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    Introductionto

    HAZOP Study

    Dr. AAProcess Control and Safety Group

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    2

    A scenario

    You and your family are on a road trip by using a carin the middle of the night. You were replying a textmessage while driving at 100 km/h and it was rainingheavily. The car hits a deep hole and one of your tire

    blows.

    You hit the brake, but due to slippery road and yourcar tire thread was thin, the car skidded and wasthrown off the road.

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    3

    Points to ponder

    What is the cause of the accident?

    What is the consequence of the event?

    What can we do to prevent all those things to happen?

    What other possible accidents might happen on the road trip?

    Can we be prepared before the accident occurs?

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    4

    Can we make it more systematic?

    Parameter Guideword Possible

    Causes

    Consequences Action Safeguard

    Car speed Too fastToo slow

    Rushing Skidded whenemergency brake

    - Slow down- Speed up

    -ABS brakesystem

    -Safety belt

    - Air bag

    Tire No thread

    Less thread

    Tire too old,

    often speeding

    and emergency

    break

    Car skidded - Check frequently

    - Have spare tire

    Window

    visibility

    Low

    Very low

    Rain Cannot see the

    road

    Car light Dim

    No light

    -Stop car

    -Go to nearest

    garage

    -Use emergency

    signal

    Road With holes

    Rocky

    Breaks the car

    tire

    - Put a signboard

    -Street lights

    Travel time Night

    Foggy

    No street light -Travel during

    daylight

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    Flash Drum Example

    Consider the following Flash drum system. The purpose is to

    separate multiple mixture of mostly A and B plus some otherheavy components to produce main product leaving the top at

    75 mol % of A. Steam at 5 bar is used to bring the temperature

    at the desired saturation temperature of 91 oC. The column

    nominal operating pressure is 1 atm.

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    6

    FCV7

    FCV

    2

    FCV

    5

    TI

    4

    FI

    1

    TI1

    FI

    6

    FI

    2

    TI3

    TI

    2

    TI

    8

    FI

    8

    FI

    9FCV

    9

    FCV

    8

    Process Fluid Steam

    V-40

    E-30E-20

    XAD= mol %

    T9= 90oC

    XAF=

    50 mol %

    T1=60 oC

    Flash Drum Example

    T4= 90oC

    T4= 100oC

    T7= 91oC

    T8= 90oC

    T3= 80oC

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    Problem 1 Safety through automation

    Consider the Flash Drum Plant. Proposethe required component of safety

    through automation to provide safety

    and operability.

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    8

    FCV

    5

    FCV

    2

    FCV

    7

    TI

    4

    TI

    3

    FI

    1

    TI

    1

    FI

    6

    FI2

    TI

    3

    TI

    2

    TI

    8

    FI

    8

    LIC

    8

    FI

    9

    FCV

    9

    FCV

    8

    PIC

    9

    Process Fluid Steam

    V-40

    E-30

    E-20

    XAD= 90 mol %

    XAF=

    50 mol % TIC

    7

    Flash Drum Example

    Is this good enough?

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    Problem 2 - HAZOP

    Consider the Flash Drum as the HAZOP Study Node, conduct HAZOP

    FCV

    5

    FCV

    2

    FCV

    7

    TI

    4

    TI

    3

    FI

    1

    TI

    1

    FI

    6

    FI2

    TI

    3

    TI

    2

    TI

    8

    FI

    8

    LIC

    8

    FI

    9FCV

    9

    FCV

    8

    PIC

    9

    Process Fluid Steam

    V-40

    E-30

    E-20

    XAD= 90 mol %

    XAF=

    50 mol % TIC

    7

    Study node

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    10

    HAZOP Terminology 1 Node

    A node is the specific location in the process in

    which (the deviations of) the process intention areevaluated.

    Examples might be: separators, heat exchangers,

    scrubbers, pumps, compressors, and interconnecting

    pipes with equipment Flash Drum Example

    Separator as a node

    Other nodes: process to process heat exchanger, utility

    heat exchanger Alternatively, each process line can be taken as a node.

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    Terminology 2 Design Intent

    11

    Description of how the process is expected to

    behave at the Study Node.

    This is qualitatively described as an activity (e.g.,

    feed, reaction, sedimentation) and/or quantitatively

    in the process parameters, like temperature, flow

    rate, pressure, composition, etc.

