humint corps

7/28/2019 Humint Corps

1/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

5HIHUHQFHV5HIHUHQFHVPDUNHGZLWKDQDVWHULVNPD\EHIRXQGRQFODVVLILHGDQGRUXQFODVVLILHGV\VWHPV

$57KUHDW$ZDUHQHVVDQG5HSRUWLQJ3URJUDP

$57KH$UP\&RXQWHULQWHOOLJHQFH3URJUDP

$52IIHQVLYH&RXQWHULQWHOOLJHQFH2SHUDWLRQV

$5,QWHOOLJHQFH&RQWLQJHQF\)XQGV,&)

$57HFKQLFDO&RXQWHULQWHOOLJHQFH

&

)0&RXQWHULQWHOOLJHQFH

'

)0+XPDQ,QWHOOLJHQFH&ROOHFWRU2SHUDWLRQV

,

7&&RXQWHULQWHOOLJHQFH

/

7&+XPDQ,QWHOOLJHQFH&ROOHFWRU2SHUDWLRQV

:

7&&RQWUROOHG0LOLWDU\6RXUFH2SHUDWLRQV

7&0LOLWDU\,QWHOOLJHQFH%DWWDOLRQ,QWHUURJDWLRQ

D

7&+XPDQ,QWHOOLJHQFH'HEULHILQJ+DQGERRN

E

7&6RXUFH9DOLGDWLRQ+DQGERRN

K

7&0XOWL6HUYLFH773VIRU7HFKQLFDO,QWHOOLJHQFH

2SHUDWLRQV

W

'+(09RO,,,'HIHQVH+80,17(QWHUSULVH0DQXDOV

Y

8PEUHOOD&RQFHSW7KHDWHU6SHFLILF

Z

0LOLWDU\6RXUFH2SHUDWLRQV&RQWLQJHQF\2SHUDWLRQV7KHDWHU

6SHFLILF

^

-RLQW3XE&RXQWHULQWHOOLJHQFH6XSSRUWWRWKH&RPEDWDQW

&RPPDQG

3XUSRVH7RGHILQHWKHUROHVDQGUHVSRQVLELOLWLHVIXQFWLRQVRSHUDWLRQVDQGVXSSRUWLQJWDVNDQGV\VWHPVRIWKH*;IRUWKHFRQGXFW

RI&RXQWHULQWHOOLJHQFH&,DQG+XPDQ,QWHOOLJHQFH+80,17RSHUDWLRQV

LQ;9,,,&RUSV

81&/$66,),(')282


2/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

5ROHVDQG5HVSRQVLELOLWLHV7KH$&RI6*DSSRLQWVWKH*;2,&7KLVZLOOEHD/7&2RUDERYH026()

D 7KH*;2,&LVWKHSULPDU\DGYLVRUWRWKH*DQGWKH&RUSV

&RPPDQGHURQDOO&,+80,17DFWLYLWLHV

E 7KH*;LVWKHSULPDU\DGYLVRUWRWKH*DQGFRPPDQGHURQODZVSROLFLHVDQGUHJXODWLRQVZKLFKJXLGHDQGLPSDFW&,DQG+80,17

RSHUDWLRQV

F 7KH*;VHUYHVDVDQH[WHQVLRQRIWKH*VLQWHOOLJHQFH

V\QFKURQL]DWLRQSURFHVVE\

$VVLVWLQJLQWKHYDOLGDWLRQRIWKHDSSURSULDWHQHVVRI&,

DQG+80,17FROOHFWLRQUHTXLUHPHQWV

(QVXULQJWKDWWKHEHVW&,DQG+80,17DVVHWVDUHWDVNHGWR

VDWLVI\UHTXLUHPHQWV

(QVXULQJWKDWUHVXOWLQJUHSRUWLQJLVDSSURSULDWHO\

GLVVHPLQDWHGWRUHTXHVWRUV

G 7KH*;GHYHORSV&,DQG+80,17UHTXLUHPHQWVRUGHUVDQGUHTXHVWV

IRULQIRUPDWLRQ5),VEDVHGRQWKH,65SODQ

H 7KH*;FRRUGLQDWHVV\QFKURQL]HVGHFRQIOLFWVPDQDJHVDQG

SURYLGHVWHFKQLFDODGYLFHDQGDVVLVWDQFHFRQFHUQLQJDOO

FRXQWHULQWHOOLJHQFH&,DQGKXPDQLQWHOOLJHQFH+80,17DFWLYLWLHVLQ

WKH&RPPDQGHUV$UHDRI5HVSRQVLELOLW\$25

I 7KH*;VWDIILVWKHIRFDOSRLQWIRUDOO&,+80,17RSHUDWLRQV

ZLWKLQWKH&RUSVDQGVXERUGLQDWHXQLWV

J 7KH*;VWDIIZLOOQRUPDOO\FRORFDWHZLWKWKH+80,17$QDO\VLV

&HOO+$&LQWKH&RUSV$QDO\VLVDQG&RQWURO(OHPHQW$&(DQGZLOO

VXSHUYLVH+$&RSHUDWLRQV'HSOR\HG&,+80,17DVVHWVZLOOUHPDLQ23&21

WRWKHLUUHVSHFWLYHFRPPDQGVXQOHVVRWKHUZLVHGLUHFWHGE\WKH&RUSV

&RPPDQGHU

K 7KH*;VWDIIZLOOLQFOXGHWKH&,&RRUGLQDWLQJ$XWKRULW\&,&$

WKH+80,172SHUDWLRQV&HOO+2&DQGWKH+80,17$QDO\VLV&HOOILJ%

L 7KH*;HPSKDVLVRQDUULYDOLQDWKHDWHURIRSHUDWLRQVZLOOEHHVWDEOLVKPHQWRIWKH&,+80,17RSHUDWLRQDOVWUXFWXUHDQGFROOHFWLRQ

IRFXV&,+80,17VXSSRUWWRIRUFHSURWHFWLRQLGHQWLILFDWLRQ

QHXWUDOL]DWLRQRUH[SORLWDWLRQRIWKUHDWDFWLYLWLHVDQG

LGHQWLILFDWLRQH[SORLWDWLRQRIHQHP\IRUFHVRUDFWRUV7KH*;

