(im)possible opacity patterns in containment theory · devoicing paksam pakbar *ipnu 2....

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(Im)possible opacity paerns in containment theory Jochen Trommer & Eva Zimmermann March 23, 2016 Leipzig University PhonoLAM, Leiden PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 1 / 86

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Page 1: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

(Im)possible opacity pa�erns incontainment theory

Jochen Trommer & Eva Zimmermann March 23, 2016Leipzig University PhonoLAM, Leiden

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 1 / 86

Page 2: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Rule-based Phonology

Opacity in Rule-based Phonology

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 2 / 86

Page 3: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Rule-based Phonology

V1 Deletion under Hiatus

/tue/ /tio/ /tou/ /tei/V1 Deletion: V→ Ø/ V [t e] [t o] [t u] [t i]

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 3 / 86

Page 4: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Rule-based Phonology

Palatalization before Front Vowels

/tue/ /tio/ /tou/ /tei/Palatalization: t→ tS/ [−bk] – tSio – tSei

[tue] [tSio] [tou] [tSei]

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 4 / 86

Page 5: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Rule-based Phonology

Feeding and Bleeding

/tue/ /tio/ /tou/ /tei/V1 Deletion: V→ Ø/ V t e t o t u t iPalatalization: t→ tS/ [−bk] tSe tSi

[tSe] [to] [tu] [tSi]

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 5 / 86

Page 6: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Rule-based Phonology

Counter-Feeding and Counter-Bleeding

/tue/ /tio/ /tou/ /tei/Palatalization: t→ tS/ [−bk] tSio tSeiV1 Deletion: V→ Ø/ V t e tS o t u tS i

[te] [tSo] [tu] [tSi]

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 6 / 86

Page 7: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Rule-based Phonology

Opacity (Kiparsky 1973a: 79)

A phonological rule P of the form A→B / C D is opaque ifthere are surface structures with either of the following characteristics:

a. instances of A in the environment C D. (Counterfeeding)

b. instances of B derived by P that occur in environmentsother than C D. (Counterbleeding)

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 7 / 86

Page 8: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Rule-based Phonology

Overview1. The Opacity Problem1.1 Opacity in Rule-based Phonology1.2 Opacity in Optimality Theory2. Containment Theory and Cloning2.1 Correspondence Theory vs. Containment2.2 Constraint Cloning3. Opaque Pa�erns which Follow3.1 Counterfeeding: Hellendorn Dutch3.2 Counterbleeding: Tiberian Hebrew3.3 Grandfather E�ects: Meccan Arabic4. Problematic Pa�erns4.1 Underlying Triggers only: Yawelmani4.2 Output Triggers only: Makassarese4.3 Non-iterativity in Lardil4.4 Underlying Syllable Structure: Beduoin Arabic5. Possible solutions5.1 Full containment as a solution?5.2 Problems for full containment6. Conclusion

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 8 / 86

Page 9: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Optimality Theory

Opacity in Optimality Theory

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 9 / 86

Page 10: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Optimality Theory

Palatalization in OT

Input: = /ti/ *TI Ident V Ident C+ a. [tSi] *

b. [tu] *!c. [ti] *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 10 / 86

Page 11: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Optimality Theory

V1 Deletion in OT

Input: = /tou/ Onset Dep Max+ a. [tu] *

b. [totu] *!c. [tou] *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 11 / 86

Page 12: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Optimality Theory

Feeding in OT

Input: = /toi/ Onset *TI Max Ident C+ a. [tSi] * *

b. [ti] *! *c. [toi] *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 12 / 86

Page 13: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Optimality Theory

Bleeding in OT

Input: = /tio/ Onset *TI Max Ident Ca. [tSo] * *!