    Flash Drum Example:

    To separate light components from the heavies (or to collectlight component at the top product stream)

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    Terminology 3 - HAZOP Log Sheet

    Deviation Causes Consequences Protection ActionGuideword +

    Parameter

    Guideword: No,

    Less, More,

    reverse etc

    Parameter: Flow,

    temperature,

    level etc

    Possible causes

    of the deviation

    Effect of deviation

    of plant safety and

    operability

    Safety

    provision

    already

    considered.

    - Prevent

    causes

    - prevent/reduce

    consequence

    - monitor/

    detect

    Is the protection

    sufficient?

    If not, propose

    suitable action

    or

    recommendation

    Based on the selected NODE and the design intent

    of the node, HAZOP study is conducted. Theoutput is summarised in HAZOP Log Sheet

    Example: Simplified HAZOP Log Sheet

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    Terminology 4 Deviation

    13

    Deviation is a way in which the process conditions

    may depart from their INTENTION / DESIGN

    INTENT

    Expressed by combining parameters such as FLOW with

    Guideword such as MORE to indicate MORE FLOW

    meaning the flow is more than the design intent. Expresses as other unwanted condition such as

    Contamination or corrosion.

    Parameters: any process parameters such as Flow,

    temperature, pressure, pH etc Guideword: NO, MORE, LESS, AS WELL AS, PART

    OF, OTHER THAN, REVERSE, etc.

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    The suggested guide words

    No: negation of design intention; no part of design

    intention is achieved but nothing else happens More: Quantitative increase

    Less: Quantitative decrease

    As well as: Qualitative increase where all design intention

    is achieved plus additional activity

    Part of: Qualitative decrease where only part of the

    design intention is achieved

    Reverse: logical opposite of the intention

    Other than: complete substitution, where no part of the

    original intention is achieved but something quitedifferent happens

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    When timing matters

    Add the following guide words:

    Early: something happens earlier in time than intended Late: something happens later in time than intended

    Before: something happens earlier in a sequence thanintended

    After: something happens later in a sequence thanintended

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    Terminology 5 Causes

    16

    The reason(s) why the DEVIATION could occur

    More CAUSES can be identified for one

    DEVIATION.

    Flash Drum Example Causes for LESS LEVEL in V-40

    FCV8 stuck open

    LESS inlet Flow

    MORE Flow in line 8

    etcFCV

    7

    LIC

    8

    FCV

    9

    FCV8

    PIC

    9

    Steam

    V-40E-30

    TIC

    7

    P8

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    Terminology 6 Consequences

    17

    The results of the DEVIATION, in case it occurs. CONSEQUENCES may

    both comprise process hazards and operability problems, like plantshutdown.

    More CONSEQUENCES can follow from one cause and, in turn, one

    CONSEQUENCE can have several CAUSES

    Consequence for LESS LEVEL in V40 V-40 empty, leading to pump P8 running dry

    No separation

    FCV

    7

    LIC

    8

    FCV9

    FCV8

    PIC

    9

    Steam

    V-40E-30

    TIC

    7

    P8

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    Terminology 7 Protection

    Sometimes termed as Safeguard, or Existing Provision

    These are facilities that help to reduce the occurrencefrequency of the DEVIATION or to mitigate its

    CONSEQUENCES.

    There are, in principle, five types of SAFEGUARDS:

    Facilities that identify the DEVIATION. eg. alarm instrumentation and

    human operator detection.

    Facilities that compensate the DEVIATION, e.g., an automatic control

    system

    Facilities that prevent the DEVIATION to occur. e.g. an inert blanket gas

    in storages of flammable substances.

    Facilities that prevent a further escalation of the DEVIATION, e.g., by(total) trip of the activity (SIS facility)

    Facilities that relieve the process from the hazardous DEVIATION.

    These comprise for instance: pressure safety valves (PSV) and vent

    systems. 18

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    Terminology 7- Protection

    Flash Drum Example

    Protection against LESS LEVEL

    in V40

    LIC8 controlling the liquid level

    Is it enough???

    19

    FCV

    7

    LIC

    8

    FCV

    9

    FCV8

    PIC

    9

    Steam

    V-40

    E-30

    TIC

    7

    P8

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    Terminology 8 Action/Recommendation

    Where a credible cause results in a negative consequence,

    it must be decided whether some action should be taken. It is at this stage that consequences and associated

    safeguards are considered. If it is deemed that the

    protective measures are adequate, then no action need be

    taken, and words to that effect are recorded in the Action

    column.

    Actions fall into two groups:

    Actions that remove the cause.

    Actions that mitigate or eliminate the consequences.

