FPHJRX 8/25/2013 0.01540 0.00087TARGET GLOBAL DVD. LEADERS 3Q '13 - TERM 10/9/14 35-2479679 30281Q554 30281Q570 30281Q562 30281Q588 30281Q596 FPHJRX 9/25/2013 0.04750 0.00267TARGET GLOBAL DVD. LEADERS 3Q '13 - TERM 10/9/14 35-2479679 30281Q554 30281Q570 30281Q562 30281Q588 30281Q596 FPHJRX 10/25/2013 0.03590 0.00202TARGET GLOBAL DVD. LEADERS 3Q '13 - TERM 10/9/14 35-2479679 30281Q554 30281Q570 30281Q562 30281Q588 30281Q596 FPHJRX 11/25/2013 0.02840 0.00160TARGET GLOBAL DVD. LEADERS 3Q '13 - TERM 10/9/14 35-2479679 30281Q554 30281Q570 30281Q562 30281Q588 30281Q596 FPHJRX 12/25/2013 0.00090 0.00005TARGET GLOBAL DVD. LEADERS 3Q '13 - TERM 10/9/14 35-2479679 30281Q554 30281Q570 30281Q562 30281Q588 30281Q596 FPHJRX 12/25/2013 0.05120 0.00288TARGET GLOBAL DVD. LEADERS 3Q '13 - TERM 10/9/14 35-2479679 30281Q554 30281Q570 30281Q562 30281Q588 30281Q596 FPHJRX 1/8/2014 0.04430 0.00249

TARGET FOCUS 4 3Q ’13 - TERM 10/9/14 35-2479693 30281Q703 30281Q745 30281Q711 30281Q729 30281Q737 FEHTNX 12/25/2013 0.00030 0.00003TARGET FOCUS 4 3Q ’13 - TERM 10/9/14 35-2479693 30281Q703 30281Q745 30281Q711 30281Q729 30281Q737 FEHTNX 12/25/2013 0.09460 0.00973

TARGET FOCUS 5 3Q '13 - TERM 10/9/14 35-2479685 30281Q760 30281Q752 30281Q786 30281Q778 30281Q794 FGULKX 12/25/2013 0.00070 0.00001TARGET FOCUS 5 3Q '13 - TERM 10/9/14 35-2479685 30281Q760 30281Q752 30281Q786 30281Q778 30281Q794 FGULKX 12/25/2013 0.07330 0.00061

TARGET GROWTH 3Q '13 - TERM 10/9/14 35-2479680 30281Q802 30281Q810 30281Q828 30281Q836 30281Q844 FANRBX 12/25/2013 0.00030 0.00007



Ticker Symbol




TARGET GROWTH 3Q '13 - TERM 10/9/14 35-2479680 30281Q802 30281Q810 30281Q828 30281Q836 30281Q844 FANRBX 12/25/2013 0.03850 0.00857

CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 6/25/2013 0.01510 0.00117CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 7/25/2013 0.00220 0.00017CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 7/25/2013 0.05280 0.00408CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 8/25/2013 0.00210 0.00016CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 8/25/2013 0.05280 0.00408CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 9/25/2013 0.05280 0.00408CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 10/25/2013 0.05340 0.00412CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 11/25/2013 0.05340 0.00412CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 12/25/2013 0.00030 0.00002CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 12/25/2013 0.05340 0.00412CORE THREE QUALIFIED CLOSED-END ALLOCATION PORTFOLIO, SERIES 3 35-2473006 30281R156 30281R180 30281R164 30281R172 30281R198 FRIENX 1/8/2014 0.04130 0.00319

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 6/25/2013 0.03200 0.01490STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 7/25/2013 0.00110 0.00051STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 7/25/2013 0.05310 0.02472STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 8/25/2013 0.05310 0.02472STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 9/25/2013 0.05310 0.02472STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 10/25/2013 0.05360 0.02495STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 11/25/2013 0.05360 0.02495STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 11/25/2013 0.30510 0.14202STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 36 35-2472990 30281R214 30281R230 30281R248 30281R206 30281R222 FNRUPX 12/25/2013 0.05360 0.02495

LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2475834 30281R263 30281R271 30281R289 30281R297 30281R255 FMCNHX 6/25/2013 0.00460 0.00004LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2475834 30281R263 30281R271 30281R289 30281R297 30281R255 FMCNHX 7/25/2013 0.04090 0.00039LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2475834 30281R263 30281R271 30281R289 30281R297 30281R255 FMCNHX 8/25/2013 0.04090 0.00039LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2475834 30281R263 30281R271 30281R289 30281R297 30281R255 FMCNHX 9/25/2013 0.04090 0.00039LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2475834 30281R263 30281R271 30281R289 30281R297 30281R255 FMCNHX 10/25/2013 0.04120 0.00039LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2475834 30281R263 30281R271 30281R289 30281R297 30281R255 FMCNHX 11/25/2013 0.04120 0.00039LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2475834 30281R263 30281R271 30281R289 30281R297 30281R255 FMCNHX 12/25/2013 0.04120 0.00039LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2475834 30281R263 30281R271 30281R289 30281R297 30281R255 FMCNHX 1/8/2014 0.03230 0.00031

TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 4 35-2475869 30281R388 30281R396 30281R362 30281R354 30281R370 FGUNEX 8/25/2013 0.02130 0.00206TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 4 35-2475869 30281R388 30281R396 30281R362 30281R354 30281R370 FGUNEX 9/25/2013 0.03450 0.00333TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 4 35-2475869 30281R388 30281R396 30281R362 30281R354 30281R370 FGUNEX 10/25/2013 0.01030 0.00099TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 4 35-2475869 30281R388 30281R396 30281R362 30281R354 30281R370 FGUNEX 11/25/2013 0.01130 0.00109TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 4 35-2475869 30281R388 30281R396 30281R362 30281R354 30281R370 FGUNEX 12/25/2013 0.04120 0.00398

RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 6 35-2475830 30281R420 30281R412 30281R404 30281R438 30281R446 FDWLBX 7/25/2013 0.01130 0.00064RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 6 35-2475830 30281R420 30281R412 30281R404 30281R438 30281R446 FDWLBX 8/25/2013 0.02040 0.00116RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 6 35-2475830 30281R420 30281R412 30281R404 30281R438 30281R446 FDWLBX 9/25/2013 0.02520 0.00143RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 6 35-2475830 30281R420 30281R412 30281R404 30281R438 30281R446 FDWLBX 10/25/2013 0.03810 0.00217RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 6 35-2475830 30281R420 30281R412 30281R404 30281R438 30281R446 FDWLBX 11/25/2013 0.01760 0.00100RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 6 35-2475830 30281R420 30281R412 30281R404 30281R438 30281R446 FDWLBX 12/25/2013 0.00600 0.00034RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 6 35-2475830 30281R420 30281R412 30281R404 30281R438 30281R446 FDWLBX 12/25/2013 0.03440 0.00196

REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 24 35-2475868 30281R453 30281R487 30281R461 30281R479 30281R495 FLIOSX 7/25/2013 0.03360 0.00977REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 24 35-2475868 30281R453 30281R487 30281R461 30281R479 30281R495 FLIOSX 8/25/2013 0.03550 0.01032REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 24 35-2475868 30281R453 30281R487 30281R461 30281R479 30281R495 FLIOSX 9/25/2013 0.03550 0.01032REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 24 35-2475868 30281R453 30281R487 30281R461 30281R479 30281R495 FLIOSX 10/25/2013 0.03670 0.01067REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 24 35-2475868 30281R453 30281R487 30281R461 30281R479 30281R495 FLIOSX 11/25/2013 0.03670 0.01067REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 24 35-2475868 30281R453 30281R487 30281R461 30281R479 30281R495 FLIOSX 12/25/2013 0.03670 0.01067

BALANCED INCOME SELECT PORTFOLIO, SERIES 38 35-2473002 30281R685 30281R669 30281R677 30281R693 30281R651 FORULX 7/25/2013 0.05620 0.00069BALANCED INCOME SELECT PORTFOLIO, SERIES 38 35-2473002 30281R685 30281R669 30281R677 30281R693 30281R651 FORULX 8/25/2013 0.03090 0.00038BALANCED INCOME SELECT PORTFOLIO, SERIES 38 35-2473002 30281R685 30281R669 30281R677 30281R693 30281R651 FORULX 9/25/2013 0.04260 0.00052BALANCED INCOME SELECT PORTFOLIO, SERIES 38 35-2473002 30281R685 30281R669 30281R677 30281R693 30281R651 FORULX 10/25/2013 0.05630 0.00069BALANCED INCOME SELECT PORTFOLIO, SERIES 38 35-2473002 30281R685 30281R669 30281R677 30281R693 30281R651 FORULX 11/25/2013 0.04180 0.00051BALANCED INCOME SELECT PORTFOLIO, SERIES 38 35-2473002 30281R685 30281R669 30281R677 30281R693 30281R651 FORULX 12/25/2013 0.00180 0.00002BALANCED INCOME SELECT PORTFOLIO, SERIES 38 35-2473002 30281R685 30281R669 30281R677 30281R693 30281R651 FORULX 12/25/2013 0.03380 0.00041BALANCED INCOME SELECT PORTFOLIO, SERIES 38 35-2473002 30281R685 30281R669 30281R677 30281R693 30281R651 FORULX 1/8/2014 0.02470 0.00030

TACTICAL INCOME PORTFOLIO, SERIES 21 35-2475864 30281R743 30281R701 30281R727 30281R719 30281R735 FETMAX 7/25/2013 0.05030 0.00046TACTICAL INCOME PORTFOLIO, SERIES 21 35-2475864 30281R743 30281R701 30281R727 30281R719 30281R735 FETMAX 8/25/2013 0.03070 0.00028TACTICAL INCOME PORTFOLIO, SERIES 21 35-2475864 30281R743 30281R701 30281R727 30281R719 30281R735 FETMAX 9/25/2013 0.05980 0.00055TACTICAL INCOME PORTFOLIO, SERIES 21 35-2475864 30281R743 30281R701 30281R727 30281R719 30281R735 FETMAX 10/25/2013 0.05700 0.00052TACTICAL INCOME PORTFOLIO, SERIES 21 35-2475864 30281R743 30281R701 30281R727 30281R719 30281R735 FETMAX 11/25/2013 0.03560 0.00033TACTICAL INCOME PORTFOLIO, SERIES 21 35-2475864 30281R743 30281R701 30281R727 30281R719 30281R735 FETMAX 12/25/2013 0.06190 0.00057TACTICAL INCOME PORTFOLIO, SERIES 21 35-2475864 30281R743 30281R701 30281R727 30281R719 30281R735 FETMAX 1/8/2014 0.05360 0.00049

GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 30 35-2475841 30281R768 30281R784 30281R792 30281R750 30281R776 FTINPX 6/25/2013 0.00580 0.00190GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 30 35-2475841 30281R768 30281R784 30281R792 30281R750 30281R776 FTINPX 7/25/2013 0.06920 0.02264



Ticker Symbol




GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 30 35-2475841 30281R768 30281R784 30281R792 30281R750 30281R776 FTINPX 8/25/2013 0.06920 0.02264GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 30 35-2475841 30281R768 30281R784 30281R792 30281R750 30281R776 FTINPX 9/25/2013 0.06920 0.02264GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 30 35-2475841 30281R768 30281R784 30281R792 30281R750 30281R776 FTINPX 10/25/2013 0.06860 0.02245GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 30 35-2475841 30281R768 30281R784 30281R792 30281R750 30281R776 FTINPX 11/25/2013 0.06860 0.02245GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 30 35-2475841 30281R768 30281R784 30281R792 30281R750 30281R776 FTINPX 12/25/2013 0.00890 0.00291GLOBAL EQUITY INCOME CLOSED-END PORTFOLIO, SERIES 30 35-2475841 30281R768 30281R784 30281R792 30281R750 30281R776 FTINPX 12/25/2013 0.06860 0.02245

TARGET VIP 3Q '13 - TERM 10/9/14 35-2479683 30281S162 30281S196 30281S154 30281S188 30281S170 FKNNRX 12/25/2013 0.00060 0.00002TARGET VIP 3Q '13 - TERM 10/9/14 35-2479683 30281S162 30281S196 30281S154 30281S188 30281S170 FKNNRX 12/25/2013 0.05700 0.00202

CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 7/25/2013 0.00170 0.00020CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 7/25/2013 0.05510 0.00651CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 8/25/2013 0.00040 0.00005CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 8/25/2013 0.05170 0.00611CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 9/25/2013 0.05170 0.00611CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 10/25/2013 0.05330 0.00629CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 11/25/2013 0.05330 0.00629CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 12/25/2013 0.05330 0.00629CORE THREE CLOSED-END ALLOCATION PORTFOLIO, SERIES 10 35-2475862 30281S303 30281S345 30281S329 30281S337 30281S311 FECHVX 1/8/2014 0.02350 0.00278

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 37 35-2475861 30281S717 30281S725 30281S733 30281S741 30281S709 FROOPX 7/25/2013 0.07610 0.03787COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 37 35-2475861 30281S717 30281S725 30281S733 30281S741 30281S709 FROOPX 8/25/2013 0.07140 0.03553COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 37 35-2475861 30281S717 30281S725 30281S733 30281S741 30281S709 FROOPX 9/25/2013 0.07140 0.03553COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 37 35-2475861 30281S717 30281S725 30281S733 30281S741 30281S709 FROOPX 10/25/2013 0.07270 0.03618COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 37 35-2475861 30281S717 30281S725 30281S733 30281S741 30281S709 FROOPX 11/25/2013 0.07270 0.03618COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 37 35-2475861 30281S717 30281S725 30281S733 30281S741 30281S709 FROOPX 12/25/2013 0.07270 0.03618

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2475865 30281S782 30281S790 30281S774 30281S758 30281S766 FLEIWX 7/25/2013 0.06100 0.01214DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2475865 30281S782 30281S790 30281S774 30281S758 30281S766 FLEIWX 8/25/2013 0.06610 0.01315DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2475865 30281S782 30281S790 30281S774 30281S758 30281S766 FLEIWX 9/25/2013 0.06610 0.01315DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2475865 30281S782 30281S790 30281S774 30281S758 30281S766 FLEIWX 10/25/2013 0.06680 0.01329DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2475865 30281S782 30281S790 30281S774 30281S758 30281S766 FLEIWX 11/25/2013 0.06680 0.01329DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 33 35-2475865 30281S782 30281S790 30281S774 30281S758 30281S766 FLEIWX 12/25/2013 0.06680 0.01329

INTEREST RATE HEDGE PORTFOLIO, SERIES 70 35-2475882 30281T160 30281T178 30281T194 30281T186 30281T152 FNEYUX 7/25/2013 0.00230 0.00010INTEREST RATE HEDGE PORTFOLIO, SERIES 70 35-2475882 30281T160 30281T178 30281T194 30281T186 30281T152 FNEYUX 7/25/2013 0.02990 0.00125INTEREST RATE HEDGE PORTFOLIO, SERIES 70 35-2475882 30281T160 30281T178 30281T194 30281T186 30281T152 FNEYUX 8/25/2013 0.04130 0.00172INTEREST RATE HEDGE PORTFOLIO, SERIES 70 35-2475882 30281T160 30281T178 30281T194 30281T186 30281T152 FNEYUX 9/25/2013 0.04130 0.00172INTEREST RATE HEDGE PORTFOLIO, SERIES 70 35-2475882 30281T160 30281T178 30281T194 30281T186 30281T152 FNEYUX 10/25/2013 0.04280 0.00178INTEREST RATE HEDGE PORTFOLIO, SERIES 70 35-2475882 30281T160 30281T178 30281T194 30281T186 30281T152 FNEYUX 11/25/2013 0.04280 0.00178INTEREST RATE HEDGE PORTFOLIO, SERIES 70 35-2475882 30281T160 30281T178 30281T194 30281T186 30281T152 FNEYUX 12/25/2013 0.04280 0.00178

BALANCED INCOME PORTFOLIO, SERIES 40 35-2475899 30281T467 30281T475 30281T459 30281T483 30281T491 FHOSPX 8/25/2013 0.03010 0.00018BALANCED INCOME PORTFOLIO, SERIES 40 35-2475899 30281T467 30281T475 30281T459 30281T483 30281T491 FHOSPX 9/25/2013 0.04400 0.00026BALANCED INCOME PORTFOLIO, SERIES 40 35-2475899 30281T467 30281T475 30281T459 30281T483 30281T491 FHOSPX 10/25/2013 0.05820 0.00035BALANCED INCOME PORTFOLIO, SERIES 40 35-2475899 30281T467 30281T475 30281T459 30281T483 30281T491 FHOSPX 11/25/2013 0.04810 0.00029BALANCED INCOME PORTFOLIO, SERIES 40 35-2475899 30281T467 30281T475 30281T459 30281T483 30281T491 FHOSPX 12/25/2013 0.00830 0.00005BALANCED INCOME PORTFOLIO, SERIES 40 35-2475899 30281T467 30281T475 30281T459 30281T483 30281T491 FHOSPX 12/25/2013 0.03690 0.00022BALANCED INCOME PORTFOLIO, SERIES 40 35-2475899 30281T467 30281T475 30281T459 30281T483 30281T491 FHOSPX 1/8/2014 0.03450 0.00021

HOMEBUILDERS RECOVERY SELECT PORTFOLIO, SERIES 4 35-2475901 30281T517 30281T525 30281T509 30281T533 30281T541 FCSLTX 12/25/2013 0.02420 0.00388

RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 9 35-2475900 30281T582 30281T566 30281T574 30281T590 30281T558 FLDWBX 8/25/2013 0.02050 0.00212RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 9 35-2475900 30281T582 30281T566 30281T574 30281T590 30281T558 FLDWBX 9/25/2013 0.03730 0.00386RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 9 35-2475900 30281T582 30281T566 30281T574 30281T590 30281T558 FLDWBX 10/25/2013 0.02710 0.00281RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 9 35-2475900 30281T582 30281T566 30281T574 30281T590 30281T558 FLDWBX 11/25/2013 0.01890 0.00196RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 9 35-2475900 30281T582 30281T566 30281T574 30281T590 30281T558 FLDWBX 12/25/2013 0.00090 0.00009RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 9 35-2475900 30281T582 30281T566 30281T574 30281T590 30281T558 FLDWBX 12/25/2013 0.03960 0.00410

LIMITED DURATION PREFERRED PORTFOLIO SERIES 35-2475895 30281T715 30281T707 30281T749 30281T723 30281T731 FVCIMX 7/25/2013 0.02240 0.00236LIMITED DURATION PREFERRED PORTFOLIO SERIES 35-2475895 30281T715 30281T707 30281T749 30281T723 30281T731 FVCIMX 8/25/2013 0.01140 0.00120LIMITED DURATION PREFERRED PORTFOLIO SERIES 35-2475895 30281T715 30281T707 30281T749 30281T723 30281T731 FVCIMX 9/25/2013 0.05720 0.00602LIMITED DURATION PREFERRED PORTFOLIO SERIES 35-2475895 30281T715 30281T707 30281T749 30281T723 30281T731 FVCIMX 10/25/2013 0.04730 0.00498LIMITED DURATION PREFERRED PORTFOLIO SERIES 35-2475895 30281T715 30281T707 30281T749 30281T723 30281T731 FVCIMX 11/25/2013 0.01900 0.00200LIMITED DURATION PREFERRED PORTFOLIO SERIES 35-2475895 30281T715 30281T707 30281T749 30281T723 30281T731 FVCIMX 12/25/2013 0.05890 0.00620LIMITED DURATION PREFERRED PORTFOLIO SERIES 35-2475895 30281T715 30281T707 30281T749 30281T723 30281T731 FVCIMX 1/8/2014 0.02390 0.00252

MULTI-SECTOR INCOME PORTFOLIO, SERIES 17 35-2479767 30281T822 30281T830 30281T814 30281T806 30281T848 FIBANX 9/25/2013 0.03280 0.00530MULTI-SECTOR INCOME PORTFOLIO, SERIES 17 35-2479767 30281T822 30281T830 30281T814 30281T806 30281T848 FIBANX 10/25/2013 0.05820 0.00940MULTI-SECTOR INCOME PORTFOLIO, SERIES 17 35-2479767 30281T822 30281T830 30281T814 30281T806 30281T848 FIBANX 11/25/2013 0.02990 0.00483MULTI-SECTOR INCOME PORTFOLIO, SERIES 17 35-2479767 30281T822 30281T830 30281T814 30281T806 30281T848 FIBANX 12/25/2013 0.04720 0.00762MULTI-SECTOR INCOME PORTFOLIO, SERIES 17 35-2479767 30281T822 30281T830 30281T814 30281T806 30281T848 FIBANX 1/8/2014 0.01670 0.00270



Ticker Symbol




DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 14 35-2479696 30281U175 30281U191 30281U159 30281U167 30281U183 FDPYAX 8/25/2013 0.02390 0.00003DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 14 35-2479696 30281U175 30281U191 30281U159 30281U167 30281U183 FDPYAX 9/25/2013 0.03080 0.00003DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 14 35-2479696 30281U175 30281U191 30281U159 30281U167 30281U183 FDPYAX 10/25/2013 0.03300 0.00004DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 14 35-2479696 30281U175 30281U191 30281U159 30281U167 30281U183 FDPYAX 11/25/2013 0.03300 0.00004DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 14 35-2479696 30281U175 30281U191 30281U159 30281U167 30281U183 FDPYAX 12/25/2013 0.00010 0.00000DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 14 35-2479696 30281U175 30281U191 30281U159 30281U167 30281U183 FDPYAX 12/25/2013 0.03300 0.00004DIVERSIFIED FIXED INCOME ETF PORTFOLIO, SERIES 14 35-2479696 30281U175 30281U191 30281U159 30281U167 30281U183 FDPYAX 1/8/2014 0.02620 0.00003

INTEREST RATE HEDGE PORTFOLIO, SERIES 71 35-2475908 30281U456 30281U472 30281U498 30281U480 30281U464 FNDWRX 7/25/2013 0.01090 0.00081INTEREST RATE HEDGE PORTFOLIO, SERIES 71 35-2475908 30281U456 30281U472 30281U498 30281U480 30281U464 FNDWRX 8/25/2013 0.04220 0.00315INTEREST RATE HEDGE PORTFOLIO, SERIES 71 35-2475908 30281U456 30281U472 30281U498 30281U480 30281U464 FNDWRX 9/25/2013 0.04220 0.00315INTEREST RATE HEDGE PORTFOLIO, SERIES 71 35-2475908 30281U456 30281U472 30281U498 30281U480 30281U464 FNDWRX 10/25/2013 0.04400 0.00329INTEREST RATE HEDGE PORTFOLIO, SERIES 71 35-2475908 30281U456 30281U472 30281U498 30281U480 30281U464 FNDWRX 11/25/2013 0.04400 0.00329INTEREST RATE HEDGE PORTFOLIO, SERIES 71 35-2475908 30281U456 30281U472 30281U498 30281U480 30281U464 FNDWRX 12/25/2013 0.04400 0.00329

MULTI-SECTOR INCOME PORTFOLIO, SERIES 16 35-2475888 30281U555 30281U563 30281U589 30281U571 30281U597 FDTFBX 7/25/2013 0.02750 0.00392MULTI-SECTOR INCOME PORTFOLIO, SERIES 16 35-2475888 30281U555 30281U563 30281U589 30281U571 30281U597 FDTFBX 8/25/2013 0.01950 0.00278MULTI-SECTOR INCOME PORTFOLIO, SERIES 16 35-2475888 30281U555 30281U563 30281U589 30281U571 30281U597 FDTFBX 9/25/2013 0.03590 0.00512MULTI-SECTOR INCOME PORTFOLIO, SERIES 16 35-2475888 30281U555 30281U563 30281U589 30281U571 30281U597 FDTFBX 10/25/2013 0.06790 0.00968MULTI-SECTOR INCOME PORTFOLIO, SERIES 16 35-2475888 30281U555 30281U563 30281U589 30281U571 30281U597 FDTFBX 11/25/2013 0.02710 0.00386MULTI-SECTOR INCOME PORTFOLIO, SERIES 16 35-2475888 30281U555 30281U563 30281U589 30281U571 30281U597 FDTFBX 12/25/2013 0.04510 0.00643MULTI-SECTOR INCOME PORTFOLIO, SERIES 16 35-2475888 30281U555 30281U563 30281U589 30281U571 30281U597 FDTFBX 1/8/2014 0.02190 0.00312

CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2475917 30281U639 30281U613 30281U621 30281U605 30281U647 FTEIAX 7/25/2013 0.00870 0.00011CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2475917 30281U639 30281U613 30281U621 30281U605 30281U647 FTEIAX 8/25/2013 0.04930 0.00063CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2475917 30281U639 30281U613 30281U621 30281U605 30281U647 FTEIAX 9/25/2013 0.04930 0.00063CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2475917 30281U639 30281U613 30281U621 30281U605 30281U647 FTEIAX 10/25/2013 0.05130 0.00066CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2475917 30281U639 30281U613 30281U621 30281U605 30281U647 FTEIAX 11/25/2013 0.05130 0.00066CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2475917 30281U639 30281U613 30281U621 30281U605 30281U647 FTEIAX 12/25/2013 0.00030 0.00000CALIFORNIA MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 24 35-2475917 30281U639 30281U613 30281U621 30281U605 30281U647 FTEIAX 12/25/2013 0.05130 0.00066

STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 13 35-2479669 30281W460 30281W494 30281W478 30281W452 30281W486 FOIESX 8/25/2013 0.01180 0.00045STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 13 35-2479669 30281W460 30281W494 30281W478 30281W452 30281W486 FOIESX 9/25/2013 0.04280 0.00163STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 13 35-2479669 30281W460 30281W494 30281W478 30281W452 30281W486 FOIESX 10/25/2013 0.06010 0.00229STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 13 35-2479669 30281W460 30281W494 30281W478 30281W452 30281W486 FOIESX 11/25/2013 0.01960 0.00075STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 13 35-2479669 30281W460 30281W494 30281W478 30281W452 30281W486 FOIESX 12/25/2013 0.04580 0.00174STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 13 35-2479669 30281W460 30281W494 30281W478 30281W452 30281W486 FOIESX 1/8/2014 0.03340 0.00127

SELECT DSIP PORTFOLIO, 3RD QUARTER 2013 SERIES 35-2479713 30281W551 30281W577 30281W593 30281W569 30281W585 FHEDTX 9/25/2013 0.03880 0.00057SELECT DSIP PORTFOLIO, 3RD QUARTER 2013 SERIES 35-2479713 30281W551 30281W577 30281W593 30281W569 30281W585 FHEDTX 10/25/2013 0.01380 0.00020SELECT DSIP PORTFOLIO, 3RD QUARTER 2013 SERIES 35-2479713 30281W551 30281W577 30281W593 30281W569 30281W585 FHEDTX 12/25/2013 0.00040 0.00001SELECT DSIP PORTFOLIO, 3RD QUARTER 2013 SERIES 35-2479713 30281W551 30281W577 30281W593 30281W569 30281W585 FHEDTX 12/25/2013 0.04480 0.00065

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2475913 30281W734 30281W767 30281W775 30281W742 30281W759 FCDBLX 7/25/2013 0.01950 0.00664DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2475913 30281W734 30281W767 30281W775 30281W742 30281W759 FCDBLX 8/25/2013 0.07340 0.02499DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2475913 30281W734 30281W767 30281W775 30281W742 30281W759 FCDBLX 9/25/2013 0.07340 0.02499DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2475913 30281W734 30281W767 30281W775 30281W742 30281W759 FCDBLX 10/25/2013 0.07650 0.02605DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2475913 30281W734 30281W767 30281W775 30281W742 30281W759 FCDBLX 11/25/2013 0.07650 0.02605DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 44 35-2475913 30281W734 30281W767 30281W775 30281W742 30281W759 FCDBLX 12/25/2013 0.07650 0.02605

BALANCED INCOME SELECT PORTFOLIO, SERIES 39 35-2475915 30281W783 30281W825 30281W817 30281W791 30281W809 FMKEDX 8/25/2013 0.02900 0.00008BALANCED INCOME SELECT PORTFOLIO, SERIES 39 35-2475915 30281W783 30281W825 30281W817 30281W791 30281W809 FMKEDX 9/25/2013 0.03860 0.00011BALANCED INCOME SELECT PORTFOLIO, SERIES 39 35-2475915 30281W783 30281W825 30281W817 30281W791 30281W809 FMKEDX 10/25/2013 0.05960 0.00017BALANCED INCOME SELECT PORTFOLIO, SERIES 39 35-2475915 30281W783 30281W825 30281W817 30281W791 30281W809 FMKEDX 11/25/2013 0.04400 0.00012BALANCED INCOME SELECT PORTFOLIO, SERIES 39 35-2475915 30281W783 30281W825 30281W817 30281W791 30281W809 FMKEDX 12/25/2013 0.00530 0.00001BALANCED INCOME SELECT PORTFOLIO, SERIES 39 35-2475915 30281W783 30281W825 30281W817 30281W791 30281W809 FMKEDX 12/25/2013 0.03670 0.00010BALANCED INCOME SELECT PORTFOLIO, SERIES 39 35-2475915 30281W783 30281W825 30281W817 30281W791 30281W809 FMKEDX 1/8/2014 0.03060 0.00009

RICHARD BERNSTEIN ADVISORS TACTICAL SERIES, AMERICAN INDUSTRIAL RENAISSANCE, 2013-3 35-2479706 30281Y128 30281Y110 30281Y102 30281Y136 30281Y144 FTBELX 12/25/2013 0.00110 0.00014RICHARD BERNSTEIN ADVISORS TACTICAL SERIES, AMERICAN INDUSTRIAL RENAISSANCE, 2013-3 35-2479706 30281Y128 30281Y110 30281Y102 30281Y136 30281Y144 FTBELX 12/25/2013 0.02600 0.00342

SABRIENT DIVIDEND PORTFOLIO, SERIES 2 35-2479705 30281Y201 30281Y227 30281Y235 30281Y219 30281Y243 FMNRLX 8/25/2013 0.01520 0.00127SABRIENT DIVIDEND PORTFOLIO, SERIES 2 35-2479705 30281Y201 30281Y227 30281Y235 30281Y219 30281Y243 FMNRLX 9/25/2013 0.02700 0.00225SABRIENT DIVIDEND PORTFOLIO, SERIES 2 35-2479705 30281Y201 30281Y227 30281Y235 30281Y219 30281Y243 FMNRLX 10/25/2013 0.04480 0.00374SABRIENT DIVIDEND PORTFOLIO, SERIES 2 35-2479705 30281Y201 30281Y227 30281Y235 30281Y219 30281Y243 FMNRLX 11/25/2013 0.03140 0.00262SABRIENT DIVIDEND PORTFOLIO, SERIES 2 35-2479705 30281Y201 30281Y227 30281Y235 30281Y219 30281Y243 FMNRLX 12/25/2013 0.00310 0.00026SABRIENT DIVIDEND PORTFOLIO, SERIES 2 35-2479705 30281Y201 30281Y227 30281Y235 30281Y219 30281Y243 FMNRLX 12/25/2013 0.03200 0.00267SABRIENT DIVIDEND PORTFOLIO, SERIES 2 35-2479705 30281Y201 30281Y227 30281Y235 30281Y219 30281Y243 FMNRLX 1/8/2014 0.03750 0.00313

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2479708 30281Y300 30281Y318 30281Y342 30281Y326 30281Y334 FHNKJX 8/25/2013 0.03600 0.01587STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2479708 30281Y300 30281Y318 30281Y342 30281Y326 30281Y334 FHNKJX 9/25/2013 0.06070 0.02675STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2479708 30281Y300 30281Y318 30281Y342 30281Y326 30281Y334 FHNKJX 10/25/2013 0.06370 0.02807STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2479708 30281Y300 30281Y318 30281Y342 30281Y326 30281Y334 FHNKJX 11/25/2013 0.06370 0.02807



Ticker Symbol




STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2479708 30281Y300 30281Y318 30281Y342 30281Y326 30281Y334 FHNKJX 11/25/2013 0.31990 0.14098STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 14 35-2479708 30281Y300 30281Y318 30281Y342 30281Y326 30281Y334 FHNKJX 12/25/2013 0.06370 0.02807

EUROPEAN DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 6 35-2479711 30281Y490 30281Y466 30281Y482 30281Y458 30281Y474 FWCBLX 9/25/2013 0.01840 0.01340EUROPEAN DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 6 35-2479711 30281Y490 30281Y466 30281Y482 30281Y458 30281Y474 FWCBLX 12/25/2013 0.00060 0.00044EUROPEAN DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 6 35-2479711 30281Y490 30281Y466 30281Y482 30281Y458 30281Y474 FWCBLX 12/25/2013 0.01550 0.01128

STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 10 35-2479710 30281Y516 30281Y532 30281Y508 30281Y540 30281Y524 FPONLX 9/25/2013 0.04460 0.00281STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 10 35-2479710 30281Y516 30281Y532 30281Y508 30281Y540 30281Y524 FPONLX 10/25/2013 0.05400 0.00341STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 10 35-2479710 30281Y516 30281Y532 30281Y508 30281Y540 30281Y524 FPONLX 11/25/2013 0.01940 0.00122STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 10 35-2479710 30281Y516 30281Y532 30281Y508 30281Y540 30281Y524 FPONLX 12/25/2013 0.00280 0.00018STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 10 35-2479710 30281Y516 30281Y532 30281Y508 30281Y540 30281Y524 FPONLX 12/25/2013 0.04500 0.00284STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 10 35-2479710 30281Y516 30281Y532 30281Y508 30281Y540 30281Y524 FPONLX 1/8/2014 0.02260 0.00143

ALTERNATIVE INCOME PORTFOLIO SERIES 35-2475912 30281Y607 30281Y631 30281Y623 30281Y649 30281Y615 FWDABX 7/25/2013 0.02170 0.00335ALTERNATIVE INCOME PORTFOLIO SERIES 35-2475912 30281Y607 30281Y631 30281Y623 30281Y649 30281Y615 FWDABX 8/25/2013 0.04870 0.00751ALTERNATIVE INCOME PORTFOLIO SERIES 35-2475912 30281Y607 30281Y631 30281Y623 30281Y649 30281Y615 FWDABX 9/25/2013 0.04870 0.00751ALTERNATIVE INCOME PORTFOLIO SERIES 35-2475912 30281Y607 30281Y631 30281Y623 30281Y649 30281Y615 FWDABX 10/25/2013 0.05170 0.00797ALTERNATIVE INCOME PORTFOLIO SERIES 35-2475912 30281Y607 30281Y631 30281Y623 30281Y649 30281Y615 FWDABX 11/25/2013 0.05170 0.00797ALTERNATIVE INCOME PORTFOLIO SERIES 35-2475912 30281Y607 30281Y631 30281Y623 30281Y649 30281Y615 FWDABX 12/25/2013 0.05170 0.00797ALTERNATIVE INCOME PORTFOLIO SERIES 35-2475912 30281Y607 30281Y631 30281Y623 30281Y649 30281Y615 FWDABX 1/8/2014 0.01460 0.00225

NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 27 35-2479701 30281Y706 30281Y722 30281Y714 30281Y730 30281Y748 FDRLGX 8/25/2013 0.03320 0.00030NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 27 35-2479701 30281Y706 30281Y722 30281Y714 30281Y730 30281Y748 FDRLGX 9/25/2013 0.04530 0.00041NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 27 35-2479701 30281Y706 30281Y722 30281Y714 30281Y730 30281Y748 FDRLGX 10/25/2013 0.04860 0.00044NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 27 35-2479701 30281Y706 30281Y722 30281Y714 30281Y730 30281Y748 FDRLGX 11/25/2013 0.04860 0.00044NEW JERSEY MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 27 35-2479701 30281Y706 30281Y722 30281Y714 30281Y730 30281Y748 FDRLGX 12/25/2013 0.04860 0.00044

TACTICAL INCOME PORTFOLIO, SERIES 22 35-2479700 30281Y771 30281Y789 30281Y797 30281Y755 30281Y763 FSOARX 9/25/2013 0.06480 0.00088TACTICAL INCOME PORTFOLIO, SERIES 22 35-2479700 30281Y771 30281Y789 30281Y797 30281Y755 30281Y763 FSOARX 10/25/2013 0.05360 0.00073TACTICAL INCOME PORTFOLIO, SERIES 22 35-2479700 30281Y771 30281Y789 30281Y797 30281Y755 30281Y763 FSOARX 11/25/2013 0.03820 0.00052TACTICAL INCOME PORTFOLIO, SERIES 22 35-2479700 30281Y771 30281Y789 30281Y797 30281Y755 30281Y763 FSOARX 12/25/2013 0.05980 0.00081TACTICAL INCOME PORTFOLIO, SERIES 22 35-2479700 30281Y771 30281Y789 30281Y797 30281Y755 30281Y763 FSOARX 1/8/2014 0.03590 0.00049

NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2479707 30281Y805 30281Y821 30281Y839 30281Y813 30281Y847 FHTGNX 8/25/2013 0.02330 0.00024NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2479707 30281Y805 30281Y821 30281Y839 30281Y813 30281Y847 FHTGNX 9/25/2013 0.04200 0.00043NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2479707 30281Y805 30281Y821 30281Y839 30281Y813 30281Y847 FHTGNX 10/25/2013 0.04760 0.00049NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2479707 30281Y805 30281Y821 30281Y839 30281Y813 30281Y847 FHTGNX 11/25/2013 0.04760 0.00049NEW YORK MUNICIPAL INCOME SELECT CLOSED-END PORTFOLIO, SERIES 22 35-2479707 30281Y805 30281Y821 30281Y839 30281Y813 30281Y847 FHTGNX 12/25/2013 0.04760 0.00049

DIVERSIFIED INCOME & GROWTH PORTFOLIO, FALL 2013 SERIES 35-2479768 30282A343 30282A301 30282A335 30282A327 30282A319 FERSTX 9/25/2013 0.02070 0.00159DIVERSIFIED INCOME & GROWTH PORTFOLIO, FALL 2013 SERIES 35-2479768 30282A343 30282A301 30282A335 30282A327 30282A319 FERSTX 11/25/2013 0.02620 0.00201DIVERSIFIED INCOME & GROWTH PORTFOLIO, FALL 2013 SERIES 35-2479768 30282A343 30282A301 30282A335 30282A327 30282A319 FERSTX 12/25/2013 0.03370 0.00258

TECHNOLOGY SELECT PORTFOLIO, SERIES 49 35-2479730 30282A400 30282A426 30282A418 30282A434 30282A442 FPUYRX 12/25/2013 0.00010 0.00001TECHNOLOGY SELECT PORTFOLIO, SERIES 49 35-2479730 30282A400 30282A426 30282A418 30282A434 30282A442 FPUYRX 12/25/2013 0.05390 0.00499

RICHARD BERNSTEIN ADVISORS TACTICAL SERIES, MERGER & ACQUISITION PORTFOLIO, 2013-2 35-2479729 30282A459 30282A491 30282A467 30282A475 30282A483 FGREFX 12/25/2013 0.03180 0.02530RICHARD BERNSTEIN ADVISORS TACTICAL SERIES, MERGER & ACQUISITION PORTFOLIO, 2013-2 35-2479729 30282A459 30282A491 30282A467 30282A475 30282A483 FGREFX 12/25/2013 0.26080 0.20747

MARKET STRENGTH ALLOCATION SELECT PORTFOLIO, SERIES 10 35-2479734 30282A509 30282A517 30282A533 30282A525 30282A541 FINMTX 12/25/2013 0.00010 0.00002MARKET STRENGTH ALLOCATION SELECT PORTFOLIO, SERIES 10 35-2479734 30282A509 30282A517 30282A533 30282A525 30282A541 FINMTX 12/25/2013 0.06550 0.01360