PDQQLQJZLOOFRQVLVW

*;+46HFWLRQ6ROGLHUV

D+80,172)),&(5 2 )

81&/$66,),(')282


3/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

E&,7(&+ : /21

F65&,6(5*($17 ( /26

G+80,17&2//(&725 ( 02

H+80,17&2//(&725( 02

I+80,17&2//(&725 ( 02

&,&$+2&+$&DQGRWKHU*;VHFWLRQV&,$QDO\VLV&HOO>&,$&@DQG2SHUDWLRQV6XSSRUW&HOO>26&@DUHGHWDLOHGLQ7DEV$WKUX

&

)LJXUH

*HQHUDO

D *;)XQFWLRQV

81&/$66,),(')282


4/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

6HUYHVDVWKHVXSSRUWHGFRPPDQGHUVDQG&-*6VVLQJOH

SRLQWRIFRQWDFWIRUDOOPDWWHUVDVVRFLDWHGZLWK&,DQG+80,17LQWKH

$25

:RUNVFORVHO\ZLWKWKH0,XQLWFRPPDQGHUWRHQVXUH

FRPSOLDQFHZLWKPDQHXYHUFRPPDQGHUVLQWHQWDQGSULRULWLHVZKLOH

PD[LPL]LQJFDSDELOLWLHVRI&,DQG+80,17DVVHWV

&RRUGLQDWHVHPSOR\PHQWDQGGHSOR\PHQWRI&,DQG+80,17

DVVHWVZLWKWKH0,XQLWFRPPDQGHU

3URYLGHVIHHGEDFNWR&,WHDPVDQG+&7VDVSDUWRIWKH

RYHUDOOFROOHFWLRQF\FOH

0D\EHGHOHJDWHGFROOHFWLRQWDVNLQJDXWKRULW\IRUWDVNLQJ

DOO&,DQG+80,17DVVHWVLQWKH$25LQWKH23/$1DQG2325'RU

FRRUGLQDWHVZLWKWKH&-*6WRSURPXOJDWHWDVNLQJ:KHQKLJKHU

HFKHORQ&,DQG+80,17DVVHWVRSHUDWHLQWKH;V$25WKH;PD\QRW

DOZD\VKDYHWDVNLQJDXWKRULW\RYHUWKHPEXWZLOOKDYHNQRZOHGJHRIWKHLUSUHVHQFH

$FFRPSOLVKHVWHFKQLFDOFRQWURODQGVXSSRUWDQG

GHFRQIOLFWLRQRIDOO&,DQG+80,17DVVHWVLQWKHGHVLJQDWHG$25EXW

GRHVQRWLQIULQJHXSRQ0,XQLWFRPPDQGHUSUHURJDWLYHVOLNHSK\VLFDO

PDQHXYHUDQGGHFLVLRQVRQKRZWRWDUJHWWKHLQWHOOLJHQFHREMHFWLYH

3DUWLFLSDWHVLQSODQQLQJIRUGHSOR\PHQWDQGHPSOR\PHQWRI

&,DQG+80,17DVVHWVLQVXSSRUWRIRSHUDWLRQV

&RQGXFWVLQLWLDODQGRSHUDWLRQDODQDO\VLVRI&,DQG+80,17

LQWHOOLJHQFHWRSURYLGHIRFXVIRUWKHLURZQRSHUDWLRQVDQGDVVLVWLQ

GHWHUPLQLQJVRXUFHUHOLDELOLW\

&RRUGLQDWHV&,DQG+80,17WUDLQLQJ

(QVXUHVDOO&,DQG+80,17RSHUDWLRQVDUHFRQGXFWHGWR

VXSSRUWIRUFHSURWHFWLRQDQGLQWHOOLJHQFHFROOHFWLRQDVQHFHVVDU\IRU

WKHFRPPDQGHU

6HUYHVDVUHOHDVHDXWKRULW\IRUDOO&,DQG+80,17UHSRUWLQJ

DWKLVHFKHORQDQGRQO\UHOHDVHVUHSRUWVWRWKHDOOVRXUFHV\VWHP

DIWHUHQVXULQJDOOWHFKQLFDOFRQWUROPHDVXUHVIRUH[DPSOHSURWHFWLRQ

RIVRXUFHIRUUHSRUWLQJKDYHEHHQPHW

(VWDEOLVKHVDQGPDQDJHVWKH&,DQG+80,17VRXUFHUHJLVWU\

&RRUGLQDWHVZLWKRWKHU$UP\-RLQWLQWHUDJHQF\RU

PXOWLQDWLRQDOLQWHOOLJHQFHDFWLYLWLHVFRQGXFWLQJPLOLWDU\VRXUFH

RSHUDWLRQV062LQWKHMRLQWRSHUDWLRQVDUHD-2$WRHQVXUH

GHFRQIOLFWLRQRIVRXUFHVLQIRUPDQWVDQGRUFRQWDFWVDQGWKH

UHSRUWLQJWKDWLVJHQHUDWHGE\WKHVHRSHUDWLRQV

81&/$66,),(')282


5/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

&RRUGLQDWHV062ZLWKH[WHUQDODJHQFLHVDVUHTXLUHGXQGHU

'2'SROLF\JXLGDQFHUHSRUWVFDWHJRULHVDQG062DFWLYLWLHVWR

'HIHQVH+80,170DQDJHPHQW2IILFH'+02DQGVXSSRUWVDOO'2'UHYLHZV

RI062DFWLYLWLHV

$WWKH-7)DQGKLJKHUHFKHORQWKH-;WKURXJKWKH&,&$

DQGVXEFRQWURORIILFH>6&2@IRUZDUGDVDSSURSULDWHPDLQWDLQVYLVLELOLW\RYHUDOO&,LQYHVWLJDWLYHDFWLRQVZLWKLQWKH$25KRZHYHU

DOOLQYHVWLJDWLYHPDWWHUVZLOOEHKDQGOHGLQDFFRUGDQFHZLWK'2'

