igc1 element 3 new syllabus
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NEBOSH International General Certificate in Occupational
Safety and Health
Unit IGC1
Element 3: Health and Safety
Management Systems 2 - Organising
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Learning Outcomes
On completion of this element, you should be able to
demonstrate understanding of the content through theapplication of knowledge to familiar and unfamiliar
situations. In particular you should be able to:
Outline the health and safety roles and responsibilities of
employers, managers, supervisors, workers and other relevant
parties
Explain the concept of health and safety culture and its
significance in the management of health and safety in an
organisation
Outline the human factors which influence behaviour at work in
a way that can affect health and safety
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Learning OutcomesContinued
Explain how health and safety behaviour at work can be
improved
Outline the need for emergency procedures and the
arrangements for contacting emergency services
Outline the requirements for, and effective provision of, first aidin the workplace
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Unit IGC1Element 3.1
Organisational Health and Safety Roles and
Responsibilities
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Responsibility for ensuring that the workplace
is safe and free of health risk rests with the
employer.
As we noted earlier, this responsibility is made
clear in:
ILO Convention C155
ILO Recommendation R164
Standards for Organising
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Reminder - What are the Employer'sFour Duties?
Safe Place of Work
Safe Plant and Equipment
Safe System of Work
Training and Supervision
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Employer
Directors and senior managers
Middle managers and supervisors
Safety specialists Workers
Controllers of premises
Self-employed Suppliers, manufacturers, designers
Contractors
Joint occupiers of premises
Organisational Health and Safety Roles
and Responsibilities
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The employer carries
ultimate responsibility for
ensuring that the workplace
is safe and free of health and
safety risks.
Ensures the safety of workers
and others e.g. visitors and
contractors
Employer
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Directors and senior managers: Give an organisation its direction
Set its priorities
Allocate resources and appoint competent persons
Allocate responsibilities
Are responsible for ensuring that all of the legal
requirements are met
Directors and Senior Managers
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Middle managers and supervisors are involved in theday-to-day operational running of the organisation so
are responsible for the health and safety standards
within the operations under their control.
Middle Managers & Supervisors
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Safety Specialists
Safety Specialists (or
Practitioners) are responsible
for giving correct advice to
the organisation so that the
organisation can meet its
legal obligations and achieve
its policy aims.
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What are the typical responsibilities of
a health and safety specialist?
Group Discussion
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Typical responsibilities include:
Providing advice and guidance on health and safetystandards.
Promoting a positive culture.
Advising management on accident prevention.
Developing and implementing policy.
Overseeing the development of adequate riskassessments.
Identifying training needs. Monitoring health and safety performance.
Overseeing accident reporting and investigations.
Group Discussion
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Workers have a
responsibility to take
reasonable care of their
own health and safety
and that of other peoplewho might be affected
by what they do (or
don't do).
Workers must also co-
operate with their
employer on matters of
health and safety.
Workers
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To the extent that they
have control, controllers
of premises are
responsible for ensuring
that the premises are safeto use as a workplace, and
that there is safe access
and egress to it and from
it.
Controllers of Premises
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These two groups have similarresponsibilities:
To take reasonable care of
their own health and safetyand the health and safety of
others who might be
affected by their acts or
omissions.
Contractors & Self-Employed
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Designers,manufacturers, importers
and suppliers of items
and substances form the
supply chain.
They have responsibilities
to ensure their productsare safe.
Suppliers, Manufacturers, Designers
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If a client can be held responsible for an
injury caused by a contractor working for
the client then it must be in the clients ownbest interests to ensure that contractors do
not endanger workers or others.
Clients and Contractors
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The way that a client manages
contractors can be broken
down into three key areas:
Selecting the contractor
Planning the work
Monitoring the work
Clients and Contractors
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Things you should check:
Health and safety policy
Risk assessments
Qualifications and training records
Membership of a professional organisation
Maintenance and equipment testing
Previous or current clients
Accident records
Enforcement action
Adequate resources
Selecting the Contractor
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Information to be shared between client and
contractor:
Hazards posed by the site and work carried out
Hazards posed by the contractors activities
Risk assessments
Method statements
Planning the Work
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Arrangements between the client and
contractor include:
Ensuring activities dont conflict
Permit-to-work system to control activities Key contacts e.g. works foreman identified to
ensure continuity
Co-ordination of Work
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Clients must:
Monitor the work to ensure
safety
The Client can:
Stop the work if it involvesunsafe practices
Auditing against agreed method
statements is a good technique.
Monitor and Control
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ILO Convention C155Article 17
ILO Recommendation R164Article 11
Employers in shared facilities should communicate
to develop appropriate health and safety standards
and appropriate policies and procedures.
