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Longitudinal mode analysis of multisection ring and edge-emitting semiconductor lasers Mindaugas Radziunas Weierstrass Institute, Mohrenstrasse 39, 10117 Berlin, Germany. Email: [email protected] Abstract—We present a method which allows computing and analyzing longitudinal optical modes in multisection ring and edge-emitting lasers, provided the traveling wave model gives an appropriate description for the dynamics in these devices. Multisection ring and edge-emitting semiconductor lasers (SL) are useful devices for different purposes. The small size and the high frequency of the optical field intensity modulation makes these devices interesting for optical data communications and their application in photonic integrated circuits. Modeling, simulations and analysis are crucial for optimizing of existing SLs as well as for designing new devices with a particular dynamical behavior. We apply the software package LDSL-tool [1] for simulations and analysis of the SLs. This software allows considering a large variety of laser devices or coupled laser systems, which can be schematically represented by a set of mutually interconnected n s sections and n j junctions: see Fig. 1. According to the proposed laser device construction, for each front and rear edge z 0 k and z 00 k of any section S k =[z 0 k ,z 00 k ] one can attribute a unique junction. On the other hand, each junction J l joins j l 1 section edges, so that nj l=1 j l =2n s . (a) (b) (c) z’ z" z’ z" z" z’ z’ z’ z’ z’ z" z" 3 3 1 1 z" z’ 2 2 2 z" 2 3 3 2 2 z" 1 1 1 1 S 1 S 2 S 3 J 1 J 2 J 3 J 4 S 2 S 1 J J J 2 1 3 J 1 2 J 3 J S 1 3 S 2 S Fig. 1. Multisection lasers and coupled laser devices as sets of differently joined sections S j and junctions J l . (a): Master (S 1 ) – slave (S 3 ) laser system. (b): Laser (S 1 ) with an external feedback. (c): Ring laser (S 2 ) with a single outcoupling waveguide. In all cases, only a single longitudinal spatial dimension is taken into account. Within each section we consider the spatial-temporal dy- namics of the wave function Ψ(z,t)= ( E p ) , where E = ( E + E - ) and p = ( p + p - ) denote complex slowly varying amplitudes of counter-propagating optical fields and polarizations, respec- tively. The dynamics of Ψ is governed by the field equations -i∂ t Ψ(z,t)= H ( β ± ) Ψ+F sp , z S k ,k =1,...,n s , (1) where operator H is defined by a 4 × 4 matrix H(β ± )= v g H 0 (β ± )+ ivg ¯ g 2 I - ivg ¯ g 2 I -i ¯ γ I (i ¯ γ ω) I , H 0 (β ± )= i∂ z -β + -κ - -κ + -i∂ z -β - , I = 1 0 0 1 . β ± (z,t) in the expressions above represents the complex propagation factors of the optical fields. In the passive parts of the laser, these factors are just complex constants determining scattering losses and possible additional rotation of the field functions. In the active part of the device, they depend on the dynamically changing carriers. When considering quantum- well [2] or quantum-dot SLs [3], one can use different models for β ± and corresponding carrier dynamics. It is noteworthy, that, in contrast to linear laser configurations, the difference Δ β = β + - β - in ring SLs is, in general, non-vanishing [4]. To close the TW model (1), one should define all fields E + and E - incoming into all sections of the SL. These fields are determined by the field reflection and transmission conditions E i l = T l E o l , l =1,...,n j . (2) Here, the vector E i l , which denotes the required fields incoming into all j l section edges attached to the junction J l , is related to the vector E o l defining all fields outgoing from those edges. T l in the expression above is the j l × j l -dimensional complex valued matrix denoting the field scattering at the junction J l . For the junction of two adjacent sections in the linear device (j l =2) it is usually given by the simple identity matrix, I . At the junctions corresponding to the laser facets (j l =1) it determines the field reflection and is given by a complex constant r l , |r l |≤ 1. For the junction corresponding to the coupling between the ring laser and the linear waveguide (J 2 in Fig. 1(c)) it can be given as T 2 = T 2 i ˜ T 2 -r * 2 0 i ˜ T 2 T 2 0 0 r 2 0 T 2 i ˜ T 2 0 0 i ˜ T 2 T 2 , T 2 2 + ˜ T 2 2 + |r 2 | 2 1, where T 2 and ˜ T 2 are the field transmission coefficients to the ahead and aside located sections, whereas r 2 models small localized back-reflection of the optical field [4]. In the general case, the coefficients of the matrices T l can be frequency- dependent, and their estimation can require appropriate mea- surements or an advanced modeling, which takes into account the curvature of the adjacent sections, the field diffraction, and the overlapping of the lateral modes in the coupling region. The concept of optical modes plays a significant role for understanding laser dynamics in general. They represent the natural oscillations of the electromagnetic field and determine the optical frequency and the life time of the photons contained in the given laser cavity. The instantaneous optical modes of linear multisection lasers were discussed, e.g., in Ref. [5]. These modes are pairs (Ω(β ± ), Θ(z,β ± )) of eigenvalues and eigenvectors of the spectral problem ΩΘ(z,t)= H ( β ± ) Θ(z,t), z S k ,k =1,...,n s , (3) NUSOD 2014 133 978-1-4799-3682-3/14/$31.00 ©2014 IEEE