+ b. [to] *c. [tio] *! *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 13 / 86

Page 14: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

The Opacity Problem Opacity in Optimality Theory

Harmonic Bounding of Counterbleeding

Input: = /tio/ *TI Ident C Onset Dep Ident V Max* a. [to] *+ b. [tSo] *! *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 14 / 86

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The Opacity Problem Opacity in Optimality Theory

Contradictory Requirements for Counterfeeding

Input: = /ti/ *TI Ident C Onset Dep Ident V Max

a. [ti] *b. [tSi] *

Input: = /ti/ . . . *TI Ident C . . .

a. [ti] *!+ b. [tSi] *

Input: = /toi/ *TI Ident C Onset Dep Ident V Max

a. [ti] * *b. [tSi] * *

Input: = /toi/ . . . Ident C *TI . . .

+ a. [ti] *b. [tSi] *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 15 / 86

Page 16: (Im)possible opacity patterns in containment theory · Devoicing Paksam Pakbar *ipnu 2. Assimilation Paksam *Pagbar – PhonoLAM (Leiden), March 23, 2016 Opacity in containment J

Containment Theory and Cloning Correspondence Theory vs. Containment

Correspondence Theory vs.Containment

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 16 / 86

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Containment Theory and Cloning Correspondence Theory vs. Containment

Input-Output Mapping in Correspondence Theory

Input: = t1o2u3 Onset Dep Max+ a. t1u3 *

b. t1o2tu3 *!c. t1o2u3 *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 17 / 86

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Containment Theory and Cloning Correspondence Theory vs. Containment

Input-Output Mapping in Containment Theory

Input: = tou Onset Dep Max+ a. t o u *

b. to t u *!c. tou *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 18 / 86

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Containment Theory and Cloning Correspondence Theory vs. Containment

Specific Assumptions

u Hierarchical Nonlinear Representations: combining ProsodicPhonology and Feature Geometry

u Colors: Each morpheme has a unique color characterizing all of itsunderlying nodes and association lines and distinguishing underlyingfrom epenthetic (‘colorless’ material)

u Radical Containment: No erasure of association lines↔ markingassociation lines as invisible is the only counterpart to deletionoperation in non-containment approaches

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 19 / 86

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Containment Theory and Cloning Correspondence Theory vs. Containment

Colors and Epenthesis

a.

µ

a- l b.

σ σ

µ µ

a- l i c.

σ σ

µ µ

a- l i

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 20 / 86

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Containment Theory and Cloning Correspondence Theory vs. Containment

Notation of Association (Zimmermann & Trommer 2011)

Morphological association relations Epenthetic association relationsphonetically visible: phonetically invisible: phonetically visible:

X

Y

X

Y

=X

Y

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 21 / 86

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Containment Theory and Cloning Correspondence Theory vs. Containment

Axiom of Phonetic Visibility (Zimmermann & Trommer 2011)

A phonological node is visible to phonetics

if and only if

it is dominated by the designated root node of the structure

through an uninterrupted path of phonetic association lines

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 22 / 86

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Containment Theory and Cloning Correspondence Theory vs. Containment

Deletion and Phonetically Invisible Association Lines

M I Pσ

µ µ

i- e

σ

µ µ

i- e

µ

i-

MorphologicalStructure

(Input)

IntegratedStructure

(Candidate)

PhoneticStructure(Output)

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 23 / 86

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Containment Theory and Cloning Constraint Cloning

The Cloning Hypothesis

Every markedness constraint exists in 2 incarnations:

The general clone refers to all structure in I

The phonetic clone refers only to structure in P

(cf. Cloning in Correspondence Theory, McCarthy & Prince 1995)

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 24 / 86

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Containment Theory and Cloning Constraint Cloning

Cloning NoSkipping

(1) NoSkippingAssign ∗ to every segmental root node, which is skipped by anassociation span connecting segments in I.