INTEREST RATE HEDGE PORTFOLIO, SERIES 72 35-2479704 30282A715 30282A723 30282A749 30282A707 30282A731 FVERFX 8/25/2013 0.03000 0.00328INTEREST RATE HEDGE PORTFOLIO, SERIES 72 35-2479704 30282A715 30282A723 30282A749 30282A707 30282A731 FVERFX 9/25/2013 0.04220 0.00461INTEREST RATE HEDGE PORTFOLIO, SERIES 72 35-2479704 30282A715 30282A723 30282A749 30282A707 30282A731 FVERFX 10/25/2013 0.04400 0.00480INTEREST RATE HEDGE PORTFOLIO, SERIES 72 35-2479704 30282A715 30282A723 30282A749 30282A707 30282A731 FVERFX 11/25/2013 0.04400 0.00480INTEREST RATE HEDGE PORTFOLIO, SERIES 72 35-2479704 30282A715 30282A723 30282A749 30282A707 30282A731 FVERFX 12/25/2013 0.04400 0.00480

CORE HOLDINGS GROWTH TRUST, 2013 FALL SERIES 35-2482819 30282A806 30282A822 30282A848 30282A814 30282A830 FBOMBX 12/25/2013 0.05020 0.00152

INTEREST RATE HEDGE PORTFOLIO, SERIES 73 35-2479750 30282B119 30282B127 30282B135 30282B143 30282B101 FAOGNX 8/25/2013 0.00890 0.00009INTEREST RATE HEDGE PORTFOLIO, SERIES 73 35-2479750 30282B119 30282B127 30282B135 30282B143 30282B101 FAOGNX 9/25/2013 0.04140 0.00042INTEREST RATE HEDGE PORTFOLIO, SERIES 73 35-2479750 30282B119 30282B127 30282B135 30282B143 30282B101 FAOGNX 10/25/2013 0.04330 0.00044INTEREST RATE HEDGE PORTFOLIO, SERIES 73 35-2479750 30282B119 30282B127 30282B135 30282B143 30282B101 FAOGNX 11/25/2013 0.04330 0.00044INTEREST RATE HEDGE PORTFOLIO, SERIES 73 35-2479750 30282B119 30282B127 30282B135 30282B143 30282B101 FAOGNX 12/25/2013 0.00380 0.00004INTEREST RATE HEDGE PORTFOLIO, SERIES 73 35-2479750 30282B119 30282B127 30282B135 30282B143 30282B101 FAOGNX 12/25/2013 0.04330 0.00044

HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 15 35-2479745 30282B176 30282B184 30282B150 30282B192 30282B168 FZEROX 9/25/2013 0.05900 0.00392HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 15 35-2479745 30282B176 30282B184 30282B150 30282B192 30282B168 FZEROX 10/25/2013 0.03820 0.00254HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 15 35-2479745 30282B176 30282B184 30282B150 30282B192 30282B168 FZEROX 11/25/2013 0.02590 0.00172HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 15 35-2479745 30282B176 30282B184 30282B150 30282B192 30282B168 FZEROX 12/25/2013 0.05720 0.00380



Ticker Symbol




CAPITAL STRENGTH PORTFOLIO, SERIES 21 35-2479751 30282B325 30282B333 30282B309 30282B317 30282B341 FCLSPX 12/25/2013 0.05820 0.01056

CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 9 35-2479727 30282B465 30282B457 30282B473 FVABDX 11/25/2013 0.10810 0.05872CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 9 35-2479727 30282B465 30282B457 30282B473 FVABDX 12/25/2013 0.05870 0.03189

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2479686 30282B580 30282B614 30282B598 30282B606 30282B622 FWYAPX 8/25/2013 0.03940 0.01045DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2479686 30282B580 30282B614 30282B598 30282B606 30282B622 FWYAPX 9/25/2013 0.07240 0.01920DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2479686 30282B580 30282B614 30282B598 30282B606 30282B622 FWYAPX 10/25/2013 0.07340 0.01947DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2479686 30282B580 30282B614 30282B598 30282B606 30282B622 FWYAPX 11/25/2013 0.07340 0.01947DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2479686 30282B580 30282B614 30282B598 30282B606 30282B622 FWYAPX 12/25/2013 0.00440 0.00117DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 34 35-2479686 30282B580 30282B614 30282B598 30282B606 30282B622 FWYAPX 12/25/2013 0.07340 0.01947

CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO, SERIES 2 35-2479749 30282B705 30282B713 30282B671 30282B689 30282B697 FPOACX 9/25/2013 0.03040 0.00994CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO, SERIES 2 35-2479749 30282B705 30282B713 30282B671 30282B689 30282B697 FPOACX 10/25/2013 0.03420 0.01119CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO, SERIES 2 35-2479749 30282B705 30282B713 30282B671 30282B689 30282B697 FPOACX 11/25/2013 0.03420 0.01119CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO, SERIES 2 35-2479749 30282B705 30282B713 30282B671 30282B689 30282B697 FPOACX 12/25/2013 0.03420 0.01119CONFLUENCE REIT INCOME AND GROWTH PORTFOLIO, SERIES 2 35-2479749 30282B705 30282B713 30282B671 30282B689 30282B697 FPOACX 1/8/2014 0.03020 0.00988

EQUITY CLOSED-END PORTFOLIO, SERIES 27 35-2482789 30282C281 30282C273 30282C257 30282C265 30282C299 FHSIDX 9/25/2013 0.04710 0.02774EQUITY CLOSED-END PORTFOLIO, SERIES 27 35-2482789 30282C281 30282C273 30282C257 30282C265 30282C299 FHSIDX 10/25/2013 0.07170 0.04223EQUITY CLOSED-END PORTFOLIO, SERIES 27 35-2482789 30282C281 30282C273 30282C257 30282C265 30282C299 FHSIDX 11/25/2013 0.07170 0.04223EQUITY CLOSED-END PORTFOLIO, SERIES 27 35-2482789 30282C281 30282C273 30282C257 30282C265 30282C299 FHSIDX 11/25/2013 0.32560 0.19178EQUITY CLOSED-END PORTFOLIO, SERIES 27 35-2482789 30282C281 30282C273 30282C257 30282C265 30282C299 FHSIDX 12/25/2013 0.07170 0.04223

DORSEY WRIGHT RELATIVE STRENGTH TOP 50, SERIES 11 35-2482787 30282C372 30282C380 30282C364 30282C398 30282C356 FULYTX 12/25/2013 0.00800 0.00296DORSEY WRIGHT RELATIVE STRENGTH TOP 50, SERIES 11 35-2482787 30282C372 30282C380 30282C364 30282C398 30282C356 FULYTX 12/25/2013 0.02450 0.00905

LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482791 30282C414 30282C430 30282C448 30282C406 30282C422 FMOTCX 9/25/2013 0.03000 0.00030LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482791 30282C414 30282C430 30282C448 30282C406 30282C422 FMOTCX 10/25/2013 0.04120 0.00041LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482791 30282C414 30282C430 30282C448 30282C406 30282C422 FMOTCX 11/25/2013 0.04120 0.00041LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482791 30282C414 30282C430 30282C448 30282C406 30282C422 FMOTCX 12/25/2013 0.04120 0.00041LIMITED DURATION FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482791 30282C414 30282C430 30282C448 30282C406 30282C422 FMOTCX 1/8/2014 0.03260 0.00033

LIMITED DURATION INCOME AND HIGH-YIELD FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482790 30282C463 30282C455 30282C471 30282C489 30282C497 FYJOIX 9/25/2013 0.02810 0.00071LIMITED DURATION INCOME AND HIGH-YIELD FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482790 30282C463 30282C455 30282C471 30282C489 30282C497 FYJOIX 10/25/2013 0.04050 0.00102LIMITED DURATION INCOME AND HIGH-YIELD FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482790 30282C463 30282C455 30282C471 30282C489 30282C497 FYJOIX 11/25/2013 0.04050 0.00102LIMITED DURATION INCOME AND HIGH-YIELD FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482790 30282C463 30282C455 30282C471 30282C489 30282C497 FYJOIX 12/25/2013 0.04050 0.00102LIMITED DURATION INCOME AND HIGH-YIELD FIXED INCOME ETF PORTFOLIO, SERIES 3 35-2482790 30282C463 30282C455 30282C471 30282C489 30282C497 FYJOIX 1/8/2014 0.03590 0.00091

TARGET HIGH QUALITY DIVIDEND PORTFOLIO, SERIES 3 35-2482851 30282C562 30282C588 30282C596 30282C570 30282C554 FCOKEX 10/25/2013 0.01300 0.00013TARGET HIGH QUALITY DIVIDEND PORTFOLIO, SERIES 3 35-2482851 30282C562 30282C588 30282C596 30282C570 30282C554 FCOKEX 11/25/2013 0.01640 0.00016TARGET HIGH QUALITY DIVIDEND PORTFOLIO, SERIES 3 35-2482851 30282C562 30282C588 30282C596 30282C570 30282C554 FCOKEX 12/25/2013 0.03740 0.00037

TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 9 35-2482849 30282C703 30282C729 30282C745 30282C711 30282C737 FNWQEX 10/25/2013 0.01160 0.00121TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 9 35-2482849 30282C703 30282C729 30282C745 30282C711 30282C737 FNWQEX 11/25/2013 0.01380 0.00144TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 9 35-2482849 30282C703 30282C729 30282C745 30282C711 30282C737 FNWQEX 12/25/2013 0.03670 0.00382TARGET DIVERSIFIED GLOBAL ALLOCATION PORTFOLIO, SERIES 9 35-2482849 30282C703 30282C729 30282C745 30282C711 30282C737 FNWQEX 1/8/2014 0.02270 0.00236

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 38 35-2482772 30282D248 30282D214 30282D222 30282D230 30282D206 FATHBX 9/25/2013 0.06130 0.02555COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 38 35-2482772 30282D248 30282D214 30282D222 30282D230 30282D206 FATHBX 10/25/2013 0.07470 0.03113COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 38 35-2482772 30282D248 30282D214 30282D222 30282D230 30282D206 FATHBX 11/25/2013 0.07470 0.03113COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 38 35-2482772 30282D248 30282D214 30282D222 30282D230 30282D206 FATHBX 12/25/2013 0.00060 0.00025COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 38 35-2482772 30282D248 30282D214 30282D222 30282D230 30282D206 FATHBX 12/25/2013 0.07470 0.03113

GLOBAL GORILLAS PORTFOLIO, SERIES 3 35-2482798 30282D594 30282D578 30282D552 30282D560 30282D586 FRULEX 9/25/2013 0.01090 0.00015GLOBAL GORILLAS PORTFOLIO, SERIES 3 35-2482798 30282D594 30282D578 30282D552 30282D560 30282D586 FRULEX 10/25/2013 0.01040 0.00015GLOBAL GORILLAS PORTFOLIO, SERIES 3 35-2482798 30282D594 30282D578 30282D552 30282D560 30282D586 FRULEX 12/25/2013 0.01980 0.00028GLOBAL GORILLAS PORTFOLIO, SERIES 3 35-2482798 30282D594 30282D578 30282D552 30282D560 30282D586 FRULEX 1/8/2014 0.01000 0.00014

INTERNATIONAL CAPITAL STRENGTH PORTFOLIO, SERIES 17 35-2482806 30282D735 30282D693 30282D719 30282D727 30282D701 FGKTNX 12/25/2013 0.03980 0.01817

SMID CAPITAL STRENGTH PORTFOLIO, SERIES 17 35-2482805 30282D750 30282D776 30282D784 30282D743 30282D768 FNAIDX 12/25/2013 0.03290 0.00136

EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 19 35-2482813 30282E170 30282E188 30282E196 30282E154 30282E162 FPMELX 12/25/2013 0.00020 0.00005EMERGING MARKETS STRENGTH PORTFOLIO, SERIES 19 35-2482813 30282E170 30282E188 30282E196 30282E154 30282E162 FPMELX 12/25/2013 0.03440 0.00856

REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 16 35-2482820 30282E212 30282E220 30282E246 30282E204 30282E238 FCRAFX 9/25/2013 0.00930 0.00313REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 16 35-2482820 30282E212 30282E220 30282E246 30282E204 30282E238 FCRAFX 10/25/2013 0.03960 0.01332REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 16 35-2482820 30282E212 30282E220 30282E246 30282E204 30282E238 FCRAFX 11/25/2013 0.03960 0.01332REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 16 35-2482820 30282E212 30282E220 30282E246 30282E204 30282E238 FCRAFX 12/25/2013 0.03960 0.01332REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 16 35-2482820 30282E212 30282E220 30282E246 30282E204 30282E238 FCRAFX 1/8/2014 0.03750 0.01262

ALTERNATIVE INCOME PORTFOLIO, SERIES 2 35-2482860 30282E303 30282E311 30282E329 30282E295 30282E337 FTULBX 10/25/2013 0.03800 0.00177



Ticker Symbol




ALTERNATIVE INCOME PORTFOLIO, SERIES 2 35-2482860 30282E303 30282E311 30282E329 30282E295 30282E337 FTULBX 11/25/2013 0.05110 0.00238ALTERNATIVE INCOME PORTFOLIO, SERIES 2 35-2482860 30282E303 30282E311 30282E329 30282E295 30282E337 FTULBX 12/25/2013 0.05110 0.00238

DIVIDEND INCOME PLUS PORTFOLIO, SERIES 11 35-2482857 30282E352 30282E360 30282E345 30282E378 30282E386 FHSBMX 11/25/2013 0.01770 0.00008DIVIDEND INCOME PLUS PORTFOLIO, SERIES 11 35-2482857 30282E352 30282E360 30282E345 30282E378 30282E386 FHSBMX 12/25/2013 0.04550 0.00020DIVIDEND INCOME PLUS PORTFOLIO, SERIES 11 35-2482857 30282E352 30282E360 30282E345 30282E378 30282E386 FHSBMX 1/8/2014 0.01550 0.00007

RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 10 35-2482874 30282E543 30282E550 30282E584 30282E568 30282E576 FEAVBX 11/25/2013 0.02680 0.00030RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 10 35-2482874 30282E543 30282E550 30282E584 30282E568 30282E576 FEAVBX 12/25/2013 0.03240 0.00036

RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 7 35-2482827 30282F110 30282F102 30282F128 30282F136 30282F144 FSCUEX 10/25/2013 0.02850 0.00138RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 7 35-2482827 30282F110 30282F102 30282F128 30282F136 30282F144 FSCUEX 11/25/2013 0.01810 0.00088RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 7 35-2482827 30282F110 30282F102 30282F128 30282F136 30282F144 FSCUEX 12/25/2013 0.00780 0.00038RICHARD BERNSTEIN ADVISORS GLOBAL DIVIDEND KINGS, SERIES 7 35-2482827 30282F110 30282F102 30282F128 30282F136 30282F144 FSCUEX 12/25/2013 0.02620 0.00127

TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 5 35-2482826 30282F177 30282F169 30282F185 30282F151 30282F193 FOVNCX 11/25/2013 0.01620 0.00034TECHNOLOGY DIVIDEND PORTFOLIO, SERIES 5 35-2482826 30282F177 30282F169 30282F185 30282F151 30282F193 FOVNCX 12/25/2013 0.03680 0.00077

REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 25 35-2482834 30282F326 30282F342 30282F300 30282F318 30282F334 FPRBCX 9/25/2013 0.00240 0.00102REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 25 35-2482834 30282F326 30282F342 30282F300 30282F318 30282F334 FPRBCX 10/25/2013 0.03970 0.01688REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 25 35-2482834 30282F326 30282F342 30282F300 30282F318 30282F334 FPRBCX 11/25/2013 0.03970 0.01688REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 25 35-2482834 30282F326 30282F342 30282F300 30282F318 30282F334 FPRBCX 12/25/2013 0.03970 0.01688REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 25 35-2482834 30282F326 30282F342 30282F300 30282F318 30282F334 FPRBCX 1/8/2014 0.02670 0.01135

PREFERRED INCOME PORTFOLIO, SERIES 64 35-2482862 30282F474 30282F458 30282F466 30282F482 30282F490 FPAYDX 10/25/2013 0.02710 0.00176PREFERRED INCOME PORTFOLIO, SERIES 64 35-2482862 30282F474 30282F458 30282F466 30282F482 30282F490 FPAYDX 11/25/2013 0.05300 0.00344PREFERRED INCOME PORTFOLIO, SERIES 64 35-2482862 30282F474 30282F458 30282F466 30282F482 30282F490 FPAYDX 12/25/2013 0.05300 0.00344PREFERRED INCOME PORTFOLIO, SERIES 64 35-2482862 30282F474 30282F458 30282F466 30282F482 30282F490 FPAYDX 1/8/2014 0.02570 0.00167

CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 10 35-2482792 30282F557 30282F573 30282F565 FTKWEX 12/25/2013 0.03580 0.02381CAPITAL STRENGTH BUY-WRITE PORTFOLIO, SERIES 10 35-2482792 30282F557 30282F573 30282F565 FTKWEX 12/25/2013 0.10430 0.06937

TACTICAL INCOME PORTFOLIO, SERIES 23 35-2482859 30282F722 30282F714 30282F680 30282F698 30282F706 FGYRTX 10/25/2013 0.01910 0.00100TACTICAL INCOME PORTFOLIO, SERIES 23 35-2482859 30282F722 30282F714 30282F680 30282F698 30282F706 FGYRTX 11/25/2013 0.03160 0.00165TACTICAL INCOME PORTFOLIO, SERIES 23 35-2482859 30282F722 30282F714 30282F680 30282F698 30282F706 FGYRTX 12/25/2013 0.06530 0.00341TACTICAL INCOME PORTFOLIO, SERIES 23 35-2482859 30282F722 30282F714 30282F680 30282F698 30282F706 FGYRTX 1/8/2014 0.05960 0.00311

DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2482811 30282F821 30282F813 30282F789 30282F797 30282F805 FDNMAX 9/25/2013 0.03190 0.00464DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2482811 30282F821 30282F813 30282F789 30282F797 30282F805 FDNMAX 10/25/2013 0.07240 0.01053DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2482811 30282F821 30282F813 30282F789 30282F797 30282F805 FDNMAX 11/25/2013 0.07240 0.01053DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2482811 30282F821 30282F813 30282F789 30282F797 30282F805 FDNMAX 12/25/2013 0.07240 0.01053DIVIDEND & INCOME PLUS CLOSED-END PORTFOLIO, SERIES 45 35-2482811 30282F821 30282F813 30282F789 30282F797 30282F805 FDNMAX 1/8/2014 0.03280 0.00477

DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2482812 30282F854 30282F847 30282F839 30282F862 30282F870 FPTCNX 9/25/2013 0.03170 0.00367DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2482812 30282F854 30282F847 30282F839 30282F862 30282F870 FPTCNX 10/25/2013 0.07440 0.00862DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2482812 30282F854 30282F847 30282F839 30282F862 30282F870 FPTCNX 11/25/2013 0.07440 0.00862DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2482812 30282F854 30282F847 30282F839 30282F862 30282F870 FPTCNX 12/25/2013 0.07440 0.00862DIVIDEND & INCOME SELECT CLOSED-END PORTFOLIO, SERIES 35 35-2482812 30282F854 30282F847 30282F839 30282F862 30282F870 FPTCNX 1/8/2014 0.02500 0.00290

TARGET DIVSD. DVD. 4Q '13 - TERM 1/9/15 35-2485414 30282G449 30282G415 30282G431 30282G407 30282G423 FWUNVX 12/25/2013 0.05360 0.00224TARGET DIVSD. DVD. 4Q '13 - TERM 1/9/15 35-2485414 30282G449 30282G415 30282G431 30282G407 30282G423 FWUNVX 1/8/2014 0.03220 0.00134

TARGET GLOBAL DVD. LEADERS 4Q '13 - TERM 1/9/15 35-2485419 30282G555 30282G571 30282G589 30282G563 30282G597 FLCNEX 11/25/2013 0.01710 0.00061TARGET GLOBAL DVD. LEADERS 4Q '13 - TERM 1/9/15 35-2485419 30282G555 30282G571 30282G589 30282G563 30282G597 FLCNEX 12/25/2013 0.06720 0.00239TARGET GLOBAL DVD. LEADERS 4Q '13 - TERM 1/9/15 35-2485419 30282G555 30282G571 30282G589 30282G563 30282G597 FLCNEX 1/8/2014 0.05070 0.00180

TARGET GROWTH 4Q '13 - TERM 1/9/15 35-2485413 30282G803 30282G795 30282G811 30282G829 30282G837 FIMNLX 12/25/2013 0.01960 0.00058

ENERGY SELECT PORTFOLIO, SERIES 48 35-2482869 30282H363 30282H355 30282H348 30282H330 30282H371 FVOYWX 12/25/2013 0.03690 0.00190

NORTH AMERICAN SHALE PORTFOLIO, SERIES 3 35-2482858 30282H439 30282H462 30282H470 30282H447 30282H454 FCWNLX 12/25/2013 0.01520 0.00257

STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 14 35-2482878 30282H496 30282H488 30282H504 30282H512 30282H520 FARUNX 10/25/2013 0.01360 0.00030STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 14 35-2482878 30282H496 30282H488 30282H504 30282H512 30282H520 FARUNX 11/25/2013 0.01530 0.00034STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 14 35-2482878 30282H496 30282H488 30282H504 30282H512 30282H520 FARUNX 12/25/2013 0.04240 0.00093STRATEGIC DIVIDEND PLUS PORTFOLIO, SERIES 14 35-2482878 30282H496 30282H488 30282H504 30282H512 30282H520 FARUNX 1/8/2014 0.06370 0.00140

DIVIDEND STRENGTH PORTFOLIO, SERIES 20 35-2482881 30282H652 30282H660 30282H637 30282H645 30282H678 FSHOEX 10/25/2013 0.01010 0.00052DIVIDEND STRENGTH PORTFOLIO, SERIES 20 35-2482881 30282H652 30282H660 30282H637 30282H645 30282H678 FSHOEX 11/25/2013 0.02190 0.00112DIVIDEND STRENGTH PORTFOLIO, SERIES 20 35-2482881 30282H652 30282H660 30282H637 30282H645 30282H678 FSHOEX 12/25/2013 0.02190 0.00112DIVIDEND STRENGTH PORTFOLIO, SERIES 20 35-2482881 30282H652 30282H660 30282H637 30282H645 30282H678 FSHOEX 1/8/2014 0.01560 0.00080

HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 10 35-2469670 30282H751 30282H736 30282H744 FQVCLX 10/25/2013 3.09000 2.64535



Ticker Symbol




HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 10 35-2469670 30282H751 30282H736 30282H744 FQVCLX 11/25/2013 5.81000 4.97394HIGH YIELD CORPORATE TRUST, SHORT INTERMEDIATE, SERIES 10 35-2469670 30282H751 30282H736 30282H744 FQVCLX 12/25/2013 5.80000 4.96538

SABRIENT WEAK TREASURY PORTFOLIO SERIES 35-2482886 30282J237 30282J211 30282J203 30282J229 30282J245 FLIMSX 12/25/2013 0.01650 0.00414

HEALTH CARE SELECT PORTFOLIO, SERIES 30 35-2485382 30282J336 30282J310 30282J344 30282J302 30282J328 FHTUSX 1/8/2014 0.01270 0.00239

SENIOR LOAN AND DIVIDEND GROWERS PORTFOLIO SERIES 35-2482890 30282J757 30282J765 30282J773 30282J781 30282J799 FSLANX 11/25/2013 0.02520 0.00090SENIOR LOAN AND DIVIDEND GROWERS PORTFOLIO SERIES 35-2482890 30282J757 30282J765 30282J773 30282J781 30282J799 FSLANX 12/25/2013 0.04530 0.00163SENIOR LOAN AND DIVIDEND GROWERS PORTFOLIO SERIES 35-2482890 30282J757 30282J765 30282J773 30282J781 30282J799 FSLANX 1/8/2014 0.01450 0.00052

RICHARD BERNSTEIN ADVISORS TACTICAL SERIES, JAPAN OPPORTUNITIES PORTFOLIO, 2013-1 35-2482891 30282J823 30282J807 30282J815 30282J831 30282J849 FTKDAX 12/25/2013 0.04050 0.04050

DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 11 35-2485388 30282K408 30282K432 30282K440 30282K424 30282K416 FERJNX 12/25/2013 0.04940 0.00629DORSEY WRIGHT RELATIVE STRENGTH DIVIDEND PORTFOLIO, SERIES 11 35-2485388 30282K408 30282K432 30282K440 30282K424 30282K416 FERJNX 1/8/2014 0.01150 0.00146

MEGA-CAP PORTFOLIO, SERIES 29 35-2485409 30282K523 30282K549 30282K531 30282K507 30282K515 FLQNUX 12/25/2013 0.02150 0.00138

SABRIENT DIVIDEND PORTFOLIO, SERIES 3 35-2485417 30282K606 30282K622 30282K630 30282K614 30282K648 FBUYMX 11/25/2013 0.01130 0.00207SABRIENT DIVIDEND PORTFOLIO, SERIES 3 35-2485417 30282K606 30282K622 30282K630 30282K614 30282K648 FBUYMX 12/25/2013 0.04420 0.00808SABRIENT DIVIDEND PORTFOLIO, SERIES 3 35-2485417 30282K606 30282K622 30282K630 30282K614 30282K648 FBUYMX 1/8/2014 0.03640 0.00666

STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 11 35-2485381 30282K705 30282K721 30282K747 30282K713 30282K739 FOBVPX 11/25/2013 0.02010 0.00150STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 11 35-2485381 30282K705 30282K721 30282K747 30282K713 30282K739 FOBVPX 12/25/2013 0.04220 0.00314STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 11 35-2485381 30282K705 30282K721 30282K747 30282K713 30282K739 FOBVPX 1/8/2014 0.04280 0.00318

DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 10 35-2485439 30282K838 30282K812 30282K804 30282K820 30282K846 FEILCX 12/25/2013 0.04020 0.00327DEEP VALUE SUB-10 DIVIDEND PORTFOLIO, SERIES 10 35-2485439 30282K838 30282K812 30282K804 30282K820 30282K846 FEILCX 1/8/2014 0.01000 0.00081

GLOBAL AGRICULTURE PORTFOLIO, SERIES 26 35-2485441 30282L133 30282L141 30282L109 30282L117 30282L125 FVRDUX 1/8/2014 0.01380 0.00036

TECHNOLOGY SELECT PORTFOLIO, SERIES 50 35-2485475 30282L588 30282L596 30282L554 30282L562 30282L570 FOLDRX 12/25/2013 0.02200 0.00469

GLOBAL COMMODITIES PORTFOLIO, SERIES 24 35-2485472 30282M156 30282M180 30282M164 30282M172 30282M198 FTWDBX 1/8/2014 0.01980 0.00032

MULTI-SECTOR INCOME PORTFOLIO, SERIES 18 46-3862938 30282M412 30282M420 30282M404 30282M438 30282M446 FYAMRX 12/25/2013 0.04180 0.00490MULTI-SECTOR INCOME PORTFOLIO, SERIES 18 46-3862938 30282M412 30282M420 30282M404 30282M438 30282M446 FYAMRX 1/8/2014 0.02670 0.00313

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 39 46-3860719 30282M453 30282M461 30282M487 30282M495 30282M479 FSGHPX 11/25/2013 0.01900 0.00503COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 39 46-3860719 30282M453 30282M461 30282M487 30282M495 30282M479 FSGHPX 12/25/2013 0.07390 0.01956COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 39 46-3860719 30282M453 30282M461 30282M487 30282M495 30282M479 FSGHPX 1/8/2014 0.04460 0.01181

GLOBAL HARD ASSETS PORTFOLIO, SERIES 16 35-2487117 30282M719 30282M727 30282M743 30282M735 30282M701 FGPLNX 1/8/2014 0.01720 0.00043

REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 26 35-2487129 30282P456 30282P464 30282P472 30282P498 30282P480 FNELWX 12/25/2013 0.02260 0.01434REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 26 35-2487129 30282P456 30282P464 30282P472 30282P498 30282P480 FNELWX 1/8/2014 0.04200 0.02666

REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 17 35-2487143 30282P738 30282P712 30282P720 30282P704 30282P746 FTEKHX 12/25/2013 0.01400 0.00914REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 17 35-2487143 30282P738 30282P712 30282P720 30282P704 30282P746 FTEKHX 1/8/2014 0.04740 0.03093

CYCLICAL STRENGTH PORTFOLIO, SERIES 3 35-2487123 30282R106 30282R130 30282R114 30282R122 30282R148 FEGGWX 12/25/2013 0.01260 0.00135

INTERNATIONAL HIGH DIVIDEND EQUITY PORTFOLIO, SERIES 14 35-2487178 30282R247 30282R288 30282R262 30282R270 30282R254 FNBEDX 1/8/2014 0.02210 0.00002

PREFERRED INCOME PORTFOLIO, SERIES 65 35-2487173 30282R403 30282R411 30282R379 30282R387 30282R395 FHTEUX 1/8/2014 0.02270 0.00619

EQUITY CLOSED-END PORTFOLIO, SERIES 29 35-2487152 30282R627 30282R635 30282R643 30282R650 30282R668 FTEDAX 1/8/2014 0.05160 0.00576

LIMITED DURATION AND HIGH YIELD FIXED INCOME ETF PORTFOLIO, SERIES 2 35-2487154 30282S195 30282S161 30282S153 30282S187 30282S179 FWTRLX 1/8/2014 0.03790 0.00031

RICHARD BERNSTEIN ADVISORS QUALITY INCOME PORTFOLIO, SERIES 11 35-2487190 30282S575 30282S591 30282S559 30282S567 30282S583 FGUCTX 1/8/2014 0.01460 0.00483

LIMITED DURATION PREFERRED PORTFOLIO, SERIES 2 35-2487193 30282S716 30282S708 30282S732 30282S724 30282S740 FCLVNX 1/8/2014 0.03200 0.01780

EQUITY CLOSED-END PORTFOLIO, SERIES 28 35-2485445 30282T201 30282T243 30282T219 30282T227 30282T235 FEWSBX 11/25/2013 0.05200 0.00038EQUITY CLOSED-END PORTFOLIO, SERIES 28 35-2485445 30282T201 30282T243 30282T219 30282T227 30282T235 FEWSBX 12/25/2013 0.07480 0.00055EQUITY CLOSED-END PORTFOLIO, SERIES 28 35-2485445 30282T201 30282T243 30282T219 30282T227 30282T235 FEWSBX 1/8/2014 0.03990 0.00029

STRATEGIC DIVIDEND SELECT PORTFOLIO, SERIES 12 35-2490107 30282U547 30282U513 30282U521 30282U539 30282U505 FWZPVX 1/8/2014 0.01430 0.00204

INTEREST RATE HEDGE PORTFOLIO, SERIES 79 35-2490111 30282W428 30282W402 30282W410 30282W436 30282W444 FOUQLX 1/8/2014 0.01020 0.00024

DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2469885 30290A368 30290A376 30290A350 30290A384 30290A392 FKLJRX 1/25/2013 0.07020 0.00006



Ticker Symbol




DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2469885 30290A368 30290A376 30290A350 30290A384 30290A392 FKLJRX 2/25/2013 0.07020 0.00006DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2469885 30290A368 30290A376 30290A350 30290A384 30290A392 FKLJRX 3/25/2013 0.00090 0.00000DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2469885 30290A368 30290A376 30290A350 30290A384 30290A392 FKLJRX 3/25/2013 0.07020 0.00006DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2469885 30290A368 30290A376 30290A350 30290A384 30290A392 FKLJRX 4/25/2013 0.06560 0.00006DIVERSIFIED HIGH INCOME CLOSED-END PORTFOLIO, SERIES 2 45-2469885 30290A368 30290A376 30290A350 30290A384 30290A392 FKLJRX 5/25/2013 0.06560 0.00006

REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 1/25/2013 0.03590 0.00868REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 2/25/2013 0.03590 0.00868REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 3/25/2013 0.03590 0.00868REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 4/25/2013 0.04190 0.01014REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 5/25/2013 0.04190 0.01014REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 6/25/2013 0.04190 0.01014REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 7/25/2013 0.04190 0.01014REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 8/25/2013 0.04190 0.01014REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 9/25/2013 0.04190 0.01014REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 10/25/2013 0.04000 0.00968REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 11/25/2013 0.04000 0.00968REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 12/25/2013 0.04000 0.00968REIT GROWTH & INCOME PLUS PORTFOLIO, SERIES 11 45-5388540 30290G159 30290G167 30290G191 30290G183 30290G175 FPQDLX 12/25/2013 0.45030 0.10893

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 1/25/2013 0.05720 0.00755SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 2/25/2013 0.05720 0.00755SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 3/25/2013 0.05720 0.00755SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 4/25/2013 0.05670 0.00748SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 5/25/2013 0.05670 0.00748SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 6/25/2013 0.05670 0.00748SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 7/25/2013 0.05670 0.00748SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 8/25/2013 0.05670 0.00748SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 9/25/2013 0.05670 0.00748SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 10/25/2013 0.05650 0.00746SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 11/25/2013 0.05650 0.00746SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 12/25/2013 0.05650 0.00746SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 57 35-2447346 30290G324 30290G332 30290G340 30290G308 30290G316 FWMYSX 12/25/2013 0.17900 0.02363

MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 1/25/2013 0.04360 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 2/25/2013 0.00020 0.00001MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 2/25/2013 0.04360 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 3/25/2013 0.04360 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 4/25/2013 0.04350 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 5/25/2013 0.04350 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 6/25/2013 0.04350 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 7/25/2013 0.04350 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 8/25/2013 0.04350 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 9/25/2013 0.04350 0.00113MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 10/25/2013 0.04400 0.00114MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 11/25/2013 0.04400 0.00114MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 12/25/2013 0.00210 0.00005MUNICIPAL INCOME CLOSED-END PORTFOLIO, SERIES 48 45-5307831 30290G365 30290G373 30290G381 30290G357 30290G399 FMROTX 12/25/2013 0.04400 0.00114

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 1/25/2013 0.05900 0.00711SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 2/25/2013 0.05900 0.00711SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 3/25/2013 0.05900 0.00711SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 4/25/2013 0.05850 0.00705SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 5/25/2013 0.05850 0.00705SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 6/25/2013 0.05850 0.00705SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 7/25/2013 0.05850 0.00705SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 8/25/2013 0.05850 0.00705SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 9/25/2013 0.05850 0.00705SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 10/25/2013 0.05790 0.00698SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 11/25/2013 0.05790 0.00698SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 12/25/2013 0.05790 0.00698SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 16 35-2447352 30290G407 30290G431 30290G415 30290G423 30290G449 FJVTEX 12/25/2013 0.16310 0.01965

CLOUD COMPUTING PORTFOLIO, SERIES 6 35-2447349 30290G480 30290G456 30290G498 30290G464 30290G472 FWHFCX 6/25/2013 0.01270 0.01099CLOUD COMPUTING PORTFOLIO, SERIES 6 35-2447349 30290G480 30290G456 30290G498 30290G464 30290G472 FWHFCX 10/25/2013 0.33190 0.28716CLOUD COMPUTING PORTFOLIO, SERIES 6 35-2447349 30290G480 30290G456 30290G498 30290G464 30290G472 FWHFCX 11/25/2013 0.34960 0.30247CLOUD COMPUTING PORTFOLIO, SERIES 6 35-2447349 30290G480 30290G456 30290G498 30290G464 30290G472 FWHFCX 12/25/2013 0.04330 0.03746

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 1/25/2013 0.06310 0.02047STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 2/25/2013 0.00120 0.00039STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 2/25/2013 0.06310 0.02047STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 3/25/2013 0.06310 0.02047STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 4/25/2013 0.06380 0.02070



Ticker Symbol




STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 5/25/2013 0.06380 0.02070STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 6/25/2013 0.06380 0.02070STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 7/25/2013 0.00100 0.00032STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 7/25/2013 0.06380 0.02070STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 8/25/2013 0.06380 0.02070STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 9/25/2013 0.06380 0.02070STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 10/25/2013 0.06430 0.02086STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 11/25/2013 0.06430 0.02086STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 12/25/2013 0.06430 0.02086STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 31 35-2447353 30290G571 30290G597 30290G555 30290G563 30290G589 FCDIUX 12/25/2013 0.14850 0.04817

REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 1/25/2013 0.03570 0.00822REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 2/25/2013 0.03570 0.00822REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 3/25/2013 0.03570 0.00822REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 4/25/2013 0.04190 0.00965REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 5/25/2013 0.04190 0.00965REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 6/25/2013 0.04190 0.00965REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 7/25/2013 0.04190 0.00965REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 8/25/2013 0.04190 0.00965REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 9/25/2013 0.04190 0.00965REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 10/25/2013 0.03940 0.00907REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 11/25/2013 0.03940 0.00907REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 12/25/2013 0.03940 0.00907REIT GROWTH & INCOME SELECT PORTFOLIO, SERIES 20 35-2447348 30290G613 30290G621 30290G639 30290G647 30290G605 FSGIRX 12/25/2013 0.34220 0.07877

EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 1/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 2/25/2013 0.00490 0.00187EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 2/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 3/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 4/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 5/25/2013 0.00510 0.00195EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 5/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 6/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 7/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 8/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 9/25/2013 0.06820 0.02609EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 10/25/2013 0.06940 0.02655EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 11/25/2013 0.06940 0.02655EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 12/25/2013 0.06940 0.02655EQUITY CLOSED-END PORTFOLIO, SERIES 23 35-2451323 30290P134 30290P142 30290P100 30290P118 30290P126 FBUVLX 12/25/2013 0.10190 0.03899

STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 1/25/2013 0.05730 0.02452STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 2/25/2013 0.05730 0.02452STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 3/25/2013 0.05730 0.02452STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 4/25/2013 0.05670 0.02426STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 5/25/2013 0.00350 0.00150STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 5/25/2013 0.05670 0.02426STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 6/25/2013 0.05670 0.02426STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 7/25/2013 0.05670 0.02426STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 8/25/2013 0.05670 0.02426STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 9/25/2013 0.05670 0.02426STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 10/25/2013 0.05750 0.02460STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 11/25/2013 0.05750 0.02460STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 12/25/2013 0.00480 0.00205STRATEGIC INCOME ADVANTAGE SELECT, CLOSED-END PORTFOLIO, SERIES 32 35-2451322 30290P159 30290P183 30290P167 30290P175 30290P191 FWSOEX 12/25/2013 0.05750 0.02460

HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 1/25/2013 0.04860 0.00153HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 2/25/2013 0.04860 0.00153HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 3/25/2013 0.04860 0.00153HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 4/25/2013 0.04740 0.00149HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 5/25/2013 0.04740 0.00149HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 6/25/2013 0.04740 0.00149HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 7/25/2013 0.04740 0.00149HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 8/25/2013 0.04740 0.00149HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 9/25/2013 0.04740 0.00149HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 10/25/2013 0.04830 0.00152HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 11/25/2013 0.04830 0.00152HIGH-YIELD CLOSED-END AND SHORT TREASURY ETF PORTFOLIO, SERIES 8 35-2451324 30290P217 30290P209 30290P225 30290P233 30290P241 FLPMAX 12/25/2013 0.04830 0.00152

COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 1/25/2013 0.07400 0.04220COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 2/25/2013 0.07400 0.04220COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 3/25/2013 0.07400 0.04220COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 4/25/2013 0.07290 0.04157



Ticker Symbol




COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 5/25/2013 0.07290 0.04157COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 6/25/2013 0.07290 0.04157COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 7/25/2013 0.07290 0.04157COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 8/25/2013 0.07290 0.04157COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 9/25/2013 0.07290 0.04157COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 10/25/2013 0.07450 0.04249COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 11/25/2013 0.07450 0.04249COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 11/25/2013 0.32140 0.18329COVERED CALL SELECT CLOSED-END PORTFOLIO, SERIES 32 35-2451340 30290P357 30290P399 30290P365 30290P373 30290P381 FWORRX 12/25/2013 0.07450 0.04249

STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 1/25/2013 0.06000 0.01646STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 2/25/2013 0.00100 0.00027STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 2/25/2013 0.06000 0.01646STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 3/25/2013 0.06000 0.01646STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 4/25/2013 0.05720 0.01570STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 5/25/2013 0.00600 0.00165STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 5/25/2013 0.05720 0.01570STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 6/25/2013 0.00100 0.00027STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 6/25/2013 0.05720 0.01570STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 7/25/2013 0.00080 0.00022STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 7/25/2013 0.05720 0.01570STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 8/25/2013 0.05720 0.01570STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 9/25/2013 0.05720 0.01570STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 10/25/2013 0.05760 0.01581STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 11/25/2013 0.05760 0.01581STRATEGIC INCOME SELECT CLOSED-END PORTFOLIO, SERIES 9 35-2451339 30290P407 30290P423 30290P431 30290P415 30290P449 FNKBGX 12/25/2013 0.05760 0.01581

INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 1/25/2013 0.04330 0.00463INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 2/25/2013 0.04330 0.00463INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 3/25/2013 0.04330 0.00463INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 4/25/2013 0.04300 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 5/25/2013 0.04300 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 6/25/2013 0.04300 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 7/25/2013 0.01180 0.00126INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 7/25/2013 0.04300 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 8/25/2013 0.00110 0.00012INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 8/25/2013 0.04300 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 9/25/2013 0.04300 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 10/25/2013 0.04470 0.00478INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 11/25/2013 0.04470 0.00478INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 12/25/2013 0.04470 0.00478INTEREST RATE HEDGE PORTFOLIO, SERIES 53 35-2451333 30290P464 30290P472 30290P480 30290P498 30290P456 FPAKRX 12/25/2013 0.08980 0.00961

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 1/25/2013 0.05690 0.00600SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 2/25/2013 0.05690 0.00600SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 3/25/2013 0.00210 0.00022SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 3/25/2013 0.05690 0.00600SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 4/25/2013 0.05610 0.00591SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 5/25/2013 0.05610 0.00591SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 6/25/2013 0.05610 0.00591SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 7/25/2013 0.01950 0.00206SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 7/25/2013 0.05610 0.00591SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 8/25/2013 0.00220 0.00023SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 8/25/2013 0.05610 0.00591SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 9/25/2013 0.05610 0.00591SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 10/25/2013 0.05570 0.00587SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 11/25/2013 0.05570 0.00587SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 22 35-2451334 30290P506 30290P548 30290P514 30290P522 30290P530 FSSICX 12/25/2013 0.05570 0.00587

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 1/25/2013 0.05650 0.00662SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 2/25/2013 0.05650 0.00662SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 3/25/2013 0.00210 0.00025SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 3/25/2013 0.05650 0.00662SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 4/25/2013 0.05560 0.00652SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 5/25/2013 0.05560 0.00652SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 6/25/2013 0.05560 0.00652SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 7/25/2013 0.01950 0.00229SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 7/25/2013 0.05560 0.00652SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 8/25/2013 0.00220 0.00026SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 8/25/2013 0.05560 0.00652SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 9/25/2013 0.05560 0.00652SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 10/25/2013 0.05620 0.00659SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 11/25/2013 0.05620 0.00659



Ticker Symbol




SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 63 35-2451332 30290P589 30290P563 30290P571 30290P597 30290P555 FSKINX 12/25/2013 0.05620 0.00659

INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 1/25/2013 0.04300 0.00445INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 2/25/2013 0.04300 0.00445INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 3/25/2013 0.04300 0.00445INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 4/25/2013 0.04270 0.00442INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 5/25/2013 0.04270 0.00442INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 6/25/2013 0.04270 0.00442INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 7/25/2013 0.01140 0.00118INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 7/25/2013 0.04270 0.00442INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 8/25/2013 0.00100 0.00010INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 8/25/2013 0.04270 0.00442INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 9/25/2013 0.04270 0.00442INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 10/25/2013 0.04440 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 11/25/2013 0.04440 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 12/25/2013 0.04440 0.00460INTEREST RATE HEDGE PORTFOLIO, SERIES 54 35-2451349 30290P647 30290P605 30290P621 30290P639 30290P613 FGHCTX 12/25/2013 0.05890 0.00610

SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 1/25/2013 0.05580 0.00380SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 2/25/2013 0.05580 0.00380SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 3/25/2013 0.05580 0.00380SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 4/25/2013 0.05380 0.00366SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 5/25/2013 0.05380 0.00366SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 6/25/2013 0.05380 0.00366SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 7/25/2013 0.05380 0.00366SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 8/25/2013 0.05380 0.00366SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 9/25/2013 0.05380 0.00366SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 10/25/2013 0.05320 0.00362SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 11/25/2013 0.05320 0.00362SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 12/25/2013 0.00610 0.00042SENIOR LOAN & LIMITED DURATION PLUS CLOSED-END PORTFOLIO, SERIES 64 35-2451348 30290P670 30290P688 30290P654 30290P662 30290P696 FLSNPX 12/25/2013 0.05320 0.00362

SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 1/25/2013 0.05660 0.00372SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 2/25/2013 0.05660 0.00372SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 3/25/2013 0.00210 0.00014SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 3/25/2013 0.05660 0.00372SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 4/25/2013 0.05540 0.00364SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 5/25/2013 0.05540 0.00364SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 6/25/2013 0.05540 0.00364SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 7/25/2013 0.00940 0.00062SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 7/25/2013 0.05540 0.00364SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 8/25/2013 0.00110 0.00007SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 8/25/2013 0.05540 0.00364SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 9/25/2013 0.05540 0.00364SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 10/25/2013 0.05490 0.00361SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 11/25/2013 0.05490 0.00361SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 12/25/2013 0.00440 0.00029SENIOR LOAN & LIMITED DURATION CLOSED-END PORTFOLIO, SERIES 23 35-2451361 30290P845 30290P852 30290P860 30290P886 30290P878 FKNTAX 12/25/2013 0.05490 0.00361

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 1/25/2013 4.29000 1.42685TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 2/25/2013 4.26000 1.41688TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 3/25/2013 4.26000 1.41688TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 4/25/2013 4.26000 1.41688TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 5/25/2013 4.26000 1.41688TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 6/25/2013 4.35000 1.44681TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 7/25/2013 4.21000 1.40025TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 7/25/2013 42.30000 14.06898TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 8/25/2013 4.08000 1.35701TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 9/25/2013 4.08000 1.35701TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 10/25/2013 4.02000 1.33705TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 10/25/2013 46.68000 15.52577TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 11/25/2013 3.88000 1.29049TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 240 26-4218005 3371M5825 3371M5833 3371M5841 FTXMLX 12/25/2013 3.94000 1.31044

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 1/25/2013 4.30000 1.09736TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 2/25/2013 4.24000 1.08205TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 3/25/2013 4.22000 1.07694TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 4/25/2013 4.23000 1.07950TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 5/25/2013 4.21000 1.07439TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 6/25/2013 4.36000 1.11267TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 7/25/2013 4.14000 1.05653TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 7/25/2013 87.95999 22.44739TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 8/25/2013 3.84000 0.97997



Ticker Symbol




TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 9/25/2013 3.84000 0.97997TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 10/25/2013 3.85000 0.98252TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 11/25/2013 3.86000 0.98507TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 241 26-4382383 3371M5866 3371M5858 3371M5874 FTPMRX 12/25/2013 3.93000 1.00294

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 1/31/2013 0.04167 0.02964THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 1/31/2013 0.15610 0.11103THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 2/28/2013 0.03983 0.02833THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 2/28/2013 0.08230 0.05854THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 3/28/2013 0.03906 0.02778THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 3/28/2013 0.07440 0.05292THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 4/30/2013 0.03945 0.02806THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 4/30/2013 0.15050 0.10705THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 5/31/2013 0.03778 0.02687THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 5/31/2013 0.04100 0.02916THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 6/28/2013 0.03922 0.02790THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 6/28/2013 0.04700 0.03343THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 7/31/2013 0.03701 0.02633THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 7/31/2013 0.07020 0.04993THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 8/30/2013 0.03672 0.02612THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 8/30/2013 0.06320 0.04495THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 9/30/2013 0.03608 0.02566THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 9/30/2013 0.10330 0.07348THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 10/31/2013 0.03588 0.02552THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 10/31/2013 0.06510 0.04631THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 11/29/2013 0.02830 0.02013THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 11/29/2013 0.03532 0.02512THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 12/31/2013 0.03596 0.02558THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 89 11-6584364 337335855 337335830 337335848 337335822 FGRNVX 12/31/2013 0.10200 0.07255

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 1/31/2013 0.04156 0.02953THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 1/31/2013 0.12330 0.08760THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 2/28/2013 0.04017 0.02854THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 2/28/2013 0.13560 0.09634THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 3/28/2013 0.03890 0.02764THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 3/28/2013 0.06230 0.04426THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 4/30/2013 0.03872 0.02751THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 4/30/2013 0.07260 0.05158THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 5/31/2013 0.03814 0.02710THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 5/31/2013 0.12010 0.08533THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 6/28/2013 0.03943 0.02802THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 6/28/2013 0.05770 0.04100THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 7/31/2013 0.03700 0.02629THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 7/31/2013 0.06000 0.04263THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 8/30/2013 0.03651 0.02594THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 8/30/2013 0.08420 0.05982THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 9/30/2013 0.03603 0.02560THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 9/30/2013 0.12430 0.08832THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 10/31/2013 0.03497 0.02485THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 10/31/2013 0.09940 0.07062THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 11/29/2013 0.03430 0.02437THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 11/29/2013 0.07480 0.05315THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 12/31/2013 0.03542 0.02517THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 90 11-6584365 33733D130 33733K340 33733D122 33733D106 33733D114 FGRVIX 12/31/2013 0.04260 0.03027

ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 1/31/2013 0.03752 0.02950ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 1/31/2013 0.20380 0.16023ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 2/28/2013 0.03656 0.02874ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 2/28/2013 0.16930 0.13310ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 3/28/2013 0.03472 0.02730ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 3/28/2013 0.16450 0.12933ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 4/30/2013 0.03411 0.02682ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 4/30/2013 0.22740 0.17878ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 5/31/2013 0.03295 0.02591ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 5/31/2013 0.14820 0.11651ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 6/28/2013 0.03434 0.02700ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 6/28/2013 0.19140 0.15048ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 7/31/2013 0.03140 0.02469ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 7/31/2013 0.14230 0.11188ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 8/30/2013 0.03102 0.02439ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 8/30/2013 0.12170 0.09568ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 9/30/2013 0.03038 0.02388ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 9/30/2013 0.09290 0.07304



Ticker Symbol




ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 10/31/2013 0.02975 0.02339ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 10/31/2013 0.11330 0.08908ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 11/29/2013 0.03012 0.02368ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 11/29/2013 0.10180 0.08004ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 12/31/2013 0.03013 0.02369ADVISOR'S DISCIPLINED INCOME TRUST, GNMA ADVANTAGE INCOME PORTFOLIO, SERIES 2003-7 11-6587502 33733D148 FTADIX 12/31/2013 0.10980 0.08632

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 1/31/2013 0.04158 0.01244THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 2/28/2013 0.04011 0.01200THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 3/28/2013 0.03975 0.01189THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 4/30/2013 0.03987 0.01193THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 5/31/2013 0.03952 0.01182THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 6/28/2013 0.04081 0.01221THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 7/31/2013 0.03930 0.01176THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 8/30/2013 0.03917 0.01172THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 9/30/2013 0.03880 0.01161THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 10/31/2013 0.03850 0.01152THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 11/29/2013 0.03861 0.01155THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 92 11-6590458 33733D155 33733D163 33733D171 33733D189 FGRTJX 12/31/2013 0.04033 0.01207

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 1/31/2013 0.04410 0.03265THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 1/31/2013 0.12120 0.08974THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 2/28/2013 0.04270 0.03162THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 2/28/2013 0.14030 0.10388THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 3/28/2013 0.04188 0.03101THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 3/28/2013 0.09160 0.06782THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 4/30/2013 0.04135 0.03062THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 4/30/2013 0.13440 0.09951THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 5/31/2013 0.04169 0.03087THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 5/31/2013 0.20090 0.14875THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 6/28/2013 0.04034 0.02987THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 7/31/2013 0.03933 0.02912THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 7/31/2013 0.07280 0.05390THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 8/30/2013 0.03870 0.02865THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 8/30/2013 0.07900 0.05849THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 9/30/2013 0.03842 0.02845THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 9/30/2013 0.15270 0.11306THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 10/31/2013 0.03410 0.02525THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 10/31/2013 0.03728 0.02760THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 11/29/2013 0.03707 0.02745THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 11/29/2013 0.09280 0.06871THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 94 11-6593739 33733D239 33733D247 33733D213 33733D221 FGRTMX 12/31/2013 0.03759 0.02783

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 1/31/2013 0.04321 0.02713THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 1/31/2013 0.07190 0.04515THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 2/28/2013 0.04235 0.02659THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 2/28/2013 0.04570 0.02870THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 3/28/2013 0.04207 0.02642THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 3/28/2013 0.05220 0.03278THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 4/30/2013 0.04162 0.02613THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 4/30/2013 0.05770 0.03623THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 5/31/2013 0.04127 0.02591THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 5/31/2013 0.06570 0.04125THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 6/28/2013 0.04170 0.02618THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 6/28/2013 0.10070 0.06323THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 7/31/2013 0.04033 0.02532THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 7/31/2013 0.05240 0.03290THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 8/30/2013 0.03962 0.02488THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 8/30/2013 0.07980 0.05011THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 9/30/2013 0.03909 0.02454THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 9/30/2013 0.08300 0.05212THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 10/31/2013 0.03879 0.02436THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 10/31/2013 0.05890 0.03698THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 11/29/2013 0.03847 0.02416THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 11/29/2013 0.05890 0.03698THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 12/31/2013 0.03908 0.02454THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 95 11-6593740 33733D270 33733D288 33733D262 33733D254 FGMMMX 12/31/2013 0.05620 0.03529

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 1/31/2013 0.04118 0.01463THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 2/28/2013 0.03995 0.01419THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 3/28/2013 0.03981 0.01414THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 4/30/2013 0.03969 0.01410THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 5/31/2013 0.03913 0.01390



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THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 6/28/2013 0.03994 0.01419THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 7/31/2013 0.03907 0.01388THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 8/30/2013 0.03902 0.01386THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 9/30/2013 0.03890 0.01382THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 10/31/2013 0.03859 0.01371THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 11/29/2013 0.03845 0.01366THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 97 59-7251765 33733D346 33733D320 33733D312 33733D338 FGTJAX 12/31/2013 0.03997 0.01420

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 1/31/2013 0.04856 0.03376THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 1/31/2013 0.16250 0.11299THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 2/28/2013 0.04685 0.03257THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 2/28/2013 0.07420 0.05159THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 3/28/2013 0.04623 0.03214THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 3/28/2013 0.05470 0.03803THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 4/30/2013 0.04628 0.03218THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 4/30/2013 0.07900 0.05493THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 5/31/2013 0.04530 0.03150THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 5/31/2013 0.06400 0.04450THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 6/28/2013 0.04607 0.03203THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 6/28/2013 0.15300 0.10638THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 7/31/2013 0.04372 0.03040THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 7/31/2013 0.16330 0.11354THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 8/30/2013 0.04268 0.02968THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 8/30/2013 0.09400 0.06536THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 9/30/2013 0.04200 0.02920THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 9/30/2013 0.07110 0.04944THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 10/31/2013 0.04205 0.02924THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 10/31/2013 0.08140 0.05660THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 11/29/2013 0.04186 0.02911THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 11/29/2013 0.06040 0.04200THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 12/31/2013 0.04139 0.02878THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT", SERIES 98 20-2787669 33733D353 33733D361 33733D387 33733D379 33733K308 FGTMYX 12/31/2013 0.08850 0.06153

THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 1/31/2013 0.01196 0.00950THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 1/31/2013 0.05340 0.04241THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 2/28/2013 0.01132 0.00899THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 2/28/2013 0.05880 0.04670THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 3/28/2013 0.01096 0.00870THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 3/28/2013 0.04660 0.03701THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 4/30/2013 0.01073 0.00852THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 4/30/2013 0.06000 0.04765THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 5/31/2013 0.01044 0.00829THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 5/31/2013 0.05830 0.04630THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 6/28/2013 0.01091 0.00866THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 6/28/2013 0.02940 0.02335THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 7/31/2013 0.00993 0.00789THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 7/31/2013 0.04110 0.03264THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 8/30/2013 0.00968 0.00769THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 8/30/2013 0.04800 0.03812THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 9/30/2013 0.00944 0.00750THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 9/30/2013 0.04630 0.03677THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 10/31/2013 0.00919 0.00730THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 10/31/2013 0.07260 0.05766THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 11/29/2013 0.00880 0.00699THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 11/29/2013 0.02120 0.01684THE FIRST TRUST GNMA, SERIES 99 20-3996993 33733D411 33733D395 33733D403 FTGNJX 12/31/2013 0.00922 0.00732

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 1/31/2013 0.04769 0.02414THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 1/31/2013 0.09890 0.05005THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 2/28/2013 0.04605 0.02331THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 2/28/2013 0.06860 0.03472THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 3/28/2013 0.04587 0.02321THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 3/28/2013 0.08000 0.04049THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 4/30/2013 0.04501 0.02278THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 4/30/2013 0.20680 0.10466THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 5/31/2013 0.04429 0.02242THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 5/31/2013 0.12350 0.06250THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 6/28/2013 0.04729 0.02393THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 7/31/2013 0.04289 0.02171THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 7/31/2013 0.20670 0.10461THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 8/30/2013 0.04121 0.02086THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 8/30/2013 0.13380 0.06772THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 9/30/2013 0.04034 0.02042



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THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 9/30/2013 0.04220 0.02136THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 10/31/2013 0.04017 0.02033THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 10/31/2013 0.13160 0.06660THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 11/29/2013 0.03991 0.02020THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 11/29/2013 0.14410 0.07293THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 12/31/2013 0.03927 0.01987THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 100 20-5004277 33733D445 33733D452 33733D460 33733D429 33733D437 FTGRTX 12/31/2013 0.05460 0.02763

THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 1/31/2013 0.01225 0.00968THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 1/31/2013 0.05680 0.04491THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 2/28/2013 0.01153 0.00912THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 2/28/2013 0.03970 0.03139THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 3/28/2013 0.01136 0.00898THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 3/28/2013 0.01630 0.01289THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 4/30/2013 0.01124 0.00889THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 4/30/2013 0.04510 0.03566THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 5/31/2013 0.01100 0.00870THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 5/31/2013 0.04410 0.03487THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 6/28/2013 0.01147 0.00907THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 6/28/2013 0.09340 0.07384THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 7/31/2013 0.01026 0.00811THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 7/31/2013 0.02340 0.01850THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 8/30/2013 0.01018 0.00805THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 8/30/2013 0.01330 0.01051THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 9/30/2013 0.01000 0.00791THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 9/30/2013 0.01003 0.00793THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 10/31/2013 0.00995 0.00787THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 11/29/2013 0.00988 0.00781THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 11/29/2013 0.04040 0.03194THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 12/31/2013 0.01024 0.00810THE FIRST TRUST GNMA, SERIES 101 20-8015936 33733D478 33733D494 33733D486 FTGMKX 12/31/2013 0.12310 0.09732

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 1/31/2013 0.04546 0.02996THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 1/31/2013 0.18450 0.12160THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 2/28/2013 0.04436 0.02924THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 2/28/2013 0.18820 0.12404THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 3/28/2013 0.04323 0.02849THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 3/28/2013 0.15350 0.10117THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 4/30/2013 0.04249 0.02801THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 4/30/2013 0.07690 0.05068THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 5/31/2013 0.04177 0.02753THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 5/31/2013 0.28410 0.18725THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 6/28/2013 0.04081 0.02690THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 6/28/2013 0.10520 0.06934THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 7/31/2013 0.03946 0.02601THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 7/31/2013 0.17060 0.11244THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 8/30/2013 0.03795 0.02501THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 8/30/2013 0.14900 0.09821THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 9/30/2013 0.03720 0.02452THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 9/30/2013 0.13400 0.08832THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 10/31/2013 0.03715 0.02449THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 10/31/2013 0.10670 0.07033THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 11/29/2013 0.03609 0.02379THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 11/29/2013 0.14850 0.09788THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 12/31/2013 0.03527 0.02325THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 102 26-0217094 33733D528 33733D544 33733D502 33733D510 33733D536 FGRJEX 12/31/2013 0.15850 0.10447

THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 1/31/2013 0.00747 0.00652THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 1/31/2013 0.04840 0.04224THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 2/28/2013 0.00679 0.00593THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 2/28/2013 0.04760 0.04155THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 3/28/2013 0.00657 0.00573THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 3/28/2013 0.02650 0.02313THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 4/30/2013 0.00641 0.00559THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 4/30/2013 0.04240 0.03701THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 5/31/2013 0.00619 0.00540THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 5/31/2013 0.02790 0.02435THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 6/28/2013 0.00696 0.00607THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 6/28/2013 0.07250 0.06328THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 7/31/2013 0.00562 0.00491THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 7/31/2013 0.03870 0.03378THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 8/30/2013 0.00543 0.00474THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 8/30/2013 0.02400 0.02095



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THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 9/30/2013 0.00530 0.00463THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 9/30/2013 0.05930 0.05176THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 10/31/2013 0.00500 0.00436THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 10/31/2013 0.09090 0.07934THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 11/29/2013 0.00450 0.00393THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 11/29/2013 0.05120 0.04469THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 12/31/2013 0.00478 0.00417THE FIRST TRUST GNMA, SERIES 103 11-3829112 33733D569 33733D577 33733D551 FGMAJX 12/31/2013 0.01920 0.01676

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 1/31/2013 0.03983 0.00330THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 2/28/2013 0.03923 0.00325THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 3/28/2013 0.03951 0.00327THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 4/30/2013 0.03891 0.00322THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 5/31/2013 0.03874 0.00321THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 6/28/2013 0.03949 0.00327THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 7/31/2013 0.03901 0.00323THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 8/30/2013 0.03865 0.00320THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 9/30/2013 0.03812 0.00316THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 10/31/2013 0.03751 0.00311THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 11/29/2013 0.03780 0.00313THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 104 11-3839416 33733D601 33733D593 33733D619 33733D627 33733D585 FGITJX 12/31/2013 0.03831 0.00317

THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 1/31/2013 0.01027 0.00903THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 1/31/2013 0.08740 0.07684THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 2/28/2013 0.00952 0.00837THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 2/28/2013 0.07560 0.06647THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 3/28/2013 0.00904 0.00795THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 3/28/2013 0.07430 0.06532THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 4/30/2013 0.00866 0.00761THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 4/30/2013 0.08100 0.07122THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 5/31/2013 0.00822 0.00723THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 5/31/2013 0.07110 0.06251THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 6/28/2013 0.00888 0.00781THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 6/28/2013 0.07910 0.06954THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 7/31/2013 0.00744 0.00654THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 7/31/2013 0.05670 0.04985THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 8/30/2013 0.00713 0.00627THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 8/30/2013 0.07520 0.06612THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 9/30/2013 0.00677 0.00595THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 9/30/2013 0.06630 0.05829THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 10/31/2013 0.00640 0.00563THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 10/31/2013 0.06520 0.05732THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 11/29/2013 0.00607 0.00534THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 11/29/2013 0.04360 0.03833THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 12/31/2013 0.00637 0.00560THE FIRST TRUST GNMA, SERIES 105 32-0270447 33733D635 33733D643 33733D650 FTGMJX 12/31/2013 0.05340 0.04695

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 1/31/2013 0.03476 0.00602THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 2/28/2013 0.03439 0.00595THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 3/28/2013 0.03422 0.00592THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 4/30/2013 0.03430 0.00594THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 5/31/2013 0.03418 0.00592THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 6/28/2013 0.03498 0.00606THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 7/31/2013 0.03306 0.00572THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 8/30/2013 0.03302 0.00572THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 9/30/2013 0.03403 0.00589THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 10/31/2013 0.03407 0.00590THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 11/29/2013 0.03282 0.00568THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 106 32-0270448 33733D684 33733D700 33733D692 33733D668 33733D676 FGRJNX 12/31/2013 0.03358 0.00581

THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 1/31/2013 0.01602 0.01406THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 1/31/2013 0.03670 0.03221THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 2/28/2013 0.01449 0.01272THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 2/28/2013 0.29300 0.25717THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 3/28/2013 0.01394 0.01224THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 3/28/2013 0.03100 0.02721THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 4/30/2013 0.01327 0.01165THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 4/30/2013 0.21000 0.18432THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 5/31/2013 0.01271 0.01116THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 5/31/2013 0.04150 0.03642THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 6/28/2013 0.01282 0.01125THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 6/28/2013 0.19440 0.17062THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 7/31/2013 0.01131 0.00993



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THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 7/31/2013 0.11470 0.10067THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 8/30/2013 0.01099 0.00965THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 8/30/2013 0.06840 0.06003THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 9/30/2013 0.01065 0.00935THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 9/30/2013 0.05290 0.04643THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 10/31/2013 0.01035 0.00908THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 10/31/2013 0.02960 0.02598THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 11/29/2013 0.01016 0.00892THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 11/29/2013 0.02650 0.02326THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 12/31/2013 0.01043 0.00915THE FIRST TRUST GNMA , SERIES 107 26-4408814 33733D726 33733D718 33733D734 FTGMRX 12/31/2013 0.06550 0.05749

THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 1/31/2013 0.01313 0.01123THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 1/31/2013 0.10170 0.08698THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 2/28/2013 0.01235 0.01056THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 2/28/2013 0.07550 0.06458THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 3/28/2013 0.01185 0.01014THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 3/28/2013 0.03830 0.03276THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 4/30/2013 0.01094 0.00936THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 4/30/2013 0.22150 0.18945THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 5/31/2013 0.01045 0.00894THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 5/31/2013 0.08290 0.07090THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 6/28/2013 0.01107 0.00947THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 6/28/2013 0.08570 0.07330THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 7/31/2013 0.00959 0.00820THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 7/31/2013 0.04240 0.03626THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 8/30/2013 0.00937 0.00801THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 8/30/2013 0.02710 0.02318THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 9/30/2013 0.00891 0.00762THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 9/30/2013 0.06670 0.05705THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 10/31/2013 0.00850 0.00727THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 10/31/2013 0.06950 0.05944THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 11/29/2013 0.00815 0.00697THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 11/29/2013 0.07750 0.06629THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 12/31/2013 0.00845 0.00723THE FIRST TRUST GNMA, SERIES 108 27-0265978 33733D742 33733D759 33733D767 FTSBGX 12/31/2013 0.04830 0.04131

THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 1/31/2013 0.01933 0.01573THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 2/28/2013 0.01926 0.01567THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 2/28/2013 0.03690 0.03002THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 3/28/2013 0.01899 0.01545THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 3/28/2013 0.10900 0.08868THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 4/30/2013 0.01807 0.01470THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 4/30/2013 0.08950 0.07282THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 5/31/2013 0.01719 0.01399THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 5/31/2013 0.21020 0.17102THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 6/28/2013 0.01709 0.01390THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 7/31/2013 0.01555 0.01265THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 7/31/2013 0.35140 0.28590THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 8/30/2013 0.01485 0.01208THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 8/30/2013 0.11120 0.09047THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 9/30/2013 0.01438 0.01170THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 9/30/2013 0.08780 0.07143THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 10/31/2013 0.01400 0.01139THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 11/29/2013 0.01378 0.01121THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 12/31/2013 0.01334 0.01085THE FIRST TRUST GNMA, SERIES 109 27-1595623 33733D783 33733D775 33733D791 FTLTRX 12/31/2013 0.12030 0.09788

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 1/31/2013 0.03597 0.00763THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 2/28/2013 0.03570 0.00758THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 3/28/2013 0.03568 0.00757THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 4/30/2013 0.03527 0.00748THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 5/31/2013 0.03530 0.00749THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 6/28/2013 0.03570 0.00758THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 7/31/2013 0.03549 0.00753THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 8/30/2013 0.03644 0.00773THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 9/30/2013 0.03621 0.00768THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 10/31/2013 0.03513 0.00745THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 11/29/2013 0.03508 0.00744THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 110 27-1596390 33733D841 33733D809 33733D817 33733D825 33733D833 FRLYJX 12/31/2013 0.03500 0.00743

THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 1/31/2013 0.02298 0.01971THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 1/31/2013 0.12330 0.10578



Ticker Symbol




THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 2/28/2013 0.02752 0.02361THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 2/28/2013 0.26400 0.22649THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 3/28/2013 0.02158 0.01851THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 3/28/2013 0.06730 0.05774THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 4/30/2013 0.02057 0.01765THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 4/30/2013 0.27400 0.23506THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 5/31/2013 0.02004 0.01719THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 5/31/2013 0.11690 0.10029THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 6/28/2013 0.02074 0.01779THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 6/28/2013 0.18450 0.15828THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 7/31/2013 0.01857 0.01593THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 7/31/2013 0.09850 0.08450THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 8/30/2013 0.01826 0.01567THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 8/30/2013 0.07500 0.06434THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 9/30/2013 0.01783 0.01530THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 9/30/2013 0.08730 0.07489THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 10/31/2013 0.01744 0.01496THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 10/31/2013 0.05360 0.04598THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 11/29/2013 0.01732 0.01486THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 11/29/2013 0.03370 0.02891THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 12/31/2013 0.01736 0.01489THE FIRST TRUST GNMA, SERIES 111 27-1595818 33733D866 33733D858 33733D874 FVEDMX 12/31/2013 0.08120 0.06966

THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 1/31/2013 0.02683 0.02126THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 1/31/2013 0.06790 0.05380THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 2/28/2013 0.02611 0.02069THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 2/28/2013 0.13180 0.10444THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 3/28/2013 0.02549 0.02020THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 3/28/2013 0.12000 0.09509THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 4/30/2013 0.02547 0.02018THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 4/30/2013 0.08500 0.06735THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 5/31/2013 0.02449 0.01941THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 5/31/2013 0.21200 0.16799THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 6/28/2013 0.02510 0.01989THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 6/28/2013 0.04130 0.03273THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 7/31/2013 0.02424 0.01921THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 7/31/2013 0.16030 0.12702THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 8/30/2013 0.02318 0.01837THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 8/30/2013 0.03050 0.02417THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 9/30/2013 0.02278 0.01805THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 9/30/2013 0.13770 0.10911THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 10/31/2013 0.01360 0.01078THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 10/31/2013 0.02264 0.01794THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 11/29/2013 0.02212 0.01753THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 11/29/2013 0.16380 0.12980THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 12/31/2013 0.02240 0.01775THE FIRST TRUST GNMA, SERIES 113 27-2980380 33733K167 33733K175 33733K159 FTBAYX 12/31/2013 0.12720 0.10079

THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 1/31/2013 0.02589 0.02174THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 1/31/2013 0.12960 0.10884THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 2/28/2013 0.02517 0.02114THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 2/28/2013 0.19900 0.16712THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 3/28/2013 0.02446 0.02054THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 3/28/2013 0.27150 0.22801THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 4/30/2013 0.02379 0.01998THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 4/30/2013 0.08870 0.07449THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 5/31/2013 0.02312 0.01942THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 5/31/2013 0.22480 0.18879THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 6/28/2013 0.02348 0.01972THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 6/28/2013 0.20230 0.16989THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 7/31/2013 0.02202 0.01849THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 7/31/2013 0.12180 0.10229THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 8/30/2013 0.02174 0.01826THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 8/30/2013 0.06280 0.05274THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 9/30/2013 0.02125 0.01785THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 9/30/2013 0.05200 0.04367THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 10/31/2013 0.02060 0.01730THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 10/31/2013 0.18560 0.15587THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 11/29/2013 0.01130 0.00949THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 11/29/2013 0.02052 0.01723THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 12/31/2013 0.02071 0.01739THE FIRST TRUST GNMA, SERIES 114 27-4499480 33733K191 33733K209 33733K217 FDORMX 12/31/2013 0.14440 0.12127



Ticker Symbol




THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 1/31/2013 0.03030 0.00508THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 2/28/2013 0.02985 0.00501THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 3/28/2013 0.03011 0.00505THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 4/30/2013 0.03026 0.00508THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 5/31/2013 0.03077 0.00516THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 6/28/2013 0.03096 0.00520THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 7/31/2013 0.02908 0.00488THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 8/30/2013 0.02943 0.00494THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 9/30/2013 0.02934 0.00492THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 10/31/2013 0.02876 0.00483THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 11/29/2013 0.02854 0.00479THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 116 45-2667990 33733K233 33733K258 33733K266 33733K225 33733K241 FBONOX 12/31/2013 0.02929 0.00491

THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 1/31/2013 0.02595 0.02323THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 1/31/2013 0.18300 0.16380THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 2/28/2013 0.02528 0.02263THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 2/28/2013 0.22800 0.20408THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 3/28/2013 0.02405 0.02153THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 3/28/2013 0.17460 0.15628THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 4/30/2013 0.02301 0.02060THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 4/30/2013 0.19950 0.17857THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 5/31/2013 0.02248 0.02012THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 5/31/2013 0.17530 0.15691THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 6/28/2013 0.02291 0.02051THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 6/28/2013 0.28070 0.25125THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 7/31/2013 0.02125 0.01902THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 7/31/2013 0.07620 0.06821THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 8/30/2013 0.02087 0.01868THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 8/30/2013 0.07500 0.06713THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 9/30/2013 0.02165 0.01938THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 9/30/2013 0.04200 0.03759THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 10/31/2013 0.02023 0.01811THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 10/31/2013 0.06180 0.05532THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 11/29/2013 0.01987 0.01779THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 11/29/2013 0.06710 0.06006THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 12/31/2013 0.02016 0.01805THE FIRST TRUST GNMA, SERIES 115 45-2667979 33733K282 33733K290 33733K274 FMITSX 12/31/2013 0.05010 0.04484

THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 1/31/2013 0.02660 0.02642THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 1/31/2013 0.24200 0.24040THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 2/28/2013 0.02518 0.02501THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 2/28/2013 0.23760 0.23603THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 3/28/2013 0.02437 0.02421THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 3/28/2013 0.23180 0.23027THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 4/30/2013 0.02371 0.02355THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 4/30/2013 0.22290 0.22143THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 5/31/2013 0.02314 0.02299THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 5/31/2013 0.13460 0.13371THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 6/28/2013 0.02296 0.02281THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 6/28/2013 0.14560 0.14464THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 7/31/2013 0.02190 0.02176THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 7/31/2013 0.14700 0.14603THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 8/30/2013 0.02133 0.02119THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 8/30/2013 0.16340 0.16232THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 9/30/2013 0.02099 0.02085THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 9/30/2013 0.08930 0.08871THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 10/31/2013 0.02096 0.02082THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 10/31/2013 0.06920 0.06874THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 11/29/2013 0.02026 0.02013THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 12/31/2013 0.02039 0.02026THE FIRST TRUST GNMA, SERIES 117 45-4165919 33733K373 33733K365 33733K357 FRSCHX 12/31/2013 0.03900 0.03874

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 1/31/2013 0.02957 0.01992THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 2/28/2013 0.03445 0.02320THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 3/28/2013 0.03062 0.02062THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 4/30/2013 0.03081 0.02075THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 5/31/2013 0.03016 0.02031THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 6/28/2013 0.03098 0.02087THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 7/31/2013 0.03028 0.02039THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 8/30/2013 0.03001 0.02021THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 9/30/2013 0.02977 0.02005THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 10/31/2013 0.02968 0.01999THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 11/29/2013 0.02933 0.01975



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THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST “GRIT” SERIES 118 45-4180993 33733K381 33733K407 33733K415 33733K399 33733K423 FPRHGX 12/31/2013 0.02998 0.02019

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 2/28/2013 0.01160 0.00484THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 3/28/2013 0.02216 0.00924THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 4/30/2013 0.02328 0.00971THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 5/31/2013 0.02304 0.00961THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 6/28/2013 0.02299 0.00959THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 7/31/2013 0.02303 0.00961THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 8/30/2013 0.02296 0.00958THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 9/30/2013 0.02275 0.00949THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 10/31/2013 0.02278 0.00950THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 11/29/2013 0.02256 0.00941THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 119 35-2463517 33733K431 33733K456 33733K472 33733K464 33733K449 FRAHNX 12/31/2013 0.02254 0.00940

THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 1/31/2013 0.04265 0.03308THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 1/31/2013 0.15700 0.12177THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 2/28/2013 0.04048 0.03140THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 2/28/2013 0.07800 0.06050THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 3/28/2013 0.04054 0.03144THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 3/28/2013 0.11580 0.08981THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 4/30/2013 0.03938 0.03054THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 4/30/2013 0.13230 0.10261THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 5/31/2013 0.03876 0.03006THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 5/31/2013 0.30170 0.23400THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 6/28/2013 0.03838 0.02977THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 6/28/2013 0.09130 0.07081THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 7/31/2013 0.03612 0.02801THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 7/31/2013 0.11350 0.08803THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 8/30/2013 0.03555 0.02757THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 8/30/2013 0.13760 0.10672THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 9/30/2013 0.03521 0.02731THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 9/30/2013 0.07640 0.05926THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 10/31/2013 0.03441 0.02669THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 10/31/2013 0.11940 0.09261THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 11/29/2013 0.03373 0.02616THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 11/29/2013 0.05980 0.04638THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 12/31/2013 0.03414 0.02648THE FIRST TRUST GNMA REINVESTMENT INCOME TRUST "GRIT" SERIES 82 13-7320098 33733P117 33733P109 30267C843 30267C850 33733K324 FGNRIX 12/31/2013 0.03940 0.03056

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 1/25/2013 3.63000 1.27340TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 2/25/2013 3.57000 1.25236TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 3/25/2013 3.58000 1.25586TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 4/25/2013 2.19000 0.76825TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 4/25/2013 3.57000 1.25236TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 5/25/2013 3.56000 1.24885TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 6/25/2013 3.70000 1.29796TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 7/25/2013 3.57000 1.25236TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 8/25/2013 3.55000 1.24534TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 9/25/2013 3.52000 1.23482TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 9/25/2013 24.76000 8.68581TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 10/25/2013 3.42000 1.19974TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 11/25/2013 3.43000 1.20324TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 27-0788538 33735L387 33735L379 33735L361 FTIMSX 12/25/2013 3.54000 1.24183

BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 1/25/2013 4.99000 0.56038BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 2/25/2013 4.91000 0.55139BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 3/25/2013 4.91000 0.55139BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 4/25/2013 4.91000 0.55139BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 5/25/2013 4.89000 0.54915BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 6/25/2013 5.05000 0.56712BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 7/25/2013 4.96000 0.55701BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 8/25/2013 4.81000 0.54016BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 8/25/2013 18.25000 2.04948BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 9/25/2013 4.55000 0.51097BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 9/25/2013 15.75000 1.76873BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 10/25/2013 4.62000 0.51883BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 11/25/2013 4.60000 0.51658BUILD AMERICA BONDS PORTFOLIO SERIES 27-1238380 33735L486 33735L494 33735L502 FPCHKX 12/25/2013 4.74000 0.53230

BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 1/25/2013 4.87000 0.83667BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 2/25/2013 4.80000 0.82464BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 3/25/2013 4.80000 0.82464BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 4/25/2013 4.78000 0.82120



Ticker Symbol




BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 5/25/2013 4.76000 0.81777BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 6/25/2013 4.92000 0.84526BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 7/25/2013 4.77000 0.81949BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 8/25/2013 4.68000 0.80402BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 8/25/2013 5.29000 0.90882BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 9/25/2013 4.72000 0.81090BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 10/25/2013 4.63000 0.79543BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 11/25/2013 4.54000 0.77997BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 11/25/2013 61.89000 10.63270BUILD AMERICA BONDS PORTFOLIO, SERIES 9 27-2289917 33735L825 33735L817 33735L833 FANYDX 12/25/2013 4.49000 0.77138

BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 1/25/2013 4.98000 0.98604BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 2/25/2013 4.91000 0.97218BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 3/25/2013 4.93000 0.97614BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 4/25/2013 4.90000 0.97020BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 5/25/2013 4.91000 0.97218BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 6/25/2013 5.04000 0.99792BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 7/25/2013 4.96000 0.98208BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 8/25/2013 4.89000 0.96822BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 9/25/2013 4.86000 0.96228BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 10/25/2013 4.86000 0.96228BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 11/25/2013 4.80000 0.95040BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 11/25/2013 45.01000 8.91198BUILD AMERICA BONDS PORTFOLIO, SERIES 11 27-2500068 33735N185 33735N169 33735N177 FBETYX 12/25/2013 4.77000 0.94446

BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 1/25/2013 4.61000 1.18938BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 2/25/2013 4.55000 1.17390BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 3/25/2013 4.55000 1.17390BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 4/25/2013 4.55000 1.17390BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 5/25/2013 4.55000 1.17390BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 6/25/2013 4.69000 1.21002BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 7/25/2013 4.54000 1.17132BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 8/25/2013 4.53000 1.16874BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 9/25/2013 4.53000 1.16874BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 10/25/2013 4.50000 1.16100BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 11/25/2013 4.44000 1.14552BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 11/25/2013 46.06000 11.88348BUILD AMERICA BONDS PORTFOLIO, 10-20 YEAR, SERIES 6 27-3119541 33735N516 33735N490 33735N508 FWCBJX 12/25/2013 4.42000 1.14036

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 1/25/2013 3.82000 0.12873TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 2/25/2013 3.78000 0.12739TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 3/25/2013 3.78000 0.12739TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 4/25/2013 3.78000 0.12739TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 5/25/2013 3.77000 0.12705TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 6/25/2013 3.89000 0.13109TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 7/25/2013 3.77000 0.12705TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 8/25/2013 3.77000 0.12705TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 9/25/2013 3.78000 0.12739TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 10/25/2013 3.76000 0.12671TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 11/25/2013 3.77000 0.12705TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 258 27-3227294 33735N581 33735N599 33735N607 FTSALX 12/25/2013 3.86000 0.13008

TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 1/25/2013 3.48000 0.04489TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 2/25/2013 3.39000 0.04373TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 3/25/2013 3.41000 0.04399TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 4/25/2013 3.47000 0.04476TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 5/25/2013 3.47000 0.04476TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 6/25/2013 4.04000 0.05212TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 7/25/2013 3.48000 0.04489TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 8/25/2013 3.46000 0.04463TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 9/25/2013 3.47000 0.04476TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 10/25/2013 3.45000 0.04451TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 11/25/2013 3.47000 0.04476TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 12/25/2013 0.54000 0.00697TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 27-4446753 33736P403 33736P411 33736P429 FCUPOX 12/25/2013 3.51000 0.04528

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 1/25/2013 3.63000 0.27806TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 2/25/2013 3.58000 0.27423TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 3/25/2013 3.57000 0.27346TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 4/25/2013 3.58000 0.27423TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 5/25/2013 3.57000 0.27346TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 6/25/2013 3.57000 0.27346TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 7/25/2013 3.58000 0.27423



Ticker Symbol




TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 8/25/2013 3.57000 0.27346TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 9/25/2013 3.58000 0.27423TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 10/25/2013 3.58000 0.27423TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 11/25/2013 3.57000 0.27346TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 274 35-2433497 33737E282 33737E290 33737E308 FKMRAX 12/25/2013 3.66000 0.28036

BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 1/25/2013 4.55000 0.01001BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 2/25/2013 4.50000 0.00990BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 3/25/2013 4.51000 0.00992BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 4/25/2013 4.49000 0.00988BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 5/25/2013 1.10000 0.00242BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 5/25/2013 4.49000 0.00988BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 6/25/2013 4.51000 0.00992BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 7/25/2013 4.49000 0.00988BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 8/25/2013 4.48000 0.00986BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 9/25/2013 4.47000 0.00983BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 10/25/2013 4.45000 0.00979BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 11/25/2013 4.45000 0.00979BUILD AMERICA BONDS PORTFOLIO, SERIES 50 45-4259811 33737E316 33737E324 33737E332 FLBECX 12/25/2013 4.58000 0.01008

BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 1/25/2013 4.47000 0.00268BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 2/25/2013 4.43000 0.00266BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 3/25/2013 4.42000 0.00265BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 4/25/2013 4.40000 0.00264BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 5/25/2013 4.41000 0.00265BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 6/25/2013 4.40000 0.00264BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 7/25/2013 4.41000 0.00265BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 8/25/2013 4.41000 0.00265BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 9/25/2013 4.42000 0.00265BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 10/25/2013 4.39000 0.00263BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 11/25/2013 4.38000 0.00263BUILD AMERICA BONDS PORTFOLIO, SERIES 51 45-4377189 33737E357 33737E340 33737E365 FTNEAX 12/25/2013 4.45000 0.00267

BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 1/25/2013 4.38000 0.06176BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 2/25/2013 4.31000 0.06077BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 3/25/2013 4.33000 0.06105BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 4/25/2013 4.30000 0.06063BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 5/25/2013 4.32000 0.06091BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 6/25/2013 4.31000 0.06077BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 7/25/2013 4.33000 0.06105BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 8/25/2013 4.31000 0.06077BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 9/25/2013 4.29000 0.06049BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 10/25/2013 4.30000 0.06063BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 11/25/2013 4.30000 0.06063BUILD AMERICA BONDS PORTFOLIO, SERIES 52 45-4484475 33737E399 33737E373 33737E381 FKCDNX 12/25/2013 4.40000 0.06204

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 1/25/2013 3.47000 0.40738TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 2/25/2013 3.43000 0.40268TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 3/25/2013 3.43000 0.40268TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 4/25/2013 3.42000 0.40151TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 5/25/2013 3.42000 0.40151TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 6/25/2013 3.43000 0.40268TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 7/25/2013 3.42000 0.40151TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 8/25/2013 3.41000 0.40033TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 9/25/2013 3.41000 0.40033TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 10/25/2013 3.40000 0.39916TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 11/25/2013 3.41000 0.40033TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 276 45-4597450 33737E423 33737E407 33737E415 FKZCMX 12/25/2013 3.59000 0.42147

TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 1/25/2013 3.38000 0.39512TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 2/25/2013 3.33000 0.38928TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 3/25/2013 3.33000 0.38928TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 4/25/2013 3.33000 0.38928TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 5/25/2013 3.37000 0.39395TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 6/25/2013 4.01000 0.46877TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 7/25/2013 3.36000 0.39278TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 8/25/2013 3.35000 0.39162TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 9/25/2013 3.35000 0.39162TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 10/25/2013 3.34000 0.39045TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 11/25/2013 3.35000 0.39162TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE SERIES 45-4702539 33737E431 33737E456 33737E449 FTPILX 12/25/2013 3.46000 0.40447

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 1/25/2013 3.28000 0.43722



Ticker Symbol




TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 2/25/2013 3.24000 0.43189TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 3/25/2013 3.23000 0.43056TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 4/25/2013 3.24000 0.43189TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 5/25/2013 3.24000 0.43189TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 6/25/2013 3.24000 0.43189TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 7/25/2013 3.22000 0.42923TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 8/25/2013 3.23000 0.43056TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 9/25/2013 3.24000 0.43189TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 10/25/2013 3.21000 0.42789TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 11/25/2013 3.21000 0.42789TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 277 45-5178489 33737E506 33737E498 33737E514 FAPYZX 12/25/2013 3.37000 0.44922

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 1/25/2013 4.15000 0.03237INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 2/25/2013 4.11000 0.03206INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 3/25/2013 4.10000 0.03198INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 4/25/2013 4.09000 0.03190INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 5/25/2013 4.10000 0.03198INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 6/25/2013 4.10000 0.03198INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 7/25/2013 4.10000 0.03198INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 8/25/2013 4.09000 0.03190INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 9/25/2013 4.12000 0.03214INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 10/25/2013 4.09000 0.03190INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 11/25/2013 4.08000 0.03182INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 3 45-5187366 33737E522 33737E530 33737E548 FPRDBX 12/25/2013 4.28000 0.03338

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 1/25/2013 4.03000 0.09229INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 2/25/2013 4.02000 0.09206INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 3/25/2013 4.02000 0.09206INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 4/25/2013 4.03000 0.09229INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 5/25/2013 4.01000 0.09183INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 6/25/2013 4.08000 0.09343INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 7/25/2013 4.01000 0.09183INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 8/25/2013 3.99000 0.09137INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 9/25/2013 3.99000 0.09137INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 10/25/2013 4.03000 0.09229INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 11/25/2013 4.04000 0.09252INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 4 35-2449195 33737E555 33737E571 33737E563 FCHWRX 12/25/2013 5.01000 0.11473

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 1/25/2013 3.22000 0.33295TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 2/25/2013 3.23000 0.33398TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 3/25/2013 3.23000 0.33398TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 4/25/2013 3.22000 0.33295TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 5/25/2013 3.22000 0.33295TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 6/25/2013 3.24000 0.33502TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 7/25/2013 3.22000 0.33295TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 8/25/2013 3.22000 0.33295TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 9/25/2013 3.21000 0.33191TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 10/25/2013 3.21000 0.33191TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 11/25/2013 3.20000 0.33088TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 278 35-2449239 33737E597 33737E589 33737E605 FDECAX 12/25/2013 3.42000 0.35363

INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 1/25/2013 3.07000 0.50225INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 2/25/2013 3.09000 0.50552INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 3/25/2013 3.07000 0.50225INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 4/25/2013 3.08000 0.50389INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 5/25/2013 3.07000 0.50225INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 6/25/2013 3.09000 0.50552INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 7/25/2013 3.08000 0.50389INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 8/25/2013 3.07000 0.50225INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 9/25/2013 3.08000 0.50389INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 10/25/2013 3.03000 0.49571INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 11/25/2013 3.04000 0.49734INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 249 35-2449240 33737E621 33737E639 33737E613 FBONEX 12/25/2013 3.38000 0.55297

TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 1/25/2013 2.84000 0.84859TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 2/25/2013 2.84000 0.84859TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 3/25/2013 2.83000 0.84560TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 4/25/2013 2.83000 0.84560TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 5/25/2013 2.83000 0.84560TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 6/25/2013 2.83000 0.84560TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 7/25/2013 2.84000 0.84859TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 8/25/2013 2.81000 0.83963TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 9/25/2013 2.83000 0.84560



Ticker Symbol




TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 10/25/2013 2.82000 0.84262TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 11/25/2013 2.80000 0.83664TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE SERIES 4 45-2878601 33737E654 33737E662 33737E647 FGPRUX 12/25/2013 3.10000 0.92628

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 1/25/2013 4.05000 0.14621INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 2/25/2013 4.04000 0.14584INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 3/25/2013 4.04000 0.14584INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 4/25/2013 4.04000 0.14584INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 5/25/2013 4.03000 0.14548INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 6/25/2013 4.05000 0.14621INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 7/25/2013 4.04000 0.14584INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 8/25/2013 4.04000 0.14584INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 9/25/2013 4.03000 0.14548INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 10/25/2013 4.04000 0.14584INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 11/25/2013 4.04000 0.14584INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 5 35-2449299 33737E688 33737E696 33737E670 FDLAVX 12/25/2013 4.31000 0.15559

TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 1/25/2013 2.94000 0.02822TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 2/25/2013 2.92000 0.02803TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 3/25/2013 2.92000 0.02803TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 4/25/2013 2.92000 0.02803TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 5/25/2013 2.93000 0.02813TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 6/25/2013 2.92000 0.02803TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 7/25/2013 2.92000 0.02803TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 8/25/2013 2.92000 0.02803TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 9/25/2013 2.92000 0.02803TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 10/25/2013 2.90000 0.02784TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 11/25/2013 2.90000 0.02784TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 2 35-2449302 33737E712 33737E704 33737E720 FKACOX 12/25/2013 3.20000 0.03072

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 1/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 2/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 3/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 4/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 5/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 6/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 7/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 8/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 9/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 10/25/2013 3.15000 0.20822TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 11/25/2013 3.16000 0.20888TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 279 35-2451287 33737E738 33737E746 33737E753 FGOHZX 12/25/2013 3.40000 0.22474

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 1/25/2013 3.96000 0.41263INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 2/25/2013 3.96000 0.41263INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 3/25/2013 3.96000 0.41263INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 4/25/2013 3.96000 0.41263INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 5/25/2013 3.96000 0.41263INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 6/25/2013 3.96000 0.41263INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 7/25/2013 3.96000 0.41263INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 8/25/2013 3.94000 0.41055INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 9/25/2013 3.93000 0.40951INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 10/25/2013 3.95000 0.41159INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 11/25/2013 3.95000 0.41159INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 2 35-2451303 33737E779 33737E787 33737E761 FBPVNX 12/25/2013 4.21000 0.43868

INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 1/25/2013 2.97000 0.22542INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 2/25/2013 2.96000 0.22466INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 3/25/2013 2.95000 0.22391INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 4/25/2013 2.97000 0.22542INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 5/25/2013 2.96000 0.22466INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 6/25/2013 2.96000 0.22466INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 7/25/2013 2.95000 0.22391INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 8/25/2013 2.96000 0.22466INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 9/25/2013 2.92000 0.22163INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 10/25/2013 2.92000 0.22163INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 11/25/2013 2.93000 0.22239INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 250 35-2451358 33737E795 33737E803 33737E811 FSHLAX 12/25/2013 3.32000 0.25199

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 1/25/2013 3.92000 0.46530INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 2/25/2013 3.91000 0.46412INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 3/25/2013 3.91000 0.46412INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 4/25/2013 3.91000 0.46412



Ticker Symbol




INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 5/25/2013 3.91000 0.46412INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 6/25/2013 3.90000 0.46293INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 7/25/2013 3.92000 0.46530INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 8/25/2013 3.87000 0.45937INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 9/25/2013 3.89000 0.46174INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 10/25/2013 3.89000 0.46174INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 11/25/2013 3.88000 0.46056INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 6 35-2453358 33737E845 33737E837 33737E829 FANISX 12/25/2013 4.16000 0.49379

Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 1/25/2013 3.85000 0.82005Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 2/25/2013 3.84000 0.81792Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 3/25/2013 3.84000 0.81792Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 4/25/2013 3.83000 0.81579Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 5/25/2013 3.84000 0.81792Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 6/25/2013 3.95000 0.84135Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 7/25/2013 3.84000 0.81792Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 8/25/2013 3.84000 0.81792Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 9/25/2013 3.83000 0.81579Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 10/25/2013 3.82000 0.81366Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 11/25/2013 3.83000 0.81579Investment Grade Mulit-Asset Income Portfolio, 10-20 Year, Series 3 35-2453412 33737E852 33737E860 33737E878 FGNILX 12/25/2013 4.12000 0.87756

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 1/25/2013 2.97000 1.00832INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 2/25/2013 2.97000 1.00832INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 3/25/2013 2.97000 1.00832INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 4/25/2013 2.98000 1.01171INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 5/25/2013 2.97000 1.00832INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 6/25/2013 2.97000 1.00832INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 7/25/2013 2.97000 1.00832INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 8/25/2013 2.98000 1.01171INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 9/25/2013 2.97000 1.00832INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 10/25/2013 2.98000 1.01171INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 11/25/2013 2.96000 1.00492INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 35-2456836 33737F115 33737F107 33737F123 FBWHMX 12/25/2013 3.32000 1.12714

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 1/25/2013 3.69000 1.04796INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 2/25/2013 3.68000 1.04512INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 3/25/2013 3.68000 1.04512INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 4/25/2013 3.67000 1.04228INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 5/25/2013 3.68000 1.04512INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 6/25/2013 3.68000 1.04512INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 7/25/2013 3.67000 1.04228INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 8/25/2013 3.68000 1.04512INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 9/25/2013 3.68000 1.04512INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 10/25/2013 3.68000 1.04512INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 11/25/2013 3.68000 1.04512INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 4 35-2456897 33737F149 33737F156 33737F131 FBRHSX 12/25/2013 3.92000 1.11328

INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 2/25/2013 2.88000 0.19008INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 3/25/2013 2.98000 0.19668INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 4/25/2013 2.99000 0.19734INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 5/25/2013 2.98000 0.19668INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 6/25/2013 2.98000 0.19668INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 7/25/2013 2.98000 0.19668INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 8/25/2013 2.99000 0.19734INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 9/25/2013 2.98000 0.19668INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 10/25/2013 2.96000 0.19536INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 11/25/2013 2.98000 0.19668INSURED TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 251 35-2463525 33737F180 33737F172 33737F164 FHIORX 12/25/2013 3.03000 0.19998

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 2/25/2013 3.21000 0.87344INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 3/25/2013 3.86000 1.05031INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 4/25/2013 3.87000 1.05303INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 5/25/2013 3.86000 1.05031INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 6/25/2013 3.86000 1.05031INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 7/25/2013 3.87000 1.05303INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 8/25/2013 3.87000 1.05303INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 9/25/2013 3.86000 1.05031INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 10/25/2013 3.86000 1.05031INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 11/25/2013 3.86000 1.05031INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 5 35-2463518 33737F214 33737F198 33737F206 FGUUEX 12/25/2013 3.93000 1.06935

TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 2/25/2013 1.66000 0.09611



Ticker Symbol




TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 3/25/2013 2.94000 0.17023TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 4/25/2013 2.96000 0.17138TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 5/25/2013 2.94000 0.17023TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 6/25/2013 2.94000 0.17023TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 7/25/2013 2.94000 0.17023TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 8/25/2013 2.94000 0.17023TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 9/25/2013 2.94000 0.17023TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 10/25/2013 2.94000 0.17023TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 11/25/2013 2.96000 0.17138TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 3 35-2463543 33737F222 33737F230 33737F248 FOENLX 12/25/2013 3.04000 0.17602

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 3/25/2013 3.27000 1.18570INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 4/25/2013 3.93000 1.42502INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 5/25/2013 3.92000 1.42139INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 6/25/2013 3.93000 1.42502INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 7/25/2013 3.93000 1.42502INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 8/25/2013 3.94000 1.42864INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 9/25/2013 3.94000 1.42864INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 10/25/2013 3.93000 1.42502INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 11/25/2013 3.94000 1.42864INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 7 35-2466420 33737F271 33737F263 33737F255 FNTEMX 12/25/2013 3.99000 1.44677

TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 3/25/2013 1.95000 0.10667TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 4/25/2013 2.93000 0.16027TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 5/25/2013 2.93000 0.16027TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 6/25/2013 2.95000 0.16137TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 7/25/2013 2.93000 0.16027TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 8/25/2013 2.92000 0.15972TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 9/25/2013 2.93000 0.16027TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 10/25/2013 2.92000 0.15972TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 11/25/2013 2.93000 0.16027TAX EXEMPT MUNICIPAL INCOME TRUST, LONG INTERMEDIATE, SERIES 4 35-2466421 33737F313 33737F321 33737F339 FNRAGX 12/25/2013 2.99000 0.16355

NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 4/25/2013 3.19000 1.12320NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 5/25/2013 3.83000 1.34854NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 6/25/2013 3.83000 1.34854NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 7/25/2013 3.84000 1.35206NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 8/25/2013 3.83000 1.34854NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 9/25/2013 3.82000 1.34502NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 10/25/2013 3.84000 1.35206NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 11/25/2013 3.82000 1.34502NVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 6 35-2466501 33737F347 33737F362 33737F354 FECILX 12/25/2013 3.87000 1.36263

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 8 35-2475905 33737F370 33737F388 33737F396 FBLEGX 8/25/2013 2.51000 1.84134INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 8 35-2475905 33737F370 33737F388 33737F396 FBLEGX 9/25/2013 4.43000 3.24985INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 8 35-2475905 33737F370 33737F388 33737F396 FBLEGX 10/25/2013 4.44000 3.25718INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 8 35-2475905 33737F370 33737F388 33737F396 FBLEGX 11/25/2013 4.43000 3.24985INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 8 35-2475905 33737F370 33737F388 33737F396 FBLEGX 12/25/2013 4.44000 3.25718

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 2 35-2472992 33737F420 33737F404 33737F412 FRTUSX 6/25/2013 1.45000 1.14521INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 2 35-2472992 33737F420 33737F404 33737F412 FRTUSX 7/25/2013 2.73000 2.15615INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 2 35-2472992 33737F420 33737F404 33737F412 FRTUSX 8/25/2013 2.73000 2.15615INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 2 35-2472992 33737F420 33737F404 33737F412 FRTUSX 9/25/2013 2.73000 2.15615INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 2 35-2472992 33737F420 33737F404 33737F412 FRTUSX 10/25/2013 2.73000 2.15615INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 2 35-2472992 33737F420 33737F404 33737F412 FRTUSX 11/25/2013 2.75000 2.17195INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE SERIES 2 35-2472992 33737F420 33737F404 33737F412 FRTUSX 12/25/2013 2.81000 2.21934

TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 5 35-2472996 33737F461 33737F479 33737F487 FGIRPX 6/25/2013 1.01000 0.18736TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 5 35-2472996 33737F461 33737F479 33737F487 FGIRPX 7/25/2013 2.78000 0.51569TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 5 35-2472996 33737F461 33737F479 33737F487 FGIRPX 8/25/2013 2.77000 0.51384TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 5 35-2472996 33737F461 33737F479 33737F487 FGIRPX 9/25/2013 2.78000 0.51569TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 5 35-2472996 33737F461 33737F479 33737F487 FGIRPX 10/25/2013 2.78000 0.51569TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 5 35-2472996 33737F461 33737F479 33737F487 FGIRPX 11/25/2013 2.78000 0.51569TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 5 35-2472996 33737F461 33737F479 33737F487 FGIRPX 12/25/2013 2.85000 0.52868

TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 6 35-2479736 33737F529 33737F545 33737F537 FROGLX 8/25/2013 1.47000 0.03175TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 6 35-2479736 33737F529 33737F545 33737F537 FROGLX 9/25/2013 3.18000 0.06869TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 6 35-2479736 33737F529 33737F545 33737F537 FROGLX 10/25/2013 3.17000 0.06847TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 6 35-2479736 33737F529 33737F545 33737F537 FROGLX 11/25/2013 3.17000 0.06847TAX EXEMPT MUNICIPAL INCOME TRUST, INTERMEDIATE, SERIES 6 35-2479736 33737F529 33737F545 33737F537 FROGLX 12/25/2013 3.18000 0.06869

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 7 35-2482804 33737F552 33737F560 33737F578 FSPWDX 9/25/2013 2.44000 1.70263INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 7 35-2482804 33737F552 33737F560 33737F578 FSPWDX 10/25/2013 4.31000 3.00752



Ticker Symbol




INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 7 35-2482804 33737F552 33737F560 33737F578 FSPWDX 11/25/2013 4.31000 3.00752INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, 10-20 YEAR, SERIES 7 35-2482804 33737F552 33737F560 33737F578 FSPWDX 12/25/2013 4.32000 3.01450

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE, SERIES 3 35-2485484 33737F677 33737F693 33737F685 FOIRNX 11/25/2013 1.80000 1.31832INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, INTERMEDIATE, SERIES 3 35-2485484 33737F677 33737F693 33737F685 FOIRNX 12/25/2013 3.62000 2.65129

INVESTMENT GRADE MULTI-ASSET INCOME PORTFOLIO, LONG TERM, SERIES 9 35-2487133 33737F701 33737F719 33737F727 FATOPX 12/25/2013 2.97000 2.80635

BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 1/25/2013 4.63000 0.03797BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 2/25/2013 4.58000 0.03756BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 3/25/2013 4.58000 0.03756BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 4/25/2013 4.58000 0.03756BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 5/25/2013 4.57000 0.03747BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 6/25/2013 4.71000 0.03862BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 7/25/2013 4.58000 0.03756BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 8/25/2013 4.56000 0.03739BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 9/25/2013 4.56000 0.03739BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 10/25/2013 4.50000 0.03690BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 11/25/2013 4.51000 0.03698BUILD AMERICA BONDS PORTFOLIO, SERIES 38 45-2838015 33738B402 33738B428 33738B410 FDNLOX 12/25/2013 4.61000 0.03780

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 1/25/2013 3.48000 0.44788TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 2/25/2013 3.43000 0.44144TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 3/25/2013 3.43000 0.44144TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 4/25/2013 3.44000 0.44273TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 5/25/2013 3.43000 0.44144TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 6/25/2013 3.42000 0.44015TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 7/25/2013 3.43000 0.44144TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 8/25/2013 3.43000 0.44144TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 9/25/2013 3.42000 0.44015TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 10/25/2013 3.42000 0.44015TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 11/25/2013 3.43000 0.44144TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 275 45-4440696 33738B493 33738B501 33738B519 FGTZVX 12/25/2013 3.50000 0.45045

BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 1/25/2013 4.61000 0.01291BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 2/25/2013 4.57000 0.01280BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 3/25/2013 4.57000 0.01280BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 4/25/2013 4.57000 0.01280BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 5/25/2013 4.56000 0.01277BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 6/25/2013 4.71000 0.01319BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 7/25/2013 4.58000 0.01282BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 8/25/2013 4.57000 0.01280BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 9/25/2013 4.56000 0.01277BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 10/25/2013 4.54000 0.01271BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 11/25/2013 4.54000 0.01271BUILD AMERICA BONDS PORTFOLIO, SERIES 39 45-2987362 33738B527 33738B535 33738B543 FAZPLX 12/25/2013 4.64000 0.01299

TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 1/25/2013 3.90000 0.02340TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 2/25/2013 2.95000 0.01770TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 2/25/2013 3.83000 0.02298TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 3/25/2013 3.83000 0.02298TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 4/25/2013 3.83000 0.02298TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 5/25/2013 3.83000 0.02298TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 6/25/2013 3.95000 0.02370TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 7/25/2013 3.82000 0.02292TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 8/25/2013 3.82000 0.02292TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 9/25/2013 3.81000 0.02286TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 10/25/2013 3.81000 0.02286TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 11/25/2013 3.79000 0.02274TAX EXEMPT MUNICIPAL INCOME TRUST, SERIES 270 45-3134299 33738B584 33738B600 33738B592 FPGURX 12/25/2013 3.92000 0.02352

BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 1/25/2013 4.46000 0.04772BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 2/25/2013 4.41000 0.04719BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 3/25/2013 4.42000 0.04729BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 4/25/2013 4.42000 0.04729BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 5/25/2013 4.41000 0.04719BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 6/25/2013 4.50000 0.04815BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 7/25/2013 4.42000 0.04729BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 8/25/2013 4.42000 0.04729BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 9/25/2013 4.39000 0.04697BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 10/25/2013 4.39000 0.04697BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 11/25/2013 4.40000 0.04708BUILD AMERICA BONDS PORTFOLIO, SERIES 41 45-3161928 33738B626 33738B618 33738B634 FCAKEX 12/25/2013 4.48000 0.04794



Ticker Symbol




BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 1/25/2013 4.66000 0.79686BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 2/25/2013 4.60000 0.78660BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 3/25/2013 4.61000 0.78831BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 4/25/2013 4.61000 0.78831BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 5/25/2013 4.61000 0.78831BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 6/25/2013 4.72000 0.80712BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 7/25/2013 4.62000 0.79002BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 8/25/2013 4.60000 0.78660BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 9/25/2013 4.60000 0.78660BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 10/25/2013 4.57000 0.78147BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 11/25/2013 4.55000 0.77805BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 11/25/2013 27.18000 4.64778BUILD AMERICA BONDS PORTFOLIO, SERIES 43 45-3363249 33738B683 33738B691 33738B675 FGRAYX 12/25/2013 4.61000 0.78831

FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 1/10/2013 3.44000 0.14379FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 2/10/2013 3.44000 0.14379FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 3/10/2013 3.45000 0.14421FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 4/10/2013 3.48000 0.14546FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 5/10/2013 3.46000 0.14463FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 6/10/2013 3.47000 0.14505FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 7/10/2013 3.47000 0.14505FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 8/10/2013 3.47000 0.14505FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 9/10/2013 3.46000 0.14463FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 10/10/2013 3.46000 0.14463FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 11/10/2013 3.47000 0.14505FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D549 I-FL170 12/10/2013 3.46000 0.14463FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D556 I-FL170 1/10/2013 20.85000 0.87153FLORIDA INSURED MUNICPAL INCOME TRUST, SERIES 170 20-5472028 34074D556 I-FL170 7/10/2013 20.96000 0.87613

GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 1/17/2013 0.00492 0.00490GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 2/17/2013 0.00276 0.00275GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 3/17/2013 0.00480 0.00478GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 4/17/2013 0.00551 0.00549GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 5/17/2013 0.00163 0.00162GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 6/17/2013 0.00475 0.00473GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 7/17/2013 0.00061 0.00061GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 8/17/2013 0.00332 0.00331GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 9/17/2013 0.00031 0.00031GNMA INCOME PORTFOLIO SERIES 1 51-0425855 36290H105 VGMB1 11/17/2013 0.00251 0.00250

GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 1/17/2013 0.00800 0.00798GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 2/17/2013 0.00639 0.00637GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 3/17/2013 0.00449 0.00448GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 4/17/2013 0.00951 0.00948GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 5/17/2013 0.00043 0.00043GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 6/17/2013 0.00298 0.00297GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 7/17/2013 0.00792 0.00790GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 8/17/2013 0.00543 0.00542GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 9/17/2013 0.00604 0.00602GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 10/17/2013 0.00393 0.00392GNMA INCOME PORTFOLIO SERIES 2 56-2353407 36290H113 VGMB2 11/17/2013 0.00087 0.00087

GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 1/17/2013 0.00635 0.00632GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 2/17/2013 0.01111 0.01106GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 3/17/2013 0.00761 0.00757GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 4/17/2013 0.00025 0.00025GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 5/17/2013 0.00248 0.00247GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 6/17/2013 0.00381 0.00379GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 7/17/2013 0.00173 0.00172GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 8/17/2013 0.00595 0.00592GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 9/17/2013 0.00615 0.00612GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 10/17/2013 0.00219 0.00218GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 11/17/2013 0.00184 0.00183GNMA INCOME PORTFOLIO SERIES 3 55-0869722 36290H121 VGMB3 12/17/2013 0.00054 0.00054

GNMA INCOME PORTFOLIO SERIES 4 20-5359388 36290H139 VGMB4 1/17/2013 0.00747 0.00743GNMA INCOME PORTFOLIO SERIES 4 20-5359388 36290H139 VGMB4 2/17/2013 0.00977 0.00971GNMA INCOME PORTFOLIO SERIES 4 20-5359388 36290H139 VGMB4 3/17/2013 0.00330 0.00328GNMA INCOME PORTFOLIO SERIES 4 20-5359388 36290H139 VGMB4 4/17/2013 0.00580 0.00577GNMA INCOME PORTFOLIO SERIES 4 20-5359388 36290H139 VGMB4 5/17/2013 0.00663 0.00659GNMA INCOME PORTFOLIO SERIES 4 20-5359388 36290H139 VGMB4 6/17/2013 0.00634 0.00630GNMA INCOME PORTFOLIO SERIES 4 20-5359388 36290H139 VGMB4 7/17/2013 0.00828 0.00823



Ticker Symbol




GNMA INCOME PORTFOLIO SERIES 4 20-5359388 36290H139 VGMB4 8/17/2013 0.00957 0.00951

GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 1/17/2013 0.00314 0.00311GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 2/17/2013 0.00916 0.00906GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 3/17/2013 0.00143 0.00142GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 4/17/2013 0.00585 0.00579GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 5/17/2013 0.00350 0.00346GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 6/17/2013 0.00651 0.00644GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 7/17/2013 0.00559 0.00553GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 8/17/2013 0.00815 0.00807GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 9/17/2013 0.00739 0.00731GNMA INCOME PORTFOLIO SERIES 5 11-3815439 36290H147 VGMB5 10/17/2013 0.00333 0.00330

GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 1/17/2013 0.00581 0.00578GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 2/17/2013 0.00641 0.00638GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 4/17/2013 0.00222 0.00221GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 5/17/2013 0.00702 0.00699GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 6/17/2013 0.00928 0.00924GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 7/17/2013 0.00907 0.00903GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 8/17/2013 0.00960 0.00956GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 9/17/2013 0.00824 0.00820GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 10/17/2013 0.00693 0.00690GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 11/17/2013 0.00515 0.00513GNMA INCOME PORTFOLIO, SERIES 6 11-3841995 36290H154 VGMB6 12/17/2013 0.00460 0.00458

GNMA INCOME PORTFOLIO SER 7 27-0301053 36290H162 36290H170 VGMB7 1/17/2013 0.00823 0.00808GNMA INCOME PORTFOLIO SER 7 27-0301053 36290H162 36290H170 VGMB7 2/17/2013 0.00599 0.00588GNMA INCOME PORTFOLIO SER 7 27-0301053 36290H162 36290H170 VGMB7 6/17/2013 0.00737 0.00723GNMA INCOME PORTFOLIO SER 7 27-0301053 36290H162 36290H170 VGMB7 7/17/2013 0.00206 0.00202GNMA INCOME PORTFOLIO SER 7 27-0301053 36290H162 36290H170 VGMB7 10/17/2013 0.00070 0.00069GNMA INCOME PORTFOLIO SER 7 27-0301053 36290H162 36290H170 VGMB7 11/17/2013 0.00117 0.00115

GNMA INCOME PORTFOLIO SERIES 8 27-1129590 36290H188 36290H196 VGMB8 6/17/2013 0.00022 0.00021GNMA INCOME PORTFOLIO SERIES 8 27-1129590 36290H188 36290H196 VGMB8 7/17/2013 0.00187 0.00177GNMA INCOME PORTFOLIO SERIES 8 27-1129590 36290H188 36290H196 VGMB8 10/17/2013 0.00804 0.00762GNMA INCOME PORTFOLIO SERIES 8 27-1129590 36290H188 36290H196 VGMB8 11/17/2013 0.00629 0.00596

GNMA INCOME PORTFOLIO SERIES 9 27-3648725 36290H204 36290H212 VGMB9 5/17/2013 0.01294 0.01257GNMA INCOME PORTFOLIO SERIES 9 27-3648725 36290H204 36290H212 VGMB9 6/17/2013 0.01280 0.01243GNMA INCOME PORTFOLIO SERIES 9 27-3648725 36290H204 36290H212 VGMB9 7/17/2013 0.01377 0.01337

GNMA INCOME PORTFOLIO SERIES 10 45-3601536 36290H220 36290H238 VGMB10 5/17/2013 0.02172 0.02044

GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 VGMB11 1/17/2013 0.00263 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 1/17/2013 0.01087 0.01087GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 2/17/2013 0.00259 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 2/17/2013 0.01251 0.01251GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 3/17/2013 0.00255 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 3/17/2013 0.01114 0.01114GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 4/17/2013 0.00252 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 4/17/2013 0.01175 0.01175GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 5/17/2013 0.00248 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 5/17/2013 0.01272 0.01272GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 6/17/2013 0.00245 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 6/17/2013 0.01406 0.01406GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 7/17/2013 0.00240 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 7/17/2013 0.01230 0.01230GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 8/17/2013 0.00236 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 8/17/2013 0.01064 0.01064GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 9/17/2013 0.00233 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 9/17/2013 0.00790 0.00790GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 10/17/2013 0.00229 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 11/17/2013 0.00244 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H246 36290H253 VGMB11 12/17/2013 0.00259 0.00004GNMA INCOME PORTFOLIO SERIES 11 35-2456808 36290H253 VGMB11 1/17/2013 0.00263 0.00004

GLOBAL PREFERRED SECURITIES PORTFOLIO, SERIES 1 VEOT 1049 27-3630975 37950X109 37950X117 GPRE1 1/10/2013 0.38882 0.32641GLOBAL PREFERRED SECURITIES PORTFOLIO, SERIES 1 VEOT 1049 27-3630975 37950X109 37950X117 GPRE1 5/10/2013 0.21648 0.18173GLOBAL PREFERRED SECURITIES PORTFOLIO, SERIES 1 VEOT 1049 27-3630975 37950X109 37950X117 GPRE1 8/10/2013 0.29713 0.24944

GLOBAL PREFERRED SECURITIES PORTFOLIO, SERIES 2 VEOT 1058 27-3772266 37950X125 37950X133 GPRE2 1/10/2013 0.36939 0.25562GLOBAL PREFERRED SECURITIES PORTFOLIO, SERIES 2 VEOT 1058 27-3772266 37950X125 37950X133 GPRE2 5/10/2013 0.23288 0.16115GLOBAL PREFERRED SECURITIES PORTFOLIO, SERIES 2 VEOT 1058 27-3772266 37950X125 37950X133 GPRE2 8/10/2013 0.32383 0.22409



Ticker Symbol




GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 1/10/2013 1.56000 0.73788GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 2/10/2013 4.41000 2.08593GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 3/10/2013 4.52000 2.13796GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 4/10/2013 5.18000 2.45014GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 5/10/2013 4.41000 2.08593GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 6/10/2013 4.51000 2.13323GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 7/10/2013 4.01000 1.89673GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 8/10/2013 4.03000 1.90619GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 9/10/2013 4.57000 2.16161GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 10/10/2013 4.13000 1.95349GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 11/10/2013 3.89000 1.83997GLOBAL BOND TRUST SERIES 1 45-3994385 37990N103 37990N111 VKGBIT1 12/10/2013 4.39000 2.07647



GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 1/15/2013 5.91000 0.20271GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 2/15/2013 5.92000 0.20306GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 3/15/2013 5.93000 0.20340GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 4/15/2013 5.86000 0.20100GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 5/15/2013 5.59000 0.19174GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 5/15/2013 36.15000 36.05963GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 6/15/2013 5.31000 0.18213GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 6/15/2013 43.36000 43.25160GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 7/15/2013 5.12000 0.17562GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 7/15/2013 35.91000 35.82023GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 8/15/2013 6.74000 0.23118GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 9/15/2013 5.16000 0.17699GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 10/15/2013 5.13000 0.17596GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 10/15/2013 7.11000 7.09223GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 11/15/2013 5.02000 0.17219GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 12/15/2013 5.09000 0.17459GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 13 45-4440018 40166A145 40166A152 GSHY013 12/15/2013 28.30000 28.22925

ZACKS INTERNATIONAL INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 45-4513195 40166A160 40166A178 40166A186 40166A194 IZIP 001 1/15/2013 0.03380 0.00154ZACKS INTERNATIONAL INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 45-4513195 40166A160 40166A178 40166A186 40166A194 IZIP 001 2/15/2013 0.01560 0.00071ZACKS INTERNATIONAL INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 45-4513195 40166A160 40166A178 40166A186 40166A194 IZIP 001 3/15/2013 0.03870 0.00176ZACKS INTERNATIONAL INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 45-4513195 40166A160 40166A178 40166A186 40166A194 IZIP 001 4/15/2013 0.03060 0.00139

GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 1/15/2013 0.04300 0.00141GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 2/15/2013 0.02990 0.00098GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 3/15/2013 0.02030 0.00067GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 4/15/2013 0.06340 0.00209GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 5/15/2013 0.03300 0.00109GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 6/15/2013 0.01650 0.00054GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 7/15/2013 0.05790 0.00190GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 8/15/2013 0.03290 0.00108GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 9/15/2013 0.01870 0.00062GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 10/15/2013 0.05740 0.00189



Ticker Symbol




GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 11/15/2013 0.03140 0.00103GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 12/15/2013 0.01890 0.00062GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 12/18/2013 0.05650 0.00186GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A707 40166A715 GRET 006 12/18/2013 0.17950 0.06360GUGGENHEIM REIT PORTFOLIO SERIES 6 45-4744614 40166A681 40166A699 40166A715 40166A707 GRET 006 12/31/2013 0.01170 0.00038

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 1/15/2013 0.04510 0.00721FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 2/15/2013 0.04040 0.00646FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 3/15/2013 0.06310 0.01009FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 4/15/2013 0.04750 0.00760FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 4/15/2013 0.55170 0.55170FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 5/15/2013 0.03520 0.00563FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 5/15/2013 0.18740 0.18740FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 6/15/2013 0.05550 0.00887FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 6/15/2013 0.46640 0.46640FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 7/15/2013 0.04410 0.00705FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 7/15/2013 0.14030 0.14030FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 8/15/2013 0.02580 0.00413FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 9/15/2013 0.05120 0.00819FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 9/15/2013 0.08320 0.08320FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 10/15/2013 0.04130 0.00660FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 10/15/2013 0.04250 0.04250FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 11/15/2013 0.02320 0.00371FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 28 45-4803447 40166C661 40166C679 40166C687 40166C695 PREF 028 12/15/2013 0.05000 0.00800

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 2/15/2013 0.07090 0.00834ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 3/15/2013 0.02370 0.00279ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 4/15/2013 0.04250 0.00500ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 5/15/2013 0.07760 0.00913ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 6/15/2013 0.01560 0.00184ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 6/15/2013 0.26350 0.13689ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 7/15/2013 0.03800 0.00447ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 8/15/2013 0.07700 0.00906ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 9/15/2013 0.01870 0.00220ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 10/15/2013 0.03800 0.00447ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 11/15/2013 0.07500 0.00883ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 2 45-4919782 40166C703 40166C711 40166C729 40166C737 TZIP 002 12/15/2013 0.02230 0.00262

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 1/15/2013 6.15000 0.30197GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 2/15/2013 6.15000 0.30197GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 3/15/2013 6.16000 0.30246GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 4/15/2013 6.08000 0.29853GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 4/15/2013 17.97000 17.97000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 5/15/2013 6.05000 0.29706GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 6/15/2013 5.95000 0.29215GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 6/15/2013 41.71000 41.71000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 7/15/2013 5.77000 0.28331GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 8/15/2013 7.31000 0.35892GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 9/15/2013 5.71000 0.28036GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 9/15/2013 28.16000 28.16000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 10/15/2013 5.60000 0.27496GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 11/15/2013 5.49000 0.26956GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 14 45-4977133 40166C745 40166C752 GSHY014 12/15/2013 5.69000 0.27938

SHALE & OIL SANDS PORTFOLIO, SERIES 1 45-5094766 40166D628 40166D636 40166D644 40166D651 SOS 001 3/15/2013 0.01890 0.00684SHALE & OIL SANDS PORTFOLIO, SERIES 1 45-5094766 40166D628 40166D636 40166D644 40166D651 SOS 001 3/15/2013 0.47690 0.38801SHALE & OIL SANDS PORTFOLIO, SERIES 1 45-5094766 40166D628 40166D636 40166D644 40166D651 SOS 001 8/15/2013 0.01280 0.00463SHALE & OIL SANDS PORTFOLIO, SERIES 1 45-5094766 40166D628 40166D636 40166D644 40166D651 SOS 001 10/15/2013 0.01450 0.00525SHALE & OIL SANDS PORTFOLIO, SERIES 1 45-5094766 40166D628 40166D636 40166D644 40166D651 SOS 001 12/15/2013 0.01340 0.00485

BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 5 45-5256432 40166D669 40166D677 40166D685 40166D693 GHDG 005 1/15/2013 0.03370 0.01537BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 5 45-5256432 40166D669 40166D677 40166D685 40166D693 GHDG 005 2/15/2013 0.03700 0.01687BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 5 45-5256432 40166D669 40166D677 40166D685 40166D693 GHDG 005 3/15/2013 0.03850 0.01756BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 5 45-5256432 40166D669 40166D677 40166D685 40166D693 GHDG 005 4/15/2013 0.06080 0.02772BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 5 45-5256432 40166D669 40166D677 40166D685 40166D693 GHDG 005 5/15/2013 0.05550 0.02531BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 5 45-5256432 40166D669 40166D677 40166D685 40166D693 GHDG 005 6/15/2013 0.01440 0.00657BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 5 45-5256432 40166D669 40166D677 40166D685 40166D693 GHDG 005 7/15/2013 0.03700 0.01687

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 1/15/2013 6.30000 0.02709GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 1/15/2013 19.15000 18.52954GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 2/15/2013 6.27000 0.02696GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 3/15/2013 6.24000 0.02683GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 4/15/2013 6.18000 0.02657



Ticker Symbol




GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 4/15/2013 14.59000 14.11728GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 5/15/2013 5.95000 0.02559GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 5/15/2013 41.43000 40.08767GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 6/15/2013 5.76000 0.02477GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 6/15/2013 7.40000 7.16024GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 7/15/2013 5.66000 0.02434GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 7/15/2013 14.95000 14.46562GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 8/15/2013 6.78000 0.02915GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 9/15/2013 5.51000 0.02369GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 9/15/2013 27.09000 26.21228GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 10/15/2013 5.51000 0.02369GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 11/15/2013 5.43000 0.02335GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 12/15/2013 5.48000 0.02356GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 15 45-5175678 40166D701 40166D719 GSHY015 12/15/2013 5.98000 5.78625

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 1/15/2013 0.03250 0.00228FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 2/15/2013 0.04220 0.00295FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 3/15/2013 0.06440 0.00451FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 4/15/2013 0.04780 0.00335FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 4/15/2013 0.19190 0.19190FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 5/15/2013 0.03770 0.00264FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 6/15/2013 0.06500 0.00455FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 6/15/2013 0.37590 0.37590FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 7/15/2013 0.04440 0.00311FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 8/15/2013 0.02920 0.00204FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 9/15/2013 0.06440 0.00451FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 10/15/2013 0.04340 0.00304FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 11/15/2013 0.02830 0.00198FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 29 35-2449226 40166E428 40166E436 40166E444 40166E451 PREF 029 12/15/2013 0.06430 0.00450

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 1/15/2013 6.37000 0.42552GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 2/15/2013 6.38000 0.42618GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 3/15/2013 6.38000 0.42618GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 4/15/2013 6.37000 0.42552GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 5/15/2013 5.96000 0.39813GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 5/15/2013 37.04000 36.80294GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 6/15/2013 5.80000 0.38744GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 7/15/2013 5.78000 0.38610GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 8/15/2013 5.77000 0.38544GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 9/15/2013 5.76000 0.38477GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 10/15/2013 5.77000 0.38544GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 11/15/2013 5.76000 0.38477GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 17 35-2449262 40166E501 40166E519 GSHY 017 12/15/2013 5.77000 0.38544

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 1/15/2013 6.43000 0.54977GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 2/15/2013 6.42000 0.54891GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 3/15/2013 6.42000 0.54891GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 4/15/2013 6.42000 0.54891GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 5/15/2013 6.32000 0.54036GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 5/15/2013 34.24000 33.76749GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 6/15/2013 6.12000 0.52326GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 7/15/2013 4.11000 4.05328GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 7/15/2013 6.11000 0.52241GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 8/15/2013 6.12000 0.52326GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 9/15/2013 6.09000 0.52070GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 10/15/2013 6.09000 0.52070GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 11/15/2013 6.10000 0.52155GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 12/15/2013 5.90000 0.50445GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 18 35-2451308 40166E683 40166E691 GSHY018 12/15/2013 42.91000 42.31784

GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 1/15/2013 0.01400 0.00555GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 2/15/2013 0.02580 0.01022GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 3/15/2013 0.01910 0.00757GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 4/15/2013 0.06540 0.02591GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 5/15/2013 0.03010 0.01193GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 6/15/2013 0.01130 0.00448GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 7/15/2013 0.06160 0.02441GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 8/15/2013 0.02920 0.01157GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 9/15/2013 0.01900 0.00753GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 10/15/2013 0.06090 0.02413GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 11/15/2013 0.02880 0.01141GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 12/15/2013 0.01950 0.00773GUGGENHEIM REIT PORTFOLIO SERIES 7 35-2453394 40166F383 40166F391 40166F409 40166F417 GRET 007 12/18/2013 0.03910 0.01549



Ticker Symbol




GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 1/15/2013 6.65000 0.67032GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 2/15/2013 6.64000 0.66931GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 3/15/2013 6.64000 0.66931GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 4/15/2013 6.64000 0.66931GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 5/15/2013 6.59000 0.66427GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 5/15/2013 18.57000 18.25802GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 6/15/2013 6.46000 0.65117GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 7/15/2013 6.46000 0.65117GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 8/15/2013 6.47000 0.65218GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 9/15/2013 6.46000 0.65117GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 10/15/2013 6.47000 0.65218GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 11/15/2013 6.46000 0.65117GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 12/15/2013 6.25000 0.63000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 19 35-2453345 40166F540 40166F557 GSHY019 12/15/2013 46.71000 45.92527

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 2/15/2013 0.04650 0.00101ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 3/15/2013 0.03690 0.00080ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 4/15/2013 0.05320 0.00116ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 5/15/2013 0.08540 0.00186ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 6/15/2013 0.02710 0.00059ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 6/15/2013 0.18880 0.18880ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 7/15/2013 0.04070 0.00089ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 8/15/2013 0.08750 0.00191ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 9/15/2013 0.03180 0.00069ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 10/15/2013 0.04730 0.00103ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 11/15/2013 0.08200 0.00179ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 3 35-2456809 40166F847 40166F854 40166F862 40166F870 TZIP 003 12/15/2013 0.02890 0.00063

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 2/15/2013 0.05340 0.00247ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 3/15/2013 0.03040 0.00140ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 4/15/2013 0.05110 0.00236ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 5/15/2013 0.08960 0.00414ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 6/15/2013 0.03020 0.00140ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 6/15/2013 0.18660 0.18660ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 7/15/2013 0.04550 0.00210ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 8/15/2013 0.08560 0.00395ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 9/15/2013 0.03600 0.00166ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 10/15/2013 0.04190 0.00194ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 11/15/2013 0.07980 0.00369ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 1 9 35-2456810 40166G100 40166G118 40166G126 40166G134 CZIP 019 12/15/2013 0.02950 0.00136

GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 1/1/2013 0.02121 0.00145GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 1/1/2013 0.05445 0.05445GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 2/1/2013 0.02129 0.00145GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 2/1/2013 0.03924 0.03924GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 3/1/2013 0.02141 0.00146GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 3/1/2013 0.06312 0.06312GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 4/1/2013 0.02130 0.00145GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 4/1/2013 0.07241 0.07241GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 5/1/2013 0.02126 0.00145GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 5/1/2013 0.04274 0.04274GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 6/1/2013 0.02108 0.00144GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 6/1/2013 0.06562 0.06562GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 7/1/2013 0.02085 0.00142GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 7/1/2013 0.05787 0.05787GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 8/1/2013 0.02067 0.00141GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 8/1/2013 0.04897 0.04897GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 9/1/2013 0.02034 0.00139GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 9/1/2013 0.11581 0.11581GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 10/1/2013 0.02021 0.00138GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 10/1/2013 0.04225 0.04225GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 11/1/2013 0.02008 0.00137GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 11/1/2013 0.04937 0.04937GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 12/1/2013 0.01997 0.00136GNMA PORTFOLIO, SERIES 19 35-2456889 40166G183 40166G191 DGNMA 019 12/1/2013 0.03952 0.03952

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 1/15/2013 0.02160 0.00167FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 2/15/2013 0.03800 0.00293FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 3/15/2013 0.06030 0.00465FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 4/15/2013 0.05090 0.00392FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 4/15/2013 0.38190 0.38190FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 5/15/2013 0.03570 0.00275



Ticker Symbol




FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 6/15/2013 0.05480 0.00423FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 6/15/2013 0.09670 0.09670FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 7/15/2013 0.05090 0.00392FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 8/15/2013 0.03280 0.00253FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 9/15/2013 0.06360 0.00490FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 10/15/2013 0.04640 0.00358FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 10/15/2013 0.13570 0.13570FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 11/15/2013 0.03110 0.00240FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 30 35-2453416 40166G407 40166G415 40166G423 40166G431 PREF 030 12/15/2013 0.05900 0.00455

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 1/15/2013 6.21000 1.21592GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 2/15/2013 6.18000 1.21004GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 3/15/2013 6.19000 1.21200GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 4/15/2013 6.18000 1.21004GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 5/15/2013 6.11000 1.19634GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 5/15/2013 12.31000 12.31000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 6/15/2013 6.12000 1.19830GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 7/15/2013 6.11000 1.19634GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 8/15/2013 6.11000 1.19634GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 9/15/2013 6.10000 1.19438GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 9/15/2013 9.38000 9.38000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 10/15/2013 6.06000 1.18655GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 11/15/2013 6.06000 1.18655GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 20 35-2453455 40166G449 40166G456 GSHY 020 12/15/2013 6.06000 1.18655

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 2/15/2013 3.38000 1.20058GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 3/15/2013 6.35000 2.25552GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 4/15/2013 6.36000 2.25907GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 5/15/2013 6.29000 2.23421GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 5/15/2013 11.15000 11.15000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 6/15/2013 6.28000 2.23066GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 7/15/2013 6.29000 2.23421GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 8/15/2013 6.29000 2.23421GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 9/15/2013 6.28000 2.23066GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 10/15/2013 6.29000 2.23421GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 11/15/2013 6.29000 2.23421GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 12/15/2013 4.66000 4.66000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 22 35-2463538 40166J708 40166J716 GSHY 022 12/15/2013 6.27000 2.22710

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 4/15/2013 4.07000 1.55393GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 5/15/2013 6.43000 2.45497GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 5/15/2013 9.16000 9.16000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 6/15/2013 6.33000 2.41679GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 7/15/2013 6.37000 2.43207GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 8/15/2013 6.38000 2.43588GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 9/15/2013 6.38000 2.43588GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 10/15/2013 6.38000 2.43588GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 11/15/2013 6.38000 2.43588GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 23 35-2469597 40166J724 40166J732 GSHY 023 12/15/2013 6.38000 2.43588

MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 4/15/2013 0.00570 0.00271MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 5/15/2013 0.08740 0.04155MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 6/15/2013 0.04530 0.02154MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 7/15/2013 0.01820 0.00865MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 8/15/2013 0.08220 0.03908MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 8/15/2013 0.30040 0.29469MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 9/15/2013 0.04610 0.02192MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 10/15/2013 0.01420 0.00675MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 11/15/2013 0.05990 0.02848MLP & ENERGY FUNDS PORTFOLIO SERIES 2 35-2466457 40166J740 40166J757 40166J765 40166J773 MLP 002 12/15/2013 0.06550 0.03114

GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 1/15/2013 3.37000 0.05426GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 2/15/2013 3.35000 0.05394GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 3/15/2013 3.35000 0.05394GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 4/15/2013 2.93000 0.04717GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 4/15/2013 135.03000 135.03000GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 5/15/2013 2.40000 0.03864GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 5/15/2013 27.81000 27.81000GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 6/15/2013 1.99000 0.03204GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 6/15/2013 47.29000 47.29000GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 7/15/2013 1.95000 0.03140GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 8/15/2013 2.18000 0.03510GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 9/15/2013 1.97000 0.03172



Ticker Symbol




GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 10/15/2013 1.98000 0.03188GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 11/15/2013 1.98000 0.03188GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 12/15/2013 1.84000 0.02962GUGGENHEIM SHORT DURATION HIGH YIELD TRUS T SERIES 6 27-3607934 40167C108 40167C116 GSHY006 12/15/2013 50.58000 50.58000

GUGGENHEIM BUILD AMERICA BONDS TRUST SERIES 5 27-3586380 40167C488 40167C496 GBAB 005 12/18/2013 7.23000 3.43570

GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 1/15/2013 4.50000 0.34875GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 2/15/2013 4.50000 0.34875GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 3/15/2013 4.49000 0.34798GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 4/15/2013 4.52000 0.35030GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 5/15/2013 4.51000 0.34953GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 6/15/2013 4.48000 0.34720GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 7/15/2013 4.48000 0.34720GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 8/15/2013 4.48000 0.34720GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 9/15/2013 4.47000 0.34643GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 10/15/2013 4.47000 0.34643GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 11/15/2013 4.27000 0.33093GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 26 27-3696605 40167C504 40167C512 GIIC026 12/15/2013 4.36000 0.33790

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 24 27-4215360 40167D148 40167D155 40167D163 40167D171 PREF 024 1/15/2013 0.03000 0.00666FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 24 27-4215360 40167D148 40167D155 40167D163 40167D171 PREF 024 1/15/2013 0.37030 0.37030FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 24 27-4215360 40167D148 40167D155 40167D163 40167D171 PREF 024 2/15/2013 0.02390 0.00531FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 24 27-4215360 40167D148 40167D155 40167D163 40167D171 PREF 024 2/15/2013 0.09190 0.09190FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 24 27-4215360 40167D148 40167D155 40167D163 40167D171 PREF 024 3/15/2013 0.06680 0.01483FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 24 27-4215360 40167D148 40167D155 40167D163 40167D171 PREF 024 3/15/2013 0.08810 0.08810FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 24 27-4215360 40167D148 40167D155 40167D163 40167D171 PREF 024 4/15/2013 0.02980 0.00662FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 24 27-4215360 40167D148 40167D155 40167D163 40167D171 PREF 024 4/15/2013 0.56280 0.56280

GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SER 28 27-4425800 40167D387 40167D395 GIIC028 12/18/2013 47.19000 0.65594

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 8 45-3080645 40167D684 40167D692 GSHY008 5/15/2013 80.63000 67.39862GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 8 45-3080645 40167D684 40167D692 GSHY008 6/15/2013 6.65000 5.55874GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 8 45-3080645 40167D684 40167D692 GSHY008 12/15/2013 18.17000 15.18830

GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 1/15/2013 3.87000 0.00194GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 2/15/2013 3.87000 0.00194GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 3/15/2013 3.87000 0.00194GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 4/15/2013 3.89000 0.00195GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 5/15/2013 3.88000 0.00194GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 6/15/2013 3.86000 0.00193GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 7/15/2013 3.88000 0.00194GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 8/15/2013 4.59000 0.00230GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 9/15/2013 3.87000 0.00194GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 10/15/2013 3.85000 0.00193GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 11/15/2013 3.82000 0.00191GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TRUST SE RIES 29 45-0831835 40167E740 40167E757 GIIC029 12/15/2013 3.83000 0.00192

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 1/15/2013 0.03090 0.00674FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 1/15/2013 0.25310 0.23619FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 2/15/2013 0.02710 0.00591FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 2/15/2013 0.19060 0.17787FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 3/15/2013 0.05820 0.01269FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 4/15/2013 0.03030 0.00661FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 4/15/2013 0.08830 0.08240FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 5/15/2013 0.02190 0.00478FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 6/15/2013 0.06280 0.01370FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 6/15/2013 0.56750 0.52959FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 7/15/2013 0.02550 0.00556FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 7/15/2013 0.35400 0.33035FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 8/15/2013 0.01790 0.00390FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 9/15/2013 0.05160 0.01125FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 9/15/2013 0.47930 0.44728FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 10/15/2013 0.02240 0.00489FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 25 45-2441737 40167H586 40167H594 40167H602 40167H610 PREF 025 10/15/2013 0.04420 0.04125

GNMA PORTFOLIO SERIES 18 45-2710975 40167J467 40167J475 DGNMA18 1/1/2013 0.04585 0.04048

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 1/15/2013 0.03140 0.00771FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 1/15/2013 0.19030 0.17030FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 2/15/2013 0.03200 0.00786FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 3/15/2013 0.02230 0.01996FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 3/15/2013 0.06750 0.01657



Ticker Symbol




FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 4/15/2013 0.03160 0.00776FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 4/15/2013 0.32780 0.29335FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 5/15/2013 0.02820 0.00692FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 5/15/2013 0.37990 0.33997FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 6/15/2013 0.05610 0.01377FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 6/15/2013 0.63220 0.56576FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 7/15/2013 0.02790 0.00685FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 7/15/2013 0.31510 0.28198FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 8/15/2013 0.01880 0.00462FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 9/15/2013 0.05280 0.01296FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 10/15/2013 0.02330 0.00572FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 26 45-3696196 40167N625 40167N633 40167N641 40167N658 PREF 026 10/15/2013 0.13330 0.11929

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 10 45-3672687 40167N666 40167N674 GSHY010 4/15/2013 122.91000 120.52555GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 10 45-3672687 40167N666 40167N674 GSHY010 5/15/2013 32.78000 32.14407GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 10 45-3672687 40167N666 40167N674 GSHY010 6/15/2013 21.29000 20.87697GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 10 45-3672687 40167N666 40167N674 GSHY010 12/15/2013 35.98000 35.28199

GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS SELECT PORTFOLIO SERIES 3 45-3842885 40167N765 40167N773 40167N781 40167N799 GHDG 003 1/15/2013 0.01500 0.01500GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS SELECT PORTFOLIO SERIES 3 45-3842885 40167N765 40167N773 40167N781 40167N799 GHDG 003 2/15/2013 0.04340 0.04340

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 9 45-3357012 40167P265 40167P273 GSHY009 4/15/2013 113.17000 111.80064GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 9 45-3357012 40167P265 40167P273 GSHY009 5/15/2013 29.91000 29.54809GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 9 45-3357012 40167P265 40167P273 GSHY009 6/15/2013 56.14000 55.46071GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 9 45-3357012 40167P265 40167P273 GSHY009 8/15/2013 23.47000 23.18601

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 11 45-3861829 40167P687 40167P695 GSHY011 4/15/2013 120.82000 116.12010GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 11 45-3861829 40167P687 40167P695 GSHY011 5/15/2013 8.05000 7.73686GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 11 45-3861829 40167P687 40167P695 GSHY011 6/15/2013 86.93000 83.54842GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 11 45-3861829 40167P687 40167P695 GSHY011 7/15/2013 18.71000 17.98218GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 11 45-3861829 40167P687 40167P695 GSHY011 9/15/2013 42.57000 40.91403GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 11 45-3861829 40167P687 40167P695 GSHY011 12/15/2013 33.98000 32.65818

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 1/15/2013 5.81000 0.49327GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 2/15/2013 5.77000 0.48987GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 3/15/2013 5.78000 0.49072GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 4/15/2013 5.63000 0.47799GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 4/15/2013 28.35000 21.10658GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 5/15/2013 5.54000 0.47035GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 6/15/2013 5.58000 0.47374GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 7/15/2013 5.47000 0.46440GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 8/15/2013 6.59000 0.55949GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 9/15/2013 5.52000 0.46865GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 10/15/2013 5.53000 0.46950GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 11/15/2013 5.52000 0.46865GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 12 45-4265481 40167Q826 40167Q834 GSHY012 12/15/2013 5.50000 0.46695

GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 1/15/2013 4.30000 0.22102GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 2/15/2013 4.29000 0.22051GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 3/15/2013 4.26000 0.21896GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 4/15/2013 4.25000 0.21845GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 5/15/2013 4.25000 0.21845GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 6/15/2013 4.24000 0.21794GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 7/15/2013 4.25000 0.21845GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 8/15/2013 4.26000 0.21896GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 9/15/2013 4.27000 0.21948GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 10/15/2013 4.28000 0.21999GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 11/15/2013 4.25000 0.21845GUGGENHEIM INTERMEDIATE INVEST GRADE CORP TR SR 27 27-3943566 40167R261 40167R279 GIIC027 12/15/2013 4.26000 0.21896

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 7 27-4079179 40167R766 40167R774 GSHY007 4/15/2013 84.12000 83.67416GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 7 27-4079179 40167R766 40167R774 GSHY007 5/15/2013 25.89000 25.75278GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, SERIES 7 27-4079179 40167R766 40167R774 GSHY007 9/15/2013 16.87000 16.78059

GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS SELECT PO RTFOLIO, SERIES 4 45-4560494 40167T788 40167T796 40167T804 40167T812 GHDG 004 1/15/2013 0.02880 0.02203GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS SELECT PO RTFOLIO, SERIES 4 45-4560494 40167T788 40167T796 40167T804 40167T812 GHDG 004 2/15/2013 0.03460 0.02647GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS SELECT PO RTFOLIO, SERIES 4 45-4560494 40167T788 40167T796 40167T804 40167T812 GHDG 004 3/15/2013 0.03020 0.02310GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS SELECT PO RTFOLIO, SERIES 4 45-4560494 40167T788 40167T796 40167T804 40167T812 GHDG 004 4/15/2013 0.06210 0.04751GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS SELECT PO RTFOLIO, SERIES 4 45-4560494 40167T788 40167T796 40167T804 40167T812 GHDG 004 5/15/2013 0.04910 0.03756

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 1/15/2013 0.05120 0.00975FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 2/15/2013 0.03750 0.00714FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 3/15/2013 0.05810 0.01106



Ticker Symbol




FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 4/15/2013 0.05220 0.00994FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 4/15/2013 0.18800 0.18800FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 5/15/2013 0.03530 0.00672FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 5/15/2013 0.37220 0.37220FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 6/15/2013 0.05610 0.01068FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 6/15/2013 0.49410 0.49410FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 7/15/2013 0.04750 0.00904FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 7/15/2013 0.27040 0.27040FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 8/15/2013 0.02760 0.00526FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 9/15/2013 0.05280 0.01005FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 10/15/2013 0.04080 0.00777FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 10/15/2013 0.13240 0.13240FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 11/15/2013 0.02560 0.00487FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 27 45-4427169 40167U108 40167U116 40167U124 40167U132 PREF 027 12/15/2013 0.05010 0.00954

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 1/15/2013 6.64000 0.18924GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 2/15/2013 6.64000 0.18924GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 3/15/2013 6.64000 0.18924GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 4/15/2013 6.51000 0.18554GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 4/15/2013 32.90000 31.57413GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 5/15/2013 6.28000 0.17898GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 5/15/2013 32.07000 30.77758GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 6/15/2013 6.16000 0.17556GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 7/15/2013 6.16000 0.17556GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 8/15/2013 6.31000 0.17984GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 9/15/2013 6.16000 0.17556GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 10/15/2013 6.15000 0.17528GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 10/15/2013 6.25000 5.99813GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 11/15/2013 6.05000 0.17243GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 11/15/2013 19.79000 18.99246GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 12/15/2013 5.78000 0.16473GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 16 35-2447387 40167U629 40167U637 GSHY016 12/15/2013 50.63000 48.58961

BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 2/15/2013 0.13540 0.13540BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 3/15/2013 0.02130 0.00768BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 4/15/2013 0.04540 0.01637BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 5/15/2013 0.03500 0.01262BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 6/15/2013 0.06040 0.02178BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 7/15/2013 0.03210 0.01158BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 8/15/2013 0.04220 0.01522BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 9/15/2013 0.02430 0.00876BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 10/15/2013 0.04020 0.01450BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 11/15/2013 0.03270 0.01179BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO, SERIE S 6 35-2451328 40167V148 40167V155 40167V163 40167V171 GHDG 006 11/15/2013 0.18640 0.18640

MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 1/15/2013 0.02050 0.00241MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 2/15/2013 0.10100 0.01186MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 3/15/2013 0.02700 0.00317MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 4/15/2013 0.02110 0.00248MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 5/15/2013 0.09370 0.01100MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 6/15/2013 0.03830 0.00450MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 7/15/2013 0.02960 0.00348MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 8/15/2013 0.08540 0.01003MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 9/15/2013 0.04340 0.00510MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 10/15/2013 0.02900 0.00340MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 11/15/2013 0.06310 0.00741MLP & ENERGY FUNDS PORTFOLIO SERIES 1 35-2453351 40167V221 40167V239 40167V247 40167V254 MLP 001 12/15/2013 0.06350 0.00745

BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 2/15/2013 0.01200 0.00983BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 3/15/2013 0.03310 0.02712BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 4/15/2013 0.03910 0.03203BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 5/15/2013 0.02560 0.02097BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 6/15/2013 0.00550 0.00451BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 7/15/2013 0.03770 0.03088BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 8/15/2013 0.01070 0.00877BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 9/15/2013 0.03320 0.02720BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 10/15/2013 0.05430 0.04448BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 12/15/2013 0.01760 0.01760BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 7 35-2456918 40167V668 40167V676 40167V684 40167V692 GHDG 007 12/15/2013 0.03150 0.02580

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 1/15/2013 5.69000 1.63588GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 2/15/2013 6.33000 1.81988GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 3/15/2013 6.33000 1.81988



Ticker Symbol




GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 4/15/2013 6.34000 1.82275GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 5/15/2013 6.28000 1.80550GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 5/15/2013 14.98000 14.98000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 6/15/2013 5.99000 1.72213GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 6/15/2013 33.48000 33.48000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 7/15/2013 5.99000 1.72213GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 8/15/2013 5.98000 1.71925GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 9/15/2013 5.98000 1.71925GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 10/15/2013 5.98000 1.71925GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 11/15/2013 5.98000 1.71925GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 12/15/2013 5.96000 1.71350GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 21 35-2459421 40167V783 40167V791 GSHY021 12/15/2013 7.11000 7.11000

ML TOP PICKS FOR 2013 35-2466478 40168A184 40168A192 40168A200 40168A218 MPIX 001 8/15/2013 0.29040 0.08494

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 26 35-2479714 40168B224 40168B232 GSHY 026 8/15/2013 2.96000 1.88138GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 26 35-2479714 40168B224 40168B232 GSHY 026 9/15/2013 5.93000 3.76911GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 26 35-2479714 40168B224 40168B232 GSHY 026 10/15/2013 5.94000 3.77546GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 26 35-2479714 40168B224 40168B232 GSHY 026 11/15/2013 5.94000 3.77546GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 26 35-2479714 40168B224 40168B232 GSHY 026 12/15/2013 5.91000 3.75640GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 26 35-2479714 40168B224 40168B232 GSHY 026 12/15/2013 7.06000 7.06000

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 22 35-2479739 40168B570 40168B588 40168B596 40168B604 CZIP 022 9/15/2013 0.01270 0.00259ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 22 35-2479739 40168B570 40168B588 40168B596 40168B604 CZIP 022 10/15/2013 0.05140 0.01050ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 22 35-2479739 40168B570 40168B588 40168B596 40168B604 CZIP 022 11/15/2013 0.07530 0.01538ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 22 35-2479739 40168B570 40168B588 40168B596 40168B604 CZIP 022 12/15/2013 0.02440 0.00498ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 22 35-2479739 40168B570 40168B588 40168B596 40168B604 CZIP 022 12/18/2013 0.07530 0.01538

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 2 1 35-2472908 40168C388 40168C396 40168C404 40168C412 CZIP 021 6/15/2013 0.02430 0.00155ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 2 1 35-2472908 40168C388 40168C396 40168C404 40168C412 CZIP 021 7/15/2013 0.04350 0.00277ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 2 1 35-2472908 40168C388 40168C396 40168C404 40168C412 CZIP 021 8/15/2013 0.07890 0.00503ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 2 1 35-2472908 40168C388 40168C396 40168C404 40168C412 CZIP 021 9/15/2013 0.03160 0.00201ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 2 1 35-2472908 40168C388 40168C396 40168C404 40168C412 CZIP 021 10/15/2013 0.03520 0.00224ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 2 1 35-2472908 40168C388 40168C396 40168C404 40168C412 CZIP 021 11/15/2013 0.08070 0.00514ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 2 1 35-2472908 40168C388 40168C396 40168C404 40168C412 CZIP 021 12/15/2013 0.02860 0.00182ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 2 1 35-2472908 40168C388 40168C396 40168C404 40168C412 CZIP 021 12/18/2013 0.03100 0.00197

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 4 35-2472909 40168C420 40168C438 40168C446 40168C453 TZIP 004 6/15/2013 0.02310 0.00135ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 4 35-2472909 40168C420 40168C438 40168C446 40168C453 TZIP 004 7/15/2013 0.04180 0.00245ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 4 35-2472909 40168C420 40168C438 40168C446 40168C453 TZIP 004 8/15/2013 0.07880 0.00461ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 4 35-2472909 40168C420 40168C438 40168C446 40168C453 TZIP 004 9/15/2013 0.02720 0.00159ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 4 35-2472909 40168C420 40168C438 40168C446 40168C453 TZIP 004 10/15/2013 0.03910 0.00229ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 4 35-2472909 40168C420 40168C438 40168C446 40168C453 TZIP 004 11/15/2013 0.08090 0.00473ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 4 35-2472909 40168C420 40168C438 40168C446 40168C453 TZIP 004 12/15/2013 0.02900 0.00170ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) SERIES 4 35-2472909 40168C420 40168C438 40168C446 40168C453 TZIP 004 12/18/2013 0.03750 0.00219

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 5/15/2013 2.97000 1.26789GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 6/15/2013 5.94000 2.53579GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 7/15/2013 5.96000 2.54432GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 8/15/2013 5.95000 2.54006GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 9/15/2013 5.95000 2.54006GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 10/15/2013 5.94000 2.53579GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 11/15/2013 5.95000 2.54006GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 12/15/2013 5.91000 2.52298GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 24 35-2472900 40168C586 40168C594 GSHY 024 12/15/2013 10.16000 10.16000

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 3/15/2013 0.04710 0.00418FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 4/15/2013 0.04120 0.00366FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 5/15/2013 0.03480 0.00309FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 6/15/2013 0.06770 0.00601FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 6/15/2013 0.09440 0.09440FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 7/15/2013 0.04240 0.00377FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 7/15/2013 0.06650 0.06650FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 8/15/2013 0.02950 0.00262FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 9/15/2013 0.06620 0.00588FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 10/15/2013 0.03530 0.00313FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 11/15/2013 0.02920 0.00259FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 31 35-2463577 40168D154 40168D162 40168D170 40168D188 PREF 031 12/15/2013 0.07050 0.00626

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 4/15/2013 0.05370 0.00404ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 5/15/2013 0.07920 0.00596ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 6/15/2013 0.02580 0.00194ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 7/15/2013 0.04390 0.00331



Ticker Symbol




ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 8/15/2013 0.08650 0.00651ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 9/15/2013 0.03280 0.00247ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 10/15/2013 0.03890 0.00293ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 11/15/2013 0.08090 0.00609ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 12/15/2013 0.03120 0.00235ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, SERIES 20 35-2463578 40168D196 40168D212 40168D220 40168D238 CZIP 020 12/18/2013 0.01650 0.00124

BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 8 35-2466432 40168D592 40168D618 40168D626 40168D634 GHDG 008 5/15/2013 0.02310 0.00485BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 8 35-2466432 40168D592 40168D618 40168D626 40168D634 GHDG 008 6/15/2013 0.03100 0.00651BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 8 35-2466432 40168D592 40168D618 40168D626 40168D634 GHDG 008 7/15/2013 0.02360 0.00496BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 8 35-2466432 40168D592 40168D618 40168D626 40168D634 GHDG 008 10/15/2013 0.05110 0.01074BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 8 35-2466432 40168D592 40168D618 40168D626 40168D634 GHDG 008 11/15/2013 0.03580 0.00752BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 8 35-2466432 40168D592 40168D618 40168D626 40168D634 GHDG 008 12/15/2013 0.01140 0.00240BLUEPRINTS TACTICAL HIGH DIVIDEND PORTFOLIO SERIES 8 35-2466432 40168D592 40168D618 40168D626 40168D634 GHDG 008 12/15/2013 0.18330 0.18330

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 25 35-2473001 40168E343 40168E350 GSHY 025 6/15/2013 3.16000 1.39451GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 25 35-2473001 40168E343 40168E350 GSHY 025 7/15/2013 5.93000 2.61691GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 25 35-2473001 40168E343 40168E350 GSHY 025 8/15/2013 5.93000 2.61691GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 25 35-2473001 40168E343 40168E350 GSHY 025 9/15/2013 5.93000 2.61691GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 25 35-2473001 40168E343 40168E350 GSHY 025 10/15/2013 5.94000 2.62132GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 25 35-2473001 40168E343 40168E350 GSHY 025 11/15/2013 5.93000 2.61691GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 25 35-2473001 40168E343 40168E350 GSHY 025 12/15/2013 5.24000 5.24000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 25 35-2473001 40168E343 40168E350 GSHY 025 12/15/2013 5.91000 2.60808

MLP PORTFOLIO, SERIES 3 35-2482777 40168F548 40168F555 40168F563 40168F571 MLP 003 10/15/2013 0.01920 0.00882MLP PORTFOLIO, SERIES 3 35-2482777 40168F548 40168F555 40168F563 40168F571 MLP 003 11/15/2013 0.06010 0.02760MLP PORTFOLIO, SERIES 3 35-2482777 40168F548 40168F555 40168F563 40168F571 MLP 003 12/15/2013 0.06840 0.03142

TOTAL INCOME PORTFOLIO, SERIES 1 35-2482780 40168F589 40168F597 40168F605 40168F613 TIP 001 10/15/2013 0.05180 0.01557TOTAL INCOME PORTFOLIO, SERIES 1 35-2482780 40168F589 40168F597 40168F605 40168F613 TIP 001 11/15/2013 0.04720 0.01419TOTAL INCOME PORTFOLIO, SERIES 1 35-2482780 40168F589 40168F597 40168F605 40168F613 TIP 001 12/15/2013 0.03120 0.00938TOTAL INCOME PORTFOLIO, SERIES 1 35-2482780 40168F589 40168F597 40168F605 40168F613 TIP 001 12/18/2013 0.06220 0.01870

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 27 35-2482808 40168F621 40168F639 GSHY 027 9/15/2013 3.37000 2.31249GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 27 35-2482808 40168F621 40168F639 GSHY 027 10/15/2013 5.94000 4.07603GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 27 35-2482808 40168F621 40168F639 GSHY 027 11/15/2013 5.95000 4.08289GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 27 35-2482808 40168F621 40168F639 GSHY 027 12/15/2013 5.95000 4.08289

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) , SERIES 5 35-2482793 40168F647 40168F654 40168F662 40168F670 TZIP 005 9/15/2013 0.01200 0.00282ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) , SERIES 5 35-2482793 40168F647 40168F654 40168F662 40168F670 TZIP 005 10/15/2013 0.05010 0.01176ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) , SERIES 5 35-2482793 40168F647 40168F654 40168F662 40168F670 TZIP 005 11/15/2013 0.07570 0.01777ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) , SERIES 5 35-2482793 40168F647 40168F654 40168F662 40168F670 TZIP 005 12/15/2013 0.02180 0.00512ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR) , SERIES 5 35-2482793 40168F647 40168F654 40168F662 40168F670 TZIP 005 12/18/2013 0.07480 0.01756

FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 32 35-2482802 40168F688 40168F696 40168F704 40168F712 PREF 032 9/15/2013 0.05160 0.02478FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 32 35-2482802 40168F688 40168F696 40168F704 40168F712 PREF 032 10/15/2013 0.03690 0.01772FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 32 35-2482802 40168F688 40168F696 40168F704 40168F712 PREF 032 11/15/2013 0.03890 0.01868FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 32 35-2482802 40168F688 40168F696 40168F704 40168F712 PREF 032 12/15/2013 0.07750 0.03722FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 32 35-2482802 40168F688 40168F696 40168F704 40168F712 PREF 032 12/18/2013 0.10790 0.05181

