igc1 element 3 new syllabus

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    NEBOSH International General Certificate in Occupational

    Safety and Health

    Unit IGC1

    Element 3: Health and Safety

    Management Systems 2 - Organising

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    Learning Outcomes

    On completion of this element, you should be able to

    demonstrate understanding of the content through theapplication of knowledge to familiar and unfamiliar

    situations. In particular you should be able to:

    Outline the health and safety roles and responsibilities of

    employers, managers, supervisors, workers and other relevant

    parties

    Explain the concept of health and safety culture and its

    significance in the management of health and safety in an

    organisation

    Outline the human factors which influence behaviour at work in

    a way that can affect health and safety

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    Learning OutcomesContinued

    Explain how health and safety behaviour at work can be

    improved

    Outline the need for emergency procedures and the

    arrangements for contacting emergency services

    Outline the requirements for, and effective provision of, first aidin the workplace

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    Unit IGC1Element 3.1

    Organisational Health and Safety Roles and

    Responsibilities

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    Responsibility for ensuring that the workplace

    is safe and free of health risk rests with the

    employer.

    As we noted earlier, this responsibility is made

    clear in:

    ILO Convention C155

    ILO Recommendation R164

    Standards for Organising

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    Reminder - What are the Employer'sFour Duties?

    Safe Place of Work

    Safe Plant and Equipment

    Safe System of Work

    Training and Supervision

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    Employer

    Directors and senior managers

    Middle managers and supervisors

    Safety specialists Workers

    Controllers of premises

    Self-employed Suppliers, manufacturers, designers

    Contractors

    Joint occupiers of premises

    Organisational Health and Safety Roles

    and Responsibilities

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    The employer carries

    ultimate responsibility for

    ensuring that the workplace

    is safe and free of health and

    safety risks.

    Ensures the safety of workers

    and others e.g. visitors and

    contractors

    Employer

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    Directors and senior managers: Give an organisation its direction

    Set its priorities

    Allocate resources and appoint competent persons

    Allocate responsibilities

    Are responsible for ensuring that all of the legal

    requirements are met

    Directors and Senior Managers

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    Middle managers and supervisors are involved in theday-to-day operational running of the organisation so

    are responsible for the health and safety standards

    within the operations under their control.

    Middle Managers & Supervisors

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    Safety Specialists

    Safety Specialists (or

    Practitioners) are responsible

    for giving correct advice to

    the organisation so that the

    organisation can meet its

    legal obligations and achieve

    its policy aims.

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    What are the typical responsibilities of

    a health and safety specialist?

    Group Discussion

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    Typical responsibilities include:

    Providing advice and guidance on health and safetystandards.

    Promoting a positive culture.

    Advising management on accident prevention.

    Developing and implementing policy.

    Overseeing the development of adequate riskassessments.

    Identifying training needs. Monitoring health and safety performance.

    Overseeing accident reporting and investigations.

    Group Discussion

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    Workers have a

    responsibility to take

    reasonable care of their

    own health and safety

    and that of other peoplewho might be affected

    by what they do (or

    don't do).

    Workers must also co-

    operate with their

    employer on matters of

    health and safety.

    Workers

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    To the extent that they

    have control, controllers

    of premises are

    responsible for ensuring

    that the premises are safeto use as a workplace, and

    that there is safe access

    and egress to it and from

    it.

    Controllers of Premises

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    These two groups have similarresponsibilities:

    To take reasonable care of

    their own health and safetyand the health and safety of

    others who might be

    affected by their acts or

    omissions.

    Contractors & Self-Employed

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    Designers,manufacturers, importers

    and suppliers of items

    and substances form the

    supply chain.

    They have responsibilities

    to ensure their productsare safe.

    Suppliers, Manufacturers, Designers

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    If a client can be held responsible for an

    injury caused by a contractor working for

    the client then it must be in the clients ownbest interests to ensure that contractors do

    not endanger workers or others.