(2) NoSkippingAssign ∗ to every segmental root node, which is skipped by anassociation span connecting segments in P.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 25 / 86

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Containment Theory and Cloning Constraint Cloning

Blocking of place assimilation in Hellendoorn Dutch (van Oostendorp2004:2-3)

Underlying Surfacea. ‘to work’ wErk-n wErkN

"b. ‘we worked’ wErk-t-n wErkn"

c. ‘to hope’ hop-n hopm"d. ‘we hoped’ hop-t-n hopn"

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 26 / 86

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Containment Theory and Cloning Constraint Cloning

Blocking of place assimilation in Hellendoorn Dutch

Input: wErk-n, ‘to work’

NoSkip PlaceAssimilation

a. wErk-n *!+ b. wEr(k-N)

Input: wErk-t-n, ‘we worked’

NoSkip PlaceAssimilation

+ a. wErk t -n *b. wEr(k t -N) *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 27 / 86

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Opaque Pa�erns which Follow

Opaque Pa�erns which Follow

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 28 / 86

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Opaque Pa�erns which Follow Counterfeeding: Hellendorn Dutch

Counterfeeding: Hellendorn Dutch

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 29 / 86

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Opaque Pa�erns which Follow Counterbleeding: Tiberian Hebrew

Counterbleeding: Tiberian Hebrew (McCarthy, 1999, 333)

Counterbleeding/melk/ /qaraP/ /deSP/

1. Epenthesis melex – deSeP2. P-Deletion – qara deSe

‘king’ ‘he called’ ‘tender grass’

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 30 / 86

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Opaque Pa�erns which Follow Counterbleeding: Tiberian Hebrew

Tiberian Hebrew in ContainmentCloning : Constraints

(3) a. *CC]Assign ∗ for every sequence of two adjacent consonants at theright word edge in I.

b. *P]Assign ∗ for every [P] at the right word edge in P.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 31 / 86

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Opaque Pa�erns which Follow Counterbleeding: Tiberian Hebrew

Tiberian Hebrew in ContainmentCloning :

Vowel Insertion

*CC] *P] Dep Max

i. /melk/

a. melk *!b. mel<k> *! *

+ c. mel@x *

P-Deletion

*CC] *P] Dep Max

ii. /qaraP/

a. qaraP *!+ b. qara<P> *

c. qaraP@ *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 32 / 86

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Opaque Pa�erns which Follow Counterbleeding: Tiberian Hebrew

Tiberian Hebrew in ContainmentCloning : Counterbleeding

*CC] *P] Dep Max

iii. /deSP/

a. deSP *! *!b. deS<P> *! *c. deS@P *! *

+ d. deS@<P> * *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 33 / 86

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Opaque Pa�erns which Follow Grandfather E�ects: Meccan Arabic

Grandfather e�ects: Mekkan Arabic (McCarthy, 2002)

u A structure is avoided if it is newly created but preserved if it waspresent underlyingly

u in Mekkan Arabic (4), regressive voicing assimilation for obstruents(4-a) fails to produce new voiced obstruent (4-b)

u But underlying voiced obstruents are preserved (4-c)

(4) Mekkan Arabic (McCarthy, 2002, 3)a. Pagsam aksam ‘he swore and oath’

mazku:r masku:r ‘mentioned’b. Pakbar akbar, *Pagbar ‘older’c. Pibnu Pibnu ‘his son’

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 34 / 86

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Opaque Pa�erns which Follow Grandfather E�ects: Meccan Arabic

Mekkan Arabic and Rule Ordering

u No ordering of a general coda devoicing and a general assimilation rulewould capture this pa�ern:

/Pagsam/ /Pakbar/ /Pibnu/1. Assimilation Paksam Pagbar –2. Devoicing Paksam *Pakbar *ipnu

/Pagsam/ /Pakbar/ /Pibnu/1. Devoicing Paksam Pakbar *ipnu2. Assimilation Paksam *Pagbar –

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 35 / 86

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Opaque Pa�erns which Follow Grandfather E�ects: Meccan Arabic

Mekkan Arabic and Cloning (cf. Trommer, 2014)

u the generalized version of *VcdObs predicts the grandfather e�ect

• an underlyingly a voiced obstruent always violates the constraint; no(deletion) operation can help avoid this violation• an underlyingly voiceless obstruent, however, can avoid a violation of*VcdObs if no new feature [+vcd] associates

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 36 / 86

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Opaque Pa�erns which Follow Grandfather E�ects: Meccan Arabic

Grandfather E�ects in ContainmentCloning

u the generalized version (5) is always violated by a sound that isunderlyingly a voiced obstruent – no (deletion) operation can helpavoid this violation