SROLFLHV-RLQWGRFWULQHRUVHUYLFHGHVLJQDWHGGRFWULQH86ODZV

DSSOLFDEOH6WDWXVRI)RUFHV$JUHHPHQWV62)$VRURWKHU,QWHUQDWLRQDO

6WDQGDUGL]DWLRQ$JUHHPHQWV,6$V7KH-;ZLOODGYLVHWKHUHVSRQVLEOH

7KHDWHU&,&$RIDQ\$UP\&,HOHPHQWFRQGXFWLQJLQYHVWLJDWLYH

DFWLYLWLHVWKDWIDOOXQGHUWKHSXUYLHZRI$UP\&,UHJXODWLRQV

7KH;UHYLHZV&,DQG+80,17DFWLYLWLHVLQWKH$25WR

HQVXUHFRPSOLDQFHZLWKOHJDOUHJXODWRU\DQGSURFHGXUDOJXLGHOLQHV

7KH;KDVERWKVWDIIRYHUVLJKWUHVSRQVLELOLWLHVDQGLQWHOOLJHQFH

RYHUVLJKW,2UHVSRQVLELOLWLHV

&,2YHUVLJKW

(QVXUH&,UHTXLUHPHQWVDQG&,DVVHWVDUHSURSHUO\

PDWFKHG

(QVXUH&,DVVHWVSURSHUO\SUHSDUH&,LQWHOOLJHQFH

WHFKQLFDODQGDGPLQLVWUDWLYHUHSRUWLQJ

(QVXUH&,UHSRUWLQJLVSURSHUO\VDIHJXDUGHGDQG

GLVVHPLQDWHGLQDWLPHO\PDQQHUDVDSSURSULDWH

&,SHUVRQQHOHQJDJHLQDFWLYLWLHVSURSHUO\ZLWKLQWKH

MXULVGLFWLRQDOUHTXLUHPHQWVRXWOLQHGLQ$UP\&,UHJXODWLRQV

7KH;DQG&,&$KDYHVWDIIUHVSRQVLELOLW\WRFRRUGLQDWH

DOO&,LQYHVWLJDWLYHLVVXHVWKURXJKWKHVXSSRUWLQJ6&2WRHQVXUH

SURSHUDXWKRUL]DWLRQVDQGWHFKQLFDORYHUVLJKWDUHREWDLQHG

,QWHOOLJHQFH2YHUVLJKW

(QVXULQJRQO\WKRVHSHUVRQQHOZLWKWKHSURSHUWUDLQLQJ

DQGFHUWLILFDWLRQDV&,VSHFLDODJHQWVDQGZKRDUHDVVLJQHGWRD

SRVLWLRQZLWKWKDWVSHFLILFPLVVLRQDQGIXQFWLRQSHUIRUPDQ\&,

DFWLYLWLHVLQWKH$25SHU$5&KDSWHU

(QVXULQJWKHUHLVDSURFHVVWRPDLQWDLQDQGUHYLHZ86

SHUVRQLQIRUPDWLRQLQFRUSRUDWHGLQWRDQ\;GDWDEDVHSHU$5

&KDSWHUDQG$5

&RRUGLQDWHDQ\UHTXHVWVE\&,SHUVRQQHOWRHPSOR\DQ\

WHFKQLTXHDVGHVFULEHGLQ$5&KDSWHUVWKURXJK

81&/$66,),(')282


6/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

+80,172YHUVLJKW

(QVXUH+80,17DVVHWVSURSHUO\SUHSDUH+80,17

LQWHOOLJHQFHWHFKQLFDODQGDGPLQLVWUDWLYHUHSRUWLQJ

(QVXUH+80,17UHSRUWLQJLVSURSHUO\VDIHJXDUGHGDQGGLVVHPLQDWHGLQDWLPHO\PDQQHUDVDSSURSULDWH

(QVXUHRQO\WKRVHSHUVRQQHOZLWKWKHSURSHUWUDLQLQJ

DQGFHUWLILFDWLRQDV+80,17FROOHFWRUVDQGZKRDUHDVVLJQHGWRD

SRVLWLRQZLWKWKDWVSHFLILFPLVVLRQDQGIXQFWLRQSHUIRUPDQ\+80,17

DFWLYLWLHVLQWKH$25

(QVXUHWKHUHLVDSURFHVVWRPDLQWDLQDQGUHYLHZ86

SHUVRQLQIRUPDWLRQLQFRUSRUDWHGLQWRDQ\;GDWDEDVHLQDFFRUGDQFH

ZLWK$5DQG$5

&RRUGLQDWHDQ\UHTXHVWVE\+80,17SHUVRQQHOWRHPSOR\DQ\WHFKQLTXHGHVFULEHGLQ$5&KDSWHUWKURXJK

&RRUGLQDWH062ZLWKH[WHUQDODJHQFLHVDVUHTXLUHGXQGHU

062SROLF\JXLGDQFHIRUH[DPSOHUHSRUWVDOOFDWHJRULHVRI062DV

UHTXLUHGWR'+02DQGVXSSRUWV'2'UHYLHZVRI062DFWLYLWLHV

G,QWHUURJDWLRQ2YHUVLJKW

(QVXUHVWKDWDOOLQWHUURJDWLRQVDUHFRQGXFWHGLQ

DFFRUGDQFHZLWK)0

&RQGXFWVUHJXODULQVSHFWLRQVUHYLHZVJXLGDQFHDQG