    Clients and Contractors

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    The way that a client manages

    contractors can be broken

    down into three key areas:

    Selecting the contractor

    Planning the work

    Monitoring the work

    Clients and Contractors

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    Things you should check:

    Health and safety policy

    Risk assessments

    Qualifications and training records

    Membership of a professional organisation

    Maintenance and equipment testing

    Previous or current clients

    Accident records

    Enforcement action

    Adequate resources

    Selecting the Contractor

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    Information to be shared between client and

    contractor:

    Hazards posed by the site and work carried out

    Hazards posed by the contractors activities

    Risk assessments

    Method statements

    Planning the Work

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    Arrangements between the client and

    contractor include:

    Ensuring activities dont conflict

    Permit-to-work system to control activities Key contacts e.g. works foreman identified to

    ensure continuity

    Co-ordination of Work

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    Clients must:

    Monitor the work to ensure

    safety

    The Client can:

    Stop the work if it involvesunsafe practices

    Auditing against agreed method

    statements is a good technique.

    Monitor and Control

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    ILO Convention C155Article 17

    ILO Recommendation R164Article 11

    Employers in shared facilities should communicate

    to develop appropriate health and safety standards

    and appropriate policies and procedures.

    This may include:

    - sharing of procedures e.g. fire and

    emergency response

    - sharing of risk assessments

    - joint management committee meetings

    Joint Occupiers of Premises

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    1. Who does an employer owe a duty towith regards to health and safety?

    2. How can directors influence health

    and safety?3. What are the key workers

    responsibilities?

    4. What would you look for/check whenselecting a contractor?

    End of Section Quiz

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    Unit IGC1Element 3.2

    The Concept and Significance of Health and Safety

    Culture

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    What do we mean by the term health

    and safety culture?

    What features would you expect to see

    in an organisation with a good health

    and safety culture?

    Group Discussion

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    The safety culture of an organisation isthe shared attitudes, values, beliefs and

    behaviours relating to health and safety.

    Definition of Culture

    Influenced by: Management

    Communication

    Worker competence Co-operation

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    Poor health and safety culture leads topoorperformance

    The following things need to be spotted early:

    Accident records

    Sickness rates

    Absenteeism

    Staff turnover

    Compliance with safety rules

    Worker complaints

    Staff morale

    H&S Culture Indicators

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    What factors could result in the

    deterioration of an organisations

    health and safety culture and hence

    safety performance?

    Group Syndicate Activity

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    Lack of leadership from management

    Presence of a blame culture

    Lack of management commitment to safety

    Health and safety a lower priority than other issues

    Organisational changes

    High staff turnover rates

    Lack of resources e.g. too few workers, low investment

    Lack of worker consultation

    Interpersonal issues e.g. peer group pressure, bullying

    Poor management systems and procedures

    External influences e.g. economic climate

    Factors Promoting a Negative

    Culture

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    Company takeover

    Merger

    Management buy-out

    Change of management

    Departmental restructure

    Redundancy

    Leading to:

    Concentration on the 'new order'

    Uncertainty over roles and responsibilities

    Reorganisation

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    Increases at times of change

    Reduces morale

    Focus moves away from H&S

    No clear framework for decision-making

    Individuals make their own decisions

    Uncertainty

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    What is it?

    Workers believe that if they report an

    incident or make a complaint, they are

    going to get:

    Blame Culture

    Blamed

    Punished

    Sacked

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    No clear rules or policies

    Decisions

    Not in line with policy

    Inconsistent

    Frequently reversed Influenced by personal reasons

    Conflicting priorities

    Poor communication

    No consultation with workers

    Poor Leadership

    R l ti hi B t C lt d

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    Group Discussion Point

    We have already considered what can

    influence an organisations culture.

    What would an organisation with a

    positive culture look and feel like?

    What characteristics would it

    demonstrate?

