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TRANSCRIPT
·sau (~e~. Oll2«»i
S c.'f.R Pan 2634 U.S.OIiic~CJrGo\'C1IImCIf. Elhics
Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT )~rmA.pp~\'td.:
()M9-No. ~OO)J
Calelldar YoUr' . . . ' . '-:..',':", ... n:nt1Inat1im Darr:.a(ifOl1ll- " ", !i'_ fnr l.At#. I'111n9 Cmiere>d by R<lPOrt . New Enllan'. ~'oq!in=... ·1'truaiuatieori. " a.I~) !~t1;Ilh, .tJD)I. reqr) Ally ind~vicWal )\'oo,ia roctlljn,d t.o D'~~,rntJ~Dt I 1]]0[(:00111.1.0 D·~f~ ·: ..... 1 ti~this~o~~cl.does~Il\OJe.ba"
l I ' . . '. ' ' '1 )Oda",Saft.cr.be'dak·1l'lO:~[\is I 'Last Name " 1I'IIsiNameandMrddie rllll2l).· : " . ' . Je~re~Hobefi~,Ol.i(lInexIeRSiool
C.d 8 lui 1: . i. gfJrued. more thel\ )0 c1a)'S aftc:, 1Jl~ Reporting fmiividttal's Name ~ aca s '. la$t day of die liJing elClension perlo"
t. . ' lilre ofl'CSltion . , CIT .A-.~ ... I1"AMJ;M1t1,) . . $llaU~ IUQioeliba S2OOfec. IP08ilion fur Wltich Filin,R Ambassador al Large Trafficking In Persons DepBnmenl or State : ,.,: '
.. " .ReDorJin2 Periods IAddres!: t A'IUI,h..,. r:.f,#r>I Ci/~~ Srll#l!. nllfJ L./Y {.-~ I '. . T"'IH>ltM~ Nn (J)".1w1, ArPn CLJtf" ') • In·,..imh~J11!1!~ ~ ...... nrti,\a ..,.~il\d 1$
Localion of I'rcsoo( Oftioo (202) 226 2421 tbe pt"Ccedin,g' calendar )ocar elCOep1 (orf'.onyarc1inlZ.Odress) 2138 Ra)'bum House Office Building Wasnin.gton DC 20515 « Pari II ofScltedulo C aud p~ 1 of
I Scl~~ 1> wlLOte )IOU 1\rllsl ~T5o . 'Posi1iO«l{lI) }feW nirb 11ao Fe0181 ::rllJe of PO$itioll{~hnd D3tr.ts)·8e/d . ..., . i1..-:1ude 'b" minI' Yl=U us> 10 1be date Go .. 'Crumen1 During 01~ Ple(:(:din: you flk. Pan 11 ofSchc<l1l1f> D is not 12Montlt$(lfNolSal.flt$'Abovr) Coullsel. House Committee on Judiciary March 2007 to present , a~litab'e.
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ahl~ date of(enniIlBlLoI). hit Ie . t-__ --_-:-_______ O&O' ____________________ ...I._-===-_......; _____ -==~""!_----------tofSc'ht>dukJ)js.nOl;tWJkabJe. u uuc.«1iI.carr~-- . l!jrmllfllreofRepornl~Jl'lIfl'fjd~ (kit {Momh, va},. Jear}
fCER'flFY lhal ll!t .stafcmchlS t lUVii madt~ fbis fu71U aL-d all .. ~l~ stbodule~.are true.. complet~ and comet (0 tllo ~.(Jfllw klww~c.
Nominees.. New E'ltr.a.n~ and CandidAtes fi)l' Prc.rldent alld Vice rr~~~ut:
t---.;.;...--------...... ~it-:=+.;~,.,,;n;:::~=~::-+-~=-~Ir---------------+~~~--:---:::--J~-:__-=--:-_____ -t·~r: ...... ~nl~ .l. __ T1 .... ...... n" ... n'AtJ ~r!.n:! " ("or illOQ:l'Dc CBLOCK. C) is lbe prcoodiR.R
,...~"""-..;...;..;;..;;. ..... ..;..;..;.;....~.;.;...+----=---------------..... ,IoC.Q~.I:UOr:oI&II'"""::Lt.J;.....,ioIoIoI.J.---------Icll[Ondar year IIl1d Iheeum:lll<:&lendar )'tar Utile> fl)e dill", offiti~. Value assets 8$ ofal~dale~<:hooseUla! is w:ithin 31 dR)'s or'l~ 1Ia~ offiltnlt.