623V

3URYLGHVJXLGDQFHFRRUGLQDWHVWUDLQLQJFRRUGLQDWHV

UHTXHVWVIRUDSSURYDORILQWHUURJDWLRQSODQVZKHQQHFHVVDU\

&RRUGLQDWHVUHTXHVWVIRUVSHFLDOLQFHQWLYHVRUDQ\

RWKHUH[WHUQDOVXSSRUW

&RRUGLQDWHVIRUOHJDOVXSSRUWLILWLVQRWRUJDQLFLQ

WKHLQWHUURJDWLRQHOHPHQW

&HUWLI\WKDWDOOLQWHUURJDWRUVLQWKH,$25DUHSURSHUO\

WUDLQHGDQGFHUWLILHG

&RRUGLQDWHVLQWHUURJDWLRQSROLF\

3ULRULWL]HVLQWHOOLJHQFHUHTXLUHPHQWVWDVNHGWR

LQWHUURJDWRUV

81&/$66,),(')282


7/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

&RRUGLQDWHDQ\UHTXHVWVZKLFKPXVWEHZULWWHQE\

RWKHUJRYHUQPHQWDORUJDQL]DWLRQV2*$VWRLQWHUURJDWHSHUVRQQHO

GHWDLQHGE\PLOLWDU\IRUFHV

&RRUGLQDWHDQ\UHTXHVWVZKLFKPXVWEHZULWWHQE\

PXOWLQDWLRQDOFRDOLWLRQSDUWQHUVWRLQWHUURJDWHSHUVRQQHOGHWDLQHGE\

86PLOLWDU\IRUFHV

2SHUDWLRQV

D 7UDLQLQJ

7KH*;PDQDJHVLQWHUQDODQGH[WHUQDOWUDLQLQJ

RSSRUWXQLWLHVIRUDOO0DQG/6ROGLHUVDVVLJQHGWRWKH;9,,,&RUSV

*7UDLQLQJRSSRUWXQLWLHVDUHEXWQRWOLPLWHGWR6RXUFH2SHUDWLRQV

&RXUVH62&WKH*;6;&RXUVHWKH&RXQWHULQWHOOLJHQFH)RUFH

3URWHFWLRQ6RXUFH2SHUDWLRQV&)62&RXUVHDOVRFDOOHG0LOLWDU\

&RXQWHULQWHOOLJHQFH&ROOHFWLRQV0&&/LYH(QYLURQPHQW7UDLQLQJDQG

WKH'HIHQVH6WUDWHJLF'HEULHIHU&RXUVH'6'&

7KH*;DFWLYHO\PRQLWRUVWKHWUDLQLQJRI&,DQG+80,17WR

DVVHVVWKH&,DQG+80,17VROGLHUVFDSDELOLWLHVIRUDGGLWLRQDORU

GLIIHUHQWIRFXVHGWUDLQLQJDQGWRKHOSSUHSDUH&,DQG+80,17VROGLHUV

IRUIXWXUHRSHUDWLRQV

E 3ODQQLQJ:KHUHDSSURSULDWHWKH*;LQWHJUDWHV&,DQG+80,17

LQWRRSHUDWLRQVSODQV23/$1VDQGRSHUDWLRQVRUGHUV2325'V

UHFRPPHQGVFRPPDQGDQGVXSSRUWUHODWLRQVKLSVIRUH[DPSOHJHQHUDO

VXSSRUW>*6@YHUVXVGLUHFWVXSSRUW>'6@DQGVSHOOVRXWKRZ&,DQG

+80,17DVVHWVZLOOEHHPSOR\HG

7DVNV

D 7KH*;8QLW7DVN/LVW87/7KH*;H[HFXWHVQLQH87/VZLWKD

FRPELQHGFROOHFWLYHVXSSRUWLQJDQGLQGLYLGXDOWDVNV7KHHQWLUH

GHWDLORIWKH*;87/LVFRQWDLQHGLQWKH8QLW7DVN/LVWIRUWKH

'LYLVLRQ&RUSV*6HFWLRQDQG$&(GDWHG)HEUXDU\86$UP\

,QWHOOLJHQFH&HQWHURI([FHOOHQFH$771$7=67'6,&&LEHTXH6W

67()RUW+XDFKXFD$=

81&/$66,),(')282


8/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

7DVN 'HVFULSWLRQ ([HFXWLRQ6XPPDU\

2SHUDWHWKH'LVWULEXWHG

&RPPRQ*URXQG6\VWHP

$UP\0XOWL)XQFWLRQDO

:RUNVWDWLRQ'&*6$0):6

6XSSRUWV$&(DQG*;RSHUDWLRQVLQWKH+$&

&RRUGLQDWHFRQWUDFWRUVXSSRUW

IRUPDLQWHQDQFH

(VWDEOLVKFRPPXQLFDWLRQV$QDO\]HDQGSURYLGHLQSXWIRU

DOORFDWLRQRI&,+80,17DVVHWV

,62PDQHXYHU&'5DQG0,&2

3URYLGH&23RI&,+80,17

DVVHWV

3URYLGH,65&ROOHFWLRQLQSXW

&ROODERUDWHZLWK$&(DQG

VXSSRUWLQJHOHPHQWV