(5) *VcdObsAssign ∗ for every obstruent that is associated to [+vcd] in I.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 37 / 86

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Opaque Pa�erns which Follow Grandfather E�ects: Meccan Arabic

Grandfather E�ects in ContainmentCloning

(6)

*NoVcdObs Sharevcd–son Id-vc

i. /Pagsam/

a. Pagsam *!+ b. Paksam *

ii. /Pakbar/

+ a. Pakbar *b. Pagbar *! *

iii. /Pibnu/

+ a. Pibnu *b. Pipnu * *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 38 / 86

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Problematic Pa�erns

Problematic Pa�erns

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 39 / 86

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Problematic Pa�erns Underlying Triggers only: Yawelmani

Underlying Triggers only: Yawelmani (McCarthy, 1999)

a. Rounding Assimilation for Same-Height Vowels

/bok’-al/ → [bok’ol] ‘might find’/dub-al/ → [dubal] ‘might lead by the hand’

/bok’-mi/ → [bok’mi] ‘having found’/dub-mi/ → [dubmu] ‘having lead by hand’

b. Lowering of long Vowels

c’u:m-al → c’o:mal ‘might destroy’

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 40 / 86

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Problematic Pa�erns Underlying Triggers only: Yawelmani

Underlying Triggers only: Yawelmani (McCarthy, 1999)

Counterbleeding Counterfeedingc’uju:-hin c’u:m-al

1. Rounding Assimilation c’uju:-hun –2. Lowering c’ujo:-hun c’o:mal

‘urinates’ ‘might destroy’

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 41 / 86

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Problematic Pa�erns Underlying Triggers only: Yawelmani

Yawelmani and ContainmentCloning : CB of rounding

(7) Yawelmani rule interaction: constraints

a. Shrrdhi

Assign a violation mark for every pair of adjacent vowels thathave identical values for [±high] and are not associated to thesame feature [±round] in I.

b. *I:Assign a violation mark for every high long vowel in P.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 42 / 86

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Problematic Pa�erns Underlying Triggers only: Yawelmani

Yawelmani and ContainmentCloning : Capturing Counterbleeding

/cu:ju:-hin/ (ul=a.) *I: Shrrdhi Max [rd] Max [hi]

a.c u

[+r][+h]

j u:

[+r][+h]

h i

[-r][+h]

n*! *!

b.c u

[+r][+h]

j o:

[+r][+h]

=[-h]h i

[-r][+h]

n*! *

+ c.

c u

[+r][+h]

j o:

[+r][+h]

=[-h]

h u

[-r][+h]

n

* *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 43 / 86

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Problematic Pa�erns Underlying Triggers only: Yawelmani

Yawelmani: Overapplication for Counterfeeding

/cu:m-al/ (ul=a.) *I: Shrrdhi Max [rd] Max [hi]

a.c u:

[+hi][+rd]

m a

[-hi][-rd]

l*! *

* b.

c o:

[+hi]=

[-hi][+rd]

m a

[-hi][-rd]

l

*! *

+ c.

c o:

[+hi]=

[-hi][+rd]

m o

[-hi][-rd]

=

l

* *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 44 / 86

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Problematic Pa�erns Output Triggers only: Makassarese

Output Triggers Only: Makassarese

u the only licit word-final codas in Makassarese are /P/ and /N/(McCarthy and Prince, 1994)

u stems that are underlyingly C-final undergo copy-vowel epenthesis andP-epenthesis (8-a)

u stems that are underlyingly V-final do not undergo /P/-epenthesis (8-b)

(8) Makassarese (McCarthy, 2002, 20)a. rantas rántasaP ‘dirty’

tePter te�ereP ‘quick’b. lompo lompo ‘big’

*lompoP

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 45 / 86

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Problematic Pa�erns Output Triggers only: Makassarese

Makassarese and Rule Ordering

u the existence of the two rules of V-epenthesis and C-epenthesisnecessarily results in C-epenthesis for an underlyingly V-final stem (9)