~~~~~~~~~--~~~~~~~~~~~~~~~~----------~--~~~~~----------~ ~~!5;.~!$l~~~~~~~:---.J:!~!2;!!~~~~!S~!i:£!!:!i.Lj!il:!!!!:f.~~!.!!!:~!m!!!i~!!.!£2!..----~_-4_.wW~WlJ.u.zx:u:~~.L--..:..--:..:.;;....: __ -I~,.:'hHl.ul~ n-~nr IInf\lit\JIhl",
~,.hM,.t" ("~ 'PArt I fT iAl>ilitilo ... , •• 1.(7 CqlOrJL~ period 15 tile. p~c~
c.a1ciular)-ear iII11ei 11K> cUnen. caledar ~'fJ8i Up 1.0 any da\~.»'CU choose'tltaC is ..... ";;;";O...;.;;.;.;.;.;;,.~..-.-------_fl=~~~!:-:1#-----~-----------------+~-~-:__:~-:-::-:'-~-------.,J, wtlruo '31' da\Ill oftb~ dat~-?f~til\l1. .
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~:wiiiiiiadi~BQ~;iii;;]!iikiibJi£~~:aat;w:;~~~~~~~~~~UjEi::~=::========~====::t==~~=====~AtmnRCcnaMS)':"'~ltOWanya~reerue~ 0, arta~ILlS: M of1lle d~lC of fili!,"'- ..
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SUDerse.ies Pric.r E<l;}iolls. Wllicll CaI~nOl Be Used, L C Nfl bOOl
(CJJeck bo.x ijjiliJlg e,_ttlufoJf vamed 4 irtdjCfAI!' IIIIf1IDeJ' 0/ drrys ____ J CJ
(eMe" bo.t if ~JRmeJtlS af6 a»JlilJt~ OIJ Ihe ~.U'S~ sIdt) CI
!i:t"h"d ........ l-'I1t~ ~nY1i11o l'\I'!r1nrl ;,:, tlle Wec~iuR fwocal¢ndllrvears'aClt{
' 1 tlJe ~W'I'errL calendar year up to the date orfilil1~ ,
-AfI'e~,· Use ORI\'
-onE-lIieOliJ,;-'
MAR Z 6 lOU9 278·112 FOlln ~imed in Mitto~ft E.'tCCt20(1) NSN 1540-01·070-2444
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m~g (~'. 0.1·7000) S C.F.R ,PlItt "26)4 U.s. Offl,QCt)fGoY(mmellll1thi~
deBaca
Assets and lncon)(~
BLOCK A
Y01JT spouse. and dependent children. ~h asset held for inveslment or the
IlJr()duction of income which had a fair market exceedin"2 Sl.CO(}xt thecJoseofthereport
. or wh[cli j!enMited more than $200 during ilie Je1){)riil~ period. tO$!ether
such income.
For voursclt: also report Ole source and actual amount of earned income eKceeding $200 (other tllan fi"{)Jn the U.S. Go\·emmmt). For your spouse.
th~sourre blJ l noL the amount of earned of more aaan $1,000 {except r~po.rt the
actual acounl of allY honoraria over S200 of your spouse}.
Valuation of Assets' at close of
reporting period nLOCKB
SCHE])ULEA
lIncODle: tvoe and amount. If UN Ol,e (or les~ tban Si201)" is ch~ked. no ~ntry.is, needed in Block C for that item . . ' . .
BtocKe
Other Income {Specity Type' & Actual'
Amount)
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..... IS
Dat~ . (Mo .• Dav; .. yr:)· . ~
' ,' . c , OnlY. if . r. Honornt~8 ~
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held by the mer w1th the sPOuse or dependenl cluib, (;
:.i>!'"2n ute". O)''2OClU) . S C.F.R Pa1t2634 U.s. omoe of Government Elhl~ IReporltng'Indi\ii4Wsl"sNalne
Lou de Baca SCHEDULE A continued
(Use only. if need~'d) '.
IP~Nwnber
Assets and lncome Valuation of AS5e'~ , at close of
inCODle: tVDe and amount If''None ((I~ I~ss dian $20n,,'i~ checked. no other- eitw is ?l:eeded !n Block C.fcir 'tnat ~tem. , .
m.OCKA reporting period
SLOCKB llLOCKC
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self· life insurarlceGuardian Whole I'X'I I"-:~ I 1(':'1 1:'1 1:" ~:l I'" ::1 1':'& I Is~·:r:~ I~':~'I ~:~:;;I x I:~d.~. self- life insurance Guardian Whole .X '-:'. ~ ~.: :': .: .::.::. ~,) :;\~ :S:, ::2~ ~;;.~, x. ~ ~~h~ spovs.e - life insural\ce Guardian Whole : x:. ::: '; ! . : :: ' :' :~ : : .~.:~. ::: " ";~~: (',1 x (~'f
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4 I Checking -JeffersoiiSavlngs-Sank spouse IRA BOF Investments
IRA·caslt account
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Date (Mo.,Dav.