*HQHUDWH5),VDVUHTXLUHG

6XSSRUW6LWXDWLRQDO

8QGHUVWDQGLQJ

6XSSRUWV$&(RSHUDWLRQVLQWKH+$&

(VWDEOLVKFRPPXQLFDWLRQVZLWK

$&(DQGVXSSRUWLQJHOHPHQWV

$QDO\]HWKUHDWHQYLURQPHQW

DQGGHYHORSLQWHOOLJHQFHJDSV

IURP&,+80,17UHSRUWLQJ

3URYLGHVRXUFHDQG

RSHUDWLRQDOVXSSRUWDVVHVVPHQWV

'HYHORSRUJDQLF60(V

*HQHUDWH5),VDVUHTXLUHG

0DQDJH&RXQWHULQWHOOLJHQFH

&,DQG+XPDQ

,QWHOOLJHQFH+80,17

0LVVLRQV

6XSSRUWV&-7)LQWKH*;

(VWDEOLVKRUUHFHLYH8PEUHOOD&RQFHSW062&21236DQG

$SSHQGL[WR23/$1$QQH[%

(VWDEOLVKFRPPXQLFDWLRQV

(VWDEOLVK&,+80,17IRRWSULQW

'HFRQIOLFW&,+80,17

RSHUDWLRQV

&RRUGLQDWH&,+80,17

RSHUDWLRQV

0DQDJH2SHUDWLRQVWKUXWKH

26&

(VWDEOLVKDQGPDQDJH,&)DQG

,QWHO3URSHUW\%RRNIRU0&&062

&RPPXQLFDWHWKUX+2&DQG&,&$

DOOWDVNLQJDQGUHFHLSWV

(VWDEOLVK5HSRUWLQJ*XLGDQFH

$SSURYHDQG5HOHDVHUHSRUWV

WRDOOVRXUFH

(QVXUHFRPSOLDQFHZLWKOHJDO

UHTXLUHPHQWV

6DIHJXDUGDQGGLVVHPLQDWH

81&/$66,),(')282


9/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

3HUIRUP+XPDQ,QWHOOLJHQFH

+80,172SHUDWLRQV&HOO

+2&0LVVLRQV

6XSSRUWV*;RSHUDWLRQVLQWKH+2&


OLDLVRQDQGKRVWQDWLRQ

FRRUGLQDWLRQ

'HYHORS'LVVHPLQDWH(YDOXDWHDQGSURYLGHWHFKQLFDO

RYHUVLJKWRI+80,17FROOHFWLRQ

UHTXLUHPHQWV

(VWDEOLVK7KHDWHU6RXUFH

2SHUDWLRQV0DQDJHU7620DQG

PDQDJHVRXUFHUHJLVWUDWLRQ

YDOLGDWLRQDQGGHFRQIOLFWLRQRI

+80,17VRXUFHV

&RRUGLQDWHWUDLQLQJDQG

UHVRXUFHVUHODWHGWR+80,17

SROLFLHV

(VWDEOLVK,QWHOOLJHQFH2YHUVLJKWRI+80,17RSHUDWLRQV

&RRUGLQDWHWHFKQLFDOVXSSRUW

DVUHTXLUHG

5HPDLQUHVSRQVLYHWR&'5

UHTXLUHPHQWV

3URGXFH2SHUDWLRQDO

,QWHOOLJHQFH3URGXFWV

'LYLVLRQ(FKHORQDQG

$ERYH>2SHUDWLRQDO@



$QDO\]H&,+80,17UHSRUWLQJ

3URYLGHVRXUFHHYDOXDWLRQWR

)XVLRQ

'HYHORS$VVHVVPHQWVDV

UHTXLUHG

3URYLGHLQSXWWR$&(

7DUJHWLQJ

&RRUGLQDWHZLWK*;IRU&,

+80,17VXSSRUWDVUHTXLUHG

3URYLGHLQSXWWR*;IRU&,

+80,17FROOHFWLRQUHTXLUHPHQWV

DVUHTXLUHG

&RQGXFWWKH0LOLWDU\

'HFLVLRQ0DNLQJ3URFHVV

%DWWDOLRQ&RUSV

6XSSRUWV*RSHUDWLRQVLQWKH*;


3URYLGHXSGDWHVWRUXQQLQJ

HVWLPDWH

5HFHLYHJXLGDQFHDQG

FROODERUDWH

&RQGXFW0LVVLRQ$QDO\VLV

'HYHORS&2$V

'HYHORS&21236

81&/$66,),(')282


10/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

'HYHORS&,+80,17IRRWSULQW

DQGHVWDEOLVKWDVNRUJ

&RRUGLQDWHZLWK&RPPDQGDQG

UHFHLYHDSSURYDOIRUGHYHORSHG

&2$V&21236HWF

&RRUGLQDWHZLWKWDVNHG

HOHPHQWVDQGLVVXHRUGHU([HFXWHPLVVLRQ

'HYHORS5XQQLQJ(VWLPDWHV

%DWWDOLRQ&RUSV

6XSSRUWV*DQG$&(RSHUDWLRQVLQWKH*;