(9) Insertion and deletion in Makassarese: overapplication of C-epenthesis

Feeding/rantas/ /lompo/

1. V-epenthesis rantasa –2. C-epenthesis rantasaP *lompoP

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 46 / 86

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Problematic Pa�erns Output Triggers only: Makassarese

Makassarese and ContainmentCloning

u Responsible constraints in McCarthy and Prince (1994); McCarthy(2002) are CodaCond (assuming that both /P/ and /N/ are place-less,McCarthy and Prince (1994)) and FinalC

(10) a. CodaCondAssign ∗ for every consonant at the right word edge that has aplace feature in P.

b. FinalCAssign ∗ for every right word edge that is not right-alignedwith a consonant in P.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 47 / 86

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Problematic Pa�erns Output Triggers only: Makassarese

Makassarese and ContainmentCloning

(11) Vowel- and Consonant epenthesis

/rantas/ FinalC CodaCond Dep-C Dep-V

a. rantas *!b. rantasa *! *

+ c. rantasaP * *

(12) Misprediction: Consonant epenthesis

/lompo/ FinalC CodaCond Dep-C Dep-V

* a. lompo *!+ b. lompoP *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 48 / 86

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Problematic Pa�erns Output Triggers only: Makassarese

Makassarese and ContainmentCloning

(11) Vowel- and Consonant epenthesis

/rantas/ FinalC CodaCond Dep-C Dep-V

a. rantas *!b. rantasa *! *

+ c. rantasaP * *

(12) Misprediction: Consonant epenthesis

/lompo/ FinalC CodaCond Dep-C Dep-V

* a. lompo *!+ b. lompoP *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 48 / 86

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Problematic Pa�erns Output Triggers only: Makassarese

Makassarese and ContainmentCloning

u The cloning hypothesis is not helpful: the di�erence between aninserted and an underlying V is not detectable for FinalC or FinalC

Ù Solution must be orthogonal: reference to colors

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 49 / 86

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Problematic Pa�erns Non-iterativity in Lardil

Non-iterativity in Lardil

u words longer than two moras undergo deletion of a final short vowel(cf. below)

u syllables are CV(C) and only apicals are possible codas (with someadditional complications)

(13) Fed counterfeeding in Lardil (Bakovic, 2011, 3)

Counterfeeding/wangalk/ /jilijili/ /dibirdibi/

1. Final V-deletion – jilijil dibirdib2. Final [–apic]-C-deletion wangal – dibirdi

‘boomerang’ ‘oyster species’ ‘rock cod’

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 50 / 86

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Problematic Pa�erns Non-iterativity in Lardil

Lardil and ContainmentCloning

(14) a. CodaCond (a�er Staroverov, 2015)Assign a violation mark for every coda consonant that is not[apical] and not assimilated to a following onset consonant inP.

b. FinalCAssign a violation mark for every vowel that is final with theright edge of a PrWd in P.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 51 / 86

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Problematic Pa�erns Non-iterativity in Lardil

Lardil and ContainmentCloning

(15) Lardil in Containment: C-deletion

/wangalk/ FinalC CodaCond Max-V Max-C

a. wangalk *!+ b. wangal<k> *

(16) Lardil in Containment: V-deletion

/jilijili/ FinalC CodaCond Max-V Max-C

a. jilijili *!+ b. jilijil<i> *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 52 / 86

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Problematic Pa�erns Non-iterativity in Lardil

Lardil and ContainmentCloning

(15) Lardil in Containment: C-deletion

/wangalk/ FinalC CodaCond Max-V Max-C

a. wangalk *!+ b. wangal<k> *

(16) Lardil in Containment: V-deletion

/jilijili/ FinalC CodaCond Max-V Max-C

a. jilijili *!+ b. jilijil<i> *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 52 / 86

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Problematic Pa�erns Non-iterativity in Lardil