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Page 1: [IEEE 2014 International Conference on Numerical Simulation of Optoelectronic Devices (NUSOD) - Palma de Mallorca, Spain (2014.9.1-2014.9.4)] Numerical Simulation of Optoelectronic

Longitudinal mode analysis of multisection ring andedge-emitting semiconductor lasers

Mindaugas RadziunasWeierstrass Institute, Mohrenstrasse 39, 10117 Berlin, Germany. Email: [email protected]

Abstract—We present a method which allows computing andanalyzing longitudinal optical modes in multisection ring andedge-emitting lasers, provided the traveling wave model gives anappropriate description for the dynamics in these devices.

Multisection ring and edge-emitting semiconductor lasers(SL) are useful devices for different purposes. The smallsize and the high frequency of the optical field intensitymodulation makes these devices interesting for optical datacommunications and their application in photonic integratedcircuits. Modeling, simulations and analysis are crucial foroptimizing of existing SLs as well as for designing new deviceswith a particular dynamical behavior.

We apply the software package LDSL-tool [1] forsimulations and analysis of the SLs. This software allowsconsidering a large variety of laser devices or coupled lasersystems, which can be schematically represented by a setof mutually interconnected ns sections and nj junctions: seeFig. 1. According to the proposed laser device construction, foreach front and rear edge z′k and z′′k of any section Sk = [z′k, z

′′k ]

one can attribute a unique junction. On the other hand, eachjunction Jl joins jl ≥ 1 section edges, so that

∑nj

l=1 jl = 2ns.

(a)

(b)

(c)

z’ z"z’ z"

z"z’

z’z’

z’ z’z" z"3 31 1

z" z’2 2

2 z"2

3322

z"

1 1

11

S1 S2 S3

J1 J2 J3 J4

S2S1

J J J21 3 J1 2J 3J

S1 3S

2S

Fig. 1. Multisection lasers and coupled laser devices as sets of differentlyjoined sections Sj and junctions Jl. (a): Master (S1) – slave (S3) lasersystem. (b): Laser (S1) with an external feedback. (c): Ring laser (S2) with asingle outcoupling waveguide. In all cases, only a single longitudinal spatialdimension is taken into account.

Within each section we consider the spatial-temporal dy-namics of the wave function Ψ(z, t) =

(Ep

), where E =

(E+

E−

)and p =

(p+p−

)denote complex slowly varying amplitudes of

counter-propagating optical fields and polarizations, respec-tively. The dynamics of Ψ is governed by the field equations

−i∂t Ψ(z, t)=H(β±)

Ψ+Fsp, z ∈ Sk, k = 1, . . . , ns, (1)

where operator H is defined by a 4× 4 matrix

H(β±) =

(vgH0(β±) +

ivg g2 I − ivg g2 I

−iγ I (iγ + ω) I

),

H0(β±) =

(i∂z−β+ −κ−−κ+ −i∂z−β−

), I =

(1 00 1

).

β±(z, t) in the expressions above represents the complexpropagation factors of the optical fields. In the passive parts ofthe laser, these factors are just complex constants determiningscattering losses and possible additional rotation of the fieldfunctions. In the active part of the device, they depend on thedynamically changing carriers. When considering quantum-well [2] or quantum-dot SLs [3], one can use different modelsfor β± and corresponding carrier dynamics. It is noteworthy,that, in contrast to linear laser configurations, the difference∆β = β+ − β− in ring SLs is, in general, non-vanishing [4].

