how to become a financial advisor
DESCRIPTION
Willis Consulting is a financial services recruiting firm. Our finance job recruiters are experienced and know where all the job opportunities are. If you are seeking a financial advisor, broker, or banking job, call us at 310-373-7400 or submit your resume: http://www.willis-consulting.com/apply-financial-services-job. Visit the website: www.willis-consulting.com/ Willis Consulting, Inc. Los Angeles Office: Corporate Headquarters 719 Yarmouth Road, Suite 203 Palos Verdes Estates, CA 90274 310-373-7400 PST Scottsdale Office 8970 E Raintree Drive Suite #300 Scottsdale AZ 85260 New York Office 244 5th Avenue, Suite 1855 New York NY 10001 212-726-2041 PSTTRANSCRIPT
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Financial Advisor
How to Become a
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Get That License
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Obtaining a professional license is a necessity.
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Certified Financial Planner
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Certified Financial Planner
You have to take preparation courses in an
accredited college or university.
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Certified Financial Planner
After which, you have to pass a two-day examination.
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Chartered Financial Analyst
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Chartered Financial Analyst
Becoming a CFA means you have to obtain mastery of a rather
complicated curriculum;
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Chartered Financial Analyst
at the same time you have to pass three separate exams,
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Chartered Financial Analyst
along with having work experience and bachelor’s
degree.
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Registered Investment
Advisor
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Registered Investment Advisor
You will receive compensation in return for offering professional
financial advice.
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Registered Investment Advisor
A registered investment advisor has to pass the Series 66
examination…
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Registered Investment Advisor
as well as the Series 6 or 7 examinations.
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Series 66
• The Uniform Combined State Law Examination
• Intended for aspiring securities agents, investment advisors and representatives.
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Series 6
• Investment Company Products/Variable Life Contracts Representative Examination
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The purpose of taking and passing the exam is to become licensed in selling security products, specifically:
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• mutual funds• unit investment trusts• variable annuities• closed-end funds
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This is NOT for stockbrokers to take because the license does not include stock…
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direct participation programs, and corporate securities.
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Series 7
• General Representative Examination
• It is the required exam for stockbrokers.
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Willis Consulting is a financial services recruiting firm.
![Page 23: How to become a financial advisor](https://reader034.vdocument.in/reader034/viewer/2022042722/57906ccc1a28ab68748d1be4/html5/thumbnails/23.jpg)
Our finance job recruiters are experienced and know where all the job opportunities are.
![Page 24: How to become a financial advisor](https://reader034.vdocument.in/reader034/viewer/2022042722/57906ccc1a28ab68748d1be4/html5/thumbnails/24.jpg)
If you are seeking a financial advisor, broker, or banking job, CALL us at 310-373-7400…
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or submit your resume:
http://www.willis-consulting.com/apply-financial-services-job.
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Los Angeles Office: Corporate Headquarters719 Yarmouth Road, Suite 203Palos Verdes Estates, CA 90274310-373-7400 PST
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Scottsdale Office15051 N Kierland Blvd, Suite 210Scottsdale AZ 85254480-361-9490 PST
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New York Office244 5th Avenue, Suite 1855New York NY 10001212-726-2041 PST
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http://willis-consulting.com/