YrJ
Qnlvif Honoraria
I· I lRA- FIdelity InU Discovery Fund : 7.:: X :.;J.; . ..!': ':':.: '. A h.:l 1t$.!1 ';.,;':".1 h::k !r-:=f'1 Y. l.i&:1 h~~ Iq~~1 ~"i~ ~r~f I 1 IRA-Jennisofl 20120 Focus Fond ;':' x .~, .. ' :' ': :' ~;:::' ':::'! ~:::'.; ';~ '~~;:'. ~fiI ?:i; ~ J~ f~ f;;:r ~'f ~~~ l I •
'71 :~T~~:~ti:~~~~in9Mkt ~X: ,h: _~.t f :'d~';:':, !i ~~ ~~ ~ ~ I ~I i ~ ~ · I
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SF!?a (JI.cY.03/2o(0)
S C.F.R Pan '2634 U.S, OII'ioe ~rCib ... emm(nl EllIiC$
IR~On[ng Individual's Name
lou deBa'ca
Do not Complete Schedule B if you are a new entrant. nominee. Vice Presidential or Presidential Candidate
SCHEPULF;B
L.t J) Z I
~ I
f\) !p.,gc Numbec
~ lSI
_I.D
...... ' '-', -:,~~ ......
Part I: Transactions Rq>brt all)' purchas~ ... sale. or excha!l~ by you, )o"OUf spouse, report a kansa.ctian inv()lving propertY uSed ~Jely as YO}lf
N~~~' :·0 TnsllSa;di~n " Amounl ofT'nll\sft~on {:t)'
or dependenL ~hildn'Cl duriug the TtpOttiUg period of any real lletSOnal',e.sideoot\ or a transaction solely ~.tween YOst.
propenyl slXIcks, bonds~ commodity futures. and oth.er your spouse; or dep~( child. Check the "Certificate of "iYei(~, ' .
securities when the amount oftlle tral'liaClion oxoccdc4 div(Stifure"'block (<> indWat~ S81es made pursuant Co n , fh $1.000. fnelude- transactions thaI [<suIted in a Joss_ Do not cenificate of clivestiture from OGE. ' ~
Men'ifi~tLon ofA~ets ':ce Q:ample:JCenlraJ AidtfleS Common x
2
3
.01
5
ro §
~I""il, ~ '~.
* This eat~go.ry applies only i r tln: undedying assel is solely cbat of the filer's 5p()use or dependenL cbildren. If Ihe underlying asset is 'ej£her held bj' rhe filer orjQin!h' beld by (he filer with Ihe spouse or d~~fehjJdrenl use the "tiler higlter categories (II \·alue.,. as appropriate,
Dale {Mo •• [)ay, Yr.)
21t19~
:. -.. .. t (:. ~O
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x.
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.- I
Pru"t 'n: Gifts, ReimbursenleDts, ~nd Travel Expenses For YOU. your spouse and dependent children. report the soOl'C'e. a brief'descrivlion. and the v.alue of. {I) £ifts (such as tan~i~]e items. In!OsportaU,on. lod~4n~ food.-m· entertainment) received fr<.nn one Soul'ce (otalin~ more tban· $260; and ' (2) travel,:reJat:ed cash 'reimbursements received from one source totaling more than .$:!60. For conflicts analysis, it is h~lpful to inaicate a basis.fm:· receipl),$uch las PeT,onal 'friend. ai!flalCV 8DDroIJat under 5 U.S.C. § 4111- or other. statu~Q!\' iautllonlY. etc. For travel-relaterl ~ifts and rehnbursemetlts. incllide travel itineralY. 'liMP;:' ~nr1 thei fI.~'trn·f! or p.xrw>,u~e.~ nmvi~p.d· F.~dndp. ~nvthlnp 9)WXI In W'll! hv
t'h.e U:S. :G.Q~~n.l~~l~.tdven to,VOllC aa~~v'in conn~tion widl ofti~iallm~'eJ~ rece~ved:fre'ai relativ~; receiv<;d ~y vou~,s\)Ouse or d~dent child totalty independen~ ciftlieir ieiationshil) (0 1iOU; or 1)rovided· as Jlen;ollal hoSJ)itatity ar' , the. db.lots 'residence. Also. for J'lun>bSes ,'Of a!&re$mlin~ .riftS to determine the Lotar vaJue from ,on~'souroe; e~cludeitems"wOith $1 [4 Dr j~s. See instructioals 'ftJ, othea-,exClusi~~\': ':':' ": " ' ' :' : ,:' .:, " .. ,,: ' ~~nc
C:l , SoulOe;(NnmfJ(;I.tfd MtfJ'ess) , '/ ' B,i~'f~npti.ol\ ,,: ::' .': I ' ,. Vlltue
......