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 28 35-2485412 40168F720 40168F738 GSHY 028 10/15/2013 2.77000 2.39134GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 28 35-2485412 40168F720 40168F738 GSHY 028 11/15/2013 5.95000 5.13664GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 28 35-2485412 40168F720 40168F738 GSHY 028 12/15/2013 5.96000 5.14527

ALTERNATIVE INCOME PORTFOLIO SERIES 1 35-2485443 40168H742 40168H759 40168H767 40168H775 AIP 001 11/15/2013 0.04380 0.02142ALTERNATIVE INCOME PORTFOLIO SERIES 1 35-2485443 40168H742 40168H759 40168H767 40168H775 AIP 001 12/15/2013 0.02850 0.01394ALTERNATIVE INCOME PORTFOLIO SERIES 1 35-2485443 40168H742 40168H759 40168H767 40168H775 AIP 001 12/18/2013 0.12100 0.05918

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 23 35-2485462 40168J300 40168J318 40168J326 40168J334 CZIP 023 12/15/2013 0.01790 0.00342ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO SERIES 23 35-2485462 40168J300 40168J318 40168J326 40168J334 CZIP 023 12/18/2013 0.08080 0.01542

ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR)SERIES 6 35-2485461 40168J342 40168J359 40168J367 40168J375 TZIP 006 12/15/2013 0.01780 0.00278ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR)SERIES 6 35-2485461 40168J342 40168J359 40168J367 40168J375 TZIP 006 12/18/2013 0.07590 0.01184

GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 29 35-2485479 40168J706 40168J714 GSHY 029 11/15/2013 2.67000 2.67000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES 29 35-2485479 40168J706 40168J714 GSHY 029 12/15/2013 5.35000 5.35000

ONEFOLIO PRIVATE SELECT SERIES 40 35-2487158 40168J722 40168J730 ONEP 040 12/18/2013 0.02020 0.01425

SECULAR GROWTH PORTFOLIO 2013 SERIES 35-2485463 40168J763 40168J771 40168J789 40168J797 MSSG 001 12/18/2013 0.00330 0.00330

MLP & ENERGY FUNDS PORTFOLIO SERIES 4 35-7049523 40168K422 40168K430 40168K455 40168K448 MLP 004 12/31/2013 0.01150 0.00196



Ticker Symbol




GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES30 35-2487135 40168K463 40168K471 GSHY 030 12/15/2013 3.59000 3.59000GUGGENHEIM SHORT DURATION HIGH YIELD TRUST SERIES30 35-2487135 40168K463 40168K471 GSHY 030 12/18/2013 0.53000 0.53000

HIGH INCOME INVESTMENT GRADE TRUST, SERIES 1 35-2472964 429679103 429679111 HIGT1 5/10/2013 1.96000 1.59368HIGH INCOME INVESTMENT GRADE TRUST, SERIES 1 35-2472964 429679103 429679111 HIGT1 6/10/2013 4.21000 3.42315HIGH INCOME INVESTMENT GRADE TRUST, SERIES 1 35-2472964 429679103 429679111 HIGT1 7/10/2013 4.21000 3.42315HIGH INCOME INVESTMENT GRADE TRUST, SERIES 1 35-2472964 429679103 429679111 HIGT1 8/10/2013 4.25000 3.45568HIGH INCOME INVESTMENT GRADE TRUST, SERIES 1 35-2472964 429679103 429679111 HIGT1 9/10/2013 4.25000 3.45568HIGH INCOME INVESTMENT GRADE TRUST, SERIES 1 35-2472964 429679103 429679111 HIGT1 10/10/2013 4.25000 3.45568HIGH INCOME INVESTMENT GRADE TRUST, SERIES 1 35-2472964 429679103 429679111 HIGT1 11/10/2013 4.23000 3.43941HIGH INCOME INVESTMENT GRADE TRUST, SERIES 1 35-2472964 429679103 429679111 HIGT1 12/10/2013 4.25000 3.45568

HIGH INCOME INVESTMENT GRADE TRUST, SERIES 2 35-2479720 429679129 429679137 HIGT2 8/10/2013 3.75000 3.52275HIGH INCOME INVESTMENT GRADE TRUST, SERIES 2 35-2479720 429679129 429679137 HIGT2 9/10/2013 4.50000 4.22730HIGH INCOME INVESTMENT GRADE TRUST, SERIES 2 35-2479720 429679129 429679137 HIGT2 10/10/2013 4.51000 4.23669HIGH INCOME INVESTMENT GRADE TRUST, SERIES 2 35-2479720 429679129 429679137 HIGT2 11/10/2013 4.52000 4.24609HIGH INCOME INVESTMENT GRADE TRUST, SERIES 2 35-2479720 429679129 429679137 HIGT2 12/10/2013 4.56000 4.28366

HIGH INCOME INVESTMENT GRADE TRUST, SERIES 3 35-2485477 429679145 429679152 HIGT3 11/10/2013 3.07000 3.07000HIGH INCOME INVESTMENT GRADE TRUST, SERIES 3 35-2485477 429679145 429679152 HIGT3 12/10/2013 4.85000 4.85000

NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO 4Q 2012 35-2459396 45327B106 45327B114 45327B122 45327B130 NDB4Q12 7/10/2013 0.21560 0.21446NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO 4Q 2012 35-2459396 45327B106 45327B114 45327B122 45327B130 NDB4Q12 12/10/2013 0.16070 0.15985

EUROPEAN DIVIDEND BUILDERS PORTFOLIO 4Q 2012 35-2456919 45327D102 45327D110 45327D128 45327D136 EDB4Q12 3/10/2013 0.01510 0.01510EUROPEAN DIVIDEND BUILDERS PORTFOLIO 4Q 2012 35-2456919 45327D102 45327D110 45327D128 45327D136 EDB4Q12 7/10/2013 0.01520 0.01520EUROPEAN DIVIDEND BUILDERS PORTFOLIO 4Q 2012 35-2456919 45327D102 45327D110 45327D128 45327D136 EDB4Q12 12/18/2013 0.01230 0.01230

EMERGING MARKETS GDP GROWTH PORTFOLIO, SERIES 1 35-2451326 45327J109 45327J117 45327J125 45327J133 EMG0001 9/12/2013 0.28590 0.00009

BALANCED RISK ALLOCATION PORTFOLIO, 4Q 2012 35-2456867 45327P105 45327P113 45327P121 45327P139 BRA4Q12 12/18/2013 0.01910 0.01910

BALANCE SHEET STRENTGH PORTFOLIO SERIES 2 35-2459395 45327R101 45327R119 45327R127 45327R135 BSS0002 2/10/2013 0.18590 0.18590BALANCE SHEET STRENTGH PORTFOLIO SERIES 2 35-2459395 45327R101 45327R119 45327R127 45327R135 BSS0002 6/10/2013 0.11040 0.09130BALANCE SHEET STRENTGH PORTFOLIO SERIES 2 35-2459395 45327R101 45327R119 45327R127 45327R135 BSS0002 10/10/2013 0.01930 0.01930BALANCE SHEET STRENTGH PORTFOLIO SERIES 2 35-2459395 45327R101 45327R119 45327R127 45327R135 BSS0002 12/10/2013 0.01670 0.01381

EMERGING MARKETS GDP GROWTH PORTFOLIO SERIES 2 35-2466455 45327V102 45327V110 45327V128 45327V136 EMG0002 12/10/2013 0.02890 0.00829EMERGING MARKETS GDP GROWTH PORTFOLIO SERIES 2 35-2466455 45327V136 45327V110 45327V102 45327V128 EMG0002 12/31/2013 0.05480 0.01572

BALANCED RISK ALLOCATION PORTFOLIO 1Q 2013 35-2463582 45327X108 45327X116 45327X124 45327X132 BRA1Q13 12/10/2013 0.07180 0.03648BALANCED RISK ALLOCATION PORTFOLIO 1Q 2013 35-2463582 45327X108 45327X116 45327X124 45327X132 BRA1Q13 12/18/2013 0.01880 0.00955BALANCED RISK ALLOCATION PORTFOLIO 1Q 2013 35-2463582 45327X108 45327X116 45327X124 45327X132 BRA1Q13 12/18/2013 0.01990 0.01990BALANCED RISK ALLOCATION PORTFOLIO 1Q 2013 35-2463582 45327X132 45327X116 45327X108 45327X124 BRA1Q13 12/31/2013 0.03820 0.01941

ZACKS SELECT EQUITIES BLEND PORTFOLIO 2Q 2013 35-2472951 45327Y106 45327Y114 45327Y122 45327Y130 SEB2Q13 12/18/2013 0.01810 0.01810

NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO 1Q 2013 35-2466460 45328A107 45328A115 45328A123 45328A131 NDB1Q13 6/10/2013 0.04460 0.01823NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO 1Q 2013 35-2466460 45328A107 45328A115 45328A123 45328A131 NDB1Q13 12/10/2013 0.06180 0.02526NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO 1Q 2013 35-2466460 45328A107 45328A115 45328A123 45328A131 NDB1Q13 12/10/2013 0.12480 0.12480

INCAPITAL MORNINGSTAR WIDE MOAT PORTFOLIO, 3Q 2013 35-2475920 45328B105 45328B113 45328B121 45328B139 WMP3Q13 12/10/2013 0.02650 0.02650INCAPITAL MORNINGSTAR WIDE MOAT PORTFOLIO, 3Q 2013 35-2475920 45328B105 45328B113 45328B121 45328B139 WMP3Q13 12/18/2013 0.00290 0.00290

EUROPEAN DIVIDEND BUILDERS PORTFOLIO 1Q 2013 35-2466456 45328C103 45328C111 45328C129 45328C137 EDB1Q13 6/10/2013 0.17630 0.11495EUROPEAN DIVIDEND BUILDERS PORTFOLIO 1Q 2013 35-2466456 45328C103 45328C111 45328C129 45328C137 EDB1Q13 8/10/2013 0.01040 0.01040

INCAPITAL MORNINGSTAR WIDE MOAT PORTFOLIO, 2Q 2013 35-2469611 45328D101 45328D119 45328D127 45328D135 WMP2Q13 6/10/2013 0.01030 0.00668INCAPITAL MORNINGSTAR WIDE MOAT PORTFOLIO, 2Q 2013 35-2469611 45328D101 45328D119 45328D127 45328D135 WMP2Q13 12/10/2013 0.07270 0.04715

BALANCED RISK ALLOCATION PORTFOLIO 2Q 2013 35-2472950 45328E109 45328E117 45328E125 45328E133 BRA2Q13 6/10/2013 0.01530 0.00706BALANCED RISK ALLOCATION PORTFOLIO 2Q 2013 35-2472950 45328E109 45328E117 45328E125 45328E133 BRA2Q13 12/18/2013 0.01910 0.00881BALANCED RISK ALLOCATION PORTFOLIO 2Q 2013 35-2472950 45328E109 45328E117 45328E125 45328E133 BRA2Q13 12/18/2013 0.05340 0.05340BALANCED RISK ALLOCATION PORTFOLIO 2Q 2013 35-2472950 45328E133 45328E117 45328E109 45328E125 BRA2Q13 12/31/2013 0.03800 0.01753

NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO, 2Q 201 3 35-2475860 45328F106 45328F114 45328F122 45328F130 NDB2Q13 8/10/2013 0.05140 0.05140NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO, 2Q 201 3 35-2475860 45328F106 45328F114 45328F122 45328F130 NDB2Q13 9/10/2013 0.02690 0.01445NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO, 2Q 201 3 35-2475860 45328F106 45328F114 45328F122 45328F130 NDB2Q13 12/10/2013 0.02090 0.01123NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO, 2Q 201 3 35-2475860 45328F106 45328F114 45328F122 45328F130 NDB2Q13 12/10/2013 0.09990 0.09990

EUROPEAN DIVIDEND BUILDERS PORTFOLIO 2Q 2013 35-2475859 45328G104 45328G112 45328G120 45328G138 EDB2Q13 9/10/2013 0.02260 0.02260EUROPEAN DIVIDEND BUILDERS PORTFOLIO 2Q 2013 35-2475859 45328G104 45328G112 45328G120 45328G138 EDB2Q13 12/18/2013 0.00260 0.00260



Ticker Symbol




BALANCE SHEET STRENGTH PORTFOLIO, SERIES 3 35-2475858 45328H102 45328H110 45328H128 45328H136 BSS0003 12/10/2013 0.02660 0.02076BALANCE SHEET STRENGTH PORTFOLIO, SERIES 3 35-2475858 45328H102 45328H110 45328H128 45328H136 BSS0003 12/18/2013 0.02370 0.01850

ZACKS SELECT EQUITIES BLEND PORTFOLIO, 3Q 2013 35-2479741 45328J108 45328J116 45328J124 45328J132 SEB3Q13 12/18/2013 0.00800 0.00800

ZACKS SELECT EQUITY INCOME PORTFOLIO, 3Q 2013 35-2479740 45328L103 45328L111 45328L129 45328L137 SEI3Q13 9/10/2013 0.02130 0.01414ZACKS SELECT EQUITY INCOME PORTFOLIO, 3Q 2013 35-2479740 45328L103 45328L111 45328L129 45328L137 SEI3Q13 12/10/2013 0.06760 0.04487ZACKS SELECT EQUITY INCOME PORTFOLIO, 3Q 2013 35-2479740 45328L103 45328L111 45328L129 45328L137 SEI3Q13 12/18/2013 0.04620 0.03066

ARGUS MODERN INNOVATORS, SERIES 1 35-2485460 45328N109 45328N117 45328N125 45328N133 AMI0001 12/10/2013 0.02500 0.01143ARGUS MODERN INNOVATORS, SERIES 1 35-2485460 45328N109 45328N117 45328N125 45328N133 AMI0001 12/18/2013 0.02460 0.01125

NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO, 3Q 201 3 35-2482831 45328P104 45328P112 45328P120 45328P138 NDB3Q13 12/10/2013 0.02330 0.02330NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO, 3Q 201 3 35-2482831 45328P104 45328P112 45328P120 45328P138 NDB3Q13 12/10/2013 0.02940 0.02940NORTH AMERICAN DIVIDEND BUILDERS PORTFOLIO, 3Q 201 3 35-2482831 45328P104 45328P112 45328P120 45328P138 NDB3Q13 12/18/2013 0.02410 0.02410

ZACKS SELECT EQUITIES BLEND PORTFOLIO, SERIES 4Q 2013 35-2487093 45328Q102 45328Q110 45328Q128 45328Q136 SEB4Q13 12/18/2013 0.01430 0.01430

ZACKS SELECT EQUITY INCOME PORTFOLIO, 4Q 2013 35-2487092 45328Q144 45328Q151 45328Q169 45328Q177 SEI4Q13 12/10/2013 0.01010 0.00572ZACKS SELECT EQUITY INCOME PORTFOLIO, 4Q 2013 35-2487092 45328Q144 45328Q151 45328Q169 45328Q177 SEI4Q13 12/18/2013 0.08740 0.04946

EUROPEAN DIVIDEND BUILDERS PORTFOLIO, 3Q 2013 35-2482830 45328R100 45328R118 45328R126 45328R134 EDB3Q13 12/18/2013 0.02820 0.02820

INCAPITAL MORNINGSTAR WIDE MOAT PORTFOLIO, 4Q 2013 35-2485390 45328T106 45328T114 45328T122 45328T130 WMP4Q13 12/10/2013 0.01270 0.00644INCAPITAL MORNINGSTAR WIDE MOAT PORTFOLIO, 4Q 2013 35-2485390 45328T106 45328T114 45328T122 45328T130 WMP4Q13 12/18/2013 0.04400 0.02231

INSURED LADDERED TRUST SERIES 9 20-5558570 45807P260 45807P278 VILT9 2/10/2013 65.64000 63.78895

INSURED LADDERED TRUST, SERIES 10 11-3793007 45807P286 45807P294 VILT10 10/10/2013 68.42000 64.65690

INSURED LADDERED TRUST, SERIES 11 11-3808336 45807P302 45807P310 VILT11 12/10/2013 12.64000 0.71542

INSURED MUNICIPAL INCOME TRUST SERIES 515 20-5471948 45809R116 45809R124 IMIT515 1/10/2013 89.28000 87.45869INSURED MUNICIPAL INCOME TRUST SERIES 515 20-5471948 45809R116 45809R124 IMIT515 6/10/2013 33.42000 32.73823

INSURED MUNICIPALS INCOME TRUST, SERIES 516 20-5463046 45809R132 45809R140 IMIT516 7/10/2013 48.22000 45.49557

INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 1/10/2013 3.48000 0.03376INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 2/10/2013 3.47000 0.03366INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 3/10/2013 3.48000 0.03376INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 4/10/2013 3.47000 0.03366INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 5/10/2013 3.48000 0.03376INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 6/10/2013 3.48000 0.03376INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 7/10/2013 3.60000 0.03492INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 8/10/2013 3.49000 0.03385INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 9/10/2013 3.44000 0.03337INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 10/10/2013 3.45000 0.03347INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 11/10/2013 3.27000 0.03172INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 45809R165 IMIT517 11/10/2013 48.12000 48.12000INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R157 IMIT517 12/10/2013 3.24000 0.03143INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R165 IMIT517 6/10/2013 21.05000 0.20419INSURED MUNICIPALS INCOME TRUST, SERIES 517 20-5738478 45809R165 IMIT517 12/10/2013 20.69000 0.20069

INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 1/10/2013 3.33000 0.19048INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 2/10/2013 3.24000 0.18533INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 3/10/2013 3.24000 0.18533INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 4/10/2013 3.24000 0.18533INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 5/10/2013 3.24000 0.18533INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 6/10/2013 3.24000 0.18533INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 7/10/2013 3.26000 0.18647INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 8/10/2013 3.25000 0.18590INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 9/10/2013 3.24000 0.18533INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 10/10/2013 3.24000 0.18533INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 11/10/2013 3.21000 0.18361INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R173 IMIT518 12/10/2013 3.24000 0.18533INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R181 IMIT518 6/10/2013 19.73000 1.12856INSURED MUNICIPALS INCOME TRUST, SERIES 518 11-3792998 45809R181 IMIT518 12/10/2013 19.63000 1.12284

INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 1/10/2013 3.27000 0.04545INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 2/10/2013 3.25000 0.04518INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 3/10/2013 3.26000 0.04531INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 4/10/2013 3.24000 0.04504INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 5/10/2013 3.24000 0.04504



Ticker Symbol




INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 6/10/2013 3.09000 0.04295INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 45809R215 IMIT519 6/10/2013 46.88000 46.88000INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 7/10/2013 3.06000 0.04253INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 8/10/2013 3.05000 0.04240INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 9/10/2013 3.05000 0.04240INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 45809R215 IMIT519 9/10/2013 27.96000 27.96000INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 10/10/2013 2.90000 0.04031INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 45809R215 IMIT519 10/10/2013 34.86000 34.86000INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 11/10/2013 2.80000 0.03892INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R199 IMIT519 12/10/2013 2.80000 0.03892INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R215 IMIT519 6/10/2013 19.53000 0.27147INSURED MUNICIPALS INCOME TRUST SERIES 519 11-3797674 45809R215 IMIT519 12/10/2013 17.83000 0.24784

INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 1/10/2013 3.22000 0.14619INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 2/10/2013 3.22000 0.14619INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 3/10/2013 3.21000 0.14573INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 4/10/2013 3.21000 0.14573INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 5/10/2013 3.20000 0.14528INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 6/10/2013 3.21000 0.14573INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 7/10/2013 3.23000 0.14664INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 8/10/2013 3.19000 0.14483INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 9/10/2013 3.19000 0.14483INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 10/10/2013 3.20000 0.14528INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 11/10/2013 3.19000 0.14483INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 45809R256 IMIT520 12/10/2013 1.84000 1.84000INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R249 IMIT520 12/10/2013 3.18000 0.14437INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R256 IMIT520 6/10/2013 19.46000 0.88348INSURED MUNICIPALS INCOME TRUST SERIES 520 11-3797684 45809R256 IMIT520 12/10/2013 19.36000 0.87894

INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 1/10/2013 3.33000 0.12954INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 2/10/2013 3.32000 0.12915INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 3/10/2013 3.31000 0.12876INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 4/10/2013 3.32000 0.12915INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 5/10/2013 3.31000 0.12876INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 6/10/2013 3.32000 0.12915INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 7/10/2013 3.31000 0.12876INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 8/10/2013 3.31000 0.12876INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 9/10/2013 3.30000 0.12837INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 10/10/2013 3.30000 0.12837INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 11/10/2013 3.30000 0.12837INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R264 IMIT521 12/10/2013 3.30000 0.12837INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R272 IMIT521 6/10/2013 20.10000 0.78189INSURED MUNICIPALS INCOME TRUST SERIES 521 11-3804659 45809R272 IMIT521 12/10/2013 20.02000 0.77878

INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 1/10/2013 3.36000 0.17976INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 2/10/2013 3.37000 0.18030INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 3/10/2013 3.37000 0.18030INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 4/10/2013 3.36000 0.17976INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 5/10/2013 3.37000 0.18030INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 6/10/2013 3.28000 0.17548INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 45809R298 IMIT522 6/10/2013 26.19000 26.19000INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 7/10/2013 3.27000 0.17495INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 8/10/2013 3.27000 0.17495INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 9/10/2013 3.26000 0.17441INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 10/10/2013 3.26000 0.17441INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 11/10/2013 3.28000 0.17548INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R280 IMIT522 12/10/2013 3.24000 0.17334INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R298 IMIT522 6/10/2013 20.29000 1.08552INSURED MUNICIPALS INCOME TRUST, SERIES 522 11-3808332 45809R298 IMIT522 12/10/2013 19.76000 1.05716

INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 1/10/2013 3.67000 0.04000INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 2/10/2013 3.57000 0.03891INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 3/10/2013 3.58000 0.03902INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 4/10/2013 3.56000 0.03880INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 5/10/2013 3.57000 0.03891INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 6/10/2013 3.46000 0.03771INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 45809R322 IMIT526 6/10/2013 27.28000 27.28000INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 7/10/2013 3.46000 0.03771INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 8/10/2013 3.47000 0.03782INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 9/10/2013 3.45000 0.03761INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 10/10/2013 3.46000 0.03771INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 11/10/2013 3.46000 0.03771INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R314 IMIT526 12/10/2013 3.46000 0.03771



Ticker Symbol




INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R322 IMIT526 3/10/2013 21.86000 0.23827INSURED MUNICIPALS INCOME TRUST SER 526 11-3819559 45809R322 IMIT526 9/10/2013 21.17000 0.23075

INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 1/10/2013 3.40000 0.04216INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 2/10/2013 3.39000 0.04204INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 3/10/2013 3.38000 0.04191INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 4/10/2013 3.37000 0.04179INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 5/10/2013 3.38000 0.04191INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 6/10/2013 3.37000 0.04179INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 7/10/2013 3.42000 0.04241INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 8/10/2013 3.39000 0.04204INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 9/10/2013 3.34000 0.04142INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 10/10/2013 3.35000 0.04154INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 11/10/2013 3.35000 0.04154INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R330 IMIT527 12/10/2013 3.37000 0.04179INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R348 IMIT527 6/10/2013 20.47000 0.25383INSURED MUNICIPALS INCOME TRUST SER 527 11-3819594 45809R348 IMIT527 12/10/2013 20.41000 0.25308

INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 1/10/2013 3.46000 0.12110INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 2/10/2013 3.44000 0.12040INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 3/10/2013 3.43000 0.12005INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 4/10/2013 3.44000 0.12040INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 5/10/2013 3.45000 0.12075INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 6/10/2013 3.29000 0.11515INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 45809R470 IMIT532 6/10/2013 35.48000 35.48000INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 7/10/2013 3.29000 0.11515INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 8/10/2013 3.27000 0.11445INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 9/10/2013 3.26000 0.11410INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 10/10/2013 3.26000 0.11410INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 11/10/2013 3.26000 0.11410INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R462 IMIT532 12/10/2013 3.27000 0.11445INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R470 IMIT532 6/10/2013 20.70000 0.72450INSURED MUNICIPALS INCOME TRSUT, SERIES 532 11-3829141 45809R470 IMIT532 12/10/2013 19.80000 0.69300



INSURED MUNICIPALS INCOME TRUST, SERIES 537 11-3834025 45809R637 45809R645 IMIT537 6/10/2013 57.42000 52.51633INSURED MUNICIPALS INCOME TRUST, SERIES 537 11-3834025 45809R637 45809R645 IMIT537 10/10/2013 49.72000 45.47391

INSURED MUNICIPALS INCOME TRUST, SERIES 538 11-3834043 45809R652 45809R660 IMIT538 10/10/2013 36.40000 33.85200

INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 1/10/2013 3.30000 0.27060INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 2/10/2013 3.31000 0.27142



Ticker Symbol




INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 3/10/2013 3.30000 0.27060INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 4/10/2013 3.29000 0.26978INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 5/10/2013 3.80000 0.31160INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 6/10/2013 3.41000 0.27962INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 7/10/2013 3.38000 0.27716INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 8/10/2013 3.37000 0.27634INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 9/10/2013 3.34000 0.27388INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 10/10/2013 3.33000 0.27306INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 11/10/2013 3.34000 0.27388INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V547 IMLT19 12/10/2013 3.38000 0.27716INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V554 IMLT19 6/10/2013 20.59000 1.68838INSURED MUNICIPALS INC TRUST, LADDERED SERIES 19 11-3797647 45809V554 IMLT19 12/10/2013 20.35000 1.66870

INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 1/10/2013 3.52000 0.21366INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 2/10/2013 3.53000 0.21427INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 3/10/2013 3.52000 0.21366INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 4/10/2013 3.53000 0.21427INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 5/10/2013 3.52000 0.21366INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 6/10/2013 3.53000 0.21427INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 7/10/2013 3.53000 0.21427INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 8/10/2013 3.52000 0.21366INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 45809V596 IMLM104 8/10/2013 21.39000 20.72477INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 9/10/2013 3.47000 0.21063INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 10/10/2013 3.44000 0.20881INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 11/10/2013 3.43000 0.20820INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V588 IMLM104 12/10/2013 3.44000 0.20881INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V596 IMLM104 6/10/2013 21.36000 1.29655INSURED MUNI INCOME TRUST, 104TH LIMITED MATURITY SERIES 20-5767314 45809V596 IMLM104 12/10/2013 21.04000 1.27713

INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 1/10/2013 3.77000 0.01847INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 2/10/2013 3.82000 0.01872INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 3/10/2013 3.78000 0.01852INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 4/10/2013 3.78000 0.01852INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 5/10/2013 3.78000 0.01852INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 6/10/2013 3.78000 0.01852INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 7/10/2013 3.73000 0.01828INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 45809V695 IMLM108 7/10/2013 35.92000 33.50977INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 8/10/2013 3.56000 0.01744INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 45809V695 IMLM108 8/10/2013 53.31000 49.73290INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 9/10/2013 3.41000 0.01671INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 10/10/2013 3.41000 0.01671INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 11/10/2013 3.41000 0.01671INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V687 IMLM108 12/10/2013 3.41000 0.01671INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V695 IMLM108 6/10/2013 22.93000 0.11236INSURED MUNICIPALS INCOME TR 108TH LTD MATURITY SE R 11-3834026 45809V695 IMLM108 12/10/2013 21.15000 0.10364

INSURED MUNICIPALS INCOME TRUST, 109TH LIMITED MAT SER 11-3839404 45809V703 45809V711 IMLM109 8/10/2013 21.23000 0.19532

INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 1/10/2013 3.44000 0.02855INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 2/10/2013 3.45000 0.02864INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 3/10/2013 3.44000 0.02855INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 4/10/2013 3.47000 0.02880INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 5/10/2013 3.45000 0.02864INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 6/10/2013 3.43000 0.02847INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 7/10/2013 3.47000 0.02880INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 8/10/2013 3.46000 0.02872INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 9/10/2013 3.45000 0.02864INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 10/10/2013 3.46000 0.02872INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 11/10/2013 3.46000 0.02872INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V729 IMIT523 12/10/2013 3.46000 0.02872INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V737 IMIT523 6/10/2013 20.87000 0.17322INSURED MUNCIPALS INCOME TRUST SERIES 523 11-3808334 45809V737 IMIT523 12/10/2013 20.96000 0.17397

INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 1/10/2013 3.53000 0.01906INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 2/10/2013 3.50000 0.01890INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 3/10/2013 3.51000 0.01895INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 4/10/2013 3.49000 0.01885INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 5/10/2013 3.49000 0.01885INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 6/10/2013 3.51000 0.01895INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 7/10/2013 3.51000 0.01895INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 8/10/2013 3.49000 0.01885INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 9/10/2013 3.49000 0.01885INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 10/10/2013 3.47000 0.01874



Ticker Symbol




INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 11/10/2013 3.49000 0.01885INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V745 IMIT524 12/10/2013 3.48000 0.01879INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V752 IMIT524 6/10/2013 21.24000 0.11470INSURED MUNICIPALS INCOME TRUST SERIES 524 11-3815405 45809V752 IMIT524 12/10/2013 21.13000 0.11410

INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 1/10/2013 3.57000 0.08532INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 2/10/2013 3.59000 0.08580INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 3/10/2013 3.56000 0.08508INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 4/10/2013 3.55000 0.08485INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 5/10/2013 3.55000 0.08485INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 6/10/2013 3.55000 0.08485INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 7/10/2013 3.57000 0.08532INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 8/10/2013 3.57000 0.08532INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 9/10/2013 3.56000 0.08508INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 10/10/2013 3.55000 0.08485INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 11/10/2013 3.55000 0.08485INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V760 IMIT525 12/10/2013 3.55000 0.08485INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V778 IMIT525 6/10/2013 21.57000 0.51552INSURED MUNICIPALS INCOME TRUST SERIES 525 11-3818731 45809V778 IMIT525 12/10/2013 21.55000 0.51505

INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 1/10/2013 3.47000 0.07183INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 2/10/2013 3.47000 0.07183INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 3/10/2013 3.46000 0.07162INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 4/10/2013 3.47000 0.07183INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 5/10/2013 3.46000 0.07162INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 6/10/2013 3.48000 0.07204INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 7/10/2013 3.46000 0.07162INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 8/10/2013 3.46000 0.07162INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 9/10/2013 3.47000 0.07183INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 10/10/2013 3.45000 0.07142INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 11/10/2013 3.45000 0.07142INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V844 IMIT530 12/10/2013 3.45000 0.07142INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V851 IMIT530 6/10/2013 20.99000 0.43449INSURED MUNICIPALS INCOME TRUST, SERIES 530 11-3824312 45809V851 IMIT530 12/10/2013 20.94000 0.43346

INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 1/10/2013 3.63000 0.03194INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 2/10/2013 3.61000 0.03177INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 3/10/2013 3.61000 0.03177INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 4/10/2013 3.61000 0.03177INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 5/10/2013 3.60000 0.03168INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 6/10/2013 3.60000 0.03168INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 7/10/2013 3.63000 0.03194INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 8/10/2013 3.62000 0.03186INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 9/10/2013 3.60000 0.03168INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 10/10/2013 3.59000 0.03159INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 11/10/2013 3.59000 0.03159INSURED MUNICIPALS INCOME TRUST SERIES 604 27-2686384 45824D407 45824D415 IMIT604 12/10/2013 3.59000 0.03159





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INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 1/10/2013 3.58000 0.17077INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 2/10/2013 3.57000 0.17029INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 3/10/2013 3.56000 0.16981INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 4/10/2013 3.55000 0.16934INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 5/10/2013 3.56000 0.16981INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 6/10/2013 3.56000 0.16981INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 7/10/2013 3.58000 0.17077INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 8/10/2013 3.57000 0.17029INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 9/10/2013 3.56000 0.16981INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 10/10/2013 3.55000 0.16934INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 11/10/2013 3.56000 0.16981INSURED MUNICIPALS INCOME TRUST, SERIES 614 27-3260693 45824D605 45824D613 IMIT614 12/10/2013 3.55000 0.16934




INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 1/10/2013 3.48000 0.23942INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 2/10/2013 3.49000 0.24011INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 3/10/2013 3.47000 0.23874INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 4/10/2013 3.46000 0.23805INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 5/10/2013 3.46000 0.23805INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 6/10/2013 3.47000 0.23874INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 7/10/2013 3.47000 0.23874



Ticker Symbol




INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 8/10/2013 3.48000 0.23942INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 9/10/2013 3.46000 0.23805INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 10/10/2013 3.46000 0.23805INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 11/10/2013 3.46000 0.23805INSURED MUNICIPALS INCOME TRUST SERIES 619 27-3629187 45824D704 45824D712 IMIT619 12/10/2013 3.45000 0.23736



INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 1/10/2013 4.08000 0.01061INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 2/10/2013 4.08000 0.01061INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 3/10/2013 4.07000 0.01058INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 4/10/2013 4.06000 0.01056INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 5/10/2013 4.06000 0.01056INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 6/10/2013 4.05000 0.01053INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 7/10/2013 4.07000 0.01058INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 8/10/2013 4.07000 0.01058INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 9/10/2013 4.08000 0.01061INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 10/10/2013 4.07000 0.01058INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 11/10/2013 4.05000 0.01053INSURED MUNICIPALS INCOME TRUST SERIES 627 27-5020153 45824H143 IMIT627 12/10/2013 4.06000 0.01056

INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 1/10/2013 3.74000 0.26554INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 2/10/2013 3.73000 0.26483INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 3/10/2013 3.73000 0.26483INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 4/10/2013 3.74000 0.26554INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 5/10/2013 3.73000 0.26483INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 6/10/2013 3.74000 0.26554INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 7/10/2013 3.74000 0.26554INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 8/10/2013 3.76000 0.26696INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 9/10/2013 3.75000 0.26625INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 10/10/2013 3.75000 0.26625INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 11/10/2013 3.74000 0.26554INSURED MUNICIPALS INCOME TRUST SERIES 633 45-3020244 45824H267 45824H275 IMIT633 12/10/2013 3.74000 0.26554


INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 1/10/2013 3.63000 0.31327INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 2/10/2013 3.62000 0.31241



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INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 3/10/2013 3.62000 0.31241INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 4/10/2013 3.62000 0.31241INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 5/10/2013 3.62000 0.31241INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 6/10/2013 3.62000 0.31241INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 7/10/2013 3.62000 0.31241INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 8/10/2013 3.63000 0.31327INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 9/10/2013 3.62000 0.31241INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 10/10/2013 3.61000 0.31154INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 11/10/2013 3.62000 0.31241INSURED MUNICIPALS INCOME TRUST SERIES 635 45-3354904 45824H309 45824H317 IMIT635 12/10/2013 3.61000 0.31154





INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 1/10/2013 3.35000 0.42478INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 2/10/2013 3.35000 0.42478INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 3/10/2013 3.35000 0.42478INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 4/10/2013 3.36000 0.42605INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 5/10/2013 3.35000 0.42478INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 6/10/2013 3.35000 0.42478INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 7/10/2013 3.36000 0.42605INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 8/10/2013 3.36000 0.42605INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 9/10/2013 3.36000 0.42605INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 10/10/2013 3.35000 0.42478



Ticker Symbol




INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 11/10/2013 3.34000 0.42351INSURED MUNICIPALS INCOME TRUST SERIES 643 45-4632727 45824H465 45824H473 IMIT643 12/10/2013 3.33000 0.42224




INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 1/10/2013 3.28000 0.46937INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 2/10/2013 3.27000 0.46794INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 3/10/2013 3.27000 0.46794INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 4/10/2013 3.28000 0.46937INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 5/10/2013 3.26000 0.46651INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 6/10/2013 3.27000 0.46794INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 7/10/2013 3.27000 0.46794INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 8/10/2013 3.27000 0.46794INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 9/10/2013 3.28000 0.46937INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 10/10/2013 3.26000 0.46651INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 11/10/2013 3.26000 0.46651INSURED MUNICIPALS INCOME TRUST, SERIES 647 45-5347412 45824H549 45824H556 IMIT647 12/10/2013 3.25000 0.46508


INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 1/10/2013 3.36000 0.45662INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 2/10/2013 3.36000 0.45662INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 3/10/2013 3.37000 0.45798INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 4/10/2013 3.36000 0.45662INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 5/10/2013 3.37000 0.45798



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INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 6/10/2013 3.36000 0.45662INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 7/10/2013 3.36000 0.45662INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 8/10/2013 3.37000 0.45798INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 9/10/2013 3.38000 0.45934INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 10/10/2013 3.35000 0.45527INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 11/10/2013 3.35000 0.45527INSURED MUNICIPALS INCOME TRUST, SERIES 649 45-5584757 45824H580 45824H598 IMIT649 12/10/2013 3.36000 0.45662








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INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 2/10/2013 2.52000 1.22573INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 3/10/2013 3.03000 1.47379INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 4/10/2013 3.03000 1.47379INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 5/10/2013 3.04000 1.47866INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 6/10/2013 3.03000 1.47379INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 7/10/2013 3.03000 1.47379INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 8/10/2013 3.03000 1.47379INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 9/10/2013 3.03000 1.47379INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 10/10/2013 3.03000 1.47379INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 11/10/2013 3.02000 1.46893INSURED MUNICIPALS INCOME TRUST, SERIES 659 35-2463533 45824H788 45824H796 IMIT659 12/10/2013 3.04000 1.47866

INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 3/10/2013 3.51000 1.48052INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 4/10/2013 3.01000 1.26962INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 5/10/2013 3.01000 1.26962INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 6/10/2013 3.01000 1.26962INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 7/10/2013 3.02000 1.27384INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 8/10/2013 3.01000 1.26962INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 9/10/2013 3.01000 1.26962INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 10/10/2013 3.01000 1.26962INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 11/10/2013 3.02000 1.27384



Ticker Symbol




INSURED MUNICIPALS INCOME TRUST, SERIES 660 35-2463594 45825E107 45825E115 IMIT660 12/10/2013 3.00000 1.26540

INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 3/10/2013 2.02000 0.88718INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 4/10/2013 3.03000 1.33078INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 5/10/2013 3.03000 1.33078INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 6/10/2013 3.04000 1.33517INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 7/10/2013 3.03000 1.33078INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 8/10/2013 3.04000 1.33517INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 9/10/2013 3.04000 1.33517INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 10/10/2013 3.05000 1.33956INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 11/10/2013 3.03000 1.33078INSURED MUNICIPALS INCOME TRUST, SERIES 661 35-2466427 45825E123 45825E131 IMIT661 12/10/2013 3.04000 1.33517

INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 4/10/2013 2.23000 0.99302INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 5/10/2013 3.05000 1.35817INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 6/10/2013 3.06000 1.36262INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 7/10/2013 3.05000 1.35817INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 8/10/2013 3.06000 1.36262INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 9/10/2013 3.07000 1.36707INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 10/10/2013 3.06000 1.36262INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 11/10/2013 3.05000 1.35817INSURED MUNICIPALS INCOME TRUST, SERIES 662 35-2466472 45825E149 45825E156 IMIT662 12/10/2013 3.05000 1.35817

