ies summer research institute: single-case intervention design and analysis day 2 8:45-10:15 rob...
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IES SUMMER RESEARCH INSTITUTE:SINGLE-CASE INTERVENTION DESIGN AND ANALYSIS
Day 28:45-10:15Rob Horner
Overview of Complex and UniqueSingle-case Designs
Complex Designs
Goals and Assumptions
• Assumption: • Fluent with ABAB, Multiple Baseline and
Alternating Treatment Designs
• Objectives• Define features of Changing Criterion, and
Multiple-Probe Designs
• Apply Single-case Design and Analysis logic to construction of more complex design challenges.
Defining Features of Changing Criterion Designs• Within subject analysis• Independent variable needs to have at least four levels
• Three demonstrations of effect
• Document baseline performance with first IV level• Change the level of the IV and monitor change in DV
• Immediacy of change important• Absence of trend and variability important
• Repeat level (criterion) change in IV two more times.• Analysis involves same standard as other single-case
designs: Three demonstrations of effect across three different points in time.
Changing Criterion Design
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BL: No Reinf Reinf < 17 Reinf < 12 Reinf < 5Independent Variable: Schedule of Reinf Level 1: No Reinf Level 2: Reinf for fewer than 17 events Level 3: Reinf for fewer than 12 events Level 4: Reinf for fewer than 5 events.
First Demonstration of Effect
Second Demonstration of Effect
Third Demonstration of Effect
Research Question: Is there a functional relation between contingent delivery of reinforcement for reduced problems behavior and reduction in the level of problem behavior?
Changing Criterion Analysis: 1. Stable within phase patterns 3. Five data points per phase2. Immediacy of effect
Changing Criterion Design
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BL: No Reinf Reinf < 17 Reinf < 12 Reinf < 5
No Demonstration of Experimental Control
First Demonstration is Okay
Second Demonstration is compromised by trend
Third Demonstration is compromised by trend and floor effect
Changing Criterion Design
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BL: No Reinf Reinf < 17 Reinf < 12 Reinf < 5
No Demonstration of Experimental Control
Would you use a Changing Criterion Design?If “yes” draw the design with expected data.
• Is there a functional relation between defining self-management criteria for smoking (20, 15, 10, 5) and reduction in the number of cigarettes smoked per day?
• Is there a functional relation between number of pages of reading needed to achieve free time, and the number of words read per reading session?
• Is there a functional relation between use of FCT and reduction in the level of problem behavior?
• Is there a functional relation between use of Ritalin versus Risperdal, and reduction in rate of stereotypy?
Changing Criterion Design
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BL: 20 Cig 15 Cig 10 Ci g 5 Cig
Cig
aret
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day
Activity:
• Propose a new research question that would be appropriately addressed via a changing criterion design
• Propose a research question that would NOT be appropriately addressed via a changing criterion design
MULTIPLE PROBE DESIGNS
Multiple Probe Design: A Variation of Multiple Baseline
• Multiple Probe Design:• A variation of the Multiple Baseline Design in
which baseline data are probed at different points in time rather than monitored continuously.
• Probe Data are always collected at the beginning of BL and just before Intervention.
• Probe Data may also be collected at points of intervention in other series within the design.
Conditions when Multiple-probe is Used
• Data collection is viewed as intrusive/expensive, and initial Baseline data document a stable pattern.
Standards for Multiple-Probe
• Meet Single Subject Design Standards• 5 BL data points• Active manipulation of IV• At least three demonstrations of effect
Par
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Dep
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aria
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Baseline Intervention
Days/Weeks/Months/Sessions
Non-concurrentMultiple Baseline
A BA B
A B
A B
A B
Student 1 Student 1
Student 1
Student 2 Student 2
Student 2
Student 3 Student 3
Student 3
1 2
3
Actual Time
Non-concurrent Multiple Baseline
Time
Meets Evidence Standards
Meets Evidence Standards with Reservations
Meet standards for a multiple baseline design
Meets standards Meets standards with reservations
Overlapping initial pre-intervention sessions (Baseline)
Each case has probe points in the initial three sessions
Each case has at least one probe point in the first three sessions
Probes prior to introducing the independent variable to a given case
Three consecutive points just prior to introducing the independent variable and one probe point every eight sessions
At least one point just prior to introducing the independent variable and one probe point every eight sessions
Probes for subsequent cases when introducing the independent variable to a preceding case
At least one point placed either immediately prior to the first intervention session for the earlier case or once the intervention criterion is reached for the earlier case.