This may include:
- sharing of procedures e.g. fire and
emergency response
- sharing of risk assessments
- joint management committee meetings
Joint Occupiers of Premises
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1. Who does an employer owe a duty towith regards to health and safety?
2. How can directors influence health
and safety?3. What are the key workers
responsibilities?
4. What would you look for/check whenselecting a contractor?
End of Section Quiz
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Unit IGC1Element 3.2
The Concept and Significance of Health and Safety
Culture
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What do we mean by the term health
and safety culture?
What features would you expect to see
in an organisation with a good health
and safety culture?
Group Discussion
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The safety culture of an organisation isthe shared attitudes, values, beliefs and
behaviours relating to health and safety.
Definition of Culture
Influenced by: Management
Communication
Worker competence Co-operation
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Poor health and safety culture leads topoorperformance
The following things need to be spotted early:
Accident records
Sickness rates
Absenteeism
Staff turnover
Compliance with safety rules
Worker complaints
Staff morale
H&S Culture Indicators
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What factors could result in the
deterioration of an organisations
health and safety culture and hence
safety performance?
Group Syndicate Activity
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Lack of leadership from management
Presence of a blame culture
Lack of management commitment to safety
Health and safety a lower priority than other issues
Organisational changes
High staff turnover rates
Lack of resources e.g. too few workers, low investment
Lack of worker consultation
Interpersonal issues e.g. peer group pressure, bullying
Poor management systems and procedures
External influences e.g. economic climate
Factors Promoting a Negative
Culture
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Company takeover
Merger
Management buy-out
Change of management
Departmental restructure
Redundancy
Leading to:
Concentration on the 'new order'
Uncertainty over roles and responsibilities
Reorganisation
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Increases at times of change
Reduces morale
Focus moves away from H&S
No clear framework for decision-making
Individuals make their own decisions
Uncertainty
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What is it?
Workers believe that if they report an
incident or make a complaint, they are
going to get:
Blame Culture
Blamed
Punished
Sacked
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No clear rules or policies
Decisions
Not in line with policy
Inconsistent
Frequently reversed Influenced by personal reasons
Conflicting priorities
Poor communication
No consultation with workers
Poor Leadership
R l ti hi B t C lt d
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Group Discussion Point
We have already considered what can
influence an organisations culture.
What would an organisation with a
positive culture look and feel like?
What characteristics would it
demonstrate?
Relationship Between Culture and
Performance
R l ti hi B t C lt d
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In organisations with a positive safetyculture
Health and safety is important to everyone
There is strong policy and leadership
Managers and directors lead on safety and
workers believe in it
Health and safety performance is good: People work safely
There are fewer accidents and ill health events
Relationship Between Culture and
Performance
Relationship Between Culture
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In organisations with a negative safetyculture
Most feel safety isnt important
There is a lack of competence
Safety is low priority
Safety conscious workers are in minority
Health and safety performance is poor
There is a lack of attention to detail and
procedure
Lack of care and poor behaviour results in
accidents
Relationship Between Culture
and Performance
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Accident rates
Absenteeism
Sickness rates
Staff Turnover
Compliance with safety rules
Complaints from employees aboutworking conditions
Indicators of Culture
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In groups a hierarchy naturally forms Pressure is exerted from the top down Can happen in informal groups or formal
team
Peer group pressure can result in: good people breaking rules to fit in bad people coming into line and working
safely!
Key is to get the influential people onboard e.g. through training.
The Influence of Peers
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There is a link between safety culture and
performance.
Safety culture can be assessed by looking at
indicators.
Certain factors promote a negative safetyculture.
Peer group pressure can result in the
individuals changing their behaviour to fit in
with the group.
Summary
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1. Give a definition of Health and safety
culture
2. What factors could result in the
deterioration of the health and safetyculture of an organisation?
3. What indicators can be used to assess
the health and safety culture?
4. What is peer pressure?
End of Section Quiz
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Unit IGC1Element 3.3
Factors Influencing Safety Related Behaviour
S f R l d B h i
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Three significant factors influence worker
behaviour:The Individual
Personal characteristics
The Job
Nature of the job
The Organisation
Characteristics of the business
Safety Related Behaviour
Graphic taken from HSG48 from
http://www.hse.gov.uk/pubns/books/hsg48.htm
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Safety culture
Policies and procedures
Commitment and leadership from
management
Consultation and worker involvement
Levels of supervision
Peer group pressure
Communication
Training
Work patterns
Organisational Factors
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Task
Workload
Environment
Displays and controls
Procedures
Job Factors
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Competence Skills
Attitude
Motivation
Risk Perception
Individual Factors
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Attitude A persons point of view or way of looking at
something; how they think and feel about it
Motivation A persons drive towards a goal; what
makes them do what they do
Particular care needed with the use of
financial incentives!
