influence of codn ratio on sludge properties and their role in membrane fouling of a submerged mbr
TRANSCRIPT
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Inuence of COD:N ratio on sludge properties and their role in
membrane fouling of a submerged membrane bioreactor
L. Hao a , S.N. Liss b, B.Q. Liao a , *
a Department of Chemical Engineering, Lakehead University, 955 Oliver Road, Thunder Bay, ON P7B 5E1, Canadab School of Environmental Studies and Department of Chemical Engineering, Queen's University, Kingston, ON K7L 3N6, Canada
a r t i c l e i n f o
Article history:
Received 21 August 2015
Received in revised form
30 October 2015
Accepted 22 November 2015
Available online 2 December 2015
Keywords:
COD:N
Membrane bioreactor
Membrane fouling
Industrial wastewater
Extracellular polymeric substances
Sludge properties
a b s t r a c t
The effect of COD:N ratio on sludge properties and their role in membrane fouling were examined using a
well-controlled aerobic membrane bioreactor receiving a synthetic high strength wastewater containing
glucose. Membrane performance was improved with an increase in the COD/N ratio (100:5e100:1.8) (i.e.
reduced N dosage). Surface analysis of sludge by X-ray photoelectron spectroscopy (XPS) indicates sig-
nicant differences in surface concentrations of elements C, O and N that were observed under different
COD/N ratios, implying changes in the composition of extracellular polymeric substances (EPS). Fourier
transform-infrared spectroscopy (FTIR) revealed a unique characteristic peak (C]O bonds) at 1735 cm1
under nitrogen limitation conditions. Total EPS decreased with an increase in COD/N ratio, corresponding
to a decrease in the proteins (PN) to carbohydrates (CH) ratio in EPS. There were no signicant differ-
ences in the total soluble microbial products (SMPs) but the ratio of PN/CH in SMPs decreased with an
increase in COD/N ratios. The results suggest that EPS and SMP composition and the presence of a small
quantity of lamentous microorganisms played an important role in controlling membrane fouling.
© 2015 Elsevier Ltd. All rights reserved.
1. Introduction
Integration of membrane technologies with conventional
biologically-based wastewater treatment has been widely applied
to the management of municipal and industrial wastewaters
providing a direct solideliquid separation by membrane ltration.
Compared to the conventional activated sludge process, membrane
bioreactors (MBR) offer several advantages including superior
ef uent quality as well as a smaller footprint (Brindle and
Stephenson, 1996; Visvanathan et al., 2000; Rosenberger and
Kraume, 2003; Marrot et al., 2004). However, membrane fouling
which leads to poor membrane performance and high operationalcosts (Kraume and Drews, 2010; Judd, 2011), continues to be a
major challenge that limits the further development and wide-
spread application of MBRs.
In general, membrane fouling is caused by many factors,
including inuent characteristics, solid retention time (SRT), hy-
draulic retention time (HRT), organic loading rate (OLR), and dis-
solved oxygen levels (Kraume and Drews, 2010). Among these
parameters, COD:N:P ratios remain one of the most important
factors. This is largely because COD:N:P ratio can inuence the
physiological properties of microorganisms and chemical compo-
sitions of biomass in MBRs. The COD:N:P ratio also can inuence
the amount of extracellular polymeric substances (EPS) and the
composition of proteins (PN) and carbohydrates (CH) in EPS which
can affect membrane performance.
Considerable attention has been given to the effect of COD:N
ratio in conventional biological processes for municipal wastewater
treatment on sludge properties including settleability (Durmaz and
Sanin, 2003), lterability (Wu et al., 1982), and occulation and
dewatering (Sanin et al., 2006). Other studies have focused on the
effect of COD:N ratios on nitri
cation and denitri
cation processesas well as nutrient removal ef ciency (McAdam and Judd, 2007;
Meng et al., 2008; Hwang et al., 2009). Studies found that EPS
production increased with an increase in the COD:N ratio in
municipal wastewater treatment (Durmaz and Sanin, 2001;
Miqueleto et al., 2010; Feng et al., 2012).
To date studies have largely focused on the effect of COD:N ratio
in conventional activated sludge processes, and mainly focused on
N removal in municipal wastewater treatment. There have only
been a few reports on the effect of COD:N:P ratio on biomass
properties and membrane fouling in submerged membrane bio-
reactors for municipal wastewater treatment with excess amount* Corresponding author.E-mail address: [email protected] (B.Q. Liao).