Lardil and ContainmentCloning

(17) Lardil in Containment: iterative deletion

/dibirdibi/ FinalC CodaCond Max-V Max-C

a. dibirdibi *!b. dibirdib<i> *! *

* c. dibirdi<bi> *! * *d. dibird<ibi> *! ** *

+ e. dibir<dibi> ** **

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 53 / 86

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Problematic Pa�erns Underlying Syllable Structure: Beduoin Arabic

Opacity and Syllable Structure: Beduoin Arabic (McCarthy, 1999, 334)

(18)

Counterbleeding/katab/ /badw/

1. Syllabification ka.tab badw2. Raising in open σ kitab –3. Vocalization – badu

‘he wrote’ ‘Bedouin’

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 54 / 86

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Problematic Pa�erns Underlying Syllable Structure: Beduoin Arabic

Beduoin Arabic and ContainmentCloning

(19) a. *CC+hi

Assign ∗ for every [+high] segment that is not associated to a µbut preceded by a consonant in P.

b. *V-hi]σAssign ∗ for every [–high] vowel that is not followed by aconsonant associated to the same syllable node in P.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 55 / 86

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Problematic Pa�erns Underlying Syllable Structure: Beduoin Arabic

Beduoin Arabic and ContainmentCloning

(20) /katab/ *CC+hi *V-hi]σ Max[high] Depµ

a.k a

µ

[-hi]

σ

t a

µ

[-hi]

b

σ

*!

+ b.k i

µ

[-hi][+hi]=

σ

t a

µ

[-hi]

b

σ

*

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 56 / 86

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Problematic Pa�erns Underlying Syllable Structure: Beduoin Arabic

Beduoin Arabic and ContainmentCloning

(21) /badw/ *CC+hi *V-hi]σ Max[high] Depµ

a.b a

µ

[-hi]

σ

d w

[+hi]

*!

* b.b a

µ

[-hi]

σ

d u

µ

[+hi]

σ

*! *

+ c. b i

µ

[-hi][+hi]

σ

d u

µ

[+hi]

σ

* *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 57 / 86

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Possible solutions

Possible solutions

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 58 / 86

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Possible solutions

Beduoin Arabic: Reference to syllable structure

u follows if stem to which a�ix is added is already syllabified(=underlying or stratal optimization)

(22) V+hi]σ!Assign ∗ for every vowel not associated to [+high] that is notfollowed by a consonant associated to the same syllable node in I.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 59 / 86

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Possible solutions

Beduoin Arabic: Reference to syllable structure

(23)/katab/ (ul=a.) *CC+hi V+hi]σ! Max[high] Depµ

a.k a

µ

[-hi]

σ

t a

µ

[-hi]

b

σ

*!

+ b.k i

µ

[-hi][+hi]=

σ

t a

µ

[-hi]

b

σ

*

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 60 / 86

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Possible solutions

Beduoin Arabic: Reference to syllable structure

(24) /badw/ (ul=a.) *CC+hi V+hi]σ! Max[high] Depµ

a.b a

µ

[-hi]

σ

d w

[+hi]

*!

+ b.= =

b a

µ

[-hi]

σ

d u

µ

[+hi]

σ

*

c.= =

b i

µ

[-hi][+hi]

σ

d u

µ

[+hi]

σ

*! *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 61 / 86

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Possible solutions Full containment as a solution?

Full containment as a solution?

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 62 / 86

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Possible solutions Full containment as a solution?

‘Full’ containment (McCarthy, 1996)

u all constraint parameters are specified for their level of application:

• ‘surface’,• ‘indi�erent’, or• ‘underlying’

Ù allows reference to only the underlying structure

(25) Umlaut-trigger in the analysis for Icelandic McCarthy (1996)

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 63 / 86

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Possible solutions Full containment as a solution?

Yawelmani and full containment

(26) Shrdh

Assign ∗ for every pair of vowels that are underlyingly specified for thesame [±hi] value and are not specified for the same value of [±round].

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 64 / 86

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Possible solutions Full containment as a solution?

Yawelmani and full containment: CF

(27)

/cu:m-al/ (ul=a.) V:–h! Shrdh Max[rd] Max[hi]

a.c u:

[+hi][+rd]

m a

[-hi][-rd]

l*!

