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internal audit matrix

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1ST QUARTER 2ND QUARTER 3RD QUARTER 4TH QUARTER AUDIT CHECKLIST 4.0 QMS REQ'MNTS 4.2 DOC REQ'MNTS 5.0 MGMT RESP. 5.4 MGMT PLANNING 5.6 MNGMT REVIEW 6.0 RESOURCE MGMT 6.3 EQUIP MAINT 7.0 PRODUCT REALIZ 7.3 DESIGN & DEVEL 7.4 PURCHASING 7.5 PROD & SERV PROV 7.6 MONITOR & MEAS 8.0 MEAS, ANALYSIS 8.3 NON CONFROMING 8.4 ANALYSIS OF DATA 8.5 IMPROVEMENT 8.5.2 C & P ACTIONS ISO 9001:2000 Scheduled Audit Date January February March April May June July August September October November December 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 INTERNAL QUALITY AUDIT PLAN 20XX Quality System Documentation SOP 4.2-01 Control of Documents SOP 4.2-02 Control of Quality Records SOP 4.2-03 Develop, Format and Implementation of SOP SOP 4.2-04 Document Control SOP 4.2-05 Quality Assurance Inspection Plans SOP 4.2-09 Management Review SOP 5.6-01 Training and Awareness SOP 6.2-01 Purchase SOP 6.3-01 Software Quality Assurance SOP 7.1-01 Sale Order Processing SOP 7.2-01 Contract Review SOP 7.2-02 Customer Feedback and Complaints SOP 7.2-03 Export Control SOP 7.2-04 Design Control SOP 7.3-01 Supplier Evaluation SOP 7.4-01 Purchasing SOP 7.4-01 Age Controlled Materials SOP 7.4-02 Verification of Purchased Product SOP 7.4-03 Acceptance Sampling SOP 7.4-07 Age Controlled Materials SOP 7.4-09 Production Work Order SOP 7.5-01 Work Instructions SOP 7.5-02 Equipment Maintenance SOP 7.5-03 Traceability SOP 7.5-04 Inspection and Test Status SOP 7.5-05 Porudct Handling and Preservation SOP 7.5-06 Storage Areas SOP 7.5-07 Packaging Labeling & Shipping SOP 7.5-08 Monitoring & Measurement Equipment SOP 7.6-01 Customer Satisfaction SOP 8.2-01 Internal Quality Audits SOP 8.2-02 Statistical Process Control SOP 8.2-03 First Article Inspection SOP 8.2-04 In-Process Inspections SOP 8.2-05 Final Inspection SOP 8.2-06 Source Inspection SOP 8.2-08 Control Plan SOP 8.2-09 Continual Improvement SOP 8.5-01 Corrective & Preventive Action SOP 8.5-02

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Internal Audit Matrix

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Sheet11ST QUARTER2ND QUARTER3RD QUARTER4TH QUARTERAUDIT CHECKLISTINTERNAL AUDIT PLAN 20084.0 QMS REQ'MNTS4.2 DOC REQ'MNTS5.0 MGMT RESP.5.4 MGMT PLANNING5.6 MNGMT REVIEW6.0 RESOURCE MGMT6.3 EQUIP MAINT7.0 PRODUCT REALIZ7.3 DESIGN & DEVEL7.4 PURCHASING7.5 PROD & SERV PROV7.6 MONITOR & MEAS8.0 MEAS, ANALYSIS8.3 NON CONFROMING8.4 ANALYSIS OF DATA8.5 IMPROVEMENT8.5.2 C & P ACTIONSINTERNAL QUALITY AUDIT PLAN 20XXISO 9001:2000Scheduled Audit DateJanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember1Quality System DocumentationSOP 4.2-012Control of DocumentsSOP 4.2-023Control of Quality RecordsSOP 4.2-034Develop, Format and Implementation of SOP SOP 4.2-045Document ControlSOP 4.2-056Quality Assurance Inspection PlansSOP 4.2-097Management ReviewSOP 5.6-018Training and AwarenessSOP 6.2-019Property, Plant, Equipment PurchaseSOP 6.3-0110Software Quality AssuranceSOP 7.1-0111Sale Order ProcessingSOP 7.2-0112Contract ReviewSOP 7.2-0213Customer Feedback and ComplaintsSOP 7.2-0314Export ControlSOP 7.2-0415Design ControlSOP 7.3-0116Supplier EvaluationSOP 7.4-0117PurchasingSOP 7.4-0118Age Controlled MaterialsSOP 7.4-0219Verification of Purchased ProductSOP 7.4-0320Acceptance SamplingSOP 7.4-0721Age Controlled MaterialsSOP 7.4-0922Production Work OrderSOP 7.5-0123Work InstructionsSOP 7.5-0224Equipment MaintenanceSOP 7.5-0325Product Identification & TraceabilitySOP 7.5-0426Inspection and Test StatusSOP 7.5-0527Porudct Handling and PreservationSOP 7.5-0628Storage AreasSOP 7.5-0729Packaging Labeling & ShippingSOP 7.5-0830Monitoring & Measurement EquipmentSOP 7.6-0131Customer SatisfactionSOP 8.2-0132Internal Quality AuditsSOP 8.2-0233Statistical Process ControlSOP 8.2-0334First Article InspectionSOP 8.2-0435In-Process InspectionsSOP 8.2-0536Final InspectionSOP 8.2-0637Source InspectionSOP 8.2-0838Control PlanSOP 8.2-0939Continual ImprovementSOP 8.5-0140Corrective & Preventive ActionSOP 8.5-02

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