individualized developmental care improves the lives of infants born preterm

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Acta Pædiatrica ISSN 0803–5253 A DIFFERENT VIEW Individualized developmental care improves the lives of infants born preterm Samantha Butler ([email protected]), Heidelise Als Neurobehavioral Infant and Child Studies, Children’s Hospital Boston, Harvard Medical School, Boston, MA, USA Correspondence Samantha Butler, Children’s Hospital Boston and Harvard Medical School - Neurobehavioral Studies, Enders Research Building, Room 107, 320 Longwood Ave, Boston, MA 02115 USA. Tel: +1-617-3558249 | Fax: +1-617-300224 | Email: [email protected] Received 21 May 2008; accepted 26 May 2008. DOI:10.1111/j.1651-2227.2008.00916.x Preterm birth is a global obstetrical, medical and educational challenge. Compared to children born at term, children born prematurely are more likely to suffer from delays and dis- abilities in development. At one time, it was believed that in the absence of major medical complications, children born prematurely would ‘catch up’. However, as preterm-born children grow up, academic, as well as life challenges in- crease in complexity. Now it is clear that these are accom- panied by a widening of the gap with their full-term peers on many measures of brain development, cognition, edu- cational achievement and behaviour (including social and emotional adaptation) (1–8). Preterm-born children are the most overrepresented group among children requiring early intervention and once in school, special education services (9). Their long-term disabilities, especially in terms of cognition, motor system dysfunction, learning and school achievement (4,7,8,10) are thought to be based on differences in early brain develop- ment(1,2,5,6). The plethora of research on later difficulties sustained by preterm-born children suggests that it is not enough to assure the survival of such infants, but that the questions must be asked: How can these disabilities and im- pairments of brain development be minimized? How can we maximize the development of all preterm-born infants? While some developmental differences and challenges seen in children born early are explained by the cumula- tive effect of medical complications associated with preterm birth many sequelae of prematurity are not easily explained by medical complications alone (11). In what other way, besides minimizing these medical complications, can devel- opmental dysfunction be reduced? Articles published in the series A Different View are edited by Alan Leviton ([email protected]) The infants at highest risk of medical complications and developmental dysfunctions are born late in the second or early in the third trimester, when brain development is es- pecially rapid and exquisitively sensitive to environmental stimuli that appear to influence the brain’s developmental trajectory. Some of these stimuli amount to sensory overload (12–16). For example, the premature infant is unexpectedly exposed to stimuli not experienced as a fetus in utero, includ- ing bright lights, high sound levels and frequent stressful and often painful interventions, all in the face of significantly di- minished positive experience. While the newborn intensive care unit (NICU) is necessary for the assurance of prema- ture infants’ survival, the excessive and unexpected environ- mental and care-procedure-related stimulation is potentially detrimental to the fragile immature brain’s organization and development. The Newborn Individualized Developmental Care and Assessment Program (NIDCAP) is an intervention that at- tempts to minimize the mismatch between the immature brain’s expectations and the experiences of stress and pain inherent in NICU environments and care procedures (17). NIDCAP improves outcome not only medically, but also behaviourally, as well as in brain function and structure (12,13,15,16,18–21). The therapeutic method of individualized developmen- tal care begins immediately after birth and provides early support and preventive intervention based on each infant’s behavioural signals of stress, comfort and strengths. At all times, NIDCAP takes into account the infants’ sensory ex- perience threshold from functional modulation to disorga- nization, while attempting to provide specific sensory inputs and experiences that enhance the infant’s current sense of well-being and perhaps brain growth and development. The individualized adaptation and planning of care is based on careful, detailed, repeated observation of the infant’s C 2008 The Author(s)/Journal Compilation C 2008 Foundation Acta Pædiatrica/Acta Pædiatrica 2008 97, pp. 1173–1175 1173

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Acta Pædiatrica ISSN 0803–5253

A DIFFERENT VIEW

Individualized developmental care improves the lives of infants bornpretermSamantha Butler ([email protected]), Heidelise AlsNeurobehavioral Infant and Child Studies, Children’s Hospital Boston, Harvard Medical School, Boston, MA, USA

CorrespondenceSamantha Butler, Children’s Hospital Boston andHarvard Medical School - Neurobehavioral Studies,Enders Research Building, Room 107, 320Longwood Ave, Boston, MA 02115 USA.Tel: +1-617-3558249 |Fax: +1-617-300224 |Email: [email protected]

Received21 May 2008; accepted 26 May 2008.