At least one point placed either immediately prior to the first intervention session for the earlier case or once the intervention criterion is reached for the earlier case.
WWC Standards for Multiple Probe Designs
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 180
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Parti
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Probe Intervention
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 180
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Parti
cipan
t 2
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 180
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Session
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t 3
Rate
of D
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 180
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Parti
cipan
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Probe Intervention
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 180
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Parti
cipan
t 2
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 180
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Session
Parti
cipan
t 3
Rate
of D
isen
gage
men
tMeets Design Standard
Five BL data points for all series (3 overlap)
Three Pre-intervention data points per series
At least one data point per 8 BL sessions
At least one data point per series for Prior-intervention series
Meets WWC Standards
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 160
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Parti
cipan
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Probe Intervention
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 160
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Parti
cipan
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 160
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Session
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 160
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Parti
cipan
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Probe Intervention
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 160
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Parti
cipan
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 160
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Session
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Meets Design Standards with reservation
One common BL data point per series
At least one Pre-Inter data point per series
At least one data point per 8 BL sessions
At least one data point per series for Prior-intervention series
Meets WWC StandardsWith Reservation
1 2 3 4 5 6 7 8 9 10 11 120
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Parti
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Probe Intervention
1 2 3 4 5 6 7 8 9 10 11 120
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Parti
cipan
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1 2 3 4 5 6 7 8 9 10 11 120
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Session
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Does NOT Meet WWC Standards
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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John
- Se
t 3 W
ords
Probe 1 Int. Probe 3Int. Int. Probe 4Probe 2
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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John
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ords
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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Session
John
- Se
t 1 W
ords
Percent Correct in Reading
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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John
- Se
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ords
Probe 1 Int. Probe 3Int. Int. Probe 4Probe 2
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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John
- Se
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ords
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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Session
John
- Se
t 1 W
ords
Percent Correct in Reading
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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John
- Se
t 3 W
ords
Probe 1 Int. Probe 3Int. Int. Probe 4Probe 2
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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John
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ords
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 260
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Session
John
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ords
Percent Correct in Reading
Meets WWC Design Std
Considerations for Multiple Probe
• Decreases the logical and fiscal cost of data collection across long Baselines.
• Should NOT be viewed as a strong control for measurement effects (Instrumentation… number of times participant experiences measurement).
• Number of data points per “probe”• WWC standard• Issues for consideration in the field
Increasing Complexity in Single-Case Designs
For each study
• Define the research question(s)
• Determine if the design allows assessment of functional relation
• Determine if the data within the design document a functional relation (per research question)
EVALUATION OF A CAFETERIA SOCIAL SKILLS PROGRAM IN AN ELEMENTARY SCHOOL IMPLEMENTING SCHOOL-WIDE PBS
Jennifer Jeffery
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Sessions
Teaching Session 1
Teaching Session 2
Teaching Session 3
Group 1
Group 2
Group 3
Aide Training
Baseline Cafeteria Social Skills Program
Figure 5. Effect of the Cafeteria Social Skills Program on disruptive behaviors in the cafeteria.
Jennifer Jeffery
• Intervention package• Breaks in timeline• Measure
A
Assigned Lunch Tables
Group 1 Group 2 Group 3
THE EFFECTIVENESS OF INTERVENTION STRATEGIES BASED ON FUNCTIONAL BEHAVIORAL ASSESSMENT.
Kimberly L. Ingram, Teri Lewis-Palmer and George SugaiUniversity of Oregon,
Question of Interest
• Is there a decrease in the level of problem behavior when a behavior support plan is based on behavioral function?
• Conduct a functional assessment:
• Plan A: Indicated by functional assessment• Plan B: Contra-indicated by functional
assessment
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% In
terv
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w/ P
.B.
Sessions
% Intervals w/ P.B. for Carter
Baseline IndicatedIndicated Indicated Modified
Contra-Indicated
Contra-Indicated
Ingram et al
A B C B C B’
FUNCTION-BASE SUPPORT BY TYPICAL SCHOOL BEHAVIOR SUPPORT TEAMS
Melissa K. BergstromUniversity of Oregon
Research Questions
• Is there a functional relation between implementation of function-based support by independent school teams and reduction in the level of student problem behavior?