To close the TW model (1), one should define all fields E+

and E− incoming into all sections of the SL. These fields aredetermined by the field reflection and transmission conditions

E il = TlEol , l = 1, . . . , nj . (2)

Here, the vector E il , which denotes the required fields incominginto all jl section edges attached to the junction Jl, is relatedto the vector Eol defining all fields outgoing from those edges.

Tl in the expression above is the jl × jl-dimensionalcomplex valued matrix denoting the field scattering at thejunction Jl. For the junction of two adjacent sections in thelinear device (jl = 2) it is usually given by the simple identitymatrix, I. At the junctions corresponding to the laser facets(jl = 1) it determines the field reflection and is given by acomplex constant rl, |rl| ≤ 1. For the junction correspondingto the coupling between the ring laser and the linear waveguide(J2 in Fig. 1(c)) it can be given as

T2 =

T2 iT2 −r∗2 0iT2 T2 0 0r2 0 T2 iT2

0 0 iT2 T2

, T 22 + T 2

2 + |r2|2 ≤ 1,

where T2 and T2 are the field transmission coefficients to theahead and aside located sections, whereas r2 models smalllocalized back-reflection of the optical field [4]. In the generalcase, the coefficients of the matrices Tl can be frequency-dependent, and their estimation can require appropriate mea-surements or an advanced modeling, which takes into accountthe curvature of the adjacent sections, the field diffraction, andthe overlapping of the lateral modes in the coupling region.

The concept of optical modes plays a significant role forunderstanding laser dynamics in general. They represent thenatural oscillations of the electromagnetic field and determinethe optical frequency and the life time of the photons containedin the given laser cavity. The instantaneous optical modesof linear multisection lasers were discussed, e.g., in Ref. [5].These modes are pairs (Ω(β±),Θ(z, β±)) of eigenvalues andeigenvectors of the spectral problem

ΩΘ(z, t)=H(β±)

Θ(z, t), z ∈ Sk, k = 1, . . . , ns, (3)

NUSOD 2014

133978-1-4799-3682-3/14/$31.00 ©2014 IEEE

Page 2: [IEEE 2014 International Conference on Numerical Simulation of Optoelectronic Devices (NUSOD) - Palma de Mallorca, Spain (2014.9.1-2014.9.4)] Numerical Simulation of Optoelectronic

which satisfies the boundary conditions (2) and is determinedat instantaneous distributions of β±(z, t). The imaginary andthe real parts of the complex eigenvalues Ω are mainly deter-mining the angular frequency and the damping of the corre-sponding mode. Thus, eigenvectors Θ(z, β±) of modes withvanishing =mΩ are defining (stable or unstable) stationary(continuous wave) states with optical frequencies <eΩ.

In the previous work [5], the methods for computation ofinstantaneous modes in linear SLs were discussed. It appears,that similar algorithms also apply for the general case. Namely,the Eqs. (3) in each section Sk can be rewritten as twolinear ODEs for optical field mode components Θ+

E(z, β±)and Θ−E(z, β±), which can be solved by means of 2 × 2-dimensional transfer matrices,(

Θ+E

Θ−E

)(z′′k , β

±) =M(Ω, β±)(

Θ+E

Θ−E

)(z′k, β

±), k = 1, . . . , ns.

Together with the reflection-transmission conditions (2), therelations above are providing 4ns linear equations for 4nsmode functions Θ±E at the section edges z′k and z′′k . Thedeterminant of this system of linear equations, χ(Ω, β±), is acomplex-valued function depending on the propagation factorsβ± and complex frequency Ω. Once the function χ(Ω) 6≡ 0,the set of its roots coincide with a set of all complex modefrequencies.

Two examples below illustrate the usefulness of the modeanalysis in explaining the dynamical behavior of the SLs.

0.06

0.08

0.1

0.12

0.14

dam

pin

g [

1/p

s]

κ=40/cm

κ=200/cm

κ=400/cm

κ=0/cm

-400 -200 0 200 400mode frequency Ω/2π [ GHz ]

41.5

42

42.5

43

43.5

mode

separ

atio

n [

GH

z]

κ=200/cm

κ=400/cm

κ=0/cm

(a)

(b)

Fig. 2. Calculated mode damping =m(Ωk) (top) and frequency separation<e(Ωk−Ωk−1) of the adjacent modes (bottom) vs. mode frequency =m(Ωk)for the Fabry-Perot laser and the lasers with different DBR.