Contents lists available at ScienceDirect
Water Research
j o u r n a l h o m e p a g e : w w w . e l s e v i e r . c om / l o c a t e / w a t r e s
http://dx.doi.org/10.1016/j.watres.2015.11.052
0043-1354/©
2015 Elsevier Ltd. All rights reserved.
Water Research 89 (2016) 132e141
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of nutrients. On the other hand, the role of nutrients and COD:N
ratios is most important for industrial wastewaters where nutrients
(N and P) are added and required to support microbial growth and
biodegradation (Tchobanoglous and Burton, 1991; Henze et al.,
1997; Ammary, 2003). Optimizing nutrient addition not only im-
proves process ef ciency but also saves chemical costs and reduces
secondary pollution of treated ef uent with added nutrients. The
paper describes the effectof three different COD:N:P ratios (COD:N)
(100:5:1100:2.5:1, and 100:1.8:1) on sludge properties and their
role in membrane fouling of an aerobic MBR for high strength in-
dustrial wastewater, like food industry wastewater, treatment. The
study included examination of membrane ltration resistance,
surface concentrations of elements (C, N, and O) on sludge surfaces,
extracellular polymeric substances (EPS), soluble microbial prod-
ucts (SMP) formed, and the abundance of lamentous microor-
ganisms under different COD:N ratios.
2. Material and methods
2.1. Experimental set-up and operating conditions
The laboratory-scale submerged MBR system, as shown in a
previous publication (Hao and Liao, 2015), had a 6.0 L workingvolume and containedat-sheet microltration membranes (SINAP
Membrane Science & Technology Co. Ltd., Shanghai, China). The
at-sheet membranes were made of polyvinylidene uoride
(PVDF), and had a pore size of 0.3 mm and molecular weight cut-off
(MWCO) of 70,000 Da. Immersed coarse air bubble diffusers (3.8 L/
min (LPM)) were installed under the membrane module for aera-
tion as well as air scouring to limit membrane fouling. Finer air
aeration (2.6 LPM) was also used to provide additional oxygen to
maintain satisfying dissolved oxygen (DO) level large than 2 mg/L
during the aerobic period. Mechanical mixing was achieved using a
magnetic stirrer (Thermolyne Cimarec, Model S47030) located at
the bottom of the reactor. The temperature of the bioreactor was
maintained constant at 35 ± 1 C by means of water jacket. The pH
was monitored by a pH electrode (Thermo Scientic, Beverly, MA),and automatically adjusted to 7.0 ± 0.2 by a pH regulation pump
using 0.25 M NaOH.
The system was continuously fed with a synthetic high strength
wastewater containing glucose, simulating the food industry
wastewaters, stored at 4 C. Synthetic wastewater containing
glucose has been widely as a receipt of laboratory-scale biological
wastewater treatment to develop fundamental understanding of
microbial kinetics, microbialoc structure, biomass separation, and
membrane fouling in MBRs (Kovarova-Kovar and Egli, 1998; Hong
et al., 2002; Liao et al., 2011). The feed was pumped automatically
by a peristaltic pump (Masterex Model 7520-50, Barnant Co.,
USA), which was controlled by a liquid level sensor (Madison Co.,
USA) as well as a controller (Flowline, USA). The ef uent was ob-
tained by means of a suction pump connected to the membranemodule. The operational cycles were applied with 4 min suction
followed by 1 min relaxation. The trans-membrane pressure (TMP)
was monitored by a pressure gauge connected between the
membrane module and the suction pump. An instant membrane
ux of 10 L/m2 h was applied in this study.
The synthetic wastewater included glucose, nitrogen (NH4Cl)
and phosphorus (KH2PO4) in a proportion of chemical oxygen de-
mand (COD): N: P ¼ 100:5:1, 100:2.5:1 and 100:1.8:1 and trace
metals as summarized in Table 1. All chemicals were from Sigma-
eAldrich at analytical grade. The inuent COD was approximately
2500 mg/L. The mixed liquor suspended solids (MLSS) concentra-
tion under steady-state operation was maintained at 8450 ± 325,
7268 ± 289 and 6363 ± 181 mg/L under a COD:N:P ratio of 100:5:1,
100:2.5:1, 100:1.8:1, respectively (Hao and Liao, 2015). During the
operation of the bioreactor, a volume of 400 mL of sludge was
discharged daily from the MBR for bulk sludge characterization and
to maintain the SRT at 15 days. The reactor was operated at an HRT
of approximately one day and an OLR of 2.5 g COD L 1 day1. The
operation of the reactor system included three phases: Phase 1
(0e107 day), the MBR was fed at a COD:N:P ratio of 100:5:1; in
Phase 2 (108e240 day), the reactor was fed with COD:N:P ratio of
100:2.5:1; in Phase 3 (240e380 day) the MBR was operated at
nutrients ratio (COD:N:P) of 100:1.8:1. Stable operation was ach-
ieved after three SRTs operation following moving to each nutrientregime.
2.2. Analytical methods
2.2.1. Water quality measurement
The inuent synthetic wastewater, permeate and mixed liquor
were sampled periodically from the system. The COD and MLSS
were analyzed according to Standard Methods (APHA, 2005). Su-
pernatant COD was determined after centrifuging the mixed liquor
for 20 min at 18,700 g .
2.2.2. Bound extracellular polymeric substances (EPS) extraction
and measurement
The bound EPS from sludge suspensions samples was extracted
according to cations exchange resin (CER) (Dowex Marathon C, Naþ
form, SigmaeAldrich, Bellefonte, PA) method (Frølund et al., 1996).