• Are the hypothesis statements developed by school teams valid?
• Is function-based support in the school context feasible (i.e. acceptable, efficient, completed with integrity)?
Melissa Bergstrom
EFFECTS OF THE BEHAVIOR EDUCATION PROGRAM ON PROBLEM BEHAVIOR IN MIDDLE SCHOOL
Leanne HawkenUniversity of Oregon
Leanne Hawken
USING FCT TO ACHIEVE GENERALIZED REDUCTION OF PROBLEM BEHAVIOR
Holly Reed Schindler and Rob Horner
Three Research Questions
Main Research Question• Is there a functional relationship between reduction in the
level of problem behavior in the secondary settings and implementation of a Trans-situational Intervention (TSI)?
Additional Research Questions2) Is there a functional relationship between reduction in
level of problem behavior in the primary implementation setting and implementation of a TSI?
3) Are TSI procedures rated as efficient and socially acceptable?
Critical Features of Design
• Document problem behavior in primary setting during Baseline.
• Document problem behavior in secondary settings with introduction of low effort intervention.
• (Low Effort alone is ineffective)
• Document that introduction of Intervention in primary setting is associated with:
• Reduction of problem behavior in primary setting • No change in problem behavior in secondary settings
• (TSI alone does not produce change in secondary settings)
• Document that introduction of TSI + Low Effort is associated with reduction of problem behavior in secondary settings.
Holly Reed Schindler
Holly Reed Schindler
Holly Reed Schindler
Holly Reed Schindler
The Second Grade Project
Sarah Fairbanks & George Sugai University of Connecticut David GuardinoUniversity of OregonMargaret LathropBethel School District
Study 1: Independent Variable- Check-in & Check-out Intervention • Based on Hawken & Horner’s (2003) model• Participants carried behavior cards throughout the day.• Teachers assessed points after each time block.• Points were added up at the end of the day. If participants
earned a certain percentage of points (range, 70% to 90%) the whole class earned a reward (e.g., extra recess, class game).
• Intervention included frequent and regular opportunities for feedback
• Non-function based group intervention
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100 BL CI/CO
CI/CO +75%
CI/CO +80%
CI/CO +90%
Helena
School Days
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Jade
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Farrell
Began meds.
Class B Results
Descriptive not experimental
Fairbanks et al., Study 2
• For students who did not respond to CICO, is there a functional relation between delivery of function-based interventions, and reduction in level of problem behavior?
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Ben
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Marcellus
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CI/CO75%
CI/CO80%
FB plan
FB plan 2
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Blair
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Olivia
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Study 2 Results
School Days
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Study 2 Results
School Days
Fidelity of First Step to Success Implementation
Billie Jo RodriguezSheldon LomanRob Horner
Research Question
• The purpose of the study was to assess the impact of incorporating a specific performance feedback procedure (coach-provided feedback to teacher) within the design of FSS intervention protocols. The primary research question asked if there was a functional relation between the implementation of coach-provided performance feedback package and level of teacher fidelity in implementation of FSS. A secondary research question focused on the relation between teacher fidelity of FSS implementation and sustained reduction in level of student problem behavior.
1. Is there a functional relation between CF and change in problem behavior?
2. Is there a functional relation between CF and FSS (card) fidelity?
THE EFFICACY OF TRAINING SCHOOL PERSONNEL TO BUILD BEHAVIORAL INTERVENTIONS FROM FUNCTIONAL BEHAVIORAL ASSESSMENT INFORMATION
Kathleen Strickland-Cohen
Building Local Behavioral Capacity
• Two Main Ideas
• Behavior support is more effective and efficient when it is built from an FBA.
• Functional behavioral assessments can be done accurately and efficiently by typical building personnel for “BASIC” problems.
Question of Interest• Is there a functional relation between implementation of a
behavior support plan by a Team Lead who has received Basic BSP Development training, and reduction in the level of problem behavior by students?