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~mplC$:hN..a!lA.Jsn. ~fR.O£k.Qoll~!,. NY ~'! ___ ~ _l~f~~~Jc:!:. '!?ld l2D~ ~ ~ls ,iJ19deo.!.'o l1~ti~~ ~!m~~~6.fi~~{P~..nllh~!ivj!l~~lUed.:..Ul-&u'!y) . ~ .-:... _' _____________ '_..:... _ -1 ___ ~o~ _ .. I i f-roi'J; Jones, S:m F:;ntisco, Ci\ Lc;;:hi)i' briilfciase (parsur.a::ii.eMl) : ., ..,' ' , : ,', ',, " , - , , ,':, " ,. ' ' , ' SlOO ' f\)
il ~ 12 ~ I ~ 13 ~
L ~ 4
5 "'tJ 1 , lSI Prior Edi.:ions Cannot Be Used. C)1
SF'2'3(~·.OJt2000) ~ S C-F.1t Paa 2634 :if U.S. OfficeilfOO\wnroffll E"li~ l\J IReportmg lndnljciuu}"s Name P~Je NV111boer -r Lou de Baca S~n:EDULE:C ~ ~----~----------------~----------------------------~----~------~----~~~--------~~--~~~----------------~---------------~
..... Par.:I: Liabi~fies R~oJ11iabj'ities o,,-er-$lO.OOO· owed tl) an)' one credil()T 81
a nv time duane the reaorlin2 period bv .,'Ou. ;'Our spouse. or depe«tdent chUdren. Check the highesl amOJ,lnC owed
pe:rsonal residence unless it is rented out: [~ns seCured by. aU,tomobiies, l)()Uscli~ld furniture or applianceS; 'ami tlshHilies owed'tO certain relatives'lislciJ in instrUctions, '
~~~ __ ~~ __ ~~~~~~~m None[~l' J .. , ,, ': :: " C~tegOty'of~,orvalue(x) ..... .....
durin2.fhe TeDoititilt ped6d. Exclude a mort~e;e on vour See instructions,ror ~\iol\ling cbarge ae<::ounts. ' ~~ "'IIDtCrc:sl I~CJcd ,Rp.(e
Credito:s '(Name aDd Address) Type()f liabilitY E'.xampks' Fj~!?!st!~l!a.5 .\VJlsJij~o!,t..E<2 _______ _ l..~~. ~~n.r~~' ~()2~._ ~Ia~\~ ________ .' _ :.1-'- 199J _ + . ~ .= _
, ' John J~AI:S--,J2) J Sl, .. _~.Bst.i~ DC_ _ lPromiSSl):ry nole: . . ,r 1m }O %
J'anl jf' I" ..:.. 0 ~ 0 f. g' g 8 g g g ~. ~ .. , ..... 'I' :' .' ... 0 ... 0
appl{-, 8 8 8 8 'g,~ & ~' ~ & q . a:. g g' g g ~ g 8 .: ~ble , 0 .. 16 10' 0 g g 8 ,~ g , ~ ~ ~ ~ q, ~ 0.. ~ vi II> gl ~ ~ ':;; :i>, ~ Mo t;; ~ .~ ~ tn <It ;;:; o· ~ :;, ~ '!l: ~ U '*t 0
• 25, 'd= ± I x i . ,t ~' l' 't t' 't I" ond~od~ ., ,- - ~ ,--' - -~ x --~ ~ - -J -~ :.-~~ ~
121 I· I I I I I I I I I I I ~ 3
I : I i II! iii i I I I I I .. ThIS ealegOly-applies only jf the liability 5S solei}~1h8t orthe-~ners SpGuse or dependent children.Tt the HabHlt};-is thit Qf the tifer or a jO-int Ifabi li~' o.f tho filer with the spOllse~cdependent cbifdt:el» mar1<J.hc_other hjgher categories, as apJ)f()priate..