Attitude, Competence and Motivation
Changing Attitude
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Education & training
High impact intervention
("aversion therapy")
Enforcement
Consultation
Changing Attitude
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A combination of: Knowledge
Ability
Training Experience
A competent person isnt just one who
is trained
nor is it someone who has been there
a long time!
What is Competence?
P ti
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Perception: the way a person interprets
information detected by their senses:
Sight
Hearing
Smell
Taste Touch
Perception
Perception - Activity
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Perception Activity
You will be shown the following
slide for 20 seconds.
You are asked to count the number
of Fs.
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Activity
FINISHED FILES ARE THE RESULT
OF YEARS OF SCIENTIFIC STUDYCOMBINED WITH THE
EXPERIENCE OF MANY YEARS
Perception
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Factors which can affect perception
include: Illness
Stress
Fatigue
Drugs and Alcohol
Previous experiences
Training and education
Perception
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How can workers hazard perception be
improved?
Group Discussion Point
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Understand why hazards are not
noticed by talking to workers
Awareness campaigns/training
Highlight hazards e.g. signs
Ensure adequate lighting is available
Reduce distractions e.g. noise
Avoid excessive fatigue
Improving Hazard Perception
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1. What three key factors influence a
workers behaviour? Give examples of
each.
2. What is competence
3. How can an organisation inadvertently
motivate people to behave unsafely?
4. Suggest reasons why two people may
perceive hazards differently
End of Section Quiz
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Unit IGC1Element 3.4
Improving Health and Safety Behaviour
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Securing management commitment is
essential
Senior managers provide leadership and
motivation Needs clear policy, priorities and targets
Commitment cascades down through
the organisation Requires visible leadership
Management Commitment
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In groups discuss the leaders that you
have worked with. What made them
good (or bad) leaders, particularly on
health and safety?
From here think about what managers
can do to demonstrate theircommitment to health and safety.
Group Syndicate Exercise
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Demonstrated by:
Behaving safely themselves
Involvement in the day to day
management of safety E.g. attending safety meetings
Taking part in safety tours and audits
Promoting activities to improve safety Enforcing the rules
Visible Commitment
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Sometimes rules are broken
Employees may endanger themselves
or others
Ignoring issues can result in injuries
Sometimes it is necessary to use
discipline to enforce the rules
Disciplinary Procedures
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A supervisor who orders the team tocut corners to save time?
A reckless fork lift truck driver?
A persistent prankster? An office worker who repeatedly fails
to wear PPE when in the factory area?
A maintenance worker who doesntisolate a machine as the job was only
10 minutes?
Who Would You Discipline
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Competence
Knowledge, ability, training, experience
Competent Managers
Understand the implications of their
decisions on health and safety
Often a weakness!
Competent Staff Enables job to be done safely
Competent Staff
Communication
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Individual Activity
List as many methods of communicating in theworkplace as you can think of, splitting your listinto:
Verbalcommunication
Writtencommunication
Graphic communication
What are the advantages and disadvantages ofeach method?
Communication
Verbal Communication
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Limitations
Language barrier Jargon
Strong accent/dialect
Background noise
Poor hearing
Ambiguity Miss information
Forget information
No record
Poor quality (telephone or PA)
Merits
Personal
Quick
Direct
Check understanding
Feedback
Share views
Additional information
(Body language)
Written Communication
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Limitations
Indirect
Time
Jargon/abbreviations
Impersonal
Ambiguous
May not be read
Language barriers
Recipient may not be able
to read
No immediate feedback
Cannot question
Impaired vision
Merits
Permanent record
Reference
Can be written carefully for
clarity
Wide distribution relatively
cheaply
Graphic Communication
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Limitations
p
Very Simple
Expensive
May not be looked at
Symbols or pictograms may be
unknown
Feedback
No questions
Impaired vision
Merits
Eye-catching
Visual
Quick to interpret
No language barrier
Jargon-free
Conveys a message to a wide
audience
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Posters
Video/films
Memos/emails
Employee handbooks
Toolbox talks
Communication Media
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Often a legal requirement to consultwith workers
Consultation is a two-way process
Managers inform workers of plans, etc.
and listen to employee concerns
Consultation With Workers
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Direct consultation
Employer talks to each worker and
resolves issues
Through worker representatives Committee is formed to represent workers
Regular meetings to discuss and resolve
issues Members may have rights in law
Methods of Consultation
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Introduction of new measuresaffecting health and safety
Appointment of new advisors
Health and safety training plans
Introduction of new technology
Typical Issues to Consult on:
Co-operation & Consultation
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Negative Culture
Informing
Dictatorial approach
Positive Culture
Consultation
Worker involvement
p
Training
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Training (in the context of health and
safety) is:
. The planned, formal process of
acquiring and practising knowledge and
skills in a relatively safe environment.