8SGDWHH[LVWLQJUXQQLQJ

HVWLPDWHV

$QDO\]HIULHQGO\DQG

HQHP\HIIHFWVRQRSHUDWLRQDO

HQYLURQPHQW

,GHQWLI\,QIRUPDWLRQJDSV

'HYHORS&2$V(YDOXDWH&2$VDQGJHQHUDWH

5),VDVUHTXLUHG

3URYLGH&2$VDQGXSGDWH

1RPLQDWH&2$

&RRUGLQDWH

&RXQWHULQWHOOLJHQFH

0LVVLRQV

6XSSRUWV*;RSHUDWLRQVLQWKH&,&$


OLDLVRQDQGKRVWQDWLRQ

FRRUGLQDWLRQ

'HYHORS'LVVHPLQDWH

(YDOXDWHDQGSURYLGHWHFKQLFDO

RYHUVLJKWRI&,FROOHFWLRQ

UHTXLUHPHQWV

(VWDEOLVK7HFKQLFDO

FDSDELOLWLHVVXSSRUWPDWUL[

76&03RO\HWF

(VWDEOLVK0&&VRXUFHUHJLVWU\

ZLWK7620;+2&

0DLQWDLQVRXUFHGRVVLHUV

&RRUGLQDWHIRU&,DQDO\VLV

ZLWK&,$&DVUHTXLUHG


6&2

5HPDLQUHVSRQVLYHWR&'5UHTXLUHPHQWV

81&/$66,),(')282


11/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

3HUIRUP+XPDQ,QWHOOLJHQFH

+80,17$QDO\VLV&HOO

+$&0LVVLRQV


&RRUGLQDWHFRQWUDFWRUVXSSRUW

IRUPDLQWHQDQFH'&*6


$&(DQGVXSSRUWLQJHFKHORQV$QDO\]HDQGFRPSLOHWDUJHW

IROGHUV

,GHQWLI\,QIRUPDWLRQ*DSV

$QDO\]HUHSRUWLQJWUHQGV

&ROODERUDWHZLWK)XVLRQ

6LQJOH6RXUFHDQGVXSSRUWLQJ

KLJKHUHFKHORQV

3URYLGH6RXUFHHYDOXDWLRQV

DVUHTXLUHGHJVRXUFH

UHOLDELOLW\DQGFUHGLELOLW\

$QVZHU5),V

6\VWHPV

D 7KH*;LVHTXLSSHGZLWKWKHIROORZLQJV\VWHPV

'&+37&23

E 7KH*;RSHUDWHVWKHIROORZLQJV\VWHPVWRH[HFXWHLWVPLVVLRQ

6RXUFH2SHUDWLRQV0DQDJHPHQW0RGXOH62000DQDJHGE\WKH

7KHDWHU6RXUFH2SHUDWLRQV0DQDJHU7620LQWKH;+2&)XQFWLRQV

LQFOXGHVRXUFHUHJLVWUDWLRQXSGDWHVDQGPDQDJHPHQWRIDOO+80,17

DQGVRPH&,6XSSRUWVRXUFHVXQGHUWKH;VDXWKRULW\(PSOR\PHQWDQG

RSHUDWLRQDOGHWDLOVRIWKLVV\VWHPDUHFRQWDLQHGLQ7DE%$SSHQGL[

WKLV7$&623

-RLQW'HWDLQHH,QIRUPDWLRQ0DQDJHPHQW6\VWHP-',06

0DQDJHGE\WKH,QWHUURJDWLRQ0DQDJHPHQW&HOOWKUXWKH;7KHDWHU

,QWHUURJDWLRQ2SHUDWLRQV&HOODW86&(17&20*702)XQFWLRQVLQFOXGH

6XSSRUWWR-RLQWRU7KHDWHUFRPPDQGHUVUHDFKEDFNWRGHWHQWLRQ

RSHUDWLRQVLQWKHFRPPDQGHUV$25(PSOR\PHQWDQGRSHUDWLRQDOGHWDLOV

RIWKLVV\VWHPDUHFRQWDLQHGLQ7DE%$SSHQGL[LQWKLV7$&623

&RPELQHG,QIRUPDWLRQ'DWD1HWZRUN([FKDQJH&,'1(0DQDJHG

E\&,'1(DFFRXQWPDQDJHPHQW)XQFWLRQVLQFOXGH+80,17DQGOLPLWHG

&,UHSRUWLQJ,QWHOOLJHQFH,QIRUPDWLRQ5HSRUW,,5(YDOXDWLRQWRROV6,*$&7HYHQWUHSRUWLQJWRROVOLPLWHG*(2,17VXSSRUWYLDPDSSLQJ

SURJUDPFRQVROLGDWLRQDQGUHWHQWLRQRI+80,17DQGVRPH&,FROOHFWLRQ

UHTXLUHPHQWVOLPLWHGUHSRUWLQJWUHQGDQDO\VLVWRROVDQGURXWLQJ

IXQFWLRQDOLW\IRU+80,17UHSRUWDSSURYDO6\VWHPLVPDQDJHGDWWKH

FROODWHUDOOHYHOYLD6,351(7ZLWK+80,17UHSRUWLQJPDQDJHGE\WKH;