100 mL sample of the sludge suspension was taken and centrifuged
(IEC MultiRF, Thermo IEC, Needham Heights, MA, USA) at 18,700 g
for 20 min at 4 C. The sludge pellets were re-suspended to their
original volume using a buffer consisting of 2 mM Na3PO4, 4 mM
NaH2PO4, 9 mM NaCl and 1 mM KCl at pH 7. The sludge was then
transferred to an extraction beaker lled with buffer and the CER
(80 g/g-MLSS) and mixed for 2 h at 4 C. The bound EPS was
determined as the sum of bound PN and CH and was measured
colorimetrically by the methods of Lowery et al. (Lowery et al.,
1951) and DuBois et al. (DuBois et al., 1956), respectively. The to-
tal bound EPS was represented by adding the concentrations of
bound CH and PN.
2.2.3. Soluble microbial products (SMP) measurement
SMP means the soluble EPS. The extracted supernatant recov-
ered from mixed liquor following centrifugation as described above
was ltered through 0.45mm membranelters (Millipore) and used
to estimate SMP. Measurements for PN and CH of SMP were as
described above. The total SMP was the sum of the concentrations
of soluble CH and PN.
2.2.4. Surface composition of sludge by X-ray photoelectron
spectroscopy (XPS)
The surface concentrations of elements, including C, O, and N
were examined by XPS. The wet sludge samples were freeze-dried
Table 1
Composition and concentration of micronutrients in the feed.
Components Concentration (mg/L)
MgSO4 ∙ 7H2O 5.07
FeSO4 ∙ 7H2O 2.49
Na2MoO4 ∙ 2H2O 1.26
MnSO4 ∙ 4H2O 0.31
CuSO4 0.25
ZnSO4 ∙ 7H2O 0.44NaCl(mg/L) 0.25
CaSO4 ∙ 2H2O 0.43
CoCl2 ∙ 6H2O 0.41
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at 35 C for one week. The freeze-dried sludge samples were
ground to a powder before being analyzed by a ThermoFisher Sci-
entic K-Alpha XPS Spectrometer equipped with monochromatic
AlK a X-ray source with a spot source of 400 mm (ThermoFisher, E.
Grinstead, UK). Charge compensation was also provided. The po-
sition of the energyscale was adjusted to place the main C1s feature
(CeC) at 285.0 eV except for those samples where the CeO peak
wasmore dominant. A surveyspectrum was taken at lowresolution
(PE 150 eV). High resolution spectra were taken of C1s regions
(PE25 eV). All data processing was performed using the software
(Advantage) provided with the instrument. Three sludge samples
were collected at three different days, under each singly COD:N
ratio condition, during the period close to the end of stable oper-
ation of each COD:N ratio.
2.2.5. Molecular composition of sludge by Fourier transform-
infrared spectroscopy (FTIR)
A Bruker Ten 37 FTIR Spectrometer (Bruker Optics Inc., Billerica,
MA, USA) was employed to determine the major organic functional
groups of freeze-dried sludge and to predict the chemical func-
tional groups of the bulk sludge. The FTIR analysis was performed
using absorbance mode. The sludge samples were freeze-dried
at 35 C for one week prior to analysis. The samples for FTIR
were from the same batches of samples for XPS.
2.2.6. Membrane resistance
The extent of fouling rate can be evaluated by the derivative of
the ltration resistance:
Rt ¼ DP
J hT ¼ Rm þ R f þ Rc (1)
hT ¼ h20 C$e0:0239 T 20ð Þ (2)
where R t is the total ltration resistance (m1), J represents the
permeate ux (m3
/m2
h), DP is the trans-membrane pressure dif-ference (Pa), and hT is the permeate dynamic viscosity (Pa s). T is
the permeate temperature in C. R t was calculated with the tem-
perature corrected to 20 C to compensate for the dependence of
viscosity on temperature. The experimental procedure to deter-
mine each resistance value is as follows: R t is total membrane
resistance (m1) and calculated from the ltration data at the end
of operation. R m is intrinsic membrane resistance and evaluated by
the waterux of tap water. Rc is fouling layer resistance (m1). R f is
fouling resistance due to irreversible adsorption and pore blocking
(m1). When fouling occurred, membrane surfaces were wiped
with a sponge and tap water, and then the membrane was sub-
merged in tap water for ux and TMP measurement. New mem-
branes were used in each membrane operation cycle, in order to
maintain the same membrane conditions for comparison and
reproducibility of results in repeated membrane operation cycles at
each nutrient (COD:N) ratio.
2.2.7. Morphology of sludge and textual of cross-section of fouled
membranes
Sludge samples were routinely taken out from the MBR and
viewed for morphology under a conventional optical microscope
(COM) (Olympus IX 51 Inverted Microscope, Olympus America Inc.,
Melville, NY) at a magnication of 40. A cross section of the cake
layer was observed by a COM to investigate the physical structure of
sludge cake layers formed on membrane surface. In order to pre-
vent the structure and thickness of cake layer from change, the cake
layer was saturated with 0.85% NaCl aqueous solution and then
frozen at 22
C before being
xed on to a sample stage using
optimal cutting temperature (O.T.C) compound (Sakura Finetech-
nical Co. Ltd., Tokyo, 103, Japan).