A trained person will therefore becompetent.
g
What is Training?
Training
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Dramatic effect on safety related behaviour
Without training workers try to do their jobs:
By copying others (with their bad habits)
By doing the job the way they think is best
Training
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Helps workers to understand:
Hazards and risks
Rules and precautions
Emergency procedures Limitations and restrictions
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Factors to be considered include: The type and function of the organisation
The hazard and risk profile
The accident history of the organisationThere may be statutory training
requirements
The level of training previously provided,
together with the detail of whichemployees have been trained and when.
Training Needs Analysis
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Maintain training records
Who attended which sessions and when
Carry out evaluation of effectiveness
Look for indicators such as:
Reduced incidents
Increased awareness
Improved compliance to rules
Post Training Activities
Group Activity
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Design a health and safety induction
training programme for new starters.Consider the following:
What topics should be included?
In what order?
How long should the induction take?
When are you going to do it? What problems might be involved in
doing it?
p y
New Employee Induction Topics
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Health and safety policy
Emergency procedures First aid
Welfare facilities
Safe movement Accident and incident reporting
Consultation arrangements
Safety rules
Personal protective equipment
Safe working and permits
Risk assessment system
p y p
d f i i
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1. How can directors/managersdemonstrate their commitment to
health and safety?
2. What are the 3 differentcommunication methods that are
used?
3. What is the difference betweenconsulting and informing
End of Section Quiz
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Unit IGC1Element 3.5
Emergency Procedures
E P d
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Why do we need them?
Because despite all of the precautions,
things can still go wrong!
Emergency Procedures
G S di A i i
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What emergency situations would thefollowing organisations have to
consider when developing emergency
procedures?
A primary school
A chemical manufacturing plant
A shopping centre
Be prepared to feed back to the group
Group Syndicate Activity
G S di t A ti it
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Primary School Fire, first aid, bomb threat (possibly), severeweather, outbreak of disease.
Chemical manufacturing plant
Fire, first aid (including multiple casualtyincident), bomb threat, severe weather, outbreakof disease, chemical release, toxic chemicalexposure. Possible outbreak of disease.
Shopping Centre
Fire, first aid, terrorist threats including bomband/or suspect packages, multiple casualtyincident, severe weather, crowd control/panic.
Group Syndicate Activity
Emergency Procedures
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The organisation needs to arrange:
Procedures to be followed
Suitable emergency equipment
Responsible staff
Training and information needs
Drills and exercises
C t ti E S i
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Communication equipment Phones, radios etc.
Contact Details
National and local emergency numbers
Responsible individuals
ESSENTIAL to understand whos
responsibility it is! Must be trained
Contacting Emergency Services
E d f S ti Q i
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1. What types of emergency situationmight an organisation need to
consider?
2. You are developing fire responsearrangementswhat key things would
you include?
End of Section Quiz
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Unit IGC1Element 3.6
Requirements for, and effective provision of, first aid
in the workplace
First Aid
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An employer has a duty to make
appropriate first-aid provision for his
employees which include:
Facilities
An appropriate location where first-aid
treatment can be given
Equipment
Suitably stocked first-aid kits and other equipment
Personnel
Trained staff
Must inform people of these arrangements
'The 3 Ps'
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Basic principle of first-aid is to keep the injured
person alive until professional medical assistancearrives, sometimes called 'The 3 Ps':
Preserve life
Prevent deterioration
Promote recovery
Also provide treatment for minor injuries
Personnel and Coverage
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Trained personnel:
First aiderfull training
Appointed personbasic training only
Coverage will depend on:
The general risk level of the workplace
The hazards present in the workplace Accident history
Vulnerable persons
The number of workers
Work patterns and shift systems
Workplace location (geographic)
The spread of the workplace
g
First Aid Facilities
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First Aid Room (possibly)
Centrally located;accessible by
emergency services
Clean and adequately
heated, ventilated andlit
Hand-wash facilities,
chair, clinical waste bin,
etc.
Equipment
First aid boxes (minimum) Plus
- Eye-wash stations
- Emergency showers
- Blankets
- Splints
- Resuscitation
equipment
- Stretchers
- Wheelchairs
- Other equipment as
required
End of Section Quiz
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1. What is the basic function of a firstaider?
2. What should be considered when
determining the number of first aiderson site?
3. What other factors should be
considered when evaluating theoverall level and type of first aid
provision for a site
End of Section Quiz