+2&5HSRUWV0DQDJHU(PSOR\PHQWDQGRSHUDWLRQDOGHWDLOVRIWKLV

V\VWHPDUHFRQWDLQHGLQ7DE%$SSHQGL[LQWKLV7$&623

81&/$66,),(')282


12/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

+80,172Q/LQH7DVNLQJDQG5HSRUWLQJ+2750DQDJHGE\

',$)XQFWLRQVLQFOXGHQDWLRQDO+80,17FROOHFWLRQUHSRUWLQJDQG

OLPLWHGDQDO\VLV(PSOR\PHQWDQGRSHUDWLRQDOGHWDLOVRIWKLVV\VWHP

DUHFRQWDLQHGLQ7DE%$SSHQGL[LQWKLV7$&623

:HEEDVHGVHDUFKHQJLQHV04XHU\7UHH:,6(HWF0DQDJHGE\LQGLYLGXDODFFRXQWDQGUHJLVWUDWLRQPDQDJHUVYLD6,35DQG

-:,&6V\VWHPV)XQFWLRQVLQFOXGHZHEEDVHGHQJLQHVVXSSRUWDQDO\VLV

DQGVHDUFKIXQFWLRQVEXWFDQEHUHGXQGDQWWRHDFKRWKHUHJGDWD

PLQLQJ(PSOR\PHQWDQGRSHUDWLRQDOGHWDLOVRIWKHVHV\VWHPVDUH

FRQWDLQHGLQ7DE&$SSHQGL[LQWKLV7$&623

%LRPHWULFV$XWRPDWHG7RRO6HWV%$76+,'(%&.60DQDJHG

E\&2&20%LRPHWULFV2IILFHLQWKH7KHDWHU&2&20-)XQFWLRQV

LQFOXGHUHJLVWUDWLRQDQGGDWDSURFHVVLQJIRUIRUHLJQSHUVRQQHOLQ

VXSSRUWHPSOR\PHQWRIRULQUHWDLQHUGHWHQWLRQDUUHVWHWFRI86

)RUFHVLQDGHSOR\HGHQYLURQPHQW7KH%$76V\VWHPVXVHGLQWKH;LV

ZHEEDVHGDQGSURYLGHVDQDO\WLFUHVHDUFKFDSDELOLW\EXWQRGDWDHQWU\(PSOR\PHQWDQGRSHUDWLRQDOGHWDLOVRIWKLVV\VWHPDUHFRQWDLQHGLQ7DE

($SSHQGL[LQWKLV7$&623

'HIHQVH&RPPRQ*URXQG6WDWLRQ$UP\'&*6$0DQDJHGE\

'&*6WUDLQHUVDQGDFFRXQWPDQDJHPHQW7KLVV\VWHPSURYLGHVFRQWLQXLW\

EHWZHHQWKH+$&DQGIXVLRQFHOOVE\FRQYH\LQJWKHFRPPRQSLFWXUHWR

6LQJOH6RXUFHDQG$OO6RXUFHDQDO\WLFHIIRUWV(PSOR\PHQWDQG

RSHUDWLRQDOGHWDLOVRIWKLVV\VWHPDUHFRQWDLQHGLQ7DE&$SSHQGL[

LQWKLV7$&623

3URGXFWLRQDQG%DWWOH5K\WKP

D 7KH*;PDQDJHVWKHIROORZLQJSURGXFWLRQ

352'8&7 (1'67$7( :+2LV

6XSSRUWHG

7$%

ZKHUH

IRXQG

5HIHUHQFH

+XPDQ,QWHOOLJHQFH

6XPPDU\

+80680

6XPPDU\RI

VLJQLILFDQW

+80,17

UHSRUWLQJ

ZKLFKLPSDFW

WKH&'5V$25

&&,53,5

5HSRUWV

FRYHUHG

7'

.%

,,5

6327

$OO

VXSSRUWLQJ

DQG

VXSSRUWHG

HFKHORQVRI

WKH

&-*6;

&-*6

$&(

&+236

&RUSV

6WDII

& )0

7&

81&/$66,),(')282


13/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

&RPPDQGHUV

352'8&7 (1'67$7( :+2LV

6XSSRUWHG

7$%

ZKHUH

IRXQG

5HIHUHQFH

&RXQWHULQWHOOLJHQFH

(VWLPDWH

&,(VWLPDWH

$FRQWLQXRXV

FRPSRVLWH

VWXG\FRQWDLQLQJ

LQIRUPDWLRQ

IURPHDFK

IXQFWLRQDO

DUHD&,

SHUWDLQLQJ

WR),66DQG

,72WKUHDW

DFWLYLW\

FRYHULQJ

&ROOHFWLRQFDSDELOLWLHV

6WUXFWXUH

.H\

SHUVRQDOLWLHV

0HWKRGVRI

RSHUDWLRQ

7DUJHWLQJ

$OO

VXSSRUWLQJ

DQGVXSSRUWHG

HFKHORQVRI

WKH

&-*6

;

&-*6

&,&$

$&(

&+236

&RUSV

6WDII

&RPPDQGHUV

$ )0

7&

7KUHDW$VVHVVPHQW

7$

$QDQDO\VLV

RIWKH

),66DQG

,72WKUHDW

GLUHFWHGWRZDUGV

IULHQGO\

FULWLFDO

QRGHVDQG

WDUJHWV

6XSSRUWV

WKH&,

(VWLPDWH

$OO

VXSSRUWLQJ

DQG

VXSSRUWHG

HFKHORQVRIWKH

&-*6

;

&-*6

&,&$

$&(

&+236

&RPPDQGHUV

& )0

7&

$VVHW9DOLGDWLRQ $VVHVVPHQW

RI6RXUFH

SURILOH

,QWHUQDOWR

;FRQWURO

FKDQQHOV

&-*6

;