DOI:10.1111/j.1651-2227.2008.00916.x

Preterm birth is a global obstetrical, medical and educationalchallenge. Compared to children born at term, children bornprematurely are more likely to suffer from delays and dis-abilities in development. At one time, it was believed that inthe absence of major medical complications, children bornprematurely would ‘catch up’. However, as preterm-bornchildren grow up, academic, as well as life challenges in-crease in complexity. Now it is clear that these are accom-panied by a widening of the gap with their full-term peerson many measures of brain development, cognition, edu-cational achievement and behaviour (including social andemotional adaptation) (1–8).

Preterm-born children are the most overrepresentedgroup among children requiring early intervention and oncein school, special education services (9). Their long-termdisabilities, especially in terms of cognition, motor systemdysfunction, learning and school achievement (4,7,8,10) arethought to be based on differences in early brain develop-ment(1,2,5,6). The plethora of research on later difficultiessustained by preterm-born children suggests that it is notenough to assure the survival of such infants, but that thequestions must be asked: How can these disabilities and im-pairments of brain development be minimized? How canwe maximize the development of all preterm-born infants?

While some developmental differences and challengesseen in children born early are explained by the cumula-tive effect of medical complications associated with pretermbirth many sequelae of prematurity are not easily explainedby medical complications alone (11). In what other way,besides minimizing these medical complications, can devel-opmental dysfunction be reduced?

Articles published in the series A Different View are edited by AlanLeviton ([email protected])

The infants at highest risk of medical complications anddevelopmental dysfunctions are born late in the second orearly in the third trimester, when brain development is es-pecially rapid and exquisitively sensitive to environmentalstimuli that appear to influence the brain’s developmentaltrajectory. Some of these stimuli amount to sensory overload(12–16). For example, the premature infant is unexpectedlyexposed to stimuli not experienced as a fetus in utero, includ-ing bright lights, high sound levels and frequent stressful andoften painful interventions, all in the face of significantly di-minished positive experience. While the newborn intensivecare unit (NICU) is necessary for the assurance of prema-ture infants’ survival, the excessive and unexpected environ-mental and care-procedure-related stimulation is potentiallydetrimental to the fragile immature brain’s organization anddevelopment.

The Newborn Individualized Developmental Care andAssessment Program (NIDCAP) is an intervention that at-tempts to minimize the mismatch between the immaturebrain’s expectations and the experiences of stress and paininherent in NICU environments and care procedures (17).NIDCAP improves outcome not only medically, but alsobehaviourally, as well as in brain function and structure(12,13,15,16,18–21).

The therapeutic method of individualized developmen-tal care begins immediately after birth and provides earlysupport and preventive intervention based on each infant’sbehavioural signals of stress, comfort and strengths. At alltimes, NIDCAP takes into account the infants’ sensory ex-perience threshold from functional modulation to disorga-nization, while attempting to provide specific sensory inputsand experiences that enhance the infant’s current sense ofwell-being and perhaps brain growth and development. Theindividualized adaptation and planning of care is basedon careful, detailed, repeated observation of the infant’s

C©2008 The Author(s)/Journal Compilation C©2008 Foundation Acta Pædiatrica/Acta Pædiatrica 2008 97, pp. 1173–1175 1173

Individualized developmental care in infants born preterm Butler and Als

behavioural cues and communications while medically nec-essary care procedures are performed. NIDCAP recognizesparents as the only continuous, stable, familiar, and there-fore predictable anchor for each infant’s development in theNICU. Consequently, NIDCAP supports parents and familymembers as an infant’s primary caregivers, even when theinfant is in the NICU.

A NICU that provides individualized, developmentallysupportive and family-centred care, is one in which the lightsare turned down and the sound level is low. Each infant’sbed or incubator is covered with a blanket, often provided bythe family and sometimes an obvious work of art and love.The parents are assured that they are the infant’s primarynurturers, and that all will be done to support them in thatrole. Space is provided for the infant’s family at the bedside,including recliner chairs and sleeping accommodations. Allcare is provided with an understanding of neurodevelop-mental expectations, which include continual adjustment ofcare in support of the infant’s well-being, strengths, senseof competence and effectiveness. These efforts to maximizelong-term well-being, as well as survival of the infant, pro-vide a subdued environment, which is soothing to all, en-courages infant sleep and relaxation and encourages parentsto spend long periods of time with their infant or live-in withtheir infant on a 24-h basis. Perhaps more important thaneven the most extensive adaptations of the physical envi-ronment in a NIDCAP nursery are the contributions of thespecially educated, NIDCAP trained and thus emotionallywell-supported and emotionally available staff. All of theseprofessionals work together to promote parent nurturing,respect and collaboration, and thereby reduce the infant’sand the parents’ stress (11,22–24).