+ b.

c o:

[+hi]=

[-hi][+rd]

m a

[-hi][-rd]

l

*

c.

c o:

[+hi]=

[-hi][+rd]

m o

[-hi][-rd]

=

l

*! *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 65 / 86

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Possible solutions Full containment as a solution?

Yawelmani and full containment: CB

(28)

/cu:ju:-hin/ (ul=a.) V:–h! Shrdh M[rd] M[h]

a.c u

[+r][+h]

j u:

[+r][+h]

h i

[-r][+h]

n*! *

b.c u

[+r][+h]

j o:

[+r][+h]

=[-h]h i

[-r][+h]

n*! *

+ c.

c u

[+r][+h]

j o:

[+r][+h]

=[-h]

h u

[-r][+h]

n

* *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 66 / 86

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Possible solutions Full containment as a solution?

Makassarese and full containment

(29) FinalCAssign ∗ for every phonetic final vowel that is not present underlyingly.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 67 / 86

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Possible solutions Full containment as a solution?

Makassarese and full containment

(30) Vowel- and Consonant-epenthesis

/rantas/ FinalC CodaCond Dep-C Dep-V

a. rantas *!b. rantasa *! *

+ c. rantasaP * *

(31) No Consonant-epenthesis

/lompo/ FinalC CodaCond Dep-C Dep-V

+ a. lompob. lompoP *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 68 / 86

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Possible solutions Full containment as a solution?

Makassarese and full containment

(30) Vowel- and Consonant-epenthesis

/rantas/ FinalC CodaCond Dep-C Dep-V

a. rantas *!b. rantasa *! *

+ c. rantasaP * *

(31) No Consonant-epenthesis

/lompo/ FinalC CodaCond Dep-C Dep-V

+ a. lompob. lompoP *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 68 / 86

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Possible solutions Full containment as a solution?

Lardil and full containment

(32) FinalCAssign ∗ for every phonetic vowel that is underlyingly final.

Ù di�erent from above: reference to underlying and phonetic status

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 69 / 86

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Possible solutions Full containment as a solution?

Lardil and full containment

(33)

FinalC CodaCond Max-V Max-C

i. /jilijili/

a. jilijili *!+ b. jilijil<i> *

ii. /dibirdibi/

a. dibirdibi *!b. dibirdib<i> *! *

+ c. dibirdi<bi> * *d. dibird<ibi> **! *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 70 / 86

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Possible solutions Problems for full containment

Problems for full containment

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 71 / 86

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Possible solutions Problems for full containment

Imaginable rule ordering: Counterbleeding and Insertion

(34) Assimilation and Insertion in Hellendorn’

Counterbleeding/werk-n/

1. Assimilation werk-N2. Insertion werk-@N

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 72 / 86

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Possible solutions Problems for full containment

Hellendorn’ and Full Containment

a. *CαPlC-αPl

Assign ∗ for every pair of underlyingly adjacent consonants associatedphonetically with di�erent place features.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 73 / 86

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Possible solutions Problems for full containment

Hellendorn’ and Full Containment

(35)

/werk-n/ *CαPlC-αPl *CC]σ DepS Max[Pl]

a. werkn *! *!b. werkN *! *c. werk@n *! *

+ d. werk@N * *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 74 / 86

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Possible solutions Problems for full containment

Hellendorn’ and ContainmentCloning

u The inserted element intervenes in the phonetically visible and the‘all’-structure: there is no underlying adjacency that can be preserved

(36) Hellendorn’ in containment: constraints

a. *CαPlC-αPl

Assign ∗ for every pair of consonants associated with di�erentplace feature in P.

b. *CC]σAssign ∗ for every consonant at the right word egde that isdirectly adjacent to a preceding consonant in P.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 75 / 86

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Possible solutions Problems for full containment

Hellendorn’ and ContainmentCloning

(37)

/werk-n/ *CαPlC-αPl *CC]σ DepS Max[Pl]

a. werkn *! *!b. werkN *! *

+ c. werk@n ** d. werk@N * *!