2.3. Statistical analysis
Statistical analysis was conducted using the Statistical Package
for the Social Science (SPSS) 16.0. An analysis of variance (ANOVA)
was employed to identify whether there is signicant difference
between treatment means when evaluating membrane fouling and
EPS concentration under different COD:N ratios. The difference was
considered statistically signicant at a 95% condence interval
(p < 0.05). The student t-test also was applied to analyze the con-
tent of surface chemical composition of bulk sludge. The paired p
values were calculated for the differences between COD:N:P ratios
of 100:5:1 and 100:2.5:1; 100:2.5:1 and 100:1.8:1; and 100:5:1 and
100:1.8:1. Data sets were considered statistically different at a 95%
condence interval (p < 0.05).
3. Results
The MBR was operated at three different COD:N:P ratios,
100:5:1100:2.5:1, and 100:1.8:1 for over one year. COD removal
ef ciency of the MBR was only slightly decreased when N wasreduced (COD removal ranged from 98.4% to 99.5%) (Hao and Liao,
2015). Sludgeyield was reduced and ef uent quality with respect to
nutrient residuals improved indicating the feasibility of operating
an aerobic MBR for high strength wastewater treatment with less
nutrient addition while achieving good biological treatment (Hao
and Liao, 2015). Assessing the impact of nutrient conditions (i.e.
COD:N) when added to achieve biological treatment, on sludge
properties and membrane fouling is equally important and was the
subject of this study.
3.1. Floc size and morphology
The morphology of sludge ocs was observed throughout the
study using a COM. Fig. 1 illustrates the typical morphology of sludge ocs under different COD:N ratios. Sludge ocs at a COD:N
ratio of 100:5 had a lower level (0-1) of lamentous microorgan-
isms and were smaller in sizes than that at a COD:N ratio of 100:2.5
and 100:1.8 (moderate level 3-4), according to the classication of
Jenkins et al. (2003).
3.2. Surface characterization of sludge by XPS
The surface chemical composition of bulk sludge at different
COD:N:P ratios were analyzed by XPS. XPS has been used to study
the surface functional groups of materials, including bacteria, and
each peak corresponds to electrons with a characteristic binding
energy from a particular element (Dengis and Rouxhet, 1996;
Dufrene et al., 1997; Badireddy et al., 2008). As shown in Fig. 2,the C peaks (C1s, C1sA, C1sB, C1sC) were decomposed into four
different bonds: (1) C bound only to C and H (C(C,H) bonds) from
lipids and amino acids side chains at a binding energy of 284.8 eV
(C1s); (2) C singly bound to O or N, C(O, N), including ether,
alcohol, amine, and amide, at a binding energy of 286.3 eV (C1Sa);
(3) C bound to O making two single bonds or one double bond, C]
O or OeCeO, including amide, carbonyl, carboxylate, ester, acetal,
and hemiacetal, at a binding energy of 288.0 eV (C1sB); and (4) a
weak peak at 289.0 eV (C1sC) arises from O]CeOH and O]C-OR,
commonly found in carboxyl or ester groups (Badireddy et al.,
2008). The O peaks (O1s, O1sA, and O1sB) could be attributed to
three bonds: OeC bond, including hydroxide (CeOH), acetal, and
hemiacetal (CeOeC), at a binding energy of 532.7 eV, and O]C in
carboxylic acid, carboxylate, ester, carbonyl and amide at a binding
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energy of 531.4 eV. The N peaks (N1s and N1sA) were attributed to
the two different bonds: NeC bond in amide or amine at a binding
energy of 400.12 Ev (N1s) and NeH bonds in ammonia or proton-
ated amine at a binding energy of 402.10 eV (N1sA).
Surface concentrations of element C, N and O on sludge surfaces
under different nutrients conditions (COD:N) were summarized in
Table 2. Although there was no signicant difference in total C
(Student t-test, P > 0.05), signicant differences in the quantity of
C-(C, H), C-(O, N) and C]O were observed between COD:N:P of
100:5:1 and 100:2.5:1, 100:5:1 and 100:1.8:1, 100:2.5:1 and100:1.8:1 (Student t-test, p < 0.05). Furthermore, the total O on
sludge surface increased with an increase in the COD:N ratio
(reduced N dosage) (Student t-test, P < 0.05). Moreover, the general
tendency of total N on sludge surface decreased with an increase in
the COD:N ratio, although no statistically signicance was observed
(ANOVA, P > 0.05). But student t-test suggested signicant differ-
ence in total N on sludge surface existed between the COD:N ratio
of 100:5 and 100:1.8 (student t-test, p < 0.05).