Introduction of individualized developmental care in-volves investment by the hospital system not only in edu-cation and physical changes, but also in transformation ofpractice and relationships at many levels of the organiza-tion. Shifting care from a task and discipline orientation toa relationship-based orientation is challenging. It requiresthe staff to increase self-awareness and sensitivity to meetsimultaneously the expectations and hopes of the infant andfamily as well as the professional peer and supervisor. De-velopmental care requires a transformation of the NICUprofessionals’ role definition from doer and administratorto facilitator and nurturer of growth and development whilecontinuing to increase skills to maximize survival and min-imize morbidity. This requires, in turn, the availability ofcontinued education and of regularly available opportunitiesfor reflective processing, and for personal and professionaldevelopment.

NIDCAP, with its provision of 24-h continuous individu-alized support from admission to the NICU to at least term-equivalent age, appears to improve medical, behavioural,electrophysiological and neurostructural outcomes of bothhigh- and low-risk early-born preterm infants when studiedat term age and into childhood (12,13,15,16,18–21). NID-CAP also appears to improve parent competence and func-tioning (18,20).

Given these encouraging findings, preterm infants andtheir families’ benefit when those responsible for NICU careare knowledgeable and well educated in early brain devel-opment and can provide opportunities for individualized de-velopmental care. Despite the increasing availability of NID-CAP training and systems consultation (25), developmentalcare still is not practiced consistently. Many NICU profes-sionals continue to be uninformed or misinformed and oth-ers encounter significant systems, financial and emotionalbarriers. Yet, an increasing number of NICUs in the UnitedStates understand the importance of individualized develop-mental care and provide at least partial support for nursesand other disciplines to engage in selected aspects of theNIDCAP model. Few still implement the practice in its fullpotential because of limited resources for their staff and pa-tients. Those responsible for NICU staff development andtraining must be informed and encouraged to learn aboutNIDCAP training and support. The highly dependent, sensi-tive, and rapidly developing preterm infants and their hope-ful and vulnerable parents have little choice but to fully trustNICU staff. The professionals and the NICU systems mustlive up to and warrant this trust.

The urgency for training in individualized, developmen-tally supportive and family-centred care is heightened bythe increased rate of prematurity and the alarming rate ofdisability among children born preterm. Providing NIDCAPtraining and support promises to result in improved devel-opmental outcomes and more satisfying futures for the manyinfants born too early and for their families.

References

1. Constable RT, Ment LR, Vohr B, Kesler SR, Fulbright RK,Lacadie C, et al. Prematurely born children demonstrate whitematter miscrostructural differences at 12 years of age, relativeto term control subjects: an investigation of group and gendereffects. Pediatrics 2008; 121: 306–16.

2. Duffy FH, Als H, McAnulty GB. Infant EEG spectralcoherence data during quiet sleep: unrestricted principalcomponents analysis - relation of factors to gestational age,medical risk, and neurobehavioral status. Clin Electroenceph2003; 34: 54–69.

3. Hack M, Taylor HG, Drotar D, Schluchter M, Cartar L,Andreias L, et al. Chronic conditions, functional limitations,and special health care needs of school-aged children bornwith extremely low-birth-weight in the 1990s. JAMA 2005;294: 318–25.

4. Marlow N, Hennessy E, Bracewell M, Wolke D, EPICureStudy Group. Motor and executive function at 6 years of ageafter extremely preterm birth. Pediatrics 2007; 120: 793–804.

5. Mewes A, Zollei L, Huppi P, Als H, McAnulty GB, Inder TE,et al. Displacement of brain regions in preterm infants withnon-synostotic dolichocephaly investigated by MRI. JNeuroimaging 2007; 36: 1074–85.

6. Peterson BS, Anderson AW, Ehrenkranz R, Staib LH,Tageldin M, Colson E, et al. Regional brain volumes and theirlater neurodevelopmental correlates in term and preterminfants. Pediatrics 2003; 111: 939–48.