Basic FBA to BSP Trainer’s Manual Sheldon Loman, Ph.D. Portland State University
M. Kathleen Strickland-Cohen, Ph.D. University of Oregon
Chris Borgmeier, Ph.D. Portland State University
Robert Horner, Ph.D. University of Oregon
Defining & Understanding Behavior FBA: Conducting FBA Interviews
FBA: Observing & Summarizing Behavior
Critical Features of Behavior Support Plans * Core elements
Building Behavior Support Plans from FBA Information* Technically Sound WITH Contextual Fit
Implementation and Evaluation Planning
Leading a Team through the Behavior Support Planning Process
Instructional Content
Many School Personnel are Skilled at Collecting FBA Information but NOT skilled at identifying if behavior support plan elements are consistent with the FBA
Participant Pre Test Post Test Percent Change
163% (A)
96% (B) +33%
267% (A)
84% (B) +17%
369% (A)
94% (B) +25%
465% (A)
86% (B) +21%
560% (A)
88% (B) +28%
663% (A)
90% (B) +27%
743% (A)
82% (B) +39%
861% (B)
92% (A) +31%
963% (B)
82% (A) +19%
1045% (B)
80% (A) +35%
1167% (B)
90% (A) +23%
1261% (B)
86% (A) +25%
1380% (B)
94% (A) +14%
Mean 62% 88% +26%
Pre/Post-Test Results: Assessment of BSP Knowledge
Sebastian
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100
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Off-task
Talk outs
Implementation Fidelity
Bailey
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75
100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
Off-task
Int w/ PB
Implementation Fidelity
Micah
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25
50
75
100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
Int with PB
ImplementationFidelity
Charlie
0
25
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75
100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
Int with PB
Implementation Fidelity
Gareth
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100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
Int with PB
Implementation Fidelity
% 10 sec intervals
Sessions
Baseline Implementation of Function-based BSP
Non-concurrent
Multiple Baseline
Fidelity/ Problem Behavior
Strickland-Cohen & Horner
Sebastian
0
25
50
75
100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
Implementation Fidelity
Engagement
Bailey
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100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
Implementation Fidelity
Engagement
Micah
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100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
ImplementationFidelity
Engagement
Charlie
0
25
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75
100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
Implementation Fidelity
Engagement
Gareth
0
25
50
75
100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 25 2 27
Implementation Fidelity
Engagement
Sessions
% 10 sec intervals
Baseline Implementation of Function –based BSP
Strickland-Cohen & Horner
Non-concurrent
Multiple Baseline
Fidelity/ Academic
Engagement
District Field-Test
• Sustained use of Basic FBA-BSP approach
• District effectiveness at “whole district” implementation.
Implications
• If you are the behavior specialist for a district:
• 1. Continue to provide direct assistance for complex behavior support cases.
• 2. Use the Basic FBA and BSP materials to train building-level personnel to do “BASIC” FBA and BSP development.
• (www.pbis.org)
Day, H. M., Horner, R. H., & O'Neill, R. E. (1994). Multiple functions of problem behaviors: Assessment and intervention. Journal of Applied Behavior Analysis, 27, 279-289.
Adapting Single Case Designs
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Carl
Angelissa
Marion
Aaron
Aaron Moves to Toledo
Baseline Nifty Intervention
Baseline Nifty Intervention
1. What is
research question?
2. Are Baseline Data Acceptable?
3. Is intervention with Angelisa at Day 11 acceptable?
4. What issues exist at Day 21?
5. Suggest options to save study
USING FUNCTION-BASED ACADEMIC AND BEHAVIOR INTERVENTION TO REDUCE PROBLEM BEHAVIORS AND IMPROVE ENGLISH READING PERFORMANCE FOR ENGLISH LANGUAGE LEARNERS IN ELEMENTARY GRADES IN THAILAND
Chanisa Apichatabutra
Research Question
• Is there a functional relationship between a function-based academic and behavior intervention that (a) is based on behavioral function, (b) employs effective literacy instruction, and (c) is matched to the learners’ culture and a decrease in level of problem behaviors during English reading class for third and fourth grade ELLs in Thailand?
Application• Define research question• Identify design adequacy• Interpret the extent to which the data document a functional
relation.
Figure Baseline 1 Treatment Baseline 2 Treatment 2
Baseline 1 Treatment 1 Baseline 2 Treatment 2
Self-management
DRO
Define research question(s)Define design
What effects are documented?