Part 11: Agreements or Arrangenlents Report your agreements or arrang~ments for: continuing participation in an eInDloyee benefit plan (e.S!.. 401k. deferred compensation; (2) continuation payment by a former employer (iucludin,g severance payments); (3):ieaves
SJ.anu and T~nns "fany ~lnm( or A~lenl Example: 1 P1ftUaollO parlner$bip a~rnenl. wm reoei\<e lump SUIn pa)'n~. of capital BOOOUOC &, pnrtn.er1oip ~te
c:.alclll~led on str.iOt nertonned throul2h lJ{)O. ' , , ' , .
Qf:abseQ-cej and (4) .future e~lo}'meot. See instructions regardlng the repOrti,ng , of neiotiatJons (~T any o{these arran~emeJlts ,or benefits . " ,:
'None, []J . ' ,httie:s' "
l?Oe J~ ~'SmiOl. I:I-0Utd.own. SIaC~
. Qat~, : 7185
2
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Frior Edi1ions Cannot Be Used. lS
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SF 278 (Ra-. (012000) 5 i.F.R Part 2Gj.f U.s. OmCC(lrGO'IItm~1 ElJlics IRqK)rtln~ JJYj[vidual's Name ragcT'<IumOCf
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Pa.rt I: Positions Held Outside U.S. Goveroluenl ' Report al\ypositions bcld during (he applicable repo~iJl~ p¢Tiod, whetber consultanl of any corporarioll. firm. pattmirship. or other buslne~ .entecprise or 3ij.Y eomvensal~d or not. Positions include but arc not limited to those of ~n officer. nnn.."mfll nT'PAni"~HC\n .nr ;tiu~Af)"n~1 i~~ihllion ~"'r-lild~:f'\4<;ifi~n.<; with 1",li~1nll~' direcl(lT. trustee. 2elleral partner. Ol'CPrietor. reulWen18tive. employee.. or " S<Iciat fraternal. or J)o!iticat,entitieS, ~d those ~Ie!v of a~ honora!X 11a.ture. . N ' I""'V"I
" , , ~. . '. o,ne ~ Ot~fzatioo (Mime ami Ad4res$ j Type ofOrganiutloj!. , . ' : . POsii~~.Held,' ," From {Mo., Yr,} To (Mo., Yr.~
~alll Assn, of Rock Collec.Dls, NY. NY ' Nonollrofil, Cd\:l~tjon ' . . .' '. ' . Presideiot " , .' , 6ft»., > . Present ~
Examples' ... - .. - .. - - - - - - -- - - - - - - - - - - - - - - _. - - - • - ~- M - -'- - - - ~ - - - -- - ..:.. - - - - - - -.. - - -. - - - - -r- ~ -:--:" -- - - - - - - - --. Doc JDrles & SlniOl. Hometown, Siale , Law finn . . ' " ' - 'Partner _. '. . 7J35 , L/tlO 1
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Part II: Compensation In Excess or $5,4>O(} Paid by One Source : ' ' , .. , .,. " , , '- Do not co'mplele thi~ p'a'~' R.eport sources of more than S5,000 com~nsalion received by you or )'0!lr carporntion. firm. paiinershiJ). or other business enterprise. or any ~~hef' non-pT<?fit if yo~ ~r~'~n I~cumbent~ business affiliation for SC1VtCe-S provided directly by,yon dur:in~ an}' one year of i)r~llizatiGn when you directly Pt~,?l~ed the ,services gene'ratin~ a, fee or payment Termtna~lon FJler1 or the reporting period. This includes the· names of cltents and customers of any or Plore than S5 JOOO. 'You nee~ no( report the u.s. Gavcmment as a sour-ce.' ' , VioQ P.resid,entia' '
, " ',,' . . ." or PresldenUat Ca'ndidate , .. '. -"" :., . ':"Non~ ,·'txl . ,':, -.
Sauroe (NtltJ~ and Addms} , ' , Brie;f~CfiP_'ion ofDutics' '. . ,,: ' -[-,cam tcS' lP£!eJ..ol!~_~U-J!D!"!!.o~~S!l'I!L __ .. ________ --- .. _ .. _~!~~..;.... .. '_'~ ~~..:..:._~:_ ..i-:"':'.:. ______ M ___ '_"':": ,.:.. .... ....: -'- --' - -.-..: -...:.- '-.:.-
P . JMCEFO Uni .. 'efSity (client of Doe Jones & Smhb).,Mone)'1owR Stale , l.e~1 stO'ices in: conneCtion l'rttb univelSiiy'oonSIf).lc1ioll ' , .,. , " ", ,. ' _ " ' 1
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Prior f.diuOIlS Cannot Be Used.
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