3.3. Bound EPS production and components
Bound EPS is dened as the biopolymers originally from cellsattached on the surface of ocs or cells. In order to understand the
role of bound EPS in membrane fouling under reduced N dosage in
industrial wastewater treatment, the content of PN and CH of
bound EPS in sludge were measured. The bound EPS contents at
each COD:N:P ratio are shown in Fig. 3. Statistical analysis using
ANOVA also conrmed that differences in total EPS, PN, CH were all
statistically signicant (ANOVA, p < 0.05) at different COD:N:P ra-
tios studied. The total EPS were 35.5(±3.08),19.12 (±2.04) and 15.21
(±1.22) mg/g MLSS for COD:N:P ratios of 100:5:1, 100:2.5:1 and
100:1.8:1, respectively. An increase in COD:N ratio led to a decrease
in total bound EPS production but more carbohydrates in bound
EPS. This corresponds to the change in PN/CH ratio in bound EPS as
the COD:N ratio changed. The PN/CH values (ANOVA, p < 0.05)
decreased with an increase in the COD:N ratios (Fig. 3(b)).
3.4. SMP
The soluble microbial products (SMPs) are dened as bio-
polymers released from bacteria into solution, as compared to
bound EPS, which are biopolymers attached on bacteria surfaces.
The total SMP and soluble PN and CH concentrations at three
COD:N:P ratios are shown in Fig. 4. The amount of SMP (ANOVA,
p < 0.05) reached to a peak of 32.6 (±3.10) mg/L at the COD:N:P
ratio of 100:5:1. After decreasing nitrogen content in the feed, the
SMP production presented a decrease trend for other two condi-tions. Obviously, the PN content decreased with a decrease in the
nitrogen content in feed, while the biomass produced similar CH
level in SMP at COD:N of 100:5 and 100:2.5. At the COD:N ratio of
100:1.8, the CH concentration in SMPs was almost twice of CH
concentrations produced at the other two COD:N ratios. The PN/CH
values (ANOVA, p < 0.05) showed the similar trend as shown in
bound EPS in that PN/CH ratio decreased with an increase in the
COD:N ratio. CH were found as the predominant fraction and
accounted for more than half of the SMP concentration at COD:N:P
of 100:1.8:1.
3.5. FTIR analysis
The FT-IR spectra under different nutrients (COD:N) conditionsare shown in Fig. 5. All three sludge samples shown peaks at
3300 cm1 (overlapping of bands from the stretching vibrations of
NeH and OeH) (Kumar et al., 2006). Peaks, at wave numbers of
2926, 2847 and 1445 cm1, are reecting CeH bonds in the alkenes
class (Kim and Jang, 2006). The doublets at 2370 and 2343 cm 1
attribute to carbon dioxide from atmosphere adsorbed on the
sample surface. The asymmetrical stretching peak (C]O stretch)
observed at 1735 cm1 was associated with O-acetyl ester bonds
(Badireddy et al., 2008), under a nitrogen shortage of
COD:N:P ¼ 100:2.5:1 and COD:N:P ¼ 100:1.8:1.
3.6. Membrane performance
Fig. 6 shows the changes of
ltration resistance under different
Fig. 1. Morphology of sludge ocs observed by COM under different COD:N ratios (a) 100:5; (b) 100:2.5 and (c) 100:1.8.
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membrane fouling. Recovery cleaning was performed by physical
cleaning using water with a wet sponge over the surface of the
fouled membrane to reinstall membrane performance.
3.7. Fouling resistance
Membrane ltration resistances evaluated at the end of an
operation cycle, obtained for each of the COD:N regimes studied,
are shown in Table 3. A comparison of the ltration resistances at
the end of an operation cycle among COD:N ratios studied is not
reasonable, due to the fact that different ending TMP was used. The
purpose of measuring the ltration resistance was to identify the
dominant fouling mechanism. The value of Rc/(Rc þ Rf) (100%)
indicates the formation of a cake layer was the dominant mecha-
nism of membrane fouling in the MBRs. Fig. 7 illustrates the
thickness of wet cake layers formed on membrane surfaces There
was variability with respect to the thickness of the cake layer over
the surface of the membrane. A thinner cake layer was usually
observed at the center of membrane module, where there was
likely better air scouring condition. The cake layer thickness ranged
from between 100 and 300 mm under the different nutrients
(COD:N) conditions studied. The cake layer thickness at COD:N
100:5 was usually thinner than that at COD:N 100:5 and 100:1.8 at
the end of an operation cycle.
4. Discussion
As shown in Fig. 1, sludge ocs had irregular shapes containing
different level of laments and changed in oc sizes. The changes in
the abundances of
lamentous microorganisms and
oc sizes
under different COD:N ratios could be explained by our general
knowledge that nutrients (N, P) deciency in inuent would pro-
mote the growth of lamentous microorganisms in activated
sludge ( Jenkins et al., 2003). Thus, a moderate higher level (3-4) of
lamentous microorganisms was observed under N deciency
Fig. 3. Comparison of (a) bound EPS of bulk sludge and (b) PN/CH in EPS under
different COD:N:P ratios (ANOVA, p < 0.05, number of measurements: n ¼ 5 for each
condition).Fig. 4. (a) SMP concentrations and (b) PN/CH in SMPs under different COD:N:P ratios
(ANOVA, p < 0.05, number of measurements: n ¼ 5 for each condition).