    20

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    Terminology 8 Action

    21

    Existing Protection for LESS

    LEVEL is considered notadequate.

    Actions Proposed

    Add Low level Alarm (LAL

    and LALL) Add SIS to stop pump P8

    when LALL triggered.

    FCV

    7

    LIC

    8

    FCV

    9

    FCV8

    PIC

    9

    Steam

    V-40

    E-30

    TIC

    7

    P8

    T i l 9 C t

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    Terminology 9 Comments

    22

    Various additional columns can be added to the

    HAZOP Log Sheet.

    Comments

    Any remarks to be given to the

    ACTIONS/RECOMMENDATIONS or which, in another

    way, showed up during the HAZOP sessions.

    Action Party is also typically identified and noted

    in the HAZOP Sheet.

    Fl h D L L l

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    Flash Drum: Less Level

    Deviation Causes Consequences Protection Action

    Less Level

    (Low Level)

    Valve FCV8 stuck

    openLess feed

    LIC8 malfunction

    Level drop

    leading to dryseparator, hence

    no separation

    Risk of pump

    running dry

    (damage)

    LIC8 Install LAL

    Install LALLwith SIS to stop

    pump P8

    Note:

    Sometimes, more than one consequences may arise and for each

    consequence, different actions are required

    Sometimes different causes require different actions

    Flash Drum Example

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    FCV

    7

    FCV

    2

    FCV

    5

    TI

    4

    TI

    3

    FI

    1

    TI

    1

    FI

    6

    FI

    2

    TI

    3

    TI

    2

    TI

    8

    FI

    8

    LIC

    8

    FI

    9FCV

    9

    FCV

    8

    PIC

    9

    Process Fluid Steam

    V-40

    E-30

    E-20

    XAD= 90 mol %

    XAF=50 mol % TIC

    7

    Flash Drum Example

    Now, consider MORE PRESSURE as deviation

    Fl h D MORE PRESSURE

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    Flash Drum: MORE PRESSURE

    Deviation Causes Consequences Protection Action

    More Pressure

    (High Pressure)

    Valve FCV9 stuck

    Close

    PIC Malfunction

    increase in

    pressure leading to

    risk of explosion

    PIC8 Install PAH

    Install Pressure

    relieve valve

    More

    temperature inFeed

    TIC7

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    HAZOP STUDY TEAM

    HAZOP T

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    HAZOP Team

    27

    HAZOPLeader

    HAZOPSecretary

    CORE TeamProject Process Engineer

    Independent Process

    Engineer

    Project Instrument

    EngineerOperation Representative

    (covering maintenance)

    Specialists(as required)

    Maintenance Engineer

    Corrosion Engineer

    Pipeline Engineer

    Others

    R ibilit f HAZOP T M b

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    HAZOP leader - The leader should be independent (i.e. has no

    responsibility for the process and/or the performance of operations)

    Responsibility of HAZOP Team Members

    Plan sessions and timetable

    Agree on the nodes, study approach etc

    Be thorough

    Manage the HAZOP Team Control and limit discussion when necessary

    Encourage team to actively participate, be creative, draw conclusion

    Keep team in focus. If conflict arises, handle with care.

    Do not let anybody (including the leader himself to dominate).

    Judge importance issues

    Stop the team trying to redesign the process.

    Leader must be strong, yet diplomatic.

    Responsibility of Team Members

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    Responsibility of Team Members

    HAZOP Secretary

    Take adequate notes and record documentations

    Inform leader if more time required in taking notes

    Produce draft report of study

    Team Members

    Provide inputs based on the discipline that they

    represent e.g., instrumentation, process, operation etc.

    Questioning Techniques

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    Questioning Techniques

    Open questions

    Help person being asked to think use words how,what and why.

    Closed questions

    To focus on an issue or problem. Start with words

    who, when, where.

    Required answer yes or no only.

    Question mix

    Mix between open and closed questions.

    Questioning Techniques

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    Things to avoid

    Ambiguous or vague questions.

    Double barelled/multiple questions.

    Long complicated questions.

    Interrogation type of questions.

    A loaded questions implied judgement.