INSURED MUNICIPALS INCOME TRUST, SERIES 663 35-2472934 45825E164 45825E172 IMIT663 6/10/2013 4.18000 2.46118INSURED MUNICIPALS INCOME TRUST, SERIES 663 35-2472934 45825E164 45825E172 IMIT663 7/10/2013 3.14000 1.84883INSURED MUNICIPALS INCOME TRUST, SERIES 663 35-2472934 45825E164 45825E172 IMIT663 8/10/2013 3.18000 1.87238INSURED MUNICIPALS INCOME TRUST, SERIES 663 35-2472934 45825E164 45825E172 IMIT663 9/10/2013 3.14000 1.84883INSURED MUNICIPALS INCOME TRUST, SERIES 663 35-2472934 45825E164 45825E172 IMIT663 10/10/2013 3.15000 1.85472INSURED MUNICIPALS INCOME TRUST, SERIES 663 35-2472934 45825E164 45825E172 IMIT663 11/10/2013 3.13000 1.84294INSURED MUNICIPALS INCOME TRUST, SERIES 663 35-2472934 45825E164 45825E172 IMIT663 12/10/2013 3.13000 1.84294

INSURED MUNICIPALS INCOME TRUST, SERIES 664 35-2475839 45825E180 45825E198 IMIT664 7/10/2013 3.81000 2.32829INSURED MUNICIPALS INCOME TRUST, SERIES 664 35-2475839 45825E180 45825E198 IMIT664 8/10/2013 3.19000 1.94941INSURED MUNICIPALS INCOME TRUST, SERIES 664 35-2475839 45825E180 45825E198 IMIT664 9/10/2013 3.19000 1.94941INSURED MUNICIPALS INCOME TRUST, SERIES 664 35-2475839 45825E180 45825E198 IMIT664 10/10/2013 3.18000 1.94330INSURED MUNICIPALS INCOME TRUST, SERIES 664 35-2475839 45825E180 45825E198 IMIT664 11/10/2013 3.18000 1.94330INSURED MUNICIPALS INCOME TRUST, SERIES 664 35-2475839 45825E180 45825E198 IMIT664 12/10/2013 3.17000 1.93719

INSURED MUNICIPALS INCOME TRUST, SERIES 665 35-2479673 45825E206 45825E214 IMIT665 8/10/2013 2.50000 1.51900INSURED MUNICIPALS INCOME TRUST, SERIES 665 35-2479673 45825E206 45825E214 IMIT665 9/10/2013 3.57000 2.16913INSURED MUNICIPALS INCOME TRUST, SERIES 665 35-2479673 45825E206 45825E214 IMIT665 10/10/2013 3.58000 2.17521INSURED MUNICIPALS INCOME TRUST, SERIES 665 35-2479673 45825E206 45825E214 IMIT665 11/10/2013 3.57000 2.16913INSURED MUNICIPALS INCOME TRUST, SERIES 665 35-2479673 45825E206 45825E214 IMIT665 12/10/2013 3.58000 2.17521

INSURED MUNICIPALS INCOME TRUST, SERIES 666 35-2479770 45825E222 45825E230 IMIT666 9/10/2013 4.26000 2.74600INSURED MUNICIPALS INCOME TRUST, SERIES 666 35-2479770 45825E222 45825E230 IMIT666 10/10/2013 3.66000 2.35924INSURED MUNICIPALS INCOME TRUST, SERIES 666 35-2479770 45825E222 45825E230 IMIT666 11/10/2013 3.66000 2.35924INSURED MUNICIPALS INCOME TRUST, SERIES 666 35-2479770 45825E222 45825E230 IMIT666 12/10/2013 3.66000 2.35924

INSURED MUNICIPALS INCOME TRUST, SERIES 667 35-2482836 45825E248 45825E255 IMIT667 10/10/2013 4.70000 3.00377INSURED MUNICIPALS INCOME TRUST, SERIES 667 35-2482836 45825E248 45825E255 IMIT667 11/10/2013 3.81000 2.43497INSURED MUNICIPALS INCOME TRUST, SERIES 667 35-2482836 45825E248 45825E255 IMIT667 12/10/2013 3.81000 2.43497

INSURED MUNICIPALS INCOME TRUST, SERIES 668 35-2485421 45825E263 45825E271 IMIT668 11/10/2013 4.66000 4.21823INSURED MUNICIPALS INCOME TRUST, SERIES 668 35-2485421 45825E263 45825E271 IMIT668 12/10/2013 3.58000 3.24062

INSURED MUNICIPALS INCOME TRUST, SERIES 669 46-3934927 45825E289 45825E297 IMIT669 12/10/2013 3.55000 3.36363


ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 11 35-2459420 46132Q155 46132Q148 46132Q171 46132Q163 ETFI11 4/10/2013 0.09259 0.00633ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 11 35-2459420 46132Q155 46132Q148 46132Q171 46132Q163 ETFI11 7/10/2013 0.12611 0.00863



Ticker Symbol




ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 11 35-2459420 46132Q155 46132Q148 46132Q171 46132Q163 ETFI11 10/10/2013 0.10394 0.00711ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 11 35-2459420 46132Q155 46132Q148 46132Q171 46132Q163 ETFI11 12/31/2013 0.02755 0.00188

DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 2/10/2013 0.02110 0.00092DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 3/10/2013 0.04334 0.00188DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 4/10/2013 0.03448 0.00150DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 5/10/2013 0.05043 0.00219DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 6/10/2013 0.04534 0.00197DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 7/10/2013 0.03266 0.00142DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 8/10/2013 0.05045 0.00219DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 9/10/2013 0.04931 0.00214DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 10/10/2013 0.03012 0.00131DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 11/10/2013 0.04780 0.00207DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 12/10/2013 0.04911 0.00213DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 6 35-2459411 46132Q189 46132Q197 46132Q213 46132Q205 DFEN6 12/18/2013 0.04153 0.00180

BRIC OPPORTUNITY PORTFOLIO 2013-1 35-2459412 46132Q239 46132Q221 46132Q254 46132Q247 BRIC131 7/10/2013 0.03140 0.00071BRIC OPPORTUNITY PORTFOLIO 2013-1 35-2459412 46132Q239 46132Q221 46132Q254 46132Q247 BRIC131 10/10/2013 0.09054 0.00206BRIC OPPORTUNITY PORTFOLIO 2013-1 35-2459412 46132Q239 46132Q221 46132Q254 46132Q247 BRIC131 12/18/2013 0.02595 0.00059

ENHANCED SECTOR STRATEGY, SECTOR ROTATION PORTFOLIO 2013-1 35-2459419 46132Q270 46132Q262 46132Q296 46132Q288 ESRO131 7/10/2013 0.25357 0.06783ENHANCED SECTOR STRATEGY, SECTOR ROTATION PORTFOLIO 2013-1 35-2459419 46132Q270 46132Q262 46132Q296 46132Q288 ESRO131 8/10/2013 0.31499 0.08426

NEW WORLD LEADERS PORTFOLIO, SERIES 8 35-2459410 46132Q395 46132Q387 46132Q411 46132Q403 LDRS8 7/10/2013 0.39802 0.17198

C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-1 35-2459464 46132Q718 46132Q700 46132Q734 46132Q726 CSCC131 5/10/2013 0.25949 0.11379C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-1 35-2459464 46132Q718 46132Q700 46132Q734 46132Q726 CSCC131 8/10/2013 0.23275 0.10206C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-1 35-2459464 46132Q718 46132Q700 46132Q734 46132Q726 CSCC131 11/10/2013 0.23018 0.10093C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-1 35-2459464 46132Q718 46132Q700 46132Q734 46132Q726 CSCC131 12/18/2013 0.15534 0.06812

C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 2/10/2013 0.03295 0.00331C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 3/10/2013 0.04125 0.00414C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 4/10/2013 0.04058 0.00407C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 5/10/2013 0.04552 0.00457C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 6/10/2013 0.03936 0.00395C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 7/10/2013 0.04064 0.00408C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 8/10/2013 0.04056 0.00407C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 9/10/2013 0.04022 0.00404C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 10/10/2013 0.04000 0.00402C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 11/10/2013 0.04002 0.00402C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 12/10/2013 0.03966 0.00398C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 30 35-2459466 46132Q742 46132Q759 46132Q775 46132Q767 CSNA30 12/18/2013 0.08150 0.00818

C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 2/10/2013 0.03131 0.00935C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 3/10/2013 0.05053 0.01509C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 4/10/2013 0.07716 0.02305C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 5/10/2013 0.05681 0.01697C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 6/10/2013 0.05330 0.01592C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 7/10/2013 0.07463 0.02229C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 8/10/2013 0.05477 0.01636C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 9/10/2013 0.05677 0.01696C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 10/10/2013 0.07408 0.02213C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 11/10/2013 0.05442 0.01626C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 12/10/2013 0.05891 0.01760C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-1 35-2459463 46132Q783 46132Q791 46132Q817 46132Q809 CSVP131 12/18/2013 0.14081 0.04206

C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 2/10/2013 0.03575 0.00705C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 3/10/2013 0.05237 0.01033C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 4/10/2013 0.06257 0.01234C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 5/10/2013 0.06243 0.01231C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 6/10/2013 0.05399 0.01065C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 7/10/2013 0.06090 0.01201C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 8/10/2013 0.06161 0.01215C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 9/10/2013 0.05287 0.01043C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 10/10/2013 0.06033 0.01190C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 11/10/2013 0.06071 0.01197C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 12/10/2013 0.05571 0.01099C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 34 35-2459465 46132Q825 46132Q833 46132Q858 46132Q841 MSTR34 12/18/2013 0.01824 0.00360

MID CAP CORE STRATEGY 2013-1 35-2459470 46132Y190 46132Y182 46132Y216 46132Y208 MIDC131 11/10/2013 0.36804 0.03912

CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 46 35-2459472 46132Y315 46132Y307 CETD46 3/10/2013 0.02406 0.00458CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 46 35-2459472 46132Y315 46132Y307 CETD46 6/10/2013 0.06619 0.01260



Ticker Symbol




CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 46 35-2459472 46132Y315 46132Y307 CETD46 9/10/2013 0.07394 0.01408CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 46 35-2459472 46132Y315 46132Y307 CETD46 12/10/2013 0.06566 0.01250CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 46 35-2459472 46132Y315 46132Y307 CETD46 12/18/2013 0.08141 0.01550

C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 3/10/2013 0.05215 0.00580C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 4/10/2013 0.06329 0.00704C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 5/10/2013 0.05691 0.00633C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 6/10/2013 0.04706 0.00523C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 7/10/2013 0.06112 0.00680C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 8/10/2013 0.05789 0.00644C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 9/10/2013 0.05032 0.00560C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 10/10/2013 0.05877 0.00654C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 11/10/2013 0.06501 0.00723C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 12/10/2013 0.04918 0.00547C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 9 35-2459474 46132Y364 46132Y372 46132Y398 46132Y380 CRED9 12/18/2013 0.05845 0.00650

C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 3/10/2013 0.05127 0.01975C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 4/10/2013 0.09894 0.03812C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 5/10/2013 0.03876 0.01493C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 6/10/2013 0.03927 0.01513C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 7/10/2013 0.09750 0.03757C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 8/10/2013 0.04045 0.01559C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 9/10/2013 0.04328 0.01668C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 10/10/2013 0.09582 0.03692C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 11/10/2013 0.03945 0.01520C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 12/10/2013 0.04231 0.01630C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES13 35-2459476 46132Y406 46132Y414 46132Y430 46132Y422 GLIN13 12/18/2013 0.05349 0.02061

C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 3/10/2013 0.05184 0.00073C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 4/10/2013 0.05373 0.00076C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 5/10/2013 0.05420 0.00076C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 6/10/2013 0.02195 0.02195C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 6/10/2013 0.05445 0.00077C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 7/10/2013 0.05168 0.00073C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 8/10/2013 0.05318 0.00075C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 9/10/2013 0.05262 0.00074C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 10/10/2013 0.05140 0.00072C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 11/10/2013 0.05098 0.00072C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 12/10/2013 0.05032 0.00071C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 35 35-2459475 46132Y448 46132Y455 46132Y471 46132Y463 LOAN35 12/18/2013 0.01510 0.00021

INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 3/10/2013 0.03013 0.01394INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 4/10/2013 0.05710 0.02641INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 5/10/2013 0.02696 0.01247INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 6/10/2013 0.03768 0.01743INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 7/10/2013 0.06426 0.02973INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 8/10/2013 0.02484 0.01149INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 9/10/2013 0.04076 0.01886INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 10/10/2013 0.06732 0.03114INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 11/10/2013 0.02454 0.01135INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 12/10/2013 0.04375 0.02024INFLATION HEDGE PORTFOLIO, SERIES 8 35-2463608 46132Y604 46132Y612 46132Y638 46132Y620 HEDG8 12/18/2013 0.07854 0.03633

ENERGY PORTFOLIO SERIES 45 35-2463610 46132Y653 46132Y646 46132Y679 46132Y661 ENGY45 6/10/2013 0.05767 0.00520ENERGY PORTFOLIO SERIES 45 35-2463610 46132Y653 46132Y646 46132Y679 46132Y661 ENGY45 9/10/2013 0.06305 0.00569ENERGY PORTFOLIO SERIES 45 35-2463610 46132Y653 46132Y646 46132Y679 46132Y661 ENGY45 12/10/2013 0.05082 0.00458ENERGY PORTFOLIO SERIES 45 35-2463610 46132Y653 46132Y646 46132Y679 46132Y661 ENGY45 12/18/2013 0.05246 0.00473

REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 3/10/2013 0.02699 0.00821REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 4/10/2013 0.02314 0.00704REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 5/10/2013 0.02314 0.00704REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 6/10/2013 0.02314 0.00704REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 7/10/2013 0.02565 0.00780REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 8/10/2013 0.02565 0.00780REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 9/10/2013 0.02565 0.00780REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 10/10/2013 0.02544 0.00774REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 11/10/2013 0.02544 0.00774REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 12/10/2013 0.02544 0.00774REIT INCOME PORTFOLIO 2013-1 35-2463600 46132Y760 46132Y778 46132Y794 46132Y786 VCSR131 12/18/2013 0.04013 0.01220

UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 3/10/2013 0.03472 0.00160UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 4/10/2013 0.02976 0.00137UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 5/10/2013 0.02976 0.00137



Ticker Symbol




UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 6/10/2013 0.02976 0.00137UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 7/10/2013 0.03169 0.00146UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 8/10/2013 0.03169 0.00146UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 9/10/2013 0.03169 0.00146UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 10/10/2013 0.03130 0.00144UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 11/10/2013 0.03130 0.00144UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 12/10/2013 0.03130 0.00144UTILITY INCOME PORTFOLIO SERIES 42 35-2463601 46132Y802 46132Y810 46132Y836 46132Y828 UTIL42 12/18/2013 0.12563 0.00578

HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 3/10/2013 0.03828 0.00667HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 4/10/2013 0.04254 0.00741HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 5/10/2013 0.05292 0.00922HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 6/10/2013 0.04254 0.00741HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 7/10/2013 0.04388 0.00764HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 8/10/2013 0.04388 0.00764HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 9/10/2013 0.05000 0.00871HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 10/10/2013 0.04287 0.00747HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 11/10/2013 0.04183 0.00729HIGH INCOME ALLOCATION PORTFOLIO, SERIES 2 35-2463604 46133L106 46133L114 46133L130 46133L122 HIAP2 12/10/2013 0.04183 0.00729

ALTERNATIVES ALLOCATION PORTFOLIO 2013-1 35-2463611 46133L148 46133L155 46133L171 46133L163 ALTS131 4/10/2013 0.02899 0.01195ALTERNATIVES ALLOCATION PORTFOLIO 2013-1 35-2463611 46133L148 46133L155 46133L171 46133L163 ALTS131 5/10/2013 0.01079 0.00445ALTERNATIVES ALLOCATION PORTFOLIO 2013-1 35-2463611 46133L148 46133L155 46133L171 46133L163 ALTS131 6/10/2013 0.01331 0.00549ALTERNATIVES ALLOCATION PORTFOLIO 2013-1 35-2463611 46133L148 46133L155 46133L171 46133L163 ALTS131 7/10/2013 0.03105 0.01280ALTERNATIVES ALLOCATION PORTFOLIO 2013-1 35-2463611 46133L148 46133L155 46133L171 46133L163 ALTS131 9/10/2013 0.02232 0.00920ALTERNATIVES ALLOCATION PORTFOLIO 2013-1 35-2463611 46133L148 46133L155 46133L171 46133L163 ALTS131 10/10/2013 0.03004 0.01238ALTERNATIVES ALLOCATION PORTFOLIO 2013-1 35-2463611 46133L148 46133L155 46133L171 46133L163 ALTS131 12/10/2013 0.01821 0.00751ALTERNATIVES ALLOCATION PORTFOLIO 2013-1 35-2463611 46133L148 46133L155 46133L171 46133L163 ALTS131 12/18/2013 0.15448 0.06368

PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 4/10/2013 0.08254 0.01737PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 5/10/2013 0.04502 0.00948PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 6/10/2013 0.04502 0.00948PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 7/10/2013 0.04568 0.00962PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 8/10/2013 0.04568 0.00962PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 9/10/2013 0.04568 0.00962PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 10/10/2013 0.04502 0.00948PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 11/10/2013 0.04502 0.00948PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 12/10/2013 0.04502 0.00948PREFERRED OPPORTUNITY PORTFOLIO, SERIES 21 35-2463603 46133L189 46133L197 46133L213 46133L205 PFOP21 12/18/2013 0.08381 0.01764

GLOBAL HIGH DIVIDEND PORTFOLIO 2013-1 35-2463612 46133L239 46133L221 46133L254 46133L247 HDVP131 6/10/2013 0.06057 0.00357GLOBAL HIGH DIVIDEND PORTFOLIO 2013-1 35-2463612 46133L239 46133L221 46133L254 46133L247 HDVP131 9/10/2013 0.11450 0.00676GLOBAL HIGH DIVIDEND PORTFOLIO 2013-1 35-2463612 46133L239 46133L221 46133L254 46133L247 HDVP131 12/10/2013 0.08861 0.00523GLOBAL HIGH DIVIDEND PORTFOLIO 2013-1 35-2463612 46133L239 46133L221 46133L254 46133L247 HDVP131 12/18/2013 0.14777 0.00872

CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 4/10/2013 0.03912 0.00748CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 5/10/2013 0.03511 0.00671CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 6/10/2013 0.02567 0.00491CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 7/10/2013 0.02452 0.00469CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 8/10/2013 0.03317 0.00634CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 9/10/2013 0.02315 0.00443CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 10/10/2013 0.03543 0.00677CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 11/10/2013 0.03225 0.00617CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 12/10/2013 0.02476 0.00473CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 15 35-2463613 46133L346 46133L353 46133L379 46133L361 CIAP15 12/18/2013 0.04479 0.00856

INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 3/10/2013 0.05078 0.01784INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 4/10/2013 0.03216 0.01130INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 5/10/2013 0.03596 0.01263INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 6/10/2013 0.04483 0.01575INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 7/10/2013 0.04399 0.01545INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 8/10/2013 0.03531 0.01240INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 9/10/2013 0.04530 0.01591INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 10/10/2013 0.03962 0.01392INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 11/10/2013 0.03538 0.01243INVESTABLE IDEAS 2013 PORTFOLIO 35-2463552 46133L387 46133L395 46133L411 46133L403 GICP13 12/10/2013 0.04538 0.01594

ETF ALLOCATION PORTFOLIO, SERIES 14 35-2466466 46133L478 46133L460 46133L494 46133L486 ETFA14 7/10/2013 0.08819 0.00604ETF ALLOCATION PORTFOLIO, SERIES 14 35-2466466 46133L478 46133L460 46133L494 46133L486 ETFA14 10/10/2013 0.04282 0.00293ETF ALLOCATION PORTFOLIO, SERIES 14 35-2466466 46133L478 46133L460 46133L494 46133L486 ETFA14 12/31/13 0.00388 0.00027

ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 12 35-2466437 46133L510 46133L502 46133L536 46133L528 ETFI12 7/10/2013 0.15971 0.01736ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 12 35-2466437 46133L510 46133L502 46133L536 46133L528 ETFI12 10/10/2013 0.10547 0.01146



Ticker Symbol




ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 12 35-2466437 46133L510 46133L502 46133L536 46133L528 ETFI12 12/31/2013 0.03038 0.00330

DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 4/10/2013 0.01440 0.00211DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 5/10/2013 0.04265 0.00626DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 6/10/2013 0.04359 0.00640DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 7/10/2013 0.03264 0.00479DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 8/10/2013 0.04368 0.00641DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 9/10/2013 0.04629 0.00680DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 10/10/2013 0.03288 0.00483DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 11/10/2013 0.04346 0.00638DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 12/10/2013 0.04596 0.00675DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 7 35-2466468 46133L544 46133L551 46133L577 46133L569 DFEN7 12/18/2013 0.01360 0.00200

BRIC OPPORTUNITY PORTFOLIO 2013-2 35-2466467 46133L593 46133L585 46133L619 46133L601 BRIC132 7/10/2013 0.03363 0.01123BRIC OPPORTUNITY PORTFOLIO 2013-2 35-2466467 46133L593 46133L585 46133L619 46133L601 BRIC132 10/10/2013 0.06402 0.02137BRIC OPPORTUNITY PORTFOLIO 2013-2 35-2466467 46133L593 46133L585 46133L619 46133L601 BRIC132 12/18/2013 0.01819 0.00607

THE DOW JONES TOTAL MARKET PORTFOLIO, ENHANCED INDEX STRATEGY 2013-2 35-2466470 46133L635 46133L627 46133L650 46133L643 ESTM132 8/10/2013 0.02530 0.00884

NEW WORLD LEADERS PORTFOLIO, SERIES 9 35-2466473 46133L759 46133L742 46133L775 46133L767 LDRS9 7/10/2013 0.09346 0.00981NEW WORLD LEADERS PORTFOLIO, SERIES 9 35-2466473 46133L759 46133L742 46133L775 46133L767 LDRS9 10/10/2013 0.07495 0.00787NEW WORLD LEADERS PORTFOLIO, SERIES 9 35-2466473 46133L759 46133L742 46133L775 46133L767 LDRS9 12/18/2013 0.05623 0.00590

GLOBAL 45 DIVIDEND STRATEGY PORTFOLIO 2013-2 35-2469620 46133M237 46133M229 46133M252 46133M245 GLDV132 8/10/2013 0.13436 0.01534GLOBAL 45 DIVIDEND STRATEGY PORTFOLIO 2013-2 35-2469620 46133M237 46133M229 46133M252 46133M245 GLDV132 11/10/2013 0.07227 0.00825GLOBAL 45 DIVIDEND STRATEGY PORTFOLIO 2013-2 35-2469620 46133M237 46133M229 46133M252 46133M245 GLDV132 12/18/2013 0.06720 0.00767

C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-2 35-2469621 46133M351 46133M344 46133M377 46133M369 CSCC132 8/10/2013 0.23045 0.11449C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-2 35-2469621 46133M351 46133M344 46133M377 46133M369 CSCC132 11/10/2013 0.21198 0.10531C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-2 35-2469621 46133M351 46133M344 46133M377 46133M369 CSCC132 12/18/2013 0.16052 0.07975

C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 5/10/2013 0.04386 0.00542C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 6/10/2013 0.03854 0.00476C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 7/10/2013 0.04154 0.00513C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 8/10/2013 0.04159 0.00514C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 9/10/2013 0.04176 0.00516C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 10/10/2013 0.04135 0.00511C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 11/10/2013 0.04005 0.00495C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 12/10/2013 0.04097 0.00506C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 31 35-2469622 46133M385 46133M393 46133M419 46133M401 CSNA31 12/18/2013 0.07541 0.00931

C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 5/10/2013 0.03890 0.01313C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 6/10/2013 0.05814 0.01962C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 7/10/2013 0.06823 0.02303C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 8/10/2013 0.04049 0.01367C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 9/10/2013 0.06039 0.02038C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 10/10/2013 0.06824 0.02303C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 11/10/2013 0.04330 0.01461C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 12/10/2013 0.06415 0.02165C-E STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-2 35-2469624 46133M427 46133M435 46133M450 46133M443 CSVP132 12/18/2013 0.12769 0.04310

C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 5/10/2013 0.04603 0.00637C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 6/10/2013 0.05583 0.00772C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 7/10/2013 0.05792 0.00801C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 8/10/2013 0.05700 0.00788C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 9/10/2013 0.05495 0.00760C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 11/1/2013 0.05611 0.00776C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 11/10/2013 0.06053 0.00837C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 12/10/2013 0.05363 0.00742C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 35 35-2469623 46133M468 46133M476 46133M492 46133M484 MSTR35 12/18/2013 0.05615 0.00777

MID CAP CORE STRATEGY 2013-2 35-2469631 46133M633 46133M625 46133M658 46133M641 MIDC132 11/10/2013 0.32637 0.06736

CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 47 35-2469633 46133M757 46133M740 CETD47 6/10/2013 0.02439 0.00612CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 47 35-2469633 46133M757 46133M740 CETD47 9/10/2013 0.05611 0.01407CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 47 35-2469633 46133M757 46133M740 CETD47 12/10/2013 0.06306 0.01582CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 47 35-2469633 46133M757 46133M740 CETD47 12/18/2013 0.06939 0.01740

DIVIDEND INCOME AND VALUE PORTFOLIO 2013-2 35-2469632 46133N110 46133N102 46133N136 46133N128 DIVP132 8/10/2013 0.05712 0.00205DIVIDEND INCOME AND VALUE PORTFOLIO 2013-2 35-2469632 46133N110 46133N102 46133N136 46133N128 DIVP132 11/10/2013 0.05963 0.00214DIVIDEND INCOME AND VALUE PORTFOLIO 2013-2 35-2469632 46133N110 46133N102 46133N136 46133N128 DIVP132 12/18/2013 0.08661 0.00311

C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 10 35-2469651 46133N144 46133N151 46133N177 46133N169 CRED10 6/10/2013 0.04939 0.00806



Ticker Symbol




C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 10 35-2469651 46133N144 46133N151 46133N177 46133N169 CRED10 7/10/2013 0.05875 0.00959C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 10 35-2469651 46133N144 46133N151 46133N177 46133N169 CRED10 8/10/2013 0.04984 0.00813C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 10 35-2469651 46133N144 46133N151 46133N177 46133N169 CRED10 9/10/2013 0.03973 0.00648C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 10 35-2469651 46133N144 46133N151 46133N177 46133N169 CRED10 10/10/2013 0.05821 0.00950C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 10 35-2469651 46133N144 46133N151 46133N177 46133N169 CRED10 11/10/2013 0.05846 0.00954C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 10 35-2469651 46133N144 46133N151 46133N177 46133N169 CRED10 12/10/2013 0.04995 0.00815C-E STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 10 35-2469651 46133N144 46133N151 46133N177 46133N169 CRED10 12/18/2013 0.10063 0.01642

C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES14 35-2469634 46133N185 46133N193 46133N219 46133N201 GLIN14 6/10/2013 0.04195 0.01873C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES14 35-2469634 46133N185 46133N193 46133N219 46133N201 GLIN14 7/10/2013 0.09144 0.04082C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES14 35-2469634 46133N185 46133N193 46133N219 46133N201 GLIN14 8/10/2013 0.05292 0.02362C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES14 35-2469634 46133N185 46133N193 46133N219 46133N201 GLIN14 9/10/2013 0.04061 0.01813C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES14 35-2469634 46133N185 46133N193 46133N219 46133N201 GLIN14 10/10/2013 0.09282 0.04143C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES14 35-2469634 46133N185 46133N193 46133N219 46133N201 GLIN14 11/10/2013 0.05283 0.02358C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES14 35-2469634 46133N185 46133N193 46133N219 46133N201 GLIN14 12/10/2013 0.04394 0.01961C-E STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES14 35-2469634 46133N185 46133N193 46133N219 46133N201 GLIN14 12/18/2013 0.09373 0.04184

C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 36 35-2469652 46133N227 46133N235 46133N250 46133N243 LOAN36 6/10/2013 0.04950 0.00700C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 36 35-2469652 46133N227 46133N235 46133N250 46133N243 LOAN36 7/10/2013 0.05205 0.00737C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 36 35-2469652 46133N227 46133N235 46133N250 46133N243 LOAN36 8/10/2013 0.05238 0.00741C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 36 35-2469652 46133N227 46133N235 46133N250 46133N243 LOAN36 9/10/2013 0.04953 0.00701C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 36 35-2469652 46133N227 46133N235 46133N250 46133N243 LOAN36 10/10/2013 0.05126 0.00725C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 36 35-2469652 46133N227 46133N235 46133N250 46133N243 LOAN36 11/10/2013 0.05103 0.00722C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 36 35-2469652 46133N227 46133N235 46133N250 46133N243 LOAN36 12/10/2013 0.05041 0.00713C-E STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 36 35-2469652 46133N227 46133N235 46133N250 46133N243 LOAN36 12/18/2013 0.05951 0.00842

DIVIDEND SUSTAINABILITY PORTFOLIO 2013-2 35-2472936 46133N359 46133N342 46133N375 46133N367 DVST132 9/10/2013 0.06023 0.00270DIVIDEND SUSTAINABILITY PORTFOLIO 2013-2 35-2472936 46133N359 46133N342 46133N375 46133N367 DVST132 12/10/2013 0.05235 0.00235DIVIDEND SUSTAINABILITY PORTFOLIO 2013-2 35-2472936 46133N359 46133N342 46133N375 46133N367 DVST132 12/18/2013 0.06408 0.00288

INTERNATIONAL DIVIDEND SUSTAINABILITY PORTFOLIO 2013-2 35-2472935 46133N391 46133N383 46133N417 46133N409 IDST132 9/10/2013 0.04139 0.01213INTERNATIONAL DIVIDEND SUSTAINABILITY PORTFOLIO 2013-2 35-2472935 46133N391 46133N383 46133N417 46133N409 IDST132 12/10/2013 0.06890 0.02019INTERNATIONAL DIVIDEND SUSTAINABILITY PORTFOLIO 2013-2 35-2472935 46133N391 46133N383 46133N417 46133N409 IDST132 12/18/2013 0.03804 0.01115

INFLATION HEDGE PORTFOLIO, SERIES 9 35-2472937 46133N466 46133N474 46133N490 46133N482 HEDG9 6/10/2013 0.03155 0.01088INFLATION HEDGE PORTFOLIO, SERIES 9 35-2472937 46133N466 46133N474 46133N490 46133N482 HEDG9 7/10/2013 0.05759 0.01986INFLATION HEDGE PORTFOLIO, SERIES 9 35-2472937 46133N466 46133N474 46133N490 46133N482 HEDG9 8/10/2013 0.02697 0.00930INFLATION HEDGE PORTFOLIO, SERIES 9 35-2472937 46133N466 46133N474 46133N490 46133N482 HEDG9 9/10/2013 0.03753 0.01294INFLATION HEDGE PORTFOLIO, SERIES 9 35-2472937 46133N466 46133N474 46133N490 46133N482 HEDG9 10/10/2013 0.05637 0.01944INFLATION HEDGE PORTFOLIO, SERIES 9 35-2472937 46133N466 46133N474 46133N490 46133N482 HEDG9 11/10/2013 0.02698 0.00931INFLATION HEDGE PORTFOLIO, SERIES 9 35-2472937 46133N466 46133N474 46133N490 46133N482 HEDG9 12/10/2013 0.04507 0.01554INFLATION HEDGE PORTFOLIO, SERIES 9 35-2472937 46133N466 46133N474 46133N490 46133N482 HEDG9 12/18/2013 0.10126 0.03492

ENERGY PORTFOLIO SERIES 46 35-2472944 46133N516 46133N508 46133N532 46133N524 ENGY46 9/10/2013 0.06261 0.01498ENERGY PORTFOLIO SERIES 46 35-2472944 46133N516 46133N508 46133N532 46133N524 ENGY46 12/10/2013 0.05472 0.01309ENERGY PORTFOLIO SERIES 46 35-2472944 46133N516 46133N508 46133N532 46133N524 ENGY46 12/18/2013 0.04530 0.01084

FINANCIAL INSTITUTIONS PORTFOLIO SERIES 58 35-2472942 46133N557 46133N540 46133N573 46133N565 FITT58 9/10/2013 0.04366 0.00761FINANCIAL INSTITUTIONS PORTFOLIO SERIES 58 35-2472942 46133N557 46133N540 46133N573 46133N565 FITT58 12/10/2013 0.05407 0.00942FINANCIAL INSTITUTIONS PORTFOLIO SERIES 58 35-2472942 46133N557 46133N540 46133N573 46133N565 FITT58 12/18/2013 0.03030 0.00528

REIT INCOME PORTFOLIO 2013-2 35-2472939 46133N623 46133N631 46133N656 46133N649 VCSR132 6/10/2013 0.02344 0.01310REIT INCOME PORTFOLIO 2013-2 35-2472939 46133N623 46133N631 46133N656 46133N649 VCSR132 7/10/2013 0.02131 0.01191REIT INCOME PORTFOLIO 2013-2 35-2472939 46133N623 46133N631 46133N656 46133N649 VCSR132 8/10/2013 0.02131 0.01191REIT INCOME PORTFOLIO 2013-2 35-2472939 46133N623 46133N631 46133N656 46133N649 VCSR132 9/10/2013 0.02131 0.01191REIT INCOME PORTFOLIO 2013-2 35-2472939 46133N623 46133N631 46133N656 46133N649 VCSR132 10/10/2013 0.02273 0.01271REIT INCOME PORTFOLIO 2013-2 35-2472939 46133N623 46133N631 46133N656 46133N649 VCSR132 11/10/2013 0.02273 0.01271REIT INCOME PORTFOLIO 2013-2 35-2472939 46133N623 46133N631 46133N656 46133N649 VCSR132 12/10/2013 0.02273 0.01271REIT INCOME PORTFOLIO 2013-2 35-2472939 46133N623 46133N631 46133N656 46133N649 VCSR132 12/18/2013 0.04406 0.02463

UTILITY INCOME PORTFOLIO SERIES 43 35-2472938 46133N664 46133N672 46133N698 46133N680 UTIL43 6/10/2013 0.03041 0.00798UTILITY INCOME PORTFOLIO SERIES 43 35-2472938 46133N664 46133N672 46133N698 46133N680 UTIL43 7/10/2013 0.02765 0.00725UTILITY INCOME PORTFOLIO SERIES 43 35-2472938 46133N664 46133N672 46133N698 46133N680 UTIL43 8/10/2013 0.02765 0.00725UTILITY INCOME PORTFOLIO SERIES 43 35-2472938 46133N664 46133N672 46133N698 46133N680 UTIL43 9/10/2013 0.02765 0.00725UTILITY INCOME PORTFOLIO SERIES 43 35-2472938 46133N664 46133N672 46133N698 46133N680 UTIL43 10/10/2013 0.02881 0.00756UTILITY INCOME PORTFOLIO SERIES 43 35-2472938 46133N664 46133N672 46133N698 46133N680 UTIL43 11/10/2013 0.02881 0.00756UTILITY INCOME PORTFOLIO SERIES 43 35-2472938 46133N664 46133N672 46133N698 46133N680 UTIL43 12/10/2013 0.02881 0.00756UTILITY INCOME PORTFOLIO SERIES 43 35-2472938 46133N664 46133N672 46133N698 46133N680 UTIL43 12/18/2013 0.06200 0.01626

HIGH INCOME ALLOCATION PORTFOLIO, SERIES 3 35-2472946 46133N706 46133N714 46133N730 46133N722 HIAP3 6/10/2013 0.03506 0.00716HIGH INCOME ALLOCATION PORTFOLIO, SERIES 3 35-2472946 46133N706 46133N714 46133N730 46133N722 HIAP3 7/10/2013 0.04207 0.00859HIGH INCOME ALLOCATION PORTFOLIO, SERIES 3 35-2472946 46133N706 46133N714 46133N730 46133N722 HIAP3 8/10/2013 0.04207 0.00859HIGH INCOME ALLOCATION PORTFOLIO, SERIES 3 35-2472946 46133N706 46133N714 46133N730 46133N722 HIAP3 9/10/2013 0.04207 0.00859



Ticker Symbol




HIGH INCOME ALLOCATION PORTFOLIO, SERIES 3 35-2472946 46133N706 46133N714 46133N730 46133N722 HIAP3 10/10/2013 0.04045 0.00826HIGH INCOME ALLOCATION PORTFOLIO, SERIES 3 35-2472946 46133N706 46133N714 46133N730 46133N722 HIAP3 11/10/2013 0.04045 0.00826HIGH INCOME ALLOCATION PORTFOLIO, SERIES 3 35-2472946 46133N706 46133N714 46133N730 46133N722 HIAP3 12/10/2013 0.04045 0.00826HIGH INCOME ALLOCATION PORTFOLIO, SERIES 3 35-2472946 46133N706 46133N714 46133N730 46133N722 HIAP3 12/18/2013 0.01585 0.00324

PREFERRED OPPORTUNITY PORTFOLIO, SERIES 22 35-2472930 46133N748 46133N755 46133N771 46133N763 PFOP22 7/10/2013 0.07511 0.01966PREFERRED OPPORTUNITY PORTFOLIO, SERIES 22 35-2472930 46133N748 46133N755 46133N771 46133N763 PFOP22 8/10/2013 0.04251 0.01112PREFERRED OPPORTUNITY PORTFOLIO, SERIES 22 35-2472930 46133N748 46133N755 46133N771 46133N763 PFOP22 9/10/2013 0.04251 0.01112PREFERRED OPPORTUNITY PORTFOLIO, SERIES 22 35-2472930 46133N748 46133N755 46133N771 46133N763 PFOP22 10/10/2013 0.04342 0.01136PREFERRED OPPORTUNITY PORTFOLIO, SERIES 22 35-2472930 46133N748 46133N755 46133N771 46133N763 PFOP22 11/10/2013 0.04342 0.01136PREFERRED OPPORTUNITY PORTFOLIO, SERIES 22 35-2472930 46133N748 46133N755 46133N771 46133N763 PFOP22 12/10/2013 0.04342 0.01136PREFERRED OPPORTUNITY PORTFOLIO, SERIES 22 35-2472930 46133N748 46133N755 46133N771 46133N763 PFOP22 12/18/2013 0.08493 0.02223

GLOBAL 45 DIVIDEND STRATEGY PORTFOLIO 2013-3 35-2475938 46133P156 46133P149 46133P172 46133P164 GLDV133 11/10/2013 0.06129 0.01583GLOBAL 45 DIVIDEND STRATEGY PORTFOLIO 2013-3 35-2475938 46133P156 46133P149 46133P172 46133P164 GLDV133 12/18/2013 0.07788 0.02011

C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-3 35-2475942 46133P313 46133P305 46133P339 46133P321 CSCC133 11/10/2013 0.22518 0.11293C-E STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-3 35-2475942 46133P313 46133P305 46133P339 46133P321 CSCC133 12/18/2013 0.14910 0.07477

C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 32 35-2475941 46133P347 46133P354 46133P370 46133P362 CSNA32 8/10/2013 0.04124 0.00663C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 32 35-2475941 46133P347 46133P354 46133P370 46133P362 CSNA32 9/10/2013 0.04534 0.00729C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 32 35-2475941 46133P347 46133P354 46133P370 46133P362 CSNA32 10/10/2013 0.04568 0.00735C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 32 35-2475941 46133P347 46133P354 46133P370 46133P362 CSNA32 11/10/2013 0.04377 0.00704C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 32 35-2475941 46133P347 46133P354 46133P370 46133P362 CSNA32 12/10/2013 0.04578 0.00736C-E STRATEGY:MASTER MUNICIPAL INCOME PORTFOLIO-NATIONAL SERIES 32 35-2475941 46133P347 46133P354 46133P370 46133P362 CSNA32 12/18/2013 0.07989 0.01285

CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-3 35-2475939 46133P388 46133P396 46133P412 46133P404 CSVP133 8/10/2013 0.04523 0.01342CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-3 35-2475939 46133P388 46133P396 46133P412 46133P404 CSVP133 9/10/2013 0.05040 0.01495CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-3 35-2475939 46133P388 46133P396 46133P412 46133P404 CSVP133 10/10/2013 0.07709 0.02286CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-3 35-2475939 46133P388 46133P396 46133P412 46133P404 CSVP133 11/10/2013 0.05076 0.01506CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-3 35-2475939 46133P388 46133P396 46133P412 46133P404 CSVP133 12/10/2013 0.05253 0.01558CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-3 35-2475939 46133P388 46133P396 46133P412 46133P404 CSVP133 12/18/2013 0.16153 0.04791

C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 36 35-2475940 46133P420 46133P438 46133P453 46133P446 MSTR36 8/10/2013 0.05122 0.00045C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 36 35-2475940 46133P420 46133P438 46133P453 46133P446 MSTR36 9/10/2013 0.06071 0.00053C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 36 35-2475940 46133P420 46133P438 46133P453 46133P446 MSTR36 11/1/2013 0.06470 0.00057C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 36 35-2475940 46133P420 46133P438 46133P453 46133P446 MSTR36 11/10/2013 0.06666 0.00059C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 36 35-2475940 46133P420 46133P438 46133P453 46133P446 MSTR36 12/10/2013 0.06173 0.00054C-E STRATEGY: MASTER INCOME PORTFOLIO, SERIES 36 35-2475940 46133P420 46133P438 46133P453 46133P446 MSTR36 12/18/2013 0.09148 0.00081

ALL CAP CORE STRATEGY 2013-3 35-2475943 46133P479 46133P461 46133P495 46133P487 ALLC133 11/10/2013 0.05422 0.04249ALL CAP CORE STRATEGY 2013-3 35-2475943 46133P479 46133P461 46133P495 46133P487 ALLC133 12/10/2013 0.06168 0.04834

MID CAP CORE STRATEGY 2013-3 35-2475947 46133P552 46133P545 46133P578 46133P560 MIDC133 11/10/2013 0.26883 0.20926

SMALL CAP CORE STRATEGY 2013-3 35-2475945 46133P594 46133P586 46133P610 46133P602 SMLC133 12/10/2013 0.30855 0.24956

CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 48 35-2475949 46133P677 46133P669 CETD48 9/10/2013 0.02127 0.00805CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 48 35-2475949 46133P677 46133P669 CETD48 12/10/2013 0.04748 0.01797CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 48 35-2475949 46133P677 46133P669 CETD48 12/18/2013 0.06168 0.02334

DIVIDEND INCOME AND VALUE PORTFOLIO 2013-3 35-2475948 46133P693 46133P685 46133P719 46133P701 DIVP133 11/10/2013 0.04115 0.00336DIVIDEND INCOME AND VALUE PORTFOLIO 2013-3 35-2475948 46133P693 46133P685 46133P719 46133P701 DIVP133 12/18/2013 0.07589 0.00620

CLOSED-END STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 11 35-2479691 46133P727 46133P735 46133P750 46133P743 CRED11 9/10/2013 0.05200 0.01015CLOSED-END STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 11 35-2479691 46133P727 46133P735 46133P750 46133P743 CRED11 10/10/2013 0.06360 0.01241CLOSED-END STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 11 35-2479691 46133P727 46133P735 46133P750 46133P743 CRED11 11/10/2013 0.04811 0.00939CLOSED-END STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 11 35-2479691 46133P727 46133P735 46133P750 46133P743 CRED11 12/10/2013 0.04912 0.00959CLOSED-END STRATEGY: DIVERSIFIED CREDIT OPPORTUNITIES PORTFOLIO, SERIES 11 35-2479691 46133P727 46133P735 46133P750 46133P743 CRED11 12/18/2013 0.16269 0.03176

CLOSED-END STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES 15 35-2479672 46133P768 46133P776 46133P792 46133P784 GLIN15 9/10/2013 0.04697 0.01738CLOSED-END STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES 15 35-2479672 46133P768 46133P776 46133P792 46133P784 GLIN15 10/10/2013 0.08587 0.03177CLOSED-END STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES 15 35-2479672 46133P768 46133P776 46133P792 46133P784 GLIN15 11/10/2013 0.05831 0.02157CLOSED-END STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES 15 35-2479672 46133P768 46133P776 46133P792 46133P784 GLIN15 12/10/2013 0.04448 0.01646CLOSED-END STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES 15 35-2479672 46133P768 46133P776 46133P792 46133P784 GLIN15 12/18/2013 0.09638 0.03566

CLOSED-END STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 37 35-2479692 46133P800 46133P818 46133P834 46133P826 LOAN37 9/10/2013 0.05464 0.01188CLOSED-END STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 37 35-2479692 46133P800 46133P818 46133P834 46133P826 LOAN37 11/1/2013 0.05528 0.01202CLOSED-END STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 37 35-2479692 46133P800 46133P818 46133P834 46133P826 LOAN37 11/10/2013 0.05180 0.01127CLOSED-END STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 37 35-2479692 46133P800 46133P818 46133P834 46133P826 LOAN37 12/10/2013 0.05544 0.01206CLOSED-END STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 37 35-2479692 46133P800 46133P818 46133P834 46133P826 LOAN37 12/18/2013 0.09595 0.02087

GLOBAL HIGH DIVIDEND PORTFOLIO 2013-2 35-2472931 46133R111 46133R103 46133R137 46133R129 HDVP132 9/10/2013 0.07500 0.02426



Ticker Symbol




GLOBAL HIGH DIVIDEND PORTFOLIO 2013-2 35-2472931 46133R111 46133R103 46133R137 46133R129 HDVP132 12/10/2013 0.07755 0.02508GLOBAL HIGH DIVIDEND PORTFOLIO 2013-2 35-2472931 46133R111 46133R103 46133R137 46133R129 HDVP132 12/18/2013 0.08718 0.02819

CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 16 35-2472932 46133R186 46133R194 46133R210 46133R202 CIAP16 7/10/2013 0.04309 0.00765CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 16 35-2472932 46133R186 46133R194 46133R210 46133R202 CIAP16 8/10/2013 0.03823 0.00679CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 16 35-2472932 46133R186 46133R194 46133R210 46133R202 CIAP16 9/10/2013 0.02848 0.00506CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 16 35-2472932 46133R186 46133R194 46133R210 46133R202 CIAP16 10/10/2013 0.03600 0.00639CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 16 35-2472932 46133R186 46133R194 46133R210 46133R202 CIAP16 11/10/2013 0.01028 0.00182CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 16 35-2472932 46133R186 46133R194 46133R210 46133R202 CIAP16 12/10/2013 0.02830 0.00502CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 16 35-2472932 46133R186 46133R194 46133R210 46133R202 CIAP16 12/18/2013 0.05822 0.01033

ALTERNATIVES ALLOCATION PORTFOLIO 2013-2 35-2472929 46133R269 46133R277 46133R293 46133R285 ALTS132 7/10/2013 0.03589 0.01573ALTERNATIVES ALLOCATION PORTFOLIO 2013-2 35-2472929 46133R269 46133R277 46133R293 46133R285 ALTS132 8/10/2013 0.02440 0.01069ALTERNATIVES ALLOCATION PORTFOLIO 2013-2 35-2472929 46133R269 46133R277 46133R293 46133R285 ALTS132 9/10/2013 0.01466 0.00643ALTERNATIVES ALLOCATION PORTFOLIO 2013-2 35-2472929 46133R269 46133R277 46133R293 46133R285 ALTS132 10/10/2013 0.02917 0.01279ALTERNATIVES ALLOCATION PORTFOLIO 2013-2 35-2472929 46133R269 46133R277 46133R293 46133R285 ALTS132 11/10/2013 0.01418 0.00622ALTERNATIVES ALLOCATION PORTFOLIO 2013-2 35-2472929 46133R269 46133R277 46133R293 46133R285 ALTS132 12/10/2013 0.01522 0.00667ALTERNATIVES ALLOCATION PORTFOLIO 2013-2 35-2472929 46133R269 46133R277 46133R293 46133R285 ALTS132 12/18/2013 0.18765 0.08225

MLP & INCOME PORTFOLIO, SERIES 1 35-2472945 46133R301 46133R319 46133R335 46133R327 MLPI1 6/10/2013 0.04049 0.02305MLP & INCOME PORTFOLIO, SERIES 1 35-2472945 46133R301 46133R319 46133R335 46133R327 MLPI1 7/10/2013 0.04498 0.02561MLP & INCOME PORTFOLIO, SERIES 1 35-2472945 46133R301 46133R319 46133R335 46133R327 MLPI1 8/10/2013 0.04498 0.02561MLP & INCOME PORTFOLIO, SERIES 1 35-2472945 46133R301 46133R319 46133R335 46133R327 MLPI1 9/10/2013 0.04498 0.02561MLP & INCOME PORTFOLIO, SERIES 1 35-2472945 46133R301 46133R319 46133R335 46133R327 MLPI1 10/10/2013 0.04636 0.02639MLP & INCOME PORTFOLIO, SERIES 1 35-2472945 46133R301 46133R319 46133R335 46133R327 MLPI1 11/10/2013 0.04636 0.02639MLP & INCOME PORTFOLIO, SERIES 1 35-2472945 46133R301 46133R319 46133R335 46133R327 MLPI1 12/10/2013 0.04636 0.02639

NEW WORLD LEADERS PORTFOLIO, SERIES 10 35-2475845 46133R392 46133R384 46133R418 46133R400 LDRS10 10/10/2013 0.06546 0.01561NEW WORLD LEADERS PORTFOLIO, SERIES 10 35-2475845 46133R392 46133R384 46133R418 46133R400 LDRS10 12/18/2013 0.05716 0.01363

ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 13 35-2475847 46133R475 46133R467 46133R491 46133R483 ETFI13 10/10/2013 0.17932 0.01713ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 13 35-2475847 46133R475 46133R467 46133R491 46133R483 ETFI13 12/31/2013 0.02001 0.00191

DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 8 35-2475851 46133R509 46133R517 46133R533 46133R525 DFEN8 7/10/2013 0.02084 0.00401DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 8 35-2475851 46133R509 46133R517 46133R533 46133R525 DFEN8 8/10/2013 0.04511 0.00867DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 8 35-2475851 46133R509 46133R517 46133R533 46133R525 DFEN8 9/10/2013 0.04579 0.00881DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 8 35-2475851 46133R509 46133R517 46133R533 46133R525 DFEN8 10/10/2013 0.03406 0.00655DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 8 35-2475851 46133R509 46133R517 46133R533 46133R525 DFEN8 11/10/2013 0.04419 0.00850DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 8 35-2475851 46133R509 46133R517 46133R533 46133R525 DFEN8 12/10/2013 0.04754 0.00914DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 8 35-2475851 46133R509 46133R517 46133R533 46133R525 DFEN8 12/18/2013 0.05537 0.01065

BRIC OPPORTUNITY PORTFOLIO 2013-3 35-2475850 46133R558 46133R541 46133R574 46133R566 BRIC133 10/10/2013 0.04429 0.02761BRIC OPPORTUNITY PORTFOLIO 2013-3 35-2475850 46133R558 46133R541 46133R574 46133R566 BRIC133 12/18/2013 0.02122 0.01323

THE DOW JONES TOTAL MARKET PORTFOLIO, ENHANCED INDEX STRATEGY 2013-3 35-2475852 46133R590 46133R582 46133R616 46133R608 ESTM133 10/10/2013 0.02194 0.00360THE DOW JONES TOTAL MARKET PORTFOLIO, ENHANCED INDEX STRATEGY 2013-3 35-2475852 46133R590 46133R582 46133R616 46133R608 ESTM133 12/18/2013 0.05519 0.00906

DIVIDEND SUSTAINABILITY PORTFOLIO 2013-3 35-2479758 46133T117 46133T109 46133T133 46133T125 DVST133 12/10/2013 0.05632 0.02341DIVIDEND SUSTAINABILITY PORTFOLIO 2013-3 35-2479758 46133T117 46133T109 46133T133 46133T125 DVST133 12/18/2013 0.04269 0.01775

INTERNATIONAL DIVIDEND SUSTAINABILITY PORTFOLIO 2013-3 35-2479757 46133T158 46133T141 46133T174 46133T166 IDST133 12/10/2013 0.05886 0.02537INTERNATIONAL DIVIDEND SUSTAINABILITY PORTFOLIO 2013-3 35-2479757 46133T158 46133T141 46133T174 46133T166 IDST133 12/18/2013 0.01773 0.00764

INFLATION HEDGE PORTFOLIO, SERIES 10 35-2479759 46133T182 46133T190 46133T216 46133T208 HEDG10 9/10/2013 0.03470 0.00924INFLATION HEDGE PORTFOLIO, SERIES 10 35-2479759 46133T182 46133T190 46133T216 46133T208 HEDG10 10/10/2013 0.05228 0.01393INFLATION HEDGE PORTFOLIO, SERIES 10 35-2479759 46133T182 46133T190 46133T216 46133T208 HEDG10 11/10/2013 0.03959 0.01055INFLATION HEDGE PORTFOLIO, SERIES 10 35-2479759 46133T182 46133T190 46133T216 46133T208 HEDG10 12/10/2013 0.03346 0.00891INFLATION HEDGE PORTFOLIO, SERIES 10 35-2479759 46133T182 46133T190 46133T216 46133T208 HEDG10 12/18/2013 0.09708 0.02586

ENERGY PORTFOLIO SERIES 47 35-2479753 46133T232 46133T224 46133T257 46133T240 ENGY47 12/10/2013 0.05806 0.02965ENERGY PORTFOLIO SERIES 47 35-2479753 46133T232 46133T224 46133T257 46133T240 ENGY47 12/18/2013 0.04637 0.02368

FINANCIAL INSTITUTIONS PORTFOLIO SERIES 59 35-2479755 46133T273 46133T265 46133T299 46133T281 FITT59 12/10/2013 0.02394 0.01284FINANCIAL INSTITUTIONS PORTFOLIO SERIES 59 35-2479755 46133T273 46133T265 46133T299 46133T281 FITT59 12/18/2013 0.03241 0.01738

REIT INCOME PORTFOLIO 2013-3 35-2479756 46133T349 46133T356 46133T372 46133T364 VCSR133 9/10/2013 0.02643 0.01166REIT INCOME PORTFOLIO 2013-3 35-2479756 46133T349 46133T356 46133T372 46133T364 VCSR133 10/10/2013 0.02332 0.01028REIT INCOME PORTFOLIO 2013-3 35-2479756 46133T349 46133T356 46133T372 46133T364 VCSR133 11/10/2013 0.02332 0.01028REIT INCOME PORTFOLIO 2013-3 35-2479756 46133T349 46133T356 46133T372 46133T364 VCSR133 12/10/2013 0.02332 0.01028REIT INCOME PORTFOLIO 2013-3 35-2479756 46133T349 46133T356 46133T372 46133T364 VCSR133 12/18/2013 0.06003 0.02647

UTILITY INCOME PORTFOLIO SERIES 44 35-2479752 46133T380 46133T398 46133T414 46133T406 UTIL44 9/10/2013 0.03112 0.01346UTILITY INCOME PORTFOLIO SERIES 44 35-2479752 46133T380 46133T398 46133T414 46133T406 UTIL44 10/10/2013 0.02746 0.01188



Ticker Symbol




UTILITY INCOME PORTFOLIO SERIES 44 35-2479752 46133T380 46133T398 46133T414 46133T406 UTIL44 11/10/2013 0.02746 0.01188UTILITY INCOME PORTFOLIO SERIES 44 35-2479752 46133T380 46133T398 46133T414 46133T406 UTIL44 12/10/2013 0.02746 0.01188UTILITY INCOME PORTFOLIO SERIES 44 35-2479752 46133T380 46133T398 46133T414 46133T406 UTIL44 12/18/2013 0.06418 0.02776

MLP & INCOME PORTFOLIO, SERIES 2 35-2479760 46133T422 46133T430 46133T455 46133T448 MLPI2 9/10/2013 0.04405 0.02610MLP & INCOME PORTFOLIO, SERIES 2 35-2479760 46133T422 46133T430 46133T455 46133T448 MLPI2 10/10/2013 0.04720 0.02797MLP & INCOME PORTFOLIO, SERIES 2 35-2479760 46133T422 46133T430 46133T455 46133T448 MLPI2 11/10/2013 0.04720 0.02797MLP & INCOME PORTFOLIO, SERIES 2 35-2479760 46133T422 46133T430 46133T455 46133T448 MLPI2 12/10/2013 0.04720 0.02797

HIGH INCOME ALLOCATION PORTFOLIO, SERIES 4 35-2479761 46133T463 46133T471 46133T497 46133T489 HIAP4 9/10/2013 0.03743 0.00989HIGH INCOME ALLOCATION PORTFOLIO, SERIES 4 35-2479761 46133T463 46133T471 46133T497 46133T489 HIAP4 10/10/2013 0.04319 0.01142HIGH INCOME ALLOCATION PORTFOLIO, SERIES 4 35-2479761 46133T463 46133T471 46133T497 46133T489 HIAP4 11/10/2013 0.04319 0.01142HIGH INCOME ALLOCATION PORTFOLIO, SERIES 4 35-2479761 46133T463 46133T471 46133T497 46133T489 HIAP4 12/10/2013 0.04319 0.01142HIGH INCOME ALLOCATION PORTFOLIO, SERIES 4 35-2479761 46133T463 46133T471 46133T497 46133T489 HIAP4 12/18/2013 0.03238 0.00856

ALTERNATIVES ALLOCATION PORTFOLIO 2013-3 35-2479763 46133T505 46133T513 46133T539 46133T521 ALTS133 10/10/2013 0.03392 0.02142ALTERNATIVES ALLOCATION PORTFOLIO 2013-3 35-2479763 46133T505 46133T513 46133T539 46133T521 ALTS133 11/10/2013 0.02040 0.01288ALTERNATIVES ALLOCATION PORTFOLIO 2013-3 35-2479763 46133T505 46133T513 46133T539 46133T521 ALTS133 12/10/2013 0.01099 0.00694ALTERNATIVES ALLOCATION PORTFOLIO 2013-3 35-2479763 46133T505 46133T513 46133T539 46133T521 ALTS133 12/18/2013 0.19176 0.12110

PREFERRED OPPORTUNITY PORTFOLIO, SERIES 23 35-2479762 46133T547 46133T554 46133T570 46133T562 PFOP23 10/10/2013 0.09351 0.04337PREFERRED OPPORTUNITY PORTFOLIO, SERIES 23 35-2479762 46133T547 46133T554 46133T570 46133T562 PFOP23 11/10/2013 0.05195 0.02409PREFERRED OPPORTUNITY PORTFOLIO, SERIES 23 35-2479762 46133T547 46133T554 46133T570 46133T562 PFOP23 12/10/2013 0.05195 0.02409PREFERRED OPPORTUNITY PORTFOLIO, SERIES 23 35-2479762 46133T547 46133T554 46133T570 46133T562 PFOP23 12/18/2013 0.13660 0.06336

GLOBAL HIGH DIVIDEND PORTFOLIO 2013-3 35-2479764 46133T596 46133T588 46133T612 46133T604 HDVP133 12/10/2013 0.05955 0.02657GLOBAL HIGH DIVIDEND PORTFOLIO 2013-3 35-2479764 46133T596 46133T588 46133T612 46133T604 HDVP133 12/18/2013 0.08770 0.03912

CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 17 35-2479765 46133T703 46133T711 46133T737 46133T729 CIAP17 10/10/2013 0.04622 0.01093CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 17 35-2479765 46133T703 46133T711 46133T737 46133T729 CIAP17 11/10/2013 0.03913 0.00925CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 17 35-2479765 46133T703 46133T711 46133T737 46133T729 CIAP17 12/10/2013 0.03425 0.00810CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 17 35-2479765 46133T703 46133T711 46133T737 46133T729 CIAP17 12/18/2013 0.02640 0.00624

AMERICAN INFRASTRUCTURE GROWTH PORTFOLIO 2013-3 35-2479725 46133T745 46133T752 46133T778 46133T760 INFA133 9/10/2013 0.01741 0.01209AMERICAN INFRASTRUCTURE GROWTH PORTFOLIO 2013-3 35-2479725 46133T745 46133T752 46133T778 46133T760 INFA133 11/10/2013 0.01522 0.01057AMERICAN INFRASTRUCTURE GROWTH PORTFOLIO 2013-3 35-2479725 46133T745 46133T752 46133T778 46133T760 INFA133 12/10/2013 0.02540 0.01764

NEW WORLD LEADERS PORTFOLIO, SERIES 11 35-2482779 46133U114 46133U106 46133U130 46133U122 LDRS11 12/18/2013 0.01000 0.00923

ETF ALLOCATION PORTFOLIO, SERIES 16 35-2482781 46133U197 46133U189 46133U213 46133U205 ETFA16 12/18/2013 0.01842 0.00162ETF ALLOCATION PORTFOLIO, SERIES 16 35-2482781 46133U197 46133U189 46133U213 46133U205 ETFA16 12/31/13 0.04803 0.00422

ETF DIVERSIFIED INCOME PORTFOLIO, SERIES 14 35-2482778 46133U239 46133U221 46133U254 46133U247 ETFI14 12/18/2013 0.03315 0.01154

DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 9 35-2482782 46133U262 46133U270 46133U296 46133U288 DFEN9 10/10/2013 0.03387 0.01037DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 9 35-2482782 46133U262 46133U270 46133U296 46133U288 DFEN9 11/10/2013 0.04462 0.01367DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 9 35-2482782 46133U262 46133U270 46133U296 46133U288 DFEN9 12/10/2013 0.04097 0.01255DEFENSIVE EQUITY & INCOME PORTFOLIO, SERIES 9 35-2482782 46133U262 46133U270 46133U296 46133U288 DFEN9 12/18/2013 0.09166 0.02808

ENHANCED SECTOR STRATEGY, SECTOR ROTATION PORTFOLIO 2013-4 35-2482784 46133U353 46133U346 46133U379 46133U361 ESRO134 12/18/2013 0.01778 0.01778

THE DOW JONES TOTAL MARKET PORTFOLIO, ENHANCED INDEX STRATEGY 2013-4 35-2482783 46133U395 46133U387 46133U411 46133U403 ESTM134 12/18/2013 0.01000 0.01000THE DOW JONES TOTAL MARKET PORTFOLIO, ENHANCED INDEX STRATEGY 2013-4 35-2482783 46133U395 46133U387 46133U411 46133U403 ESTM134 12/18/2013 0.02413 0.00369

AMERICAN INNOVATION LEADERS PORTFOLIO, SERIES 2 35-2482785 46133U437 46133U429 46133U452 46133U445 INOV2 12/18/2013 0.03477 0.02913

EMERGING MARKETS DIVIDEND PORTFOLIO 2013-3 35-2482776 46133U510 46133U502 46133U536 46133U528 EMDV133 12/18/2013 0.03165 0.01527

GLOBAL WATER PORTFOLIO 2013-3 46-3283436 46133U551 46133U544 46133U577 46133U569 GWTR133 12/18/2013 0.02212 0.02212

GLOBAL 45 DIVIDEND STRATEGY PORTFOLIO 2013-4 35-2485391 46133U718 46133U700 46133U734 46133U726 GLDV134 12/18/2013 0.01000 0.00908

CLOSED-END STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-4 35-2485394 46133V112 46133V104 46133V138 46133V120 CSCC134 12/18/2013 0.04126 0.01235CLOSED-END STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-4 35-2485394 46133V112 46133V104 46133V138 46133V120 CSCC134 12/18/2013 0.07300 0.02741CLOSED-END STRATEGY: COVERED CALL INCOME PORTFOLIO 2013-4 35-2485394 46133V112 46133V104 46133V138 46133V120 CSCC134 12/31/13 0.07936 0.02980

CLOSED-END STRATEGY: MASTER MUNICIPAL INCOME PORTFOLIO- NATIONAL SERIES 33 35-2485392 46133V146 46133V153 46133V179 46133V161 CSNA33 11/10/2013 0.04453 0.01314CLOSED-END STRATEGY: MASTER MUNICIPAL INCOME PORTFOLIO- NATIONAL SERIES 33 35-2485392 46133V146 46133V153 46133V179 46133V161 CSNA33 12/10/2013 0.05192 0.01532CLOSED-END STRATEGY: MASTER MUNICIPAL INCOME PORTFOLIO- NATIONAL SERIES 33 35-2485392 46133V146 46133V153 46133V179 46133V161 CSNA33 12/18/2013 0.06613 0.01951

CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-4 35-2485393 46133V187 46133V195 46133V211 46133V203 CSVP134 11/10/2013 0.04596 0.01014CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-4 35-2485393 46133V187 46133V195 46133V211 46133V203 CSVP134 12/10/2013 0.04575 0.01010CLOSED-END STRATEGY: VALUE EQUITY AND INCOME PORTFOLIO 2013-4 35-2485393 46133V187 46133V195 46133V211 46133V203 CSVP134 12/18/2013 0.18822 0.04154



Ticker Symbol




CLOSED-END STRATEGY: MASTER INCOME PORTFOLIO, SERIES 37 35-2485395 46133V229 46133V237 46133V252 46133V245 MSTR37 11/10/2013 0.06111 0.00204CLOSED-END STRATEGY: MASTER INCOME PORTFOLIO, SERIES 37 35-2485395 46133V229 46133V237 46133V252 46133V245 MSTR37 12/10/2013 0.05584 0.00187CLOSED-END STRATEGY: MASTER INCOME PORTFOLIO, SERIES 37 35-2485395 46133V229 46133V237 46133V252 46133V245 MSTR37 12/18/2013 0.17756 0.00593

ALL CAP CORE STRATEGY 2013-4 35-2485399 46133V286 46133V260 46133V302 46133V294 ALLC134 12/18/2013 0.01000 0.00871

LARGE CAP CORE STRATEGY 2013-4 35-2485397 46133V328 46133V310 46133V344 46133V336 LRGC134 12/18/2013 0.01000 0.00908

MID CAP CORE STRATEGY 2013-4 35-2485396 46133V369 46133V351 46133V385 46133V377 MIDC134 12/18/2013 0.03816 0.02211

SMALL CAP CORE STRATEGY 2013-4 35-2485400 46133V401 46133V393 46133V427 46133V419 SMLC134 12/18/2013 0.05143 0.02619

S&P POWERPICKS PORTFOLIO 2013-4 35-2485398 46133V443 46133V435 46133V468 46133V450 PICK134 12/18/2013 0.01000 0.00996S&P POWERPICKS PORTFOLIO 2013-4 35-2485398 46133V443 46133V435 46133V468 46133V450 PICK134 12/18/2013 0.03181 0.00074

CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 49 35-2485401 46133V484 46133V476 CETD49 12/10/2013 0.02147 0.01021CENTRAL EQUITY TRUST, DIVERSIFIED INCOME SERIES 49 35-2485401 46133V484 46133V476 CETD49 12/18/2013 0.03232 0.01537

DIVIDEND INCOME AND VALUE PORTFOLIO 2013-4 35-2485402 46133V500 46133V492 46133V526 46133V518 DIVP134 12/18/2013 0.01000 0.00184

CLOSED-END STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES 16 35-2485403 46133V575 46133V583 46133V609 46133V591 GLIN16 12/10/2013 0.04521 0.00835CLOSED-END STRATEGY: GLOBAL INCOME PORTFOLIO, SERIES 16 35-2485403 46133V575 46133V583 46133V609 46133V591 GLIN16 12/18/2013 0.16159 0.02985

CLOSED-END STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 38 35-2485404 46133V617 46133V625 46133V641 46133V633 LOAN38 12/10/2013 0.05840 0.01076CLOSED-END STRATEGY: SENIOR LOAN AND LIMITED DURATION PORTFOLIO, SERIES 38 35-2485404 46133V617 46133V625 46133V641 46133V633 LOAN38 12/18/2013 0.10681 0.01967

TURNAROUND STRATEGY PORTFOLIO 2013A 35-2485406 46133V666 46133V658 46133V682 46133V674 TURNA13 12/18/2013 0.02738 0.01220

AMERICAN INFRASTRUCTURE GROWTH PORTFOLIO 2013-4 35-2485407 46133V690 46133V708 46133V724 46133V716 INFA134 12/10/2013 0.01949 0.01949

NEW WORLD LEADERS PORTFOLIO, SERIES 12 35-2487159 46133V732 46133V278 46133V757 46133V740 LDRS12 12/18/2013 0.01291 0.00007NEW WORLD LEADERS PORTFOLIO, SERIES 12 35-2487159 46133V732 46133V278 46133V757 46133V740 LDRS12 12/31/2013 0.00088 0.00000

EMERGING MARKETS DIVIDEND PORTFOLIO 2013-4 35-2487162 46133W110 46133W102 46133W136 46133W128 EMDV134 12/18/2013 0.00509 0.00013EMERGING MARKETS DIVIDEND PORTFOLIO 2013-4 35-2487162 46133W110 46133W102 46133W136 46133W128 EMDV134 12/31/2013 0.00958 0.00025

ENHANCED SECTOR STRATEGY, SECTOR ROTATION PORTFOLIO 2014-1 35-2487165 46133W151 46133W144 46133W177 46133W169 ESRO141 12/31/2013 0.00414 0.00025

THE DOW JONES TOTAL MARKET PORTFOLIO, ENHANCED INDEX STRATEGY 2014-1 35-2487164 46133W193 46133W185 46133W219 46133W201 ESTM141 12/31/2013 0.00471 0.00041

AMERICAN INNOVATION LEADERS PORTFOLIO, SERIES 3 35-2487166 46133W235 46133W227 46133W250 46133W243 INOV3 12/31/2013 0.00353 0.00001

TECHNOLOGY PORTFOLIO 2014-1 35-2490131 46133W268 46133W276 46133W292 46133W284 TECH141 12/31/2013 0.00006 0.00004

CLOSED-END DISCOUNT OPPORTUNITY PORTFOLIO 2013-4 35-2487091 46133W300 46133W318 46133W334 46133W326 DISC134 12/10/2013 0.02953 0.00052CLOSED-END DISCOUNT OPPORTUNITY PORTFOLIO 2013-4 35-2487091 46133W300 46133W318 46133W334 46133W326 DISC134 12/18/2013 0.10315 0.00183

DIVIDEND SUSTAINABILITY PORTFOLIO 2013-4 35-2485496 46133X118 46133X100 46133X134 46133X126 DVST134 12/18/2013 0.05134 0.02310

INTERNATIONAL DIVIDEND SUSTAINABILITY PORTFOLIO 2013-4 46-3899959 46133X159 46133X142 46133X175 46133X167 IDST134 12/18/2013 0.01516 0.00170INTERNATIONAL DIVIDEND SUSTAINABILITY PORTFOLIO 2013-4 46-3899959 46133X159 46133X142 46133X175 46133X167 IDST134 12/31/2013 0.00038 0.00004

INFLATION HEDGE PORTFOLIO, SERIES 11 35-2485500 46133X225 46133X233 46133X258 46133X241 HEDG11 12/10/2013 0.03551 0.00234INFLATION HEDGE PORTFOLIO, SERIES 11 35-2485500 46133X225 46133X233 46133X258 46133X241 HEDG11 12/18/2013 0.10506 0.00692

ENERGY PORTFOLIO SERIES 48 35-2487105 46133X274 46133X266 46133X290 46133X282 ENGY48 12/18/2013 0.04556 0.02584

FINANCIAL INSTITUTIONS PORTFOLIO SERIES 60 35-2487106 46133X316 46133X308 46133X332 46133X324 FITT60 12/18/2013 0.03190 0.01675

DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 65 35-2487104 46133X357 46133X340 46133X373 46133X365 HCRX65 12/18/2013 0.02265 0.01311

REIT INCOME PORTFOLIO 2013-4 35-2487107 46133X381 46133X399 46133X415 46133X407 VCSR134 12/10/2013 0.02671 0.01005REIT INCOME PORTFOLIO 2013-4 35-2487107 46133X381 46133X399 46133X415 46133X407 VCSR134 12/18/2013 0.04871 0.01833

UTILITY INCOME PORTFOLIO, SERIES 45 35-2487108 46133X423 46133X431 46133X456 46133X449 UTIL45 12/10/2013 0.03274 0.01113UTILITY INCOME PORTFOLIO, SERIES 45 35-2487108 46133X423 46133X431 46133X456 46133X449 UTIL45 12/18/2013 0.03226 0.01097

MLP & INCOME PORTFOLIO, SERIES 3 35-2487109 46133X464 46133X472 46133X498 46133X480 MLPI3 12/10/2013 0.04675 0.02330MLP & INCOME PORTFOLIO, SERIES 3 35-2487109 46133X464 46133X472 46133X498 46133X480 MLPI3 12/18/2013 0.00531 0.00265MLP & INCOME PORTFOLIO, SERIES 3 35-2487109 46133X464 46133X472 46133X498 46133X499 MLPI3 12/31/13 0.01121 0.00559

HIGH INCOME ALLOCATION PORTFOLIO, SERIES 5 35-2487110 46133X506 46133X514 46133X530 46133X522 HIAP5 12/10/2013 0.03882 0.00889



Ticker Symbol




HIGH INCOME ALLOCATION PORTFOLIO, SERIES 5 35-2487110 46133X506 46133X514 46133X530 46133X522 HIAP5 12/18/2013 0.03767 0.00863HIGH INCOME ALLOCATION PORTFOLIO, SERIES 5 35-2487110 46133X506 46133X514 46133X530 46133X522 HIAP5 12/31/13 0.00768 0.00176

ALTERNATIVES ALLOCATION PORTFOLIO 2013-4 35-2487111 46133X548 46133X555 46133X571 46133X563 ALTS134 12/18/2013 0.19518 0.07507

PREFERRED OPPORTUNITY PORTFOLIO, SERIES 24 35-2487112 46133X589 46133X597 46133X613 46133X605 PFOP24 12/18/2013 0.15704 0.05723

GLOBAL HIGH DIVIDEND PORTFOLIO 2013-4 35-2487113 46133X639 46133X621 46133X654 46133X647 HDVP134 12/18/2013 0.03996 0.01328

CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 18 35-2487114 46133X746 46133X753 46133X779 46133X761 CIAP18 12/18/2013 0.01000 0.00240CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 18 35-2487114 46133X746 46133X753 46133X779 46133X761 CIAP18 12/18/2013 0.01970 0.00458CONSERVATIVE INCOME ALLOCATION PORTFOLIO, SERIES 18 35-2487114 46133X746 46133X753 46133X779 46133X761 CIAP18 12/31/13 0.02971 0.00691

INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 1/10/2013 3.45000 0.52406INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 2/10/2013 3.44000 0.52254INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 3/10/2013 3.45000 0.52406INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 4/10/2013 3.44000 0.52254INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 5/10/2013 3.45000 0.52406INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 6/10/2013 3.46000 0.52557INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 7/10/2013 3.46000 0.52557INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 8/10/2013 3.45000 0.52406INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 9/10/2013 3.47000 0.52709INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 10/10/2013 3.46000 0.52557INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 11/10/2013 3.45000 0.52406INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 5 27-1069530 46136A180 46136A198 IGIN5 12/10/2013 3.45000 0.52406

INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 1/10/2013 3.36000 0.02285INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 2/10/2013 3.37000 0.02292INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 3/10/2013 3.37000 0.02292INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 4/10/2013 3.38000 0.02298INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 5/10/2013 3.36000 0.02285INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 6/10/2013 3.35000 0.02278INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 7/10/2013 3.36000 0.02285INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 8/10/2013 3.36000 0.02285INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 9/10/2013 3.39000 0.02305INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 10/10/2013 3.35000 0.02278INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 11/10/2013 3.34000 0.02271INVESTMENT GRADE MUNI TRUST INTERMEDIATE SRS 9 27-1981824 46136A263 46136A271 IGIN9 12/10/2013 3.37000 0.02292



INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 1/10/2013 3.37000 0.14895INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 2/10/2013 3.38000 0.14940INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 3/10/2013 3.41000 0.15072INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 4/10/2013 3.38000 0.14940INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 5/10/2013 3.37000 0.14895INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 6/10/2013 3.38000 0.14940INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 7/10/2013 3.38000 0.14940INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 8/10/2013 3.39000 0.14984



Ticker Symbol




INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 9/10/2013 3.39000 0.14984INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 10/10/2013 3.39000 0.14984INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 11/10/2013 3.40000 0.15028INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 23 45-2987263 46136A545 46136A552 IGIN23 12/10/2013 3.39000 0.14984






INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 1/10/2013 3.18000 0.31037INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 2/10/2013 3.19000 0.31134INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 3/10/2013 3.21000 0.31330



Ticker Symbol




INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 4/10/2013 3.19000 0.31134INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 5/10/2013 3.18000 0.31037INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 6/10/2013 3.18000 0.31037INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 7/10/2013 3.18000 0.31037INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 8/10/2013 3.21000 0.31330INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 9/10/2013 3.19000 0.31134INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 10/10/2013 3.18000 0.31037INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 11/10/2013 3.18000 0.31037INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 31 45-4832267 46136A701 46136A719 IGIN31 12/10/2013 3.16000 0.30842





INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 1/10/2013 2.87000 0.97264INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 2/10/2013 2.87000 0.97264INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 3/10/2013 2.90000 0.98281INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 4/10/2013 2.87000 0.97264INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 5/10/2013 2.86000 0.96925INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 6/10/2013 2.86000 0.96925INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 7/10/2013 2.86000 0.96925INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 8/10/2013 2.87000 0.97264INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 9/10/2013 2.86000 0.96925INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 10/10/2013 2.86000 0.96925INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 11/10/2013 2.84000 0.96248



Ticker Symbol




INVESTMENT GRADE MUNICIPAL TRUST INTERMEDIATE SERIES 36 35-2451278 46136A800 46136A818 IGIN36 12/10/2013 2.86000 0.96925



INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 1/10/2013 4.18000 0.10408INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 2/10/2013 4.18000 0.10408INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 3/10/2013 4.17000 0.10383INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 4/10/2013 4.17000 0.10383INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 5/10/2013 4.18000 0.10408INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 6/10/2013 4.17000 0.10383INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 7/10/2013 4.20000 0.10458INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 8/10/2013 4.26000 0.10607INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 9/10/2013 4.23000 0.10533INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 10/10/2013 4.20000 0.10458INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 11/10/2013 4.21000 0.10483INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 14 45-4362901 46136C368 46136C376 IGLT14 12/10/2013 4.19000 0.10433



INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 1/10/2013 4.27000 0.10248INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 2/10/2013 4.28000 0.10272INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 3/10/2013 4.28000 0.10272INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 4/10/2013 4.25000 0.10200INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 5/10/2013 4.26000 0.10224INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 6/10/2013 4.29000 0.10296



Ticker Symbol




INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 7/10/2013 4.27000 0.10248INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 8/10/2013 4.29000 0.10296INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 9/10/2013 4.28000 0.10272INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 10/10/2013 4.27000 0.10248INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 11/10/2013 4.26000 0.10224INVESTMENT GRADE INCOME TRUST 20+ YEAR SERIES 17 45-4782357 46136C426 46136C434 IGLT17 12/10/2013 4.26000 0.10224

INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 1/10/2013 3.97000 0.04963INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 2/10/2013 3.98000 0.04975INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 3/10/2013 3.99000 0.04988INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 4/10/2013 3.96000 0.04950INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 5/10/2013 3.95000 0.04938INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 6/10/2013 3.94000 0.04925INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 7/10/2013 3.95000 0.04938INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 8/10/2013 3.96000 0.04950INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 9/10/2013 3.95000 0.04938INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 10/10/2013 3.94000 0.04925INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 11/10/2013 3.94000 0.04925INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 24 45-5486980 46136C566 46136C574 IGLT24 12/10/2013 3.93000 0.04913





INVESTMENT GRADE INCOME TRUST, 20+ YEAR SERIES 29 35-2451341 46136C665 46136C673 IGLT29 1/10/2013 3.97000 0.29140


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