    Relationship Between Culture and

    Performance

    R l ti hi B t C lt d

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    In organisations with a positive safetyculture

    Health and safety is important to everyone

    There is strong policy and leadership

    Managers and directors lead on safety and

    workers believe in it

    Health and safety performance is good: People work safely

    There are fewer accidents and ill health events

    Relationship Between Culture and

    Performance

    Relationship Between Culture

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    In organisations with a negative safetyculture

    Most feel safety isnt important

    There is a lack of competence

    Safety is low priority

    Safety conscious workers are in minority

    Health and safety performance is poor

    There is a lack of attention to detail and

    procedure

    Lack of care and poor behaviour results in

    accidents

    Relationship Between Culture

    and Performance

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    Accident rates

    Absenteeism

    Sickness rates

    Staff Turnover

    Compliance with safety rules

    Complaints from employees aboutworking conditions

    Indicators of Culture

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    In groups a hierarchy naturally forms Pressure is exerted from the top down Can happen in informal groups or formal

    team

    Peer group pressure can result in: good people breaking rules to fit in bad people coming into line and working

    safely!

    Key is to get the influential people onboard e.g. through training.

    The Influence of Peers

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    There is a link between safety culture and

    performance.

    Safety culture can be assessed by looking at

    indicators.

    Certain factors promote a negative safetyculture.

    Peer group pressure can result in the

    individuals changing their behaviour to fit in

    with the group.

    Summary

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    1. Give a definition of Health and safety

    culture

    2. What factors could result in the

    deterioration of the health and safetyculture of an organisation?

    3. What indicators can be used to assess

    the health and safety culture?

    4. What is peer pressure?

    End of Section Quiz

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    Unit IGC1Element 3.3

    Factors Influencing Safety Related Behaviour

    S f R l d B h i

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    Three significant factors influence worker

    behaviour:The Individual

    Personal characteristics

    The Job

    Nature of the job

    The Organisation

    Characteristics of the business

    Safety Related Behaviour

    Graphic taken from HSG48 from

    http://www.hse.gov.uk/pubns/books/hsg48.htm

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    Safety culture

    Policies and procedures

    Commitment and leadership from

    management

    Consultation and worker involvement

    Levels of supervision

    Peer group pressure

    Communication

    Training

    Work patterns

    Organisational Factors

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    Task

    Workload

    Environment

    Displays and controls

    Procedures

    Job Factors

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    Competence Skills

    Attitude

    Motivation

    Risk Perception

    Individual Factors

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    Attitude A persons point of view or way of looking at

    something; how they think and feel about it

    Motivation A persons drive towards a goal; what

    makes them do what they do

    Particular care needed with the use of

    financial incentives!

    Attitude, Competence and Motivation

    Changing Attitude

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    Education & training

    High impact intervention

    ("aversion therapy")

    Enforcement

    Consultation

    Changing Attitude

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    A combination of: Knowledge

    Ability

    Training Experience

    A competent person isnt just one who

    is trained

    nor is it someone who has been there

    a long time!

    What is Competence?

    P ti

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    Perception: the way a person interprets

    information detected by their senses:

    Sight

    Hearing

    Smell

    Taste Touch

    Perception

    Perception - Activity

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    Perception Activity

    You will be shown the following

    slide for 20 seconds.

    You are asked to count the number

    of Fs.

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    Activity

    FINISHED FILES ARE THE RESULT

    OF YEARS OF SCIENTIFIC STUDYCOMBINED WITH THE

    EXPERIENCE OF MANY YEARS

    Perception

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    Factors which can affect perception

    include: Illness

    Stress

    Fatigue

    Drugs and Alcohol

    Previous experiences

    Training and education

    Perception

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    How can workers hazard perception be

    improved?

    Group Discussion Point

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    Understand why hazards are not

    noticed by talking to workers

    Awareness campaigns/training

    Highlight hazards e.g. signs

    Ensure adequate lighting is available

    Reduce distractions e.g. noise

    Avoid excessive fatigue

    Improving Hazard Perception

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    1. What three key factors influence a

    workers behaviour? Give examples of

    each.

    2. What is competence

    3. How can an organisation inadvertently

    motivate people to behave unsafely?

    4. Suggest reasons why two people may

    perceive hazards differently

    End of Section Quiz

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    Unit IGC1Element 3.4

    Improving Health and Safety Behaviour

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    Securing management commitment is

    essential

    Senior managers provide leadership and

    motivation Needs clear policy, priorities and targets

    Commitment cascades down through

    the organisation Requires visible leadership

    Management Commitment

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    In groups discuss the leaders that you

    have worked with. What made them

    good (or bad) leaders, particularly on

    health and safety?