Fig. 5. FTIR spectrum of bulk sludge under different COD:N:P ratios (sample number
n ¼ 3 under each COD:N ratio; sample dates: Day 74, 87 and 90 for COD:N 100:5; Day
218, 224 and 229 for COD:N 100:2.5; and Day 339, 347 and 352 for COD:N 100:1.8).
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conditions. Furthermore, it is well-known that lamentous micro-
organisms could serve as a backbone for sludge oc formation and
thus increase oc sizes ( Jenkins et al., 2003). Moreover, under the
conditions of reduced growth due to N limitations, a signicant
Fig. 6. Membrane ltration resistance over time under different COD:N:P ratios (the recorded TMP pattern between days 115 and 129 is due to high membrane fouling rates
observed in this time period).
Table 3
A series of resistances at the end of the study point of membrane cyclic ltration.
Nutrients COD:N:P Resistances Cake resistance ratio (%)
R m R c R p R t R c/(R c þ R p)
100:5:1 (1.82 ± 0.07) 1012 (6.32 ± 0.10) 1012 0 (8.15 ± 0.08) 1012 100
100:2.5:1 (1.80 ± 0.02) 1012 (4.53 ± 0.01) 1012 0 (6.33 ± 0.01) 1012 100
100:1.8:1 (1.81 ± 0.07) 1012 (2.71 ± 0.18) 1012 0 (4.52 ± 0.11) 1012 100
Sample average ± relative error, number of measurements: n ¼ 2 for each COD:N:P condition.
Fig. 7. Cross section of cake layer observed by COM under different COD:N ratios (a) 100:5; (b) 100:2.5 and (c) 100:1.8.
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portion of feed CODwould be converted into storage compounds as
reected by the higher level of CH in bound EPS, which also
resulted in the increase in oc sizes and changes in oc shape by
enhanced bioocculation. Shin et al. (2000) found an increase in
PN/CH in bound EPS correlated to a higher magnitude of negative
surface charge and thus inhibited bioocculation.
Membrane ltration performance of sludge is closely associated
with sludge morphology and chemical/physical characteristics, and
sludge ltration performance directly affects the trans-membrane
pressure (TMP). The larger oc sizes and decreased MLSS concen-
tration at a reduced nitrogen level (COD:N ¼ 100:2.5 and 100:1.8)
might also explain the better membrane performance under these
conditions, as smaller ocs have a higher tendency to attach to the
membrane surface and contributing to membrane fouling at a
COD:N ratio of 100:5. Although the cake layer thickness
(100e150 mm) at COD:N 100:5 was thinner than that
(200e300 mm) at COD:N 100:2.5 and 100:1.8 (Fig. 7), the longer
operation period before TMP jump (less fouling) at COD:N 100:2.5
and 100:1.8 might suggest a looser structure of cake layer, as the
sludge oc size increased, the cake layer porosity increased (Cao
et al., 2015). Thus, less membrane fouling was observed under N
deciency conditions. Some studies found lamentous bulking
sludge caused more serve membrane fouling (Li et al., 2008; Menget al., 2006a,b), but the presence of a small quantity of lamentous
microorganisms did improve membrane ltration (Meng et al.,
2006b). The results from this study is consistent with the nding
of Meng et al. (2006b) in that the presence of a small quantity of
lamentous microorganisms had a positive impact on membrane
permeation (less fouling). Therefore, control the growth of la-
mentous microorganisms at a certain level is important in con-
trolling membrane fouling. A possible explanation is that the
laments will serve as a net and form large oc and thus lead to a
less dense or more porous cake layer (Cao et al., 2015) and reduce
membrane fouling. The results from this study suggest that sludge
oc structure (morphology, oc size, and the abundance of la-
mentous microorganism) is an important factor in controlling
membrane fouling. Another possible explanation would be basedon the potentially signicant difference in microbial communities
under different COD:N ratios, in addition to the differences in the
abundances in lamentous microorganisms. Potential correlations
between microbial communities and EPS/SMP production needs
further studies using advanced molecular tools in the future to
develop new insights in membrane fouling.
The XPS results suggest signicant differences in the surface
concentrations of elements N and O and C bonds ( Table 2). This
could be attribute to the decreasing nitrogen level (increasing
COD:N ratio) in the system. As XPS detects the surface concentra-
tions of elements, like C, N and O, in a few nm thickness, which are
overlap with the bound EPS extracted from oc surfaces. In prin-
ciple, the results of XPS analysis and bound EPS extraction and
chemical analysis are related. The XPS results strongly suggestthere are signicant difference in bound EPS composition and the
properties of the surface under different COD:N ratios. This might
not be surprising that microorganisms responding to the stress of
nutrient (N) decient would produce different biopolymers
(Omoike and Chorover, 2004). It is well known that the bound EPS
consist of proteins, polysaccharides, nucleic acids, lipids, humic
acids, which are located at or outside the cell surface. Proteins in the
activated sludge bound EPS are the primary source for the
elemental nitrogen. Earlier XPS studies (Dengis and Rouxhet, 1996;
Dufrene et al., 1997; Omoike and Chorover, 2004; Badireddy et al.,
2008; Liao et al., 2011) have reported that the C-(C, H) bonds might
originate from lipids or from amino acid side chains. Poly-
saccharides or CH contain hydroxide and acetal or hemiacetal
building blocks. The higher content of Ce
(C, H) and N and a lower
concentration of O in COD:N:P of 100:5:1 might correlate to a
higher surface concentration of lipids and proteins and a lower
surface concentration of CH in the sludge. This is supported by
similar observations from direct chemical analysis of extracted EPS
below.