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 76 / 86

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Possible solutions Problems for full containment

A�ested?

u Glide deletion if SSP would be violated in coda and epenthesis toensure SSP

(38) Deletion and Insertion in Icelandic (Karvonen and Sherman, 1997, 7)

Counterbleeding/m1Dj-r/

1. j-Deletion m1Dr2. Insertion m1DYr

‘middle’ (nom.sg.fem)

u Riggs (2008) argues that this is in fact a transparent interaction: */ji/ isthe responsible constraint

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 77 / 86

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Possible solutions Problems for full containment

Overgeneration problem for full containment II

u a pa�ern as Finnish’ (39) is predicted• palatalization (39-a) and vowel deletion (39-b) exist• vowel deletion bleeds palatalization (39-c)• but at the same time counterfeeds palatalization (39-d)

(39) Palatalization in Finnish’Underlying Surface

a. pat-i paÙib. ka-u kuc. pat-i-o patod. kat-o-is katis

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 78 / 86

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Possible solutions Problems for full containment

Finnish’: rule ordering

u under the assumption that the same vowel deletion process (=hiatusavoidance) applies in both contexts, this pa�ern can not be modeled ina rule-based theory

(40) Impossible with rule ordering: Overapplication of palatalization

/pat-i-o/ /kat-o-is/1. Deletion pato katis2. Palatalization – *kaÙis

(41) Impossible with rule ordering: Overapplication of palatalization

/pat-i-o/ /kat-o-is/1. Palatalization paÙio –2. Deletion *paÙo katis

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 79 / 86

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Possible solutions Problems for full containment

Finnish’: full containment

(42) *tiAssign ∗ for every phonetically [-pal] stop that is underlyingly andphonetically followed by a high vowel.

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 80 / 86

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Possible solutions Problems for full containment

Finnish’: full containment

(43) *VV *ti Max[pal] Max-V

i. /pat-i/

a. pati *!b. paÙi *

ii. /pat-i-o/

a. patio *! *!+ b. pat<i>o *

c. paÙ<i>o *! *

iii. /kat-o-is/

a. katois *!+ b. kat<o>is *

c. kaÙ<o>is *! *

PhonoLAM (Leiden), March 23, 2016 Opacity in containment J. Trommer & E. Zimmermann 81 / 86

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Possible solutions Problems for full containment

Summary: Full containment

u can predict some of the pa�erns that are problematic forContainmentCloning

u but overgenerates:

• Hellendorn Dutch’ and Finnish’ are not a�ested• Lardil: the final vowel deletion is only found in the nominative and ishence not phonological at all (Hale, 1973; McCarthy and Prince, 1993;Horwood, 2001; Bye, 2006; Round, 2011); cf. Staroverov (2015) forcounterarguments against this claim

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Possible solutions Problems for full containment

Summary: problematic pa�erns

(44)

Predicted by:Pa�ern RO CC FC A�ested?

Syllable Structure: Beduoin Arabic , ,* ,* YesPhonological DEE: Makassarese , / , YesNon-iterativity: Lardil , / , Not necessarilyUnderlying Triggers: Yawelmani , / , YesUnderlying Adjacency: Hellendorn Dutch’ , / , NoUnderlying Adjacency: Finnish’ / / , No

(*additional assumption of (underlying) syllable structure)

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Conclusion

Conclusion

u Containment is able to solve opacity problems standard parallel OTfaces

u ContainmentCloning undergenerates for phonologically DEE(=Makassarese) and Underlying Triggers (Yawelmani)

u Full Containment overgenerates (Finnish’, Hellendorn’, Lardil, )

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Conclusion

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Conclusion

Riggs, Daylen (2008), ‘Opacity in icelandic: transparency and OT with candidate chains’,NELS 39.

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Staroverov, Peter (2015), Opacity in Lardil: Stratal vs. serial derivations in OT, in A.Assmann,S.Bank, D.Georgi, T.Klein, P.Weisser and E.Zimmermann, eds, ‘Topics at Infl’, Vol. 92,Institut für Linguistik: Universität Leipzig, pp. 33–64.

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