    From here think about what managers

    can do to demonstrate theircommitment to health and safety.

    Group Syndicate Exercise

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    Demonstrated by:

    Behaving safely themselves

    Involvement in the day to day

    management of safety E.g. attending safety meetings

    Taking part in safety tours and audits

    Promoting activities to improve safety Enforcing the rules

    Visible Commitment

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    Sometimes rules are broken

    Employees may endanger themselves

    or others

    Ignoring issues can result in injuries

    Sometimes it is necessary to use

    discipline to enforce the rules

    Disciplinary Procedures

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    A supervisor who orders the team tocut corners to save time?

    A reckless fork lift truck driver?

    A persistent prankster? An office worker who repeatedly fails

    to wear PPE when in the factory area?

    A maintenance worker who doesntisolate a machine as the job was only

    10 minutes?

    Who Would You Discipline

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    Competence

    Knowledge, ability, training, experience

    Competent Managers

    Understand the implications of their

    decisions on health and safety

    Often a weakness!

    Competent Staff Enables job to be done safely

    Competent Staff

    Communication

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    Individual Activity

    List as many methods of communicating in theworkplace as you can think of, splitting your listinto:

    Verbalcommunication

    Writtencommunication

    Graphic communication

    What are the advantages and disadvantages ofeach method?

    Communication

    Verbal Communication

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    Limitations

    Language barrier Jargon

    Strong accent/dialect

    Background noise

    Poor hearing

    Ambiguity Miss information

    Forget information

    No record

    Poor quality (telephone or PA)

    Merits

    Personal

    Quick

    Direct

    Check understanding

    Feedback

    Share views

    Additional information

    (Body language)

    Written Communication

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    Limitations

    Indirect

    Time

    Jargon/abbreviations

    Impersonal

    Ambiguous

    May not be read

    Language barriers

    Recipient may not be able

    to read

    No immediate feedback

    Cannot question

    Impaired vision

    Merits

    Permanent record

    Reference

    Can be written carefully for

    clarity

    Wide distribution relatively

    cheaply

    Graphic Communication

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    Limitations

    p

    Very Simple

    Expensive

    May not be looked at

    Symbols or pictograms may be

    unknown

    Feedback

    No questions

    Impaired vision

    Merits

    Eye-catching

    Visual

    Quick to interpret

    No language barrier

    Jargon-free

    Conveys a message to a wide

    audience

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    Posters

    Video/films

    Memos/emails

    Employee handbooks

    Toolbox talks

    Communication Media

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    Often a legal requirement to consultwith workers

    Consultation is a two-way process

    Managers inform workers of plans, etc.

    and listen to employee concerns

    Consultation With Workers

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    Direct consultation

    Employer talks to each worker and

    resolves issues

    Through worker representatives Committee is formed to represent workers

    Regular meetings to discuss and resolve

    issues Members may have rights in law

    Methods of Consultation

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    Introduction of new measuresaffecting health and safety

    Appointment of new advisors

    Health and safety training plans

    Introduction of new technology

    Typical Issues to Consult on:

    Co-operation & Consultation

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    Negative Culture

    Informing

    Dictatorial approach

    Positive Culture

    Consultation

    Worker involvement

    p

    Training

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    Training (in the context of health and

    safety) is:

    . The planned, formal process of

    acquiring and practising knowledge and

    skills in a relatively safe environment.

    A trained person will therefore becompetent.

    g

    What is Training?

    Training

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    Dramatic effect on safety related behaviour

    Without training workers try to do their jobs:

    By copying others (with their bad habits)

    By doing the job the way they think is best

    Training

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    Helps workers to understand:

    Hazards and risks

    Rules and precautions

    Emergency procedures Limitations and restrictions

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    Factors to be considered include: The type and function of the organisation

    The hazard and risk profile

    The accident history of the organisationThere may be statutory training

    requirements

    The level of training previously provided,

    together with the detail of whichemployees have been trained and when.

