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5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI George MacKenzie National Archives of Scotland National Archives of Scotland G G ö ö ran ran Kristiansson Kristiansson Riksarkivet, Sweden Riksarkivet, Sweden

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Page 1: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

How real archivists can learn to love the OAI

George MacKenzieNational Archives of ScotlandNational Archives of Scotland

GGööran ran KristianssonKristianssonRiksarkivet, SwedenRiksarkivet, Sweden

Page 2: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Open Archives Initiative?

How open is it?Archives, but not as we know themValuable initiative with significance for

resource discovery across the cultural and heritage domains.

Page 3: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists and the OAIContents

1. Archives and archival description2. Archival approaches to interoperability3. Using OAI for archival descriptions4. “Real” archives using OAI5. Conclusions and ways forward

Page 4: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists and the OAIContents

1. Archives and archival description2. Archival approaches to interoperability3. Using OAI for archival descriptions4. “Real” archives using OAI5. Conclusions and ways forward

Page 5: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

What are archives (and archivists) for ?

Advertisement Alert

Page 6: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archives are the documentary guarantee of Archives are the documentary guarantee of our rights and are fundamental to democracy our rights and are fundamental to democracy

and good governance. and good governance. Archives are central to defining the cultural Archives are central to defining the cultural

identity of peoples and nations.identity of peoples and nations.

Page 7: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Recent Names for Archivists/Librarians

(from the Wall Street Journal)Information NavigatorsChief Answerists

But most users today are interested in family and local history – leisure historians

Page 8: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Is this a Record ?

Not unless it has:ContentContextStructure

Page 9: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists and Descriptions

archivists came late to standardsarchive catalogues usually provide access

only to a paper (or parchment) original document.

Page 10: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archival PrinciplesTo understand the content of a document, you

must study the context in which it was created Provenance and original order Multi-level descriptionDescription needs to be collective and

contextual (Haworth, 2001)

Page 11: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Multi-level description

Page 12: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

The Importance of Context

What do we mean by context in archives?Context aids understandingCrucial in electronic environmentCritical in cross-domain searching

Page 13: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Descriptions in Context

Suppose a customer is searching for information on “Braes” a township on the island of Skye, scene of agricultural disturbance in 1882…….

Page 14: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

The initial search returns a description of the item, giving its reference number and collection details…….

Page 15: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Further contextual information is available about the collection, the creator (Sheriff Ivory) and his role………..

Page 16: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

The description can also be exported as an EAD file…….

Click here

Page 17: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists and the OAIContents

1. Archives and archival description2. Archival approaches to interoperability3. Using OAI for archival descriptions4. “Real” archives using OAI5. Conclusions and ways forward

Page 18: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Interoperability:the EUAN Project

archival principles fundamentalbuild on existing standards (ISAD etc.)fonds (collection) level validaccess pointslanguage remains barrier at Europe level

Page 19: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

The Access Point Question

Corporate namesDates

Subjectsnamesnames

PlacePersonal

Culturally neutral

Culturally specific

Easy

Difficult

Page 20: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Interoperability:archive networksSCAN

– Single database– Collection level– Multiple servicesCAIN

– Network of networks

Page 21: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Interoperability:archive networks

NAD, Sweden– Local and national archive institutions– Moved from CD format to on-line– Integrates e-commerce

Page 22: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Interoperability

LEAF ProjectFrom EAD to EAC - Encoded Archival

Context

Page 23: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists and the OAIContents

1. Archives and archival description2. Archival approaches to interoperability3. Using OAI for archival descriptions4. “Real” archives using OAI5. Conclusions and ways forward

Page 24: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

OAI and archival description

The advantages:– reach new communities– cross sectoral– use by non archive organisations holding

archives

Page 25: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

OAI and archival descriptionThe disadvantages:

– conflict with archival hierarchies – loss of contextual information– descriptions less clear, may become

misleading– users disappointed that on-line access to record

is not available

Page 26: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists and the OAIContents

1. Archives and archival description2. Archival approaches to interoperability3. Using OAI for archival descriptions4. “Real” archives using OAI5. Conclusions and ways forward

Page 27: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Real archives using OAI

UIUCAIM25, LondonAustralia, Bright Sparcs

Page 28: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists and the OAIContents

1. Archives and archival description2. Archival approaches to interoperability3. Using OAI for archival descriptions4. “Real” archives using OAI5. Conclusions and ways forward

Page 29: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

“OAI Protocols present one opportunity to re-engineer access

to archival materials to provide for greater interoperability.”

Chris Prom, 2002

Page 30: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists may use OAI, if:they are confident that OAI compliant

descriptions will respect their multi-level descriptions;

they can export data in an OAI compliant way with little or no additional work;

they believe that OAI will let them reach new, relevant audiences.

Page 31: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archivists may use OAI for:

Fonds or collection level descriptions;Contextual descriptions

– Record creators– Name authorities.

Page 32: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

OAI and archives - ways forwardpublicise OAI to archive community;

– library-archive cooperation;– higher education community first?assess results for EAD-OAI from UIUCtest OAI for fonds (collection) leveltest OAI for record creator descriptions

Page 33: How real archivists can learn to love the OAIeprints.rclis.org/4698/1/lisb_mack-kris.pdf · 5 December 2002 OA Forum Workshop Lisbon How real archivists can learn to love the OAI

5 December 2002 OA Forum Workshop Lisbon

Archives –the World’s Memory…

..and source of all our histories