EPS are generally considered as “extracellular polymeric sub-
stances of biological origin that participate in the formation of
microbial aggregates” (Geesey, 1982). In recent years, a more
broaden denition of EPS was introduced to include both bound
EPS and soluble EPS (Laspidou and Rittmann, 2002). Bound EPS is
dened as the biopolymers attached on the surface of ocs or cells.
It is well-known that bound EPS play an important role in mem-
brane fouling (Wang et al., 2013; Lin et al., 2014). A change in bound
EPS composition and concentration would modify the interactions
between oc surface and membrane surface or between oc sur-
face and fouling layer surface and thus affect cake layer formation
rate and structure. At the lowest COD:N:P ratio of 100:5:1, the
microorganisms are more likely to produce more EPS with the
highest PN/CH ratio. This observation is consistent with previous
ndings (Durmaz and Sanin, 2001; Liu and Fang, 2003). After
reducing the nitrogen content in the feed (increased COD:N ratio),
apparently, the PN contents in bound EPS presented a rapid
decrease. This is mainly because the nitrogen in the system wasutilized for synthesis of PN and insuf cient nitrogen was supplied
for PN synthesis when COD:N ratio increased. At the lowest COD:N
ratio of 100:5, the majority of carbon source was used in biomass
synthesis instead of CH production. However, with an increase in
the COD:N ratio, the CH concentration in the bound EPS increased.
This is due to the fact that a large portion of feed COD was con-
verted into storage compounds like CH in bound EPS under N
deciency conditions. These results are parallel to the results by
Durmaz and Sanin (2001).
The bound EPS extraction and chemical analysis results are
consistent with the results of XPS as discussed above in that sig-
nicant difference in bound EPS composition and concentration
existed under different COD:N ratios. In this study, a decrease in the
PN/CH ratio in bound EPS correlated to a decrease in membranefouling rate. Cetin and Erdincler (2004) found that sludge lter-
ability and compactibility were improved considerably with a
decrease in the PN/CH ratio in bound EPS. Lee et al. (2001) sug-
gested that PN are more hydrophobic and stickier and have more
tendencies to adhere on membrane surface and inducing mem-
brane fouling. Thus, a higher PN/CH ratio in bound EPS at COD:N
100:5 would enhance cake layer formation thus corresponding
with greater membrane fouling. This observation is in consistent
with previous studies (Lin et al., 2011). It is also believed that total
amount of bound EPS was correlated to the membrane fouling as
the increase in the bound EPS content could deteriorate membrane
fouling (Al-Halbounia et al., 2008; Wang et al., 2009), while Geng
and Hall (2007) found that the content of bound EPS was not
directly associated with membrane fouling. Considering the argu-ment in the literature on the role of bound EPS content in mem-
brane fouling, it is very likely the PN/CH ratio (or the bound EPS
composition) played a more signicant role than the quantity of
bound EPS in controlling membrane fouling. It is the specic
composition (like PN and CH) of bound EPS, as reected by the
change in PN/CH ratio, that determines the specic interactions
(like hydrophobic interaction, van der Waals interaction, cation
bridging, electrostatic interaction) between sludge ocs and
membrane surfaces and thus affect cake formation.