    Training Needs Analysis

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    Maintain training records

    Who attended which sessions and when

    Carry out evaluation of effectiveness

    Look for indicators such as:

    Reduced incidents

    Increased awareness

    Improved compliance to rules

    Post Training Activities

    Group Activity

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    Design a health and safety induction

    training programme for new starters.Consider the following:

    What topics should be included?

    In what order?

    How long should the induction take?

    When are you going to do it? What problems might be involved in

    doing it?

    p y

    New Employee Induction Topics

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    Health and safety policy

    Emergency procedures First aid

    Welfare facilities

    Safe movement Accident and incident reporting

    Consultation arrangements

    Safety rules

    Personal protective equipment

    Safe working and permits

    Risk assessment system

    p y p

    d f i i

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    1. How can directors/managersdemonstrate their commitment to

    health and safety?

    2. What are the 3 differentcommunication methods that are

    used?

    3. What is the difference betweenconsulting and informing

    End of Section Quiz

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    Unit IGC1Element 3.5

    Emergency Procedures

    E P d

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    Why do we need them?

    Because despite all of the precautions,

    things can still go wrong!

    Emergency Procedures

    G S di A i i

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    What emergency situations would thefollowing organisations have to

    consider when developing emergency

    procedures?

    A primary school

    A chemical manufacturing plant

    A shopping centre

    Be prepared to feed back to the group

    Group Syndicate Activity

    G S di t A ti it

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    Primary School Fire, first aid, bomb threat (possibly), severeweather, outbreak of disease.

    Chemical manufacturing plant

    Fire, first aid (including multiple casualtyincident), bomb threat, severe weather, outbreakof disease, chemical release, toxic chemicalexposure. Possible outbreak of disease.

    Shopping Centre

    Fire, first aid, terrorist threats including bomband/or suspect packages, multiple casualtyincident, severe weather, crowd control/panic.

    Group Syndicate Activity

    Emergency Procedures

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    The organisation needs to arrange:

    Procedures to be followed

    Suitable emergency equipment

    Responsible staff

    Training and information needs

    Drills and exercises

    C t ti E S i

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    Communication equipment Phones, radios etc.

    Contact Details

    National and local emergency numbers

    Responsible individuals

    ESSENTIAL to understand whos

    responsibility it is! Must be trained

    Contacting Emergency Services

    E d f S ti Q i

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    1. What types of emergency situationmight an organisation need to

    consider?

    2. You are developing fire responsearrangementswhat key things would

    you include?

    End of Section Quiz

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    Unit IGC1Element 3.6

    Requirements for, and effective provision of, first aid

    in the workplace

    First Aid

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    An employer has a duty to make

    appropriate first-aid provision for his

    employees which include:

    Facilities

    An appropriate location where first-aid

    treatment can be given

    Equipment

    Suitably stocked first-aid kits and other equipment

    Personnel

    Trained staff

    Must inform people of these arrangements

    'The 3 Ps'

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    Basic principle of first-aid is to keep the injured

    person alive until professional medical assistancearrives, sometimes called 'The 3 Ps':

    Preserve life

    Prevent deterioration

    Promote recovery

    Also provide treatment for minor injuries

    Personnel and Coverage

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    Trained personnel:

    First aiderfull training

    Appointed personbasic training only

    Coverage will depend on:

    The general risk level of the workplace

    The hazards present in the workplace Accident history

    Vulnerable persons

    The number of workers

    Work patterns and shift systems

    Workplace location (geographic)

    The spread of the workplace

    g

    First Aid Facilities

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    First Aid Room (possibly)

    Centrally located;accessible by

    emergency services

    Clean and adequately

    heated, ventilated andlit

    Hand-wash facilities,

    chair, clinical waste bin,

    etc.

    Equipment

    First aid boxes (minimum) Plus

    - Eye-wash stations

    - Emergency showers

    - Blankets

    - Splints

    - Resuscitation

    equipment

    - Stretchers

    - Wheelchairs

    - Other equipment as

    required

    End of Section Quiz

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    1. What is the basic function of a firstaider?

    2. What should be considered when

    determining the number of first aiderson site?

    3. What other factors should be

    considered when evaluating theoverall level and type of first aid

    provision for a site

    End of Section Quiz