7. Saigal S, Stoskopf B, Streiner D, Boyle M, Pinelli J, Paneth N,et al. Transition of extremely low-birth-weight infants fromadolescence to young adulthood: comparison with normalbirth-weight controls. JAMA 2006; 295: 667–75.

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Butler and Als Individualized developmental care in infants born preterm

8. Wolke D, Samara M, Bracewell M, Marlow N, EPICure StudyGroup. Specific language difficulties and school achievementin children born at 25 weeks of gestation or less. J Pediatr2008; 152: 256–62.

9. U.S. Department of Health and Human Services Center forDisease Control. National Vital Statistics Reports: Births:Final Data for 2004. Washington, DC, 2005.

10. Hemgren E, Persson K. Associations of motor co-ordinationand attention with motor-perceptual development in 3-year-old preterm and full-term children who needed neonatalintensive care. Child Care Health Dev 2007; 22:11–21.

11. Als H, Butler S. Neurobehavioral development of the preterminfant. In: Martin R, Fanaroff A, Walsh M, editors. Fanaroffand Martin’s neonatal-perinatal medicine: diseases of thefetus and infant. Vol 2. 8th ed. St. Louis: Mosby, 2005:1051–68.

12. Als H, Lawhon g, Duffy FH, McAnulty GB, Gibes-GrossmanR, Blickman JG. Individualized developmental care for thevery low birthweight preterm infant: medical andneurofunctional effects. JAMA 1994; 272: 853–8.

13. Als H, Duffy FH, McAnulty GB, Rivkin MJ, Vajapeyam S,Mulkern RV, et al. Early experience alters brain function andstructure. Pediatrics 2004; 113: 846–57.

14. Anand KJS, Scalzo FM. Can adverse neonatal experiencesalter brain development and subsequent behavior? BiolNeonat 2000; 77: 69–82.

15. Buehler DM, Als H, Duffy FH, McAnulty GB, Liederman J.Effectiveness of individualized developmental care for low-risk preterm infants: behavioral and electrophysiologicalevidence. Pediatrics 1995; 96: 923–32.

16. Westrup B, Kleberg A, von Eichwald K, Stjernqvist K,Lagercrantz H. A randomized controlled trial to evaluate theeffects of the Newborn Individualized Developmental Careand Assessment Program in a Swedish setting. Pediatrics2000; 105: 66–72.

17. Als H. Program guide - Newborn IndividualizedDevelopmental Care and Assessment Program (NIDCAP): aneducation and training program for health care professionals.

Boston: Children’s Medical Center Corporation, 1986 rev2008. 11th revision.

18. Als H, Gilkerson L, Duffy FH, McAnulty GB, Buehler DM,VandenBerg KA, et al. A three-center randomized controlledtrial of individualized developmental care for very low birthweight preterm infants: medical, neurodevelopmental,parenting and caregiving effects. J Dev Behav Pediatr 2003;24: 399–408.

19. Kleberg A, Westrup B, Stjernqvist K, Lagercrantz H.Indications of improved cognitive development at one year ofage among infants born very prematurely who received carebased on the Newborn Individualized Developmental Careand Assessment Program (NIDCAP). Early Hum Dev 2002;68: 83–91.

20. Parker SJ, Zahr LK, Cole JG, Brecht M. Outcome afterdevelopmental intervention in the neonatal intensive care unitfor mothers of preterm infants with low socioeconomic status.J Pediatr 1992; 120: 780–5.

21. Westrup B, Bohm B, Lagercrantz HKS. Preschool outcome inchildren born very prematurely and cared for according to theNewborn Individualized Developmental Care and AssessmentProgram (NIDCAP). Acta Paediatrica 2004; 93:498–507.

22. Als H, Butler S. Newborn Individualized Developmental Careand Assessment Program (NIDCAP): changing the future forinfants and families in intensive and special care nurseries.Early Child Serv 2008; 2: 1–19.

23. Kleberg A, Hellstrom-Westas L, Widstrom A-M. Mothers’perception of Newborn Individualized Developmental Careand Assessment Program (NIDCAP) as compared toconventional care. Early Hum Dev 2007; 83: 403–11.

24. Wielenga JM, Smit BJ, Unk LKA. How satisfied are parentssupported by nurses with the NIDCAP model of care fortheir preterm infant? Newborn Individualized DevelopmentalCare and Assessment Program. J Nurs Care Qual 2006; 21:41–8.

25. NIDCAP Federation International. The newbornindividualized developmental care and assessment programtraining process, 2008. URL. http://www.nidcap.org.

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