In the first example, single section Quantum Dash basedself mode-locked (ML) SLs with integrated passive distributedBragg reflectors (DBR) were considered [6]. In all cases, thetotal length of the SL was 1 mm, whereas κLBG = 1. Thelength of the DBR part of the laser, LBG, was chosen to be250, 50 or 25 µm. The measurements have shown that the laserwith LBG = 25µm and κ = 400 cm−1 could emit the self-ML pulses comparable to those observed in a single-sectionFabry-Perot quantum dash laser. While the ML pulsations inSL with LBG = 50µm and κ = 200 cm−1 had a rather largeradio-frequency linewidth, the SL with LBG = 250µm andκ = 40 cm−1 was not suitable for ML at all. Fig. 2 presents themode analysis of such devices. The upper diagram shows, howthe introduction of the grating changes the relative positionsof the complex mode frequencies Ω. For κ = 40 cm−1 only a

few modes located within the ∼ 300 GHz wide stop-band havesimilar thresholds, whereas the damping of all other modes islarge. A typical performance of such DBR laser is the cwoperation at the maximal gain mode, or the mode-beating typepulsations involving a couple of modes. In the cases of κ =200 cm−1 and κ = 400 cm−1, the damping of 20 or even moremodes within the stop-band is not much different. However,for a smaller κ, the DBR violates significantly the equidistanceof the mode frequencies (panel (b)), which is equally importantfor the realization of ML pulsations.

-200 -100 0 100 200

Re (Ω/2π) [GHz]-200 -100 0 100 200

0

2

4

6

8

10

Im (

Ω)

[1

/ns]

-200 -100 0 100 200

[10 GHz / div.]

[50 p

s-1/d

iv.](a) (c)(b)

1/τ

2|<∆β>|/τ

r2/πτT

2

Fig. 3. Mode frequencies Ω of the ring SL for κ± = r2 = 〈δβ〉 = 0 (a),κ± = r2 = 0 but 〈∆β〉 6= 0 (b), and κ± = 〈∆β〉 = 0 but r2 = 0.2 (c).

Fig. 3 represents another example of the mode analysis.A study of the complex function χ(Ω, β±) suggests theappearance of the complex frequencies Ω in pairs, whereas,for small or vanishing κ±, the adjacent pairs are separatedby the field round-trip frequency τ−1. In the degenerate case,when backscattering r2 or κ± and spatially averaged difference〈∆β〉 vanish, the mode frequencies within each pair coincide:see Fig. 3(a). In this case, the simulations show multiple stablecw states with different contributions of counter-propagatingfields operating at the same frequency. Once the degeneracydisappears, the mode pairs split, resulting in different dynami-cal regimes of the ring SL. For example, Fig. 3(b) and (c) showthe mode splitting corresponding to the unidirectional cw stateand over-modulated alternating oscillations, respectively.

In conclusion, the computation of the optical modes leadsto a better understanding of the nonlinear dynamics of semi-conductor laser devices and is very useful when optimizingexisting semiconductor lasers or designing new devices with aparticular dynamical behavior.

ACKNOWLEDGMENT

The author would like to thank the support of EU FP7 ITNPROPHET, Grant No. 264687.

REFERENCES

[1] LDSL-tool: a software package for simulation and analysis oflongitudinal dynamics in semiconductor lasers. http://www.wias-berlin.de/software/ldsl/

[2] U. Bandelow, M. Radziunas, J. Sieber, and M. Wolfrum, IEEE J.Quantum Electron., 37, pp. 183–188, 2001.

[3] M. Radziunas, A. Vladimirov, E. Viktorov, G. Fiol, H. Schmeckebier,and D. Bimberg, Appl. Phys. Lett., 98, p. 031104, 2011.

[4] M. Radziunas, in SPIE Proceedings Series, 6997, 2008, p. 69971B.[5] M. Radziunas and H.-J. Wunsche, in Optoelectronic Devices - Advanced

Simulation and Analysis, J. Piprek, Ed. Springer, 2005, pp. 121–150.[6] S. Joshi, C. Calo, N. Chimot, M. Radziunas, R. Arkhipov, S. Barbet,

A. Accard, A. Ramdane, and F. Lelarge, 2014, submitted.

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