A unied theory was developed by Laspidou and Rittmann
(2002) to elaborate the interrelations between SMP and bound
EPS. Accordingly, SMP are equal to soluble EPS (Laspidou and
Rittmann, 2002). SMP include biomass-associated products (BAP)
and substrate-utilization-associated products (UAP). SMP might
L. Hao et al. / Water Research 89 (2016) 132e141 139
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have different role in membrane fouling, as compared to bound
EPS. Li et al. (2013) found that bound EPS played a signicant role in
fouling development at stage 1, while SMP were the major con-
tributors to the self-accelerating fouling at stage 2. It is more likely
SMP would cause pore blocking or gel-layer formation, while
bound EPS plays a more important role in cake layer formation
(Meng et al., 2009; Wu and Fane, 2012). The higher CH content of
SMPat a COD:Nof 100:1.8 might suggest that more soluble CH were
released from sludge ocs under the extreme N limitation condi-
tion, considering the fact that glucose is a easily biodegradable
substrate. Morel (1983) indicates that if nutrients (N and P) are
present in very low concentrations, SMP may be produced to
scavenge the required nutrient. Ultraltration experiments (results
not shown) with a membrane having a molecular weight cut-off
(MWCO) of 1000 Da indicates that oligosaccharides were present
in SMP, as carbohydrates with a MWCO less than 1000 Da were
detected. The total SMPcontent could notexplain the improvement
of membrane performance at an increase in the COD:N ratio but an
increase in the PN/CH ratio is positively correlated to the membrane
fouling rate (e.g. a decrease in the length of membrane operation
before TMP jump) (Figs. 4 and 6). This might suggest that it is the
composition and PN/CH ratio but not the total SMP content that
controls membrane fouling rate. SMP at a COD:N 100:5 would havea higher af nity to membrane surface, due to its higher PN content
in SMP. Table3 shows that cake layer formationwas the mechanism
of membrane fouling with no pore clogging or adsorption. Thus, it
could be concluded that pore clogging or adsorption caused by SMP
did not occur, and gel layer formation by SMP was likely the
mechanism of SMP involved in membrane fouling. Furthermore,
the higher PN/CH ratio in SMP at COD/N 100:5 could accelerate the
self-accelerating fouling phenomena (increase cake layer formation
rate) in stage 2, as observed by Li et al. (2013). It is hypothesized
that the high molecular weight SMP would be accumulated on the
surface of membrane during ltration and thus would modify the
surface properties of membrane and outer cake layer to enhance
cake layer formation. The higher PN/CH ratio of SMPcorrelatedwell
with the higher PN/CH ratio in bound EPS. Thus, sludge with ahigher PN/CH ratio in bound EPS at COD:N of 100:5 would have a
higher af nity to the modied membrane surfaces with a higher
PN/CH ratio in accumulated SMP and thus increase cake layer for-
mation rate.
The unique FTIR peak at 1735 cm1 (due to C]O stretch) under
N deciency (COD:N of 100:2.5 and 100:1.8) suggest a unique
compound in sludge produced. This result indicated that the large
amount of fat or saturated aliphatic aldehyde could be produced
when biomass grown under the stressof nutrients limitation (Hung
et al., 1996). Additionally, the relative intensity of the peak at
1735 cm1 was stronger under COD:N 100:1.8 than that under
COD:N 100:2.5. A stronger intensity of the unique characteristic
peak at 1735 cm1 correlated to a bettermembrane performance (e.
g. a lower membrane fouling rate or a longer operation time boreTMP jump). The peaks located at 1660 (stretching vibration of C]O
and CeN amide I) and 1540 (NeH deformation and C]N stretching
amide II) and 1245 cm1 are important as they indicate the pres-
ence of proteins (Croue et al., 2003). The peaks of 1384 and
1244 cm1 suggest the presence of amide III ( Jun et al., 2007). A
peak near 1100 cm1 (due to CeO stretching) was due to the
functional group of carbohydrate (Croue et al., 2003). According to
the FTIR spectra, it can be concluded that the sludge under the
nitrogen limitation conditions can generate a great amount of fat or
saturated aliphatic aldehyde. The characteristic peak at 1735 cm1
under nitrogen limitations (COD:N of 100:2.5 and 100:1.8) may be
used as an indicator of nutrients conditions in feed. FTIR may be
used as a tool to indirectly monitor the nutrients condition in MBRs.
Increasing
ltration resistance in the operation of MBRs is an
important indicator of membrane fouling since it directly reects
deterioration in membrane permeability. Importantly, cake layer
resistance (Rc) under each COD:N condition was equivalent to 100%
of the total foulingresistance (Rt) (Table3), suggesting there wasno
irreversible membrane fouling by adsorption and/or pore blocking.
This might be due to the use of new membranes in each TMP cycle,
in order to check the reproducibility of membrane performance
under each tested COD:N condition. In such a short-term operation,
no irreversible membrane fouling likely developed and thus the
cake layer was the only fouling mechanism. Dominant factors that
determine cake layer formation would likely be the change in
bound EPS and SMP composition (such as PN/CH ratio) and the
presence a small quantity of laments that led to increasedoc size
and looser cake layer structure.
5. Conclusions
* An increase in COD:N ratio from 100:5 to 100:1.8 led to an
improved membrane performance and a longer operation
period before membrane cleaning.
* The XPS results demonstrated signicant differences in surface
concentrations of elements O and N and C bonds under different
COD:N ratios, which suggest signicant difference in bound EPS
composition.
* Bound EPS/SMP composition, like PN/CH ratio, played a more
important role in controlling membrane fouling than the
quantity of bound EPS and SMP.
* The presence of a small quantity of lamentous microorganisms
under N deciency led to an increased oc sizes and improved
membrane performance.
* A unique characteristic peak corresponding to unique fat or
saturated aliphatic aldehyde production at 1735 cm1 was
observed by FTIR in sludge under N limitations. FTIR can be used
as a tool to indirectly monitor nutrients (N) conditions in MBRs.
Acknowledgments
We thank the anonymous reviewers and editors for their valu-
able comments and suggestions on revising and improving the
work. This study was nancially supported by Natural Sciences and
Engineering Council of Canada (NSERC) (RGPIN-2014-03727). Spe-
cial thanks go to Dr. Rana Sodhi at Surface Interface Ontario at the
University of Toronto, Toronto, ON, for his help in XPS analysis.
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