&,&$

+2&

207

% 7&

7&

&2&20RU

7KHDWHU623V

81&/$66,),(')282


14/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

352'8&7 (1'67$7( :+2LV

6XSSRUWHG

7$%

ZKHUH

IRXQG

5HIHUHQFH

6SHFLDO3URMHFW

DND:KLWH3DSHU

+80,17

127(6

1RWDVWDQGDORQH

GRFXPHQW

6XSSRUWVWKH$&(

IXVLRQSURFHVVDQG

SURGXFWLRQF\FOH

$GKRFDVVHVVPHQW

RI+80,17

UHSRUWLQJ

ZKLFKFRYHUV

DVSHFLILF

LQFLGHQW

PHWKRGRORJ\

WDUJHW

SHUVRQHWF

VXSSRUWV

$&(SUHGLFWLYH

DQGRU

SDWWHUQ

DQDO\VLV

$&(

3URGXFHG

E\WKH&$&(

+$7QRW

WKH7KHDWHU

+$&

& )07&

+80,175HTXLUHPHQWV

$G+RF

+80,17&ROOHFWLRQ

5HTW+&5

6RXUFH'LUHFWHG

5HTW6'5

7LPH6HQVLWLYH&ROOHFWLRQ5HTW

76&5

3URYLGHV

UHILQHGDQG

IRFXVHG

FROOHFWLRQ

UHTXLUHPHQWV

WR+80,17

&ROOHFWLRQ

7HDPV+&7VWKUXWKH

207DQG

VXERUGLQDWH

;LQ

VXSSRUW

RIWKH

FRPPDQGHU

7KHDWHU

&ROOHFWLRQ

0DQDJHU

&-*6

;

&-*6

&RPPDQGHUV207

& '+(09RO

,,,

FODVVLILHG

,,5(YDOXDWLRQ

127(6

1RWDVWDQGDORQH

GRFXPHQW

$OO6RXUFHKDV

ILQDOSURGXFWLRQ

5HTW

6XSSRUWVWKH$&(

IXVLRQSURFHVV

3URYLGHV

DQDO\WLF

IHHGEDFNWR

+&7VDQG207V

$&(

+$&+$7

&,$&

3URGXFHG

E\WKH&$&(

+$7QRW

WKH7KHDWHU

+$&

& '+(09RO,

,,

81&/$66,),(')282


15/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

352'8&7 (1'67$7( :+2LV

6XSSRUWHG

7$%

ZKHUH

IRXQG

5HIHUHQFH

6RXUFH(YDOXDWLRQ

127(6

5HTXLUHV

FROODERUDWLRQZLWK

DOOVRXUFHDQG

VLQJOHVRXUFH

'HILQHV6RXUFH

5HOLDELOLW\

DQG

&UHGLELOLW\

RI6RXUFHV

LQIRUPDWLRQ

6WLPXODWHV

FROOHFWLRQ

HIIRUWVDQG

RSHUDWLRQV

207+&7

+$&+$7

&,$&

&-*6

;

& '+(09RO,,,

7&

7&

5HFUXLWPHQW3DFNHW 6XEPLWWHGIRU;DSSURYDO

SURFHVVRI

6RXUFHV

,QWHUQDOWR;FRQWURO

FKDQQHOV

207

+&7

&,7HDP

+$&+$7

&,$&

&-*6

;

% '+(09RO,,,

7&

7&

&,+80,17

)RRWSULQW

3URYLGHV

&23RI&,+80,17DVVHWV

,QWHUQDOWR

;FRQWUROFKDQQHOV

&RPPDQGHU

,65

0DQDJHU

&-*6

;

% 7&

&2&20RU

7KHDWHU623V

,&)0DQDJHPHQW 0DQDJHV

WKHXVH

GLVWULEXWLRQ

DQG

FRQWURORI

,QWHOOLJHQFH

&RQWLQJHQF\

)XQGVIRU&,

DQG+80,17

RSHUDWLRQV

,QWHUQDOWR

;FRQWURO

FKDQQHOV

207

+&7

&,7HDP

+$&+$7

&,$&

&-*6

;

& $5

&2&20DQG

7KHDWHU623V

/LQJXLVW6XSSRUW 0DQDJHV

/LQJXLVW

&-*6

;

& )0

81&/$66,),(')282


16/16

81&/$66,),(')2826(&7,21*;2)&+$37(5,17(//,*(1&(72;9,,,$,5%251(&2536

7$&7,&$/67$1',1*23(5$7,1*352&('85(6

VXSSRUWWKUX

&RQWUDFWLQJ

$JHQF\

VXSSRUW

&RPPDQGHUV

7KHDWHU623V

E %DWWOH5K\WKP

7KH*;KDVQRUHJLPHQWHGEDWWOHUK\WKPRUSURGXFWLRQ

F\FOHSHUVHKRZHYHU

D:KLOHLQVXSSRUWRI;9,,,&RUSVDVD*;WKH*;

PDLQWDLQVGXW\KRXUVDQGSURGXFWLRQF\FOHVDVGLUHFWHGE\WKH*

E:KLOHLQ6XSSRUWRI7KHDWHURU-RLQWFRPPDQGVWKH*;

FRQGXFWVRSHUDWLRQVLQVXSSRUWRIWKH7KHDWHU;V&-;GXW\

UHTXLUHPHQWV7KH&-;PDLQWDLQVGXW\KRXUVDQGSURGXFWLRQF\FOHVDV

GLUHFWHGE\WKH-

7KH+$7VEDWWOHUK\WKPPLUURUVWKHSURGXFWLRQF\FOHDQG

GXW\KRXUVRIWKH;9,,,&RUSV$&(&$&(

81&/$66,),(')282

humint corps

Documents