    Questioning Techniques

    Required information

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    Required information

    P & IDs

    Process flow diagrams Heat and Material Balances

    Layouts

    Logic Diagrams

    Equipment Data Sheets

    Material Hazard Data Sheets

    Hazardous area Layouts

    Modes of operation to consider

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    Modes of operation to consider

    The following modes of plant operation should be

    considered for each node: Normal operation

    Reduced throughput operation

    Routine start-up

    Routine shut-down

    Emergency shutdown

    Commissioning

    Special operating modes

    HAZOP meeting

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    HAZOP meeting

    Proposed agenda:

    Introduction & presentation of participation

    Overall presentation of the system/operation to beanalyzed

    Description of the HAZOP approach

    Presentation of the first node or logical part of theoperation

    Analyze the first node/ part using the guide-words andparameters

    Continue presentation and analysis (steps 4 & 5)

    Coarse summary of findings

    Focus should be on potential hazards as well as potentialoperational problems.

    Sequence for conducting a HAZOP Study

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    Does any other guideword combine with this parameter to give a meaningful deviation?

    Specify the section or stage to be examined

    Describe & discuss the step/ operation; determine the design envelope.

    Develop & record the design intention

    From the description and the design intention select a parameter

    Combine this parameter with a guideword to develop a meaningful deviation

    Seek a possible cause of the deviation and identify the consequences

    Evaluate the safeguards and decide if they are adequate of if a change

    or further study is needed.

    Have all causes of this deviation been considered?

    YES

    Are there further parameters to consider?

    Examination of the steps/ stage is complete

    NO

    NO

    YES

    YES

    NO

    PHASE 2: SELECT A LINE

    Record

    Divide section into Study nodePHASE 1: DIVIDE SECTION

    PHASE 3:

    ANALYSIS

    PHASE 4: RECORDING

    PHASE 5: REEVALUATE

    Flow diagram for the HAZOP analysis The parameter-first approach

    How to be a good HAZOP participant

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    How to be a good HAZOP participant

    Be active! Everyone contribution is important

    Be to the point. Avoid endless discussion ofdetails

    Be critical in a positive way not negative, butconstructive

    Be responsible. He who knows should let theother know

    HAZOP recording

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    HAZOP recording

    The findings are recorded during the meeting(s) using aHAZOP work-sheet, either by filling in paper copies, or by

    using a computer connected to a projector(recommended).

    The HAZOP worksheet may be different depending on thescope of the study generally the following entries(columns) are included Ref. no.

    Guidewords

    Deviations

    Possible causes

    Consequences

    Safeguards Actions required (or, recommendations)

    Actions allocated to (follow up responsibility)

    Process HAZOP worksheet

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    Process HAZOP worksheet

    Hazards and Operability Review

    Project Name: Date: Page of

    Process :Section: Ref.

    Drawing:

    Item Study

    node

    Process

    Parameter

    Deviations

    (guide words)

    Possible

    causes

    Possible

    consequences

    Action

    Required

    HAZOP Worksheet

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    HAZOP Worksheet

    Plant Secretary:

    Drawings referred to Team Names:

    Equipment Properties: Flow Pressure Temperature

    Equipment Tag Numbers Guide Words: No More Less Opposite Also

    Other (Early Late)

    Special conditions for Hazop:

    none, start-up, abnormal operation, maintenance, other (details):

    Line

    no.

    Deviation Cause Consequences Safeguard Action

    39

    Flash Drum Example

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    FCV

    5

    FCV

    2

    FCV

    7

    TI

    4

    TI

    3

    FI

    1

    TI

    1

    FI

    6

    FI

    2

    TI

    3

    TI

    2

    TI

    8

    FI

    8

    LIC

    8

    FI

    9FCV

    9

    FCV

    8

    PIC

    9

    Process Fluid Steam

    V-40

    E-30

    E-20

    XAD= 90 mol %

    XAF=50 mol % TIC

    7

    Now, complete the HAZOP Study

    Some References

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    Some References

    Frank P. Lees (1980). Loss Prevention in the Process Industries.

    Hazard Identification, Assessment and Control. Volume 1. Butterworth

    & Co (Publishers) Ltd.

    Frank P. Lees (1980). Loss Prevention in the Process Industries.

    Hazard Identification, Assessment and Control. Volume 2. Butterworth

    & Co (Publishers) Ltd.

    Frank Crawley, Malcolm Preston & Brian Tyler (2000). HAZOP: Guide tobest practice. Guidelines to best practice for the process and chemical

    industries. Institution of Chemical Engineers, UK.

    Risk Management Group (1992). Hazard & Operability Studies. Basic

    2-day Training Course Notes. ICI Australia Engineering Pty Ltd.

    Marvin Rausand (2004). HAZOP. Hazard and Operability Study.Department of Production and Quality Engineering, Norwegian

    University of Science and Technology.